Chemical Transportation Advisory Committee, 70453-70454 [2012-28559]
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Federal Register / Vol. 77, No. 227 / Monday, November 26, 2012 / Notices
This notice solicits information, for the
benefit of the Coast Guard but also for the
mutual benefit of industry, as to the
mechanisms that publicly traded companies
have employed, including but not limited to
those mentioned in the quoted language
above, to assure compliance with United
States citizenship requirements. We are also
requesting information on the manner in
which those mechanisms function to provide
that assurance and, when called upon to do
so, to offer proof of compliance. 76 FR 68205.
The reference to ‘‘the quoted language
above’’ was to language in the most
recent Coast Guard statement published
in the Federal Register which addressed
this subject. See 58 FR 60256, November
15, 1993 (‘‘1993 final rule’’). At that
time, the Coast Guard offered the
following statement which referenced
only two mechanisms as examples
(emphasis added):
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The documentation laws are meant to be
restrictive and are intended to limit the
persons who are eligible to document vessels
under U.S. law and acquire trading
privileges. Corporations can make proof of
citizenship less difficult, for instance by
restricting sale of their stock to U.S. citizens,
or using a transfer agent to administer a dual
stock certificate system. Of course, any U.S.
corporation that is unwilling to subject itself
to the possibility of having to prove that it
qualifies for coastwise or fisheries privileges
can choose not to seek them. The Coast
Guard will not be bound by any
presumptions or inferences in making
eligibility determinations for documentation
purposes. 58 FR 60258–59.
Comments in Response to 2011 Notice
The comments the Coast Guard
received from industry in response to
the 2011 notice detailed how companies
monitor and determine compliance with
the statutory standard in the current
paperless securities trading market,
which is regulated by the Securities and
Exchange Commission (‘‘SEC’’) and
more complex than the system that
existed when the Coast Guard issued its
1993 final rule. Those comments
indicated that publicly-traded
companies employ several measures to
monitor and determine compliance,
sometimes in combination with one
another. These include, among others:
• Use of the Depository Trust
Company segregated account (or ‘‘SEG–
100’’) system;
• Monitoring SEC filings re: 5%
holders (Schedules 13D, 13G, Form 13F)
and follow-up requests for information
from filers;
• Use of protective provisions in
organizational documents in order to
guard against and rectify the possibility
of what are referred to as excess shares;
• Communications with NonObjecting Beneficial Owners (or
‘‘NOBOs’’);
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• Analysis of registered stockholders;
and
• Use of dual stock certificates.
We also considered comments made
at a general discussion of these issues at
a forum organized by the Chamber of
Shipping of America held on September
13, 2012, in Washington, DC, the
minutes of which have been placed in
the online docket (USCG–2011–0619 via
www.regulations.gov).
The Coast Guard has taken all of the
comments offered into account and is
grateful to the commenters who were
thorough, candid and forthcoming in
their responses to the 2011 notice, both
in the written responses and the
discussion engaged in at the forum
referred to above. The responses
received and information provided are
exactly what had been hoped for by
publication of the notice and affirmed
our sense, following issuance of the
Trico Report, that it was appropriate, in
light of the significant technological
changes that have occurred in the
trading of shares of stock since the Coast
Guard’s 1993 final rule, to take another
look at the issue.
The Coast Guard recognizes that in
the modern, complex, multi-faceted,
and dynamic securities market no single
measure or combination of measures
may always provide direct proof of the
citizenship of every shareholder. The
Coast Guard also recognizes that the
choice of compliance measures is best
left up to the individual company as
each one is best positioned to evaluate
initially and on an on-going basis the
totality of its circumstances.
Companies that employ, and
diligently administer and adhere to,
measures such as those identified above
in an active system of monitoring stock
ownership may use these as a sufficient
basis to file an Application for Initial
Issue, Exchange, or Replacement of
Certificate of Documentation (form CG–
1258) to document a vessel with a
coastwise endorsement. In that regard,
while the Coast Guard expects diligence
and good faith efforts, it will be realistic
about acceptable measures in the
current trading environment. Finally,
the Coast Guard acknowledges that it
does not seek to unnecessarily restrict
access to the legitimate capital markets,
which it recognizes to be essential to the
maintenance of a strong and vibrant
coastwise shipping industry, nor to
mandate a one-size-fits-all structure or
mechanism to ensure compliance with
U.S. citizenship requirements. The
Coast Guard, however, must fulfill its
obligation to ensure compliance with
those requirements, and will look for
due diligence and timely good faith
action by every company that seeks to
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70453
participate in restricted trading
privileges, using means that are
available to the company and at its
disposal, in order to satisfy U.S.
citizenship requirements.
The Coast Guard has a long-standing
policy that the filing of a properly
completed CG–1258 establishes a
rebuttable presumption that the
applicant is a United States citizen. See
46 CFR 67.43. The presumption can be
rebutted with evidence that the
statutory requirements have not been
met. Such evidence can provide the
basis for the Coast Guard to initiate an
investigation and the burden will be
upon the vessel owner to establish
compliance. In investigations of
publicly-traded companies for
compliance with the statutory
citizenship requirements, the Coast
Guard will give positive consideration
to a company’s diligent and good faith
efforts to timely and effectively monitor
the ownership of its stock and take
prompt action where necessary so as to
maintain compliance with the statutory
requirements.
Further Development of Enforcement
Policy
The Coast Guard will continue to
listen to industry and the public and
monitor events concerning this issue.
We anticipate refining our enforcement
policy as we see how well our stated
policy works in allowing the Coast
Guard to meet its obligation to ensure
that at least 75 percent of the ownership
of companies that operate vessels
engaged in the coastwise trade are
vested in U.S. citizens. If we see the
need for any new enforcement policy,
we would invite comments on any such
policy through a separate notice. We
appreciate all the comments made in
response to the 2011 notice.
This notice is issued under authority
of 5 U.S.C. 552(a).
Dated: November 14, 2012.
Timothy V. Skuby,
Director, National Vessel Documentation
Center, U.S. Coast Guard.
[FR Doc. 2012–28560 Filed 11–23–12; 8:45 am]
BILLING CODE 9110–04–P
DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
[Docket No. USCG–2012–1030]
Chemical Transportation Advisory
Committee
AGENCY:
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Coast Guard, DHS.
26NON1
70454
Federal Register / Vol. 77, No. 227 / Monday, November 26, 2012 / Notices
Committee Management; Notice
of Federal Advisory Committee Meeting.
ACTION:
The Chemical Transportation
Advisory Committee (CTAC) and its
Subcommittees and Working Groups
will meet on December 11 through 13,
2012, in Washington, DC, to discuss
marine transportation of hazardous
materials in bulk. The meetings will be
open to the public.
DATES: CTAC will meet Tuesday,
December 11, 2012, from 8 a.m. to 3
p.m. and Wednesday, December 12,
2012, from 8 a.m. to 3 p.m. CTAC
Subcommittee and Working Group
meetings will begin upon completion of
the CTAC meeting agenda on
Wednesday, December 12, 2012, and
continue until 3 p.m., and resume again
on Thursday, December 13, 2012, from
8 a.m. to 3 p.m. Please note that the
meetings may close early if the
committee has completed its business.
All written materials, comments, and
requests to make oral presentations at
the meeting should reach Lieutenant
Sean Peterson, Assistant Designated
Federal Officer (ADFO) for CTAC by
November 29, 2012. For contact
information please see the FOR FURTHER
INFORMATION CONTACT section below.
Any written material submitted by the
public will distributed to the Committee
and become part of the public record.
ADDRESSES: The meetings will be held at
U.S. Coast Guard Headquarters Room
6319, 2100 Second Street SW.,
Washington, DC. Attendees will be
required to provide a picture
identification card and pass through a
magnetometer in order to gain
admittance to the U.S. Coast Guard
Headquarters Building. Visitors should
also arrive at least 30 minutes in
advance of the meeting in case of long
lines at the entrance.
For information on facilities or
services for individuals with disabilities
or to request special assistance at the
meeting, contact Commander Michael
Roldan as soon as possible.
To facilitate public participation, we
are inviting public comment on the
issues to be considered by the
committee as listed in the ‘‘Agenda’’
section below. Comments must be
submitted in writing no later than
November 29, 2012, and may be
submitted by one of the following
methods:
(1) Federal eRulemaking Portal:
https://www.regulations.gov. (Preferred
method to avoid delays in processing.)
• Fax: 202–493–2252.
• Mail: Docket Management Facility
(M–30), U.S. Department of
Transportation, West Building Ground
Floor, Room W12–140, 1200 New Jersey
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SUMMARY:
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16:24 Nov 23, 2012
Jkt 229001
Avenue SE., Washington, DC 20590–
0001.
• Hand delivery: Same as mail
address above, between 9 a.m. and 5
p.m., Monday through Friday, except
Federal holidays. The telephone number
is 202–366–9329.
Instructions: All submissions received
must include the words ‘‘Department of
Homeland Security’’ and the docket
number for this action. Comments
received will be posted without
alteration at https://www.regulations.gov,
including any personal information
provided. You may review a Privacy Act
notice regarding our public dockets in
the January 17, 2008, issue of the
Federal Register (73 FR 3316).
Docket: This notice, and documents
or comments related to it, may be
viewed in our online docket, USCG
2012–1030 at https://
www.regulations.gov.
A public comment period will be held
during the meeting concerning matters
being discussed. Public comments will
be limited to three minutes per speaker.
Please note that the public comment
period may end before the time
indicated following the last call for
comments. Contact the individuals
listed below to register as a speaker.
FOR FURTHER INFORMATION CONTACT:
Commander Michael Roldan,
Designated Federal Officer (DFO) of the
CTAC, or Lieutenant Sean Peterson,
Assistant Designated Federal Officer,
telephone 202–372–1403, fax 202–372–
1926. If you have any questions on
viewing or submitting material to the
docket, call Renee V. Wright, Program
Manager, Docket Operations, telephone
202–366–9826.
SUPPLEMENTARY INFORMATION: Notice of
this meeting is given under the Federal
Advisory Committee Act (FACA), 5
U.S.C. App. (Pub. L. 92–463).
CTAC is an advisory committee
authorized under section 871 of the
Homeland Security Act of 2002, Title 6,
United States Code, section 451, and
chartered under the provisions of the
FACA. The Committee acts solely in an
advisory capacity to the Secretary of the
Department of Homeland Security
(DHS) through the Commandant of the
Coast Guard and the Director of
Commercial Regulations and Standards
on matters relating to marine
transportation of hazardous materials in
bulk. The Committee advises, consults
with, and makes recommendations
reflecting its independent judgment to
the Secretary.
Agendas of Meetings
The agenda for CTAC is as follows:
1. Introductions and opening remarks.
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Frm 00043
Fmt 4703
Sfmt 4703
2. Swearing in newly appointed
members.
3. USCG presentations on the
following items of interest:
a. Hazardous Substances Response
Plans.
b. Vapor control systems and mobile
vapor control systems.
c. Classification of Biofuels and
Biofuel blends. Shipments and use as
fuel of Liquefied Natural Gas and
Compressed Natural Gas.
d. Air emissions.
e. Tank Barge best practices.
f. Certification of 3rd party witnesses
for the International Convention for the
Prevention of Pollution from Ships
prewash.
g. Material Safety Data Sheets
requirement for oils carried as cargo and
fuel.
h. Pending International Maritime
Organization issues.
i. Security, Transportations Worker
Identification Credential, etc.
j. USCG Centers of Excellence.
k. Food grade product safety.
l. Other items of interest raised by the
committee and the public.
4. Public Comment Period.
5. Prioritization of key issues to focus
on.
6. Set next meeting date and location.
7. Set Subcommittee and Working
Group Meeting schedule.
Subcommittees and Working Group
Meetings. Contingent on available
expertise at the meeting, working groups
will be formed to address the items of
interest listed in paragraph (3) above.
The agenda for each working group
formed will include the following:
(1) Review task statements.
(2) Develop work plan.
(3) Begin working on tasks.
Dated: November 19, 2012.
J.G. Lantz,
Director of Commercial Regulations and
Standards.
[FR Doc. 2012–28559 Filed 11–23–12; 8:45 am]
BILLING CODE 9110–04–P
DEPARTMENT OF HOMELAND
SECURITY
Federal Emergency Management
Agency
[Docket No. FEMA–2012–0003; Internal
Agency Docket No. FEMA–B–1261]
Proposed Flood Hazard
Determinations
Federal Emergency
Management Agency; DHS.
ACTION: Notice; correction.
AGENCY:
On July 30, 2012, FEMA
published in the Federal Register a
SUMMARY:
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Agencies
[Federal Register Volume 77, Number 227 (Monday, November 26, 2012)]
[Notices]
[Pages 70453-70454]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-28559]
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DEPARTMENT OF HOMELAND SECURITY
Coast Guard
[Docket No. USCG-2012-1030]
Chemical Transportation Advisory Committee
AGENCY: Coast Guard, DHS.
[[Page 70454]]
ACTION: Committee Management; Notice of Federal Advisory Committee
Meeting.
-----------------------------------------------------------------------
SUMMARY: The Chemical Transportation Advisory Committee (CTAC) and its
Subcommittees and Working Groups will meet on December 11 through 13,
2012, in Washington, DC, to discuss marine transportation of hazardous
materials in bulk. The meetings will be open to the public.
DATES: CTAC will meet Tuesday, December 11, 2012, from 8 a.m. to 3 p.m.
and Wednesday, December 12, 2012, from 8 a.m. to 3 p.m. CTAC
Subcommittee and Working Group meetings will begin upon completion of
the CTAC meeting agenda on Wednesday, December 12, 2012, and continue
until 3 p.m., and resume again on Thursday, December 13, 2012, from 8
a.m. to 3 p.m. Please note that the meetings may close early if the
committee has completed its business.
All written materials, comments, and requests to make oral
presentations at the meeting should reach Lieutenant Sean Peterson,
Assistant Designated Federal Officer (ADFO) for CTAC by November 29,
2012. For contact information please see the FOR FURTHER INFORMATION
CONTACT section below. Any written material submitted by the public
will distributed to the Committee and become part of the public record.
ADDRESSES: The meetings will be held at U.S. Coast Guard Headquarters
Room 6319, 2100 Second Street SW., Washington, DC. Attendees will be
required to provide a picture identification card and pass through a
magnetometer in order to gain admittance to the U.S. Coast Guard
Headquarters Building. Visitors should also arrive at least 30 minutes
in advance of the meeting in case of long lines at the entrance.
For information on facilities or services for individuals with
disabilities or to request special assistance at the meeting, contact
Commander Michael Roldan as soon as possible.
To facilitate public participation, we are inviting public comment
on the issues to be considered by the committee as listed in the
``Agenda'' section below. Comments must be submitted in writing no
later than November 29, 2012, and may be submitted by one of the
following methods:
(1) Federal eRulemaking Portal: https://www.regulations.gov.
(Preferred method to avoid delays in processing.)
Fax: 202-493-2252.
Mail: Docket Management Facility (M-30), U.S. Department
of Transportation, West Building Ground Floor, Room W12-140, 1200 New
Jersey Avenue SE., Washington, DC 20590-0001.
Hand delivery: Same as mail address above, between 9 a.m.
and 5 p.m., Monday through Friday, except Federal holidays. The
telephone number is 202-366-9329.
Instructions: All submissions received must include the words
``Department of Homeland Security'' and the docket number for this
action. Comments received will be posted without alteration at https://www.regulations.gov, including any personal information provided. You
may review a Privacy Act notice regarding our public dockets in the
January 17, 2008, issue of the Federal Register (73 FR 3316).
Docket: This notice, and documents or comments related to it, may
be viewed in our online docket, USCG 2012-1030 at https://www.regulations.gov.
A public comment period will be held during the meeting concerning
matters being discussed. Public comments will be limited to three
minutes per speaker. Please note that the public comment period may end
before the time indicated following the last call for comments. Contact
the individuals listed below to register as a speaker.
FOR FURTHER INFORMATION CONTACT: Commander Michael Roldan, Designated
Federal Officer (DFO) of the CTAC, or Lieutenant Sean Peterson,
Assistant Designated Federal Officer, telephone 202-372-1403, fax 202-
372-1926. If you have any questions on viewing or submitting material
to the docket, call Renee V. Wright, Program Manager, Docket
Operations, telephone 202-366-9826.
SUPPLEMENTARY INFORMATION: Notice of this meeting is given under the
Federal Advisory Committee Act (FACA), 5 U.S.C. App. (Pub. L. 92-463).
CTAC is an advisory committee authorized under section 871 of the
Homeland Security Act of 2002, Title 6, United States Code, section
451, and chartered under the provisions of the FACA. The Committee acts
solely in an advisory capacity to the Secretary of the Department of
Homeland Security (DHS) through the Commandant of the Coast Guard and
the Director of Commercial Regulations and Standards on matters
relating to marine transportation of hazardous materials in bulk. The
Committee advises, consults with, and makes recommendations reflecting
its independent judgment to the Secretary.
Agendas of Meetings
The agenda for CTAC is as follows:
1. Introductions and opening remarks.
2. Swearing in newly appointed members.
3. USCG presentations on the following items of interest:
a. Hazardous Substances Response Plans.
b. Vapor control systems and mobile vapor control systems.
c. Classification of Biofuels and Biofuel blends. Shipments and use
as fuel of Liquefied Natural Gas and Compressed Natural Gas.
d. Air emissions.
e. Tank Barge best practices.
f. Certification of 3rd party witnesses for the International
Convention for the Prevention of Pollution from Ships prewash.
g. Material Safety Data Sheets requirement for oils carried as
cargo and fuel.
h. Pending International Maritime Organization issues.
i. Security, Transportations Worker Identification Credential, etc.
j. USCG Centers of Excellence.
k. Food grade product safety.
l. Other items of interest raised by the committee and the public.
4. Public Comment Period.
5. Prioritization of key issues to focus on.
6. Set next meeting date and location.
7. Set Subcommittee and Working Group Meeting schedule.
Subcommittees and Working Group Meetings. Contingent on available
expertise at the meeting, working groups will be formed to address the
items of interest listed in paragraph (3) above. The agenda for each
working group formed will include the following:
(1) Review task statements.
(2) Develop work plan.
(3) Begin working on tasks.
Dated: November 19, 2012.
J.G. Lantz,
Director of Commercial Regulations and Standards.
[FR Doc. 2012-28559 Filed 11-23-12; 8:45 am]
BILLING CODE 9110-04-P