Endangered and Threatened Species; Threatened Status for the Beringia and Okhotsk Distinct Population Segments of the Erignathus barbatus nauticus Subspecies of the Bearded Seal, 76739-76768 [2012-31068]
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December 28, 2012
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National Oceanic and Atmospheric Administration
50 CFR Part 223
Endangered and Threatened Species; Threatened Status for the Beringia
and Okhotsk Distinct Population Segments of the Erignathus barbatus
nauticus Subspecies of the Bearded Seal; Final Rule
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Federal Register / Vol. 77, No. 249 / Friday, December 28, 2012 / Rules and Regulations
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 223
[Docket No. 101126591–2477–03]
RIN 0648–XZ58
Endangered and Threatened Species;
Threatened Status for the Beringia and
Okhotsk Distinct Population Segments
of the Erignathus barbatus nauticus
Subspecies of the Bearded Seal
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
tkelley on DSK3SPTVN1PROD with
AGENCY:
SUMMARY: We, NMFS, issue a final
determination to list the Beringia and
Okhotsk distinct populations segments
(DPSs) of the Erignathus barbatus
nauticus subspecies of the bearded seal
(Erignathus barbatus) as threatened
under the Endangered Species Act
(ESA). We will propose to designate
critical habitat for the Beringia DPS in
a future rulemaking. To assist us with
this effort, we solicit information that
may be relevant to the designation of
critical habitat for the Beringia DPS. In
light of public comments and upon
further review, we are withdrawing the
proposed ESA section 4(d) protective
regulations for the Beringia and Okhotsk
DPSs because we have determined that
such regulations are not necessary or
advisable for the conservation of the
Beringia and Okhotsk DPSs at this time.
Given their current population sizes, the
long-term nature of the primary threat to
these DPSs (habitat alteration stemming
from climate change), and the existing
protections under the Marine Mammal
Protection Act, it is unlikely that the
proposed protective regulations would
provide appreciable conservation
benefits.
DATES: This final rule is effective on
February 26, 2013. Replies to the
request for information regarding
designation of critical habitat for the
Beringia DPS must be received by
February 26, 2013.
ADDRESSES: You may submit comments
and information related to the
identification of critical habitat for the
Beringia DPS of bearded seals to Jon
Kurland, Assistant Regional
Administrator for Protected Resources,
Alaska Region, NMFS, Attn: Ellen
Sebastian. You may submit this
information, identified by FDMS Docket
Number NOAA–NMFS–2010–0259, by
any one of the following methods:
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• Electronic Submissions: Submit all
electronic public comments via the
Federal eRulemaking Portal https://
www.regulations.gov. To submit
comments via the e-Rulemaking Portal,
first click the ‘‘submit a comment’’ icon,
then enter NOAA–NMFS–2010–0259 in
the keyword search. Locate the
document you wish to comment on
from the resulting list and click on the
‘‘Submit a Comment’’ icon on the right
of that line.
• Mail: Submit written comments to
P.O. Box 21668, Juneau, AK 99802.
• Fax: (907) 586–7557.
• Hand delivery to the Federal
Building: 709 West 9th Street, Room
420A, Juneau, AK.
Comments must be submitted by one
of the above methods to ensure that the
comments are received, documented,
and considered by NMFS. Comments
sent by any other method, to any other
address or individual, or received after
the end of the comment period, may not
be considered.
All comments received are a part of
the public record and will generally be
posted for public viewing on
www.regulations.gov without change.
All personal identifying information
(e.g., name, address, etc.) submitted
voluntarily by the sender may be
publicly accessible. Do not submit
confidential business information, or
otherwise sensitive or protected
information.
NMFS will accept anonymous
comments (enter ‘‘N/A’’ in the required
fields if you wish to remain
anonymous). Attachments to electronic
comments will be accepted in Microsoft
Word or Excel, WordPerfect, or Adobe
PDF file formats only.
FOR FURTHER INFORMATION CONTACT:
Tamara Olson, NMFS Alaska Region,
(907) 271–5006; Jon Kurland, NMFS
Alaska Region, (907) 586–7638; or Marta
Nammack, NMFS Office of Protected
Resources, (301) 427–8469.
SUPPLEMENTARY INFORMATION: On March
28, 2008, we initiated status reviews of
bearded, ringed (Phoca hispida), and
spotted seals (Phoca largha) under the
ESA (73 FR 16617). On May 28, 2008,
we received a petition from the Center
for Biological Diversity to list these
three species of seals as threatened or
endangered under the ESA, primarily
due to concerns about threats to their
habitat from climate warming and loss
of sea ice. The petitioner also requested
that critical habitat be designated for
these species concurrently with listing
under the ESA. In response to the
petition, we published a 90-day finding
that the petition presented substantial
scientific or commercial information
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indicating that the petitioned action
may be warranted (73 FR 51615;
September 4, 2008). Accordingly, we
prepared status reviews of ringed,
bearded, and spotted seals and solicited
information pertaining to them.
On September 8, 2009, the Center for
Biological Diversity filed a lawsuit in
the U.S. District Court for the District of
Columbia alleging that we failed to
make the requisite 12-month finding on
its petition to list the three seal species.
Subsequently, the Court entered a
consent decree under which we agreed
to finalize the status review of the
bearded seal (and the ringed seal) and
submit a 12-month finding to the Office
of the Federal Register by December 3,
2010. Following completion of a status
review report and 12-month finding for
spotted seals in October 2009 (74 FR
53683; October 20, 2009; see also 75 FR
65239; October 22, 2010), we
established Biological Review Teams
(BRTs) to prepare status review reports
for bearded and ringed seals.
The status review report for the
bearded seal (Cameron et al., 2010) is a
compilation of the best scientific and
commercial data available concerning
the status of the species, including
identification and assessment of the
past, present, and future threats to the
species. The BRT that prepared this
report was composed of eight marine
mammal biologists, a fishery biologist, a
marine chemist, and a climate scientist
from NMFS’ Alaska and Northeast
Fisheries Science Centers, NOAA’s
Pacific Marine Environmental Lab, and
the U.S. Fish and Wildlife Service
(FWS). The status review report
underwent independent peer review by
five scientists with expertise in bearded
seal biology, Arctic sea ice, climate
change, and ocean acidification.
Based on the best scientific and
commercial data available on the
bearded seals’ taxonomy, the BRT
concluded that there are two currently
recognized subspecies of the bearded
seal that qualify as ‘‘species’’ under the
ESA: Erignathus barbatus nauticus,
inhabiting the Pacific sector, and
Erignathus barbatus barbatus,
inhabiting the Atlantic sector. Based on
evidence for discreteness and ecological
uniqueness of bearded seals in the Sea
of Okhotsk, we determined that the E.
b. nauticus subspecies consists of two
distinct populations segments—the
Okhotsk DPS and the Beringia DPS.
On December 10, 2010, we published
in the Federal Register a 12-month
finding and proposed to list the Beringia
and Okhotsk DPSs of the E. b. nauticus
subspecies of the bearded seal as
threatened (75 FR 77496). We published
a 12-month finding for ringed seals as a
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separate notification concurrently with
this finding (75 FR 77476; December 10,
2010), and proposed to list four
subspecies of ringed seals as threatened.
On December 13, 2011, we published
in the Federal Register a document
announcing a 6-month extension of the
deadline for a final listing determination
to address a substantial disagreement
relating to the sufficiency or accuracy of
the model projections and analysis of
future sea ice for the Beringia DPS (76
FR 77465). At that time we also
announced that to address the
disagreement and better inform our final
determination, we would conduct a
special independent peer review of the
sections of the status review report over
which there was substantial
disagreement. We subsequently
conducted this special peer review and
made available for public comment the
resulting peer review report that
consolidated the comments received (77
FR 20774; April 6, 2012).
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ESA Statutory, Regulatory, and Policy
Provisions
Two key tasks are associated with
conducting an ESA status review. The
first is to identify the taxonomic group
under consideration; and the second is
to conduct an extinction risk assessment
to determine whether the petitioned
species is threatened or endangered. To
be considered for listing under the ESA,
a group of organisms must constitute a
‘‘species,’’ which section 3(16) of the
ESA defines to include ‘‘any subspecies
of fish or wildlife or plants, and any
distinct population segment of any
species of vertebrate fish or wildlife
which interbreeds when mature.’’ The
term ‘‘distinct population segment’’
(DPS) is not commonly used in
scientific discourse, so the FWS and
NMFS developed the ‘‘Policy Regarding
the Recognition of Distinct Vertebrate
Population Segments Under the
Endangered Species Act’’ to provide a
consistent interpretation of this term for
the purposes of listing, delisting, and
reclassifying vertebrates under the ESA
(61 FR 4722; February 7, 1996). Under
our DPS Policy two elements are
considered when evaluating whether a
population segment qualifies as a DPS
under the ESA: (1) The discreteness of
the population segment in relation to
the remainder of the species or
subspecies to which it belongs; and (2)
the significance of the population
segment to the species or subspecies to
which it belongs. As stated in the joint
DPS policy, Congress expressed its
expectation that the Services would
exercise authority with regard to DPSs
sparingly and only when the biological
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evidence indicates such action is
warranted.
In the preamble to the proposed rule
and in the status review report we
evaluated whether E. b. nauticus
population segments met the DPS policy
criteria. We determined that this
subspecies consists of two DPSs—the
Okhotsk DPS and the Beringia DPS.
Comments regarding the DPS evaluation
are addressed below in the Summary of
Comments and Responses.
The ESA defines the term
‘‘endangered species’’ as ‘‘any species
which is in danger of extinction
throughout all or a significant portion of
its range.’’ The term ‘‘threatened
species’’ is defined as ‘‘any species
which is likely to become endangered
within the foreseeable future throughout
all or a significant portion of its range.’’
The foreseeability of a species’ future
status is case specific and depends upon
both the foreseeability of threats to the
species and foreseeability of the species’
response to those threats. When a
species is exposed to a variety of threats,
each threat may be foreseeable over a
different time frame. For example,
threats stemming from well-established,
observed trends in a global physical
process may be foreseeable on a much
longer time horizon than a threat
stemming from a potential, though
unpredictable, episodic process such as
an outbreak of disease that may never
have been observed to occur in the
species.
The principal threat to bearded seals
is habitat alteration stemming from
climate change. In the 2008 status
review for the ribbon seal (Boveng et al.,
2008; see also 73 FR 79822, December
30, 2008), NMFS scientists used the
same climate projections used in our
risk assessment for bearded seals, and
analyzed threats associated with climate
change through 2050. One reason for
that approach was the difficulty of
incorporating the increased divergence
and uncertainty in climate scenarios
beyond that time. Other reasons
included the lack of data for threats
other than those related to climate
change beyond 2050, and the fact that
uncertainty embedded in the assessment
of the ribbon seal’s response to threats
increased as the analysis extended
farther into the future.
Since completing the analysis for
ribbon seals, NMFS scientists have
revised their analytical approach to the
foreseeability of threats and responses to
those threats, adopting a more threatspecific approach based on the best
scientific and commercial data available
for each respective threat. For example,
because the climate projections in the
Intergovernmental Panel on Climate
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Change’s (IPCC’s) Fourth Assessment
Report (AR4; IPCC, 2007) extend
through the end of the century (and we
note the IPCC’s Fifth Assessment Report
(AR5), due in 2014, will extend even
farther into the future), for our analysis
for bearded seals we used the same
models to assess impacts from climate
change through 2100. We continue to
recognize that the farther into the future
the analysis extends, the greater the
inherent uncertainty, and we
incorporated that limitation into our
assessment of the threats and the
species’ response. For other threats,
where the best scientific and
commercial data do not extend as far
into the future, such as for occurrences
and projections of disease or parasitic
outbreaks, we limited our analysis to the
extent of such data. This threat-specific
approach creates a more robust analysis
of the best scientific and commercial
data available. It is also consistent with
the memorandum issued by the
Department of Interior, Office of the
Solicitor, regarding the meaning of the
term ‘‘foreseeable future’’ (Opinion M–
37021; January 16, 2009).
NMFS and FWS recently published a
draft policy to clarify the interpretation
of the phrase ‘‘significant portion of the
range’’ in the ESA definitions of
‘‘threatened’’ and ‘‘endangered’’ (76 FR
76987; December 9, 2011). The draft
policy consists of the following four
components:
1. If a species is found to be
endangered or threatened in only a
significant portion of its range, the
entire species is listed as endangered or
threatened, respectively, and the ESA’s
protections apply across the species’
entire range.
2. A portion of the range of a species
is ‘‘significant’’ if its contribution to the
viability of the species is so important
that, without that portion, the species
would be in danger of extinction.
3. The range of a species is considered
to be the general geographical area
within which that species can be found
at the time FWS or NMFS makes any
particular status determination. This
range includes those areas throughout
all or part of the species’ life cycle, even
if they are not used regularly (e.g.,
seasonal habitats). Lost historical range
is relevant to the analysis of the status
of the species, but cannot constitute a
significant portion of a species’ range.
4. If the species is not endangered or
threatened throughout all of its range,
but it is endangered or threatened
within a significant portion of its range,
and the population in that significant
portion is a valid DPS, we will list the
DPS rather than the entire taxonomic
species or subspecies.
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The Services are currently reviewing
public comment received on the draft
policy. While the Services’ intent
ultimately is to establish a legally
binding interpretation of the term
‘‘significant portion of the range,’’ the
draft policy does not have legal effect
until such time as it may be adopted as
final policy. However, the discussion
and conclusions set forth in the draft
policy are consistent with NMFS’s past
practice as well as our understanding of
the statutory framework and language.
We have therefore considered the draft
policy as non-binding guidance in
evaluating whether to list the Beringia
and Okhotsk DPSs of the bearded seal
under the ESA.
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Species Information
A thorough review of the taxonomy,
life history, and ecology of the bearded
seal is presented in the status review
report (Cameron et al., 2010; available at
https://alaskafisheries.noaa.gov/). This
information, along with an analysis of
species delineation and DPSs, was
summarized in the preamble to the
proposed rule (75 FR 77496; December
10, 2010) and will not be repeated here.
Summary of Factors Affecting the
Bearded Seal
Section 4(a)(1) of the ESA and the
listing regulations (50 CFR part 424) set
forth procedures for listing species. We
must determine, through the regulatory
process, if a species is endangered or
threatened because of any one or a
combination of the following factors: (1)
The present or threatened destruction,
modification, or curtailment of its
habitat or range; (2) overutilization for
commercial, recreational, scientific, or
educational purposes; (3) disease or
predation; (4) inadequacy of existing
regulatory mechanisms; or (5) other
natural or human-made factors affecting
its continued existence. The preamble to
the proposed rule discussed each of
these factors for the Beringia and
Okhotsk DPSs (75 FR 77496; December
10, 2010). That discussion will not be
repeated in its entirety here, but we
provide a summary for each of the
factors below. Section 4.2 of the status
review report provides a more detailed
discussion of the factors affecting
bearded seals (see ADDRESSES). The data
on bearded seal abundance and trends
of most populations are unavailable or
imprecise, and there is little basis for
quantitatively linking projected
environmental conditions or other
factors to bearded seal survival or
reproduction. Our risk assessment
therefore primarily evaluated important
habitat features and was based upon the
best available scientific and commercial
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data and the expert opinion of the BRT
members.
A. Present or Threatened Destruction,
Modification, or Curtailment of the
Species’ Habitat or Range
The main concern about the
conservation status of bearded seals
stems from the likelihood that their sea
ice habitat has been modified by the
warming climate and, more so, that the
scientific consensus projections are for
continued and perhaps accelerated
warming in the foreseeable future. A
second concern, related by the common
driver of carbon dioxide (CO2)
emissions, is the modification of habitat
by ocean acidification, which may alter
prey populations and other important
aspects of the marine ecosystem. A
reliable assessment of the future
conservation status of bearded seals
therefore requires a focus on observed
and projected changes in sea ice, ocean
temperature, ocean pH (acidity), and
associated changes in bearded seal prey
species.
The threats associated with impacts of
the warming climate on the habitat of
bearded seals (analyzed in the preamble
to the proposed rule and in the status
review report), to the extent that they
may pose risks to these seals, are
expected to manifest throughout the
current breeding and molting range (for
sea ice related threats) or throughout the
entire range (for ocean warming and
acidification) of the Beringia and
Okhotsk DPSs.
While our inferences about future
regional ice conditions are based upon
the best available scientific and
commercial data, we recognize that
there are uncertainties associated with
predictions based on hemispheric
projections or indirect means. We also
note that judging the timing of onset of
potential impacts to bearded seals is
complicated by the coarse resolution of
the IPCC models. Nevertheless, NMFS
determined that the models reflect
reasonable assumptions regarding
habitat alterations to be faced by
bearded seals in the foreseeable future.
Potential Impacts of Changes in Sea Ice
on Bearded Seals
In order to feed on the seafloor,
bearded seals nearly always occupy
shallow waters (Fedoseev, 2000; Kovacs,
2002). The preferred depth range is
often described as less than 200 m
(Kosygin, 1971; Heptner et al., 1976;
Burns and Frost, 1979; Burns, 1981;
Fedoseev, 1984; Nelson et al., 1984;
Kingsley et al., 1985; Fedoseev, 2000;
Kovacs, 2002), though adults have been
known to dive to around 300 m (Kovacs,
2002; Cameron and Boveng, 2009), and
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six of seven pups instrumented near
Svalbard have been recorded at depths
greater than 488 m (Kovacs, 2002). The
BRT defined the core distribution of
bearded seals as those areas of known
extent that are in water less than 500 m
deep.
An assessment of the risks to bearded
seals posed by climate change must
consider the species’ life-history
functions, how they are linked with sea
ice, and how altering that link will
affect the vital rates of reproduction and
survival. The main functions of sea ice
relating to the species’ life-history are:
(1) A dry and stable platform for
whelping and nursing of pups in April
and May (Kovacs et al., 1996; Atkinson,
1997); (2) a rearing habitat that allows
mothers to feed and replenish energy
reserves lost while nursing; (3) a habitat
that allows a pup to gain experience
diving, swimming, and hunting with its
mother, and that provides a platform for
resting, relatively isolated from most
terrestrial and marine predators; (4) a
habitat for rutting males to hold
territories and attract post-lactating
females; and (5) a platform suitable for
extended periods of hauling out during
molting.
Whelping and nursing: Pregnant
female bearded seals require sea ice as
a dry birthing platform (Kovacs et al.,
1996; Atkinson, 1997). Similarly, pups
are thought to nurse only while on ice.
If suitable ice cover is absent from
shallow feeding areas during whelping
and nursing, bearded seals would be
forced to seek either sea ice habitat over
deeper water or coastal regions in the
vicinity of haul-out sites on shore. A
shift to whelping and nursing on land
would represent a major behavioral
change that could compromise the
ability of bearded seals, particularly
pups, to escape predators, as this is a
highly developed response on ice versus
land. Further, predators abound on
continental shorelines, in contrast with
sea ice habitat where predators are
sparse; and small islands where
predators are relatively absent offer
limited areas for whelping and nursing
as compared to the more extensive
substrate currently provided by suitable
sea ice.
Bearded seal mothers feed throughout
the lactation period, continuously
replenishing fat reserves lost while
nursing pups (Holsvik, 1998, cited in
Krafft et al., 2000). Therefore, the
presence of a sufficient food resource
near the nursing location is also
important. Rearing young in poorer
foraging grounds would require mothers
to forage for longer periods and/or
compromise their own body condition,
likely impacting the transfer of energy to
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offspring and affecting survival of pups,
mothers, or both.
Pup maturation: When not on the ice,
there is a close association between
mothers and pups, which travel together
at the surface and during diving
(Lydersen et al., 1994; Gjertz et al.,
2000; Krafft et al., 2000). Pups develop
diving, swimming, and foraging skills
over the nursing period, and perhaps
beyond (Watanabe et al., 2009).
Learning to forage in a sub-optimal
habitat could impair a pup’s ability to
learn effective foraging skills,
potentially impacting its long-term
survival. Further, hauling out reduces
thermoregulatory demands which, in
Arctic climates, may be critical for
maintaining energy balance. Hauling out
is especially important for growing
pups, which have a disproportionately
large skin surface and rate of heat loss
in the water (Harding et al., 2005; Jansen
et al., 2010).
Mating: Male bearded seals are
believed to establish territories under
the sea ice and exhibit complex acoustic
and diving displays to attract females.
Breeding behaviors are exhibited by
males up to several weeks in advance of
females’ arrival at locations to give
birth. Mating takes place soon after
females wean their pups. The stability
of ice cover is believed to have
influenced the evolution of this mating
system.
Molting: There is a peak in the molt
during May–June, when most bearded
seals (except young of the year) tend to
haul out on ice to warm their skin.
Molting in the water during this period
could incur energetic costs which might
reduce survival rates.
For any of these life history events, a
greater tendency of bearded seals to
haul out on land or in reduced ice could
increase intra- and inter-specific
competition for resources, the potential
for disease transmission, and predation,
all of which could affect annual survival
rates. In particular, a reduction in
suitable sea ice habitat would likely
increase the overlap in the local
distributions of bearded seals and
walrus (Odobenus rosmarus), another
ice-associated benthic (ocean bottom)
feeder with similar habitat preferences
and diet. The walrus is also a predator
of bearded seal, though seemingly
infrequent. Hauling out closer to shore
or on land could also increase the risks
of predation from polar bears, terrestrial
carnivores, and humans.
For a long-lived and abundant animal
with a large range, the factors identified
above (i.e., low ice extent or absence of
sea ice over shallow feeding areas) are
not likely to be significant to an entire
population in any one year. Rather, the
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overall strength of the impacts is likely
a function of the frequency of years in
which they occur, and the proportion of
the population’s range over which they
occur. The low ice years, which are
projected to occur more frequently than
in the past, may reduce recruitment and
pup survival if, for example, pregnant
females are ineffective or slow at
adjusting their breeding locales for
variability of the position of the sea ice
front.
Potential mechanisms for resilience
on relatively short time scales include
adjustments to the timing of breeding in
response to shorter periods of ice cover,
and adjustments of the breeding range
in response to reduced ice extent. The
extent to which bearded seals might
adapt to more frequent years with early
ice melt by shifting the timing of
reproduction is uncertain. There are
many examples of shifts in timing of
reproduction by pinnipeds and
terrestrial mammals in response to body
condition and food availability. In most
of these cases, sub-optimal conditions
led to reproduction later in the season,
a response that would not likely be
beneficial to bearded seals. A shift to an
earlier melt date may, however, over the
longer term provide selection pressure
for an evolutionary response over many
generations toward earlier reproduction.
It is impossible to predict whether
bearded seals would be more likely to
occupy ice habitats over the deep waters
of the Arctic Ocean basin or terrestrial
habitats if sea ice failed to extend over
the shelf. Outside the critical life history
periods related to reproduction and
molting there is evidence that bearded
seals might not require the presence of
sea ice for hauling out, and instead
remain in the water for weeks or months
at a time. Even during the spring and
summer bearded seals also appear to
possess some plasticity in their ability
to occupy different habitats at the
extremes of their range. For example,
throughout most of their range, adult
bearded seals are seldom found on land;
however, in the Sea of Okhotsk, bearded
seals are known to use haul-out sites
ashore regularly and predictably during
the ice free periods in late summer and
early autumn. Also, western and central
Baffin Bay are unique among whelping
areas as mothers with dependent pups
have been observed on pack ice over
deep water (greater than 500 m). These
behaviors are extremely rare in the core
distributions of bearded seals; therefore,
the habitats that necessitate them
should be considered sub-optimal.
Consequently, predicted reductions in
sea ice extent, particularly when such
reductions separate ice from shallow
water feeding habitats, can be
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reasonably used as a proxy for
predicting years of reduced survival and
recruitment, though not the magnitude
of the impact. In addition, the frequency
of predicted low ice years can serve as
a useful tool for assessing the
cumulative risks posed by climate
change.
Assessing the potential impacts of the
predicted changes in sea ice cover and
the frequency of low ice years on the
Beringia and Okhotsk DPSs of bearded
seals requires knowledge or
assumptions about the relationships
between sea ice and bearded seal vital
rates. Because no quantitative studies of
these relationships have been
conducted, we relied upon two studies
in the Bering Sea that estimated bearded
seal preference for ice concentrations
based on aerial survey observations of
seal densities. Simpkins et al. (2003)
found that bearded seals near St.
Lawrence Island in March preferred 70–
90 percent ice coverage, as compared
with 0–70 percent and 90–100 percent.
Preliminary results from another study
in the Bering Sea (Ver Hoef et al., In
review) found substantially lower
probability of bearded seal occurrence
in areas of 0–25 percent ice coverage
during April–May. Lacking a more
direct measure of the relationship
between bearded seal vital rates and ice
coverage, we considered areas within
the current core distribution of bearded
seals where the decadal averages and
minimums of ice projections (centered
on the years 2050 and 2090) were below
25 percent concentrations as inadequate
for whelping and nursing. We also
assumed that the sea ice requirements
for molting in May–June are less
stringent than those for whelping and
rearing pups, and that 15 percent ice
concentration in June would be
minimally sufficient for molting. The
amount of ice cover required by bearded
seals for critical life functions has not
been documented in the scientific
literature, but for purposes of this final
listing determination, we concluded
that the above percentages are
reasonable assumptions based upon the
life history characteristics and field
observations of bearded seals by NMFS
marine mammal biologists.
Beringia DPS: In the Bering Sea, early
springtime sea ice habitat for bearded
seal whelping should be sufficient in
most years through 2050 and out to the
second half of the 21st century, when
the average ice extent in April is
forecasted to be approximately 50
percent of the present-day extent. The
general trend in projections of sea ice
for May (nursing, rearing, and some
molting) through June (molting) in the
Bering Sea is toward a longer ice-free
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period resulting from more rapid spring
melt. Until at least the middle of the
21st century, projections show some
years with near-maximum ice extent;
however, less ice is forecasted on
average, manifested as more frequent
years in which the spring retreat occurs
earlier and the peak ice extent is lower.
By the end of the 21st century,
projections for the Bering Sea indicate
that there will commonly be years with
little or no ice in May, and that sea ice
in June is expected to be non-existent in
most years.
Projections of sea ice concentration
indicate that there will typically be 25
percent or greater ice concentration in
April–May over a substantial portion of
the shelf zone in the Bering Sea through
2055. By 2095 ice concentrations of 25
percent or greater are projected for May
only in small zones of the Gulf of
Anadyr and in the area between St.
Lawrence Island and Bering Strait. In
the minimal ice years the projections
indicate there will be little or no ice of
25 percent or greater concentration over
the shelf zone in the Bering Sea during
April and May, perhaps commencing as
early as the next decade. Conditions
will be particularly poor for the molt in
June when typical ice predictions
suggest less than 15 percent ice by midcentury. Projections suggest that the
spring and summer ice edge could
retreat to deep waters of the Arctic
Ocean basin, potentially separating sea
ice suitable for pup maturation and
molting from benthic feeding areas.
In the East Siberian, Chukchi, and
Beaufort seas, the average ice extents
during April and May (i.e., the period of
whelping, nursing, mating, and some
molting) are all predicted to be very
close to historical averages out to the
end of the 21st century. However, the
annual variability of this extent is
forecasted to continue to increase, and
single model runs indicate the
possibility of a few years in which April
and May sea ice would cover only half
(or in the case of the Chukchi Sea, none)
of the Arctic shelf in these regions by
the end of the century. The projections
indicate that there will typically be 25
percent or greater ice concentration in
April–June over the entire shelf zones in
the Beaufort, Chukchi, and East Siberian
Seas through the end of the century. In
the minimal ice years 25 percent or
greater ice concentration is projected
over the shelf zones in April and May
in these regions through the end of the
century, except in the eastern Chukchi
and central Beaufort Seas. In the 2090s,
ice suitable for molting in June (i.e., 15
percent or more concentration) is
projected to be mostly absent in these
regions in minimal years, except in the
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western Chukchi Sea and northern East
Siberian Sea.
A reduction in spring and summer sea
ice concentrations could conceivably
result in the development of new areas
containing suitable habitat or
enhancement of existing suboptimal
habitat. For example, the East Siberian
Sea has been said to be relatively low in
bearded seal numbers and has
historically had very high ice
concentrations and long seasonal ice
coverage. Ice concentrations projected
for May–June near the end of the
century in this region include
substantial areas with 20–80 percent ice,
potentially suitable for bearded seal
reproduction, molting, and foraging.
However, the net difference between sea
ice related habitat creation and loss is
likely to be negative, especially because
other factors like ocean warming and
acidification (discussed below) are
likely to affect habitat.
A substantial portion (about 70
percent) of the Beringia DPS currently
whelps in the Bering Sea, where a
longer ice-free period is forecasted in
May and June. To adapt to this modified
sea ice regime, bearded seals would
likely have to shift their nursing,
rearing, and molting areas to the ice
covered seas north of the Bering Strait,
potentially with poor access to food, or
to coastal haul-out sites on shore,
potentially with increased risks of
disturbance, predation, and
competition. Both of these scenarios
would require bearded seals to adapt to
novel (i.e., suboptimal) conditions, and
to exploit habitats to which they may
not be well suited, likely compromising
their reproduction and survival rates.
Further, the spring and summer ice edge
may retreat to deep waters of the Arctic
Ocean basin, which could separate sea
ice suitable for pup maturation and
molting from benthic feeding areas.
Accordingly, we conclude that the
projected changes in sea ice habitat pose
significant threats to the persistence of
the Beringia DPS throughout all of its
range.
Okhotsk DPS: None of the IPCC
models performed satisfactorily at
projecting sea ice for the Sea of Okhotsk,
so projected surface air temperatures
were examined relative to current
climate conditions as a proxy to predict
sea ice extent and duration. Sea ice
extent is strongly controlled by
temperature; this is especially true for
smaller bodies of water relative to the
grid size of available models. Also, the
physical processes by which increased
greenhouse gases (GHGs) lead to
warming are better understood and
more easily modeled than the other
processes that influence sea ice
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formation and persistence. Therefore,
whether the whole geographic region
around the Sea of Okhotsk is above or
below the freezing point of sea water
should be a reasonable indicator of the
presence or absence of sea ice.
The Sea of Okhotsk is located
southwest of the Bering Sea, and thus
can be expected to have earlier radiative
heating in the spring. The region is
dominated in winter and spring,
however, by cold continental air masses
and offshore flow. Sea ice is formed
rapidly and is generally advected
southward. As this region is dominated
by cold air masses for much of the
winter and spring, we would expect that
the present seasonal cycle of first year
sea ice will continue to dominate the
future habitat of the Sea of Okhotsk.
Based on the temperature proxies, a
continuation of sea ice formation or
presence is expected for March (some
whelping and nursing) in the Sea of
Okhotsk through the end of this century,
though the ice may be limited to the
northern region in most years after midcentury. However, little to no sea ice is
expected in May by 2050, and in April
by the end of the century. These months
are critical for whelping, nursing, pup
maturation, breeding, and molting.
Hence, the most significant threats
posed to the Okhotsk DPS were judged
to be decreases in sea ice habitat
suitable for these important life history
events.
Over the long term, bearded seals in
the Sea of Okhotsk do not have the
prospect of following a shift in the
average position of the ice front
northward. Therefore, the question of
whether a future lack of sea ice will
cause the Okhotsk DPS of bearded seals
to become in danger of going extinct
depends in part on how successful the
populations are at moving their
reproductive activities from ice to haulout sites on shore. Although some
bearded seals in this area use land for
hauling out, this only occurs in late
summer and early autumn. We are not
aware of any occurrence of bearded
seals whelping or nursing young on
land, so this predicted loss of sea ice is
expected to be significantly detrimental
to the long term viability of the
population. We conclude that the
expected changes in sea ice habitat pose
a significant threat to the Okhotsk DPS
throughout all of its range.
Impacts on Bearded Seals Related to
Changes in Ocean Conditions
Ocean acidification is an ongoing
process whereby chemical reactions
occur that reduce both seawater pH and
the concentration of carbonate ions
when CO2 is absorbed by seawater.
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Results from global ocean CO2 surveys
over the past two decades have shown
that ocean acidification is a predictable
consequence of rising atmospheric CO2
levels. The process of ocean
acidification has long been recognized,
but the ecological implications of such
chemical changes have only recently
begun to be appreciated. The waters of
the Arctic and adjacent seas are among
the most vulnerable to ocean
acidification. The most likely impact of
ocean acidification on bearded seals
will be through the loss of benthic
calcifiers and lower trophic levels on
which the species’ prey depends.
Cascading effects are likely both in the
marine and freshwater environments.
Our limited understanding of
planktonic and benthic calcifiers in the
Arctic (e.g., even their baseline
geographical distributions) means that
future changes will be difficult to detect
and evaluate.
Warming of the oceans is predicted to
drive species ranges toward higher
latitudes. Additionally, climate change
can strongly influence fish distribution
and abundance. Further shifts in spatial
distribution and northward range
extensions appear to be inevitable, and
the species composition of the plankton
and fish communities will continue to
change under a warming climate.
Bearded seals of different age classes
are thought to feed at different trophic
levels, so any ecosystem change could
be expected to affect bearded seals in a
variety of ways. Changes in bearded seal
prey, anticipated in response to ocean
warming and loss of sea ice and,
potentially, ocean acidification, have
the potential for negative impacts, but
the possibilities are complex. These
ecosystem responses may have very
long lags as they propagate through
trophic webs. Because of bearded seals’
apparent dietary flexibility, these threats
are of less concern than the direct
effects of potential sea ice degradation.
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B. Overutilization for Commercial,
Subsistence, Recreational, Scientific, or
Educational Purposes
Recreational, scientific, and
educational utilization of bearded seals
is currently at low levels and is not
expected to increase to significant threat
levels in the foreseeable future. The
solitary nature of bearded seals has
made them less suitable for commercial
exploitation than many other seal
species. Still, they may have been
depleted by commercial harvests in
some areas of the Sea of Okhotsk and
the Bering Sea during the mid-20th
century. There is currently no
significant commercial harvest of
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bearded seals and significant harvests
seem unlikely in the foreseeable future.
Bearded seals have been a very
important species for subsistence of
indigenous people in the Arctic for
thousands of years. The current
subsistence harvest is substantial in
some areas, but there is little or no
evidence that subsistence harvests have
or are likely to pose serious risks to the
species at present. Climate change is
likely to alter patterns of subsistence
harvest of marine mammals by changing
their densities or distributions in
relation to hunting communities.
Predictions of the impacts of climate
change on subsistence hunting pressure
are constrained by the complexity of the
interacting variables and imprecision of
climate and sea models at small scales.
Accurate information on both harvest
levels and species’ abundance and
trends will be needed in order to assess
the future impacts of hunting as well as
to respond appropriately to potential
climate-induced changes in
populations. We conclude that there is
no evidence overutilization of the
Beringia or Okhotsk DPS is occurring at
present.
C. Diseases, Parasites, and Predation
A variety of diseases and parasites
have been documented to occur in
bearded seals. The seals have likely coevolved with many of these and the
observed prevalence is typical and
similar to other species of seals. The
transmission of many known diseases of
pinnipeds is often facilitated by animals
crowding together and by the
continuous or repeated occupation of a
site. The pack ice habitat and the more
solitary behavior of bearded seals may
therefore limit disease transmission.
Other than at shore-based haul-out sites
in the Sea of Okhotsk in summer and
fall, bearded seals do not crowd together
and rarely share small ice floes with
more than a few other seals, so
conditions that would favor disease
transmission do not exist for most of the
year. After the proposed listing rule was
published, the occurrence of an elevated
number of sick or dead ringed seals in
the Arctic and Bering Strait regions of
Alaska beginning in July 2011 led to the
declaration of an unusual mortality
event (UME) by NMFS under the Marine
Mammal Protection Act (MMPA) on
December 20, 2011. A small number of
sick or dead bearded seals were also
reported. The underlying cause of this
UME is unknown and remains under
focused expert investigation. Abiotic
and biotic changes to bearded seal
habitat potentially could lead to
exposure to new pathogens or new
levels of virulence, but we continue to
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consider the potential threats to bearded
seals from disease as low.
Polar bears are the primary predators
of bearded seals. Other predators
include brown bears (Ursus arctos),
killer whales (Orcinus orca), sharks, and
walruses. Predation under the future
scenario of reduced sea ice is difficult
to assess. Polar bear predation may
decrease, but predation by killer whales,
sharks, and walrus may increase. The
range of plausible scenarios is large,
making it impossible to predict the
direction or magnitude of the net impact
on bearded seal mortality. The data that
are currently available do not suggest
that predation is posing a significant
threat to the persistence of bearded seals
at present.
D. Inadequacy of Existing Regulatory
Mechanisms
As noted above in the discussion of
Factor A, a primary concern about the
conservation status of the bearded seal
stems from the likelihood that its sea ice
habitat has been modified by the
warming climate and, more so, that the
scientific consensus projections are for
continued and perhaps accelerated
warming in the foreseeable future
combined with modification of habitat
by ocean acidification. Current
mechanisms do not effectively regulate
GHG emissions, which are contributing
to global climate change and associated
modifications to bearded seal habitat.
The projections we used to assess risks
from GHG emissions were based on the
assumption that no new regulation will
take place (the underlying IPCC
emissions scenarios were all ‘‘nonmitigated’’ scenarios). Therefore, the
inadequacy of mechanisms to regulate
GHG emissions is already included in
our risk assessment, and contributes to
the risks posed to bearded seals by these
emissions.
E. Other Natural or Manmade Factors
Affecting the Species’ Continued
Existence
Pollution and Contaminants
Research on contaminants and
bearded seals is limited compared to the
extensive information available for
ringed seals. Pollutants such as
organochlorine compounds (OC) and
heavy metals have been found in most
bearded seal populations. The variety,
sources, and transport mechanisms of
the contaminants vary across the
bearded seal’s range, but these
compounds appear to be ubiquitous in
the Arctic marine food chain. Statistical
analysis of OCs in marine mammals has
shown that, for most OCs, the European
Arctic is more contaminated than the
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Canadian and U.S. Arctic. Present and
future impacts of contaminants on
bearded seal populations warrant
further study. Climate change has the
potential to increase the transport of
pollutants from lower latitudes to the
Arctic, highlighting the importance of
continued monitoring of bearded seal
contaminant levels. The BRT considered
the potential threat posed from
contaminants as of low to moderate
significance to the Beringia DPS and of
moderate significance to the Okhotsk
DPS.
Oil and Gas Activities
Extensive oil and gas reserves coupled
with rising global demand make it very
likely that oil and gas development
activity will increase throughout the
U.S. Arctic and internationally in the
future. Climate change is expected to
enhance marine access to offshore oil
and gas reserves by reducing sea ice
extent, thickness, and seasonal duration,
thereby improving ship access to these
resources around the margins of the
Arctic Basin. Oil and gas exploration,
development, and production activities
include, but are not limited to: seismic
surveys; exploratory, delineation, and
production drilling operations;
construction of artificial islands,
causeways, ice roads, shore-based
facilities, and pipelines; and vessel and
aircraft operations. These activities have
the potential to affect bearded seals,
primarily through noise, physical
disturbance, and pollution, particularly
in the event of a large oil spill or
blowout.
Within the range of the Beringia and
the Okhotsk DPSs, offshore oil and gas
exploration and production activities
are currently underway in the United
States, Canada, and Russia. In the
United States, oil and gas activities have
been conducted off the coast of Alaska
since the 1970s, with most of the
activity occurring in the Beaufort Sea.
Although five exploratory wells have
been previously drilled in the Chukchi
Sea, no oil fields have been developed
or brought into production. Shell plans
to drill up to three wells during 2012 at
several locations in the northeast
Chukchi Sea. Shell also plans to drill
offshore in the Beaufort Sea in 2012
near Camden Bay. No offshore oil or gas
fields are currently in development or
production in the Bering Sea.
About 80 percent of the oil and 99
percent of the gas produced in the
Arctic comes from Russia (AMAP,
2007). With over 75 percent of known
Arctic oil, over 90 percent of known
Arctic gas, and vast estimates of
undiscovered oil and gas reserves,
Russia will likely continue to be the
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dominant producer of Arctic oil and gas
in the future (AMAP, 2007). Recently
there has also been renewed interest in
the Russian Chukchi Sea, as new
evidence emerges to support the notion
that the region may contain world-class
oil and gas reserves. In the Sea of
Okhotsk, oil and natural gas operations
are active off the northeastern coast of
Sakhalin Island, and future
developments are planned in the
western Kamchatka and Magadan
regions.
Large oil spills or blowouts are
considered to be the greatest threat of oil
and gas exploration activities in the
marine environment. In contrast to
spills on land, large spills at sea are
difficult to contain and may spread over
hundreds or thousands of kilometers.
Responding to a spill in the Arctic
environment would be particularly
challenging. The U.S. Arctic has very
little infrastructure to support oil spill
response, with few roads and no major
port facilities. Reaching a spill site and
responding effectively would be
especially difficult, if not impossible, in
winter when weather can be severe and
daylight extremely limited. Oil spills
under ice would be the most
challenging because industry and
government have little experience
containing or recovering spilled oil
effectively in such conditions. The
difficulties experienced in stopping and
containing the blowout at the Deepwater
Horizon well in the Gulf of Mexico,
where environmental conditions and
response preparedness are
comparatively good (but waters are
much deeper than the Arctic continental
shelf), point toward even greater
challenges of attempting a similar feat in
a much more environmentally severe
and geographically remote location.
Although planning, management, and
use of best practices can help reduce
risks and impacts, the history of oil and
gas activities indicates that accidents
cannot be eliminated. Tanker spills,
pipeline leaks, and oil blowouts are
likely to occur in the future, even under
the most stringent regulatory and safety
systems. In the Sea of Okhotsk, an
accident at an oil production complex
resulted in a large (3.5 ton) spill in 1999,
and in winter 2009, an unknown
quantity of oil associated with a tanker
fouled 3 km of coastline and hundreds
of birds in Aniva Bay (Sakhalin Island).
In the Arctic, a blowout at an offshore
platform in the Ekofisk oil field in the
North Sea in 1977 released more than
200,000 barrels of oil.
Researchers have suggested that pups
of ice-associated seals may be
particularly vulnerable to fouling of
their dense lanugo coat. Though
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bearded seal pups exhibit some prenatal
molting, they are generally not fully
molted at birth, and thus would be
particularly prone to physical impacts
of contacting oil. Adults, juveniles, and
weaned young of the year rely on
blubber for insulation, so effects of
oiling on their thermoregulation are
expected to be minimal. Other acute
effects of oil exposure which have been
shown to reduce seal’s health and
possibly survival include skin irritation,
disorientation, lethargy, conjunctivitis,
corneal ulcers, and liver lesions. Direct
ingestion of oil, ingestion of
contaminated prey, or inhalation of
hydrocarbon vapors can cause serious
health effects including death.
In summary, the threats to bearded
seals from oil and gas activities are
greatest where these activities converge
with breeding aggregations or in
migration corridors such as in the
Bering Strait. In particular, bearded
seals in ice-covered remote regions are
most vulnerable to oil and gas activities,
primarily due to potential oil spill
impacts. The BRT considered the threat
posed to the Beringia and Okhotsk DPSs
by disturbance, injury, or mortality from
oil spills, and/or other discharges, as
moderately significant.
Commercial Fisheries Interactions and
Bycatch
Commercial fisheries may impact
bearded seals through direct
interactions (i.e., incidental take or
bycatch) and indirectly through
competition for prey resources and
other impacts on prey populations.
NMFS has access to estimates of
bearded seal bycatch only for
commercial fisheries that operate in
Alaska waters. Based on data from
2002–2006, there has been an annual
average of 1.0 bearded seal mortality
incidental to commercial fishing
operations. We could find no
information regarding bearded seal
bycatch in the Sea of Okhotsk; however,
given the intensive levels of commercial
fishing that occur in this sea, bycatch of
bearded seals likely occurs there. The
BRT considered the threat posed to the
Okhotsk DPS from physical disturbance
associated with the combined factors of
oil and gas development, shipping, and
commercial fisheries moderately
significant.
For indirect impacts, we note that
commercial fisheries target a number of
known bearded seal prey species, such
as walleye pollock (Theragra
chalcogramma) and cod. These fisheries
may affect bearded seals indirectly
through reduction in prey biomass and
through other fishing mediated changes
in their prey species. Bottom trawl
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fisheries also have the potential to
indirectly affect bearded seals through
destruction or modification of benthic
prey and/or their habitat.
Shipping
The reduction in Arctic sea ice that
has occurred in recent years has
renewed interest in using the Arctic
Ocean as a potential waterway for
coastal, regional, and trans-Arctic
marine operations. Climate models
predict that the warming trend in the
Arctic will accelerate, causing the ice to
begin melting earlier in the spring and
resume freezing later in the fall,
resulting in an expansion of potential
shipping routes and lengthening the
potential navigation season.
The most significant risk posed by
shipping activities to bearded seals in
the Arctic is the accidental or illegal
discharge of oil or other toxic
substances carried by ships, due to their
immediate and potentially long-term
effects on individual animals,
populations, food webs, and the
environment. Shipping activities can
also affect bearded seals directly
through noise and physical disturbance
(e.g., icebreaking vessels), as well as
indirectly through ship emissions and
the possibility of introducing exotic
species that may affect bearded seal
food webs.
Current and future shipping activities
in the Arctic pose varying levels of
threats to bearded seals depending on
the type and intensity of the shipping
activity and its degree of spatial and
temporal overlap with bearded seal
habitats. These factors are inherently
difficult to predict, making threat
assessment highly uncertain. Most ships
in the Arctic purposefully avoid areas of
ice and thus prefer periods and areas
which minimize the chance of
encountering ice. This necessarily
mitigates many of the risks of shipping
to populations of bearded seals, since
they are closely associated with ice
throughout the year. Icebreakers pose
special risks to bearded seals because
they are capable of operating year-round
in all but the heaviest ice conditions
and are often used to escort other types
of vessels (e.g., tankers and bulk
carriers) through ice-covered areas. If
icebreaking activities increase in the
Arctic in the future as expected, the
likelihood of negative impacts (e.g., oil
spills, pollution, noise, disturbance, and
habitat alteration) occurring in icecovered areas where bearded seals occur
will likely also increase.
The potential threats and general
threat assessment in the Sea of Okhotsk
are largely the same as they are in the
Arctic, though with less detail available
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regarding the spatial and temporal
correspondence of ships and bearded
seals, save one notable exception.
Though noise and oil pollution from
vessels are expected to have the same
general relevance in the Sea of Okhotsk,
oil and gas activities near Sakhalin
Island are currently at high levels and
poised for another major expansion of
the offshore oil fields that would require
an increasing number of tankers. About
25 percent of the Okhotsk bearded seal
population uses this area during
whelping and molting, and as a
migration corridor (Fedoseev, 2000).
The main aggregations of bearded
seals in the northern Sea of Okhotsk are
likely within the commercial shipping
routes, but vessel frequency and timing
relative to periods when seals are
hauled out on ice are presently
unknown. Some ports are kept open
year-round by icebreakers, largely to
support year-round fishing, so there is
greater probability here of spatial and
temporal overlaps with bearded seals
hauled out on ice. In a year with
reduced ice, bearded seals were more
concentrated close to shore (Fedoseev,
2000), suggesting that seals could
become increasingly prone to shipping
impacts as ice diminishes.
As is the case with the Arctic, a
quantitative assessment of actual threats
and impacts in the Sea of Okhotsk is
unrealistic due to a general lack of
published information on shipping
patterns. Modifications to shipping
routes and possible choke points (where
increases in vessel traffic are focused at
sensitive places and times for bearded
seals) due to diminishing ice are likely,
but there are few data on which to base
even qualitative predictions. However,
the predictions regarding shipping
impacts in the Arctic are generally
applicable, and because of significant
increases in predicted shipping, it
appears that bearded seals inhabiting
the Sea of Okhotsk, in particular the
shelf area off central and northern
Sakhalin Island, are at increased risk of
impacts. Winter shipping activities in
the southern Sea of Okhotsk are
expected to increase considerably as oil
and gas production pushes the
development and use of new classes of
icebreaking ships, thereby increasing
the potential for shipping accidents and
oil spills in the ice-covered regions of
this sea.
The BRT considered the threat posed
from physical disturbance associated
with the combined factors of oil and gas
development, shipping, and/or
commercial fisheries as of low to
moderate significance to the Beringia
DPS and of moderate significance to the
Okhotsk DPS.
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Summary for Factor E
We find that the threats posed by
pollutants, oil and gas industry
activities, fisheries, and shipping do not
individually or collectively place the
Beringia DPS or the Okhotsk DPS at risk
of becoming endangered in the
foreseeable future. We recognize,
however, that the significance of these
threats would likely increase for
populations diminished by the effects of
climate change or other threats. This is
of particular note for bearded seals in
the Sea of Okhotsk, where oil and gas
related activities are expected to
increase, and are judged to pose a
moderate threat.
Analysis of Demographic Risks
Threats to a species’ long-term
persistence are manifested
demographically as risks to its
abundance, productivity, spatial
structure and connectivity, and genetic
and ecological diversity. These
demographic risks provide the most
direct indices or proxies of extinction
risk. A species at very low levels of
abundance and with few populations
will be less tolerant to environmental
variation, catastrophic events, genetic
processes, demographic stochasticity,
ecological interactions, and other
processes. A rate of productivity that is
unstable or declining over a long period
of time can indicate poor resiliency to
future environmental change. A species
that is not widely distributed across a
variety of well-connected habitats is at
increased risk of extinction due to
environmental perturbations, including
catastrophic events. A species that has
lost locally-adapted genetic and
ecological diversity may lack the raw
resources necessary to exploit a wide
array of environments and endure shortand long-term environmental changes.
The degree of risk posed by the
threats associated with the impacts of
global climate change on bearded seal
habitat is uncertain due to a lack of
quantitative information linking
environmental conditions to bearded
seal vital rates, and a lack of information
about how resilient bearded seals will
be to these changes. The BRT
considered the current risks (in terms of
abundance, productivity, spatial
structure, and diversity) to the
persistence of the Beringia DPS and the
Okhotsk DPS as low or very low. The
BRT judged the risks to the persistence
of the Beringia DPS within the
foreseeable future to be moderate
(abundance and diversity) to high
(productivity and spatial structure), and
to the Okhotsk DPS to be high for
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Domestic Conservation Efforts
abundance, productivity, and spatial
structure, and moderate for diversity.
Conservation Efforts
When considering the listing of a
species, section 4(b)(1)(A) of the ESA
requires NMFS to consider efforts by
any State, foreign nation, or political
subdivision of a State or foreign nation
to protect the species. Such efforts
would include measures by Native
American tribes and organizations, local
governments, and private organizations.
Also, Federal, tribal, state, and foreign
recovery actions (16 U.S.C. 1533(f)), and
Federal consultation requirements (16
U.S.C. 1536) constitute conservation
measures. In addition to identifying
these efforts, under the ESA and our
Policy on the Evaluation of
Conservation Efforts (68 FR 15100;
March 28, 2003), we must evaluate the
certainty of implementing the
conservation efforts and the certainty
that the conservation efforts will be
effective on the basis of whether the
effort or plan establishes specific
conservation objectives, identifies the
necessary steps to reduce threats or
factors for decline, includes quantifiable
performance measures for monitoring
compliance and effectiveness,
incorporates the principles of adaptive
management, and is likely to improve
the species’ viability at the time of the
listing determination.
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International Agreements
The International Union for the
Conservation of Nature and Natural
Resources (IUCN) Red List identifies
and documents those species believed
by its reviewers to be most in need of
conservation attention if global
extinction rates are to be reduced, and
is widely recognized as the most
comprehensive, apolitical global
approach for evaluating the
conservation status of plant and animal
species. In order to produce Red Lists of
threatened species worldwide, the IUCN
Species Survival Commission draws on
a network of scientists and partner
organizations, which uses a
standardized assessment process to
determine species’ risks of extinction.
However, it should be noted that the
IUCN Red List assessment criteria differ
from the listing criteria provided by the
ESA. The bearded seal is currently
classified as a species of ‘‘Least
Concern’’ on the IUCN Red List. These
listings highlight the conservation status
of listed species and can inform
conservation planning and
prioritization.
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NMFS is not aware of any formalized
conservation efforts for bearded seals
that have yet to be implemented, or
which have recently been implemented,
but have yet to show their effectiveness
in removing threats to the species.
Therefore, we do not need to evaluate
any domestic conservation efforts under
our Policy on Evaluating Conservation
Efforts (68 FR 15100; March 28, 2003).
NMFS has established a comanagement agreement with the Ice
Seal Committee (ISC) to conserve and
provide co-management of subsistence
use of ice seals by Alaska Natives. The
ISC is an Alaska Native Organization
dedicated to conserving seal
populations, habitat, and hunting in
order to help preserve native cultures
and traditions. The ISC co-manages ice
seals with NMFS by monitoring
subsistence harvest and cooperating on
needed research and education
programs pertaining to ice seals. NMFS’
National Marine Mammal Laboratory is
engaged in an active research program
for bearded seals. The new information
from research will be used to enhance
our understanding of the risk factors
affecting bearded seals, thereby
improving our ability to develop
effective management measures for the
species.
Listing Determinations
We have reviewed the status of the
bearded seal, fully considering the best
scientific and commercial data
available, including the status review
report. We have reviewed threats to the
Beringia DPS and the Okhotsk DPS, as
well as other relevant factors, and
considered conservation efforts and
special designations for bearded seals by
states and foreign nations. In
consideration of all of the threats and
potential threats to bearded seals
identified above, the assessment of the
risks posed by those threats, the
possible cumulative impacts, and the
uncertainty associated with all of these,
we draw the following conclusions:
Beringia DPS: (1) The present
population size of the Beringia DPS is
uncertain, but is estimated to be about
155,000 individuals. (2) It is highly
likely that reductions will occur in both
the extent and timing of sea ice in the
range of the Beringia DPS within the
foreseeable future, particularly in the
Bering Sea. To adapt to this modified
ice regime, bearded seals would likely
have to shift their nursing, rearing, and
molting areas to ice-covered seas north
of the Bering Strait, where projections
suggest there is potential for the ice edge
to retreat to deep waters of the Arctic
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basin, forcing the seals to adapt to
suboptimal conditions and exploit
potentially unsuitable habitats, and
likely compromising their reproduction
and survival rates. (3) Available
information indicates a moderate to
high threat that reductions in spring and
summer sea ice will result in spatial
separation of sea ice resting areas from
benthic feeding habitat. (4) Available
information indicates a moderate to
high threat of reductions in sea ice
suitable for molting (i.e., areas with at
least 15 percent ice concentration in
May-June) and a moderate threat of
reductions in sea ice suitable for pup
maturation (i.e., areas with at least 25
percent ice concentration in April-May).
(5) Within the foreseeable future, the
risks to the persistence of the Beringia
DPS appear to be moderate (abundance
and diversity) to high (productivity and
spatial structure). We have determined
that the Beringia DPS is not in danger
of extinction throughout all of its range,
but it is likely to become so within the
foreseeable future. Therefore, we are
listing it as threatened.
Okhotsk DPS: (1) The present
population size of the Okhotsk DPS is
very uncertain, but is estimated to be
about 95,000 individuals. (2) Decreases
in sea ice habitat suitable for whelping,
nursing, pup maturation, and molting
pose the greatest threats to the
persistence of the Okhotsk DPS. As ice
conditions deteriorate, Okhotsk bearded
seals will be limited in their ability to
shift their range northward because the
Sea of Okhotsk is bounded to the north
by land. (3) Although some bearded
seals in the Sea of Okhotsk are known
to use land for hauling out, this
presently only occurs in late-summer
and early autumn. We are not aware of
any occurrence of bearded seals
whelping or nursing young on land, so
the predicted loss of sea ice for these
critical life history functions is expected
to be significantly detrimental to the
long term viability of the population. (4)
Within the foreseeable future the risks
to the persistence of the Okhotsk DPS
due to demographic problems
associated with abundance,
productivity, and spatial structure are
expected to be high. We have
determined that the Okhotsk DPS is not
in danger of extinction throughout all its
range, but it is likely to become so in the
foreseeable future. Therefore, we are
listing it as threatened.
Significant Portion of the Range
Evaluation
Under the ESA and our implementing
regulations, a species warrants listing if
it is endangered or threatened
throughout all or a significant portion of
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its range. In our analysis for this final
rule, we initially evaluated the status of
and threats to the Beringia and Okhotsk
DPSs of the bearded seal throughout
their entire ranges. We found that the
consequences of habitat change
associated with a warming climate can
be expected to manifest throughout the
current breeding and molting ranges of
bearded seals, and that the ongoing and
projected changes in sea ice habitat pose
significant threats to the persistence of
these DPSs. The magnitude of the
threats posed to the persistence of
bearded seals, including from changes
in sea ice habitat, are likely to vary to
some degree across the range of the
species depending on a number of
factors, including where affected
populations occur. In light of the
potential differences in the magnitude
of the threats to specific areas or
populations, we evaluated whether the
Beringia or Okhotsk DPSs might be in
danger of extinction in any significant
portions of their ranges. In accordance
with our draft policy on ‘‘significant
portion of its range,’’ our first step in
this evaluation was to review the entire
supporting record for this final
determination to ‘‘identify any portions
of the range[s] of the [DPSs] that warrant
further consideration’’ (76 FR 77002;
December 9, 2011). We evaluated
whether substantial information
indicated ‘‘that (i) the portions may be
significant [within the meaning of the
draft policy] and (ii) the species
[occupying those portions] may be in
danger of extinction or likely to become
so within the foreseeable future’’ (76 FR
77002; December 9, 2011). Under the
draft policy, both considerations must
apply to warrant listing a species as
endangered throughout its range based
upon threats within a portion of the
range. In other words, if either
consideration does not apply, we would
not list a species as endangered based
solely upon its status within a
significant portion of its range. For both
the Beringia and Okhotsk DPSs, we
found it more efficient to address the
status consideration first.
The consequences of the potential
threats to the Beringia and Okhotsk
DPSs, including from changes in sea ice
habitat, have been addressed in other
sections of the preamble to this final
rule. Based on our review of the record,
we did not find substantial information
indicating that any of the threats to the
Beringia and Okhotsk DPSs, including
those associated with the changes in sea
ice habitat, are so severe or so
concentrated as to indicate that either
DPS currently qualifies as endangered
within some portion of its range. As
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described in the section entitled Listing
Determinations of this final rule, the
threats are such that we concluded that
Beringia and Okhotsk DPSs are likely to
become endangered within the
foreseeable future. As a result, we find
that the best available data show that
there are no portions of their ranges in
which the threats are so concentrated or
acute as to place those portions of the
ranges of either DPS in danger of
extinction. Because we find that the
Arctic and Okhotsk DPSs are not
endangered in any portions of their
ranges, we need not address the
question of whether any portions may
be significant.
Prohibitions and Protective Measures
Section 9 of the ESA prohibits the
take of endangered species. The term
‘‘take’’ means to harass, harm, pursue,
hunt, shoot, wound, kill, trap, capture,
or collect, or engage in any such
conduct (16 U.S.C. 1532(19)). In the case
of threatened species, ESA section 4(d)
authorizes NMFS to issue regulations it
considers necessary and advisable for
the conservation of the species. Such
regulations may include any or all of the
section 9 prohibitions. These
regulations apply to all individuals,
organizations, and agencies subject to
U.S. jurisdiction. On December 10,
2010, we proposed protective
regulations pursuant to section 4(d) to
include all of the prohibitions in section
9(a)(1) (75 FR 77496) based on a
preliminary finding that such measures
were necessary and advisable for the
conservation of the Beringia DPS and
the Okhotsk DPS.
In light of public comments and
following further review, we are
withdrawing the proposed ESA section
4(d) protective regulations for the
Beringia and Okhotsk DPSs. We
received comments arguing against
adoption of the 4(d) rule and we have
not received any information, and are
not aware of any, indicating that the
addition of the ESA section 9
prohibitions would apply to any
activities that are currently unregulated
and are having, or have the potential to
have, significant effects on the Beringia
or Okhotsk DPS. Further, the Beringia
and Okhotsk DPSs appear sufficiently
abundant to withstand typical year-toyear variation and natural episodic
perturbations in the near term. The
principal threat to these DPSs of
bearded seals is habitat alteration
stemming from climate change within
the foreseeable future. This is a longterm threat and the consequences for
bearded seals will manifest themselves
over the next several decades. Finally,
bearded seals currently benefit from
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existing protections under the MMPA,
and activities that may take listed
species and involve a Federal action
will still be subject to consultation
under section 7(a)(2) of the ESA to
ensure such actions will not jeopardize
the continued existence of the species.
We therefore conclude that it is unlikely
that the proposed section 4(d)
regulations would provide appreciable
conservation benefits. As a result, we
have concluded that the 4(d) regulations
are not necessary at this time. Such
regulations could be promulgated at
some future time if warranted by new
information.
Section 7(a)(2) of the ESA requires
Federal agencies to consult with us to
ensure that activities they authorize,
fund, or conduct are not likely to
jeopardize the continued existence of a
listed species or a species proposed for
listing, or to adversely modify critical
habitat or proposed critical habitat. If a
Federal action may affect a listed
species or its critical habitat, the
responsible Federal agency must enter
into consultation with us. Examples of
Federal actions that may affect the
Beringia DPS of bearded seals include
permits and authorizations relating to
coastal development and habitat
alteration, oil and gas development
(including seismic exploration), toxic
waste and other pollutant discharges,
and cooperative agreements for
subsistence harvest.
Critical Habitat
Section 3 of the ESA (16 U.S.C.
1532(5)(A)) defines critical habitat as: (i)
The specific areas within the
geographical area occupied by the
species, at the time it is listed in
accordance with the ESA, on which are
found those physical or biological
features (I) essential to the conservation
of the species and (II) that may require
special management considerations or
protection; and (ii) specific areas
outside the geographical area occupied
by the species at the time it is listed
upon a determination by the Secretary
that such areas are essential for the
conservation of the species. Section 3 of
the ESA also defines the terms
‘‘conserve,’’ ‘‘conserving,’’ and
‘‘conservation’’ to mean ‘‘to use and the
use of all methods and procedures
which are necessary to bring any
endangered species or threatened
species to the point at which the
measures provided pursuant to this
chapter are no longer necessary.’’
Section 4(a)(3) of the ESA requires
that, to the extent practicable and
determinable, critical habitat be
designated concurrently with the listing
of a species. Designation of critical
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habitat must be based on the best
scientific data available, and must take
into consideration the economic,
national security, and other relevant
impacts of specifying any particular area
as critical habitat. Once critical habitat
is designated, section 7 of the ESA
requires Federal agencies to ensure that
they do not fund, authorize, or carry out
any actions that are likely to destroy or
adversely modify that habitat. This
requirement is in addition to the section
7 requirement that Federal agencies
ensure their actions do not jeopardize
the continued existence of the species.
In determining what areas qualify as
critical habitat, 50 CFR 424.12(b)
requires that NMFS ‘‘consider those
physical or biological features that are
essential to the conservation of a given
species including space for individual
and population growth and for normal
behavior; food, water, air, light,
minerals, or other nutritional or
physiological requirements; cover or
shelter; sites for breeding, reproduction,
and rearing of offspring; and habitats
that are protected from disturbance or
are representative of the historical
geographical and ecological distribution
of a species.’’ The regulations further
direct NMFS to ‘‘focus on the principal
biological or physical constituent
elements * * * that are essential to the
conservation of the species,’’ and
specify that the ‘‘known primary
constituent elements shall be listed with
the critical habitat description.’’ The
regulations identify primary constituent
elements (PCEs) as including, but not
limited to: ‘‘roost sites, nesting grounds,
spawning sites, feeding sites, seasonal
wetland or dryland, water quality or
quantity, host species or plant
pollinator, geological formation,
vegetation type, tide, and specific soil
types.’’
The ESA directs the Secretary of
Commerce to consider the economic
impact, the national security impacts,
and any other relevant impacts from
designating critical habitat, and under
section 4(b)(2), the Secretary may
exclude any area from such designation
if the benefits of exclusion outweigh
those of inclusion, provided that the
exclusion will not result in the
extinction of the species. At this time,
we lack the data and information
necessary to identify and describe PCEs
of the habitat of the Beringia DPS, as
well as the economic consequences of
designating critical habitat. In the
proposed rule, we solicited information
on the economic attributes within the
range of the Beringia DPS that could be
impacted by critical habitat designation,
as well as the identification of the PCEs
or ‘‘essential features’’ of this habitat
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and to what extent those features may
require special management
considerations or protection. However,
few substantive comments were
received in response to this request. We
find designation of critical habitat for
the Beringia DPS to be not determinable
at this time. We will propose critical
habitat for the Beringia DPS of the
bearded seal in a separate rulemaking.
Because the known distribution of the
Okhotsk DPS of the bearded seal occurs
in areas outside the jurisdiction of the
United States, we will not propose
critical habitat for the Okhotsk DPS.
Public Comments Solicited
To ensure that subsequent rulemaking
resulting from this final rule will be as
accurate and effective as possible, we
are soliciting information from the
public, other governmental agencies,
Alaska Natives, the scientific
community, industry, and any other
interested parties. Specifically, we
request comments and information to
help us identify: (1) The PCEs or
‘‘essential features’’ of critical habitat for
the Beringia DPS of bearded seals, and
to what extent those features may
require special management
considerations or protection, as well as
(2) the economic, national security, and
other relevant attributes within the
range of the Beringia DPS that could be
impacted by critical habitat designation.
Regulations at 50 CFR 424.12(h) specify
that critical habitat shall not be
designated within foreign countries or
in other areas outside U.S. jurisdiction.
Therefore, we request information only
on potential areas of critical habitat
within the United States or waters
within U.S. jurisdiction. You may
submit this information by any one of
several methods (see ADDRESSES and
DATES). Comments and information
submitted during the initial comment
period on the December 10, 2010
proposed rule (75 FR 77496) or during
the comment period on the peer review
report (77 FR 20774; April 6, 2012)
should not be resubmitted since they are
already part of the record.
Summary of Comments and Responses
With the publication of the proposed
listing determination for the Beringia
and Okhotsk DPSs on December 10,
2010 (75 FR 77496), we announced a 60day public comment period that
extended through February 8, 2011. We
extended the comment period an
additional 45 days in response to public
requests (76 FR 6755; February 8, 2011).
Also in response to public requests,
including from the State of Alaska, we
held three public hearings in Alaska in
Anchorage, Barrow, and Nome (76 FR
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9734, February 22, 2011; 76 FR 14883,
March 18, 2011).
During the public comment periods
on the proposed rule we received a total
of 5,298 comment submissions in the
form of letters via mail, fax, and
electronically through the Federal
eRulemaking portal. These included
5,238 form letter submissions and 60
other unique submissions. In addition,
at the three public hearings we received
testimony from 41 people and received
written submissions from 12 people.
Comments were received from U.S.
State and Federal Agencies including
the Marine Mammal Commission and
the Alaska Department of Fish and
Game (ADFG); Canada’s Department of
Fisheries and Oceans (DFO); Native
Organizations such as the Ice Seal
Committee (ISC; Alaska Native comanagement organization);
environmental groups; industry groups;
and interested individuals.
In accordance with our July 1, 1994,
Interagency Cooperative Policy on Peer
Review (59 FR 34270), we requested the
expert opinion of four independent
scientists with expertise in seal biology
and/or Arctic sea ice and climate change
regarding the pertinent scientific data
and assumptions concerning the
biological and ecological information
use in the proposed rule. The purpose
of the review was to ensure that the best
biological and commercial information
was used in the decision-making
process, including input of appropriate
experts and specialists. We received
comments from three of these reviewers.
There was significant disagreement
among the peer reviewers regarding
magnitude and immediacy of the threats
posed to the Beringia DPS by the
projected changes in sea ice habitat.
The differences of opinion amongst
the peer reviewers, as well as
uncertainty in the best available
information regarding the effects of
climate change, led NMFS to take
additional steps to ensure a sound basis
for our final determination on whether
to list the Beringia and Okhotsk DPSs
under the ESA. To better inform our
final listing determination and address
the disagreement regarding the
sufficiency or accuracy of the available
data relevant to the determination, on
December 13, 2011, we extended the
deadline for the final listing decision by
6 months to June 10, 2012 (76 FR
77465). Subsequently, we conducted
special independent peer review of the
sections of the bearded seal status
review report (Cameron et al., 2010)
related to the disagreement. For this
special peer review, we recruited three
scientists with marine mammal
expertise and specific knowledge of
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bearded seals to review these sections of
the status review report and provide
responses to specific review questions.
We received comments from two of the
marine mammal specialists. We
consolidated the comments received in
a peer review report that was made
available for comment during a 30-day
comment period that opened April 6,
2012 (77 FR 20774). During this public
comment period on the special peer
review we received an additional 14
comment submissions via fax and
electronically through the Federal
eRulemaking portal.
We fully considered all comments
received from the public and peer
reviewers on the proposed rule in
developing this final listing of the
Beringia and Okhotsk DPSs of the
bearded seal. Summaries of the
substantive public and peer review
comments that we received concerning
our proposed listing determination for
these DPSs, and our responses to all of
the significant issues they raise, are
provided below. Comments of a similar
nature were grouped together where
appropriate.
Some peer reviewers provided
feedback of an editorial nature that
noted inadvertent minor errors in the
proposed rule and offered nonsubstantive but clarifying changes to
wording. We have addressed these
editorial comments in this final rule as
appropriate. Because these comments
did not result in substantive changes to
the final rule, we have not detailed them
here. In addition to the specific
comments detailed below relating to the
proposed listing rule, we also received
comments expressing general support
for or opposition to the proposed rule
and comments conveying peer-reviewed
journal articles, technical reports, and
references to scientific literature
regarding threats to the species and its
habitat. Unless otherwise noted in our
responses below, after thorough review,
we concluded that the additional
information received was considered
previously or did not alter our
determinations regarding the status of
the Beringia and Okhotsk DPSs. We also
received comments addressing our final
decision regarding E. b. barbatus (the
Atlantic subspecies of bearded seals).
Because we previously determined that
a status review was not warranted for E.
b. barbatus (75 FR 77496; December 10,
2010) and this rulemaking concerns
listing of the Beringia and Okhotsk
DPSs, we have not provided specific
responses to those comments here.
Peer Review Comments
Comment 1: A peer reviewer
expressed the opinion that there is
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compelling evidence of additional
discrete populations within the Beringia
DPS. This reviewer noted that Davis et
al. (2008) reported significant genetic
differentiation between bearded seals in
the Bering and Beaufort seas, and that
Risch et al. (2007) found differences in
bearded seal vocalizations between the
Barrow and the Canadian Beaufort
regions.
Response: The reviewer’s assertion
that there are additional discrete
populations within the Beringia DPS
stemmed in part from a
misunderstanding about the sampling
locations for the Davis et al. (2008)
study. That study used samples referred
to as ‘‘Beaufort Sea’’ bearded seals,
though they were obtained from the
Amundsen Gulf, which is east of the
Beaufort Sea in the Canadian Arctic.
Even if one considers the Amundsen
Gulf to be part of the Beaufort Sea, there
were no other Beaufort Sea samples, so
the vast majority of the Beaufort Sea was
not represented. In fact, the samples
came from the region that is thought to
be transitional between the two
subspecies of bearded seals and where
the boundary was identified in the
proposed rule between the Beringia DPS
and the E. b. barbatus subspecies.
The vocalizations studied by Risch et
al. (2007) in the Canadian Beaufort
region also came from the zone of
transition between the two subspecies.
The differences in vocalizations cited by
the reviewer, between the Barrow region
and the Canadian Beaufort region, are
insufficient evidence on their own for
population discreteness. It is unknown
whether vocal differences in bearded
seals reflect breeding population
structure, or simply local variations in
calls that are learned and used by
breeding individuals. In the latter case,
if bearded seals commonly disperse
from natal sites to different sites for
breeding, the vocal differences would
not reflect breeding population structure
(Risch et al., 2007).
In the status review report, the BRT
considered a zone in the western
Canadian Arctic where skull
morphology was intermediate between
the two recognized subspecies,
vocalizations were more similar to those
of E. b. nauticus than to those of E. b.
barbatus, and the genetics were more
similar to E. b. barbatus than to E. b.
nauticus. Recognizing the likelihood
that no truly distinct boundary occurs in
the distribution of the two bearded seal
subspecies, and also the great
uncertainty about where the best
location for a boundary should be, the
BRT selected the midpoint between the
Beaufort Sea and Pelly Bay (112° W.
longitude), which was the region
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encompassed by the intermediate
samples in the skull morphology study,
as the North American delineation
between the two subspecies, and thus
also between the Beringia DPS and E. b.
barbatus. We concurred with this
delineation in the proposed rule.
Based on the reviewer’s comment
above, and further consideration of the
genetic results of Davis et al. (2008), we
now conclude a stronger argument can
be made for placing the boundary
between the two subspecies at 130° W.
long., rather than at 112° W. long. The
study by Davis et al. (2008) used two
different approaches to detect genetic
variation. A pairwise comparison of
bearded seal samples from around the
Arctic found differentiation between all
sample locations, including the Bering
Sea and the Amundsen Gulf (the eastern
extent of the Beaufort Sea, which was
included in our proposed Beringia DPS);
the second approach, with a commonly
used population-genetic analysis called
STRUCTURE, found only two groups,
with the Bering Sea (St. Lawrence Island
and Gulf of Anadyr) samples clustering
separately from the remainder
(Amundsen Gulf, Labrador Sea,
Greenland, and Svalbard). One of the 16
Amundsen Gulf samples was strongly
assigned to the Bering Sea cluster, and
the inferred ancestry of the Amundsen
Gulf samples was 21 percent from the
Bering Sea cluster indicating substantial
current or historical gene flow between
the Bering Sea and the Amundsen Gulf
(and presumably the Beaufort Sea,
which lies between), and again
confirming that the Amundsen Gulf is a
transitional region.
A line at 130° W. long. divides the
two clusters found by Davis et al. (2008)
in the STRUCTURE analysis and is
consistent with that study’s pairwise
differences between the Bering Sea and
Amundsen Gulf samples. This line also
falls within the zone found to be
transitional in skull morphology, and it
recognizes the vocalization differences
found between Barrow and the western
Canadian Arctic (7 of 8 recording
locations east of 130° W. long.). Finally,
this line corresponds closely to the
margin of the continental shelf that runs
north along the Arctic Basin at the
western edge of the Canadian Arctic.
Moving the eastern boundary of the
Beringia DPS from 112° W. long. to 130°
W. long. would have little or no impact
on risk and threat scores and no impact
on ESA listing status. The estimates of
bearded seal abundance in the vicinity
of these alternative boundaries are too
low to significantly alter the overall
abundance estimate of either the
Beringia DPS or the E. b. barbatus
subspecies by including them in one or
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the other group. The average bearded
seal numbers estimated by Stirling et al.
(1982) in the Amundsen Gulf, which
was originally included in the Beringia
DPS but is now considered part of the
E. b. barbatus subspecies after moving
the eastern boundary, was 1,015
individuals. Compared with the overall
population estimates of 155,000 for the
Beringia DPS and 188,000 for E. b.
barbatus, this number is small and well
within the imprecision associated with
the estimates. Therefore, we have
concluded that the best information
currently available supports an eastern
boundary line for the Beringia DPS at
130° W. long. and we have revised this
final rule accordingly.
Comment 2: A peer reviewer
expressed the view that there are
conservation concerns associated with
the failure to recognize a DPS in the
Bering Sea and noted that the Bering
Sea is at the southern edge of the
distribution of bearded seals where
there is greater risk of losing ice during
the spring pupping season than in the
Beaufort and Chukchi seas. This
reviewer also suggested that certain
other threats are also likely to affect this
region more; for example, increased
shipping and fishing are expected in the
Bering Sea.
Response: Under our DPS Policy, we
determine whether any species division
is discrete and significant before
evaluating whether any such potential
DPSs qualify as threatened or
endangered. In the case of the Bering
Sea, there is no compelling evidence
that the bearded seals there are distinct
from the bearded seals of the Chukchi
and Beaufort seas, and indeed large
numbers of the bearded seals found
seasonally in the Chukchi and Beaufort
seas are associated with breeding areas
in the Bering Sea. Species often are
more vulnerable to threats at the
extremes of the range, but the ESA
status must be based on the species,
subspecies, or DPS as a whole, with due
regard for whether any vulnerable
extremities of the range constitute a
significant portion of the overall range.
Although increases in shipping and
commercial fishing pose potential
threats to bearded seals, it is not clear
that those threats will be greater in the
Bering Sea than in the Beaufort and
Chukchi seas. Future conditions in
which a reduced ice regime allows for
more shipping and fishing will likely
also result in very different distributions
of bearded seal prey communities and
seasonal congregations that might be
vulnerable to oil spills from shipping
accidents. The BRT considered the
likelihood that these risks would
increase in the future, but projecting the
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specific geographic distributions of
these risks within the Beringia DPS is
presently not feasible.
Comment 3: A peer reviewer
commented that the identified
components of uncertainty with the
model projections of changes in sea ice
cover were not particularly well
explained. This reviewer expressed the
opinion that additional detail could be
provided regarding the relative size of
the uncertainty components and how
maximum and minimum concentrations
were defined when considering
projections from several models,
averaged over 11-year periods, with
presumably a range of starting
conditions, and under at least two
different emissions scenarios. In
contrast, another peer reviewer
expressed the opinion that the
uncertainties associated with the model
projections were well identified and
characterized.
Response: As we discussed in the
status review report and in the preamble
to the proposed rule, there are three
main sources of uncertainty in climate
predictions: large natural variability, the
range in emissions scenarios, and
across-model differences (i.e.,
differences between models in physical
parameterizations and resolution). For
the 21st century projections considered
in our analysis, beyond about 2050, the
dominant source of uncertainty is the
choice of emissions scenario. Because
the current consensus is to treat all six
‘‘marker’’ scenarios from the Special
Report on Emissions Scenarios (SRES;
IPCC, 2000) as equally likely, one option
for representing the full range of
variability in potential outcomes would
be to project from any model under all
six scenarios. This approach is
impractical in many situations, so the
typical procedure is to use an
intermediate scenario to predict trends,
or one intermediate and one extreme
scenario to represent a significant range
of variability. In our analysis, model
outputs under both the A1B
(‘‘medium’’) and A2 (‘‘high’’) emissions
scenarios were included in projecting
the seasonal cycle of sea ice extent at a
regional level. By including output
under both scenarios, the number of
ensemble members was doubled and
represented much of the range of
variability contained in the SRES
scenarios. The projected distributions of
sea ice were mapped using model
output under the A1B emissions
scenario from the six CMIP3 models that
met the performance criteria for
projecting sea ice, and the ice
concentrations were averaged over 11year periods to minimize the influence
of year-to-year variability.
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Hawkins and Sutton (2009) discussed
that for time horizons of many decades
or longer and at regional or larger scales,
the other dominant source of
uncertainty is across-model differences.
As was noted in the status review
report, for the bearded seal analysis,
these across-model differences were
addressed, and mitigated in part, by
using ensemble means from multiple
models. To reduce the impacts of
models that performed poorly, criteria
were applied to cull models with large
errors in reproducing the magnitude of
the observed seasonal cycle of sea ice
extent. The uncertainty due to
differences among the models was also
explored by mapping for each 11-year
period the projected ice distribution for
the model with the least and greatest ice
extent, along with the distribution of
average ice concentrations as noted
above.
Comment 4: A peer reviewer
expressed the opinion that use of
temperatures as a proxy for projecting
sea ice conditions in the Sea of Okhotsk
appears problematic given that: (1) The
climate models did not perform
satisfactorily at projecting sea ice, and
sea ice extent is strongly controlled by
temperature; and (2) temperature itself
is strongly controlled by sea ice
conditions.
Response: The decision to use
temperature as an indicator for the
presence of ice is a geographic size
issue. While the climate models’ grid
size is too coarse to develop full sea ice
physics for the Sea of Okhotsk, these
models are able to resolve temperature,
which is mostly controlled by largescale weather patterns on the order of
500 km or more. As the reviewer notes,
sea ice extent is strongly controlled by
temperature; this is especially true for
smaller bodies of water relative to the
grid size of available models. Thus,
whether the whole geographic region
around the Sea of Okhotsk is above or
below the freezing point of sea water
should be a reasonable indicator of the
presence or absence of sea ice.
Comment 5: A peer reviewer and
several public comments pointed out
that assessing impacts to bearded seals
from climate change through the end of
this century is inconsistent with: (1)
Other recent ESA determinations for
Arctic species, such as ribbon seal and
polar bear, that considered species
responses through mid-century; and (2)
IUCN red list process, which uses a
timeframe of three generation lengths.
Related public comments, including
from the State of Alaska, noted that
NMFS’s recent ESA listing
determination for the ribbon seal and a
subsequent court decision concluded
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that projections of climate scenarios
beyond 2050 are too heavily dependent
on socioeconomic assumptions and are
therefore too divergent for reliable use
in assessing threats to the species. A
reviewer and some commenters
expressed the opinion that trying to
predict the responses of bearded seals to
environmental changes beyond midcentury increases the uncertainty
unreasonably. A few commenters
suggested that the altered approach is
significant because the listing
determination is wholly dependent
upon NMFS’s use of a 100-year
foreseeable future. Several commenters
expressed the opinion that inadequate
justification was provided for NMFS’s
use of a 100-year foreseeable future.
Many of these commenters suggested
that the best scientific data support a
‘‘foreseeable future’’ time frame of no
more than 50 years, and some
commenters such as the State of Alaska
suggested a shorter time horizon of no
more than 20 years. In contrast, another
peer reviewer and some commenters
expressed support for use of climate
model projections through the end of
the 21st century.
Response: The ESA requires us to
make a decision as to whether the
species under consideration is in danger
of extinction throughout all or a
significant portion of its range
(endangered), or is likely to become
endangered within the foreseeable
future throughout all or a significant
portion of its range (threatened) based
on the best scientific and commercial
data available. While we may consider
the assessment processes of other
scientists (i.e., IUCN), we must make a
determination as to whether a species
meets the definition of threatened or
endangered based upon an assessment
of the threats according to section 4 of
the ESA. We have done so in this rule,
using a threat-specific approach to the
‘‘foreseeable future’’ as discussed below
and in the proposed listing rule.
In the December 30, 2008, ribbon seal
listing decision (73 FR 79822) the
horizon of the foreseeable future was
determined to be the year 2050. The
reasons for limiting the review to 2050
included the difficulty in incorporating
the increased divergence and
uncertainty in future emissions
scenarios beyond this time, as well as
the lack of data for threats other than
those related to climate change beyond
2050, and that the uncertainty inherent
in assessing ribbon seal responses to
threats increased as the analysis
extended farther into the future. By
contrast, in our more recent analyses for
spotted, ringed, and bearded seals, we
did not identify a single specific time as
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the foreseeable future. Rather, we
addressed the foreseeable future based
on the available data for each respective
threat. This approach better reflects real
conditions in that some threats (e.g.,
disease outbreaks) appear more
randomly through time and are
therefore difficult to predict, whereas
other threats (climate change) evince
documented trends supported by
paleoclimatic data from which
reasonably accurate predictions can be
made farther into the future. Thus, the
time period covered for what is
reasonably foreseeable for one threat
may not be the same for another. The
approach is also consistent with the
memorandum issued by the Department
of the Interior, Office of the Solicitor,
regarding the meaning of foreseeable
future (Opinion M–37021; January 16,
2009). In consideration of this modified
threat-specific approach, NMFS
initiated a new status review of the
ribbon seal on December 13, 2011 (76
FR 77467).
As discussed in the proposed listing
rule, the analysis and synthesis of
information presented in the IPCC’s
AR4 represents the scientific consensus
view on the causes and future of climate
change. The IPCC’s AR4 used state-ofthe-art atmosphere-ocean general
circulation models (AOGCMs) under six
‘‘marker’’ scenarios from the SRES
(IPCC, 2000) to develop climate
projections under clearly stated
assumptions about socioeconomic
factors that could influence the
emissions. Conditional on each
scenario, the best estimate and likely
range of emissions were projected
through the end of the 21st century. In
our review of the status of the bearded
seal, we considered model projections
of sea ice developed using the A1B
scenario, a medium ‘‘business-as-usual’’
emissions scenario, as well the A2
scenario, a high emissions scenario, to
represent a significant range of
variability in future emissions.
We also note that the SRES scenarios
do not assume implementation of
additional climate initiatives beyond
current mitigation policies. This is
consistent with consideration of
‘‘existing’’ regulatory mechanisms in
our analysis under ESA listing Factor D.
It is also consistent with our Policy on
Evaluating Conservation Efforts (68 FR
15100; March 28, 2003), which requires
that in making listing decisions we
consider only formalized conservation
efforts that are sufficiently certain to be
implemented and effective.
The model projections of global
warming (defined as the expected global
change in surface air temperature) out to
about 2040–2050 are primarily due to
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emissions that have already occurred
and those that will occur over the next
decade. Thus conditions projected to
mid-century are less sensitive to
assumed future emissions scenarios. For
the second half of the 21st century,
however, the choice of an emissions
scenario becomes the major source of
variation among climate projections. As
noted above, in our 2008 listing
decision for ribbon seal, the foreseeable
future was determined to be the year
2050. The identification of mid-century
as the foreseeable future took into
consideration the approach taken by the
FWS in conducting its status review of
the polar bear under the ESA, and the
IPCC assertion that GHG levels are
expected to increase in a manner that is
largely independent of assumed
emissions scenarios until about the
middle of the 21st century, after which
the emissions scenarios become
increasingly influential.
Subsequently, in the listing analyses
for spotted, ringed, and bearded seals,
we noted that although projections of
GHGs become increasingly uncertain
and subject to assumed emissions
scenarios in the latter half of the 21st
century, projections of air temperatures
consistently indicate that warming will
continue throughout the century.
Although the magnitude of the warming
depends somewhat on the assumed
emissions scenario, the trend is clear
and unidirectional. To the extent that
the IPCC model suite represents a
consensus view, there is relatively little
uncertainty that warming will continue.
Because sea ice production and
persistence is related to air temperature
through well-known physical processes,
the expectation is also that loss of sea
ice and reduced snow cover will
continue throughout the 21st century.
Thus, the more recent inclusion of
projections out to the year 2100 reflects
NMFS’s intention to use the best and
most current data and analytical
approaches available. AOGCM
projections consistently show continued
reductions in ice extent and multi-year
ice (ice that has survived at least one
summer melt season) throughout the
21st century (e.g., Holland et al., 2006;
Zhang and Walsh, 2006; Overland and
Wang, 2007), albeit with a spread among
the models in the projected reductions.
In addition, as discussed by Douglas
(2010), the observed rate of Arctic sea
ice loss has been reported as greater
than the collective projections of most
IPCC-recognized AOGCMs (e.g., Stroeve
et al., 2007; Wang and Overland, 2009),
suggesting that the projections of sea ice
declines within this century may in fact
be conservative.
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We concluded that in this review of
the status of the bearded seal, the
climate projections in the IPCC’s AR4,
as well as the scientific papers used in
this report or resulting from this report,
represent the best scientific and
commercial data available to inform our
assessment of the potential impacts
from climate change. In our risk
assessment for bearded seals, we
therefore considered the full 21st
century projections to analyze the
threats stemming from climate change.
We continue to recognize that the
farther into the future the analysis
extends, the greater the inherent
uncertainty, and we incorporated that
consideration into our assessments of
the threats and the species’ responses to
the threats.
Comment 6: A peer reviewer noted
that the cut-off criteria used to define
areas of projected sea ice concentrations
suitable for whelping, nursing, and
molting were reasonable. Another
reviewer commented that the criteria
probably provide an adequate basis for
estimating changes in the amount of
available bearded seal habitat, but noted
that the question of whether a more
complex definition of suitable habitat
could be supported by the available data
was not fully explored in the status
review report. Both of these reviewers
noted that the relationship between sea
ice characteristics and bearded seal
habitat selection is likely more complex
than the simple sea ice concentration
and bathymetry criteria considered in
the proposed rule.
A related public comment suggested
that NMFS should re-evaluate the sea
ice concentration criteria (i.e. the sea ice
concentrations identified as sufficient
for bearded seal whelping, nursing,
rearing, and molting) to determine
whether these thresholds are protective
enough because they do not take into
account the lower probability of
occurrence of bearded seals at mediumlow ice concentrations, and thus may
have over-estimated the seals’ ability to
use marginal sea ice habitat. Another
commenter suggested that NMFS should
use an empirical static modeling
approach (Guisan and Zimmerman,
2000) to defensibly derive habitat
parameters and use traditional
ecological knowledge (TEK) to provide
presence/absence data for model fitting
and evaluation.
Response: We acknowledge that the
prediction and projection of bearded
seal habitat based solely on water depth
and a range of preferred sea ice
concentration is based upon incomplete
information and incorporates
assumptions. We are not aware of
additional data that would support
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alternative, more complex, and possibly
more realistic habitat descriptions, and
the reviewers and commenters did not
identify additional data sets that should
be considered in this context. Without
such additional data, the suggestion to
create a more formal empirical static
model for bearded seal habitat is not
presently feasible (though we did use a
form of this approach in deriving the
preferred ice concentrations from
surveys in a portion of the Bering Sea).
We agree that TEK can be a good source
of information about bearded seal
habitat requirements. However,
incorporating information obtained by
traditional ways of observing bearded
seals into statistical models of habitat
would require additional, dedicated
studies that are beyond the scope of
ESA listing determinations, which must
be made within the time limits required
by section 4(b) of the ESA and the
regulations implementing the ESA at 50
CFR 424.17, using the best scientific and
commercial data that are currently
available.
Comment 7: A peer reviewer
questioned whether the 500 m depth
limit used to define the core distribution
(e.g., whelping, breeding, molting, and
most feeding) of bearded seals is too
deep, and suggested that an analysis of
how sensitive the conclusions might be
to the choice of depth limit would be
appropriate. A commenter agreed,
noting that the literature review for the
petition to list bearded seals and the
status review report found that bearded
seals prefer depths less than 200 m.
Response: Our literature review found
that although bearded seals seem to
prefer depths less than 200 m, the
species occurs in waters deeper than
500 m, and dives to depths of 300–500
m have been recorded for a substantial
portion of the bearded seals that have
been studied with satellite-linked dive
recorders. Because the 200 m and 500 m
depth contours tend to be very close to
each other around the continental slope
margins of the Beringia DPS, the area
defined by a boundary of 200 m is only
2 percent smaller than that defined by
a 500 m boundary. Therefore, the
conclusions about risk from habitat loss
for that DPS would not be sensitive to
the choice of depth limit. In the Sea of
Okhotsk and the range of E. b. barbatus,
the differences in area encompassed by
the 200 m and 500 m depth boundaries
are greater (27 percent and 36 percent,
respectively). Even for these
populations units, however, the
conclusions about risk from habitat loss
are not expected to be particularly
sensitive to the choice of depth limit
because both present and future habitat
areas were computed as the areas where
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water depth and ice concentration are
suitable. If we have overestimated the
current areas of available habitat by
selecting 500 m as the depth limit, the
projected future areas of available
habitat would also be overestimated, but
the predicted change, driven by loss of
sea ice extent, would be similar under
either depth limit choice.
Comment 8: A peer reviewer
expressed the opinion that while it is
reasonable to ask the question of
whether there will be habitat gains with
projected changes in sea ice cover, the
more important question is what types
and quantities of food would be
available in those areas gained. This
reviewer noted that in most cases, what
are projected for the Beringia DPS are
not habitat gains, but rather possible
earlier seasonal access to areas that are
currently used somewhat later; and
comparing areas of gains and losses is
only informative if there is some way to
scale their relative values. In addition,
he pointed out that the habitat projected
to be lost in the Bering Sea during
spring is a region that is among the most
productive for bearded seal prey
species; while in contrast, areas of
projected gains in the Beaufort Sea and
along the shelf break of the Arctic basin
are not known to be highly productive.
This reviewer commented that it
therefore appears that the Beringia DPS
will lose highly productive habitat in
southern regions, and probably gain
access earlier in the spring to low
productivity areas.
Two related comments expressed the
opinion that the reviewer’s suggestion
that bearded seals will ‘‘lose highly
productive habitat in southern regions,
and probably gain access earlier in the
spring to low productivity areas’’ (p. 8;
NMFS, 2012) did not consider that the
projected climate change effects will
also affect ocean productivity such that
some areas of low productivity will be
highly productive in the foreseeable
future (and vice versa). These
commenters also expressed the view
that the proposed rule did not
adequately evaluate how the
productivity of the ocean environment
could be expected to change in response
to the different projected climate
scenarios, and instead focused primarily
on projected changes in sea ice cover. A
few other related comments more
generally suggested that some habitat
changes caused by projected changes in
climatic conditions, such as increased
open water foraging areas, may be
beneficial to bearded seals.
Finally, a commenter expressed the
opinion that the supplementary habitat
analysis provided to the special peer
reviewers indicates that in assessing the
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projections of future sea ice extent and
distribution and potential impacts to
bearded seals, NMFS arbitrarily adopted
a precautionary approach that assumed
the worst possible future habitat
conditions without taking into account
any future potential habitat gains.
Response: The range of opinions and
lack of consensus among these
reviewers and commenters is
understandable given the incomplete
scientific understanding of bearded seal
habitat requirements and the difficulty
in projecting future habitat conditions.
There is a near universal consensus in
the scientific community that the Arctic
climate will continue to warm and that
sea ice will decline in extent and
thickness as a result. The magnitude of
these changes is subject to debate, but
the general direction of the trend is
widely accepted and is based on wellknown physical principles of radiative
forcing by GHGs. There is little or no
similar consensus about the biological
responses that are most likely to follow
the physical habitat changes. There is
broad recognition that changes in sea ice
and acidification of ocean waters will
cause changes in biological
communities, but the nature, direction,
and magnitude of changes in these
highly complex systems are highly
uncertain. An additional element of
uncertainty is the unknown resilience of
bearded seals to whatever changes may
occur.
We are unaware of documented
examples of bearded seals or other
closely related species occupying new
habitat in response to major and rapid
environmental shifts, as there are no
known recent-history analogs to the
climate warming presently underway.
While it is clear that the predicted
reductions in sea ice during the
remainder of this century will entail
major changes in areas that are known
to be important bearded seal habitat
presently, it is much less certain that
regions previously covered by very
dense ice during the bearded seal’s
whelping and nursing periods will
become more suitable habitat as ice
thins and declines. In particular, we are
not aware of any reliable basis for
concluding that presently low
productivity benthic habitats would
become populated with suitable prey for
bearded seals that move to more
northerly areas. We did not receive any
new information as part of the
additional peer review and public
comment period to indicate that our
prior analysis of habitat losses
anticipated in the foreseeable future was
overstated.
Comment 9: A peer reviewer and
several commenters, including Canada’s
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DFO, suggested that the potential for
bearded seals to modify their behavior
in response to climate change is
underestimated, and a few commenters
noted that this appears to contradict
NMFS’s emphasis in its recent ESA
listing determinations for ribbon and
spotted seals on the ability of ice seals
to adapt to declines in sea ice. The peer
reviewer noted, for example, that
bearded seals are known to: (1) Feed on
pelagic fish species, indicating
flexibility in their diet that could allow
them to adapt to feeding in deeper
water; and (2) use terrestrial haul-out
sites in some areas when ice is
unavailable in the vicinity of their
shallow water feeding habitat. A few
commenters also noted that bearded
seals have a diverse diet, switch from
pack ice to open water in response to
changing sea ice conditions to maintain
access to preferred food resources, and
display a wide range of habitat
tolerances given their wide circumpolar
distribution. Another peer reviewer
commented that it is poorly known how
a species with a generation time of
about 11 years would adapt to the large
redistribution of available habitat
predicted for the Beringia DPS, noting
that it would do so only under a
drastically altered distribution and
migratory scheme.
Response: The status review report
presented evidence for resilience of
bearded seals in responding to changes
in paleoclimatic history (p. 190–192;
Cameron et al., 2010). Two main factors
argue for a conservative approach to
drawing inferences about whether
bearded seals will be able to adapt to the
changes anticipated through the
remainder of this century. First, the
paleoclimatic history has relatively poor
resolution for determining how rapid
past warming events have been and then
comparing those rates with the rate of
the present warming event. Although a
few past warming events have
apparently been rapid, there is
insufficient resolution to judge whether
that has typically been the case. If large
warming events of the past have
typically occurred over centuries rather
than decades, the fact that bearded seals
exist as a species today does not
necessarily reflect their capacity to
adapt to a more rapid change such as
the present warming. The other
reviewer’s comment about the
generation time of the species reflects
this concern as well. Individual bearded
seals are likely to be faithful to their
breeding sites; shifts in breeding range
are therefore more likely to occur by
successive generations of new breeders
establishing their breeding sites farther
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north in response to reduced ice extent,
rather than by individuals making shifts
within their lifetimes. If the warming
and loss occurs too rapidly relative to
the generation time, adaptation is
unlikely to occur. Second, unlike past
(pre-historic) warming events, the
present warming is accompanied by
other significant human-caused
environmental changes that may pose
additive threats, such as ocean
acidification, increased shipping, and
chemical pollutants.
The present-day traits of bearded seals
such as a diverse diet and occasional
use of terrestrial haul-out sites must be
interpreted carefully in evaluating their
implications for resilience. While the
diet is taxonomically diverse, the vast
majority of bearded seal foraging seems
to be on or near the bottom. They have
adaptations, such as their prominent
mystacial vibrissae (whiskers) and a
mouth structure for capturing prey by
suction, that indicate a relatively
specialized mode of feeding. This
contrasts with ribbon and spotted seals,
which forage substantially in the midwater as well as at the bottom, and
which are adapted to a more generalized
mode of seizing prey in their sharp
teeth.
Despite the use of haul-out sites on
shore in the Sea of Okhotsk and
occasionally in other areas, these sites
have not been documented for whelping
and nursing. The general phocid seal
(‘‘earless’’ or ‘‘true’’ seal) trait of having
young that are vulnerable to carnivore
predators has not proven to be adaptable
throughout evolutionary history. The
group likely evolved in sea ice as a
strategy of predator avoidance and the
only present-day exceptions to the icebreeding strategy occur in places where
reproductive sites on shore are devoid
of or substantially protected from
predators. Such sites are uncommon
within the range of bearded seals and
therefore it is unlikely that they could
successfully make a switch to landbased reproduction. Therefore, the
regional or occasional use of haul-out
sites on land, primarily during summer
and autumn months, does not imply
that bearded seals have much potential
for switching to a strategy of breeding
on shore in the absence of suitable sea
ice.
Comment 10: A peer reviewer
expressed the opinion that the concern
about future accessibility of shallow
water feeding habitat for bearded seal
whelping and nursing is not reasonable.
This reviewer noted that the central and
northern Bering Sea and all of the
Chukchi Sea are shallow water feeding
habitat for bearded seal females with
pups, and suggested that the ice edge
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would have to be north of Barrow by
May for this concern to be founded.
Response: The sea ice projections
indicate that both the ice concentrations
and overlap between sea ice and
shallow waters (less than 500 m deep)
in May will be significantly reduced by
2090, especially in the Okhotsk and
Bering seas in ‘‘average’’ sea ice years,
and additionally in the eastern Chukchi
and central Beaufort in ‘‘minimal’’ seaice years. This could lead to increased
competition and decreased carrying
capacity for bearded seal populations in
those areas.
Comment 11: A peer reviewer
commented that the threat posed by
polar bear predation should be
qualified. This reviewer stated that the
degree to which predation by polar
bears may increase in the future is not
determinable, and that bearded seals
may also become less accessible to polar
bears as seasonal sea ice decreases. A
related comment also noted that it is
expected that polar bear populations
will decline, which could reduce
predator effects on bearded seals.
Response: The BRT’s speculation
about future scenarios of polar bear
predation (p. 140; Cameron et al., 2010)
included qualifications and
considerations similar to those
expressed by this reviewer and
commenter. The threat scoring by the
BRT did not assign high levels of threat
or certainty about polar bear predation,
and thus this risk factor was not a
significant contributor to the overall
assessment of risks facing the Beringia
DPS.
Comment 12: A peer reviewer
commented that new information
regarding the health and status of
bearded seals in Alaska that became
available after the proposed rule was
published (i.e., Quakenbush et al., 2011)
should be considered. This reviewer
expressed the opinion that these data
indicate current ice conditions are not
affecting vital rate parameters of the
Beringia DPS in the Bering and Chukchi
seas. The State of Alaska submitted a
summary of this information with its
comments on the proposed rule, and
also subsequently submitted a full copy
of Quakenbush et al. (2011),
commenting that these data indicate
bearded seals are currently healthy.
Response: We have taken Quakenbush
et al.’s (2011) data (available at https://
alaskafisheries.noaa.gov/
protectedresources/seals/ice.htm) into
consideration in reaching our final
listing determination, and these data
will be useful in future status reviews.
We note, however, that healthy
individual animals are not inconsistent
with a population facing threats that
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would cause it to become in danger of
extinction in the foreseeable future. For
example, animals sampled from the
endangered Western DPS of Steller sea
lions have consistently been found to be
healthy. In the case of the Beringia DPS,
substantial losses associated with
reductions in the extent and timing of
sea ice cover could not be detected by
assessing the health of survivors. In fact,
survivors might be expected to fare well
for a period of time as a consequence of
reduced competition.
Comment 13: A peer reviewer found
the assessment of subsistence harvest in
the proposed rule reasonable, noting
that harvest appears to be substantial in
some areas of the Arctic, but appears to
remain sustainable. This reviewer
commented that the ISC has been
developing a harvest monitoring
program with personnel assistance from
the State of Alaska. The Marine
Mammal Commission also commented
that it does not believe that the
subsistence harvest of bearded seals in
U.S. waters constitutes a significant risk
factor for the Beringia DPS, and several
other commenters expressed similar
views regarding subsistence harvest in
U.S. waters as well as elsewhere. In
contrast, another commenter expressed
concern that the impact of Native
subsistence hunting on bearded seals is
substantially underestimated. The
commenter expressed the view that
NMFS needs to obtain reliable estimates
of subsistence harvest of bearded seals
such that their conservation status can
be more closely monitored, in particular
considering climate change is expected
to have impacts on bearded seals and
those could be exacerbated by other
factors such as harvest. This commenter
also suggested that additional resources
should be devoted to obtaining these
estimates of subsistence harvest, and
suggested that NMFS institute a harvest
monitoring system rather than rely on
self-reporting.
A number of commenters, including
the ISC, emphasized that ice seals have
been a vital subsistence species for
indigenous people in the Arctic and
remain a fundamental resource for many
northern coastal communities. Some
commenters, including the ISC,
requested that NMFS identify what
additional measures would be required
before the subsistence hunt could be
affected by Federal management of
bearded seals and under what
conditions the agency would consider
taking those additional measures, and
this information should be provided to
residents of all potentially affected
communities.
Response: We recognize the
importance of bearded seals to Alaska
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Native coastal communities. Section
101(b) of the Marine Mammal Protection
Act (MMPA) provides an exemption
that allows Alaska Natives to take
bearded seals for subsistence purposes
as long as the take is not accomplished
in a wasteful manner. Section (10)(e) of
the ESA also provides an exemption
from its prohibitions on the taking of
endangered or threatened species by
Alaska Natives for subsistence purposes,
provided that such taking is not
accomplished in a wasteful manner.
Although the number of bearded seals
harvested annually by Alaska Natives is
not precisely known or
comprehensively monitored, ongoing
hunter surveys in several communities
give no indication that the harvest
numbers are excessive or have a
significant impact on the dynamics of
the populations (Quakenbush et al.,
2011). The numbers of seals harvested
have likely declined substantially in
recent decades because the need for
food to supply sled-dog teams has
diminished as snowmobiles have been
adopted as the primary means of winter
transport. The proportion of Alaska
Natives that make substantial use of
marine mammals for subsistence may
also have declined, due to increased
availability and use of non-traditional
foods in coastal communities. However,
there may also be a counterbalancing
increase in awareness of health benefits
of traditional foods compared with nontraditional alternatives. Under the
MMPA the Alaska stock of bearded seals
will be considered ‘‘depleted’’ on the
effective date of this listing. In the
future, if NMFS expressly concludes
that the harvest of bearded seals by
Alaska Natives is materially and
negatively affecting the species, NMFS
may regulate such harvests pursuant to
sections 101(b) and 103(d) of the
MMPA. NMFS would have to hold an
administrative hearing on the record for
such proposed regulations. Currently,
based on the best available data, the
subsistence harvest of bearded seals by
Alaska Natives appears sustainable. If
the current situation changes, NMFS
will work under co-management with
the ISC (under section 119 of the
MMPA) to find the best approach to
ensure that sustainable subsistence
harvest of these seals by Alaska Natives
can continue into the future. NMFS is
also continuing to work with the ISC to
develop and expand collaborative
harvest monitoring methods.
Comment 14: A peer reviewer
commented that it is suggested that
climate change will likely alter patterns
of subsistence harvest of marine
mammals by hunting communities.
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However, this reviewer noted that
hunter questionnaire data from five
Alaska villages (Quakenbush et al.,
2011) did not indicate decreases in
bearded seal availability at any location.
Response: The alterations to
subsistence harvest patterns by climate
change suggested in the proposed rule
are likely to occur at some unspecified
time in the future, when changes to ice
cover are predicted to be more
pronounced that they are at present. The
hunter questionnaire data relate to
recent, not future, bearded seal
availability.
Comment 15: A peer reviewer
commented that no information from
the subsistence community or the ISC is
considered in the status review report.
This reviewer noted that subsistence
hunters know a great deal about the
biology, ecology, behavior, and
movement of bearded seals, and keep a
close watch for changes in the seals
relative to environmental change.
Several related public comments,
including from the ISC, expressed the
opinion that NMFS has not made
adequate use of TEK of Alaska Natives
related to ice seals in the listing process.
The ISC also suggested that NMFS
should conduct a TEK study related to
ice seals. In addition, another
commenter suggested that NMFS should
further investigate the adaptive capacity
of bearded seals by seeking the
observations of Native communities,
especially those that live in the southern
part of the range of the Beringia DPS.
Response: The contribution of TEK to
the overall understanding of iceassociated seal species is greater than
commonly acknowledged, and to the
extent that such information is
available, we have considered it in this
final rule. Following publication of the
proposed listing determination, we
notified the ISC of the proposal and
requested comments on the proposed
rule. NMFS held three public meetings
in Anchorage, Barrow, and Nome,
Alaska, and outlying communities in
the North Slope Borough and accessed
the Barrow hearing via teleconferencing.
We also contacted potentially affected
tribes by mail and offered them the
opportunity to consult on the proposed
action and discuss any concerns they
may have. We fully considered all of the
comments received from Alaska Native
organizations and individuals with TEK,
transmitted either in written form or
orally during public hearings, in
developing this final rule.
We recognize that much of our basic
understanding of the natural history of
ice-associated seals stems from
information imparted by indigenous
Arctic hunters and observers to the
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authors who first documented the
biology of the species in the scientific
literature. NMFS recognizes that Alaska
Native subsistence hunting
communities hold much more
information that is potentially relevant
and useful for assessing the
conservation status of ice seals.
Productive exchanges of TEK and
scientific knowledge between the
agency and Alaska Native communities
can take many forms. Collaborative
research projects, for example, provide
opportunities for scientists and hunters
to bring together the most effective ideas
and techniques from both approaches to
gather new information and resolve
conservation issues. NMFS supports
efforts to expand reciprocal knowledgesharing, which can be facilitated
through our co-management agreements.
These efforts require time to build
networks of relationships with
community members, and the ESA does
not allow us to defer a listing decision
in order to collect additional
information.
Comment 16: A peer reviewer
commented that there were only two
time scales considered by the BRT in
the status review report in analyzing
demographic risks: ‘‘imminent’’ risk
(i.e., the present), and risk in the
foreseeable future. Consequently, this
reviewer suggested that in the ESA
listing determination an endangered
time scale is equated with the extremely
short time frame of present-day, which
is not consistent with the term ‘‘in
danger of extinction.’’ This reviewer
expressed the view that this also
contrasts with the more precautionary
30-year and 75-year endangered time
frames used in other recent ESA
assessments for black abalone and the
Hawaiian false killer whale DPS,
respectively.
Response: The reviewer incorrectly
equated the BRT’s assessment of
‘‘imminent risk’’ with a time frame of
zero years to reach an extinction
threshold. The BRT members’
assessment of the severity of the
demographic risks posed to the
persistence of each of the bearded seal
DPSs was formalized using a numerical
scoring system. Each BRT member
assigned a severity score to questions
that, in general, asked, ‘‘Are the
conditions at present such that the
species is already or soon to be on a
path toward demise, from which it
would not likely deviate unless
appropriate protective measures were
undertaken?’’ Implicit in this question is
the possibility that it may take some
time, perhaps years or generations, to go
from present conditions to demise.
Although the BRT did not specify a time
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frame (this was left to individuals to
consider implicitly in their scoring), it
is incorrect to assert that the procedure
was less precautionary than other
examples in which the time frame was
made explicit. A qualitative assessment
of ‘‘imminent risk’’ is not the same as
setting a zero time to extinction
threshold in a quantitative assessment.
The black abalone and false killer
whale examples cited were both cases in
which there was a relatively welldocumented (i.e., quantified) decline of
the species. In such cases it is useful
and practical to define an extinction
threshold, which may include a time
frame as well as an abundance
threshold. Models can then be
constructed to assess probabilities of
reaching the extinction threshold
abundance within the specified time
frame. Defining an extinction threshold
for bearded seals and attempting to
assess the probability of reaching such
a threshold within a specified time
frame is not possible using existing data
because of the lack of quantitative
information about the current status and
about the sensitivity of vital rates to
projected environmental conditions.
Comment 17: A peer reviewer
commented that although in general the
needed expertise was brought to bear on
the general biology of bearded seals and
the most serious threats facing the
species, it is unclear whether sufficient
expertise was available to evaluate the
evidence on the discreteness of bearded
seal populations or on determining what
time scales may be of interest to
decision makers in interpreting the data
on whether the population units
warrant being listed as threatened or
endangered. This reviewer noted that,
for example, there were no members on
the BRT or among the peer reviewers of
the status review report that would list
as their primary expertise population
genetics, taxonomy, or risk analysis.
Response: The BRT was composed of
eight marine mammal biologists, one
climate scientist, one marine chemist,
and one fishery biologist. Although the
BRT did not include members whose
primary expertise is population genetics
or taxonomy, several of the members
were senior level biologists and
ecologists familiar with population
genetics and taxonomy concepts for
seals and other species. The peer
reviewers of the draft status review
report also included a marine mammal
specialist who has supervised and
published research on genetic analysis
of the phylogeny of pinnipeds. The BRT
incorporated a simplified structured
decision-making process into the
qualitative risk analysis, which
considered a full range of time scales for
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extinction risk over the period from the
present to the extent of the foreseeable
future. Given the limited time and data
available, the BRT was not able to
incorporate a quantitative assessment of
various time scales in its risk analysis,
though that may be possible and
desirable for inclusion in future updates
to the status of the species.
Comment 18: A peer reviewer
commented that the proposed listings
are premature, suggesting that there is
still time to monitor the status of
bearded seal populations and their
responses to changes to have better
information upon which to base
management decisions. This reviewer
discussed that the climate model
projections suggest there will be
sufficient ice to support bearded seal
pupping in the Bering Sea through 2050
and beyond, and there is even more
time before ice conditions are forecast to
change appreciably in the Chukchi and
Beaufort seas, noting that it is also likely
there is at least 25 years before a
significant change in the Okhotsk DPS
can occur. In addition, this reviewer
commented that although there is no
evidence that bearded seals pup
successfully on land, the Beringia and
Okhotsk DPSs are moderately large, are
widely distributed across varied habitat,
and appear to have a high degree of
genetic diversity. The reviewer
suggested that they are thus unlikely to
be at high risk of major declines due to
environmental perturbations including
catastrophic events, and as such, they
are not at risk of extinction now or in
the foreseeable future, and should not
be listed as threatened.
In opposing the proposed listing of
the Beringia DPS, several related public
comments, including from the State of
Alaska, similarly noted that the Beringia
DPS appears to have healthy abundant
populations across its range. Several
commenters suggested that the ESA is
not intended to list currently healthy
abundant species that occupy their
entire historical ranges. Some of these
commenters expressed the opinion that
if NMFS lists healthy abundant species
under the ESA based on assessments
that consider the potential biological
consequences of multi-decadal climate
forecasts, virtually every species could
be considered threatened. A few
commenters also stated that a
conclusion that the Beringia DPS will
decline from over 100,000 animals to
being threatened with extinction should
be accompanied with some level of
quantification regarding what
constitutes being in danger of
extinction. Finally, the State of Alaska
also commented that although the
monitoring could be enhanced, ADFG’s
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Arctic Marine Mammal Program is
adequate to detect landscape population
level patterns and problems, should
they arise.
Response: The ESA defines a
threatened species as one that ‘‘is likely
to become an endangered species within
the foreseeable future throughout all or
a significant portion of its range’’ (16
U.S.C. 1532(20)). Whether a species is
healthy at the time of listing or
beginning to decline is not the deciding
factor. The inquiry requires NMFS to
consider the status of the species both
in the present and through the
foreseeable future. Having received a
petition and subsequently having found
that the petition presented substantial
information indicating that listing
bearded seals may be warranted (73 FR
51615; September 4, 2008), we are
required to use the best scientific and
commercial data available to determine
whether bearded seals satisfy the
definition of an endangered or
threatened species because of any of the
five factors identified under section
4(a)(1) of the ESA. These data were
compiled in the status review report of
the bearded seal (Cameron et al., 2010)
and summarized in the preamble to the
proposed rule.
We agree that the Beringia and
Okhotsk DPSs are moderately large
population units, are widely distributed
and genetically diverse, and are not
presently in danger of extinction.
However, these characteristics do not
protect them from becoming at risk of
extinction in the foreseeable future as a
consequence of widespread habitat loss.
Based on the best available scientific
data, we have concluded that it is highly
likely that sea ice will decrease
substantially within the range of the
Beringia DPS in the foreseeable future,
particularly in the Bering Sea. To adapt
to this modified sea ice regime, bearded
seals would likely have to shift their
nursing, rearing, and molting areas to
ice-covered seas north of the Bering
Strait, where projections suggest there is
potential for the spring and summer ice
edge to retreat to deep waters of the
Arctic basin. The most significant
threats to the Beringia DPS were
identified by the BRT as decoupling of
sea ice resting areas from benthic
foraging areas, decreases in sea ice
habitat suitable for molting and pup
maturation, and decreases in prey
density and/or availability due to
changes in ocean temperature and ice
cover, which were scored as of
‘moderate’ or ‘moderate to high’
significance (Table 7; Cameron et al.,
2010). The greatest threats to the
persistence of bearded seals in the
Okhotsk DPS were determined by the
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BRT to be decreases in sea ice habitat
suitable for whelping, nursing, pup
maturation, and molting. These threats,
which were assessed by the BRT as of
‘high significance,’ are more severe in
the range of the Okhotsk DPS than in
the range of the Beringia DPS because of
the likelihood that the Sea of Okhotsk
will by the end of this century
frequently be ice-free or nearly so
during April–June, the crucial months
for these life history events.
Data were not available to make
statistically rigorous inferences about
how these DPSs will respond to habitat
loss over time. We note that we
currently have no mechanism to detect
even major changes in bearded seal
population size (Taylor et al., 2007).
However, the BRT’s assessment of the
severity of the demographic risks posed
to the persistence of each of bearded
seals DPSs was formalized using a
numerical scoring system. The risks to
the persistence of the Beringia and
Okhotsk DPSs within the foreseeable
future were judged to be moderate to
high, with consistently higher risk
scores assigned to the Okhotsk DPS
(Table 9; Cameron et al., 2010). After
considering these risks as well as the
remaining factors from section 4(a)(1) of
the ESA, we concluded that the Beringia
and Okhotsk DPSs are likely to become
endangered within the foreseeable
future (threatened), primarily due to the
projected loss of sea ice habitat.
Comment 19: A peer reviewer
commented that there is a high level of
uncertainty about future sea ice
concentrations in the Sea of Okhotsk,
there is little information regarding the
response of the Okhotsk DPS to threats
from climate change, and the current
status of the Okhotsk DPS is unknown.
Several commenters expressed a similar
general view that there are insufficient
data, including on bearded seal
abundance and population trends, to
proceed with the listings at this time.
Some commenters stated that we should
defer the listing decision for the
Beringia DPS in particular until more
information becomes available. Two
commenters specifically noted that
NMFS has announced that it is
conducting large-scale ice seal aerial
surveys, and they requested that NMFS
delay the listing determination until the
results of these surveys become
available.
Response: Under the ESA, we must
base each listing decision on the best
available scientific and commercial data
available after conducting a review of
the status of the species and taking into
account any efforts being made by states
or foreign governments to protect the
species, and we have done so in
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assessing the status of the Beringia and
Okhotsk DPSs. These data were
summarized in the preamble to the
proposed rule and are discussed in
detail in the status review report (see
Cameron et al., 2010). The existing body
of literature concerning bearded seal
population status and trends is limited,
and additional studies are needed to
better understand many aspects of
bearded seal population dynamics and
habitat relationships. However, the ESA
does not allow us to defer listing
decisions until additional information
becomes available. In reaching a final
listing determination we have
considered the best scientific and
commercial data available, including
the information provided in the status
review report as well as information
received via the peer review process and
public comment. These data are
sufficient to conclude that the Beringia
and Okhotsk DPSs are likely to become
endangered within the foreseeable
future (threatened).
Comment 20: A peer reviewer
commented that cooperative research on
the Okhotsk DPS is needed to better
understand its responses to threats
when they occur.
Response: We agree that there is still
much to learn about bearded seals,
particularly in the Sea of Okhotsk.
Towards that end, NMFS has increased
the scope of cooperative research efforts
planned in Russian waters (e.g., aerial
surveys and tagging projects scheduled
for 2012 and 2013).
Comments on the Climate Model
Projections and the Identification and
Consideration of Related Habitat
Threats
Comment 21: A commenter noted that
studies indicate the risks from climate
change are substantially greater than
those assessed in the IPCC’s AR4,
raising concern that the IPCC climate
change projections used in the status
review report likely underestimate
climate change risks to bearded seals.
Response: Although recent
observations of annual minimum ice
extent in the Arctic Ocean have been
outside (i.e., below) the majority of
model runs projected from the most
commonly used scenarios, a few models
exhibit anomalies of a similar
magnitude early in the 21st century.
Nonetheless, the observed sea ice retreat
has been faster than the consensus
projection, which may have occurred
either because: (1) climate models do
not have sufficient sea ice sensitivity to
the rise in GHG forcing, or (2) there is
an unusually large contribution in
observations from natural variability.
Many of the same recent years have
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been characterized by near record high
ice extents in regions such as the Bering
Sea, for example. While we recognize
the possibility that consensus
projections may underestimate the
future risks to bearded seals, the
likelihood of that does not seem to be
sufficiently established to warrant
abandonment of the IPCC AR4 as the
best available scientific basis for
projection of future conditions.
Comment 22: The State of Alaska
noted that predicting climate change is
made more difficult and uncertain by
decades long shifts in temperature that
occur due to such variables as the
Pacific Decadal Oscillation (PDO).
Response: Climate models account for
PDO variability but the PDO is chaotic—
the future points at which it will shift
between its warm and cool phases
cannot currently be predicted. To
address this unpredictable variability,
NMFS used the average from an
ensemble of models and model runs.
The average of the ensemble indicates
the expected response forced by rising
GHGs and aerosol changes. The
individual model runs that compose the
ensemble vary substantially, often
trending above or below the average, or
bouncing back and forth across it. The
variability among the model runs in the
ensemble reflects the unpredictability of
the PDO and many other factors. We
used the range of this variability in our
projections of future ice conditions, for
example, to characterize the minimum,
mean, and maximum ice concentrations
in future decades.
Comment 23: Several commenters,
including the State of Alaska and
Canada’s DFO, expressed the view that
the AOGCMs used for climate and sea
ice prediction are not appropriate for
projecting sea ice at a scale that is
important for bearded seals. A
commenter also suggested that the
analysis of the IPCC model projections
at a regional level is questionable
because these models perform poorly at
smaller than continental scales. In
addition, some commenters suggested
that there should be field verification of
the model predictions of sea ice
conditions.
Response: We used the AOGCMs to
determine how soon and in which
month sea ice cover can be expected to
retreat in the future relative to
conditions in the 20th century. This is
a reasonable question to evaluate using
the modern models, as it is occurring on
a large scale. With regard to the
comment that the model predictions
should be verified with field
observations, we note that the BRT
limited the IPCC model projections
analyzed in the status review report to
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those that performed satisfactorily at
reproducing the magnitude of the
observed seasonal cycle of sea ice
extent.
Comment 24: The State of Alaska and
another commenter noted that it is
assumed the Beringia DPS cannot
survive without year-round ice.
However, they suggested that the
current status of the Okhotsk DPS
indicates bearded seals can survive
without multi-year ice.
Response: Our risk assessment for the
Beringia DPS was not based on an
assumption that they require sea ice
year-round. As discussed in the
preamble to the proposed rule, based on
the best available scientific data we
have concluded that it is highly likely
that sea ice will decrease substantially
within the range of the Beringia DPS in
the foreseeable future, particularly in
the Bering Sea. Pup maturation and
molting, in particular, are important life
history events that depend on the
presence of suitable sea ice (annual
timing of peak pup maturation in April/
May, and molting in May/June and
sometimes through August).
Comment 25: A commenter noted that
it does not appear that climate change
effects on sea ice habitat during mating
or molting are likely to threaten the
Beringia or Okhotsk DPS.
Response: The importance of sea ice
for bearded seal mating has not been
determined. Ice may not be necessary
for copulation, which may occur mostly
in the water, but the mating season
occurs during a period when bearded
seals are closely associated with ice and
when they are spending substantial
portions of time hauled out on the ice.
The BRT assessed the threat from loss
of ice habitat for mating as being of
‘moderate significance’ for the Beringia
DPS and of ‘moderate to high
significance’ for the Okhotsk DPS. The
process of molting in phocid seals is
energetically costly and facilitated by
hauling out so that the skin temperature
can be raised above water temperatures.
The BRT judged the threat posed from
loss of ice suitable for molting as of
‘moderate to high significance’ for both
the Beringia and Okhotsk DPSs, and the
threat scores were somewhat higher
than for mating. The combination of
these and other moderate threats from
loss of sea ice habitat and ocean
acidification contributed to overall
threat scores for destruction,
modification, or curtailment of habitat
or range that were of ‘high significance’
for the Beringia and Okhotsk DPSs.
Comment 26: A commenter expressed
the view that sea ice in the Arctic has
been in decline for a number of years
without observed detrimental effects on
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bearded seals, thus calling into question
NMFS’s assumption that future declines
in sea ice will inevitably result in
impacts to bearded seals.
Response: As noted in the preamble to
the proposed rule and discussed in
detail in the status review report, our
present ability to detect changes in the
Beringia and Okhotsk DPSs is limited.
There are no population estimates
sufficiently precise for use as a reference
in judging trends. Indices of condition,
such as those recently reported by
ADFG (Quakenbush et al., 2011), are
available for only a portion of the
Beringia DPS’s range and would not be
expected to detect certain types of
detrimental effects, such as an increase
in pup mortality by predation.
Therefore, while NMFS is not aware of
unequivocal evidence that the Beringia
or Okhotsk DPSs have declined, the
converse is equally true: there is no firm
evidence that these populations are
stable or increasing. Our decision to list
these DPSs is based primarily on our
conclusion for ESA listing Factor A that
ongoing and projected changes in sea
ice habitat pose significant threats to the
persistence of the two bearded seal
DPSs.
The primary concern about future
habitat for the Beringia and Okhotsk
DPSs stems from projected reductions in
the extent and timing of sea ice cover.
The projections are consistent with a
scenario in which little or no impact
from climate disruption has yet been felt
by the Beringia DPS in particular, but
the anticipated impacts will begin to
appear within the foreseeable future
(i.e., over the 21st century), as the peak
ice extent becomes reduced and the sea
ice retreats earlier in the spring. The icecovered area is much smaller in the Sea
of Okhotsk than the Bering Sea, and
unlike the Bering Sea, there is no
marine connection to the Arctic Ocean.
Over the long-term, bearded seals in the
Sea of Okhotsk do not have the prospect
of following a shift in the ice front
northward. The question of whether a
lack of ice will cause the Okhotsk DPS
to go extinct depends in part on how
successful the populations are at
moving their reproductive activities
from ice to haul-out sites on shore.
Although bearded seals are known to
use land for hauling out, this only
occurs in late summer and early
autumn. The BRT is not aware of any
occurrence of bearded seal whelping or
nursing on land, so the predicted loss of
sea ice is expected to be significantly
detrimental to the long-term viability of
the population.
Comment 27: The State of Alaska and
another commenter suggested that the
record high winter ice in the Bering Sea
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from 2007–2010 casts some doubt on
the determination of the threat of
extinction to the Beringia DPS. They
noted that the climate model projections
make it clear that winter ice will
continue to occur, and that the length of
open water is the primary issue. These
commenters expressed the view that
changes in the distribution and numbers
of bearded seals may occur, but the
continued occurrence of winter ice, and
its record extent simultaneous with low
summer ice years, indicate that a more
thorough assessment of seal habitat and
population responses is needed before
the threat of extinction can be assessed
with any level of certainty.
Response: The above average ice
cover in winter in the Bering Sea in 4
of the last 5 years is consistent with
natural variability of the past 33 years.
Just a few years prior to the recent high
ice years, ice in the Bering Sea was at
very low levels in 2002–2005, consistent
with the expectation that variability
from year to year will continue to be
great, and will likely increase along
with the expected warming trend. The
recent years of above average Bering Sea
ice extent are very unlikely to indicate
a long-term reversal of the observed and
projected declining trend. As the
commenters noted, the length of the
open water season is important for
seasonally ice-associated species such
as bearded seals. The open water season
is determined by the dates of ice
formation and melting. In 2012, despite
above average winter ice extent in the
Bering Sea, melt began over the Beaufort
and Chukchi seas 12 and 9 days earlier
than normal (as compared to the
averages for the period 1979–2000),
respectively (National Snow and Ice
Data Center, 2012). Thus, the
expectation that winter ice will
continue to form in the future is
insufficient grounds for concluding that
the threat of habitat loss for bearded
seals will not rise to the level of posing
a risk of extinction.
Comment 28: A commenter noted that
NMFS’s current MMPA stock
assessment report and proposed draft
update state that there are insufficient
data to predict the effects of Arctic
climate change on the Alaska bearded
seal stock, suggesting that predicting
future population declines based upon
climate change effects is speculative.
Response: NMFS’s MMPA stock
assessments for ice-associated seals
need to be updated, which NMFS is in
the process of doing to reflect new data
and recent analyses from ESA status
reviews.
Comment 29: A commenter noted that
elders and hunters interviewed in 2011
for a Kawerak research project on TEK
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of ice seals and walruses reported
changes in ice and weather that
complicated hunter access, but they also
explained that walrus, bearded, and
ringed seals were as healthy as ever. The
commenter also noted that multiple
hunters in these interviews also
reported that marine mammals have
shifted their migrations to match the
timing of earlier ice break-ups.
Individual observations regarding ice
seal ecology, health, abundance,
behavior, and habitat were also
provided by a number of coastal Alaska
residents, primarily Native hunters.
Many of these comments, including
those from the ISC, indicated that
although the effects of a warming Arctic
have been observed for a number of
years, bearded seals appear healthy and
abundant, and any significant decline
does not appear to be sufficiently
imminent to warrant listing the Beringia
DPS of bearded seals as threatened
under the ESA at this time.
Response: TEK provides a relevant
and important source of information on
the ecology of bearded seals, and we
have carefully reviewed the comments
submitted from individuals with TEK
on bearded seals and climate change.
We do not find that these observations
conflict with our conclusions. As we
have noted in response to other related
comments, the Beringia DPS is not
presently in danger of extinction, but is
likely to become endangered within the
foreseeable future (threatened).
Comment 30: One commenter argued
that declines in benthic biodiversity due
to ocean warming should be determined
to be a threat to the Beringia DPS given
the scientific evidence indicating
benthic biomass in the northern Bering
Sea and Chukchi Sea food webs is
declining. Another commenter stated
productivity in the region is expected to
increase into the foreseeable future,
which will likely lead to an increased
forage base for bearded seals.
Response: The difference in views of
these commenters is consistent with our
judgment that there is considerable
scientific uncertainty regarding the
likely biological responses to warming
and ocean acidification.
Comment 31: Some commenters
argued that ocean acidification should
be determined to be a significant threat,
in particular when considered
cumulatively with other climate change
impacts. Another commenter disagreed,
and felt that NMFS more clearly
discussed the uncertainties associated
with assessing the potential impacts of
ocean acidification in the previous ESA
listing determinations for ribbon and
spotted seals.
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Response: As we discussed in the
preamble to the proposed rule, the
impact of ocean acidification on
bearded seals is expected to be
primarily through the loss of benthic
calcifiers and lower trophic levels on
which the species’ prey depend, but the
possibilities are complex. We concluded
that because of the bearded seals’
apparent dietary flexibility, the threat
posed from ocean acidification is of less
concern than the direct effects of sea ice
degradation. The BRT members tended
to rank the threat from ocean
acidification as moderate, but also noted
the very low degree of certainty about
the nature and magnitude of potential
effects on bearded seals (Tables 7 and 8;
Cameron et al., 2010). However, the
BRT did consider cumulative effects as
part of the threats assessment scoring
procedure, as evidenced by the fact that
the overall score for each ESA section
4(a)(1) factor tended to be higher than
the scores assigned for individual
threats within each factor.
Comment 32: The State of Alaska and
several other commenters suggested that
past warming periods were not
adequately considered. They expressed
the view that the survival of bearded
seals during interglacial periods can be
considered better evidence for
population persistence than predictive
models of ice condition for species
extinction, and that this is a primary
reason why listing of bearded seals as
threatened is not warranted.
Response: We are not aware of any
available information on bearded seal
adaptive responses during the
interglacial periods. A fundamental
difficulty in using pre-historic warm
periods as analogs for the current
climate disruption is that the rate of
warming in the pre-historic periods is
poorly known. The species’ resilience to
those previous warming events, which
may have been slower than the current
warming, does not necessarily translate
into present-day resilience. Moreover,
there may be cumulative effects from
climate warming and ocean
acidification, or other human impacts,
that combine to limit the species’
resilience to the changes anticipated in
the coming decades.
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Comments on the Identification and
Consideration of Other Threats
Comment 33: A commenter suggested
that terrestrial predators could become a
greater threat to bearded seal pups if sea
ice loss results in land-based or
shorefast pupping.
Response: This threat was
acknowledged in the status review
report (p. 140; Cameron et al., 2010) and
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was considered by the BRT in its threats
analysis.
Comment 34: A commenter noted that
residents throughout the Bering Strait
region regularly observe young bearded
seals spending their summers in rivers
feeding on fish and hauling out on river
banks. This commenter observed that
many of these young bearded seals
survive and are observed into autumn;
therefore, the risk from land-based
predators may not be a threat to
population viability.
Response: The main concern about
risk from land-based predators in a
scenario of reduced ice stems from the
vulnerability of very young bearded
seals, such as maternally dependent
pups and recently weaned young, that
have not yet gained the strength and
skills needed for evading predators. The
young bearded seals described by the
commenter, observed in summer and
autumn, are likely at least a few months
to a few years old, and able to fend for
themselves.
Comment 35: A few commenters
expressed the opinion that existing
regulatory mechanisms in the United
States and elsewhere are not adequate to
address the factors driving climate
disruption (i.e., GHGs). One of these
commenters suggested that U.S.
agencies are either failing to implement
or only partially implementing laws for
GHGs, and that the continued failure of
the U.S. Government and international
community to implement effective and
comprehensive GHG reduction
measures places bearded seals at everincreasing risk, where the worst-case
IPCC scenarios are becoming more
likely.
Response: While some progress is
being made in addressing anthropogenic
GHG emissions, we recognize in our
analysis under ESA listing Factor D that
current mechanisms do not effectively
regulate the anthropogenic processes
influencing global climate change and
the associated changes to bearded seal
habitat, and that this is contributing to
the risks posed to bearded seals by these
emissions. Further, we note that our
analysis considered future emissions
scenarios that did not involve dramatic
and substantial reductions in GHG
emissions.
Comment 36: Some commenters
suggested that NMFS should re-examine
its conclusion that fisheries do not
threaten bearded seals because a
warming climate could lead to shifts in
commercial fisheries that could affect
the seal’s food base. The ISC also
expressed concern that the Bristol Bay
region used to offer good seal hunting,
but this is no longer the case and could
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be due to trawl fishing impacts on
bearded seal foraging habitat.
Response: The possible advent of new
commercial fisheries, and the nature
and magnitude of ecosystem responses,
are speculative. Although there are
possible risks, those should be mitigated
through appropriate management of
new fisheries. In U.S. waters, the intent
to conduct such responsible
management is evident in the Arctic
Fishery Management Plan (North Pacific
Fishery Management Council, 2009),
which establishes a framework for
sustainably managing Arctic marine
resources.
Comment 37: Some commenters
stated that offshore oil and gas
development should be determined to
be a threat to bearded seals in part
because there is no technology available
to effectively contain or recover spilled
oil in ice covered waters, and a large oil
spill could be devastating to these seals.
In addition one of these commenters
emphasized that extensive offshore oil
developments are currently underway
within the range of the Beringia DPS,
and additional drilling is proposed in
the Beaufort and Chukchi seas. Other
commenters stated that offshore oil and
gas development, as currently regulated,
does not pose a significant threat to
bearded seals.
Response: Although a large oil spill
could cause substantial injury,
mortality, and indirect impacts to seals
in the area, the risks posed to
persistence of the Beringia and Okhotsk
DPSs as a whole are low and are
possible to mitigate by preventive
measures, at least relative to the much
more pervasive risks from climate
change and habitat loss.
Comments on the Status Determinations
for the Beringia and Okhotsk DPSs
Comment 38: The State of Alaska and
several other commenters expressed the
opinion that the Beringia DPS should
not be listed because there are no
scientific data demonstrating any
observed past or present adverse
impacts on their populations resulting
from sea ice recession or other
environmental changes attributed to
climate change. The State of Alaska also
extended this comment to the Okhotsk
DPS. These commenters suggested that
the determinations rely on the results of
predictive models and speculation
about future impacts, which they argued
provide insufficient justification. Some
of these commenters noted that in
contrast, the polar bear ESA
determination relied upon data for some
populations that suggested a link
between observed population declines
or other population vital rates and
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climate change. Further, the State of
Alaska and another commenter
suggested that climate model forecasts
should be considered as hypotheses to
be tested with data collected over time.
Response: We have concluded that
the best scientific and commercial data
available, which are discussed in detail
in the status review report and are
summarized in this notice provide
sufficient evidence that: (1) Bearded
seals are strongly ice-associated, and the
presence of suitable sea ice is
considered a requirement for whelping
and nursing young; (2) similarly, the
molt is believed to be promoted by
elevated skin temperatures that can only
be achieved when seals are hauled out
on suitable ice; (3) reductions in the
extent and timing of sea ice cover are
very likely to occur within the
foreseeable future; (4) if suitable ice
cover is absent from shallow feeding
areas during times of peak whelping and
nursing (April/May) or molting (May/
June and sometimes through August),
bearded seals would be forced to seek
either sea ice habitat over deeper water
(likely with poorer access to food) or
coastal regions in the vicinity of haulout sites on shore (likely with increased
risks of disturbance, predation and
competition); (5) both scenarios would
require bearded seals to adapt to
suboptimal conditions and exploit
habitats to which they may not be well
adapted, likely compromising their
reproductions and survival rates; (6) the
rates of environmental change will be
rapid in the coming decades and may
outpace possible adaptive responses;
and (7) the rapid changes in sea ice
habitat are likely to decrease the
Beringia and Okhotsk DPSs to levels
where they are in danger of extinction.
Land boundaries will also limit the
ability of the Okhotsk DPS to shift its
range northward in response to
deteriorating ice conditions. Regarding
the climate model forecasts, the BRT
analyses used simulations from six
models of the Coupled Model
Intercomparison Project Phase 3
(CMIP3) prepared for the IPCC’s AR4,
which represent the scientific consensus
view on the causes and future of climate
change and constitute the best scientific
and commercial data available. Based
on this information, and after
considering the five ESA section 4(a)(1)
factors, we have determined that the
Beringia and Okhotsk DPSs are likely to
become endangered within the
foreseeable future throughout their
ranges (i.e., threatened under the ESA).
With regard to the comment that the
climate model projections should be
considered as hypotheses, with data
collected over time to test the
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hypotheses, taking that approach in lieu
of listing is not an option under the
ESA. If the best scientific and
commercial data available indicate that
a species satisfies the definition of
threatened or endangered, then NMFS
must list it. In time, as new data become
available, NMFS may de-list a species,
change its listing status, or maintain its
listing status. The determination here is
based on the best scientific and
commercial data that is presently
available.
Comment 39: A commenter suggested
that if NMFS determines that the
Beringia or Okhotsk DPS is threatened
under the ESA, it should adopt the
approach used by the FWS for species
such as the walrus and designate them
as candidate species, or alternatively list
them as species of concern. This
commenter expressed the opinion that
listing the species as candidate species
or species of concern would avoid
unnecessary expenditure of resources
while providing for the option to take
appropriate action under the ESA if it
becomes necessary.
Response: Although NMFS and FWS
define candidate species the same way
in their joint regulations, the two
agencies have slightly different
interpretations of the term. FWS
candidate species are those species for
which FWS has sufficient information
to support an ESA listing but for which
issuance of a proposed rule is precluded
due to higher priority listings (61 FR
64481; December 5, 1996). Therefore,
FWS has already determined that its
candidate species warrant listing under
the ESA. In contrast, NMFS uses the
term ‘‘candidate species’’ to refer to ‘‘(1)
species that are the subject of a petition
to list and for which NMFS has
determined that listing may be
warranted, pursuant to section
4(b)(3)(A), and (2) species for which
NMFS has determined, following a
status review, that listing is warranted
(whether or not they are the subject of
a petition)’’ (69 FR 19976; April 15,
2004). Regardless, once a species has
been proposed for listing, section
4(b)(6)(A) of the ESA does not allow us
to issue a ‘‘warranted but precluded’’
finding. Such a finding is only
permissible at the time of a 12-month
finding (see section 4(b)(3)(B)), not a
final rule. NMFS defines a ‘‘species of
concern’’ as a species that is not being
actively considered for listing under the
ESA, but for which significant concerns
or uncertainties regarding its biological
status and/or threats exist (69 FR 19975;
April 15, 2004). This is not the case for
the Beringia DPS or the Okhotsk DPS.
Comment 40: A commenter noted that
the Alaska stock of bearded seals is not
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listed as depleted or strategic under the
MMPA by NMFS, which they suggested
indicates the absence of scientific data
or consensus that these populations are
currently threatened or in significant
decline.
Response: The absence of a depleted
designation does not mean that a
species is not threatened under the ESA.
Similarly, the absence of a threatened
designation does not mean a species or
population stock is not depleted under
the MMPA. Under both the ESA and the
MMPA, these determinations are based
on reviews of the best scientific and
commercial data available, which is the
process NMFS is undertaking here.
The criteria for depleted or strategic
status under the MMPA also differ from
those for threatened or endangered
species under the ESA. A species or
population stock is considered depleted
under the MMPA if it is determined
through rulemaking to be below its
optimum sustainable population (OSP)
or if it is listed as threatened or
endangered under the ESA. Section 3(9)
of the MMPA (16 U.S.C. 1362(9))
defines OSP as ‘‘the number of animals
which will result in the maximum
productivity of the population or
species, keeping in mind the carrying
capacity of the habitat and the health of
the ecosystem of which they form a
constituent element.’’ Under the MMPA,
the term ‘‘strategic stock’’ means a
marine mammal stock: (1) For which the
level of human-caused mortality
exceeds the maximum number of
animals that may be removed (not
including natural mortalities) while
allowing the stock to reach or maintain
its OSP; (2) based on the best available
scientific information, is declining and
likely to be listed as threatened under
the ESA; or (3) is listed as threatened or
endangered under the ESA. While we
may consider MMPA stock assessment
information, our determination as to
whether the Beringia DPS of bearded
seals meets the definition of a
threatened or endangered species must
be based on an assessment of the threats
according to section 4 of the ESA.
Comment 41: Some commenters,
including Canada’s DFO, expressed the
view that listing the Beringia and
Okhotsk DPSs as threatened is
inconsistent with the IUCN’s listing of
bearded seals among species of ‘‘least
concern.’’
Response: While we may review the
assessment processes and conclusions
of other expert organizations such as the
IUCN, our determination as to whether
the bearded seal DPSs meet the
definition of threatened or endangered
must be an independent one based on
an assessment of the threats according
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to section 4 of the ESA. After reviewing
the best scientific and commercial data
available, we have determined that
Beringia and Okhotsk DPSs of bearded
seals are likely to become endangered
within the foreseeable future, and are
accordingly listing them as threatened.
Comments Related to Subsistence
Harvest of Bearded Seals
Comment 42: Several comments
received, including from the ISC,
expressed concern that Alaska Natives
who harvest ice seals, and all of the
coastal communities, will likely be
disproportionately affected by the
listing of the Beringia DPS as
threatened; and that the listing could
cause hardship in the form of
restrictions being placed on subsistence
hunting of the seals, and could also
result in other restrictions that could
impair economic development. Some of
these commenters expressed concern
that the listing could also result in
additional unfunded mandates, such as
monitoring of the seal harvest.
Response: As discussed above, the
MMPA and ESA exempt subsistence
takes by Alaska Natives from the marine
mammal take prohibitions. Subsistence
harvest of bearded seals by Alaska
Natives appears sustainable and does
not pose a threat to the populations. If
the current situation changes, we will
work under the co-management
agreement with the ISC to find the best
approach to ensure that sustainable
subsistence harvest of these seals by
Alaska Natives continues. Protection
under the ESA does not automatically
result in specific data collection and
reporting requirements for the species.
However, benefits of listing a species
under the ESA can include enhanced
funding and research opportunities that
might address aspects of the harvest for
a listed species. In addition, when a
species is listed under the ESA,
additional protections apply that
promote the conservation of the species
and therefore have the potential to
benefit subsistence harvests. For
example, section 7 of the ESA requires
Federal agencies to ensure that the
activities they authorize, fund, or carry
out are not likely to jeopardize the
continued existence of the species or to
destroy or adversely modify its critical
habitat. If a Federal action may affect a
listed species or its critical habitat, the
action agency must enter into
consultation with NMFS.
Comment 43: The ISC expressed the
view that, should the Beringia DPS be
listed under the ESA, the Alaska Native
community should have a strong role in
determining the terms of subsequent
management, including (1)
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representation on the recovery team, (2)
the identification of critical habitat, (3)
identification of criteria that must be
met before any changes could be
required in the harvest of the Beringia
DPS of bearded seals or trade in their
parts, (4) identification of research
priorities, and (5) identification of a
mechanism for distribution of funds
available for research and management.
Some other commenters similarly
suggested that local Native subsistence
users should be involved directly and
have primary roles in any subsistencerelated management or monitoring
activities involving the Beringia DPS.
Response: We recognize the
importance of bearded seals to the
Alaska Native community, as well as the
expertise and particular knowledge the
Alaska Native hunting communities
possess regarding the species and its
habitats. We are committed to
meaningful involvement of
stakeholders, including the Alaska
Native Community, throughout any
recovery planning process. Critical
habitat will be proposed in subsequent
rulemaking. We are soliciting comments
on the identification of critical habitat
(see DATES, ADDRESSES, and Public
Comments Solicited for additional
information). We encourage those with
expertise and understanding of those
physical or biological features which are
essential to the conservation of the
Beringia DPS of bearded seals and
which may require special management
to submit written comments.
In the response to comment 13 above,
we explained the criteria that must be
satisfied for any regulation of
subsistence harvest of bearded seals or
trade in their parts to occur under the
MMPA.
We appreciate the ISC’s interest in
identifying research priorities and a
mechanism to distribute funds for ice
seal research and management. The
ISC’s Ice Seal Management Plan
identifies its biological and subsistence
research recommendations for ice seals.
The ISC has provided this management
plan to NMFS and we are taking the
information into consideration in
planning future research (the ISC has
also made a copy of this plan available
at our Web site; see ADDRESSES).
Comments on the ESA Process and
Related Legal and Policy Issues
Comment 44: NMFS received
comments that we should consult
directly with all of the Alaska Native
communities that could potentially be
affected by the proposed listings, hold
public hearings in each of these
communities, and consult directly with
the ISC on the listings. The ISC stated
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that they protest the lack of
consultation, request an explanation
from NMFS, and require a commitment
to be involved in all future aspects of
the listing process prior to any future
public announcement. Some
commenters, including the ISC, also
expressed concern that without holding
hearings in more communities where a
majority of the ice seal hunters live,
these communities were not able to
provide informed comments. In
addition, one commenter stated there is
confusion and frustration in the Alaska
Native community regarding the listing
process and harvest implications, and
suggested that a better process is needed
to ensure that all stakeholders have an
opportunity to learn about and
understand the proposed rules and their
implications. We received several
comments expressing concern that
consultation with Alaska coastal
communities and local leaders was
inadequate. One commenter asserted
that the Inuit of Alaska, Canada, Russia,
and Greenland should all play a central
consultative role in any decision that
could affect them in relation to wildlife
food sources and wildlife management
regimes.
Response: NMFS has coordinated
with Alaska Native communities
regarding management issues related to
ice seals through co-management
organizations, particularly the ISC.
NMFS discussed the listing petitions
with the ISC, and provided updates
regarding the timeline for the bearded
seal status review. Following
publication of the proposed listing
determination, we notified the ISC of
the proposal and requested comments
on the proposed rule. NMFS remains
committed to working with Alaska
Natives on conservation and subsistence
use of bearded seals.
We acknowledge the value of face-toface meetings, and NMFS held three
public meetings in: (1) Anchorage,
Alaska, on March 7, 2011; (2) Barrow,
Alaska, on March 22, 2011; and (3)
Nome, Alaska, on April 5, 2011. The
logistical difficulties with holding
additional hearings in other remote
communities made it impractical to do
so. We instead used other methods to
provide opportunities for the public to
submit comments both verbally and in
writing. With assistance from the North
Slope and Northwest Arctic boroughs,
we provided teleconferencing access to
the Barrow hearing from outlying
communities in the North Slope
Borough and from Kotzebue. The public
hearings in Anchorage and Barrow were
announced in the Federal Register on
February 22, 2011 (76 FR 9734), and the
public hearing in Nome was announced
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in the Federal Register on March 18,
2011 (76 FR 14883). The communities of
Kaktovik, Wainwright, Point Lay, Point
Hope, Nuiqsut, Anaktuvuk Pass, and
Kotzebue participated in the Barrow
hearing via teleconferencing. The public
hearings were attended by
approximately 88 people. In response to
comments received during the public
comment period that indicated some
tribes may wish to consult on the
proposed rule, we also contacted
potentially affected tribes by mail and
offered them the opportunity to consult
on the proposed action.
We recognize the value of bearded
seals to the Inuit of Canada, Alaska,
Russia, and Greenland, and we have
considered all of the comments received
from interested parties in our final
determination. Further, we note that
E.O. 13175 outlines specific
responsibilities of the Federal
Government in matters affecting the
interests of recognized tribes in the
contiguous 48 states and in Alaska. We
have met those obligations in the
development of this final action.
Comment 45: The State of Alaska
commented that NMFS did not involve
the State in a meaningful manner in
either the development of the status
review report or the proposed listing
rule.
Response: We sent a copy of the 90day petition finding to ADFG and
considered all of the comments and
information submitted in response to
this finding in the development of the
status review report and the proposed
rule. We also provided funding to ADFG
to analyze information and samples
collected from Alaska Native
subsistence harvest of bearded seals to
make these data available for inclusion
in the status review report. Although
reports on the results of this work were
submitted after the status review report
was completed and the proposed rule
was published, we have considered this
information in our final determination.
During the initial public comment
period, we sent a copy of the proposed
rule to ADFG and the Alaska
Department of Natural Resources
(ADNR), and in those mailings noted the
Internet availability of the proposed
rule, status review report, and other
related materials. In response to
requests received, including from the
State of Alaska, we extended the public
comment period 45 days to provide
additional time for submission of
comments. We have thoroughly
considered the comments submitted by
the State of Alaska, and these comments
are addressed in this final rule.
Comment 46: Some commenters
expressed the opinion that the ESA is
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not intended as a means to regulate
potential impacts from climate change,
or that the primary potential threats to
bearded seals identified are the result of
a global phenomenon that cannot be
effectively addressed through the ESA,
and thus the proposed listings will not
provide a significant conservation
benefit.
Response: First, this rulemaking does
not regulate impacts from climate
change. Rather, it lists certain species as
threatened, thereby establishing certain
protections for them under the ESA.
Second, section 4(b)(1)(A) of the ESA
states that the Secretary shall make
listing determinations solely on the
basis of the best scientific and
commercial data available after
conducting a review of the status of the
species and taking into account efforts
to protect the species. Based on our
review of the best available information
on the status of the Beringia and
Okhotsk DPSs, and efforts currently
being made to protect these population
units, we conclude that the Beringia and
Okhotsk DPSs of bearded seals should
be listed as threatened. Our supporting
analysis is provided in this final rule
and is supplemented by our responses
to peer review and public comments.
While listing does not have a direct
impact on the loss of sea ice or the
reduction of GHGs, it may indirectly
enhance national and international
cooperation and coordination of
conservation efforts; enhance research
programs; and encourage the
development of mitigation measures
that could help slow population
declines. In addition, the development
of a recovery plan will guide efforts
intended to ensure the long-term
survival and eventual recovery of the
Beringia DPS.
Comment 47: Several commenters,
including the State of Alaska and the
ISC, expressed the view that bearded
seals and their habitat are adequately
protected by existing international
agreements, conservation programs, and
laws such as the MMPA.
Response: We recognize that there are
existing regulatory mechanisms, such as
the MMPA, that include protections for
bearded seals. However, declining to list
a species under the ESA because it is
generally protected under other laws
such as the MMPA would not be
consistent with the ESA, which requires
us to list a species based on specified
factors and after considering
conservation efforts being made to
protect the species. As discussed in our
analysis under ESA listing Factor A, a
primary concern about the conservation
status of the Beringia and Okhotsk DPSs
stems from the likelihood that its sea ice
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habitat has been modified by the
warming climate and that the scientific
consensus projections are for continued
and perhaps accelerated warming for
the foreseeable future. While we
acknowledge that there is some progress
being made in addressing anthropogenic
GHG emissions, we also recognize
under listing Factor D that current
mechanisms do not effectively regulate
the anthropogenic factors that influence
global climate change and the associated
changes to the habitat of these bearded
seal DPSs.
Comment 48: The State of Alaska
commented that NMFS’s proposed
listing of the Beringia DPS would
interfere directly with Alaska’s
management of bearded seals and their
habitat and would therefore harm
Alaska’s sovereign interests. The State
also commented that NMFS’s listing
determination impedes Alaska’s ability
to implement its own laws by displacing
State statutes and regulations addressing
Alaska’s wildlife and natural resources
generally, and bearded seals
specifically.
Response: The ESA does not preclude
the State from managing bearded seals
or their habitat. We disagree that the
listing of a species under the ESA would
displace a specific state law or
otherwise impede the State’s ability to
implement its own laws. We note that
in 2009 NMFS and ADFG entered into
a cooperative agreement for the
conservation of threatened and
endangered species pursuant to ESA
section 6(c)(1).
Comment 49: The State of Alaska
commented that NMFS’s consideration
of the State of Alaska’s formal
conservation measures designed to
improve the habitat and food supply of
the Beringia DPS is extremely limited,
and without any supporting analysis.
Such limited consideration of the State’s
conservation programs fails to comply
with NMFS’s affirmative statutory
obligation under ESA section 4(b) and
NMFS’s Policy for the Evaluation of
Conservation Efforts.
Response: The ESA provides that
NMFS shall make listing determinations
solely on the basis of the best scientific
and commercial data available and after
conducting a review of the status of the
species and taking into account those
efforts, if any, of any state or foreign
nation to protect such species. NMFS
has developed a specific Policy for
Evaluation of Conservation Efforts (68
FR 15100; March 28, 2003) that
identifies criteria for determining
whether formalized conservation efforts
that have yet to be implemented or to
show effectiveness contribute to making
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listing a species as threatened or
endangered unnecessary.
The State of Alaska asserts that it has
implemented laws, regulations, and
mitigation measures that are generally
aimed at protecting ice seals and their
prey. These measures (the most relevant
of which are summarized below),
however, are not specifically directed
toward the conservation of the Beringia
DPS of bearded seals and its ice habitat.
For example, the mitigation measures
referenced by the State aim to minimize
the impact of oil and gas operations, not
proactively or specifically to conserve
the species. Moreover, the threats to
bearded seals stem principally from
habitat loss associated with global
climate change, a threat the State could
not single-handedly mitigate. Under
NMFS’s policy, notwithstanding state
conservation efforts, ‘‘if the best
available scientific and commercial data
indicate that the species meets the
definition of ‘endangered species’ or
‘threatened species’ on the day of the
listing decision, then we must proceed
with the appropriate rule-making
activity under section 4 of the Act,’’ i.e.,
list the species (68 FR 15115; March 28,
2003).
Finally, in the preamble to the
proposed rule we described our
consideration of the effects of existing
programs on the extinctions risk of the
Beringia and Okhotsk DPSs. In response
to these comments from the State of
Alaska, we add the following details
about the State of Alaska’s regulatory
programs.
Under the Submerged Lands Act, the
State of Alaska has authority over the
submerged lands and resources therein,
within an area extending from the mean
high tide line to 3 nautical miles
offshore. The ADNR Division of Oil and
Gas (DOG) develops mitigation
measures and lessee advisories as part
of its best interest finding process for
area-wide oil and gas lease sales. The
North Slope Area-wide and Beaufort Sea
Area-wide lease sales have the potential
to affect bearded seals. Mitigation
measures and lessee advisories
identified for these oil and gas lease
sales include advisories that ESA listed
and candidate species may occur in the
lease sale area, that lessees shall comply
with recommended protection measures
for these species, and that lessees must
also comply with MMPA provisions.
Other provisions to protect certain
concentrations of resources and to
protect subsistence harvest could
provide some incidental benefit to
bearded seals.
The Alaska Department of
Environmental Conservation’s (ADEC)
mission involves the permitting and
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authorization of actions relating to oil
and gas development, oil spill
prevention and response, pollutant
discharge, and other activities affecting
Alaska’s land and waters in the Arctic.
State of Alaska solid waste management,
water quality, wastewater, air quality,
and vehicle emission standards are
found in the Alaska Administrative
Code (AAC) at 18 AAC 60, 18 AAC 70,
18 AAC 72, 18 AAC 50, and 18 AAC 52,
respectively. Oil spill contingency plans
are required under Alaska Statute AS
46.04.030 and at 18 AAC 75 for crude
oil tankers, non-crude vessels and
barges, oil and gas exploration facilities,
oil flow lines and gathering lines, and
for certain non-crude oil terminals and
non-tank vessels. The ADEC
contaminated sites cleanup process is
governed by Alaska Statutes at Title 46
and regulations at 18 AAC 75 and 18
AAC 78.
We acknowledge that the State of
Alaska’s regulatory regime may provide
some general benefits to bearded seals
and their habitat. However, these laws
and regulations do not reduce or
mitigate in any material way the
principal threats posed to the Beringia
DPS from the projected changes in sea
ice habitat. As a result, they do not
change our extinction risk assessment
within this final listing determination.
Comment 50: Several comments were
received regarding the proposed 4(d)
rules requesting additional analyses to
support the conclusion that they are
necessary and advisable and petitioning
NMFS to establish certain limitations on
the application of those rules, such as
excluding activities occurring outside
the range of any of the listed DPSs of
bearded seals.
Response: For species listed as
threatened, section 4(d) of the ESA
requires the Secretary to issue such
regulations as are deemed necessary and
advisable to provide for the
conservation of the species. Such 4(d)
protective regulations may prohibit,
with respect to threatened species, some
or all of the acts that section 9(a) of the
ESA prohibits with respect to
endangered species. Both the section
9(a) prohibitions and section 4(d)
regulations apply to all individuals,
organizations, and agencies subject to
U.S. jurisdiction. On December 10, 2010
(75 FR 77496), we proposed to issue
protective regulations for the Beringia
and Okhotsk DPSs under section 4(d) of
the ESA to include all of the
prohibitions in section 9(a)(1) based on
a preliminary finding that such
regulations were necessary and
advisable for the conservation of the
species. As explained above, in light of
public comments and upon further
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76765
review, we have determined that such
regulations are not necessary at this
time. The Beringia and Okhotsk DPSs
appear sufficiently abundant to
withstand typical year-to-year variation
and natural episodic perturbations in
the near term. The principal threat to
these DPSs of bearded seals is habitat
alteration stemming from climate
change within the foreseeable future.
This is a long-term threat and the
consequences for bearded seals will
manifest themselves over the next
several decades. Finally, bearded seals
currently benefit from existing
protections under the MMPA, and
activities that may take listed species
and involve a Federal action will still be
subject to consultation under section
7(a)(2) of the ESA to ensure such actions
will not jeopardize the continued
existence of the species. We therefore
conclude that it is unlikely that the
proposed section 4(d) regulations would
provide appreciable conservation
benefits. As a result, we have concluded
that the 4(d) regulations are not
necessary at this time. Such regulations
could be promulgated at some future
time if warranted by new information.
Comment 51: Comments were
received that critical habitat is both
prudent and determinable; other
comments were received that critical
habitat is not currently determinable
and would require extensive additional
study.
Response: Section 4(a)(3) of the ESA
requires that, to the maximum extent
practicable and determinable, critical
habitat be designated concurrently with
the listing of a species. Critical habitat
is not determinable when information
sufficient to perform required analyses
of the impacts of the designation is
lacking or if the biological needs of the
species are not sufficiently well known
to permit identification of an area as
critical habitat. Existing data are lacking
in several areas necessary to support the
designation of critical habitat, including
identification and description of the
physical and biological features
essential to the conservation of the
Beringia DPS, and economic data which
would allow for consideration of the
costs of designation. We have therefore
determined that designating critical
habitat for the Beringia DPS is prudent
but not determinable at this time. We
will designate critical habitat for the
Beringia DPS in a subsequent
rulemaking as provided under the ESA,
and we are soliciting comments related
to the designation (see DATES,
ADDRESSES, and Information Solicited).
Comment 52: Comments were
received that it is unclear how future
recovery planning, including
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establishing accurate recovery and
delisting criteria, can occur given the
apparent lack of abundance data. Other
comments were received expressing
support for recovery planning for the
Beringia DPS.
Response: Section 4(f) of the ESA
requires that NMFS develop recovery
plans for ESA listed species, unless
such a plan will not promote the
conservation of the species. Section
4(f)(1)(A) of the ESA also states that in
developing and implementing recovery
plans, the Secretary shall, to the
maximum extent practicable, ‘‘give
priority to those endangered species or
threatened species, without regard to
taxonomic classification, that are most
likely to benefit from such plans.’’ The
range of the Okhotsk DPS of bearded
seals occurs entirely under the
jurisdiction of other countries. This DPS
would therefore qualify for exemption
from the ESA section 4(f) recovery
planning process because the U.S. has
little authority to implement actions
necessary to recover foreign species. A
recovery plan will be developed for the
Beringia DPS of bearded seals provided
the limitations in section 4(a)(1)(A) of
the ESA do not apply. Future recovery
planning efforts for the Beringia DPS
will incorporate the best scientific and
commercial data available regarding
abundance at that time, and would
identify data gaps that warrant further
research.
Comment 53: A number of comments
stressed that the determination should
be based on sound scientific data and
analysis. Some comments suggested
inappropriate factors such as political
pressure from the climate change debate
may have influenced our decision
making.
Response: We were petitioned to
evaluate the status of the bearded seal
under the ESA. Section 4(b)(1)(A) of the
ESA requires us to make listing
determinations solely on the basis of the
best scientific and commercial data
available. Consistent with this
requirement, in reaching our final
listing determination, we considered the
status review report prepared by the
BRT, information received through
public and peer review comments, and
efforts being made to protect the
species. This information is summarized
in this final rule.
Comment 54: A commenter expressed
the opinion that to provide a meaningful
process in which interested parties
could review and comment on the
special peer review comments, NMFS
should have made the original comment
letters available (rather than NMFS’s
‘‘summary and interpretation of those
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comments’’) and opened more than a
30-day comment period.
Response: On April 6, 2012, we
announced in the Federal Register the
availability of a peer review report that
consolidated the comments received
from special peer review of the bearded
seal status review report (77 FR 20774).
We issued a news release to ensure that
the public was made aware of this
comment period. The comment period
was limited to 30 days in consideration
of the statutory deadline requiring a
prompt final listing determination. We
did not receive any specific requests to
extend the comment period. The peer
review report simply consolidated the
comments received from the special
peer reviewers to facilitate public
review—the report did not provide our
interpretation of those comments.
Comments on the Consequences of the
Proposed Listing Rule
Comment 55: Several commenters,
including the State of Alaska and the
ISC, expressed concern that the ultimate
effect of the listings will be additional
regulatory burden and increased
economic and other human impacts
without significant conservation benefit.
Some of these commenters noted that
the proposed listing would affect an
area of national significance because of
its importance for domestic oil and gas
development. The State of Alaska
specifically expressed concern that the
proposed action will cause substantial
injury to Alaska’s economic interests
including those of northern coastal
municipal governments. The State
expressed the view, for example, that
the listing will deter or delay activities
such as oil and gas exploration and
development, and shipping operations,
which could reduce State royalties and
revenue. One commenter also expressed
concern that the listings could also
potentially cause resources and efforts
to be distracted away from the
conservation of populations at greater
risk.
Response: Section 4(b)(1)(A) of the
ESA states that the Secretary shall make
listing determinations based solely on
the best scientific and commercial data
available, after conducting a status
review of the species and taking into
account efforts to protect the species.
The regulations implementing the ESA
at 50 CFR 424.11(b), consistent with
case law interpreting the ESA and its
legislative history, state that the listing
determination will be made without
reference to possible economic or other
impacts of such determination.
Therefore, we cannot consider such
potential consequences in our final
determination. However, we will
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consider economic impacts for the
designation of critical habitat. We also
note that such activities have been
occurring despite the presence of
several ESA listed whale species in the
areas.
Additional Comments
Comment 56: Two commenters
suggested that the abundance estimate
for the Chukchi Sea likely
underestimates the actual population
size due to several factors including that
it does not appear to account for any
seals that may occur in the central
Chukchi Sea. These commenters noted
that the abundance estimate for the
Beaufort Sea also likely underestimates
the actual population size and it likely
undergoes significant inter-annual
variation.
Response: The numbers of bearded
seals in the Chukchi and Beaufort seas
(i.e., the number that breed there rather
than migrating there seasonally after
breeding in the Bering Sea) are very
poorly documented. Our estimate of
27,000 for the Chukchi Sea included an
assumption that the western Chukchi
Sea along the Russian coast has similar
densities to the eastern Chukchi Sea. A
relatively small area of the north-central
Chukchi is, as the reviewer noted,
unaccounted for in this estimate. The
bearded seal densities in the survey
stratum adjacent to this area were very
low. Because it has not been
documented whether bearded seals
occur in that north-central area, there
was no sound basis for computing an
estimate. If the adjoining survey stratum
densities (0.001–0.05 seals/km2) were
used as an estimate, only about 50 to
2,250 additional seals would be
included. This is well within the
imprecision of the overall estimate, and
not different enough to affect the threats
analysis or risk assessment for the
Beringia DPS.
Comment 57: The State of Alaska and
another commenter noted that there is a
high degree of uncertainty associated
with the bearded seal subspecies
identified that should be more explicitly
acknowledged, and they provided a
number of references to support this
comment.
Response: Although the concept of a
subspecies as an identifiable taxon has
been questioned by some evolutionary
biologists, and has been applied
inconsistently by taxonomists with
respect to the nature and amount of
differentiation required for subspecies
designation, the concept remains in
wide use and there is clearly no
consensus to abandon it. In the case of
bearded seals, the two subspecies
designations are widely recognized (for
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details see Cameron et al., 2010). As was
discussed in the preamble to the
proposed rule, and considered in more
detail in the status review report, the
geographic distribution of these two
subspecies is not separated by
conspicuous gaps, and there are regions
of intergrading generally described as
somewhere along the northern Russian
and central Canadian coasts. The
validity of the division into subspecies
has been questioned, though recent
research on skull morphology and
genetics tends to support their
continued recognition. Despite doubts
expressed by some about the veracity of
dividing E. barbatus into two
subspecies, the BRT concluded, and
NMFS concurred, that the evidence for
retaining the subspecies is stronger than
any evidence for combining them.
Comment 58: The Marine Mammal
Commission recommended that NMFS
develop a research plan to address the
major uncertainties and information
gaps identified in the status review
report, and strengthen collaborative
efforts among range nations to facilitate
research and management to assess the
status and trends of bearded seal
populations throughout the species’
range, and identify protective measures
where necessary. Canada’s DFO noted
that they remain open to exploring
potential areas for cooperation for
improving mutual understanding of
bearded seal populations. The
Commission and another commenter
expressed the view that NMFS also
needs to prioritize funding to collect
data on bearded seal population size
and trends and many other aspects of
the seal’s biology which are currently
poorly understood.
Response: We agree that additional
research is needed to help resolve areas
of uncertainty and to add to the
ecological knowledge of this species.
We look forward to working with our
partners and stakeholders in the
conservation and recovery of bearded
seals, including obtaining needed
research to fill in knowledge gaps.
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Classification
National Environmental Policy Act
(NEPA)
The 1982 amendments to the ESA, in
section 4(b)(1)(A), restrict the
information that may be considered
when assessing species for listing. Based
on this limitation of criteria for a listing
decision and the opinion in Pacific
Legal Foundation v. Andrus, 657 F. 2d
829 (6th Cir. 1981), we have concluded
that NEPA does not apply to ESA listing
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actions. (See NOAA Administrative
Order 216–6.)
Executive Order (E.O.) 12866,
Regulatory Flexibility Act, and
Paperwork Reduction Act
Under the plain language of the ESA
and as noted in the Conference Report
on the 1982 amendments to the ESA,
economic impacts cannot be considered
when assessing the status of a species.
Therefore, the economic analyses
required by the Regulatory Flexibility
Act are not applicable to the listing
process. In addition, this rule is exempt
from review under E.O. 12866. This rule
does not contain a collection of
information requirement for the
purposes of the Paperwork Reduction
Act.
E.O. 13132, Federalism
E.O. 13132 requires agencies to take
into account any federalism impacts of
regulations under development. It
includes specific directives for
consultation in situations where a
regulation will preempt state law or
impose substantial direct compliance
costs on state and local governments
(unless required by statute). Neither of
those circumstances is applicable to this
rule.
E.O. 13175, Consultation and
Coordination With Indian Tribal
Governments
The longstanding and distinctive
relationship between the Federal and
tribal governments is defined by
treaties, statutes, executive orders,
judicial decisions, and co-management
agreements, which differentiate tribal
governments from the other entities that
deal with, or are affected by, the Federal
Government. This relationship has
given rise to a special Federal trust
responsibility involving the legal
responsibilities and obligations of the
United States toward Indian Tribes and
the application of fiduciary standards of
due care with respect to Indian lands,
tribal trust resources, and the exercise of
tribal rights. E.O. 13175—Consultation
and Coordination with Indian Tribal
Governments—outlines the
responsibilities of the Federal
Government in matters affecting tribal
interests. Section 161 of Public Law
108–199 (188 Stat. 452), as amended by
section 518 of Public Law 108–447 (118
Stat. 3267), directs all Federal agencies
to consult with Alaska Native
corporations on the same basis as Indian
tribes under E.O. 13175.
NMFS has coordinated with Alaska
Native communities regarding
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76767
management issues related to ice seals
through co-management organizations,
particularly the ISC. NMFS discussed
the listing petition with the ISC and
provided updates regarding the timeline
for the bearded seal status review.
Following publication of the proposed
listing determination, we notified the
ISC of the proposal and requested
comments on the proposed rule.
We fully considered all of the
comments received from Alaska Native
organizations on the proposed rule and
have addressed those comments in this
final rule. In response to comments
received during the public comment
period that indicated some tribes may
wish to consult on the proposed rule,
we contacted potentially affected tribes
by mail and offered them the
opportunity to consult on the proposed
action and discuss any concerns they
may have. No requests for consultation
were received in response to this
mailing.
References Cited
A complete list of all references cited
in this rulemaking can be found on our
Web site at https://
alaskafisheries.noaa.gov and is available
upon request from the NMFS office in
Juneau, Alaska (see ADDRESSES).
List of Subjects in 50 CFR Part 223
Endangered and threatened species,
Exports, Imports, Transportation.
Dated: December 20, 2012.
Alan D. Risenhoover,
Director, Office of Sustainable Fisheries,
performing the functions and duties of the
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, 50 CFR part 223 is amended
as follows:
PART 223—THREATENED MARINE
AND ANADROMOUS SPECIES
1. The authority citation for part 223
continues to read as follows:
■
Authority: 16 U.S.C. 1531–1543; subpart B,
§ 223.201–202 also issued under 16 U.S.C.
1361 et seq.; 16 U.S.C. 5503(d) for
§ 223.206(d)(9).
2. In § 223.102, in the table, add
paragraphs (a)(7) and (a)(8) to read as
follows:
■
§ 223.102 Enumeration of threatened
marine and anadromous species.
*
E:\FR\FM\28DER3.SGM
*
*
28DER3
*
*
76768
Federal Register / Vol. 77, No. 249 / Friday, December 28, 2012 / Rules and Regulations
Species 1
Citation(s) for
listing
determination(s)
Where listed
Common name
Scientific name
*
(a) * * *
(7) Bearded seal,
Beringia DPS.
*
Erignathus barbatus
nauticus.
(8) Bearded seal,
Okhotsk DPS.
Erignathus barbatus
nauticus.
*
*
*
*
*
The Beringia DPS of the bearded seal includes all bearded seals from breeding
populations in the Arctic Ocean and adjacent seas in the Pacific Ocean between
145° E. Long. (Novosibirskiye) and 130°
W. Long., except west of 157° E. Long or
west of the Kamchatka Peninsula, where
bearded seals from breeding populations
of the Okhotsk DPS are listed as threatened under § 223.102(a)(8).
The Okhotsk DPS of the bearded seal includes all bearded seals from breeding
populations of bearded seals west of 157°
E. Long. or west of the Kamchatka Peninsula in the Pacific Ocean.
*
*
Citation(s) for
critical habitat
designation(s)
*
*
[INSERT FR CITATION; 12/28/12].
NA
[INSERT FR CITATION; 12/28/12].
NA
*
*
1 Species
*
includes taxonomic species, subspecies, distinct population segments (DPSs) (for a policy statement; see 61 FR 4722, February 7,
1996), and evolutionarily significant units (ESUs) (for a policy statement; see 56 FR 58612, November 20, 1991).
*
*
*
*
*
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Agencies
[Federal Register Volume 77, Number 249 (Friday, December 28, 2012)]
[Rules and Regulations]
[Pages 76739-76768]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-31068]
[[Page 76739]]
Vol. 77
Friday,
No. 249
December 28, 2012
Part IV
Department of Commerce
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National Oceanic and Atmospheric Administration
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50 CFR Part 223
Endangered and Threatened Species; Threatened Status for the Beringia
and Okhotsk Distinct Population Segments of the Erignathus barbatus
nauticus Subspecies of the Bearded Seal; Final Rule
Federal Register / Vol. 77 , No. 249 / Friday, December 28, 2012 /
Rules and Regulations
[[Page 76740]]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 223
[Docket No. 101126591-2477-03]
RIN 0648-XZ58
Endangered and Threatened Species; Threatened Status for the
Beringia and Okhotsk Distinct Population Segments of the Erignathus
barbatus nauticus Subspecies of the Bearded Seal
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: We, NMFS, issue a final determination to list the Beringia and
Okhotsk distinct populations segments (DPSs) of the Erignathus barbatus
nauticus subspecies of the bearded seal (Erignathus barbatus) as
threatened under the Endangered Species Act (ESA). We will propose to
designate critical habitat for the Beringia DPS in a future rulemaking.
To assist us with this effort, we solicit information that may be
relevant to the designation of critical habitat for the Beringia DPS.
In light of public comments and upon further review, we are withdrawing
the proposed ESA section 4(d) protective regulations for the Beringia
and Okhotsk DPSs because we have determined that such regulations are
not necessary or advisable for the conservation of the Beringia and
Okhotsk DPSs at this time. Given their current population sizes, the
long-term nature of the primary threat to these DPSs (habitat
alteration stemming from climate change), and the existing protections
under the Marine Mammal Protection Act, it is unlikely that the
proposed protective regulations would provide appreciable conservation
benefits.
DATES: This final rule is effective on February 26, 2013. Replies to
the request for information regarding designation of critical habitat
for the Beringia DPS must be received by February 26, 2013.
ADDRESSES: You may submit comments and information related to the
identification of critical habitat for the Beringia DPS of bearded
seals to Jon Kurland, Assistant Regional Administrator for Protected
Resources, Alaska Region, NMFS, Attn: Ellen Sebastian. You may submit
this information, identified by FDMS Docket Number NOAA-NMFS-2010-0259,
by any one of the following methods:
Electronic Submissions: Submit all electronic public
comments via the Federal eRulemaking Portal https://www.regulations.gov.
To submit comments via the e-Rulemaking Portal, first click the
``submit a comment'' icon, then enter NOAA-NMFS-2010-0259 in the
keyword search. Locate the document you wish to comment on from the
resulting list and click on the ``Submit a Comment'' icon on the right
of that line.
Mail: Submit written comments to P.O. Box 21668, Juneau,
AK 99802.
Fax: (907) 586-7557.
Hand delivery to the Federal Building: 709 West 9th
Street, Room 420A, Juneau, AK.
Comments must be submitted by one of the above methods to ensure
that the comments are received, documented, and considered by NMFS.
Comments sent by any other method, to any other address or individual,
or received after the end of the comment period, may not be considered.
All comments received are a part of the public record and will
generally be posted for public viewing on www.regulations.gov without
change. All personal identifying information (e.g., name, address,
etc.) submitted voluntarily by the sender may be publicly accessible.
Do not submit confidential business information, or otherwise sensitive
or protected information.
NMFS will accept anonymous comments (enter ``N/A'' in the required
fields if you wish to remain anonymous). Attachments to electronic
comments will be accepted in Microsoft Word or Excel, WordPerfect, or
Adobe PDF file formats only.
FOR FURTHER INFORMATION CONTACT: Tamara Olson, NMFS Alaska Region,
(907) 271-5006; Jon Kurland, NMFS Alaska Region, (907) 586-7638; or
Marta Nammack, NMFS Office of Protected Resources, (301) 427-8469.
SUPPLEMENTARY INFORMATION: On March 28, 2008, we initiated status
reviews of bearded, ringed (Phoca hispida), and spotted seals (Phoca
largha) under the ESA (73 FR 16617). On May 28, 2008, we received a
petition from the Center for Biological Diversity to list these three
species of seals as threatened or endangered under the ESA, primarily
due to concerns about threats to their habitat from climate warming and
loss of sea ice. The petitioner also requested that critical habitat be
designated for these species concurrently with listing under the ESA.
In response to the petition, we published a 90-day finding that the
petition presented substantial scientific or commercial information
indicating that the petitioned action may be warranted (73 FR 51615;
September 4, 2008). Accordingly, we prepared status reviews of ringed,
bearded, and spotted seals and solicited information pertaining to
them.
On September 8, 2009, the Center for Biological Diversity filed a
lawsuit in the U.S. District Court for the District of Columbia
alleging that we failed to make the requisite 12-month finding on its
petition to list the three seal species. Subsequently, the Court
entered a consent decree under which we agreed to finalize the status
review of the bearded seal (and the ringed seal) and submit a 12-month
finding to the Office of the Federal Register by December 3, 2010.
Following completion of a status review report and 12-month finding for
spotted seals in October 2009 (74 FR 53683; October 20, 2009; see also
75 FR 65239; October 22, 2010), we established Biological Review Teams
(BRTs) to prepare status review reports for bearded and ringed seals.
The status review report for the bearded seal (Cameron et al.,
2010) is a compilation of the best scientific and commercial data
available concerning the status of the species, including
identification and assessment of the past, present, and future threats
to the species. The BRT that prepared this report was composed of eight
marine mammal biologists, a fishery biologist, a marine chemist, and a
climate scientist from NMFS' Alaska and Northeast Fisheries Science
Centers, NOAA's Pacific Marine Environmental Lab, and the U.S. Fish and
Wildlife Service (FWS). The status review report underwent independent
peer review by five scientists with expertise in bearded seal biology,
Arctic sea ice, climate change, and ocean acidification.
Based on the best scientific and commercial data available on the
bearded seals' taxonomy, the BRT concluded that there are two currently
recognized subspecies of the bearded seal that qualify as ``species''
under the ESA: Erignathus barbatus nauticus, inhabiting the Pacific
sector, and Erignathus barbatus barbatus, inhabiting the Atlantic
sector. Based on evidence for discreteness and ecological uniqueness of
bearded seals in the Sea of Okhotsk, we determined that the E. b.
nauticus subspecies consists of two distinct populations segments--the
Okhotsk DPS and the Beringia DPS.
On December 10, 2010, we published in the Federal Register a 12-
month finding and proposed to list the Beringia and Okhotsk DPSs of the
E. b. nauticus subspecies of the bearded seal as threatened (75 FR
77496). We published a 12-month finding for ringed seals as a
[[Page 76741]]
separate notification concurrently with this finding (75 FR 77476;
December 10, 2010), and proposed to list four subspecies of ringed
seals as threatened.
On December 13, 2011, we published in the Federal Register a
document announcing a 6-month extension of the deadline for a final
listing determination to address a substantial disagreement relating to
the sufficiency or accuracy of the model projections and analysis of
future sea ice for the Beringia DPS (76 FR 77465). At that time we also
announced that to address the disagreement and better inform our final
determination, we would conduct a special independent peer review of
the sections of the status review report over which there was
substantial disagreement. We subsequently conducted this special peer
review and made available for public comment the resulting peer review
report that consolidated the comments received (77 FR 20774; April 6,
2012).
ESA Statutory, Regulatory, and Policy Provisions
Two key tasks are associated with conducting an ESA status review.
The first is to identify the taxonomic group under consideration; and
the second is to conduct an extinction risk assessment to determine
whether the petitioned species is threatened or endangered. To be
considered for listing under the ESA, a group of organisms must
constitute a ``species,'' which section 3(16) of the ESA defines to
include ``any subspecies of fish or wildlife or plants, and any
distinct population segment of any species of vertebrate fish or
wildlife which interbreeds when mature.'' The term ``distinct
population segment'' (DPS) is not commonly used in scientific
discourse, so the FWS and NMFS developed the ``Policy Regarding the
Recognition of Distinct Vertebrate Population Segments Under the
Endangered Species Act'' to provide a consistent interpretation of this
term for the purposes of listing, delisting, and reclassifying
vertebrates under the ESA (61 FR 4722; February 7, 1996). Under our DPS
Policy two elements are considered when evaluating whether a population
segment qualifies as a DPS under the ESA: (1) The discreteness of the
population segment in relation to the remainder of the species or
subspecies to which it belongs; and (2) the significance of the
population segment to the species or subspecies to which it belongs. As
stated in the joint DPS policy, Congress expressed its expectation that
the Services would exercise authority with regard to DPSs sparingly and
only when the biological evidence indicates such action is warranted.
In the preamble to the proposed rule and in the status review
report we evaluated whether E. b. nauticus population segments met the
DPS policy criteria. We determined that this subspecies consists of two
DPSs--the Okhotsk DPS and the Beringia DPS. Comments regarding the DPS
evaluation are addressed below in the Summary of Comments and
Responses.
The ESA defines the term ``endangered species'' as ``any species
which is in danger of extinction throughout all or a significant
portion of its range.'' The term ``threatened species'' is defined as
``any species which is likely to become endangered within the
foreseeable future throughout all or a significant portion of its
range.'' The foreseeability of a species' future status is case
specific and depends upon both the foreseeability of threats to the
species and foreseeability of the species' response to those threats.
When a species is exposed to a variety of threats, each threat may be
foreseeable over a different time frame. For example, threats stemming
from well-established, observed trends in a global physical process may
be foreseeable on a much longer time horizon than a threat stemming
from a potential, though unpredictable, episodic process such as an
outbreak of disease that may never have been observed to occur in the
species.
The principal threat to bearded seals is habitat alteration
stemming from climate change. In the 2008 status review for the ribbon
seal (Boveng et al., 2008; see also 73 FR 79822, December 30, 2008),
NMFS scientists used the same climate projections used in our risk
assessment for bearded seals, and analyzed threats associated with
climate change through 2050. One reason for that approach was the
difficulty of incorporating the increased divergence and uncertainty in
climate scenarios beyond that time. Other reasons included the lack of
data for threats other than those related to climate change beyond
2050, and the fact that uncertainty embedded in the assessment of the
ribbon seal's response to threats increased as the analysis extended
farther into the future.
Since completing the analysis for ribbon seals, NMFS scientists
have revised their analytical approach to the foreseeability of threats
and responses to those threats, adopting a more threat-specific
approach based on the best scientific and commercial data available for
each respective threat. For example, because the climate projections in
the Intergovernmental Panel on Climate Change's (IPCC's) Fourth
Assessment Report (AR4; IPCC, 2007) extend through the end of the
century (and we note the IPCC's Fifth Assessment Report (AR5), due in
2014, will extend even farther into the future), for our analysis for
bearded seals we used the same models to assess impacts from climate
change through 2100. We continue to recognize that the farther into the
future the analysis extends, the greater the inherent uncertainty, and
we incorporated that limitation into our assessment of the threats and
the species' response. For other threats, where the best scientific and
commercial data do not extend as far into the future, such as for
occurrences and projections of disease or parasitic outbreaks, we
limited our analysis to the extent of such data. This threat-specific
approach creates a more robust analysis of the best scientific and
commercial data available. It is also consistent with the memorandum
issued by the Department of Interior, Office of the Solicitor,
regarding the meaning of the term ``foreseeable future'' (Opinion M-
37021; January 16, 2009).
NMFS and FWS recently published a draft policy to clarify the
interpretation of the phrase ``significant portion of the range'' in
the ESA definitions of ``threatened'' and ``endangered'' (76 FR 76987;
December 9, 2011). The draft policy consists of the following four
components:
1. If a species is found to be endangered or threatened in only a
significant portion of its range, the entire species is listed as
endangered or threatened, respectively, and the ESA's protections apply
across the species' entire range.
2. A portion of the range of a species is ``significant'' if its
contribution to the viability of the species is so important that,
without that portion, the species would be in danger of extinction.
3. The range of a species is considered to be the general
geographical area within which that species can be found at the time
FWS or NMFS makes any particular status determination. This range
includes those areas throughout all or part of the species' life cycle,
even if they are not used regularly (e.g., seasonal habitats). Lost
historical range is relevant to the analysis of the status of the
species, but cannot constitute a significant portion of a species'
range.
4. If the species is not endangered or threatened throughout all of
its range, but it is endangered or threatened within a significant
portion of its range, and the population in that significant portion is
a valid DPS, we will list the DPS rather than the entire taxonomic
species or subspecies.
[[Page 76742]]
The Services are currently reviewing public comment received on the
draft policy. While the Services' intent ultimately is to establish a
legally binding interpretation of the term ``significant portion of the
range,'' the draft policy does not have legal effect until such time as
it may be adopted as final policy. However, the discussion and
conclusions set forth in the draft policy are consistent with NMFS's
past practice as well as our understanding of the statutory framework
and language. We have therefore considered the draft policy as non-
binding guidance in evaluating whether to list the Beringia and Okhotsk
DPSs of the bearded seal under the ESA.
Species Information
A thorough review of the taxonomy, life history, and ecology of the
bearded seal is presented in the status review report (Cameron et al.,
2010; available at https://alaskafisheries.noaa.gov/). This information,
along with an analysis of species delineation and DPSs, was summarized
in the preamble to the proposed rule (75 FR 77496; December 10, 2010)
and will not be repeated here.
Summary of Factors Affecting the Bearded Seal
Section 4(a)(1) of the ESA and the listing regulations (50 CFR part
424) set forth procedures for listing species. We must determine,
through the regulatory process, if a species is endangered or
threatened because of any one or a combination of the following
factors: (1) The present or threatened destruction, modification, or
curtailment of its habitat or range; (2) overutilization for
commercial, recreational, scientific, or educational purposes; (3)
disease or predation; (4) inadequacy of existing regulatory mechanisms;
or (5) other natural or human-made factors affecting its continued
existence. The preamble to the proposed rule discussed each of these
factors for the Beringia and Okhotsk DPSs (75 FR 77496; December 10,
2010). That discussion will not be repeated in its entirety here, but
we provide a summary for each of the factors below. Section 4.2 of the
status review report provides a more detailed discussion of the factors
affecting bearded seals (see ADDRESSES). The data on bearded seal
abundance and trends of most populations are unavailable or imprecise,
and there is little basis for quantitatively linking projected
environmental conditions or other factors to bearded seal survival or
reproduction. Our risk assessment therefore primarily evaluated
important habitat features and was based upon the best available
scientific and commercial data and the expert opinion of the BRT
members.
A. Present or Threatened Destruction, Modification, or Curtailment of
the Species' Habitat or Range
The main concern about the conservation status of bearded seals
stems from the likelihood that their sea ice habitat has been modified
by the warming climate and, more so, that the scientific consensus
projections are for continued and perhaps accelerated warming in the
foreseeable future. A second concern, related by the common driver of
carbon dioxide (CO2) emissions, is the modification of
habitat by ocean acidification, which may alter prey populations and
other important aspects of the marine ecosystem. A reliable assessment
of the future conservation status of bearded seals therefore requires a
focus on observed and projected changes in sea ice, ocean temperature,
ocean pH (acidity), and associated changes in bearded seal prey
species.
The threats associated with impacts of the warming climate on the
habitat of bearded seals (analyzed in the preamble to the proposed rule
and in the status review report), to the extent that they may pose
risks to these seals, are expected to manifest throughout the current
breeding and molting range (for sea ice related threats) or throughout
the entire range (for ocean warming and acidification) of the Beringia
and Okhotsk DPSs.
While our inferences about future regional ice conditions are based
upon the best available scientific and commercial data, we recognize
that there are uncertainties associated with predictions based on
hemispheric projections or indirect means. We also note that judging
the timing of onset of potential impacts to bearded seals is
complicated by the coarse resolution of the IPCC models. Nevertheless,
NMFS determined that the models reflect reasonable assumptions
regarding habitat alterations to be faced by bearded seals in the
foreseeable future.
Potential Impacts of Changes in Sea Ice on Bearded Seals
In order to feed on the seafloor, bearded seals nearly always
occupy shallow waters (Fedoseev, 2000; Kovacs, 2002). The preferred
depth range is often described as less than 200 m (Kosygin, 1971;
Heptner et al., 1976; Burns and Frost, 1979; Burns, 1981; Fedoseev,
1984; Nelson et al., 1984; Kingsley et al., 1985; Fedoseev, 2000;
Kovacs, 2002), though adults have been known to dive to around 300 m
(Kovacs, 2002; Cameron and Boveng, 2009), and six of seven pups
instrumented near Svalbard have been recorded at depths greater than
488 m (Kovacs, 2002). The BRT defined the core distribution of bearded
seals as those areas of known extent that are in water less than 500 m
deep.
An assessment of the risks to bearded seals posed by climate change
must consider the species' life-history functions, how they are linked
with sea ice, and how altering that link will affect the vital rates of
reproduction and survival. The main functions of sea ice relating to
the species' life-history are: (1) A dry and stable platform for
whelping and nursing of pups in April and May (Kovacs et al., 1996;
Atkinson, 1997); (2) a rearing habitat that allows mothers to feed and
replenish energy reserves lost while nursing; (3) a habitat that allows
a pup to gain experience diving, swimming, and hunting with its mother,
and that provides a platform for resting, relatively isolated from most
terrestrial and marine predators; (4) a habitat for rutting males to
hold territories and attract post-lactating females; and (5) a platform
suitable for extended periods of hauling out during molting.
Whelping and nursing: Pregnant female bearded seals require sea ice
as a dry birthing platform (Kovacs et al., 1996; Atkinson, 1997).
Similarly, pups are thought to nurse only while on ice. If suitable ice
cover is absent from shallow feeding areas during whelping and nursing,
bearded seals would be forced to seek either sea ice habitat over
deeper water or coastal regions in the vicinity of haul-out sites on
shore. A shift to whelping and nursing on land would represent a major
behavioral change that could compromise the ability of bearded seals,
particularly pups, to escape predators, as this is a highly developed
response on ice versus land. Further, predators abound on continental
shorelines, in contrast with sea ice habitat where predators are
sparse; and small islands where predators are relatively absent offer
limited areas for whelping and nursing as compared to the more
extensive substrate currently provided by suitable sea ice.
Bearded seal mothers feed throughout the lactation period,
continuously replenishing fat reserves lost while nursing pups
(Holsvik, 1998, cited in Krafft et al., 2000). Therefore, the presence
of a sufficient food resource near the nursing location is also
important. Rearing young in poorer foraging grounds would require
mothers to forage for longer periods and/or compromise their own body
condition, likely impacting the transfer of energy to
[[Page 76743]]
offspring and affecting survival of pups, mothers, or both.
Pup maturation: When not on the ice, there is a close association
between mothers and pups, which travel together at the surface and
during diving (Lydersen et al., 1994; Gjertz et al., 2000; Krafft et
al., 2000). Pups develop diving, swimming, and foraging skills over the
nursing period, and perhaps beyond (Watanabe et al., 2009). Learning to
forage in a sub-optimal habitat could impair a pup's ability to learn
effective foraging skills, potentially impacting its long-term
survival. Further, hauling out reduces thermoregulatory demands which,
in Arctic climates, may be critical for maintaining energy balance.
Hauling out is especially important for growing pups, which have a
disproportionately large skin surface and rate of heat loss in the
water (Harding et al., 2005; Jansen et al., 2010).
Mating: Male bearded seals are believed to establish territories
under the sea ice and exhibit complex acoustic and diving displays to
attract females. Breeding behaviors are exhibited by males up to
several weeks in advance of females' arrival at locations to give
birth. Mating takes place soon after females wean their pups. The
stability of ice cover is believed to have influenced the evolution of
this mating system.
Molting: There is a peak in the molt during May-June, when most
bearded seals (except young of the year) tend to haul out on ice to
warm their skin. Molting in the water during this period could incur
energetic costs which might reduce survival rates.
For any of these life history events, a greater tendency of bearded
seals to haul out on land or in reduced ice could increase intra- and
inter-specific competition for resources, the potential for disease
transmission, and predation, all of which could affect annual survival
rates. In particular, a reduction in suitable sea ice habitat would
likely increase the overlap in the local distributions of bearded seals
and walrus (Odobenus rosmarus), another ice-associated benthic (ocean
bottom) feeder with similar habitat preferences and diet. The walrus is
also a predator of bearded seal, though seemingly infrequent. Hauling
out closer to shore or on land could also increase the risks of
predation from polar bears, terrestrial carnivores, and humans.
For a long-lived and abundant animal with a large range, the
factors identified above (i.e., low ice extent or absence of sea ice
over shallow feeding areas) are not likely to be significant to an
entire population in any one year. Rather, the overall strength of the
impacts is likely a function of the frequency of years in which they
occur, and the proportion of the population's range over which they
occur. The low ice years, which are projected to occur more frequently
than in the past, may reduce recruitment and pup survival if, for
example, pregnant females are ineffective or slow at adjusting their
breeding locales for variability of the position of the sea ice front.
Potential mechanisms for resilience on relatively short time scales
include adjustments to the timing of breeding in response to shorter
periods of ice cover, and adjustments of the breeding range in response
to reduced ice extent. The extent to which bearded seals might adapt to
more frequent years with early ice melt by shifting the timing of
reproduction is uncertain. There are many examples of shifts in timing
of reproduction by pinnipeds and terrestrial mammals in response to
body condition and food availability. In most of these cases, sub-
optimal conditions led to reproduction later in the season, a response
that would not likely be beneficial to bearded seals. A shift to an
earlier melt date may, however, over the longer term provide selection
pressure for an evolutionary response over many generations toward
earlier reproduction.
It is impossible to predict whether bearded seals would be more
likely to occupy ice habitats over the deep waters of the Arctic Ocean
basin or terrestrial habitats if sea ice failed to extend over the
shelf. Outside the critical life history periods related to
reproduction and molting there is evidence that bearded seals might not
require the presence of sea ice for hauling out, and instead remain in
the water for weeks or months at a time. Even during the spring and
summer bearded seals also appear to possess some plasticity in their
ability to occupy different habitats at the extremes of their range.
For example, throughout most of their range, adult bearded seals are
seldom found on land; however, in the Sea of Okhotsk, bearded seals are
known to use haul-out sites ashore regularly and predictably during the
ice free periods in late summer and early autumn. Also, western and
central Baffin Bay are unique among whelping areas as mothers with
dependent pups have been observed on pack ice over deep water (greater
than 500 m). These behaviors are extremely rare in the core
distributions of bearded seals; therefore, the habitats that
necessitate them should be considered sub-optimal. Consequently,
predicted reductions in sea ice extent, particularly when such
reductions separate ice from shallow water feeding habitats, can be
reasonably used as a proxy for predicting years of reduced survival and
recruitment, though not the magnitude of the impact. In addition, the
frequency of predicted low ice years can serve as a useful tool for
assessing the cumulative risks posed by climate change.
Assessing the potential impacts of the predicted changes in sea ice
cover and the frequency of low ice years on the Beringia and Okhotsk
DPSs of bearded seals requires knowledge or assumptions about the
relationships between sea ice and bearded seal vital rates. Because no
quantitative studies of these relationships have been conducted, we
relied upon two studies in the Bering Sea that estimated bearded seal
preference for ice concentrations based on aerial survey observations
of seal densities. Simpkins et al. (2003) found that bearded seals near
St. Lawrence Island in March preferred 70-90 percent ice coverage, as
compared with 0-70 percent and 90-100 percent. Preliminary results from
another study in the Bering Sea (Ver Hoef et al., In review) found
substantially lower probability of bearded seal occurrence in areas of
0-25 percent ice coverage during April-May. Lacking a more direct
measure of the relationship between bearded seal vital rates and ice
coverage, we considered areas within the current core distribution of
bearded seals where the decadal averages and minimums of ice
projections (centered on the years 2050 and 2090) were below 25 percent
concentrations as inadequate for whelping and nursing. We also assumed
that the sea ice requirements for molting in May-June are less
stringent than those for whelping and rearing pups, and that 15 percent
ice concentration in June would be minimally sufficient for molting.
The amount of ice cover required by bearded seals for critical life
functions has not been documented in the scientific literature, but for
purposes of this final listing determination, we concluded that the
above percentages are reasonable assumptions based upon the life
history characteristics and field observations of bearded seals by NMFS
marine mammal biologists.
Beringia DPS: In the Bering Sea, early springtime sea ice habitat
for bearded seal whelping should be sufficient in most years through
2050 and out to the second half of the 21st century, when the average
ice extent in April is forecasted to be approximately 50 percent of the
present-day extent. The general trend in projections of sea ice for May
(nursing, rearing, and some molting) through June (molting) in the
Bering Sea is toward a longer ice-free
[[Page 76744]]
period resulting from more rapid spring melt. Until at least the middle
of the 21st century, projections show some years with near-maximum ice
extent; however, less ice is forecasted on average, manifested as more
frequent years in which the spring retreat occurs earlier and the peak
ice extent is lower. By the end of the 21st century, projections for
the Bering Sea indicate that there will commonly be years with little
or no ice in May, and that sea ice in June is expected to be non-
existent in most years.
Projections of sea ice concentration indicate that there will
typically be 25 percent or greater ice concentration in April-May over
a substantial portion of the shelf zone in the Bering Sea through 2055.
By 2095 ice concentrations of 25 percent or greater are projected for
May only in small zones of the Gulf of Anadyr and in the area between
St. Lawrence Island and Bering Strait. In the minimal ice years the
projections indicate there will be little or no ice of 25 percent or
greater concentration over the shelf zone in the Bering Sea during
April and May, perhaps commencing as early as the next decade.
Conditions will be particularly poor for the molt in June when typical
ice predictions suggest less than 15 percent ice by mid-century.
Projections suggest that the spring and summer ice edge could retreat
to deep waters of the Arctic Ocean basin, potentially separating sea
ice suitable for pup maturation and molting from benthic feeding areas.
In the East Siberian, Chukchi, and Beaufort seas, the average ice
extents during April and May (i.e., the period of whelping, nursing,
mating, and some molting) are all predicted to be very close to
historical averages out to the end of the 21st century. However, the
annual variability of this extent is forecasted to continue to
increase, and single model runs indicate the possibility of a few years
in which April and May sea ice would cover only half (or in the case of
the Chukchi Sea, none) of the Arctic shelf in these regions by the end
of the century. The projections indicate that there will typically be
25 percent or greater ice concentration in April-June over the entire
shelf zones in the Beaufort, Chukchi, and East Siberian Seas through
the end of the century. In the minimal ice years 25 percent or greater
ice concentration is projected over the shelf zones in April and May in
these regions through the end of the century, except in the eastern
Chukchi and central Beaufort Seas. In the 2090s, ice suitable for
molting in June (i.e., 15 percent or more concentration) is projected
to be mostly absent in these regions in minimal years, except in the
western Chukchi Sea and northern East Siberian Sea.
A reduction in spring and summer sea ice concentrations could
conceivably result in the development of new areas containing suitable
habitat or enhancement of existing suboptimal habitat. For example, the
East Siberian Sea has been said to be relatively low in bearded seal
numbers and has historically had very high ice concentrations and long
seasonal ice coverage. Ice concentrations projected for May-June near
the end of the century in this region include substantial areas with
20-80 percent ice, potentially suitable for bearded seal reproduction,
molting, and foraging. However, the net difference between sea ice
related habitat creation and loss is likely to be negative, especially
because other factors like ocean warming and acidification (discussed
below) are likely to affect habitat.
A substantial portion (about 70 percent) of the Beringia DPS
currently whelps in the Bering Sea, where a longer ice-free period is
forecasted in May and June. To adapt to this modified sea ice regime,
bearded seals would likely have to shift their nursing, rearing, and
molting areas to the ice covered seas north of the Bering Strait,
potentially with poor access to food, or to coastal haul-out sites on
shore, potentially with increased risks of disturbance, predation, and
competition. Both of these scenarios would require bearded seals to
adapt to novel (i.e., suboptimal) conditions, and to exploit habitats
to which they may not be well suited, likely compromising their
reproduction and survival rates. Further, the spring and summer ice
edge may retreat to deep waters of the Arctic Ocean basin, which could
separate sea ice suitable for pup maturation and molting from benthic
feeding areas. Accordingly, we conclude that the projected changes in
sea ice habitat pose significant threats to the persistence of the
Beringia DPS throughout all of its range.
Okhotsk DPS: None of the IPCC models performed satisfactorily at
projecting sea ice for the Sea of Okhotsk, so projected surface air
temperatures were examined relative to current climate conditions as a
proxy to predict sea ice extent and duration. Sea ice extent is
strongly controlled by temperature; this is especially true for smaller
bodies of water relative to the grid size of available models. Also,
the physical processes by which increased greenhouse gases (GHGs) lead
to warming are better understood and more easily modeled than the other
processes that influence sea ice formation and persistence. Therefore,
whether the whole geographic region around the Sea of Okhotsk is above
or below the freezing point of sea water should be a reasonable
indicator of the presence or absence of sea ice.
The Sea of Okhotsk is located southwest of the Bering Sea, and thus
can be expected to have earlier radiative heating in the spring. The
region is dominated in winter and spring, however, by cold continental
air masses and offshore flow. Sea ice is formed rapidly and is
generally advected southward. As this region is dominated by cold air
masses for much of the winter and spring, we would expect that the
present seasonal cycle of first year sea ice will continue to dominate
the future habitat of the Sea of Okhotsk.
Based on the temperature proxies, a continuation of sea ice
formation or presence is expected for March (some whelping and nursing)
in the Sea of Okhotsk through the end of this century, though the ice
may be limited to the northern region in most years after mid-century.
However, little to no sea ice is expected in May by 2050, and in April
by the end of the century. These months are critical for whelping,
nursing, pup maturation, breeding, and molting. Hence, the most
significant threats posed to the Okhotsk DPS were judged to be
decreases in sea ice habitat suitable for these important life history
events.
Over the long term, bearded seals in the Sea of Okhotsk do not have
the prospect of following a shift in the average position of the ice
front northward. Therefore, the question of whether a future lack of
sea ice will cause the Okhotsk DPS of bearded seals to become in danger
of going extinct depends in part on how successful the populations are
at moving their reproductive activities from ice to haul-out sites on
shore. Although some bearded seals in this area use land for hauling
out, this only occurs in late summer and early autumn. We are not aware
of any occurrence of bearded seals whelping or nursing young on land,
so this predicted loss of sea ice is expected to be significantly
detrimental to the long term viability of the population. We conclude
that the expected changes in sea ice habitat pose a significant threat
to the Okhotsk DPS throughout all of its range.
Impacts on Bearded Seals Related to Changes in Ocean Conditions
Ocean acidification is an ongoing process whereby chemical
reactions occur that reduce both seawater pH and the concentration of
carbonate ions when CO2 is absorbed by seawater.
[[Page 76745]]
Results from global ocean CO2 surveys over the past two
decades have shown that ocean acidification is a predictable
consequence of rising atmospheric CO2 levels. The process of
ocean acidification has long been recognized, but the ecological
implications of such chemical changes have only recently begun to be
appreciated. The waters of the Arctic and adjacent seas are among the
most vulnerable to ocean acidification. The most likely impact of ocean
acidification on bearded seals will be through the loss of benthic
calcifiers and lower trophic levels on which the species' prey depends.
Cascading effects are likely both in the marine and freshwater
environments. Our limited understanding of planktonic and benthic
calcifiers in the Arctic (e.g., even their baseline geographical
distributions) means that future changes will be difficult to detect
and evaluate.
Warming of the oceans is predicted to drive species ranges toward
higher latitudes. Additionally, climate change can strongly influence
fish distribution and abundance. Further shifts in spatial distribution
and northward range extensions appear to be inevitable, and the species
composition of the plankton and fish communities will continue to
change under a warming climate.
Bearded seals of different age classes are thought to feed at
different trophic levels, so any ecosystem change could be expected to
affect bearded seals in a variety of ways. Changes in bearded seal
prey, anticipated in response to ocean warming and loss of sea ice and,
potentially, ocean acidification, have the potential for negative
impacts, but the possibilities are complex. These ecosystem responses
may have very long lags as they propagate through trophic webs. Because
of bearded seals' apparent dietary flexibility, these threats are of
less concern than the direct effects of potential sea ice degradation.
B. Overutilization for Commercial, Subsistence, Recreational,
Scientific, or Educational Purposes
Recreational, scientific, and educational utilization of bearded
seals is currently at low levels and is not expected to increase to
significant threat levels in the foreseeable future. The solitary
nature of bearded seals has made them less suitable for commercial
exploitation than many other seal species. Still, they may have been
depleted by commercial harvests in some areas of the Sea of Okhotsk and
the Bering Sea during the mid-20th century. There is currently no
significant commercial harvest of bearded seals and significant
harvests seem unlikely in the foreseeable future.
Bearded seals have been a very important species for subsistence of
indigenous people in the Arctic for thousands of years. The current
subsistence harvest is substantial in some areas, but there is little
or no evidence that subsistence harvests have or are likely to pose
serious risks to the species at present. Climate change is likely to
alter patterns of subsistence harvest of marine mammals by changing
their densities or distributions in relation to hunting communities.
Predictions of the impacts of climate change on subsistence hunting
pressure are constrained by the complexity of the interacting variables
and imprecision of climate and sea models at small scales. Accurate
information on both harvest levels and species' abundance and trends
will be needed in order to assess the future impacts of hunting as well
as to respond appropriately to potential climate-induced changes in
populations. We conclude that there is no evidence overutilization of
the Beringia or Okhotsk DPS is occurring at present.
C. Diseases, Parasites, and Predation
A variety of diseases and parasites have been documented to occur
in bearded seals. The seals have likely co-evolved with many of these
and the observed prevalence is typical and similar to other species of
seals. The transmission of many known diseases of pinnipeds is often
facilitated by animals crowding together and by the continuous or
repeated occupation of a site. The pack ice habitat and the more
solitary behavior of bearded seals may therefore limit disease
transmission. Other than at shore-based haul-out sites in the Sea of
Okhotsk in summer and fall, bearded seals do not crowd together and
rarely share small ice floes with more than a few other seals, so
conditions that would favor disease transmission do not exist for most
of the year. After the proposed listing rule was published, the
occurrence of an elevated number of sick or dead ringed seals in the
Arctic and Bering Strait regions of Alaska beginning in July 2011 led
to the declaration of an unusual mortality event (UME) by NMFS under
the Marine Mammal Protection Act (MMPA) on December 20, 2011. A small
number of sick or dead bearded seals were also reported. The underlying
cause of this UME is unknown and remains under focused expert
investigation. Abiotic and biotic changes to bearded seal habitat
potentially could lead to exposure to new pathogens or new levels of
virulence, but we continue to consider the potential threats to bearded
seals from disease as low.
Polar bears are the primary predators of bearded seals. Other
predators include brown bears (Ursus arctos), killer whales (Orcinus
orca), sharks, and walruses. Predation under the future scenario of
reduced sea ice is difficult to assess. Polar bear predation may
decrease, but predation by killer whales, sharks, and walrus may
increase. The range of plausible scenarios is large, making it
impossible to predict the direction or magnitude of the net impact on
bearded seal mortality. The data that are currently available do not
suggest that predation is posing a significant threat to the
persistence of bearded seals at present.
D. Inadequacy of Existing Regulatory Mechanisms
As noted above in the discussion of Factor A, a primary concern
about the conservation status of the bearded seal stems from the
likelihood that its sea ice habitat has been modified by the warming
climate and, more so, that the scientific consensus projections are for
continued and perhaps accelerated warming in the foreseeable future
combined with modification of habitat by ocean acidification. Current
mechanisms do not effectively regulate GHG emissions, which are
contributing to global climate change and associated modifications to
bearded seal habitat. The projections we used to assess risks from GHG
emissions were based on the assumption that no new regulation will take
place (the underlying IPCC emissions scenarios were all ``non-
mitigated'' scenarios). Therefore, the inadequacy of mechanisms to
regulate GHG emissions is already included in our risk assessment, and
contributes to the risks posed to bearded seals by these emissions.
E. Other Natural or Manmade Factors Affecting the Species' Continued
Existence
Pollution and Contaminants
Research on contaminants and bearded seals is limited compared to
the extensive information available for ringed seals. Pollutants such
as organochlorine compounds (OC) and heavy metals have been found in
most bearded seal populations. The variety, sources, and transport
mechanisms of the contaminants vary across the bearded seal's range,
but these compounds appear to be ubiquitous in the Arctic marine food
chain. Statistical analysis of OCs in marine mammals has shown that,
for most OCs, the European Arctic is more contaminated than the
[[Page 76746]]
Canadian and U.S. Arctic. Present and future impacts of contaminants on
bearded seal populations warrant further study. Climate change has the
potential to increase the transport of pollutants from lower latitudes
to the Arctic, highlighting the importance of continued monitoring of
bearded seal contaminant levels. The BRT considered the potential
threat posed from contaminants as of low to moderate significance to
the Beringia DPS and of moderate significance to the Okhotsk DPS.
Oil and Gas Activities
Extensive oil and gas reserves coupled with rising global demand
make it very likely that oil and gas development activity will increase
throughout the U.S. Arctic and internationally in the future. Climate
change is expected to enhance marine access to offshore oil and gas
reserves by reducing sea ice extent, thickness, and seasonal duration,
thereby improving ship access to these resources around the margins of
the Arctic Basin. Oil and gas exploration, development, and production
activities include, but are not limited to: seismic surveys;
exploratory, delineation, and production drilling operations;
construction of artificial islands, causeways, ice roads, shore-based
facilities, and pipelines; and vessel and aircraft operations. These
activities have the potential to affect bearded seals, primarily
through noise, physical disturbance, and pollution, particularly in the
event of a large oil spill or blowout.
Within the range of the Beringia and the Okhotsk DPSs, offshore oil
and gas exploration and production activities are currently underway in
the United States, Canada, and Russia. In the United States, oil and
gas activities have been conducted off the coast of Alaska since the
1970s, with most of the activity occurring in the Beaufort Sea.
Although five exploratory wells have been previously drilled in the
Chukchi Sea, no oil fields have been developed or brought into
production. Shell plans to drill up to three wells during 2012 at
several locations in the northeast Chukchi Sea. Shell also plans to
drill offshore in the Beaufort Sea in 2012 near Camden Bay. No offshore
oil or gas fields are currently in development or production in the
Bering Sea.
About 80 percent of the oil and 99 percent of the gas produced in
the Arctic comes from Russia (AMAP, 2007). With over 75 percent of
known Arctic oil, over 90 percent of known Arctic gas, and vast
estimates of undiscovered oil and gas reserves, Russia will likely
continue to be the dominant producer of Arctic oil and gas in the
future (AMAP, 2007). Recently there has also been renewed interest in
the Russian Chukchi Sea, as new evidence emerges to support the notion
that the region may contain world-class oil and gas reserves. In the
Sea of Okhotsk, oil and natural gas operations are active off the
northeastern coast of Sakhalin Island, and future developments are
planned in the western Kamchatka and Magadan regions.
Large oil spills or blowouts are considered to be the greatest
threat of oil and gas exploration activities in the marine environment.
In contrast to spills on land, large spills at sea are difficult to
contain and may spread over hundreds or thousands of kilometers.
Responding to a spill in the Arctic environment would be particularly
challenging. The U.S. Arctic has very little infrastructure to support
oil spill response, with few roads and no major port facilities.
Reaching a spill site and responding effectively would be especially
difficult, if not impossible, in winter when weather can be severe and
daylight extremely limited. Oil spills under ice would be the most
challenging because industry and government have little experience
containing or recovering spilled oil effectively in such conditions.
The difficulties experienced in stopping and containing the blowout at
the Deepwater Horizon well in the Gulf of Mexico, where environmental
conditions and response preparedness are comparatively good (but waters
are much deeper than the Arctic continental shelf), point toward even
greater challenges of attempting a similar feat in a much more
environmentally severe and geographically remote location.
Although planning, management, and use of best practices can help
reduce risks and impacts, the history of oil and gas activities
indicates that accidents cannot be eliminated. Tanker spills, pipeline
leaks, and oil blowouts are likely to occur in the future, even under
the most stringent regulatory and safety systems. In the Sea of
Okhotsk, an accident at an oil production complex resulted in a large
(3.5 ton) spill in 1999, and in winter 2009, an unknown quantity of oil
associated with a tanker fouled 3 km of coastline and hundreds of birds
in Aniva Bay (Sakhalin Island). In the Arctic, a blowout at an offshore
platform in the Ekofisk oil field in the North Sea in 1977 released
more than 200,000 barrels of oil.
Researchers have suggested that pups of ice-associated seals may be
particularly vulnerable to fouling of their dense lanugo coat. Though
bearded seal pups exhibit some prenatal molting, they are generally not
fully molted at birth, and thus would be particularly prone to physical
impacts of contacting oil. Adults, juveniles, and weaned young of the
year rely on blubber for insulation, so effects of oiling on their
thermoregulation are expected to be minimal. Other acute effects of oil
exposure which have been shown to reduce seal's health and possibly
survival include skin irritation, disorientation, lethargy,
conjunctivitis, corneal ulcers, and liver lesions. Direct ingestion of
oil, ingestion of contaminated prey, or inhalation of hydrocarbon
vapors can cause serious health effects including death.
In summary, the threats to bearded seals from oil and gas
activities are greatest where these activities converge with breeding
aggregations or in migration corridors such as in the Bering Strait. In
particular, bearded seals in ice-covered remote regions are most
vulnerable to oil and gas activities, primarily due to potential oil
spill impacts. The BRT considered the threat posed to the Beringia and
Okhotsk DPSs by disturbance, injury, or mortality from oil spills, and/
or other discharges, as moderately significant.
Commercial Fisheries Interactions and Bycatch
Commercial fisheries may impact bearded seals through direct
interactions (i.e., incidental take or bycatch) and indirectly through
competition for prey resources and other impacts on prey populations.
NMFS has access to estimates of bearded seal bycatch only for
commercial fisheries that operate in Alaska waters. Based on data from
2002-2006, there has been an annual average of 1.0 bearded seal
mortality incidental to commercial fishing operations. We could find no
information regarding bearded seal bycatch in the Sea of Okhotsk;
however, given the intensive levels of commercial fishing that occur in
this sea, bycatch of bearded seals likely occurs there. The BRT
considered the threat posed to the Okhotsk DPS from physical
disturbance associated with the combined factors of oil and gas
development, shipping, and commercial fisheries moderately significant.
For indirect impacts, we note that commercial fisheries target a
number of known bearded seal prey species, such as walleye pollock
(Theragra chalcogramma) and cod. These fisheries may affect bearded
seals indirectly through reduction in prey biomass and through other
fishing mediated changes in their prey species. Bottom trawl
[[Page 76747]]
fisheries also have the potential to indirectly affect bearded seals
through destruction or modification of benthic prey and/or their
habitat.
Shipping
The reduction in Arctic sea ice that has occurred in recent years
has renewed interest in using the Arctic Ocean as a potential waterway
for coastal, regional, and trans-Arctic marine operations. Climate
models predict that the warming trend in the Arctic will accelerate,
causing the ice to begin melting earlier in the spring and resume
freezing later in the fall, resulting in an expansion of potential
shipping routes and lengthening the potential navigation season.
The most significant risk posed by shipping activities to bearded
seals in the Arctic is the accidental or illegal discharge of oil or
other toxic substances carried by ships, due to their immediate and
potentially long-term effects on individual animals, populations, food
webs, and the environment. Shipping activities can also affect bearded
seals directly through noise and physical disturbance (e.g.,
icebreaking vessels), as well as indirectly through ship emissions and
the possibility of introducing exotic species that may affect bearded
seal food webs.
Current and future shipping activities in the Arctic pose varying
levels of threats to bearded seals depending on the type and intensity
of the shipping activity and its degree of spatial and temporal overlap
with bearded seal habitats. These factors are inherently difficult to
predict, making threat assessment highly uncertain. Most ships in the
Arctic purposefully avoid areas of ice and thus prefer periods and
areas which minimize the chance of encountering ice. This necessarily
mitigates many of the risks of shipping to populations of bearded
seals, since they are closely associated with ice throughout the year.
Icebreakers pose special risks to bearded seals because they are
capable of operating year-round in all but the heaviest ice conditions
and are often used to escort other types of vessels (e.g., tankers and
bulk carriers) through ice-covered areas. If icebreaking activities
increase in the Arctic in the future as expected, the likelihood of
negative impacts (e.g., oil spills, pollution, noise, disturbance, and
habitat alteration) occurring in ice-covered areas where bearded seals
occur will likely also increase.
The potential threats and general threat assessment in the Sea of
Okhotsk are largely the same as they are in the Arctic, though with
less detail available regarding the spatial and temporal correspondence
of ships and bearded seals, save one notable exception. Though noise
and oil pollution from vessels are expected to have the same general
relevance in the Sea of Okhotsk, oil and gas activities near Sakhalin
Island are currently at high levels and poised for another major
expansion of the offshore oil fields that would require an increasing
number of tankers. About 25 percent of the Okhotsk bearded seal
population uses this area during whelping and molting, and as a
migration corridor (Fedoseev, 2000).
The main aggregations of bearded seals in the northern Sea of
Okhotsk are likely within the commercial shipping routes, but vessel
frequency and timing relative to periods when seals are hauled out on
ice are presently unknown. Some ports are kept open year-round by
icebreakers, largely to support year-round fishing, so there is greater
probability here of spatial and temporal overlaps with bearded seals
hauled out on ice. In a year with reduced ice, bearded seals were more
concentrated close to shore (Fedoseev, 2000), suggesting that seals
could become increasingly prone to shipping impacts as ice diminishes.
As is the case with the Arctic, a quantitative assessment of actual
threats and impacts in the Sea of Okhotsk is unrealistic due to a
general lack of published information on shipping patterns.
Modifications to shipping routes and possible choke points (where
increases in vessel traffic are focused at sensitive places and times
for bearded seals) due to diminishing ice are likely, but there are few
data on which to base even qualitative predictions. However, the
predictions regarding shipping impacts in the Arctic are generally
applicable, and because of significant increases in predicted shipping,
it appears that bearded seals inhabiting the Sea of Okhotsk, in
particular the shelf area off central and northern Sakhalin Island, are
at increased risk of impacts. Winter shipping activities in the
southern Sea of Okhotsk are expected to increase considerably as oil
and gas production pushes the development and use of new classes of
icebreaking ships, thereby increasing the potential for shipping
accidents and oil spills in the ice-covered regions of this sea.
The BRT considered the threat posed from physical disturbance
associated with the combined factors of oil and gas development,
shipping, and/or commercial fisheries as of low to moderate
significance to the Beringia DPS and of moderate significance to the
Okhotsk DPS.
Summary for Factor E
We find that the threats posed by pollutants, oil and gas industry
activities, fisheries, and shipping do not individually or collectively
place the Beringia DPS or the Okhotsk DPS at risk of becoming
endangered in the foreseeable future. We recognize, however, that the
significance of these threats would likely increase for populations
diminished by the effects of climate change or other threats. This is
of particular note for bearded seals in the Sea of Okhotsk, where oil
and gas related activities are expected to increase, and are judged to
pose a moderate threat.
Analysis of Demographic Risks
Threats to a species' long-term persistence are manifested
demographically as risks to its abundance, productivity, spatial
structure and connectivity, and genetic and ecological diversity. These
demographic risks provide the most direct indices or proxies of
extinction risk. A species at very low levels of abundance and with few
populations will be less tolerant to environmental variation,
catastrophic events, genetic processes, demographic stochasticity,
ecological interactions, and other processes. A rate of productivity
that is unstable or declining over a long period of time can indicate
poor resiliency to future environmental change. A species that is not
widely distributed across a variety of well-connected habitats is at
increased risk of extinction due to environmental perturbations,
including catastrophic events. A species that has lost locally-adapted
genetic and ecological diversity may lack the raw resources necessary
to exploit a wide array of environments and endure short- and long-term
environmental changes.
The degree of risk posed by the threats associated with the impacts
of global climate change on bearded seal habitat is uncertain due to a
lack of quantitative information linking environmental conditions to
bearded seal vital rates, and a lack of information about how resilient
bearded seals will be to these changes. The BRT considered the current
risks (in terms of abundance, productivity, spatial structure, and
diversity) to the persistence of the Beringia DPS and the Okhotsk DPS
as low or very low. The BRT judged the risks to the persistence of the
Beringia DPS within the foreseeable future to be moderate (abundance
and diversity) to high (productivity and spatial structure), and to the
Okhotsk DPS to be high for
[[Page 76748]]
abundance, productivity, and spatial structure, and moderate for
diversity.
Conservation Efforts
When considering the listing of a species, section 4(b)(1)(A) of
the ESA requires NMFS to consider efforts by any State, foreign nation,
or political subdivision of a State or foreign nation to protect the
species. Such efforts would include measures by Native American tribes
and organizations, local governments, and private organizations. Also,
Federal, tribal, state, and foreign recovery actions (16 U.S.C.
1533(f)), and Federal consultation requirements (16 U.S.C. 1536)
constitute conservation measures. In addition to identifying these
efforts, under the ESA and our Policy on the Evaluation of Conservation
Efforts (68 FR 15100; March 28, 2003), we must evaluate the certainty
of implementing the conservation efforts and the certainty that the
conservation efforts will be effective on the basis of whether the
effort or plan establishes specific conservation objectives, identifies
the necessary steps to reduce threats or factors for decline, includes
quantifiable performance measures for monitoring compliance and
effectiveness, incorporates the principles of adaptive management, and
is likely to improve the species' viability at the time of the listing
determination.
International Agreements
The International Union for the Conservation of Nature and Natural
Resources (IUCN) Red List identifies and documents those species
believed by its reviewers to be most in need of conservation attention
if global extinction rates are to be reduced, and is widely recognized
as the most comprehensive, apolitical global approach for evaluating
the conservation status of plant and animal species. In order to
produce Red Lists of threatened species worldwide, the IUCN Species
Survival Commission draws on a network of scientists and partner
organizations, which uses a standardized assessment process to
determine species' risks of extinction. However, it should be noted
that the IUCN Red List assessment criteria differ from the listing
criteria provided by the ESA. The bearded seal is currently classified
as a species of ``Least Concern'' on the IUCN Red List. These listings
highlight the conservation status of listed species and can inform
conservation planning and prioritization.
Domestic Conservation Efforts
NMFS is not aware of any formalized conservation efforts for
bearded seals that have yet to be implemented, or which have recently
been implemented, but have yet to show their effectiveness in removing
threats to the species. Therefore, we do not need to evaluate any
domestic conservation efforts under our Policy on Evaluating
Conservation Efforts (68 FR 15100; March 28, 2003).
NMFS has established a co-management agreement with the Ice Seal
Committee (ISC) to conserve and provide co-management of subsistence
use of ice seals by Alaska Natives. The ISC is an Alaska Native
Organization dedicated to conserving seal populations, habitat, and
hunting in order to help preserve native cultures and traditions. The
ISC co-manages ice seals with NMFS by monitoring subsistence harvest
and cooperating on needed research and education programs pertaining to
ice seals. NMFS' National Marine Mammal Laboratory is engaged in an
active research program for bearded seals. The new information from
research will be used to enhance our understanding of the risk factors
affecting bearded seals, thereby improving our ability to develop
effective management measures for the species.
Listing Determinations
We have reviewed the status of the bearded seal, fully considering
the best scientific and commercial data available, including the status
review report. We have reviewed threats to the Beringia DPS and the
Okhotsk DPS, as well as other relevant factors, and considered
conservation efforts and special designations for bearded seals by
states and foreign nations. In consideration of all of the threats and
potential threats to bearded seals identified above, the assessment of
the risks posed by those threats, the possible cumulative impacts, and
the uncertainty associated with all of these, we draw the following
conclusions:
Beringia DPS: (1) The present population size of the Beringia DPS
is uncertain, but is estimated to be about 155,000 individuals. (2) It
is highly likely that reductions will occur in both the extent and
timing of sea ice in the range of the Beringia DPS within the
foreseeable future, particularly in the Bering Sea. To adapt to this
modified ice regime, bearded seals would likely have to shift their
nursing, rearing, and molting areas to ice-covered seas north of the
Bering Strait, where projections suggest there is potential for the ice
edge to retreat to deep waters of the Arctic basin, forcing the seals
to adapt to suboptimal conditions and exploit potentially unsuitable
habitats, and likely compromising their reproduction and survival
rates. (3) Available information indicates a moderate to high threat
that reductions in spring and summer sea ice will result in spatial
separation of sea ice resting areas from benthic feeding habitat. (4)
Available information indicates a moderate to high threat of reductions
in sea ice suitable for molting (i.e., areas with at least 15 percent
ice concentration in May-June) and a moderate threat of reductions in
sea ice suitable for pup maturation (i.e., areas with at least 25
percent ice concentration in April-May). (5) Within the foreseeable
future, the risks to the persistence of the Beringia DPS appear to be
moderate (abundance and diversity) to high (productivity and spatial
structure). We have determined that the Beringia DPS is not in danger
of extinction throughout all of its range, but it is likely to become
so within the foreseeable future. Therefore, we are listing it as
threatened.
Okhotsk DPS: (1) The present population size of the Okhotsk DPS is
very uncertain, but is estimated to be about 95,000 individuals. (2)
Decreases in sea ice habitat suitable for whelping, nursing, pup
maturation, and molting pose the greatest threats to the persistence of
the Okhotsk DPS. As ice conditions deteriorate, Okhotsk bearded seals
will be limited in their ability to shift their range northward because
the Sea of Okhotsk is bounded to the north by land. (3) Although some
bearded seals in the Sea of Okhotsk are known to use land for hauling
out, this presently only occurs in late-summer and early autumn. We are
not aware of any occurrence of bearded seals whelping or nursing young
on land, so the predicted loss of sea ice for these critical life
history functions is expected to be significantly detrimental to the
long term viability of the population. (4) Within the foreseeable
future the risks to the persistence of the Okhotsk DPS due to
demographic problems associated with abundance, productivity, and
spatial structure are expected to be high. We have determined that the
Okhotsk DPS is not in danger of extinction throughout all its range,
but it is likely to become so in the foreseeable future. Therefore, we
are listing it as threatened.
Significant Portion of the Range Evaluation
Under the ESA and our implementing regulations, a species warrants
listing if it is endangered or threatened throughout all or a
significant portion of
[[Page 76749]]
its range. In our analysis for this final rule, we initially evaluated
the status of and threats to the Beringia and Okhotsk DPSs of the
bearded seal throughout their entire ranges. We found that the
consequences of habitat change associated with a warming climate can be
expected to manifest throughout the current breeding and molting ranges
of bearded seals, and that the ongoing and projected changes in sea ice
habitat pose significant threats to the persistence of these DPSs. The
magnitude of the threats posed to the persistence of bearded seals,
including from changes in sea ice habitat, are likely to vary to some
degree across the range of the species depending on a number of
factors, including where affected populations occur. In light of the
potential differences in the magnitude of the threats to specific areas
or populations, we evaluated whether the Beringia or Okhotsk DPSs might
be in danger of extinction in any significant portions of their ranges.
In accordance with our draft policy on ``significant portion of its
range,'' our first step in this evaluation was to review the entire
supporting record for this final determination to ``identify any
portions of the range[s] of the [DPSs] that warrant further
consideration'' (76 FR 77002; December 9, 2011). We evaluated whether
substantial information indicated ``that (i) the portions may be
significant [within the meaning of the draft policy] and (ii) the
species [occupying those portions] may be in danger of extinction or
likely to become so within the foreseeable future'' (76 FR 77002;
December 9, 2011). Under the draft policy, both considerations must
apply to warrant listing a species as endangered throughout its range
based upon threats within a portion of the range. In other words, if
either consideration does not apply, we would not list a species as
endangered based solely upon its status within a significant portion of
its range. For both the Beringia and Okhotsk DPSs, we found it more
efficient to address the status consideration first.
The consequences of the potential threats to the Beringia and
Okhotsk DPSs, including from changes in sea ice habitat, have been
addressed in other sections of the preamble to this final rule. Based
on our review of the record, we did not find substantial information
indicating that any of the threats to the Beringia and Okhotsk DPSs,
including those associated with the changes in sea ice habitat, are so
severe or so concentrated as to indicate that either DPS currently
qualifies as endangered within some portion of its range. As described
in the section entitled Listing Determinations of this final rule, the
threats are such that we concluded that Beringia and Okhotsk DPSs are
likely to become endangered within the foreseeable future. As a result,
we find that the best available data show that there are no portions of
their ranges in which the threats are so concentrated or acute as to
place those portions of the ranges of either DPS in danger of
extinction. Because we find that the Arctic and Okhotsk DPSs are not
endangered in any portions of their ranges, we need not address the
question of whether any portions may be significant.
Prohibitions and Protective Measures
Section 9 of the ESA prohibits the take of endangered species. The
term ``take'' means to harass, harm, pursue, hunt, shoot, wound, kill,
trap, capture, or collect, or engage in any such conduct (16 U.S.C.
1532(19)). In the case of threatened species, ESA section 4(d)
authorizes NMFS to issue regulations it considers necessary and
advisable for the conservation of the species. Such regulations may
include any or all of the section 9 prohibitions. These regulations
apply to all individuals, organizations, and agencies subject to U.S.
jurisdiction. On December 10, 2010, we proposed protective regulations
pursuant to section 4(d) to include all of the prohibitions in section
9(a)(1) (75 FR 77496) based on a preliminary finding that such measures
were necessary and advisable for the conservation of the Beringia DPS
and the Okhotsk DPS.
In light of public comments and following further review, we are
withdrawing the proposed ESA section 4(d) protective regulations for
the Beringia and Okhotsk DPSs. We received comments arguing against
adoption of the 4(d) rule and we have not received any information, and
are not aware of any, indicating that the addition of the ESA section 9
prohibitions would apply to any activities that are currently
unregulated and are having, or have the potential to have, significant
effects on the Beringia or Okhotsk DPS. Further, the Beringia and
Okhotsk DPSs appear sufficiently abundant to withstand typical year-to-
year variation and natural episodic perturbations in the near term. The
principal threat to these DPSs of bearded seals is habitat alteration
stemming from climate change within the foreseeable future. This is a
long-term threat and the consequences for bearded seals will manifest
themselves over the next several decades. Finally, bearded seals
currently benefit from existing protections under the MMPA, and
activities that may take listed species and involve a Federal action
will still be subject to consultation under section 7(a)(2) of the ESA
to ensure such actions will not jeopardize the continued existence of
the species. We therefore conclude that it is unlikely that the
proposed section 4(d) regulations would provide appreciable
conservation benefits. As a result, we have concluded that the 4(d)
regulations are not necessary at this time. Such regulations could be
promulgated at some future time if warranted by new information.
Section 7(a)(2) of the ESA requires Federal agencies to consult
with us to ensure that activities they authorize, fund, or conduct are
not likely to jeopardize the continued existence of a listed species or
a species proposed for listing, or to adversely modify critical habitat
or proposed critical habitat. If a Federal action may affect a listed
species or its critical habitat, the responsible Federal agency must
enter into consultation with us. Examples of Federal actions that may
affect the Beringia DPS of bearded seals include permits and
authorizations relating to coastal development and habitat alteration,
oil and gas development (including seismic exploration), toxic waste
and other pollutant discharges, and cooperative agreements for
subsistence harvest.
Critical Habitat
Section 3 of the ESA (16 U.S.C. 1532(5)(A)) defines critical
habitat as: (i) The specific areas within the geographical area
occupied by the species, at the time it is listed in accordance with
the ESA, on which are found those physical or biological features (I)
essential to the conservation of the species and (II) that may require
special management considerations or protection; and (ii) specific
areas outside the geographical area occupied by the species at the time
it is listed upon a determination by the Secretary that such areas are
essential for the conservation of the species. Section 3 of the ESA
also defines the terms ``conserve,'' ``conserving,'' and
``conservation'' to mean ``to use and the use of all methods and
procedures which are necessary to bring any endangered species or
threatened species to the point at which the measures provided pursuant
to this chapter are no longer necessary.''
Section 4(a)(3) of the ESA requires that, to the extent practicable
and determinable, critical habitat be designated concurrently with the
listing of a species. Designation of critical
[[Page 76750]]
habitat must be based on the best scientific data available, and must
take into consideration the economic, national security, and other
relevant impacts of specifying any particular area as critical habitat.
Once critical habitat is designated, section 7 of the ESA requires
Federal agencies to ensure that they do not fund, authorize, or carry
out any actions that are likely to destroy or adversely modify that
habitat. This requirement is in addition to the section 7 requirement
that Federal agencies ensure their actions do not jeopardize the
continued existence of the species.
In determining what areas qualify as critical habitat, 50 CFR
424.12(b) requires that NMFS ``consider those physical or biological
features that are essential to the conservation of a given species
including space for individual and population growth and for normal
behavior; food, water, air, light, minerals, or other nutritional or
physiological requirements; cover or shelter; sites for breeding,
reproduction, and rearing of offspring; and habitats that are protected
from disturbance or are representative of the historical geographical
and ecological distribution of a species.'' The regulations further
direct NMFS to ``focus on the principal biological or physical
constituent elements * * * that are essential to the conservation of
the species,'' and specify that the ``known primary constituent
elements shall be listed with the critical habitat description.'' The
regulations identify primary constituent elements (PCEs) as including,
but not limited to: ``roost sites, nesting grounds, spawning sites,
feeding sites, seasonal wetland or dryland, water quality or quantity,
host species or plant pollinator, geological formation, vegetation
type, tide, and specific soil types.''
The ESA directs the Secretary of Commerce to consider the economic
impact, the national security impacts, and any other relevant impacts
from designating critical habitat, and under section 4(b)(2), the
Secretary may exclude any area from such designation if the benefits of
exclusion outweigh those of inclusion, provided that the exclusion will
not result in the extinction of the species. At this time, we lack the
data and information necessary to identify and describe PCEs of the
habitat of the Beringia DPS, as well as the economic consequences of
designating critical habitat. In the proposed rule, we solicited
information on the economic attributes within the range of the Beringia
DPS that could be impacted by critical habitat designation, as well as
the identification of the PCEs or ``essential features'' of this
habitat and to what extent those features may require special
management considerations or protection. However, few substantive
comments were received in response to this request. We find designation
of critical habitat for the Beringia DPS to be not determinable at this
time. We will propose critical habitat for the Beringia DPS of the
bearded seal in a separate rulemaking. Because the known distribution
of the Okhotsk DPS of the bearded seal occurs in areas outside the
jurisdiction of the United States, we will not propose critical habitat
for the Okhotsk DPS.
Public Comments Solicited
To ensure that subsequent rulemaking resulting from this final rule
will be as accurate and effective as possible, we are soliciting
information from the public, other governmental agencies, Alaska
Natives, the scientific community, industry, and any other interested
parties. Specifically, we request comments and information to help us
identify: (1) The PCEs or ``essential features'' of critical habitat
for the Beringia DPS of bearded seals, and to what extent those
features may require special management considerations or protection,
as well as (2) the economic, national security, and other relevant
attributes within the range of the Beringia DPS that could be impacted
by critical habitat designation. Regulations at 50 CFR 424.12(h)
specify that critical habitat shall not be designated within foreign
countries or in other areas outside U.S. jurisdiction. Therefore, we
request information only on potential areas of critical habitat within
the United States or waters within U.S. jurisdiction. You may submit
this information by any one of several methods (see ADDRESSES and
DATES). Comments and information submitted during the initial comment
period on the December 10, 2010 proposed rule (75 FR 77496) or during
the comment period on the peer review report (77 FR 20774; April 6,
2012) should not be resubmitted since they are already part of the
record.
Summary of Comments and Responses
With the publication of the proposed listing determination for the
Beringia and Okhotsk DPSs on December 10, 2010 (75 FR 77496), we
announced a 60-day public comment period that extended through February
8, 2011. We extended the comment period an additional 45 days in
response to public requests (76 FR 6755; February 8, 2011). Also in
response to public requests, including from the State of Alaska, we
held three public hearings in Alaska in Anchorage, Barrow, and Nome (76
FR 9734, February 22, 2011; 76 FR 14883, March 18, 2011).
During the public comment periods on the proposed rule we received
a total of 5,298 comment submissions in the form of letters via mail,
fax, and electronically through the Federal eRulemaking portal. These
included 5,238 form letter submissions and 60 other unique submissions.
In addition, at the three public hearings we received testimony from 41
people and received written submissions from 12 people. Comments were
received from U.S. State and Federal Agencies including the Marine
Mammal Commission and the Alaska Department of Fish and Game (ADFG);
Canada's Department of Fisheries and Oceans (DFO); Native Organizations
such as the Ice Seal Committee (ISC; Alaska Native co-management
organization); environmental groups; industry groups; and interested
individuals.
In accordance with our July 1, 1994, Interagency Cooperative Policy
on Peer Review (59 FR 34270), we requested the expert opinion of four
independent scientists with expertise in seal biology and/or Arctic sea
ice and climate change regarding the pertinent scientific data and
assumptions concerning the biological and ecological information use in
the proposed rule. The purpose of the review was to ensure that the
best biological and commercial information was used in the decision-
making process, including input of appropriate experts and specialists.
We received comments from three of these reviewers. There was
significant disagreement among the peer reviewers regarding magnitude
and immediacy of the threats posed to the Beringia DPS by the projected
changes in sea ice habitat.
The differences of opinion amongst the peer reviewers, as well as
uncertainty in the best available information regarding the effects of
climate change, led NMFS to take additional steps to ensure a sound
basis for our final determination on whether to list the Beringia and
Okhotsk DPSs under the ESA. To better inform our final listing
determination and address the disagreement regarding the sufficiency or
accuracy of the available data relevant to the determination, on
December 13, 2011, we extended the deadline for the final listing
decision by 6 months to June 10, 2012 (76 FR 77465). Subsequently, we
conducted special independent peer review of the sections of the
bearded seal status review report (Cameron et al., 2010) related to the
disagreement. For this special peer review, we recruited three
scientists with marine mammal expertise and specific knowledge of
[[Page 76751]]
bearded seals to review these sections of the status review report and
provide responses to specific review questions. We received comments
from two of the marine mammal specialists. We consolidated the comments
received in a peer review report that was made available for comment
during a 30-day comment period that opened April 6, 2012 (77 FR 20774).
During this public comment period on the special peer review we
received an additional 14 comment submissions via fax and
electronically through the Federal eRulemaking portal.
We fully considered all comments received from the public and peer
reviewers on the proposed rule in developing this final listing of the
Beringia and Okhotsk DPSs of the bearded seal. Summaries of the
substantive public and peer review comments that we received concerning
our proposed listing determination for these DPSs, and our responses to
all of the significant issues they raise, are provided below. Comments
of a similar nature were grouped together where appropriate.
Some peer reviewers provided feedback of an editorial nature that
noted inadvertent minor errors in the proposed rule and offered non-
substantive but clarifying changes to wording. We have addressed these
editorial comments in this final rule as appropriate. Because these
comments did not result in substantive changes to the final rule, we
have not detailed them here. In addition to the specific comments
detailed below relating to the proposed listing rule, we also received
comments expressing general support for or opposition to the proposed
rule and comments conveying peer-reviewed journal articles, technical
reports, and references to scientific literature regarding threats to
the species and its habitat. Unless otherwise noted in our responses
below, after thorough review, we concluded that the additional
information received was considered previously or did not alter our
determinations regarding the status of the Beringia and Okhotsk DPSs.
We also received comments addressing our final decision regarding E. b.
barbatus (the Atlantic subspecies of bearded seals). Because we
previously determined that a status review was not warranted for E. b.
barbatus (75 FR 77496; December 10, 2010) and this rulemaking concerns
listing of the Beringia and Okhotsk DPSs, we have not provided specific
responses to those comments here.
Peer Review Comments
Comment 1: A peer reviewer expressed the opinion that there is
compelling evidence of additional discrete populations within the
Beringia DPS. This reviewer noted that Davis et al. (2008) reported
significant genetic differentiation between bearded seals in the Bering
and Beaufort seas, and that Risch et al. (2007) found differences in
bearded seal vocalizations between the Barrow and the Canadian Beaufort
regions.
Response: The reviewer's assertion that there are additional
discrete populations within the Beringia DPS stemmed in part from a
misunderstanding about the sampling locations for the Davis et al.
(2008) study. That study used samples referred to as ``Beaufort Sea''
bearded seals, though they were obtained from the Amundsen Gulf, which
is east of the Beaufort Sea in the Canadian Arctic. Even if one
considers the Amundsen Gulf to be part of the Beaufort Sea, there were
no other Beaufort Sea samples, so the vast majority of the Beaufort Sea
was not represented. In fact, the samples came from the region that is
thought to be transitional between the two subspecies of bearded seals
and where the boundary was identified in the proposed rule between the
Beringia DPS and the E. b. barbatus subspecies.
The vocalizations studied by Risch et al. (2007) in the Canadian
Beaufort region also came from the zone of transition between the two
subspecies. The differences in vocalizations cited by the reviewer,
between the Barrow region and the Canadian Beaufort region, are
insufficient evidence on their own for population discreteness. It is
unknown whether vocal differences in bearded seals reflect breeding
population structure, or simply local variations in calls that are
learned and used by breeding individuals. In the latter case, if
bearded seals commonly disperse from natal sites to different sites for
breeding, the vocal differences would not reflect breeding population
structure (Risch et al., 2007).
In the status review report, the BRT considered a zone in the
western Canadian Arctic where skull morphology was intermediate between
the two recognized subspecies, vocalizations were more similar to those
of E. b. nauticus than to those of E. b. barbatus, and the genetics
were more similar to E. b. barbatus than to E. b. nauticus. Recognizing
the likelihood that no truly distinct boundary occurs in the
distribution of the two bearded seal subspecies, and also the great
uncertainty about where the best location for a boundary should be, the
BRT selected the midpoint between the Beaufort Sea and Pelly Bay
(112[deg] W. longitude), which was the region encompassed by the
intermediate samples in the skull morphology study, as the North
American delineation between the two subspecies, and thus also between
the Beringia DPS and E. b. barbatus. We concurred with this delineation
in the proposed rule.
Based on the reviewer's comment above, and further consideration of
the genetic results of Davis et al. (2008), we now conclude a stronger
argument can be made for placing the boundary between the two
subspecies at 130[deg] W. long., rather than at 112[deg] W. long. The
study by Davis et al. (2008) used two different approaches to detect
genetic variation. A pairwise comparison of bearded seal samples from
around the Arctic found differentiation between all sample locations,
including the Bering Sea and the Amundsen Gulf (the eastern extent of
the Beaufort Sea, which was included in our proposed Beringia DPS); the
second approach, with a commonly used population-genetic analysis
called STRUCTURE, found only two groups, with the Bering Sea (St.
Lawrence Island and Gulf of Anadyr) samples clustering separately from
the remainder (Amundsen Gulf, Labrador Sea, Greenland, and Svalbard).
One of the 16 Amundsen Gulf samples was strongly assigned to the Bering
Sea cluster, and the inferred ancestry of the Amundsen Gulf samples was
21 percent from the Bering Sea cluster indicating substantial current
or historical gene flow between the Bering Sea and the Amundsen Gulf
(and presumably the Beaufort Sea, which lies between), and again
confirming that the Amundsen Gulf is a transitional region.
A line at 130[deg] W. long. divides the two clusters found by Davis
et al. (2008) in the STRUCTURE analysis and is consistent with that
study's pairwise differences between the Bering Sea and Amundsen Gulf
samples. This line also falls within the zone found to be transitional
in skull morphology, and it recognizes the vocalization differences
found between Barrow and the western Canadian Arctic (7 of 8 recording
locations east of 130[deg] W. long.). Finally, this line corresponds
closely to the margin of the continental shelf that runs north along
the Arctic Basin at the western edge of the Canadian Arctic.
Moving the eastern boundary of the Beringia DPS from 112[deg] W.
long. to 130[deg] W. long. would have little or no impact on risk and
threat scores and no impact on ESA listing status. The estimates of
bearded seal abundance in the vicinity of these alternative boundaries
are too low to significantly alter the overall abundance estimate of
either the Beringia DPS or the E. b. barbatus subspecies by including
them in one or
[[Page 76752]]
the other group. The average bearded seal numbers estimated by Stirling
et al. (1982) in the Amundsen Gulf, which was originally included in
the Beringia DPS but is now considered part of the E. b. barbatus
subspecies after moving the eastern boundary, was 1,015 individuals.
Compared with the overall population estimates of 155,000 for the
Beringia DPS and 188,000 for E. b. barbatus, this number is small and
well within the imprecision associated with the estimates. Therefore,
we have concluded that the best information currently available
supports an eastern boundary line for the Beringia DPS at 130[deg] W.
long. and we have revised this final rule accordingly.
Comment 2: A peer reviewer expressed the view that there are
conservation concerns associated with the failure to recognize a DPS in
the Bering Sea and noted that the Bering Sea is at the southern edge of
the distribution of bearded seals where there is greater risk of losing
ice during the spring pupping season than in the Beaufort and Chukchi
seas. This reviewer also suggested that certain other threats are also
likely to affect this region more; for example, increased shipping and
fishing are expected in the Bering Sea.
Response: Under our DPS Policy, we determine whether any species
division is discrete and significant before evaluating whether any such
potential DPSs qualify as threatened or endangered. In the case of the
Bering Sea, there is no compelling evidence that the bearded seals
there are distinct from the bearded seals of the Chukchi and Beaufort
seas, and indeed large numbers of the bearded seals found seasonally in
the Chukchi and Beaufort seas are associated with breeding areas in the
Bering Sea. Species often are more vulnerable to threats at the
extremes of the range, but the ESA status must be based on the species,
subspecies, or DPS as a whole, with due regard for whether any
vulnerable extremities of the range constitute a significant portion of
the overall range.
Although increases in shipping and commercial fishing pose
potential threats to bearded seals, it is not clear that those threats
will be greater in the Bering Sea than in the Beaufort and Chukchi
seas. Future conditions in which a reduced ice regime allows for more
shipping and fishing will likely also result in very different
distributions of bearded seal prey communities and seasonal
congregations that might be vulnerable to oil spills from shipping
accidents. The BRT considered the likelihood that these risks would
increase in the future, but projecting the specific geographic
distributions of these risks within the Beringia DPS is presently not
feasible.
Comment 3: A peer reviewer commented that the identified components
of uncertainty with the model projections of changes in sea ice cover
were not particularly well explained. This reviewer expressed the
opinion that additional detail could be provided regarding the relative
size of the uncertainty components and how maximum and minimum
concentrations were defined when considering projections from several
models, averaged over 11-year periods, with presumably a range of
starting conditions, and under at least two different emissions
scenarios. In contrast, another peer reviewer expressed the opinion
that the uncertainties associated with the model projections were well
identified and characterized.
Response: As we discussed in the status review report and in the
preamble to the proposed rule, there are three main sources of
uncertainty in climate predictions: large natural variability, the
range in emissions scenarios, and across-model differences (i.e.,
differences between models in physical parameterizations and
resolution). For the 21st century projections considered in our
analysis, beyond about 2050, the dominant source of uncertainty is the
choice of emissions scenario. Because the current consensus is to treat
all six ``marker'' scenarios from the Special Report on Emissions
Scenarios (SRES; IPCC, 2000) as equally likely, one option for
representing the full range of variability in potential outcomes would
be to project from any model under all six scenarios. This approach is
impractical in many situations, so the typical procedure is to use an
intermediate scenario to predict trends, or one intermediate and one
extreme scenario to represent a significant range of variability. In
our analysis, model outputs under both the A1B (``medium'') and A2
(``high'') emissions scenarios were included in projecting the seasonal
cycle of sea ice extent at a regional level. By including output under
both scenarios, the number of ensemble members was doubled and
represented much of the range of variability contained in the SRES
scenarios. The projected distributions of sea ice were mapped using
model output under the A1B emissions scenario from the six CMIP3 models
that met the performance criteria for projecting sea ice, and the ice
concentrations were averaged over 11-year periods to minimize the
influence of year-to-year variability.
Hawkins and Sutton (2009) discussed that for time horizons of many
decades or longer and at regional or larger scales, the other dominant
source of uncertainty is across-model differences. As was noted in the
status review report, for the bearded seal analysis, these across-model
differences were addressed, and mitigated in part, by using ensemble
means from multiple models. To reduce the impacts of models that
performed poorly, criteria were applied to cull models with large
errors in reproducing the magnitude of the observed seasonal cycle of
sea ice extent. The uncertainty due to differences among the models was
also explored by mapping for each 11-year period the projected ice
distribution for the model with the least and greatest ice extent,
along with the distribution of average ice concentrations as noted
above.
Comment 4: A peer reviewer expressed the opinion that use of
temperatures as a proxy for projecting sea ice conditions in the Sea of
Okhotsk appears problematic given that: (1) The climate models did not
perform satisfactorily at projecting sea ice, and sea ice extent is
strongly controlled by temperature; and (2) temperature itself is
strongly controlled by sea ice conditions.
Response: The decision to use temperature as an indicator for the
presence of ice is a geographic size issue. While the climate models'
grid size is too coarse to develop full sea ice physics for the Sea of
Okhotsk, these models are able to resolve temperature, which is mostly
controlled by large-scale weather patterns on the order of 500 km or
more. As the reviewer notes, sea ice extent is strongly controlled by
temperature; this is especially true for smaller bodies of water
relative to the grid size of available models. Thus, whether the whole
geographic region around the Sea of Okhotsk is above or below the
freezing point of sea water should be a reasonable indicator of the
presence or absence of sea ice.
Comment 5: A peer reviewer and several public comments pointed out
that assessing impacts to bearded seals from climate change through the
end of this century is inconsistent with: (1) Other recent ESA
determinations for Arctic species, such as ribbon seal and polar bear,
that considered species responses through mid-century; and (2) IUCN red
list process, which uses a timeframe of three generation lengths.
Related public comments, including from the State of Alaska, noted that
NMFS's recent ESA listing determination for the ribbon seal and a
subsequent court decision concluded
[[Page 76753]]
that projections of climate scenarios beyond 2050 are too heavily
dependent on socioeconomic assumptions and are therefore too divergent
for reliable use in assessing threats to the species. A reviewer and
some commenters expressed the opinion that trying to predict the
responses of bearded seals to environmental changes beyond mid-century
increases the uncertainty unreasonably. A few commenters suggested that
the altered approach is significant because the listing determination
is wholly dependent upon NMFS's use of a 100-year foreseeable future.
Several commenters expressed the opinion that inadequate justification
was provided for NMFS's use of a 100-year foreseeable future. Many of
these commenters suggested that the best scientific data support a
``foreseeable future'' time frame of no more than 50 years, and some
commenters such as the State of Alaska suggested a shorter time horizon
of no more than 20 years. In contrast, another peer reviewer and some
commenters expressed support for use of climate model projections
through the end of the 21st century.
Response: The ESA requires us to make a decision as to whether the
species under consideration is in danger of extinction throughout all
or a significant portion of its range (endangered), or is likely to
become endangered within the foreseeable future throughout all or a
significant portion of its range (threatened) based on the best
scientific and commercial data available. While we may consider the
assessment processes of other scientists (i.e., IUCN), we must make a
determination as to whether a species meets the definition of
threatened or endangered based upon an assessment of the threats
according to section 4 of the ESA. We have done so in this rule, using
a threat-specific approach to the ``foreseeable future'' as discussed
below and in the proposed listing rule.
In the December 30, 2008, ribbon seal listing decision (73 FR
79822) the horizon of the foreseeable future was determined to be the
year 2050. The reasons for limiting the review to 2050 included the
difficulty in incorporating the increased divergence and uncertainty in
future emissions scenarios beyond this time, as well as the lack of
data for threats other than those related to climate change beyond
2050, and that the uncertainty inherent in assessing ribbon seal
responses to threats increased as the analysis extended farther into
the future. By contrast, in our more recent analyses for spotted,
ringed, and bearded seals, we did not identify a single specific time
as the foreseeable future. Rather, we addressed the foreseeable future
based on the available data for each respective threat. This approach
better reflects real conditions in that some threats (e.g., disease
outbreaks) appear more randomly through time and are therefore
difficult to predict, whereas other threats (climate change) evince
documented trends supported by paleoclimatic data from which reasonably
accurate predictions can be made farther into the future. Thus, the
time period covered for what is reasonably foreseeable for one threat
may not be the same for another. The approach is also consistent with
the memorandum issued by the Department of the Interior, Office of the
Solicitor, regarding the meaning of foreseeable future (Opinion M-
37021; January 16, 2009). In consideration of this modified threat-
specific approach, NMFS initiated a new status review of the ribbon
seal on December 13, 2011 (76 FR 77467).
As discussed in the proposed listing rule, the analysis and
synthesis of information presented in the IPCC's AR4 represents the
scientific consensus view on the causes and future of climate change.
The IPCC's AR4 used state-of-the-art atmosphere-ocean general
circulation models (AOGCMs) under six ``marker'' scenarios from the
SRES (IPCC, 2000) to develop climate projections under clearly stated
assumptions about socioeconomic factors that could influence the
emissions. Conditional on each scenario, the best estimate and likely
range of emissions were projected through the end of the 21st century.
In our review of the status of the bearded seal, we considered model
projections of sea ice developed using the A1B scenario, a medium
``business-as-usual'' emissions scenario, as well the A2 scenario, a
high emissions scenario, to represent a significant range of
variability in future emissions.
We also note that the SRES scenarios do not assume implementation
of additional climate initiatives beyond current mitigation policies.
This is consistent with consideration of ``existing'' regulatory
mechanisms in our analysis under ESA listing Factor D. It is also
consistent with our Policy on Evaluating Conservation Efforts (68 FR
15100; March 28, 2003), which requires that in making listing decisions
we consider only formalized conservation efforts that are sufficiently
certain to be implemented and effective.
The model projections of global warming (defined as the expected
global change in surface air temperature) out to about 2040-2050 are
primarily due to emissions that have already occurred and those that
will occur over the next decade. Thus conditions projected to mid-
century are less sensitive to assumed future emissions scenarios. For
the second half of the 21st century, however, the choice of an
emissions scenario becomes the major source of variation among climate
projections. As noted above, in our 2008 listing decision for ribbon
seal, the foreseeable future was determined to be the year 2050. The
identification of mid-century as the foreseeable future took into
consideration the approach taken by the FWS in conducting its status
review of the polar bear under the ESA, and the IPCC assertion that GHG
levels are expected to increase in a manner that is largely independent
of assumed emissions scenarios until about the middle of the 21st
century, after which the emissions scenarios become increasingly
influential.
Subsequently, in the listing analyses for spotted, ringed, and
bearded seals, we noted that although projections of GHGs become
increasingly uncertain and subject to assumed emissions scenarios in
the latter half of the 21st century, projections of air temperatures
consistently indicate that warming will continue throughout the
century. Although the magnitude of the warming depends somewhat on the
assumed emissions scenario, the trend is clear and unidirectional. To
the extent that the IPCC model suite represents a consensus view, there
is relatively little uncertainty that warming will continue. Because
sea ice production and persistence is related to air temperature
through well-known physical processes, the expectation is also that
loss of sea ice and reduced snow cover will continue throughout the
21st century. Thus, the more recent inclusion of projections out to the
year 2100 reflects NMFS's intention to use the best and most current
data and analytical approaches available. AOGCM projections
consistently show continued reductions in ice extent and multi-year ice
(ice that has survived at least one summer melt season) throughout the
21st century (e.g., Holland et al., 2006; Zhang and Walsh, 2006;
Overland and Wang, 2007), albeit with a spread among the models in the
projected reductions. In addition, as discussed by Douglas (2010), the
observed rate of Arctic sea ice loss has been reported as greater than
the collective projections of most IPCC-recognized AOGCMs (e.g.,
Stroeve et al., 2007; Wang and Overland, 2009), suggesting that the
projections of sea ice declines within this century may in fact be
conservative.
[[Page 76754]]
We concluded that in this review of the status of the bearded seal,
the climate projections in the IPCC's AR4, as well as the scientific
papers used in this report or resulting from this report, represent the
best scientific and commercial data available to inform our assessment
of the potential impacts from climate change. In our risk assessment
for bearded seals, we therefore considered the full 21st century
projections to analyze the threats stemming from climate change. We
continue to recognize that the farther into the future the analysis
extends, the greater the inherent uncertainty, and we incorporated that
consideration into our assessments of the threats and the species'
responses to the threats.
Comment 6: A peer reviewer noted that the cut-off criteria used to
define areas of projected sea ice concentrations suitable for whelping,
nursing, and molting were reasonable. Another reviewer commented that
the criteria probably provide an adequate basis for estimating changes
in the amount of available bearded seal habitat, but noted that the
question of whether a more complex definition of suitable habitat could
be supported by the available data was not fully explored in the status
review report. Both of these reviewers noted that the relationship
between sea ice characteristics and bearded seal habitat selection is
likely more complex than the simple sea ice concentration and
bathymetry criteria considered in the proposed rule.
A related public comment suggested that NMFS should re-evaluate the
sea ice concentration criteria (i.e. the sea ice concentrations
identified as sufficient for bearded seal whelping, nursing, rearing,
and molting) to determine whether these thresholds are protective
enough because they do not take into account the lower probability of
occurrence of bearded seals at medium-low ice concentrations, and thus
may have over-estimated the seals' ability to use marginal sea ice
habitat. Another commenter suggested that NMFS should use an empirical
static modeling approach (Guisan and Zimmerman, 2000) to defensibly
derive habitat parameters and use traditional ecological knowledge
(TEK) to provide presence/absence data for model fitting and
evaluation.
Response: We acknowledge that the prediction and projection of
bearded seal habitat based solely on water depth and a range of
preferred sea ice concentration is based upon incomplete information
and incorporates assumptions. We are not aware of additional data that
would support alternative, more complex, and possibly more realistic
habitat descriptions, and the reviewers and commenters did not identify
additional data sets that should be considered in this context. Without
such additional data, the suggestion to create a more formal empirical
static model for bearded seal habitat is not presently feasible (though
we did use a form of this approach in deriving the preferred ice
concentrations from surveys in a portion of the Bering Sea). We agree
that TEK can be a good source of information about bearded seal habitat
requirements. However, incorporating information obtained by
traditional ways of observing bearded seals into statistical models of
habitat would require additional, dedicated studies that are beyond the
scope of ESA listing determinations, which must be made within the time
limits required by section 4(b) of the ESA and the regulations
implementing the ESA at 50 CFR 424.17, using the best scientific and
commercial data that are currently available.
Comment 7: A peer reviewer questioned whether the 500 m depth limit
used to define the core distribution (e.g., whelping, breeding,
molting, and most feeding) of bearded seals is too deep, and suggested
that an analysis of how sensitive the conclusions might be to the
choice of depth limit would be appropriate. A commenter agreed, noting
that the literature review for the petition to list bearded seals and
the status review report found that bearded seals prefer depths less
than 200 m.
Response: Our literature review found that although bearded seals
seem to prefer depths less than 200 m, the species occurs in waters
deeper than 500 m, and dives to depths of 300-500 m have been recorded
for a substantial portion of the bearded seals that have been studied
with satellite-linked dive recorders. Because the 200 m and 500 m depth
contours tend to be very close to each other around the continental
slope margins of the Beringia DPS, the area defined by a boundary of
200 m is only 2 percent smaller than that defined by a 500 m boundary.
Therefore, the conclusions about risk from habitat loss for that DPS
would not be sensitive to the choice of depth limit. In the Sea of
Okhotsk and the range of E. b. barbatus, the differences in area
encompassed by the 200 m and 500 m depth boundaries are greater (27
percent and 36 percent, respectively). Even for these populations
units, however, the conclusions about risk from habitat loss are not
expected to be particularly sensitive to the choice of depth limit
because both present and future habitat areas were computed as the
areas where water depth and ice concentration are suitable. If we have
overestimated the current areas of available habitat by selecting 500 m
as the depth limit, the projected future areas of available habitat
would also be overestimated, but the predicted change, driven by loss
of sea ice extent, would be similar under either depth limit choice.
Comment 8: A peer reviewer expressed the opinion that while it is
reasonable to ask the question of whether there will be habitat gains
with projected changes in sea ice cover, the more important question is
what types and quantities of food would be available in those areas
gained. This reviewer noted that in most cases, what are projected for
the Beringia DPS are not habitat gains, but rather possible earlier
seasonal access to areas that are currently used somewhat later; and
comparing areas of gains and losses is only informative if there is
some way to scale their relative values. In addition, he pointed out
that the habitat projected to be lost in the Bering Sea during spring
is a region that is among the most productive for bearded seal prey
species; while in contrast, areas of projected gains in the Beaufort
Sea and along the shelf break of the Arctic basin are not known to be
highly productive. This reviewer commented that it therefore appears
that the Beringia DPS will lose highly productive habitat in southern
regions, and probably gain access earlier in the spring to low
productivity areas.
Two related comments expressed the opinion that the reviewer's
suggestion that bearded seals will ``lose highly productive habitat in
southern regions, and probably gain access earlier in the spring to low
productivity areas'' (p. 8; NMFS, 2012) did not consider that the
projected climate change effects will also affect ocean productivity
such that some areas of low productivity will be highly productive in
the foreseeable future (and vice versa). These commenters also
expressed the view that the proposed rule did not adequately evaluate
how the productivity of the ocean environment could be expected to
change in response to the different projected climate scenarios, and
instead focused primarily on projected changes in sea ice cover. A few
other related comments more generally suggested that some habitat
changes caused by projected changes in climatic conditions, such as
increased open water foraging areas, may be beneficial to bearded
seals.
Finally, a commenter expressed the opinion that the supplementary
habitat analysis provided to the special peer reviewers indicates that
in assessing the
[[Page 76755]]
projections of future sea ice extent and distribution and potential
impacts to bearded seals, NMFS arbitrarily adopted a precautionary
approach that assumed the worst possible future habitat conditions
without taking into account any future potential habitat gains.
Response: The range of opinions and lack of consensus among these
reviewers and commenters is understandable given the incomplete
scientific understanding of bearded seal habitat requirements and the
difficulty in projecting future habitat conditions. There is a near
universal consensus in the scientific community that the Arctic climate
will continue to warm and that sea ice will decline in extent and
thickness as a result. The magnitude of these changes is subject to
debate, but the general direction of the trend is widely accepted and
is based on well-known physical principles of radiative forcing by
GHGs. There is little or no similar consensus about the biological
responses that are most likely to follow the physical habitat changes.
There is broad recognition that changes in sea ice and acidification of
ocean waters will cause changes in biological communities, but the
nature, direction, and magnitude of changes in these highly complex
systems are highly uncertain. An additional element of uncertainty is
the unknown resilience of bearded seals to whatever changes may occur.
We are unaware of documented examples of bearded seals or other
closely related species occupying new habitat in response to major and
rapid environmental shifts, as there are no known recent-history
analogs to the climate warming presently underway. While it is clear
that the predicted reductions in sea ice during the remainder of this
century will entail major changes in areas that are known to be
important bearded seal habitat presently, it is much less certain that
regions previously covered by very dense ice during the bearded seal's
whelping and nursing periods will become more suitable habitat as ice
thins and declines. In particular, we are not aware of any reliable
basis for concluding that presently low productivity benthic habitats
would become populated with suitable prey for bearded seals that move
to more northerly areas. We did not receive any new information as part
of the additional peer review and public comment period to indicate
that our prior analysis of habitat losses anticipated in the
foreseeable future was overstated.
Comment 9: A peer reviewer and several commenters, including
Canada's DFO, suggested that the potential for bearded seals to modify
their behavior in response to climate change is underestimated, and a
few commenters noted that this appears to contradict NMFS's emphasis in
its recent ESA listing determinations for ribbon and spotted seals on
the ability of ice seals to adapt to declines in sea ice. The peer
reviewer noted, for example, that bearded seals are known to: (1) Feed
on pelagic fish species, indicating flexibility in their diet that
could allow them to adapt to feeding in deeper water; and (2) use
terrestrial haul-out sites in some areas when ice is unavailable in the
vicinity of their shallow water feeding habitat. A few commenters also
noted that bearded seals have a diverse diet, switch from pack ice to
open water in response to changing sea ice conditions to maintain
access to preferred food resources, and display a wide range of habitat
tolerances given their wide circumpolar distribution. Another peer
reviewer commented that it is poorly known how a species with a
generation time of about 11 years would adapt to the large
redistribution of available habitat predicted for the Beringia DPS,
noting that it would do so only under a drastically altered
distribution and migratory scheme.
Response: The status review report presented evidence for
resilience of bearded seals in responding to changes in paleoclimatic
history (p. 190-192; Cameron et al., 2010). Two main factors argue for
a conservative approach to drawing inferences about whether bearded
seals will be able to adapt to the changes anticipated through the
remainder of this century. First, the paleoclimatic history has
relatively poor resolution for determining how rapid past warming
events have been and then comparing those rates with the rate of the
present warming event. Although a few past warming events have
apparently been rapid, there is insufficient resolution to judge
whether that has typically been the case. If large warming events of
the past have typically occurred over centuries rather than decades,
the fact that bearded seals exist as a species today does not
necessarily reflect their capacity to adapt to a more rapid change such
as the present warming. The other reviewer's comment about the
generation time of the species reflects this concern as well.
Individual bearded seals are likely to be faithful to their breeding
sites; shifts in breeding range are therefore more likely to occur by
successive generations of new breeders establishing their breeding
sites farther north in response to reduced ice extent, rather than by
individuals making shifts within their lifetimes. If the warming and
loss occurs too rapidly relative to the generation time, adaptation is
unlikely to occur. Second, unlike past (pre-historic) warming events,
the present warming is accompanied by other significant human-caused
environmental changes that may pose additive threats, such as ocean
acidification, increased shipping, and chemical pollutants.
The present-day traits of bearded seals such as a diverse diet and
occasional use of terrestrial haul-out sites must be interpreted
carefully in evaluating their implications for resilience. While the
diet is taxonomically diverse, the vast majority of bearded seal
foraging seems to be on or near the bottom. They have adaptations, such
as their prominent mystacial vibrissae (whiskers) and a mouth structure
for capturing prey by suction, that indicate a relatively specialized
mode of feeding. This contrasts with ribbon and spotted seals, which
forage substantially in the mid-water as well as at the bottom, and
which are adapted to a more generalized mode of seizing prey in their
sharp teeth.
Despite the use of haul-out sites on shore in the Sea of Okhotsk
and occasionally in other areas, these sites have not been documented
for whelping and nursing. The general phocid seal (``earless'' or
``true'' seal) trait of having young that are vulnerable to carnivore
predators has not proven to be adaptable throughout evolutionary
history. The group likely evolved in sea ice as a strategy of predator
avoidance and the only present-day exceptions to the ice-breeding
strategy occur in places where reproductive sites on shore are devoid
of or substantially protected from predators. Such sites are uncommon
within the range of bearded seals and therefore it is unlikely that
they could successfully make a switch to land-based reproduction.
Therefore, the regional or occasional use of haul-out sites on land,
primarily during summer and autumn months, does not imply that bearded
seals have much potential for switching to a strategy of breeding on
shore in the absence of suitable sea ice.
Comment 10: A peer reviewer expressed the opinion that the concern
about future accessibility of shallow water feeding habitat for bearded
seal whelping and nursing is not reasonable. This reviewer noted that
the central and northern Bering Sea and all of the Chukchi Sea are
shallow water feeding habitat for bearded seal females with pups, and
suggested that the ice edge
[[Page 76756]]
would have to be north of Barrow by May for this concern to be founded.
Response: The sea ice projections indicate that both the ice
concentrations and overlap between sea ice and shallow waters (less
than 500 m deep) in May will be significantly reduced by 2090,
especially in the Okhotsk and Bering seas in ``average'' sea ice years,
and additionally in the eastern Chukchi and central Beaufort in
``minimal'' sea-ice years. This could lead to increased competition and
decreased carrying capacity for bearded seal populations in those
areas.
Comment 11: A peer reviewer commented that the threat posed by
polar bear predation should be qualified. This reviewer stated that the
degree to which predation by polar bears may increase in the future is
not determinable, and that bearded seals may also become less
accessible to polar bears as seasonal sea ice decreases. A related
comment also noted that it is expected that polar bear populations will
decline, which could reduce predator effects on bearded seals.
Response: The BRT's speculation about future scenarios of polar
bear predation (p. 140; Cameron et al., 2010) included qualifications
and considerations similar to those expressed by this reviewer and
commenter. The threat scoring by the BRT did not assign high levels of
threat or certainty about polar bear predation, and thus this risk
factor was not a significant contributor to the overall assessment of
risks facing the Beringia DPS.
Comment 12: A peer reviewer commented that new information
regarding the health and status of bearded seals in Alaska that became
available after the proposed rule was published (i.e., Quakenbush et
al., 2011) should be considered. This reviewer expressed the opinion
that these data indicate current ice conditions are not affecting vital
rate parameters of the Beringia DPS in the Bering and Chukchi seas. The
State of Alaska submitted a summary of this information with its
comments on the proposed rule, and also subsequently submitted a full
copy of Quakenbush et al. (2011), commenting that these data indicate
bearded seals are currently healthy.
Response: We have taken Quakenbush et al.'s (2011) data (available
at https://alaskafisheries.noaa.gov/protectedresources/seals/ice.htm)
into consideration in reaching our final listing determination, and
these data will be useful in future status reviews. We note, however,
that healthy individual animals are not inconsistent with a population
facing threats that would cause it to become in danger of extinction in
the foreseeable future. For example, animals sampled from the
endangered Western DPS of Steller sea lions have consistently been
found to be healthy. In the case of the Beringia DPS, substantial
losses associated with reductions in the extent and timing of sea ice
cover could not be detected by assessing the health of survivors. In
fact, survivors might be expected to fare well for a period of time as
a consequence of reduced competition.
Comment 13: A peer reviewer found the assessment of subsistence
harvest in the proposed rule reasonable, noting that harvest appears to
be substantial in some areas of the Arctic, but appears to remain
sustainable. This reviewer commented that the ISC has been developing a
harvest monitoring program with personnel assistance from the State of
Alaska. The Marine Mammal Commission also commented that it does not
believe that the subsistence harvest of bearded seals in U.S. waters
constitutes a significant risk factor for the Beringia DPS, and several
other commenters expressed similar views regarding subsistence harvest
in U.S. waters as well as elsewhere. In contrast, another commenter
expressed concern that the impact of Native subsistence hunting on
bearded seals is substantially underestimated. The commenter expressed
the view that NMFS needs to obtain reliable estimates of subsistence
harvest of bearded seals such that their conservation status can be
more closely monitored, in particular considering climate change is
expected to have impacts on bearded seals and those could be
exacerbated by other factors such as harvest. This commenter also
suggested that additional resources should be devoted to obtaining
these estimates of subsistence harvest, and suggested that NMFS
institute a harvest monitoring system rather than rely on self-
reporting.
A number of commenters, including the ISC, emphasized that ice
seals have been a vital subsistence species for indigenous people in
the Arctic and remain a fundamental resource for many northern coastal
communities. Some commenters, including the ISC, requested that NMFS
identify what additional measures would be required before the
subsistence hunt could be affected by Federal management of bearded
seals and under what conditions the agency would consider taking those
additional measures, and this information should be provided to
residents of all potentially affected communities.
Response: We recognize the importance of bearded seals to Alaska
Native coastal communities. Section 101(b) of the Marine Mammal
Protection Act (MMPA) provides an exemption that allows Alaska Natives
to take bearded seals for subsistence purposes as long as the take is
not accomplished in a wasteful manner. Section (10)(e) of the ESA also
provides an exemption from its prohibitions on the taking of endangered
or threatened species by Alaska Natives for subsistence purposes,
provided that such taking is not accomplished in a wasteful manner.
Although the number of bearded seals harvested annually by Alaska
Natives is not precisely known or comprehensively monitored, ongoing
hunter surveys in several communities give no indication that the
harvest numbers are excessive or have a significant impact on the
dynamics of the populations (Quakenbush et al., 2011). The numbers of
seals harvested have likely declined substantially in recent decades
because the need for food to supply sled-dog teams has diminished as
snowmobiles have been adopted as the primary means of winter transport.
The proportion of Alaska Natives that make substantial use of marine
mammals for subsistence may also have declined, due to increased
availability and use of non-traditional foods in coastal communities.
However, there may also be a counterbalancing increase in awareness of
health benefits of traditional foods compared with non-traditional
alternatives. Under the MMPA the Alaska stock of bearded seals will be
considered ``depleted'' on the effective date of this listing. In the
future, if NMFS expressly concludes that the harvest of bearded seals
by Alaska Natives is materially and negatively affecting the species,
NMFS may regulate such harvests pursuant to sections 101(b) and 103(d)
of the MMPA. NMFS would have to hold an administrative hearing on the
record for such proposed regulations. Currently, based on the best
available data, the subsistence harvest of bearded seals by Alaska
Natives appears sustainable. If the current situation changes, NMFS
will work under co-management with the ISC (under section 119 of the
MMPA) to find the best approach to ensure that sustainable subsistence
harvest of these seals by Alaska Natives can continue into the future.
NMFS is also continuing to work with the ISC to develop and expand
collaborative harvest monitoring methods.
Comment 14: A peer reviewer commented that it is suggested that
climate change will likely alter patterns of subsistence harvest of
marine mammals by hunting communities.
[[Page 76757]]
However, this reviewer noted that hunter questionnaire data from five
Alaska villages (Quakenbush et al., 2011) did not indicate decreases in
bearded seal availability at any location.
Response: The alterations to subsistence harvest patterns by
climate change suggested in the proposed rule are likely to occur at
some unspecified time in the future, when changes to ice cover are
predicted to be more pronounced that they are at present. The hunter
questionnaire data relate to recent, not future, bearded seal
availability.
Comment 15: A peer reviewer commented that no information from the
subsistence community or the ISC is considered in the status review
report. This reviewer noted that subsistence hunters know a great deal
about the biology, ecology, behavior, and movement of bearded seals,
and keep a close watch for changes in the seals relative to
environmental change. Several related public comments, including from
the ISC, expressed the opinion that NMFS has not made adequate use of
TEK of Alaska Natives related to ice seals in the listing process. The
ISC also suggested that NMFS should conduct a TEK study related to ice
seals. In addition, another commenter suggested that NMFS should
further investigate the adaptive capacity of bearded seals by seeking
the observations of Native communities, especially those that live in
the southern part of the range of the Beringia DPS.
Response: The contribution of TEK to the overall understanding of
ice-associated seal species is greater than commonly acknowledged, and
to the extent that such information is available, we have considered it
in this final rule. Following publication of the proposed listing
determination, we notified the ISC of the proposal and requested
comments on the proposed rule. NMFS held three public meetings in
Anchorage, Barrow, and Nome, Alaska, and outlying communities in the
North Slope Borough and accessed the Barrow hearing via
teleconferencing. We also contacted potentially affected tribes by mail
and offered them the opportunity to consult on the proposed action and
discuss any concerns they may have. We fully considered all of the
comments received from Alaska Native organizations and individuals with
TEK, transmitted either in written form or orally during public
hearings, in developing this final rule.
We recognize that much of our basic understanding of the natural
history of ice-associated seals stems from information imparted by
indigenous Arctic hunters and observers to the authors who first
documented the biology of the species in the scientific literature.
NMFS recognizes that Alaska Native subsistence hunting communities hold
much more information that is potentially relevant and useful for
assessing the conservation status of ice seals. Productive exchanges of
TEK and scientific knowledge between the agency and Alaska Native
communities can take many forms. Collaborative research projects, for
example, provide opportunities for scientists and hunters to bring
together the most effective ideas and techniques from both approaches
to gather new information and resolve conservation issues. NMFS
supports efforts to expand reciprocal knowledge-sharing, which can be
facilitated through our co-management agreements. These efforts require
time to build networks of relationships with community members, and the
ESA does not allow us to defer a listing decision in order to collect
additional information.
Comment 16: A peer reviewer commented that there were only two time
scales considered by the BRT in the status review report in analyzing
demographic risks: ``imminent'' risk (i.e., the present), and risk in
the foreseeable future. Consequently, this reviewer suggested that in
the ESA listing determination an endangered time scale is equated with
the extremely short time frame of present-day, which is not consistent
with the term ``in danger of extinction.'' This reviewer expressed the
view that this also contrasts with the more precautionary 30-year and
75-year endangered time frames used in other recent ESA assessments for
black abalone and the Hawaiian false killer whale DPS, respectively.
Response: The reviewer incorrectly equated the BRT's assessment of
``imminent risk'' with a time frame of zero years to reach an
extinction threshold. The BRT members' assessment of the severity of
the demographic risks posed to the persistence of each of the bearded
seal DPSs was formalized using a numerical scoring system. Each BRT
member assigned a severity score to questions that, in general, asked,
``Are the conditions at present such that the species is already or
soon to be on a path toward demise, from which it would not likely
deviate unless appropriate protective measures were undertaken?''
Implicit in this question is the possibility that it may take some
time, perhaps years or generations, to go from present conditions to
demise. Although the BRT did not specify a time frame (this was left to
individuals to consider implicitly in their scoring), it is incorrect
to assert that the procedure was less precautionary than other examples
in which the time frame was made explicit. A qualitative assessment of
``imminent risk'' is not the same as setting a zero time to extinction
threshold in a quantitative assessment.
The black abalone and false killer whale examples cited were both
cases in which there was a relatively well-documented (i.e.,
quantified) decline of the species. In such cases it is useful and
practical to define an extinction threshold, which may include a time
frame as well as an abundance threshold. Models can then be constructed
to assess probabilities of reaching the extinction threshold abundance
within the specified time frame. Defining an extinction threshold for
bearded seals and attempting to assess the probability of reaching such
a threshold within a specified time frame is not possible using
existing data because of the lack of quantitative information about the
current status and about the sensitivity of vital rates to projected
environmental conditions.
Comment 17: A peer reviewer commented that although in general the
needed expertise was brought to bear on the general biology of bearded
seals and the most serious threats facing the species, it is unclear
whether sufficient expertise was available to evaluate the evidence on
the discreteness of bearded seal populations or on determining what
time scales may be of interest to decision makers in interpreting the
data on whether the population units warrant being listed as threatened
or endangered. This reviewer noted that, for example, there were no
members on the BRT or among the peer reviewers of the status review
report that would list as their primary expertise population genetics,
taxonomy, or risk analysis.
Response: The BRT was composed of eight marine mammal biologists,
one climate scientist, one marine chemist, and one fishery biologist.
Although the BRT did not include members whose primary expertise is
population genetics or taxonomy, several of the members were senior
level biologists and ecologists familiar with population genetics and
taxonomy concepts for seals and other species. The peer reviewers of
the draft status review report also included a marine mammal specialist
who has supervised and published research on genetic analysis of the
phylogeny of pinnipeds. The BRT incorporated a simplified structured
decision-making process into the qualitative risk analysis, which
considered a full range of time scales for
[[Page 76758]]
extinction risk over the period from the present to the extent of the
foreseeable future. Given the limited time and data available, the BRT
was not able to incorporate a quantitative assessment of various time
scales in its risk analysis, though that may be possible and desirable
for inclusion in future updates to the status of the species.
Comment 18: A peer reviewer commented that the proposed listings
are premature, suggesting that there is still time to monitor the
status of bearded seal populations and their responses to changes to
have better information upon which to base management decisions. This
reviewer discussed that the climate model projections suggest there
will be sufficient ice to support bearded seal pupping in the Bering
Sea through 2050 and beyond, and there is even more time before ice
conditions are forecast to change appreciably in the Chukchi and
Beaufort seas, noting that it is also likely there is at least 25 years
before a significant change in the Okhotsk DPS can occur. In addition,
this reviewer commented that although there is no evidence that bearded
seals pup successfully on land, the Beringia and Okhotsk DPSs are
moderately large, are widely distributed across varied habitat, and
appear to have a high degree of genetic diversity. The reviewer
suggested that they are thus unlikely to be at high risk of major
declines due to environmental perturbations including catastrophic
events, and as such, they are not at risk of extinction now or in the
foreseeable future, and should not be listed as threatened.
In opposing the proposed listing of the Beringia DPS, several
related public comments, including from the State of Alaska, similarly
noted that the Beringia DPS appears to have healthy abundant
populations across its range. Several commenters suggested that the ESA
is not intended to list currently healthy abundant species that occupy
their entire historical ranges. Some of these commenters expressed the
opinion that if NMFS lists healthy abundant species under the ESA based
on assessments that consider the potential biological consequences of
multi-decadal climate forecasts, virtually every species could be
considered threatened. A few commenters also stated that a conclusion
that the Beringia DPS will decline from over 100,000 animals to being
threatened with extinction should be accompanied with some level of
quantification regarding what constitutes being in danger of
extinction. Finally, the State of Alaska also commented that although
the monitoring could be enhanced, ADFG's Arctic Marine Mammal Program
is adequate to detect landscape population level patterns and problems,
should they arise.
Response: The ESA defines a threatened species as one that ``is
likely to become an endangered species within the foreseeable future
throughout all or a significant portion of its range'' (16 U.S.C.
1532(20)). Whether a species is healthy at the time of listing or
beginning to decline is not the deciding factor. The inquiry requires
NMFS to consider the status of the species both in the present and
through the foreseeable future. Having received a petition and
subsequently having found that the petition presented substantial
information indicating that listing bearded seals may be warranted (73
FR 51615; September 4, 2008), we are required to use the best
scientific and commercial data available to determine whether bearded
seals satisfy the definition of an endangered or threatened species
because of any of the five factors identified under section 4(a)(1) of
the ESA. These data were compiled in the status review report of the
bearded seal (Cameron et al., 2010) and summarized in the preamble to
the proposed rule.
We agree that the Beringia and Okhotsk DPSs are moderately large
population units, are widely distributed and genetically diverse, and
are not presently in danger of extinction. However, these
characteristics do not protect them from becoming at risk of extinction
in the foreseeable future as a consequence of widespread habitat loss.
Based on the best available scientific data, we have concluded that it
is highly likely that sea ice will decrease substantially within the
range of the Beringia DPS in the foreseeable future, particularly in
the Bering Sea. To adapt to this modified sea ice regime, bearded seals
would likely have to shift their nursing, rearing, and molting areas to
ice-covered seas north of the Bering Strait, where projections suggest
there is potential for the spring and summer ice edge to retreat to
deep waters of the Arctic basin. The most significant threats to the
Beringia DPS were identified by the BRT as decoupling of sea ice
resting areas from benthic foraging areas, decreases in sea ice habitat
suitable for molting and pup maturation, and decreases in prey density
and/or availability due to changes in ocean temperature and ice cover,
which were scored as of `moderate' or `moderate to high' significance
(Table 7; Cameron et al., 2010). The greatest threats to the
persistence of bearded seals in the Okhotsk DPS were determined by the
BRT to be decreases in sea ice habitat suitable for whelping, nursing,
pup maturation, and molting. These threats, which were assessed by the
BRT as of `high significance,' are more severe in the range of the
Okhotsk DPS than in the range of the Beringia DPS because of the
likelihood that the Sea of Okhotsk will by the end of this century
frequently be ice-free or nearly so during April-June, the crucial
months for these life history events.
Data were not available to make statistically rigorous inferences
about how these DPSs will respond to habitat loss over time. We note
that we currently have no mechanism to detect even major changes in
bearded seal population size (Taylor et al., 2007). However, the BRT's
assessment of the severity of the demographic risks posed to the
persistence of each of bearded seals DPSs was formalized using a
numerical scoring system. The risks to the persistence of the Beringia
and Okhotsk DPSs within the foreseeable future were judged to be
moderate to high, with consistently higher risk scores assigned to the
Okhotsk DPS (Table 9; Cameron et al., 2010). After considering these
risks as well as the remaining factors from section 4(a)(1) of the ESA,
we concluded that the Beringia and Okhotsk DPSs are likely to become
endangered within the foreseeable future (threatened), primarily due to
the projected loss of sea ice habitat.
Comment 19: A peer reviewer commented that there is a high level of
uncertainty about future sea ice concentrations in the Sea of Okhotsk,
there is little information regarding the response of the Okhotsk DPS
to threats from climate change, and the current status of the Okhotsk
DPS is unknown. Several commenters expressed a similar general view
that there are insufficient data, including on bearded seal abundance
and population trends, to proceed with the listings at this time. Some
commenters stated that we should defer the listing decision for the
Beringia DPS in particular until more information becomes available.
Two commenters specifically noted that NMFS has announced that it is
conducting large-scale ice seal aerial surveys, and they requested that
NMFS delay the listing determination until the results of these surveys
become available.
Response: Under the ESA, we must base each listing decision on the
best available scientific and commercial data available after
conducting a review of the status of the species and taking into
account any efforts being made by states or foreign governments to
protect the species, and we have done so in
[[Page 76759]]
assessing the status of the Beringia and Okhotsk DPSs. These data were
summarized in the preamble to the proposed rule and are discussed in
detail in the status review report (see Cameron et al., 2010). The
existing body of literature concerning bearded seal population status
and trends is limited, and additional studies are needed to better
understand many aspects of bearded seal population dynamics and habitat
relationships. However, the ESA does not allow us to defer listing
decisions until additional information becomes available. In reaching a
final listing determination we have considered the best scientific and
commercial data available, including the information provided in the
status review report as well as information received via the peer
review process and public comment. These data are sufficient to
conclude that the Beringia and Okhotsk DPSs are likely to become
endangered within the foreseeable future (threatened).
Comment 20: A peer reviewer commented that cooperative research on
the Okhotsk DPS is needed to better understand its responses to threats
when they occur.
Response: We agree that there is still much to learn about bearded
seals, particularly in the Sea of Okhotsk. Towards that end, NMFS has
increased the scope of cooperative research efforts planned in Russian
waters (e.g., aerial surveys and tagging projects scheduled for 2012
and 2013).
Comments on the Climate Model Projections and the Identification and
Consideration of Related Habitat Threats
Comment 21: A commenter noted that studies indicate the risks from
climate change are substantially greater than those assessed in the
IPCC's AR4, raising concern that the IPCC climate change projections
used in the status review report likely underestimate climate change
risks to bearded seals.
Response: Although recent observations of annual minimum ice extent
in the Arctic Ocean have been outside (i.e., below) the majority of
model runs projected from the most commonly used scenarios, a few
models exhibit anomalies of a similar magnitude early in the 21st
century. Nonetheless, the observed sea ice retreat has been faster than
the consensus projection, which may have occurred either because: (1)
climate models do not have sufficient sea ice sensitivity to the rise
in GHG forcing, or (2) there is an unusually large contribution in
observations from natural variability. Many of the same recent years
have been characterized by near record high ice extents in regions such
as the Bering Sea, for example. While we recognize the possibility that
consensus projections may underestimate the future risks to bearded
seals, the likelihood of that does not seem to be sufficiently
established to warrant abandonment of the IPCC AR4 as the best
available scientific basis for projection of future conditions.
Comment 22: The State of Alaska noted that predicting climate
change is made more difficult and uncertain by decades long shifts in
temperature that occur due to such variables as the Pacific Decadal
Oscillation (PDO).
Response: Climate models account for PDO variability but the PDO is
chaotic--the future points at which it will shift between its warm and
cool phases cannot currently be predicted. To address this
unpredictable variability, NMFS used the average from an ensemble of
models and model runs. The average of the ensemble indicates the
expected response forced by rising GHGs and aerosol changes. The
individual model runs that compose the ensemble vary substantially,
often trending above or below the average, or bouncing back and forth
across it. The variability among the model runs in the ensemble
reflects the unpredictability of the PDO and many other factors. We
used the range of this variability in our projections of future ice
conditions, for example, to characterize the minimum, mean, and maximum
ice concentrations in future decades.
Comment 23: Several commenters, including the State of Alaska and
Canada's DFO, expressed the view that the AOGCMs used for climate and
sea ice prediction are not appropriate for projecting sea ice at a
scale that is important for bearded seals. A commenter also suggested
that the analysis of the IPCC model projections at a regional level is
questionable because these models perform poorly at smaller than
continental scales. In addition, some commenters suggested that there
should be field verification of the model predictions of sea ice
conditions.
Response: We used the AOGCMs to determine how soon and in which
month sea ice cover can be expected to retreat in the future relative
to conditions in the 20th century. This is a reasonable question to
evaluate using the modern models, as it is occurring on a large scale.
With regard to the comment that the model predictions should be
verified with field observations, we note that the BRT limited the IPCC
model projections analyzed in the status review report to those that
performed satisfactorily at reproducing the magnitude of the observed
seasonal cycle of sea ice extent.
Comment 24: The State of Alaska and another commenter noted that it
is assumed the Beringia DPS cannot survive without year-round ice.
However, they suggested that the current status of the Okhotsk DPS
indicates bearded seals can survive without multi-year ice.
Response: Our risk assessment for the Beringia DPS was not based on
an assumption that they require sea ice year-round. As discussed in the
preamble to the proposed rule, based on the best available scientific
data we have concluded that it is highly likely that sea ice will
decrease substantially within the range of the Beringia DPS in the
foreseeable future, particularly in the Bering Sea. Pup maturation and
molting, in particular, are important life history events that depend
on the presence of suitable sea ice (annual timing of peak pup
maturation in April/May, and molting in May/June and sometimes through
August).
Comment 25: A commenter noted that it does not appear that climate
change effects on sea ice habitat during mating or molting are likely
to threaten the Beringia or Okhotsk DPS.
Response: The importance of sea ice for bearded seal mating has not
been determined. Ice may not be necessary for copulation, which may
occur mostly in the water, but the mating season occurs during a period
when bearded seals are closely associated with ice and when they are
spending substantial portions of time hauled out on the ice. The BRT
assessed the threat from loss of ice habitat for mating as being of
`moderate significance' for the Beringia DPS and of `moderate to high
significance' for the Okhotsk DPS. The process of molting in phocid
seals is energetically costly and facilitated by hauling out so that
the skin temperature can be raised above water temperatures. The BRT
judged the threat posed from loss of ice suitable for molting as of
`moderate to high significance' for both the Beringia and Okhotsk DPSs,
and the threat scores were somewhat higher than for mating. The
combination of these and other moderate threats from loss of sea ice
habitat and ocean acidification contributed to overall threat scores
for destruction, modification, or curtailment of habitat or range that
were of `high significance' for the Beringia and Okhotsk DPSs.
Comment 26: A commenter expressed the view that sea ice in the
Arctic has been in decline for a number of years without observed
detrimental effects on
[[Page 76760]]
bearded seals, thus calling into question NMFS's assumption that future
declines in sea ice will inevitably result in impacts to bearded seals.
Response: As noted in the preamble to the proposed rule and
discussed in detail in the status review report, our present ability to
detect changes in the Beringia and Okhotsk DPSs is limited. There are
no population estimates sufficiently precise for use as a reference in
judging trends. Indices of condition, such as those recently reported
by ADFG (Quakenbush et al., 2011), are available for only a portion of
the Beringia DPS's range and would not be expected to detect certain
types of detrimental effects, such as an increase in pup mortality by
predation. Therefore, while NMFS is not aware of unequivocal evidence
that the Beringia or Okhotsk DPSs have declined, the converse is
equally true: there is no firm evidence that these populations are
stable or increasing. Our decision to list these DPSs is based
primarily on our conclusion for ESA listing Factor A that ongoing and
projected changes in sea ice habitat pose significant threats to the
persistence of the two bearded seal DPSs.
The primary concern about future habitat for the Beringia and
Okhotsk DPSs stems from projected reductions in the extent and timing
of sea ice cover. The projections are consistent with a scenario in
which little or no impact from climate disruption has yet been felt by
the Beringia DPS in particular, but the anticipated impacts will begin
to appear within the foreseeable future (i.e., over the 21st century),
as the peak ice extent becomes reduced and the sea ice retreats earlier
in the spring. The ice-covered area is much smaller in the Sea of
Okhotsk than the Bering Sea, and unlike the Bering Sea, there is no
marine connection to the Arctic Ocean. Over the long-term, bearded
seals in the Sea of Okhotsk do not have the prospect of following a
shift in the ice front northward. The question of whether a lack of ice
will cause the Okhotsk DPS to go extinct depends in part on how
successful the populations are at moving their reproductive activities
from ice to haul-out sites on shore. Although bearded seals are known
to use land for hauling out, this only occurs in late summer and early
autumn. The BRT is not aware of any occurrence of bearded seal whelping
or nursing on land, so the predicted loss of sea ice is expected to be
significantly detrimental to the long-term viability of the population.
Comment 27: The State of Alaska and another commenter suggested
that the record high winter ice in the Bering Sea from 2007-2010 casts
some doubt on the determination of the threat of extinction to the
Beringia DPS. They noted that the climate model projections make it
clear that winter ice will continue to occur, and that the length of
open water is the primary issue. These commenters expressed the view
that changes in the distribution and numbers of bearded seals may
occur, but the continued occurrence of winter ice, and its record
extent simultaneous with low summer ice years, indicate that a more
thorough assessment of seal habitat and population responses is needed
before the threat of extinction can be assessed with any level of
certainty.
Response: The above average ice cover in winter in the Bering Sea
in 4 of the last 5 years is consistent with natural variability of the
past 33 years. Just a few years prior to the recent high ice years, ice
in the Bering Sea was at very low levels in 2002-2005, consistent with
the expectation that variability from year to year will continue to be
great, and will likely increase along with the expected warming trend.
The recent years of above average Bering Sea ice extent are very
unlikely to indicate a long-term reversal of the observed and projected
declining trend. As the commenters noted, the length of the open water
season is important for seasonally ice-associated species such as
bearded seals. The open water season is determined by the dates of ice
formation and melting. In 2012, despite above average winter ice extent
in the Bering Sea, melt began over the Beaufort and Chukchi seas 12 and
9 days earlier than normal (as compared to the averages for the period
1979-2000), respectively (National Snow and Ice Data Center, 2012).
Thus, the expectation that winter ice will continue to form in the
future is insufficient grounds for concluding that the threat of
habitat loss for bearded seals will not rise to the level of posing a
risk of extinction.
Comment 28: A commenter noted that NMFS's current MMPA stock
assessment report and proposed draft update state that there are
insufficient data to predict the effects of Arctic climate change on
the Alaska bearded seal stock, suggesting that predicting future
population declines based upon climate change effects is speculative.
Response: NMFS's MMPA stock assessments for ice-associated seals
need to be updated, which NMFS is in the process of doing to reflect
new data and recent analyses from ESA status reviews.
Comment 29: A commenter noted that elders and hunters interviewed
in 2011 for a Kawerak research project on TEK of ice seals and walruses
reported changes in ice and weather that complicated hunter access, but
they also explained that walrus, bearded, and ringed seals were as
healthy as ever. The commenter also noted that multiple hunters in
these interviews also reported that marine mammals have shifted their
migrations to match the timing of earlier ice break-ups. Individual
observations regarding ice seal ecology, health, abundance, behavior,
and habitat were also provided by a number of coastal Alaska residents,
primarily Native hunters. Many of these comments, including those from
the ISC, indicated that although the effects of a warming Arctic have
been observed for a number of years, bearded seals appear healthy and
abundant, and any significant decline does not appear to be
sufficiently imminent to warrant listing the Beringia DPS of bearded
seals as threatened under the ESA at this time.
Response: TEK provides a relevant and important source of
information on the ecology of bearded seals, and we have carefully
reviewed the comments submitted from individuals with TEK on bearded
seals and climate change. We do not find that these observations
conflict with our conclusions. As we have noted in response to other
related comments, the Beringia DPS is not presently in danger of
extinction, but is likely to become endangered within the foreseeable
future (threatened).
Comment 30: One commenter argued that declines in benthic
biodiversity due to ocean warming should be determined to be a threat
to the Beringia DPS given the scientific evidence indicating benthic
biomass in the northern Bering Sea and Chukchi Sea food webs is
declining. Another commenter stated productivity in the region is
expected to increase into the foreseeable future, which will likely
lead to an increased forage base for bearded seals.
Response: The difference in views of these commenters is consistent
with our judgment that there is considerable scientific uncertainty
regarding the likely biological responses to warming and ocean
acidification.
Comment 31: Some commenters argued that ocean acidification should
be determined to be a significant threat, in particular when considered
cumulatively with other climate change impacts. Another commenter
disagreed, and felt that NMFS more clearly discussed the uncertainties
associated with assessing the potential impacts of ocean acidification
in the previous ESA listing determinations for ribbon and spotted
seals.
[[Page 76761]]
Response: As we discussed in the preamble to the proposed rule, the
impact of ocean acidification on bearded seals is expected to be
primarily through the loss of benthic calcifiers and lower trophic
levels on which the species' prey depend, but the possibilities are
complex. We concluded that because of the bearded seals' apparent
dietary flexibility, the threat posed from ocean acidification is of
less concern than the direct effects of sea ice degradation. The BRT
members tended to rank the threat from ocean acidification as moderate,
but also noted the very low degree of certainty about the nature and
magnitude of potential effects on bearded seals (Tables 7 and 8;
Cameron et al., 2010). However, the BRT did consider cumulative effects
as part of the threats assessment scoring procedure, as evidenced by
the fact that the overall score for each ESA section 4(a)(1) factor
tended to be higher than the scores assigned for individual threats
within each factor.
Comment 32: The State of Alaska and several other commenters
suggested that past warming periods were not adequately considered.
They expressed the view that the survival of bearded seals during
interglacial periods can be considered better evidence for population
persistence than predictive models of ice condition for species
extinction, and that this is a primary reason why listing of bearded
seals as threatened is not warranted.
Response: We are not aware of any available information on bearded
seal adaptive responses during the interglacial periods. A fundamental
difficulty in using pre-historic warm periods as analogs for the
current climate disruption is that the rate of warming in the pre-
historic periods is poorly known. The species' resilience to those
previous warming events, which may have been slower than the current
warming, does not necessarily translate into present-day resilience.
Moreover, there may be cumulative effects from climate warming and
ocean acidification, or other human impacts, that combine to limit the
species' resilience to the changes anticipated in the coming decades.
Comments on the Identification and Consideration of Other Threats
Comment 33: A commenter suggested that terrestrial predators could
become a greater threat to bearded seal pups if sea ice loss results in
land-based or shorefast pupping.
Response: This threat was acknowledged in the status review report
(p. 140; Cameron et al., 2010) and was considered by the BRT in its
threats analysis.
Comment 34: A commenter noted that residents throughout the Bering
Strait region regularly observe young bearded seals spending their
summers in rivers feeding on fish and hauling out on river banks. This
commenter observed that many of these young bearded seals survive and
are observed into autumn; therefore, the risk from land-based predators
may not be a threat to population viability.
Response: The main concern about risk from land-based predators in
a scenario of reduced ice stems from the vulnerability of very young
bearded seals, such as maternally dependent pups and recently weaned
young, that have not yet gained the strength and skills needed for
evading predators. The young bearded seals described by the commenter,
observed in summer and autumn, are likely at least a few months to a
few years old, and able to fend for themselves.
Comment 35: A few commenters expressed the opinion that existing
regulatory mechanisms in the United States and elsewhere are not
adequate to address the factors driving climate disruption (i.e.,
GHGs). One of these commenters suggested that U.S. agencies are either
failing to implement or only partially implementing laws for GHGs, and
that the continued failure of the U.S. Government and international
community to implement effective and comprehensive GHG reduction
measures places bearded seals at ever-increasing risk, where the worst-
case IPCC scenarios are becoming more likely.
Response: While some progress is being made in addressing
anthropogenic GHG emissions, we recognize in our analysis under ESA
listing Factor D that current mechanisms do not effectively regulate
the anthropogenic processes influencing global climate change and the
associated changes to bearded seal habitat, and that this is
contributing to the risks posed to bearded seals by these emissions.
Further, we note that our analysis considered future emissions
scenarios that did not involve dramatic and substantial reductions in
GHG emissions.
Comment 36: Some commenters suggested that NMFS should re-examine
its conclusion that fisheries do not threaten bearded seals because a
warming climate could lead to shifts in commercial fisheries that could
affect the seal's food base. The ISC also expressed concern that the
Bristol Bay region used to offer good seal hunting, but this is no
longer the case and could be due to trawl fishing impacts on bearded
seal foraging habitat.
Response: The possible advent of new commercial fisheries, and the
nature and magnitude of ecosystem responses, are speculative. Although
there are possible risks, those should be mitigated through appropriate
management of new fisheries. In U.S. waters, the intent to conduct such
responsible management is evident in the Arctic Fishery Management Plan
(North Pacific Fishery Management Council, 2009), which establishes a
framework for sustainably managing Arctic marine resources.
Comment 37: Some commenters stated that offshore oil and gas
development should be determined to be a threat to bearded seals in
part because there is no technology available to effectively contain or
recover spilled oil in ice covered waters, and a large oil spill could
be devastating to these seals. In addition one of these commenters
emphasized that extensive offshore oil developments are currently
underway within the range of the Beringia DPS, and additional drilling
is proposed in the Beaufort and Chukchi seas. Other commenters stated
that offshore oil and gas development, as currently regulated, does not
pose a significant threat to bearded seals.
Response: Although a large oil spill could cause substantial
injury, mortality, and indirect impacts to seals in the area, the risks
posed to persistence of the Beringia and Okhotsk DPSs as a whole are
low and are possible to mitigate by preventive measures, at least
relative to the much more pervasive risks from climate change and
habitat loss.
Comments on the Status Determinations for the Beringia and Okhotsk DPSs
Comment 38: The State of Alaska and several other commenters
expressed the opinion that the Beringia DPS should not be listed
because there are no scientific data demonstrating any observed past or
present adverse impacts on their populations resulting from sea ice
recession or other environmental changes attributed to climate change.
The State of Alaska also extended this comment to the Okhotsk DPS.
These commenters suggested that the determinations rely on the results
of predictive models and speculation about future impacts, which they
argued provide insufficient justification. Some of these commenters
noted that in contrast, the polar bear ESA determination relied upon
data for some populations that suggested a link between observed
population declines or other population vital rates and
[[Page 76762]]
climate change. Further, the State of Alaska and another commenter
suggested that climate model forecasts should be considered as
hypotheses to be tested with data collected over time.
Response: We have concluded that the best scientific and commercial
data available, which are discussed in detail in the status review
report and are summarized in this notice provide sufficient evidence
that: (1) Bearded seals are strongly ice-associated, and the presence
of suitable sea ice is considered a requirement for whelping and
nursing young; (2) similarly, the molt is believed to be promoted by
elevated skin temperatures that can only be achieved when seals are
hauled out on suitable ice; (3) reductions in the extent and timing of
sea ice cover are very likely to occur within the foreseeable future;
(4) if suitable ice cover is absent from shallow feeding areas during
times of peak whelping and nursing (April/May) or molting (May/June and
sometimes through August), bearded seals would be forced to seek either
sea ice habitat over deeper water (likely with poorer access to food)
or coastal regions in the vicinity of haul-out sites on shore (likely
with increased risks of disturbance, predation and competition); (5)
both scenarios would require bearded seals to adapt to suboptimal
conditions and exploit habitats to which they may not be well adapted,
likely compromising their reproductions and survival rates; (6) the
rates of environmental change will be rapid in the coming decades and
may outpace possible adaptive responses; and (7) the rapid changes in
sea ice habitat are likely to decrease the Beringia and Okhotsk DPSs to
levels where they are in danger of extinction. Land boundaries will
also limit the ability of the Okhotsk DPS to shift its range northward
in response to deteriorating ice conditions. Regarding the climate
model forecasts, the BRT analyses used simulations from six models of
the Coupled Model Intercomparison Project Phase 3 (CMIP3) prepared for
the IPCC's AR4, which represent the scientific consensus view on the
causes and future of climate change and constitute the best scientific
and commercial data available. Based on this information, and after
considering the five ESA section 4(a)(1) factors, we have determined
that the Beringia and Okhotsk DPSs are likely to become endangered
within the foreseeable future throughout their ranges (i.e., threatened
under the ESA).
With regard to the comment that the climate model projections
should be considered as hypotheses, with data collected over time to
test the hypotheses, taking that approach in lieu of listing is not an
option under the ESA. If the best scientific and commercial data
available indicate that a species satisfies the definition of
threatened or endangered, then NMFS must list it. In time, as new data
become available, NMFS may de-list a species, change its listing
status, or maintain its listing status. The determination here is based
on the best scientific and commercial data that is presently available.
Comment 39: A commenter suggested that if NMFS determines that the
Beringia or Okhotsk DPS is threatened under the ESA, it should adopt
the approach used by the FWS for species such as the walrus and
designate them as candidate species, or alternatively list them as
species of concern. This commenter expressed the opinion that listing
the species as candidate species or species of concern would avoid
unnecessary expenditure of resources while providing for the option to
take appropriate action under the ESA if it becomes necessary.
Response: Although NMFS and FWS define candidate species the same
way in their joint regulations, the two agencies have slightly
different interpretations of the term. FWS candidate species are those
species for which FWS has sufficient information to support an ESA
listing but for which issuance of a proposed rule is precluded due to
higher priority listings (61 FR 64481; December 5, 1996). Therefore,
FWS has already determined that its candidate species warrant listing
under the ESA. In contrast, NMFS uses the term ``candidate species'' to
refer to ``(1) species that are the subject of a petition to list and
for which NMFS has determined that listing may be warranted, pursuant
to section 4(b)(3)(A), and (2) species for which NMFS has determined,
following a status review, that listing is warranted (whether or not
they are the subject of a petition)'' (69 FR 19976; April 15, 2004).
Regardless, once a species has been proposed for listing, section
4(b)(6)(A) of the ESA does not allow us to issue a ``warranted but
precluded'' finding. Such a finding is only permissible at the time of
a 12-month finding (see section 4(b)(3)(B)), not a final rule. NMFS
defines a ``species of concern'' as a species that is not being
actively considered for listing under the ESA, but for which
significant concerns or uncertainties regarding its biological status
and/or threats exist (69 FR 19975; April 15, 2004). This is not the
case for the Beringia DPS or the Okhotsk DPS.
Comment 40: A commenter noted that the Alaska stock of bearded
seals is not listed as depleted or strategic under the MMPA by NMFS,
which they suggested indicates the absence of scientific data or
consensus that these populations are currently threatened or in
significant decline.
Response: The absence of a depleted designation does not mean that
a species is not threatened under the ESA. Similarly, the absence of a
threatened designation does not mean a species or population stock is
not depleted under the MMPA. Under both the ESA and the MMPA, these
determinations are based on reviews of the best scientific and
commercial data available, which is the process NMFS is undertaking
here.
The criteria for depleted or strategic status under the MMPA also
differ from those for threatened or endangered species under the ESA. A
species or population stock is considered depleted under the MMPA if it
is determined through rulemaking to be below its optimum sustainable
population (OSP) or if it is listed as threatened or endangered under
the ESA. Section 3(9) of the MMPA (16 U.S.C. 1362(9)) defines OSP as
``the number of animals which will result in the maximum productivity
of the population or species, keeping in mind the carrying capacity of
the habitat and the health of the ecosystem of which they form a
constituent element.'' Under the MMPA, the term ``strategic stock''
means a marine mammal stock: (1) For which the level of human-caused
mortality exceeds the maximum number of animals that may be removed
(not including natural mortalities) while allowing the stock to reach
or maintain its OSP; (2) based on the best available scientific
information, is declining and likely to be listed as threatened under
the ESA; or (3) is listed as threatened or endangered under the ESA.
While we may consider MMPA stock assessment information, our
determination as to whether the Beringia DPS of bearded seals meets the
definition of a threatened or endangered species must be based on an
assessment of the threats according to section 4 of the ESA.
Comment 41: Some commenters, including Canada's DFO, expressed the
view that listing the Beringia and Okhotsk DPSs as threatened is
inconsistent with the IUCN's listing of bearded seals among species of
``least concern.''
Response: While we may review the assessment processes and
conclusions of other expert organizations such as the IUCN, our
determination as to whether the bearded seal DPSs meet the definition
of threatened or endangered must be an independent one based on an
assessment of the threats according
[[Page 76763]]
to section 4 of the ESA. After reviewing the best scientific and
commercial data available, we have determined that Beringia and Okhotsk
DPSs of bearded seals are likely to become endangered within the
foreseeable future, and are accordingly listing them as threatened.
Comments Related to Subsistence Harvest of Bearded Seals
Comment 42: Several comments received, including from the ISC,
expressed concern that Alaska Natives who harvest ice seals, and all of
the coastal communities, will likely be disproportionately affected by
the listing of the Beringia DPS as threatened; and that the listing
could cause hardship in the form of restrictions being placed on
subsistence hunting of the seals, and could also result in other
restrictions that could impair economic development. Some of these
commenters expressed concern that the listing could also result in
additional unfunded mandates, such as monitoring of the seal harvest.
Response: As discussed above, the MMPA and ESA exempt subsistence
takes by Alaska Natives from the marine mammal take prohibitions.
Subsistence harvest of bearded seals by Alaska Natives appears
sustainable and does not pose a threat to the populations. If the
current situation changes, we will work under the co-management
agreement with the ISC to find the best approach to ensure that
sustainable subsistence harvest of these seals by Alaska Natives
continues. Protection under the ESA does not automatically result in
specific data collection and reporting requirements for the species.
However, benefits of listing a species under the ESA can include
enhanced funding and research opportunities that might address aspects
of the harvest for a listed species. In addition, when a species is
listed under the ESA, additional protections apply that promote the
conservation of the species and therefore have the potential to benefit
subsistence harvests. For example, section 7 of the ESA requires
Federal agencies to ensure that the activities they authorize, fund, or
carry out are not likely to jeopardize the continued existence of the
species or to destroy or adversely modify its critical habitat. If a
Federal action may affect a listed species or its critical habitat, the
action agency must enter into consultation with NMFS.
Comment 43: The ISC expressed the view that, should the Beringia
DPS be listed under the ESA, the Alaska Native community should have a
strong role in determining the terms of subsequent management,
including (1) representation on the recovery team, (2) the
identification of critical habitat, (3) identification of criteria that
must be met before any changes could be required in the harvest of the
Beringia DPS of bearded seals or trade in their parts, (4)
identification of research priorities, and (5) identification of a
mechanism for distribution of funds available for research and
management. Some other commenters similarly suggested that local Native
subsistence users should be involved directly and have primary roles in
any subsistence-related management or monitoring activities involving
the Beringia DPS.
Response: We recognize the importance of bearded seals to the
Alaska Native community, as well as the expertise and particular
knowledge the Alaska Native hunting communities possess regarding the
species and its habitats. We are committed to meaningful involvement of
stakeholders, including the Alaska Native Community, throughout any
recovery planning process. Critical habitat will be proposed in
subsequent rulemaking. We are soliciting comments on the identification
of critical habitat (see DATES, ADDRESSES, and Public Comments
Solicited for additional information). We encourage those with
expertise and understanding of those physical or biological features
which are essential to the conservation of the Beringia DPS of bearded
seals and which may require special management to submit written
comments.
In the response to comment 13 above, we explained the criteria that
must be satisfied for any regulation of subsistence harvest of bearded
seals or trade in their parts to occur under the MMPA.
We appreciate the ISC's interest in identifying research priorities
and a mechanism to distribute funds for ice seal research and
management. The ISC's Ice Seal Management Plan identifies its
biological and subsistence research recommendations for ice seals. The
ISC has provided this management plan to NMFS and we are taking the
information into consideration in planning future research (the ISC has
also made a copy of this plan available at our Web site; see
ADDRESSES).
Comments on the ESA Process and Related Legal and Policy Issues
Comment 44: NMFS received comments that we should consult directly
with all of the Alaska Native communities that could potentially be
affected by the proposed listings, hold public hearings in each of
these communities, and consult directly with the ISC on the listings.
The ISC stated that they protest the lack of consultation, request an
explanation from NMFS, and require a commitment to be involved in all
future aspects of the listing process prior to any future public
announcement. Some commenters, including the ISC, also expressed
concern that without holding hearings in more communities where a
majority of the ice seal hunters live, these communities were not able
to provide informed comments. In addition, one commenter stated there
is confusion and frustration in the Alaska Native community regarding
the listing process and harvest implications, and suggested that a
better process is needed to ensure that all stakeholders have an
opportunity to learn about and understand the proposed rules and their
implications. We received several comments expressing concern that
consultation with Alaska coastal communities and local leaders was
inadequate. One commenter asserted that the Inuit of Alaska, Canada,
Russia, and Greenland should all play a central consultative role in
any decision that could affect them in relation to wildlife food
sources and wildlife management regimes.
Response: NMFS has coordinated with Alaska Native communities
regarding management issues related to ice seals through co-management
organizations, particularly the ISC. NMFS discussed the listing
petitions with the ISC, and provided updates regarding the timeline for
the bearded seal status review. Following publication of the proposed
listing determination, we notified the ISC of the proposal and
requested comments on the proposed rule. NMFS remains committed to
working with Alaska Natives on conservation and subsistence use of
bearded seals.
We acknowledge the value of face-to-face meetings, and NMFS held
three public meetings in: (1) Anchorage, Alaska, on March 7, 2011; (2)
Barrow, Alaska, on March 22, 2011; and (3) Nome, Alaska, on April 5,
2011. The logistical difficulties with holding additional hearings in
other remote communities made it impractical to do so. We instead used
other methods to provide opportunities for the public to submit
comments both verbally and in writing. With assistance from the North
Slope and Northwest Arctic boroughs, we provided teleconferencing
access to the Barrow hearing from outlying communities in the North
Slope Borough and from Kotzebue. The public hearings in Anchorage and
Barrow were announced in the Federal Register on February 22, 2011 (76
FR 9734), and the public hearing in Nome was announced
[[Page 76764]]
in the Federal Register on March 18, 2011 (76 FR 14883). The
communities of Kaktovik, Wainwright, Point Lay, Point Hope, Nuiqsut,
Anaktuvuk Pass, and Kotzebue participated in the Barrow hearing via
teleconferencing. The public hearings were attended by approximately 88
people. In response to comments received during the public comment
period that indicated some tribes may wish to consult on the proposed
rule, we also contacted potentially affected tribes by mail and offered
them the opportunity to consult on the proposed action.
We recognize the value of bearded seals to the Inuit of Canada,
Alaska, Russia, and Greenland, and we have considered all of the
comments received from interested parties in our final determination.
Further, we note that E.O. 13175 outlines specific responsibilities of
the Federal Government in matters affecting the interests of recognized
tribes in the contiguous 48 states and in Alaska. We have met those
obligations in the development of this final action.
Comment 45: The State of Alaska commented that NMFS did not involve
the State in a meaningful manner in either the development of the
status review report or the proposed listing rule.
Response: We sent a copy of the 90-day petition finding to ADFG and
considered all of the comments and information submitted in response to
this finding in the development of the status review report and the
proposed rule. We also provided funding to ADFG to analyze information
and samples collected from Alaska Native subsistence harvest of bearded
seals to make these data available for inclusion in the status review
report. Although reports on the results of this work were submitted
after the status review report was completed and the proposed rule was
published, we have considered this information in our final
determination. During the initial public comment period, we sent a copy
of the proposed rule to ADFG and the Alaska Department of Natural
Resources (ADNR), and in those mailings noted the Internet availability
of the proposed rule, status review report, and other related
materials. In response to requests received, including from the State
of Alaska, we extended the public comment period 45 days to provide
additional time for submission of comments. We have thoroughly
considered the comments submitted by the State of Alaska, and these
comments are addressed in this final rule.
Comment 46: Some commenters expressed the opinion that the ESA is
not intended as a means to regulate potential impacts from climate
change, or that the primary potential threats to bearded seals
identified are the result of a global phenomenon that cannot be
effectively addressed through the ESA, and thus the proposed listings
will not provide a significant conservation benefit.
Response: First, this rulemaking does not regulate impacts from
climate change. Rather, it lists certain species as threatened, thereby
establishing certain protections for them under the ESA. Second,
section 4(b)(1)(A) of the ESA states that the Secretary shall make
listing determinations solely on the basis of the best scientific and
commercial data available after conducting a review of the status of
the species and taking into account efforts to protect the species.
Based on our review of the best available information on the status of
the Beringia and Okhotsk DPSs, and efforts currently being made to
protect these population units, we conclude that the Beringia and
Okhotsk DPSs of bearded seals should be listed as threatened. Our
supporting analysis is provided in this final rule and is supplemented
by our responses to peer review and public comments. While listing does
not have a direct impact on the loss of sea ice or the reduction of
GHGs, it may indirectly enhance national and international cooperation
and coordination of conservation efforts; enhance research programs;
and encourage the development of mitigation measures that could help
slow population declines. In addition, the development of a recovery
plan will guide efforts intended to ensure the long-term survival and
eventual recovery of the Beringia DPS.
Comment 47: Several commenters, including the State of Alaska and
the ISC, expressed the view that bearded seals and their habitat are
adequately protected by existing international agreements, conservation
programs, and laws such as the MMPA.
Response: We recognize that there are existing regulatory
mechanisms, such as the MMPA, that include protections for bearded
seals. However, declining to list a species under the ESA because it is
generally protected under other laws such as the MMPA would not be
consistent with the ESA, which requires us to list a species based on
specified factors and after considering conservation efforts being made
to protect the species. As discussed in our analysis under ESA listing
Factor A, a primary concern about the conservation status of the
Beringia and Okhotsk DPSs stems from the likelihood that its sea ice
habitat has been modified by the warming climate and that the
scientific consensus projections are for continued and perhaps
accelerated warming for the foreseeable future. While we acknowledge
that there is some progress being made in addressing anthropogenic GHG
emissions, we also recognize under listing Factor D that current
mechanisms do not effectively regulate the anthropogenic factors that
influence global climate change and the associated changes to the
habitat of these bearded seal DPSs.
Comment 48: The State of Alaska commented that NMFS's proposed
listing of the Beringia DPS would interfere directly with Alaska's
management of bearded seals and their habitat and would therefore harm
Alaska's sovereign interests. The State also commented that NMFS's
listing determination impedes Alaska's ability to implement its own
laws by displacing State statutes and regulations addressing Alaska's
wildlife and natural resources generally, and bearded seals
specifically.
Response: The ESA does not preclude the State from managing bearded
seals or their habitat. We disagree that the listing of a species under
the ESA would displace a specific state law or otherwise impede the
State's ability to implement its own laws. We note that in 2009 NMFS
and ADFG entered into a cooperative agreement for the conservation of
threatened and endangered species pursuant to ESA section 6(c)(1).
Comment 49: The State of Alaska commented that NMFS's consideration
of the State of Alaska's formal conservation measures designed to
improve the habitat and food supply of the Beringia DPS is extremely
limited, and without any supporting analysis. Such limited
consideration of the State's conservation programs fails to comply with
NMFS's affirmative statutory obligation under ESA section 4(b) and
NMFS's Policy for the Evaluation of Conservation Efforts.
Response: The ESA provides that NMFS shall make listing
determinations solely on the basis of the best scientific and
commercial data available and after conducting a review of the status
of the species and taking into account those efforts, if any, of any
state or foreign nation to protect such species. NMFS has developed a
specific Policy for Evaluation of Conservation Efforts (68 FR 15100;
March 28, 2003) that identifies criteria for determining whether
formalized conservation efforts that have yet to be implemented or to
show effectiveness contribute to making
[[Page 76765]]
listing a species as threatened or endangered unnecessary.
The State of Alaska asserts that it has implemented laws,
regulations, and mitigation measures that are generally aimed at
protecting ice seals and their prey. These measures (the most relevant
of which are summarized below), however, are not specifically directed
toward the conservation of the Beringia DPS of bearded seals and its
ice habitat. For example, the mitigation measures referenced by the
State aim to minimize the impact of oil and gas operations, not
proactively or specifically to conserve the species. Moreover, the
threats to bearded seals stem principally from habitat loss associated
with global climate change, a threat the State could not single-
handedly mitigate. Under NMFS's policy, notwithstanding state
conservation efforts, ``if the best available scientific and commercial
data indicate that the species meets the definition of `endangered
species' or `threatened species' on the day of the listing decision,
then we must proceed with the appropriate rule-making activity under
section 4 of the Act,'' i.e., list the species (68 FR 15115; March 28,
2003).
Finally, in the preamble to the proposed rule we described our
consideration of the effects of existing programs on the extinctions
risk of the Beringia and Okhotsk DPSs. In response to these comments
from the State of Alaska, we add the following details about the State
of Alaska's regulatory programs.
Under the Submerged Lands Act, the State of Alaska has authority
over the submerged lands and resources therein, within an area
extending from the mean high tide line to 3 nautical miles offshore.
The ADNR Division of Oil and Gas (DOG) develops mitigation measures and
lessee advisories as part of its best interest finding process for
area-wide oil and gas lease sales. The North Slope Area-wide and
Beaufort Sea Area-wide lease sales have the potential to affect bearded
seals. Mitigation measures and lessee advisories identified for these
oil and gas lease sales include advisories that ESA listed and
candidate species may occur in the lease sale area, that lessees shall
comply with recommended protection measures for these species, and that
lessees must also comply with MMPA provisions. Other provisions to
protect certain concentrations of resources and to protect subsistence
harvest could provide some incidental benefit to bearded seals.
The Alaska Department of Environmental Conservation's (ADEC)
mission involves the permitting and authorization of actions relating
to oil and gas development, oil spill prevention and response,
pollutant discharge, and other activities affecting Alaska's land and
waters in the Arctic. State of Alaska solid waste management, water
quality, wastewater, air quality, and vehicle emission standards are
found in the Alaska Administrative Code (AAC) at 18 AAC 60, 18 AAC 70,
18 AAC 72, 18 AAC 50, and 18 AAC 52, respectively. Oil spill
contingency plans are required under Alaska Statute AS 46.04.030 and at
18 AAC 75 for crude oil tankers, non-crude vessels and barges, oil and
gas exploration facilities, oil flow lines and gathering lines, and for
certain non-crude oil terminals and non-tank vessels. The ADEC
contaminated sites cleanup process is governed by Alaska Statutes at
Title 46 and regulations at 18 AAC 75 and 18 AAC 78.
We acknowledge that the State of Alaska's regulatory regime may
provide some general benefits to bearded seals and their habitat.
However, these laws and regulations do not reduce or mitigate in any
material way the principal threats posed to the Beringia DPS from the
projected changes in sea ice habitat. As a result, they do not change
our extinction risk assessment within this final listing determination.
Comment 50: Several comments were received regarding the proposed
4(d) rules requesting additional analyses to support the conclusion
that they are necessary and advisable and petitioning NMFS to establish
certain limitations on the application of those rules, such as
excluding activities occurring outside the range of any of the listed
DPSs of bearded seals.
Response: For species listed as threatened, section 4(d) of the ESA
requires the Secretary to issue such regulations as are deemed
necessary and advisable to provide for the conservation of the species.
Such 4(d) protective regulations may prohibit, with respect to
threatened species, some or all of the acts that section 9(a) of the
ESA prohibits with respect to endangered species. Both the section 9(a)
prohibitions and section 4(d) regulations apply to all individuals,
organizations, and agencies subject to U.S. jurisdiction. On December
10, 2010 (75 FR 77496), we proposed to issue protective regulations for
the Beringia and Okhotsk DPSs under section 4(d) of the ESA to include
all of the prohibitions in section 9(a)(1) based on a preliminary
finding that such regulations were necessary and advisable for the
conservation of the species. As explained above, in light of public
comments and upon further review, we have determined that such
regulations are not necessary at this time. The Beringia and Okhotsk
DPSs appear sufficiently abundant to withstand typical year-to-year
variation and natural episodic perturbations in the near term. The
principal threat to these DPSs of bearded seals is habitat alteration
stemming from climate change within the foreseeable future. This is a
long-term threat and the consequences for bearded seals will manifest
themselves over the next several decades. Finally, bearded seals
currently benefit from existing protections under the MMPA, and
activities that may take listed species and involve a Federal action
will still be subject to consultation under section 7(a)(2) of the ESA
to ensure such actions will not jeopardize the continued existence of
the species. We therefore conclude that it is unlikely that the
proposed section 4(d) regulations would provide appreciable
conservation benefits. As a result, we have concluded that the 4(d)
regulations are not necessary at this time. Such regulations could be
promulgated at some future time if warranted by new information.
Comment 51: Comments were received that critical habitat is both
prudent and determinable; other comments were received that critical
habitat is not currently determinable and would require extensive
additional study.
Response: Section 4(a)(3) of the ESA requires that, to the maximum
extent practicable and determinable, critical habitat be designated
concurrently with the listing of a species. Critical habitat is not
determinable when information sufficient to perform required analyses
of the impacts of the designation is lacking or if the biological needs
of the species are not sufficiently well known to permit identification
of an area as critical habitat. Existing data are lacking in several
areas necessary to support the designation of critical habitat,
including identification and description of the physical and biological
features essential to the conservation of the Beringia DPS, and
economic data which would allow for consideration of the costs of
designation. We have therefore determined that designating critical
habitat for the Beringia DPS is prudent but not determinable at this
time. We will designate critical habitat for the Beringia DPS in a
subsequent rulemaking as provided under the ESA, and we are soliciting
comments related to the designation (see DATES, ADDRESSES, and
Information Solicited).
Comment 52: Comments were received that it is unclear how future
recovery planning, including
[[Page 76766]]
establishing accurate recovery and delisting criteria, can occur given
the apparent lack of abundance data. Other comments were received
expressing support for recovery planning for the Beringia DPS.
Response: Section 4(f) of the ESA requires that NMFS develop
recovery plans for ESA listed species, unless such a plan will not
promote the conservation of the species. Section 4(f)(1)(A) of the ESA
also states that in developing and implementing recovery plans, the
Secretary shall, to the maximum extent practicable, ``give priority to
those endangered species or threatened species, without regard to
taxonomic classification, that are most likely to benefit from such
plans.'' The range of the Okhotsk DPS of bearded seals occurs entirely
under the jurisdiction of other countries. This DPS would therefore
qualify for exemption from the ESA section 4(f) recovery planning
process because the U.S. has little authority to implement actions
necessary to recover foreign species. A recovery plan will be developed
for the Beringia DPS of bearded seals provided the limitations in
section 4(a)(1)(A) of the ESA do not apply. Future recovery planning
efforts for the Beringia DPS will incorporate the best scientific and
commercial data available regarding abundance at that time, and would
identify data gaps that warrant further research.
Comment 53: A number of comments stressed that the determination
should be based on sound scientific data and analysis. Some comments
suggested inappropriate factors such as political pressure from the
climate change debate may have influenced our decision making.
Response: We were petitioned to evaluate the status of the bearded
seal under the ESA. Section 4(b)(1)(A) of the ESA requires us to make
listing determinations solely on the basis of the best scientific and
commercial data available. Consistent with this requirement, in
reaching our final listing determination, we considered the status
review report prepared by the BRT, information received through public
and peer review comments, and efforts being made to protect the
species. This information is summarized in this final rule.
Comment 54: A commenter expressed the opinion that to provide a
meaningful process in which interested parties could review and comment
on the special peer review comments, NMFS should have made the original
comment letters available (rather than NMFS's ``summary and
interpretation of those comments'') and opened more than a 30-day
comment period.
Response: On April 6, 2012, we announced in the Federal Register
the availability of a peer review report that consolidated the comments
received from special peer review of the bearded seal status review
report (77 FR 20774). We issued a news release to ensure that the
public was made aware of this comment period. The comment period was
limited to 30 days in consideration of the statutory deadline requiring
a prompt final listing determination. We did not receive any specific
requests to extend the comment period. The peer review report simply
consolidated the comments received from the special peer reviewers to
facilitate public review--the report did not provide our interpretation
of those comments.
Comments on the Consequences of the Proposed Listing Rule
Comment 55: Several commenters, including the State of Alaska and
the ISC, expressed concern that the ultimate effect of the listings
will be additional regulatory burden and increased economic and other
human impacts without significant conservation benefit. Some of these
commenters noted that the proposed listing would affect an area of
national significance because of its importance for domestic oil and
gas development. The State of Alaska specifically expressed concern
that the proposed action will cause substantial injury to Alaska's
economic interests including those of northern coastal municipal
governments. The State expressed the view, for example, that the
listing will deter or delay activities such as oil and gas exploration
and development, and shipping operations, which could reduce State
royalties and revenue. One commenter also expressed concern that the
listings could also potentially cause resources and efforts to be
distracted away from the conservation of populations at greater risk.
Response: Section 4(b)(1)(A) of the ESA states that the Secretary
shall make listing determinations based solely on the best scientific
and commercial data available, after conducting a status review of the
species and taking into account efforts to protect the species. The
regulations implementing the ESA at 50 CFR 424.11(b), consistent with
case law interpreting the ESA and its legislative history, state that
the listing determination will be made without reference to possible
economic or other impacts of such determination. Therefore, we cannot
consider such potential consequences in our final determination.
However, we will consider economic impacts for the designation of
critical habitat. We also note that such activities have been occurring
despite the presence of several ESA listed whale species in the areas.
Additional Comments
Comment 56: Two commenters suggested that the abundance estimate
for the Chukchi Sea likely underestimates the actual population size
due to several factors including that it does not appear to account for
any seals that may occur in the central Chukchi Sea. These commenters
noted that the abundance estimate for the Beaufort Sea also likely
underestimates the actual population size and it likely undergoes
significant inter-annual variation.
Response: The numbers of bearded seals in the Chukchi and Beaufort
seas (i.e., the number that breed there rather than migrating there
seasonally after breeding in the Bering Sea) are very poorly
documented. Our estimate of 27,000 for the Chukchi Sea included an
assumption that the western Chukchi Sea along the Russian coast has
similar densities to the eastern Chukchi Sea. A relatively small area
of the north-central Chukchi is, as the reviewer noted, unaccounted for
in this estimate. The bearded seal densities in the survey stratum
adjacent to this area were very low. Because it has not been documented
whether bearded seals occur in that north-central area, there was no
sound basis for computing an estimate. If the adjoining survey stratum
densities (0.001-0.05 seals/km\2\) were used as an estimate, only about
50 to 2,250 additional seals would be included. This is well within the
imprecision of the overall estimate, and not different enough to affect
the threats analysis or risk assessment for the Beringia DPS.
Comment 57: The State of Alaska and another commenter noted that
there is a high degree of uncertainty associated with the bearded seal
subspecies identified that should be more explicitly acknowledged, and
they provided a number of references to support this comment.
Response: Although the concept of a subspecies as an identifiable
taxon has been questioned by some evolutionary biologists, and has been
applied inconsistently by taxonomists with respect to the nature and
amount of differentiation required for subspecies designation, the
concept remains in wide use and there is clearly no consensus to
abandon it. In the case of bearded seals, the two subspecies
designations are widely recognized (for
[[Page 76767]]
details see Cameron et al., 2010). As was discussed in the preamble to
the proposed rule, and considered in more detail in the status review
report, the geographic distribution of these two subspecies is not
separated by conspicuous gaps, and there are regions of intergrading
generally described as somewhere along the northern Russian and central
Canadian coasts. The validity of the division into subspecies has been
questioned, though recent research on skull morphology and genetics
tends to support their continued recognition. Despite doubts expressed
by some about the veracity of dividing E. barbatus into two subspecies,
the BRT concluded, and NMFS concurred, that the evidence for retaining
the subspecies is stronger than any evidence for combining them.
Comment 58: The Marine Mammal Commission recommended that NMFS
develop a research plan to address the major uncertainties and
information gaps identified in the status review report, and strengthen
collaborative efforts among range nations to facilitate research and
management to assess the status and trends of bearded seal populations
throughout the species' range, and identify protective measures where
necessary. Canada's DFO noted that they remain open to exploring
potential areas for cooperation for improving mutual understanding of
bearded seal populations. The Commission and another commenter
expressed the view that NMFS also needs to prioritize funding to
collect data on bearded seal population size and trends and many other
aspects of the seal's biology which are currently poorly understood.
Response: We agree that additional research is needed to help
resolve areas of uncertainty and to add to the ecological knowledge of
this species. We look forward to working with our partners and
stakeholders in the conservation and recovery of bearded seals,
including obtaining needed research to fill in knowledge gaps.
Classification
National Environmental Policy Act (NEPA)
The 1982 amendments to the ESA, in section 4(b)(1)(A), restrict the
information that may be considered when assessing species for listing.
Based on this limitation of criteria for a listing decision and the
opinion in Pacific Legal Foundation v. Andrus, 657 F. 2d 829 (6th Cir.
1981), we have concluded that NEPA does not apply to ESA listing
actions. (See NOAA Administrative Order 216-6.)
Executive Order (E.O.) 12866, Regulatory Flexibility Act, and Paperwork
Reduction Act
Under the plain language of the ESA and as noted in the Conference
Report on the 1982 amendments to the ESA, economic impacts cannot be
considered when assessing the status of a species. Therefore, the
economic analyses required by the Regulatory Flexibility Act are not
applicable to the listing process. In addition, this rule is exempt
from review under E.O. 12866. This rule does not contain a collection
of information requirement for the purposes of the Paperwork Reduction
Act.
E.O. 13132, Federalism
E.O. 13132 requires agencies to take into account any federalism
impacts of regulations under development. It includes specific
directives for consultation in situations where a regulation will
preempt state law or impose substantial direct compliance costs on
state and local governments (unless required by statute). Neither of
those circumstances is applicable to this rule.
E.O. 13175, Consultation and Coordination With Indian Tribal
Governments
The longstanding and distinctive relationship between the Federal
and tribal governments is defined by treaties, statutes, executive
orders, judicial decisions, and co-management agreements, which
differentiate tribal governments from the other entities that deal
with, or are affected by, the Federal Government. This relationship has
given rise to a special Federal trust responsibility involving the
legal responsibilities and obligations of the United States toward
Indian Tribes and the application of fiduciary standards of due care
with respect to Indian lands, tribal trust resources, and the exercise
of tribal rights. E.O. 13175--Consultation and Coordination with Indian
Tribal Governments--outlines the responsibilities of the Federal
Government in matters affecting tribal interests. Section 161 of Public
Law 108-199 (188 Stat. 452), as amended by section 518 of Public Law
108-447 (118 Stat. 3267), directs all Federal agencies to consult with
Alaska Native corporations on the same basis as Indian tribes under
E.O. 13175.
NMFS has coordinated with Alaska Native communities regarding
management issues related to ice seals through co-management
organizations, particularly the ISC. NMFS discussed the listing
petition with the ISC and provided updates regarding the timeline for
the bearded seal status review. Following publication of the proposed
listing determination, we notified the ISC of the proposal and
requested comments on the proposed rule.
We fully considered all of the comments received from Alaska Native
organizations on the proposed rule and have addressed those comments in
this final rule. In response to comments received during the public
comment period that indicated some tribes may wish to consult on the
proposed rule, we contacted potentially affected tribes by mail and
offered them the opportunity to consult on the proposed action and
discuss any concerns they may have. No requests for consultation were
received in response to this mailing.
References Cited
A complete list of all references cited in this rulemaking can be
found on our Web site at https://alaskafisheries.noaa.gov and is
available upon request from the NMFS office in Juneau, Alaska (see
ADDRESSES).
List of Subjects in 50 CFR Part 223
Endangered and threatened species, Exports, Imports,
Transportation.
Dated: December 20, 2012.
Alan D. Risenhoover,
Director, Office of Sustainable Fisheries, performing the functions and
duties of the Deputy Assistant Administrator for Regulatory Programs,
National Marine Fisheries Service.
For the reasons set out in the preamble, 50 CFR part 223 is amended
as follows:
PART 223--THREATENED MARINE AND ANADROMOUS SPECIES
0
1. The authority citation for part 223 continues to read as follows:
Authority: 16 U.S.C. 1531-1543; subpart B, Sec. 223.201-202
also issued under 16 U.S.C. 1361 et seq.; 16 U.S.C. 5503(d) for
Sec. 223.206(d)(9).
0
2. In Sec. 223.102, in the table, add paragraphs (a)(7) and (a)(8) to
read as follows:
Sec. 223.102 Enumeration of threatened marine and anadromous species.
* * * * *
[[Page 76768]]
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Species \1\
-------------------------------------------------------------- Where listed Citation(s) for listing Citation(s) for critical habitat
Common name Scientific name determination(s) designation(s)
--------------------------------------------------------------------------------------------------------------------------------------------------------
* * * * * * *
(a) * * *
(7) Bearded seal, Beringia DPS...... Erignathus barbatus The Beringia DPS of the [INSERT FR CITATION; 12/ NA
nauticus. bearded seal includes all 28/12].
bearded seals from breeding
populations in the Arctic
Ocean and adjacent seas in
the Pacific Ocean between
145[deg] E. Long.
(Novosibirskiye) and
130[deg] W. Long., except
west of 157[deg] E. Long or
west of the Kamchatka
Peninsula, where bearded
seals from breeding
populations of the Okhotsk
DPS are listed as
threatened under Sec.
223.102(a)(8).
(8) Bearded seal, Okhotsk DPS....... Erignathus barbatus The Okhotsk DPS of the [INSERT FR CITATION; 12/ NA
nauticus. bearded seal includes all 28/12].
bearded seals from breeding
populations of bearded
seals west of 157[deg] E.
Long. or west of the
Kamchatka Peninsula in the
Pacific Ocean.
* * * * * * *
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Species includes taxonomic species, subspecies, distinct population segments (DPSs) (for a policy statement; see 61 FR 4722, February 7, 1996), and
evolutionarily significant units (ESUs) (for a policy statement; see 56 FR 58612, November 20, 1991).
* * * * *
[FR Doc. 2012-31068 Filed 12-21-12; 4:15 p.m.]
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