Harbert Mezzanine Partners III SBIC, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest, 4189 [2013-00961]
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Federal Register / Vol. 78, No. 13 / Friday, January 18, 2013 / Notices
this proposed change. CME has not
received any unsolicited written
comments from interested parties.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has been
filed pursuant to Section 19(b)(3)(A) 7 of
the Act and Rule 19b–4(f)(4)(ii) 8
thereunder and was effective upon
filing. The changes became operational
on January 11, 2013. At any time within
60 days of the filing of the proposed rule
change, the Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act.9
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
mstockstill on DSK4VPTVN1PROD with
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml) or
• Send an email to rulecomments@sec.gov. Please include File
Number SR–CME–2012–47 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–CME–2012–47. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
7 15
U.S.C. 78s(b)(3)(A).
CFR 240.19b–4(f)(4)(ii).
9 15 U.S.C. 78s(b)(3)(C).
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such
filing also will be available for
inspection and copying at the principal
office of CME.
All comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number SR–CME–2012–47 and should
be submitted on or before February 8,
2013.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.10
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–00968 Filed 1–17–13; 8:45 am]
BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
[Application No. 99000720]
Harbert Mezzanine Partners III SBIC,
L.P.; Notice Seeking Exemption Under
Section 312 of the Small Business
Investment Act, Conflicts of Interest
Notice is hereby given that Harbert
Mezzanine Partners III SBIC, L.P., 2100
Third Avenue North, Suite 600,
Birmingham, AL 35203, a Federal
Licensee applicant under the Small
Business Investment Act of 1958, as
amended (the ‘‘Act’’), in connection
with the financing of a small concern,
has sought an exemption under Section
312 of the Act and Section 107.730,
Financings which Constitute Conflicts
of Interest of the Small Business
Administration (‘‘SBA’’) Rules and
Regulations (13 CFR 107.730). Harbert
Mezzanine Partners III SBIC, L.P.
proposes to invest in Employment
Control Holding Company, LLC, a
portfolio company of its Associate
Harbert Mezzanine Partners II SBIC, L.P.
The financing is brought within the
purview of § 107.730(a) of the
Regulations because Harbert Mezzanine
Partners III SBIC I, L.P. proposes to
Finance a small business in which its
Associate Harbert Mezzanine Partners II
SBIC, L.P. has an equity interest of at
least 10 percent, so the transaction that
8 17
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4189
will effect the proposed Financing
requires prior SBA exemption.
Notice is hereby given that any
interested person may submit written
comments on the transaction, within
fifteen days of the date of this
publication, to the Associate
Administrator for Investment, U.S.
Small Business Administration, 409
Third Street SW., Washington, DC
20416.
Dated: December 21, 2012.
Sean J. Greene,
Associate Administrator for Investment.
[FR Doc. 2013–00961 Filed 1–17–13; 8:45 am]
BILLING CODE 8025–01–P
SMALL BUSINESS ADMINISTRATION
Surrender of License of Small
Business Investment Company
Pursuant to the authority granted to
the United States Small Business
Administration under the Small
Business Investment Act of 1958, under
Section 309 of the Act and Section
107.1900 of the Small Business
Administration Rules and Regulations
(13 CFR 107.1900) to function as a small
business investment company under the
Small Business Investment Company
License No. 01/71–0401 issued to
Masthead Venture Partners Capital, LP,
and said license is hereby declared null
and void.
United States Small Business
Administration.
Dated: January 10, 2013.
Sean J. Greene,
Associate Administrator for Investment.
[FR Doc. 2013–00960 Filed 1–17–13; 8:45 am]
BILLING CODE P
DEPARTMENT OF STATE
[Public Notice 8155]
Advisory Committee on the Secretary
of State’s Strategic Dialogue With Civil
Society
ACTION:
Notice of meeting.
Pursuant to the provisions of
the Federal Advisory Committee Act
(FACA), the Advisory Committee on the
Secretary of State’s Strategic Dialogue
with Civil Society will convene in
Washington, DC on March 12, 2013. The
Committee provides advice on the
formulation of U.S. policies, proposals,
and strategies for engagement with, and
protection of, civil society worldwide.
The objective of this meeting is to
review the progress of the Committee’s
five subcommittees.
SUMMARY:
E:\FR\FM\18JAN1.SGM
18JAN1
Agencies
[Federal Register Volume 78, Number 13 (Friday, January 18, 2013)]
[Notices]
[Page 4189]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-00961]
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SMALL BUSINESS ADMINISTRATION
[Application No. 99000720]
Harbert Mezzanine Partners III SBIC, L.P.; Notice Seeking
Exemption Under Section 312 of the Small Business Investment Act,
Conflicts of Interest
Notice is hereby given that Harbert Mezzanine Partners III SBIC,
L.P., 2100 Third Avenue North, Suite 600, Birmingham, AL 35203, a
Federal Licensee applicant under the Small Business Investment Act of
1958, as amended (the ``Act''), in connection with the financing of a
small concern, has sought an exemption under Section 312 of the Act and
Section 107.730, Financings which Constitute Conflicts of Interest of
the Small Business Administration (``SBA'') Rules and Regulations (13
CFR 107.730). Harbert Mezzanine Partners III SBIC, L.P. proposes to
invest in Employment Control Holding Company, LLC, a portfolio company
of its Associate Harbert Mezzanine Partners II SBIC, L.P.
The financing is brought within the purview of Sec. 107.730(a) of
the Regulations because Harbert Mezzanine Partners III SBIC I, L.P.
proposes to Finance a small business in which its Associate Harbert
Mezzanine Partners II SBIC, L.P. has an equity interest of at least 10
percent, so the transaction that will effect the proposed Financing
requires prior SBA exemption.
Notice is hereby given that any interested person may submit
written comments on the transaction, within fifteen days of the date of
this publication, to the Associate Administrator for Investment, U.S.
Small Business Administration, 409 Third Street SW., Washington, DC
20416.
Dated: December 21, 2012.
Sean J. Greene,
Associate Administrator for Investment.
[FR Doc. 2013-00961 Filed 1-17-13; 8:45 am]
BILLING CODE 8025-01-P