Reserve Requirements of Depository Institutions, 65773-65775 [2012-26662]
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65773
Rules and Regulations
Federal Register
Vol. 77, No. 211
Wednesday, October 31, 2012
This section of the FEDERAL REGISTER
contains regulatory documents having general
applicability and legal effect, most of which
are keyed to and codified in the Code of
Federal Regulations, which is published under
50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by
the Superintendent of Documents. Prices of
new books are listed in the first FEDERAL
REGISTER issue of each week.
FEDERAL RESERVE SYSTEM
12 CFR Part 204
[Regulation D; Docket No. R–1446]
RIN 7100 AD 93
Reserve Requirements of Depository
Institutions
Board of Governors of the
Federal Reserve System.
ACTION: Final rule.
AGENCY:
The Board is amending
Regulation D, Reserve Requirements of
Depository Institutions, to reflect the
annual indexing of the reserve
requirement exemption amount and the
low reserve tranche for 2013. The
Regulation D amendments set the
amount of total reservable liabilities of
each depository institution that is
subject to a zero percent reserve
requirement in 2013 at 12.4 million
(from $11.5 million in 2012). This
amount is known as the reserve
requirement exemption amount. The
Regulation D amendments also set the
amount of net transaction accounts at
each depository institution (over the
reserve requirement exemption amount)
that is subject to a three percent reserve
requirement in 2013 at $79.5 million
(from $71.0 million in 2012). This
amount is known as the low reserve
tranche. The adjustments to both of
these amounts are derived using
statutory formulas specified in the
Federal Reserve Act.
The Board is also announcing changes
in two other amounts, the nonexempt
deposit cutoff level and the reduced
reporting limit, that are used to
determine the frequency at which
depository institutions must submit
deposit reports.
DATES: Effective Date: November 30,
2012.
Compliance Dates: For depository
institutions that report deposit data
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SUMMARY:
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weekly, the new low reserve tranche
and reserve requirement exemption
amount will apply to the fourteen-day
reserve computation period that begins
Tuesday, November 27, 2012, and the
corresponding fourteen-day reserve
maintenance period that begins
Thursday, December 27, 2012. For
depository institutions that report
deposit data quarterly, the new low
reserve tranche and reserve requirement
exemption amount will apply to the
seven-day reserve computation period
that begins Tuesday, December 18,
2012, and the corresponding seven-day
reserve maintenance period that begins
Thursday, January 17, 2013. For all
depository institutions, these new
values of the nonexempt deposit cutoff
level, the reserve requirement
exemption amount, and the reduced
reporting limit will be used to
determine the frequency at which a
depository institution submits deposit
reports effective in either June or
September 2013.
FOR FURTHER INFORMATION CONTACT:
Sophia H. Allison, Senior Counsel (202/
452–3565), Legal Division, or Ezra A.
Kidane, Financial Analyst (202/973–
6161), Division of Monetary Affairs; for
users of Telecommunications Device for
the Deaf (TDD) only, contact (202/263–
4869); Board of Governors of the Federal
Reserve System, 20th and C Streets,
NW., Washington, DC 20551.
SUPPLEMENTARY INFORMATION: Section
19(b)(2) of the Federal Reserve Act (12
U.S.C. 461(b)(2)) requires each
depository institution to maintain
reserves against its transaction accounts
and nonpersonal time deposits, as
prescribed by Board regulations, for the
purpose of implementing monetary
policy. Section 11(a)(2) of the Federal
Reserve Act (12 U.S.C. 248(a)(2))
authorizes the Board to require reports
of liabilities and assets from depository
institutions to enable the Board to
conduct monetary policy. The Board’s
actions with respect to each of these
provisions are discussed in turn below.
Reserve Requirements
Pursuant to section 19(b) of the
Federal Reserve Act (Act), transaction
account balances maintained at each
depository institution are subject to
reserve requirement ratios of zero, three,
or ten percent. Section 19(b)(11)(A) of
the Act (12 U.S.C. 461(b)(11)(A))
provides that a zero percent reserve
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requirement shall apply at each
depository institution to total reservable
liabilities that do not exceed a certain
amount, known as the reserve
requirement exemption amount. Section
19(b)(11)(B) provides that, before
December 31 of each year, the Board
shall issue a regulation adjusting the
reserve requirement exemption amount
for the next calendar year if total
reservable liabilities held at all
depository institutions increase from
one year to the next. No adjustment is
made to the reserve requirement
exemption amount if total reservable
liabilities held at all depository
institutions should decrease during the
applicable time period. The Act requires
the percentage increase in the reserve
requirement exemption amount to be 80
percent of the increase in total
reservable liabilities of all depository
institutions over the one-year period
that ends on the June 30 prior to the
adjustment.
Total reservable liabilities of all
depository institutions increased about
9.6 percent (from $5,455 billion to
$5,978 billion) between June 30, 2011,
and June 30, 2012. Accordingly, the
Board is amending Regulation D to set
the reserve requirement exemption
amount for 2013 at $12.4 million, an
increase of $0.9 million from its level in
2012.1
Pursuant to Section 19(b)(2) of the Act
(12 U.S.C. 461(b)(2)), transaction
account balances maintained at each
depository institution over the reserve
requirement exemption amount and up
to a certain amount, known as the low
reserve tranche, are subject to a three
percent reserve requirement.
Transaction account balances over the
low reserve tranche are subject to a ten
percent reserve requirement. Section
19(b)(2) also provides that, before
December 31 of each year, the Board
shall issue a regulation adjusting the
low reserve tranche for the next
calendar year. The Act requires the
adjustment in the low reserve tranche to
be 80 percent of the percentage increase
or decrease in total transaction accounts
of all depository institutions over the
one-year period that ends on the June 30
prior to the adjustment.
1 Consistent with Board practice, the low reserve
tranche and reserve requirement exemption
amounts have been rounded to the nearest $0.1
million.
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31OCR1
65774
Federal Register / Vol. 77, No. 211 / Wednesday, October 31, 2012 / Rules and Regulations
Deposit Reports
Section 11(b)(2) of the Federal
Reserve Act authorizes the Board to
require depository institutions to file
reports of their liabilities and assets as
the Board may determine to be
necessary or desirable to enable it to
discharge its responsibility to monitor
and control the monetary and credit
aggregates. The Board screens
depository institutions each year and
assigns them to one of four deposit
reporting panels (weekly reporters,
quarterly reporters, annual reporters, or
nonreporters). The panel assignment for
annual reporters is effective in June of
the screening year; the panel assignment
for weekly and quarterly reporters is
effective in September of the screening
year.
In order to ease reporting burden, the
Board permits smaller depository
institutions to submit deposit reports
less frequently than larger depository
institutions. The Board permits
depository institutions with net
transaction accounts above the reserve
requirement exemption amount but total
transaction accounts, savings deposits,
and small time deposits below a
specified level (the ‘‘nonexempt deposit
cutoff’’) to report deposit data quarterly.
Depository institutions with net
transaction accounts above the reserve
requirement exemption amount but
with total transaction accounts, savings
deposits, and small time deposits above
the nonexempt deposit cutoff are
required to report deposit data weekly.
The Board requires certain large
depository institutions to report weekly
regardless of the level of their net
transaction accounts if the depository
institution’s total transaction accounts,
savings deposits, and small time
deposits exceeds a specified level (the
‘‘reduced reporting limit’’). The
nonexempt deposit cutoff level and the
reduced reporting limit are adjusted
annually, by an amount equal to 80
percent of the increase, if any, in total
transaction accounts, savings deposits,
and small time deposits of all
depository institutions over the one-year
period that ends on the June 30 prior to
the adjustment.
From June 30, 2011 to June 30, 2012,
total transaction accounts, savings
deposits, and small time deposits at all
depository institutions increased 8.8
percent (from $8,174 billion to $8,890
billion). Accordingly, the Board is
increasing the nonexempt deposit cutoff
level by $19.0 million to $290.5 million
for 2013 (from $271.5 million in 2012).
The Board is also increasing the reduced
reporting limit by $107 million to
$1.628 billion in 2013 (from $1.521
billion for 2012).2
Beginning in 2013, the boundaries of
the four deposit reporting panels will be
defined as follows. Those depository
institutions with net transaction
accounts over $12.4 million (the reserve
requirement exemption amount) or with
total transaction accounts, savings
deposits, and small time deposits
greater than or equal to $1.628 billion
(the reduced reporting limit) are subject
to detailed reporting, and must file a
Report of Transaction Accounts, Other
Deposits and Vault Cash (FR 2900
report) either weekly or quarterly. Of
this group, those with total transaction
accounts, savings deposits, and small
time deposits greater than or equal to
$290.5 million (the nonexempt deposit
cutoff level) are required to file the FR
2900 report each week, while those with
total transaction accounts, savings
deposits, and small time deposits less
than $290.5 million are required to file
the FR 2900 report each quarter. Those
depository institutions with net
transaction accounts less than or equal
to $12.4 million (the reserve
requirement exemption amount) and
with total transaction accounts, savings
deposits, and small time deposits less
than $1.628 billion (the reduced
reporting limit) are eligible for reduced
reporting, and must either file a deposit
report annually or not at all. Of this
2 Consistent with Board practice, the nonexempt
deposit cutoff level has been rounded to the nearest
$0.1 million, and the reduced reporting limit has
been rounded to the nearest $1 million.
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Net transaction accounts of all
depository institutions increased 15.0
percent (from $1,190 billion to $1,368
billion) between June 30, 2011 and June
30, 2012. Accordingly, the Board is
amending Regulation D to increase the
low reserve tranche for net transaction
accounts by $8.5 million, from $71.0
million for 2012 to $79.5 million for
2013.
For depository institutions that file
deposit reports weekly, the new low
reserve tranche and reserve requirement
exemption amount will be effective for
the fourteen-day reserve computation
period beginning Tuesday, November
27, 2012, and for the corresponding
fourteen-day reserve maintenance
period beginning Thursday, December
27, 2012. For depository institutions
that report quarterly, the new low
reserve tranche and reserve requirement
exemption amount will be effective for
the seven-day reserve computation
period beginning Tuesday, December
18, 2012, and for the corresponding
seven-day reserve maintenance period
beginning Thursday, January 17, 2013.
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group, those with total deposits greater
than $12.4 million (but with total
transaction accounts, savings deposits,
and small time deposits less than $1.628
billion) are required to file the Annual
Report of Deposits and Reservable
Liabilities (FR 2910a) report annually,
while those with total deposits less than
or equal to $12.4 million are not
required to file a deposit report. A
depository institution that adjusts
reported values on its FR 2910a report
in order to qualify for reduced reporting
will be shifted to an FR 2900 reporting
panel.
Notice and Regulatory Flexibility Act
The provisions of 5 U.S.C. 553(b)
relating to notice of proposed
rulemaking have not been followed in
connection with the adoption of these
amendments. The amendments involve
expected, ministerial adjustments
prescribed by statute and by the Board’s
policy concerning reporting practices.
The adjustments in the reserve
requirement exemption amount, the low
reserve tranche, the nonexempt deposit
cutoff level, and the reduced reporting
limit serve to reduce regulatory burdens
on depository institutions. Accordingly,
the Board finds good cause for
determining, and so determines, that
notice in accordance with 5 U.S.C.
553(b) is unnecessary. Consequently,
the provisions of the Regulatory
Flexibility Act, 5 U.S.C. 601, do not
apply to these amendments.
List of Subjects in 12 CFR Part 204
Banks, banking, Reporting and
recordkeeping requirements.
For the reasons set forth in the
preamble, the Board is amending 12
CFR part 204 as follows:
PART 204—RESERVE
REQUIREMENTS OF DEPOSITORY
INSTITUTIONS (REGULATION D)
1. The authority citation for part 204
continues to read as follows:
■
Authority: 12 U.S.C. 248(a), 248(c), 371a,
461, 601, 611, and 3105.
2. Section 204.4(f) is revised to read as
follows:
■
204.4
Computation of required reserves.
*
*
*
*
*
(f) For all depository institutions,
Edge and Agreement corporations, and
United States branches and agencies of
foreign banks, required reserves are
computed by applying the reserve
requirement ratios below to net
transaction accounts, nonpersonal time
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Federal Register / Vol. 77, No. 211 / Wednesday, October 31, 2012 / Rules and Regulations
deposits, and Eurocurrency liabilities of
the institution during the computation
period.
Reservable liability
Reserve requirement
NET TRANSACTION ACCOUNTS:
$0 to reserve requirement exemption amount ($12.4 million) ..........
Over reserve requirement exemption amount $12.4 million) and up
to low reserve tranche ($79.5 million).
Over low reserve tranche ($79.5 million) ..........................................
Nonpersonal time deposits .......................................................................
Eurocurrency liabilities ..............................................................................
By order of the Board of Governors of the
Federal Reserve System, acting through the
Director of the Division of Monetary Affairs
under delegated authority.
Dated: October 24, 2012.
Robert deV. Frierson,
Secretary of the Board.
[FR Doc. 2012–26662 Filed 10–30–12; 8:45 am]
BILLING CODE 6210–01–P
BUREAU OF CONSUMER FINANCIAL
PROTECTION
12 CFR Part 1090
[Docket No. CFPB–2012–0040]
RIN 3170–AA30
Defining Larger Participants of the
Consumer Debt Collection Market
Bureau of Consumer Financial
Protection.
ACTION: Final rule.
AGENCY:
The Bureau of Consumer
Financial Protection (Bureau) amends
the regulation defining larger
participants of certain consumer
financial product and service markets
by adding a new section to define larger
participants of a market for consumer
debt collection. The final rule thereby
facilitates the supervision of nonbank
covered persons active in that market.
The Bureau is issuing the final rule
pursuant to the Dodd-Frank Wall Street
Reform and Consumer Protection Act.
That law grants the Bureau authority to
supervise certain nonbank covered
persons for compliance with Federal
consumer financial law and for other
purposes. The Bureau has the authority
to supervise nonbank covered persons
of all sizes in the residential mortgage,
private education lending, and payday
lending markets. In addition, the Bureau
has the authority to supervise nonbank
‘‘larger participant[s]’’ of markets for
other consumer financial products or
services, as the Bureau defines by rule.
An initial rule defining larger
participants of a market for consumer
reporting was published in the Federal
mstockstill on DSK4VPTVN1PROD with RULES
SUMMARY:
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65775
0 percent of amount.
3 percent of amount.
$2,013,000 plus 10 percent of amount over $79.5 million.
0 percent.
0 percent.
Register on July 20, 2012 (Consumer
Reporting Rule).
DATES: Effective January 2, 2013.
FOR FURTHER INFORMATION CONTACT: Kali
Bracey, Senior Counsel, (202) 435–7141,
or Susan Torzilli, Attorney-Advisor,
(202) 435–7464, Office of Nonbank
Supervision, Bureau of Consumer
Financial Protection, 1700 G Street NW.,
Washington, DC 20552.
SUPPLEMENTARY INFORMATION: On
February 17, 2012, the Bureau
published a notice of proposed
rulemaking proposing to define larger
participants of two markets identified
by the Bureau: consumer reporting and
consumer debt collection.1 On July 20,
2012, the Bureau published the
Consumer Reporting Rule.2 The Bureau
is issuing this final rule to define larger
participants of a market for consumer
debt collection (Final Consumer Debt
Collection Rule). This Final Consumer
Debt Collection Rule is the second in a
series of rulemakings to define larger
participants of markets for consumer
financial products and services for
purposes of 12 U.S.C. 5514(a)(1).
very large banks, thrifts, and credit
unions and their affiliates.5
Under 12 U.S.C. 5514, the Bureau has
supervisory authority over all nonbank
covered persons offering or providing
three enumerated types of consumer
financial products or services: (1)
Origination, brokerage, or servicing of
residential mortgage loans secured by
real estate, and related mortgage loan
modification or foreclosure relief
services; (2) private education loans;
and (3) payday loans.6 The Bureau also
has supervisory authority over ‘‘larger
participant[s] of a market for other
consumer financial products or
services,’’ as the Bureau defines by
rule.7 On July 20, 2012, the Bureau
published in the Federal Register the
Consumer Reporting Rule, which
defined larger participants of a market
for consumer reporting.8 The Consumer
Reporting Rule also established various
procedures and standards that will
apply with respect to all larger
participants defined by rule, including
those in the market for consumer debt
collection that is defined in this Final
Consumer Debt Collection Rule.
I. Overview
Title X of the Dodd-Frank Wall Street
Reform and Consumer Protection Act
(Dodd-Frank Act) 3 established the
Bureau on July 21, 2010. One of the
Bureau’s responsibilities under the
Dodd-Frank Act is the supervision of
certain nonbank covered persons,4 and
1 77
FR 9592 (Feb. 17, 2012).
FR 42874 (July 20, 2012).
3 Public Law 111–203 (codified at 12 U.S.C. 5301
et seq.).
4 The provisions of 12 U.S.C. 5514 apply to
certain categories of covered persons, described in
subsection (a)(1), and expressly exclude from
coverage persons described in 12 U.S.C. 5515(a) or
5516(a). A ‘‘covered person’’ means ‘‘(A) any person
that engages in offering or providing a consumer
financial product or service; and (B) any affiliate of
a person described [in (A)] if such affiliate acts as
a service provider to such person.’’ 12 U.S.C.
5481(6); see also 12 U.S.C. 5481(5) (defining
‘‘consumer financial product or service’’). Under 12
U.S.C. 5514(d), subject to certain exceptions, ‘‘to the
extent that Federal law authorizes the Bureau and
another Federal agency to * * * conduct
examinations, or require reports from a person
described in subsection (a)(1) under such law for
2 77
PO 00000
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Fmt 4700
Sfmt 4700
purposes of assuring compliance with Federal
consumer financial law and any regulations
thereunder, the Bureau shall have the exclusive
authority to * * * conduct examinations [and]
require reports * * * with regard to a person
described in (a)(1), subject to those provisions of
law.’’
5 See 12 U.S.C. 5515(a). The Bureau also has
certain authorities relating to the supervision of
other banks, thrifts, and credit unions. See 12
U.S.C. 5516(c)(1), (e). The Bureau notes that one of
the objectives of the Dodd-Frank Act is to ensure
that ‘‘Federal consumer financial law is enforced
consistently without regard to the status of a person
as a depository institution, in order to promote fair
competition.’’ 12 U.S.C. 5511(b)(4).
6 12 U.S.C. 5514(a)(1)(A), (D), (E).
7 12 U.S.C. 5514(a)(1)(B), (a)(2). The Bureau also
has the authority to supervise any nonbank covered
person that it ‘‘has reasonable cause to determine,
by order, after notice to the covered person and a
reasonable opportunity * * * to respond * * * is
engaging, or has engaged, in conduct that poses
risks to consumers with regard to the offering or
provision of consumer financial products or
services.’’ 12 U.S.C. 5514(a)(1)(C). The Bureau has
published a notice of proposed rulemaking to
establish procedures relating to this provision of the
Dodd-Frank Act. 77 FR 31226 (May 25, 2012).
8 77 FR 42874.
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Agencies
[Federal Register Volume 77, Number 211 (Wednesday, October 31, 2012)]
[Rules and Regulations]
[Pages 65773-65775]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-26662]
========================================================================
Rules and Regulations
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains regulatory documents
having general applicability and legal effect, most of which are keyed
to and codified in the Code of Federal Regulations, which is published
under 50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by the Superintendent of Documents.
Prices of new books are listed in the first FEDERAL REGISTER issue of each
week.
========================================================================
Federal Register / Vol. 77, No. 211 / Wednesday, October 31, 2012 /
Rules and Regulations
[[Page 65773]]
FEDERAL RESERVE SYSTEM
12 CFR Part 204
[Regulation D; Docket No. R-1446]
RIN 7100 AD 93
Reserve Requirements of Depository Institutions
AGENCY: Board of Governors of the Federal Reserve System.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Board is amending Regulation D, Reserve Requirements of
Depository Institutions, to reflect the annual indexing of the reserve
requirement exemption amount and the low reserve tranche for 2013. The
Regulation D amendments set the amount of total reservable liabilities
of each depository institution that is subject to a zero percent
reserve requirement in 2013 at 12.4 million (from $11.5 million in
2012). This amount is known as the reserve requirement exemption
amount. The Regulation D amendments also set the amount of net
transaction accounts at each depository institution (over the reserve
requirement exemption amount) that is subject to a three percent
reserve requirement in 2013 at $79.5 million (from $71.0 million in
2012). This amount is known as the low reserve tranche. The adjustments
to both of these amounts are derived using statutory formulas specified
in the Federal Reserve Act.
The Board is also announcing changes in two other amounts, the
nonexempt deposit cutoff level and the reduced reporting limit, that
are used to determine the frequency at which depository institutions
must submit deposit reports.
DATES: Effective Date: November 30, 2012.
Compliance Dates: For depository institutions that report deposit
data weekly, the new low reserve tranche and reserve requirement
exemption amount will apply to the fourteen-day reserve computation
period that begins Tuesday, November 27, 2012, and the corresponding
fourteen-day reserve maintenance period that begins Thursday, December
27, 2012. For depository institutions that report deposit data
quarterly, the new low reserve tranche and reserve requirement
exemption amount will apply to the seven-day reserve computation period
that begins Tuesday, December 18, 2012, and the corresponding seven-day
reserve maintenance period that begins Thursday, January 17, 2013. For
all depository institutions, these new values of the nonexempt deposit
cutoff level, the reserve requirement exemption amount, and the reduced
reporting limit will be used to determine the frequency at which a
depository institution submits deposit reports effective in either June
or September 2013.
FOR FURTHER INFORMATION CONTACT: Sophia H. Allison, Senior Counsel
(202/452-3565), Legal Division, or Ezra A. Kidane, Financial Analyst
(202/973-6161), Division of Monetary Affairs; for users of
Telecommunications Device for the Deaf (TDD) only, contact (202/263-
4869); Board of Governors of the Federal Reserve System, 20th and C
Streets, NW., Washington, DC 20551.
SUPPLEMENTARY INFORMATION: Section 19(b)(2) of the Federal Reserve Act
(12 U.S.C. 461(b)(2)) requires each depository institution to maintain
reserves against its transaction accounts and nonpersonal time
deposits, as prescribed by Board regulations, for the purpose of
implementing monetary policy. Section 11(a)(2) of the Federal Reserve
Act (12 U.S.C. 248(a)(2)) authorizes the Board to require reports of
liabilities and assets from depository institutions to enable the Board
to conduct monetary policy. The Board's actions with respect to each of
these provisions are discussed in turn below.
Reserve Requirements
Pursuant to section 19(b) of the Federal Reserve Act (Act),
transaction account balances maintained at each depository institution
are subject to reserve requirement ratios of zero, three, or ten
percent. Section 19(b)(11)(A) of the Act (12 U.S.C. 461(b)(11)(A))
provides that a zero percent reserve requirement shall apply at each
depository institution to total reservable liabilities that do not
exceed a certain amount, known as the reserve requirement exemption
amount. Section 19(b)(11)(B) provides that, before December 31 of each
year, the Board shall issue a regulation adjusting the reserve
requirement exemption amount for the next calendar year if total
reservable liabilities held at all depository institutions increase
from one year to the next. No adjustment is made to the reserve
requirement exemption amount if total reservable liabilities held at
all depository institutions should decrease during the applicable time
period. The Act requires the percentage increase in the reserve
requirement exemption amount to be 80 percent of the increase in total
reservable liabilities of all depository institutions over the one-year
period that ends on the June 30 prior to the adjustment.
Total reservable liabilities of all depository institutions
increased about 9.6 percent (from $5,455 billion to $5,978 billion)
between June 30, 2011, and June 30, 2012. Accordingly, the Board is
amending Regulation D to set the reserve requirement exemption amount
for 2013 at $12.4 million, an increase of $0.9 million from its level
in 2012.\1\
---------------------------------------------------------------------------
\1\ Consistent with Board practice, the low reserve tranche and
reserve requirement exemption amounts have been rounded to the
nearest $0.1 million.
---------------------------------------------------------------------------
Pursuant to Section 19(b)(2) of the Act (12 U.S.C. 461(b)(2)),
transaction account balances maintained at each depository institution
over the reserve requirement exemption amount and up to a certain
amount, known as the low reserve tranche, are subject to a three
percent reserve requirement. Transaction account balances over the low
reserve tranche are subject to a ten percent reserve requirement.
Section 19(b)(2) also provides that, before December 31 of each year,
the Board shall issue a regulation adjusting the low reserve tranche
for the next calendar year. The Act requires the adjustment in the low
reserve tranche to be 80 percent of the percentage increase or decrease
in total transaction accounts of all depository institutions over the
one-year period that ends on the June 30 prior to the adjustment.
[[Page 65774]]
Net transaction accounts of all depository institutions increased
15.0 percent (from $1,190 billion to $1,368 billion) between June 30,
2011 and June 30, 2012. Accordingly, the Board is amending Regulation D
to increase the low reserve tranche for net transaction accounts by
$8.5 million, from $71.0 million for 2012 to $79.5 million for 2013.
For depository institutions that file deposit reports weekly, the
new low reserve tranche and reserve requirement exemption amount will
be effective for the fourteen-day reserve computation period beginning
Tuesday, November 27, 2012, and for the corresponding fourteen-day
reserve maintenance period beginning Thursday, December 27, 2012. For
depository institutions that report quarterly, the new low reserve
tranche and reserve requirement exemption amount will be effective for
the seven-day reserve computation period beginning Tuesday, December
18, 2012, and for the corresponding seven-day reserve maintenance
period beginning Thursday, January 17, 2013.
Deposit Reports
Section 11(b)(2) of the Federal Reserve Act authorizes the Board to
require depository institutions to file reports of their liabilities
and assets as the Board may determine to be necessary or desirable to
enable it to discharge its responsibility to monitor and control the
monetary and credit aggregates. The Board screens depository
institutions each year and assigns them to one of four deposit
reporting panels (weekly reporters, quarterly reporters, annual
reporters, or nonreporters). The panel assignment for annual reporters
is effective in June of the screening year; the panel assignment for
weekly and quarterly reporters is effective in September of the
screening year.
In order to ease reporting burden, the Board permits smaller
depository institutions to submit deposit reports less frequently than
larger depository institutions. The Board permits depository
institutions with net transaction accounts above the reserve
requirement exemption amount but total transaction accounts, savings
deposits, and small time deposits below a specified level (the
``nonexempt deposit cutoff'') to report deposit data quarterly.
Depository institutions with net transaction accounts above the reserve
requirement exemption amount but with total transaction accounts,
savings deposits, and small time deposits above the nonexempt deposit
cutoff are required to report deposit data weekly. The Board requires
certain large depository institutions to report weekly regardless of
the level of their net transaction accounts if the depository
institution's total transaction accounts, savings deposits, and small
time deposits exceeds a specified level (the ``reduced reporting
limit''). The nonexempt deposit cutoff level and the reduced reporting
limit are adjusted annually, by an amount equal to 80 percent of the
increase, if any, in total transaction accounts, savings deposits, and
small time deposits of all depository institutions over the one-year
period that ends on the June 30 prior to the adjustment.
From June 30, 2011 to June 30, 2012, total transaction accounts,
savings deposits, and small time deposits at all depository
institutions increased 8.8 percent (from $8,174 billion to $8,890
billion). Accordingly, the Board is increasing the nonexempt deposit
cutoff level by $19.0 million to $290.5 million for 2013 (from $271.5
million in 2012). The Board is also increasing the reduced reporting
limit by $107 million to $1.628 billion in 2013 (from $1.521 billion
for 2012).\2\
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\2\ Consistent with Board practice, the nonexempt deposit cutoff
level has been rounded to the nearest $0.1 million, and the reduced
reporting limit has been rounded to the nearest $1 million.
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Beginning in 2013, the boundaries of the four deposit reporting
panels will be defined as follows. Those depository institutions with
net transaction accounts over $12.4 million (the reserve requirement
exemption amount) or with total transaction accounts, savings deposits,
and small time deposits greater than or equal to $1.628 billion (the
reduced reporting limit) are subject to detailed reporting, and must
file a Report of Transaction Accounts, Other Deposits and Vault Cash
(FR 2900 report) either weekly or quarterly. Of this group, those with
total transaction accounts, savings deposits, and small time deposits
greater than or equal to $290.5 million (the nonexempt deposit cutoff
level) are required to file the FR 2900 report each week, while those
with total transaction accounts, savings deposits, and small time
deposits less than $290.5 million are required to file the FR 2900
report each quarter. Those depository institutions with net transaction
accounts less than or equal to $12.4 million (the reserve requirement
exemption amount) and with total transaction accounts, savings
deposits, and small time deposits less than $1.628 billion (the reduced
reporting limit) are eligible for reduced reporting, and must either
file a deposit report annually or not at all. Of this group, those with
total deposits greater than $12.4 million (but with total transaction
accounts, savings deposits, and small time deposits less than $1.628
billion) are required to file the Annual Report of Deposits and
Reservable Liabilities (FR 2910a) report annually, while those with
total deposits less than or equal to $12.4 million are not required to
file a deposit report. A depository institution that adjusts reported
values on its FR 2910a report in order to qualify for reduced reporting
will be shifted to an FR 2900 reporting panel.
Notice and Regulatory Flexibility Act
The provisions of 5 U.S.C. 553(b) relating to notice of proposed
rulemaking have not been followed in connection with the adoption of
these amendments. The amendments involve expected, ministerial
adjustments prescribed by statute and by the Board's policy concerning
reporting practices. The adjustments in the reserve requirement
exemption amount, the low reserve tranche, the nonexempt deposit cutoff
level, and the reduced reporting limit serve to reduce regulatory
burdens on depository institutions. Accordingly, the Board finds good
cause for determining, and so determines, that notice in accordance
with 5 U.S.C. 553(b) is unnecessary. Consequently, the provisions of
the Regulatory Flexibility Act, 5 U.S.C. 601, do not apply to these
amendments.
List of Subjects in 12 CFR Part 204
Banks, banking, Reporting and recordkeeping requirements.
For the reasons set forth in the preamble, the Board is amending 12
CFR part 204 as follows:
PART 204--RESERVE REQUIREMENTS OF DEPOSITORY INSTITUTIONS
(REGULATION D)
0
1. The authority citation for part 204 continues to read as follows:
Authority: 12 U.S.C. 248(a), 248(c), 371a, 461, 601, 611, and
3105.
0
2. Section 204.4(f) is revised to read as follows:
204.4 Computation of required reserves.
* * * * *
(f) For all depository institutions, Edge and Agreement
corporations, and United States branches and agencies of foreign banks,
required reserves are computed by applying the reserve requirement
ratios below to net transaction accounts, nonpersonal time
[[Page 65775]]
deposits, and Eurocurrency liabilities of the institution during the
computation period.
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Reservable liability Reserve requirement
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NET TRANSACTION ACCOUNTS:
$0 to reserve requirement exemption 0 percent of amount.
amount ($12.4 million).
Over reserve requirement exemption 3 percent of amount.
amount $12.4 million) and up to
low reserve tranche ($79.5
million).
Over low reserve tranche ($79.5 $2,013,000 plus 10 percent of
million). amount over $79.5 million.
Nonpersonal time deposits.............. 0 percent.
Eurocurrency liabilities............... 0 percent.
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By order of the Board of Governors of the Federal Reserve
System, acting through the Director of the Division of Monetary
Affairs under delegated authority.
Dated: October 24, 2012.
Robert deV. Frierson,
Secretary of the Board.
[FR Doc. 2012-26662 Filed 10-30-12; 8:45 am]
BILLING CODE 6210-01-P