Endangered and Threatened Species; Threatened Status for the Arctic, Okhotsk, and Baltic Subspecies of the Ringed Seal and Endangered Status for the Ladoga Subspecies of the Ringed Seal, 76705-76738 [2012-31066]
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National Oceanic and Atmospheric Administration
50 CFR Parts 223 and 224
Endangered and Threatened Species; Threatened Status for the Arctic,
Okhotsk, and Baltic Subspecies of the Ringed Seal and Endangered
Status for the Ladoga Subspecies of the Ringed Seal; Final Rule
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Federal Register / Vol. 77, No. 249 / Friday, December 28, 2012 / Rules and Regulations
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Parts 223 and 224
[Docket No. 101126590–2478–03]
RIN 0648–XZ59
Endangered and Threatened Species;
Threatened Status for the Arctic,
Okhotsk, and Baltic Subspecies of the
Ringed Seal and Endangered Status
for the Ladoga Subspecies of the
Ringed Seal
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
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AGENCY:
SUMMARY: We, NMFS, issue a final
determination to list the Arctic (Phoca
hispida hispida), Okhotsk (Phoca
hispida ochotensis), and Baltic (Phoca
hispida botnica) subspecies of the
ringed seal (Phoca hispida) as
threatened and the Ladoga (Phoca
hispida ladogensis) subspecies of the
ringed seal as endangered under the
Endangered Species Act (ESA). We will
propose to designate critical habitat for
the Arctic ringed seal in a future
rulemaking. To assist us in this effort,
we solicit information that may be
relevant to the designation of critical
habitat for Arctic ringed seals. In light
of public comments and upon further
review, we are withdrawing the
proposed ESA section 4(d) protective
regulations for threatened subspecies of
the ringed seal because we have
determined that such regulations are not
necessary or advisable for the
conservation of the Arctic, Okhotsk, or
Baltic subspecies of the ringed seal at
this time. Given their current
population sizes, the long-term nature of
the primary threat to these subspecies
(habitat alteration stemming from
climate change), and the existing
protections under the Marine Mammal
Protection Act, it is unlikely that the
proposed protective regulations would
provide appreciable conservation
benefits.
DATES: This final rule is effective on
February 26, 2013. Replies to the
request for information regarding
designation of critical habitat for Arctic
ringed seals must be received by
February 26, 2013.
ADDRESSES: You may submit comments
and information related to the
identification of critical habitat for the
Arctic ringed seal to Jon Kurland,
Assistant Regional Administrator for
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Protected Resources, Alaska Region,
NMFS, Attn: Ellen Sebastian. You may
submit this information, identified by
FDMS Docket Number NOAA–NMFS–
2010–0258, by any one of the following
methods:
• Electronic Submissions: Submit all
electronic public comments via the
Federal eRulemaking Portal https://
www.regulations.gov. To submit
information via the e-Rulemaking
Portal, first click the ‘‘submit a
comment’’ icon, then enter NOAA–
NMFS–2010–0258 in the keyword
search. Locate the document you wish
to comment on from the resulting list
and click on the ‘‘Submit a Comment’’
icon on the right of that line.
• Mail: Submit written comments to
P.O. Box 21668, Juneau, AK 99802.
• Fax: (907) 586–7557.
• Hand delivery to the Federal
Building: 709 West 9th Street, Room
420A, Juneau, AK.
Comments must be submitted by one
of the above methods to ensure that the
comments are received, documented,
and considered by NMFS. Comments
sent by any other method, to any other
address or individual, or received after
the end of the comment period, may not
be considered.
All comments received are a part of
the public record and will generally be
posted for public viewing on
www.regulations.gov without change.
All personal identifying information
(e.g., name, address, etc.) submitted
voluntarily by the sender may be
publicly accessible. Do not submit
confidential business information, or
otherwise sensitive or protected
information.
NMFS will accept anonymous
comments (enter ‘‘N/A’’ in the required
fields if you wish to remain
anonymous). Attachments to electronic
comments will be accepted in Microsoft
Word or Excel, WordPerfect, or Adobe
PDF file formats only.
FOR FURTHER INFORMATION CONTACT:
Tamara Olson, NMFS Alaska Region,
(907) 271–5006; Jon Kurland, NMFS
Alaska Region, (907) 586–7638; or Marta
Nammack, NMFS Office of Protected
Resources, (301) 427–8469.
SUPPLEMENTARY INFORMATION:
Background
On March 28, 2008, we initiated
status reviews of ringed, bearded
(Erignathus barbatus), and spotted seals
(Phoca largha) under the ESA (73 FR
16617). On May 28, 2008, we received
a petition from the Center for Biological
Diversity to list these three species of
seals as threatened or endangered under
the ESA, primarily due to concerns
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about threats to their habitat from
climate warming and loss of sea ice. The
petitioner also requested that critical
habitat be designated for these species
concurrently with listing under the
ESA. In response to the petition, we
published a 90-day finding that the
petition presented substantial scientific
or commercial information indicating
that the petitioned action may be
warranted (73 FR 51615; September 4,
2008). Accordingly, we prepared status
reviews of ringed, bearded, and spotted
seals and solicited information
pertaining to them.
On September 8, 2009, the Center for
Biological Diversity filed a lawsuit in
the U.S. District Court for the District of
Columbia alleging that we failed to
make the requisite 12-month finding on
its petition to list the three seal species.
Subsequently, the Court entered a
consent decree under which we agreed
to finalize the status review of the
ringed seal (and the bearded seal) and
submit a 12-month finding to the Office
of the Federal Register by December 3,
2010. Following completion of a status
review report and 12-month finding for
spotted seals in October 2009 (74 FR
53683; October 20, 2009; see also 75 FR
65239; October 22, 2010), we
established Biological Review Teams
(BRTs) to prepare status review reports
for ringed and bearded seals.
The status review report for the ringed
seal (Kelly et al., 2010a) is a compilation
of the best scientific and commercial
data available concerning the status of
the species, including identification and
assessment of the past, present, and
future threats to the species. The BRT
that prepared this report was composed
of eight marine mammal biologists, a
fishery biologist, a marine chemist, and
a climate scientist from NMFS’s Alaska
and Northeast Fisheries Science
Centers, NOAA’s Pacific Marine
Environmental Lab, and the U.S. Fish
and Wildlife Service (FWS). The status
review report underwent independent
peer review by five scientists with
expertise in ringed seal biology, Arctic
sea ice, climate change, and ocean
acidification.
The BRT reviewed the best scientific
and commercial data available on the
ringed seal’s taxonomy and concluded
that there are five currently recognized
subspecies of the ringed seal: Arctic
ringed seal; Baltic ringed seal; Okhotsk
ringed seal; Ladoga ringed seal; and
Saimaa ringed seal (which previously
was listed as endangered under the
ESA; 58 FR 26920; May 6, 1993).
On December 10, 2010, we published
in the Federal Register a 12-month
finding and proposed to list the Arctic,
Okhotsk, Baltic, and Ladoga subspecies
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of the ringed seal as threatened (75 FR
77476). We also concluded in that
finding that the Saimaa subspecies of
the ringed seal remains in danger of
extinction, consistent with its current
listing as endangered under the ESA.
We published a 12-month finding for
bearded seals as a separate notification
concurrently with this finding (75 FR
77496; December 10, 2010), and
proposed to list two population
segments of bearded seals as threatened.
On December 13, 2011, we published
in the Federal Register a document
announcing a 6-month extension of the
deadline for a final listing determination
to address substantial disagreement
relating to the sufficiency or accuracy of
the model projections and analysis of
future sea ice, and in particular snow
cover, for Arctic ringed seals (76 FR
77466). At that time we also announced
that to address the disagreement and
better inform our final determination,
we would conduct a special
independent peer review of the sections
of the status review report over which
there was substantial disagreement. We
subsequently conducted this special
peer review and made available for
comment the resulting peer review
report (NMFS, 2012) that consolidated
the comments received (77 FR 20773;
April 6, 2012).
ESA Statutory, Regulatory, and Policy
Provisions
Two key tasks are associated with
conducting an ESA status review. The
first is to identify the taxonomic group
under consideration; and the second is
to conduct an extinction risk assessment
to determine whether the petitioned
species is threatened or endangered.
To be considered for listing under the
ESA, a group of organisms must
constitute a ‘‘species,’’ which section
3(16) of the ESA defines to include ‘‘any
subspecies of fish or wildlife or plants,
and any distinct population segment of
any species of vertebrate fish or wildlife
which interbreeds when mature.’’ The
term ‘‘distinct population segment’’
(DPS) is not commonly used in
scientific discourse, so FWS and NMFS
developed the ‘‘Policy Regarding the
Recognition of Distinct Vertebrate
Population Segments Under the
Endangered Species Act’’ to provide a
consistent interpretation of this term for
the purposes of listing, delisting, and
reclassifying vertebrates under the ESA
(61 FR 4722; February 7, 1996). The five
subspecies of the ringed seal qualify as
‘‘species’’ under the ESA. In the
Summary of Comments and Responses
below, we discuss the application of the
DPS policy to the ringed seal
subspecies.
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The ESA defines the term
‘‘endangered species’’ as ‘‘any species
which is in danger of extinction
throughout all or a significant portion of
its range.’’ The term ‘‘threatened
species’’ is defined as ‘‘any species
which is likely to become endangered
within the foreseeable future throughout
all or a significant portion of its range.’’
The foreseeability of a species’ future
status is case specific and depends upon
both the foreseeability of threats to the
species and foreseeability of the species’
response to those threats. When a
species is exposed to a variety of threats,
each threat may be foreseeable over a
different time frame. For example,
threats stemming from well-established,
observed trends in a global physical
process may be foreseeable on a much
longer time horizon than a threat
stemming from a potential, though
unpredictable, episodic process such as
an outbreak of disease that may never
have been observed to occur in the
species.
The principal threat to ringed seals is
habitat alteration stemming from
climate change. In the 2008 status
review for the ribbon seal (Boveng et al.,
2008; see also 73 FR 79822, December
30, 2008), NMFS scientists used the
same climate projections used in our
risk assessment for ringed seals (which
is summarized in the preamble to this
final rule), and analyzed threats
associated with climate change through
2050. One reason for that approach was
the difficulty of incorporating the
increased divergence and uncertainty in
climate scenarios beyond that time.
Other reasons included the lack of data
for threats other than those related to
climate change beyond 2050, and the
fact that uncertainty embedded in the
assessment of the ribbon seal’s response
to threats increased as the analysis
extended farther into the future.
Since completing the analysis for
ribbon seals, with its climate impact
analysis, NMFS scientists have revised
their analytical approach to the
foreseeability of threats due to climate
change and responses to those threats,
adopting a more threat-specific
approach based on the best scientific
and commercial data available for each
respective threat. For example, because
the climate projections in the
Intergovernmental Panel on Climate
Change’s (IPCC’s) Fourth Assessment
Report (AR4; IPCC, 2007) extend
through the end of the century (and we
note the IPCC’s Fifth Assessment Report
(AR5), due in 2014, will extend even
farther into the future), for our analysis
of ringed seals we used the same models
to assess impacts from climate change
through 2100. We continue to recognize
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that the farther into the future the
analysis extends, the greater the
inherent uncertainty, and we
incorporated that limitation into our
assessment of the threats and the
species’ response. For other threats,
where the best scientific and
commercial data do not extend as far
into the future, such as for occurrences
and projections of disease or parasitic
outbreaks, we limited our analysis to the
extent of such data. This threat-specific
approach creates a more robust analysis
of the best scientific and commercial
data available. It is also consistent with
the memorandum issued by the
Department of Interior, Office of the
Solicitor, regarding the meaning of the
term ‘‘foreseeable future’’ (Opinion M–
37021; January 16, 2009).
NMFS and FWS recently published a
draft policy to clarify the interpretation
of the phrase ‘‘significant portion of the
range’’ in the ESA definitions of
‘‘threatened’’ and ‘‘endangered’’ (76 FR
76987; December 9, 2011). The draft
policy consists of the following four
components:
1. If a species is found to be
endangered or threatened in only a
significant portion of its range, the
entire species is listed as endangered or
threatened, respectively, and the ESA’s
protections apply across the species’
entire range.
2. A portion of the range of a species
is ‘‘significant’’ if its contribution to the
viability of the species is so important
that, without that portion, the species
would be in danger of extinction.
3. The range of a species is considered
to be the general geographical area
within which that species can be found
at the time FWS or NMFS makes any
particular status determination. This
range includes those areas throughout
all or part of the species’ life cycle, even
if they are not used regularly (e.g.,
seasonal habitats). Lost historical range
is relevant to the analysis of the status
of the species, but cannot constitute a
significant portion of a species’ range.
4. If the species is not endangered or
threatened throughout all of its range,
but it is endangered or threatened
within a significant portion of its range,
and the population in that significant
portion is a valid DPS, we will list the
DPS rather than the entire taxonomic
species or subspecies.
The Services are currently reviewing
public comment received on the draft
policy. While the Services’ intent
ultimately is to establish a legally
binding interpretation of the term
‘‘significant portion of the range,’’ the
draft policy does not have legal effect
until such time as it may be adopted as
final policy. However, the discussion
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and conclusions set forth in the draft
policy are consistent with NMFS’s past
practice as well as our understanding of
the statutory framework and language.
We have therefore considered the draft
policy as non-binding guidance in
evaluating whether to list the Arctic,
Okhotsk, Ladoga, and/or Baltic
subspecies of the ringed seal under the
ESA.
Species Information
A thorough review of the taxonomy,
life history, and ecology of the ringed
seal is presented in the status review
report (Kelly et al., 2010a; available at
https://alaskafisheries.noaa.gov/). This
information, along with an analysis of
species delineation and DPSs, was
summarized in the preamble to the
proposed rule (75 FR 77476; December
10, 2010) and will not be repeated here.
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Summary of Factors Affecting the
Ringed Seal
Section 4(a)(1) of the ESA and the
listing regulations (50 CFR part 424) set
forth procedures for listing species. We
must determine, through the regulatory
process, if a species is endangered or
threatened because of any one or a
combination of the following factors: (1)
The present or threatened destruction,
modification, or curtailment of its
habitat or range; (2) overutilization for
commercial, recreational, scientific, or
educational purposes; (3) disease or
predation; (4) inadequacy of existing
regulatory mechanisms; or (5) other
natural or human-made factors affecting
its continued existence. The preamble to
the proposed rule discussed each of
these factors for each subspecies of the
ringed seal (75 FR 77476; December 10,
2010). That discussion will not be
repeated in its entirety here, but we
provide a summary for each of the
factors below. Section 4.2 of the status
review report provides a more detailed
discussion of the factors affecting the
five subspecies of the ringed seal (see
ADDRESSES). The data on ringed seal
abundance and trends of most
populations are unavailable or
imprecise, especially in the Arctic and
Okhotsk subspecies, and there is little
basis for quantitatively linking projected
environmental conditions or other
factors to ringed seal survival or
reproduction. Our risk assessment
therefore primarily evaluated important
habitat features and was based upon the
best available scientific and commercial
data and the expert opinion of the BRT
members.
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A. Present or Threatened Destruction,
Modification, or Curtailment of the
Species’ Habitat or Range
The main concern about the
conservation status of ringed seals stems
from the likelihood that their sea ice
habitat has been modified by the
warming climate and, more so, that the
scientific consensus projections are for
continued and perhaps accelerated
warming in the foreseeable future. A
second concern, related by the common
driver of carbon dioxide (CO2)
emissions, is the modification of habitat
by ocean acidification, which may alter
prey populations and other important
aspects of the marine ecosystem. A
reliable assessment of the future
conservation status of each of the
subspecies of the ringed seal therefore
requires a focus on the observed and
projected changes in sea ice, snow
cover, ocean temperature, ocean pH
(acidity), and associated changes in
ringed seal prey species.
The threats associated with impacts of
the warming climate on the habitat of
ringed seals (analyzed in the preamble
to the proposed rule and in the status
review report), to the extent that they
may pose risks to these seals, are
expected to manifest throughout the
current breeding and molting range (for
snow and ice related threats) or
throughout the entire range (for ocean
warming and acidification) of each of
the subspecies.
While our inferences about future
regional ice and snow conditions are
based upon the best available scientific
and commercial data, we recognize that
there are uncertainties associated with
predictions based on hemispheric
projections or indirect means. We also
note that judging the timing of the onset
of potential impacts to ringed seals is
complicated by the coarse resolution of
the IPCC models. Nevertheless, NMFS
determined that the models reflect
reasonable assumptions regarding
habitat alterations to be faced by ringed
seals in the foreseeable future.
Regional Sea Ice and Snow Cover
Predictions by Subspecies
Arctic ringed seal: In the East
Siberian, Chukchi, Beaufort, KaraLaptev, and Greenland Seas, as well as
in Baffin Bay and the Canadian Arctic
Archipelago, little or no decline in ice
extent is expected in April and May
during the remainder of this century. In
most of these areas, a moderate decline
in sea ice is predicted during June
within this century; while substantial
declines in sea ice are projected in July
and November after mid-century. The
central Arctic (defined as regions north
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of 80° N. latitude) also shows declines
in sea ice cover that are most apparent
in July and November after 2050. For
Hudson Bay, under a warmer climate
scenario (for the years 2041–2070) Joly
et al. (2010) projected a reduction in the
sea ice season of 7–9 weeks, with
substantial reductions in sea ice cover
most apparent in July and during the
first months of winter.
In the Bering Sea, April and May ice
cover is projected to decline throughout
this century, with substantial interannual variability forecasted in the
eastern Bering Sea. The projection for
May indicates that there will commonly
be years with little or no ice in the
western Bering Sea beyond mid-century.
Very little ice has remained in the
eastern Bering Sea in June since the
mid-1970s. Sea ice cover in the Barents
Sea in April and May is also projected
to decline throughout this century, and
in the months of June and July, ice is
expected to disappear rapidly in the
coming decades.
Based on model projections, April
snow depths over much of the range of
the Arctic ringed seal averaged 25–35
cm in the first decade of this century,
consistent with on-ice measurements by
Russian scientists (Weeks, 2010). By
mid-century, a substantial decrease in
areas with April snow depths of 25–35
cm is projected (much of it reduced to
20–25 cm). The deepest snow (25–30
cm) is forecasted to be found just north
of Greenland, in the Canadian Arctic
Archipelago, and in an area tapering
north from there into the central Arctic
Basin. Southerly regions, such as the
Bering Sea and Barents Sea, are
forecasted to have snow depths of 5 cm
or less by mid-century. By the end of the
century, April snow depths of 20–25 cm
are forecasted only for a portion of the
central Arctic, most of the Canadian
Arctic Archipelago, and a few small
isolated areas in a few other regions.
Areas with 25–30 cm of snow are
projected to be limited to a few small
isolated pockets in the Canadian Arctic
by 2090–2099.
Okhotsk ringed seal: None of the IPCC
models performed satisfactorily at
projecting sea ice for the Sea of Okhotsk,
so projected surface air temperatures
were examined relative to current
climate conditions as a proxy to predict
sea ice extent and duration. Sea ice
extent is strongly controlled by
temperature; this is especially true for
smaller bodies of water relative to the
grid size of available models. Also, the
physical processes by which increased
greenhouse gases (GHGs) lead to
warming are better understood and
more easily modeled than the other
processes that influence sea ice
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formation and persistence. Therefore,
whether the whole geographic region
around the Sea of Okhotsk is above or
below the freezing point of sea water
should be a reasonable indicator of the
presence or absence of sea ice.
Based on that analysis, ice is expected
to persist in the Sea of Okhotsk in
March during the remainder of this
century, although ice may be limited to
the northern region in most years after
mid-century. Conditions for sea ice in
April are likely to be limited to the far
northern reaches of the Sea of Okhotsk
or non-existent by 2100. Little to no sea
ice is expected in May by mid-century.
Average snow depth projections for
April show depths of 15–20 cm only in
the northern portions of the Sea of
Okhotsk in the past 10 years and
nowhere in that sea by mid-century. By
the end of the century average snow
depths are projected to be 10 cm or less
even in the northern Sea of Okhotsk.
Baltic and Ladoga ringed seals: For
the Baltic Sea, we considered the
analysis of regional climate models by
¨
Jylha et al. (2008). They used seven
regional climate models and found good
agreement with observations for the
1902–2000 comparison period. For the
forecast period 2071–2100, one model
predicted a change to mostly mild
conditions, while the remaining models
predicted unprecedentedly mild
conditions. They noted that their
estimates for a warming climate were in
agreement with other studies that found
unprecedentedly mild ice extent
conditions in the majority of years after
about 2030. The model we used to
project snow depths (CCSM3) did not
provide adequate resolution for the
Baltic Sea. The climate models analyzed
¨
by Jylha et al. (2008), however,
forecasted decreases of 45–60 days in
duration of snow cover by the end of the
century in the northern Baltic Sea
region. The shortened seasonal snow
cover would result primarily from
earlier spring melts, but also from
delayed onset of snow cover. Depth of
snow is forecasted to decrease 50–70
percent in the region over the same
period. The depth of snow also will be
decreased by mid-winter thaws and rain
events. Simulations of the snow cover
indicated that an increasing proportion
of the snow pack will consist of icy or
wet snow.
For example, ice cover has
diminished about 12 percent over the
past 50 years in Lake Ladoga. Although
we are not aware of any ice forecasts
specific to Lake Ladoga, the simulations
¨
of future climate reported by Jylha et al.
(2008) suggest warming winters with
reduced ice and snow cover. Snow
cover in Finland and the Scandinavian
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Peninsula is projected to decrease 10–30
percent before mid-century and 50–90
percent by 2100 (Saelthun et al., 1998,
cited in Kuusisto, 2005).
Effects of Changes in Ice and Snow
Cover on Ringed Seals
Ringed seals are vulnerable to habitat
loss from changes in the extent or
concentration of sea ice because they
depend on this habitat for pupping,
nursing, molting, and resting. The
ringed seal’s broad distribution, ability
to undertake long movements, diverse
diet, and association with widely
varying ice conditions suggest resilience
in the face of environmental variability.
However, the ringed seal’s long
generation time and ability to produce
only a single pup each year will
challenge its ability to adapt to
environmental changes such as the
diminishing ice and snow cover
projected in a matter of decades. Ringed
seals apparently thrived during glacial
maxima and survived warm interglacial
periods. How they survived the latter
periods or in what numbers is not
known. Declines in sea ice cover in
recent decades are more extensive and
rapid than any other known decline for
at least the last few thousand years
(Polyak et al., 2010).
Ringed seals create birth lairs in areas
of accumulated snow on stable ice
including the shorefast ice over
continental shelves along Arctic coasts,
bays, and inter-island channels. While
some authors suggest that shorefast ice
(ice attached to the shore) is the
preferred pupping habitat of ringed
seals due to its stability throughout the
pupping and nursing period, others
have documented ringed seal pupping
on drifting pack ice both nearshore and
offshore. Both of these habitats can be
affected by earlier warming and
break-up in the spring, which shortens
the length of time pups have to grow
and mature in a protected setting.
Harwood et al. (2000) reported that an
early spring break-up negatively
impacted the growth, condition, and
apparent survival of unweaned ringed
seal pups. Early break-up was believed
to have interrupted lactation in adult
females, which in turn, negatively
affected the condition and growth of
pups.
Unusually heavy ice has also been
implicated in shifting distribution, high
winter mortality, and reduced
productivity of ringed seals. It has been
suggested that reduced ice thickness
associated with warming in some areas
could lead to increased biological
productivity that might benefit ringed
seals, at least in the short-term.
However, any transitory and localized
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benefits of reduced ice thickness are
expected to be outweighed by the
negative effects of increased
thermoregulatory costs and
vulnerability of seal pups to predation
associated with earlier ice break-up and
reduced snow cover.
Ringed seals, especially the newborn,
depend on snow cover for protection
from cold temperatures and predators.
Occupation of subnivean lairs is
especially critical when pups are nursed
in late March–June. Ferguson et al.
(2005) attributed low ringed seal
recruitment in western Hudson Bay to
decreased snow depth in April and
May. Reduced snowfall results in less
snow drift accumulation next to
pressure ridges, and pups in lairs with
thin snow cover are more vulnerable to
predation than pups in lairs with thick
snow cover (Hammill and Smith, 1989;
Ferguson et al., 2005). When snow cover
is insufficient, pups can also freeze in
their lairs as documented in 1974 when
roofs of lairs in the White Sea were only
5–10 cm thick (Lukin and Potelov,
1978). Similarly, pup mortality from
freezing and polar bear (Ursus
maritimus) predation increased when
unusually warm spring temperatures
caused early melting near Baffin Island
in the late 1970s (Smith and Hammill,
1980; Stirling and Smith, 2004).
Prematurely exposed pups also are
vulnerable to predation by wolves
(Canis lupus) and foxes (Alopex lagopus
and Vulpes vulpes)—as documented
during an early snow melt in the White
Sea in 1977 (Lukin, 1980)—and by gulls
(Laridae) and ravens (Corvus corax) as
documented in the Barents Sea (Gjertz
and Lydersen, 1983; Lydersen and
Gjertz, 1987; Lydersen et al., 1987;
Lydersen and Smith, 1989; Lydersen
and Ryg, 1990; Lydersen, 1998). When
lack of snow cover has forced birthing
to occur in the open, some studies have
reported that nearly 100 percent of pups
died from predation (Kumlien, 1879;
Lydersen et al., 1987; Lydersen and
Smith, 1989; Smith et al., 1991; Smith
and Lydersen, 1991). The high fidelity
to birthing sites exhibited by ringed
seals also makes them more susceptible
to localized degradation of snow cover
(Kelly et al., 2010b).
Increased rain-on-snow events during
the late winter also negatively affect
ringed seal recruitment by damaging or
eliminating snow-covered birth lairs,
increasing exposure and the risk of
hypothermia, and facilitating predation
by polar bears and other predators.
Stirling and Smith (2004) documented
the collapse of subnivean lairs during
unseasonal rains near southeastern
Baffin Island and the subsequent
exposure of ringed seals to hypothermia.
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They surmised that most of the pups
that survived exposure to cold were
eventually killed by polar bears, Arctic
foxes, or possibly gulls. Stirling and
Smith (2004) postulated that, should
early season rain become regular and
widespread in the future, mortality of
ringed seal pups will increase,
especially in more southerly parts of
their range.
Potential Impacts of Projected Ice and
Snow Cover Changes on Ringed Seals
As discussed above, ringed seals
divide their time between foraging in
the water, and reproducing and molting
out of the water, where they are
especially vulnerable to predation.
Females must nurse their pups for 1–2
months, and the small pups are
vulnerable to cold temperatures and
avian and mammalian predators on the
ice, especially during the nursing
period. Thus, a specific habitat
requirement for ringed seals is adequate
snow for the occupation of subnivean
lairs, especially in spring when pups are
born and nursed.
Northern Hemisphere snow cover has
declined in recent decades and spring
melt times have become earlier (ACIA,
2005). In most areas of the Arctic Ocean,
snow melt advanced 1–6 weeks from
1979–2007. Throughout most of the
ringed seal’s range, snow melt occurred
within a couple of weeks of weaning.
Thus, in the past three decades, snow
melts in many areas have been
pre-dating weaning. Shifts in the timing
of reproduction by other pinnipeds in
response to changes in food availability
have been documented. However, the
ability of ringed seals to adapt to earlier
snow melts by advancing the timing of
reproduction will be limited by snow
depths. As discussed above, over most
of the Arctic Ocean, snow cover reaches
its maximal depth in May, but most of
that accumulation takes place in
autumn. It is therefore unlikely that
snow depths for birth lair formation
would be improved earlier in the spring.
In addition, the pace at which snow
melts are advancing is rapid relative to
the generation time of ringed seals,
further challenging the potential for an
adaptive response.
Snow drifts to 45 cm or more are
needed for excavation and maintenance
of simple lairs, and birth lairs require
depths of 50 to 65 cm or more (Smith
and Stirling, 1975; Lydersen and Gjertz,
1986; Kelly, 1988; Furgal et al., 1996;
Lydersen, 1998; Lukin et al., 2006).
Such drifts typically only occur where
average snow depths are at least 20–30
cm (on flat ice) and where drifting has
taken place along pressure ridges or ice
hummocks (Hammill and Smith, 1991;
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Lydersen and Ryg, 1991; Smith and
Lydersen, 1991; Ferguson et al., 2005).
We therefore considered areas
forecasted to have less than 20 cm
average snow depth in April to be
inadequate for the formation of ringed
seal birth lairs.
Arctic ringed seal: The depth and
duration of snow cover is projected to
decrease throughout the range of Arctic
ringed seals within this century.
Whether ringed seals will continue to
move north with retreating ice over the
deeper, less productive Arctic Basin
waters and whether forage species that
they prey on will also move north is
uncertain and speculative (see
additional discussion below). Initially,
it is possible that impacts will be
somewhat ameliorated if the subspecies’
range retracts northward with its sea ice
habitats. By 2100, however, April snow
cover is forecasted to become
inadequate for the formation and
occupation of ringed seal birth lairs over
much of the subspecies’ range. Thus,
even if the range of the Arctic ringed
seal contracts northward, by 2100 April
snow cover suitable for birth lairs is
expected to be limited to a portion of
the central Arctic, most of the Canadian
Arctic Archipelago, and a few other
small isolated areas. The projected
decreases in ice and, especially, snow
cover are expected to lead to increased
pup mortality from premature weaning,
hypothermia, and predation.
Okhotsk ringed seal: Based on
temperature proxies (which were used
because the climate models did not
meet the performance criteria for
projecting sea ice), ice is expected to
persist in the Sea of Okhotsk through
the onset of pupping in March through
the end of this century. Ice suitable for
pupping and nursing likely will be
limited to the northernmost portions of
the sea, as ice is likely to be limited to
that region in April by the end of the
century. The snow cover projections
suggest that snow depths may already
be inadequate for lairs in the Sea of
Okhotsk, and most Okhotsk ringed seals
apparently now give birth on pack ice
in the lee of ice hummocks. However, it
appears unlikely that this behavior
could mitigate the threats posed by the
expected decreases in sea ice. The Sea
of Okhotsk is bounded to the north by
land, which will limit the ability of
Okhotsk ringed seals to respond to
deteriorating sea ice and snow
conditions by shifting their range
northward. Some Okhotsk ringed seals
have been reported on terrestrial resting
sites during the ice-free season, but
these sites provide inferior pupping and
nursing habitat. Within the foreseeable
future, the projected decreases in sea ice
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habitat suitable for pupping, nursing,
and molting in the Sea of Okhotsk are
expected to lead to reduced abundance
and productivity.
Baltic and Ladoga ringed seals: The
considerable reductions in ice extent
forecasted by mid-century, coupled with
deteriorating snow conditions, are
expected to substantially alter the
habitats of Baltic ringed seals. Climate
forecasts for northern Europe also
suggest reduced ice and snow cover for
Lake Ladoga within this century. These
habitat changes are expected to lead to
decreased survival of pups (due to
hypothermia, predation, and premature
weaning) and considerable declines in
the abundance of these subspecies in
the foreseeable future. Although Baltic
and Ladoga ringed seals have been
reported using terrestrial resting sites
when ice is absent, these sites provide
inferior pupping and nursing habitat. As
sea ice and snow conditions deteriorate,
Baltic ringed seals will be limited in
their ability to respond by shifting their
range northward because the Baltic Sea
is bounded to the north by land; and the
landlocked seal population in Lake
Ladoga will be unable to shift its range.
Impacts on Ringed Seals Related to
Changes in Ocean Conditions
Ocean acidification is an ongoing
process whereby chemical reactions
occur that reduce both seawater pH and
the concentration of carbonate ions
when CO2 is absorbed by seawater.
Results from global ocean CO2 surveys
over the past two decades have shown
that ocean acidification is a predictable
consequence of rising atmospheric CO2
levels. The process of ocean
acidification has long been recognized,
but the ecological implications of such
chemical changes have only recently
begun to be appreciated. The waters of
the Arctic and adjacent seas are among
the most vulnerable to ocean
acidification. Seawater chemistry
measurements in the Baltic Sea suggest
that this sea is equally vulnerable to
acidification as the Arctic. We are not
aware of specific acidification studies in
Lake Ladoga. Fresh water systems,
however, are much less buffered than
ocean waters and are likely to
experience even larger changes in
acidification levels than marine
systems. The most likely impact of
ocean acidification on ringed seals will
be at lower tropic levels on which the
species’ prey depends. Cascading effects
are likely both in the marine and
freshwater environments. Our limited
understanding of planktonic and
benthic calcifiers in the Arctic (e.g.,
even their baseline geographical
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distributions) means that future changes
will be difficult to detect and evaluate.
Warming water temperatures and
decreasing ice likely will result in a
contraction in the range of Arctic cod,
a primary prey of ringed seals. The same
changes will lead to colonization of the
Arctic Ocean by more southerly species,
including potential prey, predators, and
competitors. The outcome of new
competitive interactions cannot be
specified, but as sea-ice specialists,
ringed seals may be at a disadvantage in
competition with generalists in an icediminished Arctic. Prey biomass may be
reduced as a consequence of increased
freshwater input and loss of sea ice
habitat for amphipods and copepods.
On the other hand, overall pelagic
productivity may increase.
tkelley on DSK3SPTVN1PROD with
Summary of Factor A Analysis
Climate models consistently project
overall diminishing sea ice and snow
cover at least through the current
century, with regional variation in the
timing and severity of those losses.
Increasing atmospheric concentrations
of greenhouse gases, including CO2, will
drive climate warming and increase
acidification of the ringed seal’s ocean
and lake habitats. The impact of ocean
warming and acidification on ringed
seals is expected to be primarily through
changes in community composition.
The precise extent and timing of these
changes is uncertain, yet the overall
trend is clear: Ringed seals will face an
increasing degree of habitat
modification through the foreseeable
future.
Diminishing ice and snow cover are
the greatest challenges to persistence of
all of the ringed seal subspecies. While
winter precipitation is forecasted to
increase in a warming Arctic, the
duration of ice cover is projected to be
substantially reduced, and the net effect
will be lower snow accumulation on the
ice. Within the century, snow cover
adequate for the formation and
occupation of birth lairs is forecasted to
occur in only parts of the Canadian
Arctic Archipelago, a portion of the
central Arctic, and a few small isolated
areas in other regions. Without the
protection of lairs, ringed seals,
especially newborns, are vulnerable to
freezing and predation. We conclude
that the ongoing and projected changes
in sea ice habitat pose significant threats
to the persistence of each of the five
subspecies of the ringed seal and are
likely to curtail the range of the species
substantially within the foreseeable
future.
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B. Overutilization for Commercial,
Subsistence, Recreational, Scientific, or
Educational Purposes
Ringed seals have been hunted by
humans for millennia and remain a
fundamental subsistence resource for
many northern coastal communities
today. Ringed seals were also harvested
commercially in large numbers during
the 20th century, which led to the
depletion of their stocks in many parts
of their range. Commercial harvests in
the Sea of Okhotsk and predator-control
harvests in the Baltic Sea and Lake
Ladoga caused population declines in
the past, but have since been restricted.
Although subsistence harvest of the
Arctic subspecies is currently
substantial in some regions, harvest
levels presently seem sustainable.
Climate change is likely to alter patterns
of subsistence harvest of marine
mammals by changing their local
densities or distributions in relation to
hunting communities. Predictions of the
impacts of climate change on
subsistence hunting pressure are
constrained by the complexity of
interacting variables and imprecision of
climate and sea ice models at small
scales. Accurate information on both
harvest levels and species’ abundance
and trends will be needed in order to
assess the future impacts of hunting as
well as to respond appropriately to
potential climate-induced changes in
populations. Recreational, scientific,
and educational uses of ringed seals are
minimal and are not expected to
increase significantly in the foreseeable
future. We conclude that there is no
evidence that overutilization of ringed
seals is occurring at present.
C. Diseases, Parasites, and Predation
Ringed seals have co-evolved with
numerous parasites and diseases, and
those relationships are presumed to be
stable. Evidence of distemper virus, for
example, has been reported in Arctic
ringed seals, but there is no evidence of
population-level impacts to ringed seal
abundance or productivity. After the
proposed listing rule was published, the
occurrence of an elevated number of
sick or dead ringed seals in the Arctic
and Bering Strait regions of Alaska
beginning in July 2011 led to the
declaration of an unusual mortality
event (UME) by NMFS under the Marine
Mammal Protection Act (MMPA) on
December 20, 2011. The underlying
cause of this UME is unknown and
remains under focused expert
investigation. Abiotic and biotic
changes to ringed seal habitat
potentially could lead to exposure to
new pathogens or new levels of
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76711
virulence, but we continue to consider
the potential threats to ringed seals from
disease as low.
Ringed seals are most commonly
preyed upon by Arctic foxes and polar
bears, and less commonly by other
terrestrial carnivores, sharks, and killer
whales (Orcinus orca). When ringed seal
pups are forced out of subnivean lairs
prematurely because of low snow
accumulation and/or early melts, gulls
and ravens also successfully prey on
them. Avian predation is facilitated not
only by lack of sufficient snow cover but
also by conditions favoring influxes of
birds. Lydersen and Smith (1989)
pointed out that the small size of
newborn ringed seals, coupled with
their prolonged nursing period, make
them vulnerable to predation by birds
and likely set a southern limit to their
distribution.
Ringed seals and bearded seals are the
primary prey of polar bears. Polar bear
predation on ringed seals is most
successful in moving offshore ice, often
along floe edges and rarely in ice-free
waters. Polar bears also successfully
hunt ringed seals on stable shorefast ice
by catching animals when they surface
to breathe and when they occupy lairs.
Hammill and Smith (1991) further noted
that polar bear predation on ringed seal
pups increased 4-fold in a year when
average snow depths in their study area
decreased from 23 to 10 cm. They
concluded that while a high proportion
of pups born each year are lost to
predation, ‘‘without the protection
provided by the subnivean lair, pup
mortality would be much higher.’’
The distribution of Arctic foxes
broadly overlaps with that of Arctic
ringed seals. Arctic foxes prey on
newborn seals by tunneling into the
birth lairs. The range of the red fox
overlaps with that of the Okhotsk,
Baltic, and Ladoga subspecies, and on
rare occasion red foxes also prey on
newborn ringed seals in lairs.
High rates of predation on ringed seal
pups have been associated with
anomalous weather events that caused
subnivean lairs to collapse or melt
before pups were weaned. Thus,
declining snow depths and duration of
snow cover during the period when
ringed seal pups are born and nursed
can be expected to lead to increased
predation on ringed seal pups. We
conclude that the threat posed to ringed
seals by predation is currently
moderate, but predation risk is expected
to increase as snow and sea ice
conditions change with a warming
climate.
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D. Inadequacy of Existing Regulatory
Mechanisms
As noted above in the discussion of
Factor A, a primary concern about the
conservation status of the ringed seal
stems from the likelihood that its sea ice
habitat has been modified by the
warming climate and, more so, that the
scientific consensus projections are for
continued and perhaps accelerated
warming in the foreseeable future
combined with modification of habitat
by ocean acidification. Current
mechanisms do not effectively regulate
GHG emissions, which are contributing
to global climate change and associated
modifications to ringed seal habitat. The
projections we used to assess risks from
GHG emissions were based on the
assumption that no new regulation will
take place (the underlying IPCC
emissions scenarios were all ‘‘nonmitigated’’ scenarios). Therefore, the
inadequacy of mechanisms to regulate
GHG emissions is already included in
our risk assessment, and contributes to
the risks posed to ringed seals by these
emissions.
Based on questionnaire and interview
data obtained from fishermen at Lake
Ladoga, Verevkin et al. (2006, 2010)
concluded that annual bycatch mortality
of Ladoga ringed seals has been
substantial in recent years and that
mitigation measures are needed. Thus
inadequacy of existing mechanisms to
regulate bycatch of Ladoga ringed seals
is contributing to the severity of the
threat posed by fisheries interactions
with that subspecies, and compounds
the effects of threats induced by climate
change discussed above.
E. Other Natural or Manmade Factors
Affecting the Species’ Continued
Existence
tkelley on DSK3SPTVN1PROD with
Pollution and Contaminants
Contaminants research on ringed seals
is extensive and has been conducted in
most parts of the species’ range (with
the exception of the Sea of Okhotsk),
particularly throughout the Arctic
environment where ringed seals are an
important diet item in coastal human
communities. Pollutants such as
organochlorine (OC) compounds and
heavy metals have been found in all of
the subspecies of ringed seal (with the
exception of the Okhotsk ringed seal).
The variety, sources, and transport
mechanisms of contaminants vary
across ringed seal ecosystems. Statistical
analysis of OC compounds in marine
mammals has shown that, for most OCs,
the European Arctic is more
contaminated than the Canadian and
U.S. Arctic.
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Reduced productivity in the Baltic
ringed seal in recent decades resulted
from impaired fertility that was
associated with pollutants. High levels
of DDT (dichloro-diphenyltrichloroethane) and PCBs
(polychlorinated biphenyls) were found
in Baltic (Bothnian Bay) ringed seals in
the 1960s and 1970s, and PCB levels
were correlated with reproductive
failure. More recently, PFOSs
(perfluorooctane sulfonate; a
perfluorinated contaminant or PFC)
were reported as 15 times greater in
Baltic ringed seals than in Arctic ringed
seals.
Present and future impacts of
contaminants on ringed seal
populations warrant further study.
Climate change has the potential to
increase the transport of pollutants from
lower latitudes to the Arctic,
highlighting the importance of
continued monitoring of ringed seal
contaminant levels. The BRT considered
the potential threat posed to ringed seals
from contaminants as of low to
moderate significance, with the least
threat identified for Arctic ringed seals
and the greatest for Baltic ringed seals.
Oil and Gas Activities
Extensive oil and gas reserves coupled
with rising global demand make it very
likely that oil and gas development
activity will increase throughout the
U.S. Arctic and internationally in the
future. Climate change is expected to
enhance marine access to offshore oil
and gas reserves by reducing sea ice
extent, thickness, and seasonal duration,
thereby improving ship access to these
resources around the margins of the
Arctic Basin. Oil and gas exploration,
development, and production activities
include, but are not limited to: Seismic
surveys; exploratory, delineation, and
production drilling operations;
construction of artificial islands,
causeways, ice roads, shore-based
facilities, and pipelines; and vessel and
aircraft operations. These activities have
the potential to affect ringed seals
primarily through noise, physical
disturbance, and pollution, particularly
in the event of a large oil spill or
blowout.
Within the range of the Arctic ringed
seal, offshore oil and gas exploration
and production activities are currently
underway in the United States, Canada,
Greenland, Norway, and Russia. In the
United States, oil and gas activities have
been conducted off the coast of Alaska
since the 1970s, with most of the
activity occurring in the Beaufort Sea.
Although five exploratory wells have
previously been drilled in the Chukchi
Sea, no oil fields have been developed
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or brought into production. Shell plans
to drill up to three wells during 2012 at
several locations in the northeast
Chukchi Sea. Shell also plans to drill
offshore in the Beaufort Sea in 2012
near Camden Bay. No offshore oil or gas
fields are currently in development or
production in the Bering Sea.
About 80 percent of the oil and 99
percent of the gas produced in the
Arctic comes from Russia (AMAP,
2007). With over 75 percent of known
Arctic oil, over 90 percent of known
Arctic gas, and vast estimates of
undiscovered oil and gas reserves,
Russia will likely continue to be the
dominant producer of Arctic oil and gas
in the future (AMAP, 2007). Oil and gas
developments in the Kara and Barents
Seas began in 1992, and large-scale
production activities were initiated
during 1998–2000. Oil and gas
production activities are expected to
grow in the western Siberian provinces
and Kara and Barents Seas in the future.
Recently there has also been renewed
interest in the Russian Chukchi Sea, as
new evidence emerges to support the
notion that the region may contain
world-class oil and gas reserves. In the
Sea of Okhotsk, oil and natural gas
operations are active off the
northeastern coast of Sakhalin Island,
and future developments are planned in
the western Kamchatka and Magadan
regions.
A major project underway in the
Baltic Sea is the Nord Stream 1,200-km
gas line, which will be the longest
subsea natural gas pipeline in the world.
Concerns have been expressed about the
potential disturbance of World War II
landmines and chemical toxins in the
sediment during construction. There are
also concerns about potential leaks and
spills from the pipeline and impacts on
the Baltic Sea marine environment once
the pipeline is operational. Circulation
of waters in the Baltic Sea is limited and
any contaminants may not be flushed
efficiently.
Large oil spills or blowouts are
considered to be the greatest threat of oil
and gas exploration activities in the
marine environment. In contrast to
spills on land, large spills at sea are
difficult to contain and may spread over
hundreds or thousands of kilometers.
Responding to a spill in the Arctic
environment would be particularly
challenging. The U.S. Arctic has very
little infrastructure to support oil spill
response, with few roads and no major
port facilities. Reaching a spill site and
responding effectively would be
especially difficult, if not impossible, in
winter when weather can be severe and
daylight extremely limited. Oil spills
under ice would be the most
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challenging because industry and
government have little experience
containing or effectively recovering
spilled oil in such conditions. The
difficulties experienced in stopping and
containing the blowout at the Deepwater
Horizon well in the Gulf of Mexico,
where environmental conditions and
response preparedness are
comparatively good (but waters are
much deeper than the Arctic continental
shelf), point toward even greater
challenges of attempting a similar feat in
a much more environmentally severe
and geographically remote location.
Although planning, management, and
use of best practices can help reduce
risks and impacts, the history of oil and
gas activities indicates that accidents
cannot be eliminated. Tanker spills,
pipeline leaks, and oil blowouts are
likely to occur in the future, even under
the most stringent regulatory and safety
systems. In the Sea of Okhotsk, an
accident at an oil production complex
resulted in a large (3.5-ton) spill in
1999, and in winter 2009, an unknown
quantity of oil associated with a tanker
fouled 3 km of coastline and hundreds
of birds in Aniva Bay (Sakhalin Island).
In the Arctic, a blowout at an offshore
platform in the Ekofisk oil field in the
North Sea in 1977 released more than
200,000 barrels of oil.
Researchers have suggested that pups
of ice-associated seals may be
particularly vulnerable to fouling of
their dense lanugo coats. Adults,
juveniles, and weaned young of the year
rely on blubber for insulation, so effects
of oiling on their thermoregulation are
expected to be minimal. A variety of
other acute effects of oil exposure have
been shown to reduce seals’ health and
possibly survival. Direct ingestion of oil,
ingestion of contaminated prey, or
inhalation of hydrocarbon vapors can
cause serious health effects including
death.
The BRT considered the threat posed
to ringed seals by disturbance, injury, or
mortality from oil spills, and/or other
discharges, as of low to moderate
significance, with the greatest threat
identified for Okhotsk and Baltic ringed
seals.
Commercial Fisheries Interactions and
Bycatch
Commercial fisheries may affect
ringed seals through direct interactions
(i.e., incidental take or bycatch) and
indirectly through competition for prey
resources and other impacts on prey
populations. NMFS has access to
estimates of Arctic ringed seal bycatch
only for commercial fisheries that
operate in Alaska waters. Based on data
from 2002–2006, there has been an
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annual average of 0.46 Arctic ringed seal
mortalities incidental to commercial
fishing operations. NAMMCO (2002)
stated that in the North Atlantic region
Arctic ringed seals are seldom caught in
fishing gear because their distribution
does not coincide with intensive
fisheries in most areas. We could find
no information regarding ringed seal
bycatch levels in the Sea of Okhotsk;
however, given the intensive levels of
commercial fishing that occur in this
sea, bycatch of ringed seals likely occurs
there. The BRT considered the threat
posed to Okhotsk ringed seals from
physical disturbance associated with the
combined factors of oil and gas
development, shipping, and commercial
fisheries moderately significant.
Drowning in fishing gear has been
reported as one of the most significant
mortality factors for seals in the Baltic
Sea, especially for young seals. There
are no reliable estimates of seal bycatch
in this sea, and existing estimates are
known to be low in many areas, making
risk assessment difficult. Based on
monitoring of 5 percent of the
commercial fishing effort in the
Swedish coastal fisheries, bycatch of
Baltic ringed seals was estimated at 50
seals in 2004. In Finland, it was
estimated that about 70 Baltic ringed
seals were caught by fishing gear
annually during the period 1997–1999.
There are no estimates of seal bycatch
from Lithuanian, Estonian, or Russian
waters of the Baltic. It has been
suggested that decreases in the use of
the most harmful types of nets (i.e.,
gillnets and unprotected trap nets),
along with the development of sealproof fishing gear, may have resulted in
a decline in Baltic ringed seal bycatch
(Ministry of Agriculture and Forestry,
2007).
It has been estimated that 200–400
Ladoga ringed seals died annually in
fishing gear during the late 1980s and
early 1990s. Fishing patterns reportedly
changed since then, and in the late
1990s fishing was not regarded to be a
threat to Ladoga ringed seal
populations, although it was suggested
that it could become so should market
¨
conditions improve (Sipila and
¨
Hyvarinen, 1998). Based on interviews
with fishermen in Lake Ladoga,
Verevkin et al. (2006) reported that at
least 483 Ladoga ringed seals were
killed in fishing gear in 2003, even
though official records only recorded 60
cases of bycatch. Further, Verevkin et al.
(2010) reported questionnaire responses
by fishermen that indicated annual
bycatch of Ladoga ringed seals caught in
fishing nets has been substantial in
recent years.
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For indirect interactions, we note that
commercial fisheries target a number of
known ringed seal prey species such as
walleye pollock (Theragra
chalcogramma), Pacific cod, herring
(Clupea sp.), and capelin. These
fisheries may affect ringed seals
indirectly through reductions in prey
biomass and through other fishing
mediated changes in ringed seal prey
species.
Shipping
The reduction in Arctic sea ice that
has occurred in recent years has
renewed interest in using the Arctic
Ocean as a potential waterway for
coastal, regional, and trans-Arctic
marine operations. Climate models
predict that the warming trend in the
Arctic will accelerate, causing the ice to
begin melting earlier in the spring and
resume freezing later in the fall,
resulting in an expansion of potential
shipping routes and lengthening the
potential navigation season.
The most significant risk posed by
shipping activities in the Arctic is the
accidental or illegal discharge of oil or
other toxic substances carried by ships,
due to their immediate and potentially
long-term effects on individual animals,
populations, food webs, and the
environment. Shipping activities can
also affect ringed seals directly through
noise and physical disturbance (e.g.,
icebreaking vessels), as well as
indirectly through ship emissions and
the possibility of introducing exotic
species that may affect ringed seal food
webs.
Current and future shipping activities
in the Arctic pose varying levels of
threats to ringed seals depending on the
type and intensity of the shipping
activity and its degree of spatial and
temporal overlap with ringed seal
habitats. These factors are inherently
difficult to predict, making threat
assessment highly uncertain. However,
given what is currently known about
ringed seal populations and shipping
activity in the Arctic, some general
assessments can be made. Arctic ringed
seal densities are variable and depend
on many factors; however, they are often
reported to be widely distributed in
relatively low densities and rarely
congregate in large numbers. This may
help mitigate the risks of more localized
shipping threats (e.g., oil spills or
physical disturbance), since the impacts
from such events would be less likely to
affect large numbers of seals. The fact
that nearly all shipping activity in the
Arctic (with the exception of
icebreaking) purposefully avoids areas
of ice and primarily occurs during the
ice-free or low-ice seasons also helps to
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mitigate the risks associated with
shipping to ringed seals, since they are
closely associated with ice at nearly all
times of the year. Icebreakers pose
special risks to ringed seals because
they are capable of operating year-round
in all but the heaviest ice conditions
and are often used to escort other types
of vessels (e.g., tankers and bulk
carriers) through ice-covered areas. If
icebreaking activities increase in the
Arctic in the future as expected, the
likelihood of negative impacts (e.g., oil
spills, pollution, noise, disturbance, and
habitat alteration) occurring in icecovered areas where ringed seals occur
will likely also increase.
Though few details are available
regarding shipping levels in the Sea of
Okhotsk, resource development over the
last decade stands out as a likely
significant contributor. Relatively high
levels of shipping are needed to support
present oil and gas operations. In
addition, large-scale commercial fishing
occurs in many parts of the sea. Winter
shipping activities in the southern Sea
of Okhotsk are expected to increase
considerably as oil and gas production
pushes the development and use of new
classes of icebreaking ships, thereby
increasing the potential for shipping
accidents and oil spills in the icecovered regions of this sea.
The Baltic Sea is one of the most
heavily trafficked shipping areas in the
world, with more than 2,000 large ships
(including about 200 oil tankers) sailing
on its waters on an average day.
Additionally, ferry lines, fishing boats,
and cruise ships frequent the Baltic Sea.
Both the number and size of ships
(especially oil tankers) have grown in
recent years, and the amount of oil
transported in the Baltic (especially
from the Gulf of Finland) has increased
significantly since 2000. The risk of oil
exposure for seals living in the Baltic
Sea is considered to be greatest in the
Gulf of Finland, where oil shipping
routes pass through ringed seal pupping
areas as well as close to rocks and islets
where seals sometimes haul out.
Icebreaking during the winter is
considered to be the most significant
marine traffic factor for seals in the
Baltic Sea, especially in the Bothnian
Bay.
Lake Ladoga is connected to the Baltic
Sea and other bodies of water via a
network of rivers and canals that are
used as waterways to transport people,
resources, and cargo throughout the
Baltic region. However, reviews of the
biology and conservation of Ladoga
ringed seals have not identified
shipping-related activities (other than
accidental bycatch in fishing gear) as
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being important risks to the
conservation status of this subspecies.
The threats posed from shipping
activity in the Sea of Okhotsk, Baltic
Sea, and Lake Ladoga and are largely the
same as they are for the Arctic. Two
obvious but important distinctions
between these regions and the Arctic are
that these bodies of water are
geographically smaller and more
confined than many areas where the
Arctic subspecies lives, and they
contain much smaller populations of
ringed seals. Therefore, shipping and
ringed seals are more likely to overlap
spatially in these regions, and a single
accident (e.g., a large oil spill) could
potentially impact these smaller
populations severely. However, the lack
of specific information on threats and
impacts (now and in the future) makes
threat assessment in these regions
uncertain. More information is needed
to adequately assess the risks of
shipping to ringed seals. The BRT
considered the threat posed to Okhotsk,
Baltic, and Ladoga ringed seals from
physical disturbance associated with the
combined factors of oil and gas
development, shipping, and commercial
fisheries moderately significant, while
also noting that drowning of seals in
fishing nets and disturbance from
human activities are specific
conservation concerns for Ladoga ringed
seals.
Summary of Factor E
We find that the threats posed by
pollutants, oil and gas activities,
fisheries, and shipping do not
individually or collectively place the
Arctic or Okhotsk subspecies of ringed
seals at risk of becoming endangered in
the foreseeable future. We recognize,
however, that the significance of these
threats would likely increase for
populations diminished by the effects of
climate change or other threats.
Reduced productivity in the Baltic
Sea ringed seal in recent decades
resulted from impaired fertility that was
associated with pollutants. We do not
have any information to conclude that
there are currently population-level
effects on Baltic ringed seals from
contaminant exposure. We find that the
threats posed by pollutants, petroleum
development, commercial fisheries, and
increased ship traffic do not
individually or collectively pose a
significant risk to the persistence of the
Baltic ringed seals. We recognize,
however, that the significance of these
threats would likely increase for
populations diminished by the effects of
climate change or other threats. We also
note that, particularly given the elevated
contaminant load in the Baltic Sea,
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continued efforts are necessary to
ensure that population-level effects from
contaminant exposure do not recur in
Baltic ringed seals in the future.
Drowning of seals in fishing gear and
disturbance by human activities are
conservation concerns for ringed seals
in Lake Ladoga and could exacerbate the
effects of climate change on this seal
population. Drowning in fishing gear is
also one of the most significant sources
of mortality for ringed seals in the Baltic
Sea. Although we currently do not have
any data to conclude that these threats
are having population-level effects on
Baltic ringed seals, reported bycatch
mortality in Lake Ladoga appears to
pose a significant threat to that
subspecies, particularly when combined
with the effects of climate change on
ringed seal habitat.
Analysis of Demographic Risks
Threats to a species’ long-term
persistence are manifested
demographically as risks to its
abundance, productivity, spatial
structure and connectivity, and genetic
and ecological diversity. These
demographic risks provide the most
direct indices or proxies of extinction
risk. A species at very low levels of
abundance and with few populations
will be less tolerant to environmental
variation, catastrophic events, genetic
processes, demographic stochasticity,
ecological interactions, and other
processes. A rate of productivity that is
unstable or declining over a long period
of time can indicate poor resiliency to
future environmental change. A species
that is not widely distributed across a
variety of well-connected habitats is at
increased risk of extinction due to
environmental perturbations, including
catastrophic events. A species that has
lost locally-adapted genetic and
ecological diversity may lack the raw
resources necessary to exploit a wide
array of environments and endure shortand long-term environmental changes.
The key factors limiting the viability
of all five ringed seal subspecies are the
forecasted reductions in ice extent and,
in particular, depths and duration of
snow cover on ice. Early snow melts
already are evident in much of the
species’ range. Increasingly late ice
formation in autumn is forecasted,
contributing to expectations of
substantial decreases in snow
accumulation. The ringed seal’s specific
requirement for habitats with adequate
spring snow cover is manifested in the
pups’ low tolerance for exposure to wet,
cold conditions and their vulnerability
to predation. Premature failure of the
snow cover has caused high mortality
due to freezing and predation. Climate
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warming will result in increasingly
early snow melts, exposing vulnerable
ringed seal pups to predators and
hypothermia.
The BRT considered the current risks
to the persistence of Arctic, Okhotsk,
Baltic, and Ladoga ringed seals as low
to moderate, with the Ladoga ringed seal
receiving the highest scores. Within the
foreseeable future, the BRT judged the
risks to Arctic ringed seal persistence to
be moderate (diversity and abundance)
to high (productivity and spatial
structure). As noted above, the impacts
to Arctic ringed seals may be somewhat
ameliorated initially if the subspecies’
range retracts northward with sea ice
habitats, but by the end of the century
snow depths are projected to be
insufficient for lair formation and
maintenance throughout much of the
subspecies’ range, including the
potentially retracted northward one.
The BRT also judged the risks to
persistence of the Okhotsk and Baltic
ringed seal in the foreseeable future to
be moderate (diversity) to high
(abundance, productivity, and spatial
structure). Okhotsk and Baltic ringed
seals will have limited opportunity to
shift their range northward because the
sea ice will retract toward land.
Risks to Ladoga ringed seal
persistence within the foreseeable future
were judged by the BRT to be moderate
(diversity), or high to very high
(abundance, productivity, and spatial
structure). As noted above, Ladoga
ringed seals are a landlocked population
that will be unable to shift their range
in response to the pronounced
degradation of ice and snow habitats
forecasted to occur.
Conservation Efforts
When considering the listing of a
species, section 4(b)(1)(A) of the ESA
requires NMFS to consider efforts by
any State, foreign nation, or political
subdivision of a State or foreign nation
to protect the species. Such efforts
would include measures by Native
American tribes and organizations, local
governments, and private organizations.
Also, Federal, tribal, state, and foreign
recovery actions (16 U.S.C. 1533(f)), and
Federal consultation requirements (16
U.S.C. 1536) constitute conservation
measures. In addition to identifying
these efforts, under the ESA and our
Policy on the Evaluation of
Conservation Efforts (68 FR 15100;
March 28, 2003), we must evaluate the
certainty of implementing the
conservation efforts and the certainty
that the conservation efforts will be
effective on the basis of whether the
effort or plan establishes specific
conservation objectives, identifies the
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necessary steps to reduce threats or
factors for decline, includes quantifiable
performance measures for monitoring
compliance and effectiveness,
incorporates the principles of adaptive
management, and is likely to improve
the species’ viability at the time of the
listing determination.
International Conservation Efforts
Specifically to Protect Ringed Seals
Baltic ringed seals: (1) Some protected
areas in Sweden, Finland, the Russian
Federation, and Estonia include Baltic
ringed seal habitat; (2) the Baltic ringed
seal is included in the Red Book of the
Russian Federation as ‘‘Category 2’’
(decreasing abundance), is classified as
‘‘Endangered’’ in the Red Data Book of
Estonia, and is listed as ‘‘Near
Threatened’’ on the Finnish and
Swedish Red Lists; and (3) Helsinki
Commission (HELCOM)
recommendation 27–28/2 (2006) on
conservation of seals in the Baltic Sea
established a seal expert group to
address and coordinate seal
conservation and management across
the Baltic Sea region. This expert group
has made progress toward completing a
set of related tasks identified in the
HELCOM recommendation, including
coordinating development of national
management plans and developing
monitoring programs. The national red
lists and red data books noted above
highlight the conservation status of
listed species and can inform
conservation planning and
prioritization.
Ladoga ringed seals: (1) In May 2009,
Ladoga Skerries National Park, which
will encompass northern and northwest
Lake Ladoga, was added to the Russian
Federation’s list of protected areas to be
established; and (2) the Ladoga ringed
seal is included in the Red Data Books
of the Russian Federation, the Leningrad
Region, and Karelia.
International Agreements
The International Union for the
Conservation of Nature and Natural
Resources (IUCN) Red List identifies
and documents those species believed
by its reviewers to be most in need of
conservation attention if global
extinction rates are to be reduced, and
is widely recognized as the most
comprehensive, apolitical global
approach for evaluating the
conservation status of plant and animal
species. In order to produce Red Lists of
threatened species worldwide, the IUCN
Species Survival Commission draws on
a network of scientists and partner
organizations, which uses a
standardized assessment process to
determine species’ risks of extinction.
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However, it should be noted that the
IUCN Red List assessment criteria differ
from the listing criteria provided by the
ESA. The ringed seal is currently
classified as a species of ‘‘Least
Concern’’ on the IUCN Red List. The
Red List assessment notes that, given
the risks posed to the ringed seal by
climate change, the conservation status
of all ringed seal subspecies should be
reassessed within a decade. The
European Red List compiles
assessments of the conservation status
of European species according to IUCN
red listing guidelines. The assessment
for the ringed seal currently classifies
the Ladoga ringed seal as ‘‘Vulnerable.’’
The Baltic ringed seal is classified as a
species of ‘‘Least Concern’’ on the
European Red List, with the caveats that
population numbers remain low and
that there are significant conservation
concerns in some part of the Baltic Sea.
Similar to inclusion in national red lists
and red data books, these listings
highlight the conservation status of
listed species and can inform
conservation planning and
prioritization.
The Convention on the Conservation
of European Wildlife and Natural
Habitats (Bern Convention) is a regional
treaty on conservation. Current parties
to the Bern Convention within the range
of the ringed seal include Norway,
Sweden, Finland, Estonia, and Latvia.
The agreement calls for signatories to
provide special protection for fauna
species listed in Appendix II (species to
be strictly protected) and Appendix III
to the convention (species for which any
exploitation is to be regulated). The
Ladoga ringed seal is listed under
Appendix II, and other ringed seals fall
under Appendix III. Hunting of Ladoga
ringed seals has been prohibited since
1980, and hunting of Baltic ringed seals
has also been suspended (although
Finland permitted the harvest of small
numbers of ringed seals in the Bothnian
Bay beginning in 2010).
The provisions of the Council of the
European Union’s Directive 92/43/EEC
on the Conservation of Natural Habitats
of Wild Fauna and Flora (Habitats
Directive) are intended to promote the
conservation of biodiversity in
European Union (EU) member
countries. EU members meet the habitat
conservation requirements of the
directive by designating qualified sites
for inclusion in a special conservation
areas network known as Natura 2000.
Current members of the EU within the
range of the ringed seal include Sweden,
Finland, and Estonia. Annex II to the
Habitats Directive lists species whose
conservation is to be specifically
considered in designating special
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conservation areas, Annex IV identifies
species determined to be in need of
strict protection, and Annex V identifies
species whose exploitation may require
specific management measures to
maintain favorable conservation status.
The Baltic ringed seal is listed in Annex
II and V, and the Arctic ringed seal is
listed in Annex V. Some designated
Natura 2000 sites include Baltic ringed
seal habitat.
In 2005 the International Maritime
Organization (IMO) designated the
Baltic Sea Area outside of Russian
territorial waters as a Particularly
Sensitive Sea Area (PSSA), which
provides a framework under IMO’s
International Convention for the
Prevention of Pollution from Ships
(MARPOL 73/78) for developing
internationally agreed upon measures to
reduce risks posed from maritime
shipping activities. To date, a maritime
traffic separation scheme is the sole
protective measure associated with the
Baltic PSSA. Expansion of Russian oil
terminals is contributing to a marked
increase in oil transport in the Baltic
Sea; however, the Russian Federation
has declined to support the Baltic Sea
PSSA designation.
HELCOM’s main goal since the
Helsinki convention first entered force
in 1980 has been to address Baltic Sea
pollution caused by hazardous
substances and to restore and safeguard
the ecology of the Baltic. HELCOM acts
as a coordinating body among the nine
countries with coasts along the Baltic
Sea. Activities of HELCOM have led to
significant reductions in a number of
monitored hazardous substances in the
Baltic Sea. However, pollution caused
by hazardous substances continues to
pose risks.
The Agreement on Cooperation in
Research, Conservation, and
Management of Marine Mammals in the
North Atlantic (North Atlantic Marine
Mammal Commission [NAMMCO]) was
established in 1992 by a regional
agreement among the governments of
Greenland, Iceland, Norway, and the
Faroe Islands to cooperatively conserve
and manage marine mammals in the
North Atlantic. NAMMCO has provided
a forum for the exchange of information
and coordination among member
countries on ringed seal research and
management.
Domestic U.S. Conservation Efforts
NMFS is not aware of any formalized
conservation efforts for ringed seals that
have yet to be implemented, or which
have recently been implemented but
have yet to show their effectiveness in
removing threats to the species.
Therefore, we do not need to evaluate
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any domestic conservation efforts under
our Policy on Evaluating Conservation
Efforts (68 FR 15100; March 28, 2003).
NMFS has established a comanagement agreement with the Ice
Seal Committee (ISC) to conserve and
provide co-management of subsistence
use of ice seals by Alaska Natives. The
ISC is an Alaska Native Organization
dedicated to conserving seal
populations, habitat, and hunting in
order to help preserve native cultures
and traditions. The ISC co-manages ice
seals with NMFS by monitoring
subsistence harvest and cooperating on
needed research and education
programs pertaining to ice seals.
NMFS’s National Marine Mammal
Laboratory is engaged in an active
research program for ringed seals. The
new information from this research will
be used to enhance our understanding
of the risk factors affecting ringed seals,
thereby improving our ability to develop
effective management measures for the
species.
Listing Determinations
We have reviewed the status of the
ringed seal, fully considering the best
scientific and commercial data
available, including the status review
report. We have reviewed threats to
these subspecies of the ringed seal, as
well as other relevant factors, and
considered conservation efforts and
special designations for ringed seals by
states and foreign nations. In
consideration of all of the threats and
potential threats to ringed seals
identified above, the assessment of the
risks posed by those threats, the
possible cumulative impacts, and the
uncertainty associated with all of these,
we draw the following conclusions:
Arctic subspecies: (1) There are no
specific estimates of population size
available for the Arctic subspecies, but
most experts postulate that the
population numbers in the millions. (2)
The depth and duration of snow cover
are forecasted to decrease substantially
throughout the range of the Arctic
ringed seal. Within this century, snow
cover is forecasted to be inadequate for
the formation and occupation of birth
lairs over most of the subspecies’ range.
(3) Because ringed seals stay with the
ice as it annually advances and retreats,
the southern edge of the ringed seal’s
range may initially shift northward.
Whether ringed seals will continue to
move north with retreating ice over the
deeper, less productive Arctic Basin
waters and whether the species that
they prey on will also move north is
uncertain. (4) The Arctic ringed seal’s
pupping and nursing seasons are
adapted to the phenology of ice and
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snow. The projected decreases in sea
ice, snow cover, and thermal capacity of
birthing lairs will likely lead to
decreased pup survival. Thus, within
the foreseeable future it is likely that the
number of Arctic ringed seals will
decline substantially, and they will no
longer persist in substantial portions of
their range. We have determined that
the Arctic subspecies of the ringed seal
is not in danger of extinction throughout
all of its range, but is likely to become
so within the foreseeable future.
Therefore, we are listing it as
threatened.
Okhotsk subspecies: (1) The best
available scientific data suggest a
conservative estimate of 676,000 ringed
seals in the Sea of Okhotsk, apparently
reduced from historical numbers. It has
been estimated that the ringed seal
population in the Sea of Okhotsk
numbered more than one million in
1955. (2) Before the end of the current
century, ice suitable for pupping and
nursing is forecasted to be limited to the
northernmost regions of the Sea of
Okhotsk, and projections suggest that
snow cover may already be inadequate
for birth lairs. The Sea of Okhotsk is
bounded to the north by land, which
will limit the ability of Okhotsk ringed
seals to respond to deteriorating sea ice
and snow conditions by shifting their
range northward. (3) Although some
Okhotsk ringed seals have been reported
resting on island shores during the icefree season, we are not aware of any
occurrence of ringed seals whelping or
nursing young on land. (4) The Okhotsk
ringed seal’s pupping and nursing
seasons are adapted to the phenology of
ice and snow. Decreases in sea ice
habitat suitable for pupping, nursing,
and molting will likely lead to declines
in abundance and productivity of the
Okhotsk subspecies. We have
determined that the Okhotsk subspecies
of the ringed seal is not in danger of
extinction throughout its range, but is
likely to become so within the
foreseeable future. Therefore, we are
listing it as threatened.
Baltic subspecies: (1) Current
estimates of 10,000 Baltic ringed seals
suggest that the population has been
significantly reduced from historical
numbers. It has been estimated that
about 180,000 ringed seals inhabited the
Baltic Sea in 1900 and that by the 1940s
this population had been reduced to
about 25,000. (2) Reduced productivity
in the Baltic subspecies in recent
decades resulted from impaired fertility
associated with pollutants. (3) Dramatic
reductions in sea ice extent are
projected by mid-century and beyond in
the Baltic Sea, coupled with declining
depth and insulating properties of snow
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cover on Baltic Sea ice. The Baltic Sea
is bounded to the north by land, which
will limit the ability of Baltic ringed
seals to respond to deteriorating sea ice
and snow conditions by shifting their
range northward. (4) Although Baltic
ringed seals have been reported resting
on island shores or offshore reefs during
the ice-free season, we are not aware of
any occurrence of ringed seals whelping
or nursing young on land. (5) The Baltic
ringed seal’s pupping and nursing
seasons are adapted to the phenology of
ice and snow. The projected substantial
reductions in sea ice extent and
deteriorating snow conditions are
expected to lead to decreased survival of
pups and a substantial decline in the
abundance of the Baltic subspecies. We
have determined that the Baltic
subspecies of the ringed seal is not in
danger of extinction throughout all its
range, but is likely to become so within
the foreseeable future. Therefore, we are
listing it as threatened.
Ladoga subspecies: (1) The
population size of the ringed seal in
Lake Ladoga is currently estimated at
3,000 to 5,000 seals, a decrease from
estimates of 20,000 seals reported for
the 1930s, and estimates of 5,000 to
10,000 seals in the 1960s. (2) Reduced
ice and snow cover are expected in Lake
Ladoga within this century based on
regional projections. As ice and snow
conditions deteriorate, the landlocked
population of Ladoga ringed seals will
be unable to respond by shifting its
range. (3) Although Ladoga ringed seals
have been reported resting on rocks and
island shores during the ice-free season,
we are not aware of any occurrence of
ringed seals whelping or nursing young
on land. (4) The Ladoga ringed seal’s
pupping and nursing seasons are
adapted to the phenology of ice and
snow. Reductions in ice and snow are
expected to lead to decreased survival of
pups and a substantial decline in the
abundance of this subspecies. (5)
Ongoing mortality incidental to fishing
activities is also a significant
conservation concern. Based on the
substantial threats currently affecting
Ladoga ringed seals at a significant level
across the range of this subspecies, the
high likelihood that the severity of the
impacts of deteriorating snow and ice
conditions will increase for this
subspecies in the foreseeable future, and
the fact that the subspecies is
landlocked and will be unable to
respond to habitat loss by dispersing to
new habitat, we have determined that
the Ladoga ringed seal is in danger of
extinction throughout all of its range.
Therefore, we are listing it as
endangered.
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Significant Portion of the Range
Evaluation
Under the ESA and our implementing
regulations, a species warrants listing if
it is endangered or threatened
throughout all or a significant portion of
its range. In our analysis for this final
rule, we initially evaluated the status of
and threats to the Arctic, Okhotsk, and
Baltic subspecies throughout their entire
ranges. We found that the consequences
of habitat change associated with a
warming climate can be expected to
manifest throughout the current
breeding and molting ranges of ringed
seals, and that the ongoing and
projected changes in sea ice habitat pose
significant threats to the persistence of
these subspecies. The magnitude of the
threats posed to the persistence of
ringed seals, including from changes in
sea ice habitat, are likely to vary to some
degree across the range of the species
depending on a number of factors,
including where affected populations
occur. In light of the potential
differences in the magnitude of the
threats to specific areas or populations,
we evaluated whether the Arctic,
Okhotsk, or Baltic subspecies might be
in danger of extinction in any
significant portions of their ranges. In
accordance with our draft policy on
‘‘significant portion of its range,’’ our
first step in this evaluation was to
review the entire supporting record for
this final determination to ‘‘identify any
portions of the range[s] of the
[subspecies] that warrant further
consideration’’ (76 FR 77002; December
9, 2011). We evaluated whether
substantial information indicated ‘‘that
(i) the portions may be significant
[within the meaning of the draft policy]
and (ii) the species [occupying those
portions] may be in danger of extinction
or likely to become so within the
foreseeable future’’ (76 FR 77002;
December 9, 2011). Under the draft
policy, both considerations must apply
to warrant listing a species as
endangered throughout its range based
upon threats within a portion of the
range. In other words, if either
consideration does not apply, we would
not list a species as endangered based
solely upon its status within a
significant portion of its range. For the
Arctic and Okhotsk subspecies, we
found it more efficient to address the
status question first, whereas for the
Baltic subspecies, we found it more
efficient to address the significance
question first.
The consequences of the potential
threats to the Arctic and Okhotsk
subspecies, including from changes in
sea ice habitat, have been addressed in
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other sections of the preamble to this
final rule. Based on our review of the
record, we did not find substantial
information indicating that any of the
threats to the Arctic and Okhotsk
subspecies, including those associated
with the changes in sea ice habitat, are
so severe or so concentrated as to
indicate that either subspecies currently
qualifies as endangered within some
portion of its range. As described in our
Listing Determinations, the threats are
such that we concluded that Arctic and
Okhotsk ringed seals are likely to
become endangered within the
foreseeable future. As a result, we find
that the best available data show that
there are no portions of their ranges in
which the threats are so concentrated or
acute as to place those portions of the
ranges of either subspecies in danger of
extinction. Because we find that the
Arctic and Okhotsk subspecies are not
endangered in any portions of their
ranges, we need not address the
question of whether any portions may
be significant.
About 75 percent of the Baltic
population is found in the Gulf of
Bothnia (Bothnian Bay) in the northern
Baltic Sea, while considerably smaller
portions of the population are found in
the Gulf of Riga and Gulf of Finland (15
percent and 5 percent of Baltic ringed
seals, respectively; Ministry of
Agriculture and Forestry, 2007). Palo et
al. (2001) noted that the Baltic Sea
subspecies has recently been fragmented
into these three breeding segments, but
that genetic evidence of the separation
is not yet evident. Recent population
increases in the Baltic subspecies have
been attributed entirely to the Gulf of
Bothnia portion of the population, while
little growth rate or possible declines
have been suggested for ringed seals in
the Gulf of Finland and Gulf of Riga
(Harkonnen et al., 2008; Karlsson et al.,
2008). We conclude that the best
information available does not suggest
that declines in or loss of the Gulf of
Finland and/or Gulf of Riga portion(s)
would result in a substantial decline in
the rest of the subspecies. We find that:
(1) there is substantial information
indicating that the Gulf of Bothnia may
be a significant portion of the Baltic
ringed seal’s range; and (2) the Gulf of
Finland and Gulf of Riga are not so
significant that the decline or loss of
these portions of the range would leave
the remainder of the subspecies in
danger of extinction, and thus they do
not constitute significant portions of the
Baltic ringed seal’s range.
The consequences of the potential
threats to the Baltic subspecies,
including from climate change, have
been addressed in other sections of the
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preamble to this final rule. As described
in our Listing Determinations, the
threats are such that we concluded that
Baltic ringed seals are likely to become
endangered within the foreseeable
future. We do not have any information
that would lead to a different
conclusion for ringed seals in the Gulf
of Bothnia. Therefore, we find that the
Gulf of Bothnia portion of the Baltic
subspecies’ range is not in danger of
extinction, but is likely to become so
within the foreseeable future.
Prohibitions and Protective Measures
Section 9 of the ESA prohibits the
take of endangered species. The term
‘‘take’’ means to harass, harm, pursue,
hunt, shoot, wound, kill, trap, capture,
or collect, or engage in any such
conduct (16 U.S.C. 1532(19)). In the case
of threatened species, ESA section 4(d)
authorizes NMFS to issue regulations it
considers necessary and advisable for
the conservation of the species. Such
regulations may include any or all of the
section 9 prohibitions. These
regulations apply to all individuals,
organizations, and agencies subject to
U.S. jurisdiction. On December 10,
2010, we proposed protective
regulations pursuant to section 4(d) to
include all of the prohibitions in section
9(a)(1) (75 FR 77476) based on a
preliminary finding that such measures
were necessary and advisable for the
conservation of the threatened
subspecies of the ringed seal.
In light of public comments and upon
further review, we are withdrawing the
proposed ESA section 4(d) protective
regulations for ringed seals. We received
comments arguing against adoption of
the 4(d) rule and we have not received
any information, and are not aware of
any, indicating that the addition of the
ESA section 9 prohibitions would apply
to any activities that are currently
unregulated and are having, or have the
potential to have, significant effects on
the Arctic, Okhotsk, or Baltic
subspecies. Further, the Arctic,
Okhotsk, and Baltic subspecies appear
sufficiently abundant to withstand
typical year-to-year variation and
natural episodic perturbations in the
near term. The principal threat to these
subspecies of ringed seals is habitat
alteration stemming from climate
change within the foreseeable future.
This is a long-term threat and the
consequences for ringed seals will
manifest themselves over the next
several decades. Finally, ringed seals
currently benefit from existing
protections under the MMPA, and
activities that may take listed species
and involve a Federal action will still be
subject to consultation under section
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7(a)(2) of the ESA to ensure such actions
will not jeopardize the continued
existence of the species. We therefore
conclude that it is unlikely that the
proposed section 4(d) regulations would
provide appreciable conservation
benefits. As a result, we have concluded
that the 4(d) regulations are not
necessary at this time. Such regulations
could be promulgated at some future
time if warranted by new information.
Section 7(a)(2) of the ESA requires
Federal agencies to consult with us to
ensure that activities they authorize,
fund, or conduct are not likely to
jeopardize the continued existence of a
listed species or a species proposed for
listing, or to adversely modify critical
habitat or proposed critical habitat. If a
Federal action may affect a listed
species or its critical habitat, the
responsible Federal agency must enter
into consultation with us. Examples of
Federal actions that may affect Arctic
ringed seals include permits and
authorizations relating to coastal
development and habitat alteration, oil
and gas development (including seismic
exploration), toxic waste and other
pollutant discharges, and cooperative
agreements for subsistence harvest.
For the Ladoga subspecies of the
ringed seal that we are listing as
endangered, take will be prohibited
under section 9 of the ESA. Sections
10(a)(1)(A) and (B) of the ESA provide
us with authority to grant exceptions to
the ESA’s section 9 ‘‘take’’ prohibitions.
Section 10(a)(1)(A) scientific research
and enhancement permits may be
issued to entities (Federal and nonFederal) for scientific purposes or to
enhance the propagation or survival of
a listed species. The type of activities
potentially requiring a section
10(a)(1)(A) research/enhancement
permit include scientific research that
targets ringed seals. Section 10(a)(1)(B)
incidental take permits are required for
non-Federal activities that may
incidentally take a listed species in the
course of otherwise lawful activity.
Identification of Those Activities That
Would Constitute a Violation of Section
9 of the ESA
On July 1, 1994, NMFS and FWS
published a series of policies regarding
listings under the ESA, including a
policy for peer review of scientific data
(59 FR 34270) and a policy to identify,
to the maximum extent possible, those
activities that would or would not
constitute a violation of section 9 of the
ESA (59 FR 34272). The intent of this
policy is to increase public awareness of
the effect of our ESA listing on proposed
and ongoing activities within the
species’ range. We identify, to the extent
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known, specific activities that will be
considered likely to result in violation
of section 9, as well as activities that
will not be considered likely to result in
violation. Because the Ladoga ringed
seal occurs outside the jurisdiction of
the United States, we are presently
unaware of any specific activities that
could result in violation of section 9 of
the ESA for this subspecies. However,
we note that it is illegal for any person
subject to the jurisdiction of the United
States to ‘‘take’’ within the United States
or upon the high seas, import or export,
deliver, receive, carry, transport, or ship
in interstate or foreign commerce in the
course of a commercial activity, or to
sell or offer for sale in interstate or
foreign commerce, any endangered
wildlife species. It also is illegal to
possess, sell, deliver, carry, transport, or
ship any such wildlife that has been
taken in violation of the Act.
Critical Habitat
Section 3 of the ESA (16 U.S.C.
1532(5)(A)) defines critical habitat as: (i)
specific areas within the geographical
area occupied by the species, at the time
it is listed in accordance with the ESA,
on which are found those physical or
biological features (I) essential to the
conservation of the species and (II) that
may require special management
considerations or protection; and (ii)
specific areas outside the geographical
area occupied by the species at the time
it is listed upon a determination by the
Secretary that such areas are essential
for the conservation of the species.
Section 3 of the ESA also defines the
terms ‘‘conserve,’’ ‘‘conserving,’’ and
‘‘conservation’’ to mean ‘‘to use and the
use of all methods and procedures
which are necessary to bring any
endangered species or threatened
species to the point at which the
measures provided pursuant to this
chapter are no longer necessary.’’
Section 4(a)(3) of the ESA requires
that, to the extent practicable and
determinable, critical habitat be
designated concurrently with the listing
of a species. Designation of critical
habitat must be based on the best
scientific data available, and must take
into consideration the economic,
national security, and other relevant
impacts of specifying any particular area
as critical habitat. Once critical habitat
is designated, section 7 of the ESA
requires Federal agencies to ensure that
they do not fund, authorize, or carry out
any actions that are likely to destroy or
adversely modify that habitat. This
requirement is in addition to the section
7 requirement that Federal agencies
ensure their actions do not jeopardize
the continued existence of the species.
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In determining what areas qualify as
critical habitat, 50 CFR 424.12(b)
requires that NMFS ‘‘consider those
physical or biological features that are
essential to the conservation of a given
species including space for individual
and population growth and for normal
behavior; food, water, air, light,
minerals, or other nutritional or
physiological requirements; cover or
shelter; sites for breeding, reproduction,
and rearing of offspring; and habitats
that are protected from disturbance or
are representative of the historical
geographical and ecological distribution
of a species.’’ The regulations further
direct NMFS to ‘‘focus on the principal
biological or physical constituent
elements * * * that are essential to the
conservation of the species,’’ and
specify that the ‘‘known primary
constituent elements shall be listed with
the critical habitat description.’’ The
regulations identify primary constituent
elements (PCEs) as including, but not
limited to: ‘‘roost sites, nesting grounds,
spawning sites, feeding sites, seasonal
wetland or dryland, water quality or
quantity, host species or plant
pollinator, geological formation,
vegetation type, tide, and specific soil
types.’’
The ESA directs the Secretary of
Commerce to consider the economic
impact, the national security impacts,
and any other relevant impacts from
designating critical habitat, and under
section 4(b)(2), the Secretary may
exclude any area from such designation
if the benefits of exclusion outweigh
those of inclusion, provided that the
exclusion will not result in the
extinction of the species. At this time,
we lack the data and information
necessary to identify and describe PCEs
of the habitat of the Arctic ringed seal,
as well as the economic consequences of
designating critical habitat. In the
proposed rule, we solicited information
on the economic attributes within the
range of the Arctic ringed seal that
could be impacted by critical habitat
designation, as well as the identification
of the PCEs or ‘‘essential features’’ of
this habitat and to what extent those
features may require special
management considerations or
protection. However, few substantive
comments were received in response to
this request. We find designation of
critical habitat for Arctic ringed seals to
be not determinable at this time. We
will propose critical habitat for Arctic
ringed seals in a separate rulemaking.
Because the known distributions of the
Okhotsk, Baltic, and Ladoga subspecies
of the ringed seal occur outside the
jurisdiction of the United States, we will
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not propose critical habitat for Okhotsk,
Baltic, or Ladoga ringed seals.
Public Comments Solicited
To ensure that subsequent rulemaking
resulting from this final rule will be as
accurate and effective as possible, we
are soliciting information from the
public, other governmental agencies,
Alaska Natives, the scientific
community, industry, and any other
interested parties. Specifically, we
request comments and information to
help us identify: (1) The PCEs or
‘‘essential features’’ of critical habitat for
Arctic ringed seals, and to what extent
those features may require special
management considerations or
protection; as well as (2) the economic,
national security, and other relevant
attributes within the range of the Arctic
ringed seal that could be impacted by
critical habitat designation. Although
the range of the Arctic ringed seal is
circumpolar, regulations at 50 CFR
424.12(h) specify that critical habitat
shall not be designated within foreign
countries or in other areas outside U.S.
jurisdiction. Therefore, we request
information only on potential areas of
critical habitat within the United States
or waters within U.S. jurisdiction. You
may submit this information by any one
of several methods (see ADDRESSES and
DATES). Comments and information
submitted during the initial comment
period on the December 10, 2010
proposed rule (75 FR 77476) or during
the comment period on the peer review
report (77 FR 20773; April 6, 2012)
should not be resubmitted since they are
already part of the record.
Summary of Comments and Responses
With the publication of the proposed
listing determination for the Arctic,
Okhotsk, Baltic, and Ladoga subspecies
of the ringed seal on December 10, 2010
(75 FR 77476), we announced a 60-day
public comment period that extended
through February 8, 2011. We extended
the comment period an additional 45
days in response to public requests (76
FR 6754; February 8, 2011). Also in
response to public requests, including
from the State of Alaska, we held three
public hearings in Alaska in Anchorage,
Barrow, and Nome (76 FR 9733,
February 22, 2011; 76 FR 14882, March
18, 2011).
During the public comment periods
on the proposed rule we received a total
of 5,294 comment submissions in the
form of letters via mail, fax, and
electronically through the Federal
eRulemaking portal. These included
5,238 form letter submissions and 56
other unique submissions. In addition,
at the three public hearings we received
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testimony from 41 people and received
written submissions from 12 people.
Comments were received from U.S.
State and Federal Agencies including
the Marine Mammal Commission and
the Alaska Department of Fish and
Game (ADFG); government agencies of
Canada, Nunavut, and Greenland;
Native Organizations such as the Ice
Seal Committee (ISC; Alaska Native comanagement organization);
environmental groups; industry groups;
and interested individuals.
In accordance with our July 1, 1994,
Interagency Cooperative Policy on Peer
Review (59 FR 34270), we requested the
expert opinion of four independent
scientists with expertise in seal biology
and/or Arctic sea ice and climate change
regarding the pertinent scientific data
and assumptions concerning the
biological and ecological information
use in the proposed rule. The purpose
of the review was to ensure that the best
biological and commercial information
was used in the decision-making
process, including input of appropriate
experts and specialists. We received
comments from three of these reviewers.
Two of the reviewers questioned the
magnitude and immediacy of the threats
posed to Arctic ringed seals by the
projected changes in sea ice habitat, in
particular on-ice snow cover, while the
third reviewer was generally supportive
of the information and analyses
underlying the determinations.
The differences of opinion amongst
the peer reviewers, as well as
uncertainty in the best available
information regarding the effects of
climate change, led NMFS to take
additional steps to ensure a sound basis
for our final determination on whether
to list ringed seals under the ESA. To
better inform our final listing
determination and address the
disagreement regarding the sufficiency
or accuracy of the available data
relevant to the determination, on
December 13, 2011, we extended the
deadline for the final listing decision by
6 months to June 10, 2012 (76 FR
77466). Subsequently, we conducted
special independent peer review of the
sections of the ringed seal status review
report (Kelly et al., 2010a) related to the
disagreement. For this special peer
review, we recruited two scientists with
marine mammal expertise and specific
knowledge of ringed seals, and two
physical scientists with expertise in
climate change and Arctic sea ice and
snow to review these sections of the
status review report and provide
responses to specific review questions.
We received comments from the two
physical scientists and one of the
marine mammal specialists. We
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consolidated the comments received in
a peer review report that was made
available for comment during a 30-day
comment period that opened April 6,
2012 (77 FR 20773). During this public
comment period on the special peer
review we received an additional 15
comment submissions via fax and
electronically through the Federal
eRulemaking portal.
We fully considered all comments
received from the public and peer
reviewers on the proposed rule in
developing this final listing of the
Arctic, Okhotsk, Baltic, and Ladoga
subspecies of the ringed seal.
Summaries of the substantive public
and peer review comments that we
received concerning our proposed
listing determination for these
subspecies, and our responses to all of
the significant issues they raise, are
provided below. Comments of a similar
nature were grouped together where
appropriate.
Some peer reviewers provided
feedback of an editorial nature that
noted inadvertent minor errors in the
proposed rule and offered nonsubstantive but clarifying changes to
wording. We have addressed these
editorial comments in this final rule as
appropriate. Because these comments
did not result in substantive changes to
the final rule, we have not detailed them
here. In addition to the specific
comments detailed below relating to the
proposed listing rule, we also received
comments expressing general support
for or opposition to the proposed rule
and comments conveying peer-reviewed
journal articles, technical reports, and
references to scientific literature
regarding threats to the species and its
habitat. Unless otherwise noted in our
responses below, after thorough review,
we concluded that the additional
information received was considered
previously or did not alter our
determinations regarding the status of
the four ringed seal subspecies.
Peer Review Comments
Comment 1: Four peer reviewers
commented that the best available data
on ringed seal demographics and
current and past abundance are limited
to poor or non-existent. Consequently,
these reviewers noted that there is
considerable uncertainty associated
with these parameters, including in
many areas of Canadian waters. In
addition, one reviewer noted that results
of ringed seal surveys reported by
Kingsley et al. (1985) were not cited.
One of the reviewers also commented
that new information regarding the
health and status of ringed seals in
Alaska that became available after the
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proposed rule was published (i.e.,
Quakenbush et al., 2011) should be
considered, and that this information
indicates they are currently doing as
well or better than they have since the
1960s. The State of Alaska submitted a
summary of this information with its
comments on the proposed rule, and
also subsequently submitted a full copy
of Quakenbush et al. (2011),
commenting that these data indicate
Arctic ringed seals are currently
healthy.
Response: We agree that data on
ringed seal demography and population
size are limited. None of the published
reports (including Kingsley et al., 1985)
provide reliable estimates of total or
range-wide population size. We have
taken Quakenbush et al.’s (2011) data
(available at https://
alaskafisheries.noaa.gov/
protectedresources/seals/ice.htm) into
consideration in reaching our final
listing determination, and these data
will be useful in future status reviews.
We note, however, that healthy
individual animals are not inconsistent
with a population facing threats that
would cause it to become in danger of
extinction in the foreseeable future. For
example, animals sampled from the
endangered Western DPS of Steller sea
lions have consistently been found to be
healthy. In the case of ringed seals,
substantial losses due to predation and
hypothermia associated with reduced
snow cover could not be detected by
assessing the health of survivors. In fact,
survivors might be expected to fare well
for a period of time as a consequence of
reduced competition.
Comment 2: A peer reviewer
suggested that although the ringed seal
population in the Sea of Okhotsk is
reported to have been in a state of
steady decline for 55 years, there are
still a substantial number of seals
estimated in this population. This
reviewer noted that it is possible that
the perceived decline reflects sampling
error rather than an actual decline in
abundance.
Response: We must base our listing
decisions solely on the best scientific
and commercial data available, after
conducting a status review of the
species and taking into account efforts
to protect the species. Improved
population estimates certainly are
desirable. In the meantime, as discussed
in the proposed rule and detailed in the
status review report, the best available
information indicates a decline for the
Okhotsk subspecies from historical
numbers.
Comment 3: Four peer reviewers
expressed the view that the atmosphereocean general circulation models
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(AOGCMs) used for climate, sea ice, and
snow prediction are not appropriate for
directly linking to ringed seal habitat or
for predicting snow on sea ice at a scale
that is important for ringed seals. For
example, some of these reviewers
commented that the models: (1) Do not
represent precipitation adequately,
particularly at a local scale (one
reviewer stated that it is well known
that AOGCMs do not adequately predict
precipitation, and two reviewers noted
that some regional models predict
precipitation poorly); (2) do not account
for openings in the ice that are large
sources of moisture and heat in the
atmosphere, thus making winter
precipitation prediction problematic;
and (3) do not account for ice surface
roughness caused by deformation in
autumn through winter, or wind speeds
and directions, which are critical to the
distribution and accumulation pattern
of snow on ice. Related comments of
some of these reviewers suggested that
increased deformation can be expected
as ice forms later in the autumn and
remains thinner throughout the winter,
and that this could actually mean an
improvement to Arctic ringed seal
habitat. One of these reviewers pointed
out that in addition, the projections of
future Arctic snow cover are discussed
in terms of the present climatology of
snow over sea ice (i.e., increased
precipitation in autumn and spring, and
less in winter). This reviewer suggested
that snow climatology would be
expected to change due to more open
water later into the winter, which would
provide a moisture source for increasing
pulses of snow on sea ice in the autumn
and perhaps through winter if the
atmosphere remained warmer. Several
public comments, including from the
State of Alaska, Canada’s Department of
Fisheries and Oceans (DFO), and
Nunavut’s Department of Environment,
expressed more general concerns about
limitations with the model projections
of snow cover, and some commenters
also suggested that the model
projections should be verified by field
observations.
In contrast, a third peer reviewer
commented that the model considered
in the status review is the best source
available for snow cover projections,
and a commenter expressed a similar
view. The commenter also noted that
the snow depth findings of the status
review are now supported by a new
snow depth analysis by Hezel et al.
(2012) that uses a more advanced suite
of models from the Coupled Model
Intercomparison Project Phase 5
(CMIP5; IPCC AR5) and suggested that
this analysis addresses some of the
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critiques raised in the special peer
review.
Response: The model (CCSM3; IPCC)
that we used to project snow depths
includes the ice-thickness distribution
and therefore accounts for sea ice
deformation as a function of the sea ice
compressive strength (resistance to
compressive stresses; computed from
the potential energy of the ice-thickness
distribution) and the opening and
closing rates of leads (linear cracks of
open water in the ice) in the ice
(computed from the ice motion field).
The model has roughly 2 percent open
water and 10 percent of the area with
ice thickness less than 60 cm in the
central Arctic in winter months. These
aspects of the model are well
documented in Holland et al. (2006).
The consequence of resolving open
water and thin ice allows for higher
evaporation rates over these surfaces.
The model shows a greater rate of
evaporation as the sea ice concentration
declines over the 21st century. This
contributes to higher snowfall rates in
winter (November–March).
Sea ice deformation rates in the
CCSM3 indicate the 21st century will
see increased deformation rates in
regions where sea ice motion is towards
the shore, such as north of Greenland
and the Canadian Archipelago. As we
noted in the proposed rule and the
status review report, this region is
projected to maintain summer sea ice
cover during this century longer than
any other. Though we agree that there
may be a greater concentration of
deformed ice in some regions where
snow may collect, the CCSM3 (and
other models analyzed by Hezel et al.,
2012) also predicts that snow depths
will decrease on average in this region
within this century. When ice floes
(sheets of floating ice) converge, they
first must fill in leads between the floes.
Hence when there is more open water
in the 21st century and only occasional
converging events, there can be less
rafting and ridging. Therefore,
deformation is not expected to increase
in frequency everywhere. For example,
the projected deformation rate changes
little in the CCSM3 in most of the
Barents Sea and Siberian coastal
regions.
As noted by a commenter, recently,
Hezel et al. (2012) considered historical
and 21st century snow depth changes
on Arctic sea ice using 10 models from
the CMIP5 that had snow depth data
available. The model projections were
compared with existing observations,
and according to Hezel et al. (2012), the
model projections were on average
about 10 percent below observations,
but about one-third of the individual
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models projected more snow than
observed. Despite the broad range of
snow depths among the 10 models over
the 21st century, the models all agree
that snow depths will decline
substantially in the future, similar to the
CCSM3. Snow depths decline faster in
the models with greater initial depth, so
the spread in the model projections
declines over time, lending greater
support for these forecasts. Hezel et al.
(2012) discuss that over the 21st
century, the loss of sea ice as a platform
to collect snow in autumn and early
winter (due to later sea ice formation)
results in a substantial reduction in the
amount of snow that can accumulate on
sea ice, the primary concern that was
also expressed in the status review
report and the proposed rule. Hezel et
al. (2012) also discuss that their analysis
may underestimate future decreases in
snow depths because decreases in
autumn and winter sea ice
concentrations could result in loss of
drifting snow into leads, and the models
also do not account for the effect of
rainfall in winter and spring on net
snow accumulation and melting.
We continue to conclude that the best
available information suggests that the
CCSM3 projects snow depth reasonably
well. We note, for example, that snow
depths from the CCSM3 are consistent
with measured snow in the Arctic
Ocean (Radionov et al., 1997) and
Hudson Bay (Ferguson et al., 2005). The
resolution of the model projections of
snow is certainly limited, but the
CCSM3 and more recent model results
point unequivocally to less snow
accumulation on the ice throughout the
range of the species. The reviewers/
commenters did not present—and we
are not aware of—evidence that snow
accumulation is likely to increase at any
scale that would likely be helpful for
ringed seal populations responding to
the expected climate warming.
Comment 4: A peer reviewer
commented that fast (shorefast) ice
conditions are not considered
adequately in any of the AOGCMs used.
This reviewer expressed the opinion
that this is a key problem with the
assessment because a significant amount
of Arctic ringed seal habitat is related to
fast ice, and fast ice zones will also be
less affected than marginal ice zones.
Response: The sea ice dynamical
schemes used in AOGCMs (including
the CCSM3) have regions of very slow
moving ice, though not perfectly rigid.
These regions exhibit little deformation
and lead openings in AOGCMs. NMFS
did not use AOGCMs to estimate
changes to the fast ice area. Instead, we
used AOGCMs to estimate changes to
snow depth and sea ice area.
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Nevertheless, the status review report
indicated that there is already clear
evidence of advancement in the breakup date of fast ice and the onset of snow
melt in several parts of the Arctic (e.g.,
Ferguson et al., 2005; Kelly et al., 2006).
No evidence was found by the BRT or
presented by the peer reviewers or other
commenters that indicates these trends
are likely to abate or reverse. Early break
up and early snow melt dates have
clearly been associated with poor
survival of ringed seal young. Therefore,
these trends are likely to result in
reduced productivity, resilience, and
abundance of the Arctic ringed seal
population, despite the fact that the
models do not explicitly distinguish fast
ice from pack ice (both of which are
important ringed seal habitats).
Comment 5: A peer reviewer, as well
as Canada’s DFO, noted observations of
regional snow conditions and ringed
seal pupping that they suggested may
conflict with the model projections of
snow depths and the 20 cm minimum
snow depth criterion identified for
ringed seal birth lairs. The reviewer
pointed out that based on CCSM3 model
projections presented in the status
review report, average April snow
depths on sea ice for the first decade of
this century in Hudson Bay appear to be
below 20 cm, which she suggested
implies longer-term reproductive failure
in this population than the decline and/
or perhaps decadal cycles suggested by
the available data. In addition, this
reviewer noted that loss of sea ice and
snow can vary regionally, and that this
needs to be taken into consideration in
evaluating impacts. A few public
comments also pointed out what were
believed to be discrepancies in some
regions between the model projections
of snow depths and local observations,
and expressed the view that a model
that does not agree with current
conditions should not be used to project
future conditions. For example, these
comments noted that: (1) Ringed seals
continue to occupy and reproduce in
the northern Bering Sea, while the
model projections suggest that snow
depths are currently below 20 cm in
these areas; and (2) the observed trend
in annual snowfall accumulation since
the 1980s in the vicinity of Barrow
shows a clear upward trend, with levels
similar to or exceeding those recorded
during previous periods when ringed
seals successfully maintained lairs.
Response: The models should be
interpreted as indicating trends in
conditions when averaged over large
areas. There may well be local or
regional variation sufficient to produce
locally different trends. A single model
is prone to large errors on the scale of
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a few hundred kilometers. For example,
the CCSM3 has too much sea ice area in
the Sea of Okhotsk and in the Labrador
Sea. On the scale of the Northern
Hemisphere, the errors across these
regions cancel somewhat. Another
appropriate use of a model is to evaluate
agreement across regions. Although the
rate of change varies by region, the
CCSM3 has snow depth decreasing
everywhere, which lends support for the
projected direction of future change.
Comment 6: A peer reviewer
expressed the opinion that insufficient
consideration is given to the greater role
that the Arctic Archipelago will likely
play as an ice retention zone over the
coming decades.
Response: The proposed rule noted
that the Arctic Archipelago is predicted
to become an ice refuge through the end
of this century. Indeed, the Archipelago
‘‘will likely play’’ a ‘‘greater role’’ in
ringed seal habitat ‘‘over the coming
decades,’’ but not because habitat will
improve there (snow accumulation, for
example, is projected to decline).
Rather, the Archipelago’s increased role
will reflect greater losses of ice and
snow elsewhere in the Arctic. In other
words, the Archipelago is projected to
be the last possible remnant of suitable
habitat, although we do not know how
suitable or for how long.
Comment 7: A peer reviewer
expressed the opinion that use of
temperatures as a proxy for projecting
sea ice conditions in the Sea of Okhotsk
appears problematic given that: (1) The
climate models did not perform
satisfactorily at projecting sea ice, and
sea ice extent is strongly controlled by
temperature; and (2) temperature itself
is strongly controlled by sea ice
conditions.
Response: The decision to use
temperature as an indicator for the
presence of ice is a geographic size
issue. While the climate models’ grid
size is too coarse to develop full sea ice
physics for the Sea of Okhotsk, these
models are able to resolve temperature,
which is mostly controlled by largescale weather patterns on the order of
500 km or more. As the reviewer notes,
sea ice extent is strongly controlled by
temperature; this is especially true for
smaller bodies of water relative to the
grid size of available models. Thus,
whether the whole geographic region
around the Sea of Okhotsk is above or
below the freezing point of sea water
should be a reasonable indicator of the
presence or absence of sea ice.
Comment 8: A peer reviewer
suggested that climate models capable
of adequately capturing fast ice
formation, the physics of snow
precipitation, and the catchment of
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snow should be a high priority for
development.
Response: We agree with this
recommendation.
Comment 9: A peer reviewer
expressed the view that climate model
predictions should not be considered
beyond mid-century because they rely
on assumptions about future policy
decisions that will affect GHG emissions
and are thus highly speculative. Related
public comments, including from the
State of Alaska, noted that NMFS’s
recent ESA listing determination for the
ribbon seal and a subsequent court
decision concluded that projections of
climate scenarios beyond 2050 are too
heavily dependent on socioeconomic
assumptions and are therefore too
divergent for reliable use in assessing
threats to the species. Two reviewers
and several commenters expressed the
opinion that trying to predict the
response of seals to environmental
change beyond mid-century increases
the uncertainty unreasonably. A
reviewer and several public comments
also pointed out that assessing impacts
to ringed seals from climate change
through the end of this century is
inconsistent with: (1) Other recent ESA
determinations for Arctic species, such
as ribbon seal and polar bear, that
considered species responses through
mid-century; (2) the IUCN red list
process, which uses a timeframe of three
generation lengths; and (3) the midcentury timeframe considered to
evaluate environmental responses of
marine mammals to climate change in a
special issue (March 2008) of the journal
Ecological Applications (Walsh, 2008).
A few commenters expressed the
opinion that the altered approach is
significant because the listing
determinations are wholly dependent
upon NMFS’s use of a 100-year
foreseeable future. Several commenters
expressed the opinion that inadequate
justification was provided for NMFS’s
use of a 100-year foreseeable future.
Many of these commenters suggested
that the best scientific data support a
‘‘foreseeable future’’ time frame of no
more than 50 years, and some
commenters such as the State of Alaska
suggested a shorter time horizon of no
more than 20 years. In contrast, another
peer reviewer and some commenters
expressed support for use of climate
model projections through the end of
the 21st century.
Response: The ESA requires us to
make a decision as to whether the
species under consideration is in danger
of extinction throughout all or a
significant portion of its range
(endangered), or is likely to become
endangered within the foreseeable
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future throughout all or a significant
portion of its range (threatened) based
on the best scientific and commercial
data available. While we may consider
the assessment processes of other
scientists (i.e., IUCN; Walsh, 2008), we
must make a determination as to
whether a species meets the definition
of threatened or endangered based upon
an assessment of the threats according
to section 4 of the ESA. We have done
so in this rule, using a threat-specific
approach to the ‘‘foreseeable future’’ as
discussed below and in the proposed
listing rule.
In the December 30, 2008, ribbon seal
listing decision (73 FR 79822) the
horizon of the foreseeable future was
determined to be the year 2050. The
reasons for limiting the review to 2050
included the difficulty in incorporating
the increased divergence and
uncertainty in future emissions
scenarios beyond this time, as well as
the lack of data for threats other than
those related to climate change beyond
2050, and that the uncertainty inherent
in assessing ribbon seal responses to
threats increased as the analysis
extended farther into the future. By
contrast, in our more recent analyses for
spotted, ringed, and bearded seals, we
did not identify a single specific time as
the foreseeable future. Rather, we
addressed the foreseeable future based
on the available data for each respective
threat. This approach better reflects real
conditions in that some threats (e.g.,
disease outbreaks) appear more
randomly through time and are
therefore difficult to predict, whereas
other threats (climate change) evince
documented trends supported by
paleoclimatic data from which
reasonably accurate predictions can be
made farther into the future. Thus, the
time period covered for what is
reasonably foreseeable for one threat
may not be the same for another. The
approach is also consistent with the
memorandum issued by the Department
of Interior, Office of the Solicitor,
regarding the meaning of the term
‘‘foreseeable future’’ (Opinion M–37021;
January 16, 2009). In consideration of
this modified threat-specific approach,
NMFS initiated a new status review of
the ribbon seal on December 13, 2011
(76 FR 77467).
As discussed in the proposed listing
rule, the analysis and synthesis of
information presented in the IPCC’s
AR4 represents the scientific consensus
view on the causes and future of climate
change. The IPCC’s AR4 used state-ofthe-art AOGCMs under six ‘‘marker’’
scenarios from the Special Report on
Emissions Scenarios (SRES; IPCC, 2000)
to develop climate projections under
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clearly stated assumptions about
socioeconomic factors that could
influence the emissions. Conditional on
each scenario, the best estimate and
likely range of emissions were projected
through the end of the 21st century. In
our review of the status of the ringed
seal, we considered model projections
of sea ice developed using the A1B
scenario, a medium ‘‘business-as-usual’’
emissions scenario, as well the A2
scenario, a high emissions scenario, to
represent a significant range of
variability in future emissions.
We also note that the SRES scenarios
do not assume implementation of
additional climate initiatives beyond
current mitigation policies. This is
consistent with consideration of
‘‘existing’’ regulatory mechanisms in
our analysis under ESA listing Factor D.
It is also consistent with our Policy on
Evaluating Conservation Efforts (68 FR
15100; March 28, 2003), which requires
that in making listing decisions we
consider only formalized conservation
efforts that are sufficiently certain to be
implemented and effective.
The model projections of global
warming (defined as the expected global
change in surface air temperature) out to
about 2040–2050 are primarily due to
emissions that have already occurred
and those that will occur over the next
decade. Thus conditions projected to
mid-century are less sensitive to
assumed future emissions scenarios. For
the second half of the 21st century,
however, the choice of an emissions
scenario becomes the major source of
variation among climate projections. As
noted above, in our 2008 listing
decision for ribbon seal, the foreseeable
future was determined to be the year
2050. The identification of mid-century
as the foreseeable future took into
consideration the approach taken by
FWS in conducting its status review of
the polar bear under the ESA, and the
IPCC assertion that GHG levels are
expected to increase in a manner that is
largely independent of assumed
emissions scenarios until about the
middle of the 21st century, after which
the emissions scenarios become
increasingly influential.
Subsequently, in the listing analyses
for spotted, ringed, and bearded seals,
we noted that although projections of
GHGs become increasingly uncertain
and subject to assumed emissions
scenarios in the latter half of the 21st
century, projections of air temperatures
consistently indicate that warming will
continue throughout the century.
Although the magnitude of the warming
depends somewhat on the assumed
emissions scenario, the trend is clear
and unidirectional. To the extent that
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the IPCC model suite represents a
consensus view, there is relatively little
uncertainty that warming will continue.
Because sea ice production and
persistence is related to air temperature
through well-known physical processes,
the expectation is also that loss of sea
ice and reduced snow cover will
continue throughout the 21st century.
Thus, the more recent inclusion of
projections out to the year 2100 reflects
NMFS’s intention to use the best and
most current data and analytical
approaches available. AOGCM
projections consistently show continued
reductions in ice extent and multi-year
ice (ice that has survived at least one
summer melt season) throughout the
21st century (e.g., Holland et al., 2006;
Zhang and Walsh, 2006; Overland and
Wang, 2007), albeit with a spread among
the models in the projected reductions.
In addition, as discussed by Douglas
(2010), the observed rate of Arctic sea
ice loss has been reported as greater
than the collective projections of most
IPCC-recognized AOGCMs (e.g., Stroeve
et al., 2007; Wang and Overland, 2009),
suggesting that the projections of sea ice
declines within this century may in fact
be conservative.
We concluded that in this review of
the status of the ringed seal, the climate
projections in the IPCC’s AR4, as well
as the scientific papers used in this
report or resulting from this report,
represent the best scientific and
commercial data available to inform our
assessment of the potential impacts
from climate change. In our risk
assessment for ringed seals, we therefore
considered the full 21st century
projections to analyze the threats
stemming from climate change. We
continue to recognize that the farther
into the future the analysis extends, the
greater the inherent uncertainty, and we
incorporated that consideration into our
assessments of the threats and the
species’ responses to the threats.
Comment 10: Three peer reviewers
expressed the opinion that the potential
for ringed seals to modify their behavior
in response to climate conditions is
underestimated. These reviewers
suggested that plasticity in ringed seal
life-history activities includes
variability in timing of reproduction and
molting relative to changes in the ice
and snow cover season; the ability to
survive slightly shortened nursing
periods; and the ability to migrate over
long distances, to use alternative
platforms to haul out on, and to use
alternative food resources. One reviewer
noted that changes in Ladoga and
Saimaa seal reproductive behavior in
recent history (e.g., increased use of
shorelines for lair construction) also
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demonstrate adaptive responses. The
resilience and adaptability of ringed
seals was also noted in several public
comments, including those of Canada’s
DFO, Nunavut’s Department of
Environment, and Greenland’s
Department of Fishing, Hunting, and
Agriculture (DFHA). In addition, a
related public comment expressed the
view that the determination appears to
contradict NMFS’s emphasis in its
recent ESA listing determinations for
ribbon and spotted seals on the ability
of ice seals to adapt to declines in sea
ice.
Response: Presumably the reviewers
are referring to phenotypic plasticity,
which is the ability of an individual
genotype (genetic composition) to
produce multiple phenotypes
(observable characteristics or traits) in
response to its environment. Plasticity
in the timing of ringed seal reproduction
and molting is not established. More
importantly, the BRT would predict
population reductions as habitat
changes (i.e., depth and duration of ice
and especially snow cover decreases)
require changes in the timing of
reproduction and molting, decreased
nursing periods, changes in migration,
use of alternative haul-out substrates,
and changes in diet. If the reviewers are
arguing that ringed seal populations
might persist in the face of such
changes, we agree. If the reviewers are
suggesting that ringed seal populations
would not be expected to decline
significantly in the face of such changes,
we disagree.
Comment 11: A peer reviewer
commented that regional variation in
the minimum snow depth required for
Arctic ringed seal lair construction and
maintenance is an important
consideration, and noted that the
ambient temperatures and primary
predator in a particular region may
influence the minimum snow drift
depth needed for birth lair formation
and maintenance. This reviewer
discussed that ringed seal birth lairs
have been successfully constructed in
drifts shallower than 45 cm, with
corresponding snow depths on flat ice
of less than 20 cm, in some parts of the
subspecies’ range, and also noted how
difficult it is to measure snow depth and
how poor the data coverage is across
various parts of the Arctic ringed seal’s
range. A commenter expressed the
opinion that given the reviewer’s
emphasis on regional variation, 20 cm
average snow depth might not be
adequate in many regions. This
commenter also noted that Ferguson et
al. (2005) found a minimum of 32 cm
average snow depth was needed for lairs
in western Hudson Bay.
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Response: We recognize that there is
some uncertainty in measurement of
snow depth and in identifying a
threshold depth (measured as the
average accumulation of snow on flat
ice) for adequate recruitment of ringed
seals. The minimum adequate snow
depth is unlikely to be a sharp
threshold, so that there will no doubt be
many cases in which successful lairs
have been created and maintained in
snow shallower than the threshold, and
also many cases where ringed seals have
succumbed to predation or exposure in
lairs made in deeper snow. Also, there
may be regional differences in this
threshold depth, though the examples
that were cited in the status review
report and the proposed rule, and used
to estimate the snow depth threshold,
included documentation of predation by
bears, foxes, and birds. However, our
conclusions were based primarily on the
expectation that snow depths will
decrease substantially in the coming
decades, and that poor survival of young
seals has already been documented in
recent years with early break-up or
onset of snow melt. No compelling
evidence was received during the peer
reviews and public comment periods to
indicate that these impacts are likely to
abate or reverse, or that they are
expected to be isolated to particular
regions. We discussed in the preamble
to the proposed rule that the best
available estimate of the minimum
average snow depth (on flat ice) for the
formation of birthing lairs is at least 20–
30 cm, and we considered areas
projected to have less than 20 cm
average snow depth in April to be
inadequate for the formation of ringed
seal birth lairs. However, the conclusion
that snow habitat will decline
substantially throughout the ringed
seal’s range was not highly dependent
on that specific value.
Comment 12: A peer reviewer
commented that while the observations
reported of the effects of extreme
weather events on Arctic ringed seals
are important to consider, there are
relatively few data on how these habitat
effects are influencing longer-term
reproductive potential and population
dynamics need to be considered in the
proper geographic and temporal context.
This reviewer noted that these
observations are also for Arctic ringed
seals in the southern extent of their
range and in the western Arctic, where
ringed seals are expected to be more
strongly affected by climate change.
Therefore, they need to be considered in
the proper geographic and temporal
context.
Response: Long-term data on
population dynamics of ice-associated
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seals would be prohibitively difficult
and expensive to acquire. Therefore, it
is critical and required by the ESA to
make use of existing data, which
include observations from years or short
periods of extreme conditions, as
analogs for projected future trends. As
the reviewer noted, it is important to
keep in mind possible limitations of this
approach, including the geographic and
temporal contexts. Although several of
the key studies relating ringed seal vital
rates to environmental conditions do
come from southern parts of the species’
distribution, the conditions encountered
in those studies did not exceed the
values for temperatures, minimum snow
depths, and ice break-up dates that are
anticipated in the coming decades
throughout most of the Arctic ringed
seal’s range.
Comment 13: A peer reviewer
suggested that the assumption that
inadequate snow depths and warmer
temperatures will cause high pup
mortality due to the loss of thermal
protection is based on very limited data.
This reviewer also commented that
ringed seal pups may not need lairs for
thermal protection to the same degree as
temperatures warm, which may be why
ringed seals successfully pup without
lairs in the Sea of Okhotsk. Another
reviewer commented that the thermal
benefit of lairs appears secondary to
predator avoidance. A related public
comment noted that some data on seal
pup mortality due to hypothermia (i.e.,
Hammill and Smith, 1991) suggest that
seal pups are largely unaffected by the
snow depth of subnivean lairs, and are
in fact much more tolerant of
temperature extremes than suggested.
Response: Substantial data indicate
high pup mortality due to hypothermia
and predation as a consequence of
inadequate snow cover (Kumlien, 1879;
Lydersen et al., 1987; Lydersen and
Smith, 1989; Smith et al., 1991; Smith
and Lydersen, 1991; Hammill and
Smith, 1989; Hammill and Smith, 1991).
The suggestion that ringed seals may not
need lairs to the same degree as
temperatures warm is overly simplistic.
Unseasonal warming and rains will
become increasingly common as the
climate warms, and such events have
led to high pup mortality when collapse
of lairs was followed by a return to cold
temperatures (Lukin and Potelov, 1978;
Stirling and Smith, 2004; Ferguson et
al., 2005). Whether one benefit is
secondary or not, the preamble to the
proposed rule summarized considerable
data that was detailed in the status
review report indicating that lairs
protect seals from both cold and
predators.
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Comment 14: A peer reviewer
suggested that the climate model
projections of snow cover indicate it is
highly likely sufficient snow will be
available to Arctic ringed seals in the
foreseeable future during the key
months when reproduction is likely to
occur.
Response: As discussed in the
preamble to the proposed rule, contrary
to this reviewer’s suggestion, by the end
of the century, April snow cover is
projected to become inadequate for the
formation and occupation of ringed seal
birth lairs over much of the Arctic
ringed seal’s range.
Comment 15: A peer reviewer
commented that the increasing
probability of spring precipitation
coming in the form of rain during the
critical birth lair period (i.e., April) is of
particular concern.
Response: This concern (i.e., potential
for spring rain to damage lairs) was
identified in the preamble to the
proposed rule and was acknowledged
and considered by the BRT in its risk
assessment (see Kelly et al., 2010a). We
note that Hezel et al. (2012) reported a
projected increase in rainfall in April
and May through the end of this
century.
Comment 16: One of the peer
reviewers expressed the opinion there
should be more focus on the seasonal
thresholds and types of ice that are
thought to be important for ringed seals,
as some thresholds are likely to be more
critical than others. This reviewer
suggested this type of synthesis is
needed to evaluate how important
changing ice extent, thickness, and
presence of multiyear ice will be in the
future. For example, a change in ice
thickness in core Arctic habitat may be
less significant than a change in freezeup dynamics that affects ice roughness
and subsequent snow drift development
in the medium and long-term.
Response: A multi-factorial model of
the impacts of ice extent, thickness, and
ice type on ringed seal populations
would be desirable. However, we are
not aware of any time series or other
data sets that could be used in such an
analysis.
Comment 17: A peer reviewer noted
there are few data on what proportion
of the habitat identified as ‘‘suitable’’ is
actually used by Arctic ringed seals, and
commented that without this
information it is difficult to evaluate the
impact of ice loss. This reviewer
suggested that in core Arctic areas,
availability of ice may not be a limiting
factor, even with changes in the short
and medium term.
Response: The greatest uncertainty
about areas actually used by ringed seals
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is with respect to the offshore areas,
especially the central Arctic Basin.
Along the coasts and in the marginal
seas, there is relatively good evidence
that ringed seals are currently
widespread if not ubiquitous in areas
with regular presence of suitable winter
ice and snow cover. Many of these areas
are projected to become unsuitable
within the 21st century. Because
potentially suitable sea ice and snow are
projected to be present in parts of core
Arctic areas longer than in other areas
of the Arctic ringed seal’s range, ringed
seals may be affected later in these
areas. Nevertheless, reductions in snow
depths are projected throughout the
Arctic ringed seal’s range, including in
core Arctic areas, such that Arctic
ringed seals are threatened by the
anticipated habitat changes throughout
their range.
Comment 18: A peer reviewer
commented that considerable emphasis
is placed on the projected loss of multiyear and seasonal ice cover. However,
this reviewer noted that Arctic ringed
seals avoid multi-year ice, instead
preferring stable first-year ice and stable
pack ice, and they only require ice
during breeding and possibly molting.
In addition, the reviewer commented
that how Arctic ringed seals might
respond to replacement of multi-year
sea ice by seasonal first-year ice is not
sufficiently considered, noting that
although the Arctic Basin has relatively
low productivity, it is unclear whether
this will remain the case in the future.
Another peer reviewer and Greenland’s
DFHA both commented that the
translation of multi-year ice into more
first-year ice could actually increase the
amount of ringed seal habitat.
A few commenters, including
Canada’s DFO, similarly suggested that
some habitat changes caused by
projected changes in climatic
conditions, such as increased open
water foraging areas, may be beneficial
to ringed seals. One commenter
expressed the opinion that NMFS
arbitrarily adopted a precautionary
approach that assumed the worst
possible future habitat conditions
without taking into account any future
potential habitat gains. This commenter
also stated that it was unclear why
NMFS provided the special peer
reviewers of the bearded seal status
review a supplemental analysis that
highlighted habitat losses and gains
based on the sea ice concentration
criteria, but did not provide a similar
analysis for ringed seals.
Response: As discussed above, we
used AOGCM projections to estimate
changes to snow depth and sea ice area
throughout the range of Arctic ringed
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seals. Thus, our analysis did not place
particular emphasis on certain ages or
types of ice. NMFS considered the
impacts of an increased proportion of
Arctic ice being made up of first-year
ice. Indeed, first-year ice is predicted to
form progressively later in fall, after
much of the annual snow has already
fallen, so snow depths are projected to
be diminished on first-year ice as well.
An increase in the proportion of firstyear ice would not be beneficial to
ringed seal breeding and pup survival if
snow depths on the new regions of firstyear ice are insufficient for lair creation
and maintenance.
We agree that ongoing climate
disruption and warming may cause
some habitat changes that could be
beneficial to ringed seals. However, a
shift from unsuitable to suitable values
of a few habitat dimensions is not a
strong indication that other habitat will
become suitable overall. For example, if
Arctic ringed seals move north with
retreating ice and occupy new areas,
they may encounter less prey
availability in the deeper, less
productive Arctic Basin. The reviewer’s
assertion that the Arctic Basin may
become more productive is highly
speculative; unlike the physical models
used to predict ice and snow, there is
not a broad scientific consensus on the
general direction of the expected trends.
We are not aware of any documented
examples of ice-associated species
expanding into previously unsuitable
habitat that has become suitable due to
climate or other large-scale shifts in
conditions. Therefore, we conclude that
it is more likely that losses of current
habitat will outweigh any potential
habitat gains. We also note that as ice
and snow cover decline, Arctic waters
may become more hospitable to species
like spotted and harbor seals that do not
depend on snow-covered ice for
breeding. So, as breeding habitat
declines for ringed seals, they may also
face greater competition for food.
Regarding the supplemental analysis
provided to the special peer reviewers
of the bearded seal status review report,
that analysis summarized the projected
changes in areas of suitable bearded seal
habitat based on sea ice concentration
and bathymetry criteria during the
months of reproduction and molting,
both including and excluding areas of
potential habitat gains. Possible habitat
gains for bearded seals were described
as areas where sea ice concentrations
were currently too dense to be
considered suitable, but where projected
future concentrations fall within the
suitable range. For ringed seals, a key
consideration in evaluating the potential
impacts of the projected changes in ice
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and snow is sufficient snow depth for
the formation and maintenance of lairs.
We considered areas projected to have
less than 20 cm of average snow depth
in April to be inadequate for the
formation of ringed seal birth lairs.
Model projections indicate that
throughout the range of ringed seals
there will be a substantial reduction in
on-ice snow cover within this century.
Therefore, a supplemental analysis
similar to the one provided to the
bearded seal special peer reviewers
would not have indicated any potential
gains in suitable habitat in terms of
areas with snow depths sufficient for
ringed seal birth lairs in April.
Comment 19: A peer reviewer noted
that there was discussion in the status
review report of limited evidence
suggesting lack of a suitable ice platform
may lead to a delayed molt. This
reviewer commented that this should be
discussed, along with the longer term
impact from a survival aspect. The
Marine Mammal Commission submitted
a related comment that the projected
loss of ice poses a threat to molting
Arctic ringed seals that should not be
overlooked. The Commission noted that
failure of ice in a molting area may
mean that seals are forced to spend
more time in the water, where they must
expend more energy to maintain body
temperature-energy that does not go to
the production of a new coat.
Response: The limited evidence
suggesting that a lack of suitable ice may
lead to a delayed molt was discussed in
the status review report. The BRT
considered the threat posed from
decreases in sea ice habitat suitable for
molting as moderately significant to the
persistence of Arctic, Baltic, and Ladoga
ringed seals, and moderately to highly
significant to the persistence of Okhotsk
ringed seals (Tables 5–8; Kelly et al.,
2010a).
Comment 20: A peer reviewer
commented that given what is known
about the relatively diverse diet of
Arctic ringed seals in different regions
and the potential for new species of
forage fish to shift northward, it is very
difficult to predict how quickly the
distribution of ringed seals might
change in some regions. This reviewer
expressed the opinion that it is likely to
be highly variable, making conclusions
about climate change impacts over
broad geographic regions difficult.
Response: NMFS agrees that drawing
such conclusions is difficult. The BRT
members’ assessments of the
significance of specific threats to ringed
seal persistence in the foreseeable future
were summarized in the status review
report in numerical scores. The BRT
members assigned relatively low threat
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scores and low degrees of certainty to
threats from changes in prey availability
or density and higher threat scores to
changes in snow cover and the impacts
on rearing young (Table 5; Kelly et al.,
2010a). It is not clear how increased
food would compensate for the loss of
snow, nor is it clear that forage fish
moving north would not be
accompanied by predators that would
compete with ringed seals for those
prey.
Comment 21: A peer reviewer
suggested that the lack of subnivean
lairs in the Sea of Okhotsk has
apparently not increased pup mortality
there to an extent that it has
significantly decreased the population.
Response: Russian literature has been
inconsistent as to whether or not lairs
are or were used in the Sea of Okhotsk.
We know of no data that would support
the reviewer’s assertion that pup
mortality has not increased or that the
population has not significantly
decreased. The best available
information would suggest the
population has decreased, but as noted
elsewhere, estimates of population size
are poor.
Comment 22: Two peer reviewers
commented that Arctic ringed seals are
considerably more abundant and
broadly distributed than Okhotsk and
Baltic ringed seals, and their habitat is
forecast to change less substantially.
Therefore, it is unclear why the
demographic risks for all three
populations were assessed at relatively
similar levels.
Response: The ‘‘relatively similar
levels’’ are, in part, a function of the 1
to 5 numeric scale used to estimate risk
in the status review report. The BRT
assessed the risk in terms of abundance
for the Okhotsk population as 31
percent higher than for the Arctic
population, and the risk for the Baltic
population as 38 percent higher than for
the Arctic population in the foreseeable
future (Table 10; Kelly et al., 2010a).
The assessment of demographic risks
was detailed for each population in
section 4.3 of the status review report.
Comment 23: A peer reviewer
commented that while it is
acknowledged that ringed seals have
likely responded to previous warm
periods, no attempt is made to explore
the extent of these warming periods and
how ringed seals may have adapted to
them. The State of Alaska and another
commenter similarly suggested that past
warming periods were not adequately
considered. They stated that the
survival of ringed seals during
interglacial periods can be considered
better evidence for population
persistence than predictive models of
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ice condition for species extinction, and
that this is a primary reason why listing
of ringed seals as threatened is not
warranted. Greenland’s DFHA
expressed a similar view.
Response: We are not aware of any
available information on ringed seal
adaptive responses during the
interglacial periods. A fundamental
difficulty in using pre-historic warm
periods as analogs for the current
climate disruption is that the rate of
warming in the pre-historic periods is
poorly known. The species’ resilience to
those previous warming events, which
may have been slower than the current
warming, does not necessarily translate
into present-day resilience. Moreover,
there may be cumulative effects from
climate warming and ocean
acidification, or other human impacts,
that combine to limit the species’
resilience to the changes anticipated in
the coming decades.
Comment 24: A peer reviewer
commented that the magnitude of the
impact that increased predation might
have relative to mortalities associated
with other climate related factors like an
early spring rain or an early break-up in
a particular region is not discussed. This
reviewer also commented that how the
suite of predators in a particular range
might change from predominantly ‘‘onice’’ species (e.g., polar bears) to ‘‘inwater’’ species (e.g., sharks and killer
whales) and what impacts that might
have is not addressed.
Response: Although the relative
impacts of the various factors cited by
the reviewer are no doubt significant to
the eventual status of ringed seals in
various portions of their range, we
consider them too speculative to
evaluate at this time. The reviewer did
not provide additional data or evidence
on which to base such an evaluation.
Comment 25: A peer reviewer
expressed the opinion that the threat
posed to Arctic ringed seals by polar
bear predation should be qualified. This
reviewer commented that it is unlikely
polar bear predation would cause
significant pup mortality across the
entire range of the Arctic ringed seal. In
addition, this reviewer noted that it is
assumed that polar bear abundance will
remain high as snow conditions
deteriorate; however, it is expected that
polar bear populations will decline,
which could reduce predator effects on
ringed seals. In addition, this reviewer
commented that ringed seals may also
become less accessible to polar bears as
seasonal sea ice decreases. Greenland’s
DFHA similarly discussed the dynamic
relationship between polar bears and
ringed seals, suggesting that
observations of ringed seal declines
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from increased polar bear predation
during ice reductions are part of the
normal predator-prey cycle and should
not be over-interpreted in considering
potential impacts of projected changes
in sea ice habitat.
Response: ‘‘Significant pup mortality’’
from polar bear predation would not
have to occur ‘‘across the entire range of
the Arctic ringed seal’’ to pose a threat.
We recognize that expected declines in
polar bear populations could lessen
predation on ringed seals; however,
decreased snow cover has also been
shown to markedly increase predation
success by polar bears (Kumlien, 1879;
Lydersen et al., 1987; Lydersen and
Smith, 1989; Hammill and Smith, 1989;
Hammill and Smith, 1991; Smith et al.,
1991; Smith and Lydersen, 1991). While
decreased sea ice might decrease
accessibility of seals to bears, it also
may be that the decreased extent of ice
could concentrate ringed seals, resulting
in the opposite effect. The possible
decreases in predation are speculative,
while increases in predation associated
with decreased snow cover have been
well documented. Therefore, the best
scientific and commercial data available
show that the threat posed to ringed
seals by predation is currently
moderate, but this threat can be
expected to increase as snow and sea ice
conditions change with a warming
climate.
Comment 26: A peer reviewer found
the assessment of subsistence harvest in
the proposed rule reasonable, noting
that harvest appears to be substantial in
some areas of the Arctic, but appears to
remain sustainable. This reviewer
commented that the ISC has been
developing a harvest monitoring
program with personnel assistance from
the State of Alaska. The Marine
Mammal Commission also commented
that it does not believe that the
subsistence harvest of ringed seals in
U.S. waters constitutes a significant risk
factor for Arctic ringed seals, and
several other commenters expressed
similar views regarding subsistence
harvest in U.S. waters, as well as
elsewhere. In contrast, another
commenter expressed concern that the
impact of Native subsistence hunting on
ringed seals is substantially
underestimated. The commenter
expressed the view that NMFS needs to
obtain reliable estimates of subsistence
harvest of ringed seals such that their
conservation status can be more closely
monitored, in particular considering
climate change is expected to have
impacts on ringed seals and those could
be exacerbated by other factors such as
harvest. This commenter also suggested
that additional resources should be
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devoted to obtaining these estimates of
subsistence harvest, and suggested that
NMFS institute a harvest monitoring
system rather than rely on selfreporting.
A number of commenters, including
the ISC and Greenland’s DFHA,
emphasized that ice seals have been a
vital subsistence species for indigenous
people in the Arctic and remain a
fundamental resource for many northern
coastal communities. Some
commenters, including the ISC,
requested that NMFS identify what
additional measures would be required
before the subsistence hunt could be
affected by Federal management of
ringed seals and under what conditions
the agency would consider taking those
additional measures, and this
information should be provided to
residents of all potentially affected
communities.
Response: We recognize the
importance of Arctic ringed seals to
Alaska Native coastal communities.
Section 101(b) of the MMPA provides
an exemption that allows Alaska
Natives to take ringed seals for
subsistence purposes as long as the take
is not accomplished in a wasteful
manner. Section (10)(e) of the ESA also
provides an exemption from its
prohibitions on the taking of
endangered or threatened species by
Alaska Natives for subsistence purposes,
provided that such taking is not
accomplished in a wasteful manner.
Although the number of ringed seals
harvested annually by Alaska Natives is
not precisely known or
comprehensively monitored, ongoing
hunter surveys in several communities
give no indication that the harvest
numbers are excessive or have a
significant impact on the dynamics of
the populations (Quakenbush et al.,
2011). The numbers of seals harvested
have likely declined substantially in
recent decades because the need for
food to supply sled-dog teams has
diminished as snowmobiles have been
adopted as the primary means of winter
transport. The proportion of Alaska
Natives that make substantial use of
marine mammals for subsistence may
also have declined due to increased
availability and use of non-traditional
foods in coastal communities. However,
there may also be a counterbalancing
increase in awareness of health benefits
of traditional foods compared with nontraditional alternatives.
Under the MMPA the Alaska stock of
ringed seals will be considered
‘‘depleted’’ on the effective date of this
listing. In the future, if NMFS expressly
concludes that harvest of ringed seals by
Alaska Natives is materially and
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negatively affecting the species, NMFS
may regulate such harvests pursuant to
sections 101(b) and 103(d) of the
MMPA. NMFS would have to hold an
administrative hearing on the record for
such proposed regulations. Currently,
based on the best available data, the
subsistence harvest of ringed seals by
Alaska Natives appears sustainable. If
the current situation changes, NMFS
will work under co-management with
the ISC (under section 119 of the
MMPA) to find the best approach to
ensure that sustainable subsistence
harvest of these seals by Alaska Natives
can continue into the future. NMFS is
also continuing to work with the ISC to
develop and expand collaborative
harvest monitoring methods.
Comment 27: A peer reviewer
commented that it is suggested that
climate change will likely alter patterns
of subsistence harvest of marine
mammals by hunting communities.
However, this reviewer noted that
hunter questionnaire data from five
Alaska villages (Quakenbush et al.,
2011) did not indicate decreases in
ringed seal availability at any location.
Response: The alterations to
subsistence harvest patterns by climate
change suggested in the proposed rule
are likely to occur at some unspecified
time in the future, when changes to
snow and ice cover are predicted to be
more pronounced that they are at
present. The hunter questionnaire data
relate to recent, not future, ringed seal
availability.
Comment 28: A peer reviewer
commented that no information from
the subsistence community or the ISC is
considered in the status review report.
This reviewer noted that subsistence
hunters know a great deal about the
biology, ecology, behavior, and
movement of ringed seals, and keep a
close watch for changes in the seals
relative to environmental change.
Several related public comments,
including from the ISC, expressed the
opinion that NMFS has not made
adequate use of the traditional
ecological knowledge (TEK) of Alaska
Natives related to ice seals in the listing
process. The ISC also suggested that
NMFS should conduct a TEK study
related to ice seals. Another commenter
specifically suggested that TEK should
be sought and incorporated into model
projections of future snow cover on sea
ice; and that the adaptive capacity of
Arctic ringed seals should be further
investigated by seeking observations of
Native communities, especially those in
the southern part of its range. This
commenter also suggested that NMFS
should use an empirical static modeling
approach (Guisan and Zimmerman,
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2000) to defensibly derive habitat
parameters and use TEK to provide
presence/absence data for model fitting
and evaluation.
Response: The contribution of TEK to
the overall understanding of iceassociated seal species is greater than
commonly acknowledged. Much of our
basic understanding of the natural
history of ice-associated seals stems
from information imparted by
indigenous Arctic hunters and observers
to the authors who first documented the
biology of the species in the scientific
literature. NMFS recognizes that Alaska
Native subsistence hunting
communities hold much more
information that is potentially relevant
and useful for assessing the
conservation status of ice seals.
Productive exchanges of TEK and
scientific knowledge between the
agency and Alaska Native communities
can take many forms. Collaborative
research projects, for example, provide
opportunities for scientists and hunters
to bring together the most effective ideas
and techniques from both approaches to
gather new information and resolve
conservation issues. NMFS supports
efforts to expand reciprocal knowledgesharing, which can be facilitated
through our co-management agreements.
These efforts require time to build
networks of relationships with
community members, and the ESA does
not allow us to defer a listing decision
in order to collect additional
information.
Comment 29: Four peer reviewers
expressed the view that while the best
scientific data available was evaluated
in assessing the status of the Arctic
ringed seal, this information does not
provide an adequate basis to support the
listing proposal for this subspecies. Two
of these reviewers noted that Arctic
ringed seals number in the millions, are
widely distributed across a vast area and
variety of habitats, and have a high
degree of genetic diversity. They
expressed the view that they are thus
unlikely to be at high risk of major
declines due to environmental
perturbations including catastrophic
events, and as such, they are not at risk
of extinction now or in the foreseeable
future, and should not be listed as
threatened. In addition, these reviewers
pointed out that the climate model
projections suggest there will be
sufficient snow and ice to support
survival and reproduction of Arctic
ringed seals through mid-century, and
they appear to have healthy abundant
populations across their range. One of
these reviewers suggested that this was
the case for the other subspecies as well,
and noted that there is therefore still
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time to monitor the status of these
populations and their responses to
changes in ice and snow conditions
before any of the demographic
characteristics considered could be
expected to be at any elevated risk level.
In opposing the proposed listing of
Arctic ringed seals, several related
public comments, including from the
State of Alaska, Canada’s DFO,
Nunavut’s Department of Conservation,
and Greenland’s DFHA, similarly noted
that Arctic ringed seals appear to have
healthy abundant populations across
their range. Several commenters
suggested that the ESA is not intended
to list currently healthy abundant
species that occupy their entire
historical ranges. Some of these
commenters expressed the opinion that
if NMFS lists healthy abundant species
under the ESA based on assessments
that consider the potential biological
consequences of multi-decadal climate
forecasts, virtually every species could
be considered threatened. A few
commenters also stated that a
conclusion that the Arctic ringed seal
subspecies will decline from millions of
seals to being threatened with extinction
should be accompanied with some level
of quantification regarding what
constitutes being in danger of
extinction. Finally, the State of Alaska
commented that although the
monitoring could be enhanced, ADFG’s
Arctic Marine Mammal Program is
adequate to detect landscape population
level patterns and problems, should
they arise in the future.
Response: The ESA defines a
threatened species as one that ‘‘is likely
to become an endangered species within
the foreseeable future throughout all or
a significant portion of its range’’ (16
U.S.C. 1532(20)). Whether a species is
healthy at the time of listing or
beginning to decline is not the deciding
factor. The inquiry requires NMFS to
consider the status of the species both
in the present and through the
foreseeable future. Having received a
petition and subsequently having found
that the petition presented substantial
information indicating that listing
ringed seals may be warranted (73 FR
51615; September 4, 2008), we are
required to use the best scientific and
commercial data available to determine
whether ringed seals satisfy the
definition of an endangered or
threatened species because of any of the
five factors identified under section
4(a)(1) of the ESA. These data were
compiled in the status review report of
the ringed seal (Kelly et al., 2010a) and
summarized in the preamble to the
proposed rule.
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We agree that Arctic ringed seals are
currently thought to be distributed
throughout their range and number in
the millions, are widely distributed and
genetically diverse, and are not
presently in danger of extinction.
However, these characteristics do not
protect them from becoming at risk of
extinction in the foreseeable future as a
consequence of widespread habitat loss.
Based on the best available scientific
data, we have concluded that the
persistence of Arctic ringed seals likely
will be challenged as decreases in ice
and, especially, snow cover lead to
increased juvenile mortality from
premature weaning, hypothermia, and
predation. Initially impacts may be
somewhat ameliorated as the
subspecies’ range retracts northward
with sea ice habitat. By the end of this
century, however, average snow depths
are projected to be less than the
minimum depths needed for successful
formation and maintenance of birth lairs
throughout a substantial portion of the
subspecies’ range. Thus, within the
foreseeable future it is likely that the
number of Arctic ringed seals will
decline substantially, and they will no
longer persist in substantial portions of
their range.
Data were not available to make
statistically rigorous inferences how
Arctic ringed seals will respond to
habitat loss over time. We note that we
currently have no mechanism to detect
even major changes in ringed seal
population size (Taylor et al., 2007).
However, the BRT’s assessment of the
severity of the demographic risks posed
to the persistence of each of the ringed
seal subspecies was formalized using a
numerical scoring system. The BRT
judged the risks to Arctic ringed seal
persistence to be moderate to high
within the foreseeable future (Table 10;
Kelly et al., 2010a). After considering
these risks as well as the remaining
factors from section 4(a)(1) of the ESA,
we concluded that the Arctic ringed seal
is likely to become endangered within
the foreseeable future (threatened),
primarily due to the projected loss of
sea ice habitat, in particular snow cover.
Comment 30: A peer reviewer
commented that although Baltic and
Ladoga ringed seals are the most at risk
due to their lower abundances and
limited habitat, there do not appear to
be sufficient data available to evaluate
the risks to their persistence. Similarly,
several commenters expressed the view
that there are insufficient data,
including on abundance and population
trends, to proceed with the listing of
Arctic ringed seals at this time. Some
commenters stated that we should defer
the listing decision for the Arctic ringed
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seal in particular until more information
becomes available. Two commenters
specifically noted that NMFS has
announced that it is conducting largescale ice seal aerial surveys, and they
requested that NMFS delay the listing
determination until the results of these
surveys become available.
Response: Under the ESA, we must
base each listing decision on the best
available scientific and commercial data
available after conducting a review of
the status of the species and taking into
account any efforts being made by states
or foreign governments to protect the
species, and we have done so in
assessing the status of Arctic, Okhotsk,
Baltic, and Ladoga ringed seals. These
data were summarized in the preamble
to the proposed rule and are discussed
in detail in the status review report (see
Kelly et al., 2010a). The existing body of
literature concerning ringed seal
population status and trends is limited,
and additional studies are needed to
better understand many aspects of
ringed seal population dynamics and
habitat relationships. However, the ESA
does not allow us to defer listing
decisions until additional information
becomes available. In reaching a final
listing determination we have
considered the best scientific and
commercial data available, including
the information provided in the status
review report as well as information
received via the peer review process and
public comment. These data are
sufficient to conclude that Arctic,
Okhotsk, and Baltic ringed seals are
likely to become endangered within the
foreseeable future (threatened) and
Ladoga ringed seals are in danger of
extinction (endangered).
Comments on the Climate Model
Projections and the Identification and
Consideration of Related Habitat
Threats
Comment 31: A commenter noted that
studies indicate the risks from climate
change are substantially greater than
those assessed in the IPCC’s AR4,
raising concern that the IPCC climate
change projections used in the status
review report likely underestimate
climate change risks to ringed seals.
Response: Although recent
observations of annual minimum ice
extent in the Arctic Ocean have been
outside (i.e., below) the majority of
model runs projected from the most
commonly used scenarios, a few models
exhibit anomalies of a similar
magnitude early in the 21st century.
Nonetheless, the observed sea ice retreat
has been faster than the consensus
projection, which may have occurred
either because: (1) climate models do
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not have sufficient sea ice sensitivity to
the rise in GHG forcing, or (2) there is
an unusually large contribution in
observations from natural variability.
Many of the same recent years have
been characterized by near record high
ice extents in regions such as the Bering
Sea, for example. While we recognize
the possibility that consensus
projections may underestimate the
future risks to ringed seals, the
likelihood of that does not seem to be
sufficiently established to warrant
abandonment of the IPCC AR4 as the
best available scientific basis for
projection of future conditions.
Comment 32: The State of Alaska
noted that predicting climate change is
made more difficult and uncertain by
decades long shifts in temperature that
occur due to such variables as the
Pacific Decadal Oscillation (PDO).
Response: Climate models account for
PDO variability but the PDO is chaotic—
the future points at which it will shift
between its warm and cool phases
cannot currently be predicted. In this
sense, a specific PDO is not predictable
in the future. To address this
unpredictable variability, NMFS used
the average from an ensemble of models
and model runs. The average of the
ensemble indicates the expected
response forced by rising GHGs and
aerosol changes. The individual model
runs that compose the ensemble vary
substantially, often trending above or
below the average, or bouncing back and
forth across it. The variability among the
model runs in the ensemble reflects the
unpredictability of the PDO and many
other factors. We used the range of this
variability in our projections of future
ice conditions, for example, to
characterize the minimum, mean, and
maximum ice concentrations in future
decades.
Comment 33: The State of Alaska and
another commenter noted that it is
assumed Arctic ringed seals cannot
survive without year-round ice.
However, they suggested that the
current status of the other ringed seal
subspecies indicates ringed seals can
survive without multi-year ice.
Response: Our risk assessment for
Arctic ringed seals was not based on an
assumption that they require sea ice
year-round. The threats that were scored
by the BRT as moderate to high
significance were a decrease in sea ice
habitat suitable for whelping and
nursing, and increased hypothermia due
to insufficient depth or duration of
snow cover (Table 5; Kelly et al., 2010a).
Both of these threats are relevant to the
period of whelping and pup rearing,
about mid-March to mid-June for Arctic
ringed seals. We discussed in the
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preamble to the proposed rule that the
projected decreases in sea ice, and
especially snow cover, are expected to
lead to increased pup mortality from
premature weaning, hypothermia, and
predation.
Comment 34: A commenter expressed
the view that sea ice in the Arctic has
been in decline for a number of years
without observed detrimental effects on
ringed seals, thus calling into question
NMFS’s assumption that future declines
in sea ice will inevitably result in
impacts to ringed seals.
Response: As noted in the preamble to
the proposed rule and discussed in
detail in the status review report, our
present ability to detect changes in the
Arctic and Okhotsk ringed seal
populations is limited. There are no
population estimates sufficiently precise
for use as a reference in judging trends.
Indices of condition, such as those
recently reported by ADFG
(Quakenbush et al, 2011), are available
for only a limited portion of the Arctic
ringed seal’s range and would not be
expected to detect certain types of
detrimental effects, such as an increase
in pup mortality by predation.
Therefore, while NMFS is not aware of
unequivocal evidence that Arctic or
Okhotsk ringed seals have declined, the
converse is equally true: there is no firm
evidence that these populations are
stable or increasing. Our decision to list
these subspecies is based primarily on
our conclusion for ESA listing Factor A
that ongoing and projected changes in
sea ice habitat pose significant threats to
the persistence of all of the ringed seal
subspecies.
The primary concern about future
ringed seal habitat stems from
projections of inadequate snow depths
for birth lair formation and maintenance
later in the 21st century. Although the
model projections considered in the
status review report indicate a decline
in snow depth on sea ice has been
underway for some years, the average
predicted depth remains at least slightly
greater than the 20 cm minimum for
lairs. Thus, these projections are
consistent with a scenario in which
little or no impact from climate
disruption has yet been felt by Arctic
ringed seals. The anticipated impacts
likely will begin to appear in the near
future as average snow depth on ice
declines.
Comment 35: The State of Alaska and
another commenter suggested that the
record high winter ice in the Bering Sea
from 2007–2010 casts some doubt on
the determination of the threat of
extinction to ringed seals. They noted
that the climate model projections make
it clear that winter ice will continue to
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occur, and that the length of open water
and changes in snow accumulation are
the primary issues. These commenters
expressed the view that changes in the
distribution and numbers of ringed seals
may occur, but the continued
occurrence of winter ice, and
particularly years where its record
extent coincides with low summer ice,
indicate that a more thorough
assessment of seal habitat and
population responses is needed before
the threat of extinction can be assessed
with any level of certainty.
Response: The above average ice
cover in winter in the Bering Sea in 4
of the last 5 years is consistent with
natural variability of the past 33 years
and does not represent a statistically
significant increase. In any case, as the
reviewer notes, the length of the open
water season and snow depths are the
primary issues. Furthermore it is the
trend, forced from rising GHGs, in the
sea ice cover in fall (and hence open
water) that causes snow depth to
decline in the model projections.
Comment 36: A commenter noted that
NMFS’s current MMPA stock
assessment report and proposed draft
update state that there are insufficient
data to predict the effects of Arctic
climate change on the Alaska ringed
seal stock, suggesting that predicting
future population declines based upon
climate change effects is speculative.
Response: NMFS’s MMPA stock
assessments for ice-associated seals
need to be updated, which NMFS is in
the process of doing to reflect new data
and recent analyses from ESA status
reviews.
Comment 37: A commenter noted that
elders and hunters interviewed in 2011
for a Kawerak research project on TEK
of ice seals and walruses reported
changes in ice and weather that
complicated hunter access, but they also
explained that walrus, bearded, and
ringed seals were as healthy as ever. The
commenter also noted that multiple
hunters in these interviews also
reported that marine mammals have
shifted their migrations to match the
timing of earlier ice break-ups.
Individual observations regarding ice
seal ecology, health, abundance,
behavior, and habitat were also
provided by a number of coastal Alaska
residents, primarily Native hunters.
Many of these comments, including
those from the ISC, indicated that
although the effects of a warming Arctic
have been observed for a number of
years, ringed seals appear healthy and
abundant, and any significant decline
does not appear to be sufficiently
imminent to warrant listing Arctic
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ringed seals as threatened under the
ESA at this time.
Response: TEK provides a relevant
and important source of information on
the ecology of Arctic ringed seals, and
we have carefully reviewed the
comments submitted from individuals
with TEK on ringed seals and climate
change. We do not find that these
observations conflict with our
conclusions. As we have noted in
response to other related comments,
Arctic ringed seals are not presently in
danger of extinction, but are likely to
become endangered within the
foreseeable future.
Comment 38: Greenland’s DFHA
commented that the most pessimistic
scenarios for consequences of sea ice
loss on polar bears estimate a reduction
in the polar bear population to one-third
of its present size by 2099, and that if
the densities of polar bears and Arctic
ringed seals continue to stay correlated
in the ratio of 1:200, this implies that
there would still be more than 2 million
ringed seals.
Response: The ratio between ringed
seal and polar bear densities, and the
speculation that such a ratio would
remain constant in the face of extreme
changes in the Arctic ecosystem, are
interesting as a conceptual exercise but
cannot be considered the best scientific
and commercial information for the
purpose of our ESA listing decision.
Comment 39: Greenland’s DFHA
suggested that if the projected changes
in sea ice cover are realized, ringed seal
habitat will likely shift northward of the
range of Inuit hunters. They commented
that in recent years new ringed seal
habitat has emerged in northern areas
where there is not hunting, which has
actually created a new sanctuary for
ringed seals in what must be some of the
most pristine habitats on earth.
Response: The current levels of
subsistence hunting do not threaten
ringed seal populations. If sanctuaries
from human or other predation were to
emerge, as the commenter suggested,
this could moderate, to some extent,
losses due to poor snow and ice
conditions. However, given the
relatively small impact of hunting, and
the potentially very large impact from
the loss of pupping habitat, such
sanctuaries would have limited benefit
for the declining population status over
time.
Comment 40: Some commenters
argued that ocean acidification should
be determined to be a significant threat,
in particular when considered
cumulatively with other climate change
impacts. Another commenter disagreed,
and felt that NMFS more clearly
discussed the uncertainties associated
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with assessing the potential impacts of
ocean acidification in the previous ESA
listing determinations for ribbon and
spotted seals.
Response: As we discussed in the
preamble to the proposed rule, the
impact of ocean acidification on ringed
seals is expected to be primarily through
changes in community composition, but
the nature and timing of these changes
is uncertain. The BRT members tended
to rank the threat from ocean
acidification as relatively low, but also
noted the very low degree of certainty
about the nature and magnitude of
potential effects on ringed seals (Tables
5–8; Kelly et al., 2010a). However, the
BRT did consider cumulative effects as
part of the threats assessment scoring
procedure, as evidenced by the fact that
the overall score for each ESA section
4(a)(1) factor tended to be as high or
higher than the score assigned for
individual threats within each factor.
Comments on the Identification and
Consideration of Other Threats
Comment 41: A commenter expressed
the opinion that the listing of ringed
seals is related to the elevated number
of sick or dead ringed seals reported in
2011. This commenter noted, however,
that testing has not identified a cause for
this apparent disease outbreak, and that
the significance of the mortalities to the
population as a whole is unclear.
Response: The proposed listing of
Arctic ringed seals is not related to the
disease outbreak referred to by the
commenter, which began after the
proposal was published. The elevated
numbers of sick or dead ringed seals in
the Arctic and Bering Strait regions of
Alaska beginning in July 2011 led to the
declaration of an unusual mortality
event (UME) by NMFS under the MMPA
on December 20, 2011. The underlying
cause of this UME is unknown and
remains under focused expert
investigation. We acknowledged in the
preamble to the proposed rule that
abiotic and biotic changes to ringed seal
habitat could lead to exposure to new
pathogens or new levels of virulence.
However, based on the best scientific
and commercial data available, we
continue to consider the potential
threats to ringed seals from disease to be
low.
Comment 42: A few commenters
expressed the opinion that existing
regulatory mechanisms in the United
States and elsewhere are not adequate to
address the factors driving climate
disruption (i.e., GHGs). One of these
commenters suggested that U.S.
agencies are either failing to implement
or only partially implementing laws for
GHGs, and that the continued failure of
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the U.S. Government and international
community to implement effective and
comprehensive GHG reduction
measures places ringed seals at everincreasing risk, where the worst-case
IPCC scenarios are becoming more
likely.
Response: While some progress is
being made in addressing anthropogenic
GHG emissions, we recognize in our
analysis under ESA listing Factor D that
current mechanisms do not effectively
regulate the anthropogenic processes
influencing global climate change and
the associated changes to ringed seal
habitat, and that this is contributing to
the risks posed to ringed seals by these
emissions. Further, we note that our
analysis considered future emissions
scenarios that did not involve dramatic
and substantial reductions in GHG
emissions.
Comment 43: Some commenters
suggested that NMFS should re-examine
its conclusion that fisheries do not
threaten ringed seals because a warming
climate could lead to shifts in
commercial fisheries that could affect
the seal’s food base.
Response: The possible advent of new
commercial fisheries, and the nature
and magnitude of ecosystem responses,
are speculative. Although there are
possible risks, those should be mitigated
through appropriate management of
new fisheries. In U.S. waters, the intent
to conduct such responsible
management is evident in the Arctic
Fishery Management Plan (North Pacific
Fishery Management Council, 2009),
which establishes a framework for
sustainably managing Arctic marine
resources.
Comment 44: Some commenters
stated that offshore oil and gas
development should be determined to
be a threat to ringed seals in part
because there is no technology available
to effectively contain or recover spilled
oil in ice covered waters, and a large oil
spill could be devastating to these seals.
In addition one of these commenters
emphasized that extensive offshore oil
developments are currently underway
within the range of Arctic ringed seals,
and additional drilling is proposed in
the Beaufort and Chukchi seas. Other
commenters stated that offshore oil and
gas development, as currently regulated,
does not pose a significant threat to
Arctic ringed seals.
Response: Although a large oil spill
could cause substantial injury,
mortality, and indirect impacts to seals
in the area, the risks posed to
persistence of the ringed seal subspecies
as a whole are low and are possible to
mitigate by preventive measures, at least
relative to the much more pervasive
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risks from climate change and habitat
loss.
Comments on the Status Determinations
for the Ringed Seal Subspecies
Comment 45: The State of Alaska,
Canada’s DFO, Nunavut’s Department of
Environment, and several other
commenters expressed the opinion that
Arctic ringed seals should not be listed
because there are no scientific data
demonstrating any observed past or
present adverse impacts on ringed seal
populations resulting from sea ice
recession or other environmental
changes attributed to climate change.
The State of Alaska also extended this
comment to the other subspecies of
ringed seals proposed for listing. These
commenters suggested that the
determinations rely on the results of
predictive models and speculation
about future impacts, which they argued
provide insufficient justification. Some
of these commenters noted that in
contrast, the polar bear ESA
determination relied upon data for some
populations that suggested a link
between observed population declines
or other population vital rates and
climate change. Further, the State of
Alaska and another commenter
suggested that climate model
projections should be considered as
hypotheses to be tested with data
collected over time.
Response: We have concluded that
the best scientific and commercial data
available, which are discussed in detail
in the status review report and are
summarized in this notice, provide
sufficient evidence that: (1) Ringed seals
are strongly ice-associated and the
pupping and nursing seasons, in
particular, are adapted to the phenology
of ice and snow; (2) reductions in sea
ice and in particular the depth and
duration of snow cover on sea ice are
very likely to occur within the
foreseeable future; (3) without the
protection of lairs, ringed seals, in
particular newborn pups, are vulnerable
to freezing and predation; (4) the rates
of environmental change will be rapid
in the coming centuries and may
outpace possible adaptive responses;
and (5) the rapid changes in sea ice
habitat are likely to decrease the ringed
seal populations to levels where they
are in danger of extinction. Because
Arctic ringed seals stay with the ice as
it annually advances and retreats, the
southern edge of this subspecies’ range
may initially shift northward. However,
whether Arctic ringed seals will
continue to move north with retreating
ice over the deeper, less productive
Arctic Basin waters and whether species
that they prey on will also move north
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is uncertain. Land boundaries will limit
the ability of Okhotsk, Baltic, and
Ladoga ringed seals to shift their range
northward in response to deteriorating
ice and snow conditions. Regarding the
climate model forecasts, the BRT
analyses used simulations from six
CMIP Phase 3 (CMIP3) models prepared
for the IPCC’s AR4, which represent the
scientific consensus view on the causes
and future of climate change and
constitute the best scientific and
commercial data available. Based on
this information, and after considering
the five ESA section 4(a)(1) factors, we
have determined that the Arctic,
Okhotsk, and Baltic subspecies are
likely to become endangered within the
foreseeable future throughout their
ranges (i.e., threatened under the ESA).
Ladoga ringed seals are also faced with
additional threats and the population
has been greatly reduced from historical
numbers. We have therefore determined
that an endangered listing is appropriate
for this subspecies.
With regard to the comment that the
climate model projections should be
considered as hypotheses, with data
collected over time to test the
hypotheses, taking that approach in lieu
of listing is not an option under the
ESA. If the best scientific and
commercial data available indicate that
a species satisfies the definition of
threatened or endangered, then NMFS
must list it. In time, as new data become
available, NMFS may de-list a species,
change its listing status, or maintain its
listing status. The determination here is
based on the best scientific and
commercial data that is presently
available.
Comment 46: The Marine Mammal
Commission recommended that before
listing the Arctic ringed seal subspecies,
NMFS first determine whether ringed
seals in the Canadian Arctic
Archipelago might be recognized as a
discrete and significant population and
excluded from the listing due to limited
change in physical and ecological
conditions projected for that area. A
related comment from Canada’s DFO
expressed the view that the subspecieswide listing of Arctic ringed seals does
not address the variable spatial and
temporal scales of threats that the
different populations of Arctic ringed
seals face. This commenter noted, for
example, that while in the southern
parts of its range certain Arctic ringed
seal populations might be compromised
if warming trends continue, in other
Arctic regions ringed seal habitat could
be expected to remain.
Response: Under our ‘‘Policy
Regarding the Recognition of Distinct
Vertebrate Population Segments Under
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76731
the Endangered Species Act’’ (61 FR
4722; February 7, 1996) two elements
are considered when evaluating whether
a population segment qualifies as a
distinct population segment (DPS)
under the ESA: (1) The discreteness of
the population segment in relation to
the remainder of the species or
subspecies to which it belongs; and (2)
the significance of the population
segment to the species or subspecies to
which it belongs. If a population
segment is discrete and significant (i.e.,
it is a DPS), its evaluation for
endangered or threatened status will be
based on the ESA’s definitions of those
terms and a review of the factors
enumerated in section 4(a).
A population segment of a vertebrate
species may be considered discrete if it
satisfies either one of the following
conditions: (1) it is markedly separated
from other populations of the same
taxon as a consequence of physical,
physiological, ecological, or behavioral
factors; or (2) it is delimited by
international governmental boundaries
within which differences in control of
exploitation, management of habitat,
conservation status, or regulatory
mechanisms exist that are significant in
light of section 4(a)(1)(D) of the ESA. As
summarized in the preamble to the
proposed rule and discussed in detail in
the status review report (p. 35–39), we
found no evidence of discrete segments
within the Arctic ringed seal
population, including within the
Canadian Arctic Archipelago. Therefore,
we did not take the next step of
determining whether any population
segment is significant to the taxon to
which it belongs.
Comment 47: A commenter suggested
that if NMFS determines that any of the
ringed seal subspecies are threatened
under the ESA, it should adopt the
approach used by FWS for species such
as the walrus and designate them as
candidate species, or alternatively list
them as species of concern. This
commenter expressed the opinion that
listing the species as candidate species
or species of concern would avoid
unnecessary expenditure of resources
while providing for the option to take
appropriate action under the ESA if it
becomes necessary.
Response: Although NMFS and FWS
define candidate species the same way
in their joint regulations, the two
agencies have slightly different
interpretations of the term. FWS
candidate species are those species for
which FWS has sufficient information
to support an ESA listing but for which
issuance of a proposed rule is precluded
due to higher priority listings (61 FR
64481; December 5, 1996). Therefore,
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FWS has already determined that its
candidate species warrant listing under
the ESA. In contrast, NMFS uses the
term ‘‘candidate species’’ to refer to ‘‘(1)
species that are the subject of a petition
to list and for which NMFS has
determined that listing may be
warranted, pursuant to section
4(b)(3)(A), and (2) species for which
NMFS has determined, following a
status review, that listing is warranted
(whether or not they are the subject of
a petition)’’ (69 FR 19976; April 15,
2004). Regardless, once a species has
been proposed for listing, section
4(b)(6)(A) of the ESA does not allow us
to issue a ‘‘warranted but precluded’’
finding. Such a finding is only
permissible at the time of a 12-month
finding (see section 4(b)(3)(B)), not a
final rule. NMFS defines a ‘‘species of
concern’’ as a species that is not being
actively considered for listing under the
ESA, but for which significant concerns
or uncertainties regarding its biological
status and/or threats exist (69 FR 19975;
April 15, 2004). This is not the case for
Arctic, Okhotsk, Baltic, or Ladoga
ringed seals.
Comment 48: A commenter noted that
the Alaska stock of ringed seals is not
listed as depleted or strategic under the
MMPA by NMFS, which they suggested
indicates the absence of scientific data
or consensus that these populations are
currently threatened or in significant
decline.
Response: The absence of a depleted
designation does not mean that a
species is not threatened under the ESA.
Similarly, the absence of a threatened
designation does not mean a species or
population stock is not depleted under
the MMPA. Under both the ESA and the
MMPA, these determinations are based
on reviews of the best scientific and
commercial data available, which is the
process NMFS is undertaking here.
The criteria for depleted or strategic
status under the MMPA also differ from
those for threatened or endangered
species under the ESA. A species or
population stock is considered depleted
under the MMPA if it is determined
through rulemaking to be below its
optimum sustainable population (OSP)
or if it is listed as threatened or
endangered under the ESA. Section 3(9)
of the MMPA (16 U.S.C. 1362(9))
defines OSP as ‘‘the number of animals
which will result in the maximum
productivity of the population or
species, keeping in mind the carrying
capacity of the habitat and the health of
the ecosystem of which they form a
constituent element.’’ Under the MMPA,
the term ‘‘strategic stock’’ means a
marine mammal stock: (1) for which the
level of human-caused mortality
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exceeds the maximum number of
animals that may be removed (not
including natural mortalities) while
allowing the stock to reach or maintain
its OSP; (2) based on the best available
scientific information, is declining and
likely to be listed as threatened under
the ESA; or (3) is listed as threatened or
endangered under the ESA. While we
may consider MMPA stock assessment
information, our determination as to
whether the Arctic ringed seal meets the
definition of a threatened or endangered
species must be based on an assessment
of the threats according to section 4 of
the ESA.
Comment 49: Several commenters,
including Canada’s DFO and Nunavut’s
Department of Environment, expressed
the view that listing the ringed seal
subspecies as threatened is inconsistent
with the IUCN’s listing of ringed seals
among species of ‘‘least concern.’’
Response: While we may review the
assessment processes and conclusions
of other expert organizations such as the
IUCN, our determination as to whether
the ringed seal subspecies meet the
definition of threatened or endangered
must be an independent one based on
an assessment of the threats according
to section 4 of the ESA. After reviewing
the best scientific and commercial data
available, we have determined that
Arctic, Okhotsk, and Baltic, ringed seals
are likely to become endangered within
the foreseeable future (threatened) and
that Ladoga ringed seals are in danger of
extinction (endangered).
Comment 50: The Marine Mammal
Commission recommended that NMFS
re-evaluate individual and cumulative
threats to the Baltic and Ladoga
subspecies of ringed seals and consider
listing these species as endangered. The
Commission noted that the Baltic and
Ladoga subspecies are greatly reduced
from historical numbers and are subject
to a range of threats in addition to
reduction in ice habitat, including
mortality in fishing gear, industrial
pollution, and for Ladoga ringed seals,
disturbance of summer haul-out site
areas, and likely increased risk of
predation as lair conditions deteriorate.
Response: With regard to Baltic ringed
seals, we expressly recognized the
threats identified by the Commission in
the preamble to the propose rule. The
BRT judged the risks posed by those
threats to be low to moderate at present.
In weighing the immediacy and
magnitude of the threats posed to Baltic
ringed seals, we continue to conclude
that Baltic ringed seals are likely to
become endangered within the
foreseeable future, rather than that they
are in danger of extinction.
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We have also considered the
Commission’s comments and
information regarding Ladoga ringed
seals. After reanalyzing the factors
affecting Ladoga ringed seals, we agree
that greater weight should be given to
the range of threats affecting these seals,
and in particular the severity of the
threats posed by loss of ice and snow
and mortality in fishing gear. As noted
in the preamble to the proposed rule,
threats such as drowning of seals in
fishing gear and disturbance from
human activities are conservation
concerns for Ladoga ringed seals that
could exacerbate the effects to these
seals due to climate change and habitat
loss. There is evidence that sealfisheries conflicts continue, and that
bycatch of seals in fishing nets is a
significant source of mortality (Verevkin
¨
et al., 2010). Medvedev and Sipila
(2010) also reported that in the north
portion of Lake Ladoga there has been
a marked decrease in snow cover and
thickness of snow drifts. They noted
that the importance of this northern part
of the lake as breeding habitat is likely
to increase as ice cover decreases or
disappears in southern Lake Ladoga. We
have therefore concluded in our
analysis of the five ESA section 4(a)(1)
factors that the risks to Ladoga ringed
seals under listing Factor A (‘‘The
Present or Threatened Destruction,
Modification, or Curtailment of its
Habitat or Range’’) and to a lesser extent
Factor D (‘‘Inadequacy of Existing
Regulatory Mechanisms’’) and Factor E
(‘‘Other Natural or Manmade Factors
Affecting the Species’ Continued
Existence’’) are collectively significantly
contributing to the risk of extinction for
this landlocked population. We note
that Kovacs et al. (2012) cited similar
threats in classifying the Ladoga ringed
seal as endangered according to the
IUCN Red List classification criteria.
After reconsidering the ESA section
4(a)(1) factors in light of the
Commission’s comments and the new
information discussed above, and taking
into consideration other relevant factors,
including conservation efforts and
special designations for this population,
we have determined that Ladoga ringed
seals are ‘‘in danger of extinction,’’ and
are now listing them as endangered in
this final rule.
Comments Related to Subsistence
Harvest of Ringed Seals
Comment 51: Several comments
received, including from the ISC,
expressed concern that Alaska Natives
who harvest ice seals, and all of the
coastal communities, will likely be
disproportionately affected by the
listing of Arctic ringed seals as
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threatened; and that the listing could
cause hardship in the form of
restrictions being placed on subsistence
hunting of the seals, and could also
result in other restrictions that could
impair economic development. Some of
these commenters expressed concern
that the listing could also result in
additional unfunded mandates, such as
monitoring of the seal harvest.
Response: As discussed above, the
MMPA and ESA exempt subsistence
takes by Alaska Natives from the marine
mammal take prohibitions. Subsistence
harvest of ringed seals by Alaska
Natives appears sustainable and does
not pose a threat to the populations. If
the current situation changes, we will
work under the co-management
agreement with the ISC to find the best
approach to ensure that sustainable
subsistence harvest of these seals by
Alaska Natives continues. Protection
under the ESA does not automatically
result in specific data collection and
reporting requirements for the species.
However, benefits of listing a species
under the ESA can include enhanced
funding and research opportunities that
might address aspects of the harvest for
a listed species. In addition, when a
species is listed under the ESA,
additional protections apply that
promote the conservation of the species
and therefore have the potential to
benefit subsistence harvests. For
example, section 7 of the ESA requires
Federal agencies to ensure that the
activities they authorize, fund, or carry
out are not likely to jeopardize the
continued existence of the species or to
destroy or adversely modify its critical
habitat. If a Federal action may affect a
listed species or its critical habitat, the
action agency must enter into
consultation with NMFS.
Comment 52: The ISC expressed the
view that, should Arctic ringed seals be
listed under the ESA, the Alaska Native
community should have a strong role in
determining the terms of subsequent
management, including (1)
representation on the recovery team, (2)
the identification of critical habitat, (3)
identification of criteria that must be
met before any changes could be
required in the harvest of ringed seals or
trade in their parts, (4) identification of
research priorities, and (5) identification
of a mechanism for distribution of funds
available for research and management.
Some other commenters similarly
suggested that local Native subsistence
users should be involved directly and
have primary roles in any subsistencerelated management or monitoring
activities involving ringed seals.
Response: We recognize the
importance of ringed seals to the Alaska
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Native community, as well as the
expertise and particular knowledge the
Alaska Native hunting communities
possess regarding the species and its
habitats. We are committed to
meaningful involvement of
stakeholders, including the Alaska
Native Community, throughout any
recovery planning process. Critical
habitat will be proposed in subsequent
rulemaking. We are soliciting comments
on the identification of critical habitat
(see DATES, ADDRESSES, and Public
Comments Solicited for additional
information). We encourage those with
expertise and understanding of those
physical or biological features which are
essential to the conservation of the
Arctic ringed seal and which may
require special management to submit
written comments.
In the response to comment 26 above,
we explained the criteria that must be
satisfied for any regulation of
subsistence harvest of ringed seals or
trade in their parts to occur under the
MMPA.
We appreciate the ISC’s interest in
identifying research priorities and a
mechanism to distribute funds for ice
seal research and management. The
ISC’s Ice Seal Management Plan
identifies its biological and subsistence
research recommendations for ice seals.
The ISC has provided this management
plan to NMFS and we are taking the
information into consideration in
planning future research (the ISC has
also made a copy of this plan available
at our web site; see ADDRESSES).
Comments on the ESA Process and
Related Legal and Policy Issues
Comment 53: NMFS received
comments that we should consult
directly with all of the Alaska Native
communities that could potentially be
affected by the proposed listings, hold
public hearings in each of these
communities, and consult directly with
the ISC on the listings. The ISC stated
that they protest the lack of
consultation, request an explanation
from NMFS, and require a commitment
to be involved in all future aspects of
the listing process prior to any future
public announcement. Some
commenters, including the ISC, also
expressed concern that without holding
hearings in more communities where a
majority of the ice seal hunters live,
these communities were not able to
provide informed comments. In
addition, one commenter stated there is
confusion and frustration in the Alaska
Native community regarding the listing
process and harvest implications, and
suggested that a better process is needed
to ensure that all stakeholders have an
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opportunity to learn about and
understand the proposed rules and their
implications. We received several
comments expressing concern that
consultation with Alaska coastal
communities and local leaders was
inadequate. One commenter asserted
that the Inuit of Alaska, Canada, Russia,
and Greenland should all play a central
consultative role in any decision that
could affect them in relation to wildlife
food sources and wildlife management
regimes.
Response: NMFS has coordinated
with Alaska Native communities
regarding management issues related to
ice seals through co-management
organizations, particularly the ISC.
NMFS discussed the listing petitions
with the ISC, and provided updates
regarding the timeline for the ringed
seal status review. Following
publication of the proposed listing
determination, we notified the ISC of
the proposal and requested comments
on the proposed rule. NMFS remains
committed to working with Alaska
Natives on conservation and subsistence
use of ringed seals.
We acknowledge the value of face-toface meetings, and NMFS held three
public meetings in: (1) Anchorage,
Alaska, on March 7, 2011; (2) Barrow,
Alaska, on March 22, 2011; and (3)
Nome, Alaska, on April 5, 2011. The
logistical difficulties with holding
additional hearings in other remote
communities made it impractical to do
so. We instead used other methods to
provide opportunities for the public to
submit comments both verbally and in
writing. With assistance from the North
Slope and Northwest Arctic boroughs,
we provided teleconferencing access to
the Barrow hearing from outlying
communities in the North Slope
Borough and from Kotzebue. The public
hearings in Anchorage and Barrow were
announced in the Federal Register on
February 22, 2011 (76 FR 9733), and the
public hearing in Nome was announced
in the Federal Register on March 18,
2011 (76 FR 14882). The communities of
Kaktovik, Wainwright, Point Lay, Point
Hope, Nuiqsut, Anaktuvuk Pass, and
Kotzebue participated in the Barrow
hearing via teleconferencing. The public
hearings were attended by
approximately 88 people. In response to
comments received during the public
comment period that indicated some
tribes may wish to consult on the
proposed rule, we also contacted
potentially affected tribes by mail and
offered them the opportunity to consult
on the proposed action.
We recognize the value of ringed seals
to the Inuit of Canada, Alaska, Russia,
and Greenland, and we have considered
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all of the comments received from
interested parties in our final
determination. Further, we note that
E.O. 13175 outlines specific
responsibilities of the Federal
Government in matters affecting the
interests of recognized tribes in the
contiguous 48 states and in Alaska. We
have met those obligations in the
development of this final action.
Comment 54: The State of Alaska
commented that NMFS did not involve
the State in a meaningful manner in
either the development of the status
review report or the proposed listing
rule.
Response: We sent a copy of the 90day petition finding to ADFG and
considered all of the comments and
information submitted in response to
this finding in the development of the
status review report and the proposed
rule. We also provided funding to ADFG
to analyze information and samples
collected from Alaska Native
subsistence harvest of ringed seals to
make these data available for inclusion
in the status review report. Although
reports on the results of this work were
submitted after the status review report
was completed and the proposed rule
was published, we have considered this
information in our final determination.
During the initial public comment
period, we sent a copy of the proposed
rule to ADFG and the Alaska
Department of Natural Resources
(ADNR), and in those mailings noted the
Internet availability of the proposed
rule, status review report, and other
related materials. In response to
requests received, including from the
State of Alaska, we extended the public
comment period 45 days to provide
additional time for submission of
comments. We have thoroughly
considered the comments submitted by
the State of Alaska, and these comments
are addressed in this final rule.
Comment 55: Some commenters
expressed the opinion that the ESA is
not intended as a means to regulate
potential impacts from climate change,
or that the primary potential threats to
ringed seals identified are the result of
a global phenomenon that cannot be
effectively addressed through the ESA,
and thus the proposed listings will not
provide a significant conservation
benefit.
Response: First, this rulemaking does
not regulate impacts from climate
change. Rather, it lists certain species as
threatened or endangered, thereby
establishing certain protections for them
under the ESA. Second, section
4(b)(1)(A) of the ESA states that the
Secretary shall make listing
determinations solely on the basis of the
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best scientific and commercial data
available after conducting a review of
the status of the species and taking into
account efforts to protect the species.
Based on our review of the best
available information on the status of
Arctic, Okhotsk, Baltic, and Ladoga
ringed seals, and efforts currently being
made to protect these subspecies, we
conclude that Arctic, Okhotsk, and
Baltic ringed seals should be listed as
threatened and Ladoga ringed seals
should be listed as endangered. Our
supporting analysis is provided in this
final rule and is supplemented by our
responses to peer review and public
comments. While listing does not have
a direct impact on the loss of sea ice or
the reduction of GHGs, it may indirectly
enhance national and international
cooperation and coordination of
conservation efforts; enhance research
programs; and encourage the
development of mitigation measures
that could help slow population
declines. In addition, the development
of a recovery plan will guide efforts
intended to ensure the long-term
survival and eventual recovery of Arctic
ringed seals.
Comment 56: Several commenters,
including the State of Alaska and the
ISC, expressed the view that ringed
seals and their habitat are adequately
protected by existing international
agreements, conservation programs, and
laws such as the MMPA.
Response: We recognize that there are
existing regulatory mechanisms, such as
the MMPA, that include protections for
ringed seals. However, declining to list
a species under the ESA because it is
generally protected under other laws
such as the MMPA would not be
consistent with the ESA, which requires
us to list a species based on specified
factors and after considering
conservation efforts being made to
protect the species. As discussed in our
analysis under ESA listing Factor A, a
primary concern about the conservation
status of the ringed seal stems from the
likelihood that its sea ice habitat has
been modified by the warming climate
and that the scientific consensus
projections are for continued and
perhaps accelerated warming for the
foreseeable future. While we
acknowledge that there is some progress
being made in addressing anthropogenic
GHG emissions, we also recognize
under listing Factor D that current
mechanisms do not effectively regulate
the anthropogenic factors that influence
global climate change and the associated
changes to ringed seal habitat.
Comment 57: The State of Alaska
commented that NMFS’s proposed
listing of the Arctic ringed seal would
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interfere directly with Alaska’s
management of ringed seals and their
habitat and would therefore harm
Alaska’s sovereign interests. The State
also commented that NMFS’s listing
determination impedes Alaska’s ability
to implement its own laws by displacing
State statutes and regulations addressing
Alaska’s wildlife and natural resources
generally, and ringed seals specifically.
Response: The ESA does not preclude
the State from managing ringed seals or
their habitat. We disagree that the listing
of a species under the ESA would
displace a specific state law or
otherwise impede the State’s ability to
implement its own laws. We note that
in 2009 NMFS and ADFG entered into
a cooperative agreement for the
conservation of threatened and
endangered species pursuant to ESA
section 6(c)(1).
Comment 58: The State of Alaska
commented that NMFS’s consideration
of the State’s formal conservation
measures designed to improve the
habitat and food supply of ringed seals
is extremely limited, and without any
supporting analysis. Such limited
consideration of the State’s conservation
programs fails to comply with NMFS’s
affirmative statutory obligation under
ESA section 4(b) and NMFS’s Policy for
the Evaluation of Conservation Efforts.
Response: The ESA provides that
NMFS shall make listing determinations
solely on the basis of the best scientific
and commercial data available and after
conducting a review of the status of the
species and taking into account those
efforts, if any, of any state or foreign
nation to protect such species. NMFS
has developed a specific Policy for
Evaluation of Conservation Efforts (68
FR 15100; March 28, 2003) that
identifies criteria for determining
whether formalized conservation efforts
that have yet to be implemented or to
show effectiveness contribute to making
listing a species as threatened or
endangered unnecessary.
The State of Alaska asserts that it has
implemented laws, regulations, and
mitigation measures that are generally
aimed at protecting ice seals and their
prey. These ‘‘measures’’ (the most
relevant of which are summarized
below), however, are not specifically
directed toward the conservation of
ringed seals and their ice habitat. For
example, the mitigation measures
referenced by the State aim to minimize
the impact of oil and gas operations,
rather than proactively or specifically to
conserve the species. Moreover, the
threats to ringed seals stem principally
from habitat loss associated with global
climate change, a threat the State could
not single-handedly mitigate. Under
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NMFS’s policy and the ESA,
notwithstanding state conservation
efforts, ‘‘if the best available scientific
and commercial data indicate that the
species meets the definition of
‘endangered species’ or ‘threatened
species’ on the day of the listing
decision, then we must proceed with
the appropriate rule-making activity
under section 4 of the Act,’’ i.e., list the
species (68 FR 15115; March 28, 2003).
Finally, in the preamble to the
proposed rule we described our
consideration of the effects of existing
programs on the extinctions risk of the
four ringed seal subspecies proposed for
listing. In response to these comments
from the State of Alaska, we add the
following details about the State of
Alaska’s regulatory programs.
Under the Submerged Lands Act, the
State of Alaska has authority over the
submerged lands and resources therein,
within an area extending from the mean
high tide line to 3 nautical miles
offshore. The ADNR Division of Oil and
Gas (DOG) develops mitigation
measures and lessee advisories as part
of its best interest finding process for
area-wide oil and gas lease sales. The
North Slope Area-wide and Beaufort Sea
Area-wide lease sales have the potential
to affect ringed seals. Mitigation
measures and lessee advisories
identified for these lease sales include
advisories that ESA-listed and candidate
species may occur in the lease sale area,
that lessees shall comply with
recommended protection measures for
these species, and that lessees must also
comply with MMPA provisions. Other
provisions to protect certain
concentrations of resources and to
protect subsistence harvest could
provide some incidental benefit to
ringed seals.
The Alaska Department of
Environmental Conservation’s (ADEC)
mission involves the permitting and
authorization of actions relating to oil
and gas development, oil spill
prevention and response, pollutant
discharge, and other activities affecting
Alaska’s land and waters in the Arctic.
State of Alaska solid waste management,
water quality, wastewater, air quality,
and vehicle emission standards are
found in the Alaska Administrative
Code (AAC) at 18 AAC 60, 18 AAC 70,
18 AAC 72, 18 AAC 50, and 18 AAC 52,
respectively. Oil spill contingency plans
are required under Alaska Statute AS
46.04.030 and at 18 AAC 75 for crude
oil tankers, non-crude vessels and
barges, oil and gas exploration facilities,
oil flow lines and gathering lines, and
for certain non-crude oil terminals and
non-tank vessels. The ADEC
contaminated sites cleanup process is
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governed by Alaska Statutes at Title 46
and regulations at 18 AAC 75 and 18
AAC 78.
We acknowledge that the State of
Alaska’s regulatory regime may provide
some general benefits to ringed seals
and their habitat. However, these laws
and regulations do not reduce or
mitigate in any material way the
principal threats posed to Arctic ringed
seals from the projected changes in sea
ice habitat. As a result, they do not
change our extinction risk assessment
within this final listing determination.
Comment 59: Several comments were
received regarding the proposed 4(d)
rules requesting additional analyses to
support the conclusion that they are
necessary and advisable and petitioning
NMFS to establish certain limitations on
the application of those rules, such as
excluding activities occurring outside
the range of any of the subspecies of
ringed seals listed as threatened.
Response: For species listed as
threatened, section 4(d) of the ESA
requires the Secretary to issue such
regulations as are deemed necessary and
advisable to provide for the
conservation of the species. Such 4(d)
protective regulations may prohibit,
with respect to threatened species, some
or all of the acts that section 9(a) of the
ESA prohibits with respect to
endangered species. Both the section
9(a) prohibitions and section 4(d)
regulations apply to all individuals,
organizations, and agencies subject to
U.S. jurisdiction. On December 10, 2010
(75 FR 77476), we proposed to issue
protective regulations for ringed seals
under section 4(d) of the ESA to include
all of the prohibitions in section 9(a)(1)
based on a preliminary finding that such
regulations were necessary and
advisable for the conservation of the
species. As explained above, in light of
public comments and upon further
review, we have determined that such
regulations are not necessary at this
time. The Arctic, Okhotsk, and Baltic
subspecies appear sufficiently abundant
to withstand typical year-to-year
variation and natural episodic
perturbations in the near term. The
principal threat to these subspecies of
ringed seals is habitat alteration
stemming from climate change within
the foreseeable future. This is a longterm threat and the consequences for
ringed seals will manifest themselves
over the next several decades. Finally,
ringed seals currently benefit from
existing protections under the MMPA,
and activities that may take listed
species and involve a Federal action
will still be subject to consultation
under section 7(a)(2) of the ESA to
ensure such actions will not jeopardize
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the continued existence of the species.
We therefore conclude that it is unlikely
that the proposed section 4(d)
regulations would provide appreciable
conservation benefits. As a result, we
have concluded that the 4(d) regulations
are not necessary at this time. Such
regulations could be promulgated at
some future time if warranted by new
information.
Comment 60: Comments were
received that critical habitat is both
prudent and determinable; other
comments were received that critical
habitat is not currently determinable
and would require extensive additional
study.
Response: Section 4(a)(3) of the ESA
requires that, to the maximum extent
practicable and determinable, critical
habitat be designated concurrently with
the listing of a species. Critical habitat
is not determinable when information
sufficient to perform required analyses
of the impacts of the designation is
lacking or if the biological needs of the
species are not sufficiently well known
to permit identification of an area as
critical habitat. Existing data are lacking
in several areas necessary to support the
designation of critical habitat, including
identification and description of the
physical and biological features
essential to the conservation of Arctic
ringed seals, and economic data which
would allow for consideration of the
costs of designation. We have therefore
determined that designating critical
habitat for the Arctic ringed seal is
prudent but not determinable at this
time. We will designate critical habitat
for Arctic ringed seals in a subsequent
rulemaking as provided under the ESA,
and we are soliciting comments related
to the designation (see DATES,
ADDRESSES, and Information Solicited).
Comment 61: Comments were
received that it is unclear how future
recovery planning, including
establishing accurate recovery and
delisting criteria, can occur given the
apparent lack of abundance data. Other
comments were received expressing
support for recovery planning for ringed
seals.
Response: Section 4(f) of the ESA
requires that NMFS develop recovery
plans for ESA listed species, unless
such a plan will not promote the
conservation of the species. Section
4(f)(1)(A) of the ESA also states that in
developing and implementing recovery
plans, the Secretary shall, to the
maximum extent practicable, ‘‘give
priority to those endangered species or
threatened species, without regard to
taxonomic classification, that are most
likely to benefit from such plans.’’ The
ranges of Okhotsk, Baltic, and Ladoga
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ringed seals occur entirely under the
jurisdiction of other countries. These
subspecies would therefore qualify for
exemption from the ESA section 4(f)
recovery planning process because the
U.S. has little authority to implement
actions necessary to recover foreign
species. A recovery plan will be
developed for Arctic ringed seals,
provided that the limitations in section
4(a)(1)(A) of the ESA do not apply.
Future recovery planning efforts for the
Arctic ringed seal will incorporate the
best scientific and commercial data
available regarding abundance at that
time, and would identify data gaps that
warrant further research.
Comment 62: A number of comments
stressed that the determination should
be based on sound scientific data and
analysis. Some comments suggested
inappropriate factors such as political
pressure from the climate change debate
may have influenced our decision
making.
Response: We were petitioned to
evaluate the status of the ringed seal
under the ESA. Section 4(b)(1)(A) of the
ESA requires us to make listing
determinations solely on the basis of the
best scientific and commercial data
available. Consistent with this
requirement, in reaching our final
listing determination, we considered the
status review report prepared by the
BRT, information received through
public and peer review comments, and
efforts being made to protect the
species. This information is summarized
in this final rule.
Comment 63: A commenter expressed
the opinion that to provide a meaningful
process in which interested parties
could review and comment on the
special peer review comments, NMFS
should have made the original comment
letters available (rather than NMFS’s
‘‘summary interpretation of those
comments’’) and opened more than a
30-day comment period.
Response: On April 6, 2012, we
announced in the Federal Register the
availability of a peer review report that
consolidated the comments received
from special peer review of the ringed
seal status review report (77 FR 20773).
We issued a news release to ensure that
the public was made aware of this
comment period. The comment period
was limited to 30 days in consideration
of the statutory deadline requiring a
prompt final listing determination. We
did not receive any specific requests to
extend the comment period. The peer
review report simply consolidated the
comments received from the special
peer reviewers to facilitate public
review—the report did not provide our
interpretation of those comments.
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Comments on the Consequences of the
Proposed Listing Rule
Comment 64: Several commenters,
including the State of Alaska and the
ISC, expressed concern that the ultimate
effect of the listings will be additional
regulatory burden and increased
economic and other human impacts
without significant conservation benefit.
Some of these commenters noted that
the proposed listing would affect an
area of national significance because of
its importance for domestic oil and gas
development. The State of Alaska
specifically expressed concern that the
proposed action will cause substantial
injury to Alaska’s economic interests,
including those of northern coastal
municipal governments. The State
expressed the view, for example, that
the listing will deter or delay activities
such as oil and gas exploration and
development, and shipping operations,
which could reduce State royalties and
revenue. One commenter also expressed
concern that the listings could also
potentially cause resources and efforts
to be distracted away from the
conservation of populations at greater
risk.
Response: Section 4(b)(1)(A) of the
ESA states that the Secretary shall make
listing determinations based solely on
the best scientific and commercial data
available, after conducting a status
review of the species and taking into
account efforts to protect the species.
The regulations implementing the ESA
at 50 CFR 424.11(b), consistent with
case law interpreting the ESA and its
legislative history, state that the listing
determination will be made without
reference to possible economic or other
impacts of such determination.
Therefore, we cannot consider such
potential consequences in our final
determination. However, we will
consider economic impacts when
designating critical habitat. We also note
that such activities have been occurring
despite the presence of several ESAlisted whale species in the areas.
Comment 65: A few commenters,
including Greenland’s DFHA, expressed
concern that if the Arctic ringed seal is
listed as threatened a negative market
perception toward use of seal products
could, in turn, impact trade and harm
Inuit communities. These commenters
suggested that the proposed listing
could also result in ringed seals being
listed under the Convention on the
International Trade in Endangered
Species (CITES), which would directly
affect the trade of seal products, a vital
part of the Inuit subsistence lifestyle
and economic independence.
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Response: As noted above, section
4(b)(1)(A) of the ESA states that the
Secretary shall make listing
determinations based solely on the best
scientific and commercial data available
and the regulations implementing the
ESA state that the listing determination
will be made without reference to
possible economic or other impacts of
such determinations. Therefore, we
cannot consider such potential
consequences in our final
determination. Regarding listing under
CITES, we note that the structure of
CITES is similar to the ESA, in that
species are listed in CITES Appendices
according to their conservation status.
However, listed CITES species must also
meet the test that trade is at least in part
contributing to their decline. We did not
find this to be the case for ringed seals.
Additional Comments
Comment 66: The Marine Mammal
Commission recommended that NMFS
develop a research plan to address the
major uncertainties and information
gaps identified in the status review
report, and strengthen collaborative
efforts among range nations to facilitate
research and management to assess the
status and trends of ringed seal
populations throughout the species’
range, and identify protective measures
where necessary. Canada’s DFO noted
that they remain open to exploring
potential areas for cooperation for
improving mutual understanding of
Arctic seal populations. The
Commission and another commenter
expressed the view that NMFS also
needs to prioritize funding to collect
data on ringed seal population size and
trends and many other aspects of the
seal’s biology, such as population
structure of the Arctic subspecies,
which are currently poorly understood.
Response: We agree that additional
research is needed to help resolve areas
of uncertainty and to add to the
ecological knowledge of this species.
We look forward to working with our
partners and stakeholders in the
conservation and recovery of ringed
seals, including obtaining needed
research to fill in knowledge gaps.
Comment 67: The State of Alaska and
another commenter pointed out that the
proposed rule referred to the ‘‘long
generation time’’ of ringed seals without
stating what it is. These commenters
suggested this is an important parameter
for population projections and
population genetics assessments.
Response: Based solely on the type of
life history that ringed (and other) seals
have evolved, with high adult survival
rates and low birth rates, the species is
expected to have a relatively long
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generation time. The age at first
reproduction and the birth rate would
be expected to vary somewhat between
regions and years because these
typically depend upon foraging
conditions. Palo et al. (2001) estimated
the generation time of ringed seals to be
about 11 years, based on vital statistics
reported by Smith (1973) from seals
sampled in the Canadian Arctic during
1966–1970.
Comment 68: The State of Alaska and
another commenter noted that there is a
high degree of uncertainty associated
with the ringed seal subspecies
identified that should be more explicitly
acknowledged, and they provided a
number of references to support this
comment.
Response: Although the concept of a
subspecies as an identifiable taxon has
been questioned by some evolutionary
biologists, and has been applied
inconsistently by taxonomists with
respect to the nature and amount of
differentiation required for subspecies
designation, the concept remains in
wide use and there is clearly no
consensus to abandon it. In the case of
ringed seals, the five subspecies
designations have been in wide use for
many years (for details see Kelly et al.,
2010a) and constitute the best scientific
and commercial data available. There is
clearly no means of dispersal between
the landlocked subspecies in Lake
Saimaa and Lake Ladoga, or between
those subspecies and the remaining
three subspecies. The BRT presented
and considered reasonable evidence in
the status review report that, although
there could be some exchange of
individuals between Arctic ringed seals
and the subspecies in the Baltic Sea or
Sea of Okhotsk, there is no documented
evidence of exchange rates that would
be sufficient to fuel a recovery of the
latter populations if they were to
become severely depleted. Thus, all five
of the widely-recognized subspecies are
appropriate for consideration of whether
a listing is warranted.
Comment 69: A commenter noted that
the Society for Marine Mammalogy
Committee on Taxonomy currently
assigns the ringed seal species and the
five subspecies to the genus Pusa rather
than Phoca.
Response: The status review report
presented and considered a current lack
of consensus on placement of ringed
seals in the genus Pusa or Phoca
(perhaps in a subgenus Pusa). The
proposal to list ringed seals is not
dependent on the nomenclature used.
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Classification
National Environmental Policy Act
(NEPA)
The 1982 amendments to the ESA, in
section 4(b)(1)(A), restrict the
information that may be considered
when assessing species for listing. Based
on this limitation of criteria for a listing
decision and the opinion in Pacific
Legal Foundation v. Andrus, 657 F. 2d
829 (6th Cir. 1981), we have concluded
that NEPA does not apply to ESA listing
actions. (See NOAA Administrative
Order 216–6.)
Executive Order (E.O.) 12866,
Regulatory Flexibility Act, and
Paperwork Reduction Act
Under the plain language of the ESA
and as noted in the Conference Report
on the 1982 amendments to the ESA,
economic impacts cannot be considered
when assessing the status of a species.
Therefore, the economic analyses
required by the Regulatory Flexibility
Act are not applicable to the listing
process. In addition, this rule is exempt
from review under E.O. 12866. This rule
does not contain a collection of
information requirement for the
purposes of the Paperwork Reduction
Act.
E.O. 13132, Federalism
E.O. 13132 requires agencies to take
into account any federalism impacts of
regulations under development. It
includes specific directives for
consultation in situations where a
regulation will preempt state law or
impose substantial direct compliance
costs on state and local governments
(unless required by statute). Neither of
those circumstances is applicable to this
rule.
E.O. 13175, Consultation and
Coordination With Indian Tribal
Governments
The longstanding and distinctive
relationship between the Federal and
tribal governments is defined by
treaties, statutes, executive orders,
judicial decisions, and co-management
agreements, which differentiate tribal
governments from the other entities that
deal with, or are affected by, the Federal
Government. This relationship has
given rise to a special Federal trust
responsibility involving the legal
responsibilities and obligations of the
United States toward Indian Tribes and
the application of fiduciary standards of
due care with respect to Indian lands,
tribal trust resources, and the exercise of
tribal rights. E.O. 13175—Consultation
and Coordination with Indian Tribal
Governments—outlines the
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76737
responsibilities of the Federal
Government in matters affecting tribal
interests. Section 161 of Public Law
108–199 (188 Stat. 452), as amended by
section 518 of Public Law 108–447 (118
Stat. 3267), directs all Federal agencies
to consult with Alaska Native
corporations on the same basis as Indian
tribes under E.O. 13175.
NMFS has coordinated with Alaska
Native communities regarding
management issues related to ice seals
through co-management organizations,
particularly the ISC. NMFS discussed
the listing petition with the ISC and
provided updates regarding the timeline
for the ringed seal status review.
Following publication of the proposed
listing determination, we notified the
ISC of the proposal and requested
comments on the proposed rule.
We fully considered all of the
comments received from Alaska Native
organizations and tribes on the
proposed rule and have addressed those
comments in this final rule. In response
to comments received during the public
comment period that indicated some
tribes may wish to consult on the
proposed rule, we contacted potentially
affected tribes by mail and offered them
the opportunity to consult on the
proposed action and discuss any
concerns they may have. No requests for
consultation were received in response
to this mailing.
References Cited
A complete list of all references cited
in this rulemaking can be found on our
Web site at https://
alaskafisheries.noaa.gov/ and is
available upon request from the NMFS
office in Juneau, Alaska (see
ADDRESSES).
List of Subjects
50 CFR Part 223
Endangered and threatened species,
Exports, Imports, Transportation.
50 CFR Part 224
Endangered and threatened species,
Exports, Reporting and recordkeeping
requirements.
Dated: December 20, 2012.
Alan D. Risenhoover,
Director, Office of Sustainable Fisheries,
performing the functions and duties of the
Deputy Assistant Administrator for
Regulatory Programs National Marine
Fisheries Service.
For the reasons set out in the
preamble, 50 CFR parts 223 and 224 are
amended as follows:
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Federal Register / Vol. 77, No. 249 / Friday, December 28, 2012 / Rules and Regulations
Authority: 16 U.S.C. 1531–1543; subpart B,
§ 223.201–202 also issued under 16 U.S.C.
1361 et seq.; 16 U.S.C. 5503(d) for
§ 223.206(d)(9).
PART 223—THREATENED MARINE
AND ANADROMOUS SPECIES
1. The authority citation for part 223
continues to read as follows:
■
2. In § 223.102, in the table, add
paragraphs (a)(4), (a)(5), and (a)(6) to
read as follows:
■
§ 223.102 Enumeration of threatened
marine and anadromous species.
*
Species 1
Scientific name
*
(4) Ringed seal, Arctic
subspecies.
*
Phoca (=Pusa) hispida
hispida.
(5) Ringed seal,
Okhotsk subspecies.
Phoca (=Pusa) hispida
ochotensis.
(6) Ringed seal, Baltic
subspecies.
Phoca (=Pusa) hispida
botnica.
*
*
*
*
The Arctic subspecies of the ringed seal includes all ringed seals from breeding populations in the Arctic Ocean and adjacent
seas except west of 157° E. Long., or west
of the Kamchatka Peninsula, where breeding populations of ringed seals of the
Okhotsk subspecies are listed as threatened under § 223.102(a)(5); or in the Baltic
Sea where breeding populations of ringed
seals are listed as threatened under
§ 223.102(a)(6).
The Okhotsk subspecies of the ringed seal includes all ringed seals from breeding populations west of 157° E. Long., or west of the
Kamchatka Peninsula, in the Pacific Ocean.
The Baltic subspecies of the ringed seal includes all ringed seals from breeding populations within the Baltic Sea.
*
*
*
*
*
Citation(s) for listing
determination(s)
Where listed
Common name
*
*
Citation(s) for
critical habitat
designation(s)
*
[INSERT FR CITATION & 12/28/12].
NA
[INSERT FR CITATION & 12/28/12].
NA
[INSERT FR CITATION & 12/28/12].
NA
*
*
*
*
1 Species
includes taxonomic species, subspecies, distinct population segments (DPSs) (for a policy statement; see 61 FR4722, February 7,
1996), and evolutionarily significant units (ESUs) (for a policy statement; see 56 FR 58612, November 20, 1991).
*
*
*
*
§ 224.101
*
PART 224—ENDANGERED MARINE
AND ANADROMOUS SPECIES
3. The authority citation for part 224
continues to read as follows:
■
tkelley on DSK3SPTVN1PROD with
Authority: 16 U.S.C. 1531–1543 and 16
U.S.C. 1361 et seq.
VerDate Mar<15>2010
20:22 Dec 27, 2012
Jkt 229001
[Amended]
4. In § 224.101, amend paragraph (b)
by adding the phrase ‘‘Ladoga ringed
seal (Phoca (=Pusa) hispida
ladogensis);’’ immediately after the
phrase ’’ Killer whale (Orcinus orca),
Southern Resident distinct population
segment, which consists of whales from
■
PO 00000
Frm 00034
Fmt 4701
Sfmt 9990
J, K and L pods, wherever they are
found in the wild, and not including
Southern Resident killer whales placed
in captivity prior to listing or their
captive born progeny;’’.
[FR Doc. 2012–31066 Filed 12–21–12; 4:15 pm]
BILLING CODE 3510–22–P
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Agencies
[Federal Register Volume 77, Number 249 (Friday, December 28, 2012)]
[Rules and Regulations]
[Pages 76705-76738]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-31066]
[[Page 76705]]
Vol. 77
Friday,
No. 249
December 28, 2012
Part III
Department of Commerce
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National Oceanic and Atmospheric Administration
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50 CFR Parts 223 and 224
Endangered and Threatened Species; Threatened Status for the Arctic,
Okhotsk, and Baltic Subspecies of the Ringed Seal and Endangered Status
for the Ladoga Subspecies of the Ringed Seal; Final Rule
Federal Register / Vol. 77 , No. 249 / Friday, December 28, 2012 /
Rules and Regulations
[[Page 76706]]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Parts 223 and 224
[Docket No. 101126590-2478-03]
RIN 0648-XZ59
Endangered and Threatened Species; Threatened Status for the
Arctic, Okhotsk, and Baltic Subspecies of the Ringed Seal and
Endangered Status for the Ladoga Subspecies of the Ringed Seal
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
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SUMMARY: We, NMFS, issue a final determination to list the Arctic
(Phoca hispida hispida), Okhotsk (Phoca hispida ochotensis), and Baltic
(Phoca hispida botnica) subspecies of the ringed seal (Phoca hispida)
as threatened and the Ladoga (Phoca hispida ladogensis) subspecies of
the ringed seal as endangered under the Endangered Species Act (ESA).
We will propose to designate critical habitat for the Arctic ringed
seal in a future rulemaking. To assist us in this effort, we solicit
information that may be relevant to the designation of critical habitat
for Arctic ringed seals. In light of public comments and upon further
review, we are withdrawing the proposed ESA section 4(d) protective
regulations for threatened subspecies of the ringed seal because we
have determined that such regulations are not necessary or advisable
for the conservation of the Arctic, Okhotsk, or Baltic subspecies of
the ringed seal at this time. Given their current population sizes, the
long-term nature of the primary threat to these subspecies (habitat
alteration stemming from climate change), and the existing protections
under the Marine Mammal Protection Act, it is unlikely that the
proposed protective regulations would provide appreciable conservation
benefits.
DATES: This final rule is effective on February 26, 2013. Replies to
the request for information regarding designation of critical habitat
for Arctic ringed seals must be received by February 26, 2013.
ADDRESSES: You may submit comments and information related to the
identification of critical habitat for the Arctic ringed seal to Jon
Kurland, Assistant Regional Administrator for Protected Resources,
Alaska Region, NMFS, Attn: Ellen Sebastian. You may submit this
information, identified by FDMS Docket Number NOAA-NMFS-2010-0258, by
any one of the following methods:
Electronic Submissions: Submit all electronic public
comments via the Federal eRulemaking Portal https://www.regulations.gov.
To submit information via the e-Rulemaking Portal, first click the
``submit a comment'' icon, then enter NOAA-NMFS-2010-0258 in the
keyword search. Locate the document you wish to comment on from the
resulting list and click on the ``Submit a Comment'' icon on the right
of that line.
Mail: Submit written comments to P.O. Box 21668, Juneau,
AK 99802.
Fax: (907) 586-7557.
Hand delivery to the Federal Building: 709 West 9th
Street, Room 420A, Juneau, AK.
Comments must be submitted by one of the above methods to ensure
that the comments are received, documented, and considered by NMFS.
Comments sent by any other method, to any other address or individual,
or received after the end of the comment period, may not be considered.
All comments received are a part of the public record and will
generally be posted for public viewing on www.regulations.gov without
change. All personal identifying information (e.g., name, address,
etc.) submitted voluntarily by the sender may be publicly accessible.
Do not submit confidential business information, or otherwise sensitive
or protected information.
NMFS will accept anonymous comments (enter ``N/A'' in the required
fields if you wish to remain anonymous). Attachments to electronic
comments will be accepted in Microsoft Word or Excel, WordPerfect, or
Adobe PDF file formats only.
FOR FURTHER INFORMATION CONTACT: Tamara Olson, NMFS Alaska Region,
(907) 271-5006; Jon Kurland, NMFS Alaska Region, (907) 586-7638; or
Marta Nammack, NMFS Office of Protected Resources, (301) 427-8469.
SUPPLEMENTARY INFORMATION:
Background
On March 28, 2008, we initiated status reviews of ringed, bearded
(Erignathus barbatus), and spotted seals (Phoca largha) under the ESA
(73 FR 16617). On May 28, 2008, we received a petition from the Center
for Biological Diversity to list these three species of seals as
threatened or endangered under the ESA, primarily due to concerns about
threats to their habitat from climate warming and loss of sea ice. The
petitioner also requested that critical habitat be designated for these
species concurrently with listing under the ESA. In response to the
petition, we published a 90-day finding that the petition presented
substantial scientific or commercial information indicating that the
petitioned action may be warranted (73 FR 51615; September 4, 2008).
Accordingly, we prepared status reviews of ringed, bearded, and spotted
seals and solicited information pertaining to them.
On September 8, 2009, the Center for Biological Diversity filed a
lawsuit in the U.S. District Court for the District of Columbia
alleging that we failed to make the requisite 12-month finding on its
petition to list the three seal species. Subsequently, the Court
entered a consent decree under which we agreed to finalize the status
review of the ringed seal (and the bearded seal) and submit a 12-month
finding to the Office of the Federal Register by December 3, 2010.
Following completion of a status review report and 12-month finding for
spotted seals in October 2009 (74 FR 53683; October 20, 2009; see also
75 FR 65239; October 22, 2010), we established Biological Review Teams
(BRTs) to prepare status review reports for ringed and bearded seals.
The status review report for the ringed seal (Kelly et al., 2010a)
is a compilation of the best scientific and commercial data available
concerning the status of the species, including identification and
assessment of the past, present, and future threats to the species. The
BRT that prepared this report was composed of eight marine mammal
biologists, a fishery biologist, a marine chemist, and a climate
scientist from NMFS's Alaska and Northeast Fisheries Science Centers,
NOAA's Pacific Marine Environmental Lab, and the U.S. Fish and Wildlife
Service (FWS). The status review report underwent independent peer
review by five scientists with expertise in ringed seal biology, Arctic
sea ice, climate change, and ocean acidification.
The BRT reviewed the best scientific and commercial data available
on the ringed seal's taxonomy and concluded that there are five
currently recognized subspecies of the ringed seal: Arctic ringed seal;
Baltic ringed seal; Okhotsk ringed seal; Ladoga ringed seal; and Saimaa
ringed seal (which previously was listed as endangered under the ESA;
58 FR 26920; May 6, 1993).
On December 10, 2010, we published in the Federal Register a 12-
month finding and proposed to list the Arctic, Okhotsk, Baltic, and
Ladoga subspecies
[[Page 76707]]
of the ringed seal as threatened (75 FR 77476). We also concluded in
that finding that the Saimaa subspecies of the ringed seal remains in
danger of extinction, consistent with its current listing as endangered
under the ESA. We published a 12-month finding for bearded seals as a
separate notification concurrently with this finding (75 FR 77496;
December 10, 2010), and proposed to list two population segments of
bearded seals as threatened.
On December 13, 2011, we published in the Federal Register a
document announcing a 6-month extension of the deadline for a final
listing determination to address substantial disagreement relating to
the sufficiency or accuracy of the model projections and analysis of
future sea ice, and in particular snow cover, for Arctic ringed seals
(76 FR 77466). At that time we also announced that to address the
disagreement and better inform our final determination, we would
conduct a special independent peer review of the sections of the status
review report over which there was substantial disagreement. We
subsequently conducted this special peer review and made available for
comment the resulting peer review report (NMFS, 2012) that consolidated
the comments received (77 FR 20773; April 6, 2012).
ESA Statutory, Regulatory, and Policy Provisions
Two key tasks are associated with conducting an ESA status review.
The first is to identify the taxonomic group under consideration; and
the second is to conduct an extinction risk assessment to determine
whether the petitioned species is threatened or endangered.
To be considered for listing under the ESA, a group of organisms
must constitute a ``species,'' which section 3(16) of the ESA defines
to include ``any subspecies of fish or wildlife or plants, and any
distinct population segment of any species of vertebrate fish or
wildlife which interbreeds when mature.'' The term ``distinct
population segment'' (DPS) is not commonly used in scientific
discourse, so FWS and NMFS developed the ``Policy Regarding the
Recognition of Distinct Vertebrate Population Segments Under the
Endangered Species Act'' to provide a consistent interpretation of this
term for the purposes of listing, delisting, and reclassifying
vertebrates under the ESA (61 FR 4722; February 7, 1996). The five
subspecies of the ringed seal qualify as ``species'' under the ESA. In
the Summary of Comments and Responses below, we discuss the application
of the DPS policy to the ringed seal subspecies.
The ESA defines the term ``endangered species'' as ``any species
which is in danger of extinction throughout all or a significant
portion of its range.'' The term ``threatened species'' is defined as
``any species which is likely to become endangered within the
foreseeable future throughout all or a significant portion of its
range.'' The foreseeability of a species' future status is case
specific and depends upon both the foreseeability of threats to the
species and foreseeability of the species' response to those threats.
When a species is exposed to a variety of threats, each threat may be
foreseeable over a different time frame. For example, threats stemming
from well-established, observed trends in a global physical process may
be foreseeable on a much longer time horizon than a threat stemming
from a potential, though unpredictable, episodic process such as an
outbreak of disease that may never have been observed to occur in the
species.
The principal threat to ringed seals is habitat alteration stemming
from climate change. In the 2008 status review for the ribbon seal
(Boveng et al., 2008; see also 73 FR 79822, December 30, 2008), NMFS
scientists used the same climate projections used in our risk
assessment for ringed seals (which is summarized in the preamble to
this final rule), and analyzed threats associated with climate change
through 2050. One reason for that approach was the difficulty of
incorporating the increased divergence and uncertainty in climate
scenarios beyond that time. Other reasons included the lack of data for
threats other than those related to climate change beyond 2050, and the
fact that uncertainty embedded in the assessment of the ribbon seal's
response to threats increased as the analysis extended farther into the
future.
Since completing the analysis for ribbon seals, with its climate
impact analysis, NMFS scientists have revised their analytical approach
to the foreseeability of threats due to climate change and responses to
those threats, adopting a more threat-specific approach based on the
best scientific and commercial data available for each respective
threat. For example, because the climate projections in the
Intergovernmental Panel on Climate Change's (IPCC's) Fourth Assessment
Report (AR4; IPCC, 2007) extend through the end of the century (and we
note the IPCC's Fifth Assessment Report (AR5), due in 2014, will extend
even farther into the future), for our analysis of ringed seals we used
the same models to assess impacts from climate change through 2100. We
continue to recognize that the farther into the future the analysis
extends, the greater the inherent uncertainty, and we incorporated that
limitation into our assessment of the threats and the species'
response. For other threats, where the best scientific and commercial
data do not extend as far into the future, such as for occurrences and
projections of disease or parasitic outbreaks, we limited our analysis
to the extent of such data. This threat-specific approach creates a
more robust analysis of the best scientific and commercial data
available. It is also consistent with the memorandum issued by the
Department of Interior, Office of the Solicitor, regarding the meaning
of the term ``foreseeable future'' (Opinion M-37021; January 16, 2009).
NMFS and FWS recently published a draft policy to clarify the
interpretation of the phrase ``significant portion of the range'' in
the ESA definitions of ``threatened'' and ``endangered'' (76 FR 76987;
December 9, 2011). The draft policy consists of the following four
components:
1. If a species is found to be endangered or threatened in only a
significant portion of its range, the entire species is listed as
endangered or threatened, respectively, and the ESA's protections apply
across the species' entire range.
2. A portion of the range of a species is ``significant'' if its
contribution to the viability of the species is so important that,
without that portion, the species would be in danger of extinction.
3. The range of a species is considered to be the general
geographical area within which that species can be found at the time
FWS or NMFS makes any particular status determination. This range
includes those areas throughout all or part of the species' life cycle,
even if they are not used regularly (e.g., seasonal habitats). Lost
historical range is relevant to the analysis of the status of the
species, but cannot constitute a significant portion of a species'
range.
4. If the species is not endangered or threatened throughout all of
its range, but it is endangered or threatened within a significant
portion of its range, and the population in that significant portion is
a valid DPS, we will list the DPS rather than the entire taxonomic
species or subspecies.
The Services are currently reviewing public comment received on the
draft policy. While the Services' intent ultimately is to establish a
legally binding interpretation of the term ``significant portion of the
range,'' the draft policy does not have legal effect until such time as
it may be adopted as final policy. However, the discussion
[[Page 76708]]
and conclusions set forth in the draft policy are consistent with
NMFS's past practice as well as our understanding of the statutory
framework and language. We have therefore considered the draft policy
as non-binding guidance in evaluating whether to list the Arctic,
Okhotsk, Ladoga, and/or Baltic subspecies of the ringed seal under the
ESA.
Species Information
A thorough review of the taxonomy, life history, and ecology of the
ringed seal is presented in the status review report (Kelly et al.,
2010a; available at https://alaskafisheries.noaa.gov/). This
information, along with an analysis of species delineation and DPSs,
was summarized in the preamble to the proposed rule (75 FR 77476;
December 10, 2010) and will not be repeated here.
Summary of Factors Affecting the Ringed Seal
Section 4(a)(1) of the ESA and the listing regulations (50 CFR part
424) set forth procedures for listing species. We must determine,
through the regulatory process, if a species is endangered or
threatened because of any one or a combination of the following
factors: (1) The present or threatened destruction, modification, or
curtailment of its habitat or range; (2) overutilization for
commercial, recreational, scientific, or educational purposes; (3)
disease or predation; (4) inadequacy of existing regulatory mechanisms;
or (5) other natural or human-made factors affecting its continued
existence. The preamble to the proposed rule discussed each of these
factors for each subspecies of the ringed seal (75 FR 77476; December
10, 2010). That discussion will not be repeated in its entirety here,
but we provide a summary for each of the factors below. Section 4.2 of
the status review report provides a more detailed discussion of the
factors affecting the five subspecies of the ringed seal (see
ADDRESSES). The data on ringed seal abundance and trends of most
populations are unavailable or imprecise, especially in the Arctic and
Okhotsk subspecies, and there is little basis for quantitatively
linking projected environmental conditions or other factors to ringed
seal survival or reproduction. Our risk assessment therefore primarily
evaluated important habitat features and was based upon the best
available scientific and commercial data and the expert opinion of the
BRT members.
A. Present or Threatened Destruction, Modification, or Curtailment of
the Species' Habitat or Range
The main concern about the conservation status of ringed seals
stems from the likelihood that their sea ice habitat has been modified
by the warming climate and, more so, that the scientific consensus
projections are for continued and perhaps accelerated warming in the
foreseeable future. A second concern, related by the common driver of
carbon dioxide (CO2) emissions, is the modification of
habitat by ocean acidification, which may alter prey populations and
other important aspects of the marine ecosystem. A reliable assessment
of the future conservation status of each of the subspecies of the
ringed seal therefore requires a focus on the observed and projected
changes in sea ice, snow cover, ocean temperature, ocean pH (acidity),
and associated changes in ringed seal prey species.
The threats associated with impacts of the warming climate on the
habitat of ringed seals (analyzed in the preamble to the proposed rule
and in the status review report), to the extent that they may pose
risks to these seals, are expected to manifest throughout the current
breeding and molting range (for snow and ice related threats) or
throughout the entire range (for ocean warming and acidification) of
each of the subspecies.
While our inferences about future regional ice and snow conditions
are based upon the best available scientific and commercial data, we
recognize that there are uncertainties associated with predictions
based on hemispheric projections or indirect means. We also note that
judging the timing of the onset of potential impacts to ringed seals is
complicated by the coarse resolution of the IPCC models. Nevertheless,
NMFS determined that the models reflect reasonable assumptions
regarding habitat alterations to be faced by ringed seals in the
foreseeable future.
Regional Sea Ice and Snow Cover Predictions by Subspecies
Arctic ringed seal: In the East Siberian, Chukchi, Beaufort, Kara-
Laptev, and Greenland Seas, as well as in Baffin Bay and the Canadian
Arctic Archipelago, little or no decline in ice extent is expected in
April and May during the remainder of this century. In most of these
areas, a moderate decline in sea ice is predicted during June within
this century; while substantial declines in sea ice are projected in
July and November after mid-century. The central Arctic (defined as
regions north of 80[deg] N. latitude) also shows declines in sea ice
cover that are most apparent in July and November after 2050. For
Hudson Bay, under a warmer climate scenario (for the years 2041-2070)
Joly et al. (2010) projected a reduction in the sea ice season of 7-9
weeks, with substantial reductions in sea ice cover most apparent in
July and during the first months of winter.
In the Bering Sea, April and May ice cover is projected to decline
throughout this century, with substantial inter-annual variability
forecasted in the eastern Bering Sea. The projection for May indicates
that there will commonly be years with little or no ice in the western
Bering Sea beyond mid-century. Very little ice has remained in the
eastern Bering Sea in June since the mid-1970s. Sea ice cover in the
Barents Sea in April and May is also projected to decline throughout
this century, and in the months of June and July, ice is expected to
disappear rapidly in the coming decades.
Based on model projections, April snow depths over much of the
range of the Arctic ringed seal averaged 25-35 cm in the first decade
of this century, consistent with on-ice measurements by Russian
scientists (Weeks, 2010). By mid-century, a substantial decrease in
areas with April snow depths of 25-35 cm is projected (much of it
reduced to 20-25 cm). The deepest snow (25-30 cm) is forecasted to be
found just north of Greenland, in the Canadian Arctic Archipelago, and
in an area tapering north from there into the central Arctic Basin.
Southerly regions, such as the Bering Sea and Barents Sea, are
forecasted to have snow depths of 5 cm or less by mid-century. By the
end of the century, April snow depths of 20-25 cm are forecasted only
for a portion of the central Arctic, most of the Canadian Arctic
Archipelago, and a few small isolated areas in a few other regions.
Areas with 25-30 cm of snow are projected to be limited to a few small
isolated pockets in the Canadian Arctic by 2090-2099.
Okhotsk ringed seal: None of the IPCC models performed
satisfactorily at projecting sea ice for the Sea of Okhotsk, so
projected surface air temperatures were examined relative to current
climate conditions as a proxy to predict sea ice extent and duration.
Sea ice extent is strongly controlled by temperature; this is
especially true for smaller bodies of water relative to the grid size
of available models. Also, the physical processes by which increased
greenhouse gases (GHGs) lead to warming are better understood and more
easily modeled than the other processes that influence sea ice
[[Page 76709]]
formation and persistence. Therefore, whether the whole geographic
region around the Sea of Okhotsk is above or below the freezing point
of sea water should be a reasonable indicator of the presence or
absence of sea ice.
Based on that analysis, ice is expected to persist in the Sea of
Okhotsk in March during the remainder of this century, although ice may
be limited to the northern region in most years after mid-century.
Conditions for sea ice in April are likely to be limited to the far
northern reaches of the Sea of Okhotsk or non-existent by 2100. Little
to no sea ice is expected in May by mid-century. Average snow depth
projections for April show depths of 15-20 cm only in the northern
portions of the Sea of Okhotsk in the past 10 years and nowhere in that
sea by mid-century. By the end of the century average snow depths are
projected to be 10 cm or less even in the northern Sea of Okhotsk.
Baltic and Ladoga ringed seals: For the Baltic Sea, we considered
the analysis of regional climate models by Jylh[auml] et al. (2008).
They used seven regional climate models and found good agreement with
observations for the 1902-2000 comparison period. For the forecast
period 2071-2100, one model predicted a change to mostly mild
conditions, while the remaining models predicted unprecedentedly mild
conditions. They noted that their estimates for a warming climate were
in agreement with other studies that found unprecedentedly mild ice
extent conditions in the majority of years after about 2030. The model
we used to project snow depths (CCSM3) did not provide adequate
resolution for the Baltic Sea. The climate models analyzed by
Jylh[auml] et al. (2008), however, forecasted decreases of 45-60 days
in duration of snow cover by the end of the century in the northern
Baltic Sea region. The shortened seasonal snow cover would result
primarily from earlier spring melts, but also from delayed onset of
snow cover. Depth of snow is forecasted to decrease 50-70 percent in
the region over the same period. The depth of snow also will be
decreased by mid-winter thaws and rain events. Simulations of the snow
cover indicated that an increasing proportion of the snow pack will
consist of icy or wet snow.
For example, ice cover has diminished about 12 percent over the
past 50 years in Lake Ladoga. Although we are not aware of any ice
forecasts specific to Lake Ladoga, the simulations of future climate
reported by Jylh[auml] et al. (2008) suggest warming winters with
reduced ice and snow cover. Snow cover in Finland and the Scandinavian
Peninsula is projected to decrease 10-30 percent before mid-century and
50-90 percent by 2100 (Saelthun et al., 1998, cited in Kuusisto, 2005).
Effects of Changes in Ice and Snow Cover on Ringed Seals
Ringed seals are vulnerable to habitat loss from changes in the
extent or concentration of sea ice because they depend on this habitat
for pupping, nursing, molting, and resting. The ringed seal's broad
distribution, ability to undertake long movements, diverse diet, and
association with widely varying ice conditions suggest resilience in
the face of environmental variability. However, the ringed seal's long
generation time and ability to produce only a single pup each year will
challenge its ability to adapt to environmental changes such as the
diminishing ice and snow cover projected in a matter of decades. Ringed
seals apparently thrived during glacial maxima and survived warm
interglacial periods. How they survived the latter periods or in what
numbers is not known. Declines in sea ice cover in recent decades are
more extensive and rapid than any other known decline for at least the
last few thousand years (Polyak et al., 2010).
Ringed seals create birth lairs in areas of accumulated snow on
stable ice including the shorefast ice over continental shelves along
Arctic coasts, bays, and inter[hyphen]island channels. While some
authors suggest that shorefast ice (ice attached to the shore) is the
preferred pupping habitat of ringed seals due to its stability
throughout the pupping and nursing period, others have documented
ringed seal pupping on drifting pack ice both nearshore and offshore.
Both of these habitats can be affected by earlier warming and
break[hyphen]up in the spring, which shortens the length of time pups
have to grow and mature in a protected setting. Harwood et al. (2000)
reported that an early spring break[hyphen]up negatively impacted the
growth, condition, and apparent survival of unweaned ringed seal pups.
Early break-up was believed to have interrupted lactation in adult
females, which in turn, negatively affected the condition and growth of
pups.
Unusually heavy ice has also been implicated in shifting
distribution, high winter mortality, and reduced productivity of ringed
seals. It has been suggested that reduced ice thickness associated with
warming in some areas could lead to increased biological productivity
that might benefit ringed seals, at least in the short-term. However,
any transitory and localized benefits of reduced ice thickness are
expected to be outweighed by the negative effects of increased
thermoregulatory costs and vulnerability of seal pups to predation
associated with earlier ice break-up and reduced snow cover.
Ringed seals, especially the newborn, depend on snow cover for
protection from cold temperatures and predators. Occupation of
subnivean lairs is especially critical when pups are nursed in late
March-June. Ferguson et al. (2005) attributed low ringed seal
recruitment in western Hudson Bay to decreased snow depth in April and
May. Reduced snowfall results in less snow drift accumulation next to
pressure ridges, and pups in lairs with thin snow cover are more
vulnerable to predation than pups in lairs with thick snow cover
(Hammill and Smith, 1989; Ferguson et al., 2005). When snow cover is
insufficient, pups can also freeze in their lairs as documented in 1974
when roofs of lairs in the White Sea were only 5-10 cm thick (Lukin and
Potelov, 1978). Similarly, pup mortality from freezing and polar bear
(Ursus maritimus) predation increased when unusually warm spring
temperatures caused early melting near Baffin Island in the late 1970s
(Smith and Hammill, 1980; Stirling and Smith, 2004). Prematurely
exposed pups also are vulnerable to predation by wolves (Canis lupus)
and foxes (Alopex lagopus and Vulpes vulpes)--as documented during an
early snow melt in the White Sea in 1977 (Lukin, 1980)--and by gulls
(Laridae) and ravens (Corvus corax) as documented in the Barents Sea
(Gjertz and Lydersen, 1983; Lydersen and Gjertz, 1987; Lydersen et al.,
1987; Lydersen and Smith, 1989; Lydersen and Ryg, 1990; Lydersen,
1998). When lack of snow cover has forced birthing to occur in the
open, some studies have reported that nearly 100 percent of pups died
from predation (Kumlien, 1879; Lydersen et al., 1987; Lydersen and
Smith, 1989; Smith et al., 1991; Smith and Lydersen, 1991). The high
fidelity to birthing sites exhibited by ringed seals also makes them
more susceptible to localized degradation of snow cover (Kelly et al.,
2010b).
Increased rain[hyphen]on[hyphen]snow events during the late winter
also negatively affect ringed seal recruitment by damaging or
eliminating snow[hyphen]covered birth lairs, increasing exposure and
the risk of hypothermia, and facilitating predation by polar bears and
other predators. Stirling and Smith (2004) documented the collapse of
subnivean lairs during unseasonal rains near southeastern Baffin Island
and the subsequent exposure of ringed seals to hypothermia.
[[Page 76710]]
They surmised that most of the pups that survived exposure to cold were
eventually killed by polar bears, Arctic foxes, or possibly gulls.
Stirling and Smith (2004) postulated that, should early season rain
become regular and widespread in the future, mortality of ringed seal
pups will increase, especially in more southerly parts of their range.
Potential Impacts of Projected Ice and Snow Cover Changes on Ringed
Seals
As discussed above, ringed seals divide their time between foraging
in the water, and reproducing and molting out of the water, where they
are especially vulnerable to predation. Females must nurse their pups
for 1-2 months, and the small pups are vulnerable to cold temperatures
and avian and mammalian predators on the ice, especially during the
nursing period. Thus, a specific habitat requirement for ringed seals
is adequate snow for the occupation of subnivean lairs, especially in
spring when pups are born and nursed.
Northern Hemisphere snow cover has declined in recent decades and
spring melt times have become earlier (ACIA, 2005). In most areas of
the Arctic Ocean, snow melt advanced 1-6 weeks from 1979-2007.
Throughout most of the ringed seal's range, snow melt occurred within a
couple of weeks of weaning. Thus, in the past three decades, snow melts
in many areas have been pre[hyphen]dating weaning. Shifts in the timing
of reproduction by other pinnipeds in response to changes in food
availability have been documented. However, the ability of ringed seals
to adapt to earlier snow melts by advancing the timing of reproduction
will be limited by snow depths. As discussed above, over most of the
Arctic Ocean, snow cover reaches its maximal depth in May, but most of
that accumulation takes place in autumn. It is therefore unlikely that
snow depths for birth lair formation would be improved earlier in the
spring. In addition, the pace at which snow melts are advancing is
rapid relative to the generation time of ringed seals, further
challenging the potential for an adaptive response.
Snow drifts to 45 cm or more are needed for excavation and
maintenance of simple lairs, and birth lairs require depths of 50 to 65
cm or more (Smith and Stirling, 1975; Lydersen and Gjertz, 1986; Kelly,
1988; Furgal et al., 1996; Lydersen, 1998; Lukin et al., 2006). Such
drifts typically only occur where average snow depths are at least 20-
30 cm (on flat ice) and where drifting has taken place along pressure
ridges or ice hummocks (Hammill and Smith, 1991; Lydersen and Ryg,
1991; Smith and Lydersen, 1991; Ferguson et al., 2005). We therefore
considered areas forecasted to have less than 20 cm average snow depth
in April to be inadequate for the formation of ringed seal birth lairs.
Arctic ringed seal: The depth and duration of snow cover is
projected to decrease throughout the range of Arctic ringed seals
within this century. Whether ringed seals will continue to move north
with retreating ice over the deeper, less productive Arctic Basin
waters and whether forage species that they prey on will also move
north is uncertain and speculative (see additional discussion below).
Initially, it is possible that impacts will be somewhat ameliorated if
the subspecies' range retracts northward with its sea ice habitats. By
2100, however, April snow cover is forecasted to become inadequate for
the formation and occupation of ringed seal birth lairs over much of
the subspecies' range. Thus, even if the range of the Arctic ringed
seal contracts northward, by 2100 April snow cover suitable for birth
lairs is expected to be limited to a portion of the central Arctic,
most of the Canadian Arctic Archipelago, and a few other small isolated
areas. The projected decreases in ice and, especially, snow cover are
expected to lead to increased pup mortality from premature weaning,
hypothermia, and predation.
Okhotsk ringed seal: Based on temperature proxies (which were used
because the climate models did not meet the performance criteria for
projecting sea ice), ice is expected to persist in the Sea of Okhotsk
through the onset of pupping in March through the end of this century.
Ice suitable for pupping and nursing likely will be limited to the
northernmost portions of the sea, as ice is likely to be limited to
that region in April by the end of the century. The snow cover
projections suggest that snow depths may already be inadequate for
lairs in the Sea of Okhotsk, and most Okhotsk ringed seals apparently
now give birth on pack ice in the lee of ice hummocks. However, it
appears unlikely that this behavior could mitigate the threats posed by
the expected decreases in sea ice. The Sea of Okhotsk is bounded to the
north by land, which will limit the ability of Okhotsk ringed seals to
respond to deteriorating sea ice and snow conditions by shifting their
range northward. Some Okhotsk ringed seals have been reported on
terrestrial resting sites during the ice-free season, but these sites
provide inferior pupping and nursing habitat. Within the foreseeable
future, the projected decreases in sea ice habitat suitable for
pupping, nursing, and molting in the Sea of Okhotsk are expected to
lead to reduced abundance and productivity.
Baltic and Ladoga ringed seals: The considerable reductions in ice
extent forecasted by mid-century, coupled with deteriorating snow
conditions, are expected to substantially alter the habitats of Baltic
ringed seals. Climate forecasts for northern Europe also suggest
reduced ice and snow cover for Lake Ladoga within this century. These
habitat changes are expected to lead to decreased survival of pups (due
to hypothermia, predation, and premature weaning) and considerable
declines in the abundance of these subspecies in the foreseeable
future. Although Baltic and Ladoga ringed seals have been reported
using terrestrial resting sites when ice is absent, these sites provide
inferior pupping and nursing habitat. As sea ice and snow conditions
deteriorate, Baltic ringed seals will be limited in their ability to
respond by shifting their range northward because the Baltic Sea is
bounded to the north by land; and the landlocked seal population in
Lake Ladoga will be unable to shift its range.
Impacts on Ringed Seals Related to Changes in Ocean Conditions
Ocean acidification is an ongoing process whereby chemical
reactions occur that reduce both seawater pH and the concentration of
carbonate ions when CO2 is absorbed by seawater. Results
from global ocean CO2 surveys over the past two decades have
shown that ocean acidification is a predictable consequence of rising
atmospheric CO2 levels. The process of ocean acidification
has long been recognized, but the ecological implications of such
chemical changes have only recently begun to be appreciated. The waters
of the Arctic and adjacent seas are among the most vulnerable to ocean
acidification. Seawater chemistry measurements in the Baltic Sea
suggest that this sea is equally vulnerable to acidification as the
Arctic. We are not aware of specific acidification studies in Lake
Ladoga. Fresh water systems, however, are much less buffered than ocean
waters and are likely to experience even larger changes in
acidification levels than marine systems. The most likely impact of
ocean acidification on ringed seals will be at lower tropic levels on
which the species' prey depends. Cascading effects are likely both in
the marine and freshwater environments. Our limited understanding of
planktonic and benthic calcifiers in the Arctic (e.g., even their
baseline geographical
[[Page 76711]]
distributions) means that future changes will be difficult to detect
and evaluate.
Warming water temperatures and decreasing ice likely will result in
a contraction in the range of Arctic cod, a primary prey of ringed
seals. The same changes will lead to colonization of the Arctic Ocean
by more southerly species, including potential prey, predators, and
competitors. The outcome of new competitive interactions cannot be
specified, but as sea-ice specialists, ringed seals may be at a
disadvantage in competition with generalists in an ice-diminished
Arctic. Prey biomass may be reduced as a consequence of increased
freshwater input and loss of sea ice habitat for amphipods and
copepods. On the other hand, overall pelagic productivity may increase.
Summary of Factor A Analysis
Climate models consistently project overall diminishing sea ice and
snow cover at least through the current century, with regional
variation in the timing and severity of those losses. Increasing
atmospheric concentrations of greenhouse gases, including
CO2, will drive climate warming and increase acidification
of the ringed seal's ocean and lake habitats. The impact of ocean
warming and acidification on ringed seals is expected to be primarily
through changes in community composition. The precise extent and timing
of these changes is uncertain, yet the overall trend is clear: Ringed
seals will face an increasing degree of habitat modification through
the foreseeable future.
Diminishing ice and snow cover are the greatest challenges to
persistence of all of the ringed seal subspecies. While winter
precipitation is forecasted to increase in a warming Arctic, the
duration of ice cover is projected to be substantially reduced, and the
net effect will be lower snow accumulation on the ice. Within the
century, snow cover adequate for the formation and occupation of birth
lairs is forecasted to occur in only parts of the Canadian Arctic
Archipelago, a portion of the central Arctic, and a few small isolated
areas in other regions. Without the protection of lairs, ringed seals,
especially newborns, are vulnerable to freezing and predation. We
conclude that the ongoing and projected changes in sea ice habitat pose
significant threats to the persistence of each of the five subspecies
of the ringed seal and are likely to curtail the range of the species
substantially within the foreseeable future.
B. Overutilization for Commercial, Subsistence, Recreational,
Scientific, or Educational Purposes
Ringed seals have been hunted by humans for millennia and remain a
fundamental subsistence resource for many northern coastal communities
today. Ringed seals were also harvested commercially in large numbers
during the 20th century, which led to the depletion of their stocks in
many parts of their range. Commercial harvests in the Sea of Okhotsk
and predator-control harvests in the Baltic Sea and Lake Ladoga caused
population declines in the past, but have since been restricted.
Although subsistence harvest of the Arctic subspecies is currently
substantial in some regions, harvest levels presently seem sustainable.
Climate change is likely to alter patterns of subsistence harvest of
marine mammals by changing their local densities or distributions in
relation to hunting communities. Predictions of the impacts of climate
change on subsistence hunting pressure are constrained by the
complexity of interacting variables and imprecision of climate and sea
ice models at small scales. Accurate information on both harvest levels
and species' abundance and trends will be needed in order to assess the
future impacts of hunting as well as to respond appropriately to
potential climate-induced changes in populations. Recreational,
scientific, and educational uses of ringed seals are minimal and are
not expected to increase significantly in the foreseeable future. We
conclude that there is no evidence that overutilization of ringed seals
is occurring at present.
C. Diseases, Parasites, and Predation
Ringed seals have co-evolved with numerous parasites and diseases,
and those relationships are presumed to be stable. Evidence of
distemper virus, for example, has been reported in Arctic ringed seals,
but there is no evidence of population-level impacts to ringed seal
abundance or productivity. After the proposed listing rule was
published, the occurrence of an elevated number of sick or dead ringed
seals in the Arctic and Bering Strait regions of Alaska beginning in
July 2011 led to the declaration of an unusual mortality event (UME) by
NMFS under the Marine Mammal Protection Act (MMPA) on December 20,
2011. The underlying cause of this UME is unknown and remains under
focused expert investigation. Abiotic and biotic changes to ringed seal
habitat potentially could lead to exposure to new pathogens or new
levels of virulence, but we continue to consider the potential threats
to ringed seals from disease as low.
Ringed seals are most commonly preyed upon by Arctic foxes and
polar bears, and less commonly by other terrestrial carnivores, sharks,
and killer whales (Orcinus orca). When ringed seal pups are forced out
of subnivean lairs prematurely because of low snow accumulation and/or
early melts, gulls and ravens also successfully prey on them. Avian
predation is facilitated not only by lack of sufficient snow cover but
also by conditions favoring influxes of birds. Lydersen and Smith
(1989) pointed out that the small size of newborn ringed seals, coupled
with their prolonged nursing period, make them vulnerable to predation
by birds and likely set a southern limit to their distribution.
Ringed seals and bearded seals are the primary prey of polar bears.
Polar bear predation on ringed seals is most successful in moving
offshore ice, often along floe edges and rarely in ice-free waters.
Polar bears also successfully hunt ringed seals on stable shorefast ice
by catching animals when they surface to breathe and when they occupy
lairs. Hammill and Smith (1991) further noted that polar bear predation
on ringed seal pups increased 4-fold in a year when average snow depths
in their study area decreased from 23 to 10 cm. They concluded that
while a high proportion of pups born each year are lost to predation,
``without the protection provided by the subnivean lair, pup mortality
would be much higher.''
The distribution of Arctic foxes broadly overlaps with that of
Arctic ringed seals. Arctic foxes prey on newborn seals by tunneling
into the birth lairs. The range of the red fox overlaps with that of
the Okhotsk, Baltic, and Ladoga subspecies, and on rare occasion red
foxes also prey on newborn ringed seals in lairs.
High rates of predation on ringed seal pups have been associated
with anomalous weather events that caused subnivean lairs to collapse
or melt before pups were weaned. Thus, declining snow depths and
duration of snow cover during the period when ringed seal pups are born
and nursed can be expected to lead to increased predation on ringed
seal pups. We conclude that the threat posed to ringed seals by
predation is currently moderate, but predation risk is expected to
increase as snow and sea ice conditions change with a warming climate.
[[Page 76712]]
D. Inadequacy of Existing Regulatory Mechanisms
As noted above in the discussion of Factor A, a primary concern
about the conservation status of the ringed seal stems from the
likelihood that its sea ice habitat has been modified by the warming
climate and, more so, that the scientific consensus projections are for
continued and perhaps accelerated warming in the foreseeable future
combined with modification of habitat by ocean acidification. Current
mechanisms do not effectively regulate GHG emissions, which are
contributing to global climate change and associated modifications to
ringed seal habitat. The projections we used to assess risks from GHG
emissions were based on the assumption that no new regulation will take
place (the underlying IPCC emissions scenarios were all ``non-
mitigated'' scenarios). Therefore, the inadequacy of mechanisms to
regulate GHG emissions is already included in our risk assessment, and
contributes to the risks posed to ringed seals by these emissions.
Based on questionnaire and interview data obtained from fishermen
at Lake Ladoga, Verevkin et al. (2006, 2010) concluded that annual
bycatch mortality of Ladoga ringed seals has been substantial in recent
years and that mitigation measures are needed. Thus inadequacy of
existing mechanisms to regulate bycatch of Ladoga ringed seals is
contributing to the severity of the threat posed by fisheries
interactions with that subspecies, and compounds the effects of threats
induced by climate change discussed above.
E. Other Natural or Manmade Factors Affecting the Species' Continued
Existence
Pollution and Contaminants
Contaminants research on ringed seals is extensive and has been
conducted in most parts of the species' range (with the exception of
the Sea of Okhotsk), particularly throughout the Arctic environment
where ringed seals are an important diet item in coastal human
communities. Pollutants such as organochlorine (OC) compounds and heavy
metals have been found in all of the subspecies of ringed seal (with
the exception of the Okhotsk ringed seal). The variety, sources, and
transport mechanisms of contaminants vary across ringed seal
ecosystems. Statistical analysis of OC compounds in marine mammals has
shown that, for most OCs, the European Arctic is more contaminated than
the Canadian and U.S. Arctic.
Reduced productivity in the Baltic ringed seal in recent decades
resulted from impaired fertility that was associated with pollutants.
High levels of DDT (dichloro-diphenyl-trichloroethane) and PCBs
(polychlorinated biphenyls) were found in Baltic (Bothnian Bay) ringed
seals in the 1960s and 1970s, and PCB levels were correlated with
reproductive failure. More recently, PFOSs (perfluorooctane sulfonate;
a perfluorinated contaminant or PFC) were reported as 15 times greater
in Baltic ringed seals than in Arctic ringed seals.
Present and future impacts of contaminants on ringed seal
populations warrant further study. Climate change has the potential to
increase the transport of pollutants from lower latitudes to the
Arctic, highlighting the importance of continued monitoring of ringed
seal contaminant levels. The BRT considered the potential threat posed
to ringed seals from contaminants as of low to moderate significance,
with the least threat identified for Arctic ringed seals and the
greatest for Baltic ringed seals.
Oil and Gas Activities
Extensive oil and gas reserves coupled with rising global demand
make it very likely that oil and gas development activity will increase
throughout the U.S. Arctic and internationally in the future. Climate
change is expected to enhance marine access to offshore oil and gas
reserves by reducing sea ice extent, thickness, and seasonal duration,
thereby improving ship access to these resources around the margins of
the Arctic Basin. Oil and gas exploration, development, and production
activities include, but are not limited to: Seismic surveys;
exploratory, delineation, and production drilling operations;
construction of artificial islands, causeways, ice roads, shore-based
facilities, and pipelines; and vessel and aircraft operations. These
activities have the potential to affect ringed seals primarily through
noise, physical disturbance, and pollution, particularly in the event
of a large oil spill or blowout.
Within the range of the Arctic ringed seal, offshore oil and gas
exploration and production activities are currently underway in the
United States, Canada, Greenland, Norway, and Russia. In the United
States, oil and gas activities have been conducted off the coast of
Alaska since the 1970s, with most of the activity occurring in the
Beaufort Sea. Although five exploratory wells have previously been
drilled in the Chukchi Sea, no oil fields have been developed or
brought into production. Shell plans to drill up to three wells during
2012 at several locations in the northeast Chukchi Sea. Shell also
plans to drill offshore in the Beaufort Sea in 2012 near Camden Bay. No
offshore oil or gas fields are currently in development or production
in the Bering Sea.
About 80 percent of the oil and 99 percent of the gas produced in
the Arctic comes from Russia (AMAP, 2007). With over 75 percent of
known Arctic oil, over 90 percent of known Arctic gas, and vast
estimates of undiscovered oil and gas reserves, Russia will likely
continue to be the dominant producer of Arctic oil and gas in the
future (AMAP, 2007). Oil and gas developments in the Kara and Barents
Seas began in 1992, and large-scale production activities were
initiated during 1998-2000. Oil and gas production activities are
expected to grow in the western Siberian provinces and Kara and Barents
Seas in the future. Recently there has also been renewed interest in
the Russian Chukchi Sea, as new evidence emerges to support the notion
that the region may contain world-class oil and gas reserves. In the
Sea of Okhotsk, oil and natural gas operations are active off the
northeastern coast of Sakhalin Island, and future developments are
planned in the western Kamchatka and Magadan regions.
A major project underway in the Baltic Sea is the Nord Stream
1,200-km gas line, which will be the longest subsea natural gas
pipeline in the world. Concerns have been expressed about the potential
disturbance of World War II landmines and chemical toxins in the
sediment during construction. There are also concerns about potential
leaks and spills from the pipeline and impacts on the Baltic Sea marine
environment once the pipeline is operational. Circulation of waters in
the Baltic Sea is limited and any contaminants may not be flushed
efficiently.
Large oil spills or blowouts are considered to be the greatest
threat of oil and gas exploration activities in the marine environment.
In contrast to spills on land, large spills at sea are difficult to
contain and may spread over hundreds or thousands of kilometers.
Responding to a spill in the Arctic environment would be particularly
challenging. The U.S. Arctic has very little infrastructure to support
oil spill response, with few roads and no major port facilities.
Reaching a spill site and responding effectively would be especially
difficult, if not impossible, in winter when weather can be severe and
daylight extremely limited. Oil spills under ice would be the most
[[Page 76713]]
challenging because industry and government have little experience
containing or effectively recovering spilled oil in such conditions.
The difficulties experienced in stopping and containing the blowout at
the Deepwater Horizon well in the Gulf of Mexico, where environmental
conditions and response preparedness are comparatively good (but waters
are much deeper than the Arctic continental shelf), point toward even
greater challenges of attempting a similar feat in a much more
environmentally severe and geographically remote location.
Although planning, management, and use of best practices can help
reduce risks and impacts, the history of oil and gas activities
indicates that accidents cannot be eliminated. Tanker spills, pipeline
leaks, and oil blowouts are likely to occur in the future, even under
the most stringent regulatory and safety systems. In the Sea of
Okhotsk, an accident at an oil production complex resulted in a large
(3.5-ton) spill in 1999, and in winter 2009, an unknown quantity of oil
associated with a tanker fouled 3 km of coastline and hundreds of birds
in Aniva Bay (Sakhalin Island). In the Arctic, a blowout at an offshore
platform in the Ekofisk oil field in the North Sea in 1977 released
more than 200,000 barrels of oil.
Researchers have suggested that pups of ice-associated seals may be
particularly vulnerable to fouling of their dense lanugo coats. Adults,
juveniles, and weaned young of the year rely on blubber for insulation,
so effects of oiling on their thermoregulation are expected to be
minimal. A variety of other acute effects of oil exposure have been
shown to reduce seals' health and possibly survival. Direct ingestion
of oil, ingestion of contaminated prey, or inhalation of hydrocarbon
vapors can cause serious health effects including death.
The BRT considered the threat posed to ringed seals by disturbance,
injury, or mortality from oil spills, and/or other discharges, as of
low to moderate significance, with the greatest threat identified for
Okhotsk and Baltic ringed seals.
Commercial Fisheries Interactions and Bycatch
Commercial fisheries may affect ringed seals through direct
interactions (i.e., incidental take or bycatch) and indirectly through
competition for prey resources and other impacts on prey populations.
NMFS has access to estimates of Arctic ringed seal bycatch only for
commercial fisheries that operate in Alaska waters. Based on data from
2002-2006, there has been an annual average of 0.46 Arctic ringed seal
mortalities incidental to commercial fishing operations. NAMMCO (2002)
stated that in the North Atlantic region Arctic ringed seals are seldom
caught in fishing gear because their distribution does not coincide
with intensive fisheries in most areas. We could find no information
regarding ringed seal bycatch levels in the Sea of Okhotsk; however,
given the intensive levels of commercial fishing that occur in this
sea, bycatch of ringed seals likely occurs there. The BRT considered
the threat posed to Okhotsk ringed seals from physical disturbance
associated with the combined factors of oil and gas development,
shipping, and commercial fisheries moderately significant.
Drowning in fishing gear has been reported as one of the most
significant mortality factors for seals in the Baltic Sea, especially
for young seals. There are no reliable estimates of seal bycatch in
this sea, and existing estimates are known to be low in many areas,
making risk assessment difficult. Based on monitoring of 5 percent of
the commercial fishing effort in the Swedish coastal fisheries, bycatch
of Baltic ringed seals was estimated at 50 seals in 2004. In Finland,
it was estimated that about 70 Baltic ringed seals were caught by
fishing gear annually during the period 1997-1999. There are no
estimates of seal bycatch from Lithuanian, Estonian, or Russian waters
of the Baltic. It has been suggested that decreases in the use of the
most harmful types of nets (i.e., gillnets and unprotected trap nets),
along with the development of seal-proof fishing gear, may have
resulted in a decline in Baltic ringed seal bycatch (Ministry of
Agriculture and Forestry, 2007).
It has been estimated that 200-400 Ladoga ringed seals died
annually in fishing gear during the late 1980s and early 1990s. Fishing
patterns reportedly changed since then, and in the late 1990s fishing
was not regarded to be a threat to Ladoga ringed seal populations,
although it was suggested that it could become so should market
conditions improve (Sipil[auml] and Hyv[auml]rinen, 1998). Based on
interviews with fishermen in Lake Ladoga, Verevkin et al. (2006)
reported that at least 483 Ladoga ringed seals were killed in fishing
gear in 2003, even though official records only recorded 60 cases of
bycatch. Further, Verevkin et al. (2010) reported questionnaire
responses by fishermen that indicated annual bycatch of Ladoga ringed
seals caught in fishing nets has been substantial in recent years.
For indirect interactions, we note that commercial fisheries target
a number of known ringed seal prey species such as walleye pollock
(Theragra chalcogramma), Pacific cod, herring (Clupea sp.), and
capelin. These fisheries may affect ringed seals indirectly through
reductions in prey biomass and through other fishing mediated changes
in ringed seal prey species.
Shipping
The reduction in Arctic sea ice that has occurred in recent years
has renewed interest in using the Arctic Ocean as a potential waterway
for coastal, regional, and trans-Arctic marine operations. Climate
models predict that the warming trend in the Arctic will accelerate,
causing the ice to begin melting earlier in the spring and resume
freezing later in the fall, resulting in an expansion of potential
shipping routes and lengthening the potential navigation season.
The most significant risk posed by shipping activities in the
Arctic is the accidental or illegal discharge of oil or other toxic
substances carried by ships, due to their immediate and potentially
long-term effects on individual animals, populations, food webs, and
the environment. Shipping activities can also affect ringed seals
directly through noise and physical disturbance (e.g., icebreaking
vessels), as well as indirectly through ship emissions and the
possibility of introducing exotic species that may affect ringed seal
food webs.
Current and future shipping activities in the Arctic pose varying
levels of threats to ringed seals depending on the type and intensity
of the shipping activity and its degree of spatial and temporal overlap
with ringed seal habitats. These factors are inherently difficult to
predict, making threat assessment highly uncertain. However, given what
is currently known about ringed seal populations and shipping activity
in the Arctic, some general assessments can be made. Arctic ringed seal
densities are variable and depend on many factors; however, they are
often reported to be widely distributed in relatively low densities and
rarely congregate in large numbers. This may help mitigate the risks of
more localized shipping threats (e.g., oil spills or physical
disturbance), since the impacts from such events would be less likely
to affect large numbers of seals. The fact that nearly all shipping
activity in the Arctic (with the exception of icebreaking) purposefully
avoids areas of ice and primarily occurs during the ice-free or low-ice
seasons also helps to
[[Page 76714]]
mitigate the risks associated with shipping to ringed seals, since they
are closely associated with ice at nearly all times of the year.
Icebreakers pose special risks to ringed seals because they are capable
of operating year-round in all but the heaviest ice conditions and are
often used to escort other types of vessels (e.g., tankers and bulk
carriers) through ice-covered areas. If icebreaking activities increase
in the Arctic in the future as expected, the likelihood of negative
impacts (e.g., oil spills, pollution, noise, disturbance, and habitat
alteration) occurring in ice-covered areas where ringed seals occur
will likely also increase.
Though few details are available regarding shipping levels in the
Sea of Okhotsk, resource development over the last decade stands out as
a likely significant contributor. Relatively high levels of shipping
are needed to support present oil and gas operations. In addition,
large-scale commercial fishing occurs in many parts of the sea. Winter
shipping activities in the southern Sea of Okhotsk are expected to
increase considerably as oil and gas production pushes the development
and use of new classes of icebreaking ships, thereby increasing the
potential for shipping accidents and oil spills in the ice-covered
regions of this sea.
The Baltic Sea is one of the most heavily trafficked shipping areas
in the world, with more than 2,000 large ships (including about 200 oil
tankers) sailing on its waters on an average day. Additionally, ferry
lines, fishing boats, and cruise ships frequent the Baltic Sea. Both
the number and size of ships (especially oil tankers) have grown in
recent years, and the amount of oil transported in the Baltic
(especially from the Gulf of Finland) has increased significantly since
2000. The risk of oil exposure for seals living in the Baltic Sea is
considered to be greatest in the Gulf of Finland, where oil shipping
routes pass through ringed seal pupping areas as well as close to rocks
and islets where seals sometimes haul out. Icebreaking during the
winter is considered to be the most significant marine traffic factor
for seals in the Baltic Sea, especially in the Bothnian Bay.
Lake Ladoga is connected to the Baltic Sea and other bodies of
water via a network of rivers and canals that are used as waterways to
transport people, resources, and cargo throughout the Baltic region.
However, reviews of the biology and conservation of Ladoga ringed seals
have not identified shipping-related activities (other than accidental
bycatch in fishing gear) as being important risks to the conservation
status of this subspecies.
The threats posed from shipping activity in the Sea of Okhotsk,
Baltic Sea, and Lake Ladoga and are largely the same as they are for
the Arctic. Two obvious but important distinctions between these
regions and the Arctic are that these bodies of water are
geographically smaller and more confined than many areas where the
Arctic subspecies lives, and they contain much smaller populations of
ringed seals. Therefore, shipping and ringed seals are more likely to
overlap spatially in these regions, and a single accident (e.g., a
large oil spill) could potentially impact these smaller populations
severely. However, the lack of specific information on threats and
impacts (now and in the future) makes threat assessment in these
regions uncertain. More information is needed to adequately assess the
risks of shipping to ringed seals. The BRT considered the threat posed
to Okhotsk, Baltic, and Ladoga ringed seals from physical disturbance
associated with the combined factors of oil and gas development,
shipping, and commercial fisheries moderately significant, while also
noting that drowning of seals in fishing nets and disturbance from
human activities are specific conservation concerns for Ladoga ringed
seals.
Summary of Factor E
We find that the threats posed by pollutants, oil and gas
activities, fisheries, and shipping do not individually or collectively
place the Arctic or Okhotsk subspecies of ringed seals at risk of
becoming endangered in the foreseeable future. We recognize, however,
that the significance of these threats would likely increase for
populations diminished by the effects of climate change or other
threats.
Reduced productivity in the Baltic Sea ringed seal in recent
decades resulted from impaired fertility that was associated with
pollutants. We do not have any information to conclude that there are
currently population-level effects on Baltic ringed seals from
contaminant exposure. We find that the threats posed by pollutants,
petroleum development, commercial fisheries, and increased ship traffic
do not individually or collectively pose a significant risk to the
persistence of the Baltic ringed seals. We recognize, however, that the
significance of these threats would likely increase for populations
diminished by the effects of climate change or other threats. We also
note that, particularly given the elevated contaminant load in the
Baltic Sea, continued efforts are necessary to ensure that population-
level effects from contaminant exposure do not recur in Baltic ringed
seals in the future.
Drowning of seals in fishing gear and disturbance by human
activities are conservation concerns for ringed seals in Lake Ladoga
and could exacerbate the effects of climate change on this seal
population. Drowning in fishing gear is also one of the most
significant sources of mortality for ringed seals in the Baltic Sea.
Although we currently do not have any data to conclude that these
threats are having population-level effects on Baltic ringed seals,
reported bycatch mortality in Lake Ladoga appears to pose a significant
threat to that subspecies, particularly when combined with the effects
of climate change on ringed seal habitat.
Analysis of Demographic Risks
Threats to a species' long-term persistence are manifested
demographically as risks to its abundance, productivity, spatial
structure and connectivity, and genetic and ecological diversity. These
demographic risks provide the most direct indices or proxies of
extinction risk. A species at very low levels of abundance and with few
populations will be less tolerant to environmental variation,
catastrophic events, genetic processes, demographic stochasticity,
ecological interactions, and other processes. A rate of productivity
that is unstable or declining over a long period of time can indicate
poor resiliency to future environmental change. A species that is not
widely distributed across a variety of well-connected habitats is at
increased risk of extinction due to environmental perturbations,
including catastrophic events. A species that has lost locally-adapted
genetic and ecological diversity may lack the raw resources necessary
to exploit a wide array of environments and endure short- and long-term
environmental changes.
The key factors limiting the viability of all five ringed seal
subspecies are the forecasted reductions in ice extent and, in
particular, depths and duration of snow cover on ice. Early snow melts
already are evident in much of the species' range. Increasingly late
ice formation in autumn is forecasted, contributing to expectations of
substantial decreases in snow accumulation. The ringed seal's specific
requirement for habitats with adequate spring snow cover is manifested
in the pups' low tolerance for exposure to wet, cold conditions and
their vulnerability to predation. Premature failure of the snow cover
has caused high mortality due to freezing and predation. Climate
[[Page 76715]]
warming will result in increasingly early snow melts, exposing
vulnerable ringed seal pups to predators and hypothermia.
The BRT considered the current risks to the persistence of Arctic,
Okhotsk, Baltic, and Ladoga ringed seals as low to moderate, with the
Ladoga ringed seal receiving the highest scores. Within the foreseeable
future, the BRT judged the risks to Arctic ringed seal persistence to
be moderate (diversity and abundance) to high (productivity and spatial
structure). As noted above, the impacts to Arctic ringed seals may be
somewhat ameliorated initially if the subspecies' range retracts
northward with sea ice habitats, but by the end of the century snow
depths are projected to be insufficient for lair formation and
maintenance throughout much of the subspecies' range, including the
potentially retracted northward one. The BRT also judged the risks to
persistence of the Okhotsk and Baltic ringed seal in the foreseeable
future to be moderate (diversity) to high (abundance, productivity, and
spatial structure). Okhotsk and Baltic ringed seals will have limited
opportunity to shift their range northward because the sea ice will
retract toward land.
Risks to Ladoga ringed seal persistence within the foreseeable
future were judged by the BRT to be moderate (diversity), or high to
very high (abundance, productivity, and spatial structure). As noted
above, Ladoga ringed seals are a landlocked population that will be
unable to shift their range in response to the pronounced degradation
of ice and snow habitats forecasted to occur.
Conservation Efforts
When considering the listing of a species, section 4(b)(1)(A) of
the ESA requires NMFS to consider efforts by any State, foreign nation,
or political subdivision of a State or foreign nation to protect the
species. Such efforts would include measures by Native American tribes
and organizations, local governments, and private organizations. Also,
Federal, tribal, state, and foreign recovery actions (16 U.S.C.
1533(f)), and Federal consultation requirements (16 U.S.C. 1536)
constitute conservation measures. In addition to identifying these
efforts, under the ESA and our Policy on the Evaluation of Conservation
Efforts (68 FR 15100; March 28, 2003), we must evaluate the certainty
of implementing the conservation efforts and the certainty that the
conservation efforts will be effective on the basis of whether the
effort or plan establishes specific conservation objectives, identifies
the necessary steps to reduce threats or factors for decline, includes
quantifiable performance measures for monitoring compliance and
effectiveness, incorporates the principles of adaptive management, and
is likely to improve the species' viability at the time of the listing
determination.
International Conservation Efforts Specifically to Protect Ringed Seals
Baltic ringed seals: (1) Some protected areas in Sweden, Finland,
the Russian Federation, and Estonia include Baltic ringed seal habitat;
(2) the Baltic ringed seal is included in the Red Book of the Russian
Federation as ``Category 2'' (decreasing abundance), is classified as
``Endangered'' in the Red Data Book of Estonia, and is listed as ``Near
Threatened'' on the Finnish and Swedish Red Lists; and (3) Helsinki
Commission (HELCOM) recommendation 27-28/2 (2006) on conservation of
seals in the Baltic Sea established a seal expert group to address and
coordinate seal conservation and management across the Baltic Sea
region. This expert group has made progress toward completing a set of
related tasks identified in the HELCOM recommendation, including
coordinating development of national management plans and developing
monitoring programs. The national red lists and red data books noted
above highlight the conservation status of listed species and can
inform conservation planning and prioritization.
Ladoga ringed seals: (1) In May 2009, Ladoga Skerries National
Park, which will encompass northern and northwest Lake Ladoga, was
added to the Russian Federation's list of protected areas to be
established; and (2) the Ladoga ringed seal is included in the Red Data
Books of the Russian Federation, the Leningrad Region, and Karelia.
International Agreements
The International Union for the Conservation of Nature and Natural
Resources (IUCN) Red List identifies and documents those species
believed by its reviewers to be most in need of conservation attention
if global extinction rates are to be reduced, and is widely recognized
as the most comprehensive, apolitical global approach for evaluating
the conservation status of plant and animal species. In order to
produce Red Lists of threatened species worldwide, the IUCN Species
Survival Commission draws on a network of scientists and partner
organizations, which uses a standardized assessment process to
determine species' risks of extinction. However, it should be noted
that the IUCN Red List assessment criteria differ from the listing
criteria provided by the ESA. The ringed seal is currently classified
as a species of ``Least Concern'' on the IUCN Red List. The Red List
assessment notes that, given the risks posed to the ringed seal by
climate change, the conservation status of all ringed seal subspecies
should be reassessed within a decade. The European Red List compiles
assessments of the conservation status of European species according to
IUCN red listing guidelines. The assessment for the ringed seal
currently classifies the Ladoga ringed seal as ``Vulnerable.'' The
Baltic ringed seal is classified as a species of ``Least Concern'' on
the European Red List, with the caveats that population numbers remain
low and that there are significant conservation concerns in some part
of the Baltic Sea. Similar to inclusion in national red lists and red
data books, these listings highlight the conservation status of listed
species and can inform conservation planning and prioritization.
The Convention on the Conservation of European Wildlife and Natural
Habitats (Bern Convention) is a regional treaty on conservation.
Current parties to the Bern Convention within the range of the ringed
seal include Norway, Sweden, Finland, Estonia, and Latvia. The
agreement calls for signatories to provide special protection for fauna
species listed in Appendix II (species to be strictly protected) and
Appendix III to the convention (species for which any exploitation is
to be regulated). The Ladoga ringed seal is listed under Appendix II,
and other ringed seals fall under Appendix III. Hunting of Ladoga
ringed seals has been prohibited since 1980, and hunting of Baltic
ringed seals has also been suspended (although Finland permitted the
harvest of small numbers of ringed seals in the Bothnian Bay beginning
in 2010).
The provisions of the Council of the European Union's Directive 92/
43/EEC on the Conservation of Natural Habitats of Wild Fauna and Flora
(Habitats Directive) are intended to promote the conservation of
biodiversity in European Union (EU) member countries. EU members meet
the habitat conservation requirements of the directive by designating
qualified sites for inclusion in a special conservation areas network
known as Natura 2000. Current members of the EU within the range of the
ringed seal include Sweden, Finland, and Estonia. Annex II to the
Habitats Directive lists species whose conservation is to be
specifically considered in designating special
[[Page 76716]]
conservation areas, Annex IV identifies species determined to be in
need of strict protection, and Annex V identifies species whose
exploitation may require specific management measures to maintain
favorable conservation status. The Baltic ringed seal is listed in
Annex II and V, and the Arctic ringed seal is listed in Annex V. Some
designated Natura 2000 sites include Baltic ringed seal habitat.
In 2005 the International Maritime Organization (IMO) designated
the Baltic Sea Area outside of Russian territorial waters as a
Particularly Sensitive Sea Area (PSSA), which provides a framework
under IMO's International Convention for the Prevention of Pollution
from Ships (MARPOL 73/78) for developing internationally agreed upon
measures to reduce risks posed from maritime shipping activities. To
date, a maritime traffic separation scheme is the sole protective
measure associated with the Baltic PSSA. Expansion of Russian oil
terminals is contributing to a marked increase in oil transport in the
Baltic Sea; however, the Russian Federation has declined to support the
Baltic Sea PSSA designation.
HELCOM's main goal since the Helsinki convention first entered
force in 1980 has been to address Baltic Sea pollution caused by
hazardous substances and to restore and safeguard the ecology of the
Baltic. HELCOM acts as a coordinating body among the nine countries
with coasts along the Baltic Sea. Activities of HELCOM have led to
significant reductions in a number of monitored hazardous substances in
the Baltic Sea. However, pollution caused by hazardous substances
continues to pose risks.
The Agreement on Cooperation in Research, Conservation, and
Management of Marine Mammals in the North Atlantic (North Atlantic
Marine Mammal Commission [NAMMCO]) was established in 1992 by a
regional agreement among the governments of Greenland, Iceland, Norway,
and the Faroe Islands to cooperatively conserve and manage marine
mammals in the North Atlantic. NAMMCO has provided a forum for the
exchange of information and coordination among member countries on
ringed seal research and management.
Domestic U.S. Conservation Efforts
NMFS is not aware of any formalized conservation efforts for ringed
seals that have yet to be implemented, or which have recently been
implemented but have yet to show their effectiveness in removing
threats to the species. Therefore, we do not need to evaluate any
domestic conservation efforts under our Policy on Evaluating
Conservation Efforts (68 FR 15100; March 28, 2003).
NMFS has established a co-management agreement with the Ice Seal
Committee (ISC) to conserve and provide co-management of subsistence
use of ice seals by Alaska Natives. The ISC is an Alaska Native
Organization dedicated to conserving seal populations, habitat, and
hunting in order to help preserve native cultures and traditions. The
ISC co-manages ice seals with NMFS by monitoring subsistence harvest
and cooperating on needed research and education programs pertaining to
ice seals. NMFS's National Marine Mammal Laboratory is engaged in an
active research program for ringed seals. The new information from this
research will be used to enhance our understanding of the risk factors
affecting ringed seals, thereby improving our ability to develop
effective management measures for the species.
Listing Determinations
We have reviewed the status of the ringed seal, fully considering
the best scientific and commercial data available, including the status
review report. We have reviewed threats to these subspecies of the
ringed seal, as well as other relevant factors, and considered
conservation efforts and special designations for ringed seals by
states and foreign nations. In consideration of all of the threats and
potential threats to ringed seals identified above, the assessment of
the risks posed by those threats, the possible cumulative impacts, and
the uncertainty associated with all of these, we draw the following
conclusions:
Arctic subspecies: (1) There are no specific estimates of
population size available for the Arctic subspecies, but most experts
postulate that the population numbers in the millions. (2) The depth
and duration of snow cover are forecasted to decrease substantially
throughout the range of the Arctic ringed seal. Within this century,
snow cover is forecasted to be inadequate for the formation and
occupation of birth lairs over most of the subspecies' range. (3)
Because ringed seals stay with the ice as it annually advances and
retreats, the southern edge of the ringed seal's range may initially
shift northward. Whether ringed seals will continue to move north with
retreating ice over the deeper, less productive Arctic Basin waters and
whether the species that they prey on will also move north is
uncertain. (4) The Arctic ringed seal's pupping and nursing seasons are
adapted to the phenology of ice and snow. The projected decreases in
sea ice, snow cover, and thermal capacity of birthing lairs will likely
lead to decreased pup survival. Thus, within the foreseeable future it
is likely that the number of Arctic ringed seals will decline
substantially, and they will no longer persist in substantial portions
of their range. We have determined that the Arctic subspecies of the
ringed seal is not in danger of extinction throughout all of its range,
but is likely to become so within the foreseeable future. Therefore, we
are listing it as threatened.
Okhotsk subspecies: (1) The best available scientific data suggest
a conservative estimate of 676,000 ringed seals in the Sea of Okhotsk,
apparently reduced from historical numbers. It has been estimated that
the ringed seal population in the Sea of Okhotsk numbered more than one
million in 1955. (2) Before the end of the current century, ice
suitable for pupping and nursing is forecasted to be limited to the
northernmost regions of the Sea of Okhotsk, and projections suggest
that snow cover may already be inadequate for birth lairs. The Sea of
Okhotsk is bounded to the north by land, which will limit the ability
of Okhotsk ringed seals to respond to deteriorating sea ice and snow
conditions by shifting their range northward. (3) Although some Okhotsk
ringed seals have been reported resting on island shores during the
ice-free season, we are not aware of any occurrence of ringed seals
whelping or nursing young on land. (4) The Okhotsk ringed seal's
pupping and nursing seasons are adapted to the phenology of ice and
snow. Decreases in sea ice habitat suitable for pupping, nursing, and
molting will likely lead to declines in abundance and productivity of
the Okhotsk subspecies. We have determined that the Okhotsk subspecies
of the ringed seal is not in danger of extinction throughout its range,
but is likely to become so within the foreseeable future. Therefore, we
are listing it as threatened.
Baltic subspecies: (1) Current estimates of 10,000 Baltic ringed
seals suggest that the population has been significantly reduced from
historical numbers. It has been estimated that about 180,000 ringed
seals inhabited the Baltic Sea in 1900 and that by the 1940s this
population had been reduced to about 25,000. (2) Reduced productivity
in the Baltic subspecies in recent decades resulted from impaired
fertility associated with pollutants. (3) Dramatic reductions in sea
ice extent are projected by mid-century and beyond in the Baltic Sea,
coupled with declining depth and insulating properties of snow
[[Page 76717]]
cover on Baltic Sea ice. The Baltic Sea is bounded to the north by
land, which will limit the ability of Baltic ringed seals to respond to
deteriorating sea ice and snow conditions by shifting their range
northward. (4) Although Baltic ringed seals have been reported resting
on island shores or offshore reefs during the ice-free season, we are
not aware of any occurrence of ringed seals whelping or nursing young
on land. (5) The Baltic ringed seal's pupping and nursing seasons are
adapted to the phenology of ice and snow. The projected substantial
reductions in sea ice extent and deteriorating snow conditions are
expected to lead to decreased survival of pups and a substantial
decline in the abundance of the Baltic subspecies. We have determined
that the Baltic subspecies of the ringed seal is not in danger of
extinction throughout all its range, but is likely to become so within
the foreseeable future. Therefore, we are listing it as threatened.
Ladoga subspecies: (1) The population size of the ringed seal in
Lake Ladoga is currently estimated at 3,000 to 5,000 seals, a decrease
from estimates of 20,000 seals reported for the 1930s, and estimates of
5,000 to 10,000 seals in the 1960s. (2) Reduced ice and snow cover are
expected in Lake Ladoga within this century based on regional
projections. As ice and snow conditions deteriorate, the landlocked
population of Ladoga ringed seals will be unable to respond by shifting
its range. (3) Although Ladoga ringed seals have been reported resting
on rocks and island shores during the ice-free season, we are not aware
of any occurrence of ringed seals whelping or nursing young on land.
(4) The Ladoga ringed seal's pupping and nursing seasons are adapted to
the phenology of ice and snow. Reductions in ice and snow are expected
to lead to decreased survival of pups and a substantial decline in the
abundance of this subspecies. (5) Ongoing mortality incidental to
fishing activities is also a significant conservation concern. Based on
the substantial threats currently affecting Ladoga ringed seals at a
significant level across the range of this subspecies, the high
likelihood that the severity of the impacts of deteriorating snow and
ice conditions will increase for this subspecies in the foreseeable
future, and the fact that the subspecies is landlocked and will be
unable to respond to habitat loss by dispersing to new habitat, we have
determined that the Ladoga ringed seal is in danger of extinction
throughout all of its range. Therefore, we are listing it as
endangered.
Significant Portion of the Range Evaluation
Under the ESA and our implementing regulations, a species warrants
listing if it is endangered or threatened throughout all or a
significant portion of its range. In our analysis for this final rule,
we initially evaluated the status of and threats to the Arctic,
Okhotsk, and Baltic subspecies throughout their entire ranges. We found
that the consequences of habitat change associated with a warming
climate can be expected to manifest throughout the current breeding and
molting ranges of ringed seals, and that the ongoing and projected
changes in sea ice habitat pose significant threats to the persistence
of these subspecies. The magnitude of the threats posed to the
persistence of ringed seals, including from changes in sea ice habitat,
are likely to vary to some degree across the range of the species
depending on a number of factors, including where affected populations
occur. In light of the potential differences in the magnitude of the
threats to specific areas or populations, we evaluated whether the
Arctic, Okhotsk, or Baltic subspecies might be in danger of extinction
in any significant portions of their ranges. In accordance with our
draft policy on ``significant portion of its range,'' our first step in
this evaluation was to review the entire supporting record for this
final determination to ``identify any portions of the range[s] of the
[subspecies] that warrant further consideration'' (76 FR 77002;
December 9, 2011). We evaluated whether substantial information
indicated ``that (i) the portions may be significant [within the
meaning of the draft policy] and (ii) the species [occupying those
portions] may be in danger of extinction or likely to become so within
the foreseeable future'' (76 FR 77002; December 9, 2011). Under the
draft policy, both considerations must apply to warrant listing a
species as endangered throughout its range based upon threats within a
portion of the range. In other words, if either consideration does not
apply, we would not list a species as endangered based solely upon its
status within a significant portion of its range. For the Arctic and
Okhotsk subspecies, we found it more efficient to address the status
question first, whereas for the Baltic subspecies, we found it more
efficient to address the significance question first.
The consequences of the potential threats to the Arctic and Okhotsk
subspecies, including from changes in sea ice habitat, have been
addressed in other sections of the preamble to this final rule. Based
on our review of the record, we did not find substantial information
indicating that any of the threats to the Arctic and Okhotsk
subspecies, including those associated with the changes in sea ice
habitat, are so severe or so concentrated as to indicate that either
subspecies currently qualifies as endangered within some portion of its
range. As described in our Listing Determinations, the threats are such
that we concluded that Arctic and Okhotsk ringed seals are likely to
become endangered within the foreseeable future. As a result, we find
that the best available data show that there are no portions of their
ranges in which the threats are so concentrated or acute as to place
those portions of the ranges of either subspecies in danger of
extinction. Because we find that the Arctic and Okhotsk subspecies are
not endangered in any portions of their ranges, we need not address the
question of whether any portions may be significant.
About 75 percent of the Baltic population is found in the Gulf of
Bothnia (Bothnian Bay) in the northern Baltic Sea, while considerably
smaller portions of the population are found in the Gulf of Riga and
Gulf of Finland (15 percent and 5 percent of Baltic ringed seals,
respectively; Ministry of Agriculture and Forestry, 2007). Palo et al.
(2001) noted that the Baltic Sea subspecies has recently been
fragmented into these three breeding segments, but that genetic
evidence of the separation is not yet evident. Recent population
increases in the Baltic subspecies have been attributed entirely to the
Gulf of Bothnia portion of the population, while little growth rate or
possible declines have been suggested for ringed seals in the Gulf of
Finland and Gulf of Riga (Harkonnen et al., 2008; Karlsson et al.,
2008). We conclude that the best information available does not suggest
that declines in or loss of the Gulf of Finland and/or Gulf of Riga
portion(s) would result in a substantial decline in the rest of the
subspecies. We find that: (1) there is substantial information
indicating that the Gulf of Bothnia may be a significant portion of the
Baltic ringed seal's range; and (2) the Gulf of Finland and Gulf of
Riga are not so significant that the decline or loss of these portions
of the range would leave the remainder of the subspecies in danger of
extinction, and thus they do not constitute significant portions of the
Baltic ringed seal's range.
The consequences of the potential threats to the Baltic subspecies,
including from climate change, have been addressed in other sections of
the
[[Page 76718]]
preamble to this final rule. As described in our Listing
Determinations, the threats are such that we concluded that Baltic
ringed seals are likely to become endangered within the foreseeable
future. We do not have any information that would lead to a different
conclusion for ringed seals in the Gulf of Bothnia. Therefore, we find
that the Gulf of Bothnia portion of the Baltic subspecies' range is not
in danger of extinction, but is likely to become so within the
foreseeable future.
Prohibitions and Protective Measures
Section 9 of the ESA prohibits the take of endangered species. The
term ``take'' means to harass, harm, pursue, hunt, shoot, wound, kill,
trap, capture, or collect, or engage in any such conduct (16 U.S.C.
1532(19)). In the case of threatened species, ESA section 4(d)
authorizes NMFS to issue regulations it considers necessary and
advisable for the conservation of the species. Such regulations may
include any or all of the section 9 prohibitions. These regulations
apply to all individuals, organizations, and agencies subject to U.S.
jurisdiction. On December 10, 2010, we proposed protective regulations
pursuant to section 4(d) to include all of the prohibitions in section
9(a)(1) (75 FR 77476) based on a preliminary finding that such measures
were necessary and advisable for the conservation of the threatened
subspecies of the ringed seal.
In light of public comments and upon further review, we are
withdrawing the proposed ESA section 4(d) protective regulations for
ringed seals. We received comments arguing against adoption of the 4(d)
rule and we have not received any information, and are not aware of
any, indicating that the addition of the ESA section 9 prohibitions
would apply to any activities that are currently unregulated and are
having, or have the potential to have, significant effects on the
Arctic, Okhotsk, or Baltic subspecies. Further, the Arctic, Okhotsk,
and Baltic subspecies appear sufficiently abundant to withstand typical
year-to-year variation and natural episodic perturbations in the near
term. The principal threat to these subspecies of ringed seals is
habitat alteration stemming from climate change within the foreseeable
future. This is a long-term threat and the consequences for ringed
seals will manifest themselves over the next several decades. Finally,
ringed seals currently benefit from existing protections under the
MMPA, and activities that may take listed species and involve a Federal
action will still be subject to consultation under section 7(a)(2) of
the ESA to ensure such actions will not jeopardize the continued
existence of the species. We therefore conclude that it is unlikely
that the proposed section 4(d) regulations would provide appreciable
conservation benefits. As a result, we have concluded that the 4(d)
regulations are not necessary at this time. Such regulations could be
promulgated at some future time if warranted by new information.
Section 7(a)(2) of the ESA requires Federal agencies to consult
with us to ensure that activities they authorize, fund, or conduct are
not likely to jeopardize the continued existence of a listed species or
a species proposed for listing, or to adversely modify critical habitat
or proposed critical habitat. If a Federal action may affect a listed
species or its critical habitat, the responsible Federal agency must
enter into consultation with us. Examples of Federal actions that may
affect Arctic ringed seals include permits and authorizations relating
to coastal development and habitat alteration, oil and gas development
(including seismic exploration), toxic waste and other pollutant
discharges, and cooperative agreements for subsistence harvest.
For the Ladoga subspecies of the ringed seal that we are listing as
endangered, take will be prohibited under section 9 of the ESA.
Sections 10(a)(1)(A) and (B) of the ESA provide us with authority to
grant exceptions to the ESA's section 9 ``take'' prohibitions. Section
10(a)(1)(A) scientific research and enhancement permits may be issued
to entities (Federal and non-Federal) for scientific purposes or to
enhance the propagation or survival of a listed species. The type of
activities potentially requiring a section 10(a)(1)(A) research/
enhancement permit include scientific research that targets ringed
seals. Section 10(a)(1)(B) incidental take permits are required for
non-Federal activities that may incidentally take a listed species in
the course of otherwise lawful activity.
Identification of Those Activities That Would Constitute a Violation of
Section 9 of the ESA
On July 1, 1994, NMFS and FWS published a series of policies
regarding listings under the ESA, including a policy for peer review of
scientific data (59 FR 34270) and a policy to identify, to the maximum
extent possible, those activities that would or would not constitute a
violation of section 9 of the ESA (59 FR 34272). The intent of this
policy is to increase public awareness of the effect of our ESA listing
on proposed and ongoing activities within the species' range. We
identify, to the extent known, specific activities that will be
considered likely to result in violation of section 9, as well as
activities that will not be considered likely to result in violation.
Because the Ladoga ringed seal occurs outside the jurisdiction of the
United States, we are presently unaware of any specific activities that
could result in violation of section 9 of the ESA for this subspecies.
However, we note that it is illegal for any person subject to the
jurisdiction of the United States to ``take'' within the United States
or upon the high seas, import or export, deliver, receive, carry,
transport, or ship in interstate or foreign commerce in the course of a
commercial activity, or to sell or offer for sale in interstate or
foreign commerce, any endangered wildlife species. It also is illegal
to possess, sell, deliver, carry, transport, or ship any such wildlife
that has been taken in violation of the Act.
Critical Habitat
Section 3 of the ESA (16 U.S.C. 1532(5)(A)) defines critical
habitat as: (i) specific areas within the geographical area occupied by
the species, at the time it is listed in accordance with the ESA, on
which are found those physical or biological features (I) essential to
the conservation of the species and (II) that may require special
management considerations or protection; and (ii) specific areas
outside the geographical area occupied by the species at the time it is
listed upon a determination by the Secretary that such areas are
essential for the conservation of the species. Section 3 of the ESA
also defines the terms ``conserve,'' ``conserving,'' and
``conservation'' to mean ``to use and the use of all methods and
procedures which are necessary to bring any endangered species or
threatened species to the point at which the measures provided pursuant
to this chapter are no longer necessary.''
Section 4(a)(3) of the ESA requires that, to the extent practicable
and determinable, critical habitat be designated concurrently with the
listing of a species. Designation of critical habitat must be based on
the best scientific data available, and must take into consideration
the economic, national security, and other relevant impacts of
specifying any particular area as critical habitat. Once critical
habitat is designated, section 7 of the ESA requires Federal agencies
to ensure that they do not fund, authorize, or carry out any actions
that are likely to destroy or adversely modify that habitat. This
requirement is in addition to the section 7 requirement that Federal
agencies ensure their actions do not jeopardize the continued existence
of the species.
[[Page 76719]]
In determining what areas qualify as critical habitat, 50 CFR
424.12(b) requires that NMFS ``consider those physical or biological
features that are essential to the conservation of a given species
including space for individual and population growth and for normal
behavior; food, water, air, light, minerals, or other nutritional or
physiological requirements; cover or shelter; sites for breeding,
reproduction, and rearing of offspring; and habitats that are protected
from disturbance or are representative of the historical geographical
and ecological distribution of a species.'' The regulations further
direct NMFS to ``focus on the principal biological or physical
constituent elements * * * that are essential to the conservation of
the species,'' and specify that the ``known primary constituent
elements shall be listed with the critical habitat description.'' The
regulations identify primary constituent elements (PCEs) as including,
but not limited to: ``roost sites, nesting grounds, spawning sites,
feeding sites, seasonal wetland or dryland, water quality or quantity,
host species or plant pollinator, geological formation, vegetation
type, tide, and specific soil types.''
The ESA directs the Secretary of Commerce to consider the economic
impact, the national security impacts, and any other relevant impacts
from designating critical habitat, and under section 4(b)(2), the
Secretary may exclude any area from such designation if the benefits of
exclusion outweigh those of inclusion, provided that the exclusion will
not result in the extinction of the species. At this time, we lack the
data and information necessary to identify and describe PCEs of the
habitat of the Arctic ringed seal, as well as the economic consequences
of designating critical habitat. In the proposed rule, we solicited
information on the economic attributes within the range of the Arctic
ringed seal that could be impacted by critical habitat designation, as
well as the identification of the PCEs or ``essential features'' of
this habitat and to what extent those features may require special
management considerations or protection. However, few substantive
comments were received in response to this request. We find designation
of critical habitat for Arctic ringed seals to be not determinable at
this time. We will propose critical habitat for Arctic ringed seals in
a separate rulemaking. Because the known distributions of the Okhotsk,
Baltic, and Ladoga subspecies of the ringed seal occur outside the
jurisdiction of the United States, we will not propose critical habitat
for Okhotsk, Baltic, or Ladoga ringed seals.
Public Comments Solicited
To ensure that subsequent rulemaking resulting from this final rule
will be as accurate and effective as possible, we are soliciting
information from the public, other governmental agencies, Alaska
Natives, the scientific community, industry, and any other interested
parties. Specifically, we request comments and information to help us
identify: (1) The PCEs or ``essential features'' of critical habitat
for Arctic ringed seals, and to what extent those features may require
special management considerations or protection; as well as (2) the
economic, national security, and other relevant attributes within the
range of the Arctic ringed seal that could be impacted by critical
habitat designation. Although the range of the Arctic ringed seal is
circumpolar, regulations at 50 CFR 424.12(h) specify that critical
habitat shall not be designated within foreign countries or in other
areas outside U.S. jurisdiction. Therefore, we request information only
on potential areas of critical habitat within the United States or
waters within U.S. jurisdiction. You may submit this information by any
one of several methods (see ADDRESSES and DATES). Comments and
information submitted during the initial comment period on the December
10, 2010 proposed rule (75 FR 77476) or during the comment period on
the peer review report (77 FR 20773; April 6, 2012) should not be
resubmitted since they are already part of the record.
Summary of Comments and Responses
With the publication of the proposed listing determination for the
Arctic, Okhotsk, Baltic, and Ladoga subspecies of the ringed seal on
December 10, 2010 (75 FR 77476), we announced a 60-day public comment
period that extended through February 8, 2011. We extended the comment
period an additional 45 days in response to public requests (76 FR
6754; February 8, 2011). Also in response to public requests, including
from the State of Alaska, we held three public hearings in Alaska in
Anchorage, Barrow, and Nome (76 FR 9733, February 22, 2011; 76 FR
14882, March 18, 2011).
During the public comment periods on the proposed rule we received
a total of 5,294 comment submissions in the form of letters via mail,
fax, and electronically through the Federal eRulemaking portal. These
included 5,238 form letter submissions and 56 other unique submissions.
In addition, at the three public hearings we received testimony from 41
people and received written submissions from 12 people. Comments were
received from U.S. State and Federal Agencies including the Marine
Mammal Commission and the Alaska Department of Fish and Game (ADFG);
government agencies of Canada, Nunavut, and Greenland; Native
Organizations such as the Ice Seal Committee (ISC; Alaska Native co-
management organization); environmental groups; industry groups; and
interested individuals.
In accordance with our July 1, 1994, Interagency Cooperative Policy
on Peer Review (59 FR 34270), we requested the expert opinion of four
independent scientists with expertise in seal biology and/or Arctic sea
ice and climate change regarding the pertinent scientific data and
assumptions concerning the biological and ecological information use in
the proposed rule. The purpose of the review was to ensure that the
best biological and commercial information was used in the decision-
making process, including input of appropriate experts and specialists.
We received comments from three of these reviewers. Two of the
reviewers questioned the magnitude and immediacy of the threats posed
to Arctic ringed seals by the projected changes in sea ice habitat, in
particular on-ice snow cover, while the third reviewer was generally
supportive of the information and analyses underlying the
determinations.
The differences of opinion amongst the peer reviewers, as well as
uncertainty in the best available information regarding the effects of
climate change, led NMFS to take additional steps to ensure a sound
basis for our final determination on whether to list ringed seals under
the ESA. To better inform our final listing determination and address
the disagreement regarding the sufficiency or accuracy of the available
data relevant to the determination, on December 13, 2011, we extended
the deadline for the final listing decision by 6 months to June 10,
2012 (76 FR 77466). Subsequently, we conducted special independent peer
review of the sections of the ringed seal status review report (Kelly
et al., 2010a) related to the disagreement. For this special peer
review, we recruited two scientists with marine mammal expertise and
specific knowledge of ringed seals, and two physical scientists with
expertise in climate change and Arctic sea ice and snow to review these
sections of the status review report and provide responses to specific
review questions. We received comments from the two physical scientists
and one of the marine mammal specialists. We
[[Page 76720]]
consolidated the comments received in a peer review report that was
made available for comment during a 30-day comment period that opened
April 6, 2012 (77 FR 20773). During this public comment period on the
special peer review we received an additional 15 comment submissions
via fax and electronically through the Federal eRulemaking portal.
We fully considered all comments received from the public and peer
reviewers on the proposed rule in developing this final listing of the
Arctic, Okhotsk, Baltic, and Ladoga subspecies of the ringed seal.
Summaries of the substantive public and peer review comments that we
received concerning our proposed listing determination for these
subspecies, and our responses to all of the significant issues they
raise, are provided below. Comments of a similar nature were grouped
together where appropriate.
Some peer reviewers provided feedback of an editorial nature that
noted inadvertent minor errors in the proposed rule and offered non-
substantive but clarifying changes to wording. We have addressed these
editorial comments in this final rule as appropriate. Because these
comments did not result in substantive changes to the final rule, we
have not detailed them here. In addition to the specific comments
detailed below relating to the proposed listing rule, we also received
comments expressing general support for or opposition to the proposed
rule and comments conveying peer-reviewed journal articles, technical
reports, and references to scientific literature regarding threats to
the species and its habitat. Unless otherwise noted in our responses
below, after thorough review, we concluded that the additional
information received was considered previously or did not alter our
determinations regarding the status of the four ringed seal subspecies.
Peer Review Comments
Comment 1: Four peer reviewers commented that the best available
data on ringed seal demographics and current and past abundance are
limited to poor or non-existent. Consequently, these reviewers noted
that there is considerable uncertainty associated with these
parameters, including in many areas of Canadian waters. In addition,
one reviewer noted that results of ringed seal surveys reported by
Kingsley et al. (1985) were not cited. One of the reviewers also
commented that new information regarding the health and status of
ringed seals in Alaska that became available after the proposed rule
was published (i.e., Quakenbush et al., 2011) should be considered, and
that this information indicates they are currently doing as well or
better than they have since the 1960s. The State of Alaska submitted a
summary of this information with its comments on the proposed rule, and
also subsequently submitted a full copy of Quakenbush et al. (2011),
commenting that these data indicate Arctic ringed seals are currently
healthy.
Response: We agree that data on ringed seal demography and
population size are limited. None of the published reports (including
Kingsley et al., 1985) provide reliable estimates of total or range-
wide population size. We have taken Quakenbush et al.'s (2011) data
(available at https://alaskafisheries.noaa.gov/protectedresources/seals/ice.htm) into consideration in reaching our final listing
determination, and these data will be useful in future status reviews.
We note, however, that healthy individual animals are not inconsistent
with a population facing threats that would cause it to become in
danger of extinction in the foreseeable future. For example, animals
sampled from the endangered Western DPS of Steller sea lions have
consistently been found to be healthy. In the case of ringed seals,
substantial losses due to predation and hypothermia associated with
reduced snow cover could not be detected by assessing the health of
survivors. In fact, survivors might be expected to fare well for a
period of time as a consequence of reduced competition.
Comment 2: A peer reviewer suggested that although the ringed seal
population in the Sea of Okhotsk is reported to have been in a state of
steady decline for 55 years, there are still a substantial number of
seals estimated in this population. This reviewer noted that it is
possible that the perceived decline reflects sampling error rather than
an actual decline in abundance.
Response: We must base our listing decisions solely on the best
scientific and commercial data available, after conducting a status
review of the species and taking into account efforts to protect the
species. Improved population estimates certainly are desirable. In the
meantime, as discussed in the proposed rule and detailed in the status
review report, the best available information indicates a decline for
the Okhotsk subspecies from historical numbers.
Comment 3: Four peer reviewers expressed the view that the
atmosphere-ocean general circulation models (AOGCMs) used for climate,
sea ice, and snow prediction are not appropriate for directly linking
to ringed seal habitat or for predicting snow on sea ice at a scale
that is important for ringed seals. For example, some of these
reviewers commented that the models: (1) Do not represent precipitation
adequately, particularly at a local scale (one reviewer stated that it
is well known that AOGCMs do not adequately predict precipitation, and
two reviewers noted that some regional models predict precipitation
poorly); (2) do not account for openings in the ice that are large
sources of moisture and heat in the atmosphere, thus making winter
precipitation prediction problematic; and (3) do not account for ice
surface roughness caused by deformation in autumn through winter, or
wind speeds and directions, which are critical to the distribution and
accumulation pattern of snow on ice. Related comments of some of these
reviewers suggested that increased deformation can be expected as ice
forms later in the autumn and remains thinner throughout the winter,
and that this could actually mean an improvement to Arctic ringed seal
habitat. One of these reviewers pointed out that in addition, the
projections of future Arctic snow cover are discussed in terms of the
present climatology of snow over sea ice (i.e., increased precipitation
in autumn and spring, and less in winter). This reviewer suggested that
snow climatology would be expected to change due to more open water
later into the winter, which would provide a moisture source for
increasing pulses of snow on sea ice in the autumn and perhaps through
winter if the atmosphere remained warmer. Several public comments,
including from the State of Alaska, Canada's Department of Fisheries
and Oceans (DFO), and Nunavut's Department of Environment, expressed
more general concerns about limitations with the model projections of
snow cover, and some commenters also suggested that the model
projections should be verified by field observations.
In contrast, a third peer reviewer commented that the model
considered in the status review is the best source available for snow
cover projections, and a commenter expressed a similar view. The
commenter also noted that the snow depth findings of the status review
are now supported by a new snow depth analysis by Hezel et al. (2012)
that uses a more advanced suite of models from the Coupled Model
Intercomparison Project Phase 5 (CMIP5; IPCC AR5) and suggested that
this analysis addresses some of the
[[Page 76721]]
critiques raised in the special peer review.
Response: The model (CCSM3; IPCC) that we used to project snow
depths includes the ice-thickness distribution and therefore accounts
for sea ice deformation as a function of the sea ice compressive
strength (resistance to compressive stresses; computed from the
potential energy of the ice-thickness distribution) and the opening and
closing rates of leads (linear cracks of open water in the ice) in the
ice (computed from the ice motion field). The model has roughly 2
percent open water and 10 percent of the area with ice thickness less
than 60 cm in the central Arctic in winter months. These aspects of the
model are well documented in Holland et al. (2006). The consequence of
resolving open water and thin ice allows for higher evaporation rates
over these surfaces. The model shows a greater rate of evaporation as
the sea ice concentration declines over the 21st century. This
contributes to higher snowfall rates in winter (November-March).
Sea ice deformation rates in the CCSM3 indicate the 21st century
will see increased deformation rates in regions where sea ice motion is
towards the shore, such as north of Greenland and the Canadian
Archipelago. As we noted in the proposed rule and the status review
report, this region is projected to maintain summer sea ice cover
during this century longer than any other. Though we agree that there
may be a greater concentration of deformed ice in some regions where
snow may collect, the CCSM3 (and other models analyzed by Hezel et al.,
2012) also predicts that snow depths will decrease on average in this
region within this century. When ice floes (sheets of floating ice)
converge, they first must fill in leads between the floes. Hence when
there is more open water in the 21st century and only occasional
converging events, there can be less rafting and ridging. Therefore,
deformation is not expected to increase in frequency everywhere. For
example, the projected deformation rate changes little in the CCSM3 in
most of the Barents Sea and Siberian coastal regions.
As noted by a commenter, recently, Hezel et al. (2012) considered
historical and 21st century snow depth changes on Arctic sea ice using
10 models from the CMIP5 that had snow depth data available. The model
projections were compared with existing observations, and according to
Hezel et al. (2012), the model projections were on average about 10
percent below observations, but about one-third of the individual
models projected more snow than observed. Despite the broad range of
snow depths among the 10 models over the 21st century, the models all
agree that snow depths will decline substantially in the future,
similar to the CCSM3. Snow depths decline faster in the models with
greater initial depth, so the spread in the model projections declines
over time, lending greater support for these forecasts. Hezel et al.
(2012) discuss that over the 21st century, the loss of sea ice as a
platform to collect snow in autumn and early winter (due to later sea
ice formation) results in a substantial reduction in the amount of snow
that can accumulate on sea ice, the primary concern that was also
expressed in the status review report and the proposed rule. Hezel et
al. (2012) also discuss that their analysis may underestimate future
decreases in snow depths because decreases in autumn and winter sea ice
concentrations could result in loss of drifting snow into leads, and
the models also do not account for the effect of rainfall in winter and
spring on net snow accumulation and melting.
We continue to conclude that the best available information
suggests that the CCSM3 projects snow depth reasonably well. We note,
for example, that snow depths from the CCSM3 are consistent with
measured snow in the Arctic Ocean (Radionov et al., 1997) and Hudson
Bay (Ferguson et al., 2005). The resolution of the model projections of
snow is certainly limited, but the CCSM3 and more recent model results
point unequivocally to less snow accumulation on the ice throughout the
range of the species. The reviewers/commenters did not present--and we
are not aware of--evidence that snow accumulation is likely to increase
at any scale that would likely be helpful for ringed seal populations
responding to the expected climate warming.
Comment 4: A peer reviewer commented that fast (shorefast) ice
conditions are not considered adequately in any of the AOGCMs used.
This reviewer expressed the opinion that this is a key problem with the
assessment because a significant amount of Arctic ringed seal habitat
is related to fast ice, and fast ice zones will also be less affected
than marginal ice zones.
Response: The sea ice dynamical schemes used in AOGCMs (including
the CCSM3) have regions of very slow moving ice, though not perfectly
rigid. These regions exhibit little deformation and lead openings in
AOGCMs. NMFS did not use AOGCMs to estimate changes to the fast ice
area. Instead, we used AOGCMs to estimate changes to snow depth and sea
ice area. Nevertheless, the status review report indicated that there
is already clear evidence of advancement in the break-up date of fast
ice and the onset of snow melt in several parts of the Arctic (e.g.,
Ferguson et al., 2005; Kelly et al., 2006). No evidence was found by
the BRT or presented by the peer reviewers or other commenters that
indicates these trends are likely to abate or reverse. Early break up
and early snow melt dates have clearly been associated with poor
survival of ringed seal young. Therefore, these trends are likely to
result in reduced productivity, resilience, and abundance of the Arctic
ringed seal population, despite the fact that the models do not
explicitly distinguish fast ice from pack ice (both of which are
important ringed seal habitats).
Comment 5: A peer reviewer, as well as Canada's DFO, noted
observations of regional snow conditions and ringed seal pupping that
they suggested may conflict with the model projections of snow depths
and the 20 cm minimum snow depth criterion identified for ringed seal
birth lairs. The reviewer pointed out that based on CCSM3 model
projections presented in the status review report, average April snow
depths on sea ice for the first decade of this century in Hudson Bay
appear to be below 20 cm, which she suggested implies longer-term
reproductive failure in this population than the decline and/or perhaps
decadal cycles suggested by the available data. In addition, this
reviewer noted that loss of sea ice and snow can vary regionally, and
that this needs to be taken into consideration in evaluating impacts. A
few public comments also pointed out what were believed to be
discrepancies in some regions between the model projections of snow
depths and local observations, and expressed the view that a model that
does not agree with current conditions should not be used to project
future conditions. For example, these comments noted that: (1) Ringed
seals continue to occupy and reproduce in the northern Bering Sea,
while the model projections suggest that snow depths are currently
below 20 cm in these areas; and (2) the observed trend in annual
snowfall accumulation since the 1980s in the vicinity of Barrow shows a
clear upward trend, with levels similar to or exceeding those recorded
during previous periods when ringed seals successfully maintained
lairs.
Response: The models should be interpreted as indicating trends in
conditions when averaged over large areas. There may well be local or
regional variation sufficient to produce locally different trends. A
single model is prone to large errors on the scale of
[[Page 76722]]
a few hundred kilometers. For example, the CCSM3 has too much sea ice
area in the Sea of Okhotsk and in the Labrador Sea. On the scale of the
Northern Hemisphere, the errors across these regions cancel somewhat.
Another appropriate use of a model is to evaluate agreement across
regions. Although the rate of change varies by region, the CCSM3 has
snow depth decreasing everywhere, which lends support for the projected
direction of future change.
Comment 6: A peer reviewer expressed the opinion that insufficient
consideration is given to the greater role that the Arctic Archipelago
will likely play as an ice retention zone over the coming decades.
Response: The proposed rule noted that the Arctic Archipelago is
predicted to become an ice refuge through the end of this century.
Indeed, the Archipelago ``will likely play'' a ``greater role'' in
ringed seal habitat ``over the coming decades,'' but not because
habitat will improve there (snow accumulation, for example, is
projected to decline). Rather, the Archipelago's increased role will
reflect greater losses of ice and snow elsewhere in the Arctic. In
other words, the Archipelago is projected to be the last possible
remnant of suitable habitat, although we do not know how suitable or
for how long.
Comment 7: A peer reviewer expressed the opinion that use of
temperatures as a proxy for projecting sea ice conditions in the Sea of
Okhotsk appears problematic given that: (1) The climate models did not
perform satisfactorily at projecting sea ice, and sea ice extent is
strongly controlled by temperature; and (2) temperature itself is
strongly controlled by sea ice conditions.
Response: The decision to use temperature as an indicator for the
presence of ice is a geographic size issue. While the climate models'
grid size is too coarse to develop full sea ice physics for the Sea of
Okhotsk, these models are able to resolve temperature, which is mostly
controlled by large-scale weather patterns on the order of 500 km or
more. As the reviewer notes, sea ice extent is strongly controlled by
temperature; this is especially true for smaller bodies of water
relative to the grid size of available models. Thus, whether the whole
geographic region around the Sea of Okhotsk is above or below the
freezing point of sea water should be a reasonable indicator of the
presence or absence of sea ice.
Comment 8: A peer reviewer suggested that climate models capable of
adequately capturing fast ice formation, the physics of snow
precipitation, and the catchment of snow should be a high priority for
development.
Response: We agree with this recommendation.
Comment 9: A peer reviewer expressed the view that climate model
predictions should not be considered beyond mid-century because they
rely on assumptions about future policy decisions that will affect GHG
emissions and are thus highly speculative. Related public comments,
including from the State of Alaska, noted that NMFS's recent ESA
listing determination for the ribbon seal and a subsequent court
decision concluded that projections of climate scenarios beyond 2050
are too heavily dependent on socioeconomic assumptions and are
therefore too divergent for reliable use in assessing threats to the
species. Two reviewers and several commenters expressed the opinion
that trying to predict the response of seals to environmental change
beyond mid-century increases the uncertainty unreasonably. A reviewer
and several public comments also pointed out that assessing impacts to
ringed seals from climate change through the end of this century is
inconsistent with: (1) Other recent ESA determinations for Arctic
species, such as ribbon seal and polar bear, that considered species
responses through mid-century; (2) the IUCN red list process, which
uses a timeframe of three generation lengths; and (3) the mid-century
timeframe considered to evaluate environmental responses of marine
mammals to climate change in a special issue (March 2008) of the
journal Ecological Applications (Walsh, 2008). A few commenters
expressed the opinion that the altered approach is significant because
the listing determinations are wholly dependent upon NMFS's use of a
100-year foreseeable future. Several commenters expressed the opinion
that inadequate justification was provided for NMFS's use of a 100-year
foreseeable future. Many of these commenters suggested that the best
scientific data support a ``foreseeable future'' time frame of no more
than 50 years, and some commenters such as the State of Alaska
suggested a shorter time horizon of no more than 20 years. In contrast,
another peer reviewer and some commenters expressed support for use of
climate model projections through the end of the 21st century.
Response: The ESA requires us to make a decision as to whether the
species under consideration is in danger of extinction throughout all
or a significant portion of its range (endangered), or is likely to
become endangered within the foreseeable future throughout all or a
significant portion of its range (threatened) based on the best
scientific and commercial data available. While we may consider the
assessment processes of other scientists (i.e., IUCN; Walsh, 2008), we
must make a determination as to whether a species meets the definition
of threatened or endangered based upon an assessment of the threats
according to section 4 of the ESA. We have done so in this rule, using
a threat-specific approach to the ``foreseeable future'' as discussed
below and in the proposed listing rule.
In the December 30, 2008, ribbon seal listing decision (73 FR
79822) the horizon of the foreseeable future was determined to be the
year 2050. The reasons for limiting the review to 2050 included the
difficulty in incorporating the increased divergence and uncertainty in
future emissions scenarios beyond this time, as well as the lack of
data for threats other than those related to climate change beyond
2050, and that the uncertainty inherent in assessing ribbon seal
responses to threats increased as the analysis extended farther into
the future. By contrast, in our more recent analyses for spotted,
ringed, and bearded seals, we did not identify a single specific time
as the foreseeable future. Rather, we addressed the foreseeable future
based on the available data for each respective threat. This approach
better reflects real conditions in that some threats (e.g., disease
outbreaks) appear more randomly through time and are therefore
difficult to predict, whereas other threats (climate change) evince
documented trends supported by paleoclimatic data from which reasonably
accurate predictions can be made farther into the future. Thus, the
time period covered for what is reasonably foreseeable for one threat
may not be the same for another. The approach is also consistent with
the memorandum issued by the Department of Interior, Office of the
Solicitor, regarding the meaning of the term ``foreseeable future''
(Opinion M-37021; January 16, 2009). In consideration of this modified
threat-specific approach, NMFS initiated a new status review of the
ribbon seal on December 13, 2011 (76 FR 77467).
As discussed in the proposed listing rule, the analysis and
synthesis of information presented in the IPCC's AR4 represents the
scientific consensus view on the causes and future of climate change.
The IPCC's AR4 used state-of-the-art AOGCMs under six ``marker''
scenarios from the Special Report on Emissions Scenarios (SRES; IPCC,
2000) to develop climate projections under
[[Page 76723]]
clearly stated assumptions about socioeconomic factors that could
influence the emissions. Conditional on each scenario, the best
estimate and likely range of emissions were projected through the end
of the 21st century. In our review of the status of the ringed seal, we
considered model projections of sea ice developed using the A1B
scenario, a medium ``business-as-usual'' emissions scenario, as well
the A2 scenario, a high emissions scenario, to represent a significant
range of variability in future emissions.
We also note that the SRES scenarios do not assume implementation
of additional climate initiatives beyond current mitigation policies.
This is consistent with consideration of ``existing'' regulatory
mechanisms in our analysis under ESA listing Factor D. It is also
consistent with our Policy on Evaluating Conservation Efforts (68 FR
15100; March 28, 2003), which requires that in making listing decisions
we consider only formalized conservation efforts that are sufficiently
certain to be implemented and effective.
The model projections of global warming (defined as the expected
global change in surface air temperature) out to about 2040-2050 are
primarily due to emissions that have already occurred and those that
will occur over the next decade. Thus conditions projected to mid-
century are less sensitive to assumed future emissions scenarios. For
the second half of the 21st century, however, the choice of an
emissions scenario becomes the major source of variation among climate
projections. As noted above, in our 2008 listing decision for ribbon
seal, the foreseeable future was determined to be the year 2050. The
identification of mid-century as the foreseeable future took into
consideration the approach taken by FWS in conducting its status review
of the polar bear under the ESA, and the IPCC assertion that GHG levels
are expected to increase in a manner that is largely independent of
assumed emissions scenarios until about the middle of the 21st century,
after which the emissions scenarios become increasingly influential.
Subsequently, in the listing analyses for spotted, ringed, and
bearded seals, we noted that although projections of GHGs become
increasingly uncertain and subject to assumed emissions scenarios in
the latter half of the 21st century, projections of air temperatures
consistently indicate that warming will continue throughout the
century. Although the magnitude of the warming depends somewhat on the
assumed emissions scenario, the trend is clear and unidirectional. To
the extent that the IPCC model suite represents a consensus view, there
is relatively little uncertainty that warming will continue. Because
sea ice production and persistence is related to air temperature
through well-known physical processes, the expectation is also that
loss of sea ice and reduced snow cover will continue throughout the
21st century. Thus, the more recent inclusion of projections out to the
year 2100 reflects NMFS's intention to use the best and most current
data and analytical approaches available. AOGCM projections
consistently show continued reductions in ice extent and multi-year ice
(ice that has survived at least one summer melt season) throughout the
21st century (e.g., Holland et al., 2006; Zhang and Walsh, 2006;
Overland and Wang, 2007), albeit with a spread among the models in the
projected reductions. In addition, as discussed by Douglas (2010), the
observed rate of Arctic sea ice loss has been reported as greater than
the collective projections of most IPCC-recognized AOGCMs (e.g.,
Stroeve et al., 2007; Wang and Overland, 2009), suggesting that the
projections of sea ice declines within this century may in fact be
conservative.
We concluded that in this review of the status of the ringed seal,
the climate projections in the IPCC's AR4, as well as the scientific
papers used in this report or resulting from this report, represent the
best scientific and commercial data available to inform our assessment
of the potential impacts from climate change. In our risk assessment
for ringed seals, we therefore considered the full 21st century
projections to analyze the threats stemming from climate change. We
continue to recognize that the farther into the future the analysis
extends, the greater the inherent uncertainty, and we incorporated that
consideration into our assessments of the threats and the species'
responses to the threats.
Comment 10: Three peer reviewers expressed the opinion that the
potential for ringed seals to modify their behavior in response to
climate conditions is underestimated. These reviewers suggested that
plasticity in ringed seal life-history activities includes variability
in timing of reproduction and molting relative to changes in the ice
and snow cover season; the ability to survive slightly shortened
nursing periods; and the ability to migrate over long distances, to use
alternative platforms to haul out on, and to use alternative food
resources. One reviewer noted that changes in Ladoga and Saimaa seal
reproductive behavior in recent history (e.g., increased use of
shorelines for lair construction) also demonstrate adaptive responses.
The resilience and adaptability of ringed seals was also noted in
several public comments, including those of Canada's DFO, Nunavut's
Department of Environment, and Greenland's Department of Fishing,
Hunting, and Agriculture (DFHA). In addition, a related public comment
expressed the view that the determination appears to contradict NMFS's
emphasis in its recent ESA listing determinations for ribbon and
spotted seals on the ability of ice seals to adapt to declines in sea
ice.
Response: Presumably the reviewers are referring to phenotypic
plasticity, which is the ability of an individual genotype (genetic
composition) to produce multiple phenotypes (observable characteristics
or traits) in response to its environment. Plasticity in the timing of
ringed seal reproduction and molting is not established. More
importantly, the BRT would predict population reductions as habitat
changes (i.e., depth and duration of ice and especially snow cover
decreases) require changes in the timing of reproduction and molting,
decreased nursing periods, changes in migration, use of alternative
haul-out substrates, and changes in diet. If the reviewers are arguing
that ringed seal populations might persist in the face of such changes,
we agree. If the reviewers are suggesting that ringed seal populations
would not be expected to decline significantly in the face of such
changes, we disagree.
Comment 11: A peer reviewer commented that regional variation in
the minimum snow depth required for Arctic ringed seal lair
construction and maintenance is an important consideration, and noted
that the ambient temperatures and primary predator in a particular
region may influence the minimum snow drift depth needed for birth lair
formation and maintenance. This reviewer discussed that ringed seal
birth lairs have been successfully constructed in drifts shallower than
45 cm, with corresponding snow depths on flat ice of less than 20 cm,
in some parts of the subspecies' range, and also noted how difficult it
is to measure snow depth and how poor the data coverage is across
various parts of the Arctic ringed seal's range. A commenter expressed
the opinion that given the reviewer's emphasis on regional variation,
20 cm average snow depth might not be adequate in many regions. This
commenter also noted that Ferguson et al. (2005) found a minimum of 32
cm average snow depth was needed for lairs in western Hudson Bay.
[[Page 76724]]
Response: We recognize that there is some uncertainty in
measurement of snow depth and in identifying a threshold depth
(measured as the average accumulation of snow on flat ice) for adequate
recruitment of ringed seals. The minimum adequate snow depth is
unlikely to be a sharp threshold, so that there will no doubt be many
cases in which successful lairs have been created and maintained in
snow shallower than the threshold, and also many cases where ringed
seals have succumbed to predation or exposure in lairs made in deeper
snow. Also, there may be regional differences in this threshold depth,
though the examples that were cited in the status review report and the
proposed rule, and used to estimate the snow depth threshold, included
documentation of predation by bears, foxes, and birds. However, our
conclusions were based primarily on the expectation that snow depths
will decrease substantially in the coming decades, and that poor
survival of young seals has already been documented in recent years
with early break-up or onset of snow melt. No compelling evidence was
received during the peer reviews and public comment periods to indicate
that these impacts are likely to abate or reverse, or that they are
expected to be isolated to particular regions. We discussed in the
preamble to the proposed rule that the best available estimate of the
minimum average snow depth (on flat ice) for the formation of birthing
lairs is at least 20-30 cm, and we considered areas projected to have
less than 20 cm average snow depth in April to be inadequate for the
formation of ringed seal birth lairs. However, the conclusion that snow
habitat will decline substantially throughout the ringed seal's range
was not highly dependent on that specific value.
Comment 12: A peer reviewer commented that while the observations
reported of the effects of extreme weather events on Arctic ringed
seals are important to consider, there are relatively few data on how
these habitat effects are influencing longer-term reproductive
potential and population dynamics need to be considered in the proper
geographic and temporal context. This reviewer noted that these
observations are also for Arctic ringed seals in the southern extent of
their range and in the western Arctic, where ringed seals are expected
to be more strongly affected by climate change. Therefore, they need to
be considered in the proper geographic and temporal context.
Response: Long-term data on population dynamics of ice-associated
seals would be prohibitively difficult and expensive to acquire.
Therefore, it is critical and required by the ESA to make use of
existing data, which include observations from years or short periods
of extreme conditions, as analogs for projected future trends. As the
reviewer noted, it is important to keep in mind possible limitations of
this approach, including the geographic and temporal contexts. Although
several of the key studies relating ringed seal vital rates to
environmental conditions do come from southern parts of the species'
distribution, the conditions encountered in those studies did not
exceed the values for temperatures, minimum snow depths, and ice break-
up dates that are anticipated in the coming decades throughout most of
the Arctic ringed seal's range.
Comment 13: A peer reviewer suggested that the assumption that
inadequate snow depths and warmer temperatures will cause high pup
mortality due to the loss of thermal protection is based on very
limited data. This reviewer also commented that ringed seal pups may
not need lairs for thermal protection to the same degree as
temperatures warm, which may be why ringed seals successfully pup
without lairs in the Sea of Okhotsk. Another reviewer commented that
the thermal benefit of lairs appears secondary to predator avoidance. A
related public comment noted that some data on seal pup mortality due
to hypothermia (i.e., Hammill and Smith, 1991) suggest that seal pups
are largely unaffected by the snow depth of subnivean lairs, and are in
fact much more tolerant of temperature extremes than suggested.
Response: Substantial data indicate high pup mortality due to
hypothermia and predation as a consequence of inadequate snow cover
(Kumlien, 1879; Lydersen et al., 1987; Lydersen and Smith, 1989; Smith
et al., 1991; Smith and Lydersen, 1991; Hammill and Smith, 1989;
Hammill and Smith, 1991). The suggestion that ringed seals may not need
lairs to the same degree as temperatures warm is overly simplistic.
Unseasonal warming and rains will become increasingly common as the
climate warms, and such events have led to high pup mortality when
collapse of lairs was followed by a return to cold temperatures (Lukin
and Potelov, 1978; Stirling and Smith, 2004; Ferguson et al., 2005).
Whether one benefit is secondary or not, the preamble to the proposed
rule summarized considerable data that was detailed in the status
review report indicating that lairs protect seals from both cold and
predators.
Comment 14: A peer reviewer suggested that the climate model
projections of snow cover indicate it is highly likely sufficient snow
will be available to Arctic ringed seals in the foreseeable future
during the key months when reproduction is likely to occur.
Response: As discussed in the preamble to the proposed rule,
contrary to this reviewer's suggestion, by the end of the century,
April snow cover is projected to become inadequate for the formation
and occupation of ringed seal birth lairs over much of the Arctic
ringed seal's range.
Comment 15: A peer reviewer commented that the increasing
probability of spring precipitation coming in the form of rain during
the critical birth lair period (i.e., April) is of particular concern.
Response: This concern (i.e., potential for spring rain to damage
lairs) was identified in the preamble to the proposed rule and was
acknowledged and considered by the BRT in its risk assessment (see
Kelly et al., 2010a). We note that Hezel et al. (2012) reported a
projected increase in rainfall in April and May through the end of this
century.
Comment 16: One of the peer reviewers expressed the opinion there
should be more focus on the seasonal thresholds and types of ice that
are thought to be important for ringed seals, as some thresholds are
likely to be more critical than others. This reviewer suggested this
type of synthesis is needed to evaluate how important changing ice
extent, thickness, and presence of multiyear ice will be in the future.
For example, a change in ice thickness in core Arctic habitat may be
less significant than a change in freeze-up dynamics that affects ice
roughness and subsequent snow drift development in the medium and long-
term.
Response: A multi-factorial model of the impacts of ice extent,
thickness, and ice type on ringed seal populations would be desirable.
However, we are not aware of any time series or other data sets that
could be used in such an analysis.
Comment 17: A peer reviewer noted there are few data on what
proportion of the habitat identified as ``suitable'' is actually used
by Arctic ringed seals, and commented that without this information it
is difficult to evaluate the impact of ice loss. This reviewer
suggested that in core Arctic areas, availability of ice may not be a
limiting factor, even with changes in the short and medium term.
Response: The greatest uncertainty about areas actually used by
ringed seals
[[Page 76725]]
is with respect to the offshore areas, especially the central Arctic
Basin. Along the coasts and in the marginal seas, there is relatively
good evidence that ringed seals are currently widespread if not
ubiquitous in areas with regular presence of suitable winter ice and
snow cover. Many of these areas are projected to become unsuitable
within the 21st century. Because potentially suitable sea ice and snow
are projected to be present in parts of core Arctic areas longer than
in other areas of the Arctic ringed seal's range, ringed seals may be
affected later in these areas. Nevertheless, reductions in snow depths
are projected throughout the Arctic ringed seal's range, including in
core Arctic areas, such that Arctic ringed seals are threatened by the
anticipated habitat changes throughout their range.
Comment 18: A peer reviewer commented that considerable emphasis is
placed on the projected loss of multi-year and seasonal ice cover.
However, this reviewer noted that Arctic ringed seals avoid multi-year
ice, instead preferring stable first-year ice and stable pack ice, and
they only require ice during breeding and possibly molting. In
addition, the reviewer commented that how Arctic ringed seals might
respond to replacement of multi-year sea ice by seasonal first-year ice
is not sufficiently considered, noting that although the Arctic Basin
has relatively low productivity, it is unclear whether this will remain
the case in the future. Another peer reviewer and Greenland's DFHA both
commented that the translation of multi-year ice into more first-year
ice could actually increase the amount of ringed seal habitat.
A few commenters, including Canada's DFO, similarly suggested that
some habitat changes caused by projected changes in climatic
conditions, such as increased open water foraging areas, may be
beneficial to ringed seals. One commenter expressed the opinion that
NMFS arbitrarily adopted a precautionary approach that assumed the
worst possible future habitat conditions without taking into account
any future potential habitat gains. This commenter also stated that it
was unclear why NMFS provided the special peer reviewers of the bearded
seal status review a supplemental analysis that highlighted habitat
losses and gains based on the sea ice concentration criteria, but did
not provide a similar analysis for ringed seals.
Response: As discussed above, we used AOGCM projections to estimate
changes to snow depth and sea ice area throughout the range of Arctic
ringed seals. Thus, our analysis did not place particular emphasis on
certain ages or types of ice. NMFS considered the impacts of an
increased proportion of Arctic ice being made up of first-year ice.
Indeed, first-year ice is predicted to form progressively later in
fall, after much of the annual snow has already fallen, so snow depths
are projected to be diminished on first-year ice as well. An increase
in the proportion of first-year ice would not be beneficial to ringed
seal breeding and pup survival if snow depths on the new regions of
first-year ice are insufficient for lair creation and maintenance.
We agree that ongoing climate disruption and warming may cause some
habitat changes that could be beneficial to ringed seals. However, a
shift from unsuitable to suitable values of a few habitat dimensions is
not a strong indication that other habitat will become suitable
overall. For example, if Arctic ringed seals move north with retreating
ice and occupy new areas, they may encounter less prey availability in
the deeper, less productive Arctic Basin. The reviewer's assertion that
the Arctic Basin may become more productive is highly speculative;
unlike the physical models used to predict ice and snow, there is not a
broad scientific consensus on the general direction of the expected
trends.
We are not aware of any documented examples of ice-associated
species expanding into previously unsuitable habitat that has become
suitable due to climate or other large-scale shifts in conditions.
Therefore, we conclude that it is more likely that losses of current
habitat will outweigh any potential habitat gains. We also note that as
ice and snow cover decline, Arctic waters may become more hospitable to
species like spotted and harbor seals that do not depend on snow-
covered ice for breeding. So, as breeding habitat declines for ringed
seals, they may also face greater competition for food.
Regarding the supplemental analysis provided to the special peer
reviewers of the bearded seal status review report, that analysis
summarized the projected changes in areas of suitable bearded seal
habitat based on sea ice concentration and bathymetry criteria during
the months of reproduction and molting, both including and excluding
areas of potential habitat gains. Possible habitat gains for bearded
seals were described as areas where sea ice concentrations were
currently too dense to be considered suitable, but where projected
future concentrations fall within the suitable range. For ringed seals,
a key consideration in evaluating the potential impacts of the
projected changes in ice and snow is sufficient snow depth for the
formation and maintenance of lairs. We considered areas projected to
have less than 20 cm of average snow depth in April to be inadequate
for the formation of ringed seal birth lairs. Model projections
indicate that throughout the range of ringed seals there will be a
substantial reduction in on-ice snow cover within this century.
Therefore, a supplemental analysis similar to the one provided to the
bearded seal special peer reviewers would not have indicated any
potential gains in suitable habitat in terms of areas with snow depths
sufficient for ringed seal birth lairs in April.
Comment 19: A peer reviewer noted that there was discussion in the
status review report of limited evidence suggesting lack of a suitable
ice platform may lead to a delayed molt. This reviewer commented that
this should be discussed, along with the longer term impact from a
survival aspect. The Marine Mammal Commission submitted a related
comment that the projected loss of ice poses a threat to molting Arctic
ringed seals that should not be overlooked. The Commission noted that
failure of ice in a molting area may mean that seals are forced to
spend more time in the water, where they must expend more energy to
maintain body temperature-energy that does not go to the production of
a new coat.
Response: The limited evidence suggesting that a lack of suitable
ice may lead to a delayed molt was discussed in the status review
report. The BRT considered the threat posed from decreases in sea ice
habitat suitable for molting as moderately significant to the
persistence of Arctic, Baltic, and Ladoga ringed seals, and moderately
to highly significant to the persistence of Okhotsk ringed seals
(Tables 5-8; Kelly et al., 2010a).
Comment 20: A peer reviewer commented that given what is known
about the relatively diverse diet of Arctic ringed seals in different
regions and the potential for new species of forage fish to shift
northward, it is very difficult to predict how quickly the distribution
of ringed seals might change in some regions. This reviewer expressed
the opinion that it is likely to be highly variable, making conclusions
about climate change impacts over broad geographic regions difficult.
Response: NMFS agrees that drawing such conclusions is difficult.
The BRT members' assessments of the significance of specific threats to
ringed seal persistence in the foreseeable future were summarized in
the status review report in numerical scores. The BRT members assigned
relatively low threat
[[Page 76726]]
scores and low degrees of certainty to threats from changes in prey
availability or density and higher threat scores to changes in snow
cover and the impacts on rearing young (Table 5; Kelly et al., 2010a).
It is not clear how increased food would compensate for the loss of
snow, nor is it clear that forage fish moving north would not be
accompanied by predators that would compete with ringed seals for those
prey.
Comment 21: A peer reviewer suggested that the lack of subnivean
lairs in the Sea of Okhotsk has apparently not increased pup mortality
there to an extent that it has significantly decreased the population.
Response: Russian literature has been inconsistent as to whether or
not lairs are or were used in the Sea of Okhotsk. We know of no data
that would support the reviewer's assertion that pup mortality has not
increased or that the population has not significantly decreased. The
best available information would suggest the population has decreased,
but as noted elsewhere, estimates of population size are poor.
Comment 22: Two peer reviewers commented that Arctic ringed seals
are considerably more abundant and broadly distributed than Okhotsk and
Baltic ringed seals, and their habitat is forecast to change less
substantially. Therefore, it is unclear why the demographic risks for
all three populations were assessed at relatively similar levels.
Response: The ``relatively similar levels'' are, in part, a
function of the 1 to 5 numeric scale used to estimate risk in the
status review report. The BRT assessed the risk in terms of abundance
for the Okhotsk population as 31 percent higher than for the Arctic
population, and the risk for the Baltic population as 38 percent higher
than for the Arctic population in the foreseeable future (Table 10;
Kelly et al., 2010a). The assessment of demographic risks was detailed
for each population in section 4.3 of the status review report.
Comment 23: A peer reviewer commented that while it is acknowledged
that ringed seals have likely responded to previous warm periods, no
attempt is made to explore the extent of these warming periods and how
ringed seals may have adapted to them. The State of Alaska and another
commenter similarly suggested that past warming periods were not
adequately considered. They stated that the survival of ringed seals
during interglacial periods can be considered better evidence for
population persistence than predictive models of ice condition for
species extinction, and that this is a primary reason why listing of
ringed seals as threatened is not warranted. Greenland's DFHA expressed
a similar view.
Response: We are not aware of any available information on ringed
seal adaptive responses during the interglacial periods. A fundamental
difficulty in using pre-historic warm periods as analogs for the
current climate disruption is that the rate of warming in the pre-
historic periods is poorly known. The species' resilience to those
previous warming events, which may have been slower than the current
warming, does not necessarily translate into present-day resilience.
Moreover, there may be cumulative effects from climate warming and
ocean acidification, or other human impacts, that combine to limit the
species' resilience to the changes anticipated in the coming decades.
Comment 24: A peer reviewer commented that the magnitude of the
impact that increased predation might have relative to mortalities
associated with other climate related factors like an early spring rain
or an early break-up in a particular region is not discussed. This
reviewer also commented that how the suite of predators in a particular
range might change from predominantly ``on-ice'' species (e.g., polar
bears) to ``in-water'' species (e.g., sharks and killer whales) and
what impacts that might have is not addressed.
Response: Although the relative impacts of the various factors
cited by the reviewer are no doubt significant to the eventual status
of ringed seals in various portions of their range, we consider them
too speculative to evaluate at this time. The reviewer did not provide
additional data or evidence on which to base such an evaluation.
Comment 25: A peer reviewer expressed the opinion that the threat
posed to Arctic ringed seals by polar bear predation should be
qualified. This reviewer commented that it is unlikely polar bear
predation would cause significant pup mortality across the entire range
of the Arctic ringed seal. In addition, this reviewer noted that it is
assumed that polar bear abundance will remain high as snow conditions
deteriorate; however, it is expected that polar bear populations will
decline, which could reduce predator effects on ringed seals. In
addition, this reviewer commented that ringed seals may also become
less accessible to polar bears as seasonal sea ice decreases.
Greenland's DFHA similarly discussed the dynamic relationship between
polar bears and ringed seals, suggesting that observations of ringed
seal declines from increased polar bear predation during ice reductions
are part of the normal predator-prey cycle and should not be over-
interpreted in considering potential impacts of projected changes in
sea ice habitat.
Response: ``Significant pup mortality'' from polar bear predation
would not have to occur ``across the entire range of the Arctic ringed
seal'' to pose a threat. We recognize that expected declines in polar
bear populations could lessen predation on ringed seals; however,
decreased snow cover has also been shown to markedly increase predation
success by polar bears (Kumlien, 1879; Lydersen et al., 1987; Lydersen
and Smith, 1989; Hammill and Smith, 1989; Hammill and Smith, 1991;
Smith et al., 1991; Smith and Lydersen, 1991). While decreased sea ice
might decrease accessibility of seals to bears, it also may be that the
decreased extent of ice could concentrate ringed seals, resulting in
the opposite effect. The possible decreases in predation are
speculative, while increases in predation associated with decreased
snow cover have been well documented. Therefore, the best scientific
and commercial data available show that the threat posed to ringed
seals by predation is currently moderate, but this threat can be
expected to increase as snow and sea ice conditions change with a
warming climate.
Comment 26: A peer reviewer found the assessment of subsistence
harvest in the proposed rule reasonable, noting that harvest appears to
be substantial in some areas of the Arctic, but appears to remain
sustainable. This reviewer commented that the ISC has been developing a
harvest monitoring program with personnel assistance from the State of
Alaska. The Marine Mammal Commission also commented that it does not
believe that the subsistence harvest of ringed seals in U.S. waters
constitutes a significant risk factor for Arctic ringed seals, and
several other commenters expressed similar views regarding subsistence
harvest in U.S. waters, as well as elsewhere. In contrast, another
commenter expressed concern that the impact of Native subsistence
hunting on ringed seals is substantially underestimated. The commenter
expressed the view that NMFS needs to obtain reliable estimates of
subsistence harvest of ringed seals such that their conservation status
can be more closely monitored, in particular considering climate change
is expected to have impacts on ringed seals and those could be
exacerbated by other factors such as harvest. This commenter also
suggested that additional resources should be
[[Page 76727]]
devoted to obtaining these estimates of subsistence harvest, and
suggested that NMFS institute a harvest monitoring system rather than
rely on self-reporting.
A number of commenters, including the ISC and Greenland's DFHA,
emphasized that ice seals have been a vital subsistence species for
indigenous people in the Arctic and remain a fundamental resource for
many northern coastal communities. Some commenters, including the ISC,
requested that NMFS identify what additional measures would be required
before the subsistence hunt could be affected by Federal management of
ringed seals and under what conditions the agency would consider taking
those additional measures, and this information should be provided to
residents of all potentially affected communities.
Response: We recognize the importance of Arctic ringed seals to
Alaska Native coastal communities. Section 101(b) of the MMPA provides
an exemption that allows Alaska Natives to take ringed seals for
subsistence purposes as long as the take is not accomplished in a
wasteful manner. Section (10)(e) of the ESA also provides an exemption
from its prohibitions on the taking of endangered or threatened species
by Alaska Natives for subsistence purposes, provided that such taking
is not accomplished in a wasteful manner. Although the number of ringed
seals harvested annually by Alaska Natives is not precisely known or
comprehensively monitored, ongoing hunter surveys in several
communities give no indication that the harvest numbers are excessive
or have a significant impact on the dynamics of the populations
(Quakenbush et al., 2011). The numbers of seals harvested have likely
declined substantially in recent decades because the need for food to
supply sled-dog teams has diminished as snowmobiles have been adopted
as the primary means of winter transport. The proportion of Alaska
Natives that make substantial use of marine mammals for subsistence may
also have declined due to increased availability and use of non-
traditional foods in coastal communities. However, there may also be a
counterbalancing increase in awareness of health benefits of
traditional foods compared with non-traditional alternatives.
Under the MMPA the Alaska stock of ringed seals will be considered
``depleted'' on the effective date of this listing. In the future, if
NMFS expressly concludes that harvest of ringed seals by Alaska Natives
is materially and negatively affecting the species, NMFS may regulate
such harvests pursuant to sections 101(b) and 103(d) of the MMPA. NMFS
would have to hold an administrative hearing on the record for such
proposed regulations. Currently, based on the best available data, the
subsistence harvest of ringed seals by Alaska Natives appears
sustainable. If the current situation changes, NMFS will work under co-
management with the ISC (under section 119 of the MMPA) to find the
best approach to ensure that sustainable subsistence harvest of these
seals by Alaska Natives can continue into the future. NMFS is also
continuing to work with the ISC to develop and expand collaborative
harvest monitoring methods.
Comment 27: A peer reviewer commented that it is suggested that
climate change will likely alter patterns of subsistence harvest of
marine mammals by hunting communities. However, this reviewer noted
that hunter questionnaire data from five Alaska villages (Quakenbush et
al., 2011) did not indicate decreases in ringed seal availability at
any location.
Response: The alterations to subsistence harvest patterns by
climate change suggested in the proposed rule are likely to occur at
some unspecified time in the future, when changes to snow and ice cover
are predicted to be more pronounced that they are at present. The
hunter questionnaire data relate to recent, not future, ringed seal
availability.
Comment 28: A peer reviewer commented that no information from the
subsistence community or the ISC is considered in the status review
report. This reviewer noted that subsistence hunters know a great deal
about the biology, ecology, behavior, and movement of ringed seals, and
keep a close watch for changes in the seals relative to environmental
change. Several related public comments, including from the ISC,
expressed the opinion that NMFS has not made adequate use of the
traditional ecological knowledge (TEK) of Alaska Natives related to ice
seals in the listing process. The ISC also suggested that NMFS should
conduct a TEK study related to ice seals. Another commenter
specifically suggested that TEK should be sought and incorporated into
model projections of future snow cover on sea ice; and that the
adaptive capacity of Arctic ringed seals should be further investigated
by seeking observations of Native communities, especially those in the
southern part of its range. This commenter also suggested that NMFS
should use an empirical static modeling approach (Guisan and Zimmerman,
2000) to defensibly derive habitat parameters and use TEK to provide
presence/absence data for model fitting and evaluation.
Response: The contribution of TEK to the overall understanding of
ice-associated seal species is greater than commonly acknowledged. Much
of our basic understanding of the natural history of ice-associated
seals stems from information imparted by indigenous Arctic hunters and
observers to the authors who first documented the biology of the
species in the scientific literature. NMFS recognizes that Alaska
Native subsistence hunting communities hold much more information that
is potentially relevant and useful for assessing the conservation
status of ice seals. Productive exchanges of TEK and scientific
knowledge between the agency and Alaska Native communities can take
many forms. Collaborative research projects, for example, provide
opportunities for scientists and hunters to bring together the most
effective ideas and techniques from both approaches to gather new
information and resolve conservation issues. NMFS supports efforts to
expand reciprocal knowledge-sharing, which can be facilitated through
our co-management agreements. These efforts require time to build
networks of relationships with community members, and the ESA does not
allow us to defer a listing decision in order to collect additional
information.
Comment 29: Four peer reviewers expressed the view that while the
best scientific data available was evaluated in assessing the status of
the Arctic ringed seal, this information does not provide an adequate
basis to support the listing proposal for this subspecies. Two of these
reviewers noted that Arctic ringed seals number in the millions, are
widely distributed across a vast area and variety of habitats, and have
a high degree of genetic diversity. They expressed the view that they
are thus unlikely to be at high risk of major declines due to
environmental perturbations including catastrophic events, and as such,
they are not at risk of extinction now or in the foreseeable future,
and should not be listed as threatened. In addition, these reviewers
pointed out that the climate model projections suggest there will be
sufficient snow and ice to support survival and reproduction of Arctic
ringed seals through mid-century, and they appear to have healthy
abundant populations across their range. One of these reviewers
suggested that this was the case for the other subspecies as well, and
noted that there is therefore still
[[Page 76728]]
time to monitor the status of these populations and their responses to
changes in ice and snow conditions before any of the demographic
characteristics considered could be expected to be at any elevated risk
level.
In opposing the proposed listing of Arctic ringed seals, several
related public comments, including from the State of Alaska, Canada's
DFO, Nunavut's Department of Conservation, and Greenland's DFHA,
similarly noted that Arctic ringed seals appear to have healthy
abundant populations across their range. Several commenters suggested
that the ESA is not intended to list currently healthy abundant species
that occupy their entire historical ranges. Some of these commenters
expressed the opinion that if NMFS lists healthy abundant species under
the ESA based on assessments that consider the potential biological
consequences of multi-decadal climate forecasts, virtually every
species could be considered threatened. A few commenters also stated
that a conclusion that the Arctic ringed seal subspecies will decline
from millions of seals to being threatened with extinction should be
accompanied with some level of quantification regarding what
constitutes being in danger of extinction. Finally, the State of Alaska
commented that although the monitoring could be enhanced, ADFG's Arctic
Marine Mammal Program is adequate to detect landscape population level
patterns and problems, should they arise in the future.
Response: The ESA defines a threatened species as one that ``is
likely to become an endangered species within the foreseeable future
throughout all or a significant portion of its range'' (16 U.S.C.
1532(20)). Whether a species is healthy at the time of listing or
beginning to decline is not the deciding factor. The inquiry requires
NMFS to consider the status of the species both in the present and
through the foreseeable future. Having received a petition and
subsequently having found that the petition presented substantial
information indicating that listing ringed seals may be warranted (73
FR 51615; September 4, 2008), we are required to use the best
scientific and commercial data available to determine whether ringed
seals satisfy the definition of an endangered or threatened species
because of any of the five factors identified under section 4(a)(1) of
the ESA. These data were compiled in the status review report of the
ringed seal (Kelly et al., 2010a) and summarized in the preamble to the
proposed rule.
We agree that Arctic ringed seals are currently thought to be
distributed throughout their range and number in the millions, are
widely distributed and genetically diverse, and are not presently in
danger of extinction. However, these characteristics do not protect
them from becoming at risk of extinction in the foreseeable future as a
consequence of widespread habitat loss. Based on the best available
scientific data, we have concluded that the persistence of Arctic
ringed seals likely will be challenged as decreases in ice and,
especially, snow cover lead to increased juvenile mortality from
premature weaning, hypothermia, and predation. Initially impacts may be
somewhat ameliorated as the subspecies' range retracts northward with
sea ice habitat. By the end of this century, however, average snow
depths are projected to be less than the minimum depths needed for
successful formation and maintenance of birth lairs throughout a
substantial portion of the subspecies' range. Thus, within the
foreseeable future it is likely that the number of Arctic ringed seals
will decline substantially, and they will no longer persist in
substantial portions of their range.
Data were not available to make statistically rigorous inferences
how Arctic ringed seals will respond to habitat loss over time. We note
that we currently have no mechanism to detect even major changes in
ringed seal population size (Taylor et al., 2007). However, the BRT's
assessment of the severity of the demographic risks posed to the
persistence of each of the ringed seal subspecies was formalized using
a numerical scoring system. The BRT judged the risks to Arctic ringed
seal persistence to be moderate to high within the foreseeable future
(Table 10; Kelly et al., 2010a). After considering these risks as well
as the remaining factors from section 4(a)(1) of the ESA, we concluded
that the Arctic ringed seal is likely to become endangered within the
foreseeable future (threatened), primarily due to the projected loss of
sea ice habitat, in particular snow cover.
Comment 30: A peer reviewer commented that although Baltic and
Ladoga ringed seals are the most at risk due to their lower abundances
and limited habitat, there do not appear to be sufficient data
available to evaluate the risks to their persistence. Similarly,
several commenters expressed the view that there are insufficient data,
including on abundance and population trends, to proceed with the
listing of Arctic ringed seals at this time. Some commenters stated
that we should defer the listing decision for the Arctic ringed seal in
particular until more information becomes available. Two commenters
specifically noted that NMFS has announced that it is conducting large-
scale ice seal aerial surveys, and they requested that NMFS delay the
listing determination until the results of these surveys become
available.
Response: Under the ESA, we must base each listing decision on the
best available scientific and commercial data available after
conducting a review of the status of the species and taking into
account any efforts being made by states or foreign governments to
protect the species, and we have done so in assessing the status of
Arctic, Okhotsk, Baltic, and Ladoga ringed seals. These data were
summarized in the preamble to the proposed rule and are discussed in
detail in the status review report (see Kelly et al., 2010a). The
existing body of literature concerning ringed seal population status
and trends is limited, and additional studies are needed to better
understand many aspects of ringed seal population dynamics and habitat
relationships. However, the ESA does not allow us to defer listing
decisions until additional information becomes available. In reaching a
final listing determination we have considered the best scientific and
commercial data available, including the information provided in the
status review report as well as information received via the peer
review process and public comment. These data are sufficient to
conclude that Arctic, Okhotsk, and Baltic ringed seals are likely to
become endangered within the foreseeable future (threatened) and Ladoga
ringed seals are in danger of extinction (endangered).
Comments on the Climate Model Projections and the Identification and
Consideration of Related Habitat Threats
Comment 31: A commenter noted that studies indicate the risks from
climate change are substantially greater than those assessed in the
IPCC's AR4, raising concern that the IPCC climate change projections
used in the status review report likely underestimate climate change
risks to ringed seals.
Response: Although recent observations of annual minimum ice extent
in the Arctic Ocean have been outside (i.e., below) the majority of
model runs projected from the most commonly used scenarios, a few
models exhibit anomalies of a similar magnitude early in the 21st
century. Nonetheless, the observed sea ice retreat has been faster than
the consensus projection, which may have occurred either because: (1)
climate models do
[[Page 76729]]
not have sufficient sea ice sensitivity to the rise in GHG forcing, or
(2) there is an unusually large contribution in observations from
natural variability. Many of the same recent years have been
characterized by near record high ice extents in regions such as the
Bering Sea, for example. While we recognize the possibility that
consensus projections may underestimate the future risks to ringed
seals, the likelihood of that does not seem to be sufficiently
established to warrant abandonment of the IPCC AR4 as the best
available scientific basis for projection of future conditions.
Comment 32: The State of Alaska noted that predicting climate
change is made more difficult and uncertain by decades long shifts in
temperature that occur due to such variables as the Pacific Decadal
Oscillation (PDO).
Response: Climate models account for PDO variability but the PDO is
chaotic--the future points at which it will shift between its warm and
cool phases cannot currently be predicted. In this sense, a specific
PDO is not predictable in the future. To address this unpredictable
variability, NMFS used the average from an ensemble of models and model
runs. The average of the ensemble indicates the expected response
forced by rising GHGs and aerosol changes. The individual model runs
that compose the ensemble vary substantially, often trending above or
below the average, or bouncing back and forth across it. The
variability among the model runs in the ensemble reflects the
unpredictability of the PDO and many other factors. We used the range
of this variability in our projections of future ice conditions, for
example, to characterize the minimum, mean, and maximum ice
concentrations in future decades.
Comment 33: The State of Alaska and another commenter noted that it
is assumed Arctic ringed seals cannot survive without year-round ice.
However, they suggested that the current status of the other ringed
seal subspecies indicates ringed seals can survive without multi-year
ice.
Response: Our risk assessment for Arctic ringed seals was not based
on an assumption that they require sea ice year-round. The threats that
were scored by the BRT as moderate to high significance were a decrease
in sea ice habitat suitable for whelping and nursing, and increased
hypothermia due to insufficient depth or duration of snow cover (Table
5; Kelly et al., 2010a). Both of these threats are relevant to the
period of whelping and pup rearing, about mid-March to mid-June for
Arctic ringed seals. We discussed in the preamble to the proposed rule
that the projected decreases in sea ice, and especially snow cover, are
expected to lead to increased pup mortality from premature weaning,
hypothermia, and predation.
Comment 34: A commenter expressed the view that sea ice in the
Arctic has been in decline for a number of years without observed
detrimental effects on ringed seals, thus calling into question NMFS's
assumption that future declines in sea ice will inevitably result in
impacts to ringed seals.
Response: As noted in the preamble to the proposed rule and
discussed in detail in the status review report, our present ability to
detect changes in the Arctic and Okhotsk ringed seal populations is
limited. There are no population estimates sufficiently precise for use
as a reference in judging trends. Indices of condition, such as those
recently reported by ADFG (Quakenbush et al, 2011), are available for
only a limited portion of the Arctic ringed seal's range and would not
be expected to detect certain types of detrimental effects, such as an
increase in pup mortality by predation. Therefore, while NMFS is not
aware of unequivocal evidence that Arctic or Okhotsk ringed seals have
declined, the converse is equally true: there is no firm evidence that
these populations are stable or increasing. Our decision to list these
subspecies is based primarily on our conclusion for ESA listing Factor
A that ongoing and projected changes in sea ice habitat pose
significant threats to the persistence of all of the ringed seal
subspecies.
The primary concern about future ringed seal habitat stems from
projections of inadequate snow depths for birth lair formation and
maintenance later in the 21st century. Although the model projections
considered in the status review report indicate a decline in snow depth
on sea ice has been underway for some years, the average predicted
depth remains at least slightly greater than the 20 cm minimum for
lairs. Thus, these projections are consistent with a scenario in which
little or no impact from climate disruption has yet been felt by Arctic
ringed seals. The anticipated impacts likely will begin to appear in
the near future as average snow depth on ice declines.
Comment 35: The State of Alaska and another commenter suggested
that the record high winter ice in the Bering Sea from 2007-2010 casts
some doubt on the determination of the threat of extinction to ringed
seals. They noted that the climate model projections make it clear that
winter ice will continue to occur, and that the length of open water
and changes in snow accumulation are the primary issues. These
commenters expressed the view that changes in the distribution and
numbers of ringed seals may occur, but the continued occurrence of
winter ice, and particularly years where its record extent coincides
with low summer ice, indicate that a more thorough assessment of seal
habitat and population responses is needed before the threat of
extinction can be assessed with any level of certainty.
Response: The above average ice cover in winter in the Bering Sea
in 4 of the last 5 years is consistent with natural variability of the
past 33 years and does not represent a statistically significant
increase. In any case, as the reviewer notes, the length of the open
water season and snow depths are the primary issues. Furthermore it is
the trend, forced from rising GHGs, in the sea ice cover in fall (and
hence open water) that causes snow depth to decline in the model
projections.
Comment 36: A commenter noted that NMFS's current MMPA stock
assessment report and proposed draft update state that there are
insufficient data to predict the effects of Arctic climate change on
the Alaska ringed seal stock, suggesting that predicting future
population declines based upon climate change effects is speculative.
Response: NMFS's MMPA stock assessments for ice-associated seals
need to be updated, which NMFS is in the process of doing to reflect
new data and recent analyses from ESA status reviews.
Comment 37: A commenter noted that elders and hunters interviewed
in 2011 for a Kawerak research project on TEK of ice seals and walruses
reported changes in ice and weather that complicated hunter access, but
they also explained that walrus, bearded, and ringed seals were as
healthy as ever. The commenter also noted that multiple hunters in
these interviews also reported that marine mammals have shifted their
migrations to match the timing of earlier ice break-ups. Individual
observations regarding ice seal ecology, health, abundance, behavior,
and habitat were also provided by a number of coastal Alaska residents,
primarily Native hunters. Many of these comments, including those from
the ISC, indicated that although the effects of a warming Arctic have
been observed for a number of years, ringed seals appear healthy and
abundant, and any significant decline does not appear to be
sufficiently imminent to warrant listing Arctic
[[Page 76730]]
ringed seals as threatened under the ESA at this time.
Response: TEK provides a relevant and important source of
information on the ecology of Arctic ringed seals, and we have
carefully reviewed the comments submitted from individuals with TEK on
ringed seals and climate change. We do not find that these observations
conflict with our conclusions. As we have noted in response to other
related comments, Arctic ringed seals are not presently in danger of
extinction, but are likely to become endangered within the foreseeable
future.
Comment 38: Greenland's DFHA commented that the most pessimistic
scenarios for consequences of sea ice loss on polar bears estimate a
reduction in the polar bear population to one-third of its present size
by 2099, and that if the densities of polar bears and Arctic ringed
seals continue to stay correlated in the ratio of 1:200, this implies
that there would still be more than 2 million ringed seals.
Response: The ratio between ringed seal and polar bear densities,
and the speculation that such a ratio would remain constant in the face
of extreme changes in the Arctic ecosystem, are interesting as a
conceptual exercise but cannot be considered the best scientific and
commercial information for the purpose of our ESA listing decision.
Comment 39: Greenland's DFHA suggested that if the projected
changes in sea ice cover are realized, ringed seal habitat will likely
shift northward of the range of Inuit hunters. They commented that in
recent years new ringed seal habitat has emerged in northern areas
where there is not hunting, which has actually created a new sanctuary
for ringed seals in what must be some of the most pristine habitats on
earth.
Response: The current levels of subsistence hunting do not threaten
ringed seal populations. If sanctuaries from human or other predation
were to emerge, as the commenter suggested, this could moderate, to
some extent, losses due to poor snow and ice conditions. However, given
the relatively small impact of hunting, and the potentially very large
impact from the loss of pupping habitat, such sanctuaries would have
limited benefit for the declining population status over time.
Comment 40: Some commenters argued that ocean acidification should
be determined to be a significant threat, in particular when considered
cumulatively with other climate change impacts. Another commenter
disagreed, and felt that NMFS more clearly discussed the uncertainties
associated with assessing the potential impacts of ocean acidification
in the previous ESA listing determinations for ribbon and spotted
seals.
Response: As we discussed in the preamble to the proposed rule, the
impact of ocean acidification on ringed seals is expected to be
primarily through changes in community composition, but the nature and
timing of these changes is uncertain. The BRT members tended to rank
the threat from ocean acidification as relatively low, but also noted
the very low degree of certainty about the nature and magnitude of
potential effects on ringed seals (Tables 5-8; Kelly et al., 2010a).
However, the BRT did consider cumulative effects as part of the threats
assessment scoring procedure, as evidenced by the fact that the overall
score for each ESA section 4(a)(1) factor tended to be as high or
higher than the score assigned for individual threats within each
factor.
Comments on the Identification and Consideration of Other Threats
Comment 41: A commenter expressed the opinion that the listing of
ringed seals is related to the elevated number of sick or dead ringed
seals reported in 2011. This commenter noted, however, that testing has
not identified a cause for this apparent disease outbreak, and that the
significance of the mortalities to the population as a whole is
unclear.
Response: The proposed listing of Arctic ringed seals is not
related to the disease outbreak referred to by the commenter, which
began after the proposal was published. The elevated numbers of sick or
dead ringed seals in the Arctic and Bering Strait regions of Alaska
beginning in July 2011 led to the declaration of an unusual mortality
event (UME) by NMFS under the MMPA on December 20, 2011. The underlying
cause of this UME is unknown and remains under focused expert
investigation. We acknowledged in the preamble to the proposed rule
that abiotic and biotic changes to ringed seal habitat could lead to
exposure to new pathogens or new levels of virulence. However, based on
the best scientific and commercial data available, we continue to
consider the potential threats to ringed seals from disease to be low.
Comment 42: A few commenters expressed the opinion that existing
regulatory mechanisms in the United States and elsewhere are not
adequate to address the factors driving climate disruption (i.e.,
GHGs). One of these commenters suggested that U.S. agencies are either
failing to implement or only partially implementing laws for GHGs, and
that the continued failure of the U.S. Government and international
community to implement effective and comprehensive GHG reduction
measures places ringed seals at ever-increasing risk, where the worst-
case IPCC scenarios are becoming more likely.
Response: While some progress is being made in addressing
anthropogenic GHG emissions, we recognize in our analysis under ESA
listing Factor D that current mechanisms do not effectively regulate
the anthropogenic processes influencing global climate change and the
associated changes to ringed seal habitat, and that this is
contributing to the risks posed to ringed seals by these emissions.
Further, we note that our analysis considered future emissions
scenarios that did not involve dramatic and substantial reductions in
GHG emissions.
Comment 43: Some commenters suggested that NMFS should re-examine
its conclusion that fisheries do not threaten ringed seals because a
warming climate could lead to shifts in commercial fisheries that could
affect the seal's food base.
Response: The possible advent of new commercial fisheries, and the
nature and magnitude of ecosystem responses, are speculative. Although
there are possible risks, those should be mitigated through appropriate
management of new fisheries. In U.S. waters, the intent to conduct such
responsible management is evident in the Arctic Fishery Management Plan
(North Pacific Fishery Management Council, 2009), which establishes a
framework for sustainably managing Arctic marine resources.
Comment 44: Some commenters stated that offshore oil and gas
development should be determined to be a threat to ringed seals in part
because there is no technology available to effectively contain or
recover spilled oil in ice covered waters, and a large oil spill could
be devastating to these seals. In addition one of these commenters
emphasized that extensive offshore oil developments are currently
underway within the range of Arctic ringed seals, and additional
drilling is proposed in the Beaufort and Chukchi seas. Other commenters
stated that offshore oil and gas development, as currently regulated,
does not pose a significant threat to Arctic ringed seals.
Response: Although a large oil spill could cause substantial
injury, mortality, and indirect impacts to seals in the area, the risks
posed to persistence of the ringed seal subspecies as a whole are low
and are possible to mitigate by preventive measures, at least relative
to the much more pervasive
[[Page 76731]]
risks from climate change and habitat loss.
Comments on the Status Determinations for the Ringed Seal Subspecies
Comment 45: The State of Alaska, Canada's DFO, Nunavut's Department
of Environment, and several other commenters expressed the opinion that
Arctic ringed seals should not be listed because there are no
scientific data demonstrating any observed past or present adverse
impacts on ringed seal populations resulting from sea ice recession or
other environmental changes attributed to climate change. The State of
Alaska also extended this comment to the other subspecies of ringed
seals proposed for listing. These commenters suggested that the
determinations rely on the results of predictive models and speculation
about future impacts, which they argued provide insufficient
justification. Some of these commenters noted that in contrast, the
polar bear ESA determination relied upon data for some populations that
suggested a link between observed population declines or other
population vital rates and climate change. Further, the State of Alaska
and another commenter suggested that climate model projections should
be considered as hypotheses to be tested with data collected over time.
Response: We have concluded that the best scientific and commercial
data available, which are discussed in detail in the status review
report and are summarized in this notice, provide sufficient evidence
that: (1) Ringed seals are strongly ice-associated and the pupping and
nursing seasons, in particular, are adapted to the phenology of ice and
snow; (2) reductions in sea ice and in particular the depth and
duration of snow cover on sea ice are very likely to occur within the
foreseeable future; (3) without the protection of lairs, ringed seals,
in particular newborn pups, are vulnerable to freezing and predation;
(4) the rates of environmental change will be rapid in the coming
centuries and may outpace possible adaptive responses; and (5) the
rapid changes in sea ice habitat are likely to decrease the ringed seal
populations to levels where they are in danger of extinction. Because
Arctic ringed seals stay with the ice as it annually advances and
retreats, the southern edge of this subspecies' range may initially
shift northward. However, whether Arctic ringed seals will continue to
move north with retreating ice over the deeper, less productive Arctic
Basin waters and whether species that they prey on will also move north
is uncertain. Land boundaries will limit the ability of Okhotsk,
Baltic, and Ladoga ringed seals to shift their range northward in
response to deteriorating ice and snow conditions. Regarding the
climate model forecasts, the BRT analyses used simulations from six
CMIP Phase 3 (CMIP3) models prepared for the IPCC's AR4, which
represent the scientific consensus view on the causes and future of
climate change and constitute the best scientific and commercial data
available. Based on this information, and after considering the five
ESA section 4(a)(1) factors, we have determined that the Arctic,
Okhotsk, and Baltic subspecies are likely to become endangered within
the foreseeable future throughout their ranges (i.e., threatened under
the ESA). Ladoga ringed seals are also faced with additional threats
and the population has been greatly reduced from historical numbers. We
have therefore determined that an endangered listing is appropriate for
this subspecies.
With regard to the comment that the climate model projections
should be considered as hypotheses, with data collected over time to
test the hypotheses, taking that approach in lieu of listing is not an
option under the ESA. If the best scientific and commercial data
available indicate that a species satisfies the definition of
threatened or endangered, then NMFS must list it. In time, as new data
become available, NMFS may de-list a species, change its listing
status, or maintain its listing status. The determination here is based
on the best scientific and commercial data that is presently available.
Comment 46: The Marine Mammal Commission recommended that before
listing the Arctic ringed seal subspecies, NMFS first determine whether
ringed seals in the Canadian Arctic Archipelago might be recognized as
a discrete and significant population and excluded from the listing due
to limited change in physical and ecological conditions projected for
that area. A related comment from Canada's DFO expressed the view that
the subspecies-wide listing of Arctic ringed seals does not address the
variable spatial and temporal scales of threats that the different
populations of Arctic ringed seals face. This commenter noted, for
example, that while in the southern parts of its range certain Arctic
ringed seal populations might be compromised if warming trends
continue, in other Arctic regions ringed seal habitat could be expected
to remain.
Response: Under our ``Policy Regarding the Recognition of Distinct
Vertebrate Population Segments Under the Endangered Species Act'' (61
FR 4722; February 7, 1996) two elements are considered when evaluating
whether a population segment qualifies as a distinct population segment
(DPS) under the ESA: (1) The discreteness of the population segment in
relation to the remainder of the species or subspecies to which it
belongs; and (2) the significance of the population segment to the
species or subspecies to which it belongs. If a population segment is
discrete and significant (i.e., it is a DPS), its evaluation for
endangered or threatened status will be based on the ESA's definitions
of those terms and a review of the factors enumerated in section 4(a).
A population segment of a vertebrate species may be considered
discrete if it satisfies either one of the following conditions: (1) it
is markedly separated from other populations of the same taxon as a
consequence of physical, physiological, ecological, or behavioral
factors; or (2) it is delimited by international governmental
boundaries within which differences in control of exploitation,
management of habitat, conservation status, or regulatory mechanisms
exist that are significant in light of section 4(a)(1)(D) of the ESA.
As summarized in the preamble to the proposed rule and discussed in
detail in the status review report (p. 35-39), we found no evidence of
discrete segments within the Arctic ringed seal population, including
within the Canadian Arctic Archipelago. Therefore, we did not take the
next step of determining whether any population segment is significant
to the taxon to which it belongs.
Comment 47: A commenter suggested that if NMFS determines that any
of the ringed seal subspecies are threatened under the ESA, it should
adopt the approach used by FWS for species such as the walrus and
designate them as candidate species, or alternatively list them as
species of concern. This commenter expressed the opinion that listing
the species as candidate species or species of concern would avoid
unnecessary expenditure of resources while providing for the option to
take appropriate action under the ESA if it becomes necessary.
Response: Although NMFS and FWS define candidate species the same
way in their joint regulations, the two agencies have slightly
different interpretations of the term. FWS candidate species are those
species for which FWS has sufficient information to support an ESA
listing but for which issuance of a proposed rule is precluded due to
higher priority listings (61 FR 64481; December 5, 1996). Therefore,
[[Page 76732]]
FWS has already determined that its candidate species warrant listing
under the ESA. In contrast, NMFS uses the term ``candidate species'' to
refer to ``(1) species that are the subject of a petition to list and
for which NMFS has determined that listing may be warranted, pursuant
to section 4(b)(3)(A), and (2) species for which NMFS has determined,
following a status review, that listing is warranted (whether or not
they are the subject of a petition)'' (69 FR 19976; April 15, 2004).
Regardless, once a species has been proposed for listing, section
4(b)(6)(A) of the ESA does not allow us to issue a ``warranted but
precluded'' finding. Such a finding is only permissible at the time of
a 12-month finding (see section 4(b)(3)(B)), not a final rule. NMFS
defines a ``species of concern'' as a species that is not being
actively considered for listing under the ESA, but for which
significant concerns or uncertainties regarding its biological status
and/or threats exist (69 FR 19975; April 15, 2004). This is not the
case for Arctic, Okhotsk, Baltic, or Ladoga ringed seals.
Comment 48: A commenter noted that the Alaska stock of ringed seals
is not listed as depleted or strategic under the MMPA by NMFS, which
they suggested indicates the absence of scientific data or consensus
that these populations are currently threatened or in significant
decline.
Response: The absence of a depleted designation does not mean that
a species is not threatened under the ESA. Similarly, the absence of a
threatened designation does not mean a species or population stock is
not depleted under the MMPA. Under both the ESA and the MMPA, these
determinations are based on reviews of the best scientific and
commercial data available, which is the process NMFS is undertaking
here.
The criteria for depleted or strategic status under the MMPA also
differ from those for threatened or endangered species under the ESA. A
species or population stock is considered depleted under the MMPA if it
is determined through rulemaking to be below its optimum sustainable
population (OSP) or if it is listed as threatened or endangered under
the ESA. Section 3(9) of the MMPA (16 U.S.C. 1362(9)) defines OSP as
``the number of animals which will result in the maximum productivity
of the population or species, keeping in mind the carrying capacity of
the habitat and the health of the ecosystem of which they form a
constituent element.'' Under the MMPA, the term ``strategic stock''
means a marine mammal stock: (1) for which the level of human-caused
mortality exceeds the maximum number of animals that may be removed
(not including natural mortalities) while allowing the stock to reach
or maintain its OSP; (2) based on the best available scientific
information, is declining and likely to be listed as threatened under
the ESA; or (3) is listed as threatened or endangered under the ESA.
While we may consider MMPA stock assessment information, our
determination as to whether the Arctic ringed seal meets the definition
of a threatened or endangered species must be based on an assessment of
the threats according to section 4 of the ESA.
Comment 49: Several commenters, including Canada's DFO and
Nunavut's Department of Environment, expressed the view that listing
the ringed seal subspecies as threatened is inconsistent with the
IUCN's listing of ringed seals among species of ``least concern.''
Response: While we may review the assessment processes and
conclusions of other expert organizations such as the IUCN, our
determination as to whether the ringed seal subspecies meet the
definition of threatened or endangered must be an independent one based
on an assessment of the threats according to section 4 of the ESA.
After reviewing the best scientific and commercial data available, we
have determined that Arctic, Okhotsk, and Baltic, ringed seals are
likely to become endangered within the foreseeable future (threatened)
and that Ladoga ringed seals are in danger of extinction (endangered).
Comment 50: The Marine Mammal Commission recommended that NMFS re-
evaluate individual and cumulative threats to the Baltic and Ladoga
subspecies of ringed seals and consider listing these species as
endangered. The Commission noted that the Baltic and Ladoga subspecies
are greatly reduced from historical numbers and are subject to a range
of threats in addition to reduction in ice habitat, including mortality
in fishing gear, industrial pollution, and for Ladoga ringed seals,
disturbance of summer haul-out site areas, and likely increased risk of
predation as lair conditions deteriorate.
Response: With regard to Baltic ringed seals, we expressly
recognized the threats identified by the Commission in the preamble to
the propose rule. The BRT judged the risks posed by those threats to be
low to moderate at present. In weighing the immediacy and magnitude of
the threats posed to Baltic ringed seals, we continue to conclude that
Baltic ringed seals are likely to become endangered within the
foreseeable future, rather than that they are in danger of extinction.
We have also considered the Commission's comments and information
regarding Ladoga ringed seals. After reanalyzing the factors affecting
Ladoga ringed seals, we agree that greater weight should be given to
the range of threats affecting these seals, and in particular the
severity of the threats posed by loss of ice and snow and mortality in
fishing gear. As noted in the preamble to the proposed rule, threats
such as drowning of seals in fishing gear and disturbance from human
activities are conservation concerns for Ladoga ringed seals that could
exacerbate the effects to these seals due to climate change and habitat
loss. There is evidence that seal-fisheries conflicts continue, and
that bycatch of seals in fishing nets is a significant source of
mortality (Verevkin et al., 2010). Medvedev and Sipil[auml] (2010) also
reported that in the north portion of Lake Ladoga there has been a
marked decrease in snow cover and thickness of snow drifts. They noted
that the importance of this northern part of the lake as breeding
habitat is likely to increase as ice cover decreases or disappears in
southern Lake Ladoga. We have therefore concluded in our analysis of
the five ESA section 4(a)(1) factors that the risks to Ladoga ringed
seals under listing Factor A (``The Present or Threatened Destruction,
Modification, or Curtailment of its Habitat or Range'') and to a lesser
extent Factor D (``Inadequacy of Existing Regulatory Mechanisms'') and
Factor E (``Other Natural or Manmade Factors Affecting the Species'
Continued Existence'') are collectively significantly contributing to
the risk of extinction for this landlocked population. We note that
Kovacs et al. (2012) cited similar threats in classifying the Ladoga
ringed seal as endangered according to the IUCN Red List classification
criteria. After reconsidering the ESA section 4(a)(1) factors in light
of the Commission's comments and the new information discussed above,
and taking into consideration other relevant factors, including
conservation efforts and special designations for this population, we
have determined that Ladoga ringed seals are ``in danger of
extinction,'' and are now listing them as endangered in this final
rule.
Comments Related to Subsistence Harvest of Ringed Seals
Comment 51: Several comments received, including from the ISC,
expressed concern that Alaska Natives who harvest ice seals, and all of
the coastal communities, will likely be disproportionately affected by
the listing of Arctic ringed seals as
[[Page 76733]]
threatened; and that the listing could cause hardship in the form of
restrictions being placed on subsistence hunting of the seals, and
could also result in other restrictions that could impair economic
development. Some of these commenters expressed concern that the
listing could also result in additional unfunded mandates, such as
monitoring of the seal harvest.
Response: As discussed above, the MMPA and ESA exempt subsistence
takes by Alaska Natives from the marine mammal take prohibitions.
Subsistence harvest of ringed seals by Alaska Natives appears
sustainable and does not pose a threat to the populations. If the
current situation changes, we will work under the co-management
agreement with the ISC to find the best approach to ensure that
sustainable subsistence harvest of these seals by Alaska Natives
continues. Protection under the ESA does not automatically result in
specific data collection and reporting requirements for the species.
However, benefits of listing a species under the ESA can include
enhanced funding and research opportunities that might address aspects
of the harvest for a listed species. In addition, when a species is
listed under the ESA, additional protections apply that promote the
conservation of the species and therefore have the potential to benefit
subsistence harvests. For example, section 7 of the ESA requires
Federal agencies to ensure that the activities they authorize, fund, or
carry out are not likely to jeopardize the continued existence of the
species or to destroy or adversely modify its critical habitat. If a
Federal action may affect a listed species or its critical habitat, the
action agency must enter into consultation with NMFS.
Comment 52: The ISC expressed the view that, should Arctic ringed
seals be listed under the ESA, the Alaska Native community should have
a strong role in determining the terms of subsequent management,
including (1) representation on the recovery team, (2) the
identification of critical habitat, (3) identification of criteria that
must be met before any changes could be required in the harvest of
ringed seals or trade in their parts, (4) identification of research
priorities, and (5) identification of a mechanism for distribution of
funds available for research and management. Some other commenters
similarly suggested that local Native subsistence users should be
involved directly and have primary roles in any subsistence-related
management or monitoring activities involving ringed seals.
Response: We recognize the importance of ringed seals to the Alaska
Native community, as well as the expertise and particular knowledge the
Alaska Native hunting communities possess regarding the species and its
habitats. We are committed to meaningful involvement of stakeholders,
including the Alaska Native Community, throughout any recovery planning
process. Critical habitat will be proposed in subsequent rulemaking. We
are soliciting comments on the identification of critical habitat (see
DATES, ADDRESSES, and Public Comments Solicited for additional
information). We encourage those with expertise and understanding of
those physical or biological features which are essential to the
conservation of the Arctic ringed seal and which may require special
management to submit written comments.
In the response to comment 26 above, we explained the criteria that
must be satisfied for any regulation of subsistence harvest of ringed
seals or trade in their parts to occur under the MMPA.
We appreciate the ISC's interest in identifying research priorities
and a mechanism to distribute funds for ice seal research and
management. The ISC's Ice Seal Management Plan identifies its
biological and subsistence research recommendations for ice seals. The
ISC has provided this management plan to NMFS and we are taking the
information into consideration in planning future research (the ISC has
also made a copy of this plan available at our web site; see
ADDRESSES).
Comments on the ESA Process and Related Legal and Policy Issues
Comment 53: NMFS received comments that we should consult directly
with all of the Alaska Native communities that could potentially be
affected by the proposed listings, hold public hearings in each of
these communities, and consult directly with the ISC on the listings.
The ISC stated that they protest the lack of consultation, request an
explanation from NMFS, and require a commitment to be involved in all
future aspects of the listing process prior to any future public
announcement. Some commenters, including the ISC, also expressed
concern that without holding hearings in more communities where a
majority of the ice seal hunters live, these communities were not able
to provide informed comments. In addition, one commenter stated there
is confusion and frustration in the Alaska Native community regarding
the listing process and harvest implications, and suggested that a
better process is needed to ensure that all stakeholders have an
opportunity to learn about and understand the proposed rules and their
implications. We received several comments expressing concern that
consultation with Alaska coastal communities and local leaders was
inadequate. One commenter asserted that the Inuit of Alaska, Canada,
Russia, and Greenland should all play a central consultative role in
any decision that could affect them in relation to wildlife food
sources and wildlife management regimes.
Response: NMFS has coordinated with Alaska Native communities
regarding management issues related to ice seals through co-management
organizations, particularly the ISC. NMFS discussed the listing
petitions with the ISC, and provided updates regarding the timeline for
the ringed seal status review. Following publication of the proposed
listing determination, we notified the ISC of the proposal and
requested comments on the proposed rule. NMFS remains committed to
working with Alaska Natives on conservation and subsistence use of
ringed seals.
We acknowledge the value of face-to-face meetings, and NMFS held
three public meetings in: (1) Anchorage, Alaska, on March 7, 2011; (2)
Barrow, Alaska, on March 22, 2011; and (3) Nome, Alaska, on April 5,
2011. The logistical difficulties with holding additional hearings in
other remote communities made it impractical to do so. We instead used
other methods to provide opportunities for the public to submit
comments both verbally and in writing. With assistance from the North
Slope and Northwest Arctic boroughs, we provided teleconferencing
access to the Barrow hearing from outlying communities in the North
Slope Borough and from Kotzebue. The public hearings in Anchorage and
Barrow were announced in the Federal Register on February 22, 2011 (76
FR 9733), and the public hearing in Nome was announced in the Federal
Register on March 18, 2011 (76 FR 14882). The communities of Kaktovik,
Wainwright, Point Lay, Point Hope, Nuiqsut, Anaktuvuk Pass, and
Kotzebue participated in the Barrow hearing via teleconferencing. The
public hearings were attended by approximately 88 people. In response
to comments received during the public comment period that indicated
some tribes may wish to consult on the proposed rule, we also contacted
potentially affected tribes by mail and offered them the opportunity to
consult on the proposed action.
We recognize the value of ringed seals to the Inuit of Canada,
Alaska, Russia, and Greenland, and we have considered
[[Page 76734]]
all of the comments received from interested parties in our final
determination. Further, we note that E.O. 13175 outlines specific
responsibilities of the Federal Government in matters affecting the
interests of recognized tribes in the contiguous 48 states and in
Alaska. We have met those obligations in the development of this final
action.
Comment 54: The State of Alaska commented that NMFS did not involve
the State in a meaningful manner in either the development of the
status review report or the proposed listing rule.
Response: We sent a copy of the 90-day petition finding to ADFG and
considered all of the comments and information submitted in response to
this finding in the development of the status review report and the
proposed rule. We also provided funding to ADFG to analyze information
and samples collected from Alaska Native subsistence harvest of ringed
seals to make these data available for inclusion in the status review
report. Although reports on the results of this work were submitted
after the status review report was completed and the proposed rule was
published, we have considered this information in our final
determination. During the initial public comment period, we sent a copy
of the proposed rule to ADFG and the Alaska Department of Natural
Resources (ADNR), and in those mailings noted the Internet availability
of the proposed rule, status review report, and other related
materials. In response to requests received, including from the State
of Alaska, we extended the public comment period 45 days to provide
additional time for submission of comments. We have thoroughly
considered the comments submitted by the State of Alaska, and these
comments are addressed in this final rule.
Comment 55: Some commenters expressed the opinion that the ESA is
not intended as a means to regulate potential impacts from climate
change, or that the primary potential threats to ringed seals
identified are the result of a global phenomenon that cannot be
effectively addressed through the ESA, and thus the proposed listings
will not provide a significant conservation benefit.
Response: First, this rulemaking does not regulate impacts from
climate change. Rather, it lists certain species as threatened or
endangered, thereby establishing certain protections for them under the
ESA. Second, section 4(b)(1)(A) of the ESA states that the Secretary
shall make listing determinations solely on the basis of the best
scientific and commercial data available after conducting a review of
the status of the species and taking into account efforts to protect
the species. Based on our review of the best available information on
the status of Arctic, Okhotsk, Baltic, and Ladoga ringed seals, and
efforts currently being made to protect these subspecies, we conclude
that Arctic, Okhotsk, and Baltic ringed seals should be listed as
threatened and Ladoga ringed seals should be listed as endangered. Our
supporting analysis is provided in this final rule and is supplemented
by our responses to peer review and public comments. While listing does
not have a direct impact on the loss of sea ice or the reduction of
GHGs, it may indirectly enhance national and international cooperation
and coordination of conservation efforts; enhance research programs;
and encourage the development of mitigation measures that could help
slow population declines. In addition, the development of a recovery
plan will guide efforts intended to ensure the long-term survival and
eventual recovery of Arctic ringed seals.
Comment 56: Several commenters, including the State of Alaska and
the ISC, expressed the view that ringed seals and their habitat are
adequately protected by existing international agreements, conservation
programs, and laws such as the MMPA.
Response: We recognize that there are existing regulatory
mechanisms, such as the MMPA, that include protections for ringed
seals. However, declining to list a species under the ESA because it is
generally protected under other laws such as the MMPA would not be
consistent with the ESA, which requires us to list a species based on
specified factors and after considering conservation efforts being made
to protect the species. As discussed in our analysis under ESA listing
Factor A, a primary concern about the conservation status of the ringed
seal stems from the likelihood that its sea ice habitat has been
modified by the warming climate and that the scientific consensus
projections are for continued and perhaps accelerated warming for the
foreseeable future. While we acknowledge that there is some progress
being made in addressing anthropogenic GHG emissions, we also recognize
under listing Factor D that current mechanisms do not effectively
regulate the anthropogenic factors that influence global climate change
and the associated changes to ringed seal habitat.
Comment 57: The State of Alaska commented that NMFS's proposed
listing of the Arctic ringed seal would interfere directly with
Alaska's management of ringed seals and their habitat and would
therefore harm Alaska's sovereign interests. The State also commented
that NMFS's listing determination impedes Alaska's ability to implement
its own laws by displacing State statutes and regulations addressing
Alaska's wildlife and natural resources generally, and ringed seals
specifically.
Response: The ESA does not preclude the State from managing ringed
seals or their habitat. We disagree that the listing of a species under
the ESA would displace a specific state law or otherwise impede the
State's ability to implement its own laws. We note that in 2009 NMFS
and ADFG entered into a cooperative agreement for the conservation of
threatened and endangered species pursuant to ESA section 6(c)(1).
Comment 58: The State of Alaska commented that NMFS's consideration
of the State's formal conservation measures designed to improve the
habitat and food supply of ringed seals is extremely limited, and
without any supporting analysis. Such limited consideration of the
State's conservation programs fails to comply with NMFS's affirmative
statutory obligation under ESA section 4(b) and NMFS's Policy for the
Evaluation of Conservation Efforts.
Response: The ESA provides that NMFS shall make listing
determinations solely on the basis of the best scientific and
commercial data available and after conducting a review of the status
of the species and taking into account those efforts, if any, of any
state or foreign nation to protect such species. NMFS has developed a
specific Policy for Evaluation of Conservation Efforts (68 FR 15100;
March 28, 2003) that identifies criteria for determining whether
formalized conservation efforts that have yet to be implemented or to
show effectiveness contribute to making listing a species as threatened
or endangered unnecessary.
The State of Alaska asserts that it has implemented laws,
regulations, and mitigation measures that are generally aimed at
protecting ice seals and their prey. These ``measures'' (the most
relevant of which are summarized below), however, are not specifically
directed toward the conservation of ringed seals and their ice habitat.
For example, the mitigation measures referenced by the State aim to
minimize the impact of oil and gas operations, rather than proactively
or specifically to conserve the species. Moreover, the threats to
ringed seals stem principally from habitat loss associated with global
climate change, a threat the State could not single-handedly mitigate.
Under
[[Page 76735]]
NMFS's policy and the ESA, notwithstanding state conservation efforts,
``if the best available scientific and commercial data indicate that
the species meets the definition of `endangered species' or `threatened
species' on the day of the listing decision, then we must proceed with
the appropriate rule-making activity under section 4 of the Act,''
i.e., list the species (68 FR 15115; March 28, 2003).
Finally, in the preamble to the proposed rule we described our
consideration of the effects of existing programs on the extinctions
risk of the four ringed seal subspecies proposed for listing. In
response to these comments from the State of Alaska, we add the
following details about the State of Alaska's regulatory programs.
Under the Submerged Lands Act, the State of Alaska has authority
over the submerged lands and resources therein, within an area
extending from the mean high tide line to 3 nautical miles offshore.
The ADNR Division of Oil and Gas (DOG) develops mitigation measures and
lessee advisories as part of its best interest finding process for
area-wide oil and gas lease sales. The North Slope Area-wide and
Beaufort Sea Area-wide lease sales have the potential to affect ringed
seals. Mitigation measures and lessee advisories identified for these
lease sales include advisories that ESA-listed and candidate species
may occur in the lease sale area, that lessees shall comply with
recommended protection measures for these species, and that lessees
must also comply with MMPA provisions. Other provisions to protect
certain concentrations of resources and to protect subsistence harvest
could provide some incidental benefit to ringed seals.
The Alaska Department of Environmental Conservation's (ADEC)
mission involves the permitting and authorization of actions relating
to oil and gas development, oil spill prevention and response,
pollutant discharge, and other activities affecting Alaska's land and
waters in the Arctic. State of Alaska solid waste management, water
quality, wastewater, air quality, and vehicle emission standards are
found in the Alaska Administrative Code (AAC) at 18 AAC 60, 18 AAC 70,
18 AAC 72, 18 AAC 50, and 18 AAC 52, respectively. Oil spill
contingency plans are required under Alaska Statute AS 46.04.030 and at
18 AAC 75 for crude oil tankers, non-crude vessels and barges, oil and
gas exploration facilities, oil flow lines and gathering lines, and for
certain non-crude oil terminals and non-tank vessels. The ADEC
contaminated sites cleanup process is governed by Alaska Statutes at
Title 46 and regulations at 18 AAC 75 and 18 AAC 78.
We acknowledge that the State of Alaska's regulatory regime may
provide some general benefits to ringed seals and their habitat.
However, these laws and regulations do not reduce or mitigate in any
material way the principal threats posed to Arctic ringed seals from
the projected changes in sea ice habitat. As a result, they do not
change our extinction risk assessment within this final listing
determination.
Comment 59: Several comments were received regarding the proposed
4(d) rules requesting additional analyses to support the conclusion
that they are necessary and advisable and petitioning NMFS to establish
certain limitations on the application of those rules, such as
excluding activities occurring outside the range of any of the
subspecies of ringed seals listed as threatened.
Response: For species listed as threatened, section 4(d) of the ESA
requires the Secretary to issue such regulations as are deemed
necessary and advisable to provide for the conservation of the species.
Such 4(d) protective regulations may prohibit, with respect to
threatened species, some or all of the acts that section 9(a) of the
ESA prohibits with respect to endangered species. Both the section 9(a)
prohibitions and section 4(d) regulations apply to all individuals,
organizations, and agencies subject to U.S. jurisdiction. On December
10, 2010 (75 FR 77476), we proposed to issue protective regulations for
ringed seals under section 4(d) of the ESA to include all of the
prohibitions in section 9(a)(1) based on a preliminary finding that
such regulations were necessary and advisable for the conservation of
the species. As explained above, in light of public comments and upon
further review, we have determined that such regulations are not
necessary at this time. The Arctic, Okhotsk, and Baltic subspecies
appear sufficiently abundant to withstand typical year-to-year
variation and natural episodic perturbations in the near term. The
principal threat to these subspecies of ringed seals is habitat
alteration stemming from climate change within the foreseeable future.
This is a long-term threat and the consequences for ringed seals will
manifest themselves over the next several decades. Finally, ringed
seals currently benefit from existing protections under the MMPA, and
activities that may take listed species and involve a Federal action
will still be subject to consultation under section 7(a)(2) of the ESA
to ensure such actions will not jeopardize the continued existence of
the species. We therefore conclude that it is unlikely that the
proposed section 4(d) regulations would provide appreciable
conservation benefits. As a result, we have concluded that the 4(d)
regulations are not necessary at this time. Such regulations could be
promulgated at some future time if warranted by new information.
Comment 60: Comments were received that critical habitat is both
prudent and determinable; other comments were received that critical
habitat is not currently determinable and would require extensive
additional study.
Response: Section 4(a)(3) of the ESA requires that, to the maximum
extent practicable and determinable, critical habitat be designated
concurrently with the listing of a species. Critical habitat is not
determinable when information sufficient to perform required analyses
of the impacts of the designation is lacking or if the biological needs
of the species are not sufficiently well known to permit identification
of an area as critical habitat. Existing data are lacking in several
areas necessary to support the designation of critical habitat,
including identification and description of the physical and biological
features essential to the conservation of Arctic ringed seals, and
economic data which would allow for consideration of the costs of
designation. We have therefore determined that designating critical
habitat for the Arctic ringed seal is prudent but not determinable at
this time. We will designate critical habitat for Arctic ringed seals
in a subsequent rulemaking as provided under the ESA, and we are
soliciting comments related to the designation (see DATES, ADDRESSES,
and Information Solicited).
Comment 61: Comments were received that it is unclear how future
recovery planning, including establishing accurate recovery and
delisting criteria, can occur given the apparent lack of abundance
data. Other comments were received expressing support for recovery
planning for ringed seals.
Response: Section 4(f) of the ESA requires that NMFS develop
recovery plans for ESA listed species, unless such a plan will not
promote the conservation of the species. Section 4(f)(1)(A) of the ESA
also states that in developing and implementing recovery plans, the
Secretary shall, to the maximum extent practicable, ``give priority to
those endangered species or threatened species, without regard to
taxonomic classification, that are most likely to benefit from such
plans.'' The ranges of Okhotsk, Baltic, and Ladoga
[[Page 76736]]
ringed seals occur entirely under the jurisdiction of other countries.
These subspecies would therefore qualify for exemption from the ESA
section 4(f) recovery planning process because the U.S. has little
authority to implement actions necessary to recover foreign species. A
recovery plan will be developed for Arctic ringed seals, provided that
the limitations in section 4(a)(1)(A) of the ESA do not apply. Future
recovery planning efforts for the Arctic ringed seal will incorporate
the best scientific and commercial data available regarding abundance
at that time, and would identify data gaps that warrant further
research.
Comment 62: A number of comments stressed that the determination
should be based on sound scientific data and analysis. Some comments
suggested inappropriate factors such as political pressure from the
climate change debate may have influenced our decision making.
Response: We were petitioned to evaluate the status of the ringed
seal under the ESA. Section 4(b)(1)(A) of the ESA requires us to make
listing determinations solely on the basis of the best scientific and
commercial data available. Consistent with this requirement, in
reaching our final listing determination, we considered the status
review report prepared by the BRT, information received through public
and peer review comments, and efforts being made to protect the
species. This information is summarized in this final rule.
Comment 63: A commenter expressed the opinion that to provide a
meaningful process in which interested parties could review and comment
on the special peer review comments, NMFS should have made the original
comment letters available (rather than NMFS's ``summary interpretation
of those comments'') and opened more than a 30-day comment period.
Response: On April 6, 2012, we announced in the Federal Register
the availability of a peer review report that consolidated the comments
received from special peer review of the ringed seal status review
report (77 FR 20773). We issued a news release to ensure that the
public was made aware of this comment period. The comment period was
limited to 30 days in consideration of the statutory deadline requiring
a prompt final listing determination. We did not receive any specific
requests to extend the comment period. The peer review report simply
consolidated the comments received from the special peer reviewers to
facilitate public review--the report did not provide our interpretation
of those comments.
Comments on the Consequences of the Proposed Listing Rule
Comment 64: Several commenters, including the State of Alaska and
the ISC, expressed concern that the ultimate effect of the listings
will be additional regulatory burden and increased economic and other
human impacts without significant conservation benefit. Some of these
commenters noted that the proposed listing would affect an area of
national significance because of its importance for domestic oil and
gas development. The State of Alaska specifically expressed concern
that the proposed action will cause substantial injury to Alaska's
economic interests, including those of northern coastal municipal
governments. The State expressed the view, for example, that the
listing will deter or delay activities such as oil and gas exploration
and development, and shipping operations, which could reduce State
royalties and revenue. One commenter also expressed concern that the
listings could also potentially cause resources and efforts to be
distracted away from the conservation of populations at greater risk.
Response: Section 4(b)(1)(A) of the ESA states that the Secretary
shall make listing determinations based solely on the best scientific
and commercial data available, after conducting a status review of the
species and taking into account efforts to protect the species. The
regulations implementing the ESA at 50 CFR 424.11(b), consistent with
case law interpreting the ESA and its legislative history, state that
the listing determination will be made without reference to possible
economic or other impacts of such determination. Therefore, we cannot
consider such potential consequences in our final determination.
However, we will consider economic impacts when designating critical
habitat. We also note that such activities have been occurring despite
the presence of several ESA-listed whale species in the areas.
Comment 65: A few commenters, including Greenland's DFHA, expressed
concern that if the Arctic ringed seal is listed as threatened a
negative market perception toward use of seal products could, in turn,
impact trade and harm Inuit communities. These commenters suggested
that the proposed listing could also result in ringed seals being
listed under the Convention on the International Trade in Endangered
Species (CITES), which would directly affect the trade of seal
products, a vital part of the Inuit subsistence lifestyle and economic
independence.
Response: As noted above, section 4(b)(1)(A) of the ESA states that
the Secretary shall make listing determinations based solely on the
best scientific and commercial data available and the regulations
implementing the ESA state that the listing determination will be made
without reference to possible economic or other impacts of such
determinations. Therefore, we cannot consider such potential
consequences in our final determination. Regarding listing under CITES,
we note that the structure of CITES is similar to the ESA, in that
species are listed in CITES Appendices according to their conservation
status. However, listed CITES species must also meet the test that
trade is at least in part contributing to their decline. We did not
find this to be the case for ringed seals.
Additional Comments
Comment 66: The Marine Mammal Commission recommended that NMFS
develop a research plan to address the major uncertainties and
information gaps identified in the status review report, and strengthen
collaborative efforts among range nations to facilitate research and
management to assess the status and trends of ringed seal populations
throughout the species' range, and identify protective measures where
necessary. Canada's DFO noted that they remain open to exploring
potential areas for cooperation for improving mutual understanding of
Arctic seal populations. The Commission and another commenter expressed
the view that NMFS also needs to prioritize funding to collect data on
ringed seal population size and trends and many other aspects of the
seal's biology, such as population structure of the Arctic subspecies,
which are currently poorly understood.
Response: We agree that additional research is needed to help
resolve areas of uncertainty and to add to the ecological knowledge of
this species. We look forward to working with our partners and
stakeholders in the conservation and recovery of ringed seals,
including obtaining needed research to fill in knowledge gaps.
Comment 67: The State of Alaska and another commenter pointed out
that the proposed rule referred to the ``long generation time'' of
ringed seals without stating what it is. These commenters suggested
this is an important parameter for population projections and
population genetics assessments.
Response: Based solely on the type of life history that ringed (and
other) seals have evolved, with high adult survival rates and low birth
rates, the species is expected to have a relatively long
[[Page 76737]]
generation time. The age at first reproduction and the birth rate would
be expected to vary somewhat between regions and years because these
typically depend upon foraging conditions. Palo et al. (2001) estimated
the generation time of ringed seals to be about 11 years, based on
vital statistics reported by Smith (1973) from seals sampled in the
Canadian Arctic during 1966-1970.
Comment 68: The State of Alaska and another commenter noted that
there is a high degree of uncertainty associated with the ringed seal
subspecies identified that should be more explicitly acknowledged, and
they provided a number of references to support this comment.
Response: Although the concept of a subspecies as an identifiable
taxon has been questioned by some evolutionary biologists, and has been
applied inconsistently by taxonomists with respect to the nature and
amount of differentiation required for subspecies designation, the
concept remains in wide use and there is clearly no consensus to
abandon it. In the case of ringed seals, the five subspecies
designations have been in wide use for many years (for details see
Kelly et al., 2010a) and constitute the best scientific and commercial
data available. There is clearly no means of dispersal between the
landlocked subspecies in Lake Saimaa and Lake Ladoga, or between those
subspecies and the remaining three subspecies. The BRT presented and
considered reasonable evidence in the status review report that,
although there could be some exchange of individuals between Arctic
ringed seals and the subspecies in the Baltic Sea or Sea of Okhotsk,
there is no documented evidence of exchange rates that would be
sufficient to fuel a recovery of the latter populations if they were to
become severely depleted. Thus, all five of the widely-recognized
subspecies are appropriate for consideration of whether a listing is
warranted.
Comment 69: A commenter noted that the Society for Marine Mammalogy
Committee on Taxonomy currently assigns the ringed seal species and the
five subspecies to the genus Pusa rather than Phoca.
Response: The status review report presented and considered a
current lack of consensus on placement of ringed seals in the genus
Pusa or Phoca (perhaps in a subgenus Pusa). The proposal to list ringed
seals is not dependent on the nomenclature used.
Classification
National Environmental Policy Act (NEPA)
The 1982 amendments to the ESA, in section 4(b)(1)(A), restrict the
information that may be considered when assessing species for listing.
Based on this limitation of criteria for a listing decision and the
opinion in Pacific Legal Foundation v. Andrus, 657 F. 2d 829 (6th Cir.
1981), we have concluded that NEPA does not apply to ESA listing
actions. (See NOAA Administrative Order 216-6.)
Executive Order (E.O.) 12866, Regulatory Flexibility Act, and Paperwork
Reduction Act
Under the plain language of the ESA and as noted in the Conference
Report on the 1982 amendments to the ESA, economic impacts cannot be
considered when assessing the status of a species. Therefore, the
economic analyses required by the Regulatory Flexibility Act are not
applicable to the listing process. In addition, this rule is exempt
from review under E.O. 12866. This rule does not contain a collection
of information requirement for the purposes of the Paperwork Reduction
Act.
E.O. 13132, Federalism
E.O. 13132 requires agencies to take into account any federalism
impacts of regulations under development. It includes specific
directives for consultation in situations where a regulation will
preempt state law or impose substantial direct compliance costs on
state and local governments (unless required by statute). Neither of
those circumstances is applicable to this rule.
E.O. 13175, Consultation and Coordination With Indian Tribal
Governments
The longstanding and distinctive relationship between the Federal
and tribal governments is defined by treaties, statutes, executive
orders, judicial decisions, and co-management agreements, which
differentiate tribal governments from the other entities that deal
with, or are affected by, the Federal Government. This relationship has
given rise to a special Federal trust responsibility involving the
legal responsibilities and obligations of the United States toward
Indian Tribes and the application of fiduciary standards of due care
with respect to Indian lands, tribal trust resources, and the exercise
of tribal rights. E.O. 13175--Consultation and Coordination with Indian
Tribal Governments--outlines the responsibilities of the Federal
Government in matters affecting tribal interests. Section 161 of Public
Law 108-199 (188 Stat. 452), as amended by section 518 of Public Law
108-447 (118 Stat. 3267), directs all Federal agencies to consult with
Alaska Native corporations on the same basis as Indian tribes under
E.O. 13175.
NMFS has coordinated with Alaska Native communities regarding
management issues related to ice seals through co-management
organizations, particularly the ISC. NMFS discussed the listing
petition with the ISC and provided updates regarding the timeline for
the ringed seal status review. Following publication of the proposed
listing determination, we notified the ISC of the proposal and
requested comments on the proposed rule.
We fully considered all of the comments received from Alaska Native
organizations and tribes on the proposed rule and have addressed those
comments in this final rule. In response to comments received during
the public comment period that indicated some tribes may wish to
consult on the proposed rule, we contacted potentially affected tribes
by mail and offered them the opportunity to consult on the proposed
action and discuss any concerns they may have. No requests for
consultation were received in response to this mailing.
References Cited
A complete list of all references cited in this rulemaking can be
found on our Web site at https://alaskafisheries.noaa.gov/ and is
available upon request from the NMFS office in Juneau, Alaska (see
ADDRESSES).
List of Subjects
50 CFR Part 223
Endangered and threatened species, Exports, Imports,
Transportation.
50 CFR Part 224
Endangered and threatened species, Exports, Reporting and
recordkeeping requirements.
Dated: December 20, 2012.
Alan D. Risenhoover,
Director, Office of Sustainable Fisheries, performing the functions and
duties of the Deputy Assistant Administrator for Regulatory Programs
National Marine Fisheries Service.
For the reasons set out in the preamble, 50 CFR parts 223 and 224
are amended as follows:
[[Page 76738]]
PART 223--THREATENED MARINE AND ANADROMOUS SPECIES
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1. The authority citation for part 223 continues to read as follows:
Authority: 16 U.S.C. 1531-1543; subpart B, Sec. 223.201-202
also issued under 16 U.S.C. 1361 et seq.; 16 U.S.C. 5503(d) for
Sec. 223.206(d)(9).
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2. In Sec. 223.102, in the table, add paragraphs (a)(4), (a)(5), and
(a)(6) to read as follows:
Sec. 223.102 Enumeration of threatened marine and anadromous species.
* * * * *
--------------------------------------------------------------------------------------------------------------------------------------------------------
Species \1\ Citation(s) for
---------------------------------------------------------- Where listed listing Citation(s) for critical
Common name Scientific name determination(s) habitat designation(s)
--------------------------------------------------------------------------------------------------------------------------------------------------------
* * * * * * *
(4) Ringed seal, Arctic subspecies Phoca (=Pusa) hispida The Arctic subspecies of the ringed [INSERT FR CITATION & NA
hispida. seal includes all ringed seals from 12/28/12].
breeding populations in the Arctic
Ocean and adjacent seas except west of
157[deg] E. Long., or west of the
Kamchatka Peninsula, where breeding
populations of ringed seals of the
Okhotsk subspecies are listed as
threatened under Sec. 223.102(a)(5);
or in the Baltic Sea where breeding
populations of ringed seals are listed
as threatened under Sec.
223.102(a)(6).
(5) Ringed seal, Okhotsk Phoca (=Pusa) hispida The Okhotsk subspecies of the ringed [INSERT FR CITATION & NA
subspecies. ochotensis. seal includes all ringed seals from 12/28/12].
breeding populations west of 157[deg]
E. Long., or west of the Kamchatka
Peninsula, in the Pacific Ocean.
(6) Ringed seal, Baltic subspecies Phoca (=Pusa) hispida The Baltic subspecies of the ringed [INSERT FR CITATION & NA
botnica. seal includes all ringed seals from 12/28/12].
breeding populations within the Baltic
Sea.
* * * * * * *
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\1\ Species includes taxonomic species, subspecies, distinct population segments (DPSs) (for a policy statement; see 61 FR4722, February 7, 1996), and
evolutionarily significant units (ESUs) (for a policy statement; see 56 FR 58612, November 20, 1991).
* * * * *
PART 224--ENDANGERED MARINE AND ANADROMOUS SPECIES
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3. The authority citation for part 224 continues to read as follows:
Authority: 16 U.S.C. 1531-1543 and 16 U.S.C. 1361 et seq.
Sec. 224.101 [Amended]
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4. In Sec. 224.101, amend paragraph (b) by adding the phrase ``Ladoga
ringed seal (Phoca (=Pusa) hispida ladogensis);'' immediately after the
phrase '' Killer whale (Orcinus orca), Southern Resident distinct
population segment, which consists of whales from J, K and L pods,
wherever they are found in the wild, and not including Southern
Resident killer whales placed in captivity prior to listing or their
captive born progeny;''.
[FR Doc. 2012-31066 Filed 12-21-12; 4:15 pm]
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