CapitalSpring SBIC, L.P., License No. 09/79-0454, Notice Seeking Exemption Under the Small Business Investment Act, Conflicts of Interest, 2313 [2012-31292]
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Federal Register / Vol. 78, No. 7 / Thursday, January 10, 2013 / Notices
Electronic Comments
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act. The
proposed rule change will keep trading
license fees the same as they have been
since June 2011. As a result, the
Exchange does not believe that the
proposed rule change will place an
unreasonable burden on current
members because their trading license
fees will remain the same. In addition,
the Exchange does not believe that the
proposed rule change will place an
unreasonable burden on potential
members because a potential member’s
fees will be the same as for a current
member and pro-rated for licenses held
for less than year.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were solicited
or received with respect to the proposed
rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change is effective
upon filing pursuant to Section
19(b)(3)(A) 6 of the Act and
subparagraph (f)(2) of Rule 19b–4 7
thereunder, because it establishes a due,
fee, or other charge imposed by NYSE.
At any time within 60 days of the
filing of such proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act.
IV. Solicitation of Comments
wreier-aviles on DSK5TPTVN1PROD with
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
trading license fee was initially set at $40,000 in
January 2009. See Securities Exchange Act Release
No. 59140 (December 22, 2008), 73 FR 80488
(December 31, 2008) (SR–NYSE–2008–130). In June
2011, the fee was changed to $40,000 per license
for the first two licenses and $25,000 per license for
any additional trading licenses. See supra SR–
NYSE–2011–23.
6 15 U.S.C. 78s(b)(3)(A).
7 17 CFR 240.19b–4(f)(2).
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SMALL BUSINESS ADMINISTRATION
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rulecomments@sec.gov. Please include File
Number SR–NYSE–2012–79 on the
subject line.
CapitalSpring SBIC, L.P., License No.
09/79–0454, Notice Seeking Exemption
Under the Small Business Investment
Act, Conflicts of Interest
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–NYSE–2012–79. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–NYSE–
2012–79 and should be submitted on or
before January 31, 2013.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.8
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–00303 Filed 1–9–13; 8:45 am]
BILLING CODE 8011–01–P
8 17
PO 00000
CFR 200.30–3(a)(12).
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Notice is hereby given that
CapitalSpring SBIC, L.P., 950 3rd
Avenue, 24th Floor, New York, NY
10022, a Federal Licensee under the
Small Business Investment Act of 1958,
as amended (‘‘the Act’’), in connection
with the financing of a small concern,
has sought an exemption under Section
312 of the Act and Section 107.730,
Financings which Constitute Conflicts
of Interest of the Small Business
Administration (‘‘SBA’’) Rules and
Regulations (13 CFR 107.730).
CapitalSpring Partners SBIC, L.P.
proposes to provide debt security
financing to LBE Holdings, LLC., 5305
Spine Road, Suite A, Boulder, CO
80301.
The financing is brought within the
purview of § 107.730(a)(4) of the
Regulations because Capital Spring
Finance, Company, LLC and FCP III., all
Associates of CapitalSpring SBIC, L.P.,
will participate in the financing,
including a discharge of an obligation to
CapitalSpring Finance Company, LLC
and therefore this transaction is
considered a financing of an Associate
requiring prior SBA approval.
Notice is hereby given that any
interested person may submit written
comments on the transaction, within
fifteen days of the date of this
publication, to the Associate
Administrator for Investment, U.S.
Small Business Administration, 409
Third Street SW., Washington, DC
20416.
Dated: December 12, 2012.
Sean J. Greene,
Associate Administrator for Investment.
[FR Doc. 2012–31292 Filed 1–9–13; 8:45 am]
BILLING CODE P
SUSQUEHANNA RIVER BASIN
COMMISSION
Actions Taken at December 14, 2012,
Meeting
Susquehanna River Basin
Commission.
ACTION: Notice.
AGENCY:
As part of its regular business
meeting held on December 14, 2012, in
Annapolis, Maryland, the Commission
took the following actions: (1) Approved
settlement involving a water resources
project; (2) approved or tabled the
applications of certain water resources
SUMMARY:
E:\FR\FM\10JAN1.SGM
10JAN1
Agencies
[Federal Register Volume 78, Number 7 (Thursday, January 10, 2013)]
[Notices]
[Page 2313]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-31292]
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SMALL BUSINESS ADMINISTRATION
CapitalSpring SBIC, L.P., License No. 09/79-0454, Notice Seeking
Exemption Under the Small Business Investment Act, Conflicts of
Interest
Notice is hereby given that CapitalSpring SBIC, L.P., 950 3rd
Avenue, 24th Floor, New York, NY 10022, a Federal Licensee under the
Small Business Investment Act of 1958, as amended (``the Act''), in
connection with the financing of a small concern, has sought an
exemption under Section 312 of the Act and Section 107.730, Financings
which Constitute Conflicts of Interest of the Small Business
Administration (``SBA'') Rules and Regulations (13 CFR 107.730).
CapitalSpring Partners SBIC, L.P. proposes to provide debt security
financing to LBE Holdings, LLC., 5305 Spine Road, Suite A, Boulder, CO
80301.
The financing is brought within the purview of Sec. 107.730(a)(4)
of the Regulations because Capital Spring Finance, Company, LLC and FCP
III., all Associates of CapitalSpring SBIC, L.P., will participate in
the financing, including a discharge of an obligation to CapitalSpring
Finance Company, LLC and therefore this transaction is considered a
financing of an Associate requiring prior SBA approval.
Notice is hereby given that any interested person may submit
written comments on the transaction, within fifteen days of the date of
this publication, to the Associate Administrator for Investment, U.S.
Small Business Administration, 409 Third Street SW., Washington, DC
20416.
Dated: December 12, 2012.
Sean J. Greene,
Associate Administrator for Investment.
[FR Doc. 2012-31292 Filed 1-9-13; 8:45 am]
BILLING CODE P