Sunshine Federal Register Notice, 127-128 [2012-31613]
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Federal Register / Vol. 78, No. 1 / Wednesday, January 2, 2013 / Notices
127
ATTACHMENT 1—GENERAL TARGET SCHEDULE FOR PROCESSING AND RESOLVING REQUESTS FOR ACCESS TO SENSITIVE
UNCLASSIFIED NON-SAFEGUARDS INFORMATION IN THIS PROCEEDING
Day
Event/activity
0 .........................
Publication of Federal Register notice of hearing and opportunity to petition for leave to intervene, including order with instructions for access requests.
Deadline for submitting requests for access to Sensitive Unclassified Non-Safeguards Information (SUNSI) with information:
supporting the standing of a potential party identified by name and address; describing the need for the information in
order for the potential party to participate meaningfully in an adjudicatory proceeding.
Deadline for submitting petition for intervention containing: (i) Demonstration of standing; (ii) all contentions whose formulation does not require access to SUNSI (+25 Answers to petition for intervention; +7 petitioner/requestor reply).
Nuclear Regulatory Commission (NRC) staff informs the requester of the staff’s determination whether the request for access
provides a reasonable basis to believe standing can be established and shows need for SUNSI. (NRC staff also informs
any party to the proceeding whose interest independent of the proceeding would be harmed by the release of the information.) If NRC staff makes the finding of need for SUNSI and likelihood of standing, NRC staff begins document processing
(preparation of redactions or review of redacted documents).
If NRC staff finds no ‘‘need’’ or no likelihood of standing, the deadline for petitioner/requester to file a motion seeking a ruling
to reverse the NRC staff’s denial of access; NRC staff files copy of access determination with the presiding officer (or Chief
Administrative Judge or other designated officer, as appropriate). If NRC staff finds ‘‘need’’ for SUNSI, the deadline for any
party to the proceeding whose interest independent of the proceeding would be harmed by the release of the information
to file a motion seeking a ruling to reverse the NRC staff’s grant of access.
Deadline for NRC staff reply to motions to reverse NRC staff determination(s).
(Receipt +30) If NRC staff finds standing and need for SUNSI, deadline for NRC staff to complete information processing and
file motion for Protective Order and draft Non-Disclosure Affidavit. Deadline for applicant/licensee to file Non-Disclosure
Agreement for SUNSI.
If access granted: Issuance of presiding officer or other designated officer decision on motion for protective order for access
to sensitive information (including schedule for providing access and submission of contentions) or decision reversing a
final adverse determination by the NRC staff.
Deadline for filing executed Non-Disclosure Affidavits. Access provided to SUNSI consistent with decision issuing the protective order.
Deadline for submission of contentions whose development depends upon access to SUNSI. However, if more than 25 days
remain between the petitioner’s receipt of (or access to) the information and the deadline for filing all other contentions (as
established in the notice of hearing or opportunity for hearing), the petitioner may file its SUNSI contentions by that later
deadline.
(Contention receipt +25) Answers to contentions whose development depends upon access to SUNSI.
(Answer receipt +7) Petitioner/Intervenor reply to answers.
Decision on contention admission.
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Wednesday, January 9, 2013
9:00 a.m. Briefing on Venting Systems
for Mark I and Mark II
Containments (Public Meeting)
(Contact: William Reckley, 301–
415–7490)
This meeting will be webcast live at
the Web address—www.nrc.gov.
[FR Doc. 2012–31528 Filed 12–31–12; 8:45 am]
BILLING CODE 7590–01–P
NUCLEAR REGULATORY
COMMISSION
[NRC–2012–0002]
Sunshine Federal Register Notice
Nuclear
Regulatory Commission.
DATE: Weeks of December 31, 2012,
January 7, 14, 21, 28, February 4, 2013.
PLACE: Commissioners’ Conference
Room, 11555 Rockville Pike, Rockville,
Maryland.
STATUS: Public and Closed.
Week of January 14, 2013—Tentative
There are no meetings scheduled for
the week of January 14, 2013.
Week of January 21, 2013—Tentative
There are no meetings scheduled for
the week of January 21, 2013.
AGENCY HOLDING THE MEETINGS:
Week of December 31, 2012
There are no meetings scheduled for
the week of December 31, 2012.
Week of January 7, 2013—Tentative
tkelley on DSK3SPTVN1PROD with
Tuesday, January 8, 2013
9:00 a.m. Briefing on Fort Calhoun
(Public Meeting) (Contact: Michael
Hay, 817–200–1527)
This meeting will be webcast live at
the Web address— www.nrc.gov.
VerDate Mar<15>2010
16:42 Dec 31, 2012
Jkt 229001
Week of January 28, 2013—Tentative
Thursday, January 31, 2013
9:00 a.m. Briefing on Public
Participation in NRC Regulatory
Decision-Making (Public Meeting)
(Contact: Lance Rakovan, 301–415–
2589)
This meeting will be webcast live at
the Web address—www.nrc.gov.
Friday, February 1, 2013
9:30 a.m. Briefing on Equal Employment
Opportunity (EEO) and Small
Business Programs (Public Meeting)
PO 00000
Frm 00045
Fmt 4703
Sfmt 4703
(Contact: Sandra Talley, 301–415–
8059)
This meeting will be webcast live at
the Web address—www.nrc.gov.
Week of February 4, 2013—Tentative
There are no meetings scheduled for
the week of February 4, 2013.
*
*
*
*
*
* The schedule for Commission
meetings is subject to change on short
notice. To verify the status of meetings,
call (recording)—301–415–1292.
Contact person for more information:
Rochelle Bavol, 301–415–1651.
*
*
*
*
*
The NRC Commission Meeting
Schedule can be found on the Internet
at: https://www.nrc.gov/public-involve/
public-meetings/schedule.html.
*
*
*
*
*
The NRC provides reasonable
accommodation to individuals with
disabilities where appropriate. If you
need a reasonable accommodation to
participate in these public meetings, or
need this meeting notice or the
transcript or other information from the
public meetings in another format (e.g.
braille, large print), please notify
Kimberly Meyer, NRC Disability
E:\FR\FM\02JAN1.SGM
02JAN1
128
Federal Register / Vol. 78, No. 1 / Wednesday, January 2, 2013 / Notices
Program Manager, at 301–287–0727, or
by email at kimberly.meyerchambers@nrc.gov. Determinations on
requests for reasonable accommodation
will be made on a case-by-case basis.
*
*
*
*
*
This notice is distributed
electronically to subscribers. If you no
longer wish to receive it, or would like
to be added to the distribution, please
contact the Office of the Secretary,
Washington, DC 20555 (301–415–1969),
or send an email to
darlene.wright@nrc.gov.
Dated: December 27, 2012.
Rochelle C. Bavol,
Policy Coordinator, Office of the Secretary.
[FR Doc. 2012–31613 Filed 12–28–12; 4:15 pm]
BILLING CODE 7590–01–P
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
tkelley on DSK3SPTVN1PROD with
Extension: Rule 15c3–4; OMB Control No.
3235–0497, SEC File No. 270–441.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) (the ‘‘Paperwork
Reduction Act’’), the Securities and
Exchange Commission (the
‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget (‘‘OMB’’) for
extension and approval.
Rule 15c3–4 (17 CFR 240.15c3–4) (the
‘‘Rule’’) under the Securities Exchange
Act of 1934 (15 U.S.C. 78a et seq.) (the
‘‘Exchange Act’’) requires certain
broker-dealers that are registered with
the Commission as OTC derivatives
dealers, or who compute their net
capital charges under Appendix E to
Rule 15c3–1 (17 CFR 240.15c3–1)
(‘‘ANC firms’’), to establish, document,
and maintain a system of internal risk
management controls. The Rule sets
forth the basic elements for an OTC
derivatives dealer or an ANC firm to
consider and include when establishing,
documenting, and reviewing its internal
risk management control system, which
are designed to, among other things,
ensure the integrity of an OTC
derivatives dealer’s or an ANC firm’s
risk measurement, monitoring, and
management process, to clarify
VerDate Mar<15>2010
16:42 Dec 31, 2012
Jkt 229001
accountability at the appropriate
organizational level, and to define the
permitted scope of the dealer’s activities
and level of risk. The Rule also requires
that management of an OTC derivatives
dealer or an ANC firm must periodically
review, in accordance with written
procedures, the firm’s business
activities for consistency with its risk
management guidelines.
The staff estimates that the average
amount of time a new OTC derivatives
dealer will spend establishing and
documenting its risk management
control system is 2,000 hours and that,
on average, a registered OTC derivatives
dealer will spend approximately 200
hours each year to maintain (e.g.,
reviewing and updating) its risk
management control system.1 Currently,
four firms are registered with the
Commission as OTC derivatives dealers.
The staff estimates that approximately
four additional OTC derivatives dealers
may become registered within the next
three years. Thus, the estimated
annualized burden would be 800 hours
for the four OTC derivatives dealers
currently registered with the
Commission to maintain their risk
management control systems,2 2,666
hours for the four new OTC derivatives
dealers to establish and document their
risk management control systems,3 and
400 hours for the four new OTC
derivatives dealers to maintain their risk
management control systems.4
Accordingly, the staff estimates the total
annualized burden associated with Rule
15c3–4 for the eight OTC derivatives
dealers will be approximately 3,866
hours annually.
The staff believes that the cost of
complying with Rule 15c3–4 will be
approximately $279 per hour.5 This per
hour cost is based upon an annual
average hourly salary for a compliance
manager who would be responsible for
ensuring compliance with the
requirements of Rule 15c3–4.
1 This
notice does not cover the hour burden
associated with ANC firms, because the hour
burden for ANC firms is included in the Paperwork
Reduction Act collection for Rule 15c3–1, which
requires ANC firms to comply with specific
provisions of Rule 15c3–4 in Appendix E to Rule
15c3–1. See 17 CFR 240.15c3–1(a)(7)(iii), 17 CFR
240.15c3–1e(a)(1)(ii), and 17 CFR 240.15c3–
1e(a)(1)(viii)(C).
2 (200 hours × 4 firms) = 800.
3 (2000 hours × 1.333 firms) = 2,666.
4 (200 hours × 4 firms x/2) = 400 {the number is
divided by two to show an average, since it is
assumed that the four new OTC derivatives dealers
will register in even intervals over the three years}.
5 The $279 per hour salary figure for a compliance
manager is from SIFMA’s Management &
Professional Earnings in the Securities Industry
2011, modified by Commission staff to account for
an 1800-hour work-year and multiplied by 5.35 to
account for bonuses, firm size, employee benefits
and overhead.
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Fmt 4703
Sfmt 4703
Accordingly, the total annualized cost
for all affected OTC derivatives dealers
is estimated to be $1,078,614.6
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information collected; and (d)
ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
The Commission may not conduct or
sponsor a collection of information
unless it displays a currently valid OMB
control number. No person shall be
subject to any penalty for failing to
comply with a collection of information
subject to the Paperwork Reduction Act
that does not display a valid OMB
control number.
Comments should be directed to
Thomas Bayer, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 6432 General Green Way,
Alexandria, Virginia 22312 or send an
email to: PRA_Mailbox@sec.gov.
Dated: December 26, 2012.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2012–31466 Filed 12–31–12; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–68536; File No. SR–SCCP–
2012–02]
Self-Regulatory Organizations; Stock
Clearing Corporation of Philadelphia;
Notice of Filing of Proposed Rule
Change With Respect to the
Amendment of the By-Laws of Its
Parent Corporation, The NASDAQ OMX
Group, Inc.
December 26, 2012.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder 2
notice is hereby given that on December
hours × $279 per hour = $1,078,614.
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
6 3,866
1 15
E:\FR\FM\02JAN1.SGM
02JAN1
Agencies
[Federal Register Volume 78, Number 1 (Wednesday, January 2, 2013)]
[Notices]
[Pages 127-128]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-31613]
-----------------------------------------------------------------------
NUCLEAR REGULATORY COMMISSION
[NRC-2012-0002]
Sunshine Federal Register Notice
AGENCY HOLDING THE MEETINGS: Nuclear Regulatory Commission.
DATE: Weeks of December 31, 2012, January 7, 14, 21, 28, February 4,
2013.
PLACE: Commissioners' Conference Room, 11555 Rockville Pike, Rockville,
Maryland.
STATUS: Public and Closed.
Week of December 31, 2012
There are no meetings scheduled for the week of December 31, 2012.
Week of January 7, 2013--Tentative
Tuesday, January 8, 2013
9:00 a.m. Briefing on Fort Calhoun (Public Meeting) (Contact: Michael
Hay, 817-200-1527)
This meeting will be webcast live at the Web address-- www.nrc.gov.
Wednesday, January 9, 2013
9:00 a.m. Briefing on Venting Systems for Mark I and Mark II
Containments (Public Meeting) (Contact: William Reckley, 301-415-7490)
This meeting will be webcast live at the Web address--www.nrc.gov.
Week of January 14, 2013--Tentative
There are no meetings scheduled for the week of January 14, 2013.
Week of January 21, 2013--Tentative
There are no meetings scheduled for the week of January 21, 2013.
Week of January 28, 2013--Tentative
Thursday, January 31, 2013
9:00 a.m. Briefing on Public Participation in NRC Regulatory Decision-
Making (Public Meeting) (Contact: Lance Rakovan, 301-415-2589)
This meeting will be webcast live at the Web address--www.nrc.gov.
Friday, February 1, 2013
9:30 a.m. Briefing on Equal Employment Opportunity (EEO) and Small
Business Programs (Public Meeting) (Contact: Sandra Talley, 301-415-
8059)
This meeting will be webcast live at the Web address--www.nrc.gov.
Week of February 4, 2013--Tentative
There are no meetings scheduled for the week of February 4, 2013.
* * * * *
* The schedule for Commission meetings is subject to change on
short notice. To verify the status of meetings, call (recording)--301-
415-1292. Contact person for more information: Rochelle Bavol, 301-415-
1651.
* * * * *
The NRC Commission Meeting Schedule can be found on the Internet
at: https://www.nrc.gov/public-involve/public-meetings/schedule.html.
* * * * *
The NRC provides reasonable accommodation to individuals with
disabilities where appropriate. If you need a reasonable accommodation
to participate in these public meetings, or need this meeting notice or
the transcript or other information from the public meetings in another
format (e.g. braille, large print), please notify Kimberly Meyer, NRC
Disability
[[Page 128]]
Program Manager, at 301-287-0727, or by email at kimberly.meyer-chambers@nrc.gov. Determinations on requests for reasonable
accommodation will be made on a case-by-case basis.
* * * * *
This notice is distributed electronically to subscribers. If you no
longer wish to receive it, or would like to be added to the
distribution, please contact the Office of the Secretary, Washington,
DC 20555 (301-415-1969), or send an email to darlene.wright@nrc.gov.
Dated: December 27, 2012.
Rochelle C. Bavol,
Policy Coordinator, Office of the Secretary.
[FR Doc. 2012-31613 Filed 12-28-12; 4:15 pm]
BILLING CODE 7590-01-P