Proposed Information Collection; Comment Request, 65182-65183 [2012-26287]
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65182
Federal Register / Vol. 77, No. 207 / Thursday, October 25, 2012 / Notices
indemnification provisions of the DoddFrank Wall Street Reform and Consumer
Protection Act (Dodd-Frank Act).
The confidentiality and indemnification
provisions in the Dodd-Frank Act state that
before a registered swap data repository
(SDR) may share information with certain
domestic and foreign regulators, those
regulators must first agree in writing to abide
by the confidentiality provisions of Section 8
of the Commodity Exchange Act (CEA). In
addition, the Dodd-Frank Act requires that
regulators also must indemnify both the SDR
and the Commodity Futures Trading
Commission (Commission) for any expenses
arising from litigation relating to the
information provided under Section 8 of the
CEA.
The Commission recognizes the
importance to foreign regulators of swap data
reported under foreign regulatory regimes.
The Commission’s final SDR rules specified
that confidential swap data reported to and
maintained by an SDR may be accessed by
an ‘‘appropriate foreign regulator’’ without a
confidentiality and indemnification
agreement when the SDR is also registered
with that foreign regulator.
To provide further clarity for foreign
regulators, the Commission is issuing this
interpretative guidance on the Dodd-Frank
Act confidentiality and indemnification
provisions. The final interpretative guidance
makes clear that a foreign regulator will not
be prevented from accessing data in which it
has an independent and sufficient regulatory
authority over the SDR and such data has
been reported pursuant to the foreign
jurisdiction’s regulatory regime.
With this interpretive guidance, the
Commission has taken another important
step to ensure appropriate access to SDRs by
foreign regulatory authorities consistent with
the provisions of the Dodd-Frank Act.
erowe on DSK2VPTVN1PROD with
Appendix 3—Statement of
Commissioners Jill E. Sommers and
Scott D. O’Malia
We respectfully dissent from issuing this
Final Interpretative Statement Regarding the
Confidentiality and Indemnification
Provisions of Section 21(d) of the Commodity
Exchange Act (CEA) (Final Interpretative
Statement). When the Commission issued the
proposed guidance (Proposed Interpretative
Statement) in May of this year, we were
concerned that the statement did not actually
solve the problem with the statutory language
beyond providing some additional clarity to
the Swap Data Repository (SDR) rules and we
called for a permanent solution by way of a
legislative repeal of the indemnification
provisions.
When finalizing the SDR rules, the
Commission stated that a foreign regulator
may have direct access to confidential swap
data reported to and maintained by an SDR
registered with the Commission without
executing a Confidentiality and
Indemnification Agreement when the SDR is
also registered with the foreign regulator and
the foreign regulator is acting in a regulatory
capacity with respect to the SDR. See Swap
Data Repositories: Registration Standards,
Duties and Core Principles, 76 FR 54,538,
54,554 (Sept. 1, 2011). The Final
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12:06 Oct 24, 2012
Jkt 229001
Interpretative Statement expands this to
SDRs that are registered, recognized or
otherwise authorized in a foreign regulator’s
regulatory regime and clarifies that direct
access to data should be granted even if the
data the foreign regulator seeks also has been
reported pursuant to the CEA and
Commission regulations.
The Commission received a comment from
the European Securities and Markets
Authority (ESMA) suggesting that we
consider modifying the conditions that
would need to be met so that a foreign
regulator could escape being subject to the
indemnification provisions. Specifically,
ESMA suggested that the Commission
consider the following alternative
modifications: (1) delete the second
condition of the Proposed Interpretative
Statement, (i.e., ‘‘The data sought to be
accessed by a foreign regulatory authority is
reported to such registered SDR pursuant to
the foreign regulatory regime’’), which would
leave the sole condition that the SDR be
registered, recognized or otherwise
authorized in the foreign regulatory regime;
or (2) add language to the second condition
such that it would read as follows: ‘‘The data
sought to be accessed by a foreign regulatory
authority has been reported to such
registered SDR pursuant to the foreign
jurisdiction’s regulatory regime or the foreign
regulatory authority is entitled to access such
data pursuant to its regulatory regime to
fulfill its respective responsibilities and
mandates.’’ Although the Commission
acknowledges the comment in the Final
Interpretative Statement, we do not adopt
either suggestion and do not justify their
exclusion.
Our second concern involves the
distinction the Commission made in the SDR
rules between an Appropriate Domestic
Regulator and an Appropriate Domestic
Regulator with Regulatory Responsibilities.
Under the current rules only the CFTC and
the SEC are able to directly access SDR data
absent an indemnification agreement. All
other U.S. Regulators (i.e. ‘‘Appropriate
Domestic Regulators’’) would have to execute
an indemnification agreement—something
that we are told they are prohibited from
doing. Adopting the second ESMA option
and extending it to Appropriate Domestic
Regulators would allow them direct access to
data they believe is necessary to fulfill their
regulatory mandate, and in our view is
something that is within the Commission’s
discretion. Instead, the Commission has
purposely chosen to interpret the statute in
a manner that constrains other domestic
regulators’ ability to examine swap market
data. For these reasons we cannot support the
guidance issued today by the Commission.
[FR Doc. 2012–26298 Filed 10–24–12; 8:45 am]
BILLING CODE 6351–01–P
CONSUMER PRODUCT SAFETY
COMMISSION
Sunshine Act Meeting Notice
Wednesday, October 31,
2012, 10:00 a.m.–11:00 a.m.
TIME AND DATE:
PO 00000
Frm 00017
Fmt 4703
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Room 420, Bethesda Towers,
4330 East West Highway, Bethesda,
Maryland.
STATUS: Commission Meeting—Open to
the Public.
MATTERS TO BE CONSIDERED: Briefing
Matter: Safety Standard for Bedside
Sleepers.
A live webcast of the Meeting can be
viewed at www.cpsc.gov/webcast
For a recorded message containing the
latest agenda information, call (301)
504–7948.
CONTACT PERSON FOR MORE INFORMATION:
Todd A. Stevenson, Office of the
Secretary, U.S. Consumer Product
Safety Commission, 4330 East West
Highway, Bethesda, MD 20814, (301)
504–7923.
PLACE:
Dated: October 23, 2012.
Todd A. Stevenson,
Secretary.
[FR Doc. 2012–26369 Filed 10–23–12; 4:15 pm]
BILLING CODE 6355–01–P
CORPORATION FOR NATIONAL AND
COMMUNITY SERVICE
Proposed Information Collection;
Comment Request
Corporation for National and
Community Service.
ACTION: Notice.
AGENCY:
The Corporation for National
and Community Service (CNCS), as part
of its continuing effort to reduce
paperwork and respondent burden,
conducts a pre-clearance consultation
program to provide the general public
and federal agencies with an
opportunity to comment on proposed
and/or continuing collections of
information in accordance with the
Paperwork Reduction Act of 1995
(PRA95) (44 U.S.C. 3506(c)(2)(A)). This
program helps to ensure that requested
data can be provided in the desired
format, reporting burden (time and
financial resources) is minimized,
collection instruments are clearly
understood, and the impact of collection
requirement on respondents can be
properly assessed.
Currently, CNCS is soliciting
comments concerning its proposed
revision of the National Service Trust
Interest Payment Form to update the
burden hour information. This form is
used by AmeriCorps members to request
interest payments on qualified loans
based on their AmeriCorps service, by
schools and lenders to verify their
eligibility, and by both parties to satisfy
certain legal requirements.
SUMMARY:
E:\FR\FM\25OCN1.SGM
25OCN1
Federal Register / Vol. 77, No. 207 / Thursday, October 25, 2012 / Notices
erowe on DSK2VPTVN1PROD with
Copies of the information collection
request can be obtained by contacting
the office listed in the addresses section
of this notice.
DATES: Written comments must be
submitted to the individual and office
listed in the ADDRESSES section by
December 24, 2012.
ADDRESSES: You may submit comments,
identified by the title of the information
collection activity, by any of the
following methods:
(1) By mail sent to: Corporation for
National and Community Service, Attn.:
Bruce Kellogg, 3809C, 1201 New York
Avenue NW., Washington, DC, 20525.
(2) By hand delivery or by courier to
the CNCS mailroom at Room 8100 at the
mail address given in paragraph (1)
above, between 9:00 a.m. and 4:00 p.m.
Eastern Time, Monday through Friday,
except Federal holidays.
(3) By fax to: (202) 606–3492, Attn.:
Bruce Kellogg.
(4) Electronically through
www.regulations.gov. Individuals who
use a telecommunications device for the
deaf (TTY–TDD) may call (800) 833–
3722 between 8:00 a.m. and 8:00 p.m.
Eastern Time, Monday through Friday.
FOR FURTHER INFORMATION CONTACT:
Bruce Kellogg, (202) 606–6954, or by
email at bkellogg@cns.gov.
SUPPLEMENTARY INFORMATION: CNCS is
particularly interested in comments
that:
• Evaluate whether the proposed
collection of information is necessary
for the proper performance of the
functions of CNCS, including whether
the information will have practical
utility;
• Evaluate the accuracy of the
agency’s estimate of the burden of the
proposed collection of information,
including the validity of the
methodology and assumptions used;
• Enhance the quality, utility, and
clarity of the information to be
collected; and
• Minimize the burden of the
collection of information on those who
are expected to respond, including the
use of appropriate automated,
electronic, mechanical, or other
technological collection techniques or
other forms of information technology
(e.g., permitting electronic submissions
of responses).
Background
With this form AmeriCorps members
request interest payments on qualified
loans based on their AmeriCorps
service, schools and lenders verify their
eligibility, and both parties certify
certain legal requirements. These
procedures are increasingly performed
online.
VerDate Mar<15>2010
12:06 Oct 24, 2012
Jkt 229001
Current Action
CNCS seeks only to revise the burden
hour information to reflect the increased
electronic volume of this form. The
information collection will otherwise be
used in the same manner as the existing
application. CNCS also seeks to
continue using the current application
until the revised application is
approved by OMB. The current
application is due to expire on October
31, 2014.
Type of Review: Renewal.
Agency: Corporation for National and
Community Service.
Title: National Service Trust Interest
Payment Form.
OMB Number: 3045–0053.
Agency Number: None.
Affected Public: AmeriCorps
members, school staff, and lenders.
Total Respondents: 14,000.
Frequency: One per loan per term.
Average Time per Response: 10
minutes.
Estimated Total Burden Hours: 2,333
hours.
Total Burden Cost (capital/startup):
None.
Total Burden Cost (operating/
maintenance): None.
Comments submitted in response to
this notice will be summarized and/or
included in the request for Office of
Management and Budget approval of the
information collection request; they will
also become a matter of public record.
Dated: October 18, 2012.
Maggie Taylor-Coates,
Chief Trust Operations.
[FR Doc. 2012–26287 Filed 10–24–12; 8:45 am]
BILLING CODE 6050–$$–P
CORPORATION FOR NATIONAL AND
COMMUNITY SERVICE
Proposed Information Collection;
Comment Request
Corporation for National and
Community Service.
ACTION: Notice.
AGENCY:
The Corporation for National
and Community Service (CNCS), as part
of its continuing effort to reduce
paperwork and respondent burden,
conducts a pre-clearance consultation
program to provide the general public
and federal agencies with an
opportunity to comment on proposed
and/or continuing collections of
information in accordance with the
Paperwork Reduction Act of 1995
(PRA95) (44 U.S.C. 3506(c)(2)(A)). This
program helps to ensure that requested
data can be provided in the desired
SUMMARY:
PO 00000
Frm 00018
Fmt 4703
Sfmt 4703
65183
format, reporting burden (time and
financial resources) is minimized,
collection instruments are clearly
understood, and the impact of collection
requirement on respondents can be
properly assessed.
Currently, CNCS is soliciting
comments concerning its proposed
revision of the National Service Trust
Voucher & Payment Request Form to
update the burden hour information.
This form is used by AmeriCorps
members to request Segal Education
Award payments, by schools and
lenders to verify their eligibility, and by
both parties to satisfy certain legal
requirements.
Copies of the information collection
request can be obtained by contacting
the office listed in the addresses section
of this Notice.
DATES: Written comments must be
submitted to the individual and office
listed in the ADDRESSES section by
December 24, 2012.
ADDRESSES: You may submit comments,
identified by the title of the information
collection activity, by any of the
following methods:
(1) By mail sent to: Corporation for
National and Community Service, Attn.:
Bruce Kellogg, 3809C, 1201 New York
Avenue NW., Washington, DC, 20525.
(2) By hand delivery or by courier to
the CNCS mailroom at Room 8100 at the
mail address given in paragraph (1)
above, between 9:00 a.m. and 4:00 p.m.
Eastern Time, Monday through Friday,
except Federal holidays.
(3) By fax to: (202) 606–3492, Attn.:
Bruce Kellogg.
(4) Electronically through
www.regulations.gov. Individuals who
use a telecommunications device for the
deaf (TTY–TDD) may call (800) 833–
3722 between 8:00 a.m. and 8:00 p.m.
Eastern Time, Monday through Friday.
FOR FURTHER INFORMATION CONTACT:
Bruce Kellogg, (202) 606–6954, or by
email at bkellogg@cns.gov.
SUPPLEMENTARY INFORMATION: CNCS is
particularly interested in comments
that:
• Evaluate whether the proposed
collection of information is necessary
for the proper performance of the
functions of CNCS, including whether
the information will have practical
utility;
• Evaluate the accuracy of the
agency’s estimate of the burden of the
proposed collection of information,
including the validity of the
methodology and assumptions used;
• Enhance the quality, utility, and
clarity of the information to be
collected; and
• Minimize the burden of the
collection of information on those who
E:\FR\FM\25OCN1.SGM
25OCN1
Agencies
[Federal Register Volume 77, Number 207 (Thursday, October 25, 2012)]
[Notices]
[Pages 65182-65183]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-26287]
=======================================================================
-----------------------------------------------------------------------
CORPORATION FOR NATIONAL AND COMMUNITY SERVICE
Proposed Information Collection; Comment Request
AGENCY: Corporation for National and Community Service.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Corporation for National and Community Service (CNCS), as
part of its continuing effort to reduce paperwork and respondent
burden, conducts a pre-clearance consultation program to provide the
general public and federal agencies with an opportunity to comment on
proposed and/or continuing collections of information in accordance
with the Paperwork Reduction Act of 1995 (PRA95) (44 U.S.C.
3506(c)(2)(A)). This program helps to ensure that requested data can be
provided in the desired format, reporting burden (time and financial
resources) is minimized, collection instruments are clearly understood,
and the impact of collection requirement on respondents can be properly
assessed.
Currently, CNCS is soliciting comments concerning its proposed
revision of the National Service Trust Interest Payment Form to update
the burden hour information. This form is used by AmeriCorps members to
request interest payments on qualified loans based on their AmeriCorps
service, by schools and lenders to verify their eligibility, and by
both parties to satisfy certain legal requirements.
[[Page 65183]]
Copies of the information collection request can be obtained by
contacting the office listed in the addresses section of this notice.
DATES: Written comments must be submitted to the individual and office
listed in the ADDRESSES section by December 24, 2012.
ADDRESSES: You may submit comments, identified by the title of the
information collection activity, by any of the following methods:
(1) By mail sent to: Corporation for National and Community
Service, Attn.: Bruce Kellogg, 3809C, 1201 New York Avenue NW.,
Washington, DC, 20525.
(2) By hand delivery or by courier to the CNCS mailroom at Room
8100 at the mail address given in paragraph (1) above, between 9:00
a.m. and 4:00 p.m. Eastern Time, Monday through Friday, except Federal
holidays.
(3) By fax to: (202) 606-3492, Attn.: Bruce Kellogg.
(4) Electronically through www.regulations.gov. Individuals who use
a telecommunications device for the deaf (TTY-TDD) may call (800) 833-
3722 between 8:00 a.m. and 8:00 p.m. Eastern Time, Monday through
Friday.
FOR FURTHER INFORMATION CONTACT: Bruce Kellogg, (202) 606-6954, or by
email at bkellogg@cns.gov.
SUPPLEMENTARY INFORMATION: CNCS is particularly interested in comments
that:
Evaluate whether the proposed collection of information is
necessary for the proper performance of the functions of CNCS,
including whether the information will have practical utility;
Evaluate the accuracy of the agency's estimate of the
burden of the proposed collection of information, including the
validity of the methodology and assumptions used;
Enhance the quality, utility, and clarity of the
information to be collected; and
Minimize the burden of the collection of information on
those who are expected to respond, including the use of appropriate
automated, electronic, mechanical, or other technological collection
techniques or other forms of information technology (e.g., permitting
electronic submissions of responses).
Background
With this form AmeriCorps members request interest payments on
qualified loans based on their AmeriCorps service, schools and lenders
verify their eligibility, and both parties certify certain legal
requirements. These procedures are increasingly performed online.
Current Action
CNCS seeks only to revise the burden hour information to reflect
the increased electronic volume of this form. The information
collection will otherwise be used in the same manner as the existing
application. CNCS also seeks to continue using the current application
until the revised application is approved by OMB. The current
application is due to expire on October 31, 2014.
Type of Review: Renewal.
Agency: Corporation for National and Community Service.
Title: National Service Trust Interest Payment Form.
OMB Number: 3045-0053.
Agency Number: None.
Affected Public: AmeriCorps members, school staff, and lenders.
Total Respondents: 14,000.
Frequency: One per loan per term.
Average Time per Response: 10 minutes.
Estimated Total Burden Hours: 2,333 hours.
Total Burden Cost (capital/startup): None.
Total Burden Cost (operating/maintenance): None.
Comments submitted in response to this notice will be summarized
and/or included in the request for Office of Management and Budget
approval of the information collection request; they will also become a
matter of public record.
Dated: October 18, 2012.
Maggie Taylor-Coates,
Chief Trust Operations.
[FR Doc. 2012-26287 Filed 10-24-12; 8:45 am]
BILLING CODE 6050-$$-P