Rescission of 10-Day Agency Discretionary Period in Assigning Unsatisfactory Safety Ratings, 64759-64762 [2012-26044]
Download as PDF
Federal Register / Vol. 77, No. 205 / Tuesday, October 23, 2012 / Rules and Regulations
The Audio Division, at the
request of Sound Enterprises,
substitutes Channel 275A for vacant
Channel 271A at Randsburg, California
to accommodate the hybrid contingent
application for Station KSSI (FM),
requesting to upgrade the facilities of
the FM station from Channel 274A to
Channel 271B1 at China Lake,
California. A staff engineering analysis
determines that Channel 275A can be
allotted to Randsburg consistent with
the minimum distance separation
requirements of the Rules with a site
restriction 0.04 kilometers (0.03 miles)
southeast of the community. The
reference coordinates for Channel 275A
at Randsburg are 35–22–06 NL and 117–
39–25 WL.
SUMMARY:
DATES:
Effective November 12, 2012.
Secretary, Federal
Communications Commission, 445 12th
Street SW., Washington, DC 20554.
ADDRESSES:
Rolanda F. Smith, Media Bureau, (202)
418–2700.
This is a
synopsis of the Commission’s Report
and Order, adopted September 27, 2012,
and released September 28, 2012. The
full text of this Commission decision is
available for inspection and copying
during normal business hours in the
FCC’s Reference Information Center at
Portals II, CY–A257, 445 12th Street
SW., Washington, DC 20554. This
document may also be purchased from
the Commission’s duplicating
contractors, Best Copy and Printing,
Inc., 445 12th Street SW., Room CY–
B402, Washington, DC 20554, telephone
1–800–378–3160 or via email
www.BCPIWEB.com. This document
does not contain proposed information
collection requirements subject to the
Paperwork Reduction Act of 1995,
Public Law 104–13. The Commission
will send a copy of this Report and
Order in a report to be sent to Congress
and the Government Accountability
Office pursuant to the Congressional
Review Act, see 5 U.S.C. 801(a)(1)(A).
SUPPLEMENTARY INFORMATION:
List of Subjects in 47 CFR Part 73
tkelley on DSK3SPTVN1PROD with RULES
Radio, Radio broadcasting.
Federal Communications Commission.
Nazifa Sawez,
Assistant Chief, Audio Division, Media
Bureau.
For the reasons discussed in the
preamble, the Federal Communications
Commission amends 47 CFR Part 73 as
follows:
16:04 Oct 22, 2012
Jkt 229001
1. The authority citation for part 73
continues to read as follows:
■
Authority: 47 U.S.C. 154, 303, 334, 336 and
339.
§ 73.202
[Amended]
2. Section 73.202(b), the Table of FM
Allotments under California, is
amended by removing Channel 271A at
Randsburg, and by adding Channel
275A at Randsburg.
■
[FR Doc. 2012–25941 Filed 10–22–12; 8:45 am]
BILLING CODE 6712–01–P
DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety
Administration
49 CFR Part 385
[Docket No. FMCSA–2012–0262]
FOR FURTHER INFORMATION CONTACT:
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PART 73—RADIO BROADCAST
SERVICES
RIN 2126–AB55
Rescission of 10-Day Agency
Discretionary Period in Assigning
Unsatisfactory Safety Ratings
Federal Motor Carrier Safety
Administration (FMCSA), DOT.
ACTION: Final rule.
AGENCY:
The FMCSA amends the
Federal Motor Carrier Safety
Regulations to remove the provision
indicating that the Agency will consider
a 10-day extension of the 45-day period
after which passenger and hazardous
materials carriers must cease operation
after receiving a proposed unsatisfactory
safety rating. The Agency previously
discontinued this practice as a matter of
policy and now amends the regulation
to be consistent with the policy and the
statutory language concerning this
matter. Although FMCSA will continue
to review requests for upgrades of
proposed unsatisfactory safety rating for
such carriers, the Agency will no longer
grant extensions to the 45-day period.
DATES: Effective November 23, 2012.
ADDRESSES: For access to the docket to
read background documents, including
those referenced in this document, go
to: Regulations.gov, https://
www.regulations.gov, at any time and
insert FMCSA–2012–0262 in the
‘‘Keyword’’ box, and then click
‘‘Search.’’ Docket Management Facility,
Room W12–140, DOT Building, 1200
New Jersey Avenue SE., Washington,
DC 20590. You may view the docket
online by visiting the facility between 9
a.m. and 5 p.m. e.t., Monday through
Friday except Federal holidays.
SUMMARY:
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64759
Mr.
David Mancl, Enforcement Division,
Federal Motor Carrier Safety
Administration, 1200 New Jersey
Avenue SE., Washington, DC 20590;
telephone (202) 493–0442.
SUPPLEMENTARY INFORMATION:
FOR FURTHER INFORMATION CONTACT:
Background Information and
Discussion of This Final Rule
Background Information
Statutory History
The Motor Carrier Safety Act of 1990
(1990 Act) (section 15 of the Sanitary
Food Transportation Act of 1990, Pub.
L. 101–500, 104 Stat. 1218) amended the
Hazardous Materials Transportation Act
to prohibit motor carriers that receive
unsatisfactory safety ratings from
operating CMVs, as defined in section
204(1) of the Motor Carrier Safety Act of
1984, to transport (1) quantities of
hazardous materials for which vehicle
placarding is required. Because of
subsequent amendments to section
204(1)—codified at 49 U.S.C. 31132(1)—
the prohibition also applies to CMVs
transporting (2) 9–15 passengers,
including the driver, for direct
compensation, and (3) more than 15
passengers, including the driver, but not
for direct compensation. The 1990 Act
established a period of 45 days during
which these motor carriers could take
necessary corrective action to improve
their safety rating to conditional or
satisfactory. The statute required the
FHWA (FMCSA’s predecessor agency)
to review a motor carrier’s corrective
actions within 30 days after the date of
a safety rating upgrade request.
Section 4009 of the Transportation
Equity Act for the 21st Century (Pub. L.
105–178, 112 Stat. 107, June 9, 1998),
revised 49 U.S.C. 31144 to apply to all
owners and operators of CMVs, not just
those transporting passengers or
hazardous materials in quantities
requiring placarding. It expressly
authorized the Agency to allow owners
and operators not transporting
passengers or hazardous materials in
quantities requiring placarding up to an
additional 60 days to continue to
operate if they were making a good faith
effort to become fit.
Current Regulations
The Agency’s regulations in 49 CFR
385.17 outline the procedures that
FMCSA and affected motor carriers 1
must follow to upgrade a safety rating
based on corrective action. A motor
carrier transporting passengers or
1 Although 49 U.S.C. 31144 uses the term ‘‘owner
or operator,’’ Agency regulations implementing the
statute use the term ‘‘motor carrier.’’
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Federal Register / Vol. 77, No. 205 / Tuesday, October 23, 2012 / Rules and Regulations
hazardous materials in quantities
requiring placarding may request an
upgrade of a proposed or final
conditional or unsatisfactory safety
rating at any time based on corrective
action it has taken. If the Agency
proposes an unsatisfactory safety rating,
the 45-day period in which the motor
carrier must make improvements begins
on the day written notice of the
proposed rating is given by FMCSA. If
the corrective action is determined to be
insufficient, the proposed unsatisfactory
rating becomes effective and the motor
carrier must cease transportation of
passengers or hazardous materials in
quantities requiring placarding
immediately, which would be the 46th
day from the date of written notice of
the proposed unsatisfactory rating.
FMCSA makes its determination
expeditiously because a final
unsatisfactory safety rating will
preclude any further operation of CMVs
by the motor carrier. If the motor carrier
has submitted evidence that corrective
action has been taken and FMCSA is
unable to make its determination within
the 45-day review period, the current
provisions of 49 CFR 385.17(f) indicates
the Agency may extend the 45-day
review period by up to 10 additional
days.
This provision allowing an extension
of the effective date in order for the
Agency to review a motor carrier’s
corrective action has been part of the
regulations since 1991.2 Current Agency
policy 3, however, does not allow for
extensions of the effective date of a
proposed unsatisfactory safety rating for
motor carriers transporting passengers
or hazardous materials in quantities
requiring placarding.
tkelley on DSK3SPTVN1PROD with RULES
Legal Basis for Rulemaking
The legal basis for this final rule is
found in 49 U.S.C. 31144(b) and (c). The
statute directs the Secretary to maintain
by regulation a procedure for
determining the safety fitness of an
owner or operator of a commercial
motor vehicle (CMV). Section
31144(b)(3) requires the regulations to
include specific time frames for such
determinations. Section 31144(c)(1)
requires that an owner or operator
determined to be unfit is generally
prohibited from operating CMVs, as
defined in 49 U.S.C. 31132, in interstate
commerce on the 61st day after the
determination. Under sections
2 See Safety Fitness procedures; Safety Ratings, 56
FR 40801, 40802, 40806 (Aug. 18, 1991) (FHWA
final rule).
3 https://www.ntsb.gov/doclib/reports/2012/
HAR1202.pdf, cited in Highway Accident report
HAR–12/02, footnote 48, page 27, published July
21, 2012.
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31144(c)(2) and (c)(3), however, owners
or operators transporting either
passengers or hazardous materials in
quantities requiring placarding on the
vehicle are prohibited from operating
CMVs, as defined in 49 U.S.C. 31132,4
in interstate commerce on the 46th day
after the determination of unfitness is
made.
Section 31144(c)(4) gives the
Secretary the discretion to allow an
owner or operator to operate for an
additional 60 days after the 61st day
following the fitness determination ‘‘if
the Secretary determines that such
owner or operator is making a good faith
effort to become fit.’’ But this provision
specifically excludes from this
discretionary authority owners or
operators transporting either passengers
or hazardous materials in quantities
requiring placarding. Therefore, such
owners or operators are not allowed an
additional period of operation following
the 45th day after the unfitness
determination is made. Authority to
carry out these provisions has been
delegated by the Secretary to the
Administrator of FMCSA under 49 CFR
1.87(f).
Administrative Procedure Act
Although the Administrative
Procedure Act (APA) generally allows
agencies to promulgate final rules only
after notice of proposed rulemaking and
an opportunity for public comment,
agencies need not do so when notice
and comment would be ‘‘unnecessary’’
under the good cause exception, 5
U.S.C. 553(b)(3)(B). FMCSA finds that
notice and comment are unnecessary in
this case, and not otherwise required by
law, because the Agency is performing
a nondiscretionary administrative act to
conform its regulations to 49 U.S.C.
31144.
Discussion of This Final Rule
The purpose of this final rule is to
bring 49 CFR 385.17(f) into conformity
with § 31144(c)(4) by removing the
provision allowing a 10-day extension
of the effective date of a proposed
unsatisfactory rating for motor carriers
transporting passengers or hazardous
materials in quantities requiring
placarding. No change is being made to
49 CFR 385.17(g) which allows, in
accordance with 49 U.S.C. 31144(c)(4),
for motor carriers not transporting
passengers or hazardous materials in
quantities requiring placarding to
continue to operate for up to an
additional 60 days at the Agency’s
discretion. FMCSA has updated the
terminology used for motor carriers
transporting hazardous materials to be
consistent with terminology used
elsewhere in this part.
If the Agency issues a proposed
unsatisfactory safety fitness rating, the
carrier should submit its evidence of
corrective actions within 15 days
thereafter in order to ensure adequate
time for review. Otherwise, the motor
carrier risks a final safety fitness rating
of ‘‘unsatisfactory’’ or ‘‘unfit’’ and being
placed out of service. FMCSA
acknowledges that some motor carriers
in this category have waited until late
into the corrective action period
provided by 49 CFR 385.17 to submit
evidence of corrective action, leaving
Agency officials little or no time for
review. However, § 385.17 indicates the
Agency will complete its review within
30 days of the carrier’s submission of a
request for a change in the safety fitness
rating. In order to allow 30 days for the
Agency to complete its review within
the 45-day, non-extendable window
from the issuance of the proposed unfit
rating, the carrier must submit evidence
demonstrating corrective action within
15 days.
Providing FMCSA receives evidence
of corrective action within 15 days of
the date of the proposed safety fitness
rating, Agency officials will review and
make a decision on whether it is
acceptable before the end of the 45-day
period. Should evidence of corrective
action be received more than 15 days
after the date of the proposed
unsatisfactory safety fitness rating, the
Agency will not guarantee that the
evidence will be considered prior to the
end of the 45-day, non-extendable
window. If the corrective action period
expires before the Agency makes a
determination, the proposed rating will
become the final rating and the carrier
will be prohibited from operating
commercial motor vehicles. This policy
is consistent with the Agency’s August
16, 2012, notice concerning the timely
submission of corrective action plans by
new entrant carriers (77 FR 49384). If
the FMCSA subsequently determines
that the corrective action plan is
acceptable, the carrier may be reinstated
consistent with the Agency’s fit, willing,
and able policy published on August 2,
2012 (77 FR 46147).
4 Under 49 CFR 390.3(f)(6), operators of CMVs
designed or used to transport between 9–15
passengers, not for direct compensation, are not
subject to the safety rating process.
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Federal Register / Vol. 77, No. 205 / Tuesday, October 23, 2012 / Rules and Regulations
Statutory and Regulatory Reviews.
tkelley on DSK3SPTVN1PROD with RULES
Executive Order 12866 (Regulatory
Planning and Review), Executive Order
13563 (Improving Regulation and
Regulatory Review), and DOT
Regulatory Policies and Procedures
FMCSA has determined that this
action does not meet the criteria for a
‘‘significant regulatory action’’ as
specified in Executive Order 12866, as
supplemented by Executive Order
13563, or within the meaning of the
Department of Transportation regulatory
policies and procedures (44 FR 11034,
Feb. 26, 1979). As explained above, this
final rule is strictly ministerial in that it
incorporates a nondiscretionary
statutory requirement and includes
administrative and technical
corrections. These changes are
necessary to make FMCSA’s regulations
consistent with 49 U.S.C. 31144.
Under 49 CFR 385.17(f), the decision
of whether to grant a carrier an
extension of the date on which a
proposed unsatisfactory rating becomes
final has always been at the Agency’s
discretion. The Agency can deny
requests for extensions. The Agency’s
current policy is to deny an extension
to any motor carrier transporting
passengers or hazardous materials in
quantities requiring placarding; thus, no
such extensions are currently being
granted. As a result, incorporating this
policy into the Agency’s regulations
would have no practical effect on the
industry.
The only potential impact of this
regulatory change would be to eliminate
the provision that would allow motor
carriers transporting either passengers
or hazardous materials in quantities
requiring placarding to continue
operating for an additional 10 days
pending a final determination of their
safety fitness. However, current Agency
policy is to deny these extensions. The
rule would have no economic impact on
the motor carrier industry, or significant
safety impacts. Therefore, a full
regulatory impact analysis has not been
conducted, nor has there been a review
by the Office of Information and
Regulatory Affairs under this executive
order.
Regulatory Flexibility Act
FMCSA is not required to prepare a
regulatory flexibility analysis for this
final rule under the Regulatory
Flexibility Act, as amended by the
Small Business Regulatory Enforcement
Fairness Act of 1996, 5 U.S.C. 601, et
seq., because the Agency has not issued
a Notice of Proposed Rulemaking prior
to this action and, therefore, is not
required in that case to prepare such an
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16:04 Oct 22, 2012
Jkt 229001
analysis, 5 U.S.C. 604(a). This final rule
also complies with the President’s
memorandum of January 18, 2011,
entitled Regulatory Flexibility, Small
Business, and Job Creation (76 FR 3827).
As addressed above, promulgation of
this final rule is strictly ministerial in
that it incorporates in FMCSA
regulations a nondiscretionary statutory
requirement currently in place and
includes administrative and technical
corrections.
Unfunded Mandates Reform Act of 1995
The Unfunded Mandates Reform Act
of 1995 (2 U.S.C. 1531–1538) requires
Federal agencies to assess the effects of
their discretionary regulatory actions. In
particular this Act addresses actions
that may result in the expenditure by a
State, local, or tribal governments, in the
aggregate, or by the private sector of
$143.1 million (which is the calendar
year 2010 value used in lieu of the $100
million threshold included in the 1995
statute, after adjusting for inflation) or
more in any one year. This final rule
will not result in such an expenditure.
Paperwork Reduction Act
This final rule calls for no new
collection of information under the
Paperwork Reduction Act of 1995 (44
U.S.C. 3501–3520).
National Environmental Policy Act and
Clean Air Act
FMCSA analyzed this final rule for
the purpose of the National
Environmental Policy Act of 1969 (42
U.S.C. 4321 et seq.) and determined
under our environmental procedures
Order 5610.1, issued March 1, 2004 (69
FR 9680), that this action does not have
any effect on the quality of the
environment. Therefore, this final rule
is categorically excluded from further
analysis and documentation in an
environmental assessment or
environmental impact statement under
FMCSA Order 5610.1, paragraph 6(u) of
Appendix 2. This categorical exclusion
covers regulations affecting the process
for issuing orders to comply with the
regulations or issuing a civil penalty. A
Categorical Exclusion determination is
available for inspection or copying in
the Regulations.gov Web site listed
under ADDRESSES.
FMCSA also analyzed this action
under section 176(c) of the Clean Air
Act (CAA), as amended (42 U.S.C. 7401
et seq.), and implementing regulations
promulgated by the Environmental
Protection Agency. Approval of this
action is exempt from the CAA’s general
conformity requirement since it would
result in no emissions increase or an
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64761
increase in emissions that is clearly de
minimis.
Executive Order 12372
(Intergovernmental Review of Federal
Programs)
The regulations implementing
Executive Order 12372 regarding
intergovernmental consultation on
Federal programs and activities do not
apply to this action.
Executive Order 12630 (Constitutionally
Protected Property Rights)
This final rule does not effect a taking
of private property or otherwise have
implications under Executive Order
12630.
Executive Order 12898 (Environmental
Justice)
This final rule raises no
environmental justice issues nor is there
any collective environmental impact
resulting from its promulgation.
Executive Order 12988 (Civil Justice
Reform)
This final rule meets applicable
standards in sections 3(a) and 3(b)(2) of
Executive Order 12988 to minimize
litigation, eliminate ambiguity, and
reduce burden.
Executive Order 13045 (Protection of
Children)
This final rule does not pose an
environmental risk to health or safety
that may disproportionately affect
children.
Executive Order 13132 (Federalism)
A rulemaking has implications for
Federalism under Executive Order
13132, Federalism, if it has a substantial
direct effect on State or local
governments and would either preempt
State law or impose a substantial direct
cost of compliance on State or local
governments. FMCSA analyzed this
action in accordance with Executive
Order 13132. This final rule does not
preempt or modify any provision of
State law, impose substantial direct
unreimbursed compliance costs on any
State, or diminish the power of any
State to enforce its own laws.
Accordingly, this rulemaking does not
have Federalism implications
warranting the application of Executive
Order 13132.
Executive Order 13211 (Energy Supply,
Distribution, or Use)
FMCSA analyzed this action under
Executive Order 13211, Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use. FMCSA
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Federal Register / Vol. 77, No. 205 / Tuesday, October 23, 2012 / Rules and Regulations
determined that it is not a ‘‘significant
energy action’’ under that Executive
Order because it is not economically
significant and is not likely to have an
adverse effect on the supply,
distribution, or use of energy.
DEPARTMENT OF COMMERCE
List of Subjects in 49 CFR Part 385
[Docket No. 111207737–2141–02 ]
Administrative practice and
procedure, Highway safety, Motor
carriers, Motor vehicle safety, Reporting
and recordkeeping.
RIN 0648–XC271
For the reasons discussed in the
preamble, FMCSA amends 49 CFR part
385 as set forth below:
PART 385—SAFETY FITNESS
PROCEDURES
National Oceanic and Atmospheric
Administration
50 CFR Part 679
Fisheries of the Exclusive Economic
Zone Off Alaska; Pollock in Statistical
Area 630 in the Gulf of Alaska
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Temporary rule; closure.
AGENCY:
NMFS is prohibiting directed
fishing for pollock in Statistical Area
630 in the Gulf of Alaska (GOA). This
action is necessary to prevent exceeding
the 2012 total allowable catch of pollock
for Statistical Area 630 in the GOA.
DATES: Effective 1200 hrs, Alaska local
time (A.l.t.), October 20, 2012, through
2400 hrs, A.l.t., December 31, 2012.
FOR FURTHER INFORMATION CONTACT:
Obren Davis, 907–586–7228.
SUPPLEMENTARY INFORMATION: NMFS
manages the groundfish fishery in the
GOA exclusive economic zone
according to the Fishery Management
Plan for Groundfish of the Gulf of
Alaska (FMP) prepared by the North
Pacific Fishery Management Council
under authority of the MagnusonStevens Fishery Conservation and
Management Act. Regulations governing
fishing by U.S. vessels in accordance
with the FMP appear at subpart H of 50
CFR part 600 and 50 CFR part 679.
The 2012 total allowable catch (TAC)
of pollock in Statistical Area 630 of the
GOA is 26,348 metric tons (mt) as
established by the final 2012 and 2013
harvest specifications for groundfish of
the GOA (77 FR 15194, March 14, 2012).
In accordance with § 679.20(d)(1)(i),
the Regional Administrator has
determined that the 2012 TAC of
pollock in Statistical Area 630 of the
GOA will soon be reached. Therefore,
the Regional Administrator is
establishing a directed fishing
SUMMARY:
1. The authority citation for part 385
is revised to read as follows:
■
Authority: 49 U.S.C. 113, 504, 521(b),
5105(e), 5109, 13901–13905, 31133, 31135,
31136, 31137(a), 31144, 31148, and 31502;
Sec. 113(a), Pub. L. 103–311; Sec. 408, Pub.
L. 104–88; Sec. 350 of Pub. L. 107–87; and
49 CFR 1.87.
2. Revise § 385.17(f) to read as
follows:
■
§ 385.17 Change to safety rating based
upon corrective actions.
*
*
*
*
*
(f) The filing of a request for change
to a proposed or final safety rating
under this section does not stay the 45day period specified in § 385.13(a)(1) for
motor carriers transporting passengers
or hazardous materials in quantities
requiring placarding.
*
*
*
*
*
Issued on: October 15, 2012.
Anne S. Ferro,
Administrator.
[FR Doc. 2012–26044 Filed 10–22–12; 8:45 am]
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BILLING CODE 4910–EX–P
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allowance of 26,298 mt, and is setting
aside the remaining 50 mt as bycatch to
support other anticipated groundfish
fisheries. In accordance with
§ 679.20(d)(1)(iii), the Regional
Administrator finds that this directed
fishing allowance has been reached.
Consequently, NMFS is prohibiting
directed fishing for pollock in Statistical
Area 630 of the GOA.
After the effective date of this closure
the maximum retainable amounts at
§ 679.20(e) and (f) apply at any time
during a trip.
Classification
This action responds to the best
available information recently obtained
from the fishery. The Acting Assistant
Administrator for Fisheries, NOAA
(AA), finds good cause to waive the
requirement to provide prior notice and
opportunity for public comment
pursuant to the authority set forth at 5
U.S.C. 553(b)(B) and § 679.25(c)(1)(ii) as
such requirement is impracticable and
contrary to the public interest. This
requirement is impracticable and
contrary to the public interest as it
would prevent NMFS from responding
to the most recent fisheries data in a
timely fashion and would delay the
closure of directed fishing for pollock in
Statistical Area 630 of the GOA. NMFS
was unable to publish a notice
providing time for public comment
because the most recent, relevant data
only became available as of October 17,
2012.
The AA also finds good cause to
waive the 30-day delay in the effective
date of this action under 5 U.S.C.
553(d)(3). This finding is based upon
the reasons provided above for waiver of
prior notice and opportunity for public
comment.
This action is required by § 679.20
and is exempt from review under
Executive Order 12866.
Authority: 16 U.S.C. 1801 et seq.
Dated: October 18, 2012.
James P. Burgess,
Acting Deputy Director, Office of Sustainable
Fisheries, National Marine Fisheries Service.
[FR Doc. 2012–26092 Filed 10–18–12; 4:15 pm]
BILLING CODE 3510–22–P
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Agencies
[Federal Register Volume 77, Number 205 (Tuesday, October 23, 2012)]
[Rules and Regulations]
[Pages 64759-64762]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-26044]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety Administration
49 CFR Part 385
[Docket No. FMCSA-2012-0262]
RIN 2126-AB55
Rescission of 10-Day Agency Discretionary Period in Assigning
Unsatisfactory Safety Ratings
AGENCY: Federal Motor Carrier Safety Administration (FMCSA), DOT.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The FMCSA amends the Federal Motor Carrier Safety Regulations
to remove the provision indicating that the Agency will consider a 10-
day extension of the 45-day period after which passenger and hazardous
materials carriers must cease operation after receiving a proposed
unsatisfactory safety rating. The Agency previously discontinued this
practice as a matter of policy and now amends the regulation to be
consistent with the policy and the statutory language concerning this
matter. Although FMCSA will continue to review requests for upgrades of
proposed unsatisfactory safety rating for such carriers, the Agency
will no longer grant extensions to the 45-day period.
DATES: Effective November 23, 2012.
ADDRESSES: For access to the docket to read background documents,
including those referenced in this document, go to: Regulations.gov,
https://www.regulations.gov, at any time and insert FMCSA-2012-0262 in
the ``Keyword'' box, and then click ``Search.'' Docket Management
Facility, Room W12-140, DOT Building, 1200 New Jersey Avenue SE.,
Washington, DC 20590. You may view the docket online by visiting the
facility between 9 a.m. and 5 p.m. e.t., Monday through Friday except
Federal holidays.
FOR FURTHER INFORMATION CONTACT: Mr. David Mancl, Enforcement Division,
Federal Motor Carrier Safety Administration, 1200 New Jersey Avenue
SE., Washington, DC 20590; telephone (202) 493-0442.
SUPPLEMENTARY INFORMATION:
Background Information and Discussion of This Final Rule
Background Information
Statutory History
The Motor Carrier Safety Act of 1990 (1990 Act) (section 15 of the
Sanitary Food Transportation Act of 1990, Pub. L. 101-500, 104 Stat.
1218) amended the Hazardous Materials Transportation Act to prohibit
motor carriers that receive unsatisfactory safety ratings from
operating CMVs, as defined in section 204(1) of the Motor Carrier
Safety Act of 1984, to transport (1) quantities of hazardous materials
for which vehicle placarding is required. Because of subsequent
amendments to section 204(1)--codified at 49 U.S.C. 31132(1)--the
prohibition also applies to CMVs transporting (2) 9-15 passengers,
including the driver, for direct compensation, and (3) more than 15
passengers, including the driver, but not for direct compensation. The
1990 Act established a period of 45 days during which these motor
carriers could take necessary corrective action to improve their safety
rating to conditional or satisfactory. The statute required the FHWA
(FMCSA's predecessor agency) to review a motor carrier's corrective
actions within 30 days after the date of a safety rating upgrade
request.
Section 4009 of the Transportation Equity Act for the 21st Century
(Pub. L. 105-178, 112 Stat. 107, June 9, 1998), revised 49 U.S.C. 31144
to apply to all owners and operators of CMVs, not just those
transporting passengers or hazardous materials in quantities requiring
placarding. It expressly authorized the Agency to allow owners and
operators not transporting passengers or hazardous materials in
quantities requiring placarding up to an additional 60 days to continue
to operate if they were making a good faith effort to become fit.
Current Regulations
The Agency's regulations in 49 CFR 385.17 outline the procedures
that FMCSA and affected motor carriers \1\ must follow to upgrade a
safety rating based on corrective action. A motor carrier transporting
passengers or
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hazardous materials in quantities requiring placarding may request an
upgrade of a proposed or final conditional or unsatisfactory safety
rating at any time based on corrective action it has taken. If the
Agency proposes an unsatisfactory safety rating, the 45-day period in
which the motor carrier must make improvements begins on the day
written notice of the proposed rating is given by FMCSA. If the
corrective action is determined to be insufficient, the proposed
unsatisfactory rating becomes effective and the motor carrier must
cease transportation of passengers or hazardous materials in quantities
requiring placarding immediately, which would be the 46th day from the
date of written notice of the proposed unsatisfactory rating. FMCSA
makes its determination expeditiously because a final unsatisfactory
safety rating will preclude any further operation of CMVs by the motor
carrier. If the motor carrier has submitted evidence that corrective
action has been taken and FMCSA is unable to make its determination
within the 45-day review period, the current provisions of 49 CFR
385.17(f) indicates the Agency may extend the 45-day review period by
up to 10 additional days.
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\1\ Although 49 U.S.C. 31144 uses the term ``owner or
operator,'' Agency regulations implementing the statute use the term
``motor carrier.''
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This provision allowing an extension of the effective date in order
for the Agency to review a motor carrier's corrective action has been
part of the regulations since 1991.\2\ Current Agency policy \3\,
however, does not allow for extensions of the effective date of a
proposed unsatisfactory safety rating for motor carriers transporting
passengers or hazardous materials in quantities requiring placarding.
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\2\ See Safety Fitness procedures; Safety Ratings, 56 FR 40801,
40802, 40806 (Aug. 18, 1991) (FHWA final rule).
\3\ https://www.ntsb.gov/doclib/reports/2012/HAR1202.pdf, cited
in Highway Accident report HAR-12/02, footnote 48, page 27,
published July 21, 2012.
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Legal Basis for Rulemaking
The legal basis for this final rule is found in 49 U.S.C. 31144(b)
and (c). The statute directs the Secretary to maintain by regulation a
procedure for determining the safety fitness of an owner or operator of
a commercial motor vehicle (CMV). Section 31144(b)(3) requires the
regulations to include specific time frames for such determinations.
Section 31144(c)(1) requires that an owner or operator determined to be
unfit is generally prohibited from operating CMVs, as defined in 49
U.S.C. 31132, in interstate commerce on the 61st day after the
determination. Under sections 31144(c)(2) and (c)(3), however, owners
or operators transporting either passengers or hazardous materials in
quantities requiring placarding on the vehicle are prohibited from
operating CMVs, as defined in 49 U.S.C. 31132,\4\ in interstate
commerce on the 46th day after the determination of unfitness is made.
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\4\ Under 49 CFR 390.3(f)(6), operators of CMVs designed or used
to transport between 9-15 passengers, not for direct compensation,
are not subject to the safety rating process.
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Section 31144(c)(4) gives the Secretary the discretion to allow an
owner or operator to operate for an additional 60 days after the 61st
day following the fitness determination ``if the Secretary determines
that such owner or operator is making a good faith effort to become
fit.'' But this provision specifically excludes from this discretionary
authority owners or operators transporting either passengers or
hazardous materials in quantities requiring placarding. Therefore, such
owners or operators are not allowed an additional period of operation
following the 45th day after the unfitness determination is made.
Authority to carry out these provisions has been delegated by the
Secretary to the Administrator of FMCSA under 49 CFR 1.87(f).
Administrative Procedure Act
Although the Administrative Procedure Act (APA) generally allows
agencies to promulgate final rules only after notice of proposed
rulemaking and an opportunity for public comment, agencies need not do
so when notice and comment would be ``unnecessary'' under the good
cause exception, 5 U.S.C. 553(b)(3)(B). FMCSA finds that notice and
comment are unnecessary in this case, and not otherwise required by
law, because the Agency is performing a nondiscretionary administrative
act to conform its regulations to 49 U.S.C. 31144.
Discussion of This Final Rule
The purpose of this final rule is to bring 49 CFR 385.17(f) into
conformity with Sec. 31144(c)(4) by removing the provision allowing a
10-day extension of the effective date of a proposed unsatisfactory
rating for motor carriers transporting passengers or hazardous
materials in quantities requiring placarding. No change is being made
to 49 CFR 385.17(g) which allows, in accordance with 49 U.S.C.
31144(c)(4), for motor carriers not transporting passengers or
hazardous materials in quantities requiring placarding to continue to
operate for up to an additional 60 days at the Agency's discretion.
FMCSA has updated the terminology used for motor carriers transporting
hazardous materials to be consistent with terminology used elsewhere in
this part.
If the Agency issues a proposed unsatisfactory safety fitness
rating, the carrier should submit its evidence of corrective actions
within 15 days thereafter in order to ensure adequate time for review.
Otherwise, the motor carrier risks a final safety fitness rating of
``unsatisfactory'' or ``unfit'' and being placed out of service. FMCSA
acknowledges that some motor carriers in this category have waited
until late into the corrective action period provided by 49 CFR 385.17
to submit evidence of corrective action, leaving Agency officials
little or no time for review. However, Sec. 385.17 indicates the
Agency will complete its review within 30 days of the carrier's
submission of a request for a change in the safety fitness rating. In
order to allow 30 days for the Agency to complete its review within the
45-day, non-extendable window from the issuance of the proposed unfit
rating, the carrier must submit evidence demonstrating corrective
action within 15 days.
Providing FMCSA receives evidence of corrective action within 15
days of the date of the proposed safety fitness rating, Agency
officials will review and make a decision on whether it is acceptable
before the end of the 45-day period. Should evidence of corrective
action be received more than 15 days after the date of the proposed
unsatisfactory safety fitness rating, the Agency will not guarantee
that the evidence will be considered prior to the end of the 45-day,
non-extendable window. If the corrective action period expires before
the Agency makes a determination, the proposed rating will become the
final rating and the carrier will be prohibited from operating
commercial motor vehicles. This policy is consistent with the Agency's
August 16, 2012, notice concerning the timely submission of corrective
action plans by new entrant carriers (77 FR 49384). If the FMCSA
subsequently determines that the corrective action plan is acceptable,
the carrier may be reinstated consistent with the Agency's fit,
willing, and able policy published on August 2, 2012 (77 FR 46147).
[[Page 64761]]
Statutory and Regulatory Reviews.
Executive Order 12866 (Regulatory Planning and Review), Executive Order
13563 (Improving Regulation and Regulatory Review), and DOT Regulatory
Policies and Procedures
FMCSA has determined that this action does not meet the criteria
for a ``significant regulatory action'' as specified in Executive Order
12866, as supplemented by Executive Order 13563, or within the meaning
of the Department of Transportation regulatory policies and procedures
(44 FR 11034, Feb. 26, 1979). As explained above, this final rule is
strictly ministerial in that it incorporates a nondiscretionary
statutory requirement and includes administrative and technical
corrections. These changes are necessary to make FMCSA's regulations
consistent with 49 U.S.C. 31144.
Under 49 CFR 385.17(f), the decision of whether to grant a carrier
an extension of the date on which a proposed unsatisfactory rating
becomes final has always been at the Agency's discretion. The Agency
can deny requests for extensions. The Agency's current policy is to
deny an extension to any motor carrier transporting passengers or
hazardous materials in quantities requiring placarding; thus, no such
extensions are currently being granted. As a result, incorporating this
policy into the Agency's regulations would have no practical effect on
the industry.
The only potential impact of this regulatory change would be to
eliminate the provision that would allow motor carriers transporting
either passengers or hazardous materials in quantities requiring
placarding to continue operating for an additional 10 days pending a
final determination of their safety fitness. However, current Agency
policy is to deny these extensions. The rule would have no economic
impact on the motor carrier industry, or significant safety impacts.
Therefore, a full regulatory impact analysis has not been conducted,
nor has there been a review by the Office of Information and Regulatory
Affairs under this executive order.
Regulatory Flexibility Act
FMCSA is not required to prepare a regulatory flexibility analysis
for this final rule under the Regulatory Flexibility Act, as amended by
the Small Business Regulatory Enforcement Fairness Act of 1996, 5
U.S.C. 601, et seq., because the Agency has not issued a Notice of
Proposed Rulemaking prior to this action and, therefore, is not
required in that case to prepare such an analysis, 5 U.S.C. 604(a).
This final rule also complies with the President's memorandum of
January 18, 2011, entitled Regulatory Flexibility, Small Business, and
Job Creation (76 FR 3827). As addressed above, promulgation of this
final rule is strictly ministerial in that it incorporates in FMCSA
regulations a nondiscretionary statutory requirement currently in place
and includes administrative and technical corrections.
Unfunded Mandates Reform Act of 1995
The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538)
requires Federal agencies to assess the effects of their discretionary
regulatory actions. In particular this Act addresses actions that may
result in the expenditure by a State, local, or tribal governments, in
the aggregate, or by the private sector of $143.1 million (which is the
calendar year 2010 value used in lieu of the $100 million threshold
included in the 1995 statute, after adjusting for inflation) or more in
any one year. This final rule will not result in such an expenditure.
Paperwork Reduction Act
This final rule calls for no new collection of information under
the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).
National Environmental Policy Act and Clean Air Act
FMCSA analyzed this final rule for the purpose of the National
Environmental Policy Act of 1969 (42 U.S.C. 4321 et seq.) and
determined under our environmental procedures Order 5610.1, issued
March 1, 2004 (69 FR 9680), that this action does not have any effect
on the quality of the environment. Therefore, this final rule is
categorically excluded from further analysis and documentation in an
environmental assessment or environmental impact statement under FMCSA
Order 5610.1, paragraph 6(u) of Appendix 2. This categorical exclusion
covers regulations affecting the process for issuing orders to comply
with the regulations or issuing a civil penalty. A Categorical
Exclusion determination is available for inspection or copying in the
Regulations.gov Web site listed under ADDRESSES.
FMCSA also analyzed this action under section 176(c) of the Clean
Air Act (CAA), as amended (42 U.S.C. 7401 et seq.), and implementing
regulations promulgated by the Environmental Protection Agency.
Approval of this action is exempt from the CAA's general conformity
requirement since it would result in no emissions increase or an
increase in emissions that is clearly de minimis.
Executive Order 12372 (Intergovernmental Review of Federal Programs)
The regulations implementing Executive Order 12372 regarding
intergovernmental consultation on Federal programs and activities do
not apply to this action.
Executive Order 12630 (Constitutionally Protected Property Rights)
This final rule does not effect a taking of private property or
otherwise have implications under Executive Order 12630.
Executive Order 12898 (Environmental Justice)
This final rule raises no environmental justice issues nor is there
any collective environmental impact resulting from its promulgation.
Executive Order 12988 (Civil Justice Reform)
This final rule meets applicable standards in sections 3(a) and
3(b)(2) of Executive Order 12988 to minimize litigation, eliminate
ambiguity, and reduce burden.
Executive Order 13045 (Protection of Children)
This final rule does not pose an environmental risk to health or
safety that may disproportionately affect children.
Executive Order 13132 (Federalism)
A rulemaking has implications for Federalism under Executive Order
13132, Federalism, if it has a substantial direct effect on State or
local governments and would either preempt State law or impose a
substantial direct cost of compliance on State or local governments.
FMCSA analyzed this action in accordance with Executive Order 13132.
This final rule does not preempt or modify any provision of State law,
impose substantial direct unreimbursed compliance costs on any State,
or diminish the power of any State to enforce its own laws.
Accordingly, this rulemaking does not have Federalism implications
warranting the application of Executive Order 13132.
Executive Order 13211 (Energy Supply, Distribution, or Use)
FMCSA analyzed this action under Executive Order 13211, Actions
Concerning Regulations That Significantly Affect Energy Supply,
Distribution, or Use. FMCSA
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determined that it is not a ``significant energy action'' under that
Executive Order because it is not economically significant and is not
likely to have an adverse effect on the supply, distribution, or use of
energy.
List of Subjects in 49 CFR Part 385
Administrative practice and procedure, Highway safety, Motor
carriers, Motor vehicle safety, Reporting and recordkeeping.
For the reasons discussed in the preamble, FMCSA amends 49 CFR part
385 as set forth below:
PART 385--SAFETY FITNESS PROCEDURES
0
1. The authority citation for part 385 is revised to read as follows:
Authority: 49 U.S.C. 113, 504, 521(b), 5105(e), 5109, 13901-
13905, 31133, 31135, 31136, 31137(a), 31144, 31148, and 31502; Sec.
113(a), Pub. L. 103-311; Sec. 408, Pub. L. 104-88; Sec. 350 of Pub.
L. 107-87; and 49 CFR 1.87.
0
2. Revise Sec. 385.17(f) to read as follows:
Sec. 385.17 Change to safety rating based upon corrective actions.
* * * * *
(f) The filing of a request for change to a proposed or final
safety rating under this section does not stay the 45-day period
specified in Sec. 385.13(a)(1) for motor carriers transporting
passengers or hazardous materials in quantities requiring placarding.
* * * * *
Issued on: October 15, 2012.
Anne S. Ferro,
Administrator.
[FR Doc. 2012-26044 Filed 10-22-12; 8:45 am]
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