Harbert Mezzanine Partners III SBIC, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest, 4189 [2013-00961]

Download as PDF Federal Register / Vol. 78, No. 13 / Friday, January 18, 2013 / Notices this proposed change. CME has not received any unsolicited written comments from interested parties. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action The foregoing rule change has been filed pursuant to Section 19(b)(3)(A) 7 of the Act and Rule 19b–4(f)(4)(ii) 8 thereunder and was effective upon filing. The changes became operational on January 11, 2013. At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.9 IV. Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: mstockstill on DSK4VPTVN1PROD with Electronic Comments • Use the Commission’s Internet comment form (https://www.sec.gov/ rules/sro.shtml) or • Send an email to rulecomments@sec.gov. Please include File Number SR–CME–2012–47 on the subject line. Paper Comments • Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. All submissions should refer to File Number SR–CME–2012–47. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the 7 15 U.S.C. 78s(b)(3)(A). CFR 240.19b–4(f)(4)(ii). 9 15 U.S.C. 78s(b)(3)(C). public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of such filing also will be available for inspection and copying at the principal office of CME. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–CME–2012–47 and should be submitted on or before February 8, 2013. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.10 Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2013–00968 Filed 1–17–13; 8:45 am] BILLING CODE 8011–01–P SMALL BUSINESS ADMINISTRATION [Application No. 99000720] Harbert Mezzanine Partners III SBIC, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest Notice is hereby given that Harbert Mezzanine Partners III SBIC, L.P., 2100 Third Avenue North, Suite 600, Birmingham, AL 35203, a Federal Licensee applicant under the Small Business Investment Act of 1958, as amended (the ‘‘Act’’), in connection with the financing of a small concern, has sought an exemption under Section 312 of the Act and Section 107.730, Financings which Constitute Conflicts of Interest of the Small Business Administration (‘‘SBA’’) Rules and Regulations (13 CFR 107.730). Harbert Mezzanine Partners III SBIC, L.P. proposes to invest in Employment Control Holding Company, LLC, a portfolio company of its Associate Harbert Mezzanine Partners II SBIC, L.P. The financing is brought within the purview of § 107.730(a) of the Regulations because Harbert Mezzanine Partners III SBIC I, L.P. proposes to Finance a small business in which its Associate Harbert Mezzanine Partners II SBIC, L.P. has an equity interest of at least 10 percent, so the transaction that 8 17 VerDate Mar<15>2010 16:52 Jan 17, 2013 10 17 Jkt 229001 PO 00000 CFR 200.30–3(a)(12). Frm 00070 Fmt 4703 Sfmt 4703 4189 will effect the proposed Financing requires prior SBA exemption. Notice is hereby given that any interested person may submit written comments on the transaction, within fifteen days of the date of this publication, to the Associate Administrator for Investment, U.S. Small Business Administration, 409 Third Street SW., Washington, DC 20416. Dated: December 21, 2012. Sean J. Greene, Associate Administrator for Investment. [FR Doc. 2013–00961 Filed 1–17–13; 8:45 am] BILLING CODE 8025–01–P SMALL BUSINESS ADMINISTRATION Surrender of License of Small Business Investment Company Pursuant to the authority granted to the United States Small Business Administration under the Small Business Investment Act of 1958, under Section 309 of the Act and Section 107.1900 of the Small Business Administration Rules and Regulations (13 CFR 107.1900) to function as a small business investment company under the Small Business Investment Company License No. 01/71–0401 issued to Masthead Venture Partners Capital, LP, and said license is hereby declared null and void. United States Small Business Administration. Dated: January 10, 2013. Sean J. Greene, Associate Administrator for Investment. [FR Doc. 2013–00960 Filed 1–17–13; 8:45 am] BILLING CODE P DEPARTMENT OF STATE [Public Notice 8155] Advisory Committee on the Secretary of State’s Strategic Dialogue With Civil Society ACTION: Notice of meeting. Pursuant to the provisions of the Federal Advisory Committee Act (FACA), the Advisory Committee on the Secretary of State’s Strategic Dialogue with Civil Society will convene in Washington, DC on March 12, 2013. The Committee provides advice on the formulation of U.S. policies, proposals, and strategies for engagement with, and protection of, civil society worldwide. The objective of this meeting is to review the progress of the Committee’s five subcommittees. SUMMARY: E:\FR\FM\18JAN1.SGM 18JAN1

Agencies

[Federal Register Volume 78, Number 13 (Friday, January 18, 2013)]
[Notices]
[Page 4189]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-00961]


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SMALL BUSINESS ADMINISTRATION

[Application No. 99000720]


Harbert Mezzanine Partners III SBIC, L.P.; Notice Seeking 
Exemption Under Section 312 of the Small Business Investment Act, 
Conflicts of Interest

    Notice is hereby given that Harbert Mezzanine Partners III SBIC, 
L.P., 2100 Third Avenue North, Suite 600, Birmingham, AL 35203, a 
Federal Licensee applicant under the Small Business Investment Act of 
1958, as amended (the ``Act''), in connection with the financing of a 
small concern, has sought an exemption under Section 312 of the Act and 
Section 107.730, Financings which Constitute Conflicts of Interest of 
the Small Business Administration (``SBA'') Rules and Regulations (13 
CFR 107.730). Harbert Mezzanine Partners III SBIC, L.P. proposes to 
invest in Employment Control Holding Company, LLC, a portfolio company 
of its Associate Harbert Mezzanine Partners II SBIC, L.P.
    The financing is brought within the purview of Sec.  107.730(a) of 
the Regulations because Harbert Mezzanine Partners III SBIC I, L.P. 
proposes to Finance a small business in which its Associate Harbert 
Mezzanine Partners II SBIC, L.P. has an equity interest of at least 10 
percent, so the transaction that will effect the proposed Financing 
requires prior SBA exemption.
    Notice is hereby given that any interested person may submit 
written comments on the transaction, within fifteen days of the date of 
this publication, to the Associate Administrator for Investment, U.S. 
Small Business Administration, 409 Third Street SW., Washington, DC 
20416.

    Dated: December 21, 2012.
Sean J. Greene,
Associate Administrator for Investment.
[FR Doc. 2013-00961 Filed 1-17-13; 8:45 am]
BILLING CODE 8025-01-P
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