Notice of Suspension and Commencement of Proposed Debarment Proceedings; Schools and Libraries Universal Service Support Mechanism, 67363-67365 [2012-27348]
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Federal Register / Vol. 77, No. 218 / Friday, November 9, 2012 / Notices
Notice of 25 day comment
period regarding an application for final
commitment for a long-term loan or
financial guarantee in excess of $100
million.
tkelley on DSK3SPTVN1PROD with NOTICES
ACTION:
consideration of the transaction by the
Board of Directors of Ex-Im Bank.
ADDRESSES: Comments may be
submitted through
WWW.REGULATIONS.GOV.
Reason for Notice: This Notice is to
inform the public, in accordance with
Section 3(c)(10) of the Charter of the
Export-Import Bank of the United States
(‘‘Ex-Im Bank’’), that Ex-Im Bank has
received an application for final
commitment for a long-term loan or
financial guarantee in excess of $100
million (as calculated in accordance
with Section 3(c)(10) of the Charter).
Comments received within the comment
period specified below will be
presented to the Ex-Im Bank Board of
Directors prior to final action on this
Transaction.
Reference: AP086754XX,
AP087318XX, and AP087407XX.
Purpose and Use:
Brief description of the purpose of the
transaction:
To support the export of mining
trucks and bulldozers to Ukraine.
Brief non-proprietary description of the
anticipated use of the items being
exported:
To mine iron ore in Ukraine
To the extent that Ex-Im Bank is
reasonably aware, the item(s) being
exported are not expected to produce
exports or provide services in
competition with the exportation of
goods or provision of services by a
United States industry.
Parties:
Principal Supplier: Caterpillar Inc.
Obligors: OJSC Ferrexpo Poltava
Mining, Ukraine; OJSC Ferrexpo
Yeristovo Mining, Ukraine; OJSC
Ferrexpo Belanovo Mining, Ukraine.
Guarantor(s): Ferrexpo AG,
Switzerland.
Description of Items Being Exported:
Caterpillar mining trucks and
bulldozers.
Information on Decision: Information
on the final decision for this transaction
will be available in the ‘‘Summary
Minutes of Meetings of Board of
Directors’’ on https://www.exim.gov/
articles.cfm/board%20minute.
Confidential Information: Please note
that this notice does not include
confidential or proprietary business
information; information which, if
disclosed, would violate the Trade
Secrets Act; or information which
would jeopardize jobs in the United
States by supplying information that
competitors could use to compete with
companies in the United States.
DATES: Comments must be received on
or before December 4, 2012 to be
assured of consideration before final
Sharon A. Whitt,
Agency Clearance Officer.
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[FR Doc. 2012–27380 Filed 11–8–12; 8:45 am]
BILLING CODE 6690–01–P
EXPORT-IMPORT BANK
Sunshine Act Meeting
Notice of a Partially Open Meeting of
the Board of Directors of the ExportImport Bank of the United States.
TIME AND PLACE: Monday, November 19,
2012 at 9:30 a.m. The meeting will be
held at Ex-Im Bank in Room 321, 811
Vermont Avenue NW., Washington, DC
20571.
OPEN AGENDA ITEMS: Item No. 1:
Proposed Economic Impact Procedures
and Methodological Guidelines.
Documentation including the proposed
Economic Impact Procedures and
Methodological Guidelines as well as
the public comment can be accessed at
the following location:
https://www.exim.gov/
generalbankpolicies/economicimpact/
proposed-economic-impactprocedures.cfm
PUBLIC PARTICIPATION: The meeting will
be open to public observation for Item
No. 1 only.
FURTHER INFORMATION: The Bank
requests that members of the public who
wish to attend the meeting call Joyce
Stone, Office of the Secretary, 811
Vermont Avenue NW., Washington, DC
20571 at (202) 565–3336 by close of
business Wednesday, November 14,
2012.
Lisa V. Terry,
Assistant General Counsel.
[FR Doc. 2012–27421 Filed 11–7–12; 8:45 am]
BILLING CODE 6690–01–P
FEDERAL COMMUNICATIONS
COMMISSION
[DA 12–1620]
Notice of Suspension and
Commencement of Proposed
Debarment Proceedings; Schools and
Libraries Universal Service Support
Mechanism
Federal Communications
Commission.
ACTION: Notice.
AGENCY:
PO 00000
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67363
The Enforcement Bureau (the
‘‘Bureau’’) gives notice of Ms. Denisa
Babcock’s suspension from the schools
and libraries universal service support
mechanism (or ‘‘E-Rate Program’’).
Additionally, the Bureau gives notice
that debarment proceedings are
commencing against her. Ms. Babcock,
or any person who has an existing
contract with or intends to contract with
her to provide or receive services in
matters arising out of activities
associated with or related to the schools
and libraries support, may respond by
filing an opposition request, supported
by documentation to Joy Ragsdale,
Federal Communications Commission,
Enforcement Bureau, Investigations and
Hearings Division, Room 4–C330, 445
12th Street SW., Washington, DC 20554.
DATES: Opposition requests must be
received by 30 days from the receipt of
the suspension letter or December 10,
2012, whichever comes first. The
Bureau will decide any opposition
request for reversal or modification of
suspension or debarment within 90 days
of its receipt of such requests.
ADDRESSES: Federal Communications
Commission, Enforcement Bureau,
Investigations and Hearings Division,
Room 4–C330, 445 12th Street SW.,
Washington, DC 20554.
FOR FURTHER INFORMATION CONTACT: Joy
Ragsdale, Federal Communications
Commission, Enforcement Bureau,
Investigations and Hearings Division,
Room 4–C330, 445 12th Street SW.,
Washington, DC 20554. Joy Ragsdale
may be contacted by phone at (202)
418–1697 or email at
Joy.Ragsdale@fcc.gov. If Ms. Ragsdale is
unavailable, you may contact Ms.
Theresa Cavanaugh, Chief,
Investigations and Hearings Division, by
telephone at (202) 418–1420 and by
email at Terry.Cavanaugh@fcc.gov.
SUPPLEMENTARY INFORMATION: The
Bureau has suspension and debarment
authority pursuant to 47 CFR 54.8 and
47 CFR 0.111(a)(14). Suspension will
help to ensure that the party to be
suspended cannot continue to benefit
from the schools and libraries
mechanism pending resolution of the
debarment process. Attached is the
suspension letter, DA 12–1620, which
was mailed to Ms. Babcock and released
on October 10, 2012. The complete text
of the notice of suspension and
initiation of debarment proceedings is
available for public inspection and
copying during regular business hours
at the FCC Reference Information
Center, Portal II, 445 12th Street SW.,
Room CY–A257, Washington, DC 20554,
In addition, the complete text is
available on the FCC’s Web site at
SUMMARY:
E:\FR\FM\09NON1.SGM
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67364
Federal Register / Vol. 77, No. 218 / Friday, November 9, 2012 / Notices
https://www.fcc.gov. The text may also be
purchased from the Commission’s
duplicating inspection and copying
during regular business hours at the
contractor, Best Copy and Printing, Inc.,
Portal II, 445 12th Street SW., Room
CY–B420, Washington, DC 20554,
telephone (202) 488–5300 or (800) 378–
3160, facsimile (202) 488–5563, or via
email https://www.bcpiweb.com.
Federal Communications Commission.
Dated: October 10, 2012.
Theresa Z. Cavanaugh,
Chief, Investigations and Hearings Division,
Enforcement Bureau.
DA 12–1620
SENT VIA CERTIFIED MAIL, RETURN
RECEIPT REQUESTED AND EMAIL
tkelley on DSK3SPTVN1PROD with NOTICES
Ms. Denisa Babcock, c/o Leon Fred
Spies, Mellon & Spies, 312 E.
College Street, Suite 216, Iowa City,
IA 52240
Re: Notice of Suspension and Initiation
of Debarment Proceedings FCC File
No. EB–12–IH–1396
Dear Ms. Babcock: The Federal
Communications Commission
(Commission) has received notice of
your conviction, under 18 U.S.C.
666(a)(1)(A) and (b), for theft of, among
other amounts, funds associated with
the federal schools and libraries
universal service support mechanism
(E-Rate program).1 Consequently,
pursuant to 47 CFR 54.8, this letter
constitutes official notice of your
suspension from the E-Rate program. In
addition, the Enforcement Bureau
(Bureau) hereby notifies you that the
Bureau will commence E-Rate program
debarment proceedings against you.2
1 Any further reference in this letter to ‘‘your
conviction’’ refers to your guilty plea in United
States v. Babcock, Criminal Docket No. 3:10–cr–
00074–RP–TJS–1, Plea Agreement (S.D. Iowa, May
11, 2011) (Plea Agreement).
2 See 47 CFR 0.111 (delegating to the Bureau
authority to resolve universal service suspension
and debarment proceedings). The Commission
adopted debarment rules for the E-Rate program in
2003. See Schools and Libraries Universal Service
Support Mechanism, Second Report and Order and
Further Notice of Proposed Rulemaking, 18 FCC
Rcd 9202 (2003) (Second Report and Order)
(adopting § 54.521 to suspend and debar parties
from the E-Rate program). In 2007, the Commission
extended the debarment rules to apply to all federal
universal service support mechanisms.
Comprehensive Review of the Universal Service
Fund Management, Administration, and Oversight;
Federal-State Joint Board on Universal Service;
Schools and Libraries Universal Service Support
Mechanism; Rural Health Care Support
Mechanism; Lifeline and Link Up; Changes to the
Board of Directors for the National Exchange
Carrier Association, Inc., Report and Order, 22 FCC
Rcd 16372, 16410–12 (2007) (Program Management
Order) (renumbering § 54.521 of the universal
service debarment rules as § 54.8 and amending
subsections (a)(1), (a)(5), (c), (d), (e)(2)(i), (e)(3),
(e)(4), and (g)).
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I. Notice of Suspension
The Commission has established
procedures to prevent persons who have
‘‘defrauded the government or engaged
in similar acts through activities
associated with or related to the [E-Rate
program]’’ from receiving the benefits
associated with that program.3 The
Commission’s rules are designed to
ensure that all E-Rate funds are used for
their intended purpose.4
On May 11, 2011, you pled guilty to
converting more than $1,000,000
belonging to various school districts for
your personal use from November 2005
through December 2009.5 That amount
included approximately $49,000 in ERate checks that had been payable to
school districts you represented through
your E-Rate consulting company,
Camanche Consulting Services (CCS).6
According to your Plea Agreement, you
knowingly deposited E-Rate checks
payable to these school districts into
your personal bank accounts without
the authority to do so.7 Along with the
other funds stolen from the various
school districts, you used these stolen ERate funds to help pay off your home
mortgage, fund retirement plans, and
purchase vehicles, real property, a boat,
travel, and personal items.8
On October 14, 2011, the United
States District Court for the Southern
District of Iowa sentenced you to serve
64 months in prison followed by a
three-year period of supervised release.9
In addition, the court ordered you to
pay $1,330,215.96 in restitution and a
$100 special assessment.10
3 Second Report and Order, 18 FCC Rcd at 9225,
para. 66; Program Management Order, 22 FCC Rcd
at 16387, para. 32. The Commission’s debarment
rules define a ‘‘person’’ as ‘‘[a]ny individual, group
of individuals, corporation, partnership,
association, unit of government or legal entity,
however organized.’’ 47 CFR 54.8(a)(6).
4 NEC-Business Network Solutions, Inc., Notice of
Debarment and Order Denying Waiver Petition, 21
FCC Rcd 7491, 7493, para. 7 (2006).
5 Plea Agreement at 1, 17–18; see also United
States Attorney’s Office, Southern District of Iowa,
News, Former Clinton Community School District
Employee Pleads Guilty to Theft of Federal Funds,
May 11, 2011, at https://www.justice.gov/usao/ias/
news/2011/Babcock%20-%20plea%20%20media%20release%20-%205-10-11.pdf (Press
Release).
6 Plea Agreement at 17.
7 Id.
8 Id. at 18.
9 United States v. Babcock, Criminal Docket No.
3:10–cr–00074–RP–TJS–1, Amended Judgment at 2
(S.D. Iowa, entered Jan. 23, 2012) (Amended
Judgment).
10 Amended Judgment at 4–5. This restitution
order includes: $8,061.77 payable to Bement
Community School District Five; $2,231.28 payable
to the Chester Area School District; $21,789.40
payable to the Lena-Winslow School District;
$17,933.80 payable to North Boone School District
200; $1,852.03 payable to Oldham Public Library;
and $4,270.64 payable to West Carroll Community
PO 00000
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Fmt 4703
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Pursuant to § 54.8(b) of the
Commission’s rules,11 upon your
conviction for theft of E-Rate funds, the
Bureau is required to suspend you from
participating in any activities associated
with or related to the E-Rate program,
including the receipt of funds or
discounted services through the E-Rate
program, or consulting with, assisting,
or advising applicants or service
providers regarding the E-Rate
program.12 Your suspension becomes
effective upon either your receipt of this
letter or its publication in the Federal
Register, whichever comes first.13
In accordance with the Commission’s
suspension and debarment rules, you
may contest this suspension or the
scope of this suspension by filing
arguments, with any relevant
documents, within thirty (30) calendar
days of your receipt of this letter or
[INSERT DATE 30 DAYS AFTER DATE
OF PUBLICATION IN THE FEDERAL
REGISTER], whichever comes first.14
Such requests, however, will not
ordinarily be granted.15 The Bureau may
reverse or limit the scope of a
suspension only upon a finding of
extraordinary circumstances.16 The
Bureau will decide any request to
reverse or modify a suspension within
ninety (90) calendar days of its receipt
of such request.17
II. Initiation of Debarment Proceedings
In addition to requiring your
immediate suspension from the E-Rate
program, your conviction is cause for
debarment as defined in § 54.8(c) of the
Commission’s rules.18 Therefore,
School District No. 314. Id. at 4. In addition, you
were ordered to forfeit, among other items, E-Rate
checks that FBI agents had seized from your
residence. Plea Agreement at 6–7.
11 47 CFR 54.8(a)(4); see Second Report and
Order, 18 FCC Rcd at 9225–27, paras. 67–74.
12 47 CFR 54.8(a)(1), (d).
13 Second Report and Order, 18 FCC Rcd at 9226,
para. 69; 47 CFR 54.8(e)(1).
14 47 CFR 54.8(e)(4).
15 Id.
16 47 CFR 54.8(f).
17 Second Report and Order, 18 FCC Rcd at 9226,
para. 70; 47 CFR 54.8(e)(5), (f).
18 ‘‘Causes for suspension and debarment are
conviction of or civil judgment for attempt or
commission of criminal fraud, theft, embezzlement,
forgery, bribery, falsification or destruction of
records, making false statements, receiving stolen
property, making false claims, obstruction of justice
and other fraud or criminal offense arising out of
activities associated with or related to the schools
and libraries support mechanism, the high-cost
support mechanism, the rural healthcare support
mechanism, and the low-income support
mechanism.’’ 47 CFR. 54.8(c). Associated activities
‘‘include the receipt of funds or discounted services
through [the federal universal service] support
mechanisms, or consulting with, assisting, or
advising applicants or service providers regarding
[the federal universal service] support
mechanisms.’’ Id. 54.8(a)(1).
E:\FR\FM\09NON1.SGM
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Federal Register / Vol. 77, No. 218 / Friday, November 9, 2012 / Notices
pursuant to § 54.8(b) of the
Commission’s rules, your conviction
requires the Bureau to commence
debarment proceedings against you.19
As with the suspension process, you
may contest the proposed debarment or
the scope of the proposed debarment by
filing arguments and any relevant
documentation within thirty (30)
calendar days of receipt of this letter or
its publication in the Federal Register,
whichever comes first.20 The Bureau, in
the absence of extraordinary
circumstances, will notify you of its
decision to debar within ninety (90)
calendar days of receiving any
information you may have filed.21 If the
Bureau decides to debar you, its
decision will become effective upon
either your receipt of a debarment
notice or publication of the decision in
the Federal Register, whichever comes
first.22
If and when your debarment becomes
effective, you will be prohibited from
participating in activities associated
with or related to the E-Rate program for
three years from the date of
debarment.23 The Bureau may set a
longer debarment period or extend an
existing debarment period if necessary
to protect the public interest.24
Please direct any response, if sent by
messenger or hand delivery, to Marlene
H. Dortch, Secretary, Federal
Communications Commission, 445 12th
Street SW., Room TW–A325,
Washington, DC 20554 and to the
attention of Joy M. Ragsdale, Attorney
Advisor, Investigations and Hearings
Division, Enforcement Bureau, Room 4–
C330, Federal Communications
Commission, 445 12th Street SW.,
Washington, DC 20554 with a copy to
Theresa Z. Cavanaugh, Division Chief,
Investigations and Hearings Division,
Enforcement Bureau, Room 4–C330,
Federal Communications Commission,
445 12th Street SW., Washington, DC
20554. All messenger or hand delivery
filings must be submitted without
envelopes.25 If sent by commercial
overnight mail (other than U.S. Postal
Service (USPS) Express Mail and
19 Id.
54.8(b).
Report and Order, 18 FCC Rcd at 9226,
para. 70; 47 CFR § 54.8(e)(3).
21 Second Report and Order, 18 FCC Rcd at 9226,
para. 70; 47 CFR. § 54.8(e)(5).
22 47 CFR 54.8(e)(5). The Commission may
reverse a debarment, or may limit the scope or
period of debarment, upon a finding of
extraordinary circumstances, following the filing of
a petition by you or an interested party or upon
motion by the Commission. Id. 54.8(f).
23 Second Report and Order, 18 FCC Rcd at 9225,
para. 67; 47 CFR 54.8(d), (g).
24 47 CFR 54.8(g).
25 See FCC Public Notice, DA 09–2529 for further
filing instructions (rel. Dec. 3, 2009).
tkelley on DSK3SPTVN1PROD with NOTICES
20 Second
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Priority Mail), the response must be sent
to the Federal Communications
Commission, 9300 East Hampton Drive,
Capitol Heights, Maryland 20743. If sent
by USPS First Class, Express Mail, or
Priority Mail, the response should be
addressed to Joy Ragsdale, Attorney
Advisor, Investigations and Hearings
Division, Enforcement Bureau, Federal
Communications Commission, 445 12th
Street SW., Room 4–C330, Washington,
DC 20554, with a copy to Theresa Z.
Cavanaugh, Chief, Investigations and
Hearings Division, Enforcement Bureau,
Federal Communications Commission,
445 12th Street SW., Room 4–C330,
Washington, DC 20554. You shall also
transmit a copy of your response via
email to Joy M. Ragsdale,
Joy.Ragsdale@fcc.gov and to Theresa Z.
Cavanaugh, Terry.Cavanaugh@fcc.gov.
If you have any questions, please
contact Ms. Ragsdale via U.S. postal
mail, email, or by telephone at (202)
418–1697. You may contact me at (202)
418–1553 or at the email address noted
above if Ms. Ragsdale is unavailable.
Sincerely yours,
Theresa Z. Cavanaugh,
Chief, Investigations and Hearings Division,
Enforcement Bureau
cc: Johnnay Schrieber, Universal
Service Administrative Company
(via email); Rashann Duvall,
Universal Service Administrative
Company (via email); Maureen
McGuire, United States Attorney’s
Office, Southern District of Iowa
(via email); Richard Westphal,
United States Attorney’s Office,
Southern District of Iowa (via
email)
[FR Doc. 2012–27348 Filed 11–8–12; 8:45 am]
BILLING CODE 6712–01–P
FEDERAL MARITIME COMMISSION
Notice of Agreement Filed
The Commission hereby gives notice
of the filing of the following agreements
under the Shipping Act of 1984.
Interested parties may submit comments
on the agreements to the Secretary,
Federal Maritime Commission,
Washington, DC 20573, within ten days
of the date this notice appears in the
Federal Register. Copies of the
agreements are available through the
Commission’s Web site (www.fmc.gov)
or by contacting the Office of
Agreements at (202)–523–5793 or
tradeanalysis@fmc.gov.
Agreement No.: 201157–002.
Title: USMX–ILA Master Contract
between United States Maritime
Alliance, Ltd. and International
Longshoremen’s Association.
PO 00000
Frm 00037
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Sfmt 4703
67365
Parties: United States Maritime
Alliance, Ltd., on behalf of
Management, and the International
Longshoremen’s Association, AFL–CIO.
Filing Parties: William M. Spelman,
Esq.; The Lambos Firm; 29 Broadway,
9th Floor; New York, NY 10006 and
Andre Mazzola, Esq.; Marrinan &
Mazzola Mardon, P.C.; 26 Broadway,
17th Floor; New York, NY 10004.
Synopsis: The amendment extends
the terms and conditions of USMX–ILA
Master Contract to December 29, 2012,
without any changes by USMX and the
ILA.
By Order of the Federal Maritime
Commission.
Dated: November 6, 2012.
Karen V. Gregory,
Secretary.
[FR Doc. 2012–27392 Filed 11–8–12; 8:45 am]
BILLING CODE 6730–01–P
FEDERAL RESERVE SYSTEM
Change in Bank Control Notices;
Acquisitions of Shares of a Bank or
Bank Holding Company
The notificants listed below have
applied under the Change in Bank
Control Act (12 U.S.C. 1817(j)) and
§ 225.41 of the Board’s Regulation Y (12
CFR 225.41) to acquire shares of a bank
or bank holding company. The factors
that are considered in acting on the
notices are set forth in paragraph 7 of
the Act (12 U.S.C. 1817(j)(7)).
The notices are available for
immediate inspection at the Federal
Reserve Bank indicated. The notices
also will be available for inspection at
the offices of the Board of Governors.
Interested persons may express their
views in writing to the Reserve Bank
indicated for that notice or to the offices
of the Board of Governors. Comments
must be received not later than
November 27, 2012.
A. Federal Reserve Bank of Kansas
City (Dennis Denney, Assistant Vice
President) 1 Memorial Drive, Kansas
City, Missouri 64198–0001:
1. G. Jeffrey Records, Jr., Oklahoma
City, Oklahoma; as trustee, of the
Martha E. Records 2009 GST Exempt
Family Trust; the Martha E. Records
2009 Non-Exempt Family Trust; the
Kathryn R. Ryan 2007 GST Exempt
Family Trust; the Kathryn R. Ryan 2007
Non-Exempt Family Trust; and the
George J. and Nancy J. Records 1990
Irrevocable Trust, all in Oklahoma City,
Oklahoma, to acquire voting shares of
Midland Financial Co., and thereby
indirectly acquire voting shares of
MidFirst Bank, both in Oklahoma City,
Oklahoma.
E:\FR\FM\09NON1.SGM
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Agencies
[Federal Register Volume 77, Number 218 (Friday, November 9, 2012)]
[Notices]
[Pages 67363-67365]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-27348]
=======================================================================
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FEDERAL COMMUNICATIONS COMMISSION
[DA 12-1620]
Notice of Suspension and Commencement of Proposed Debarment
Proceedings; Schools and Libraries Universal Service Support Mechanism
AGENCY: Federal Communications Commission.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Enforcement Bureau (the ``Bureau'') gives notice of Ms.
Denisa Babcock's suspension from the schools and libraries universal
service support mechanism (or ``E-Rate Program''). Additionally, the
Bureau gives notice that debarment proceedings are commencing against
her. Ms. Babcock, or any person who has an existing contract with or
intends to contract with her to provide or receive services in matters
arising out of activities associated with or related to the schools and
libraries support, may respond by filing an opposition request,
supported by documentation to Joy Ragsdale, Federal Communications
Commission, Enforcement Bureau, Investigations and Hearings Division,
Room 4-C330, 445 12th Street SW., Washington, DC 20554.
DATES: Opposition requests must be received by 30 days from the receipt
of the suspension letter or December 10, 2012, whichever comes first.
The Bureau will decide any opposition request for reversal or
modification of suspension or debarment within 90 days of its receipt
of such requests.
ADDRESSES: Federal Communications Commission, Enforcement Bureau,
Investigations and Hearings Division, Room 4-C330, 445 12th Street SW.,
Washington, DC 20554.
FOR FURTHER INFORMATION CONTACT: Joy Ragsdale, Federal Communications
Commission, Enforcement Bureau, Investigations and Hearings Division,
Room 4-C330, 445 12th Street SW., Washington, DC 20554. Joy Ragsdale
may be contacted by phone at (202) 418-1697 or email at
Joy.Ragsdale@fcc.gov. If Ms. Ragsdale is unavailable, you may contact
Ms. Theresa Cavanaugh, Chief, Investigations and Hearings Division, by
telephone at (202) 418-1420 and by email at Terry.Cavanaugh@fcc.gov.
SUPPLEMENTARY INFORMATION: The Bureau has suspension and debarment
authority pursuant to 47 CFR 54.8 and 47 CFR 0.111(a)(14). Suspension
will help to ensure that the party to be suspended cannot continue to
benefit from the schools and libraries mechanism pending resolution of
the debarment process. Attached is the suspension letter, DA 12-1620,
which was mailed to Ms. Babcock and released on October 10, 2012. The
complete text of the notice of suspension and initiation of debarment
proceedings is available for public inspection and copying during
regular business hours at the FCC Reference Information Center, Portal
II, 445 12th Street SW., Room CY-A257, Washington, DC 20554, In
addition, the complete text is available on the FCC's Web site at
[[Page 67364]]
https://www.fcc.gov. The text may also be purchased from the
Commission's duplicating inspection and copying during regular business
hours at the contractor, Best Copy and Printing, Inc., Portal II, 445
12th Street SW., Room CY-B420, Washington, DC 20554, telephone (202)
488-5300 or (800) 378-3160, facsimile (202) 488-5563, or via email
https://www.bcpiweb.com.
Federal Communications Commission.
Dated: October 10, 2012.
Theresa Z. Cavanaugh,
Chief, Investigations and Hearings Division, Enforcement Bureau.
DA 12-1620
SENT VIA CERTIFIED MAIL, RETURN RECEIPT REQUESTED AND EMAIL
Ms. Denisa Babcock, c/o Leon Fred Spies, Mellon & Spies, 312 E. College
Street, Suite 216, Iowa City, IA 52240
Re: Notice of Suspension and Initiation of Debarment Proceedings FCC
File No. EB-12-IH-1396
Dear Ms. Babcock: The Federal Communications Commission
(Commission) has received notice of your conviction, under 18 U.S.C.
666(a)(1)(A) and (b), for theft of, among other amounts, funds
associated with the federal schools and libraries universal service
support mechanism (E-Rate program).\1\ Consequently, pursuant to 47 CFR
54.8, this letter constitutes official notice of your suspension from
the E-Rate program. In addition, the Enforcement Bureau (Bureau) hereby
notifies you that the Bureau will commence E-Rate program debarment
proceedings against you.\2\
---------------------------------------------------------------------------
\1\ Any further reference in this letter to ``your conviction''
refers to your guilty plea in United States v. Babcock, Criminal
Docket No. 3:10-cr-00074-RP-TJS-1, Plea Agreement (S.D. Iowa, May
11, 2011) (Plea Agreement).
\2\ See 47 CFR 0.111 (delegating to the Bureau authority to
resolve universal service suspension and debarment proceedings). The
Commission adopted debarment rules for the E-Rate program in 2003.
See Schools and Libraries Universal Service Support Mechanism,
Second Report and Order and Further Notice of Proposed Rulemaking,
18 FCC Rcd 9202 (2003) (Second Report and Order) (adopting Sec.
54.521 to suspend and debar parties from the E-Rate program). In
2007, the Commission extended the debarment rules to apply to all
federal universal service support mechanisms. Comprehensive Review
of the Universal Service Fund Management, Administration, and
Oversight; Federal-State Joint Board on Universal Service; Schools
and Libraries Universal Service Support Mechanism; Rural Health Care
Support Mechanism; Lifeline and Link Up; Changes to the Board of
Directors for the National Exchange Carrier Association, Inc.,
Report and Order, 22 FCC Rcd 16372, 16410-12 (2007) (Program
Management Order) (renumbering Sec. 54.521 of the universal service
debarment rules as Sec. 54.8 and amending subsections (a)(1),
(a)(5), (c), (d), (e)(2)(i), (e)(3), (e)(4), and (g)).
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I. Notice of Suspension
The Commission has established procedures to prevent persons who
have ``defrauded the government or engaged in similar acts through
activities associated with or related to the [E-Rate program]'' from
receiving the benefits associated with that program.\3\ The
Commission's rules are designed to ensure that all E-Rate funds are
used for their intended purpose.\4\
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\3\ Second Report and Order, 18 FCC Rcd at 9225, para. 66;
Program Management Order, 22 FCC Rcd at 16387, para. 32. The
Commission's debarment rules define a ``person'' as ``[a]ny
individual, group of individuals, corporation, partnership,
association, unit of government or legal entity, however
organized.'' 47 CFR 54.8(a)(6).
\4\ NEC-Business Network Solutions, Inc., Notice of Debarment
and Order Denying Waiver Petition, 21 FCC Rcd 7491, 7493, para. 7
(2006).
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On May 11, 2011, you pled guilty to converting more than $1,000,000
belonging to various school districts for your personal use from
November 2005 through December 2009.\5\ That amount included
approximately $49,000 in E-Rate checks that had been payable to school
districts you represented through your E-Rate consulting company,
Camanche Consulting Services (CCS).\6\ According to your Plea
Agreement, you knowingly deposited E-Rate checks payable to these
school districts into your personal bank accounts without the authority
to do so.\7\ Along with the other funds stolen from the various school
districts, you used these stolen E-Rate funds to help pay off your home
mortgage, fund retirement plans, and purchase vehicles, real property,
a boat, travel, and personal items.\8\
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\5\ Plea Agreement at 1, 17-18; see also United States
Attorney's Office, Southern District of Iowa, News, Former Clinton
Community School District Employee Pleads Guilty to Theft of Federal
Funds, May 11, 2011, at https://www.justice.gov/usao/ias/news/2011/Babcock%20-%20plea%20-%20media%20release%20-%205-10-11.pdf (Press
Release).
\6\ Plea Agreement at 17.
\7\ Id.
\8\ Id. at 18.
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On October 14, 2011, the United States District Court for the
Southern District of Iowa sentenced you to serve 64 months in prison
followed by a three-year period of supervised release.\9\ In addition,
the court ordered you to pay $1,330,215.96 in restitution and a $100
special assessment.\10\
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\9\ United States v. Babcock, Criminal Docket No. 3:10-cr-00074-
RP-TJS-1, Amended Judgment at 2 (S.D. Iowa, entered Jan. 23, 2012)
(Amended Judgment).
\10\ Amended Judgment at 4-5. This restitution order includes:
$8,061.77 payable to Bement Community School District Five;
$2,231.28 payable to the Chester Area School District; $21,789.40
payable to the Lena-Winslow School District; $17,933.80 payable to
North Boone School District 200; $1,852.03 payable to Oldham Public
Library; and $4,270.64 payable to West Carroll Community School
District No. 314. Id. at 4. In addition, you were ordered to
forfeit, among other items, E-Rate checks that FBI agents had seized
from your residence. Plea Agreement at 6-7.
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Pursuant to Sec. 54.8(b) of the Commission's rules,\11\ upon your
conviction for theft of E-Rate funds, the Bureau is required to suspend
you from participating in any activities associated with or related to
the E-Rate program, including the receipt of funds or discounted
services through the E-Rate program, or consulting with, assisting, or
advising applicants or service providers regarding the E-Rate
program.\12\ Your suspension becomes effective upon either your receipt
of this letter or its publication in the Federal Register, whichever
comes first.\13\
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\11\ 47 CFR 54.8(a)(4); see Second Report and Order, 18 FCC Rcd
at 9225-27, paras. 67-74.
\12\ 47 CFR 54.8(a)(1), (d).
\13\ Second Report and Order, 18 FCC Rcd at 9226, para. 69; 47
CFR 54.8(e)(1).
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In accordance with the Commission's suspension and debarment rules,
you may contest this suspension or the scope of this suspension by
filing arguments, with any relevant documents, within thirty (30)
calendar days of your receipt of this letter or [INSERT DATE 30 DAYS
AFTER DATE OF PUBLICATION IN THE FEDERAL REGISTER], whichever comes
first.\14\ Such requests, however, will not ordinarily be granted.\15\
The Bureau may reverse or limit the scope of a suspension only upon a
finding of extraordinary circumstances.\16\ The Bureau will decide any
request to reverse or modify a suspension within ninety (90) calendar
days of its receipt of such request.\17\
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\14\ 47 CFR 54.8(e)(4).
\15\ Id.
\16\ 47 CFR 54.8(f).
\17\ Second Report and Order, 18 FCC Rcd at 9226, para. 70; 47
CFR 54.8(e)(5), (f).
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II. Initiation of Debarment Proceedings
In addition to requiring your immediate suspension from the E-Rate
program, your conviction is cause for debarment as defined in Sec.
54.8(c) of the Commission's rules.\18\ Therefore,
[[Page 67365]]
pursuant to Sec. 54.8(b) of the Commission's rules, your conviction
requires the Bureau to commence debarment proceedings against you.\19\
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\18\ ``Causes for suspension and debarment are conviction of or
civil judgment for attempt or commission of criminal fraud, theft,
embezzlement, forgery, bribery, falsification or destruction of
records, making false statements, receiving stolen property, making
false claims, obstruction of justice and other fraud or criminal
offense arising out of activities associated with or related to the
schools and libraries support mechanism, the high-cost support
mechanism, the rural healthcare support mechanism, and the low-
income support mechanism.'' 47 CFR. 54.8(c). Associated activities
``include the receipt of funds or discounted services through [the
federal universal service] support mechanisms, or consulting with,
assisting, or advising applicants or service providers regarding
[the federal universal service] support mechanisms.'' Id.
54.8(a)(1).
\19\ Id. 54.8(b).
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As with the suspension process, you may contest the proposed
debarment or the scope of the proposed debarment by filing arguments
and any relevant documentation within thirty (30) calendar days of
receipt of this letter or its publication in the Federal Register,
whichever comes first.\20\ The Bureau, in the absence of extraordinary
circumstances, will notify you of its decision to debar within ninety
(90) calendar days of receiving any information you may have filed.\21\
If the Bureau decides to debar you, its decision will become effective
upon either your receipt of a debarment notice or publication of the
decision in the Federal Register, whichever comes first.\22\
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\20\ Second Report and Order, 18 FCC Rcd at 9226, para. 70; 47
CFR Sec. 54.8(e)(3).
\21\ Second Report and Order, 18 FCC Rcd at 9226, para. 70; 47
CFR. Sec. 54.8(e)(5).
\22\ 47 CFR 54.8(e)(5). The Commission may reverse a debarment,
or may limit the scope or period of debarment, upon a finding of
extraordinary circumstances, following the filing of a petition by
you or an interested party or upon motion by the Commission. Id.
54.8(f).
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If and when your debarment becomes effective, you will be
prohibited from participating in activities associated with or related
to the E-Rate program for three years from the date of debarment.\23\
The Bureau may set a longer debarment period or extend an existing
debarment period if necessary to protect the public interest.\24\
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\23\ Second Report and Order, 18 FCC Rcd at 9225, para. 67; 47
CFR 54.8(d), (g).
\24\ 47 CFR 54.8(g).
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Please direct any response, if sent by messenger or hand delivery,
to Marlene H. Dortch, Secretary, Federal Communications Commission, 445
12th Street SW., Room TW-A325, Washington, DC 20554 and to the
attention of Joy M. Ragsdale, Attorney Advisor, Investigations and
Hearings Division, Enforcement Bureau, Room 4-C330, Federal
Communications Commission, 445 12th Street SW., Washington, DC 20554
with a copy to Theresa Z. Cavanaugh, Division Chief, Investigations and
Hearings Division, Enforcement Bureau, Room 4-C330, Federal
Communications Commission, 445 12th Street SW., Washington, DC 20554.
All messenger or hand delivery filings must be submitted without
envelopes.\25\ If sent by commercial overnight mail (other than U.S.
Postal Service (USPS) Express Mail and Priority Mail), the response
must be sent to the Federal Communications Commission, 9300 East
Hampton Drive, Capitol Heights, Maryland 20743. If sent by USPS First
Class, Express Mail, or Priority Mail, the response should be addressed
to Joy Ragsdale, Attorney Advisor, Investigations and Hearings
Division, Enforcement Bureau, Federal Communications Commission, 445
12th Street SW., Room 4-C330, Washington, DC 20554, with a copy to
Theresa Z. Cavanaugh, Chief, Investigations and Hearings Division,
Enforcement Bureau, Federal Communications Commission, 445 12th Street
SW., Room 4-C330, Washington, DC 20554. You shall also transmit a copy
of your response via email to Joy M. Ragsdale, Joy.Ragsdale@fcc.gov and
to Theresa Z. Cavanaugh, Terry.Cavanaugh@fcc.gov.
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\25\ See FCC Public Notice, DA 09-2529 for further filing
instructions (rel. Dec. 3, 2009).
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If you have any questions, please contact Ms. Ragsdale via U.S.
postal mail, email, or by telephone at (202) 418-1697. You may contact
me at (202) 418-1553 or at the email address noted above if Ms.
Ragsdale is unavailable.
Sincerely yours,
Theresa Z. Cavanaugh,
Chief, Investigations and Hearings Division, Enforcement Bureau
cc: Johnnay Schrieber, Universal Service Administrative Company (via
email); Rashann Duvall, Universal Service Administrative Company (via
email); Maureen McGuire, United States Attorney's Office, Southern
District of Iowa (via email); Richard Westphal, United States
Attorney's Office, Southern District of Iowa (via email)
[FR Doc. 2012-27348 Filed 11-8-12; 8:45 am]
BILLING CODE 6712-01-P