Approval, Disapproval and Promulgation of State Implementation Plans; State of Utah; Regional Haze Rule Requirements for Mandatory Class I Areas Under 40 CFR 51.309, 74355-74372 [2012-29406]
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Federal Register / Vol. 77, No. 241 / Friday, December 14, 2012 / Rules and Regulations
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[FR Doc. 2012–30202 Filed 12–13–12; 8:45 am]
BILLING CODE 7709–01–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R09–OAR–2011–0589; FRL–9726–4]
Approval of Air Quality Implementation
Plans; California; San Joaquin Valley;
Attainment Plan for the 1997 8-Hour
Ozone Standards; Technical
Amendments
U.S. Environmental Protection
Agency (EPA).
ACTION: Final rule; technical
amendments.
AGENCY:
EPA is making a technical
amendment to the Code of Federal
Regulations (CFR) to reflect the
Agency’s March 1, 2012 final approval
of the California State Implementation
Plan for attainment of the 1997 8-hour
ozone National Ambient Air Quality
Standards in the San Joaquin Valley.
This technical amendment corrects the
CFR to properly codify the California
Air Resources Board’s commitment to
update the air quality modeling in the
San Joaquin Valley 8-Hour Ozone SIP by
December 31, 2014.
DATES: This technical amendment is
effective on December 14, 2012.
FOR FURTHER INFORMATION CONTACT:
Frances Wicher, Air Planning Office
(AIR–2), U.S. Environmental Protection
Agency, Region 9, (415) 972–3957,
wicher.frances@epa.gov.
SUPPLEMENTARY INFORMATION:
Throughout this document, ‘‘we’’, ‘‘us’’
and ‘‘our’’ refer to EPA.
On March 1, 2012, EPA fully
approved the California State
Implementation Plan (SIP) for
attainment of the 1997 8-hour ozone
National Ambient Air Quality Standards
(NAAQS) in the San Joaquin Valley and
included provisions of this SIP in the
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SUMMARY:
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Issued in Washington, DC, on this 11th day
of December 2012.
Laricke Blanchard,
Deputy Director for Policy, Pension Benefit
Guaranty Corporation.
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Environmental protection, Air
pollution control, Intergovernmental
relations, Nitrogen Dioxide, Ozone,
Volatile organic compounds.
Dated: December 4, 2012.
Jared Blumenfeld,
Regional Administrator, Region IX.
Part 52, Chapter I, Title 40 of the Code
of Federal Regulations is amended as
follows:
PART 52 [AMENDED]
1. The authority citation for part 52
continues to read as follows:
■
Authority: 42 U.S.C. 7401 et seq.
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List of Subjects in 40 CFR Part 52
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Code of Federal Regulations (CFR) at 40
CFR 52.220(c). See 77 FR 12652 (March
1, 2012).
The regulatory text for this final
action included paragraph
(c)(396)(ii)(A)(2)(ii) of 40 CFR 52.220.
This paragraph contains CARB’s
commitment to update the air quality
modeling in the San Joaquin Valley 8Hour Ozone SIP to reflect emissions
inventory improvements and any other
new information by December 31, 2014
or the date by which state
implementation plans are due for the
expected revision to the Federal 8-hour
ozone standard whichever comes first,
as provided on page 3 of CARB
Resolution No. 11–22 (dated July 21,
2011). CARB Resolution 11–22
documents CARB’s adoption of the 8Hour Ozone State Implementation Plan
Revisions and Technical Revisions to
the PM2.5 State Implementation Plan
Transportation Conformity Budgets for
the South Coast and San Joaquin Valley
Air Basins (dated June 20, 2011).
However, the amendatory language at
the beginning of this regulatory text (77
FR 12672) did not identify this
paragraph and as a result this paragraph
is not currently in the CFR. We are
issuing this technical amendment to 40
CFR 52.220 to correct this oversight.
This technical amendment makes no
change to the substance of our March 1,
2012 approval of the SJV 8-Hour Ozone
SIP.
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Subpart F—California
2. Section 52.220 is amended by
adding paragraph (c)(396)(ii)(A)(2)(ii) to
read as follows:
■
§ 52.220
Identification of plan.
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(c) * * *
(396) * * *
(ii) * * *
(A) * * *
(2) * * *
(ii) Commitment to update the air
quality modeling in the SJV 2007 Ozone
Plan to reflect the emissions inventory
improvements and any other new
information by December 31, 2014 or
the date by which state implementation
plans are due for the expected revision
to the Federal 8-hour ozone standard
whichever comes first, as provided on
page 3.
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[FR Doc. 2012–30245 Filed 12–13–12; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R08–OAR–2011–0114; FRL–9751–6]
Approval, Disapproval and
Promulgation of State Implementation
Plans; State of Utah; Regional Haze
Rule Requirements for Mandatory
Class I Areas Under 40 CFR 51.309
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
SUMMARY: EPA is partially approving
and partially disapproving a State
Implementation Plan (SIP) revision
submitted by the State of Utah on May
26, 2011 that addresses regional haze.
EPA is also approving specific sections
of a State of Utah SIP revision submitted
on September 9, 2008 to address
regional haze. These SIP revisions were
submitted to address the requirements
of the Clean Air Act (CAA or Act) and
our rules that require states to prevent
any future and remedy any existing
man-made impairment of visibility in
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mandatory Class I areas caused by
emissions of air pollutants from
numerous sources located over a wide
geographic area (also referred to as the
‘‘regional haze program’’). States are
required to assure reasonable progress
toward the national goal of achieving
natural visibility conditions in Class I
areas. EPA is taking this action pursuant
to section 110 of the CAA.
DATES: This final rule is effective
January 14, 2013.
ADDRESSES: EPA has established a
docket for this action under Docket ID
No. EPA–R08–OAR–2011–0114. All
documents in the docket are listed on
the www.regulations.gov Web site.
Publicly available docket materials are
available either electronically through
www.regulations.gov, or in hard copy at
the Air Program, Environmental
Protection Agency (EPA), Region 8,
1595 Wynkoop Street, Denver, Colorado
80202–1129. EPA requests that if, at all
possible, you contact the individual
listed in the FOR FURTHER INFORMATION
CONTACT section to view the hard copy
of the docket. You may view the hard
copy of the docket Monday through
Friday, 8 a.m. to 4 p.m., excluding
Federal holidays.
FOR FURTHER INFORMATION CONTACT:
Laurel Dygowski, Air Program,
Mailcode 8P–AR, Environmental
Protection Agency, Region 8, 1595
Wynkoop Street, Denver, Colorado
80202–1129, (303) 312–6144,
dygowski.laurel@epa.gov.
SUPPLEMENTARY INFORMATION:
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Definitions
For the purpose of this document, we
are giving meaning to certain words or
initials as follows:
i. The words or initials Act or CAA mean
or refer to the Clean Air Act, unless the
context indicates otherwise.
ii. The initials BART mean or refer to Best
Available Retrofit Technology.
iii. The initials CAC mean or refer to clean
air corridors.
iv. The initials CEED mean or refer to the
Center for Energy and Economic
Development.
v. The initials EGUs mean or refer to
electric generating units.
vi. The words EPA, we, us or our mean or
refer to the United States Environmental
Protection Agency.
vii. The initials GCVTC mean or refer to
the Grand Canyon Visibility Transport
Commission.
viii. The initials MRR mean or refer to
monitoring, recordkeeping, and reporting.
ix. The initials LNB mean or refer to low
NOX burner.
x. The initials NOX mean or refer to
nitrogen oxides.
xi. The initials NSR mean or refer to new
source review.
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xii. The initials OFA mean or refer to
overfire air.
xiii. The initials PM2.5 mean or refer to
particulate matter with an aerodynamic
diameter of less than 2.5 micrometers.
xiv. The initials PM10 mean or refer to
particulate matter with an aerodynamic
diameter of less than 10 micrometers.
xv. The initials PSD mean or refer to
prevention of significant deterioration.
xvi. The initials RHR mean or refer to the
Regional Haze Rule.
xvii. The initials SIP mean or refer to State
Implementation Plan.
xviii. The initials SO2 mean or refer to
sulfur dioxide.
xix. The initials SOFA mean or refer to
separated overfire air.
xx. The words Utah or State mean or refer
to the State of Utah.
xxi. The initials UAR mean or refer to the
Utah Administrative Rules.
xxii. The initials WESP mean or refer to
wet electrostatic precipitator.
xxiii. The initials WRAP mean or refer to
the Western Regional Air Partnership.
Table of Contents
I. Background
A. Regional Haze
B. Lawsuits
C. Our Proposal
D. Public Participation
II. Final Action
III. Basis for Our Final Action
IV. Issues Raised by Commenters and EPA’s
Responses
A. Backstop Trading Program
B. Legal Issues
1. EPA Authority
2. Presumptive Limits
3. Compliance With the Requirements of
40 CFR 51.308
4. Utah’s Permitting Process
5. Enforceability of BART Emission Limits
C. Applicability of the BART Guidelines
D. PM BART
E. General Comments on BART
F. Reasonable Progress
G. Clean Air Corridors (CACs)
H. General SIP Comments
I. Additional Comments Pertaining to
BART
V. Statutory and Executive Order Reviews
I. Background
The CAA requires each state to
develop plans, referred to as SIPs, to
meet various air quality requirements. A
state must submit its SIPs and SIP
revisions to us for approval. Once
approved, a SIP is enforceable by EPA
and citizens under the CAA, also known
as being federally enforceable. If a state
fails to make a required SIP submittal or
if we find that a state’s required
submittal is incomplete or
unapprovable, then we must make a
finding to that effect. This action
involves the requirement that states
have SIPs that address regional haze.
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A. Regional Haze
In 1990, Congress added section 169B
to the CAA to address regional haze
issues, and we promulgated regulations
addressing regional haze in 1999. 64 FR
35714 (July 1, 1999), codified at 40 CFR
part 51, subpart P. The requirements for
regional haze, found at 40 CFR 51.308
and 51.309, are included in our
visibility protection regulations at 40
CFR 51.300–309. The requirement to
submit a regional haze SIP applies to all
50 states, the District of Columbia and
the Virgin Islands. States were required
to submit a SIP addressing regional haze
visibility impairment no later than
December 17, 2007. 40 CFR 51.308(b).
Utah submitted SIPs addressing
regional haze on September 9, 2008 and
May 26, 2011. (These superseded and
replaced prior SIP submittals dated
December 12, 2003 and August 8, 2004).
B. Lawsuits
In a lawsuit in the U.S. District Court
for the District of Colorado,
environmental groups sued us for our
failure to take timely action with respect
to the regional haze requirements of the
CAA and our regulations for the State of
Utah. As a result of this lawsuit, we
entered into a consent decree. The
consent decree requires that we sign a
notice of final rulemaking addressing
the regional haze requirements for Utah
by October 31, 2012. We are meeting
that requirement with the signing of this
notice of final rulemaking.
C. Our Proposal
We published our notice of proposed
rulemaking in the Federal Register on
May 16, 2012 (77 FR 28825). In that
notice, we provided a detailed
description of the various regional haze
requirements. We are not repeating that
description here; instead, the reader
should refer to our notice of proposed
rulemaking for further detail.
In our proposal, we proposed to
approve all sections of the May 26, 2011
SIP submittal as meeting the
requirements under 40 CFR 51.309, with
the exception of the requirements under
40 CFR 51.309(d)(4)(vii) pertaining to
nitrogen oxides (NOX) and particulate
matter (PM) best available retrofit
technology (BART). EPA proposed to
disapprove the State’s NOX and PM
BART determinations and limits in
section D.6.d of the SIP for the following
four subject-to-BART electric generating
units (EGUs): PacifiCorp Hunter Unit 1,
PacifiCorp Hunter Unit 2, PacifiCorp
Huntington Unit 1, and PacifiCorp
Huntington Unit 2. EPA proposed to
disapprove these BART determinations
because they do not comply with our
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regulations under 40 CFR 51.308(e)(1) 1
pertaining to the factors that need to be
considered as part of a BART
determination. EPA also proposed to
disapprove the State’s SIP because it
does not contain the provisions
necessary to make BART limits
practically enforceable as required by
section 110(a)(2) of the CAA and
Appendix V to part 51.
We proposed to approve specific
sections of the State’s September 9, 2008
SIP submittal. Specifically, we proposed
to approve Utah Administrative Rules
(UAR) R307–250—Western Backstop
Sulfur Dioxide Trading Program and
R307–150—Emission Inventories. R307–
250, in conjunction with the SIP,
implements the backstop trading
program provisions in accordance with
the requirements of the regional haze
rule (RHR) under 40 CFR 51.309. The
purpose of R305–150 is to establish
consistent emission inventory reporting
requirements for stationary sources in
Utah to determine whether sulfur
dioxide (SO2) emissions are below the
SO2 milestones established for the
trading program.
D. Public Participation
We requested comments on all
aspects of our proposed action and
provided a sixty-day comment period,
with the comment period closing on
July 16, 2012. We received comments on
our proposed rule that supported our
proposed action and that were critical of
our proposed action. In this action, we
are responding to the comments we
have received, taking final rulemaking
action, and explaining the bases for our
action.
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II. Final Action
We are approving all sections of the
May 26, 2011 SIP submittal as meeting
the requirements under 40 CFR 51.309,
with the exception of the requirements
under 40 CFR 51.309(d)(4)(vii)
pertaining to NOX and PM BART. EPA
is disapproving the State’s NOX and PM
BART determinations and limits in
section D.6.d of the SIP for the following
four subject-to-BART EGUs: PacifiCorp
Hunter Unit 1, PacifiCorp Hunter Unit
2, PacifiCorp Huntington Unit 1, and
PacifiCorp Huntington Unit 2. EPA is
disapproving these BART
determinations because they do not
comply with our regulations under 40
CFR 51.308(e)(1). EPA is also
disapproving the State’s SIP because it
1 40 CFR 51.309(d)(vii) provides that ‘‘The
implementation plan must contain any necessary
long term strategies and BART requirements for
stationary source PM and NOX emissions. Any such
BART provisions may be submitted pursuant to
either § 51.308(e)(1) or § 51.308(e)(2).’’
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does not contain the provisions
necessary to make BART limits
practically enforceable as required by
section 110(a)(2) of the CAA and
Appendix V to part 51.
We are approving specific sections of
the State’s September 9, 2008 SIP
submittal. Specifically, we are
approving UAR R307–250—Western
Backstop Sulfur Dioxide Trading
Program and R307–150—Emission
Inventories. We are taking no action on
the rest of the September 9, 2008
submittal as the May 26, 2011 submittal
supersedes and replaces the remaining
sections of the September 9, 2008 SIP
submittal. The State also submitted SIPs
on December 12, 2003 and August 8,
2004 to meet the requirements of the
RHR. These submittals have been
superseded and replaced by the
September 9, 2008 and May 26, 2011
submittals. We are taking no action on
section G—Long-Term Strategy for Fire
Programs of the May 26, 2011 submittal
as we have proposed approval of this
section in a separate notice (76 FR
69217, November 8, 2011).
III. Basis for Our Final Action
We have fully considered all
significant comments on our proposal
and have concluded that no changes
from our proposal are warranted. Our
action is based on an evaluation of
Utah’s regional haze SIP submittal
against the regional haze requirements
at 40 CFR 51.300–51.309 and CAA
sections 169A and 169B. All general SIP
requirements contained in CAA section
110, other provisions of the CAA, and
our regulations applicable to this action
were also evaluated. The purpose of this
action is to ensure compliance with
these requirements. Our authority for
action on Utah’s SIP submittal is based
on CAA section 110(k).
We are approving most of the State’s
regional haze SIP provisions because
they meet the relevant RHR
requirements and disapproving others
because they do not meet the
requirements of the RHR or other
requirements of the CAA. Most of the
adverse comments we received
concerning our proposed approval of
the regional haze SIP pertained to our
proposed approval of the SO2 backstop
trading program and disapproval of the
BART determinations for PacifiCorp
Hunter Unit 1 and Unit 2, and
PacifiCorp Huntington Unit 1 and Unit
2. However, the comments have not
convinced us that the State did not meet
the requirements of 40 CFR 51.309 that
we proposed to approve or that the State
met the requirements of the RHR or the
CAA for which we proposed
disapproval.
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74357
IV. Issues Raised by Commenters and
EPA’s Responses
A. Backstop Trading Program
EPA has proposed to approve the SO2
backstop trading program components
of the RH SIPs for all participating
States and has done so through four
separate proposals: for the Bernalillo
County proposal see 77 FR 24768 (April
25, 2012); for the Utah proposal see 77
FR 28825 (May 15, 2012); for the
Wyoming proposal see 77 FR 30953
(May 24, 2012); finally, for the New
Mexico proposal see 77 FR 36043 (June
15, 2012). National conservation
organizations paired with organizations
local to each state have together
submitted very similar, if not identical,
comments on various aspects of EPA’s
proposed approval of these common
program components. These comment
letters may be found in the docket for
each proposal and are dated as follows:
May 25, 2012 for Bernalillo County; July
16, 2012 for Utah; July 23, 2012 for
Wyoming; and July 16, 2012 for New
Mexico. Each of the comment letters has
attached a consultant’s report dated May
25, 2012, and titled: ‘‘Evaluation of
Whether the SO2 Backstop Trading
Program Proposed by the States of New
Mexico, Utah and Wyoming and
Albuquerque-Bernalillo County Will
Result in Lower SO2 Emissions than
Source-Specific BART.’’ In this section,
we address and respond to those
comments we identified as being
consistently submitted and specifically
directed to the component of the
published proposals dealing with the
submitted SO2 backstop trading
program. For our organizational
purposes, any additional or unique
comments found in the conservation
organization letter that is applicable to
this proposal (i.e., for the State of Utah)
will be addressed in the next section
where we also address all other
comments received.
Comment: The commenter
acknowledges that prior case law
affirms EPA’s regulatory basis for having
‘‘better than BART’’ alternative
measures, but nevertheless asserts that it
violates Congress’ mandate for an
alternative trading program to rely on
emissions reductions from non-BART
sources and electric generating units
(EGUs) from compliance with BART.
Response: The CAA requires BART
‘‘as may be necessary to make
reasonable progress toward meeting the
national goal’’ of remedying existing
impairment and preventing future
impairment at mandatory Class I areas.
See CAA Section 169A(b)(2) (emphasis
added). In 1999, EPA issued regulations
allowing for alternatives to BART based
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on a reading of the CAA that focused on
the overarching goal of the statute of
achieving progress. EPA’s regulations
provided states with the option of
implementing an emissions trading
program or other alternative measure in
lieu of BART so long as the alternative
would result in greater reasonable
progress than BART. We note that this
interpretation of CAA Section
169A(B)(2) was determined to be
reasonable by the D.C. Circuit in Center
for Energy and Economic Development
v. EPA, 398 F.3d 653, 659–660 (D.C. Cir.
2005) in a challenge to the backstop
market trading program under Section
309, and again found to reasonable by
the D.C. Circuit in Utility Air Regulatory
Group v. EPA, 471 F.3d 1333, 1340 (D.C.
Cir. 2006)(‘‘* * * [W]e have already
held in CEED that EPA may leave states
free to implement BART-alternatives so
long as those alternatives also ensure
reasonable progress.’’). Our regulations
for alternatives to BART, including the
provisions for a backstop trading
program under Section 309, are
therefore consistent with the CAA and
not in issue in this action approving a
SIP submitted under those regulations.
We have reviewed the submitted 309
trading program SIPs to determine
whether each has the required backstop
trading program (see 40 CFR
51.309(d)(4)(v)), and whether the
features of the program satisfy the
requirements for trading programs as
alternatives to BART (see 40 CFR
51.308(e)(2)). Our regulations make
clear that any market trading program as
an alternative to BART contemplates
market participation from a broader list
of sources than merely those sources
that are subject to BART. See 40 CFR
51.308(e)(2)(i)(B).
Comment: The submitted 309 trading
program is defective because only three
of nine transport states remain in the
program. The Grand Canyon Visibility
Transport Commission (GCVTC) Report
clearly stated that the program must be
‘‘comprehensive.’’ The program fails to
include the other western states that
account for the majority of sulfate
contribution in the Class I areas of
participating states, and therefore Class
I areas on the Colorado Plateau will see
little or no visibility benefit. Nonparticipation by other transport region
states compounds the program’s
deficiencies.
Response: We disagree that the 309
trading program is defective because
only three States remain in the program.
EPA’s regulations do not require a
minimum number of Transport Region
States to participate in the 309 trading
program, and there is no reason to
believe that the limited participation by
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the nine Transport States will limit the
effectiveness of the program in the three
States that have submitted 309 SIPs. The
commenter’s argument is not supported
by the regional haze regulations and is
demonstrably inconsistent with the
resource commitments of the Transport
Region States that have worked for
many years in the WRAP to develop and
submit SIPs to satisfy 40 CFR 51.309. At
the outset, our regulations affirm that
‘‘certain States * * * may choose’’ to
comply with the 40 CFR 51.309
requirements and conversely that ‘‘[a]ny
Transport Region State [may] elect not
to submit an implementation plan’’ to
meet the optional requirements. 40 CFR
51.309(a); see also 40 CFR 51.309(f). We
have also previously observed how the
WRAP, in the course of developing its
technical analyses as the framework for
a trading program, ‘‘understood that
some States and Tribes may choose not
to participate in the optional program
provided by 40 CFR 51.309.’’ 68 FR
33769 (June 5, 2003). Only five of nine
Transport Region States initially opted
to participate in the backstop trading
program in 2003, and of those initial
participants only Oregon and Arizona
later elected not to submit 309 SIPs.
We disagree with the commenter’s
assertion that Class I areas on the
Colorado Plateau will see little or no
visibility benefit. Non-participating
states must account for sulfate
contributions to visibility impairment at
Class I areas by addressing all
requirements that apply under 40 CFR
51.308. To the extent Wyoming, New
Mexico and Utah sources ‘‘do not
account for the majority of sulfate
contribution’’ at the 16 class I areas on
Colorado Plateau, there is no legal
requirement that they account for SO2
emissions originating from sources
outside these participating states. Aside
from this, the modeling results detailed
in the proposed rulemaking show
projected visibility improvement for the
20 percent worst days in 2018 and no
degradation in visibility conditions on
the 20 percent best days at all 16 of the
mandatory Class I areas under the
submitted 309 plan.
Finally, we do not agree with the
commenter’s characterization of the
GCVTC Report, which used the term
‘‘comprehensive’’ only in stating the
following: ‘‘It is the intent of [the
recommendation for an incentive-based
trading program] that [it] include as
many source categories and species of
pollutants as is feasible and technically
defensible. This preference for a
‘comprehensive’ market is based upon
the expectation that a comprehensive
program would be more effective at
improving visibility and would yield
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more cost-effective emission reduction
strategies for the region as a whole.’’ 2
It is apparent that the GCVTC
recommended comprehensive source
coverage to optimize the market trading
program. This does not necessitate or
even necessarily correlate with
geographic comprehensiveness as
contemplated by the comment. We note
that the submitted backstop trading
program does in fact comprehensively
include ‘‘many source categories,’’ as
may also be expected for any intrastate
trading program that any state could
choose to develop and submit under 40
CFR 51.308(e)(2). As was stated in our
proposal, section 51.309 does not
require the participation of a certain
number of states to validate its
effectiveness.
Comment: The submitted 309 trading
program is defective because the
pollutant reductions from participating
states have little visibility benefit in
each other’s Class I areas. The states that
have submitted 309 SIPs are ‘‘largely
non-contiguous’’ in terms of their
physical borders and their air shed
impacts. Sulfate emissions from each of
the participating states have little effect
on Class I areas in other participating
states.
Response: We disagree. The 309
program was designed to address
visibility impairment for the sixteen
Class I areas on the Colorado Plateau.
New Mexico, Wyoming and Utah are
identified as Transport Region States
because the GCVTC had determined
they could impact the Colorado Plateau
class I areas. The submitted trading
program has been designed by these
transport region states to satisfy their
requirements under 40 CFR 51.309 to
address visibility impairment at the
sixteen Class I areas. The strategies in
these plans are directed toward a
designated clean-air corridor that is
defined by the placement of the 16 Class
I areas, not the placement of state
borders. ‘‘Air sheds’’ that do not relate
to haze at these Class I areas or that
relate to other Class I areas are similarly
not relevant to whether the
requirements for an approvable 309
trading program are met. As applicable,
any transport region state, with Class I
areas not on the Colorado Plateau,
implementing the provisions of section
309 must also separately demonstrate
reasonable progress for any additional
mandatory Class I areas other than the
16 Class I areas located within the state.
See 40 CFR 51.309(g). More broadly, the
state must submit a long-term strategy to
2 The Grand Canyon Visibility Transport
Commission, Recommendations for Improving
Western Vistas at 32 (June 10, 1996).
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address these additional Class I areas as
well as those Class I areas located
outside the state, which may be affected
by emissions from the state. 40 CFR
51.309(g) and 51.308(d)(2). In
developing long-term strategies, the
Transport Region States may take full
credit for visibility improvements that
would be achieved through
implementation of the strategies
required by 51.309(d). A state’s
satisfaction of the requirements of
51.309(d), and specifically the
requirement for backstop trading
program, is evaluated independently
from whether a state has satisfied the
requirements of 51.309(g). In neither
case, however, does the approvability
inquiry center on the location or
contiguousness of state borders.
Comment: The emission benchmark
used in the submitted 309 trading
program is inaccurate. The ‘‘better-thanBART’’ demonstration needs to analyze
BART for each source subject to BART
in order to evaluate the alternative
program. The submitted 309 trading
program has no BART analysis. The
‘‘better-than-BART’’ demonstration does
not comply with the regional haze
regulations when it relies on the
presumptive SO2 emission rate of 0.15
lb/MMBtu for most coal-fired EGUs. The
presumptive SO2 limits are
inappropriate because EPA has
elsewhere asserted that ‘‘presumptive
limits represented control capabilities at
the time the BART Rule was
promulgated, and that [EPA] expected
that scrubber technology would
continue to improve and control costs
would continue to decline.’’ 77 FR
14614 (March 12, 2012).
Response: We disagree that the
submitted 309 trading program requires
an analysis that determines BART for
each source subject to BART. Source
specific BART determinations are not
required to support the better-thanBART demonstration when the
‘‘alternative measure has been designed
to meet a requirement other than
BART.’’ See 40 CFR 51.308(e)(2)(i)(C).
The requirements of Section 309 are
meant to implement the
recommendations of the Grand Canyon
Visibility Transport Commission and
are regulatory requirements ‘‘other than
BART’’ that are part of a long-term
strategy to achieve reasonable progress.
As such, in its analysis, the State may
assume emission reductions ‘‘for similar
types of sources within a source
category based on both source-specific
and category-wide information, as
appropriate.’’ See id. The 309 States
used this approach in developing their
emission benchmark, and we view it to
be consistent with what we have
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previously stated regarding the
establishment of a BART benchmark.
Specifically, we have explained that
states designing alternative programs to
meet requirements other than BART
‘‘may use simplifying assumptions in
establishing a BART benchmark based
on an analysis of what BART is likely
to be for similar types of sources within
a source category.’’ 71 FR 60619
(October 13, 2006).
We also previously stated that ‘‘we
believe that the presumptions for EGUs
in the BART guidelines should be used
for comparisons to a trading program or
other alternative measure, unless the
State determines that such
presumptions are not appropriate.’’ Id.
Our reasoning for this has also long
been clear. While EPA recognizes that a
case-by-case BART analysis may result
in emission limits more stringent than
the presumptive limits, the presumptive
limits are reasonable and appropriate for
use in assessing regional emissions
reductions for the better than BART
demonstration. See 71 FR 60619 (‘‘the
presumptions represent a reasonable
estimate of a stringent case BART
because they would be applied across
the board to a wide variety of units with
varying impacts on visibility, at power
plants of varying size and distance from
Class I areas’’). The submitted SIP
revisions from the 309 states have
accordingly and appropriately, followed
our advice that the presumptions for
EGUs in the BART guidelines, generally
‘‘should’’ be used for comparisons to the
trading program unless the state
determines otherwise.
EPA’s expectation that scrubber
technology would continue to improve
and that control costs would continue to
decline is a basis for not regarding
presumptive limits as a default or safe
harbor BART determination when the
BART Guidelines otherwise call for a
complete, case-by-case analysis. We
believe it was reasonable for the
developers of the submitted trading
program to use the presumptive limits
for EGUs in establishing the emission
benchmark, particularly since the
methodology used to establish the
emission benchmark was established
near in time to our promulgation of the
presumptive limits as well as our
guidance that they should be used. We
do not think the assumptions used at
the time the trading program was
developed, including the use of
presumptive limits, were unreasonable.
Moreover, the commenter has not
demonstrated how the use of
presumptive limits as a simplifying
assumption at that time, or even now,
would be flawed merely because EPA
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expects that scrubber technology and
costs will continue to improve.
Comment: The presumptive SO2
emission rate overstates actual
emissions from sources that were
included in the BART benchmark
calculation. In addition, states in the
transport region have established or
proposed significantly more stringent
BART limits for SO2. Using actual SO2
emission data for EGUs, SO2 emissions
would be 130,601 tpy, not the
benchmark of 141,859 tpy submitted in
the 309 trading program. Using a
combination of actual emissions and
unit-specific BART determinations, the
SO2 emissions would be lower still at
123,529 tpy. Finally, the same data EPA
relied on to support its determination
that reductions under the Cross State
Air Pollution Rule are ‘‘better-thanBART’’ would translate to SO2
emissions of 124,740 tpy. These
analyses show the BART benchmark is
higher than actual SO2 emissions
reductions achievable through BART. It
follows that the submitted 309 trading
program is flawed because it cannot be
deemed to achieve ‘‘greater reasonable
progress’’ than BART.
Response: The BART benchmark
calculation does not overstate emissions
because it was not intended to assess
actual emissions at BART subject
sources nor was it intended to assess the
control capabilities of later installed
controls. Instead, the presumptive SO2
emission rate served as a necessary
simplifying assumption. When the
states worked to develop the 309 trading
program, they could not be expected to
anticipate the future elements of caseby-case BART determinations made by
other states (or EPA, in the case of a
BART determination through any
federal implementation plan), nor could
they be expected to anticipate the
details of later-installed SO2 controls or
the future application of enforceable
emission limits to those controls. The
emissions projections by the WRAP
incorporated the best available
information at the time from the states,
and utilized the appropriate methods
and models to provide a prediction of
emissions from all source categories in
this planning period. In developing a
profile of planning period emissions to
support each state’s reasonable progress
goals, as well as the submitted trading
program, it was recognized that the final
control decisions by all of the states
were not yet complete, as decisions as
they may pertain to emissions from
BART eligible sources. Therefore, we
believe it is appropriate that the analysis
and demonstration is based on data that
was available to the states at the time
they worked to construct the SO2
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trading program. The states did make
appropriate adjustments based on
information that was available to them
at the time. Notably, the WRAP
appropriately adjusted its use of the
presumptive limits in the case of
Huntington Units 1 and 2 in Utah,
because those units were already subject
to federally enforceable SO2 emission
rates that were lower than the
presumptive rate. The use of actual
emissions data after the 2006 baseline is
not relevant to the demonstration that
has been submitted.
Comment: SO2 emissions under the
309 trading program would be
equivalent to the SO2 emissions if
presumptive BART were applied to each
BART-subject source. Because the
reductions are equivalent, the submitted
309 trading program does not show, by
‘‘the clear weight of the evidence,’’ that
the alternative measure will result in
greater reasonable progress than would
be achieved by requiring BART. In view
of the reductions being equivalent, it is
not proper for EPA to rely on ‘‘nonquantitative factors’’ in finding that the
SO2 emissions trading program achieves
greater reasonable progress.
Response: We recognize that the 2018
SO2 milestone equals the BART
benchmark and that the benchmark
generally utilized the presumptive
limits for EGUs, as was deemed
appropriate by the states who worked
together to develop the trading program.
If the SO2 milestone is exceeded, the
trading program will be activated.
Under this framework, sources that
would otherwise be subject to the
trading program have incentives to
make independent reductions to avoid
activation of the trading program. We
cannot discount that the 2003 309 SIP
submittal may have already influenced
sources to upgrade their plants before
any case-by-case BART determination
under Section 308 may have required it.
In addition, the trading program was
designed to encourage early reductions
by providing extra allocations for
sources that made reductions prior to
the program trigger year. Permitting
authorities that would otherwise permit
increases in SO2 emissions for new
sources would be equally conscious of
the potential impacts on the
achievement of the milestone. We note
that the most recent emission report for
the year 2010 shows a 35% reduction in
emissions from 2003. The 309 trading
program is designed as a backstop such
that sources would work to accomplish
emission reductions through 2018 that
would be superior to the milestone and
the BART benchmark. If instead the
backstop trading program is triggered,
the sources subject to the program
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would be expected to make any
reductions necessary to achieve the
emission levels consistent with each
source’s allocation. We do not believe
that the ‘‘clear weight of the evidence’’
determination referenced in 40 CFR
51.308(e)(2)(E)—in short, a
determination that the alternative
measure of the 309 trading program
achieves greater reasonable progress
than BART—should be understood to
prohibit setting the SO2 milestone to
equal the BART benchmark. Our
determination that the 2018 SO2
milestone and other design features of
the 309 SIP will achieve greater
reasonable progress than would be
achieved through BART is based on our
understanding of how the SIP will
promote and sustain emission
reductions of SO2 as measured against a
milestone. Sources will be actively
mindful of the participating states’
emissions inventory and operating to
avoid exceeding the milestone, not
trying to maximize their emissions to be
equivalent to the milestone, as this
comment suggests. We note the 2018
milestone constitutes an emissions cap
that persists after 2018 unless the
trading program can be replaced via
future SIP revisions submitted for EPA
approval that will meet the BART and
reasonable progress requirements of 40
CFR 51.308. See 40 CFR
51.309(d)(4)(vi)(A).
Comment: In proposing to find that
the SO2 trading program achieves
greater reasonable progress than BART,
EPA’s reliance on the following features
of the 309 trading program is flawed:
non-BART emission reductions, a cap
on new growth, and a mass-based cap
on emissions. The reliance on nonBART emission reductions is ‘‘a hollow
promise’’ because there is no evidence
that the trading program will be
triggered for other particular emission
sources, and if the program is never
triggered there will be no emission
reductions from smaller non-BART
sources. The reliance on a cap on future
source emissions is also faulty because
there is no evidence the trading program
will be triggered, and thus the cap may
never be implemented. Existing
programs that apply to new sources will
already ensure that SO2 emissions from
new sources are reduced to the
maximum extent. EPA’s discussion of
the advantages of a mass-based cap is
unsupported and cannot be justified.
EPA wrongly states that a mass-based
cap based on actual emissions is more
stringent than BART. There should not
be a meaningful gap between actual and
allowable emissions under a proper
BART determination. A mass-based cap
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does not effectively limit emissions
when operating at lower loads and, as
an annual cap, does not have restrictive
compliance averaging. EPA’s argument
implies that BART limits do not apply
during startup, shutdown or
malfunction events, which is not
correct. The established mass-based cap
would allow sources to operate their
SO2 controls less efficiently, because
some BART-subject EGUs already
operate with lower emissions than the
presumptive SO2 emission rate of 0.15
lb/MMBtu and because some EGUs were
assumed to be operating at 85%
capacity when their capacity factor (and
consequently their SO2 emissions in
tpy) was lower.
Response: We disagree that it is
flawed to assess the benefits found in
the distinguishing features of the trading
program. The backstop trading program
is not specifically designed so that it
will be activated. Instead, sources that
are covered by the program are on
notice that it will be triggered if the
regulatory milestones are not achieved.
Therefore, the backstop trading program
would be expected to garner reductions
to avoid its activation. It also remains
true that if the trading program is
activated, all sources subject to the
program, including smaller non-BART
sources would be required to secure
emission reductions as may be
necessary to meet their emission
allocations under the program.
We also disagree that the features of
the 2018 milestone as a cap on future
source emissions and as a mass-based
cap has no significance. As detailed in
our proposal, the submitted SIP is
consistent with the requirement that the
2018 milestone does indeed continue as
an emission cap for SO2 unless the
milestones are replaced by a different
program approved by EPA as meeting
the BART and reasonable progress
requirements under 51.308. Future
visibility impairment is prevented by
capping emissions growth from those
sources not eligible under the BART
requirements, BART sources, and from
entirely new sources in the region. The
benefits of a milestone are therefore
functionally distinct from the control
efficiency improvements that could be
gained at a limited number of BART
subject sources. While BART-subject
sources may not be operating at 85%
capacity today, we believe the WRAP’s
use of the capacity assumption in
consideration of projected future energy
demands in 2018 was reasonable for
purposes of the submitted
demonstration. While BART requires
BART subject sources to operate SO2
controls efficiently, this does not mean
that an alternative to BART thereby
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allows, encourages, or causes sources to
operate their controls less efficiently.
On the contrary, we find that the SIP,
consistent with the well-considered 309
program requirements, functions to the
contrary. Sources will be operating their
controls in consideration of the
milestone and they also remain subject
to any other existing or future
requirements for operation of SO2
controls.
We also disagree with the
commenter’s contention that existing
programs are equivalent in effect to the
emissions cap. EPA’s new source review
programs are designed to permit, not
cap, source growth, so long as the
national ambient air quality standards
and other requirements can be achieved.
Moreover, we have not argued that
BART does not apply at all times or that
emission reductions under the cap are
meant to function as emission
limitations that are made to meet the
definition of BART (40 CFR 51.301).
The better-than-BART demonstration is
not, as the comment would have it,
based on issues of compliance averaging
or how a BART limit operates in
practice at an individual facility.
Instead, it is based on whether the
submitted SIP follows the regulatory
requirements for the demonstration and
evidences comparatively superior
visibility improvements for the Class I
areas it is designed to address.
Comment: The submitted 309 SIP will
not achieve greater reasonable progress
than would the requirement for BART
on individual sources. The BART
program ‘‘if adequately implemented’’
will promote greater reasonable
progress, and EPA should require BART
on all eligible air pollution sources in
the state. EPA’s proposed approval of
the 309 trading program is ‘‘particularly
problematic’’ where the BART sources
cause or contribute to impairment at
Class I areas which are not on the
Uniform Rate of Progress (URP) glidepath towards achieving natural
conditions. EPA should require
revisions to provide for greater SO2
reductions in the 309 program, or it
should require BART reductions on all
sources subject to BART for SO2.
Response: We disagree with the issues
discussed in this comment. As
discussed in other response to
comments, we have found that the
state’s SIP submitted under the 309
program will achieve greater reasonable
progress than source-by-source BART.
As the regulations housed within
section 309 make clear, states have an
opportunity to submit regional haze
SIPs that provide an alternative to
source-by-source BART requirements.
Therefore, the commenter’s assertion
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that we should require BART on all
eligible air pollution sources in the state
is fundamentally misplaced. The
commenter’s use of the URP as a test
that should apparently be applied to the
adequacy of the 309 trading program as
a BART alternative is also misplaced, as
there is no requirement in the regional
haze rule to do so.
Comment: The 309 trading program
must be disapproved because it does not
provide for ‘‘steady and continuing
emissions reductions through 2018’’ as
required by 40 CFR 51.309(d)(4)(ii). The
program establishes its reductions
through milestones that are set at threeyear intervals. It would be arbitrary and
capricious to conclude these reductions
are ‘‘steady’’ or ‘‘continuous.’’
Response: We disagree and find that
the reductions required at each
milestone demonstrate steady and
continuing emissions reductions. The
milestones do this by requiring regular
decreases. These decreases occur in
intervals ranging from one to three years
and include administrative evaluation
periods with the possibility of
downward adjustments of the
milestone, if warranted. The interval
under which ‘‘steady and continuing
emissions reductions through 2018’’
must occur is not defined in the regional
haze rule. We find the milestone
schedule and the remainder of the
trading program submitted by Utah does
in fact reasonably provide for ‘‘steady
and continuing emissions reductions
through 2018.’’
Comment: The WRAP attempts to
justify the SO2 trading program because
SO2 emissions have decreased in the
three transport region states relying on
the alternative program by 33% between
1990–2000. The justification fails
because the reductions were made prior
to the regional haze rule. The reliance
on reductions that predate the regional
haze rule violates the requirement of 40
CFR 51.308(e)(2)(iv) that BART
alternatives provide emission
reductions that are ‘‘surplus’’ to those
resulting from programs implemented to
meet other CAA requirements.
Response: We did not focus on the
WRAP’s discussion of early emission
reductions in our proposal. However,
we do not understand commenters
claim or agree with this comment. The
WRAP’s statements regarding past air
quality improvements are not contrary
to the requirement that reductions
under a trading program be surplus.
Instead, the WRAP was noting that
forward-planning sources had already
pursued emission reductions that could
be partially credited to the design of the
309 SIP. We note that the most recent
emission report for the year 2010 shows
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74361
a 35% reduction in emissions from
2003. Sources that make early
reductions prior to the program trigger
year may acquire extra allocations
should the program be triggered. This is
an additional characteristic feature of
the backstop trading program that
suggests benefits that would be realized
even without triggering of the program
itself. The surplus emission reduction
requirement for the trading program is
not an issue, because the existence of
surplus reductions is studied against
other reductions that are realized ‘‘as of
baseline date of the SIP.’’ The 1990–
2000 period plainly falls earlier than the
baseline date of the SIP, so we disagree
that the WRAP’s discussion of that
period was problematic or violates 40
CFR 51.308(e)(2)(iv), regarding surplus
reductions.
Comment: EPA must correct
discrepancies between the data
presented in the 309 SIPs.3 There are
discrepancies in what has been
presented as the results of WRAP
photochemical modeling. The New
Mexico regional haze SIP proposal
shows, for example, that the 20% worst
days at Grand Canyon National Park
have visibility impairment of 11.1
deciviews, while the other proposals
show 11.3 deciviews. The discrepancy
appears to be due to the submittals
being based on different modeling
scenarios developed by the WRAP. EPA
must explain and correct the
discrepancies and ‘‘re-notice’’ a new
proposed rule containing the correct
information.
Response: We agree that there are
discrepancies in the numbers in Table 1
of the notices. The third column of the
table below shows the modeling results
presented in Table 1 of the
Albuquerque, Wyoming and Utah
proposals. The modeling results in the
New Mexico proposal Table 1 are
shown in the fourth column. The
discrepancies come from New Mexico
using different preliminary reasonable
progress cases developed by the WRAP.
The Wyoming, Utah and Albuquerque
proposed notices incorrectly identify
the Preliminary Reasonable Progress
(PRP) case as the PRP18b emission
inventory instead of correctly
identifying the presented data as
modeled visibility based on the
‘‘PRP18a’’ emission inventory. The
PRP18a emission inventory is a
predicted 2018 emission inventory with
3 This particular comment was not submitted in
response to the proposal to approve Albuquerque’s
309 trading program, the earliest published
proposal. It was consistently submitted in the
comment periods for the proposals to approve the
309 trading programs for NM, WY and UT, which
were later in time.
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all known and expected controls as of
March 2007. The preliminary reasonable
progress case (‘‘PRP18b’’) used by New
Mexico is the more updated version
produced by the WRAP with all known
and expected controls as of March 2009.
Thus, we are correcting Table 1, column
5 in the Wyoming, Utah and
Albuquerque of our proposed notices to
include model results from the PRP18b
emission inventory, consistent with the
New Mexico proposed notice and the
fourth column in the table below. We
are also correcting the description of the
Class I area
State
Grand Canyon National Park ........................................................................................................
Mount Baldy Wilderness ...............................................................................................................
Petrified Forest National Park .......................................................................................................
Sycamore Canyon Wilderness .....................................................................................................
Black Canyon of the Gunnison National Park Wilderness ...........................................................
Flat Tops Wilderness ....................................................................................................................
Maroon Bells Wilderness ..............................................................................................................
Mesa Verde National Park ............................................................................................................
Weminuche Wilderness ................................................................................................................
West Elk Wilderness .....................................................................................................................
San Pedro Parks Wilderness ........................................................................................................
Arches National Park ....................................................................................................................
Bryce Canyon National Park ........................................................................................................
Canyonlands National Park ..........................................................................................................
Capitol Reef National Park ...........................................................................................................
Zion National Park ........................................................................................................................
We are not re-noticing our proposed
rulemaking as the discrepancies do not
change our proposed conclusion that
the SIP submitted by Utah contains
reasonable projections of the visibility
improvements expected at the 16 Class
I areas at issue. The PRP18a modeling
results show projected visibility
improvement for the 20 percent worst
days from the baseline period to 2018.
The PRP18b modeling results show
either the same or additional visibility
improvement on the 20 percent worst
days beyond the PRP18a modeling
results. We also note there are two
discrepancies in New Mexico’s Table 1,
column four compared to the other
participating States’ notices. The 2018
base case visibility projection in the
New Mexico proposed notice for Black
Canyon of the Gunnison National Park
Wilderness and Weminuche Wilderness
should be corrected to read 10.1
deciview rather than 10.0.
Notwithstanding the discrepancies
described above, we believe that Utah’s
SIP adequately project the improvement
in visibility for purposes of Section 309.
mstockstill on DSK4VPTVN1PROD with
EPA also concluded, before publishing
the partial disapproval that Utah had
improperly failed to submit a five-factor
BART analysis for the PacifiCorp units
as part of the Utah SIP. PacifiCorp
believes that EPA’s actions have
prejudiced the process for properly
considering the issues that EPA raised
in the partial disapproval.
Response: We disagree with this
comment. Contrary to commenter’s
assertions, EPA’s October 20, 2011 letter
to PacifiCorp ‘‘noted that the SIP did not
contain analyses for the sources
determined by the state to be subject-toBART’’. Therefore, the letter did not
contain EPA conclusions, we requested
the information from PacifiCorp, as
explained in the letter relying on our
authority under section 114(a) of the
CAA to assist in ‘‘the development of,
or in reviewing, a regional haze SIP,’’ in
developing a Federal Implementation
Plan (FIP), or ‘‘in carrying out the other
responsibilities or actions under the
CAA’’.
1. EPA Authority
Comment: EPA informally announced
in the section 114 request letter that it
had already decided, before publishing
the partial disapproval, to reject certain
parts of the Utah regional haze SIP.4
Comment: We received comments
that courts have consistently held that
states are primarily responsible for SIP
development and that EPA’s role is
ministerial. One commenter went on to
point out that recently, the Fifth Circuit
Court of Appeals described the federal
and state roles: ‘‘The [Clean Air] Act
4 See letter dated October 20, 2011 from Stephen
Tuber, Assistant Regional Administrator, EPA
Region 8, to Cathy Woollums, MidAmerican Energy
Holdings Company included in the docket.
B. Legal Issues
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Preliminary Reasonable Progress Case
(referred to as the PRP18b emission
inventory and modeled projections) to
reflect that this emission inventory
includes all controls ‘‘on the books’’ as
of March 2009.
Frm 00016
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2018 Preliminary
reasonable
progress PRP18a
case
(deciview)
2018 Preliminary
reasonable
progress PRP18b
case
(deciview)
11.3
11.4
12.9
15.1
9.9
9.0
9.0
12.6
9.9
9.0
9.8
10.9
11.2
10.9
10.5
13.0
11.1
11.5
12.8
15.0
9.8
9.0
9.0
12.5
9.8
9.0
9.8
10.7
11.1
10.7
10.4
12.8
AZ
AZ
AZ
AZ
CO
CO
CO
CO
CO
CO
NM
UT
UT
UT
UT
UT
assigns responsibility to the EPA for
identifying air pollutants and
establishing National Ambient Air
Quality Standards (NAAQS). 42 U.S.C.
7408–7409. The states, by contrast, bear
the primary responsibility for
implementing those standards * * *.
To implement the NAAQS, the states
must adopt and administer State
Implementation Plans (SIPs) that meet
certain statutory criteria. § 7410. The
states have wide discretion in
formulating their plans.’’ Luminant
Generation Co. v. EPA, 675 F.3d 917,
921 (5th Cir. 2012) (citations and
quotations omitted); see also Train v.
Natural Resources Defense Council, 421
U.S. 60, 78 (‘‘Congress intended the
States to retain [a] significant degree of
control over the manner in which they
attain and maintain national
standards.’’)
Commenters asserted that EPA’s
partial disapproval fails to account for
the significant discretion granted to
Utah under the CAA. Commenters
pointed out that based on the language
in the CAA, the RHR, EPA’s own
guidance, and case law; the states have
significant discretion when creating
their regional haze SIPs, and EPA failed
to properly account for that discretion
in analyzing the Utah regional haze SIP.
Response: Congress crafted the CAA
to provide for states to take the lead in
developing implementation plans, but
balanced that decision by requiring EPA
to review the plans to determine
whether a SIP meets the requirements of
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the CAA. EPA has the authority to
disapprove a SIP if it doesn’t meet with
minimum requirements. Our action
today is consistent with the statute.
Our action does not contradict the
Supreme Court’s decision in Train.
States have significant responsibilities
in implementation of the CAA and
meeting the requirements of the RHR.
We recognize that states have the
primary responsibility of drafting an
implementation plan to address the
requirements of the CAA Visibility
Program. We also recognize that we
have the responsibility of ensuring that
the state plans, including RH SIPs,
conform to the CAA requirements. We
cannot approve a RH SIP that fails to
address the BART requirements.
Our action in large part approves the
RH SIP submitted by Utah. The
disapproval is not intended to encroach
on state authority. This action is only
intended to ensure that CAA
requirements are satisfied using our
authority under the CAA.
2. Presumptive Limits
Comment: We received numerous
comments that EPA’s proposed
disapproval of Utah’s BART
determinations and ‘‘EPA’s RH FIP’’ is
improper because the BART units are
meeting the presumptive limits in the
BART guidelines based on the
installation of combustion controls.
Commenters went to assert that the
BART Guidelines only require the
installation of low NOX burners (LNBs)
with overfire air (OFA) and that EPA
determined in the guidelines that SCR
was generally not cost-effective for
BART. One commenter noted that EPA
has completely ignored the presumptive
BART limits in our proposed action and
that this is contrary to the express
requirements in both the RHR and the
BART Rule. The commenter goes on to
say that EPA’s attempt to completely
ignore the presumptive BART limits
makes the presumptive BART limits
meaningless and this is contrary to the
requirements of the CAA and the clear
intent of the BART Rule. Commenters
asserted that the BART rule on its face,
shows that an alternative analysis is
required only when a source cannot
meet the presumptive limits, and that
while a state may choose to establish a
limit that is more stringent than the
BART limit, there is nothing in the
BART rule that would require a state to
do so.
Commenters asserted that EPA
adopted the presumptive BART limits to
establish the specific control levels
required for EGUs. Commenters point
out that EPA has not repealed the
presumptive limits from the
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promulgated BART rule, but in this
action EPA does not acknowledge the
existence of the presumptive limits, as
if the presumptive BART limits were no
longer a binding regulation. Instead,
commenters pointed out that EPA
focused on the five-factor analysis and
ignores the presumptive limits.
Commenters argued that unless and
until EPA goes through notice and
comment rulemaking to remove the
presumptive emissions limits and
establish other requirements consistent
with the CAA, then EPA must approve
a state’s BART determination that meets
the presumptive regulatory limits.
One commenter went on to say that as
the Utah 2008 regional haze SIP
explains, ‘‘[t]he technical analysis
conducted by EPA to determine
presumptive BART limits for SO2 and
NOX is in effect a BART determination
analysis for 419 EGUs including Hunter
Units 1 and 2 and Huntington Units 1
and 2.’’ The commenter asserted that
Utah then followed what EPA had done
in developing Appendix Y and thus did
a five-factor analysis. Because EPA
found presumptive BART controls for
PacifiCorp’s Units to be ‘‘cost effective’’
and to provide a ‘‘substantial degree of
visibility improvement,’’ the commenter
stated it is evident that two key
elements of the five-factor test are met.
Response: We disagree with the
commenters. First, for each source
subject to BART, the RHR, at 40 CFR
51.308(e)(1)(ii)(A), requires that states
identify the level of control representing
BART after considering the factors set
out in CAA section 169A(g), as follows:
‘‘States must identify the best system of
continuous emission control technology
for each source subject to BART taking
into account the technology available,
the costs of compliance, the energy and
non-air quality environmental impacts
of compliance, any pollution control
equipment in use at the source, the
remaining useful life of the source, and
the degree of visibility improvement
that may be expected from available
control technology.’’ 70 FR 39158. In
other words, the presumptive BART
limits do not obviate the need to
identify the best system of continuous
emission control technology on a caseby-case basis considering the five
factors. A state may not simply ‘‘stop’’
its evaluation of potential control levels
at a slightly lower limit than the
presumptive level of control if more
stringent control technologies or limits
are technically feasible. We do not read
the BART guidelines in appendix Y to
contradict the requirement in our
regulations to determine ‘‘the degree of
reduction achievable through the
application of the best system of
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continuous emission reduction’’ ‘‘on a
case-by-case basis,’’ considering the five
factors. 40 CFR 51.301 (definition of
Best Available Retrofit Technology); 40
CFR 51.308(e).
Also, our position is supported by the
following language in our BART
guidelines: ‘‘While these levels may
represent current control capabilities,
we expect that scrubber technology will
continue to improve and control costs
continue to decline. You should be sure
to consider the level of control that is
currently best achievable at the time
that you are conducting your BART
analysis.’’ 70 FR 39171.
While the presumptive limits are
meaningful as indicating a level of
control that EPA generally considered
achievable and cost effective at the time
it adopted the BART guidelines in 2005,
mere consideration of the presumptive
limits does not eliminate the state’s
obligation to consider each of the five
statutory factors in section 169A. As we
wrote in our proposal, ‘‘[t]he
presumptive limits accordingly are the
starting point in a BART determination
* * * unless the state determines that
the general assumptions underlying
EPA’s analysis are not applicable in a
particular case.’’ 77 FR 28841. Nothing
in the State’s record supports such a
conclusion. Finally, our proposed notice
did not contain a FIP.
3. Compliance With the Requirements of
40 CFR 51.308
Comment: In its proposed partial
disapproval, EPA stated that ‘‘neither
the State nor PacifiCorp have completed
a BART analysis that considers the
statutory factors under 40 CFR
51.308(e)(1)(ii)(A),’’ and that the
requirement to conduct this analysis ‘‘is
found in section 51.308(e)(1)(ii)(A) of
the RHR,’’ However, as set forth below,
EPA’s reliance upon section 51.308 is
misplaced.
EPA’s RHR provides two regulatory
paths to address regional haze. By
meeting the requirements under 40 CFR
51.309, states are making reasonable
progress toward the national goal of
achieving natural visibility conditions
for the 16 Class I areas on the Colorado
Plateau. Utah submitted its regional
haze SIP under section 51.309.
Therefore, the requirements of section
51.308 only apply to the extent required
by section 51.309.
Importantly, PM and NOX emissions
and controls under section 51.309 are
treated differently than PM and NOX
emissions and controls under section
51.308, primarily because these
emissions have a significantly smaller
impact on visibility on the Colorado
Plateau. WRAP has estimated ‘‘that
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stationary source emissions of PM
probably cause less than 2 percent of the
region’s visibility impairment, whereas
stationary source NOX emissions result
in nitrates that probably cause about 2
to 5 percent of the impairment on the
Colorado Plateau.’’ See ‘‘Stationary
Source NOX and PM Emissions in the
WRAP Region: An Initial Assessment of
Emissions, Controls, and Air Quality
Impacts,’’ October 1, 2003, at 1_3.13.
Several illustrations in the WRAP NOX
report show that nitrate emissions have
very little impact on Class I areas in or
near Utah and Wyoming. The WRAP
report also explains that ‘‘controls on
point source emissions of NOX and PM
will have a relatively limited effect on
visibility in much of the West, all else
being equal.’’
Section 51.309 understandably is
intended to focus on SO2 due to the
greater visibility impact. Indeed, the
GCVTC and WRAP focused their efforts
primarily on sulfur dioxide emissions
because the research indicated this
pollutant had the greatest impact on
visibility. The partial disapproval
acknowledges that Utah has complied
with the Section 51.309’s SO2
requirements and made great progress
towards improving and protecting
visibility as a result. For all of these
reasons, section 51.309 takes a different
approach to PM and NOX emissions
than does section 51.308, placing much
less emphasis on the need for significant
reductions in PM and NOX emissions
and instead focusing almost all attention
and resources in the western U.S. on
reducing SO2 emissions.
As a result of the lesser emphasis in
section 51.309 on PM and NOX
emissions, section 51.309(d)(4)(vii)
states that a regional haze SIP ‘‘must
contain any necessary long-term
strategies and BART requirements for
stationary source PM and NOX
emissions.’’ Section 51.308, by contrast,
does not contain a similar ‘‘necessary’’
threshold for BART. In other words, if
a BART requirement is not ‘‘necessary’’
for a section 51.309 state, such as Utah,
to make ‘‘reasonable progress,’’ then it is
not required as part of the regional haze
SIP. EPA’s partial disapproval fails to
acknowledge the importance of the
’’necessary’’ threshold in its own rules,
and fails to identify how Utah’s BART
determinations do not meet this
‘‘necessary’’ threshold.
Response: We disagree with the
comment. As explained in our proposed
rulemaking for Section 51.309(d)(4)(viii)
we explained that the provision ‘‘is
intended to clarify that if EPA
determines that the SO2 emission
reductions milestones and backstop
trading program submitted in the
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Section 51.309 SIP makes greater
reasonable progress than BART for SO2,
this will not constitute a determination
that BART for PM or NOX is satisfied for
any sources which would otherwise be
subject to BART for those pollutants’’
(emphasis added). 70 FR 44169 (Aug. 1,
2005). EPA does not interpret this
statement to mean that there are
different BART requirements for Section
308 and 308 RH SIPs. EPA’s proposed
rulemaking made no finding that BART
determinations conducted for a state
submitting a RH SIP under Section
51.309 should be conducted any
differently than a state submitting a RH
FIP under only Section 308. The use of
the word ‘‘necessary’’ in Section
51.309(d)(4)(viii) was to explain that
some states may have BART NOx
emission limitations, while others may
not. As already explained elsewhere in
our proposal on the Utah SIP and our
response to other comments, Utah did
not conduct a proper evaluation of the
five statutory factors, as required by 40
CFR 51.308(e)(1)(ii)(A) and section
169A(g) of the CAA.
EPA also disagrees with commenter’s
assertion that a BART submission is
discretionary. 30 CFR 51.309(d)(4)(viii)
is clear in that the implementation plan
‘‘must’’ contain BART requirements.
The proposed regional haze rulemaking
explained that the provision that
provides that ‘‘[a]ny such BART
provisions may be submitted pursuant
to either § 51.308(e)(1) or 51.308(e)(2),’’
was included to ‘‘allow States the
flexibility to address these BART
provisions either on a source-by-source
basis under Section 51.308(e)(1), or
through an alternative strategy under
Section 51.308(e)(2).’’ 70 FR 44169
(August 1, 2005).
Moreover, EPA’s proposed regional
haze rule made clear that ‘‘[i]n limited
circumstances, it may be possible for a
State to demonstrate that an alternative
program which controls only emissions
from SO2 could achieve greater visibility
improvement than application of
source-specific BART controls on
emissions of SO2, NOX and/or PM. We
nevertheless believe that such a
showing will be quite difficult to make
in most geographic areas, given that
controls on SO2 emissions alone in most
cases will result in increased formation
of ammonium nitrate particles.’’ 70 FR
44169 (Aug. 1, 2005). Utah’s RH SIP
does not include a demonstration that
the backstop SO2 trading program under
Section 51.309 achieves greater
visibility improvement than application
of source-specific PM BART controls.
Therefore, Utah’s Section 51.309 SIP
does not provide the adequate level of
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visibility improvement to meet the
BART requirements.
Comment: Utah was not required to
comply with subsection
51.308(e)(1)(ii)(A) because it had
complied with subsection
51.308(e)(l)(ii)(B). Subsection
51.308(e)(1) provides, ‘‘To address the
requirements for BART, the State must
submit an implementation plan
containing the following plan elements
and include documentation for all
required analyses.’’ One of these
elements is a ‘‘determination of BART
for each BART-eligible source,’’ which
may be ‘‘based on an analysis’’ of the
five-factor test, § 51.308(e)(1)(ii)(A), or,
in the case of ‘‘fossil-fuel fired power
plants having a total generating capacity
greater than 750 megawatts,’’ ‘‘must be
made pursuant to the guidelines in
appendix Y of this part,’’
§ 51.308(e)(l)(ii)(B). Because Utah’s
regional haze SIP properly relied on
Appendix Y, and thus satisfied
subsection (B), it was incorrect for EPA
to reject Utah’s analysis as not
complying with subsection (A).
Response: We disagree with this
comment. The State must comply at all
times with the requirements of 40 CFR
51.308(e)(1)(ii)(A). In addition, the State
must comply with the requirements of
40 CFR 51.308(e)(1)(ii)(B) for sources
that are greater than 750 MW. As we
have stated in our proposed notice and
elsewhere in our response to comments,
the State did not perform an analysis
pursuant to the five factors required by
the RHR and BART Guidelines, thus the
State’s SIP does not meet the
requirements of 40 CFR
51.308(e)(1)(ii)(A) or 40 CFR
51.308(e)(1)(ii)(B).
4. Utah’s Permitting Process
Comment: EPA is overlooking how
Utah’s permitting program supports the
decisions it made in Utah’s regional
haze SIP. In this instance, EPA’s
comment disregards the review that
Utah completed through its new source
review (NSR) program. That review
established the emission limits and
monitoring, recordkeeping, and
reporting (MRR) requirements for NOX
and PM.
The notice of intent (NOI) for the
pollution control project at Huntington
Unit 2 was submitted in October 2004
and the approval order (AO) was issued
in 2005. Because all four BART eligible
units are essentially identical,5 this AO
established the requirements that were
used for all four units. The NOI for the
pollution control projects at Hunter
5 The four units are PacifiCorp Hunter Units 1
and 2 and Huntington Units 1 and 2.
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Units 1 and 2 was submitted in June
2006 and the AO was issued in April,
2008. The NOI for the pollution control
project at Huntington Unit 1 was
submitted in April 2008 and the AO
issued in August 2009.
When BART was evaluated for NOX
in the 2008 SIP, Utah relied on the
technical review that had been
completed through the NSR program to
justify the emission limits and MRR
requirements in the AO. These limits
were then evaluated to determine
whether the existing controls satisfied
the requirement for BART. Utah, in its
regional haze SIP, determined that the
existing controls met the BART
requirement, and therefore no
additional controls were required. It is
a complete misrepresentation of the
extensive process Utah undertook to say
that the State determined the BART
limit without any analysis.
Response: We disagree with this
comment. While Utah may have
considered BART controls through its
NSR permitting program, as we have
pointed out in our proposed notice and
in our responses above, the State did not
perform the required five-factor BART
analysis pursuant to 40 CFR
51.308(e)(1).
5. Enforceability of BART Emission
Limits
Comment: The applicable
requirements in the AOs for the Hunter
and Huntington plants have been
incorporated into the operating permits
for these plants under authority of
R307–415. The operating permit
program was designed to ensure that
applicable requirements are clear and
are enforceable. A source that violates
one or more enforceable permit
conditions is subject to an enforcement
action including, but not limited to,
penalties and corrective action.
Enforcement actions may be initiated by
the local permitting authority, EPA or,
in many cases, through citizen suits.
Utah’s operating permit rule requires
detailed monitoring, reporting, and
recordkeeping (MRR) (see R307–415–
6a(3)) to ensure that all emission limits
are practically enforceable. If MRR
provisions are changed in the AO, the
operating permit rules provide a
backstop to ensure that appropriate
MRR occurs for each emission limit.
R307–415–8, Permit Review by EPA and
Affected States, describes the process by
which EPA may veto the operating
permit: ‘‘If EPA objects to the issuance
of a permit in writing within 45 days of
receipt of the proposed permit and all
necessary supporting information, then
the Executive Secretary shall not issue
the permit. If the Executive Secretary
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fails, within 90 days after the date of an
objection by EPA, to revise and submit
a proposed permit in response to the
objection, EPA may issue or deny the
permit in accordance with the
requirements of the Federal program
promulgated under Title V of the Act.
R307–415–8(3).’’
In disapproving Utah’s regional haze
SIP because ‘‘EPA does not consider
operating permit conditions adequate to
meet the MRR and enforceability
requirement’’, EPA is thwarting the
purpose of the Title V program, as
enacted under the 1990 Amendments to
the CAA. Taking EPA’s position would
require a SIP revision when an
individual source desires to make a
change to its AO and Title V permit.
The drafters of the 1990 Amendments
thought otherwise: ‘‘The concept behind
this new [Title V] permit program is to
minimize, if not eliminate, the degree to
which decisions relating to individual
major sources require SIP actions.
Individual source issues should be
resolved in the permit process,
consistent with the SIP. EPA must avoid
duplication between the SIP and permit
processes.’’ Utah’s rule is consistent
with the purpose of Title V as enacted
in the 1990 Amendments to the CAA
and with Part 70 rules adopted there
under. Moreover, if there are inadequate
monitoring requirements in a source’s
Title V permit, the State, consistent with
40 CFR 70.6(c)(1), may supplement
those requirements to rectify the
inadequacy. Sierra Club v. EPA, 536
F.3d 675, 680 (D.C. Cir. 2008).
EPA is attempting to do through its
partial disapproval of Utah’s SIP what
the D.C. Court of Appeals struck down
in Sierra Club. After reversing course
numerous times, in 2006 EPA adopted
Part 70 rules prohibiting state and local
authorities from supplementing
inadequate monitoring requirements;
instead EPA proposed to remedy such
inadequacies by undertaking a
‘‘programmatic’’ strategy. See 71 FR
75422 (Dec. 15, 2006). At the same time
as EPA announced its prohibition, it
failed to correct monitoring deficiencies
in Title V permits through a
programmatic fix, which resulted in
thousands of Title V permits containing
inadequate monitoring requirements. In
Sierra Club, the Court held ‘‘if Congress
meant that potentially thousands of
permits could be issued without
adequate monitoring requirements then
it would not have said ‘each permit
shall set forth monitoring requirements
to assure compliance with the permit
terms and conditions.’’ Sierra Club, 535
F.3d at 678 (citing 42 U.S.C. 7661c(c).
The Court concluded that permitting
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authorities may supplement inadequate
monitoring requirements. Id.
EPA has ample means of federally
enforcing whether the four EGUs in
Utah either now or in the future abide
by adequate MMR requirements through
EPA’s Title V authority and through
Utah’s other air permitting program.
EPA should not resort to imposing
draconian requirements on the State’s
SIP program and making the State’s
permit program practically unworkable
by insisting that MRR requirements be
contained in the regional haze SIP.
Response: EPA disagrees with this
comment. EPA’s approach in this action
is entirely consistent with section
169A(b)(2) which, as we wrote when we
promulgated the BART Guidelines,
‘‘provides that EPA must require SIPs to
contain emission limits, schedules of
compliance, and other measures as may
be necessary to make reasonable
progress towards meeting the goal’’
(emphasis added). 70 FR 39120 (July 6,
2005). The regulations require that the
states ‘‘must submit an implementation
plan containing emission limitations
representing BART.’’ 40 CFR 51.308(e).
The Guidelines require that states ‘‘must
establish an enforceable emission limit
for each subject emission unit at the
source and for each pollutant subject to
review that is emitted from the source.’’
70 FR 39172 (July 6, 2005). CAA section
110(a)(2) also requires that SIPs shall
‘‘include enforceable emission
limitations.’’
Furthermore, Appendix V to 40 CFR
part 51 sets forth the minimum criteria
for determining whether a state
implementation plan submitted for
consideration by EPA is an official
submission for purposes of review. The
Appendix V criteria include ‘‘[e]vidence
that the plan contains emission
limitations, work practice standards and
recordkeeping/reporting requirements,
where necessary, to ensure emission
levels’’ and ‘‘[c]ompliance/enforcement
strategies, including how compliance
will be determined in practice’’.
Appendix V, Sections 2.2(g) and (h).
Therefore, EPA disagrees that the use of
title V permits to implement the MRR
necessary to ensure compliance with
BART emission limitations is adequate
under the Clean Air Act.
While the commenter suggests the
title V permit program replaces SIP
requirements, this simply is not the
case. In fact, the Congressional Report
cited by the commenter is clear that
while the title V permit program
provides for ‘‘harmonization’’ of the
Clean Air Act requirements, ‘‘title V
does not change, and gives EPA no
authority to modify, the substantive
provisions of these other titles.’’
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CONFERENCE REPORT ON—CLEAN
AIR ACT AMENDMENTS, 136 Cong.
Rec. E3673–01, 1990 WL 206959.
Finally, the Sierra Club case cited by
the commenter in support of its
contentions did not involve challenges
to SIP monitoring requirements and
therefore is not applicable here. The
commenter’s claim that title V permits
are adequate to meet SIP and regional
haze statutory and regulatory
requirements is unfounded and not
supported by the case law cited or the
CAA.
Comment: Utah’s SIP and the permits
that are issued under that plan are
enforceable under state law and become
federally enforceable when EPA
approves the plan and incorporates it
into 40 CFR part 52, Subpart TT.
In addition to a federally enforceable
SIP, AOs issued by the State are also
federally enforceable. AOs become
federally enforceable through R307–401
Permits: New and Modified Sources,
and R307–405 Permits: Major Sources in
Attainment or Unclassified Areas (PSD),
when those rules are approved by EPA
as part of Utah’s SIP and codified in 40
CFR 52.2320 and 40 CFR 52.2346.
Region 8’s Web site recognizes the role
that state permits play in the SIP
process: ‘‘SIPs contain state air
regulations that, for example, allow
states to permit the construction and
operation of stationary sources,
establish specific requirements for
categories of stationary sources, and
identify open burning requirements.’’
AOs issued by the State under
authority of R307–401 and R307–405 to
the Hunter and Huntington plants,
including provisions to make the
pollution control projects enforceable,
contain enforceable emission limits for
NOX and PM, as well as MRR
requirements to ensure that the
emission limits are continuously met.
EPA has discretion to federally enforce
the provisions of these AOs under
authority of the federally approved Utah
SIP. There is no doubt that such AOs are
federally enforceable, as evidenced by
lawsuits brought previously by EPA
against other sources in Utah.
Commenters also explain that Utah’s
NSR program for major and minor
sources is part of the federally approved
SIP. If PacifiCorp seeks to relax or
modify the emission limitations in the
AOs for the Hunter or Huntington plants
at some point in the future, the
company would be required to obtain a
new AO and apply BACT under either
Utah’s major source (R307–405) or
minor source (R307–401) rules. A
modification may potentially trigger
other requirements. As has been evident
throughout the federal CAA programs
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that EPA has delegated to Utah, there
are substantial federally enforceable
requirements in the broad air program
in Utah to ensure that the emission
reductions achieved through the
pollution control projects are
maintained (through state or federal
enforcement if necessary) into the
future. If the emission limits in the AO
were revised in the future, EPA has the
opportunity to review the changes and
provide comments through the NSR
process. EPA could then veto the
operating permit in the unlikely
circumstance that the emission limits
for NOX or PM became less stringent.
Commenters also suggest that EPA has
proposed to disapprove the BART
determination for NOX and PM in part
because EPA believes that the emission
limits and MRR requirements in the
AOs and operating permits are not
federally enforceable enough. It is not
clear what additional enforcement
action EPA would take due to a
violation of a SIP condition versus a
violation of a permit condition.
Response: We disagree. See our
response above. EPA does not have the
option of approving a RH SIP where
BART emission limits are implemented
only through construction or operating
permits.
Comment: We received a comment
that the BART emission limits must be
included in the Utah SIP and be fully
enforceable and that the commenter
supported EPA’s disapproval of the
Utah regional haze SIP because it ‘‘does
not contain provisions necessary to
make BART limits practically
enforceable as required by section
110(a)(2) of the CAA and Appendix V to
part 51.’’ The commenter went on to say
that the BART emission limits must be
permanent, unalterable, and federally
enforceable by both EPA and citizens.
Response: As our proposed notice and
responses above indicate, we agree with
the commenter on the need for the
BART emission limits to be included in
the SIP along with appropriate MRR
requirements. Although we are not
approving any BART determinations in
this action, when Utah submits revised
BART determinations, the State must
include provisions in the SIP to make
the emission limits federally
enforceable.
C. Applicability of the BART Guidelines
Comment: We received comments
that EPA made a mistake when it said
in its proposal that because the
PacifiCorp units have a 430 MW
generating capacity, the State is not
required to follow the BART Guidelines
in making BART determinations for the
units. Commenters went on to say that
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applicability of the BART guidelines is
determined by the total generating
capacity of the fossil fuel fired electric
generating plant, not the size of the
individual units. Commenters went on
to say that the total generating capacity
of the two units subject to BART at each
facility is 960 MW, and as such, the
total generating capacity of the Hunter
and Huntington power plants both
exceed the 750 MW trigger for
applicability of the BART guidelines.
Response: We agree with this
comment. EPA erred by stating that the
State is not required to follow the BART
Guidelines in making BART
determinations for these units. Because
of the generating capacity for the EGUs
is above 750 MW, the State must follow
the BART Guidelines when making its
BART determinations. 70 FR 39158
(July 6, 2005).
D. PM BART
Comment: We received numerous
comments that Utah relied on the BART
regulations when making its PM BART
determinations for these Units.
Commenters pointed out that EPA
acknowledges in the proposed rule,
‘‘[t]here are no presumptive limits
established for PM.’’ With there being
no presumptive limit for PM,
commenters state that Utah undertook
its own analysis and reasonably
determined that the PM limit for the
Hunter and Huntington Units is the
current operating permit level of 0.015.6
Commenters asserted that because
Utah determined that PM BART for the
Hunter and Huntington units is the
installation and operation of fabric filter
baghouses, which is the most stringent
PM control technology for EGUs, the
State did not have to complete a
comprehensive five-factor analysis.
One commenter asserted that EPA’s
position is in derogation of Executive
Order 13563. In January 2011, President
Obama signed Executive Order 13563—
Improving Regulation and Regulatory
Review. The commenter went on to say
that the President described the goals of
this order in an op-ed article published
in the Wall Street Journal: ‘‘This order
requires that federal agencies ensure
that regulations protect our safety,
health and environment while
promoting economic growth * * *.
Where necessary, we won’t shy away
from addressing obvious gaps: new
safety rules for infant formula;
procedures to stop preventable
infections in hospitals; efforts to target
6 In comments from the State, the State
recognized that the emission rates listed in the SIP
for PM for all four BART units of 0.05 lb/MMBtu
were incorrect. The correct limits are 0.015 lb/
MMBtu (30-day rolling average).
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chronic violators of workplace safety
laws. But we are also making it our
mission to root out regulations that
conflict, that are not worth the cost, or
that are just plain dumb * * *. We’re
also getting rid of absurd and
unnecessary paperwork requirements
that waste time and money. We’re
looking at the system as a whole to
make sure we avoid excessive,
inconsistent and redundant regulation.’’
The commenter concluded that EPA
should recognize that any further
analysis of PM is ‘‘absurd and
unnecessary paperwork’’ that is
irrational, as well as a waste of time and
money.
Response: The BART Guidelines state
‘‘[i]f you find that a BART source has
controls already in place which are the
most stringent controls available (note
that this means that all possible
improvements to any control devices
have been made), then it is not
necessary to comprehensively complete
each following step of the BART
analysis in this section. As long as these
most stringent controls available are
made federally enforceable for the
purpose of implementing BART for that
source, you may skip the remaining
analyses in this section, including the
visibility analysis in step 5. Likewise, if
a source commits to a BART
determination that consists of the most
stringent controls available, then there
is no need to complete the remaining
analyses in this section.’’ 70 FR 39165
(July 6, 2005). While we agree that
baghouses may well be the most
stringent control equipment for
controlling PM emissions, the State has
not provided a demonstration that the
BART PM emission limits at the Utah
BART sources represent the most
stringent controls. Thus, it may be
possible for the State to provide an
abbreviated BART determination for PM
if it can demonstrate that the emission
limits represent the most stringent level
of control.
E. General Comments on BART
Comment: EPA is aware that the State
of Utah, in cooperation with PacifiCorp,
currently is conducting another fivefactor BART analysis for the Units
identified in EPA’s section 114 request
dated October 20, 2011 (see footnote 4).
Until that BART analysis is completed
and the results are incorporated into the
Utah regional haze SIP, there is no
reason for EPA to continue processing
the partial disapproval. Therefore, EPA
should ‘‘withdraw its FIP’’.
In that way, EPA can focus its
resources on the upcoming Utah
regional haze SIP version that Utah has
committed will contain the BART
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analysis information EPA has requested
be included. Until then, continuing the
administrative review process for the
partial disapproval is a waste of
taxpayer funds and other resources.
Response: We disagree with this
comment. We are under a consent
decree with Wild Earth Guardians to
take final action on the Utah regional
haze SIP by October 31, 2012. Under the
consent decree, we must either approve
or disapprove all the State’s regional
haze SIP. The consent decree does not
allow us to delay action in determining
whether the SIP meets the requirements
of the RHR. Furthermore, we had a
statutory obligation to act on SIPs
within 12 months after they have been
determined to be or deemed complete,
and that date has passed. Moreover,
Utah will not be submitting the
additional information referenced above
until after October 31, 2012, thus EPA
is forced to take action on the SIP in its
entirety. Finally, contrary to
commenter’s assertion, our proposed
notice did not contain a FIP.
F. Reasonable Progress
Comment: We received comments
that the Utah SIP fails to comply with
40 CFR 51.309(g) or 40 CFR
51.308(d)(1)–(4), which require that SIPs
address impacts to Class I areas not
located on the Colorado plateau.
Commenters went on to point out that
sources in Utah have been shown to
impact Class I areas outside of the
Colorado Plateau.
Commenters pointed out that under
both 40 CFR 51.309(g) and 40 CFR
51.308(d)(1)–(4), a long-term strategy
must include such emission limits,
schedules of compliance and other
measures as may be necessary to
achieve reasonable progress goals, and
that for Class I areas outside a state’s
borders, the State has an obligation to
adopt controls necessary to ensure it
achieves its share of the pollution
reductions that are required to meet the
reasonable progress goals set for the
subject Class I area. Since the
requirements of 40 CFR 51.308(d)(1)–(4)
apply to Utah, commenters assert that
EPA must require Utah to develop a
long-term strategy under 40 CFR
51.308(d)(3).
Response: We do not agree with this
comment. States adopting the
requirements of 40 CFR 51.309 are
deemed to have met the requirements
for reasonable progress for the Class I
areas on the Colorado Plateau. 40 CFR
51.309(a). For such states, the
requirements of 40 CFR 51.308(d)(1) and
(d)(2) only apply to Class I areas within
their state not on the Colorado Plateau.
See 40 CFR 51.309(g)(2); 40 CFR
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51.308(d)(1), (2). All of the Class I areas
in Utah are on the Colorado Plateau.
Therefore, the State met all reasonable
progress requirements for the Class I
areas in Utah.
With regard to Class I areas in other
states, the State must satisfy the
requirements of 40 CFR 51.308(d)(3).
See 40 CFR 51.309(g)(2). In particular,
40 CFR 51.308(d)(3)(ii) requires that if
emissions from Utah sources cause or
contribute to impairment in another
state’s Class I area, Utah must
demonstrate that it has included in its
regional haze SIP all measures necessary
to obtain its share of the emission
reductions needed to meet the progress
goal for that Class I area. Section
51.308(d)(3)(ii) also requires that, since
Utah participated in a regional planning
process, it must ensure it has included
all measures needed to achieve its
apportionment of emission reduction
obligations agreed upon through that
process. As we state in the RHR, Utah’s
commitments to participate in WRAP
bind it to secure emission reductions
agreed to as a result of that process.
Under 40 CFR 51.308(d)(3)(iii), a state
must document the technical basis on
which the state is relying to determine
its apportionment of emission reduction
obligations necessary to achieve
reasonable progress in each mandatory
Class I area the state affects. States may
rely on technical analyses developed by
regional planning organizations and
approved by all state participants. Utah
analyzed the WRAP modeling and
inventories and determined that
emissions from the State do not
significantly impact or will not
significantly impact other states’ Class I
areas. The State’s analysis is
summarized below and included in
Section XX.K of the SIP. Inventories
developed by the WRAP show a
significant decrease in stationary source
NOX and SO2 emissions. The urban area
in northern Utah that may impact Class
I areas in Idaho, Nevada and Wyoming
will have a significant reduction in NOX
emissions from mobile sources as
described in Section XX.F of the State’s
SIP. The State SIP shows that the
contribution to nitrate on the 20% worst
days from sources in Utah decreases
substantially between 2002–2018 at
Craters of the Moon in Idaho, Bridger
and Fitzpatrick Wilderness Areas in
Wyoming, and Jarbidge Wilderness Area
in Nevada. The contribution to sulfates
is not significant at any of the sites.
As described in Section XX.D.6 of the
State’s SIP plan, two BART-eligible
plants in central Utah are projected to
decrease SO2 emissions by 13,200 tons
and NOX emissions by 6,200 tons
between 2002 and 2018. The State also
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shows that in general the impact from
sources in Utah is not significant at La
Garita Wilderness Area and Great Sand
Dunes National Monument in Colorado,
Bandelier National Monument in New
Mexico and Mazatal and Pine Mountain
Wilderness Areas in Arizona.
Utah accepted and incorporated the
WRAP-developed visibility modeling
into its regional haze SIP, and the
State’s regional haze SIP includes the
controls assumed in the modeling. Utah
satisfied the RHR’s requirements and
included controls in the SIP sufficient to
address the relevant requirements of the
RHR related to impacts on Class I areas
in other states.
Comment: We received a comment
that Utah still must comply with
reasonable progress requirements to
address visibility impairment
attributable to Utah sources of NOX and
PM with respect to all affected Class I
areas including the 16 Class I areas
within the Colorado Plateau, and that
Utah first must establish reasonable
progress goals for all Utah Class I areas.
Response: We do not agree with this
comment. Pursuant to 40 CFR 51.309(a),
if a state adopts the requirements under
40 CFR 51.309 it will be deemed to
comply with the requirements for
reasonable progress with respect to the
Colorado Plateau Class I areas through
2018. As stated above, all of the Class
I areas in Utah are on the Colorado
Plateau, so Utah does not have to
separately establish reasonable progress
goals for them. As explained above,
Utah has also met the requirements for
Class I areas outside the state.
Comment: We received a comment
from the NPS that, under 40 CFR
51.309(g), Utah should have developed
a long-term strategy that evaluated NOX,
PM, and SO2 controls on large nonBART stationary sources of emissions
such as PacifiCorp Hunter Unit 3 to
meet reasonable progress requirements
with respect to non-Colorado Plateau
Class I areas. In particular, the NPS
cited our notice proposing action on the
Utah regional haze SIP. The NPS also
referenced modeling results to argue
that NOX emissions from certain nonBART stationary sources cause or
contribute to visibility impairment at
both Capitol Reef NP and at certain
Class I areas outside Utah and off the
Colorado Plateau. The NPS states that
emission controls should be considered
for these sources in order to meet
reasonable progress requirements.
Response: We do not agree with these
comments. As explained above, with
respect to in-state Class I areas, our
approval of the Utah SIP deems it as
meeting reasonable progress
requirements for the in-state Class I
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areas, as they are all on the Colorado
Plateau. With respect to non-Colorado
Plateau Class I areas, in this case 40 CFR
51.309(g) does not impose any separate
obligations on Utah to analyze or
impose emissions controls on nonBART sources to demonstrate
reasonable progress at such areas.
Instead, at most, Utah must show that it
has included all measures needed to
achieve its apportionment of emission
reduction obligations agreed upon
through the WRAP process. See 40 CFR
51.308(d)(3)(ii). As discussed above,
Utah has met that requirement, and the
commenter has not provided any
information to the contrary.
G. Clean Air Corridors (CACs)
Comment: Approximately 75% of
Utah is located in a CAC. Utah has a
legal duty to protect that CAC from new
sources of air pollution both inside and
outside of CACs. Specifically, Utah
must identify significant emissions
growth that ‘‘could begin’’ to impair
visibility within any CAC and include
‘‘an analysis of the effects of increased
emissions, including provisions for the
identification of the need for additional
emission reductions measures, and
implementation of the additional
measures where necessary.’’
Utah’s regional haze SIP fails to
identify several new and proposed
significant air pollution sources that
‘‘could begin’’ to adversely impact
visibility in the Utah CAC and nearby
Class I areas. For example, the Alton
coal mine in southern Utah is located
within the CAC and may adversely
impact visibility in the corridor and in
nearby Class I areas, such as Zion
National Park. The Alton coal mine will
emit visibility-impairing emissions,
including SO2, NOX and PM. In
addition, the Viresco coal gasification
facility has been proposed for the City
of Kanab. The Viresco coal gasification
plant will burn coal from the Alton coal
mine. Kanab is very close to Zion
National Park and is also located inside
Utah’s CAC. A local citizen organization
has requested that the State require an
approval order regulating emissions
from the Viresco coal plant. To date, the
State has refused to regulate the Viresco
coal gasification plant and failed to
impose any air pollution limitations or
controls on the plant. The EPA should
require Utah to regulate the Viresco coal
plant to limit emissions from the plant
in order to protect CACs in Utah, as well
as Class I areas.
Finally, the Deseret Power Electric
Cooperative has proposed to add an
additional coal-fired electric generating
unit to the Bonanza plant in northeast
Utah. This plant would be located
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outside of Utah’s CAC, but has the
potential to adversely impact visibility
in the corridor and in neighboring Class
I areas.
EPA may not approve the Utah
regional haze SIP until the State
identifies all potential sources of
pollution; assesses the impact of these
sources on visibility in CACs; and
imposes air pollution control equipment
and emission limitations on such
sources consistent with 40 CFR
51.309(d)(3)(iii)–(iv).
Response: We disagree with this
comment. Utah relied on the WRAP’s
Policy on Clean Air Corridors to
determine if emissions within or outside
of the CAC that could impair visibility
within the CAC. The report concluded:
‘‘[p]]ursuant to 40 CFR 51.309(d)(3)(ii),
the WRAP has examined patterns of
growth in the corridor and finds that
they are not causing significant
emission increases that could have or
are having visibility impacts at one or
more of the 16 Class I areas. Nor, at this
time, are such emission increases
expected during the first planning
period (2003–2018). Analyses
performed by the Grand Canyon
Visibility Transport Commission found
that an increase of 25% in weighted
emissions would result in a 0.7 dv
reduction in visibility, whereas the
weighted emission increase expected by
2018 is only 4%. Pursuant to 40 CFR
51.309(d)(3)(iii), the WRAP has
examined emissions growth in areas
outside the corridor and finds that
significant emissions growth is not
occurring that could begin or is
beginning to impair the quality of the air
in the corridor and thereby lead to
visibility degradation for the least
impaired days in one or more of the 16
Class I areas.’’
In addition, Utah is using a
comprehensive emissions tracking
system established by WRAP to track
emissions within portions of Oregon,
Idaho, Nevada and Utah that have been
identified as part of the CAC. The
emission tracking system ensures that
visibility does not degrade on the leastimpaired days in any of the 16 Class I
areas of the Colorado Plateau. If the
emissions tracking system identifies
emissions in or outside of the CAC that
are causing visibility impairment, the
State will be required to address these
emissions in accordance with 40 CFR
51.309(d)(3) in the periodic plan
revisions that the State is required to
submit in 2013 and 2018. Therefore,
should any of the project emissions
highlighted in the comment degrade
visibility on the least-impaired days in
any of the 16 Class I areas, the State will
be required to address those impacts.
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H. General SIP Comments
Comment: Utah’s technical arguments
supporting a weak regional haze
program should be rejected. The State
has prepared a Powerpoint presentation
arguing that its weak and illegal regional
haze program should be approved by
EPA. In support of Utah’s weak BART
determinations the State argues: 1) that
NOX reductions are not creating
expected visibility improvements; and,
2) that wintertime visibility problems
should be ignored due to lower tourist
visits in Utah’s national parks.
Response: We note the commenter’s
concerns regarding consideration of
these two factors. These two factors are
outside the scope of the RH regulation
and were not considered by EPA in its
proposed partial approval and partial
disapproval of the State’s BART
determinations. As discussed in detail
elsewhere in this action, EPA finds that
the State’s trading program meets the
regulatory requirements.
Comment: The State supports EPA’s
proposed approval of the projected
visibility improvement in Part K of the
Utah SIP. 77 FR 28833–34. As EPA has
noted, the modeling results show
projected visibility improvement for the
best 20% days and no degradation for
the 20% best days at the 16 Class I areas
on the Colorado Plateau. In fact, the
projected improvement is greater than
described in EPA’s proposed approval.
The visibility results in Table 24 of
Utah’s SIP were adopted in 2008 based
on the PRP18a modeling that was the
most current modeling available at the
time, not PRP18b as described in EPA’s
proposal. Table 1 shows the additional
improvement shown by the WRAP’s
PRP18b modeling.
Response: We recognize the
commenter’s support of our proposed
approval of the projected visibility
improvement.
Comment: The GCVTC evaluated haze
at Class I Areas on the Colorado Plateau,
and determined that stationary source
reductions should be focused on sulfur
dioxide because this is the pollutant
that has the most significant impact on
haze. Utah’s BART determination was
developed within the context of the
overall SIP and reflected this focus on
SO2. The sulfate impact is much more
significant than the nitrate impact,
especially on the middle and best 20%
days. Fire (organic carbon) is the second
most significant component on the
worst days). In addition, sulfate is a
problem year round, while the nitrate
impact is most significant during the
winter months when visitation is low at
Utah’s national parks. PacifiCorp has
already made significant reductions in
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NOX at the Hunter and Huntington
plants. The nitrate component of haze in
Class I areas on the Colorado Plateau
does not justify going beyond the
presumptive BART level for NOX
established in EPA’s BART rule.
Response: We do not agree with this
comment. States are required to meet
the requirements of 40 CFR 51.308(e)(1)
and do a BART determination on a
source-by-source basis in accordance
with the BART Guidelines for EGUs
over 750 MW. A regional scale modeling
exercise does not obviate the
requirement that the state perform such
an analysis and that ‘‘States must
identify the best system of continuous
emission control technology for each
source subject to BART * * *’’ 70 FR
39158.
Comment: We received 1,873
comments from members of National
Parks and Conservation Association
generally supportive of our disapproval
and encouraging strict controls on the
BART units. We also received
comments from the general public and
medical community generally in
support of our action.
Response: We note the commenters’
support of our proposed action.
I. Additional Comments Pertaining to
BART
We are not responding to the
following comments on BART that
pertain to cost effectiveness, control
effectiveness, visibility improvement,
and other factors. We are not responding
because we are disapproving the State’s
BART determinations and will consider
such comments when we take proposed
action on BART determinations for the
four Utah subject to BART EGUs. The
following is a summary of the
comments:
(1) Numerous retrofit technologies are
available for the control of NOX from
Hunter and Huntington Units 1 and 2.
The suite of available retrofit control
technologies for NOX control from coal
boilers similar to these units is well
known, and includes: selective catalytic
reduction (SCR), LNBs, and separated
overfire air (SOFA).
(2) SCR is technically feasible for all
the units.
(3) SCR is a highly effective control
technology that can achieve 90%
reductions or higher and meet limits of
0.05 lbs/MMBtu or lower.
(4) The costs of SCR along with
upgraded LNBs and SOFA at Hunter
Units 1 and 2 and Huntington Units 1
and 2 are reasonable. The commenter
estimated that costs for LNBs with
SOFA and SCR at a NOX rate of 0.05 lb/
MMBtu range from $1,700–$2,000/ton
in 2010 dollars.
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(5) The commenter went on to
describe the methodology that they used
to come to their cost effectiveness
conclusions: ‘‘[t]oo [sic] summarize, we
calculated cost effectiveness of NOX
controls at Hunter Units 1 and 2 and
Huntington Units 1 and 2 as follows.
Based on the Sargent & Lundy SCR IPM
Cost Module modified to be consistent
with the Control Cost Manual
methodology and to be more realistic of
the costs for these units, as discussed
above, we estimated the capital and
O&M costs of SCR at Hunter Units 1 and
2 and Huntington Units 1 and 2. Costs
were estimated in 2010 dollars. We
estimated the capital and O&M costs of
new LNBs and SOFA based on the cost
estimates for the same controls provided
by PacifiCorp to Wyoming DEQ for the
similar but somewhat larger Jim Bridger
Unit 1. We converted those costs to
2010 dollars so that these NOX controls
could be readily compared to the SCR
controls and so we could evaluate the
cost effectiveness of the combination of
LNBs/SOFA plus SCR at the Hunter and
Huntington BART units. Annualized
capital costs were based on the real cost
of capital to PacifiCorp and a 20-year
life of the pollution controls. Cost
effectiveness was based on the total
annual costs (annualized capital +
annual O&M) divided by the tons per
year NOX emissions reductions
expected from the average baseline
emissions over 2002–2004. The
assumed controlled NOX emission rates
were 0.26 lb/MMBtu for LNBs/SOFA
and 0.05 lb/MMBtu for LNBs/SOFA
plus SCR.’’
(6) A proper NOX BART
determination for Hunter Units 1 and 2
and Huntington Units 1 and 2 must be
based on a baseline period from the
2001 to 2004 timeframe. This timeframe
also reflects emissions prior to any NOX
upgrades that have already been
completed at the Hunter and
Huntington units.
(7) According to the Utah regional
haze plan, PacifiCorp has received
permits to install new LNBs and two
elevations of SOFA. Because these
upgrades were intended to meet
presumed regional haze requirements,
these upgrades should be considered in
a NOX BART analysis as part of the suite
of controls to meet NOX BART
requirements.
(8) The energy and non-air quality
environmental impacts of SCR are
standard, limited, and can be mitigated.
In addition to monetary costs, SCR
typically has several associated impacts
that may be noted in a BART analysis,
including increased auxiliary power
requirements, waste associated with
catalyst replacement and disposal,
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ammonia slip, and the partial
conversion of SO2 to sulfuric acid. The
scope of these collateral impacts is
nowhere near the scale that would
outweigh the benefits provided by SCR.
Thus, there are no energy or non-air
quality environmental impacts that
would preclude the application of SCR
at these units.
(9) The visibility benefit of applying
SCR and LNB/SOFA will likely be
significant. A complete BART analysis
also evaluates the projected visibility
benefits associated with the
implementation of the discussed
controls. Utah did not provide any
modeling analyses in the Utah regional
haze plan that evaluated NOX BART
options. Utah did include data on the
results of the modeling to determine
which units were subject to BART in its
regional haze plan, and the results show
that each unit has significant impacts in
all of the Class I areas located within
300 km of each unit, including Capitol
Reef, Canyonlands, Bryce Canyon, Zion,
Grand Canyon, and Black Canyon of the
Gunnison National Parks as well as
Mesa Verde National Monument.
However, the subject-to BART
modeling results provided in the Utah
regional haze plan very likely
understate the true baseline case
visibility impacts of these units because
the SO2 emission rates modeled are
much lower than the maximum 24-hour
pound per hour SO2 emission rates
based on actual emissions data
submitted by PacifiCorp to EPA’s Clean
Air Markets Database.
(10) Lower PM limits are achievable
and appropriate. EPA must revise PM
emission limits for Hunter Units 1 and
2 and Huntington Units 1 and 2 to
reflect PM emission rates achievable
with BART. We note that Utah’s
proposed PM BART limits are unclear.
Utah’s SIP submittal to EPA described
(presumably filterable) PM limits of 0.05
lbs/MMBtu, which is echoed by EPA in
its proposal. However, the underlying
administrative orders appear to require
this limit only until the LNBs, baghouse,
and wet FGD are installed, at which
point it drops to a limit of 0.015 lbs/
MMBtu. Further, EPA’s proposal states
that this is a rolling 30-day limit, where
the administrative orders specify stack
testing once per year. At a minimum,
EPA must establish PM BART limits
that reflect the most stringent level of
control that the existing and proposed
baghouses are capable of, and must
account for the different types of
particulate matter that are emitted.
Consideration should be given to the
following permit limits, which
demonstrate achievable limits at or
below 0.015 lbs/MMBtu. Three
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prevention of significant deterioration
(PSD) permits have been issued with
total PM10 limits of 0.010 lb/MMBtu
based on installation of a fabric filter
baghouse, including for Plant
Washington, Longleaf, and Desert Rock.
A PSD permit issued to the
Intermountain Power Services
Corporation sets BACT emissions limits
of 0.013 lb/MMBtu for filterable PM and
0.012 lb/MMBtu for filterable PM10.
Similarly, a permit issued for the
Comanche Generating Station Unit 3 in
Colorado included BACT limits of 0.013
lb/MMBtu for filterable PM and 0.012
lb/MMBtu for filterable PM10.
There is no reason that the Utah units
could not achieve PM emission rates
comparable to a new unit with a
properly designed and operated
baghouse. Other states have made low
PM BART determinations as well. For
example, U.S. EPA Region 9 adopted
BART filterable particulate limits for the
Four Corners power plant, Navajo
Nation at Units 1–3 of 0.012 lb/MMBtu
for each unit and at Units 4 and 5, 0.015
lb/MMBtu. South Dakota adopted and
EPA approved as BART for the Big
Stone power plant a PM limit of 0.012
lb/MMBtu, applicable at all times
including startup, shutdown, and
malfunction.
Further, at the baghouses that are
already installed, the limits should also
be informed by the existing emissions,
as determined by appropriate stack
testing or CEMS. According to the
available permits, this testing should
already be completed and available for
at least two units.
For any unit that has not yet installed
a baghouse, an important option to
consider in BART particulate matter
analyses is the selection of filtration
media. The filtration media determines
the control efficiency of a baghouse for
very small particles, which makes the
largest contribution visibility. As both
PM10 and PM2.5 are regulated as BART
pollutants, it is important to select a
filtration media that optimizes the
removal of these two fractions. There is
a wide range of media that can be used,
most of which are much more efficient
for larger particles than smaller
particles.
Finally, at all units, methods to
remove the condensable particulate
matter, a major contributor to PM2.5 and
visibility impairment, should be
considered. The primary condensable
particulate matter removal devices are
SO2 scrubbers and wet electrostatic
precipitators (WESPs). These have an
achievable level of 99.99% PM control.
A WESP could be installed either as a
conversion of the outlet field of the
existing electrostatic precipitator as a
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separate housing downstream of the
primary electrostatic precipitator, or
integrated into the scrubber, if one is
present. The WESP would enhance the
removal of both filterable PM2.5 and
condensables.
(11) EPA must evaluate BART for all
PM. BART requires the evaluation of
control technology for filterable PM10
and PM2.5 as well as condensable
particulate matter. Because these
sources are subject to BART for
particulate matter, BART limits for both
PM10 and PM2.5, including
condensables, should be developed.
V. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
This action is not a ‘‘significant
regulatory action’’ under the terms of
Executive Order 12866 (58 FR 51735,
October 4, 1993) and is therefore not
subject to review under Executive
Orders 12866 and 13563 (76 FR 3821,
January 21, 2011).
B. Paperwork Reduction Act
This action does not impose an
information collection burden under the
provisions of the Paperwork Reduction
Act, 44 U.S.C. 3501 et seq. Burden is
defined at 5 CFR 1320.3(b).
C. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA)
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice and comment
rulemaking requirements under the
Administrative Procedure Act or any
other statute unless the agency certifies
that the rule will not have a significant
economic impact on a substantial
number of small entities. Small entities
include small businesses, small
organizations, and small governmental
jurisdictions.
For purposes of assessing the impacts
of today’s final rule on small entities,
small entity is defined as: (1) A small
business as defined by the Small
Business Administration’s (SBA)
regulations at 13 CFR 121.201; (2) a
small governmental jurisdiction that is a
government of a city, county, town,
school district or special district with a
population of less than 50,000; and (3)
a small organization that is any not-forprofit enterprise which is independently
owned and operated and is not
dominant in its field.
After considering the economic
impacts of today’s final rule on small
entities, I certify that this action will not
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have a significant economic impact on
a substantial number of small entities.
This final rule will not impose any
requirements on small entities because
small entities are not subject to the
requirements of this rule. We continue
to be interested in the potential impacts
of the final rule on small entities and
welcome comments on issues related to
such impacts.
D. Unfunded Mandates Reform Act
(UMRA)
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), Public
Law 104–4, establishes requirements for
federal agencies to assess the effects of
their regulatory actions on State, local,
and Tribal governments and the private
sector. Under section 202 of UMRA,
EPA generally must prepare a written
statement, including a cost-benefit
analysis, for proposed and final rules
with ‘‘Federal mandates’’ that may
result in expenditures to State, local,
and Tribal governments, in the
aggregate, or to the private sector, of
$100 million or more (adjusted for
inflation) in any one year. Before
promulgating an EPA rule for which a
written statement is needed, section 205
of UMRA generally requires EPA to
identify and consider a reasonable
number of regulatory alternatives and
adopt the least costly, most costeffective, or least burdensome
alternative that achieves the objectives
of the rule. The provisions of section
205 of UMRA do not apply when they
are inconsistent with applicable law.
Moreover, section 205 of UMRA allows
EPA to adopt an alternative other than
the least costly, most cost-effective, or
least burdensome alternative if the
Administrator publishes with the final
rule an explanation why that alternative
was not adopted. Before EPA establishes
any regulatory requirements that may
significantly or uniquely affect small
governments, including Tribal
governments, it must have developed
under section 203 of UMRA a small
government agency plan. The plan must
provide for notifying potentially
affected small governments, enabling
officials of affected small governments
to have meaningful and timely input in
the development of EPA regulatory
proposals with significant federal
intergovernmental mandates, and
informing, educating, and advising
small governments on compliance with
the regulatory requirements.
Under Title II of UMRA, EPA has
determined that this final rule does not
contain a federal mandate that may
result in expenditures that exceed the
inflation-adjusted UMRA threshold of
$100 million by State, local, or Tribal
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governments or the private sector in any
one year. In addition, this final rule
does not contain a significant federal
intergovernmental mandate as described
by section 203 of UMRA nor does it
contain any regulatory requirements
that might significantly or uniquely
affect small governments.
E. Executive Order 13132: Federalism
Federalism (64 FR 43255, August 10,
1999) revokes and replaces Executive
Orders 12612 (Federalism) and 12875
(Enhancing the Intergovernmental
Partnership). Executive Order 13132
requires EPA to develop an accountable
process to ensure ‘‘meaningful and
timely input by State and local officials
in the development of regulatory
policies that have federalism
implications.’’ ‘‘Policies that have
federalism implications’’ is defined in
the Executive Order to include
regulations that have ‘‘substantial direct
effects on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government.’’ Under
Executive Order 13132, EPA may not
issue a regulation that has federalism
implications, that imposes substantial
direct compliance costs, and that is not
required by statute, unless the federal
government provides the funds
necessary to pay the direct compliance
costs incurred by State and local
governments, or EPA consults with
State and local officials early in the
process of developing the proposed
regulation. EPA also may not issue a
regulation that has federalism
implications and that preempts State
law unless the Agency consults with
State and local officials early in the
process of developing the proposed
regulation.
This rule will not have substantial
direct effects on the States, on the
relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132, because it
merely addresses the State not fully
meeting its obligation to prohibit
emissions from interfering with other
States measures to protect visibility
established in the CAA. Thus, Executive
Order 13132 does not apply to this
action.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
Executive Order 13175, entitled
Consultation and Coordination with
Indian Tribal Governments (65 FR
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74371
67249, November 9, 2000), requires EPA
to develop an accountable process to
ensure ‘‘meaningful and timely input by
tribal officials in the development of
regulatory policies that have tribal
implications.’’ This final rule does not
have tribal implications, as specified in
Executive Order 13175. It will not have
substantial direct effects on tribal
governments. Thus, Executive Order
13175 does not apply to this rule.
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
EPA interprets EO 13045 (62 FR
19885, April 23, 1997) as applying only
to those regulatory actions that concern
health or safety risks, such that the
analysis required under section 5–501 of
the EO has the potential to influence the
regulation. This action is not subject to
EO 13045 because it implements
specific standards established by
Congress in statutes. However, to the
extent this rule will limit emissions of
NOX, SO2, and PM, the rule will have
a beneficial effect on children’s health
by reducing air pollution.
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not subject to Executive
Order 13211 (66 FR 28355 (May 22,
2001)), because it is not a significant
regulatory action under Executive Order
12866.
I. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (‘‘NTTAA’’), Public Law
104–113, 12(d) (15 U.S.C. 272 note)
directs EPA to use voluntary consensus
standards in its regulatory activities
unless to do so would be inconsistent
with applicable law or otherwise
impractical. Voluntary consensus
standards are technical standards (e.g.,
materials specifications, test methods,
sampling procedures, and business
practices) that are developed or adopted
by voluntary consensus standards
bodies. NTTAA directs EPA to provide
Congress, through OMB, explanations
when the Agency decides not to use
available and applicable voluntary
consensus standards.
This final rulemaking does not
involve technical standards. Therefore,
EPA is not considering the use of any
voluntary consensus standards.
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J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
Executive Order 12898 (59 FR 7629,
February 16, 1994), establishes federal
executive policy on environmental
justice. Its main provision directs
federal agencies, to the greatest extent
practicable and permitted by law, to
make environmental justice part of their
mission by identifying and addressing,
as appropriate, disproportionately high
and adverse human health or
environmental effects of their programs,
policies, and activities on minority
populations and low-income
populations in the United States.
We have determined that this final
action will not have disproportionately
high and adverse human health or
environmental effects on minority or
low-income populations because it
increases the level of environmental
protection for all affected populations
without having any disproportionately
high and adverse human health or
environmental effects on any
population, including any minority or
low-income population.
K. Congressional Review Act
The Congressional Review Act, 5
U.S.C. 801 et seq., as added by the Small
Business Regulatory Enforcement
Fairness Act of 1996, does not apply
because this action is not a ‘‘major rule’’
as defined by 5 U.S.C. 804(2).
List of Subjects in 40 CFR Part 52
Environmental protection,
Incorporation by reference, Air
pollution control, Incorporation by
reference, Intergovernmental relations,
Nitrogen dioxide, Particulate matter,
Reporting and recordkeeping
requirements, Sulfur oxides, Volatile
organic compounds.
Dated: October 30, 2012.
Howard M. Cantor,
Acting Regional Administrator, Region 8.
For the reasons stated in the
preamble, 40 CFR part 52 is amended as
follows:
PART 52—APPROVAL AND
PROMULGATION OF
IMPLEMENTATION PLANS
1. The authority citation for part 52
continues to read as follows:
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■
Authority: 42 U.S.C. 7401 et seq.
Subpart TT—Utah
2. Section 52.2320 is amended by
adding paragraph (c)(71) to read as
follows:
■
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§ 52.2320
Identification of plan.
*
*
*
*
*
(c) * * *
(71) On May 26, 2011 and September
29, 2011, the State of Utah submitted
revisions to its State Implementation
Plan to incorporate the requirements of
the regional haze program.
(i) Incorporation by reference
(A) Title R307 of the Utah
Administrative Code—Environmental
Quality, Air Quality, Rule R307–150—
Emission Inventories, sections -1,
Purpose and General Requirements, -2,
Definitions, -3, Applicability, -5, Sources
Identified in R307–150(3)(2), Large
Major Source Inventory Requirements,
-6, Sources Identified in R307–150–3(3),
-7, Sources Identified in R307–150–3(4),
Other Part 70 Sources, and -8, Exempted
Hazardous Air Pollutants. Effective
December 31, 2003; as published in the
Utah State Bulletin December 1, 2003
and January 15, 2004.
(B) Title R307 of the Utah
Administrative Code—Environmental
Quality, Air Quality, Rule R307–150—
Emission Inventories, section -4, Sulfur
Dioxide Milestone Emission Inventory
Requirements. Effective September 4,
2008; as published in the Utah State
Bulletin July 1, 2008 and October 1,
2008.
(C) Title R307 of the Utah
Administrative Code—Environmental
Quality, Air Quality, Rule R307–250—
Western Backstop Sulfur Dioxide
Trading Program, sections -1, Purpose,
-3, WEB Trading Program Trigger, -10,
Allowance Transfers, -11, Use of
Allowances from a Previous Year, and
-13, Special Penalty Provisions for the
2018 Milestone. Effective December 31,
2003; as published in the Utah State
Bulletin December 1, 2003 and January
15, 2004.
(D) Title R307 of the Utah
Administrative Code—Environmental
Quality, Air Quality, Rule R307–250—
Western Backstop Sulfur Dioxide
Trading Program, sections -2,
Definitions, -4, WEB Trading Program
Applicability, -5, Account
Representative for WEB Sources, -6,
Registration, -7, Allowance Allocations,
-8, Establishment of Accounts, -9,
Monitoring, Recordkeeping, and
Reporting, and -12, Compliance.
Effective November 10, 2008; as
published in the Utah State Bulletin
October 1, 2008 and December 1, 2008.
(ii) Additional materials
(A) Section XX of the Utah Regional
Haze State Implementation Plan.
Effective April 7, 2011. Published in the
Utah State Bulletin February 1, 2011.
[FR Doc. 2012–29406 Filed 12–13–12; 8:45 am]
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ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R09–OAR–2011–0876; FRL–9736–6]
Revisions to the California State
Implementation Plan, South Coast Air
Quality Management District
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
SUMMARY: In this action, EPA is
finalizing approval of South Coast Air
Quality Management District
(SCAQMD) Rule 317, ‘‘Clean Air Act
Non-Attainment Fee,’’ as a revision to
SCAQMD’s portion of the California
State Implementation Plan (SIP). This
action was proposed in the Federal
Register on January 12, 2012 and
concerns volatile organic compounds
(VOC) and oxides of nitrogen (NOX).
Rule 317 is a local fee rule submitted to
address section 185 of the Clean Air Act
(CAA or Act) with respect to the 1-hour
ozone standard for anti-backsliding
purposes. EPA is finalizing approval of
Rule 317 as an alternative to the
program required by section 185 of the
Act. EPA has determined that
SCAQMD’s alternative fee-equivalent
program is not less stringent than the
program required by section 185, and,
therefore, is approvable as an equivalent
alternative program, consistent with the
principles of section 172(e) of the Act.
DATES: This rule will be effective on
January 14, 2013.
ADDRESSES: EPA has established docket
number EPA–R09–OAR–2011–0876 for
this action. Generally, documents in the
docket for this action are available
electronically at https://
www.regulations.gov or in hard copy at
EPA Region IX, 75 Hawthorne Street,
San Francisco, California. While all
documents in the docket are listed at
https://www.regulations.gov, some
information may be publicly available
only at the hard copy location (e.g.,
copyrighted material, large maps, multivolume reports), and some may not be
available in either location (e.g.,
confidential business information
(CBI)). To inspect the hard copy
materials, please schedule an
appointment during normal business
hours with the contact listed in the FOR
FURTHER INFORMATION CONTACT section.
FOR FURTHER INFORMATION CONTACT: Lily
Wong, EPA Region IX, (415) 947–4114,
wong.lily@epa.gov.
SUPPLEMENTARY INFORMATION:
Throughout this document, ‘‘we,’’ ‘‘us’’
and ‘‘our’’ refer to EPA.
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[Federal Register Volume 77, Number 241 (Friday, December 14, 2012)]
[Rules and Regulations]
[Pages 74355-74372]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-29406]
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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 52
[EPA-R08-OAR-2011-0114; FRL-9751-6]
Approval, Disapproval and Promulgation of State Implementation
Plans; State of Utah; Regional Haze Rule Requirements for Mandatory
Class I Areas Under 40 CFR 51.309
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: EPA is partially approving and partially disapproving a State
Implementation Plan (SIP) revision submitted by the State of Utah on
May 26, 2011 that addresses regional haze. EPA is also approving
specific sections of a State of Utah SIP revision submitted on
September 9, 2008 to address regional haze. These SIP revisions were
submitted to address the requirements of the Clean Air Act (CAA or Act)
and our rules that require states to prevent any future and remedy any
existing man-made impairment of visibility in
[[Page 74356]]
mandatory Class I areas caused by emissions of air pollutants from
numerous sources located over a wide geographic area (also referred to
as the ``regional haze program''). States are required to assure
reasonable progress toward the national goal of achieving natural
visibility conditions in Class I areas. EPA is taking this action
pursuant to section 110 of the CAA.
DATES: This final rule is effective January 14, 2013.
ADDRESSES: EPA has established a docket for this action under Docket ID
No. EPA-R08-OAR-2011-0114. All documents in the docket are listed on
the www.regulations.gov Web site. Publicly available docket materials
are available either electronically through www.regulations.gov, or in
hard copy at the Air Program, Environmental Protection Agency (EPA),
Region 8, 1595 Wynkoop Street, Denver, Colorado 80202-1129. EPA
requests that if, at all possible, you contact the individual listed in
the FOR FURTHER INFORMATION CONTACT section to view the hard copy of
the docket. You may view the hard copy of the docket Monday through
Friday, 8 a.m. to 4 p.m., excluding Federal holidays.
FOR FURTHER INFORMATION CONTACT: Laurel Dygowski, Air Program, Mailcode
8P-AR, Environmental Protection Agency, Region 8, 1595 Wynkoop Street,
Denver, Colorado 80202-1129, (303) 312-6144, dygowski.laurel@epa.gov.
SUPPLEMENTARY INFORMATION:
Definitions
For the purpose of this document, we are giving meaning to certain
words or initials as follows:
i. The words or initials Act or CAA mean or refer to the Clean
Air Act, unless the context indicates otherwise.
ii. The initials BART mean or refer to Best Available Retrofit
Technology.
iii. The initials CAC mean or refer to clean air corridors.
iv. The initials CEED mean or refer to the Center for Energy and
Economic Development.
v. The initials EGUs mean or refer to electric generating units.
vi. The words EPA, we, us or our mean or refer to the United
States Environmental Protection Agency.
vii. The initials GCVTC mean or refer to the Grand Canyon
Visibility Transport Commission.
viii. The initials MRR mean or refer to monitoring,
recordkeeping, and reporting.
ix. The initials LNB mean or refer to low NOX burner.
x. The initials NOX mean or refer to nitrogen oxides.
xi. The initials NSR mean or refer to new source review.
xii. The initials OFA mean or refer to overfire air.
xiii. The initials PM2.5 mean or refer to particulate matter
with an aerodynamic diameter of less than 2.5 micrometers.
xiv. The initials PM10 mean or refer to particulate
matter with an aerodynamic diameter of less than 10 micrometers.
xv. The initials PSD mean or refer to prevention of significant
deterioration.
xvi. The initials RHR mean or refer to the Regional Haze Rule.
xvii. The initials SIP mean or refer to State Implementation
Plan.
xviii. The initials SO2 mean or refer to sulfur dioxide.
xix. The initials SOFA mean or refer to separated overfire air.
xx. The words Utah or State mean or refer to the State of Utah.
xxi. The initials UAR mean or refer to the Utah Administrative
Rules.
xxii. The initials WESP mean or refer to wet electrostatic
precipitator.
xxiii. The initials WRAP mean or refer to the Western Regional
Air Partnership.
Table of Contents
I. Background
A. Regional Haze
B. Lawsuits
C. Our Proposal
D. Public Participation
II. Final Action
III. Basis for Our Final Action
IV. Issues Raised by Commenters and EPA's Responses
A. Backstop Trading Program
B. Legal Issues
1. EPA Authority
2. Presumptive Limits
3. Compliance With the Requirements of 40 CFR 51.308
4. Utah's Permitting Process
5. Enforceability of BART Emission Limits
C. Applicability of the BART Guidelines
D. PM BART
E. General Comments on BART
F. Reasonable Progress
G. Clean Air Corridors (CACs)
H. General SIP Comments
I. Additional Comments Pertaining to BART
V. Statutory and Executive Order Reviews
I. Background
The CAA requires each state to develop plans, referred to as SIPs,
to meet various air quality requirements. A state must submit its SIPs
and SIP revisions to us for approval. Once approved, a SIP is
enforceable by EPA and citizens under the CAA, also known as being
federally enforceable. If a state fails to make a required SIP
submittal or if we find that a state's required submittal is incomplete
or unapprovable, then we must make a finding to that effect. This
action involves the requirement that states have SIPs that address
regional haze.
A. Regional Haze
In 1990, Congress added section 169B to the CAA to address regional
haze issues, and we promulgated regulations addressing regional haze in
1999. 64 FR 35714 (July 1, 1999), codified at 40 CFR part 51, subpart
P. The requirements for regional haze, found at 40 CFR 51.308 and
51.309, are included in our visibility protection regulations at 40 CFR
51.300-309. The requirement to submit a regional haze SIP applies to
all 50 states, the District of Columbia and the Virgin Islands. States
were required to submit a SIP addressing regional haze visibility
impairment no later than December 17, 2007. 40 CFR 51.308(b).
Utah submitted SIPs addressing regional haze on September 9, 2008
and May 26, 2011. (These superseded and replaced prior SIP submittals
dated December 12, 2003 and August 8, 2004).
B. Lawsuits
In a lawsuit in the U.S. District Court for the District of
Colorado, environmental groups sued us for our failure to take timely
action with respect to the regional haze requirements of the CAA and
our regulations for the State of Utah. As a result of this lawsuit, we
entered into a consent decree. The consent decree requires that we sign
a notice of final rulemaking addressing the regional haze requirements
for Utah by October 31, 2012. We are meeting that requirement with the
signing of this notice of final rulemaking.
C. Our Proposal
We published our notice of proposed rulemaking in the Federal
Register on May 16, 2012 (77 FR 28825). In that notice, we provided a
detailed description of the various regional haze requirements. We are
not repeating that description here; instead, the reader should refer
to our notice of proposed rulemaking for further detail.
In our proposal, we proposed to approve all sections of the May 26,
2011 SIP submittal as meeting the requirements under 40 CFR 51.309,
with the exception of the requirements under 40 CFR 51.309(d)(4)(vii)
pertaining to nitrogen oxides (NOX) and particulate matter
(PM) best available retrofit technology (BART). EPA proposed to
disapprove the State's NOX and PM BART determinations and
limits in section D.6.d of the SIP for the following four subject-to-
BART electric generating units (EGUs): PacifiCorp Hunter Unit 1,
PacifiCorp Hunter Unit 2, PacifiCorp Huntington Unit 1, and PacifiCorp
Huntington Unit 2. EPA proposed to disapprove these BART determinations
because they do not comply with our
[[Page 74357]]
regulations under 40 CFR 51.308(e)(1) \1\ pertaining to the factors
that need to be considered as part of a BART determination. EPA also
proposed to disapprove the State's SIP because it does not contain the
provisions necessary to make BART limits practically enforceable as
required by section 110(a)(2) of the CAA and Appendix V to part 51.
---------------------------------------------------------------------------
\1\ 40 CFR 51.309(d)(vii) provides that ``The implementation
plan must contain any necessary long term strategies and BART
requirements for stationary source PM and NOX emissions.
Any such BART provisions may be submitted pursuant to either Sec.
51.308(e)(1) or Sec. 51.308(e)(2).''
---------------------------------------------------------------------------
We proposed to approve specific sections of the State's September
9, 2008 SIP submittal. Specifically, we proposed to approve Utah
Administrative Rules (UAR) R307-250--Western Backstop Sulfur Dioxide
Trading Program and R307-150--Emission Inventories. R307-250, in
conjunction with the SIP, implements the backstop trading program
provisions in accordance with the requirements of the regional haze
rule (RHR) under 40 CFR 51.309. The purpose of R305-150 is to establish
consistent emission inventory reporting requirements for stationary
sources in Utah to determine whether sulfur dioxide (SO2)
emissions are below the SO2 milestones established for the
trading program.
D. Public Participation
We requested comments on all aspects of our proposed action and
provided a sixty-day comment period, with the comment period closing on
July 16, 2012. We received comments on our proposed rule that supported
our proposed action and that were critical of our proposed action. In
this action, we are responding to the comments we have received, taking
final rulemaking action, and explaining the bases for our action.
II. Final Action
We are approving all sections of the May 26, 2011 SIP submittal as
meeting the requirements under 40 CFR 51.309, with the exception of the
requirements under 40 CFR 51.309(d)(4)(vii) pertaining to
NOX and PM BART. EPA is disapproving the State's
NOX and PM BART determinations and limits in section D.6.d
of the SIP for the following four subject-to-BART EGUs: PacifiCorp
Hunter Unit 1, PacifiCorp Hunter Unit 2, PacifiCorp Huntington Unit 1,
and PacifiCorp Huntington Unit 2. EPA is disapproving these BART
determinations because they do not comply with our regulations under 40
CFR 51.308(e)(1). EPA is also disapproving the State's SIP because it
does not contain the provisions necessary to make BART limits
practically enforceable as required by section 110(a)(2) of the CAA and
Appendix V to part 51.
We are approving specific sections of the State's September 9, 2008
SIP submittal. Specifically, we are approving UAR R307-250--Western
Backstop Sulfur Dioxide Trading Program and R307-150--Emission
Inventories. We are taking no action on the rest of the September 9,
2008 submittal as the May 26, 2011 submittal supersedes and replaces
the remaining sections of the September 9, 2008 SIP submittal. The
State also submitted SIPs on December 12, 2003 and August 8, 2004 to
meet the requirements of the RHR. These submittals have been superseded
and replaced by the September 9, 2008 and May 26, 2011 submittals. We
are taking no action on section G--Long-Term Strategy for Fire Programs
of the May 26, 2011 submittal as we have proposed approval of this
section in a separate notice (76 FR 69217, November 8, 2011).
III. Basis for Our Final Action
We have fully considered all significant comments on our proposal
and have concluded that no changes from our proposal are warranted. Our
action is based on an evaluation of Utah's regional haze SIP submittal
against the regional haze requirements at 40 CFR 51.300-51.309 and CAA
sections 169A and 169B. All general SIP requirements contained in CAA
section 110, other provisions of the CAA, and our regulations
applicable to this action were also evaluated. The purpose of this
action is to ensure compliance with these requirements. Our authority
for action on Utah's SIP submittal is based on CAA section 110(k).
We are approving most of the State's regional haze SIP provisions
because they meet the relevant RHR requirements and disapproving others
because they do not meet the requirements of the RHR or other
requirements of the CAA. Most of the adverse comments we received
concerning our proposed approval of the regional haze SIP pertained to
our proposed approval of the SO2 backstop trading program
and disapproval of the BART determinations for PacifiCorp Hunter Unit 1
and Unit 2, and PacifiCorp Huntington Unit 1 and Unit 2. However, the
comments have not convinced us that the State did not meet the
requirements of 40 CFR 51.309 that we proposed to approve or that the
State met the requirements of the RHR or the CAA for which we proposed
disapproval.
IV. Issues Raised by Commenters and EPA's Responses
A. Backstop Trading Program
EPA has proposed to approve the SO2 backstop trading
program components of the RH SIPs for all participating States and has
done so through four separate proposals: for the Bernalillo County
proposal see 77 FR 24768 (April 25, 2012); for the Utah proposal see 77
FR 28825 (May 15, 2012); for the Wyoming proposal see 77 FR 30953 (May
24, 2012); finally, for the New Mexico proposal see 77 FR 36043 (June
15, 2012). National conservation organizations paired with
organizations local to each state have together submitted very similar,
if not identical, comments on various aspects of EPA's proposed
approval of these common program components. These comment letters may
be found in the docket for each proposal and are dated as follows: May
25, 2012 for Bernalillo County; July 16, 2012 for Utah; July 23, 2012
for Wyoming; and July 16, 2012 for New Mexico. Each of the comment
letters has attached a consultant's report dated May 25, 2012, and
titled: ``Evaluation of Whether the SO2 Backstop Trading
Program Proposed by the States of New Mexico, Utah and Wyoming and
Albuquerque-Bernalillo County Will Result in Lower SO2
Emissions than Source-Specific BART.'' In this section, we address and
respond to those comments we identified as being consistently submitted
and specifically directed to the component of the published proposals
dealing with the submitted SO2 backstop trading program. For
our organizational purposes, any additional or unique comments found in
the conservation organization letter that is applicable to this
proposal (i.e., for the State of Utah) will be addressed in the next
section where we also address all other comments received.
Comment: The commenter acknowledges that prior case law affirms
EPA's regulatory basis for having ``better than BART'' alternative
measures, but nevertheless asserts that it violates Congress' mandate
for an alternative trading program to rely on emissions reductions from
non-BART sources and electric generating units (EGUs) from compliance
with BART.
Response: The CAA requires BART ``as may be necessary to make
reasonable progress toward meeting the national goal'' of remedying
existing impairment and preventing future impairment at mandatory Class
I areas. See CAA Section 169A(b)(2) (emphasis added). In 1999, EPA
issued regulations allowing for alternatives to BART based
[[Page 74358]]
on a reading of the CAA that focused on the overarching goal of the
statute of achieving progress. EPA's regulations provided states with
the option of implementing an emissions trading program or other
alternative measure in lieu of BART so long as the alternative would
result in greater reasonable progress than BART. We note that this
interpretation of CAA Section 169A(B)(2) was determined to be
reasonable by the D.C. Circuit in Center for Energy and Economic
Development v. EPA, 398 F.3d 653, 659-660 (D.C. Cir. 2005) in a
challenge to the backstop market trading program under Section 309, and
again found to reasonable by the D.C. Circuit in Utility Air Regulatory
Group v. EPA, 471 F.3d 1333, 1340 (D.C. Cir. 2006)(``* * * [W]e have
already held in CEED that EPA may leave states free to implement BART-
alternatives so long as those alternatives also ensure reasonable
progress.''). Our regulations for alternatives to BART, including the
provisions for a backstop trading program under Section 309, are
therefore consistent with the CAA and not in issue in this action
approving a SIP submitted under those regulations. We have reviewed the
submitted 309 trading program SIPs to determine whether each has the
required backstop trading program (see 40 CFR 51.309(d)(4)(v)), and
whether the features of the program satisfy the requirements for
trading programs as alternatives to BART (see 40 CFR 51.308(e)(2)). Our
regulations make clear that any market trading program as an
alternative to BART contemplates market participation from a broader
list of sources than merely those sources that are subject to BART. See
40 CFR 51.308(e)(2)(i)(B).
Comment: The submitted 309 trading program is defective because
only three of nine transport states remain in the program. The Grand
Canyon Visibility Transport Commission (GCVTC) Report clearly stated
that the program must be ``comprehensive.'' The program fails to
include the other western states that account for the majority of
sulfate contribution in the Class I areas of participating states, and
therefore Class I areas on the Colorado Plateau will see little or no
visibility benefit. Non-participation by other transport region states
compounds the program's deficiencies.
Response: We disagree that the 309 trading program is defective
because only three States remain in the program. EPA's regulations do
not require a minimum number of Transport Region States to participate
in the 309 trading program, and there is no reason to believe that the
limited participation by the nine Transport States will limit the
effectiveness of the program in the three States that have submitted
309 SIPs. The commenter's argument is not supported by the regional
haze regulations and is demonstrably inconsistent with the resource
commitments of the Transport Region States that have worked for many
years in the WRAP to develop and submit SIPs to satisfy 40 CFR 51.309.
At the outset, our regulations affirm that ``certain States * * * may
choose'' to comply with the 40 CFR 51.309 requirements and conversely
that ``[a]ny Transport Region State [may] elect not to submit an
implementation plan'' to meet the optional requirements. 40 CFR
51.309(a); see also 40 CFR 51.309(f). We have also previously observed
how the WRAP, in the course of developing its technical analyses as the
framework for a trading program, ``understood that some States and
Tribes may choose not to participate in the optional program provided
by 40 CFR 51.309.'' 68 FR 33769 (June 5, 2003). Only five of nine
Transport Region States initially opted to participate in the backstop
trading program in 2003, and of those initial participants only Oregon
and Arizona later elected not to submit 309 SIPs.
We disagree with the commenter's assertion that Class I areas on
the Colorado Plateau will see little or no visibility benefit. Non-
participating states must account for sulfate contributions to
visibility impairment at Class I areas by addressing all requirements
that apply under 40 CFR 51.308. To the extent Wyoming, New Mexico and
Utah sources ``do not account for the majority of sulfate
contribution'' at the 16 class I areas on Colorado Plateau, there is no
legal requirement that they account for SO2 emissions
originating from sources outside these participating states. Aside from
this, the modeling results detailed in the proposed rulemaking show
projected visibility improvement for the 20 percent worst days in 2018
and no degradation in visibility conditions on the 20 percent best days
at all 16 of the mandatory Class I areas under the submitted 309 plan.
Finally, we do not agree with the commenter's characterization of
the GCVTC Report, which used the term ``comprehensive'' only in stating
the following: ``It is the intent of [the recommendation for an
incentive-based trading program] that [it] include as many source
categories and species of pollutants as is feasible and technically
defensible. This preference for a `comprehensive' market is based upon
the expectation that a comprehensive program would be more effective at
improving visibility and would yield more cost-effective emission
reduction strategies for the region as a whole.'' \2\
---------------------------------------------------------------------------
\2\ The Grand Canyon Visibility Transport Commission,
Recommendations for Improving Western Vistas at 32 (June 10, 1996).
---------------------------------------------------------------------------
It is apparent that the GCVTC recommended comprehensive source
coverage to optimize the market trading program. This does not
necessitate or even necessarily correlate with geographic
comprehensiveness as contemplated by the comment. We note that the
submitted backstop trading program does in fact comprehensively include
``many source categories,'' as may also be expected for any intrastate
trading program that any state could choose to develop and submit under
40 CFR 51.308(e)(2). As was stated in our proposal, section 51.309 does
not require the participation of a certain number of states to validate
its effectiveness.
Comment: The submitted 309 trading program is defective because the
pollutant reductions from participating states have little visibility
benefit in each other's Class I areas. The states that have submitted
309 SIPs are ``largely non-contiguous'' in terms of their physical
borders and their air shed impacts. Sulfate emissions from each of the
participating states have little effect on Class I areas in other
participating states.
Response: We disagree. The 309 program was designed to address
visibility impairment for the sixteen Class I areas on the Colorado
Plateau. New Mexico, Wyoming and Utah are identified as Transport
Region States because the GCVTC had determined they could impact the
Colorado Plateau class I areas. The submitted trading program has been
designed by these transport region states to satisfy their requirements
under 40 CFR 51.309 to address visibility impairment at the sixteen
Class I areas. The strategies in these plans are directed toward a
designated clean-air corridor that is defined by the placement of the
16 Class I areas, not the placement of state borders. ``Air sheds''
that do not relate to haze at these Class I areas or that relate to
other Class I areas are similarly not relevant to whether the
requirements for an approvable 309 trading program are met. As
applicable, any transport region state, with Class I areas not on the
Colorado Plateau, implementing the provisions of section 309 must also
separately demonstrate reasonable progress for any additional mandatory
Class I areas other than the 16 Class I areas located within the state.
See 40 CFR 51.309(g). More broadly, the state must submit a long-term
strategy to
[[Page 74359]]
address these additional Class I areas as well as those Class I areas
located outside the state, which may be affected by emissions from the
state. 40 CFR 51.309(g) and 51.308(d)(2). In developing long-term
strategies, the Transport Region States may take full credit for
visibility improvements that would be achieved through implementation
of the strategies required by 51.309(d). A state's satisfaction of the
requirements of 51.309(d), and specifically the requirement for
backstop trading program, is evaluated independently from whether a
state has satisfied the requirements of 51.309(g). In neither case,
however, does the approvability inquiry center on the location or
contiguousness of state borders.
Comment: The emission benchmark used in the submitted 309 trading
program is inaccurate. The ``better-than-BART'' demonstration needs to
analyze BART for each source subject to BART in order to evaluate the
alternative program. The submitted 309 trading program has no BART
analysis. The ``better-than-BART'' demonstration does not comply with
the regional haze regulations when it relies on the presumptive
SO2 emission rate of 0.15 lb/MMBtu for most coal-fired EGUs.
The presumptive SO2 limits are inappropriate because EPA has
elsewhere asserted that ``presumptive limits represented control
capabilities at the time the BART Rule was promulgated, and that [EPA]
expected that scrubber technology would continue to improve and control
costs would continue to decline.'' 77 FR 14614 (March 12, 2012).
Response: We disagree that the submitted 309 trading program
requires an analysis that determines BART for each source subject to
BART. Source specific BART determinations are not required to support
the better-than-BART demonstration when the ``alternative measure has
been designed to meet a requirement other than BART.'' See 40 CFR
51.308(e)(2)(i)(C). The requirements of Section 309 are meant to
implement the recommendations of the Grand Canyon Visibility Transport
Commission and are regulatory requirements ``other than BART'' that are
part of a long-term strategy to achieve reasonable progress. As such,
in its analysis, the State may assume emission reductions ``for similar
types of sources within a source category based on both source-specific
and category-wide information, as appropriate.'' See id. The 309 States
used this approach in developing their emission benchmark, and we view
it to be consistent with what we have previously stated regarding the
establishment of a BART benchmark. Specifically, we have explained that
states designing alternative programs to meet requirements other than
BART ``may use simplifying assumptions in establishing a BART benchmark
based on an analysis of what BART is likely to be for similar types of
sources within a source category.'' 71 FR 60619 (October 13, 2006).
We also previously stated that ``we believe that the presumptions
for EGUs in the BART guidelines should be used for comparisons to a
trading program or other alternative measure, unless the State
determines that such presumptions are not appropriate.'' Id. Our
reasoning for this has also long been clear. While EPA recognizes that
a case-by-case BART analysis may result in emission limits more
stringent than the presumptive limits, the presumptive limits are
reasonable and appropriate for use in assessing regional emissions
reductions for the better than BART demonstration. See 71 FR 60619
(``the presumptions represent a reasonable estimate of a stringent case
BART because they would be applied across the board to a wide variety
of units with varying impacts on visibility, at power plants of varying
size and distance from Class I areas''). The submitted SIP revisions
from the 309 states have accordingly and appropriately, followed our
advice that the presumptions for EGUs in the BART guidelines, generally
``should'' be used for comparisons to the trading program unless the
state determines otherwise.
EPA's expectation that scrubber technology would continue to
improve and that control costs would continue to decline is a basis for
not regarding presumptive limits as a default or safe harbor BART
determination when the BART Guidelines otherwise call for a complete,
case-by-case analysis. We believe it was reasonable for the developers
of the submitted trading program to use the presumptive limits for EGUs
in establishing the emission benchmark, particularly since the
methodology used to establish the emission benchmark was established
near in time to our promulgation of the presumptive limits as well as
our guidance that they should be used. We do not think the assumptions
used at the time the trading program was developed, including the use
of presumptive limits, were unreasonable. Moreover, the commenter has
not demonstrated how the use of presumptive limits as a simplifying
assumption at that time, or even now, would be flawed merely because
EPA expects that scrubber technology and costs will continue to
improve.
Comment: The presumptive SO2 emission rate overstates
actual emissions from sources that were included in the BART benchmark
calculation. In addition, states in the transport region have
established or proposed significantly more stringent BART limits for
SO2. Using actual SO2 emission data for EGUs,
SO2 emissions would be 130,601 tpy, not the benchmark of
141,859 tpy submitted in the 309 trading program. Using a combination
of actual emissions and unit-specific BART determinations, the
SO2 emissions would be lower still at 123,529 tpy. Finally,
the same data EPA relied on to support its determination that
reductions under the Cross State Air Pollution Rule are ``better-than-
BART'' would translate to SO2 emissions of 124,740 tpy.
These analyses show the BART benchmark is higher than actual
SO2 emissions reductions achievable through BART. It follows
that the submitted 309 trading program is flawed because it cannot be
deemed to achieve ``greater reasonable progress'' than BART.
Response: The BART benchmark calculation does not overstate
emissions because it was not intended to assess actual emissions at
BART subject sources nor was it intended to assess the control
capabilities of later installed controls. Instead, the presumptive
SO2 emission rate served as a necessary simplifying
assumption. When the states worked to develop the 309 trading program,
they could not be expected to anticipate the future elements of case-
by-case BART determinations made by other states (or EPA, in the case
of a BART determination through any federal implementation plan), nor
could they be expected to anticipate the details of later-installed
SO2 controls or the future application of enforceable
emission limits to those controls. The emissions projections by the
WRAP incorporated the best available information at the time from the
states, and utilized the appropriate methods and models to provide a
prediction of emissions from all source categories in this planning
period. In developing a profile of planning period emissions to support
each state's reasonable progress goals, as well as the submitted
trading program, it was recognized that the final control decisions by
all of the states were not yet complete, as decisions as they may
pertain to emissions from BART eligible sources. Therefore, we believe
it is appropriate that the analysis and demonstration is based on data
that was available to the states at the time they worked to construct
the SO2
[[Page 74360]]
trading program. The states did make appropriate adjustments based on
information that was available to them at the time. Notably, the WRAP
appropriately adjusted its use of the presumptive limits in the case of
Huntington Units 1 and 2 in Utah, because those units were already
subject to federally enforceable SO2 emission rates that
were lower than the presumptive rate. The use of actual emissions data
after the 2006 baseline is not relevant to the demonstration that has
been submitted.
Comment: SO2 emissions under the 309 trading program
would be equivalent to the SO2 emissions if presumptive BART
were applied to each BART-subject source. Because the reductions are
equivalent, the submitted 309 trading program does not show, by ``the
clear weight of the evidence,'' that the alternative measure will
result in greater reasonable progress than would be achieved by
requiring BART. In view of the reductions being equivalent, it is not
proper for EPA to rely on ``non-quantitative factors'' in finding that
the SO2 emissions trading program achieves greater
reasonable progress.
Response: We recognize that the 2018 SO2 milestone
equals the BART benchmark and that the benchmark generally utilized the
presumptive limits for EGUs, as was deemed appropriate by the states
who worked together to develop the trading program. If the
SO2 milestone is exceeded, the trading program will be
activated. Under this framework, sources that would otherwise be
subject to the trading program have incentives to make independent
reductions to avoid activation of the trading program. We cannot
discount that the 2003 309 SIP submittal may have already influenced
sources to upgrade their plants before any case-by-case BART
determination under Section 308 may have required it. In addition, the
trading program was designed to encourage early reductions by providing
extra allocations for sources that made reductions prior to the program
trigger year. Permitting authorities that would otherwise permit
increases in SO2 emissions for new sources would be equally
conscious of the potential impacts on the achievement of the milestone.
We note that the most recent emission report for the year 2010 shows a
35% reduction in emissions from 2003. The 309 trading program is
designed as a backstop such that sources would work to accomplish
emission reductions through 2018 that would be superior to the
milestone and the BART benchmark. If instead the backstop trading
program is triggered, the sources subject to the program would be
expected to make any reductions necessary to achieve the emission
levels consistent with each source's allocation. We do not believe that
the ``clear weight of the evidence'' determination referenced in 40 CFR
51.308(e)(2)(E)--in short, a determination that the alternative measure
of the 309 trading program achieves greater reasonable progress than
BART--should be understood to prohibit setting the SO2
milestone to equal the BART benchmark. Our determination that the 2018
SO2 milestone and other design features of the 309 SIP will
achieve greater reasonable progress than would be achieved through BART
is based on our understanding of how the SIP will promote and sustain
emission reductions of SO2 as measured against a milestone.
Sources will be actively mindful of the participating states' emissions
inventory and operating to avoid exceeding the milestone, not trying to
maximize their emissions to be equivalent to the milestone, as this
comment suggests. We note the 2018 milestone constitutes an emissions
cap that persists after 2018 unless the trading program can be replaced
via future SIP revisions submitted for EPA approval that will meet the
BART and reasonable progress requirements of 40 CFR 51.308. See 40 CFR
51.309(d)(4)(vi)(A).
Comment: In proposing to find that the SO2 trading
program achieves greater reasonable progress than BART, EPA's reliance
on the following features of the 309 trading program is flawed: non-
BART emission reductions, a cap on new growth, and a mass-based cap on
emissions. The reliance on non-BART emission reductions is ``a hollow
promise'' because there is no evidence that the trading program will be
triggered for other particular emission sources, and if the program is
never triggered there will be no emission reductions from smaller non-
BART sources. The reliance on a cap on future source emissions is also
faulty because there is no evidence the trading program will be
triggered, and thus the cap may never be implemented. Existing programs
that apply to new sources will already ensure that SO2
emissions from new sources are reduced to the maximum extent. EPA's
discussion of the advantages of a mass-based cap is unsupported and
cannot be justified. EPA wrongly states that a mass-based cap based on
actual emissions is more stringent than BART. There should not be a
meaningful gap between actual and allowable emissions under a proper
BART determination. A mass-based cap does not effectively limit
emissions when operating at lower loads and, as an annual cap, does not
have restrictive compliance averaging. EPA's argument implies that BART
limits do not apply during startup, shutdown or malfunction events,
which is not correct. The established mass-based cap would allow
sources to operate their SO2 controls less efficiently,
because some BART-subject EGUs already operate with lower emissions
than the presumptive SO2 emission rate of 0.15 lb/MMBtu and
because some EGUs were assumed to be operating at 85% capacity when
their capacity factor (and consequently their SO2 emissions
in tpy) was lower.
Response: We disagree that it is flawed to assess the benefits
found in the distinguishing features of the trading program. The
backstop trading program is not specifically designed so that it will
be activated. Instead, sources that are covered by the program are on
notice that it will be triggered if the regulatory milestones are not
achieved. Therefore, the backstop trading program would be expected to
garner reductions to avoid its activation. It also remains true that if
the trading program is activated, all sources subject to the program,
including smaller non-BART sources would be required to secure emission
reductions as may be necessary to meet their emission allocations under
the program.
We also disagree that the features of the 2018 milestone as a cap
on future source emissions and as a mass-based cap has no significance.
As detailed in our proposal, the submitted SIP is consistent with the
requirement that the 2018 milestone does indeed continue as an emission
cap for SO2 unless the milestones are replaced by a
different program approved by EPA as meeting the BART and reasonable
progress requirements under 51.308. Future visibility impairment is
prevented by capping emissions growth from those sources not eligible
under the BART requirements, BART sources, and from entirely new
sources in the region. The benefits of a milestone are therefore
functionally distinct from the control efficiency improvements that
could be gained at a limited number of BART subject sources. While
BART-subject sources may not be operating at 85% capacity today, we
believe the WRAP's use of the capacity assumption in consideration of
projected future energy demands in 2018 was reasonable for purposes of
the submitted demonstration. While BART requires BART subject sources
to operate SO2 controls efficiently, this does not mean that
an alternative to BART thereby
[[Page 74361]]
allows, encourages, or causes sources to operate their controls less
efficiently. On the contrary, we find that the SIP, consistent with the
well-considered 309 program requirements, functions to the contrary.
Sources will be operating their controls in consideration of the
milestone and they also remain subject to any other existing or future
requirements for operation of SO2 controls.
We also disagree with the commenter's contention that existing
programs are equivalent in effect to the emissions cap. EPA's new
source review programs are designed to permit, not cap, source growth,
so long as the national ambient air quality standards and other
requirements can be achieved. Moreover, we have not argued that BART
does not apply at all times or that emission reductions under the cap
are meant to function as emission limitations that are made to meet the
definition of BART (40 CFR 51.301). The better-than-BART demonstration
is not, as the comment would have it, based on issues of compliance
averaging or how a BART limit operates in practice at an individual
facility. Instead, it is based on whether the submitted SIP follows the
regulatory requirements for the demonstration and evidences
comparatively superior visibility improvements for the Class I areas it
is designed to address.
Comment: The submitted 309 SIP will not achieve greater reasonable
progress than would the requirement for BART on individual sources. The
BART program ``if adequately implemented'' will promote greater
reasonable progress, and EPA should require BART on all eligible air
pollution sources in the state. EPA's proposed approval of the 309
trading program is ``particularly problematic'' where the BART sources
cause or contribute to impairment at Class I areas which are not on the
Uniform Rate of Progress (URP) glide-path towards achieving natural
conditions. EPA should require revisions to provide for greater
SO2 reductions in the 309 program, or it should require BART
reductions on all sources subject to BART for SO2.
Response: We disagree with the issues discussed in this comment. As
discussed in other response to comments, we have found that the state's
SIP submitted under the 309 program will achieve greater reasonable
progress than source-by-source BART. As the regulations housed within
section 309 make clear, states have an opportunity to submit regional
haze SIPs that provide an alternative to source-by-source BART
requirements. Therefore, the commenter's assertion that we should
require BART on all eligible air pollution sources in the state is
fundamentally misplaced. The commenter's use of the URP as a test that
should apparently be applied to the adequacy of the 309 trading program
as a BART alternative is also misplaced, as there is no requirement in
the regional haze rule to do so.
Comment: The 309 trading program must be disapproved because it
does not provide for ``steady and continuing emissions reductions
through 2018'' as required by 40 CFR 51.309(d)(4)(ii). The program
establishes its reductions through milestones that are set at three-
year intervals. It would be arbitrary and capricious to conclude these
reductions are ``steady'' or ``continuous.''
Response: We disagree and find that the reductions required at each
milestone demonstrate steady and continuing emissions reductions. The
milestones do this by requiring regular decreases. These decreases
occur in intervals ranging from one to three years and include
administrative evaluation periods with the possibility of downward
adjustments of the milestone, if warranted. The interval under which
``steady and continuing emissions reductions through 2018'' must occur
is not defined in the regional haze rule. We find the milestone
schedule and the remainder of the trading program submitted by Utah
does in fact reasonably provide for ``steady and continuing emissions
reductions through 2018.''
Comment: The WRAP attempts to justify the SO2 trading
program because SO2 emissions have decreased in the three
transport region states relying on the alternative program by 33%
between 1990-2000. The justification fails because the reductions were
made prior to the regional haze rule. The reliance on reductions that
predate the regional haze rule violates the requirement of 40 CFR
51.308(e)(2)(iv) that BART alternatives provide emission reductions
that are ``surplus'' to those resulting from programs implemented to
meet other CAA requirements.
Response: We did not focus on the WRAP's discussion of early
emission reductions in our proposal. However, we do not understand
commenters claim or agree with this comment. The WRAP's statements
regarding past air quality improvements are not contrary to the
requirement that reductions under a trading program be surplus.
Instead, the WRAP was noting that forward-planning sources had already
pursued emission reductions that could be partially credited to the
design of the 309 SIP. We note that the most recent emission report for
the year 2010 shows a 35% reduction in emissions from 2003. Sources
that make early reductions prior to the program trigger year may
acquire extra allocations should the program be triggered. This is an
additional characteristic feature of the backstop trading program that
suggests benefits that would be realized even without triggering of the
program itself. The surplus emission reduction requirement for the
trading program is not an issue, because the existence of surplus
reductions is studied against other reductions that are realized ``as
of baseline date of the SIP.'' The 1990-2000 period plainly falls
earlier than the baseline date of the SIP, so we disagree that the
WRAP's discussion of that period was problematic or violates 40 CFR
51.308(e)(2)(iv), regarding surplus reductions.
Comment: EPA must correct discrepancies between the data presented
in the 309 SIPs.\3\ There are discrepancies in what has been presented
as the results of WRAP photochemical modeling. The New Mexico regional
haze SIP proposal shows, for example, that the 20% worst days at Grand
Canyon National Park have visibility impairment of 11.1 deciviews,
while the other proposals show 11.3 deciviews. The discrepancy appears
to be due to the submittals being based on different modeling scenarios
developed by the WRAP. EPA must explain and correct the discrepancies
and ``re-notice'' a new proposed rule containing the correct
information.
---------------------------------------------------------------------------
\3\ This particular comment was not submitted in response to the
proposal to approve Albuquerque's 309 trading program, the earliest
published proposal. It was consistently submitted in the comment
periods for the proposals to approve the 309 trading programs for
NM, WY and UT, which were later in time.
---------------------------------------------------------------------------
Response: We agree that there are discrepancies in the numbers in
Table 1 of the notices. The third column of the table below shows the
modeling results presented in Table 1 of the Albuquerque, Wyoming and
Utah proposals. The modeling results in the New Mexico proposal Table 1
are shown in the fourth column. The discrepancies come from New Mexico
using different preliminary reasonable progress cases developed by the
WRAP. The Wyoming, Utah and Albuquerque proposed notices incorrectly
identify the Preliminary Reasonable Progress (PRP) case as the PRP18b
emission inventory instead of correctly identifying the presented data
as modeled visibility based on the ``PRP18a'' emission inventory. The
PRP18a emission inventory is a predicted 2018 emission inventory with
[[Page 74362]]
all known and expected controls as of March 2007. The preliminary
reasonable progress case (``PRP18b'') used by New Mexico is the more
updated version produced by the WRAP with all known and expected
controls as of March 2009. Thus, we are correcting Table 1, column 5 in
the Wyoming, Utah and Albuquerque of our proposed notices to include
model results from the PRP18b emission inventory, consistent with the
New Mexico proposed notice and the fourth column in the table below. We
are also correcting the description of the Preliminary Reasonable
Progress Case (referred to as the PRP18b emission inventory and modeled
projections) to reflect that this emission inventory includes all
controls ``on the books'' as of March 2009.
----------------------------------------------------------------------------------------------------------------
2018 Preliminary 2018 Preliminary
reasonable reasonable
Class I area State progress PRP18a progress PRP18b
case (deciview) case (deciview)
----------------------------------------------------------------------------------------------------------------
Grand Canyon National Park.................... AZ 11.3 11.1
Mount Baldy Wilderness........................ AZ 11.4 11.5
Petrified Forest National Park................ AZ 12.9 12.8
Sycamore Canyon Wilderness.................... AZ 15.1 15.0
Black Canyon of the Gunnison National Park CO 9.9 9.8
Wilderness.
Flat Tops Wilderness.......................... CO 9.0 9.0
Maroon Bells Wilderness....................... CO 9.0 9.0
Mesa Verde National Park...................... CO 12.6 12.5
Weminuche Wilderness.......................... CO 9.9 9.8
West Elk Wilderness........................... CO 9.0 9.0
San Pedro Parks Wilderness.................... NM 9.8 9.8
Arches National Park.......................... UT 10.9 10.7
Bryce Canyon National Park.................... UT 11.2 11.1
Canyonlands National Park..................... UT 10.9 10.7
Capitol Reef National Park.................... UT 10.5 10.4
Zion National Park............................ UT 13.0 12.8
----------------------------------------------------------------------------------------------------------------
We are not re-noticing our proposed rulemaking as the discrepancies
do not change our proposed conclusion that the SIP submitted by Utah
contains reasonable projections of the visibility improvements expected
at the 16 Class I areas at issue. The PRP18a modeling results show
projected visibility improvement for the 20 percent worst days from the
baseline period to 2018. The PRP18b modeling results show either the
same or additional visibility improvement on the 20 percent worst days
beyond the PRP18a modeling results. We also note there are two
discrepancies in New Mexico's Table 1, column four compared to the
other participating States' notices. The 2018 base case visibility
projection in the New Mexico proposed notice for Black Canyon of the
Gunnison National Park Wilderness and Weminuche Wilderness should be
corrected to read 10.1 deciview rather than 10.0. Notwithstanding the
discrepancies described above, we believe that Utah's SIP adequately
project the improvement in visibility for purposes of Section 309.
B. Legal Issues
Comment: EPA informally announced in the section 114 request letter
that it had already decided, before publishing the partial disapproval,
to reject certain parts of the Utah regional haze SIP.\4\ EPA also
concluded, before publishing the partial disapproval that Utah had
improperly failed to submit a five-factor BART analysis for the
PacifiCorp units as part of the Utah SIP. PacifiCorp believes that
EPA's actions have prejudiced the process for properly considering the
issues that EPA raised in the partial disapproval.
---------------------------------------------------------------------------
\4\ See letter dated October 20, 2011 from Stephen Tuber,
Assistant Regional Administrator, EPA Region 8, to Cathy Woollums,
MidAmerican Energy Holdings Company included in the docket.
---------------------------------------------------------------------------
Response: We disagree with this comment. Contrary to commenter's
assertions, EPA's October 20, 2011 letter to PacifiCorp ``noted that
the SIP did not contain analyses for the sources determined by the
state to be subject-to-BART''. Therefore, the letter did not contain
EPA conclusions, we requested the information from PacifiCorp, as
explained in the letter relying on our authority under section 114(a)
of the CAA to assist in ``the development of, or in reviewing, a
regional haze SIP,'' in developing a Federal Implementation Plan (FIP),
or ``in carrying out the other responsibilities or actions under the
CAA''.
1. EPA Authority
Comment: We received comments that courts have consistently held
that states are primarily responsible for SIP development and that
EPA's role is ministerial. One commenter went on to point out that
recently, the Fifth Circuit Court of Appeals described the federal and
state roles: ``The [Clean Air] Act assigns responsibility to the EPA
for identifying air pollutants and establishing National Ambient Air
Quality Standards (NAAQS). 42 U.S.C. 7408-7409. The states, by
contrast, bear the primary responsibility for implementing those
standards * * *. To implement the NAAQS, the states must adopt and
administer State Implementation Plans (SIPs) that meet certain
statutory criteria. Sec. 7410. The states have wide discretion in
formulating their plans.'' Luminant Generation Co. v. EPA, 675 F.3d
917, 921 (5th Cir. 2012) (citations and quotations omitted); see also
Train v. Natural Resources Defense Council, 421 U.S. 60, 78 (``Congress
intended the States to retain [a] significant degree of control over
the manner in which they attain and maintain national standards.'')
Commenters asserted that EPA's partial disapproval fails to account
for the significant discretion granted to Utah under the CAA.
Commenters pointed out that based on the language in the CAA, the RHR,
EPA's own guidance, and case law; the states have significant
discretion when creating their regional haze SIPs, and EPA failed to
properly account for that discretion in analyzing the Utah regional
haze SIP.
Response: Congress crafted the CAA to provide for states to take
the lead in developing implementation plans, but balanced that decision
by requiring EPA to review the plans to determine whether a SIP meets
the requirements of
[[Page 74363]]
the CAA. EPA has the authority to disapprove a SIP if it doesn't meet
with minimum requirements. Our action today is consistent with the
statute.
Our action does not contradict the Supreme Court's decision in
Train. States have significant responsibilities in implementation of
the CAA and meeting the requirements of the RHR. We recognize that
states have the primary responsibility of drafting an implementation
plan to address the requirements of the CAA Visibility Program. We also
recognize that we have the responsibility of ensuring that the state
plans, including RH SIPs, conform to the CAA requirements. We cannot
approve a RH SIP that fails to address the BART requirements.
Our action in large part approves the RH SIP submitted by Utah. The
disapproval is not intended to encroach on state authority. This action
is only intended to ensure that CAA requirements are satisfied using
our authority under the CAA.
2. Presumptive Limits
Comment: We received numerous comments that EPA's proposed
disapproval of Utah's BART determinations and ``EPA's RH FIP'' is
improper because the BART units are meeting the presumptive limits in
the BART guidelines based on the installation of combustion controls.
Commenters went to assert that the BART Guidelines only require the
installation of low NOX burners (LNBs) with overfire air
(OFA) and that EPA determined in the guidelines that SCR was generally
not cost-effective for BART. One commenter noted that EPA has
completely ignored the presumptive BART limits in our proposed action
and that this is contrary to the express requirements in both the RHR
and the BART Rule. The commenter goes on to say that EPA's attempt to
completely ignore the presumptive BART limits makes the presumptive
BART limits meaningless and this is contrary to the requirements of the
CAA and the clear intent of the BART Rule. Commenters asserted that the
BART rule on its face, shows that an alternative analysis is required
only when a source cannot meet the presumptive limits, and that while a
state may choose to establish a limit that is more stringent than the
BART limit, there is nothing in the BART rule that would require a
state to do so.
Commenters asserted that EPA adopted the presumptive BART limits to
establish the specific control levels required for EGUs. Commenters
point out that EPA has not repealed the presumptive limits from the
promulgated BART rule, but in this action EPA does not acknowledge the
existence of the presumptive limits, as if the presumptive BART limits
were no longer a binding regulation. Instead, commenters pointed out
that EPA focused on the five-factor analysis and ignores the
presumptive limits. Commenters argued that unless and until EPA goes
through notice and comment rulemaking to remove the presumptive
emissions limits and establish other requirements consistent with the
CAA, then EPA must approve a state's BART determination that meets the
presumptive regulatory limits.
One commenter went on to say that as the Utah 2008 regional haze
SIP explains, ``[t]he technical analysis conducted by EPA to determine
presumptive BART limits for SO2 and NOX is in
effect a BART determination analysis for 419 EGUs including Hunter
Units 1 and 2 and Huntington Units 1 and 2.'' The commenter asserted
that Utah then followed what EPA had done in developing Appendix Y and
thus did a five-factor analysis. Because EPA found presumptive BART
controls for PacifiCorp's Units to be ``cost effective'' and to provide
a ``substantial degree of visibility improvement,'' the commenter
stated it is evident that two key elements of the five-factor test are
met.
Response: We disagree with the commenters. First, for each source
subject to BART, the RHR, at 40 CFR 51.308(e)(1)(ii)(A), requires that
states identify the level of control representing BART after
considering the factors set out in CAA section 169A(g), as follows:
``States must identify the best system of continuous emission control
technology for each source subject to BART taking into account the
technology available, the costs of compliance, the energy and non-air
quality environmental impacts of compliance, any pollution control
equipment in use at the source, the remaining useful life of the
source, and the degree of visibility improvement that may be expected
from available control technology.'' 70 FR 39158. In other words, the
presumptive BART limits do not obviate the need to identify the best
system of continuous emission control technology on a case-by-case
basis considering the five factors. A state may not simply ``stop'' its
evaluation of potential control levels at a slightly lower limit than
the presumptive level of control if more stringent control technologies
or limits are technically feasible. We do not read the BART guidelines
in appendix Y to contradict the requirement in our regulations to
determine ``the degree of reduction achievable through the application
of the best system of continuous emission reduction'' ``on a case-by-
case basis,'' considering the five factors. 40 CFR 51.301 (definition
of Best Available Retrofit Technology); 40 CFR 51.308(e).
Also, our position is supported by the following language in our
BART guidelines: ``While these levels may represent current control
capabilities, we expect that scrubber technology will continue to
improve and control costs continue to decline. You should be sure to
consider the level of control that is currently best achievable at the
time that you are conducting your BART analysis.'' 70 FR 39171.
While the presumptive limits are meaningful as indicating a level
of control that EPA generally considered achievable and cost effective
at the time it adopted the BART guidelines in 2005, mere consideration
of the presumptive limits does not eliminate the state's obligation to
consider each of the five statutory factors in section 169A. As we
wrote in our proposal, ``[t]he presumptive limits accordingly are the
starting point in a BART determination * * * unless the state
determines that the general assumptions underlying EPA's analysis are
not applicable in a particular case.'' 77 FR 28841. Nothing in the
State's record supports such a conclusion. Finally, our proposed notice
did not contain a FIP.
3. Compliance With the Requirements of 40 CFR 51.308
Comment: In its proposed partial disapproval, EPA stated that
``neither the State nor PacifiCorp have completed a BART analysis that
considers the statutory factors under 40 CFR 51.308(e)(1)(ii)(A),'' and
that the requirement to conduct this analysis ``is found in section
51.308(e)(1)(ii)(A) of the RHR,'' However, as set forth below, EPA's
reliance upon section 51.308 is misplaced.
EPA's RHR provides two regulatory paths to address regional haze.
By meeting the requirements under 40 CFR 51.309, states are making
reasonable progress toward the national goal of achieving natural
visibility conditions for the 16 Class I areas on the Colorado Plateau.
Utah submitted its regional haze SIP under section 51.309. Therefore,
the requirements of section 51.308 only apply to the extent required by
section 51.309.
Importantly, PM and NOX emissions and controls under
section 51.309 are treated differently than PM and NOX
emissions and controls under section 51.308, primarily because these
emissions have a significantly smaller impact on visibility on the
Colorado Plateau. WRAP has estimated ``that
[[Page 74364]]
stationary source emissions of PM probably cause less than 2 percent of
the region's visibility impairment, whereas stationary source
NOX emissions result in nitrates that probably cause about 2
to 5 percent of the impairment on the Colorado Plateau.'' See
``Stationary Source NOX and PM Emissions in the WRAP Region:
An Initial Assessment of Emissions, Controls, and Air Quality
Impacts,'' October 1, 2003, at 1--3.13. Several illustrations in the
WRAP NOX report show that nitrate emissions have very little
impact on Class I areas in or near Utah and Wyoming. The WRAP report
also explains that ``controls on point source emissions of
NOX and PM will have a relatively limited effect on
visibility in much of the West, all else being equal.''
Section 51.309 understandably is intended to focus on
SO2 due to the greater visibility impact. Indeed, the GCVTC
and WRAP focused their efforts primarily on sulfur dioxide emissions
because the research indicated this pollutant had the greatest impact
on visibility. The partial disapproval acknowledges that Utah has
complied with the Section 51.309's SO2 requirements and made
great progress towards improving and protecting visibility as a result.
For all of these reasons, section 51.309 takes a different approach to
PM and NOX emissions than does section 51.308, placing much
less emphasis on the need for significant reductions in PM and
NOX emissions and instead focusing almost all attention and
resources in the western U.S. on reducing SO2 emissions.
As a result of the lesser emphasis in section 51.309 on PM and
NOX emissions, section 51.309(d)(4)(vii) states that a
regional haze SIP ``must contain any necessary long-term strategies and
BART requirements for stationary source PM and NOX
emissions.'' Section 51.308, by contrast, does not contain a similar
``necessary'' threshold for BART. In other words, if a BART requirement
is not ``necessary'' for a section 51.309 state, such as Utah, to make
``reasonable progress,'' then it is not required as part of the
regional haze SIP. EPA's partial disapproval fails to acknowledge the
importance of the ''necessary'' threshold in its own rules, and fails
to identify how Utah's BART determinations do not meet this
``necessary'' threshold.
Response: We disagree with the comment. As explained in our
proposed rulemaking for Section 51.309(d)(4)(viii) we explained that
the provision ``is intended to clarify that if EPA determines that the
SO2 emission reductions milestones and backstop trading
program submitted in the Section 51.309 SIP makes greater reasonable
progress than BART for SO2, this will not constitute a
determination that BART for PM or NOX is satisfied for any
sources which would otherwise be subject to BART for those pollutants''
(emphasis added). 70 FR 44169 (Aug. 1, 2005). EPA does not interpret
this statement to mean that there are different BART requirements for
Section 308 and 308 RH SIPs. EPA's proposed rulemaking made no finding
that BART determinations conducted for a state submitting a RH SIP
under Section 51.309 should be conducted any differently than a state
submitting a RH FIP under only Section 308. The use of the word
``necessary'' in Section 51.309(d)(4)(viii) was to explain that some
states may have BART NOx emission limitations, while others may not. As
already explained elsewhere in our proposal on the Utah SIP and our
response to other comments, Utah did not conduct a proper evaluation of
the five statutory factors, as required by 40 CFR 51.308(e)(1)(ii)(A)
and section 169A(g) of the CAA.
EPA also disagrees with commenter's assertion that a BART
submission is discretionary. 30 CFR 51.309(d)(4)(viii) is clear in that
the implementation plan ``must'' contain BART requirements. The
proposed regional haze rulemaking explained that the provision that
provides that ``[a]ny such BART provisions may be submitted pursuant to
either Sec. 51.308(e)(1) or 51.308(e)(2),'' was included to ``allow
States the flexibility to address these BART provisions either on a
source-by-source basis under Section 51.308(e)(1), or through an
alternative strategy under Section 51.308(e)(2).'' 70 FR 44169 (August
1, 2005).
Moreover, EPA's proposed regional haze rule made clear that ``[i]n
limited circumstances, it may be possible for a State to demonstrate
that an alternative program which controls only emissions from
SO2 could achieve greater visibility improvement than
application of source-specific BART controls on emissions of
SO2, NOX and/or PM. We nevertheless believe that
such a showing will be quite difficult to make in most geographic
areas, given that controls on SO2 emissions alone in most
cases will result in increased formation of ammonium nitrate
particles.'' 70 FR 44169 (Aug. 1, 2005). Utah's RH SIP does not include
a demonstration that the backstop SO2 trading program under
Section 51.309 achieves greater visibility improvement than application
of source-specific PM BART controls. Therefore, Utah's Section 51.309
SIP does not provide the adequate level of visibility improvement to
meet the BART requirements.
Comment: Utah was not required to comply with subsection
51.308(e)(1)(ii)(A) because it had complied with subsection
51.308(e)(l)(ii)(B). Subsection 51.308(e)(1) provides, ``To address the
requirements for BART, the State must submit an implementation plan
containing the following plan elements and include documentation for
all required analyses.'' One of these elements is a ``determination of
BART for each BART-eligible source,'' which may be ``based on an
analysis'' of the five-factor test, Sec. 51.308(e)(1)(ii)(A), or, in
the case of ``fossil-fuel fired power plants having a total generating
capacity greater than 750 megawatts,'' ``must be made pursuant to the
guidelines in appendix Y of this part,'' Sec. 51.308(e)(l)(ii)(B).
Because Utah's regional haze SIP properly relied on Appendix Y, and
thus satisfied subsection (B), it was incorrect for EPA to reject
Utah's analysis as not complying with subsection (A).
Response: We disagree with this comment. The State must comply at
all times with the requirements of 40 CFR 51.308(e)(1)(ii)(A). In
addition, the State must comply with the requirements of 40 CFR
51.308(e)(1)(ii)(B) for sources that are greater than 750 MW. As we
have stated in our proposed notice and elsewhere in our response to
comments, the State did not perform an analysis pursuant to the five
factors required by the RHR and BART Guidelines, thus the State's SIP
does not meet the requirements of 40 CFR 51.308(e)(1)(ii)(A) or 40 CFR
51.308(e)(1)(ii)(B).
4. Utah's Permitting Process
Comment: EPA is overlooking how Utah's permitting program supports
the decisions it made in Utah's regional haze SIP. In this instance,
EPA's comment disregards the review that Utah completed through its new
source review (NSR) program. That review established the emission
limits and monitoring, recordkeeping, and reporting (MRR) requirements
for NOX and PM.
The notice of intent (NOI) for the pollution control project at
Huntington Unit 2 was submitted in October 2004 and the approval order
(AO) was issued in 2005. Because all four BART eligible units are
essentially identical,\5\ this AO established the requirements that
were used for all four units. The NOI for the pollution control
projects at Hunter
[[Page 74365]]
Units 1 and 2 was submitted in June 2006 and the AO was issued in
April, 2008. The NOI for the pollution control project at Huntington
Unit 1 was submitted in April 2008 and the AO issued in August 2009.
---------------------------------------------------------------------------
\5\ The four units are PacifiCorp Hunter Units 1 and 2 and
Huntington Units 1 and 2.
---------------------------------------------------------------------------
When BART was evaluated for NOX in the 2008 SIP, Utah
relied on the technical review that had been completed through the NSR
program to justify the emission limits and MRR requirements in the AO.
These limits were then evaluated to determine whether the existing
controls satisfied the requirement for BART. Utah, in its regional haze
SIP, determined that the existing controls met the BART requirement,
and therefore no additional controls were required. It is a complete
misrepresentation of the extensive process Utah undertook to say that
the State determined the BART limit without any analysis.
Response: We disagree with this comment. While Utah may have
considered BART controls through its NSR permitting program, as we have
pointed out in our proposed notice and in our responses above, the
State did not perform the required five-factor BART analysis pursuant
to 40 CFR 51.308(e)(1).
5. Enforceability of BART Emission Limits
Comment: The applicable requirements in the AOs for the Hunter and
Huntington plants have been incorporated into the operating permits for
these plants under authority of R307-415. The operating permit program
was designed to ensure that applicable requirements are clear and are
enforceable. A source that violates one or more enforceable permit
conditions is subject to an enforcement action including, but not
limited to, penalties and corrective action. Enforcement actions may be
initiated by the local permitting authority, EPA or, in many cases,
through citizen suits.
Utah's operating permit rule requires detailed monitoring,
reporting, and recordkeeping (MRR) (see R307-415-6a(3)) to ensure that
all emission limits are practically enforceable. If MRR provisions are
changed in the AO, the operating permit rules provide a backstop to
ensure that appropriate MRR occurs for each emission limit. R307-415-8,
Permit Review by EPA and Affected States, describes the process by
which EPA may veto the operating permit: ``If EPA objects to the
issuance of a permit in writing within 45 days of receipt of the
proposed permit and all necessary supporting information, then the
Executive Secretary shall not issue the permit. If the Executive
Secretary fails, within 90 days after the date of an objection by EPA,
to revise and submit a proposed permit in response to the objection,
EPA may issue or deny the permit in accordance with the requirements of
the Federal program promulgated under Title V of the Act. R307-415-
8(3).''
In disapproving Utah's regional haze SIP because ``EPA does not
consider operating permit conditions adequate to meet the MRR and
enforceability requirement'', EPA is thwarting the purpose of the Title
V program, as enacted under the 1990 Amendments to the CAA. Taking
EPA's position would require a SIP revision when an individual source
desires to make a change to its AO and Title V permit. The drafters of
the 1990 Amendments thought otherwise: ``The concept behind this new
[Title V] permit program is to minimize, if not eliminate, the degree
to which decisions relating to individual major sources require SIP
actions. Individual source issues should be resolved in the permit
process, consistent with the SIP. EPA must avoid duplication between
the SIP and permit processes.'' Utah's rule is consistent with the
purpose of Title V as enacted in the 1990 Amendments to the CAA and
with Part 70 rules adopted there under. Moreover, if there are
inadequate monitoring requirements in a source's Title V permit, the
State, consistent with 40 CFR 70.6(c)(1), may supplement those
requirements to rectify the inadequacy. Sierra Club v. EPA, 536 F.3d
675, 680 (D.C. Cir. 2008).
EPA is attempting to do through its partial disapproval of Utah's
SIP what the D.C. Court of Appeals struck down in Sierra Club. After
reversing course numerous times, in 2006 EPA adopted Part 70 rules
prohibiting state and local authorities from supplementing inadequate
monitoring requirements; instead EPA proposed to remedy such
inadequacies by undertaking a ``programmatic'' strategy. See 71 FR
75422 (Dec. 15, 2006). At the same time as EPA announced its
prohibition, it failed to correct monitoring deficiencies in Title V
permits through a programmatic fix, which resulted in thousands of
Title V permits containing inadequate monitoring requirements. In
Sierra Club, the Court held ``if Congress meant that potentially
thousands of permits could be issued without adequate monitoring
requirements then it would not have said `each permit shall set forth
monitoring requirements to assure compliance with the permit terms and
conditions.'' Sierra Club, 535 F.3d at 678 (citing 42 U.S.C. 7661c(c).
The Court concluded that permitting authorities may supplement
inadequate monitoring requirements. Id.
EPA has ample means of federally enforcing whether the four EGUs in
Utah either now or in the future abide by adequate MMR requirements
through EPA's Title V authority and through Utah's other air permitting
program. EPA should not resort to imposing draconian requirements on
the State's SIP program and making the State's permit program
practically unworkable by insisting that MRR requirements be contained
in the regional haze SIP.
Response: EPA disagrees with this comment. EPA's approach in this
action is entirely consistent with section 169A(b)(2) which, as we
wrote when we promulgated the BART Guidelines, ``provides that EPA must
require SIPs to contain emission limits, schedules of compliance, and
other measures as may be necessary to make reasonable progress towards
meeting the goal'' (emphasis added). 70 FR 39120 (July 6, 2005). The
regulations require that the states ``must submit an implementation
plan containing emission limitations representing BART.'' 40 CFR
51.308(e). The Guidelines require that states ``must establish an
enforceable emission limit for each subject emission unit at the source
and for each pollutant subject to review that is emitted from the
source.'' 70 FR 39172 (July 6, 2005). CAA section 110(a)(2) also
requires that SIPs shall ``include enforceable emission limitations.''
Furthermore, Appendix V to 40 CFR part 51 sets forth the minimum
criteria for determining whether a state implementation plan submitted
for consideration by EPA is an official submission for purposes of
review. The Appendix V criteria include ``[e]vidence that the plan
contains emission limitations, work practice standards and
recordkeeping/reporting requirements, where necessary, to ensure
emission levels'' and ``[c]ompliance/enforcement strategies, including
how compliance will be determined in practice''. Appendix V, Sections
2.2(g) and (h). Therefore, EPA disagrees that the use of title V
permits to implement the MRR necessary to ensure compliance with BART
emission limitations is adequate under the Clean Air Act.
While the commenter suggests the title V permit program replaces
SIP requirements, this simply is not the case. In fact, the
Congressional Report cited by the commenter is clear that while the
title V permit program provides for ``harmonization'' of the Clean Air
Act requirements, ``title V does not change, and gives EPA no authority
to modify, the substantive provisions of these other titles.''
[[Page 74366]]
CONFERENCE REPORT ON--CLEAN AIR ACT AMENDMENTS, 136 Cong. Rec. E3673-
01, 1990 WL 206959.
Finally, the Sierra Club case cited by the commenter in support of
its contentions did not involve challenges to SIP monitoring
requirements and therefore is not applicable here. The commenter's
claim that title V permits are adequate to meet SIP and regional haze
statutory and regulatory requirements is unfounded and not supported by
the case law cited or the CAA.
Comment: Utah's SIP and the permits that are issued under that plan
are enforceable under state law and become federally enforceable when
EPA approves the plan and incorporates it into 40 CFR part 52, Subpart
TT.
In addition to a federally enforceable SIP, AOs issued by the State
are also federally enforceable. AOs become federally enforceable
through R307-401 Permits: New and Modified Sources, and R307-405
Permits: Major Sources in Attainment or Unclassified Areas (PSD), when
those rules are approved by EPA as part of Utah's SIP and codified in
40 CFR 52.2320 and 40 CFR 52.2346. Region 8's Web site recognizes the
role that state permits play in the SIP process: ``SIPs contain state
air regulations that, for example, allow states to permit the
construction and operation of stationary sources, establish specific
requirements for categories of stationary sources, and identify open
burning requirements.''
AOs issued by the State under authority of R307-401 and R307-405 to
the Hunter and Huntington plants, including provisions to make the
pollution control projects enforceable, contain enforceable emission
limits for NOX and PM, as well as MRR requirements to ensure
that the emission limits are continuously met. EPA has discretion to
federally enforce the provisions of these AOs under authority of the
federally approved Utah SIP. There is no doubt that such AOs are
federally enforceable, as evidenced by lawsuits brought previously by
EPA against other sources in Utah.
Commenters also explain that Utah's NSR program for major and minor
sources is part of the federally approved SIP. If PacifiCorp seeks to
relax or modify the emission limitations in the AOs for the Hunter or
Huntington plants at some point in the future, the company would be
required to obtain a new AO and apply BACT under either Utah's major
source (R307-405) or minor source (R307-401) rules. A modification may
potentially trigger other requirements. As has been evident throughout
the federal CAA programs that EPA has delegated to Utah, there are
substantial federally enforceable requirements in the broad air program
in Utah to ensure that the emission reductions achieved through the
pollution control projects are maintained (through state or federal
enforcement if necessary) into the future. If the emission limits in
the AO were revised in the future, EPA has the opportunity to review
the changes and provide comments through the NSR process. EPA could
then veto the operating permit in the unlikely circumstance that the
emission limits for NOX or PM became less stringent.
Commenters also suggest that EPA has proposed to disapprove the
BART determination for NOX and PM in part because EPA
believes that the emission limits and MRR requirements in the AOs and
operating permits are not federally enforceable enough. It is not clear
what additional enforcement action EPA would take due to a violation of
a SIP condition versus a violation of a permit condition.
Response: We disagree. See our response above. EPA does not have
the option of approving a RH SIP where BART emission limits are
implemented only through construction or operating permits.
Comment: We received a comment that the BART emission limits must
be included in the Utah SIP and be fully enforceable and that the
commenter supported EPA's disapproval of the Utah regional haze SIP
because it ``does not contain provisions necessary to make BART limits
practically enforceable as required by section 110(a)(2) of the CAA and
Appendix V to part 51.'' The commenter went on to say that the BART
emission limits must be permanent, unalterable, and federally
enforceable by both EPA and citizens.
Response: As our proposed notice and responses above indicate, we
agree with the commenter on the need for the BART emission limits to be
included in the SIP along with appropriate MRR requirements. Although
we are not approving any BART determinations in this action, when Utah
submits revised BART determinations, the State must include provisions
in the SIP to make the emission limits federally enforceable.
C. Applicability of the BART Guidelines
Comment: We received comments that EPA made a mistake when it said
in its proposal that because the PacifiCorp units have a 430 MW
generating capacity, the State is not required to follow the BART
Guidelines in making BART determinations for the units. Commenters went
on to say that applicability of the BART guidelines is determined by
the total generating capacity of the fossil fuel fired electric
generating plant, not the size of the individual units. Commenters went
on to say that the total generating capacity of the two units subject
to BART at each facility is 960 MW, and as such, the total generating
capacity of the Hunter and Huntington power plants both exceed the 750
MW trigger for applicability of the BART guidelines.
Response: We agree with this comment. EPA erred by stating that the
State is not required to follow the BART Guidelines in making BART
determinations for these units. Because of the generating capacity for
the EGUs is above 750 MW, the State must follow the BART Guidelines
when making its BART determinations. 70 FR 39158 (July 6, 2005).
D. PM BART
Comment: We received numerous comments that Utah relied on the BART
regulations when making its PM BART determinations for these Units.
Commenters pointed out that EPA acknowledges in the proposed rule,
``[t]here are no presumptive limits established for PM.'' With there
being no presumptive limit for PM, commenters state that Utah undertook
its own analysis and reasonably determined that the PM limit for the
Hunter and Huntington Units is the current operating permit level of
0.015.\6\
---------------------------------------------------------------------------
\6\ In comments from the State, the State recognized that the
emission rates listed in the SIP for PM for all four BART units of
0.05 lb/MMBtu were incorrect. The correct limits are 0.015 lb/MMBtu
(30-day rolling average).
---------------------------------------------------------------------------
Commenters asserted that because Utah determined that PM BART for
the Hunter and Huntington units is the installation and operation of
fabric filter baghouses, which is the most stringent PM control
technology for EGUs, the State did not have to complete a comprehensive
five-factor analysis.
One commenter asserted that EPA's position is in derogation of
Executive Order 13563. In January 2011, President Obama signed
Executive Order 13563--Improving Regulation and Regulatory Review. The
commenter went on to say that the President described the goals of this
order in an op-ed article published in the Wall Street Journal: ``This
order requires that federal agencies ensure that regulations protect
our safety, health and environment while promoting economic growth * *
*. Where necessary, we won't shy away from addressing obvious gaps: new
safety rules for infant formula; procedures to stop preventable
infections in hospitals; efforts to target
[[Page 74367]]
chronic violators of workplace safety laws. But we are also making it
our mission to root out regulations that conflict, that are not worth
the cost, or that are just plain dumb * * *. We're also getting rid of
absurd and unnecessary paperwork requirements that waste time and
money. We're looking at the system as a whole to make sure we avoid
excessive, inconsistent and redundant regulation.'' The commenter
concluded that EPA should recognize that any further analysis of PM is
``absurd and unnecessary paperwork'' that is irrational, as well as a
waste of time and money.
Response: The BART Guidelines state ``[i]f you find that a BART
source has controls already in place which are the most stringent
controls available (note that this means that all possible improvements
to any control devices have been made), then it is not necessary to
comprehensively complete each following step of the BART analysis in
this section. As long as these most stringent controls available are
made federally enforceable for the purpose of implementing BART for
that source, you may skip the remaining analyses in this section,
including the visibility analysis in step 5. Likewise, if a source
commits to a BART determination that consists of the most stringent
controls available, then there is no need to complete the remaining
analyses in this section.'' 70 FR 39165 (July 6, 2005). While we agree
that baghouses may well be the most stringent control equipment for
controlling PM emissions, the State has not provided a demonstration
that the BART PM emission limits at the Utah BART sources represent the
most stringent controls. Thus, it may be possible for the State to
provide an abbreviated BART determination for PM if it can demonstrate
that the emission limits represent the most stringent level of control.
E. General Comments on BART
Comment: EPA is aware that the State of Utah, in cooperation with
PacifiCorp, currently is conducting another five-factor BART analysis
for the Units identified in EPA's section 114 request dated October 20,
2011 (see footnote 4). Until that BART analysis is completed and the
results are incorporated into the Utah regional haze SIP, there is no
reason for EPA to continue processing the partial disapproval.
Therefore, EPA should ``withdraw its FIP''.
In that way, EPA can focus its resources on the upcoming Utah
regional haze SIP version that Utah has committed will contain the BART
analysis information EPA has requested be included. Until then,
continuing the administrative review process for the partial
disapproval is a waste of taxpayer funds and other resources.
Response: We disagree with this comment. We are under a consent
decree with Wild Earth Guardians to take final action on the Utah
regional haze SIP by October 31, 2012. Under the consent decree, we
must either approve or disapprove all the State's regional haze SIP.
The consent decree does not allow us to delay action in determining
whether the SIP meets the requirements of the RHR. Furthermore, we had
a statutory obligation to act on SIPs within 12 months after they have
been determined to be or deemed complete, and that date has passed.
Moreover, Utah will not be submitting the additional information
referenced above until after October 31, 2012, thus EPA is forced to
take action on the SIP in its entirety. Finally, contrary to
commenter's assertion, our proposed notice did not contain a FIP.
F. Reasonable Progress
Comment: We received comments that the Utah SIP fails to comply
with 40 CFR 51.309(g) or 40 CFR 51.308(d)(1)-(4), which require that
SIPs address impacts to Class I areas not located on the Colorado
plateau. Commenters went on to point out that sources in Utah have been
shown to impact Class I areas outside of the Colorado Plateau.
Commenters pointed out that under both 40 CFR 51.309(g) and 40 CFR
51.308(d)(1)-(4), a long-term strategy must include such emission
limits, schedules of compliance and other measures as may be necessary
to achieve reasonable progress goals, and that for Class I areas
outside a state's borders, the State has an obligation to adopt
controls necessary to ensure it achieves its share of the pollution
reductions that are required to meet the reasonable progress goals set
for the subject Class I area. Since the requirements of 40 CFR
51.308(d)(1)-(4) apply to Utah, commenters assert that EPA must require
Utah to develop a long-term strategy under 40 CFR 51.308(d)(3).
Response: We do not agree with this comment. States adopting the
requirements of 40 CFR 51.309 are deemed to have met the requirements
for reasonable progress for the Class I areas on the Colorado Plateau.
40 CFR 51.309(a). For such states, the requirements of 40 CFR
51.308(d)(1) and (d)(2) only apply to Class I areas within their state
not on the Colorado Plateau. See 40 CFR 51.309(g)(2); 40 CFR
51.308(d)(1), (2). All of the Class I areas in Utah are on the Colorado
Plateau. Therefore, the State met all reasonable progress requirements
for the Class I areas in Utah.
With regard to Class I areas in other states, the State must
satisfy the requirements of 40 CFR 51.308(d)(3). See 40 CFR
51.309(g)(2). In particular, 40 CFR 51.308(d)(3)(ii) requires that if
emissions from Utah sources cause or contribute to impairment in
another state's Class I area, Utah must demonstrate that it has
included in its regional haze SIP all measures necessary to obtain its
share of the emission reductions needed to meet the progress goal for
that Class I area. Section 51.308(d)(3)(ii) also requires that, since
Utah participated in a regional planning process, it must ensure it has
included all measures needed to achieve its apportionment of emission
reduction obligations agreed upon through that process. As we state in
the RHR, Utah's commitments to participate in WRAP bind it to secure
emission reductions agreed to as a result of that process.
Under 40 CFR 51.308(d)(3)(iii), a state must document the technical
basis on which the state is relying to determine its apportionment of
emission reduction obligations necessary to achieve reasonable progress
in each mandatory Class I area the state affects. States may rely on
technical analyses developed by regional planning organizations and
approved by all state participants. Utah analyzed the WRAP modeling and
inventories and determined that emissions from the State do not
significantly impact or will not significantly impact other states'
Class I areas. The State's analysis is summarized below and included in
Section XX.K of the SIP. Inventories developed by the WRAP show a
significant decrease in stationary source NOX and
SO2 emissions. The urban area in northern Utah that may
impact Class I areas in Idaho, Nevada and Wyoming will have a
significant reduction in NOX emissions from mobile sources
as described in Section XX.F of the State's SIP. The State SIP shows
that the contribution to nitrate on the 20% worst days from sources in
Utah decreases substantially between 2002-2018 at Craters of the Moon
in Idaho, Bridger and Fitzpatrick Wilderness Areas in Wyoming, and
Jarbidge Wilderness Area in Nevada. The contribution to sulfates is not
significant at any of the sites.
As described in Section XX.D.6 of the State's SIP plan, two BART-
eligible plants in central Utah are projected to decrease
SO2 emissions by 13,200 tons and NOX emissions by
6,200 tons between 2002 and 2018. The State also
[[Page 74368]]
shows that in general the impact from sources in Utah is not
significant at La Garita Wilderness Area and Great Sand Dunes National
Monument in Colorado, Bandelier National Monument in New Mexico and
Mazatal and Pine Mountain Wilderness Areas in Arizona.
Utah accepted and incorporated the WRAP-developed visibility
modeling into its regional haze SIP, and the State's regional haze SIP
includes the controls assumed in the modeling. Utah satisfied the RHR's
requirements and included controls in the SIP sufficient to address the
relevant requirements of the RHR related to impacts on Class I areas in
other states.
Comment: We received a comment that Utah still must comply with
reasonable progress requirements to address visibility impairment
attributable to Utah sources of NOX and PM with respect to
all affected Class I areas including the 16 Class I areas within the
Colorado Plateau, and that Utah first must establish reasonable
progress goals for all Utah Class I areas.
Response: We do not agree with this comment. Pursuant to 40 CFR
51.309(a), if a state adopts the requirements under 40 CFR 51.309 it
will be deemed to comply with the requirements for reasonable progress
with respect to the Colorado Plateau Class I areas through 2018. As
stated above, all of the Class I areas in Utah are on the Colorado
Plateau, so Utah does not have to separately establish reasonable
progress goals for them. As explained above, Utah has also met the
requirements for Class I areas outside the state.
Comment: We received a comment from the NPS that, under 40 CFR
51.309(g), Utah should have developed a long-term strategy that
evaluated NOX, PM, and SO2 controls on large non-
BART stationary sources of emissions such as PacifiCorp Hunter Unit 3
to meet reasonable progress requirements with respect to non-Colorado
Plateau Class I areas. In particular, the NPS cited our notice
proposing action on the Utah regional haze SIP. The NPS also referenced
modeling results to argue that NOX emissions from certain
non-BART stationary sources cause or contribute to visibility
impairment at both Capitol Reef NP and at certain Class I areas outside
Utah and off the Colorado Plateau. The NPS states that emission
controls should be considered for these sources in order to meet
reasonable progress requirements.
Response: We do not agree with these comments. As explained above,
with respect to in-state Class I areas, our approval of the Utah SIP
deems it as meeting reasonable progress requirements for the in-state
Class I areas, as they are all on the Colorado Plateau. With respect to
non-Colorado Plateau Class I areas, in this case 40 CFR 51.309(g) does
not impose any separate obligations on Utah to analyze or impose
emissions controls on non-BART sources to demonstrate reasonable
progress at such areas. Instead, at most, Utah must show that it has
included all measures needed to achieve its apportionment of emission
reduction obligations agreed upon through the WRAP process. See 40 CFR
51.308(d)(3)(ii). As discussed above, Utah has met that requirement,
and the commenter has not provided any information to the contrary.
G. Clean Air Corridors (CACs)
Comment: Approximately 75% of Utah is located in a CAC. Utah has a
legal duty to protect that CAC from new sources of air pollution both
inside and outside of CACs. Specifically, Utah must identify
significant emissions growth that ``could begin'' to impair visibility
within any CAC and include ``an analysis of the effects of increased
emissions, including provisions for the identification of the need for
additional emission reductions measures, and implementation of the
additional measures where necessary.''
Utah's regional haze SIP fails to identify several new and proposed
significant air pollution sources that ``could begin'' to adversely
impact visibility in the Utah CAC and nearby Class I areas. For
example, the Alton coal mine in southern Utah is located within the CAC
and may adversely impact visibility in the corridor and in nearby Class
I areas, such as Zion National Park. The Alton coal mine will emit
visibility-impairing emissions, including SO2,
NOX and PM. In addition, the Viresco coal gasification
facility has been proposed for the City of Kanab. The Viresco coal
gasification plant will burn coal from the Alton coal mine. Kanab is
very close to Zion National Park and is also located inside Utah's CAC.
A local citizen organization has requested that the State require an
approval order regulating emissions from the Viresco coal plant. To
date, the State has refused to regulate the Viresco coal gasification
plant and failed to impose any air pollution limitations or controls on
the plant. The EPA should require Utah to regulate the Viresco coal
plant to limit emissions from the plant in order to protect CACs in
Utah, as well as Class I areas.
Finally, the Deseret Power Electric Cooperative has proposed to add
an additional coal-fired electric generating unit to the Bonanza plant
in northeast Utah. This plant would be located outside of Utah's CAC,
but has the potential to adversely impact visibility in the corridor
and in neighboring Class I areas.
EPA may not approve the Utah regional haze SIP until the State
identifies all potential sources of pollution; assesses the impact of
these sources on visibility in CACs; and imposes air pollution control
equipment and emission limitations on such sources consistent with 40
CFR 51.309(d)(3)(iii)-(iv).
Response: We disagree with this comment. Utah relied on the WRAP's
Policy on Clean Air Corridors to determine if emissions within or
outside of the CAC that could impair visibility within the CAC. The
report concluded: ``[p]]ursuant to 40 CFR 51.309(d)(3)(ii), the WRAP
has examined patterns of growth in the corridor and finds that they are
not causing significant emission increases that could have or are
having visibility impacts at one or more of the 16 Class I areas. Nor,
at this time, are such emission increases expected during the first
planning period (2003-2018). Analyses performed by the Grand Canyon
Visibility Transport Commission found that an increase of 25% in
weighted emissions would result in a 0.7 dv reduction in visibility,
whereas the weighted emission increase expected by 2018 is only 4%.
Pursuant to 40 CFR 51.309(d)(3)(iii), the WRAP has examined emissions
growth in areas outside the corridor and finds that significant
emissions growth is not occurring that could begin or is beginning to
impair the quality of the air in the corridor and thereby lead to
visibility degradation for the least impaired days in one or more of
the 16 Class I areas.''
In addition, Utah is using a comprehensive emissions tracking
system established by WRAP to track emissions within portions of
Oregon, Idaho, Nevada and Utah that have been identified as part of the
CAC. The emission tracking system ensures that visibility does not
degrade on the least-impaired days in any of the 16 Class I areas of
the Colorado Plateau. If the emissions tracking system identifies
emissions in or outside of the CAC that are causing visibility
impairment, the State will be required to address these emissions in
accordance with 40 CFR 51.309(d)(3) in the periodic plan revisions that
the State is required to submit in 2013 and 2018. Therefore, should any
of the project emissions highlighted in the comment degrade visibility
on the least-impaired days in any of the 16 Class I areas, the State
will be required to address those impacts.
[[Page 74369]]
H. General SIP Comments
Comment: Utah's technical arguments supporting a weak regional haze
program should be rejected. The State has prepared a Powerpoint
presentation arguing that its weak and illegal regional haze program
should be approved by EPA. In support of Utah's weak BART
determinations the State argues: 1) that NOX reductions are
not creating expected visibility improvements; and, 2) that wintertime
visibility problems should be ignored due to lower tourist visits in
Utah's national parks.
Response: We note the commenter's concerns regarding consideration
of these two factors. These two factors are outside the scope of the RH
regulation and were not considered by EPA in its proposed partial
approval and partial disapproval of the State's BART determinations. As
discussed in detail elsewhere in this action, EPA finds that the
State's trading program meets the regulatory requirements.
Comment: The State supports EPA's proposed approval of the
projected visibility improvement in Part K of the Utah SIP. 77 FR
28833-34. As EPA has noted, the modeling results show projected
visibility improvement for the best 20% days and no degradation for the
20% best days at the 16 Class I areas on the Colorado Plateau. In fact,
the projected improvement is greater than described in EPA's proposed
approval. The visibility results in Table 24 of Utah's SIP were adopted
in 2008 based on the PRP18a modeling that was the most current modeling
available at the time, not PRP18b as described in EPA's proposal. Table
1 shows the additional improvement shown by the WRAP's PRP18b modeling.
Response: We recognize the commenter's support of our proposed
approval of the projected visibility improvement.
Comment: The GCVTC evaluated haze at Class I Areas on the Colorado
Plateau, and determined that stationary source reductions should be
focused on sulfur dioxide because this is the pollutant that has the
most significant impact on haze. Utah's BART determination was
developed within the context of the overall SIP and reflected this
focus on SO2. The sulfate impact is much more significant
than the nitrate impact, especially on the middle and best 20% days.
Fire (organic carbon) is the second most significant component on the
worst days). In addition, sulfate is a problem year round, while the
nitrate impact is most significant during the winter months when
visitation is low at Utah's national parks. PacifiCorp has already made
significant reductions in NOX at the Hunter and Huntington
plants. The nitrate component of haze in Class I areas on the Colorado
Plateau does not justify going beyond the presumptive BART level for
NOX established in EPA's BART rule.
Response: We do not agree with this comment. States are required to
meet the requirements of 40 CFR 51.308(e)(1) and do a BART
determination on a source-by-source basis in accordance with the BART
Guidelines for EGUs over 750 MW. A regional scale modeling exercise
does not obviate the requirement that the state perform such an
analysis and that ``States must identify the best system of continuous
emission control technology for each source subject to BART * * *'' 70
FR 39158.
Comment: We received 1,873 comments from members of National Parks
and Conservation Association generally supportive of our disapproval
and encouraging strict controls on the BART units. We also received
comments from the general public and medical community generally in
support of our action.
Response: We note the commenters' support of our proposed action.
I. Additional Comments Pertaining to BART
We are not responding to the following comments on BART that
pertain to cost effectiveness, control effectiveness, visibility
improvement, and other factors. We are not responding because we are
disapproving the State's BART determinations and will consider such
comments when we take proposed action on BART determinations for the
four Utah subject to BART EGUs. The following is a summary of the
comments:
(1) Numerous retrofit technologies are available for the control of
NOX from Hunter and Huntington Units 1 and 2. The suite of
available retrofit control technologies for NOX control from
coal boilers similar to these units is well known, and includes:
selective catalytic reduction (SCR), LNBs, and separated overfire air
(SOFA).
(2) SCR is technically feasible for all the units.
(3) SCR is a highly effective control technology that can achieve
90% reductions or higher and meet limits of 0.05 lbs/MMBtu or lower.
(4) The costs of SCR along with upgraded LNBs and SOFA at Hunter
Units 1 and 2 and Huntington Units 1 and 2 are reasonable. The
commenter estimated that costs for LNBs with SOFA and SCR at a
NOX rate of 0.05 lb/MMBtu range from $1,700-$2,000/ton in
2010 dollars.
(5) The commenter went on to describe the methodology that they
used to come to their cost effectiveness conclusions: ``[t]oo [sic]
summarize, we calculated cost effectiveness of NOX controls
at Hunter Units 1 and 2 and Huntington Units 1 and 2 as follows. Based
on the Sargent & Lundy SCR IPM Cost Module modified to be consistent
with the Control Cost Manual methodology and to be more realistic of
the costs for these units, as discussed above, we estimated the capital
and O&M costs of SCR at Hunter Units 1 and 2 and Huntington Units 1 and
2. Costs were estimated in 2010 dollars. We estimated the capital and
O&M costs of new LNBs and SOFA based on the cost estimates for the same
controls provided by PacifiCorp to Wyoming DEQ for the similar but
somewhat larger Jim Bridger Unit 1. We converted those costs to 2010
dollars so that these NOX controls could be readily compared
to the SCR controls and so we could evaluate the cost effectiveness of
the combination of LNBs/SOFA plus SCR at the Hunter and Huntington BART
units. Annualized capital costs were based on the real cost of capital
to PacifiCorp and a 20-year life of the pollution controls. Cost
effectiveness was based on the total annual costs (annualized capital +
annual O&M) divided by the tons per year NOX emissions
reductions expected from the average baseline emissions over 2002-2004.
The assumed controlled NOX emission rates were 0.26 lb/MMBtu
for LNBs/SOFA and 0.05 lb/MMBtu for LNBs/SOFA plus SCR.''
(6) A proper NOX BART determination for Hunter Units 1
and 2 and Huntington Units 1 and 2 must be based on a baseline period
from the 2001 to 2004 timeframe. This timeframe also reflects emissions
prior to any NOX upgrades that have already been completed
at the Hunter and Huntington units.
(7) According to the Utah regional haze plan, PacifiCorp has
received permits to install new LNBs and two elevations of SOFA.
Because these upgrades were intended to meet presumed regional haze
requirements, these upgrades should be considered in a NOX
BART analysis as part of the suite of controls to meet NOX
BART requirements.
(8) The energy and non-air quality environmental impacts of SCR are
standard, limited, and can be mitigated. In addition to monetary costs,
SCR typically has several associated impacts that may be noted in a
BART analysis, including increased auxiliary power requirements, waste
associated with catalyst replacement and disposal,
[[Page 74370]]
ammonia slip, and the partial conversion of SO2 to sulfuric
acid. The scope of these collateral impacts is nowhere near the scale
that would outweigh the benefits provided by SCR. Thus, there are no
energy or non-air quality environmental impacts that would preclude the
application of SCR at these units.
(9) The visibility benefit of applying SCR and LNB/SOFA will likely
be significant. A complete BART analysis also evaluates the projected
visibility benefits associated with the implementation of the discussed
controls. Utah did not provide any modeling analyses in the Utah
regional haze plan that evaluated NOX BART options. Utah did
include data on the results of the modeling to determine which units
were subject to BART in its regional haze plan, and the results show
that each unit has significant impacts in all of the Class I areas
located within 300 km of each unit, including Capitol Reef,
Canyonlands, Bryce Canyon, Zion, Grand Canyon, and Black Canyon of the
Gunnison National Parks as well as Mesa Verde National Monument.
However, the subject-to BART modeling results provided in the Utah
regional haze plan very likely understate the true baseline case
visibility impacts of these units because the SO2 emission
rates modeled are much lower than the maximum 24-hour pound per hour
SO2 emission rates based on actual emissions data submitted
by PacifiCorp to EPA's Clean Air Markets Database.
(10) Lower PM limits are achievable and appropriate. EPA must
revise PM emission limits for Hunter Units 1 and 2 and Huntington Units
1 and 2 to reflect PM emission rates achievable with BART. We note that
Utah's proposed PM BART limits are unclear. Utah's SIP submittal to EPA
described (presumably filterable) PM limits of 0.05 lbs/MMBtu, which is
echoed by EPA in its proposal. However, the underlying administrative
orders appear to require this limit only until the LNBs, baghouse, and
wet FGD are installed, at which point it drops to a limit of 0.015 lbs/
MMBtu. Further, EPA's proposal states that this is a rolling 30-day
limit, where the administrative orders specify stack testing once per
year. At a minimum, EPA must establish PM BART limits that reflect the
most stringent level of control that the existing and proposed
baghouses are capable of, and must account for the different types of
particulate matter that are emitted.
Consideration should be given to the following permit limits, which
demonstrate achievable limits at or below 0.015 lbs/MMBtu. Three
prevention of significant deterioration (PSD) permits have been issued
with total PM10 limits of 0.010 lb/MMBtu based on
installation of a fabric filter baghouse, including for Plant
Washington, Longleaf, and Desert Rock. A PSD permit issued to the
Intermountain Power Services Corporation sets BACT emissions limits of
0.013 lb/MMBtu for filterable PM and 0.012 lb/MMBtu for filterable
PM10. Similarly, a permit issued for the Comanche Generating
Station Unit 3 in Colorado included BACT limits of 0.013 lb/MMBtu for
filterable PM and 0.012 lb/MMBtu for filterable PM10.
There is no reason that the Utah units could not achieve PM
emission rates comparable to a new unit with a properly designed and
operated baghouse. Other states have made low PM BART determinations as
well. For example, U.S. EPA Region 9 adopted BART filterable
particulate limits for the Four Corners power plant, Navajo Nation at
Units 1-3 of 0.012 lb/MMBtu for each unit and at Units 4 and 5, 0.015
lb/MMBtu. South Dakota adopted and EPA approved as BART for the Big
Stone power plant a PM limit of 0.012 lb/MMBtu, applicable at all times
including startup, shutdown, and malfunction.
Further, at the baghouses that are already installed, the limits
should also be informed by the existing emissions, as determined by
appropriate stack testing or CEMS. According to the available permits,
this testing should already be completed and available for at least two
units.
For any unit that has not yet installed a baghouse, an important
option to consider in BART particulate matter analyses is the selection
of filtration media. The filtration media determines the control
efficiency of a baghouse for very small particles, which makes the
largest contribution visibility. As both PM10 and
PM2.5 are regulated as BART pollutants, it is important to
select a filtration media that optimizes the removal of these two
fractions. There is a wide range of media that can be used, most of
which are much more efficient for larger particles than smaller
particles.
Finally, at all units, methods to remove the condensable
particulate matter, a major contributor to PM2.5 and
visibility impairment, should be considered. The primary condensable
particulate matter removal devices are SO2 scrubbers and wet
electrostatic precipitators (WESPs). These have an achievable level of
99.99% PM control. A WESP could be installed either as a conversion of
the outlet field of the existing electrostatic precipitator as a
separate housing downstream of the primary electrostatic precipitator,
or integrated into the scrubber, if one is present. The WESP would
enhance the removal of both filterable PM2.5 and
condensables.
(11) EPA must evaluate BART for all PM. BART requires the
evaluation of control technology for filterable PM10 and
PM2.5 as well as condensable particulate matter. Because
these sources are subject to BART for particulate matter, BART limits
for both PM10 and PM2.5, including condensables,
should be developed.
V. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and Executive
Order 13563: Improving Regulation and Regulatory Review
This action is not a ``significant regulatory action'' under the
terms of Executive Order 12866 (58 FR 51735, October 4, 1993) and is
therefore not subject to review under Executive Orders 12866 and 13563
(76 FR 3821, January 21, 2011).
B. Paperwork Reduction Act
This action does not impose an information collection burden under
the provisions of the Paperwork Reduction Act, 44 U.S.C. 3501 et seq.
Burden is defined at 5 CFR 1320.3(b).
C. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA) generally requires an agency
to prepare a regulatory flexibility analysis of any rule subject to
notice and comment rulemaking requirements under the Administrative
Procedure Act or any other statute unless the agency certifies that the
rule will not have a significant economic impact on a substantial
number of small entities. Small entities include small businesses,
small organizations, and small governmental jurisdictions.
For purposes of assessing the impacts of today's final rule on
small entities, small entity is defined as: (1) A small business as
defined by the Small Business Administration's (SBA) regulations at 13
CFR 121.201; (2) a small governmental jurisdiction that is a government
of a city, county, town, school district or special district with a
population of less than 50,000; and (3) a small organization that is
any not-for-profit enterprise which is independently owned and operated
and is not dominant in its field.
After considering the economic impacts of today's final rule on
small entities, I certify that this action will not
[[Page 74371]]
have a significant economic impact on a substantial number of small
entities. This final rule will not impose any requirements on small
entities because small entities are not subject to the requirements of
this rule. We continue to be interested in the potential impacts of the
final rule on small entities and welcome comments on issues related to
such impacts.
D. Unfunded Mandates Reform Act (UMRA)
Title II of the Unfunded Mandates Reform Act of 1995 (UMRA), Public
Law 104-4, establishes requirements for federal agencies to assess the
effects of their regulatory actions on State, local, and Tribal
governments and the private sector. Under section 202 of UMRA, EPA
generally must prepare a written statement, including a cost-benefit
analysis, for proposed and final rules with ``Federal mandates'' that
may result in expenditures to State, local, and Tribal governments, in
the aggregate, or to the private sector, of $100 million or more
(adjusted for inflation) in any one year. Before promulgating an EPA
rule for which a written statement is needed, section 205 of UMRA
generally requires EPA to identify and consider a reasonable number of
regulatory alternatives and adopt the least costly, most cost-
effective, or least burdensome alternative that achieves the objectives
of the rule. The provisions of section 205 of UMRA do not apply when
they are inconsistent with applicable law. Moreover, section 205 of
UMRA allows EPA to adopt an alternative other than the least costly,
most cost-effective, or least burdensome alternative if the
Administrator publishes with the final rule an explanation why that
alternative was not adopted. Before EPA establishes any regulatory
requirements that may significantly or uniquely affect small
governments, including Tribal governments, it must have developed under
section 203 of UMRA a small government agency plan. The plan must
provide for notifying potentially affected small governments, enabling
officials of affected small governments to have meaningful and timely
input in the development of EPA regulatory proposals with significant
federal intergovernmental mandates, and informing, educating, and
advising small governments on compliance with the regulatory
requirements.
Under Title II of UMRA, EPA has determined that this final rule
does not contain a federal mandate that may result in expenditures that
exceed the inflation-adjusted UMRA threshold of $100 million by State,
local, or Tribal governments or the private sector in any one year. In
addition, this final rule does not contain a significant federal
intergovernmental mandate as described by section 203 of UMRA nor does
it contain any regulatory requirements that might significantly or
uniquely affect small governments.
E. Executive Order 13132: Federalism
Federalism (64 FR 43255, August 10, 1999) revokes and replaces
Executive Orders 12612 (Federalism) and 12875 (Enhancing the
Intergovernmental Partnership). Executive Order 13132 requires EPA to
develop an accountable process to ensure ``meaningful and timely input
by State and local officials in the development of regulatory policies
that have federalism implications.'' ``Policies that have federalism
implications'' is defined in the Executive Order to include regulations
that have ``substantial direct effects on the States, on the
relationship between the national government and the States, or on the
distribution of power and responsibilities among the various levels of
government.'' Under Executive Order 13132, EPA may not issue a
regulation that has federalism implications, that imposes substantial
direct compliance costs, and that is not required by statute, unless
the federal government provides the funds necessary to pay the direct
compliance costs incurred by State and local governments, or EPA
consults with State and local officials early in the process of
developing the proposed regulation. EPA also may not issue a regulation
that has federalism implications and that preempts State law unless the
Agency consults with State and local officials early in the process of
developing the proposed regulation.
This rule will not have substantial direct effects on the States,
on the relationship between the national government and the States, or
on the distribution of power and responsibilities among the various
levels of government, as specified in Executive Order 13132, because it
merely addresses the State not fully meeting its obligation to prohibit
emissions from interfering with other States measures to protect
visibility established in the CAA. Thus, Executive Order 13132 does not
apply to this action.
F. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
Executive Order 13175, entitled Consultation and Coordination with
Indian Tribal Governments (65 FR 67249, November 9, 2000), requires EPA
to develop an accountable process to ensure ``meaningful and timely
input by tribal officials in the development of regulatory policies
that have tribal implications.'' This final rule does not have tribal
implications, as specified in Executive Order 13175. It will not have
substantial direct effects on tribal governments. Thus, Executive Order
13175 does not apply to this rule.
G. Executive Order 13045: Protection of Children From Environmental
Health Risks and Safety Risks
EPA interprets EO 13045 (62 FR 19885, April 23, 1997) as applying
only to those regulatory actions that concern health or safety risks,
such that the analysis required under section 5-501 of the EO has the
potential to influence the regulation. This action is not subject to EO
13045 because it implements specific standards established by Congress
in statutes. However, to the extent this rule will limit emissions of
NOX, SO2, and PM, the rule will have a beneficial
effect on children's health by reducing air pollution.
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
This action is not subject to Executive Order 13211 (66 FR 28355
(May 22, 2001)), because it is not a significant regulatory action
under Executive Order 12866.
I. National Technology Transfer and Advancement Act
Section 12(d) of the National Technology Transfer and Advancement
Act of 1995 (``NTTAA''), Public Law 104-113, 12(d) (15 U.S.C. 272 note)
directs EPA to use voluntary consensus standards in its regulatory
activities unless to do so would be inconsistent with applicable law or
otherwise impractical. Voluntary consensus standards are technical
standards (e.g., materials specifications, test methods, sampling
procedures, and business practices) that are developed or adopted by
voluntary consensus standards bodies. NTTAA directs EPA to provide
Congress, through OMB, explanations when the Agency decides not to use
available and applicable voluntary consensus standards.
This final rulemaking does not involve technical standards.
Therefore, EPA is not considering the use of any voluntary consensus
standards.
[[Page 74372]]
J. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations
Executive Order 12898 (59 FR 7629, February 16, 1994), establishes
federal executive policy on environmental justice. Its main provision
directs federal agencies, to the greatest extent practicable and
permitted by law, to make environmental justice part of their mission
by identifying and addressing, as appropriate, disproportionately high
and adverse human health or environmental effects of their programs,
policies, and activities on minority populations and low-income
populations in the United States.
We have determined that this final action will not have
disproportionately high and adverse human health or environmental
effects on minority or low-income populations because it increases the
level of environmental protection for all affected populations without
having any disproportionately high and adverse human health or
environmental effects on any population, including any minority or low-
income population.
K. Congressional Review Act
The Congressional Review Act, 5 U.S.C. 801 et seq., as added by the
Small Business Regulatory Enforcement Fairness Act of 1996, does not
apply because this action is not a ``major rule'' as defined by 5
U.S.C. 804(2).
List of Subjects in 40 CFR Part 52
Environmental protection, Incorporation by reference, Air pollution
control, Incorporation by reference, Intergovernmental relations,
Nitrogen dioxide, Particulate matter, Reporting and recordkeeping
requirements, Sulfur oxides, Volatile organic compounds.
Dated: October 30, 2012.
Howard M. Cantor,
Acting Regional Administrator, Region 8.
For the reasons stated in the preamble, 40 CFR part 52 is amended
as follows:
PART 52--APPROVAL AND PROMULGATION OF IMPLEMENTATION PLANS
0
1. The authority citation for part 52 continues to read as follows:
Authority: 42 U.S.C. 7401 et seq.
Subpart TT--Utah
0
2. Section 52.2320 is amended by adding paragraph (c)(71) to read as
follows:
Sec. 52.2320 Identification of plan.
* * * * *
(c) * * *
(71) On May 26, 2011 and September 29, 2011, the State of Utah
submitted revisions to its State Implementation Plan to incorporate the
requirements of the regional haze program.
(i) Incorporation by reference
(A) Title R307 of the Utah Administrative Code--Environmental
Quality, Air Quality, Rule R307-150--Emission Inventories, sections -1,
Purpose and General Requirements, -2, Definitions, -3, Applicability, -
5, Sources Identified in R307-150(3)(2), Large Major Source Inventory
Requirements, -6, Sources Identified in R307-150-3(3), -7, Sources
Identified in R307-150-3(4), Other Part 70 Sources, and -8, Exempted
Hazardous Air Pollutants. Effective December 31, 2003; as published in
the Utah State Bulletin December 1, 2003 and January 15, 2004.
(B) Title R307 of the Utah Administrative Code--Environmental
Quality, Air Quality, Rule R307-150--Emission Inventories, section -4,
Sulfur Dioxide Milestone Emission Inventory Requirements. Effective
September 4, 2008; as published in the Utah State Bulletin July 1, 2008
and October 1, 2008.
(C) Title R307 of the Utah Administrative Code--Environmental
Quality, Air Quality, Rule R307-250--Western Backstop Sulfur Dioxide
Trading Program, sections -1, Purpose, -3, WEB Trading Program Trigger,
-10, Allowance Transfers, -11, Use of Allowances from a Previous Year,
and -13, Special Penalty Provisions for the 2018 Milestone. Effective
December 31, 2003; as published in the Utah State Bulletin December 1,
2003 and January 15, 2004.
(D) Title R307 of the Utah Administrative Code--Environmental
Quality, Air Quality, Rule R307-250--Western Backstop Sulfur Dioxide
Trading Program, sections -2, Definitions, -4, WEB Trading Program
Applicability, -5, Account Representative for WEB Sources, -6,
Registration, -7, Allowance Allocations, -8, Establishment of Accounts,
-9, Monitoring, Recordkeeping, and Reporting, and -12, Compliance.
Effective November 10, 2008; as published in the Utah State Bulletin
October 1, 2008 and December 1, 2008.
(ii) Additional materials
(A) Section XX of the Utah Regional Haze State Implementation Plan.
Effective April 7, 2011. Published in the Utah State Bulletin February
1, 2011.
[FR Doc. 2012-29406 Filed 12-13-12; 8:45 am]
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