Enhanced Weapons, Firearms Background Checks, and Security Event Notifications, 2214-2223 [2013-00237]
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Proposed Rules
Federal Register
Vol. 78, No. 7
Thursday, January 10, 2013
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
NUCLEAR REGULATORY
COMMISSION
10 CFR Part 73
[NRC–2011–0018]
RIN 3150–AI49
Enhanced Weapons, Firearms
Background Checks, and Security
Event Notifications
Nuclear Regulatory
Commission.
ACTION: Supplemental proposed rule.
AGENCY:
The U.S. Nuclear Regulatory
Commission (NRC or the Commission)
is proposing regulations that would
implement its authority under Section
161A of the Atomic Energy Act of 1954,
as amended (AEA), and revise existing
regulations governing security event
notifications. The NRC proposed new
regulations on February 3, 2011, that
would implement its authority under
Section 161A. The NRC is now
proposing to further revise its
regulations that address the voluntary
application for enhanced weapons
authority, preemption authority, and the
mandatory firearms background checks
under Section 161A to include as a class
of designated facilities at-reactor,
independent spent fuel storage
installations (ISFSIs).
DATES: Submit comments on this
supplemental proposed rule by
February 25, 2013. Submit comments
specific to the information collection
burden aspects of this supplemental
proposed rule by February 11, 2013.
Comments received after these dates
will be considered if it is practical to do
so, but the NRC is able to assure
consideration only for comments
received on or before these dates.
ADDRESSES: You may access information
and comment submissions related to
this supplemental proposed rule, which
the NRC possesses and are publicly
available, by searching on https://
www.regulations.gov under Docket ID
NRC–2011–0018. You may submit
comments by any of the following
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SUMMARY:
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methods (unless this document
describes a different method for
submitting comments on a specific
subject):
• Federal Rulemaking Web Site: Go to
https://www.regulations.gov and search
for Docket ID NRC–2011–0018. Address
questions about NRC dockets to Carol
Gallagher; telephone: 301–492–3668;
email: Carol.Gallagher@nrc.gov.
• Email Comments to:
Rulemaking.Comments@nrc.gov. If you
do not receive an automatic email reply
confirming receipt, then contact us at
301–415–1677.
• Fax Comments to: Secretary, U.S.
Nuclear Regulatory Commission at 301–
415–1101.
• Mail Comments to: Secretary, U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001, ATTN:
Rulemakings and Adjudications Staff.
• Hand Deliver Comments to: 11555
Rockville Pike, Rockville, Maryland
20852, between 7:30 a.m. and 4:15 p.m.
(Eastern Time) Federal workdays;
telephone: 301–415–1677.
For additional direction on accessing
information and submitting comments,
see ‘‘Accessing Information and
Submitting Comments’’ in the
SUPPLEMENTARY INFORMATION section of
this document.
FOR FURTHER INFORMATION CONTACT: Ms.
Margaret E. Stambaugh, Office of
Nuclear Reactor Regulation, U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001; telephone:
301–415–7069; email:
Margaret.Stambaugh@nrc.gov; or Mr.
Philip Brochman, Office of Nuclear
Security and Incident Response, U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001; telephone:
301–415–6557; email:
Phil.Brochman@nrc.gov.
XII. Paperwork Reduction Act Statement
XIII. Regulatory Analysis
XIV. Regulatory Flexibility Certification
XV. Backfitting and Issue Finality
SUPPLEMENTARY INFORMATION:
B. Submitting Comments
Please include Docket ID NRC–2011–
0018 in the subject line of your
comment submission, in order to ensure
that the NRC is able to make your
comment submission available to the
public in this docket.
The NRC cautions you not to include
identifying or contact information that
you do not want to be publicly
disclosed in your comment submission.
The NRC will post all comment
submissions at https://
www.regulations.gov as well as enter the
comment submissions into ADAMS.
Table of Contents
I. Accessing Information and Submitting
Comments
II. Background
III. Discussion
IV. Section-by-Section Analysis
V. Guidance
VI. Criminal Penalties
VII. Compatibility of Agreement State
Regulations
VIII. Availability of Documents
IX. Plain Writing
X. Voluntary Consensus Standards
XI. Finding of No Significant Environmental
Impact
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I. Accessing Information and
Submitting Comments
A. Accessing Information
Please refer to Docket ID NRC–2011–
0018 when contacting the NRC about
the availability of information for this
supplemental proposed rule. You may
access information related to this
supplemental proposed rule, which the
NRC possesses and is publicly available,
by any of the following methods:
• Federal Rulemaking Web Site: Go to
https://www.regulations.gov and search
for Docket ID NRC–2011–0018.
• NRC’s Agencywide Documents
Access and Management System
(ADAMS): You may access publicly
available documents online in the NRC
Library at https://www.nrc.gov/readingrm/adams.html. To begin the search,
select ‘‘ADAMS Public Documents’’ and
then select ‘‘Begin Web-based ADAMS
Search.’’ For problems with ADAMS,
please contact the NRC’s Public
Document Room (PDR) reference staff at
1–800–397–4209, 301–415–4737, or by
email to PDR.Resource@nrc.gov. The
ADAMS accession number for each
document referenced in this document
(if that document is available in
ADAMS) is provided the first time that
a document is referenced. In addition,
for the convenience of the reader, the
ADAMS accession numbers are
provided in a table in Section VIII,
‘‘Availability of Documents,’’ of this
document.
• NRC’s PDR: You may examine and
purchase copies of public documents at
the NRC’s PDR, Room O1–F21, One
White Flint North, 11555 Rockville
Pike, Rockville, Maryland 20852.
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The NRC does not routinely edit
comment submissions to remove
identifying or contact information.
If you are requesting or aggregating
comments from other persons for
submission to the NRC, then you should
inform those persons not to include
identifying or contact information that
they do not want to be publicly
disclosed in their comment submission.
Your request should state that the NRC
does not routinely edit comment
submissions to remove such information
before making the comment
submissions available to the public or
entering the comment submissions into
ADAMS.
II. Background
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A. Implementation of Section 161A of
the AEA
On August 8, 2005, President Bush
signed into law the Energy Policy Act of
2005 (EPAct), Public Law 109–58, 119
Stat. 594 (2005). Section 653 of the
EPAct amended the AEA by adding
Section 161A, ‘‘Use of Firearms by
Security Personnel’’ (42 U.S.C. 2201a).
Section 161A of the AEA provides the
NRC with authority that will enhance
security at designated NRC licensee and
certificate holder facilities. As required
by Section 161A.d, the provisions of
Section 161A took effect when the
Commission, with the approval of the
U.S. Attorney General, published the
approved Firearms Guidelines in the
Federal Register (FR) on September 11,
2009 (74 FR 46800). The issued
Firearms Guidelines may be found on
https://www.regulations.gov under
Docket IDs NRC–2008–0465 and NRC–
2011–0018.
Section 161A requires the
Commission to designate the classes of
facilities, radioactive material, and other
property eligible to apply for
preemption or enhanced weapon
authority. Section 161A also mandates
that all security personnel with duties
requiring access to covered weapons, as
defined in the Firearms Guidelines, who
are engaged in the protection of
Commission-designated facilities,
radioactive material, or other property
owned or operated by an NRC licensee
or certificate holder, be subject to a
fingerprint-based background check by
the U.S. Attorney General and a firearms
background check against the Federal
Bureau of Investigation’s (FBI) National
Instant Background Check System
(NICS).
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B. October 2006 Proposed Rule—
Implementation of Section 161A of the
AEA
In parallel with the development of
the Firearms Guidelines, the NRC
initiated a rulemaking to develop
implementing regulations. On October
26, 2006, the NRC published proposed
regulations (71 FR 62664) to implement
the provisions of Section 161A as part
of a larger proposed amendment to its
regulations under parts 50, 72, and 73
of Title 10 of the Code of Federal
Regulations (10 CFR), ‘‘Power Reactor
Security Requirements.’’ These
proposed implementing regulations
were based upon the draft version of the
Firearms Guidelines that existed in
September 2006.
The NRC had proposed that the
provisions of Section 161A would apply
only to power reactor facilities and
Category I Strategic Special Nuclear
Material (Cat. I SSNM) facilities (i.e.,
facilities possessing or using formula
quantities or greater of strategic special
nuclear material). This would permit
these two highest risk classes of
licensed facilities to apply to the NRC
for Section 161A authority (either
combined enhanced weapons authority
and preemption authority or stand-alone
preemption authority). The NRC had
also indicated that it would consider
making Section 161A authority
available to additional classes of
facilities, radioactive material, or other
property (including ISFSIs) in a
separate, future rulemaking.
C. February 2011 Proposed Rule—
Implementation of Section 161A of the
AEA
Once the approved Firearms
Guidelines were published in the FR on
September 11, 2009 (74 FR 46800), the
NRC continued developing the
proposed rulemaking based upon the
Firearms Guidelines. On February 3,
2011, the NRC published proposed
regulations in the FR (76 FR 6200) that
would implement the provisions of
Section 161A and make several changes
to the security event notification
requirements in 10 CFR part 73 to
address imminent attacks or threats
against power reactors as well as
suspicious events that could be
indicative of potential reconnaissance,
surveillance, or challenges to security
systems by adversaries. The public was
provided a total of 180 days to review
and comment on the February 2011
proposed rule and associated guidance.
III. Discussion
Section 161A allows the NRC to
authorize licensees and certificate
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holders to use, as part of their protective
strategies, an expanded arsenal of
weapons, including machine guns and
semi-automatic, large-capacity, assault
weapons. As indicated in the February
2011 proposed rule, an NRC licensee or
certificate holder interested in obtaining
Section 161A authority (either
combined enhanced weapons authority
and preemption authority or preemption
authority alone) could voluntarily apply
to the NRC to take advantage of this new
authority. Licensees and certificate
holders within the designated classes
eligible to apply for Section 161A
authority would be required to complete
the firearms background check
requirements mandated by Section
161A and the Firearms Guidelines.
In a recent letter, a licensee requested
that the NRC grant preemption authority
for two operating power reactors and the
at-reactor ISFSI co-located at the plant
site (ADAMS Accession No.
ML113610556). The February 2011
proposed rule did not contemplate atreactor ISFSIs under the applicability
statement, but rather identifies ISFSIs as
a class of facility that would be
considered for inclusion under a future
rulemaking. The staff’s intent in the
February 2011 proposed rule was first to
establish the regulatory framework for
granting preemption and enhanced
weapons authority to those facilities
deemed to be of greatest significance
(i.e., power reactors and Cat. I SSNM
facilities). In light of the request from
the licensee, the staff recommended to
the Commission in SECY–12–0027
(ADAMS Accession No. ML113130015)
that at-reactor ISFSIs be designated as a
class of licensees eligible to apply for
the authority granted under Section
161A. In Staff Requirements
Memorandum SRM–SECY–12–0027
(ADAMS Accession No. ML12124A377),
the Commission disapproved the staff’s
recommendation in SECY–12–0027
regarding the issuance of confirmatory
orders for at-reactor ISFSIs. Instead, the
Commission directed the staff to
consider expanding the scope of the
current enhanced weapons rule to
include at-reactor ISFSIs. This
supplemental proposed rule responds to
the Commission’s direction.
In this supplemental proposed rule,
the NRC would add at-reactor ISFSIs to
the scope of the enhanced weapons
proposed rule. The NRC considers an atreactor ISFSI to be an ISFSI whose
physical security program is conducted
as a support activity of the co-located
power reactor facility licensed under 10
CFR parts 50 or 52. As previously noted,
the NRC is taking this approach to
address the facilities of highest concern
first. At-reactor ISFSIs have been added
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to the facilities of highest concern
because the same security personnel
and weaponry that protect a power
reactor, also protect the at-reactor ISFSI.
An ISFSI that is co-located with a power
reactor facility that has been
decommissioned (i.e., the power
complex and spent fuel pool have been
removed), but has not yet terminated its
reactor license, does not rely on the
power reactor security force to
implement its protective strategy.
Therefore, an ISFSI co-located at a
decommissioned power reactor is not
considered an at-reactor ISFSI for the
purposes of this supplemental rule. The
NRC considers this approach consistent
with that for a standalone ISFSI, which
was never co-located with a power
reactor.
The February 2011 proposed rule
recommends adding two new sections
to 10 CFR part 73. The proposed
§ 73.18(c) would identify the specific
classes of licensee facilities, radioactive
material, and other property designated
by the Commission under Section 161A
that would be eligible to apply for
stand-alone preemption authority or for
combined enhanced weapons authority
and preemption authority. The
proposed § 73.19(c) would identify the
specific classes of facilities, radioactive
material, and other property designated
by the Commission under Section 161A
that would be subject to the firearms
background check requirements. In this
supplemental proposed rule, the NRC
would designate three classes of
facilities as subject to the requirements
of proposed §§ 73.18 and 73.19: power
reactor facilities, at-reactor ISFSIs, and
Cat. I SSNM facilities.
In the February 2011 proposed rule
that would implement the Firearms
Guidelines, the NRC proposed
amendments to 10 CFR part 73 by
adding new definitions, processes for
obtaining enhanced weapons,
requirements for firearms background
checks, and event notification
requirements for stolen or lost enhanced
weapons. This supplemental proposed
rule continues those proposed changes
and adds to or modifies the following
regulations in 10 CFR part 73:
• Section 73.2, Definitions.
• Section 73.18, Authorization for use
of enhanced weapons and preemption
of firearms laws.
• Section 73.19, Firearms background
checks for armed security personnel.
• Section 73.51, Requirements for the
physical protection of stored spent
nuclear fuel and high-level radioactive
waste.
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IV. Section-by-Section Analysis
A. Overview
The following section-by-section
analysis discusses proposed revisions to
the NRC’s regulations that were not part
of the proposed rule published on
February 3, 2011 (76 FR 6200). At this
time, the NRC is only seeking comments
on the revisions proposed by this
supplemental rule. The NRC will
address public comments on both the
February 2011 proposed rule and this
supplemental proposed rule in the
Federal Register notice for the final
rule.
This supplemental proposed
rulemaking to 10 CFR part 73 would
revise two new sections (§§ 73.18 and
73.19) proposed to be added to the
NRC’s regulation in the February 2011
rule, and revise two existing sections
(§§ 73.2 and 73.51) to make conforming
changes.
B. Definitions (§ 73.2)
New definition for the term At-reactor
independent spent fuel storage
installation or at-reactor ISFSI would be
added in alphabetical order to the
definitions in § 73.2(a). The NRC would
consider an at-reactor ISFSI to be an
ISFSI whose physical security program
is conducted as a support activity of the
co-located power reactor facility
licensed under 10 CFR parts 50 or 52.
C. Authorization for Use of Enhanced
Weapons and Preemption of Firearms
Laws (§ 73.18)
Paragraph (c) would list the
designated classes for either stand-alone
preemption authority or combined
enhanced weapons authority and
preemption authority. In addition to the
classes of facilities identified in the
February 2011 proposed rule, the NRC
would include at-reactor ISFSIs within
the designated classes. The NRC
continues to intend to specify any
additional classes of authorized
facilities, radioactive material, and other
property in a separate, future
rulemaking.
D. Firearms Background Checks for
Armed Security Personnel (§ 73.19)
In paragraph (c), the NRC would
designate the classes of facilities,
radioactive material, and other property
that are appropriate for firearms
background checks. In addition to the
classes of facilities identified in the
February 2011 proposed rule, the NRC
would include at-reactor ISFSIs within
the designated classes. The NRC intends
to specify any additional classes of
authorized facilities, radioactive
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material, and other property in a
separate, future rulemaking.
E. Requirements for the Physical
Protection of Stored Spent Nuclear Fuel
and High-Level Radioactive Waste
(§ 73.51)
In paragraph (b)(4), the NRC would
add a conforming change to provide a
cross reference to the new firearms
background check requirements in
§ 73.19 for armed security personnel.
Additionally, the NRC would provide
implementation schedule information
for future licensees. This conforming
change is identical to the conforming
changes proposed to §§ 73.46 and 73.55
for Cat. I SSNM and power reactor
facilities, respectively, in the February
2011 proposed rule (see Sections V.F
and V.G at pp 6221 and 6222 of that
Federal Register notice).
V. Guidance
The NRC prepared a new draft
regulatory guide (DG), DG–5020,
‘‘Applying for Enhanced Weapons
Authority, Applying for Preemption
Authority, and Accomplishing Firearms
Background Checks under 10 CFR part
73’’ (ADAMS Accession No.
ML100321956), which contains detailed
guidance on the implementation of the
proposed requirements for applying for
enhanced weapons and conducting
firearms background checks. The DG
was made available for public comment
on February 3, 2011 (76 FR 6086).
Public comments and supporting
materials related to DG–5020 can be
found on https://www.regulations.gov by
searching on Docket ID NRC–2011–
0015.
However, DG–5020 did not include
at-reactor ISFSIs under the applicability
section; rather, the DG reserved a
section for additional facilities to be
added by future rulemakings or
Commission orders. The addition of atreactor ISFSIs facilities to the DG as an
eligible class of licensees to receive
preemption authority would not
appreciably change the guidance
contained in the DG. A licensee with an
at-reactor ISFSI would have to take the
same steps to request this authority as
the facilities currently listed in the DG
(i.e., power reactor and Cat. I SSNM
facilities).
The NRC will issue a final regulatory
guide coincident with the publication of
a final rule that will include at-reactor
ISFSIs in the applicability section of
DG–5020 so that it conforms to the
requirements of the supplemental
proposed rule. Since those conforming
changes to the DG do not constitute a
significant change to the guidance, the
NRC has determined that further public
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and stakeholder opportunity to
comment on DG–5020 is not necessary
for this supplemental proposed rule
notice.
VI. Criminal Penalties
For the purposes of Section 223 of the
AEA, as amended, the Commission is
proposing to amend 10 CFR part 73
under Sections 161b, 161i, or 161o of
the AEA. Criminal penalties, as they
apply to regulations in 10 CFR part 73,
are discussed in § 73.81. The new
§§ 73.18 and 73.19 are issued under
Sections 161b, 161i, or 161o of the AEA.
Violations of these new sections are
subject to possible criminal penalties;
and therefore they are not included in
§ 73.81(b).
VII. Compatibility of Agreement State
Regulations
Under the ‘‘Policy Statement on
Adequacy and Compatibility of
Agreement States Programs,’’ approved
by the Commission on June 20, 1997,
and published in the FR (62 FR 46517;
September 3, 1997), this supplemental
proposed rule is classified as
compatibility Category ‘‘NRC’’ and new
§§ 73.18 and 73.19 are designated as
Category ‘‘NRC’’ regulations.
Compatibility is not required for
Category ‘‘NRC’’ regulations. The NRC
program elements in this category are
those that relate directly to areas of
regulation reserved to the NRC by the
AEA or the provisions of Title 10 of the
CFR, and although an Agreement State
may not adopt program elements
reserved to the NRC, it may wish to
inform its licensees of certain
requirements via a mechanism that is
consistent with the particular State’s
administrative procedure laws, but does
not confer regulatory authority on the
State.
VIII. Availability of Documents
The NRC is making the documents
identified in the following table
available to interested persons through
one or more of the following methods as
indicated.
NRC Library
(ADAMS)
Document
PDR
Web
Firearms Guidelines ................................................................................................................
Environmental Assessment (October 2006 proposed rule) ...................................................
Regulatory Analysis Regulatory Analysis-appendices (October 2006 proposed rule) ...........
X
X
X
X
X
X
Information Collection Analysis ...............................................................................................
NRC Form 754 ........................................................................................................................
Commission: SECY–08–0050 (April 17, 2008) ......................................................................
Commission: SECY–08–0050A (July 8, 2008) .......................................................................
Commission: SRM–SECY–08–0050/0050A (August 15, 2008) .............................................
Letter Opinion from Bureau of Alcohol, Tobacco, Firearms, and Explosives’ Office of Enforcement on the Transfer of Enhanced Weapons (January 5, 2009).
Proposed Enhanced Weapons, Firearms Background Checks, and Security Event Notifications rule (February 3, 2011).
DG–5020 ‘‘Applying for Enhanced Weapons Authority, Applying for Preemption Authority,
and Accomplishing Firearms Background Checks under 10 CFR Part 73’’ (February 3,
2011).
Letter of Christopher E. Earls, on Behalf of Nuclear Energy Institute, on the proposed
‘‘Enhanced Weapons, Firearms Background Checks and Security Event Notifications’’
rule, Request for 90-Day Extension to Comment Period (February 15, 2011).
Diablo Canyon, Units 1 and 2, Independent Spent Fuel Storage Installation, Application
for Stand-Alone Preemption Authority Under 42 U.S.C. 2201a (December 22, 2011).
Commission: SECY–12–0027 (February 17, 2012) ...............................................................
Commission: SRM–SECY–12–0027 (May 3, 2012) ...............................................................
NUREG/BR–0058, ‘‘Regulatory Analysis Guidelines of the U.S. Nuclear Regulatory Commission,’’ Revision 4 (September 30, 2004).
X
X
X
X
X
X
X
X
X
X
X
X
ML082560848
ML061920093
ML061380803
ML061380796
ML061440013
ML092640277
ML092650459
ML072920478
ML081910207
ML082280364
ML090080191
X
X
ML103410132
X
X
ML100321956
X
........................
ML110480470
X
........................
ML113610556
X
X
X
X
X
X
ML113130015
ML12124A377
ML042820192
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IX. Plain Writing
The Plain Writing Act of 2010 (Pub.
L. 111–274), requires Federal agencies
to write documents in a clear, concise,
and well-organized manner. The NRC
has written this document to be
consistent with the Plain Writing Act as
well as the Presidential Memorandum,
‘‘Plain Language in Government
Writing,’’ published June 10, 1998 (63
FR 31883). The NRC requests comment
on the supplemental proposed rule with
respect to the clarity and effectiveness
of the language used.
X. Voluntary Consensus Standards
The National Technology Transfer
and Advancement Act of 1995 (Pub. L.
104–113), requires that Federal agencies
use technical standards that are
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developed or adopted by voluntary
consensus standards bodies, unless
using such a standard is inconsistent
with applicable law or is otherwise
impractical. In this supplemental
proposed rule, the NRC proposes to use
standards from applicable firearms
standards developed by nationally
recognized firearms organizations or
standard setting bodies or from
standards developed by (1) Federal
agencies, such as the U.S. Department of
Homeland Security’s Federal Law
Enforcement Training Center, the U.S.
Department of Energy’s National
Training Center, and the U.S.
Department of Defense; (2) State lawenforcement training centers; or (3)
State Division (or Department) of
Criminal Justice Services (DCJS)
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Training Academies. The NRC invites
comment on the use of consensus
standards.
XI. Finding of No Significant
Environmental Impact
In the proposed rule published on
February 3, 2011, the Commission
determined under the National
Environmental Policy Act of 1969, as
amended, and the Commission’s
regulations in subpart A of 10 CFR part
51, that the proposed rule, if adopted,
would not be a major Federal action
significantly affecting the quality of the
human environment and, therefore, an
environmental impact statement is not
required.
The determination of the
environmental assessment for this
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supplemental proposed rule is that there
will be no significant offsite impact to
the public from this action. Availability
of the environmental assessment is
provided in Section VIII, ‘‘Availability
of Documents,’’ of this document. Due
to the nature of the changes to the
firearms background checks and
enhanced weapons provisions presented
in this supplemental proposed rule, the
assumptions in the February 2011
proposed rule have not changed.
Accordingly, the Commission is not
seeking additional comments on the
environmental assessment.
XII. Paperwork Reduction Act
Statement
The proposed rule published on
February 3, 2011 (76 FR 6200), would
impose new or amended information
collection requirements that are subject
to the Paperwork Reduction Act of 1995
(44 U.S.C 3501, et seq.). These new or
amended information collection
requirements were submitted to the
Office of Management and Budget
(OMB) for review under clearance
numbers 3150–0002 and 3150–0204.
The existing requirements for part 73
were previously approved by OMB,
approval number 3150–0002.
This supplemental proposed rule does
not contain new or amended
information collection requirements not
already identified in the February 3,
2011, proposed rule. However, it would
apply these requirements to the atreactor ISFSI class of designated
facilities. The estimated number of
respondents and licensee burden remain
unchanged from the February 2011
proposed rule. The inclusion of atreactor ISFSI facilities will be reflected
in the revised OMB clearance package
prepared for the final rule.
The NRC is seeking public comment
on the potential impact of the
information collections contained in
this supplemental proposed rule and on
the following issues:
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1. Is the proposed collection of information
necessary for the NRC to properly perform its
functions? Does the information have
practical utility?
2. Is the burden estimate accurate?
3. Is there a way to enhance the quality,
utility, and clarity of the information to be
collected?
4. How can the burden of the information
collection be minimized, including the use of
automated collection techniques or other
forms of information technology?
A copy of the OMB clearance package
for the proposed rule may be viewed
free of charge at the NRC PDR, One
White Flint North, 11555 Rockville
Pike, Room O1–F21, Rockville,
Maryland 20852. The OMB clearance
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package and supplemental proposed
rule are available at the NRC’s Web site,
https://www.nrc.gov/public-involve/doccomment/omb/ for 30 days after the
signature date of this document.
Send comments on any aspect of
these proposed regulations related to
information collections, including
suggestions for reducing the burden and
on the above issues, by February 11,
2013 to the Information Services Branch
(T–5 F53), U.S. Nuclear Regulatory
Commission, Washington, DC
205550001, or by email to
INFOCOLLECTS.Resource@nrc.gov; and
to the Desk Officer, Office of
Information and Regulatory Affairs,
NEOB–10202 (3150–0002 and 3150–
0204), Office of Management and
Budget, Washington, DC 20503. You
may also email comments to
Chad_S_Whiteman@omb.eop.gov or
comment by telephone at 202–395–
4718.
Public Protection Notification
The NRC may not conduct or sponsor,
and a person is not required to respond
to, a request for information or an
information collection requirement
unless the requesting document
displays a currently valid OMB control
number.
XIII. Regulatory Analysis
The NRC prepared a draft regulatory
analysis for the proposed rule published
on February 3, 2011, (see Section VIII,
‘‘Availability of Documents,’’ of this
document). The analysis examined the
costs and benefits of the Implementation
of Section 161A of the AEA. The
regulatory analysis has been updated to
reflect the addition of at-reactor ISFSI
facilities.
The NRC is taking action to conform
implementing regulations to the
Firearms Guidelines issued by the
Commission, with the approval of the
U.S. Attorney General. The
requirements identified by this
supplemental proposed rule were also
identified in the February 2011
proposed rule. In this regulatory
analysis, the NRC is providing a
summary of the cost and benefit
estimates from the February 2011
proposed rule and noting the changes
necessitated by this supplemental
proposed rule. The NRC considers the
costs and benefits associated with
applying for enhanced weapons to be
unchanged from those described by the
draft regulatory analysis in the February
2011 proposed rule, as the plans and
analysis required to accompany an
application have not changed. However,
additional requirements have been
added because of the addition of at-
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reactor ISFSI facilities. These proposed
regulations have been developed to be
consistent with the issued Firearms
Guidelines. This regulatory analysis was
developed following the guidance
contained in NUREG/BR–0058,
‘‘Regulatory Analysis Guidelines of the
U.S. Nuclear Regulatory Commission,’’
Revision 4, issued September 2004
(ADAMS Accession No. ML042820192).
1. Statement of the Problem and
Objective
The NRC is proposing regulations that
would implement its authority under
Section 161A of the AEA and revise
existing regulations governing security
event notifications. On September 11,
2009, with the approval of the U.S.
Attorney General, the NRC published
the Firearms Guidelines (74 FR 46800);
these guidelines relate to the NRC’s
implementation of the new statutory
authority.
The NRC proposed new regulations
on February 3, 2011 (76 FR 6200), that
would implement the new statutory
authority. The NRC is now proposing
further revisions that will address the
voluntary application for enhanced
weapons and the mandatory firearms
background checks under Section 161A
to include as a class of designated
facilities called at-reactor ISFSIs.
2. Identification and Analysis of
Alternative Approaches to the Problem
Because this rulemaking is in
response to the statutorily mandated
provisions of Section 161A of the AEA
and the direction provided by the
Firearms Guidelines issued by the
Commission, there are no acceptable
alternatives to the proposed rulemaking.
Application for enhanced weapons
authority and preemption authority
under Section 161A is voluntary;
however, licensee and certificate holder
compliance with the firearms
background checks under Section 161A
is mandatory for certain designated
classes of licensees. Consequently, the
no-action option is used only as a basis
against which to measure the costs and
benefits of this rulemaking.
3. Estimation and Evaluation of Values
and Impacts
In general the parties that would be
affected by this supplemental proposed
rule are the licensees and certificate
holders (there is no impact on
applicants since they are not subject to
the firearms background check
requirements), the NRC, the public
surrounding the plants, the on-site
employees of the licensees and
certificate holders, the FBI, and the
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Bureau of Alcohol, Tobacco, Firearms,
and Explosives (ATF).
The following attributes are expected
to be affected by this rulemaking. Their
impacts are quantified where possible.
Impacts to accident-related attributes
are qualified because estimates of
occurrences of possible attacks and their
successful repulsions are unknown.
Further, even if reliable estimates were
available, they would be considered
Safeguards Information and not to be
released for public dissemination.
• Safeguards and Security
Considerations—The proposed actions
regarding access to enhanced weapons
and mandatory firearms background
checks will comply with statutory
requirements and provide high
assurance that public health and safety
and the common defense and security
will be enhanced because of licensees’
and certificate holders’ increased ability
to repulse an attack.
• Industry Implementation—The
supplemental proposed rule would
require licensees and certificate holders
with at-reactor ISFSI facilities to subject
their security personnel to a fingerprintbased background check and a firearms
background check against the NICS.
Also, the rule would give licensees and
certificate holders in Commissiondesignated classes of facilities the
option to apply for combined enhanced
weapons authority and preemption
authority or standalone preemption
authority. If a licensee or certificate
holder is so inclined, it must submit
plans and analysis to the NRC on their
proposed deployment of enhanced
weapons. The NRC must then act on the
request. If the NRC approves the
request, a licensee or certificate holder
would apply to ATF to transfer the
authorized enhanced weapons to its
facility. Industry would need to develop
2219
procedures to comply with these
requirements.
For purposes of this analysis, the NRC
staff assumed that all licensees and
certificate holders who fall within the
proposed designated classes of facilities
would take advantage of making use of
enhanced weapons protection (i.e., 65
operating power reactor sites (which
includes 53 at-reactor ISFSI facilities),
15 decommissioning power reactor
sites, and 2 Cat. I SSNM facilities for a
total of 82 facilities). The staff assumed
that the licensee’s or certificate holder’s
security personnel required to protect
the operating power reactor site would
also protect any at-reactor ISFSI facility
without any increase in onsite staff.
Since the total number of facilities is the
same as was used in the draft regulatory
analysis in the February 2011 proposed
rule, the industry implementation cost
and assumptions have not changed and
are summarized in Table 1.
TABLE 1
Enhanced Weapons Costs
Enhanced weapons cost per site ....................................................................................................................................................
1⁄2 staff year to change security, training and qualification, contingency response plans and security event notification reports
and to develop the weapons safety assessment and submit these documents to the NRC for its review and approval per
site ................................................................................................................................................................................................
1⁄4 staff year to complete ATF paperwork, acquire the enhanced weapons, develop new training standards and then train security personnel, and deploy the weapons per site .....................................................................................................................
$50,000
Total individual site’s implementation cost for the voluntary enhanced weapons regulations .........................................
170,000
Total enhanced weapons implementation cost for the industry 1 .....................................................................................
13,940,000
80,000
40,000
Firearms Background Checks Costs
⁄ staff year to establish a program for the mandatory firearms background checks per site ......................................................
26,700
Total program cost for mandatory firearms background checks to industry 1 ..................................................................
2,190,000
NRC fees and staff time to complete NRC Form 754 for the mandatory firearms background checks for each operating reactor and Cat. I SSNM facility .........................................................................................................................................................
NRC fees and staff time to complete NRC Form 754 for the mandatory firearms background checks for each decommissioned reactor site ........................................................................................................................................................................
11,400
Total industry cost for performing the first-time background checks ................................................................................
849,000
Total industry implementation costs ..................................................................................................................................
16,979,000
16
5,700
1 Please
note that throughout this analysis sums may not equal shown total values because of rounding. Also, this cost analysis does not include any transfer tax payments required from a licensee to register an enhanced weapon with ATF under the National Firearms Act (26 U.S.C.
Chapter 53), since those costs fall under ATF’s sole regulatory purview.
wreier-aviles on DSK5TPTVN1PROD with
• Industry Operation—Enhanced
weapon inventories’ requirements of the
February 2011 proposed rule, both
monthly and semi-annually, would
result in operating expenses for
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industry. Since the total number of
facilities, including sites with at-reactor
ISFSIs, are the same as was used in the
draft regulatory analysis in the February
2011 proposed rule, the industry
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inventory cost and assumptions have
not changed and are summarized in
Table 2.
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TABLE 2
Annual Enhanced Weapons Costs
Monthly and semi-annual automatic weapon inventories cost per site ..................................................................................................
$5,600
Total enhanced weapons implementation cost for the industry ......................................................................................................
460,000
Total enhanced weapons implementation cost for the industry with a 7 percent discount rate over remaining lifetime ...............
6,100,000
Total enhanced weapons implementation cost for the industry with a 3 percent discount rate over remaining lifetime ...............
11,200,000
Annual Firearms Background Checks Costs
Annual mandatory firearms background checks per site ........................................................................................................................
3,800
Total program cost for mandatory firearms background checks to industry with a 7 percent discount rate over remaining lifetime ...............................................................................................................................................................................................
3,401,000
Total program cost for mandatory firearms background checks to industry with a 3 percent discount rate over remaining lifetime ...............................................................................................................................................................................................
6,468,000
With respect to the security event
notification reporting requirements,
cyber and physical intrusions,
suspicious activity reports,
unauthorized operation or tampering
events, reporting enhanced weapons
being lost or stolen or adverse ATF
findings, and the impact of events
requiring entry in the safeguards event
log the addition of at-reactor facilities
will not have an impact on this analysis.
The total industry operating costs are
the sum of the recurring inventory
requirements ($6.1 million given the 7
percent real discount rate and $11.2
million with the 3 percent rate), the
background checks ($3.7 million at 7
percent and $6.5 million at 3 percent),
and the security event notification
reports ($15.1 million using the 7
percent rate and $28.6 million with the
3 percent rate). This total is estimated to
range from $24.9 million (7 percent) to
$46.3 million (3 percent rate) which is
unchanged from the February 2011
proposed rule.
• NRC Implementation—The NRC’s
implementation costs include the labor
cost for the development of the final
rule and the supporting regulatory
guidance (two regulatory guides and the
weapons safety assessment). The NRC
would also need to develop appropriate
inspection procedures to confirm
compliance with this rule. As with the
cost associated with the industry
implementation, the addition of the atreactor facilities will not increase the
labor cost to the NRC beyond what was
outlined in the February 2011 proposed
rule. The NRC’s implementation costs
are summarized in Table 3.
TABLE 3
NRC Implementation Costs
Develop final rule, final regulatory guidance, and inspection procedures ..............................................................................................
NRC review of each licensee’s and certificate holder’s security plan, training and qualification plan, contingency response plan,
weapons safety assessment, and one round of Requests for Additional Information questions .......................................................
3,280,000
Total NRC Implementation Costs .....................................................................................................................................................
3,600,000
• NRC Operation—The NRC would
need to inspect the licensees’ and
certificate holders’ periodic inventories,
recordkeeping, and training and
qualification of enhanced weapons as a
result of this rule. The addition of the
at-reactor facilities will not increase the
operational cost to the NRC beyond
$280,000
what was assumed in the February 2011
proposed rule. The NRC’s operational
costs are summarized in Table 4.
TABLE 4
NRC Inventory Inspection Costs
$131,200
65,600
Total NRC costs for inspections of licensee’s and certificate holder’s automatic weapon inventories of the industry with a 7
percent discount rate over remaining lifetime ..............................................................................................................................
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1st year of NRC inspections of licensee’s and certificate holder’s automatic weapon inventories ........................................................
Annual NRC inspections of licensee’s and certificate holder’s automatic weapon inventories after 1st year .......................................
934,000
Total NRC costs for inspections of licensee’s and certificate holder’s automatic weapon inventories of the industry with a 3
percent discount rate over remaining lifetime ..............................................................................................................................
1,665,000
NRC Records Inspection Costs
1st year of NRC record inspections of licensee’s and certificate holder’s background checks .............................................................
Annual NRC record inspections of licensee’s and certificate holder’s background checks after 1st year ............................................
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TABLE 4—Continued
934,000
Total NRC costs for record inspections of licensee’s and certificate holder’s background checks of the industry with a 3 percent discount rate over remaining lifetime ....................................................................................................................................
1,665,000
NRC’s total operating costs with a 7 percent discount rate ............................................................................................................
1,900,000
NRC’s total operating costs with a 3 percent discount rate ............................................................................................................
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Total NRC costs for record inspections of licensee’s and certificate holder’s background checks of the industry with a 7 percent discount rate over remaining lifetime ....................................................................................................................................
3,300,000
• Regulatory Efficiency—The
proposed action would result in
enhanced regulatory efficiency through
regulatory and compliance
improvements based upon statutory
mandates involving the voluntary
possession of enhanced weapons and
mandatory firearms background checks
at power reactor facilities, at-reactor
ISFSIs, and Cat. I SSNM facilities. The
proposed action would also result in
enhanced regulatory efficiency
involving the NRC’s ability to monitor
ongoing security events at a range of
licensed facilities, and the ability to
rapidly communicate information on
security events at such facilities to other
NRC-regulated facilities and other
government agencies, as necessary.
• Public Health (Accident)—The
proposed action could reduce the risk
that public health will be affected by
radiological releases because of the
increased likelihood of a successful
repulsion of an attack.
• Occupational Health (Accident)—
The proposed action could reduce the
risk that occupational health will be
affected by radiological releases because
of the increased likelihood of a
successful repulsion of an attack.
• Off-Site Property—The proposed
action could reduce the risk that off-site
property will be affected by radiological
releases because of the increased
likelihood of a successful repulsion of
an attack.
• On-Site Property—The proposed
action could reduce the risk that on-site
property will be affected by radiological
releases because of the increased
likelihood of a successful repulsion of
an attack.
• Other Government Agencies—The
FBI would be affected by this rule
because of its role in processing the
mandatory fingerprint checks and
firearms background checks the statute
requires. The ATF would be affected by
this rule because of its involvement
with the approval to transfer enhanced
weapons to and from an authorized NRC
licensee or certificate holder. Note: The
FBI’s fees for fingerprinting checks are
incorporated within the NRC’s fee
previously discussed. The FBI does not
charge a fee for processing firearms
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background checks. Also, as previously
noted in the February 2011 proposed
rule, the ATF taxes to transfer enhanced
weapons are not included in this
analysis.
Attributes that are not expected to be
affected under any of the rulemaking
options include the following:
occupational health (routine); public
health (routine); environmental
considerations; general public;
improvements in knowledge; and
antitrust considerations.
4. Presentation of Results
Section 161A of the AEA requires
several modifications to 10 CFR part 73.
The pertinent sections and appendices
which are being revised in this
supplemental proposed rule are §§ 73.2,
‘‘Definitions,’’ 73.18, ‘‘Authorization for
use of enhanced weapons and
preemption of firearms laws,’’ 73.19,
‘‘Firearms background checks for armed
security personnel,’’ and 73.51,
‘‘Requirements for the physical
protection of stored spent nuclear fuel
and high-level radioactive waste.’’
The fundamental incentive for a
licensee or certificate holder to choose
to obtain enhanced weapons is to
increase their defensive capabilities to
provide high assurance that public
health and safety and the common
defense and security will be adequately
protected from any attempts at
radiological sabotage. A licensee’s or
certificate holder’s decision to apply for
enhanced weapons authority is
voluntary. They must evaluate for their
specific site whether the costs and
benefits of using enhanced weapons are
appropriate in general; and if
appropriate in general, which specific
types of weapons are appropriate for
their particular site and protective
strategy. The firearms background
checks will provide assurance that
security personnel possessing enhanced
weapons are not barred under Federal
and State law from receiving,
possessing, transporting, or using any
covered weapons and ammunition. The
NRC staff notes that while licensees and
certificate holders would be required to
pay an excise tax when transferring
enhanced weapons, the tax is not
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considered a cost of this proposed rule
because it is a result of ATF regulations.
The total industry enhanced weapons
implementation costs is $13,940,000.
The total enhanced weapons mandatory
background checks program costs to the
industry is $2,190,000, and the total
first-time background checks for the
industry is $849,000. The sum of the
total industry implementation cost is
$17.0 million. The industry operating
costs for this supplemental proposed
rule when discounted as flows of funds
and based on the assumed lengths of
lives of the various facilities ranged
from $9.5 million to $17.7 million,
given the 7 percent and 3 percent real
discount rates, respectively.
The total costs to industry, including
both implementation and operating
expenses for this supplemental
proposed rule are estimated to range
from $26.5 million to $34.7 million,
again given the 7 percent and 3 percent
real discount rates, respectively.
The NRC’s implementation costs are
almost $3.6 million. The recurring or
annual costs are calculated to have a
present value of $1.9 million (7 percent
rate) to $3.3 million (3 percent rate).
Therefore, the total estimated NRC costs
range from about $5.5 million (7 percent
rate) to $6.9 million (3 percent rate).
The total quantitative costs estimates
for this supplemental proposed
rulemaking are estimated to be from
$32.0 million (7 percent) to $41.6
million (3 percent).
• Disaggregation
In order to comply with the guidance
provided in Section 4.3.2 (Criteria for
the Treatment of Individual
Requirements) of the NRC’s Regulatory
Analysis Guidelines, the NRC
conducted a screening review to ensure
that the aggregate analysis does not
mask the inclusion of individual rule
provisions that are not cost-beneficial
when considered individually and not
necessary to meet the goals of the
rulemaking. Consistent with the
Regulatory Analysis Guidelines, the
NRC evaluated, on a disaggregated basis,
each new regulatory provision expected
to result in incremental costs. Given that
the NRC is required to comply with
Section 161A of the AEA, the NRC
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believes that each of these provisions is
necessary and cost-justified based on its
resulting qualitative benefits, as
previously discussed.
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5. Decision Rationale
Relative to the ‘‘no-action’’
alternative, the supplemental proposed
rule would cost the industry from
around $26.5 million to $34.7 million
over the average lifetime of the plants.
The total NRC costs would range from
$5.5 million to slightly under $7
million. Total costs of the supplemental
proposed rule are estimated to range
from around $32 million to $42 million.
The requirements in this supplemental
proposed rule are the result of the new
Section 161A of the AEA. The NRC
concluded that for all of these
requirements, and their corresponding
costs, the proposed approach is
appropriate.
Although the NRC did not quantify
the benefits of this rule, the staff did
qualitatively examine benefits and
concluded that the rule would provide
safety and security-related benefits.
Offsetting this net cost, the NRC
believes that the rule would result in
substantial non-quantified benefits
related to safety and security, as well as
enhanced regulatory efficiency and
effectiveness. Therefore, the NRC
believes that the rule is cost-justified for
several qualitative reasons. First, the
supplemental proposed rule would
provide increased defensive capability
of licensees and certificate holders and
thus would increase the assurance that
a licensee can adequately protect an atreactor ISFSI facility against an external
assault. Second, the supplemental
proposed rule would provide a
mechanism to accomplish a statutory
mandate to verify that security officers
protecting such facilities are not
disqualified under Federal or State law
from possessing or using firearms and
ammunition. Lastly, as previously
indicated, application for enhanced
weapons authority and preemption
authority under Section 161A is
voluntary.
Based on the NRC’s assessment of the
costs and benefits of the supplemental
proposed rule on licensee and certificate
holder facilities, the agency has
concluded that the supplemental
proposed rule provisions would be
justified.
6. Implementation
The final rule is to take effect 60 days
after publication in the FR. A
compliance date of 180 days after
publication of the final rule will also be
established for some provisions of this
rule. The NRC staff does not expect this
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rule to have any impact on other
requirements.
XIV. Regulatory Flexibility Certification
In accordance with the Regulatory
Flexibility Act (5 U.S.C. 605(b)), the
NRC certifies that this rule would not,
if promulgated, have a significant
economic impact on a substantial
number of small entities. With respect
to the enhanced weapons and firearms
background check provisions, this
supplemental proposed rule affects only
the licensing and operation of nuclear
power reactors, at-reactor ISFSIs, and
fuel cycle facilities authorized to
possess and use Category I quantities of
SSNM. The companies that own or
operate these facilities or conduct these
activities do not fall within the scope of
the definition of ‘‘small entities’’
presented in the Regulatory Flexibility
Act or the size standards established by
the NRC (10 CFR 2.810).
XV. Backfitting and Issue Finality
The NRC evaluated the aggregated set
of requirements in this supplemental
proposed rule that constitute backfitting
in accordance with 10 CFR 50.109,
70.76, 72.62, and the finality provisions
in 10 CFR part 52. The NRC’s evaluation
of changes in accordance with 10 CFR
10.109, 70.76, and the finality
provisions in 10 CFR part 52 is
described in the draft regulatory
analysis on the proposed rule published
on February 3, 2011. The Availability
information for the draft regulatory (and
backfit) analysis is provided in Section
VIII, ‘‘Availability of Documents,’’ of
this document. This analysis examined
the costs and benefits of the alternatives
considered by the NRC. The regulations
in 10 CFR 72.62 pertain to changes in
requirements for ISFSI facilities, which
is the subject of the supplemental
proposed rule. However, the
supplemental proposed rule will not
change the requirements from the
proposed rule; it simply applies the
proposed requirements to an additional
class of facilities. Therefore the
evaluation of changes presented in the
proposed rule from February 2011 also
applies to this supplemental proposed
rule and the evaluation is in accordance
with 10 CFR 72.62.
The provisions of this supplemental
proposed rule do not constitute
backfitting because they are voluntary in
nature, and would therefore not impose
modifications or additions to existing
structures, components, or designs, or
existing procedures or organizations.
These provisions include those related
to application for the use of enhanced
weapons and/or preemption authority.
Other provisions of the rule
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implementing Section 161A of the AEA,
such as the mandatory firearms
background checks, are not backfits
because they implement mandatory
provisions required by statute.
To the extent that some of the specific
implementing details of the firearms
background checks described in this
proposed rule are not specifically
mandated by statute, or the Firearms
Guidelines issued by the Commission
with the approval of the U.S. Attorney
General, the Commission believes that
such measures are essential for the
effective implementation of the rule’s
requirements, and thus necessary for the
adequate protection to the health and
safety of the public and are in accord
with the common defense and security.
Therefore, for the reasons previously
stated, a backfit analysis is not required
and has not been completed for any of
the provisions of this supplemental
proposed rule.
List of Subjects in 10 CFR Part 73
Criminal penalties, Export, Hazardous
materials transportation, Import,
Nuclear materials, Nuclear power plants
and reactors, Reporting and
recordkeeping requirements, Security
measures.
For the reasons set out in the
preamble and under the authority of the
AEA, as amended; the Energy
Reorganization Act of 1974, as
amended; and 5 U.S.C. 553; the NRC
proposes to amend 10 CFR part 73 and
proposes to further amend 10 CFR part
73, as proposed to be amended at 76 FR
6200, February 3, 2011, as follows:
PART 73—PHYSICAL PROTECTION OF
PLANTS AND MATERIALS
1. The authority citation for part 73
continues to read as follows:
■
Authority: Atomic Energy Act sections 53,
147, 161, 223, 234, 1701 (42 U.S.C. 2073,
2167, 2169, 2201, 2273, 2282, 2297(f),
2210(e)); Energy Reorganization Act sections
201, 204 (42 U.S.C. 5841, 5844); Government
Paperwork Elimination Act section 1704, 112
Stat. 2750 (44 U.S.C. 3504 note); Energy
Policy Act of 2005, Pub. L. 109–58, 119 Stat.
594 (2005).
Section 73.1 also issued under Nuclear
Waste Policy Act sections 135, 141 (42 U.S.C.
10155, 10161). Section 73.37(f) also issued
under sec. 301, Pub. L. 96–295, 94 Stat. 789
(42 U.S.C. 5841 note).
2. In § 73.2, paragraph (a), a definition
for ‘‘At-reactor independent spent fuel
storage installation’’ is added in
alphabetical order to read as follows:
■
§ 73.2
*
Definitions.
*
*
(a) * * *
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At-reactor independent spent fuel
storage installation or at-reactor ISFSI
means an ISFSI whose physical security
program is conducted as a support
activity of the co-located power reactor
facility licensed under parts 50 or 52 of
this chapter.
*
*
*
*
*
■ 3. In § 73.18, paragraph (c), as
proposed to be added at 76 FR 6233,
February 3, 2011, is revised to read as
follows:
§ 73.18 Authorization for use of enhanced
weapons and preemption of firearms laws.
*
*
*
*
*
(c) Applicability. (1) Stand-alone
preemption authority. The following
classes of facilities, radioactive material,
or other property are designated by the
Commission pursuant to 42 U.S.C.
2201a—
(i) Power reactor facilities;
(ii) Facilities authorized to possess or
use a formula quantity or greater of
strategic special nuclear material, where
the material has a radiation level less
than or equal to 1 Gray (Gy) (100 Rad)
per hour at a distance of 1 meter (m) (3.3
feet [ft]), without regard to any
intervening shielding; and
(iii) At-reactor independent spent fuel
storage installations.
(2) Combined enhanced-weapons
authority and preemption authority. The
following classes of facilities,
radioactive material, or other property
are designated by the Commission
under 42 U.S.C. 2201a—
(i) Power reactor facilities;
(ii) Facilities authorized to possess or
use a formula quantity or greater of
strategic special nuclear material, where
the material has a radiation level less
than or equal to 1 Gy (100 Rad) per hour
at a distance of 1 m (3.3 ft), without
regard to any intervening shielding; and
(iii) At-reactor independent spent fuel
storage installations.
*
*
*
*
*
■ 4. In § 73.19, paragraph (c), as
proposed to be added at 76 FR 6237,
February 3, 2011, is revised to read as
follows:
§ 73.19 Firearms background checks for
armed security personnel.
wreier-aviles on DSK5TPTVN1PROD with
*
*
*
*
*
(c) Applicability. For the purposes of
firearms background checks, the
following classes of facilities,
radioactive material, or other property
are designated by the Commission at 42
U.S.C. 2201a—
(1) Power reactor facilities;
(2) Facilities authorized to possess or
use a formula quantity or greater of
strategic special nuclear material, where
the material has a radiation level less
VerDate Mar<15>2010
13:26 Jan 09, 2013
Jkt 229001
than or equal to 1 Gray (100 Rad) per
hour at a distance of 1 meter (3.3 feet),
without regard to any intervening
shielding; and
(3) At-reactor independent spent fuel
storage installations.
*
*
*
*
*
■ 5. In § 73.51, paragraph (b)(4) is added
to read as follows:
§ 73.51 Requirements for the physical
protection of stored spent nuclear fuel and
high-level radioactive waste.
*
*
*
*
*
(b) * * *
(4)(i) The licensee shall ensure that
the firearms background check
requirements of § 73.19 of this part are
met for all members of the security
organization whose official duties
require access to covered weapons or
who inventory enhanced weapons.
(ii) For licensees who are issued a
license after [effective date of final rule],
the licensee shall ensure that the
firearms background check
requirements of § 73.19 of this part are
met for all members of the security
organization whose official duties
require access to covered weapons or
who inventory enhanced weapons.
Additionally and notwithstanding the
implementation schedule provisions of
§ 73.19(b), such licensees shall ensure
that the firearms background check
requirements of § 73.19 are satisfactorily
completed within 180 days of the
issuance of the license, or within 180
days of the implementation of a
protective strategy that uses covered
weapons, whichever is later.
(iii) The provisions of this paragraph
are only applicable to licensees subject
to this section who store spent nuclear
fuel in an at-reactor ISFSI.
*
*
*
*
*
For the Nuclear Regulatory Commission.
Dated at Rockville, Maryland, this 7th day
of December, 2012.
R.W. Borchardt,
Executive Director for Operations.
[FR Doc. 2013–00237 Filed 1–9–13; 8:45 am]
BILLING CODE 7590–01–P
PO 00000
2223
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA–2012–1305; Directorate
Identifier 2010–SW–041–AD]
RIN 2120–AA64
Airworthiness Directives; Eurocopter
Deutschland GmbH Helicopters
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM).
AGENCY:
We propose to adopt a new
airworthiness directive (AD) for
Eurocopter Deutschland GmbH
(Eurocopter) Model BO–105A, BO–
105C, BO–105S, BO–105LS A–1, BO–
105LS A–3, EC135 P1, EC135 P2, EC135
P2+, EC135 T1, EC135 T2, EC135 T2+,
MBB–BK 117 A–1, MBB–BK 117 A–3,
MBB–BK 117 A–4, MBB–BK 117 B–1,
MBB–BK 117 B–2, MBB–BK 117 C–1,
and MBB–BK 117 C–2 helicopters with
certain part-numbered cantilever
assemblies, cyclic stick locking devices,
or cyclic stick holder assemblies
installed. This proposed AD would
require modifying and identifying the
cyclic stick cantilever or lock. This
proposed AD is prompted by pilots
inadvertently taking off with the cyclic
locked. The proposed actions are
intended to prevent a pilot taking off
with the cyclic in the locked position,
which could result in loss of control of
the helicopter.
DATES: We must receive comments on
this proposed AD by March 11, 2013.
ADDRESSES: You may send comments by
any of the following methods:
• Federal eRulemaking Docket: Go to
https://www.regulations.gov. Follow the
online instructions for sending your
comments electronically.
• Fax: 202–493–2251.
• Mail: Send comments to the U.S.
Department of Transportation, Docket
Operations, M–30, West Building
Ground Floor, Room W12–140, 1200
New Jersey Avenue SE., Washington,
DC 20590–0001.
• Hand Delivery: Deliver to the
‘‘Mail’’ address between 9 a.m. and 5
p.m., Monday through Friday, except
Federal holidays.
SUMMARY:
Examining the AD Docket
You may examine the AD docket on
the Internet at https://
www.regulations.gov or in person at the
Docket Operations Office between 9
a.m. and 5 p.m., Monday through
Friday, except Federal holidays. The AD
Frm 00010
Fmt 4702
Sfmt 4702
E:\FR\FM\10JAP1.SGM
10JAP1
Agencies
[Federal Register Volume 78, Number 7 (Thursday, January 10, 2013)]
[Proposed Rules]
[Pages 2214-2223]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-00237]
========================================================================
Proposed Rules
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains notices to the public of
the proposed issuance of rules and regulations. The purpose of these
notices is to give interested persons an opportunity to participate in
the rule making prior to the adoption of the final rules.
========================================================================
Federal Register / Vol. 78, No. 7 / Thursday, January 10, 2013 /
Proposed Rules
[[Page 2214]]
NUCLEAR REGULATORY COMMISSION
10 CFR Part 73
[NRC-2011-0018]
RIN 3150-AI49
Enhanced Weapons, Firearms Background Checks, and Security Event
Notifications
AGENCY: Nuclear Regulatory Commission.
ACTION: Supplemental proposed rule.
-----------------------------------------------------------------------
SUMMARY: The U.S. Nuclear Regulatory Commission (NRC or the Commission)
is proposing regulations that would implement its authority under
Section 161A of the Atomic Energy Act of 1954, as amended (AEA), and
revise existing regulations governing security event notifications. The
NRC proposed new regulations on February 3, 2011, that would implement
its authority under Section 161A. The NRC is now proposing to further
revise its regulations that address the voluntary application for
enhanced weapons authority, preemption authority, and the mandatory
firearms background checks under Section 161A to include as a class of
designated facilities at-reactor, independent spent fuel storage
installations (ISFSIs).
DATES: Submit comments on this supplemental proposed rule by February
25, 2013. Submit comments specific to the information collection burden
aspects of this supplemental proposed rule by February 11, 2013.
Comments received after these dates will be considered if it is
practical to do so, but the NRC is able to assure consideration only
for comments received on or before these dates.
ADDRESSES: You may access information and comment submissions related
to this supplemental proposed rule, which the NRC possesses and are
publicly available, by searching on https://www.regulations.gov under
Docket ID NRC-2011-0018. You may submit comments by any of the
following methods (unless this document describes a different method
for submitting comments on a specific subject):
Federal Rulemaking Web Site: Go to https://www.regulations.gov and search for Docket ID NRC-2011-0018. Address
questions about NRC dockets to Carol Gallagher; telephone: 301-492-
3668; email: Carol.Gallagher@nrc.gov.
Email Comments to: Rulemaking.Comments@nrc.gov. If you do
not receive an automatic email reply confirming receipt, then contact
us at 301-415-1677.
Fax Comments to: Secretary, U.S. Nuclear Regulatory
Commission at 301-415-1101.
Mail Comments to: Secretary, U.S. Nuclear Regulatory
Commission, Washington, DC 20555-0001, ATTN: Rulemakings and
Adjudications Staff.
Hand Deliver Comments to: 11555 Rockville Pike, Rockville,
Maryland 20852, between 7:30 a.m. and 4:15 p.m. (Eastern Time) Federal
workdays; telephone: 301-415-1677.
For additional direction on accessing information and submitting
comments, see ``Accessing Information and Submitting Comments'' in the
SUPPLEMENTARY INFORMATION section of this document.
FOR FURTHER INFORMATION CONTACT: Ms. Margaret E. Stambaugh, Office of
Nuclear Reactor Regulation, U.S. Nuclear Regulatory Commission,
Washington, DC 20555-0001; telephone: 301-415-7069; email:
Margaret.Stambaugh@nrc.gov; or Mr. Philip Brochman, Office of Nuclear
Security and Incident Response, U.S. Nuclear Regulatory Commission,
Washington, DC 20555-0001; telephone: 301-415-6557; email:
Phil.Brochman@nrc.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Accessing Information and Submitting Comments
II. Background
III. Discussion
IV. Section-by-Section Analysis
V. Guidance
VI. Criminal Penalties
VII. Compatibility of Agreement State Regulations
VIII. Availability of Documents
IX. Plain Writing
X. Voluntary Consensus Standards
XI. Finding of No Significant Environmental Impact
XII. Paperwork Reduction Act Statement
XIII. Regulatory Analysis
XIV. Regulatory Flexibility Certification
XV. Backfitting and Issue Finality
I. Accessing Information and Submitting Comments
A. Accessing Information
Please refer to Docket ID NRC-2011-0018 when contacting the NRC
about the availability of information for this supplemental proposed
rule. You may access information related to this supplemental proposed
rule, which the NRC possesses and is publicly available, by any of the
following methods:
Federal Rulemaking Web Site: Go to https://www.regulations.gov and search for Docket ID NRC-2011-0018.
NRC's Agencywide Documents Access and Management System
(ADAMS): You may access publicly available documents online in the NRC
Library at https://www.nrc.gov/reading-rm/adams.html. To begin the
search, select ``ADAMS Public Documents'' and then select ``Begin Web-
based ADAMS Search.'' For problems with ADAMS, please contact the NRC's
Public Document Room (PDR) reference staff at 1-800-397-4209, 301-415-
4737, or by email to PDR.Resource@nrc.gov. The ADAMS accession number
for each document referenced in this document (if that document is
available in ADAMS) is provided the first time that a document is
referenced. In addition, for the convenience of the reader, the ADAMS
accession numbers are provided in a table in Section VIII,
``Availability of Documents,'' of this document.
NRC's PDR: You may examine and purchase copies of public
documents at the NRC's PDR, Room O1-F21, One White Flint North, 11555
Rockville Pike, Rockville, Maryland 20852.
B. Submitting Comments
Please include Docket ID NRC-2011-0018 in the subject line of your
comment submission, in order to ensure that the NRC is able to make
your comment submission available to the public in this docket.
The NRC cautions you not to include identifying or contact
information that you do not want to be publicly disclosed in your
comment submission. The NRC will post all comment submissions at https://www.regulations.gov as well as enter the comment submissions into
ADAMS.
[[Page 2215]]
The NRC does not routinely edit comment submissions to remove
identifying or contact information.
If you are requesting or aggregating comments from other persons
for submission to the NRC, then you should inform those persons not to
include identifying or contact information that they do not want to be
publicly disclosed in their comment submission. Your request should
state that the NRC does not routinely edit comment submissions to
remove such information before making the comment submissions available
to the public or entering the comment submissions into ADAMS.
II. Background
A. Implementation of Section 161A of the AEA
On August 8, 2005, President Bush signed into law the Energy Policy
Act of 2005 (EPAct), Public Law 109-58, 119 Stat. 594 (2005). Section
653 of the EPAct amended the AEA by adding Section 161A, ``Use of
Firearms by Security Personnel'' (42 U.S.C. 2201a). Section 161A of the
AEA provides the NRC with authority that will enhance security at
designated NRC licensee and certificate holder facilities. As required
by Section 161A.d, the provisions of Section 161A took effect when the
Commission, with the approval of the U.S. Attorney General, published
the approved Firearms Guidelines in the Federal Register (FR) on
September 11, 2009 (74 FR 46800). The issued Firearms Guidelines may be
found on https://www.regulations.gov under Docket IDs NRC-2008-0465 and
NRC-2011-0018.
Section 161A requires the Commission to designate the classes of
facilities, radioactive material, and other property eligible to apply
for preemption or enhanced weapon authority. Section 161A also mandates
that all security personnel with duties requiring access to covered
weapons, as defined in the Firearms Guidelines, who are engaged in the
protection of Commission-designated facilities, radioactive material,
or other property owned or operated by an NRC licensee or certificate
holder, be subject to a fingerprint-based background check by the U.S.
Attorney General and a firearms background check against the Federal
Bureau of Investigation's (FBI) National Instant Background Check
System (NICS).
B. October 2006 Proposed Rule--Implementation of Section 161A of the
AEA
In parallel with the development of the Firearms Guidelines, the
NRC initiated a rulemaking to develop implementing regulations. On
October 26, 2006, the NRC published proposed regulations (71 FR 62664)
to implement the provisions of Section 161A as part of a larger
proposed amendment to its regulations under parts 50, 72, and 73 of
Title 10 of the Code of Federal Regulations (10 CFR), ``Power Reactor
Security Requirements.'' These proposed implementing regulations were
based upon the draft version of the Firearms Guidelines that existed in
September 2006.
The NRC had proposed that the provisions of Section 161A would
apply only to power reactor facilities and Category I Strategic Special
Nuclear Material (Cat. I SSNM) facilities (i.e., facilities possessing
or using formula quantities or greater of strategic special nuclear
material). This would permit these two highest risk classes of licensed
facilities to apply to the NRC for Section 161A authority (either
combined enhanced weapons authority and preemption authority or stand-
alone preemption authority). The NRC had also indicated that it would
consider making Section 161A authority available to additional classes
of facilities, radioactive material, or other property (including
ISFSIs) in a separate, future rulemaking.
C. February 2011 Proposed Rule--Implementation of Section 161A of the
AEA
Once the approved Firearms Guidelines were published in the FR on
September 11, 2009 (74 FR 46800), the NRC continued developing the
proposed rulemaking based upon the Firearms Guidelines. On February 3,
2011, the NRC published proposed regulations in the FR (76 FR 6200)
that would implement the provisions of Section 161A and make several
changes to the security event notification requirements in 10 CFR part
73 to address imminent attacks or threats against power reactors as
well as suspicious events that could be indicative of potential
reconnaissance, surveillance, or challenges to security systems by
adversaries. The public was provided a total of 180 days to review and
comment on the February 2011 proposed rule and associated guidance.
III. Discussion
Section 161A allows the NRC to authorize licensees and certificate
holders to use, as part of their protective strategies, an expanded
arsenal of weapons, including machine guns and semi-automatic, large-
capacity, assault weapons. As indicated in the February 2011 proposed
rule, an NRC licensee or certificate holder interested in obtaining
Section 161A authority (either combined enhanced weapons authority and
preemption authority or preemption authority alone) could voluntarily
apply to the NRC to take advantage of this new authority. Licensees and
certificate holders within the designated classes eligible to apply for
Section 161A authority would be required to complete the firearms
background check requirements mandated by Section 161A and the Firearms
Guidelines.
In a recent letter, a licensee requested that the NRC grant
preemption authority for two operating power reactors and the at-
reactor ISFSI co-located at the plant site (ADAMS Accession No.
ML113610556). The February 2011 proposed rule did not contemplate at-
reactor ISFSIs under the applicability statement, but rather identifies
ISFSIs as a class of facility that would be considered for inclusion
under a future rulemaking. The staff's intent in the February 2011
proposed rule was first to establish the regulatory framework for
granting preemption and enhanced weapons authority to those facilities
deemed to be of greatest significance (i.e., power reactors and Cat. I
SSNM facilities). In light of the request from the licensee, the staff
recommended to the Commission in SECY-12-0027 (ADAMS Accession No.
ML113130015) that at-reactor ISFSIs be designated as a class of
licensees eligible to apply for the authority granted under Section
161A. In Staff Requirements Memorandum SRM-SECY-12-0027 (ADAMS
Accession No. ML12124A377), the Commission disapproved the staff's
recommendation in SECY-12-0027 regarding the issuance of confirmatory
orders for at-reactor ISFSIs. Instead, the Commission directed the
staff to consider expanding the scope of the current enhanced weapons
rule to include at-reactor ISFSIs. This supplemental proposed rule
responds to the Commission's direction.
In this supplemental proposed rule, the NRC would add at-reactor
ISFSIs to the scope of the enhanced weapons proposed rule. The NRC
considers an at-reactor ISFSI to be an ISFSI whose physical security
program is conducted as a support activity of the co-located power
reactor facility licensed under 10 CFR parts 50 or 52. As previously
noted, the NRC is taking this approach to address the facilities of
highest concern first. At-reactor ISFSIs have been added
[[Page 2216]]
to the facilities of highest concern because the same security
personnel and weaponry that protect a power reactor, also protect the
at-reactor ISFSI. An ISFSI that is co-located with a power reactor
facility that has been decommissioned (i.e., the power complex and
spent fuel pool have been removed), but has not yet terminated its
reactor license, does not rely on the power reactor security force to
implement its protective strategy. Therefore, an ISFSI co-located at a
decommissioned power reactor is not considered an at-reactor ISFSI for
the purposes of this supplemental rule. The NRC considers this approach
consistent with that for a standalone ISFSI, which was never co-located
with a power reactor.
The February 2011 proposed rule recommends adding two new sections
to 10 CFR part 73. The proposed Sec. 73.18(c) would identify the
specific classes of licensee facilities, radioactive material, and
other property designated by the Commission under Section 161A that
would be eligible to apply for stand-alone preemption authority or for
combined enhanced weapons authority and preemption authority. The
proposed Sec. 73.19(c) would identify the specific classes of
facilities, radioactive material, and other property designated by the
Commission under Section 161A that would be subject to the firearms
background check requirements. In this supplemental proposed rule, the
NRC would designate three classes of facilities as subject to the
requirements of proposed Sec. Sec. 73.18 and 73.19: power reactor
facilities, at-reactor ISFSIs, and Cat. I SSNM facilities.
In the February 2011 proposed rule that would implement the
Firearms Guidelines, the NRC proposed amendments to 10 CFR part 73 by
adding new definitions, processes for obtaining enhanced weapons,
requirements for firearms background checks, and event notification
requirements for stolen or lost enhanced weapons. This supplemental
proposed rule continues those proposed changes and adds to or modifies
the following regulations in 10 CFR part 73:
Section 73.2, Definitions.
Section 73.18, Authorization for use of enhanced weapons
and preemption of firearms laws.
Section 73.19, Firearms background checks for armed
security personnel.
Section 73.51, Requirements for the physical protection of
stored spent nuclear fuel and high-level radioactive waste.
IV. Section-by-Section Analysis
A. Overview
The following section-by-section analysis discusses proposed
revisions to the NRC's regulations that were not part of the proposed
rule published on February 3, 2011 (76 FR 6200). At this time, the NRC
is only seeking comments on the revisions proposed by this supplemental
rule. The NRC will address public comments on both the February 2011
proposed rule and this supplemental proposed rule in the Federal
Register notice for the final rule.
This supplemental proposed rulemaking to 10 CFR part 73 would
revise two new sections (Sec. Sec. 73.18 and 73.19) proposed to be
added to the NRC's regulation in the February 2011 rule, and revise two
existing sections (Sec. Sec. 73.2 and 73.51) to make conforming
changes.
B. Definitions (Sec. 73.2)
New definition for the term At-reactor independent spent fuel
storage installation or at-reactor ISFSI would be added in alphabetical
order to the definitions in Sec. 73.2(a). The NRC would consider an
at-reactor ISFSI to be an ISFSI whose physical security program is
conducted as a support activity of the co-located power reactor
facility licensed under 10 CFR parts 50 or 52.
C. Authorization for Use of Enhanced Weapons and Preemption of Firearms
Laws (Sec. 73.18)
Paragraph (c) would list the designated classes for either stand-
alone preemption authority or combined enhanced weapons authority and
preemption authority. In addition to the classes of facilities
identified in the February 2011 proposed rule, the NRC would include
at-reactor ISFSIs within the designated classes. The NRC continues to
intend to specify any additional classes of authorized facilities,
radioactive material, and other property in a separate, future
rulemaking.
D. Firearms Background Checks for Armed Security Personnel (Sec.
73.19)
In paragraph (c), the NRC would designate the classes of
facilities, radioactive material, and other property that are
appropriate for firearms background checks. In addition to the classes
of facilities identified in the February 2011 proposed rule, the NRC
would include at-reactor ISFSIs within the designated classes. The NRC
intends to specify any additional classes of authorized facilities,
radioactive material, and other property in a separate, future
rulemaking.
E. Requirements for the Physical Protection of Stored Spent Nuclear
Fuel and High-Level Radioactive Waste (Sec. 73.51)
In paragraph (b)(4), the NRC would add a conforming change to
provide a cross reference to the new firearms background check
requirements in Sec. 73.19 for armed security personnel. Additionally,
the NRC would provide implementation schedule information for future
licensees. This conforming change is identical to the conforming
changes proposed to Sec. Sec. 73.46 and 73.55 for Cat. I SSNM and
power reactor facilities, respectively, in the February 2011 proposed
rule (see Sections V.F and V.G at pp 6221 and 6222 of that Federal
Register notice).
V. Guidance
The NRC prepared a new draft regulatory guide (DG), DG-5020,
``Applying for Enhanced Weapons Authority, Applying for Preemption
Authority, and Accomplishing Firearms Background Checks under 10 CFR
part 73'' (ADAMS Accession No. ML100321956), which contains detailed
guidance on the implementation of the proposed requirements for
applying for enhanced weapons and conducting firearms background
checks. The DG was made available for public comment on February 3,
2011 (76 FR 6086). Public comments and supporting materials related to
DG-5020 can be found on https://www.regulations.gov by searching on
Docket ID NRC-2011-0015.
However, DG-5020 did not include at-reactor ISFSIs under the
applicability section; rather, the DG reserved a section for additional
facilities to be added by future rulemakings or Commission orders. The
addition of at-reactor ISFSIs facilities to the DG as an eligible class
of licensees to receive preemption authority would not appreciably
change the guidance contained in the DG. A licensee with an at-reactor
ISFSI would have to take the same steps to request this authority as
the facilities currently listed in the DG (i.e., power reactor and Cat.
I SSNM facilities).
The NRC will issue a final regulatory guide coincident with the
publication of a final rule that will include at-reactor ISFSIs in the
applicability section of DG-5020 so that it conforms to the
requirements of the supplemental proposed rule. Since those conforming
changes to the DG do not constitute a significant change to the
guidance, the NRC has determined that further public
[[Page 2217]]
and stakeholder opportunity to comment on DG-5020 is not necessary for
this supplemental proposed rule notice.
VI. Criminal Penalties
For the purposes of Section 223 of the AEA, as amended, the
Commission is proposing to amend 10 CFR part 73 under Sections 161b,
161i, or 161o of the AEA. Criminal penalties, as they apply to
regulations in 10 CFR part 73, are discussed in Sec. 73.81. The new
Sec. Sec. 73.18 and 73.19 are issued under Sections 161b, 161i, or
161o of the AEA. Violations of these new sections are subject to
possible criminal penalties; and therefore they are not included in
Sec. 73.81(b).
VII. Compatibility of Agreement State Regulations
Under the ``Policy Statement on Adequacy and Compatibility of
Agreement States Programs,'' approved by the Commission on June 20,
1997, and published in the FR (62 FR 46517; September 3, 1997), this
supplemental proposed rule is classified as compatibility Category
``NRC'' and new Sec. Sec. 73.18 and 73.19 are designated as Category
``NRC'' regulations. Compatibility is not required for Category ``NRC''
regulations. The NRC program elements in this category are those that
relate directly to areas of regulation reserved to the NRC by the AEA
or the provisions of Title 10 of the CFR, and although an Agreement
State may not adopt program elements reserved to the NRC, it may wish
to inform its licensees of certain requirements via a mechanism that is
consistent with the particular State's administrative procedure laws,
but does not confer regulatory authority on the State.
VIII. Availability of Documents
The NRC is making the documents identified in the following table
available to interested persons through one or more of the following
methods as indicated.
----------------------------------------------------------------------------------------------------------------
Document PDR Web NRC Library (ADAMS)
----------------------------------------------------------------------------------------------------------------
Firearms Guidelines....................... X X ML082560848
Environmental Assessment (October 2006 X X ML061920093
proposed rule).
Regulatory Analysis Regulatory Analysis- X X ML061380803
appendices (October 2006 proposed rule). ML061380796
ML061440013
Information Collection Analysis........... X X ML092640277
NRC Form 754.............................. X X ML092650459
Commission: SECY-08-0050 (April 17, 2008). X X ML072920478
Commission: SECY-08-0050A (July 8, 2008).. X X ML081910207
Commission: SRM-SECY-08-0050/0050A (August X X ML082280364
15, 2008).
Letter Opinion from Bureau of Alcohol, X X ML090080191
Tobacco, Firearms, and Explosives' Office
of Enforcement on the Transfer of
Enhanced Weapons (January 5, 2009).
Proposed Enhanced Weapons, Firearms X X ML103410132
Background Checks, and Security Event
Notifications rule (February 3, 2011).
DG-5020 ``Applying for Enhanced Weapons X X ML100321956
Authority, Applying for Preemption
Authority, and Accomplishing Firearms
Background Checks under 10 CFR Part 73''
(February 3, 2011).
Letter of Christopher E. Earls, on Behalf X ............... ML110480470
of Nuclear Energy Institute, on the
proposed ``Enhanced Weapons, Firearms
Background Checks and Security Event
Notifications'' rule, Request for 90-Day
Extension to Comment Period (February 15,
2011).
Diablo Canyon, Units 1 and 2, Independent X ............... ML113610556
Spent Fuel Storage Installation,
Application for Stand-Alone Preemption
Authority Under 42 U.S.C. 2201a (December
22, 2011).
Commission: SECY-12-0027 (February 17, X X ML113130015
2012).
Commission: SRM-SECY-12-0027 (May 3, 2012) X X ML12124A377
NUREG/BR-0058, ``Regulatory Analysis X X ML042820192
Guidelines of the U.S. Nuclear Regulatory
Commission,'' Revision 4 (September 30,
2004).
----------------------------------------------------------------------------------------------------------------
IX. Plain Writing
The Plain Writing Act of 2010 (Pub. L. 111-274), requires Federal
agencies to write documents in a clear, concise, and well-organized
manner. The NRC has written this document to be consistent with the
Plain Writing Act as well as the Presidential Memorandum, ``Plain
Language in Government Writing,'' published June 10, 1998 (63 FR
31883). The NRC requests comment on the supplemental proposed rule with
respect to the clarity and effectiveness of the language used.
X. Voluntary Consensus Standards
The National Technology Transfer and Advancement Act of 1995 (Pub.
L. 104-113), requires that Federal agencies use technical standards
that are developed or adopted by voluntary consensus standards bodies,
unless using such a standard is inconsistent with applicable law or is
otherwise impractical. In this supplemental proposed rule, the NRC
proposes to use standards from applicable firearms standards developed
by nationally recognized firearms organizations or standard setting
bodies or from standards developed by (1) Federal agencies, such as the
U.S. Department of Homeland Security's Federal Law Enforcement Training
Center, the U.S. Department of Energy's National Training Center, and
the U.S. Department of Defense; (2) State law-enforcement training
centers; or (3) State Division (or Department) of Criminal Justice
Services (DCJS) Training Academies. The NRC invites comment on the use
of consensus standards.
XI. Finding of No Significant Environmental Impact
In the proposed rule published on February 3, 2011, the Commission
determined under the National Environmental Policy Act of 1969, as
amended, and the Commission's regulations in subpart A of 10 CFR part
51, that the proposed rule, if adopted, would not be a major Federal
action significantly affecting the quality of the human environment
and, therefore, an environmental impact statement is not required.
The determination of the environmental assessment for this
[[Page 2218]]
supplemental proposed rule is that there will be no significant offsite
impact to the public from this action. Availability of the
environmental assessment is provided in Section VIII, ``Availability of
Documents,'' of this document. Due to the nature of the changes to the
firearms background checks and enhanced weapons provisions presented in
this supplemental proposed rule, the assumptions in the February 2011
proposed rule have not changed. Accordingly, the Commission is not
seeking additional comments on the environmental assessment.
XII. Paperwork Reduction Act Statement
The proposed rule published on February 3, 2011 (76 FR 6200), would
impose new or amended information collection requirements that are
subject to the Paperwork Reduction Act of 1995 (44 U.S.C 3501, et
seq.). These new or amended information collection requirements were
submitted to the Office of Management and Budget (OMB) for review under
clearance numbers 3150-0002 and 3150-0204. The existing requirements
for part 73 were previously approved by OMB, approval number 3150-0002.
This supplemental proposed rule does not contain new or amended
information collection requirements not already identified in the
February 3, 2011, proposed rule. However, it would apply these
requirements to the at-reactor ISFSI class of designated facilities.
The estimated number of respondents and licensee burden remain
unchanged from the February 2011 proposed rule. The inclusion of at-
reactor ISFSI facilities will be reflected in the revised OMB clearance
package prepared for the final rule.
The NRC is seeking public comment on the potential impact of the
information collections contained in this supplemental proposed rule
and on the following issues:
1. Is the proposed collection of information necessary for the
NRC to properly perform its functions? Does the information have
practical utility?
2. Is the burden estimate accurate?
3. Is there a way to enhance the quality, utility, and clarity
of the information to be collected?
4. How can the burden of the information collection be
minimized, including the use of automated collection techniques or
other forms of information technology?
A copy of the OMB clearance package for the proposed rule may be
viewed free of charge at the NRC PDR, One White Flint North, 11555
Rockville Pike, Room O1-F21, Rockville, Maryland 20852. The OMB
clearance package and supplemental proposed rule are available at the
NRC's Web site, https://www.nrc.gov/public-involve/doc-comment/omb/ for
30 days after the signature date of this document.
Send comments on any aspect of these proposed regulations related
to information collections, including suggestions for reducing the
burden and on the above issues, by February 11, 2013 to the Information
Services Branch (T-5 F53), U.S. Nuclear Regulatory Commission,
Washington, DC 205550001, or by email to INFOCOLLECTS.Resource@nrc.gov;
and to the Desk Officer, Office of Information and Regulatory Affairs,
NEOB-10202 (3150-0002 and 3150-0204), Office of Management and Budget,
Washington, DC 20503. You may also email comments to Chad_S_Whiteman@omb.eop.gov or comment by telephone at 202-395-4718.
Public Protection Notification
The NRC may not conduct or sponsor, and a person is not required to
respond to, a request for information or an information collection
requirement unless the requesting document displays a currently valid
OMB control number.
XIII. Regulatory Analysis
The NRC prepared a draft regulatory analysis for the proposed rule
published on February 3, 2011, (see Section VIII, ``Availability of
Documents,'' of this document). The analysis examined the costs and
benefits of the Implementation of Section 161A of the AEA. The
regulatory analysis has been updated to reflect the addition of at-
reactor ISFSI facilities.
The NRC is taking action to conform implementing regulations to the
Firearms Guidelines issued by the Commission, with the approval of the
U.S. Attorney General. The requirements identified by this supplemental
proposed rule were also identified in the February 2011 proposed rule.
In this regulatory analysis, the NRC is providing a summary of the cost
and benefit estimates from the February 2011 proposed rule and noting
the changes necessitated by this supplemental proposed rule. The NRC
considers the costs and benefits associated with applying for enhanced
weapons to be unchanged from those described by the draft regulatory
analysis in the February 2011 proposed rule, as the plans and analysis
required to accompany an application have not changed. However,
additional requirements have been added because of the addition of at-
reactor ISFSI facilities. These proposed regulations have been
developed to be consistent with the issued Firearms Guidelines. This
regulatory analysis was developed following the guidance contained in
NUREG/BR-0058, ``Regulatory Analysis Guidelines of the U.S. Nuclear
Regulatory Commission,'' Revision 4, issued September 2004 (ADAMS
Accession No. ML042820192).
1. Statement of the Problem and Objective
The NRC is proposing regulations that would implement its authority
under Section 161A of the AEA and revise existing regulations governing
security event notifications. On September 11, 2009, with the approval
of the U.S. Attorney General, the NRC published the Firearms Guidelines
(74 FR 46800); these guidelines relate to the NRC's implementation of
the new statutory authority.
The NRC proposed new regulations on February 3, 2011 (76 FR 6200),
that would implement the new statutory authority. The NRC is now
proposing further revisions that will address the voluntary application
for enhanced weapons and the mandatory firearms background checks under
Section 161A to include as a class of designated facilities called at-
reactor ISFSIs.
2. Identification and Analysis of Alternative Approaches to the Problem
Because this rulemaking is in response to the statutorily mandated
provisions of Section 161A of the AEA and the direction provided by the
Firearms Guidelines issued by the Commission, there are no acceptable
alternatives to the proposed rulemaking. Application for enhanced
weapons authority and preemption authority under Section 161A is
voluntary; however, licensee and certificate holder compliance with the
firearms background checks under Section 161A is mandatory for certain
designated classes of licensees. Consequently, the no-action option is
used only as a basis against which to measure the costs and benefits of
this rulemaking.
3. Estimation and Evaluation of Values and Impacts
In general the parties that would be affected by this supplemental
proposed rule are the licensees and certificate holders (there is no
impact on applicants since they are not subject to the firearms
background check requirements), the NRC, the public surrounding the
plants, the on-site employees of the licensees and certificate holders,
the FBI, and the
[[Page 2219]]
Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF).
The following attributes are expected to be affected by this
rulemaking. Their impacts are quantified where possible. Impacts to
accident-related attributes are qualified because estimates of
occurrences of possible attacks and their successful repulsions are
unknown. Further, even if reliable estimates were available, they would
be considered Safeguards Information and not to be released for public
dissemination.
Safeguards and Security Considerations--The proposed
actions regarding access to enhanced weapons and mandatory firearms
background checks will comply with statutory requirements and provide
high assurance that public health and safety and the common defense and
security will be enhanced because of licensees' and certificate
holders' increased ability to repulse an attack.
Industry Implementation--The supplemental proposed rule
would require licensees and certificate holders with at-reactor ISFSI
facilities to subject their security personnel to a fingerprint-based
background check and a firearms background check against the NICS.
Also, the rule would give licensees and certificate holders in
Commission-designated classes of facilities the option to apply for
combined enhanced weapons authority and preemption authority or
standalone preemption authority. If a licensee or certificate holder is
so inclined, it must submit plans and analysis to the NRC on their
proposed deployment of enhanced weapons. The NRC must then act on the
request. If the NRC approves the request, a licensee or certificate
holder would apply to ATF to transfer the authorized enhanced weapons
to its facility. Industry would need to develop procedures to comply
with these requirements.
For purposes of this analysis, the NRC staff assumed that all
licensees and certificate holders who fall within the proposed
designated classes of facilities would take advantage of making use of
enhanced weapons protection (i.e., 65 operating power reactor sites
(which includes 53 at-reactor ISFSI facilities), 15 decommissioning
power reactor sites, and 2 Cat. I SSNM facilities for a total of 82
facilities). The staff assumed that the licensee's or certificate
holder's security personnel required to protect the operating power
reactor site would also protect any at-reactor ISFSI facility without
any increase in onsite staff. Since the total number of facilities is
the same as was used in the draft regulatory analysis in the February
2011 proposed rule, the industry implementation cost and assumptions
have not changed and are summarized in Table 1.
Table 1
------------------------------------------------------------------------
------------------------------------------------------------------------
Enhanced Weapons Costs
------------------------------------------------------------------------
Enhanced weapons cost per site........................ $50,000
\1/2\ staff year to change security, training and 80,000
qualification, contingency response plans and
security event notification reports and to develop
the weapons safety assessment and submit these
documents to the NRC for its review and approval per
site.................................................
\1/4\ staff year to complete ATF paperwork, acquire 40,000
the enhanced weapons, develop new training standards
and then train security personnel, and deploy the
weapons per site.....................................
-----------------
Total individual site's implementation cost for 170,000
the voluntary enhanced weapons regulations.......
-----------------
Total enhanced weapons implementation cost for the 13,940,000
industry \1\.....................................
------------------------------------------------------------------------
Firearms Background Checks Costs
------------------------------------------------------------------------
\1/6\ staff year to establish a program for the 26,700
mandatory firearms background checks per site........
-----------------
Total program cost for mandatory firearms 2,190,000
background checks to industry \1\................
-----------------
NRC fees and staff time to complete NRC Form 754 for 11,400
the mandatory firearms background checks for each
operating reactor and Cat. I SSNM facility...........
NRC fees and staff time to complete NRC Form 754 for 5,700
the mandatory firearms background checks for each
decommissioned reactor site..........................
-----------------
Total industry cost for performing the first-time 849,000
background checks................................
-----------------
Total industry implementation costs............... 16,979,000
------------------------------------------------------------------------
\1\ Please note that throughout this analysis sums may not equal shown
total values because of rounding. Also, this cost analysis does not
include any transfer tax payments required from a licensee to register
an enhanced weapon with ATF under the National Firearms Act (26 U.S.C.
Chapter 53), since those costs fall under ATF's sole regulatory
purview.
Industry Operation--Enhanced weapon inventories'
requirements of the February 2011 proposed rule, both monthly and semi-
annually, would result in operating expenses for industry. Since the
total number of facilities, including sites with at-reactor ISFSIs, are
the same as was used in the draft regulatory analysis in the February
2011 proposed rule, the industry inventory cost and assumptions have
not changed and are summarized in Table 2.
[[Page 2220]]
Table 2
------------------------------------------------------------------------
------------------------------------------------------------------------
Annual Enhanced Weapons Costs
------------------------------------------------------------------------
Monthly and semi-annual automatic weapon inventories cost $5,600
per site..................................................
------------
Total enhanced weapons implementation cost for the 460,000
industry..............................................
------------
Total enhanced weapons implementation cost for the 6,100,000
industry with a 7 percent discount rate over remaining
lifetime..............................................
------------
Total enhanced weapons implementation cost for the 11,200,000
industry with a 3 percent discount rate over remaining
lifetime..............................................
------------------------------------------------------------------------
Annual Firearms Background Checks Costs
------------------------------------------------------------------------
Annual mandatory firearms background checks per site....... 3,800
------------
Total program cost for mandatory firearms background 3,401,000
checks to industry with a 7 percent discount rate over
remaining lifetime....................................
------------
Total program cost for mandatory firearms background 6,468,000
checks to industry with a 3 percent discount rate over
remaining lifetime....................................
------------------------------------------------------------------------
With respect to the security event notification reporting
requirements, cyber and physical intrusions, suspicious activity
reports, unauthorized operation or tampering events, reporting enhanced
weapons being lost or stolen or adverse ATF findings, and the impact of
events requiring entry in the safeguards event log the addition of at-
reactor facilities will not have an impact on this analysis.
The total industry operating costs are the sum of the recurring
inventory requirements ($6.1 million given the 7 percent real discount
rate and $11.2 million with the 3 percent rate), the background checks
($3.7 million at 7 percent and $6.5 million at 3 percent), and the
security event notification reports ($15.1 million using the 7 percent
rate and $28.6 million with the 3 percent rate). This total is
estimated to range from $24.9 million (7 percent) to $46.3 million (3
percent rate) which is unchanged from the February 2011 proposed rule.
NRC Implementation--The NRC's implementation costs include
the labor cost for the development of the final rule and the supporting
regulatory guidance (two regulatory guides and the weapons safety
assessment). The NRC would also need to develop appropriate inspection
procedures to confirm compliance with this rule. As with the cost
associated with the industry implementation, the addition of the at-
reactor facilities will not increase the labor cost to the NRC beyond
what was outlined in the February 2011 proposed rule. The NRC's
implementation costs are summarized in Table 3.
Table 3
------------------------------------------------------------------------
------------------------------------------------------------------------
NRC Implementation Costs
------------------------------------------------------------------------
Develop final rule, final regulatory guidance, and $280,000
inspection procedures.....................................
NRC review of each licensee's and certificate holder's 3,280,000
security plan, training and qualification plan,
contingency response plan, weapons safety assessment, and
one round of Requests for Additional Information questions
------------
Total NRC Implementation Costs......................... 3,600,000
------------------------------------------------------------------------
NRC Operation--The NRC would need to inspect the
licensees' and certificate holders' periodic inventories,
recordkeeping, and training and qualification of enhanced weapons as a
result of this rule. The addition of the at-reactor facilities will not
increase the operational cost to the NRC beyond what was assumed in the
February 2011 proposed rule. The NRC's operational costs are summarized
in Table 4.
Table 4
------------------------------------------------------------------------
------------------------------------------------------------------------
NRC Inventory Inspection Costs
------------------------------------------------------------------------
1st year of NRC inspections of licensee's and certificate $131,200
holder's automatic weapon inventories.....................
Annual NRC inspections of licensee's and certificate 65,600
holder's automatic weapon inventories after 1st year......
------------
Total NRC costs for inspections of licensee's and 934,000
certificate holder's automatic weapon inventories of
the industry with a 7 percent discount rate over
remaining lifetime....................................
------------
Total NRC costs for inspections of licensee's and 1,665,000
certificate holder's automatic weapon inventories of
the industry with a 3 percent discount rate over
remaining lifetime....................................
------------------------------------------------------------------------
NRC Records Inspection Costs
------------------------------------------------------------------------
1st year of NRC record inspections of licensee's and 131,200
certificate holder's background checks....................
Annual NRC record inspections of licensee's and certificate 65,600
holder's background checks after 1st year.................
------------
[[Page 2221]]
Total NRC costs for record inspections of licensee's 934,000
and certificate holder's background checks of the
industry with a 7 percent discount rate over remaining
lifetime..............................................
------------
Total NRC costs for record inspections of licensee's 1,665,000
and certificate holder's background checks of the
industry with a 3 percent discount rate over remaining
lifetime..............................................
------------
NRC's total operating costs with a 7 percent discount 1,900,000
rate..................................................
------------
NRC's total operating costs with a 3 percent discount 3,300,000
rate..................................................
------------------------------------------------------------------------
Regulatory Efficiency--The proposed action would result in
enhanced regulatory efficiency through regulatory and compliance
improvements based upon statutory mandates involving the voluntary
possession of enhanced weapons and mandatory firearms background checks
at power reactor facilities, at-reactor ISFSIs, and Cat. I SSNM
facilities. The proposed action would also result in enhanced
regulatory efficiency involving the NRC's ability to monitor ongoing
security events at a range of licensed facilities, and the ability to
rapidly communicate information on security events at such facilities
to other NRC-regulated facilities and other government agencies, as
necessary.
Public Health (Accident)--The proposed action could reduce
the risk that public health will be affected by radiological releases
because of the increased likelihood of a successful repulsion of an
attack.
Occupational Health (Accident)--The proposed action could
reduce the risk that occupational health will be affected by
radiological releases because of the increased likelihood of a
successful repulsion of an attack.
Off-Site Property--The proposed action could reduce the
risk that off-site property will be affected by radiological releases
because of the increased likelihood of a successful repulsion of an
attack.
On-Site Property--The proposed action could reduce the
risk that on-site property will be affected by radiological releases
because of the increased likelihood of a successful repulsion of an
attack.
Other Government Agencies--The FBI would be affected by
this rule because of its role in processing the mandatory fingerprint
checks and firearms background checks the statute requires. The ATF
would be affected by this rule because of its involvement with the
approval to transfer enhanced weapons to and from an authorized NRC
licensee or certificate holder. Note: The FBI's fees for fingerprinting
checks are incorporated within the NRC's fee previously discussed. The
FBI does not charge a fee for processing firearms background checks.
Also, as previously noted in the February 2011 proposed rule, the ATF
taxes to transfer enhanced weapons are not included in this analysis.
Attributes that are not expected to be affected under any of the
rulemaking options include the following: occupational health
(routine); public health (routine); environmental considerations;
general public; improvements in knowledge; and antitrust
considerations.
4. Presentation of Results
Section 161A of the AEA requires several modifications to 10 CFR
part 73. The pertinent sections and appendices which are being revised
in this supplemental proposed rule are Sec. Sec. 73.2,
``Definitions,'' 73.18, ``Authorization for use of enhanced weapons and
preemption of firearms laws,'' 73.19, ``Firearms background checks for
armed security personnel,'' and 73.51, ``Requirements for the physical
protection of stored spent nuclear fuel and high-level radioactive
waste.''
The fundamental incentive for a licensee or certificate holder to
choose to obtain enhanced weapons is to increase their defensive
capabilities to provide high assurance that public health and safety
and the common defense and security will be adequately protected from
any attempts at radiological sabotage. A licensee's or certificate
holder's decision to apply for enhanced weapons authority is voluntary.
They must evaluate for their specific site whether the costs and
benefits of using enhanced weapons are appropriate in general; and if
appropriate in general, which specific types of weapons are appropriate
for their particular site and protective strategy. The firearms
background checks will provide assurance that security personnel
possessing enhanced weapons are not barred under Federal and State law
from receiving, possessing, transporting, or using any covered weapons
and ammunition. The NRC staff notes that while licensees and
certificate holders would be required to pay an excise tax when
transferring enhanced weapons, the tax is not considered a cost of this
proposed rule because it is a result of ATF regulations.
The total industry enhanced weapons implementation costs is
$13,940,000. The total enhanced weapons mandatory background checks
program costs to the industry is $2,190,000, and the total first-time
background checks for the industry is $849,000. The sum of the total
industry implementation cost is $17.0 million. The industry operating
costs for this supplemental proposed rule when discounted as flows of
funds and based on the assumed lengths of lives of the various
facilities ranged from $9.5 million to $17.7 million, given the 7
percent and 3 percent real discount rates, respectively.
The total costs to industry, including both implementation and
operating expenses for this supplemental proposed rule are estimated to
range from $26.5 million to $34.7 million, again given the 7 percent
and 3 percent real discount rates, respectively.
The NRC's implementation costs are almost $3.6 million. The
recurring or annual costs are calculated to have a present value of
$1.9 million (7 percent rate) to $3.3 million (3 percent rate).
Therefore, the total estimated NRC costs range from about $5.5 million
(7 percent rate) to $6.9 million (3 percent rate).
The total quantitative costs estimates for this supplemental
proposed rulemaking are estimated to be from $32.0 million (7 percent)
to $41.6 million (3 percent).
Disaggregation
In order to comply with the guidance provided in Section 4.3.2
(Criteria for the Treatment of Individual Requirements) of the NRC's
Regulatory Analysis Guidelines, the NRC conducted a screening review to
ensure that the aggregate analysis does not mask the inclusion of
individual rule provisions that are not cost-beneficial when considered
individually and not necessary to meet the goals of the rulemaking.
Consistent with the Regulatory Analysis Guidelines, the NRC evaluated,
on a disaggregated basis, each new regulatory provision expected to
result in incremental costs. Given that the NRC is required to comply
with Section 161A of the AEA, the NRC
[[Page 2222]]
believes that each of these provisions is necessary and cost-justified
based on its resulting qualitative benefits, as previously discussed.
5. Decision Rationale
Relative to the ``no-action'' alternative, the supplemental
proposed rule would cost the industry from around $26.5 million to
$34.7 million over the average lifetime of the plants. The total NRC
costs would range from $5.5 million to slightly under $7 million. Total
costs of the supplemental proposed rule are estimated to range from
around $32 million to $42 million. The requirements in this
supplemental proposed rule are the result of the new Section 161A of
the AEA. The NRC concluded that for all of these requirements, and
their corresponding costs, the proposed approach is appropriate.
Although the NRC did not quantify the benefits of this rule, the
staff did qualitatively examine benefits and concluded that the rule
would provide safety and security-related benefits. Offsetting this net
cost, the NRC believes that the rule would result in substantial non-
quantified benefits related to safety and security, as well as enhanced
regulatory efficiency and effectiveness. Therefore, the NRC believes
that the rule is cost-justified for several qualitative reasons. First,
the supplemental proposed rule would provide increased defensive
capability of licensees and certificate holders and thus would increase
the assurance that a licensee can adequately protect an at-reactor
ISFSI facility against an external assault. Second, the supplemental
proposed rule would provide a mechanism to accomplish a statutory
mandate to verify that security officers protecting such facilities are
not disqualified under Federal or State law from possessing or using
firearms and ammunition. Lastly, as previously indicated, application
for enhanced weapons authority and preemption authority under Section
161A is voluntary.
Based on the NRC's assessment of the costs and benefits of the
supplemental proposed rule on licensee and certificate holder
facilities, the agency has concluded that the supplemental proposed
rule provisions would be justified.
6. Implementation
The final rule is to take effect 60 days after publication in the
FR. A compliance date of 180 days after publication of the final rule
will also be established for some provisions of this rule. The NRC
staff does not expect this rule to have any impact on other
requirements.
XIV. Regulatory Flexibility Certification
In accordance with the Regulatory Flexibility Act (5 U.S.C.
605(b)), the NRC certifies that this rule would not, if promulgated,
have a significant economic impact on a substantial number of small
entities. With respect to the enhanced weapons and firearms background
check provisions, this supplemental proposed rule affects only the
licensing and operation of nuclear power reactors, at-reactor ISFSIs,
and fuel cycle facilities authorized to possess and use Category I
quantities of SSNM. The companies that own or operate these facilities
or conduct these activities do not fall within the scope of the
definition of ``small entities'' presented in the Regulatory
Flexibility Act or the size standards established by the NRC (10 CFR
2.810).
XV. Backfitting and Issue Finality
The NRC evaluated the aggregated set of requirements in this
supplemental proposed rule that constitute backfitting in accordance
with 10 CFR 50.109, 70.76, 72.62, and the finality provisions in 10 CFR
part 52. The NRC's evaluation of changes in accordance with 10 CFR
10.109, 70.76, and the finality provisions in 10 CFR part 52 is
described in the draft regulatory analysis on the proposed rule
published on February 3, 2011. The Availability information for the
draft regulatory (and backfit) analysis is provided in Section VIII,
``Availability of Documents,'' of this document. This analysis examined
the costs and benefits of the alternatives considered by the NRC. The
regulations in 10 CFR 72.62 pertain to changes in requirements for
ISFSI facilities, which is the subject of the supplemental proposed
rule. However, the supplemental proposed rule will not change the
requirements from the proposed rule; it simply applies the proposed
requirements to an additional class of facilities. Therefore the
evaluation of changes presented in the proposed rule from February 2011
also applies to this supplemental proposed rule and the evaluation is
in accordance with 10 CFR 72.62.
The provisions of this supplemental proposed rule do not constitute
backfitting because they are voluntary in nature, and would therefore
not impose modifications or additions to existing structures,
components, or designs, or existing procedures or organizations. These
provisions include those related to application for the use of enhanced
weapons and/or preemption authority. Other provisions of the rule
implementing Section 161A of the AEA, such as the mandatory firearms
background checks, are not backfits because they implement mandatory
provisions required by statute.
To the extent that some of the specific implementing details of the
firearms background checks described in this proposed rule are not
specifically mandated by statute, or the Firearms Guidelines issued by
the Commission with the approval of the U.S. Attorney General, the
Commission believes that such measures are essential for the effective
implementation of the rule's requirements, and thus necessary for the
adequate protection to the health and safety of the public and are in
accord with the common defense and security.
Therefore, for the reasons previously stated, a backfit analysis is
not required and has not been completed for any of the provisions of
this supplemental proposed rule.
List of Subjects in 10 CFR Part 73
Criminal penalties, Export, Hazardous materials transportation,
Import, Nuclear materials, Nuclear power plants and reactors, Reporting
and recordkeeping requirements, Security measures.
For the reasons set out in the preamble and under the authority of
the AEA, as amended; the Energy Reorganization Act of 1974, as amended;
and 5 U.S.C. 553; the NRC proposes to amend 10 CFR part 73 and proposes
to further amend 10 CFR part 73, as proposed to be amended at 76 FR
6200, February 3, 2011, as follows:
PART 73--PHYSICAL PROTECTION OF PLANTS AND MATERIALS
0
1. The authority citation for part 73 continues to read as follows:
Authority: Atomic Energy Act sections 53, 147, 161, 223, 234,
1701 (42 U.S.C. 2073, 2167, 2169, 2201, 2273, 2282, 2297(f),
2210(e)); Energy Reorganization Act sections 201, 204 (42 U.S.C.
5841, 5844); Government Paperwork Elimination Act section 1704, 112
Stat. 2750 (44 U.S.C. 3504 note); Energy Policy Act of 2005, Pub. L.
109-58, 119 Stat. 594 (2005).
Section 73.1 also issued under Nuclear Waste Policy Act sections
135, 141 (42 U.S.C. 10155, 10161). Section 73.37(f) also issued
under sec. 301, Pub. L. 96-295, 94 Stat. 789 (42 U.S.C. 5841 note).
0
2. In Sec. 73.2, paragraph (a), a definition for ``At-reactor
independent spent fuel storage installation'' is added in alphabetical
order to read as follows:
Sec. 73.2 Definitions.
* * * * *
(a) * * *
[[Page 2223]]
At-reactor independent spent fuel storage installation or at-
reactor ISFSI means an ISFSI whose physical security program is
conducted as a support activity of the co-located power reactor
facility licensed under parts 50 or 52 of this chapter.
* * * * *
0
3. In Sec. 73.18, paragraph (c), as proposed to be added at 76 FR
6233, February 3, 2011, is revised to read as follows:
Sec. 73.18 Authorization for use of enhanced weapons and preemption
of firearms laws.
* * * * *
(c) Applicability. (1) Stand-alone preemption authority. The
following classes of facilities, radioactive material, or other
property are designated by the Commission pursuant to 42 U.S.C. 2201a--
(i) Power reactor facilities;
(ii) Facilities authorized to possess or use a formula quantity or
greater of strategic special nuclear material, where the material has a
radiation level less than or equal to 1 Gray (Gy) (100 Rad) per hour at
a distance of 1 meter (m) (3.3 feet [ft]), without regard to any
intervening shielding; and
(iii) At-reactor independent spent fuel storage installations.
(2) Combined enhanced-weapons authority and preemption authority.
The following classes of facilities, radioactive material, or other
property are designated by the Commission under 42 U.S.C. 2201a--
(i) Power reactor facilities;
(ii) Facilities authorized to possess or use a formula quantity or
greater of strategic special nuclear material, where the material has a
radiation level less than or equal to 1 Gy (100 Rad) per hour at a
distance of 1 m (3.3 ft), without regard to any intervening shielding;
and
(iii) At-reactor independent spent fuel storage installations.
* * * * *
0
4. In Sec. 73.19, paragraph (c), as proposed to be added at 76 FR
6237, February 3, 2011, is revised to read as follows:
Sec. 73.19 Firearms background checks for armed security personnel.
* * * * *
(c) Applicability. For the purposes of firearms background checks,
the following classes of facilities, radioactive material, or other
property are designated by the Commission at 42 U.S.C. 2201a--
(1) Power reactor facilities;
(2) Facilities authorized to possess or use a formula quantity or
greater of strategic special nuclear material, where the material has a
radiation level less than or equal to 1 Gray (100 Rad) per hour at a
distance of 1 meter (3.3 feet), without regard to any intervening
shielding; and
(3) At-reactor independent spent fuel storage installations.
* * * * *
0
5. In Sec. 73.51, paragraph (b)(4) is added to read as follows:
Sec. 73.51 Requirements for the physical protection of stored spent
nuclear fuel and high-level radioactive waste.
* * * * *
(b) * * *
(4)(i) The licensee shall ensure that the firearms background check
requirements of Sec. 73.19 of this part are met for all members of the
security organization whose official duties require access to covered
weapons or who inventory enhanced weapons.
(ii) For licensees who are issued a license after [effective date
of final rule], the licensee shall ensure that the firearms background
check requirements of Sec. 73.19 of this part are met for all members
of the security organization whose official duties require access to
covered weapons or who inventory enhanced weapons. Additionally and
notwithstanding the implementation schedule provisions of Sec.
73.19(b), such licensees shall ensure that the firearms background
check requirements of Sec. 73.19 are satisfactorily completed within
180 days of the issuance of the license, or within 180 days of the
implementation of a protective strategy that uses covered weapons,
whichever is later.
(iii) The provisions of this paragraph are only applicable to
licensees subject to this section who store spent nuclear fuel in an
at-reactor ISFSI.
* * * * *
For the Nuclear Regulatory Commission.
Dated at Rockville, Maryland, this 7th day of December, 2012.
R.W. Borchardt,
Executive Director for Operations.
[FR Doc. 2013-00237 Filed 1-9-13; 8:45 am]
BILLING CODE 7590-01-P