Connecticut Disaster #CT-00028, 67856-67857 [2012-27649]
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67856
Federal Register / Vol. 77, No. 220 / Wednesday, November 14, 2012 / Notices
states that orders sent to the BOX Book,
regardless of where it executes within
the BOX system, including the Book or
the PIP, would be transmitted from
remote terminals directly to BOX by
electronic means. OFPs and Market
Makers would only submit orders and
quotes to BOX from electronic systems
from remote locations, separate from
BOX. The Exchange further represents
that there are no other Options
Participants that would be able to
submit orders to BOX other than OFPs
or Market Makers. Accordingly, the
Commission believes that Options
Participants’ orders electronically
received by BOX satisfy the off-floor
transmission requirement for the
purposes of the Rule.
Third, Rule 11a2–2(T) requires that
the member not participate in the
execution of its order once it has been
transmitted to the member performing
the execution. The Exchange represents
that, at no time following the
submission of an order to the BOX
Book, would an Options Participant be
able to acquire control or influence over
the result or timing of order execution,
even if its order on the BOX Book may
execute with a PIP Order.48 According
to the Exchange, upon submission to
BOX, an order would be executed
against another order on the BOX Book
or against the PIP Order based on an
established matching algorithm. The
execution would not depend on the
Options Participant, but rather upon
what other orders are entered into BOX
at or around the same time as the
subject order, what orders are on the
BOX Book, whether a PIP is initiated
and what responses are received in
response to the PIP, and where the order
is ranked based on the priority ranking
algorithm. As such, the Commission
believes that the non-participation
requirement is met when orders are
executed automatically on the BOX
Book, including if they execute against
a PIP order.
Fourth, in the case of a transaction
effected for an account with respect to
which the initiating member or an
associated person thereof exercises
investment discretion, neither the
initiating member nor any associated
person thereof may retain any
compensation in connection with
effecting the transaction, unless the
person authorized to transact business
for the account has expressly provided
otherwise by written contract referring
to Section 11(a) of the Act and Rule
11a2–2(T).49 The Exchange has
represented that, as a prerequisite for
BOX usage, if an Options Participant is
to rely on Rule 11a2–2(T) for a covered
account transaction, the Options
Participant must comply with the
limitations on compensation set forth in
Rule 11a2–2(T).
V. Conclusion
It is therefore ordered, pursuant to
Section 19(b)(2) of the Act,50 that the
proposed rule change (SR–BOX–2012–
003) be, and hereby is, approved.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.51
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2012–27600 Filed 11–13–12; 8:45 am]
BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration #13369 and #13370]
emcdonald on DSK67QTVN1PROD with NOTICES
Connecticut Disaster #CT–00028
options trading); 59154 (December 28, 2008), 73 FR
80468 (December 31, 2008) (SR–BSE–2008–48)
(approving equity securities listing and trading on
BSE); 53128 (January 13, 2006), 71 FR 3550 (January
23, 2006) (File No. 10–131) (approving The Nasdaq
Stock Market LLC); 44983 (October 25, 2001), 66 FR
55225 (November 1, 2001) (SR–PCX–00–25)
(approving Archipelago Exchange); 29237 (May 24,
1991), 56 FR 24853 (May 31, 1991) (SR–NYSE–90–
52 and SR–NYSE–90–53) (approving NYSE’s OffHours Trading Facility). See also 1978 Release and
1979 Release.
48 The member may only cancel or modify the
order, or modify the instructions for executing the
order, but only from off the Exchange floor. The
Commission has stated that the non-participation
requirement is satisfied under such circumstances,
so long as such modifications or cancellations are
also transmitted from off the floor. See 1978 Release
(stating that the ‘‘non-participation requirement
does not prevent initiating members from canceling
of modifying orders (or the instructions pursuant to
which the initiating member wishes orders to be
executed) after the orders have been transmitted to
the executing member, provided that any such
instructions are also transmitted from off the
floor’’).
VerDate Mar<15>2010
14:41 Nov 13, 2012
Jkt 229001
U.S. Small Business
Administration.
ACTION: Notice.
AGENCY:
This is a Notice of the
Presidential declaration of a major
disaster for the State of Connecticut
(FEMA–4087–DR), dated 10/30/2012.
Incident: Hurricane Sandy.
Incident Period: 10/27/2012 and
continuing.
SUMMARY:
Effective Date: 10/30/2012.
Physical Loan Application Deadline
Date: 12/31/2012.
Economic Injury (EIDL) Loan
Application Deadline Date: 07/31/2013.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing And
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: Notice is
hereby given that as a result of the
President’s major disaster declaration on
10/30/2012, applications for disaster
loans may be filed at the address listed
above or other locally announced
locations.
The following areas have been
determined to be adversely affected by
the disaster:
Primary Counties (Physical Damage and
Economic Injury Loans): Fairfield,
Middlesex, New Haven, New
London and the Mashantucket
Pequot Tribal Nation and Mohegan
Tribal Nation located within New
London County.
Contiguous Counties (Economic Injury
Loans Only):
Connecticut: Hartford, Litchfield,
Tolland, Windham.
New York: Dutchess, Putnam,
Westchester.
Rhode Island: Kent, Washington.
The Interest Rates are:
DATES:
Percent
49 17
CFR 240.11a2–2(T)(a)(2)(iv). In addition,
Rule 11a2–2(T)(d) requires a member or associated
person authorized by written contract to retain
compensation, in connection with effecting
transactions for covered accounts over which such
member or associated person thereof exercises
investment discretion, to furnish at least annually
to the person authorized to transact business for the
account a statement setting forth the total amount
of compensation retained by the member in
connection with effecting transactions for the
account during the period covered by the statement.
See 17 CFR 240.11a2–2(T)(d). See also 1978 Release
(stating ‘‘[t]he contractual and disclosure
requirements are designed to assure that accounts
electing to permit transaction-related compensation
do so only after deciding that such arrangements are
suitable to their interests’’).
50 15 U.S.C. 78s(b)(2).
51 17 CFR 200.30–3(a)(12).
PO 00000
Frm 00067
Fmt 4703
Sfmt 4703
For Physical Damage:
Homeowners With Credit Available Elsewhere ......................
Homeowners Without Credit
Available Elsewhere ..............
Businesses With Credit Available Elsewhere ......................
Businesses
Without
Credit
Available Elsewhere ..............
Non-Profit Organizations With
Credit Available Elsewhere ...
Non-Profit Organizations Without Credit Available Elsewhere .....................................
For Economic Injury:
Businesses & Small Agricultural
Cooperatives Without Credit
Available Elsewhere ..............
E:\FR\FM\14NON1.SGM
14NON1
3.375
1.688
6.000
4.000
3.125
3.000
4.000
Federal Register / Vol. 77, No. 220 / Wednesday, November 14, 2012 / Notices
Percent
Non-Profit Organizations Without Credit Available Elsewhere .....................................
3.000
The number assigned to this disaster
for physical damage is 133698 and for
economic injury is 133700.
All other information in the original
declaration remains unchanged.
James E. Rivera,
Associate Administrator for Disaster
Assistance.
[FR Doc. 2012–27653 Filed 11–13–12; 8:45 am]
BILLING CODE 8025–01–P
James E. Rivera,
Associate Administrator for Disaster
Assistance.
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration # 13374 and # 13375]
New York Disaster # NY–00131
BILLING CODE 8025–01–P
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration #13367 and #13368]
U.S. Small Business
Administration.
ACTION: Amendment 2.
AGENCY:
emcdonald on DSK67QTVN1PROD with NOTICES
James E. Rivera,
Associate Administrator for Disaster
Assistance.
BILLING CODE 8025–01–P
SMALL BUSINESS ADMINISTRATION
This is a Notice of the
Presidential declaration of a major
disaster for Public Assistance Only for
the State of New York (FEMA–4085–
DR), dated 11/03/2012.
Incident: Hurricane Sandy.
Incident Period: 10/27/2012 and
continuing.
Effective Date: 11/03/2012.
Physical Loan Application Deadline
Date: 01/02/2013.
Economic Injury (EIDL) Loan
Application Deadline Date: 08/05/2013.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing And
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: Notice is
hereby given that as a result of the
President’s major disaster declaration on
11/03/2012, Private Non-Profit
organizations that provide essential
services of governmental nature may file
disaster loan applications at the address
listed above or other locally announced
locations.
The following areas have been
determined to be adversely affected by
the disaster:
Primary Counties: Bronx, Kings, Nassau,
New York, Queens, Richmond,
Rockland, Suffolk, Westchester.
The Interest Rates are:
SUMMARY:
New Jersey Disaster Number NJ–00033
This is an amendment of the
Presidential declaration of a major
disaster for the State of New Jersey
(FEMA–4086–DR), dated 10/30/2012.
Incident: Hurricane Sandy.
Incident Period: 10/26/2012 and
continuing.
Effective Date: 11/05/2012.
Physical Loan Application Deadline
Date: 12/31/2012.
EIDL Loan Application Deadline Date:
07/31/2013.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing And
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: The notice
of the Presidential disaster declaration
for the State of New Jersey, dated 10/30/
2012 is hereby amended to include the
following areas as adversely affected by
the disaster:
Primary Counties: (Physical Damage and
Economic Injury Loans):
Burlington, Camden, Cumberland,
Gloucester, Hunterdon, Mercer,
Morris, Passaic, Salem, Sussex,
Warren.
Contiguous Counties: (Economic Injury
Loans Only):
Delaware: New Castle.
New York: Orange.
Pennsylvania: Bucks, Delaware,
Monroe, Northampton,
Philadelphia, Pike.
Jkt 229001
The number assigned to this disaster
for physical damage is 133748 and for
economic injury is 133758.
[FR Doc. 2012–27652 Filed 11–13–12; 8:45 am]
U.S. Small Business
Administration.
ACTION: Notice.
AGENCY:
14:41 Nov 13, 2012
3.000
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
[FR Doc. 2012–27649 Filed 11–13–12; 8:45 am]
VerDate Mar<15>2010
Percent
For Economic Injury:
Non-Profit
Organizations
Without Credit Available
Elsewhere ..........................
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
SUMMARY:
67857
Percent
For Physical Damage:
Non-Profit Organizations With
Credit Available Elsewhere
Non-Profit
Organizations
Without Credit Available
Elsewhere ..........................
PO 00000
Frm 00068
Fmt 4703
Sfmt 4703
3.125
3.000
[Disaster Declaration #13378 and #13379]
Rhode Island Disaster #RI–00011
U.S. Small Business
Administration.
ACTION: Notice.
AGENCY:
This is a Notice of the
Presidential declaration of a major
disaster for Public Assistance Only for
the State of Rhode Island (FEMA–4089–
DR), dated 11/03/2012.
Incident: Hurricane Sandy.
Incident Period: 10/26/2012 through
10/31/2012.
Effective Date: 11/03/2012.
Physical Loan Application Deadline
Date: 01/02/2013.
Economic Injury (EIDL) Loan
Application Deadline Date: 08/05/2013.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: Notice is
hereby given that as a result of the
President’s major disaster declaration on
11/03/2012, Private Non-Profit
organizations that provide essential
services of governmental nature may file
disaster loan applications at the address
listed above or other locally announced
locations.
The following areas have been
determined to be adversely affected by
the disaster:
Primary Counties: Bristol, Newport,
Washington.
The Interest Rates are:
SUMMARY:
E:\FR\FM\14NON1.SGM
14NON1
]]>Agencies
[Federal Register Volume 77, Number 220 (Wednesday, November 14, 2012)]
[Notices]
[Pages 67856-67857]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-27649]
=======================================================================
-----------------------------------------------------------------------
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration 13369 and 13370]
Connecticut Disaster CT-00028
AGENCY: U.S. Small Business Administration.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: This is a Notice of the Presidential declaration of a major
disaster for the State of Connecticut (FEMA-4087-DR), dated 10/30/2012.
Incident: Hurricane Sandy.
Incident Period: 10/27/2012 and continuing.
DATES: Effective Date: 10/30/2012.
Physical Loan Application Deadline Date: 12/31/2012.
Economic Injury (EIDL) Loan Application Deadline Date: 07/31/2013.
ADDRESSES: Submit completed loan applications to: U.S. Small Business
Administration, Processing And Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster
Assistance, U.S. Small Business Administration, 409 3rd Street SW.,
Suite 6050, Washington, DC 20416.
SUPPLEMENTARY INFORMATION: Notice is hereby given that as a result of
the President's major disaster declaration on 10/30/2012, applications
for disaster loans may be filed at the address listed above or other
locally announced locations.
The following areas have been determined to be adversely affected
by the disaster:
Primary Counties (Physical Damage and Economic Injury Loans):
Fairfield, Middlesex, New Haven, New London and the Mashantucket Pequot
Tribal Nation and Mohegan Tribal Nation located within New London
County.
Contiguous Counties (Economic Injury Loans Only):
Connecticut: Hartford, Litchfield, Tolland, Windham.
New York: Dutchess, Putnam, Westchester.
Rhode Island: Kent, Washington.
The Interest Rates are:
------------------------------------------------------------------------
Percent
------------------------------------------------------------------------
For Physical Damage:
Homeowners With Credit Available Elsewhere................. 3.375
Homeowners Without Credit Available Elsewhere.............. 1.688
Businesses With Credit Available Elsewhere................. 6.000
Businesses Without Credit Available Elsewhere.............. 4.000
Non-Profit Organizations With Credit Available Elsewhere... 3.125
Non-Profit Organizations Without Credit Available Elsewhere 3.000
For Economic Injury:
Businesses & Small Agricultural Cooperatives Without Credit 4.000
Available Elsewhere.......................................
[[Page 67857]]
Non-Profit Organizations Without Credit Available Elsewhere 3.000
------------------------------------------------------------------------
The number assigned to this disaster for physical damage is 133698
and for economic injury is 133700.
(Catalog of Federal Domestic Assistance Numbers 59002 and 59008)
James E. Rivera,
Associate Administrator for Disaster Assistance.
[FR Doc. 2012-27649 Filed 11-13-12; 8:45 am]
BILLING CODE 8025-01-P
