Prohibition on Personal Use of Electronic Devices on the Flight Deck, 2912-2916 [2013-00608]
Download as PDF
2912
Federal Register / Vol. 78, No. 10 / Tuesday, January 15, 2013 / Proposed Rules
(3) Replacement at any time of an elevator
trim tab arm with an airworthy part that has
a P/N other than P/N 115E–3758, will
terminate the repetitive requirement in
paragraph (f)(1) of this AD.
(g) Credit for Actions Accomplished in
Accordance With Previous Service
Information
This AD provides credit for the actions
required in this AD if already done before the
effective date of this AD following Grob
Aircraft Service Bulletin No. MSB1078–186/
2, dated March 28, 2012; Grob Aircraft
Service Bulletin No. MSB1078–186/1, dated
March 8, 2012; or Grob Aircraft Service
Bulletin No. MSB1078–186, dated February
15, 2012.
tkelley on DSK3SPTVN1PROD with
(h) Other FAA AD Provisions
The following provisions also apply to this
AD:
(1) Alternative Methods of Compliance
(AMOCs): The Manager, Standards Office,
FAA, has the authority to approve AMOCs
for this AD, if requested using the procedures
found in 14 CFR 39.19. Send information to
ATTN: Taylor Martin, Aerospace Engineer,
FAA, Small Airplane Directorate, 901 Locust,
Room 301, Kansas City, Missouri 64106;
telephone: (816) 329–4138; fax: (816) 329–
4090; email: taylor.martin@faa.gov. Before
using any approved AMOC on any airplane
to which the AMOC applies, notify your
appropriate principal inspector (PI) in the
FAA Flight Standards District Office (FSDO),
or lacking a PI, your local FSDO.
(2) Airworthy Product: For any requirement
in this AD to obtain corrective actions from
a manufacturer or other source, use these
actions if they are FAA-approved. Corrective
actions are considered FAA-approved if they
are approved by the State of Design Authority
(or their delegated agent). You are required
to assure the product is airworthy before it
is returned to service.
(3) Reporting Requirements: For any
reporting requirement in this AD, a federal
agency may not conduct or sponsor, and a
person is not required to respond to, nor
shall a person be subject to a penalty for
failure to comply with a collection of
information subject to the requirements of
the Paperwork Reduction Act unless that
collection of information displays a current
valid OMB Control Number. The OMB
Control Number for this information
collection is 2120–0056. Public reporting for
this collection of information is estimated to
be approximately 5 minutes per response,
including the time for reviewing instructions,
completing and reviewing the collection of
information. All responses to this collection
of information are mandatory. Comments
concerning the accuracy of this burden and
suggestions for reducing the burden should
be directed to the FAA at: 800 Independence
Ave. SW., Washington, DC 20591, Attn:
Information Collection Clearance Officer,
AES–200.
(i) Related Information
Refer to MCAI European Aviation Safety
Agency (EASA) AD No.: 2012–0155, dated
August 20, 2012; and Grob Aircraft Service
Bulletin No. MSB1078–186/3, dated August
3, 2012, for related information. For service
VerDate Mar<15>2010
16:42 Jan 14, 2013
Jkt 229001
information related to this AD, contact Grob
Aircraft AG, Lettenbachstrasse 9, D–86874
Tussenhausen-Mattsies, Germany; phone:
+49 (0) 8268 998 139; fax: +49 (0) 8268 998
200; email: productsupport@grob-aircraft.de;
Internet: www.grob-aircraft.com/index.php/g115e.html. You may review copies of the
referenced service information at the FAA,
Small Airplane Directorate, 901 Locust,
Kansas City, Missouri 64106. For information
on the availability of this material at the
FAA, call (816) 329–4148.
Issued in Kansas City, Missouri, on January
8, 2013.
John Colomy,
Acting Manager, Small Airplane Directorate,
Aircraft Certification Service.
[FR Doc. 2013–00667 Filed 1–14–13; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 121
[Docket No. FAA–2012–0929; Notice No. 13–
02]
RIN 2120–AJ17
Prohibition on Personal Use of
Electronic Devices on the Flight Deck
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM).
AGENCY:
The proposed rule would
prohibit flightcrew members in
operations under part 121 from using a
personal wireless communications
device or laptop computer for personal
use while at their duty station on the
flight deck while the aircraft is being
operated. This rule, which conforms
FAA regulations with recent legislation,
is intended to ensure that certain nonessential activities do not contribute to
the challenge of task management on the
flight deck or a loss of situational
awareness due to attention to nonessential tasks.
DATES: Send comments on or before
March 18, 2013.
ADDRESSES: Send comments identified
by docket number FAA–2012–0929
using any of the following methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov and follow
the online instructions for sending your
comments electronically.
• Mail: Send comments to Docket
Operations, M–30; U.S. Department of
Transportation (DOT), 1200 New Jersey
Avenue SE., Room W12–140, West
Building Ground Floor, Washington, DC
20590–0001.
• Hand Delivery or Courier: Take
comments to Docket Operations in
SUMMARY:
PO 00000
Frm 00005
Fmt 4702
Sfmt 4702
Room W12–140 of the West Building
Ground Floor at 1200 New Jersey
Avenue SE., Washington, DC, between 9
a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
• Fax: Fax comments to Docket
Operations at 202–493–2251.
Privacy: The FAA will post all
comments it receives, without change,
to https://www.regulations.gov, including
any personal information the
commenter provides. Using the search
function of the docket Web site, anyone
can find and read the electronic form of
all comments received into any FAA
docket, including the name of the
individual sending the comment (or
signing the comment for an association,
business, labor union, etc.). DOT’s
complete Privacy Act Statement can be
found in the Federal Register published
on April 11, 2000 (65 FR 19477–19478),
as well as at https://DocketsInfo.dot.gov.
Docket: Background documents or
comments received may be read at
https://www.regulations.gov at any time.
Follow the online instructions for
accessing the docket or go to the Docket
Operations in Room W12–140 of the
West Building Ground Floor at 1200
New Jersey Avenue SE., Washington,
DC, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT: For
technical questions concerning this
proposed rule, contact Nancy Lauck
Claussen, Air Transportation Division
(AFS–200), Flight Standards Service,
Federal Aviation Administration, 800
Independence Avenue SW.,
Washington, DC 20591; telephone (202)
267–8166; email
Nancy.L.Claussen@faa.gov.
For legal questions concerning this
action, contact Nancy Sanchez, Office of
the Chief Counsel, Regulations Division,
AGC–200, Federal Aviation
Administration, 800 Independence
Avenue SW., Washington, DC 20591;
telephone (202) 267–3073; email
Nancy.Sanchez@faa.gov.
See the
‘‘Additional Information’’ section for
information on how to comment on this
proposal and how the FAA will handle
comments received. The ‘‘Additional
Information’’ section also contains
related information about the docket,
privacy, the handling of proprietary or
confidential business information. In
addition, there is information on
obtaining copies of related rulemaking
documents.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The FAA’s authority to issue rules on
aviation safety is found in Title 49 of the
United States Code. Subtitle I, Section
E:\FR\FM\15JAP1.SGM
15JAP1
Federal Register / Vol. 78, No. 10 / Tuesday, January 15, 2013 / Proposed Rules
106, describes the authority of the FAA
Administrator. Subtitle VII, Aviation
Programs, describes in more detail the
scope of the Agency’s authority.
This rulemaking is promulgated
under the authority described in 49
U.S.C. 44701(a)(5), which requires the
Administrator to promulgate regulations
and minimum standards for other
practices, methods, and procedures
necessary for safety in air commerce and
national security, and 49 U.S.C.
44732(d), which requires the
Administrator to issue a final rule to
carry out the prohibition of personal use
of electronic devices on the flight deck
by flightcrew members.
Table of Contents
tkelley on DSK3SPTVN1PROD with
I. Overview of Proposed Rule
II. Background
A. Related Rule
B. Statement of the Problem
C. National Transportation Safety Board
Recommendation
III. Discussion of the Proposal
A. Requirements
B. Current Air Carrier Programs
C. Operational Timeframes for Prohibition
D. Personal Wireless Communications
Device
IV. Regulatory Notices and Analyses
A. Regulatory Evaluation
B. Regulatory Flexibility Determination
C. International Trade Impact Assessment
D. Unfunded Mandates Assessment
E. Paperwork Reduction Act
F. International Compatibility
G. Environmental Analysis
V. Executive Order Determinations
A. Executive Orders 12866 and 13563
B. Executive Order 13132, Federalism
C. Executive Order 13211, Regulations
That Significantly Affect Energy Supply,
Distribution, or Use
VI. Additional Information
A. Comments Invited
B. Availability of Rulemaking Documents
VII. The Proposed Amendment
I. Overview of Proposed Rule
The FAA Modernization and Reform
Act of 2012 was enacted on February 14,
2012. Section 307 of the Act,
Prohibition on Personal Use of
Electronic Devices on the Flight Deck,
makes it ‘‘unlawful for a flight
crewmember of an aircraft used to
provide air transportation under part
121 of title 14, Code of Federal
Regulations, to use a personal wireless
communications device or laptop
computer while at the flight
crewmember’s duty station on the flight
deck of such an aircraft while the
aircraft is being operated.’’ The
legislation also states that this
prohibition does not apply to the use of
a personal wireless communications
device or laptop computer for a purpose
directly related to operation of the
VerDate Mar<15>2010
16:42 Jan 14, 2013
Jkt 229001
aircraft, or for emergency, safety-related,
or employment-related
communications, in accordance with
procedures established by the air carrier
and the FAA. The FAA is proposing to
amend part 121 to conform to this
legislation. The FAA proposes to amend
14 CFR 121.542 to add language to
prohibit flightcrew members operating
under part 121 from using a personal
wireless communications device or a
laptop computer for personal use while
at their duty station on the flight deck
while the aircraft is being operated. The
amended regulatory language will
clarify that the prohibition on use of a
personal wireless communications
device or laptop computer does not
apply to the use of a personal wireless
communications device or laptop
computer for a purpose directly related
to the operation of the aircraft, or for
emergency, safety-related, or
employment-related communications,
in accordance with procedures
established by the air carrier and
approved by the FAA.
II. Background
A. Related Rule
In 1981, the FAA published the
Elimination of Duties and Activities of
Flightcrew Members Not Required for
the Safe Operation of Aircraft Final
Rule.1 This rule, better known as the
‘‘Sterile Cockpit’’ rule, required air
carriers operating under parts 121 and
135, as well as flightcrew members in
those operations, to ensure that the
environment on the flight deck was free
from potentially dangerous distractions.
The final rule states that air carriers
shall not require their flightcrew
members to perform non-safety related
duties during critical phases of flight
and that flightcrew members shall not
conduct non-safety related activities
which could cause distractions on the
flight deck during critical phases of
flight. In addition, the rule further states
that the pilot-in-command shall not
permit any activity during a critical
phase of flight which would distract
flightcrew members from the
performance of their duties which, in
effect, extends the sterile cockpit
provisions to other crewmembers, such
as flight attendants.
The 1981 rule defines the critical
phases of flight as all ground operations
involving taxi, take-off and landing, and
all other flight operations conducted
below 10,000 feet, except cruise flight.
The personal use of personal wireless
communications devices and laptop
computers for non-safety related
1 46
PO 00000
FR 5500 (Jan. 19, 1981).
Frm 00006
Fmt 4702
Sfmt 4702
2913
activities is prohibited by the broad
restrictions in the current ‘‘Sterile
Cockpit’’ rule during ground operations
involving taxi, take-off and landing, and
all other flight operations conducted
below 10,000 feet. The proposed
requirements in this NPRM would
extend the prohibition on personal use
of personal wireless communications
devices and laptop computers to all
phases of flight.
B. Statement of the Problem
Several recent incidents involving a
breakdown of sterile cockpit discipline
have prompted Congress to address this
issue in the FAA Modernization and
Reform Act of 2012. In one instance,
two pilots were using their personal
laptop computers during cruise flight
and lost situational awareness, leading
to a 150 mile fly-by of their destination.
In another instance, a pilot sent a text
message on her personal cell phone
during the taxi phase of the flight, after
the aircraft pushed back from the gate
and before the take-off sequence. These
incidents illustrate the potential for
such devices to create a hazardous
distraction during critical phases of
flight.
This rule is intended to ensure that
certain non-essential activities do not
contribute to the challenge of task
management on the flight deck and do
not contribute to a loss of situational
awareness due to attention to nonessential activities, as the previously
discussed incidents highlight.
Situational awareness is an attention
based phenomenon that reflects the
flightcrew’s knowledge of where the
aircraft is in regard to location, air traffic
control, weather, regulations, aircraft
status, and other factors. A lack of
situational awareness can affect a pilot’s
ability to perform effectively regarding
aircraft handling, aircraft systems,
aircraft mode awareness, environmental
hazards, standard operating procedures,
and attention to required tasks. When
loss of situational awareness occurs,
there can be critical consequences, such
as missing information from one source
when concentrating on another source,
altitude or course deviations,
dominance of visual cues to the extent
that pilots may not hear certain aural
warnings, misinterpreting ATC
instructions, or experiencing task
overload.
An individual can lose situational
awareness due to attentional tunneling
and attention to non-essential activities.
Attentional tunneling is becoming
absorbed in a task to the exclusion of
other visual and aural inputs, and is
also a factor in the breakdown of task
management. This is operationally
E:\FR\FM\15JAP1.SGM
15JAP1
2914
Federal Register / Vol. 78, No. 10 / Tuesday, January 15, 2013 / Proposed Rules
described as ‘‘the allocation of attention
to a particular channel of information,
diagnostic hypothesis, or task goal, for
a duration that is longer than optimal,
given the expected cost of neglecting
events on other channels, failing to
consider other hypotheses, or failing to
perform other tasks.’’ 2
The ‘‘party’’ situation, when a person
at a loud crowded party usually listens
to one conversation and can easily
ignore all others, is a commonplace
example of attentional tunneling.3 In
some ways, attentional tunneling helps
people handle a situation with a high
number of visual and aural inputs.
However, it can also block important
visual and aural information. Because
flightcrew members must attend to
many safety-related tasks during aircraft
operations and must manage those tasks
effectively, attentional tunneling can
introduce risks into the system.
Additionally, flightcrew members
could lose situational awareness when a
personal electronic device used on the
flight deck is inconsistent with the type
certified flight deck design philosophy.
The inconsistency could provide
distraction, confusion, and ultimately
contribute to a loss of situational
awareness.4
C. National Transportation Safety Board
Recommendation
tkelley on DSK3SPTVN1PROD with
In its recommendations to the FAA
regarding the Colgan accident in 2009,
the NTSB concluded that because of the
continuing number of accidents
involving a breakdown in sterile cockpit
discipline, collaborative action by the
FAA and the aviation industry to
promptly address this issue was
warranted.
Therefore, the NTSB recommended
(A–10–30) that the FAA require all part
121, 135, and 91K operators to
incorporate explicit guidance to pilots,
including checklist reminders as
appropriate, prohibiting the use of
personal portable electronic devices on
the flight deck.5
In response to NTSB recommendation
A–10–30, the FAA issued Information
for Operators (InFO) 10003, Cockpit
Distractions, on April 26, 2010. The
NTSB responded that this action did not
fully address the recommendation
2 Wickens, C.D., Alexander, A.L. Attentional
tunneling and task management in synthetic vision
displays. The International Journal of Aviation
Psychology, 19(3), 182–199 (2009).
3 Cherry, E.C., On human communication: A
review, a survey, and a criticism. Cambridge:
Technology Press, MIT; New York: John Wiley
(1957).
4 See 76 FR 6088 (Feb. 3, 2011).
5 https://www.ntsb.gov/doclib/reports/2010/
aar1001.pdf.
VerDate Mar<15>2010
16:42 Jan 14, 2013
Jkt 229001
III. Discussion of the Proposal
A. Requirements
The proposed requirements would
prohibit the personal use of a personal
wireless communications device or
laptop computer while a flightcrew
member is at his or her duty station
during all ground operations involving
taxi, takeoff and landing, and all other
flight operations. The proposed rule
does not prohibit the use of personal
wireless communications devices or
laptop computers if the purpose is
directly related to operation of the
aircraft, or for emergency, safety-related,
or employment-related communications
and the use is in accordance with air
carrier procedures approved by the
Administrator.
The FAA clarifies that ‘‘emergency’’
communications are those related to the
safe operation of the aircraft and its
occupants, not a flightcrew member’s
personal emergency. Additionally, the
FAA clarifies that ‘‘employmentrelated’’ communications are not at the
discretion of the pilot but are part of
FAA approved operational procedures
regarding the use of personal wireless
communications devices or laptop
computers. For example, in the
previously noted situation with pilots
who became distracted when using a
personal laptop while discussing the air
carrier’s flight scheduling software, the
flight schedules may have been
‘‘employment-related,’’ but the personal
use of laptop computers during the
discussion was not part of FAA
approved operational procedures and
would be prohibited by the proposed
rule.
computers and/or personal wireless
communications devices used by
flightcrew members. In other cases,
flightcrew members own the laptop
computer and/or personal wireless
communications devices.
The FAA clarifies that the provisions
of the proposed rule do not require an
‘‘ownership’’ test regarding the laptop
computer or personal wireless
communications device. These devices
can be owned by the air carrier or the
flightcrew member. The provisions of
the proposed rule require a ‘‘use’’ test.
These devices (regardless of who owns
them) may not be used for personal use
(e.g. personal communications, personal
emails, leisure activities, etc) while the
flightcrew member is at his or her duty
station while the aircraft is being
operated.
C. Operational Timeframes for
Prohibition
Section 307 of the Act states that it is
unlawful to use a device for personal
use ‘‘while the aircraft is being
operated’’. The meaning of an ‘‘aircraft
being operated’’ as it pertains to some
FAA regulations is very broad, to
include being parked at the gate while
passengers are boarding. The FAA
clarifies that for the purposes of this
rule, the meaning of an ‘‘aircraft being
operated’’ mirrors the definition of
‘‘flight time’’ in 14 CFR 1.1. Therefore,
the prohibition on the personal use of
laptop computers and personal wireless
devices commences at taxi (movement
of the aircraft under its own power) and
ends when the aircraft is parked at the
gate at the end of the flight segment.
because the InFO was advisory only.6
With this proposed rulemaking, the
FAA will amend current regulations to
prohibit the use of personal wireless
communications devices and laptop
computers by flightcrew members
during all aircraft operations to address
this type of distraction on the flight
deck.
B. Current Air Carrier Programs
Several air carriers currently have
FAA approved programs or are in the
process of developing programs for FAA
approval where laptop computers and
personal wireless communications
devices, such as tablets, are used by
flightcrew members for work related
activities during flight operations. In
some cases, air carriers own the laptop
6 The NTSB closed recommendation A–10–30 as
unacceptable on June 14, 2012. Summaries of the
NTSB and FAA letters on A–10–30 can be found
at https://www.ntsb.gov/SafetyRecs/Private/
history.aspx?rec=A-10-030&addressee=FAA.
PO 00000
Frm 00007
Fmt 4702
Sfmt 4702
D. Personal Wireless Communications
Device
Section 307 of the Act defines
‘‘personal wireless communications
device’’ as a device through which
personal wireless services (as defined in
Section 332(c)(7)(C)(i) of the
Communications Act of 1934) are
transmitted.7 The Communications Act
of 1934 states that personal wireless
services means commercial mobile
services, unlicensed wireless services,
and common carrier wireless exchange
access service.
In general, wireless
telecommunications is the transfer of
information between two or more points
that are not physically connected. In the
proposed rule, the FAA retains the same
broad category because a list of specific
devices would ignore the reality of
evolving technology. This broad
category of devices includes, but is not
limited to, devices such as cell phones,
7 See
E:\FR\FM\15JAP1.SGM
47 U.S.C. 332(c)(7)(C)(i).
15JAP1
Federal Register / Vol. 78, No. 10 / Tuesday, January 15, 2013 / Proposed Rules
smartphones, personal digital assistants,
tablets, e-readers, gaming systems,
netbook computers, and notebook
computers.
tkelley on DSK3SPTVN1PROD with
IV. Regulatory Notices and Analyses
A. Regulatory Evaluation
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 directs that
each Federal agency shall propose or
adopt a regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 (Pub. L. 96–354) requires
agencies to analyze the economic
impact of regulatory changes on small
entities. Third, the Trade Agreements
Act (Pub. L. 96–39) prohibits agencies
from setting standards that create
unnecessary obstacles to the foreign
commerce of the United States. In
developing U.S. standards, the Trade
Act requires agencies to consider
international standards and, where
appropriate, that they be the basis of
U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4) requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or tribal governments, in the
aggregate, or by the private sector, of
$100 million or more annually (adjusted
for inflation with base year of 1995).
This portion of the preamble
summarizes the FAA’s analysis of the
economic impacts of this proposed rule.
The Department of Transportation
Order DOT 2100.5 prescribes policies
and procedures for simplification,
analysis, and review of regulations. If
the expected cost impact is so minimal
that a proposed or final rule does not
warrant a full evaluation, this order
permits that a statement to that effect
and the basis for it to be included in the
preamble if a full regulatory evaluation
of the cost and benefits is not prepared.
Such a determination has been made for
this proposed rule. The reasoning for
this determination follows:
The FAA Modernization and Reform
Act of 2012, enacted on February 14,
2012, includes Section 307, Prohibition
on Personal Use of Electronic Devices
on the Flight Deck. The FAA is
proposing to amend part 121 to conform
to this legislation. The proposed rule
would prohibit flightcrew members in
operations under part 121 from using a
wireless communications device or
laptop computer for personal use while
at their duty station on the flight deck
while the aircraft is being operated. This
VerDate Mar<15>2010
16:42 Jan 14, 2013
Jkt 229001
2915
proposed rule is intended to ensure that
certain non-essential activities do not
contribute to the challenge of task
management on the flight deck and do
not contribute to a loss of situational
awareness due to attention to nonessential activities. The FAA expects
that this proposed rule reflects current
sterile cockpit operating procedures and
therefore does not impose more than a
minimum cost on any regulated entity.
The FAA has, therefore, determined
that this proposed rule is not a
‘‘significant regulatory action’’ as
defined in section 3(f) of Executive
Order 12866, and is not ‘‘significant’’ as
defined in DOT’s Regulatory Policies
and Procedures.
flight deck while the aircraft is being
operated. This rule is intended to ensure
that certain non-essential activities do
not contribute to the challenge of task
management on the flight deck and do
not contribute to a loss of situational
awareness due to attention to nonessential activities. While this proposed
rule affects small entities, it merely
revises existing FAA rules and does not
impose any cost on any regulated entity.
Therefore, the FAA certifies that this
proposed rule would not have a
significant economic impact on a
substantial number of small entities.
The FAA solicits comments regarding
this determination.
B. Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980
(Pub. L. 96–354) (RFA) establishes ‘‘as a
principle of regulatory issuance that
agencies shall endeavor, consistent with
the objectives of the rule and of
applicable statutes, to fit regulatory and
informational requirements to the scale
of the businesses, organizations, and
governmental jurisdictions subject to
regulation. To achieve this principle,
agencies are required to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions to assure that such proposals are
given serious consideration.’’ The RFA
covers a wide-range of small entities,
including small businesses, not-forprofit organizations, and small
governmental jurisdictions. Agencies
must perform a review to determine
whether a rule will have a significant
economic impact on a substantial
number of small entities. If the agency
determines that it will, the agency must
prepare a regulatory flexibility analysis
as described in the RFA. However, if an
agency determines that a rule is not
expected to have a significant economic
impact on a substantial number of small
entities, section 605(b) of the RFA
provides that the head of the agency
may so certify and a regulatory
flexibility analysis is not required. The
certification must include a statement
providing the factual basis for this
determination, and the reasoning should
be clear.
The FAA Modernization and Reform
Act of 2012 was enacted on February 14,
2012. Section 307 of the Act,
Prohibition on Personal Use of
Electronic Devices on the Flight Deck,
the FAA is proposing to amend part 121
to conform to this legislation. The
proposed rule would prohibit flightcrew
members in operations under part 121
from using a wireless communications
device or laptop computer for personal
use while at their duty station on the
C. International Trade Impact
Assessment
PO 00000
Frm 00008
Fmt 4702
Sfmt 4702
The Trade Agreements Act of 1979
(Pub. L. 96–39) prohibits Federal
agencies from establishing any
standards or engaging in related
activities that create unnecessary
obstacles to the foreign commerce of the
United States. Legitimate domestic
objectives, such as safety, are not
considered unnecessary obstacles. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards. The FAA has assessed
the potential effect of this proposed rule
and has determined that it would have
only a domestic impact and therefore no
affect on international trade.
D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more
(adjusted annually for inflation with the
base year 1995) in any one year by State,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of
$143.1 million in lieu of $100 million.
This proposed rule does not contain
such a mandate.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires that the
FAA consider the impact of paperwork
and other information collection
burdens imposed on the public. The
FAA has determined that there would
be no new requirement for information
collection associated with this proposed
rule.
E:\FR\FM\15JAP1.SGM
15JAP1
2916
Federal Register / Vol. 78, No. 10 / Tuesday, January 15, 2013 / Proposed Rules
F. International Compatibility
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
conform to International Civil Aviation
Organization (ICAO) Standards and
Recommended Practices to the
maximum extent practicable. The FAA
has determined that there are no ICAO
Standards and Recommended Practices
that correspond to these proposed
regulations.
G. Environmental Analysis
FAA Order 1050.1E identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act in the
absence of extraordinary circumstances.
The FAA has determined this
rulemaking action qualifies for the
categorical exclusion identified in
paragraph 312f and involves no
extraordinary circumstances.
V. Executive Order Determinations
A. Executive Order 12866 and 13563
See the ‘‘Regulatory Evaluation’’
discussion in the ‘‘Regulatory Notices
and Analyses’’ section elsewhere in this
preamble.
B. Executive Order 13132, Federalism
The FAA has analyzed this proposed
rule under the principles and criteria of
Executive Order 13132, Federalism. The
agency has determined that this action
would not have a substantial direct
effect on the States, or the relationship
between the Federal Government and
the States, or on the distribution of
power and responsibilities among the
various levels of government, and,
therefore, would not have Federalism
implications.
C. Executive Order 13211, Regulations
That Significantly Affect Energy Supply,
Distribution, or Use
The FAA analyzed this proposed rule
under Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). The
agency has determined that it would not
be a ‘‘significant energy action’’ under
the executive order and would not be
likely to have a significant adverse effect
on the supply, distribution, or use of
energy.
views. The agency also invites
comments relating to the economic,
environmental, energy, or federalism
impacts that might result from adopting
the proposals in this document. The
most helpful comments reference a
specific portion of the proposal, explain
the reason for any recommended
change, and include supporting data. To
ensure the docket does not contain
duplicate comments, commenter’s
should send only one copy of written
comments, or if comments are filed
electronically, commenters should
submit only one time.
The FAA will file in the docket all
comments it receives, as well as a report
summarizing each substantive public
contact with FAA personnel concerning
this proposed rulemaking. Before acting
on this proposal, the FAA will consider
all comments it receives on or before the
closing date for comments. The FAA
will consider comments filed after the
comment period has closed if it is
possible to do so without incurring
expense or delay. The agency may
change this proposal in light of the
comments it receives.
B. Availability of Rulemaking
Documents
An electronic copy of rulemaking
documents may be obtained from the
Internet by—
1. Searching the Federal eRulemaking
Portal (https://www.regulations.gov);
2. Visiting the FAA’s Regulations and
Policies Web page at https://
www.faa.gov/regulations_policies or
3. Accessing the Government Printing
Office’s Web page at https://
www.gpo.gov/fdsys/.
Copies may also be obtained by
sending a request to the Federal
Aviation Administration, Office of
Rulemaking, ARM–1, 800 Independence
Avenue SW., Washington, DC 20591, or
by calling (202) 267–9680. Commenter’s
must identify the docket or notice
number of this rulemaking.
All documents the FAA considered in
developing this proposed rule,
including economic analyses and
technical reports, may be accessed from
the Internet through the Federal
eRulemaking Portal referenced in item
(1) above.
List of Subjects in 14 CFR Part 121
Air carriers, Aircraft, Airmen,
Aviation safety, Safety, Transportation.
tkelley on DSK3SPTVN1PROD with
VI. Additional Information
VII. The Proposed Amendment
A. Comments Invited
The FAA invites interested persons to
participate in this rulemaking by
submitting written comments, data, or
In consideration of the foregoing, the
Federal Aviation Administration
proposes to amend chapter I of title 14,
Code of Federal Regulations as follows:
VerDate Mar<15>2010
16:42 Jan 14, 2013
Jkt 229001
PO 00000
Frm 00009
Fmt 4702
Sfmt 4702
PART 121—OPERATING
REQUIREMENTS: DOMESTIC, FLAG,
AND SUPPLEMENTAL OPERATIONS
1. The authority citation for part 121
continues to read as follows:
■
Authority: 49 U.S.C. 106(g), 40113, 40119,
41706, 44101, 44701–44702, 44705, 44709–
44711, 44713, 44716–44717, 44722, 44732,
46105.
2. Amend § 121.542 by adding
paragraph (d) to read as follows:
■
§ 121.542
Flight crewmember duties.
*
*
*
*
*
(d) During all flight time as defined in
14 CFR 1.1, no flight crewmember may
use, nor may any pilot in command
permit the use of, a personal wireless
communications device or laptop
computer while at a flight crewmember
duty station unless the purpose is
directly related to operation of the
aircraft, or for emergency, safety-related,
or employment-related
communications, in accordance with air
carrier procedures approved by the
Administrator.
Issued in Washington, DC, on January 9,
2013.
John M. Allen,
Director, Flight Standards Service.
[FR Doc. 2013–00608 Filed 1–14–13; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
33 CFR Part 100
[Docket Number USCG–2012–0552]
RIN 1625–AA08
Special Local Regulation; West Palm
Beach Triathlon Championship,
Intracoastal Waterway, West Palm
Beach, FL
Coast Guard, DHS.
Notice of proposed rulemaking.
AGENCY:
ACTION:
The Coast Guard proposes to
issue a special local regulation on the
waters of the Intracoastal Waterway, in
West Palm Beach, Florida, during the
West Palm Beach Triathlon
Championship, on Saturday, June 1,
2013. Approximately 1,500 participants
are anticipated to participate in the
triathlon. The special local regulation is
necessary to ensure the safety of the
triathlon participants, participant
vessels, and the general public during
the swim portion of the event. Persons
and vessels, except those participating
SUMMARY:
E:\FR\FM\15JAP1.SGM
15JAP1
Agencies
[Federal Register Volume 78, Number 10 (Tuesday, January 15, 2013)]
[Proposed Rules]
[Pages 2912-2916]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-00608]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 121
[Docket No. FAA-2012-0929; Notice No. 13-02]
RIN 2120-AJ17
Prohibition on Personal Use of Electronic Devices on the Flight
Deck
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking (NPRM).
-----------------------------------------------------------------------
SUMMARY: The proposed rule would prohibit flightcrew members in
operations under part 121 from using a personal wireless communications
device or laptop computer for personal use while at their duty station
on the flight deck while the aircraft is being operated. This rule,
which conforms FAA regulations with recent legislation, is intended to
ensure that certain non-essential activities do not contribute to the
challenge of task management on the flight deck or a loss of
situational awareness due to attention to non-essential tasks.
DATES: Send comments on or before March 18, 2013.
ADDRESSES: Send comments identified by docket number FAA-2012-0929
using any of the following methods:
Federal eRulemaking Portal: Go to https://www.regulations.gov and follow the online instructions for sending your
comments electronically.
Mail: Send comments to Docket Operations, M-30; U.S.
Department of Transportation (DOT), 1200 New Jersey Avenue SE., Room
W12-140, West Building Ground Floor, Washington, DC 20590-0001.
Hand Delivery or Courier: Take comments to Docket
Operations in Room W12-140 of the West Building Ground Floor at 1200
New Jersey Avenue SE., Washington, DC, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal holidays.
Fax: Fax comments to Docket Operations at 202-493-2251.
Privacy: The FAA will post all comments it receives, without
change, to https://www.regulations.gov, including any personal
information the commenter provides. Using the search function of the
docket Web site, anyone can find and read the electronic form of all
comments received into any FAA docket, including the name of the
individual sending the comment (or signing the comment for an
association, business, labor union, etc.). DOT's complete Privacy Act
Statement can be found in the Federal Register published on April 11,
2000 (65 FR 19477-19478), as well as at https://DocketsInfo.dot.gov.
Docket: Background documents or comments received may be read at
https://www.regulations.gov at any time. Follow the online instructions
for accessing the docket or go to the Docket Operations in Room W12-140
of the West Building Ground Floor at 1200 New Jersey Avenue SE.,
Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday,
except Federal holidays.
FOR FURTHER INFORMATION CONTACT: For technical questions concerning
this proposed rule, contact Nancy Lauck Claussen, Air Transportation
Division (AFS-200), Flight Standards Service, Federal Aviation
Administration, 800 Independence Avenue SW., Washington, DC 20591;
telephone (202) 267-8166; email Nancy.L.Claussen@faa.gov.
For legal questions concerning this action, contact Nancy Sanchez,
Office of the Chief Counsel, Regulations Division, AGC-200, Federal
Aviation Administration, 800 Independence Avenue SW., Washington, DC
20591; telephone (202) 267-3073; email Nancy.Sanchez@faa.gov.
SUPPLEMENTARY INFORMATION: See the ``Additional Information'' section
for information on how to comment on this proposal and how the FAA will
handle comments received. The ``Additional Information'' section also
contains related information about the docket, privacy, the handling of
proprietary or confidential business information. In addition, there is
information on obtaining copies of related rulemaking documents.
Authority for This Rulemaking
The FAA's authority to issue rules on aviation safety is found in
Title 49 of the United States Code. Subtitle I, Section
[[Page 2913]]
106, describes the authority of the FAA Administrator. Subtitle VII,
Aviation Programs, describes in more detail the scope of the Agency's
authority.
This rulemaking is promulgated under the authority described in 49
U.S.C. 44701(a)(5), which requires the Administrator to promulgate
regulations and minimum standards for other practices, methods, and
procedures necessary for safety in air commerce and national security,
and 49 U.S.C. 44732(d), which requires the Administrator to issue a
final rule to carry out the prohibition of personal use of electronic
devices on the flight deck by flightcrew members.
Table of Contents
I. Overview of Proposed Rule
II. Background
A. Related Rule
B. Statement of the Problem
C. National Transportation Safety Board Recommendation
III. Discussion of the Proposal
A. Requirements
B. Current Air Carrier Programs
C. Operational Timeframes for Prohibition
D. Personal Wireless Communications Device
IV. Regulatory Notices and Analyses
A. Regulatory Evaluation
B. Regulatory Flexibility Determination
C. International Trade Impact Assessment
D. Unfunded Mandates Assessment
E. Paperwork Reduction Act
F. International Compatibility
G. Environmental Analysis
V. Executive Order Determinations
A. Executive Orders 12866 and 13563
B. Executive Order 13132, Federalism
C. Executive Order 13211, Regulations That Significantly Affect
Energy Supply, Distribution, or Use
VI. Additional Information
A. Comments Invited
B. Availability of Rulemaking Documents
VII. The Proposed Amendment
I. Overview of Proposed Rule
The FAA Modernization and Reform Act of 2012 was enacted on
February 14, 2012. Section 307 of the Act, Prohibition on Personal Use
of Electronic Devices on the Flight Deck, makes it ``unlawful for a
flight crewmember of an aircraft used to provide air transportation
under part 121 of title 14, Code of Federal Regulations, to use a
personal wireless communications device or laptop computer while at the
flight crewmember's duty station on the flight deck of such an aircraft
while the aircraft is being operated.'' The legislation also states
that this prohibition does not apply to the use of a personal wireless
communications device or laptop computer for a purpose directly related
to operation of the aircraft, or for emergency, safety-related, or
employment-related communications, in accordance with procedures
established by the air carrier and the FAA. The FAA is proposing to
amend part 121 to conform to this legislation. The FAA proposes to
amend 14 CFR 121.542 to add language to prohibit flightcrew members
operating under part 121 from using a personal wireless communications
device or a laptop computer for personal use while at their duty
station on the flight deck while the aircraft is being operated. The
amended regulatory language will clarify that the prohibition on use of
a personal wireless communications device or laptop computer does not
apply to the use of a personal wireless communications device or laptop
computer for a purpose directly related to the operation of the
aircraft, or for emergency, safety-related, or employment-related
communications, in accordance with procedures established by the air
carrier and approved by the FAA.
II. Background
A. Related Rule
In 1981, the FAA published the Elimination of Duties and Activities
of Flightcrew Members Not Required for the Safe Operation of Aircraft
Final Rule.\1\ This rule, better known as the ``Sterile Cockpit'' rule,
required air carriers operating under parts 121 and 135, as well as
flightcrew members in those operations, to ensure that the environment
on the flight deck was free from potentially dangerous distractions.
The final rule states that air carriers shall not require their
flightcrew members to perform non-safety related duties during critical
phases of flight and that flightcrew members shall not conduct non-
safety related activities which could cause distractions on the flight
deck during critical phases of flight. In addition, the rule further
states that the pilot-in-command shall not permit any activity during a
critical phase of flight which would distract flightcrew members from
the performance of their duties which, in effect, extends the sterile
cockpit provisions to other crewmembers, such as flight attendants.
---------------------------------------------------------------------------
\1\ 46 FR 5500 (Jan. 19, 1981).
---------------------------------------------------------------------------
The 1981 rule defines the critical phases of flight as all ground
operations involving taxi, take-off and landing, and all other flight
operations conducted below 10,000 feet, except cruise flight.
The personal use of personal wireless communications devices and
laptop computers for non-safety related activities is prohibited by the
broad restrictions in the current ``Sterile Cockpit'' rule during
ground operations involving taxi, take-off and landing, and all other
flight operations conducted below 10,000 feet. The proposed
requirements in this NPRM would extend the prohibition on personal use
of personal wireless communications devices and laptop computers to all
phases of flight.
B. Statement of the Problem
Several recent incidents involving a breakdown of sterile cockpit
discipline have prompted Congress to address this issue in the FAA
Modernization and Reform Act of 2012. In one instance, two pilots were
using their personal laptop computers during cruise flight and lost
situational awareness, leading to a 150 mile fly-by of their
destination. In another instance, a pilot sent a text message on her
personal cell phone during the taxi phase of the flight, after the
aircraft pushed back from the gate and before the take-off sequence.
These incidents illustrate the potential for such devices to create a
hazardous distraction during critical phases of flight.
This rule is intended to ensure that certain non-essential
activities do not contribute to the challenge of task management on the
flight deck and do not contribute to a loss of situational awareness
due to attention to non-essential activities, as the previously
discussed incidents highlight. Situational awareness is an attention
based phenomenon that reflects the flightcrew's knowledge of where the
aircraft is in regard to location, air traffic control, weather,
regulations, aircraft status, and other factors. A lack of situational
awareness can affect a pilot's ability to perform effectively regarding
aircraft handling, aircraft systems, aircraft mode awareness,
environmental hazards, standard operating procedures, and attention to
required tasks. When loss of situational awareness occurs, there can be
critical consequences, such as missing information from one source when
concentrating on another source, altitude or course deviations,
dominance of visual cues to the extent that pilots may not hear certain
aural warnings, misinterpreting ATC instructions, or experiencing task
overload.
An individual can lose situational awareness due to attentional
tunneling and attention to non-essential activities. Attentional
tunneling is becoming absorbed in a task to the exclusion of other
visual and aural inputs, and is also a factor in the breakdown of task
management. This is operationally
[[Page 2914]]
described as ``the allocation of attention to a particular channel of
information, diagnostic hypothesis, or task goal, for a duration that
is longer than optimal, given the expected cost of neglecting events on
other channels, failing to consider other hypotheses, or failing to
perform other tasks.'' \2\
---------------------------------------------------------------------------
\2\ Wickens, C.D., Alexander, A.L. Attentional tunneling and
task management in synthetic vision displays. The International
Journal of Aviation Psychology, 19(3), 182-199 (2009).
---------------------------------------------------------------------------
The ``party'' situation, when a person at a loud crowded party
usually listens to one conversation and can easily ignore all others,
is a commonplace example of attentional tunneling.\3\ In some ways,
attentional tunneling helps people handle a situation with a high
number of visual and aural inputs. However, it can also block important
visual and aural information. Because flightcrew members must attend to
many safety-related tasks during aircraft operations and must manage
those tasks effectively, attentional tunneling can introduce risks into
the system.
---------------------------------------------------------------------------
\3\ Cherry, E.C., On human communication: A review, a survey,
and a criticism. Cambridge: Technology Press, MIT; New York: John
Wiley (1957).
---------------------------------------------------------------------------
Additionally, flightcrew members could lose situational awareness
when a personal electronic device used on the flight deck is
inconsistent with the type certified flight deck design philosophy. The
inconsistency could provide distraction, confusion, and ultimately
contribute to a loss of situational awareness.\4\
---------------------------------------------------------------------------
\4\ See 76 FR 6088 (Feb. 3, 2011).
---------------------------------------------------------------------------
C. National Transportation Safety Board Recommendation
In its recommendations to the FAA regarding the Colgan accident in
2009, the NTSB concluded that because of the continuing number of
accidents involving a breakdown in sterile cockpit discipline,
collaborative action by the FAA and the aviation industry to promptly
address this issue was warranted.
Therefore, the NTSB recommended (A-10-30) that the FAA require all
part 121, 135, and 91K operators to incorporate explicit guidance to
pilots, including checklist reminders as appropriate, prohibiting the
use of personal portable electronic devices on the flight deck.\5\
---------------------------------------------------------------------------
\5\ https://www.ntsb.gov/doclib/reports/2010/aar1001.pdf.
---------------------------------------------------------------------------
In response to NTSB recommendation A-10-30, the FAA issued
Information for Operators (InFO) 10003, Cockpit Distractions, on April
26, 2010. The NTSB responded that this action did not fully address the
recommendation because the InFO was advisory only.\6\ With this
proposed rulemaking, the FAA will amend current regulations to prohibit
the use of personal wireless communications devices and laptop
computers by flightcrew members during all aircraft operations to
address this type of distraction on the flight deck.
---------------------------------------------------------------------------
\6\ The NTSB closed recommendation A-10-30 as unacceptable on
June 14, 2012. Summaries of the NTSB and FAA letters on A-10-30 can
be found at https://www.ntsb.gov/SafetyRecs/Private/history.aspx?rec=A-10-030&addressee=FAA.
---------------------------------------------------------------------------
III. Discussion of the Proposal
A. Requirements
The proposed requirements would prohibit the personal use of a
personal wireless communications device or laptop computer while a
flightcrew member is at his or her duty station during all ground
operations involving taxi, takeoff and landing, and all other flight
operations. The proposed rule does not prohibit the use of personal
wireless communications devices or laptop computers if the purpose is
directly related to operation of the aircraft, or for emergency,
safety-related, or employment-related communications and the use is in
accordance with air carrier procedures approved by the Administrator.
The FAA clarifies that ``emergency'' communications are those
related to the safe operation of the aircraft and its occupants, not a
flightcrew member's personal emergency. Additionally, the FAA clarifies
that ``employment-related'' communications are not at the discretion of
the pilot but are part of FAA approved operational procedures regarding
the use of personal wireless communications devices or laptop
computers. For example, in the previously noted situation with pilots
who became distracted when using a personal laptop while discussing the
air carrier's flight scheduling software, the flight schedules may have
been ``employment-related,'' but the personal use of laptop computers
during the discussion was not part of FAA approved operational
procedures and would be prohibited by the proposed rule.
B. Current Air Carrier Programs
Several air carriers currently have FAA approved programs or are in
the process of developing programs for FAA approval where laptop
computers and personal wireless communications devices, such as
tablets, are used by flightcrew members for work related activities
during flight operations. In some cases, air carriers own the laptop
computers and/or personal wireless communications devices used by
flightcrew members. In other cases, flightcrew members own the laptop
computer and/or personal wireless communications devices.
The FAA clarifies that the provisions of the proposed rule do not
require an ``ownership'' test regarding the laptop computer or personal
wireless communications device. These devices can be owned by the air
carrier or the flightcrew member. The provisions of the proposed rule
require a ``use'' test. These devices (regardless of who owns them) may
not be used for personal use (e.g. personal communications, personal
emails, leisure activities, etc) while the flightcrew member is at his
or her duty station while the aircraft is being operated.
C. Operational Timeframes for Prohibition
Section 307 of the Act states that it is unlawful to use a device
for personal use ``while the aircraft is being operated''. The meaning
of an ``aircraft being operated'' as it pertains to some FAA
regulations is very broad, to include being parked at the gate while
passengers are boarding. The FAA clarifies that for the purposes of
this rule, the meaning of an ``aircraft being operated'' mirrors the
definition of ``flight time'' in 14 CFR 1.1. Therefore, the prohibition
on the personal use of laptop computers and personal wireless devices
commences at taxi (movement of the aircraft under its own power) and
ends when the aircraft is parked at the gate at the end of the flight
segment.
D. Personal Wireless Communications Device
Section 307 of the Act defines ``personal wireless communications
device'' as a device through which personal wireless services (as
defined in Section 332(c)(7)(C)(i) of the Communications Act of 1934)
are transmitted.\7\ The Communications Act of 1934 states that personal
wireless services means commercial mobile services, unlicensed wireless
services, and common carrier wireless exchange access service.
---------------------------------------------------------------------------
\7\ See 47 U.S.C. 332(c)(7)(C)(i).
---------------------------------------------------------------------------
In general, wireless telecommunications is the transfer of
information between two or more points that are not physically
connected. In the proposed rule, the FAA retains the same broad
category because a list of specific devices would ignore the reality of
evolving technology. This broad category of devices includes, but is
not limited to, devices such as cell phones,
[[Page 2915]]
smartphones, personal digital assistants, tablets, e-readers, gaming
systems, netbook computers, and notebook computers.
IV. Regulatory Notices and Analyses
A. Regulatory Evaluation
Changes to Federal regulations must undergo several economic
analyses. First, Executive Order 12866 directs that each Federal agency
shall propose or adopt a regulation only upon a reasoned determination
that the benefits of the intended regulation justify its costs. Second,
the Regulatory Flexibility Act of 1980 (Pub. L. 96-354) requires
agencies to analyze the economic impact of regulatory changes on small
entities. Third, the Trade Agreements Act (Pub. L. 96-39) prohibits
agencies from setting standards that create unnecessary obstacles to
the foreign commerce of the United States. In developing U.S.
standards, the Trade Act requires agencies to consider international
standards and, where appropriate, that they be the basis of U.S.
standards. Fourth, the Unfunded Mandates Reform Act of 1995 (Pub. L.
104-4) requires agencies to prepare a written assessment of the costs,
benefits, and other effects of proposed or final rules that include a
Federal mandate likely to result in the expenditure by State, local, or
tribal governments, in the aggregate, or by the private sector, of $100
million or more annually (adjusted for inflation with base year of
1995). This portion of the preamble summarizes the FAA's analysis of
the economic impacts of this proposed rule.
The Department of Transportation Order DOT 2100.5 prescribes
policies and procedures for simplification, analysis, and review of
regulations. If the expected cost impact is so minimal that a proposed
or final rule does not warrant a full evaluation, this order permits
that a statement to that effect and the basis for it to be included in
the preamble if a full regulatory evaluation of the cost and benefits
is not prepared. Such a determination has been made for this proposed
rule. The reasoning for this determination follows:
The FAA Modernization and Reform Act of 2012, enacted on February
14, 2012, includes Section 307, Prohibition on Personal Use of
Electronic Devices on the Flight Deck. The FAA is proposing to amend
part 121 to conform to this legislation. The proposed rule would
prohibit flightcrew members in operations under part 121 from using a
wireless communications device or laptop computer for personal use
while at their duty station on the flight deck while the aircraft is
being operated. This proposed rule is intended to ensure that certain
non-essential activities do not contribute to the challenge of task
management on the flight deck and do not contribute to a loss of
situational awareness due to attention to non-essential activities. The
FAA expects that this proposed rule reflects current sterile cockpit
operating procedures and therefore does not impose more than a minimum
cost on any regulated entity.
The FAA has, therefore, determined that this proposed rule is not a
``significant regulatory action'' as defined in section 3(f) of
Executive Order 12866, and is not ``significant'' as defined in DOT's
Regulatory Policies and Procedures.
B. Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980 (Pub. L. 96-354) (RFA)
establishes ``as a principle of regulatory issuance that agencies shall
endeavor, consistent with the objectives of the rule and of applicable
statutes, to fit regulatory and informational requirements to the scale
of the businesses, organizations, and governmental jurisdictions
subject to regulation. To achieve this principle, agencies are required
to solicit and consider flexible regulatory proposals and to explain
the rationale for their actions to assure that such proposals are given
serious consideration.'' The RFA covers a wide-range of small entities,
including small businesses, not-for-profit organizations, and small
governmental jurisdictions. Agencies must perform a review to determine
whether a rule will have a significant economic impact on a substantial
number of small entities. If the agency determines that it will, the
agency must prepare a regulatory flexibility analysis as described in
the RFA. However, if an agency determines that a rule is not expected
to have a significant economic impact on a substantial number of small
entities, section 605(b) of the RFA provides that the head of the
agency may so certify and a regulatory flexibility analysis is not
required. The certification must include a statement providing the
factual basis for this determination, and the reasoning should be
clear.
The FAA Modernization and Reform Act of 2012 was enacted on
February 14, 2012. Section 307 of the Act, Prohibition on Personal Use
of Electronic Devices on the Flight Deck, the FAA is proposing to amend
part 121 to conform to this legislation. The proposed rule would
prohibit flightcrew members in operations under part 121 from using a
wireless communications device or laptop computer for personal use
while at their duty station on the flight deck while the aircraft is
being operated. This rule is intended to ensure that certain non-
essential activities do not contribute to the challenge of task
management on the flight deck and do not contribute to a loss of
situational awareness due to attention to non-essential activities.
While this proposed rule affects small entities, it merely revises
existing FAA rules and does not impose any cost on any regulated
entity.
Therefore, the FAA certifies that this proposed rule would not have
a significant economic impact on a substantial number of small
entities. The FAA solicits comments regarding this determination.
C. International Trade Impact Assessment
The Trade Agreements Act of 1979 (Pub. L. 96-39) prohibits Federal
agencies from establishing any standards or engaging in related
activities that create unnecessary obstacles to the foreign commerce of
the United States. Legitimate domestic objectives, such as safety, are
not considered unnecessary obstacles. The statute also requires
consideration of international standards and, where appropriate, that
they be the basis for U.S. standards. The FAA has assessed the
potential effect of this proposed rule and has determined that it would
have only a domestic impact and therefore no affect on international
trade.
D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement
assessing the effects of any Federal mandate in a proposed or final
agency rule that may result in an expenditure of $100 million or more
(adjusted annually for inflation with the base year 1995) in any one
year by State, local, and tribal governments, in the aggregate, or by
the private sector; such a mandate is deemed to be a ``significant
regulatory action.'' The FAA currently uses an inflation-adjusted value
of $143.1 million in lieu of $100 million. This proposed rule does not
contain such a mandate.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires
that the FAA consider the impact of paperwork and other information
collection burdens imposed on the public. The FAA has determined that
there would be no new requirement for information collection associated
with this proposed rule.
[[Page 2916]]
F. International Compatibility
In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA policy to conform to
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
determined that there are no ICAO Standards and Recommended Practices
that correspond to these proposed regulations.
G. Environmental Analysis
FAA Order 1050.1E identifies FAA actions that are categorically
excluded from preparation of an environmental assessment or
environmental impact statement under the National Environmental Policy
Act in the absence of extraordinary circumstances. The FAA has
determined this rulemaking action qualifies for the categorical
exclusion identified in paragraph 312f and involves no extraordinary
circumstances.
V. Executive Order Determinations
A. Executive Order 12866 and 13563
See the ``Regulatory Evaluation'' discussion in the ``Regulatory
Notices and Analyses'' section elsewhere in this preamble.
B. Executive Order 13132, Federalism
The FAA has analyzed this proposed rule under the principles and
criteria of Executive Order 13132, Federalism. The agency has
determined that this action would not have a substantial direct effect
on the States, or the relationship between the Federal Government and
the States, or on the distribution of power and responsibilities among
the various levels of government, and, therefore, would not have
Federalism implications.
C. Executive Order 13211, Regulations That Significantly Affect Energy
Supply, Distribution, or Use
The FAA analyzed this proposed rule under Executive Order 13211,
Actions Concerning Regulations that Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). The agency has determined that it
would not be a ``significant energy action'' under the executive order
and would not be likely to have a significant adverse effect on the
supply, distribution, or use of energy.
VI. Additional Information
A. Comments Invited
The FAA invites interested persons to participate in this
rulemaking by submitting written comments, data, or views. The agency
also invites comments relating to the economic, environmental, energy,
or federalism impacts that might result from adopting the proposals in
this document. The most helpful comments reference a specific portion
of the proposal, explain the reason for any recommended change, and
include supporting data. To ensure the docket does not contain
duplicate comments, commenter's should send only one copy of written
comments, or if comments are filed electronically, commenters should
submit only one time.
The FAA will file in the docket all comments it receives, as well
as a report summarizing each substantive public contact with FAA
personnel concerning this proposed rulemaking. Before acting on this
proposal, the FAA will consider all comments it receives on or before
the closing date for comments. The FAA will consider comments filed
after the comment period has closed if it is possible to do so without
incurring expense or delay. The agency may change this proposal in
light of the comments it receives.
B. Availability of Rulemaking Documents
An electronic copy of rulemaking documents may be obtained from the
Internet by--
1. Searching the Federal eRulemaking Portal (https://www.regulations.gov);
2. Visiting the FAA's Regulations and Policies Web page at https://www.faa.gov/regulations_policies or
3. Accessing the Government Printing Office's Web page at https://www.gpo.gov/fdsys/.
Copies may also be obtained by sending a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue SW., Washington, DC 20591, or by calling (202) 267-9680.
Commenter's must identify the docket or notice number of this
rulemaking.
All documents the FAA considered in developing this proposed rule,
including economic analyses and technical reports, may be accessed from
the Internet through the Federal eRulemaking Portal referenced in item
(1) above.
List of Subjects in 14 CFR Part 121
Air carriers, Aircraft, Airmen, Aviation safety, Safety,
Transportation.
VII. The Proposed Amendment
In consideration of the foregoing, the Federal Aviation
Administration proposes to amend chapter I of title 14, Code of Federal
Regulations as follows:
PART 121--OPERATING REQUIREMENTS: DOMESTIC, FLAG, AND SUPPLEMENTAL
OPERATIONS
0
1. The authority citation for part 121 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 40119, 41706, 44101, 44701-
44702, 44705, 44709-44711, 44713, 44716-44717, 44722, 44732, 46105.
0
2. Amend Sec. 121.542 by adding paragraph (d) to read as follows:
Sec. 121.542 Flight crewmember duties.
* * * * *
(d) During all flight time as defined in 14 CFR 1.1, no flight
crewmember may use, nor may any pilot in command permit the use of, a
personal wireless communications device or laptop computer while at a
flight crewmember duty station unless the purpose is directly related
to operation of the aircraft, or for emergency, safety-related, or
employment-related communications, in accordance with air carrier
procedures approved by the Administrator.
Issued in Washington, DC, on January 9, 2013.
John M. Allen,
Director, Flight Standards Service.
[FR Doc. 2013-00608 Filed 1-14-13; 8:45 am]
BILLING CODE 4910-13-P