Fisheries of the Exclusive Economic Zone Off Alaska; Bering Sea and Aleutian Islands Management Area; Amendment 97, 59852-59872 [2012-24100]
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59852
Federal Register / Vol. 77, No. 190 / Monday, October 1, 2012 / Rules and Regulations
(2) * * *
(ii) Dealers may first receive BAYS
tunas only if they have submitted
reports to NMFS according to reporting
requirements of paragraphs
§ 635.5(b)(1)(ii) and only from a vessel
that has a valid Federal commercial
permit for Atlantic tunas issued under
this part in the appropriate category.
Individuals issued a valid HMS
Commercial Caribbean Small Boat
permit, and operating in the U.S.
Caribbean as defined at § 622.2, may sell
their trip limits of BAYS tunas, codified
at § 635.24(c), to dealers and nondealers.
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(d) * * *
(1) Persons that own or operate a
vessel on which a swordfish in or from
the Atlantic Ocean is possessed may sell
such swordfish only if the vessel has a
valid commercial permit for swordfish
issued under this part. Persons may
offload such swordfish only to a dealer
who has a valid permit for swordfish
issued under this part; except that
individuals issued a valid HMS
Commercial Caribbean Small Boat
permit, and operating in the U.S.
Caribbean as defined at § 622.2, may sell
swordfish, as codified at § 635.24(b)(3),
to non-dealers.
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■ 9. In § 635.71:
■ a. Revise paragraphs (a)(3), (a)(4), and
(a)(53);
■ b. Add paragraph (a)(56); and
■ c. Revise paragraphs (e)(1), (e)(10),
(e)(11), and (e)(16).
The revisions and addition read as
follows:
§ 635.71
Prohibitions.
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(a) * * *
(3) Purchase, receive, or transfer or
attempt to purchase, receive, or transfer,
for commercial purposes, Atlantic
bluefin tuna landed by owners of
vessels not permitted to do so under
§ 635.4, or purchase, receive, or transfer,
or attempt to purchase, receive, or
transfer Atlantic bluefin tuna without
the appropriate valid Federal Atlantic
tunas dealer permit issued under
§ 635.4. Purchase, receive, or transfer or
attempt to purchase, receive, or transfer,
for commercial purposes, other than
solely for transport, any BAYS tunas,
swordfish, or sharks landed by owners
of vessels not permitted to do so under
§ 635.4, or purchase, receive, or transfer,
or attempt to purchase, receive, or
transfer, for commercial purposes, other
than solely for transport, any BAYS
tunas, swordfish, or sharks without the
appropriate valid dealer permit issued
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under § 635.4 or submission of reports
by dealers to NMFS according to
reporting requirements specified in
§ 635.5. This prohibition does not apply
to HMS harvested by HMS Commercial
Caribbean Small Boat vessel permit
holders operating in the U.S. Caribbean
as defined at § 622.2 or to a shark
harvested from a vessel that has not
been issued a permit under this part and
that fishes exclusively within the waters
under the jurisdiction of any state.
(4) Sell or transfer or attempt to sell
or transfer, for commercial purposes, an
Atlantic tuna, shark, or swordfish other
than to a dealer that has a valid dealer
permit issued under § 635.4, except that
this does not apply to HMS Commercial
Caribbean Small Boat vessel permit
holders operating in the U.S. Caribbean
as defined at § 622.2, or to a shark
harvested by a vessel that has not been
issued a permit under this part and that
fishes exclusively within the waters
under the jurisdiction of any state.
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(53) Fish for, catch, possess, retain, or
land an Atlantic swordfish using, or
captured on, ‘‘buoy gear’’ as defined at
§ 635.2, unless the vessel owner has
been issued a swordfish directed limited
access permit or a swordfish handgear
limited access permit in accordance
with § 635.4(f) or a valid HMS
Commercial Caribbean Small Boat
permit in accordance with § 635.4(o).
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(56) Have been issued a valid HMS
Commercial Caribbean Small Boat
permit and to purchase, barter for, or
trade for HMS harvested by other
vessels with the intent to sell.
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(e) * * *
(1) Purchase, barter for, or trade for a
swordfish from the north or south
Atlantic swordfish stock without a
dealer permit as specified in § 635.4(g),
unless the harvesting vessel possesses a
valid HMS Commercial Caribbean Small
Boat permit issued under § 635.4 of this
part and harvested the swordfish in the
U.S. Caribbean as defined at § 622.2.
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(10) Fish for, catch, possess, retain, or
land an Atlantic swordfish using, or
captured on, ‘‘buoy gear’’ as defined at
§ 635.2, unless the vessel owner has
been issued a swordfish directed limited
access permit or a swordfish handgear
limited access permit in accordance
with § 635.4(f) or a valid HMS
Commercial Caribbean Small Boat
permit in accordance with § 635.4(o).
(11) As the owner of a vessel
permitted, or required to be permitted,
in the swordfish directed, swordfish
handgear limited access permit
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category, or issued a valid HMS
Commercial Caribbean Small Boat
permit and utilizing buoy gear, to
possess or deploy more than 35
individual floatation devices, to deploy
more than 35 individual buoy gears per
vessel, or to deploy buoy gear without
affixed monitoring equipment, as
specified at § 635.21(e)(4)(iii).
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(16) Possess any HMS, other than
Atlantic swordfish, harvested with buoy
gear as specified at § 635.21(e) unless
issued a valid HMS Commercial
Caribbean Small Boat permit and
operating within the U.S. Caribbean as
defined at § 622.2.
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[FR Doc. 2012–24136 Filed 9–28–12; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 679
[Docket No. 110620343–2450–02]
RIN 0648–BB18
Fisheries of the Exclusive Economic
Zone Off Alaska; Bering Sea and
Aleutian Islands Management Area;
Amendment 97
ACTION:
Final rule.
NMFS publishes regulations
to implement Amendment 97 to the
Fishery Management Plan for
Groundfish of the Bering Sea and
Aleutian Islands Management Area
(FMP). Amendment 97 allows the owner
of a trawl catcher/processor vessel
authorized to participate in the
Amendment 80 catch share program to
replace that vessel with a vessel that
meets certain requirements. This action
establishes the regulatory process for
replacement of vessels in the
Amendment 80 fleet and the
requirements for Amendment 80
replacement vessels, such as a limit on
the overall length of a replacement
vessel, a prohibition on the use of an
AFA vessel as a replacement vessel,
measures to prevent a replaced vessel
from participating in Federal groundfish
fisheries off Alaska that are not
Amendment 80 fisheries, and measures
that extend specific catch limits (known
as Amendment 80 sideboards) to a
replacement vessel. This action is
necessary to promote safety-at-sea by
allowing Amendment 80 vessel owners
to replace their vessels for any reason at
any time and by requiring replacement
SUMMARY:
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Federal Register / Vol. 77, No. 190 / Monday, October 1, 2012 / Rules and Regulations
vessels to meet certain U.S. Coast Guard
vessel safety standards, and to improve
the retention and utilization of
groundfish catch by these vessels by
facilitating an increase in the processing
capabilities of the fleet. This action is
intended to promote the goals and
objectives of the Magnuson-Stevens
Fishery Conservation and Management
Act, the FMP, and other applicable
laws.
DATES: Effective October 31, 2012.
ADDRESSES: Electronic copies of this
rule, the Environmental Assessment
(EA), Regulatory Impact Review (RIR),
and the initial regulatory flexibility
analysis (IRFA) prepared for this action
may be obtained from https://
www.regulations.gov or from the Alaska
Region Web site at https://
alaskafisheries.noaa.gov.
Written comments regarding the
burden-hour estimates or other aspects
of the collection-of-information
requirements contained in this final rule
may be submitted by mail to NMFS,
Alaska Region, P.O. Box 21668, Juneau,
AK 99802–1668, Attn: Ellen Sebastian,
Records Officer; in person at NMFS,
Alaska Region, 709 West 9th Street,
Room 420A, Juneau, AK; or by email to
OIRA_Submission@omb.eop.gov, or fax
to 202–395–7285.
FOR FURTHER INFORMATION CONTACT:
Seanbob Kelly, 907–586–7228.
SUPPLEMENTARY INFORMATION: NMFS
manages the U.S. groundfish fisheries of
the Bering Sea and Aleutian Islands
Management Area (BSAI) in the
Exclusive Economic Zone (EEZ) under
the FMP. The North Pacific Fishery
Management Council (Council)
prepared the FMP pursuant to the
Magnuson-Stevens Fishery
Conservation and Management Act
(Magnuson-Stevens Act) and other
applicable laws. Regulations
implementing the FMP appear at 50
CFR part 679. General regulations that
pertain to U.S. fisheries appear at
subpart H of 50 CFR part 600.
This final rule implements
Amendment 97 to the FMP. Under this
final rule, the owner of a trawl catcher/
processor vessel authorized to
participate in the Amendment 80 catch
share program is allowed to replace that
vessel with a vessel that meets certain
requirements. NMFS published the
Notice of Availability for Amendment
97 in the Federal Register on March 6,
2012 (77 FR 13253), with a 60-day
comment period that ended May 7,
2012. The Secretary approved
Amendment 97 on June 6, 2012, after
determining that Amendment 97 is
consistent with the FMP, the MagnusonStevens Act, and other applicable law.
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NMFS published a proposed rule for
Amendment 97 in the Federal Register
on April 4, 2012 (77 FR 20339). The 30day comment period on the proposed
rule ended May 4, 2012. NMFS received
a total of 15 comment letters from 11
unique persons during the comment
periods on Amendment 97 and the
proposed rule implementing the
amendment. The letters contained 13
separate topics. A summary of these
comments and NMFS’s responses are
provided in the Comments and
Responses section of this preamble.
Elements of the Final Rule
A detailed review of the provisions of
Amendment 97 and its implementing
regulations is provided in the preamble
to the proposed rule (77 FR 20339, April
4, 2012) and is not repeated here. The
proposed rule is available from the
NMFS Alaska Region Web site (see
ADDRESSES). The preamble to this final
rule provides a brief review of the
regulatory changes made by this final
rule to the management of the
Amendment 80 fleet and an explanation
of any differences between the proposed
and final regulations. NMFS’ responses
to public comments on Amendment 97
and the proposed rule to implement
Amendment 97 are also presented
below.
This final rule establishes regulations
that permit the owner of an Amendment
80 vessel to replace that vessel with up
to one other vessel for any reason and
at any time. The vessel replacement
process established by this final rule
provides Amendment 80 vessel owners
with the flexibility to incorporate a
broad range of processing opportunities
that are not currently available on all
vessels. Regulations implemented by
this final rule are intended to facilitate
improved retention and utilization of
catch by the Amendment 80 sector
through vessel upgrades and new vessel
construction. This final rule also is
intended to address the regulatory
deficiencies that were identified by the
court in Arctic Sole Seafoods v.
Gutierrez, 622 F. Supp. 2d 1050 (W.D.
Wash. 2008). Specifically, this final
rule: (1) Allows Amendment 80 vessels
to be replaced for any reason at any
time, up to a one-for-one vessel
replacement; (2) prohibits American
Fisheries Act (AFA) vessels from being
used as Amendment 80 replacement
vessels; (3) establishes a maximum
vessel length for Amendment 80
replacement vessels and modifies the
maximum length over-all (MLOA) on
License Limitation Program (LLP)
licenses assigned to Amendment 80
replacement vessels; (4) establishes a
process for reassigning an Amendment
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59853
80 Quota Share (QS) permit to either an
Amendment 80 replacement vessel or
an Amendment 80 LLP license; (5)
imposes sideboard limitations on
replaced vessels; (6) applies Gulf of
Alaska (GOA) sideboard measures to an
Amendment 80 replacement vessel if
GOA sideboard measures applied to the
Amendment 80 vessel being replaced,
with exceptions for the F/V Golden
Fleece; (7) establishes specific
regulatory restrictions and requirements
that apply to any vessel that replaces the
F/V Golden Fleece; (8) allows an
Amendment 80 replacement vessel to
conduct directed fishing for GOA
flatfish if the Amendment 80 vessel
being replaced was authorized to
conduct directed fishing for GOA
flatfish; (9) requires an owner to
demonstrate to NMFS an Amendment
80 replacement vessel’s compliance
with U.S. Coast Guard safety
requirements; and (10) establishes a
process by which a vessel owner can
apply to NMFS for approval to use an
Amendment 80 replacement vessel in
the Amendment 80 sector. Finally, this
action demonstrates to the U.S.
Maritime Administration (MARAD) that
the Council and NMFS have authorized
Amendment 80 replacement vessels to
exceed specific vessel limits set forth in
the AFA and therefore Amendment 80
replacement vessels that exceed these
limits are eligible to receive a certificate
of documentation consistent with 46
U.S.C. 12113 and MARAD regulations at
46 CFR 356.47.
Replacement for Any Reason at Any
Time, Up to One-for-One Vessel
Replacement
The regulations implemented by this
final rule, at § 679.4(o)(1)(v) and (vii),
allow an owner of an Amendment 80
vessel to replace the vessel for any
reason and at any time up to a one-forone vessel replacement. The Council
determined, and NMFS agrees, that a
vessel owner is best-suited to determine
the appropriate time to replace a vessel,
and that the vessel owner should be
afforded broad discretion as to the
reasons supporting vessel replacement.
This final rule enables a vessel owner to
initiate new construction of a
replacement vessel while the vessel to
be replaced is still active (i.e., before it
is lost), providing an opportunity for a
potentially seamless replacement
process and thereby reducing potential
costs associated with foregone harvests.
Although the owner of an
Amendment 80 vessel can apply to use
an existing Amendment 80 vessel as an
Amendment 80 replacement vessel, or
other vessels that otherwise meet the
requirements of this final rule, the
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Council and NMFS anticipate that most
replacement vessels will be newly
constructed and larger than the vessel
being replaced. Many of the existing
vessels in the Amendment 80 fleet were
originally constructed for purposes
other than fishing; therefore, these
vessels may be less well-designed for
fishing than a new, purposefully
constructed fishing vessel would be. A
vessel built to contemporary standards
is likely have improved hold capacity,
fuel efficiency, and harvest capacity
relative to existing similarly sized
vessels in the Amendment 80 fleet.
Such modifications can enable a vessel
operator to store large quantities of fish
and create or make value-added
products like surimi, fillets, and
fishmeal in onboard fishmeal plants.
Replacing a smaller vessel with a larger
vessel could allow participants to fish
for longer periods of time and reduce
the number of trips required to offload
products. As an alternative to new
vessel construction, this final rule also
enables the owner of an Amendment 80
vessel to replace an aging or
underperforming vessel with an existing
vessel, including a vessel currently
prosecuting Amendment 80 fisheries.
As described below, this final rule
requires all Amendment 80 replacement
vessels, including vessels that are
currently participating in an
Amendment 80 fishery, to meet
contemporary vessel construction and
safety standards, and other applicable
regulations established by this final
rule. A detailed review of the
Amendment 80 fleet safety regulations
implemented by this final rule also can
be found in Section 2.4.9.1 of the EA/
RIR/IRFA for this action and in the
preamble to the proposed rule (see
ADDRESSES).
Although an Amendment 80 vessel
owner is authorized to replace the
vessel at any time for any reason, the
final rule limits the number of
replacement vessels an owner may have,
requiring that each Amendment 80
vessel may be replaced by no more than
one vessel at any given time. Under the
Amendment 80 program, NMFS
determined that 28 vessels met the
criteria for participation and therefore
were eligible to participate in the
Amendment 80 sector. Under this final
rule, in no case could more than 28
vessels participate in the Amendment
80 fisheries at any given time.
American Fisheries Act Vessels and
Amendment 80 Vessel Replacement
This final rule includes a provision
that prohibits the use of AFA vessels as
Amendment 80 replacement vessels.
The following paragraphs provide the
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background for and an explanation of
this provision.
Regulations implementing
Amendment 80 limited participation in
the Amendment 80 sector to non-AFA
trawl catcher/processors that qualified
under the definition of the non-AFA
trawl catcher/processor subsector in
section 219(a)(7) of the BSAI Catcher
Processor Capacity Reduction Program
(CRP), included in the Department of
Commerce and Related Agencies
Appropriations Act, 2005 (Pub. L. 108–
447). Section 219(g)(1)(A) of the CRP
provides that only a member of a
catcher/processor subsector may
participate in the catcher/processor
sector of the BSAI non-pollock
groundfish fishery. Four catcher
processor subsectors are defined by the
CRP, including the AFA trawl catcher
processor subsector at section 219(a)(1)
and the non-AFA trawl catcher
processor subsector at section 219(a)(7).
Section 219(a)(7) of the CRP defines the
‘‘non-AFA trawl catcher processor
subsector’’ as ‘‘the owner of each trawl
catcher processor—(A) that is not an
AFA trawl catcher processor; (B) to
whom a valid LLP license that is
endorsed for Bering Sea or Aleutian
Islands trawl catcher processor fishing
activity has been issued; and (C) that the
Secretary determines has harvested with
trawl gear and processed not less than
a total of 150 metric tons of non-pollock
groundfish during the period January 1,
1997 through December 31, 2002.’’
NMFS determined that 28 vessels met
the criteria specified in section 219(a)(7)
of the CRP. NMFS listed these vessels in
the final rule implementing Amendment
80 (September 14, 2007; 72 FR 52668).
NMFS concluded that because the CRP
set forth the criteria for vessels eligible
to participate in the non-AFA trawl
catcher/processor, or Amendment 80,
sector, only the 28 listed vessels could
be used in the Amendment 80 sector
and only a listed qualifying vessel could
be used to replace an originally
qualifying vessel.
Arctic Sole Seafoods challenged the
final rule, arguing that section 219(a)(7)
permitted the replacement of qualifying
vessels with non-qualifying vessels and
that the prohibition on such
replacement was contrary to the
language of the CRP. On May 19, 2008,
the U.S. District Court for the Western
District of Washington issued a decision
invalidating those Amendment 80
regulatory provisions that limited the
vessels used in the Amendment 80
sector to only those vessels that meet
the qualification criteria in section
219(a)(7) of the CRP. In Arctic Sole
Seafoods v. Gutierrez, 622 F.Supp.2d
1050 (W.D. Wash. 2008), the court
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found the statutory language ambiguous
as to whether replacement of qualifying
vessels with non-qualifying vessels was
permissible, and found the agency’s
interpretation of the statute to be
arbitrary and capricious. The court held
that the CRP applies to the owners of
vessels that meet the statutory criteria
for the non-AFA trawl catcher/processor
subsector, and that the owner of a
qualifying vessel could replace that
vessel with a non-qualifying vessel. The
court noted that Congress, through the
CRP, limited the universe of owners
authorized to participate in the BSAI
non-pollock groundfish fishery by
limiting eligibility to those individuals
who own vessels with a particular catch
history and who have a particular
license, but that nothing in the CRP
indicated that Congress was concerned
with which particular vessels are used
in the BSAI non-pollock groundfish
fishery. The court determined that an
owner of a non-AFA trawl catcher/
processor vessel must satisfy the criteria
specified in section 219(a)(7) to
originally qualify for the non-AFA trawl
catcher/processor subsector and the
Amendment 80 sector, but the owner of
such a vessel may replace that vessel
with a vessel that does not meet the
original qualifying criteria of the CRP
but that is otherwise eligible to
participate in the BSAI non-pollock
groundfish fishery. The court concluded
that the inability to replace a qualifying
vessel with a non-qualifying vessel
would ultimately result in the
elimination of the sector through vessel
attrition, and that Congress had not
intended such an outcome in the CRP.
The court ordered that ‘‘[t]o the extent
that [regulations] restrict access to the
BSAI non-pollock groundfish fishery to
qualifying vessels without allowing a
qualified owner to replace a lost
qualifying vessel with a single substitute
vessel, the regulations must be set aside
* * *.’’
After receiving the court’s decision,
NMFS immediately developed and
issued interim guidance for vessel
replacement consistent with the court’s
decision. In October 2008, NMFS asked
the Council to amend the FMP to clarify
the conditions under which an
Amendment 80 vessel may be replaced
consistent with the court’s decision, the
CRP, and the Magnuson-Stevens Act. In
response, the Council initiated
development of Amendment 97. The
Council initially received an analysis for
Amendment 97 at its February 2010
meeting. This analysis included a
summary of the interim guidance NMFS
prepared for vessel replacement,
including a revised version of the
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responses to frequently asked questions
contained within the guidance. In
response to the question of whether
there are any limitations on the
characteristics of a replacement vessel,
the analysis states, ‘‘Because the CRP
makes a clear distinction between the
AFA and non-AFA trawl catcher/
processor subsectors, an AFA catcher/
processor as defined by the CRP would
be ineligible to fish as a non-AFA trawl
catcher/processor and could not replace
an Amendment 80 vessel.’’ No
additional explanation for this
statement is provided in the analysis.
This statement remained in the analysis
during the Council’s consideration of
Amendment 97, the interpretation of the
CRP was not challenged during the
Council process, the Council did not
consider an alternative that would allow
the use of AFA vessels as Amendment
80 replacement vessels, and thus the
analysis does not include an evaluation
of those considerations. As a result, the
Council did not recommend a
prohibition or other limitation on the
use of an AFA vessel as an Amendment
80 replacement vessel in its final motion
on Amendment 97 in June 2010.
In February 2012, before the start of
Secretarial review of Amendment 97,
NMFS received a letter from a member
of the public asserting that the CRP and
the court’s decision in Arctic Sole
Seafoods v. Gutierrez do not prohibit
the use of an AFA vessel as an
Amendment 80 replacement vessel. The
commenter stated that ‘‘[t]he distinction
the CRP draws between AFA and nonAFA vessels is only for purposes of
specifying which vessels owners
initially qualified for the Amendment
80 sector’’ and that while an owner of
a vessel had to meet the criteria
specified in section 219(a)(7) to initially
qualify for the non-AFA trawl catcher/
processor subsector, including the
criterion that the vessel not be an AFA
trawl catcher/processor, ‘‘[t]he CRP does
not limit the universe of vessels that a
qualified owner may then draw from to
replace the vessel through which it
initially entered the Amendment 80
sector.’’
In the proposed rule preamble, the
agency advised that following receipt of
the letter, it re-examined the CRP and
decision in Arctic Sole Seafoods v.
Gutierrez regarding whether the CRP
prohibits use of an AFA vessel as an
Amendment 80 replacement vessel.
Based on that re-examination, it stated
in the preamble its view that the CRP
did not prohibit use of an AFA vessel,
and that in the absence of an explicit
regulatory prohibition recommended by
the Council, the rule as proposed did
not prohibit use of an AFA vessel.
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NMFS invited the public to comment on
the proposed rule, including the
potential use of AFA vessels as
Amendment 80 replacement vessels.
During the public comment periods
for Amendment 97 and the proposed
rule, NMFS received extensive public
comment on the question of whether the
CRP prohibits the use of AFA vessels as
Amendment 80 replacement vessels, the
lack of Council consideration or
analysis of this issue, and the potential
economic impacts that could result from
the use of AFA vessels as Amendment
80 replacement vessels. As summarized
in Comments 4 and 7 in the Comments
and Responses section of this final rule,
some commenters wrote in support of
the view that the CRP does not prohibit
the use of AFA vessels as Amendment
80 replacement vessels and suggested
that the sideboards applicable to AFA
vessels should not be imposed on AFA
vessels that are used as Amendment 80
replacement vessels. However, as
summarized in Comments 5 and 6, some
commenters disagreed with the view
that the CRP does not prohibit use of
AFA vessels as Amendment 80
replacement vessels. These commenters
expressed concerns about the use of
AFA vessels and asserted that the
Council did not intend for AFA vessels
to be eligible to replace Amendment 80
vessels. Additionally, these commenters
noted that the analysis prepared for the
action and available to the Council at
the time of final action did not describe
the potential impacts that could result
from the use of AFA vessels as
Amendment 80 replacement vessels.
These commenters suggested that a
regulation that would allow AFA
vessels to participate in the Amendment
80 sector would represent a significant
change in the policy that formed the
basis of the Council’s recommendation
at final action and that the policy
change would destabilize status quo
management of groundfish fisheries in
the North Pacific.
After consideration of all comments
received during the public comment
periods for Amendment 97 and the
proposed rule, NMFS determined that
notwithstanding its view that the CRP
does not prohibit the use of AFA vessels
as Amendment 80 replacement vessels,
a regulatory provision prohibiting the
use of AFA vessels as Amendment 80
replacement vessels is necessary to
carry out Amendment 97 as
recommended by the Council and
approved by NMFS. The prohibition is
further necessary to allow NMFS to
conclude that Amendment 97 as
implemented is consistent with the FMP
as required by section 304 of the
Magnuson-Stevens Act in light of the
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59855
issues raised by the commenters
concerning adverse impacts to the
groundfish fisheries and fishery
participants that could occur if AFA
vessels are used, and the current lack of
record support demonstrating that no
impacts other than those described in
the analysis for Amendment 97 would
occur if AFA vessels are used.
Therefore, NMFS has included in this
final rule a provision at
§ 679.4(o)(4)(i)(D) that prohibits the use
of AFA vessels as Amendment 80
replacement vessels.
NMFS determined that the
prohibition is an integral part of
Amendment 97 as adopted and
recommended by the Council. Although
the Council did not specifically
articulate the prohibition in its motion
for Amendment 97, the Council
implicitly incorporated the prohibition
into its decision on Amendment 97. The
Council based its motion for
Amendment 97 on the analysis and
public comments presented to it. As
explained earlier, the analysis stated
that AFA vessels could not be used as
Amendment 80 replacement vessels.
That conclusion was not challenged
while the Council was considering
Amendment 97. Given the lack of any
analysis, alternative or Council
discussion on this issue, it is difficult to
conclude that the Council intended to
permit the use of AFA vessels as
Amendment 80 replacement vessels.
NMFS also determined that a regulation
implementing the Council’s implicit
prohibition is necessary because the
omission of such a prohibition from the
final rule implementing Amendment 97
could undermine the intent of
Amendment 97 as adopted by the
Council. This final rule establishes an
application process by which NMFS
approves Amendment 80 replacement
vessels. Without a regulatory provision
prohibiting the use of AFA vessels as
Amendment 80 replacement vessels,
NMFS would have no basis upon which
to deny an application requesting that
NMFS approve an AFA vessel as an
Amendment 80 replacement vessel, if
the AFA vessel met all the regulatory
criteria for Amendment 80 vessel
replacement. Therefore, a regulation
implementing the Council’s implicit
prohibition on the use of AFA vessels as
Amendment 80 replacement vessels in
Amendment 97 is needed. NMFS is
authorized to include this prohibition
under section 305(d) of the MagnusonStevens Act (16 U.S.C. 1855(d)), which
states that NMFS has general
responsibility to carry out any fishery
management plan or plan amendment
approved by NMFS and that NMFS may
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promulgate such regulations in
accordance with the Administrative
Procedure Act (APA) as may be
necessary to discharge that
responsibility.
NMFS also determined that a
regulatory prohibition on the use of
AFA vessels as Amendment 80
replacement vessels is reasonable and
that the protections the prohibition
affords the Amendment 80 sector are
justified given the lack of analysis on
the impacts that could occur if AFA
vessels are permitted to be used as
Amendment 80 replacement vessels and
the concerns that exist at this time on
adverse effects on the fisheries and
participants that could occur without a
prohibition. The analysis for
Amendment 97 fully describes the
anticipated impacts of authorizing
vessel replacement in the Amendment
80 sector with vessels that are not AFA
vessels, with an exception for the F/V
Ocean Peace which is both an AFA and
an Amendment 80 vessel. However, the
analysis does not provide any
information on the potential effects and
impacts of allowing AFA vessels to be
used as Amendment 80 replacement
vessels on fishing operations in both the
AFA and the Amendment 80 sectors.
Without this analysis, NMFS does not
have adequate information on which to
assess the potential impacts of the use
of AFA vessels as Amendment 80
replacement vessels, or the specific
parameters under which AFA vessels
could be used as Amendment 80
replacement vessels. NMFS currently
lacks the necessary information and
analysis demonstrating that the use of
AFA vessels as Amendment 80
replacement vessels is consistent with
the FMP and the Magnuson-Stevens
Act.
Additionally, as summarized in
Comments 5 and 6, some participants in
the Amendment 80 sector asserted that
the use of AFA vessels would have an
adverse impact on their fishing
operations. Although NMFS does not
yet have adequate information to
determine the degree of these impacts,
the concerns expressed over the
potential for AFA vessels to be more
competitive than other Amendment 80
vessels create unanticipated and
undesirable consolidation within the
sectors, and cause adverse disruption of
fishing operations appear to have some
merit at this time. NMFS has
determined that consolidation of the
Amendment 80 sector in excess of what
the analysis prepared for Amendment
97 anticipates could occur if AFA
vessels are permitted to be used as
Amendment 80 replacement vessels.
This unanticipated consolidation has
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the potential to impact communities,
crew, the conservation and
sustainability of fishery resources, the
timing of the fishery, and the value of
the fishery in ways that ultimately may
not be consistent with the goals and
objectives of the FMP. NMFS recognizes
that this final rule may indirectly
impact vessel owners by limiting the
potential amount of consolidation and
efficiency that may have been possible
through fleet consolidation in the
absence of a prohibition. However,
given the agency’s concerns and the
information available at this time,
NMFS cannot conclude that the impacts
resulting from the use of AFA vessels as
Amendment 80 replacement vessels
would be consistent with Amendment
97 and the FMP, as required by section
304 of the Magnuson-Stevens Act.
NMFS also determined that the
prohibition will not adversely affect
existing operations of AFA vessel
owners. As noted in the analysis
prepared for this rule, no AFA vessels
(other than the F/V Ocean Peace) are
active in the Amendment 80 sector. The
prohibition will not affect the F/V
Ocean Peace. While the prohibition will
limit potential future operations of AFA
vessels as Amendment 80 replacement
vessels, AFA vessel owners will be able
to continue all existing fishing
operations unaffected by the
prohibition. While some AFA vessels
owners are advocating for the use of
AFA vessels as Amendment 80
replacement vessels, NMFS has received
no information through the public
comments received on Amendment 97
or the proposed rule that indicates any
Amendment 80 vessel owners are
seeking to transfer their Amendment 80
QS to AFA vessel owners. The available
public comment indicates that such
transfers are generally opposed by
participants in the Amendment 80
sector. Therefore, it is unlikely that this
prohibition will have a foreseeable
effect on potential future AFA vessel
operations. Although the prohibition
only pertains to the use of AFA vessels
as Amendment 80 replacement vessels,
NMFS notes that this final rule does not
prevent AFA vessel owners from
purchasing assets in the Amendment 80
fisheries, including Amendment 80 QS
and Amendment 80 vessels, which has
been possible since the Amendment 80
program was effective in 2008.
NMFS determined that including the
prohibition on using AFA vessels as
Amendment 80 replacement vessels will
not prevent either the Amendment 80 or
the AFA sectors from achieving the
conservation and management goals and
objectives set forth in the FMP for these
sectors. The prohibition will not prevent
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the Amendment 80 sector from
replacing lost or aging vessels with
safer, more efficient vessels. Although
an Amendment 80 vessel owner will not
be able to use an AFA vessel as a
replacement vessel, this final rule
allows the owner to use other non-AFA
vessels if the Amendment 80 vessel
owner chooses not to invest in a newly
constructed vessel. AFA vessel owners
will be able to prosecute the fisheries in
which they have been participating
without change. As mentioned earlier in
this preamble, the inclusion of the
prohibition does not remove a harvest
opportunity that the AFA sector was
benefitting from prior to this final rule.
With an exception for the F/V Ocean
Peace, which is both an AFA and an
Amendment 80 vessel, no AFA vessel
has been used in the Amendment 80
sector since Amendment 80 was
implemented. As for the MagnusonStevens Act, the Council articulated
how Amendment 97, without the use of
AFA vessels as Amendment 80
replacement vessels, and this final rule
are consistent with the national
standards and the other provisions of
the MSA. NMFS concurred in the
Council’s explanation in the agency’s
approval of Amendment 97 and
issuance of this final rule.
NMFS has determined that the
prohibition in this final rule is a logical
outgrowth of the proposed rule and is
consistent with other applicable laws.
The preamble to the proposed rule for
Amendment 97 explained that the
proposed rule did not include a
prohibition on the use of AFA vessels as
Amendment 80 replacement vessels,
described NMFS’s view of the CRP, and
invited the public to comment. The
comments received by NMFS on
Amendment 97 and the proposed rule
directly focus on whether the final rule
should or should not include a
prohibition on the use of AFA vessels as
Amendment 80 replacement vessels and
clearly demonstrate that the affected
public understood the effects of the
agency’s proposed action. The affected
public clearly understood that in the
proposed rule NMFS was asking for
comments on whether AFA vessels
should be allowed or prohibited from
being used as Amendment 80
replacement vessels and the public
provided the agency with pertinent
information leading to the agency’s
decision to include a prohibition on
their use in the final rule.
NMFS also determined that the
regulatory prohibition on the use of
AFA vessels as Amendment 80
replacement vessels in this final rule is
consistent with the CRP. NMFS stated
in the proposed rule its view that the
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CRP does not prohibit the use of AFA
vessels as Amendment 80 replacement
vessels. At the same time, however,
nothing in the CRP requires the Council
or NMFS to permit the use of AFA
vessels as Amendment 80 replacement
vessels. The regulatory prohibition on
the use of AFA vessels as Amendment
80 replacement vessels, like other
Amendment 80 replacement vessel
criteria concerning maximum vessel
length and U.S. Coast Guard safety
requirements, does not prevent the BSAI
non-pollock groundfish catcher/
processor subsectors from achieving the
purpose of the CRP, which is to reduce
excess harvesting capacity through the
development of capacity reduction
plans. The prohibition does not prevent
owners of AFA vessels from
participating in BSAI non-pollock
groundfish fisheries as members of the
AFA trawl catcher/processor subsector
or prevent the owners of AFA trawl
catcher/processor vessels from
participating in a capacity reduction
plan under the CRP. The prohibition
does not prevent Amendment 80 vessel
owners from replacing qualifying
Amendment 80 vessels. Additionally,
nothing in the CRP overrides the
Council’s and NMFS’s authority under
the Magnuson-Stevens Act to impose
reasonable criteria consistent with the
Magnuson-Stevens Act and other
applicable law to achieve the fishery
management goals and objectives of the
FMP. Moreover, even if the provisions
of the CRP could be construed as
requiring the use of AFA vessels as
Amendment 80 replacement vessels,
section 303 of Public Law 111–348
states that ‘‘Notwithstanding any other
provision of law, the Secretary of
Commerce may promulgate regulations
that allow for the replacement or
rebuilding of a vessel qualified under
subsections (a)(7) and (g)(1)(A) of
section 219 of the [CRP].’’ This
provision, passed into law after the CRP,
authorizes NMFS to prohibit by
regulation the use of AFA vessels as
Amendment 80 replacement vessels
even if the provisions of the CRP require
it.
During the June 2012 Council
meeting, NMFS consulted with the
Council, as required by section 304(b) of
the Magnuson-Steven Act, regarding the
agency’s intent to add a regulation to the
final rule implementing Amendment 97
that would prohibit AFA vessels from
participating as Amendment 80
replacement vessels. NMFS also urged
the Council to consider the issue of AFA
vessels as Amendment 80 replacement
vessels and develop a policy
recommendation on the issue. After
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receiving the agency’s report, the
Council received comment from the
public on the proposal to add a
regulation to the final rule prohibiting
use of AFA vessels. Following receipt of
public comment, the Council discussed
NMFS’ approach and did not object to
the inclusion of the prohibition in the
Amendment 97 final rule. Some Council
members stated that a prohibition was
not included at the time of Council final
action on Amendment 97 because at
that time the Council understood the
CRP precluded the use of AFA vessels
as Amendment 80 replacement vessels.
In light of NMFS’ request, the Council
recommended the development of a
discussion paper that examines the
potential impacts of the use of AFA
vessels as Amendment 80 replacement
vessels. Specifically, the Council asked
NMFS to provide (1) rationale for the
interpretation that the CRP does not
prohibit an AFA vessel from replacing
an Amendment 80 vessel, (2) a general
discussion of policy considerations for
allowing or not allowing replacement of
Amendment 80 vessels with AFA
vessels and AFA vessels with
Amendment 80 vessels, (3) a discussion
of compliance with the CRP should an
AFA vessel replace an Amendment 80
vessel, (4) a description of the statutory
requirements for replacement of an AFA
vessel and whether an Amendment 80
vessel could replace an AFA vessel, and
(5) a description of the purpose of
sideboards in the AFA and if or how
they would apply to an AFA vessel that
replaced an Amendment 80 vessel. This
discussion paper, currently scheduled
to be presented to the Council at its
October 2012 meeting, could provide
additional information for the Council
to recommend that the prohibition on
the use of AFA vessels as Amendment
80 replacement vessels as established in
this final rule be maintained, modified,
or removed. Although NMFS has
concluded that the best available
information currently supports a
regulation that prohibits AFA vessels
from participating as Amendment 80
replacement vessels, the Council could
choose to act in the future to modify this
policy based on new information
analyzed and reviewed by the Council
at that time.
Replacement Vessel Length Limits,
Maximum Length Overall
This final rule limits the length
overall (LOA) of Amendment 80
replacement vessels to 295 feet (89.9 m).
As described in Section 2.4.5 of the
analysis for this action, the average LOA
on an Amendment 80 LLP license is 168
feet (51.2 m). Under this action, the
LOA of all Amendment 80 vessels could
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59857
increase up to 295 feet (89.9 m). The
Council determined that a vessel length
limit of 295 feet (89.9 m) was not likely
to constrain the type of fishing
operations possible on an Amendment
80 replacement vessel, or the economic
viability of a replacement vessel (see
Comments 4 through 7). The maximum
vessel length is intended to provide
equal opportunity for each vessel owner
to increase or maintain vessel length, to
improve the range of processed
products, and to increase hold capacity
onboard the vessel. The Council and
NMFS recognize that in many cases
vessel length is less important for
increasing harvest rates than for
providing a large enough vessel to
provide adequate hold capacity and
thereby increase groundfish retention.
This final rule limits the length of
replacement vessels to address the
potentially adverse competitive effects
of new fishing capacity entering the
fishery relative to the existing fleet. As
described in detail in Section 2.5.5 of
the analysis for this action, the length
restriction of 295 feet (89.9 m) for
replacement vessels is intended to limit
overall harvesting capacity of the fleet
by providing an upper boundary on
total fleet capacity and encourage
general improvements in harvesting
capacity that any replacement vessel
may provide over the vessel being
replaced. Similarly, replacement vessel
length restrictions are intended to
reduce the potential for a race for fish
among Amendment 80 participants in
the Amendment 80 limited access
fishery in concert with cooperative
quota and sideboard restrictions. As
noted in Section 2.5.5.2 of the EA/RIR/
IRFA for this action, Amendment 80
vessels are constrained by quotas in
most fisheries in the BSAI and by
sideboards limits in the GOA. These
restrictions will remain in place and
will continue to constrain the fleet in
most fisheries.
Under the final rule, NMFS will
modify the maximum LOA (MLOA) on
Amendment 80 LLP licenses to reflect
the regulatory limit of 295 feet (89.9 m)
LOA for Amendment 80 vessels when
an Amendment 80 LLP license is
transferred to a NMFS-approved
Amendment 80 replacement vessel.
Under regulations at §§ 679.4(o) and
679.7(i)(2), an Amendment 80 vessel is
required to use an Amendment 80 LLP
while fishing in the BSAI or GOA.
Section 2.4.5 of the analysis for this
action identifies the 28 LLP licenses that
are currently assigned, or may be
eligible to be assigned, to Amendment
80 vessels. This final rule removes a
prohibition on using an Amendment 80
LLP license on a vessel that does not
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meet the original qualifying criteria and
allows Amendment 80 LLP licenses to
be used on approved Amendment 80
replacement vessels. In most cases, the
MLOA on an Amendment 80 LLP
license is below 295 feet (89.9 m);
therefore, NMFS will increase the
MLOA on an Amendment 80 LLP
license when transferred to a NMFSapproved Amendment 80 replacement
vessel to ensure that the replacement
vessel is not constrained by the MLOA
on an Amendment 80 LLP license.
NMFS will not adjust the MLOA of an
Amendment 80 LLP license until it is
transferred to a NMFS-approved
Amendment 80 replacement vessel.
Assignment of Amendment 80 Quota
Share Permits
This final rule makes three
modifications to existing regulations
concerning the assignment of
Amendment 80 QS permits. First,
regulations at § 679.90(e)(3) are revised
to provide an Amendment 80 vessel
owner with the choice of either
assigning the Amendment 80 QS permit
to an Amendment 80 replacement vessel
or permanently assigning the
Amendment 80 QS permit to the LLP
license derived from the originally
qualifying vessel. Second, regulations at
§ 679.7(o)(3)(iv) are revised to prohibit
replaced or replacement vessels from
participating in an Amendment 80
fishery unless an Amendment 80 QS
permit is assigned to that vessel or to
the LLP license naming that vessel.
Third, regulations at § 679.4(o)(4) are
added to allow all persons holding an
Amendment 80 QS permit to replace the
vessel associated with the Amendment
80 QS permit, including those
Amendment 80 QS permits associated
with Amendment 80 vessels that are
permanently ineligible to re-enter U.S.
fisheries. Each of these modifications is
discussed in detail in the preamble to
the proposed rule (see ADDRESSES) and
is summarized here.
This final rule provides Amendment
80 vessel owners with a choice of either
assigning the Amendment 80 QS permit
to an Amendment 80 replacement vessel
or permanently affixing the Amendment
80 QS permit to the LLP license derived
from the originally qualifying
Amendment 80 vessel, as specified in
Table 31 to part 679. Under this second
option, the holder of an Amendment 80
LLP/QS license could then assign the
license to a vessel authorized to
participate in the Amendment 80 sector.
Under existing regulations, the holder of
an Amendment 80 QS permit that has
been assigned to an LLP license cannot
uncouple the permit and license at a
later date. This final rule maintains the
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existing practice of permanently affixing
the Amendment 80 QS permit to the
LLP license.
Regulations implemented by this final
rule allow multiple Amendment 80 QS
permits or Amendment 80 LLP/QS
licenses to be used on an Amendment
80 replacement vessel. Therefore, one
replacement vessel could have several
Amendment 80 QS permits assigned to
that vessel in any fishing year. A single
vessel with greater hold capacity could
reduce travel times and operational
costs associated with operating two or
more vessels.
The final rule addresses two
situations where the owner of an
originally qualifying Amendment 80
vessel and the person holding the
Amendment 80 QS permit derived from
that vessel differ. First, § 679.7(o)(3)(iv)
prohibits replaced or replacement
vessels from participating in an
Amendment 80 fishery unless an
Amendment 80 QS permit is assigned to
that vessel or to the LLP license naming
that vessel. This provision is intended
to eliminate the risk that a person, who
is not linked to the Amendment 80
fishery other than through holding title
to a lost Amendment 80 vessel could
replace that vessel and enter the
replacement vessel into the Amendment
80 limited access fishery. In making this
recommendation, the Council
recognized that vessel owners could
have an incentive to enter a replacement
vessel into the Amendment 80 sector
without having any underlying
Amendment 80 QS permits being
assigned to that vessel. Second, the final
rule contains regulatory provisions that
require a vessel participating in the
Amendment 80 sector to have an
Amendment 80 QS permit assigned to
that vessel or permanently assigned to
the LLP license derived from the
original qualifying vessel. Without such
regulation, a person holding title to an
originally qualifying Amendment 80
vessel, but not holding QS, could
replace that vessel and become active in
the fishery, thereby increasing the
number of vessels qualified to
participate in the Amendment 80 sector.
Not only would such a situation be
inconsistent with the CRP and the
Court’s decision, it would likely pose a
risk of increased competition for
participants in the Amendment 80
limited access fishery.
Finally, this final rule establishes
regulations that allow a person holding
an Amendment 80 QS permit associated
with an Amendment 80 vessel that is
permanently ineligible to re-enter U.S.
fisheries to replace the vessel associated
with its QS permit. This provision is
consistent with the CRP because the
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maximum number of vessels
participating in the Amendment 80
sector will not increase given that the
replaced vessel cannot re-enter U.S.
fisheries. Under this final rule, the
person holding the Amendment 80 QS
permit for such a vessel is responsible
for supplying NMFS with a U.S. Coast
Guard or MARAD determination of
permanent ineligibility when applying
to replace the ineligible vessel.
Sideboard Limitations for Replaced
Vessels
This action is intended to limit effort
in non-Amendment 80 fisheries by
Amendment 80 vessels not assigned to
an Amendment 80 QS permit or an
Amendment 80 LLP/QS license, also
referred to as replaced Amendment 80
vessels. Therefore, this final rule
establishes restrictions on the ability of
replaced Amendment 80 vessels to
participate in Federal groundfish
fisheries within the BSAI and GOA.
NMFS will allocate a catch limit of zero
metric tons in all BSAI and GOA
groundfish fisheries to any replaced
Amendment 80 vessel. Catch limits of
zero metric tons will effectively prohibit
these vessels from conducting directed
fishing for groundfish in the BSAI and
GOA. The Council and NMFS
determined that assigning a catch limit
of zero metric tons to replaced
Amendment 80 vessels was the most
direct way to limit participation by
replaced vessels. These regulations are
intended to prevent replaced
Amendment 80 vessels from increasing
fishing effort in non-catch share
fisheries. Additionally, the Council and
NMFS determined that the potential for
consolidation of capital among longtime
participants in groundfish fisheries
might disadvantage or have negative
impacts on other participants in those
fisheries. This type of restriction on
replaced Amendment 80 vessels is
consistent with measures contained in
other limited access privilege programs
in the BSAI and GOA, such as the AFA
(see the final rule implementing the
AFA at 67 FR 79692, December 30,
2002), the BSAI Crab Rationalization
Program (see the final rule
implementing the BSAI Crab
Rationalization Program at 70 FR 10174,
March 2, 2005), and the Central GOA
Rockfish Program (see the final rule
implementing the Central GOA Rockfish
Program at 76 FR 81248, December 27,
2011). NMFS notes that Amendment 97
and this final rule will not restrict
replaced Amendment 80 vessels from
participating in the BSAI and GOA
fisheries as motherships, Community
Quota Entity floating processors, or
stationary floating processors that only
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receive deliveries from other vessels for
processing. Similarly, this action will
not restrict replaced Amendment 80
vessels from operating in fisheries
managed under the jurisdiction of other
regional fishery management councils.
Amendment 80 Sideboard Catch Limits
and Replacement Vessels
Existing regulatory prohibitions and
requirements for monitoring,
enforcement, permitting, and
recordkeeping and reporting that apply
to all original Amendment 80 vessels
will continue to apply to all
replacement vessels under this final
rule. With an exception for the F/V
Golden Fleece, GOA groundfish and
halibut prohibited species catch (PSC)
sideboard measures that apply to
original Amendment 80 vessels will
continue to apply to replacement
vessels. As noted in the analysis, the
Council intended that regulations
implementing Amendment 97 extend
these existing management measures
and limitations to any replacement
vessel and treat a replacement vessel the
same as the original qualifying vessel
being replaced. The regulations that
apply to Amendment 80 vessels are best
described in the final rule implementing
Amendment 80 (September 14, 2007; 72
FR 52668).
Regulations implementing
Amendment 97 continue to recognize
the special standing that the F/V Golden
Fleece has under the Amendment 80
program. The Council and NMFS
determined that the F/V Golden Fleece
has a unique harvest pattern in the GOA
that warranted specific GOA sideboard
measures under Amendment 80,
including an exemption from the GOA
halibut PSC sideboard limit established
by regulations implementing
Amendment 80. These specific GOA
sideboard measures enable the F/V
Golden Fleece to maintain its historic
fishing patterns in certain GOA
groundfish fisheries. As described in
Section 2.4.7 of EA/RIR/IRFA for this
action, the F/V Golden Fleece has
maintained its historic fishing patterns,
including its halibut PSC rates, since
implementation of Amendment 80.
Under this final rule, any replacement
vessel for the F/V Golden Fleece that is
less than or equal to the MLOA of the
LLP license that was originally assigned
to the F/V Golden Fleece (124 feet, 37.8
m) will receive the F/V Golden Fleece
GOA groundfish sideboard limits and
the exemption from the GOA halibut
PSC sideboard limit implemented under
Amendment 80. However, if the
replacement vessel for the F/V Golden
Fleece is greater than 124 feet (37.8 m)
LOA, then that replacement vessel will
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be subject to the GOA groundfish and
halibut PSC sideboard limits that apply
to other Amendment 80 vessels. Under
the latter scenario, the replacement
vessel will not receive the specific F/V
Golden Fleece sideboard restrictions
and exemptions and GOA groundfish
and halibut PSC use of the F/V Golden
Fleece will be added to the existing
Amendment 80 GOA sideboards.
Section 2.7.4.3 of the analysis for this
action describes the methods that NMFS
will use to modify GOA sideboard limits
if the F/V Golden Fleece is replaced
with a vessel greater than 124 feet (37.8
m) LOA. By exempting the F/V Golden
Fleece from the Amendment 80 GOA
groundfish and halibut PSC sideboard
limits, the Council and NMFS
maintained the F/V Golden Fleece’s
ability to continue to harvest its
traditional amounts of GOA flatfish
protected from any adverse impacts
resulting from other Amendment 80
vessels that could choose to fish in the
GOA and use halibut PSC. As with other
Amendment 80 replacement vessels,
NMFS will adjust the MLOA of the LLP
license that was originally assigned to
the F/V Golden Fleece to 295 feet (89.9
m) for any vessel replacing the F/V
Golden Fleece.
Directed Fishing in GOA Flatfish
Fisheries
Under this final rule, any vessel that
replaces an Amendment 80 vessel that
is eligible to conduct directed fishing for
flatfish in the GOA will be allowed to
conduct directed fishing in the GOA
flatfish fisheries. There are eleven
Amendment 80 vessels currently
authorized to conduct directed fishing
in the GOA flatfish fisheries. The
Council and NMFS determined that
there is no conservation or management
issue for GOA flatfish fisheries at this
time; therefore, eligible Amendment 80
vessel owners should not have to choose
between vessel safety improvements
and the ability to continue to harvest
GOA flatfish. The Council and NMFS
recognize the potential for fishing effort
to move from the Amendment 80
fisheries to the GOA flatfish fisheries.
However, NMFS and the Council do not
anticipate a rapid increase in fishing
effort in these fisheries due to the
impact of replacement vessels and could
address the issue at a later date should
a conservation or management problem
be predicted.
Safety Requirements
The Council and NMFS have long
sought to improve safety-at-sea and have
recognized the safety concerns within
the Amendment 80 fleet. Since 2000,
vessel losses and individual fatalities
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59859
have made the Amendment 80 fleet one
of the highest-risk Federal fisheries
within the jurisdiction of the Council.
The U.S. Coast Guard considers the
catcher/processor vessels currently
participating in the Amendment 80
sector as high risk primarily due to the
age of the vessels, the areas in which
they operate, the large number of crew
they carry, and their relatively high
incidence of marine casualty history.
Under current law, any fish
processing vessel that is built or
undergoes a major conversion after July
27, 1990, is required by 46 U.S.C. 4503
to meet all survey and classification
requirements prescribed by the
American Bureau of Shipping or
another similarly qualified classification
society. A classification society is a nongovernmental organization that
establishes and maintains technical
standards and rules for the construction
(hull, machinery, and other vital
systems) and operation of ships and
offshore structures. The classification
society will also validate that
construction is completed according to
these standards and will carry out
regular surveys to ensure continued
compliance with the standards.
Similarly, all vessels 79 feet or greater
that are built or converted for use as a
fish processing vessel after January 1,
1983, are required by 46 U.S.C. 5102 to
have a load line. A load line establishes
the maximum draft of the ship and the
legal limit to which a ship may be
loaded for specific water types and
temperatures. A load line is intended to
ensure that a ship has sufficient
freeboard so that the vessel has the
necessary stability to operate safely.
The vast majority of the vessels
currently used in the Amendment 80
sector are not load lined or classed. Due
to a variety of concerns, classification
societies have not recently classed or
load lined vessels greater than 20 years
old, and do not appear likely to do so
in the foreseeable future. The average
age of an Amendment 80 vessel is 32
years, and 22 of the 24 Amendment 80
vessels currently used in the
Amendment 80 sector cannot meet the
requirements of class and load line
because of the age of the vessel. Based
on this limitation, the U.S. Coast Guard
and owners of Amendment 80 vessels
collaborated to develop an alternative
program to address the safety risks of
this fleet. This collaborative effort is
known as the Alternative Compliance
and Safety Agreement (ACSA) program.
Program development began in June
2005, and implementation was achieved
between June 2006 and January 2009.
The ACSA program is designed to
achieve numerous safety, economic, and
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fishery management goals, both directly
and indirectly.
While the U.S. Coast Guard and
Amendment 80 vessel owners have seen
significant improvements in vessel
safety as a result of the ACSA program,
there are limitations to its long-term
effectiveness for the Amendment 80
fleet. The Council and NMFS recognize
that no Amendment 80 vessels were
constructed to meet the requirements of
class and load line; therefore, there are
some inherent limitations in achieving a
total safety equivalency. Moreover, the
National Transportation and Safety
Board’s (NTSB) investigation into the
sinking of the F/V Alaska Ranger found
that ‘‘while the NTSB finds that ACSA
has improved the safety of the vessels
enrolled in the program, the
effectiveness of ACSA is limited
because it is a voluntary program.’’
Another key limitation to the ACSA
program is vessel age. The average age
of an Amendment 80 vessel is 32 years.
U.S. Coast Guard marine inspectors in
charge of implementing the ACSA
program continue to express serious
concern over the material condition of
this aging fleet, in part because some
studies have shown that an increase in
vessel age increases the probability of a
total loss due to a collision, fire/
explosion, material/equipment failure,
capsizing, or sinking.
NMFS and the Council note that
newly constructed fish processing
vessels have to meet the full suite of
modern safety standards—including all
construction, stability, and manning
requirements—intended to ensure such
a vessel is inherently safer. Any newly
constructed Amendment 80
replacement vessel will be required to
be classed and load lined.
This final rule requires an
Amendment 80 vessel owner applying
to NMFS to replace a vessel with a
newly built or recently converted vessel
to submit documentation demonstrating
that the replacement vessel meets U.S.
Coast Guard requirements applicable to
processing vessels operating in the
Amendment 80 sector or, if unable to
meet these requirements and the vessel
is currently eligible to participate in the
Amendment 80 sector, demonstrate that
the vessel is enrolled in the ACSA
program. These provisions are intended
to improve safety at sea by requiring
Amendment 80 replacement vessels to
meet safety requirements established for
fishing vessels in recent years. The
Council and NMFS recognize that it will
likely take decades for all Amendment
80 vessels to receive safety upgrades;
however, the management measures in
this rule that require safety certifications
will promote long-term safety
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improvements for the Amendment 80
fleet.
Amendment 80 Replacement Vessel
Applications
The final rule adds regulations at
§ 679.4(o)(4)(ii) to establish the process
for eligible participants to request that a
vessel be approved as an Amendment
80 replacement vessel. This final rule
requires all eligible participants to
submit a completed application before
NMFS will approve a replacement
vessel for use in the Amendment 80
fisheries. For NMFS to consider an
application for approval, the applicant
must identify the Amendment 80 vessel
being replaced, identify the replacement
vessel, and provide documentation
demonstrating that the replacement
vessel is classed and load lined or, if
incapable of being classed and load
lined, that the vessel is enrolled in the
ACSA Program.
Section § 679.4(o)(4)(i)(B) of this final
rule requires that Amendment 80
replacement vessels be built in the
United States, and if ever rebuilt, rebuilt
in the United States. The applicant must
provide documentation with an
application to NMFS demonstrating that
the replacement vessel was built, or
rebuilt, in the United States. NMFS
proposed this regulation for
Amendment 80 replacement vessels
because it is consistent with current
vessel replacement regulations for trawl
C/Ps participating in the AFA C/P
subsector (see § 679.4(l)(7)(i)(B)). As
noted in Section 2.4.6.2 of the EA/RIR/
FRFA prepared for this action, the
requirement that vessels be built or
rebuilt in the United States was
applicable law for other trawl catcher/
processors (i.e., AFA C/Ps) operating in
the Bering Sea at the time the Council
took final action on Amendment 97.
NMFS also proposed this regulation
because Section 2.4.9.2 the analysis for
Amendment 97 indicates that
Amendment 80 vessels owners will be
primarily focused on new vessel
construction if an owner wants to
substantially improve the size,
horsepower, tonnage, processing
capacity, fuel consumption, handling, or
safety components of an Amendment 80
vessel and be able to undertake higher
value added processing operations, such
as filleting or surimi. Generally, statutes
governing vessel construction have
required that new vessels be built, or
rebuilt, in the United States (e.g., 46
U.S.C. 12102(a), 12151(b)). NMFS
determined that this requirement is
consistent with the Magnuson-Stevens
Act and other applicable law.
The applicant must sign and date an
affidavit affirming that all information
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provided on the application is true,
correct, and complete to the best of his
or her knowledge and belief. In
addition, an applicant holding an
Amendment 80 QS permit for a vessel
that has been lost at sea or is otherwise
permanently ineligible to participate in
Amendment 80 fisheries and who
applies to replace that vessel must
provide evidence to NMFS that
ineligibility has been established
through a U.S. Coast Guard or MARAD
determination. Written documentation
must be provided to establish that an
ineligible vessel cannot reenter the
fishery and that the replacement vessel
should be permitted to replace the
ineligible vessel.
If NMFS receives a completed
application in conformance with
regulations at § 679.4(o)(4)(ii), NMFS
will process that application as soon as
possible. Once a complete application is
received by NMFS, the Regional
Administrator will approve a vessel that
is eligible to participate in Federal
fisheries as an Amendment 80
replacement vessel provided that:
• The replacement vessel does not
exceed 295 feet (89.9 m) LOA;
• The replacement vessel was built in
the United States and, if ever rebuilt,
rebuilt in the United States;
• The replacement vessel is not a
permitted AFA vessel;
• The replacement vessel is classed
and load lined or, if the vessel cannot
be classed and load lined, the vessel is
enrolled in the U.S. Coast Guard ACSA
program;
• Only one replacement vessel is
named as a replacement for any one
replaced vessel at a given time; and
• The replacement vessel is not
otherwise prohibited from participation.
Based on experience with similar
actions, NMFS would likely complete
the review of an application within 10
calendar days. Applicants should
consider the potential time lag between
submission of a completed application
and the effective date of NMFS’
approval of an Amendment 80
replacement vessel. A list of NMFSapproved Amendment 80 vessels,
including replacement vessels, will be
publicly available at the NMFS Web site
at https://alaskafisheries.noaa.gov.
The evaluation of an application for
an Amendment 80 replacement vessel
will require a decision-making process
subject to administrative appeal.
Applications not meeting the
requirements will not be approved. If
NMFS denies an application, NMFS
will issue an initial administrative
determination (IAD) that indicates the
deficiencies in the information or
evidence submitted in support of the
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Unless an exemption applies, a vessel
is not eligible for a fishery endorsement
if it is greater than 165 feet (50.3 m) in
registered length; is more than 750 gross
registered tons (as measured pursuant to
46 U.S.C. Chapter 145) or 1,900 gross
registered tons (as measured pursuant to
46 U.S.C. Chapter 143); or possesses a
main propulsion engine or engines rated
to produce a total of more than 3,000
shaft horsepower, excluding auxiliary
engines for hydraulic power, electrical
generation, bow or stern thrusters, or
similar purposes. One exemption states
that a vessel that is prohibited from
receiving a fishery endorsement because
it exceeds one or more of the three size
Amendment 80 QS Transfer Application
limits will be eligible for a fishery
In order to implement Amendment
endorsement if the owner of such vessel
97, NMFS modifies regulations at
demonstrates to MARAD that the
§ 679.90(d), (e), and (f) regarding the
regional fishery management council of
allocation, use, and transfer of
jurisdiction established under section
Amendment 80 QS permits.
302(a)(1) of the Magnuson-Stevens Act
Specifically, NMFS adds provisions to
has recommended after October 21,
the Application to Transfer Amendment 1998, and the Secretary has approved,
80 QS Permit that allow Amendment 80 conservation and management measures
QS permit holders to transfer an
to allow such vessel to be used in
Amendment 80 QS permit to an
fisheries under such council’s authority.
Amendment 80 replacement vessel,
This action permits an Amendment
transfer an Amendment 80 QS permit to 80 vessel to be longer than 165 feet (50.3
a new person, transfer an Amendment
m) registered length and have greater
80 QS permit to the Amendment 80 LLP tonnage and horsepower than would
license assigned to the originally
otherwise be permitted by 46 U.S.C.
qualifying Amendment 80 vessel as
12113(d) and the MARAD regulations.
noted in Table 31 to part 679, or transfer The Secretary approved Amendment 97
an Amendment 80 QS permit affixed to
on June 6, 2012, and issues this final
an Amendment 80 LLP/QS license to an rule to implement Amendment 97;
Amendment 80 replacement vessel. In
therefore, the Secretary has approved
order to transfer an Amendment 80 QS
conservation and management measures
permit to another person, to a vessel
that permit an Amendment 80
approved as an Amendment 80
replacement vessel to exceed the
replacement vessel, or to an
specific length, tonnage, and
Amendment 80 LLP license defined in
horsepower limits specified at 46 U.S.C.
Table 31 to part 679, a person must
12113(d). Secretarial approval of
submit an application to transfer an
Amendment 97 and publication of
Amendment 80 QS permit that is
implementing regulations is intended to
approved by NMFS under the regulatory provide MARAD with a clear indication
provisions at § 679.90(f). A person
that the Council and NMFS have
holding an Amendment 80 LLP/QS
recommended that Amendment 80
license will be able to transfer that
replacement vessels meeting or
Amendment 80 LLP/QS license to
exceeding the specific length, tonnage,
another person under the provisions of
or horsepower limits set forth at 46
§ 679.4(k)(7).
U.S.C. 12133(d)(1) are eligible to receive
a fishery endorsement consistent with
United States Maritime Administration
46 U.S.C. 12113(d)(2)(B) and MARAD
(MARAD) Vessel Documentation
regulations at 46 CFR 356.47(c). NMFS
In order to participate in a U.S.
will provide MARAD with notification
fishery, a vessel must obtain a certificate of the publication of this rule to
of documentation with a fishery
document the Secretary’s approval of
endorsement either from the U.S. Coast
measures that permit Amendment 80
Guard or MARAD (see, e.g., 46 U.S.C.
replacement vessels to exceed these
12102(a), 12113(b)(1), and 12151(b)).
limits.
Vessels greater than 100 feet (30.5 m)
Changes From the Proposed Rule
LOA must receive this documentation
As noted earlier in the preamble, the
through MARAD. Federal law prohibits
final rule has one substantive change to
larger vessels from obtaining a fishery
the regulatory text from the proposed
endorsement unless specific conditions
rule (April 4, 2012; 77 FR 20339). The
are met. These prohibitions are
currently codified at 46 U.S.C. 12113(d). final rule adds a regulatory provision at
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application and provides information on
how an applicant could appeal the IAD.
NMFS will use the appeals process
described under § 679.43 for
administratively adjudicating
Amendment 80 vessel replacement
decisions. However, rather than
appealing an application that is denied,
eligible contract signatories also could
reapply to NMFS at any time. The
process for replacing vessels under
Amendment 97 is designed to be
flexible and includes no deadlines for
submission or limit on the number of
times applications can be submitted to
NMFS.
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59861
§ 679.4(o)(4)(i) that prohibits the use of
AFA vessels as Amendment 80
replacement vessels. A complete
explanation of the provision and
NMFS’s rationale for its inclusion is
provided earlier in the preamble and
also in the responses to comments
below.
In addition, NMFS identified four
minor errors in the proposed regulatory
text that require clarification from
proposed to final rule. First, the final
rule revises proposed regulatory text for
§§ 679.4(o)(4)(ii) and 679.90(f) by
replacing the phrase ‘‘with all
applicable fields accurately completed’’
with the more precise phrase ‘‘with all
required fields accurately completed.’’
Second, the final rule revises proposed
regulatory text for § 679.7(o)(3)(iv) by
removing the words ‘‘A vessel to fish’’
at the beginning of the prohibition and
replacing them with the word ‘‘Fish’’ to
make the prohibition more precise and
grammatically correct. Third, the final
rule revises proposed regulatory text for
§ 679.90(e)(3)(i) by replacing the phrase
‘‘or to a vessel approved as an
Amendment 80 replacement vessel
approved by NMFS’’ with the more
precise phrase ‘‘or to a vessel approved
by NMFS as an Amendment 80
replacement vessel.’’ Fourth, proposed
regulatory text for § 679.92(c)(2)(ii)
inadvertently referred to ‘‘column A or
Table 39’’ when the proposed regulatory
text should have read ‘‘column A of
Table 39.’’ This final rule replaces the
word ‘‘or’’ with ‘‘of’’ for this reference
in § 679.92(c)(2)(ii).
Comments and Responses
NMFS received 15 comment letters
containing 13 unique comments during
the public comment periods on the
Notice of Availability for Amendment
97 and the proposed rule to implement
Amendment 97. Of the 11 unique
individuals who commented, 10 are
representatives of the fishing industry
and one is a member of the general
public. A summary of the comments
received, grouped by subject matter, and
NMFS’ responses follow.
General Comments
Comment 1: Most commenters
expressed general support for
Amendment 97 and the proposed rule.
Response: NMFS acknowledges this
comment.
Comment 2: One commenter
expressed general dissatisfaction with
fishery management policy and
suggested that Amendment 80 vessels
should not be permitted to be replaced.
Instead, the commenter suggested that
NMFS should reduce the number of
vessels in the Amendment 80 fleet and
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require existing vessels meet modern
safety standards.
Response: No changes have been
made to the proposed rule in response
to this comment. The Council
considered and rejected an alternative
that would prevent Amendment 80
vessels from being replaced. As
described in Section 2.5.1 of the
analysis for this action, the Council
considered Alternative 1a, the No
Action alternative. This alternative
directly contravenes the CRP and the
court’s order in Arctic Sole Seafoods v.
Gutierrez, is inconsistent with the
Council’s and NMFS’ past practice of
allowing replacement vessels in catch
share programs, including NMFS’
authorization of a replacement vessel for
the originally qualifying Amendment 80
vessel F/V Arctic Rose, and creates an
untenable disagreement between
Amendment 97 as approved by NMFS
and implementing regulations. The
court in Arctic Sole Seafoods v.
Gutierrez held that the owner of an
originally qualifying Amendment 80
vessel may ‘‘replace a lost qualifying
vessel with a single substitute vessel.’’
Without a way to replace vessels, there
would be a slow reduction of the
Amendment 80 fleet through attrition.
In addition, Alternative 1a was rejected
because it would fail to meet the
specific recommendation of the
National Transportation Safety Board
(NTSB) made following the sinking of
the FV Alaska Ranger. After that
accident, the NTSB recommended that
NMFS establish clear regulatory
provisions that allow vessel
replacement for reasons other than loss.
Had the Council recommended
Alternative 1a, Amendment 80 vessel
owners would need to maintain and
update originally qualifying vessels. As
noted in section 2.4.9.1 of the analysis
for this action and summarized in
response to Comment 11, the age of the
current fleet would prevent even rebuilt
vessels (i.e. vessels undergoing a major
conversion) from being classed and load
lined. The Council recommended the
preferred alternative, in part, to
encourage replacement of existing
vessels with newly constructed vessels
that must meet all applicable safety laws
and could increase the wholesale value
of fishery products through the use of
value-added processing forms. Newer
vessels are likely to incorporate safer
designs and more advanced safety
measures. In addition, new vessels can
be designed to meet contemporary
international class and load line
requirements that would allow vessel
operators to retain more products than
they currently can under the U.S. Coast
Guard’s ACSA program, thereby
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improving the retention and utilization
of groundfish.
Comment 3: Most commenters urged
NMFS to implement Amendment 97 in
an expedited manner and suggested that
the delayed Secretarial review of
Amendment 97 and its implementing
regulations has surpassed a reasonable
standard.
Response: NMFS is aware that there is
significant interest within the
Amendment 80 sector to begin the
process of replacing aging vessels and
that publication of a final rule
implementing Amendment 97 is needed
to provide regulatory certainty to
Amendment 80 vessel owners. NMFS
has many competing projects and
worked expeditiously to begin
Secretarial review of Amendment 97.
NMFS directed limited resources away
from other high priority projects to
expedite the implementation of this
action. NMFS periodically informed the
public and the Council of the status of
the development of the proposed and
final rules and other competing projects.
Although the Council did not
specifically request prioritization of this
action relative to other NMFS projects,
NMFS did respond to requests for
additional information on a timely basis
and considered comments from the
public and individual Council members
when establishing priorities. NMFS
disagrees with any characterization by
the commenter that NMFS purposefully
delayed Secretarial review of
Amendment 97 and its implementing
regulations.
Use of AFA Vessels as Amendment 80
Vessels
Comment 4: The final rule should
clarify that AFA vessels can be used as
Amendment 80 vessels. The preamble to
the proposed rule suggests that only two
types of vessels may serve as
Amendment 80 replacement vessels—
vessels currently eligible to participate
in Amendment 80 fisheries and newly
constructed vessels. The use of AFA
vessels as replacement vessels in the
Amendment 80 fleet is consistent with
the goals of the CRP and is consistent
with the Council’s goals of improved
vessel safety and increased retention
and utilization of groundfish by the
Amendment 80 fleet. For some
participants in the Amendment 80 fleet,
AFA catcher/processors may be the only
practicable means to those ends.
Response: NMFS declines to modify
the final rule as the commenter requests.
Contrary to the clarification the
commenter requests, this final rule
prohibits the use of AFA vessels as
Amendment 80 replacement vessels. For
reasons provided earlier in the
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preamble, NMFS determined that such
a prohibition is necessary to carry out
management of the fisheries in the BSAI
consistent with the Council’s
expectations at the time the Council
took final action on Amendment 97 and
is reasonable given the information
available at this time concerning the
potential adverse impacts that could
occur within the fishery if AFA vessels
are permitted to be used as replacement
vessels.
At the June 2012 Council meeting in
Kodiak, AK, NFMS consulted with the
Council about the agency’s intent to
include a provision prohibiting the use
of AFA vessels as Amendment 80
replacement vessels in the final rule for
Amendment 97. After receiving NMFS’s
report and listening to public comments
on the report, the Council requested the
development of a discussion paper
analyzing the potential impacts of the
prohibition on AFA vessels
participating as Amendment 80
replacement vessels and the potential
impacts of allowing AFA vessels to
participate as Amendment 80
replacement vessels. A more detailed
description of the discussion paper
requested by the Council is provided
earlier in this preamble. The Council
noted that it was appropriate to have a
better understanding of the issues before
it considered establishing a policy. As
explained earlier, while its is NMFS’s
view that the CRP does not prohibit use
of AFA vessels as Amendment 80
replacement vessels, the goals and
purpose of the CRP are not impeded by
a prohibition on the use of AFA vessels
as Amendment 80 replacement vessels.
NMFS expects that the Council, as it
considers the use of AFA vessel as
Amendment 80 replacement vessels,
will receive information on whether the
use of AFA vessels as Amendment 80
replacement vessels is consistent with
the goals of the FMP and the MagnusonStevens Act, and is a practicable way to
achieve those goals.
NMFS disagrees with the commenter
that the proposed rule suggested that
only two types of vessels may serve as
Amendment 80 replacement vessels.
The proposed rule clearly articulated
the criteria that would have to be
satisfied for a vessel to be approved as
an Amendment 80 replacement vessel
and none of these criteria require the
replacement vessel to be only a newly
constructed vessel or a currently
participating Amendment 80 vessel. The
proposed rule acknowledged that
Amendment 80 vessels owners would
likely prefer newly constructed vessels
over existing vessels and that newly
constructed vessels would likely meet
the regulatory criterion that Amendment
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80 replacement vessels be compliant
with U.S. Coast Guard safety
requirements. Additionally, the
proposed rule explained that a currently
participating Amendment 80 vessel
could be used as an Amendment 80
replacement vessel as long as the vessel
meets the criteria, including the
criterion for compliance with U.S. Coast
Guard safety requirements or is enrolled
in the ACSA program. Although this
final rule adds another eligibility
criterion for Amendment 80
replacement vessels, the final rule does
not limit the universe of eligible
Amendment 80 replacement vessels to
only currently participating
Amendment 80 vessels and newly
constructed vessels.
Comment 5: The final rule for this
action should clarify that AFA vessels
are not eligible to replace Amendment
80 vessels. By allowing AFA vessels to
replace Amendment 80 vessels, NMFS
risks investments that fishery
participants have made in new vessel
construction, hyper-fleet consolidation,
excessive shares in these fisheries, and
the encroachment of AFA participants
in non-AFA fisheries. None of these
potential impacts were analyzed or
considered as part of this action. NMFS
should return to its previous
longstanding policy of a clear
distinction between the AFA and nonAFA vessel sectors in order to protect
status quo management of groundfish in
the North Pacific.
The intent of Amendment 97 has
always been to allow the Amendment
80 sector to replace vessels, not to
facilitate AFA entry into the
Amendment 80 sector or to disrupt
existing fisheries management in the
North Pacific. NMFS inaccurately
assumes that the lack of an alternative
recommending that NMFS prohibit AFA
vessels from replacing Amendment 80
vessels is a tacit endorsement by the
Council of this drastic policy change.
The analysis before the Council at the
time of final action clearly described
NMFS’ longstanding policy that AFA
catcher/processors would be ineligible
to fish as non-AFA trawl catcher/
processors and could not replace
Amendment 80 vessels. None of the
alternatives before the Council included
a scenario where AFA vessels could be
used as Amendment 80 replacement
vessels; therefore, the Council could not
have understood the economic
implications of this policy change.
Furthermore, the public was not
provided adequate time to comment on
the use of AFA vessels as replacement
vessels.
Moreover, allowing AFA vessels to be
used as Amendment 80 replacement
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vessels is controversial, illegal, and
contrary to the Court Rulings and
Federal statutes that govern the AFA
and Amendment 80 fleets (see Arctic
Sole Seafoods Inc. v. Gutierrez ; Oceana
v. Evans, 2005; Fishermen Finest v.
Locke, 2010; Oceana v. Locke, 2011;
Pub. L. 111–281; and Pub. L. 111–348).
The CRP clearly prohibits AFA vessels
from participating in the Amendment 80
fleet (Pub. L. 108–447). Similarly,
Congress made it clear that the
participants in the AFA fleet
relinquished all rights to participate in
other BSAI sectors in exchange for its
monopoly in the pollock fishery (see
AFA sections 208 and 211). Congress
has consistently demonstrated that AFA
and non-AFA sectors are mutually
exclusive. NMFS lacks the authority to
change statutory intent; such a change
would require Congressional action (see
16 U.S.C. 1854(a)(3) and (b)).
Furthermore, any attempt by NMFS to
create a rule outside of the rulemaking
process (i.e., through preamble text
only) is invalid under provisions of the
APA (see 5 U.S.C. 706(2)(A) and (C)).
Response: NMFS has included a
provision in this final rule that prohibits
the use of AFA vessels as Amendment
80 replacement vessels at
§ 679.4(o)(4)(i). For reasons explained
earlier, NMFS determined that at this
time, a provision prohibiting the use of
AFA vessels as Amendment 80
replacement vessels is necessary to
achieve the goals and objectives of
Amendment 97 and the FMP and is
consistent with the Magnuson-Stevens
Act and applicable law.
NMFS disagrees with the
commenter’s assumption that NMFS
interpreted the absence of an alternative
containing a prohibition on the use of
AFA vessels as Amendment 80 vessels
in the Council’s motion for Amendment
97 as the Council’s ‘‘tacit endorsement’’
of their use as Amendment 80
replacement vessels. In the preamble of
the proposed rule, NMFS acknowledged
that its view of the CRP had changed
from that provided to the Council and
that the Council’s motion did not
contain a specific prohibition on the use
of AFA vessels as Amendment 80
replacement vessels. NMFS did not state
that the combination of these two
factors led NMFS to assume that the
Council endorsed the use of AFA
vessels as Amendment 80 replacement
vessels. NMFS was fully aware of the
impact its new understanding of the
CRP had on the Council’s decision on
Amendment 97 and highlighted the
issue in order to solicit public comment
on the matter.
Although not a basis for the final
rule’s prohibition on use of AFA
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59863
vessels, NMFS will respond to the
commenter’s assertion that the CRP
clearly prohibits AFA vessels from
participating in the Amendment 80
sector. Section 219(a)(7) of the CRP as
interpreted by the court sets forth the
criteria that an owner of a vessel must
meet to originally qualify for
participation in the Amendment 80
sector. When the original qualification
criteria at section 219(a)(7) have been
met, the owner of a qualifying vessel
may replace that vessel with a vessel
that does not meet all the original
qualification criteria. As explained
above, the court interpreted the CRP as
limiting the universe of owners eligible
to participate in the BSAI non-pollock
groundfish fishery. It accomplished this
objective by limiting eligibility to a
person who owns a particular type of
vessel with a particular catch history
and who has a particular license.
However, a person who owns an eligible
vessel is no longer bound by the
statutory criteria when replacing that
vessel. As the court noted, nothing in
the CRP indicates that Congress was
concerned with which particular vessels
are used in the BSAI non-pollock
groundfish fishery. Therefore, the owner
of a non-AFA trawl catcher/processor
vessel must satisfy the criteria specified
in section 219(a)(7) of the CRP to
originally qualify for the non-AFA trawl
catcher/processor subsector and the
Amendment 80 sector, but the owner of
such a vessel may replace it with a
vessel that might not meet the original
qualifying criteria of the CRP but is
otherwise eligible to participate in the
BSAI non-pollock groundfish fishery.
As NMFS stated in the preamble in
the proposed rule, its view is that
nothing in the CRP or the court’s
decision supports an interpretation that
the criterion at section 219(a)(7)(A),
which excludes AFA trawl catcher/
processors from the universe of
originally qualifying Amendment 80
vessels, should extend to an
Amendment 80 replacement vessel. The
purpose of the CRP is to promote
sustainable fisheries management
through the removal of excess
harvesting capacity from the catcher/
processor sector of the non-pollock
groundfish fishery. The use of an AFA
vessel as an Amendment 80
replacement vessel does not undermine
this purpose. The owner of a vessel that
is both an AFA vessel and an
Amendment 80 replacement vessel
could still participate in a capacity
reduction plan developed by one or
more of the subsectors in which the
owner is a member. Additionally, the
owner of a vessel that is both an AFA
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vessel and an Amendment 80
replacement vessel would continue to
be a member of a catcher/processor
subsector, and therefore eligible to
participate in the BSAI non-pollock
groundfish fishery. Also, the use of an
AFA vessel as an Amendment 80 vessel
would not increase the harvesting
capacity of either the AFA or the
Amendment 80 sectors. Generally, if
AFA vessels were used as Amendment
80 replacement vessels, NMFS expects
the total harvesting capacity in the BSAI
catcher/processor sector would decrease
rather than increase as AFA vessels
replace Amendment 80 vessels and the
replaced Amendment 80 vessel is
removed from participation in BSAI and
GOA groundfish fisheries. This overall
reduction in harvesting capacity would
be consistent with the goals of the CRP.
For these reasons, the agency’s view is
that the CRP does not prohibit the use
of an AFA vessel as an Amendment 80
replacement vessel.
NMFS agrees that existing AFA
regulatory provisions, such as
sideboards, implemented by the Council
and NMFS under section 211 of the
AFA and the Magnuson-Stevens Act
severely limit or possibly prevent the
use of AFA vessels as Amendment 80
replacement vessels. However, as
explained in the proposed rule
preamble, section 213(c) of the AFA
provides the Council and NMFS with
the authority to supersede certain
provisions of the AFA, such as
sideboards, to mitigate adverse effects
caused by the AFA. NMFS also
acknowledges that section 211(a) of the
AFA states that the Council shall
recommend for approval by NMFS those
conservation and management measures
it determines necessary to protect other
fisheries under its jurisdiction and the
participants in those fisheries from
adverse impacts caused by the AFA or
fishery cooperatives in the directed
pollock fishery. NMFS has determined,
as explained earlier, that it has the
authority under the Magnuson-Stevens
Act and other law to implement with
this final rule a provision prohibiting
the use of AFA vessels as Amendment
80 vessels and that such a prohibition
is necessary and consistent with
Amendment 97, the FMP, and the
Magnuson-Stevens Act at this time. As
described in the response to Comment
4, the Council has requested a
discussion paper analyzing the potential
impacts of the prohibition on AFA
vessels participating as Amendment 80
replacement vessels and the potential
impacts of allowing AFA vessels to
participate as Amendment 80
replacement vessels. After receiving the
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information provided in this discussion
paper and other information presented
to it through public testimony, the
Council could choose not to take any
action and AFA vessels will be
prohibited from use as Amendment 80
replacement vessels, or the Council
could initiate an analysis to consider the
status quo prohibition and options to
allow the use of AFA vessels as
Amendment 80 replacement vessels.
NMFS disagrees with the
commenter’s statements that the agency
has a longstanding policy prohibiting
the use of AFA vessels as Amendment
80 replacement vessels. In 2007, NMFS
had initially interpreted the CRP as
prohibiting the replacement of vessels
that originally qualified for the
Amendment 80 sector under the criteria
established by the CRP with a vessel
that did not meet the CRP’s criteria.
NMFS determined that it had no
discretion under the CRP to permit
vessel replacement with non-qualifying
vessels. The court in Arctic Sole
Seafoods disagreed with NMFS’s
interpretation, finding the statutory
language of the CRP ambiguous on the
ability to replace qualifying vessels with
non-qualifying vessels, and finding
NMFS’ prohibition on replacement with
non-qualifying vessels arbitrary and
capricious. Shortly after receiving the
court’s decision in Arctic Sole Seafoods,
NMFS expressed its view that the
statutory language of the CRP prohibited
the use of AFA vessels as Amendment
80 replacement vessels. This
interpretation removed the ability of the
Council and agency to exercise their
discretionary authority under the
Magnuson-Stevens Act to permit or
prohibit the use of AFA vessels as
Amendment 80 replacement vessels. As
explained earlier, NMFS re-examined
this interpretation and in the proposed
rule expressed its view that the CRP as
interpreted by case law did not prohibit
the use of AFA vessels. With this final
rule, NMFS is implementing a policy
decision to prohibit the use of AFA
vessels as Amendment 80 replacement
vessels for reasons provided earlier in
this preamble.
Finally, the commenter objects to
what it perceives as NMFS’s attempt to
implement a statutorily prohibited
measure (i.e., permission to use AFA
vessels as Amendment 80 replacement
vessels) through a statement in the
proposed rule preamble rather than as a
proposed regulation, in violation of the
Administrative Procedure Act. Although
NMFS disagrees with the commenter’s
characterization of the proposed rule
preamble and law, NMFS believes that
the commenter’s concern has been
addressed with the implementation of a
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regulation that prohibits the use of AFA
vessels as Amendment 80 vessels in this
final rule.
Proposed Catch Limits and Sideboards
Comment 6: The AFA and non-AFA
sectors operate under separate, distinct
rules and requirements. When
compared, it is obvious that one vessel
cannot simultaneously satisfy
conflicting statutory and regulatory
requirements, such as AFA section 211
sideboards, requirements to hold
Amendment 80 quota share, AFA and
Amendment 80 sector GOA sideboards
and PSC limits, and Amendment 85
Pacific cod allocations between nonAFA and AFA subsectors.
Amendment 97 was not intended to
be a vehicle to reconsider longstanding
sideboard provisions applicable to the
AFA and Amendment 80 sectors. NMFS
should not encourage the Council to
reconsider sector qualifications,
allocations, sideboards, harvest limits,
and other operational restrictions in
order to facilitate AFA vessels entering
into the non-AFA sector. Such a
regulatory change would be counterproductive for Amendment 80 vessel
replacement and would destabilize
status quo management of groundfish
fisheries in the North Pacific.
Response: As explained earlier in the
preamble, this final rule prohibits the
use of AFA vessels as Amendment 80
replacement vessels. Therefore, the
basis for the commenter’s concerns as to
whether AFA vessels could be used
effectively as Amendment 80
replacement vessels (given all of the
harvest requirements and restrictions
highlighted by the commenter) has been
removed.
NMFS disagrees with the
commenter’s suggestion that NMFS
should not engage the Council on the
issues surrounding the eligibility of
AFA vessels as replacement vessels,
including the applicability of AFA and
Amendment 80 sideboard limits. The
range of public comments raised in
response to this issue demonstrates that
this subject is of substantial interest.
The Council is the appropriate body to
address issues concerning fishery
policy. By raising this issue to the
Council, NMFS is making the Council
aware of the public’s interest. In
addition, the Council is specifically
authorized to recommend modifications
to the AFA as appropriate. As NMFS
noted in the preamble to the proposed
rule for this action, section 213(c) of the
AFA authorizes the Council and NMFS
to supersede the AFA sideboards and
other harvest limits established by the
AFA to mitigate adverse effects in
fisheries caused by the AFA at any time
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it deems necessary. Although the
potential impacts of AFA vessels also
participating in Amendment 80 fisheries
as Amendment 80 replacement vessels
was not discussed in the analysis for
Amendment 97, the Council could
choose to analyze the impacts of
alternative actions and decide if the
impacts warrant additional management
measures to mitigate adverse effects.
NFMS consulted with the Council in
June 2012 and described NMFS’
rationale for and intent to prohibit AFA
vessels from participation as
Amendment 80 replacement vessels.
During the consultation at the June 2012
Council meeting, NMFS urged the
Council to engage stakeholders in a
discussion of the potential impacts to
inform the Council on future action.
AFA C/P vessel owners may ask the
Council and NMFS to examine changes
to existing sideboard limits for AFA
catcher/processors that would
accommodate the use of an AFA
catcher/processor as an Amendment 80
replacement vessel.
As noted in the response to Comment
4, the Council requested a discussion
paper analyzing the potential impacts of
the prohibition on AFA vessels
participating as Amendment 80
replacement vessels and the potential
impacts of allowing AFA vessels to
participate as Amendment 80
replacement vessels. Thus, the
discussion paper will focus on the
impacts of permitting versus the
impacts of prohibiting verses AFA
vessels use as Amendment 80
replacement vessels. As part of this
discussion paper, the Council requested
that staff describe the possible impacts
of catch limits, including sideboards,
should the Council recommend that
AFA vessels become eligible to
participate in Amendment 80 fisheries
as replacement vessels.
Comment 7: NMFS’ interpretation of
the applicability of sideboards to an
AFA vessel replacing an Amendment 80
vessel and subsequently participating in
non-AFA fisheries is not correct. NMFS
should interpret sideboard regulations
as it did for Amendment 80 vessels
harvesting species allocated to, and on
behalf of, Community Development
Quota (CDQ) groups. In the CDQ case,
NMFS determined that AFA sideboards
did not extend to CDQ fisheries because
of the language and purpose of the AFA.
Extending sideboards to fisheries that
are no longer subject to increased
competition from the AFA sector (e.g.,
Amendment 80 fisheries) is not
necessary because these sideboards
would not protect participants in nonAFA fisheries. Furthermore, extending
these catch limits is inconsistent with
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Congressional intent, as established by
the AFA. NMFS should establish
sideboards consistent with existing
regulations and the plain language text
of AFA section 211(b)(2) that requires
AFA sideboards to apply only to AFA
vessels that are pursuing the ‘‘harvest
available.’’ Thus, AFA sideboards
would not extend to the operations of an
AFA catcher/processor serving as an
Amendment 80 replacement vessel;
when such a vessel is operating in an
Amendment 80 fishery, Amendment 80
TAC is ’’not available’’ to the AFA
catcher/processor sector (see AFA
section 211(b)(2)(A)). Similar logic
would also apply to PSC reserved for
the Amendment 80 sector that is
‘‘unavailable’’ to the AFA catcher/
processor sector (see AFA section
211(b)(2)(A)). Therefore, AFA catcher/
processors operating in Amendment 80
fisheries should not have to operate
under AFA sideboards because the
sideboards would not accrue to the
benefit of the AFA sector. In both cases
the allocations are unavailable to the
AFA sector.
Moreover, if AFA sideboards are
applied to AFA vessels participating in
Amendment 80 fisheries, NMFS would
preclude the use of AFA vessels as
replacements for vessels in the
Amendment 80 fleet. Congress did not
intend to limit the vessels available as
replacement vessels to the participants
in the Amendment 80 sector. Such a
limit is not consistent with the language
and purpose of the AFA or the CRP
legislation, which created the
Amendment 80 sector 6 years later. As
the court observed in Arctic Sole
Seafoods v. Gutierrez, ‘‘there is nothing
in the [CRP legislation] that indicates
Congress was concerned with which
particular vessels are used in the
[Amendment 80] fishery’’ (see 622 F.
Supp. 2d 1050, 1060 n.3).
Response: In the proposed rule,
NMFS explained that AFA sideboards
would apply to any AFA vessel used as
an Amendment 80 replacement vessel.
Recognizing that these limitations may
effectively preclude the use of AFA
vessels as Amendment 80 replacement
vessels, NMFS identified the need for
the Council to examine the issue.
However, for reasons explained earlier,
NMFS has included a provision in this
final rule that prohibits the use of AFA
vessels as Amendment 80 replacement
vessels. Because this final rule prohibits
the use of AFA vessels as Amendment
80 replacement vessels, the question of
whether AFA sideboards apply to AFA
vessels operating as Amendment 80
replacement vessels is no longer
applicable.
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The commenter also states that
application of AFA sideboards is
inconsistent with the language and
purpose of the AFA and the CRP
legislation because the sideboards
would preclude the use of AFA vessels
as replacements for vessels in the
Amendment 80 fleet and Congress did
not intend to limit the vessels available
as replacement vessels to the
participants in the Amendment 80
sector. NMFS has previously explained
that the Council and NMFS have the
authority to impose requirements for
Amendment 80 replacement vessels. As
explained earlier, NMFS has asked the
Council to examine the issue of whether
AFA vessels should be permitted to be
used as Amendment 80 replacement
vessels, and the Council is scheduled to
review a discussion paper examining
this issue at its October 2012 meeting.
The discussion paper will examine the
impacts of AFA sideboards.
Comment 8: The proposed regulations
do not go far enough to restrict the use
of replaced Amendment 80 vessels in
other fisheries. NMFS should
implement stronger regulations similar
to those prohibiting replaced AFA
vessels from participating in any fishery
in the EEZ. Specifically, the Coast
Guard Authorization Act of 2010 limits
the use of replaced AFA vessels by
stating that a replaced AFA vessel will
no longer be eligible for a fishery
endorsement, unless the vessel in turn
replaces another AFA vessel. Allowing
less-safe replaced Amendment 80
vessels to participate in other fisheries
contradicts National Standard 10, to
promote safety of human life at sea.
Response: As noted in section 2.5.9 of
the analysis for this action, the Council
and NMFS are limited in their ability to
address the status of replaced vessels.
NMFS does not have general authority
to remove a fishery endorsement issued
by the U.S. Coast Guard under 46 U.S.C.
12108. NMFS has been able to
permanently remove a vessel’s ability to
receive a fishery endorsement only
when granted specific statutory
authority by Congress. For example,
NMFS removed a vessel’s fishing
endorsement under the Crab Buyback
Program under the authority of the
Consolidated Appropriations of 2001
(Pub L. 106–555, sec. 144) and has been
granted the authority to do so for
replaced AFA vessels (see 46 U.S.C.
12113). Without specific authority from
Congress to remove a fishery
endorsement from a replaced
Amendment 80 vessel, NMFS and the
Council had to consider other options to
limit the potential use of replaced
vessels outside of its jurisdiction.
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At final action, the Council
recommended that NMFS implement a
sideboard limit of zero metric tons of
groundfish as defined in the BSAI and
GOA FMPs for replaced Amendment 80
vessels. A groundfish sideboard limit of
zero for replaced Amendment 80 vessels
will prohibit replaced vessels from
conducting directed fishing for federally
managed groundfish in the BSAI and
GOA and should prevent the harvesting
capacity of a replaced vessel from
displacing existing fishery participants
or accelerating the race for fish in noncatch share fisheries managed by the
Council. This provision is consistent
with similar measures taken to limit
access to vessels participating in other
limited access privilege program
fisheries in the BSAI.
NMFS disagrees that failing to prevent
replaced vessels from the Amendment
80 fleet from participating in any EEZ
fishery is inconsistent with National
Standard 10 of the Magnuson-Stevens
Act, which requires that the Secretary
shall, to the extent practicable, promote
safety of human life at sea. The
Secretary has determined that
Amendment 97 and this final rule are
consistent with all of the national
standards and U.S. Coast Guard safety
regulations. As described in the
proposed rule, U.S. Coast Guard
regulations require various safety
standards based on the type of
processing conducted by the vessel, the
area in which the vessel operates, and
the number of crew it carries. For
example, a replaced Amendment 80
vessel could potentially operate safely
in a lower-risk fishery, outside of the
North Pacific. The U.S. Coast Guard has
found that fatality rates and causal
factors are highly differentiated among
vessel type, fishery gear, species being
fished, and geographic region. NMFS
notes that replaced Amendment 80
vessels will be required to meet the
applicable fishing vessel safety
regulations to operate in other Federal
fisheries outside of the North Pacific
region.
Comment 9: The proposed rule at
page 20344 is misleading and needs to
be clarified. NMFS needs to clarify that
the provisions of the Coast Guard
Authorization Act of 2010 concerning
‘‘replaced’’ AFA vessels are not
implicated when a permitted AFA
vessel is ‘‘replacing’’ a vessel in another
fishery.
Response: NMFS disagrees that the
proposed rule was misleading.
However, NMFS clarifies that the Coast
Guard Authorization Act of 2010 (Pub.
L. 111–281, Title VI, Sec. 602) prohibits
replaced AFA vessels from participation
in any fishery other than as a
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replacement vessel in the AFA fleet and
agrees with the commenter that these
provisions do not apply to AFA vessels
that are legally participating in AFA
fisheries and are also used to replace a
vessel in another fishery.
MLOA of 295 Feet (89.9 m) for All
Replacement Vessels
Comment 10: The proposed rule
incorrectly states that the longest MLOA
in the Amendment 80 fleet is 295 feet
(89.9 m). One vessel, the F/V Seafreeze
Alaska, currently is assigned an LLP
license with an MLOA of 296 feet (90.2
m). As proposed, the regulations would
reduce the MLOA of the LLP license
associated with this vessel to 295 feet
(89.9 m). The administrative record does
not support reducing the MLOA of the
LLP license associated with the F/V
Seafreeze Alaska and NMFS should not
reduce the MLOA for the LLP license
associated with this vessel. One
commenter suggested that NMFS
establish a 295 feet (89.9 m) MLOA for
all Amendment 80 LLP licenses that
have an existing MLOA of less than 295
feet (89.9 m) when the license is
assigned to a replacement vessel, while
another commenter suggested that
NMFS should allow Amendment 80
replacement vessels to have an MLOA
of 296 feet (90.2 m) rather than the
proposed MLOA of 295 feet (89.9 m).
Response: NMFS agrees that the
proposed rule preamble on page 20340
incorrectly states that the longest MLOA
on an Amendment 80 LLP license is 295
feet (89.9 m). While this sentence is
incorrect, the information provided in
Tables 1 and 28 and in section 2.4.5 of
the analysis for this action accurately
state that the MLOA of the LLP license
associated with the F/V Seafreeze
Alaska is 296 feet (90.2 m).
The F/V Seafreeze Alaska is named
on an LLP with an MLOA of 296 feet
(90.2 m); however, the F/V Seafreeze
Alaska is 295 feet (89.9 m) LOA as
noted on the Federal Fisheries Permit
assigned to that vessel. Tables 1 and 28
of the analysis note both the 296 feet
(90.2 m) MLOA of the LLP license
currently associated with the F/V
Seafreeze Alaska and the 295-foot LOA
(89.9 m) for the F/V Seafreeze Alaska.
Upon initial issuance of an LLP license,
each license holder was assigned an
MLOA based on the length of the
qualifying vessel on a specific date, as
described in the final rule for the LLP
program (63 FR 52642; October 1, 1998).
During the development of Amendment
97, NMFS recommended that the
Council take similar action when
considering vessel length restrictions as
part of a vessel replacement action.
Specifically, NMFS proposed that the
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Council establish the LOA of an
originally qualifying Amendment 80
vessel as the benchmark for determining
the maximum LOA of any replacement
vessel under any length limit
alternatives considered by the Council.
NMFS used the LOA in its Federal
fishing permit database as the basis for
determining the LOA for all qualifying
vessels, and those data are presumed to
be correct. Therefore, under the final
rule, the MLOA on the LLP license
associated with the F/V Seafreeze
Alaska will be adjusted to 295 feet (89.9
m) when NMFS approves a replacement
vessel for it.
NMFS disagrees that the
administrative record does not support
the Council’s recommendation that all
LLP licenses associated with
Amendment 80 replacement vessels be
assigned a 295-foot (89.9 m) MLOA.
Section 2.5.5 of the EA/RIR/IRFA for
this action analyzes several options for
length restrictions based on the LOA of
Amendment 80 vessels. In addition to
the 295-feet (89.9 m) MLOA restriction,
the Council considered an option to
limit the length of the replacement
vessel to the LOA of the original
qualifying vessel, an option to limit the
LOA of a replacement vessel based on
the MLOA of the LLP license used on
the replacement vessel, and two
suboptions that would modify the LOA
of a vessel, not the MLOA of an LLP
license.
At final action on Amendment 97, the
Council selected the option that would
limit the length overall of an
Amendment 80 replacement vessel to
295 feet (89.9 m) LOA. This measure
allows each replacement vessel to be as
long as the largest vessel currently
operating in the Amendment 80 fleet. In
selecting the limit of 295 feet (89.9 m)
LOA for replacement vessels, the
Council reviewed the LOAs of
participating Amendment 80 vessels
and determined that replacement
vessels should not be longer than the
longest vessel currently participating in
the sector; in other words, no
replacement vessel should exceed the
LOA of the longest currently
participating vessel. For the reasons
provided in the preamble of the
proposed rule, the Council determined
that the LOA of the longest vessel
currently participating in the sector
would accommodate all of the safety,
retention and utilization goals the
Council wanted to achieve with
replacement vessels while providing an
upper bound on total fleet capacity.
Therefore the Council determined and
NMFS agrees that a limit of 295 feet
(89.9 m) on the LOA for replacement
vessels struck the appropriate balance
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between long enough without being too
long.
The Council rejected the option that
would have established no limit on the
length of replacement vessels. As
described in detail in Section 2.4.5 of
the analysis for this action, the
restriction of 295 feet (89.9 m) on the
length of replacement vessels is
intended to limit overall harvesting
capacity of the fleet, reduce the
potential for a race for fish in non-catch
share fisheries managed by the Council,
and encourage general improvements in
harvesting capacity that any newly
constructed vessel would provide over
the vessel being replaced, while
providing an upper boundary on total
fleet capacity.
The Council has frequently
recommended limits on vessel length as
a proxy for controlling fishery effort.
Although length is only one measure of
a vessel’s fishing capacity, it is a metric
that is commonly used, considered to be
a reasonable indicator of total harvest
capacity, and is relatively easily
measured and enforced compared to
other vessel measurements (e.g., vessel
hold capacity). The 295 feet (89.9 m)
LOA limit implemented by this final
rule is intended to improve the
Council’s and NMFS’ ability to analyze
and predict the maximum fishery
impacts of the Amendment 80 fleet in
future actions.
To ensure that the maximum size
limit recommended by the Council can
be implemented, NMFS is establishing
an MLOA of 295 feet (89.9 m) for all
Amendment 80 LLP licenses that are
assigned to an Amendment 80
replacement vessel (see revised
definition for Maximum LOA (MLOA)
at § 679.2). This provision is intended to
ensure that Amendment 80 LLP licenses
accurately reflect the MLOA of the
replacement vessel.
Although a vessel that is 296 feet LOA
would not be approved as an
Amendment 80 replacement vessel, the
owner of the F/V Seafreeze Alaska is
likely to benefit from a newly
constructed vessel at its current LOA of
295 feet (89.9 m). The analysis for this
action indicates that vessels with the
longest LOA are likely to benefit from
vessel replacement under Amendment
97. Generally, all Amendment 80
vessels larger than 250 feet (76.2 m)
LOA are long enough to incorporate a
meal plant, fillet lines, or other
improvements in vessel processing;
however, any newly constructed, or
newly rebuilt, replacement vessel is
likely to have improved operational
capabilities relative to existing vessels
of the same length. A new vessel can
incorporate improved hull design,
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processing plant construction, engines,
electronics, fishing gear, and other
advancements in marine design that
improve efficiency and vessel safety.
NMFS made no change to the final
rule in response to this comment.
Comment 11: NMFS should clarify
that rebuilt vessels are eligible as
Amendment 80 replacement vessels
under this action, including the
regulatory provisions that establish an
MLOA of 295 feet (89.9 m) for all
replacement vessels.
Response: NMFS agrees that rebuilt
vessels, which are those vessels that
have undergone a major conversion, are
eligible to apply to NMFS for approval
as an Amendment 80 replacement
vessel. However, as described earlier,
Amendment 80 replacement vessels
must be classed and load lined or, if the
vessel cannot be classed and load lined,
the vessel must be enrolled in the U.S.
Coast Guard ACSA program. Vessels
must also have been rebuilt in the
United States. Section 2.4.9 of the
analysis for this action considered the
impacts of using rebuilt Amendment 80
vessels for use as Amendment 80
replacement vessels. It is NMFS’s
understanding based on information
provided by the U.S. Coast Guard that
an Amendment 80 vessel owner who
undertakes a major conversion of an
Amendment 80 vessel to increase its
size, address safety concerns, or
otherwise improve its efficiency will no
longer be eligible for the U.S. Coast
Guard’s ACSA certification program.
Therefore, a rebuilt Amendment 80
vessel must be classed and load lined in
order to meet the vessel safety
requirements for Amendment 80
replacement vessels established by this
rule.
All commercial fishing vessels that
carry more than 16 people on board and
are built or have undergone a major
conversion must meet contemporary
safety requirements. As fish processing
vessels, newly rebuilt Amendment 80
vessels are required to be classed (see 46
CFR part 28, subpart D) and load lined
(see 46 U.S.C. 5102). The analysis notes
that age restrictions imposed by the
classification societies preclude the vast
majority of the Amendment 80 fleet
from eligibility for certification as either
load lined or classed. Given this
information and the information
presented in Section 2.4.9.1 of the
analysis, NMFS has serious concerns as
to whether a rebuilt Amendment 80
vessel could be classed and load lined.
NMFS will not approve a vessel as an
Amendment 80 replacement vessel if
the vessel is not classed and load lined
and is not enrolled in the U.S. Coast
Guard ACSA program. Should a vessel
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59867
owner choose to rebuild an existing
Amendment 80 vessel, that vessel
owner must apply to NMFS and NMFS
must approve the vessel as an
Amendment 80 replacement vessel prior
to it being used as an Amendment 80
replacement vessel and prior to
receiving an MLOA of 295 feet (89.9 m)
on the LLP license associated with that
vessel.
Comments on FMP Text
Comment 12: Under Amendment 97,
Section 3.7.5.7.1 of the FMP will
appropriately include the phrase ‘‘or
their replacement’’ after references to
‘‘non-AFA trawl catcher/processors.’’
The phrase ‘‘or their replacement’’ also
should be included after references to
‘‘non-AFA trawl catcher/processors’’ in
the Executive Summary and Section
3.7.5.4.2.
Response: NMFS acknowledges this
comment; however, the changes to the
FMP text suggested by the commenter
are not required. The Executive
Summary section of the FMP is
intended to provide a general
description of the FMP and its contents,
and does not require additional details
that are included later in the FMP.
Similarly, Section 3.7.5.4.2 of the FMP
opens with an introductory sentence
that lists 11 issues that are described in
more detail later in that section.
Although NMFS agrees that the
introductory sentence for Section
3.7.5.4.2 of the FMP does not include
the phrase ‘‘or their replacement,’’ the
new paragraph 11 to Section 3.7.5.4.2
provides the details necessary to derive
an allocation formula for Amendment
80 replacement vessels. As noted earlier
in the preamble, the Secretary
determined that Amendment 97 as
submitted by the Council was consistent
with the FMP, the Magnuson-Stevens
Act, and other applicable law and
approved it on June 6, 2012.
Comment 13: Under Amendment 97,
Section 3.7.5.7 of the FMP amendment
will describe the sideboards applicable
to replaced Amendment 80 vessels as
‘‘Each non-AFA trawl catcher/processor
named on an LLP license endorsed for
participation in the Amendment 80
sector, but not assigned QS in an
Amendment 80 fishery would have a
sideboard limit of zero in all BSAI and
GOA groundfish fisheries.’’ As
proposed, the FMP text would not
include Amendment 80 vessels that are
no longer named on Amendment 80 QS
permits, Amendment 80 LLP licenses,
or Amendment 80 LLP/QS licenses, and
therefore appears to be materially
different than the sideboard regulation
proposed at § 679.92(e). Thus, NMFS
should replace the text of the FMP
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amendment with the more precise
regulatory text in the proposed rule.
Response: NMFS determined that the
text proposed by the commenter is not
necessary in the FMP as the amendment
language is sufficiently clear. The FMP
text quoted by the commenter
adequately describes the sideboards that
will apply to replaced Amendment 80
vessels. Regulations implementing an
FMP amendment often contain
additional descriptive language to
provide additional regulatory clarity
and technical continuity.
Classification
The Administrator, Alaska Region,
NMFS, determined that this final rule is
necessary for the conservation and
management of the groundfish fisheries
off Alaska and that it is consistent with
the Magnuson-Stevens Act and other
applicable laws.
Small Entity Compliance Guide
Section 212 of the Small Business
Regulatory Enforcement Fairness Act of
1996 states that, for each rule or group
of related rules for which an agency is
required to prepare a final regulatory
flexibility analysis (FRFA), the agency
shall publish one or more guides to
assist small entities in complying with
the rule, and shall designate such
publications as ‘‘small entity
compliance guides.’’ The agency shall
explain the actions a small entity is
required to take to comply with a rule
or group of rules. The preamble to the
proposed rule and this final rule serve
as the small entity compliance guide.
This action does not require any
additional compliance from small
entities that is not described in the
preamble. Copies of this final rule are
available from NMFS at the following
Web site: https://
alaskafisheries.noaa.gov.
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Executive Order 12866
This rule has been determined to be
not significant for purposes of Executive
Order 12866.
Final Regulatory Flexibility Analysis
This FRFA incorporates the Initial
Regulatory Flexibility Analysis (IRFA), a
summary of the significant issues raised
by the public comments, NMFS’
responses to those comments, and a
summary of the analyses completed to
support the action. NMFS published the
proposed rule on April 4, 2012 (77 FR
20339), with comments invited through
May 4, 2012. An IRFA was prepared and
summarized in the ‘‘Classification’’
section of the preamble to the proposed
rule. The description of this action, its
purpose, and its legal basis are
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described in the preamble to the
proposed rule and are not repeated here.
The FRFA describes the impacts on
small entities, which are defined in the
IRFA for this action and not repeated
here. Analytical requirements for the
FRFA are described in the Regulatory
Flexibility Act (RFA), sections 604(a)(1)
through (5), and summarized below.
The FRFA must contain:
1. A succinct statement of the need
for, and objectives of, the rule;
2. A summary of the significant issues
raised by the public comments in
response to the initial regulatory
flexibility analysis, a summary of the
assessment of the agency of such issues,
and a statement of any changes made in
the proposed rule as a result of such
comments;
3. A description and an estimate of
the number of small entities to which
the rule will apply, or an explanation of
why no such estimate is available;
4. A description of the projected
reporting, recordkeeping, and other
compliance requirements of the rule,
including an estimate of the classes of
small entities which will be subject to
the requirement and the type of
professional skills necessary for
preparation of the report or record; and
5. A description of the steps the
agency has taken to minimize the
significant economic impact on small
entities consistent with the stated
objectives of applicable statutes,
including a statement of the factual,
policy, and legal reasons for selecting
the alternative adopted in the final rule
and why each one of the other
significant alternatives to the rule
considered by the agency which affect
the impact on small entities was
rejected.
The ‘‘universe’’ of entities to be
considered in a FRFA generally
includes only those small entities that
can reasonably be expected to be
directly regulated by the final rule. If the
effects of the rule fall primarily on a
distinct segment of the industry, or
portion thereof (e.g., user group, gear
type, geographic area), that segment
would be considered the universe for
purposes of this analysis.
In preparing a FRFA, an agency may
provide either a quantifiable or
numerical description of the effects of a
rule (and alternatives to the rule), or
more general descriptive statements, if
quantification is not practicable or
reliable.
Need for and Objectives of This Final
Rule
This final rule is necessary to amend
the FMP and Federal regulations related
to the Amendment 80 program to
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establish a process for the owners of
Amendment 80 vessels to replace
eligible trawl catcher/processor vessels.
This final rule is intended to rectify the
currently untenable disagreement
among the FMP, implementing
regulations, and the court order in
Arctic Sole Seafoods v. Gutierrez, 622 F.
Supp. 2d 1050 (W.D. Wash 2008).
Currently, the FMP and implementing
regulations prohibit the replacement of
any originally qualifying Amendment
80 vessel; however, the court order
vacated the specific regulatory
provisions that preclude vessel
replacement. This action is intended to
provide a clear regulatory framework
and the certainty that vessel operators
are likely to need in order to replace
vessels.
Summary of Significant Issues Raised
During Public Comment
No comments were received that
raised significant issues in response to
the IRFA specifically; therefore, no
changes were made to the rule as a
result of comments on the IRFA.
However, several comments were
received on the economic impacts of
Amendment 97 on different sectors of
the industry. Specific comments
addressed the potential economic
impacts of allowing AFA vessels to be
used as amendment 80 replacement
vessels (see Comments 4 through 7). For
a summary of the comments received,
refer to the section above titled
Comments and Responses.
Number and Description of Small
Entities Regulated by the Final Rule
NMFS estimated the number of small
versus large entities by matching the
gross earnings from all fisheries of
record for 2009 with the vessels, the
known ownership of those vessels, and
the known affiliations of those vessels
in the BSAI or GOA groundfish fisheries
for that year. NMFS has specific
information on the ownership of vessels
and the affiliations that exist based on
data provided by the Amendment 80
sector, as well as a review of ownership
data independently available to NMFS
from Federal fishing permit and LLP
applications. The vessels with a
common ownership linkage, and
therefore affiliation, are reported in
Table 2 in Section 2 of the analysis. In
addition, those vessels that are assigned
to an Amendment 80 cooperative and
receive an exclusive harvest privilege
are categorized as a large entities for the
purpose of the RFA, under the
principles of affiliation, due to their
participation in a harvesting
cooperative.
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NMFS knows that as many as 28 nonAFA trawl catcher/processors could be
active in the Amendment 80 fishery.
Those persons who apply for and
receive Amendment 80 QS are eligible
to fish in the Amendment 80 sector, and
those QS holders will be directly
regulated by the final rule. Vessels that
are assigned Amendment 80 QS and
that are eligible to fish in the
Amendment 80 sector are commonly
known as Amendment 80 vessels.
Currently, there are 27 Amendment 80
vessels that will be directly regulated
based on this action. Additionally, one
vessel owner, who could be eligible for
the Amendment 80 program and could
apply for Amendment 80 QS, has not
applied to NFMS to participate in this
sector. Therefore, this vessel will not be
directly regulated by the final rule
unless and until the owner is approved
to participate in the Amendment 80
sector and is assigned Amendment 80
QS. Based on the known affiliations and
ownership of the Amendment 80
vessels, all but one of the Amendment
80 vessel owners are categorized as large
entities for the purpose of the RFA.
Thus, this analysis estimates that only
one small entity would be directly
regulated by the final rule. It is possible
that this one small entity could be
linked by company affiliation to a large
entity, which may then qualify that
entity as a large entity, but complete
information is not available to
determine any such linkages.
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Recordkeeping and Reporting
Recordkeeping and reporting
requirements are not expected to change
as a result of the final rule. The action
under consideration requires no
additional reporting, recordkeeping, or
other compliance requirements that
differ from the status quo.
Description of Significant Alternatives
to the Final Rule
The suite of potential actions
included three alternatives. A detailed
description of these alternatives is
provided in Section 2 of the analysis.
Alternative 1 is the ‘‘no action’’
alternative. This alternative does not
address the Federal Court Order to
provide for replacement of Amendment
80 vessels and is not consistent with the
purpose and need of this action.
Alternative 2 would allow an
Amendment 80 vessel owner to replace
a vessel under conditions of loss or
permanent ineligibility. This alternative
meets the minimum requirements of the
Court Order but was not selected
because it may limit a vessel’s ability to
add modern safety upgrades. It also
carried a substantially higher economic
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cost than alternative 3 to achieve the
same regulatory outcome for the fishing
sector, causing it to fail the requirement
that it minimize the adverse economic
impacts on directly regulated small
entities. The lack of any quantitative
data makes it impossible to rigorously
assess the relative differences in
expected economic benefits among the
alternatives.
Alternative 3, the preferred alternative
of the Council and NMFS, would allow
a vessel owner to replace a vessel for
any purpose. Based upon the best
available scientific data and
information, none of the alternatives to
the final action accomplish the stated
objectives of the Magnuson-Stevens Act
and other applicable statutes, while
minimizing any significant adverse
economic impact on small entities,
beyond those achieved under the final
rule. Compared with the other
alternatives and options, the associated
suite of options composing the preferred
alternative best minimizes adverse
economic impacts on small entities,
while providing the most benefits to the
directly regulated small entities. The
preferred alternative provides greater
economic benefits for participants than
alternative 2 by allowing participants to
replace a vessel for any reason, and at
any time, thus enabling the vessel to
receive economic benefits from the
fishery and Amendment 80 QS while
incorporating safety and efficiency
upgrades encouraged by the preferred
alternative. The lack of any quantitative
data makes it impossible to rigorously
assess the relative differences in
expected economic impacts among the
alternatives. The Council chose to
recommend the preferred alternative
because it best meets the goals of this
action and minimizes the potential
negative impacts to directly regulated
small entities by providing the same
opportunities for each vessel owner to
improve the range of processed products
and increase hold capacity onboard by
establishing regulations to limit the
maximum size of replacement vessels.
Collection-of-Information Requirements
This rule contains collection-ofinformation requirements subject to the
Paperwork Reduction Act and which
have been approved by the Office of
Management and Budget (OMB). Public
reporting burden estimates per response
for these requirements are listed by
OMB control number.
OMB Control No. 0648–0334
Public reporting burden is estimated
to average per response: 1 hour for
Application for Transfer, License
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59869
Limitation Program Groundfish/Crab
License.
OMB Control No. 0648–0565
Public reporting burden is estimated
to average per response: 2 hours for
Amendment 80 QS permit application;
2 hours for Amendment 80 QS permit
transfer application; and 2 hours for
Amendment 80 Vessel Replacement
application.
Public reporting burden estimates
include the time for reviewing
instructions, searching existing data
sources, gathering and maintaining the
data needed, and completing and
reviewing the collection-of-information.
Send comments regarding these burden
estimates or any other aspect of this data
collection, including suggestions for
reducing the burden, to NMFS (see
ADDRESSES) and by email to
OIRA_Submission@omb.eop.gov, or fax
to 202–395–7285.
Notwithstanding any other provision
of the law, no person is required to
respond to, and no person shall be
subject to penalty for failure to comply
with, a collection of information subject
to the requirements of the PRA, unless
that collection of information displays a
currently valid OMB control number.
List of Subjects in 50 CFR Part 679
Alaska, Fisheries, Reporting and
recordkeeping requirements.
Dated: September 25, 2012.
Alan D. Risenhoover,
Director, Office of Sustainable Fisheries,
performing the functions and duties of the
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, NMFS amends 50 CFR part
679 as follows:
PART 679—FISHERIES OF THE
EXCLUSIVE ECONOMIC ZONE OFF
ALASKA
1. The authority citation for 50 CFR
part 679 continues to read as follows:
■
Authority: 16 U.S.C. 773 et seq.; 1801 et
seq.; 3631 et seq.; Pub. L. 108–447.
2. In § 679.2:
a. Revise the definition of
‘‘Amendment 80 LLP/QS license’’ and
the definition for ‘‘Amendment 80
vessel;’’ and
■ b. Add a new definition of
‘‘Amendment 80 replacement vessel’’ in
alphabetical order, and add paragraph
(2)(iv) to the definition of ‘‘Maximum
LOA (MLOA)’’.
The revisions and additions read as
follows:
■
■
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Definitions.
*
*
*
*
*
Amendment 80 LLP/QS license means
an LLP license originally assigned to an
originally qualifying Amendment 80
vessel with an Amendment 80 QS
permit assigned to that LLP license.
*
*
*
*
*
Amendment 80 replacement vessel
means a vessel approved by NMFS in
accordance with § 679.4(o)(4).
*
*
*
*
*
Amendment 80 vessel means any
vessel that:
(1) Is listed in Column A of Table 31
to this part with the corresponding
USCG Documentation Number listed in
Column B of Table 31 to this part; or
(2) Is designated on an Amendment
80 QS permit, Amendment 80 LLP/QS
license, or Amendment 80 LLP license
and is approved by NMFS in accordance
with § 679.4(o)(4) as an Amendment 80
replacement vessel.
*
*
*
*
*
Maximum LOA (MLOA) means:
(2) * * *
(iv) The MLOA of an Amendment 80
LLP license or Amendment 80 LLP/QS
license will be permanently changed to
295 ft. (89.9 m) when an Amendment 80
replacement vessel is listed on the
license following the approval of a
license transfer application described at
§ 679.4(k)(7).
*
*
*
*
*
■ 3. In § 679.4:
■ a. Revise paragraphs (k)(7)(vii),
(o)(1)(ii), and (o)(1)(v); and
■ b. Add paragraphs (k)(3)(i)(C),
(o)(1)(vii), (o)(4), and (o)(5).
The revisions and additions read as
follows:
§ 679.4
Permits.
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*
*
*
*
*
(k) * * *
(3) * * *
(i) * * *
(C) Modification of the MLOA on an
Amendment 80 LLP license or an
Amendment 80 LLP/QS license. The
MLOA designated on an Amendment 80
LLP license or an Amendment 80 LLP/
QS license will be 295 ft. (89.9 m) if an
Amendment 80 replacement vessel is
designated on the license following the
approval of a license transfer request
under paragraph (k)(7) of this section.
*
*
*
*
*
(7) * * *
(vii) Request to change the designated
vessel. (A) A request to change the
vessel designated on an LLP groundfish
or crab species license must be made on
a transfer application. If this request is
approved and made separately from a
license transfer, it will count towards
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the annual limit on voluntary transfers
specified in paragraph (k)(7)(vi) of this
section.
(B) A request to change the vessel
designated on an Amendment 80 LLP
license or an Amendment 80 LLP/QS
license must be made on an Application
for Amendment 80 Replacement Vessel
in accordance with § 679.4(o)(4)(ii). The
MLOA modification specified at
paragraph (k)(3)(i)(C) of this section will
be effective when a complete
application is submitted to NMFS in
accordance with paragraph (k)(7) of this
section, and the application is approved
by the Regional Administrator.
*
*
*
*
*
(o) * * *
(1) * * *
(ii) An Amendment 80 QS permit is
assigned to the owner of an Amendment
80 vessel that gave rise to that permit
under the provisions of § 679.90(b), or
its replacement under § 679.4(o)(4),
unless the Amendment 80 QS permit is
assigned to the holder of an LLP license
originally assigned to an Amendment 80
vessel under the provisions of
§ 679.90(d) or § 679.90(e).
*
*
*
*
*
(v) Amendment 80 QS units assigned
to an Amendment 80 QS permit are
non-severable from that Amendment 80
QS permit and if transferred, the
Amendment 80 QS permit must be
transferred in its entirety to another
person under the provisions of
§ 679.90(d) or § 679.90(e).
*
*
*
*
*
(vii) The owner of an Amendment 80
vessel must designate the Amendment
80 vessel on an Amendment 80 QS
permit and on an Amendment 80 LLP
license, or designate the Amendment 80
vessel on the Amendment 80 LLP/QS
license to use that Amendment 80
vessel in an Amendment 80 fishery.
*
*
*
*
*
(4) Amendment 80 Replacement
Vessel. (i) The owner of an Amendment
80 vessel may replace such vessel for
any purpose. All Federal fishery
regulations applicable to the replaced
vessel apply to the replacement vessel,
except as described at § 679.92(d)(2)(ii)
if applicable. A vessel that replaces an
Amendment 80 vessel will be approved
by the Regional Administrator as an
Amendment 80 vessel following the
submission and approval of a completed
application for an Amendment 80
Replacement Vessel, provided that:
(A) The replacement vessel does not
exceed 295 ft. (89.9 m) LOA;
(B) The replacement vessel was built
in the United States and, if ever rebuilt,
rebuilt in the United States;
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(C) The applicant provides
documentation that the replacement
vessel complies with U.S. Coast Guard
safety requirements applicable to
processing vessels operating in the
Amendment 80 sector or, if unable to
provide such documentation, the
applicant provides documentation that
the replacement vessel meets the
requirements of the U.S. Coast Guard’s
Alternative Compliance and Safety
Agreement; and
(D) The replacement vessel is not a
vessel listed at section 208(e)(1) through
(20) of the American Fisheries Act or
permitted under § 679.4(l)(2)(i), or an
AFA catcher vessel permitted under
§ 679.4(l)(3)(i).
(ii) Application for Amendment 80
Replacement Vessel. A person who
wishes to replace an Amendment 80
vessel must submit to NMFS a complete
Application for Amendment 80
Replacement Vessel. An application
must contain the information specified
on the form, with all required fields
accurately completed and all required
documentation attached. This
application must be submitted to NMFS
using the methods described on the
application.
(5) Application evaluations and
appeals—(i) Initial evaluation. The
Regional Administrator will evaluate an
application for an Amendment 80
replacement vessel submitted in
accordance with paragraph (o)(4) of this
section. If the vessel listed in the
application does not meet the
requirements for an Amendment 80
replacement vessel at § 679.4(o)(4),
NMFS will not approve the application.
An applicant who submits claims based
on inconsistent information or fails to
submit the information specified in the
application for an Amendment 80
replacement vessel will be provided a
single 30-day evidentiary period to
submit evidence to establish that the
vessel meets the requirements to be an
Amendment 80 replacement vessel. The
burden is on the applicant to establish
that the vessel meets the criteria to
become a replacement vessel.
(ii) Additional information and
evidence. The Regional Administrator
will evaluate the additional information
or evidence to support an application
for Amendment 80 replacement vessel
submitted within the 30-day evidentiary
period. If the Regional Administrator
determines that the additional
information or evidence meets the
applicant’s burden of proving that the
vessel meets the requirements to
become an Amendment 80 Replacement
Vessel, the application will be
approved. However, if the Regional
Administrator determines that the
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vessel does not meet the requirements to
become an Amendment 80 Replacement
Vessel, the applicant will be notified by
an initial administrative determination
(IAD) that the application for
replacement vessel is denied.
(iii) Initial administrative
determinations (IAD). The Regional
Administrator will prepare and send an
IAD to the applicant following the
expiration of the 30-day evidentiary
period if the Regional Administrator
determines that the information or
evidence provided by the applicant fails
to support the applicant’s claims and is
insufficient to establish that the vessel
meets the requirements for an
Amendment 80 replacement vessel or if
the additional information, evidence, or
revised application is not provided
within the time period specified in the
letter that notifies the applicant of his or
her 30-day evidentiary period. The IAD
will indicate the deficiencies in the
application, including any deficiencies
with the information, the evidence
submitted in support of the information,
or the revised application. An applicant
who receives an IAD may appeal under
the appeals procedures set out at
§ 679.43.
■ 4. In § 679.7, add paragraph (o)(3)(iv)
to read as follows:
§ 679.7
Prohibitions.
*
*
*
*
*
(o) * * *
(3) * * *
(iv) Fish in an Amendment 80 fishery
without an Amendment 80 QS permit or
Amendment 80 LLP/QS license
assigned to that vessel.
*
*
*
*
*
■ 5. In § 679.90, revise paragraphs
(d)(2)(ii), (e)(1)(ii), (e)(3), and (f) to read
as follows:
§ 679.90 Allocation, use, and transfer of
Amendment 80 QS permits.
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*
*
*
*
*
(d) * * *
(2) * * *
(ii) Amendment 80 LLP/QS license.
NMFS will issue an Amendment 80 QS
permit as an endorsement on an
Amendment 80 LLP license to the
holder of an LLP license originally
assigned to an Amendment 80 vessel
listed in Column A of Table 31 to this
part, under the provisions of
§ 679.4(k)(7), if that person submitted a
timely and complete Application for
Amendment 80 QS that was approved
by NMFS under paragraph (a)(2)(ii) of
this section.
*
*
*
*
*
(e) * * *
(1) * * *
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(ii) If an Amendment 80 QS permit is
assigned to an Amendment 80 LLP
license originally assigned to an
Amendment 80 vessel, that Amendment
80 LLP license is designated as an
Amendment 80 LLP/QS license. A
person may not separate the
Amendment 80 QS permit from that
Amendment 80 LLP/QS license.
*
*
*
*
*
(3) Transfers of Amendment 80 QS
permits. (i) A person holding an
Amendment 80 QS permit assigned to
an Amendment 80 vessel may transfer
that Amendment 80 QS permit to
another person, to the LLP license
originally assigned to an Amendment 80
vessel, or to a vessel approved by NMFS
as an Amendment 80 replacement
vessel in accordance with § 679.4(o)(4)
by submitting an Application to
Transfer an Amendment 80 QS permit
that is approved by NMFS under the
provisions of paragraph (f) of this
section.
(ii) A person holding an Amendment
80 LLP license that is designated as an
Amendment 80 LLP/QS license may
designate a vessel approved as an
Amendment 80 replacement vessel by
submitting an Application For Transfer
License Limitation Program Groundfish/
Crab License that is approved by NMFS
under the provisions of paragraph (f) of
this section.
*
*
*
*
*
(f) Application to Transfer
Amendment 80 QS. A person holding
an Amendment 80 QS permit who
wishes to transfer the Amendment 80
QS permit to the LLP license originally
assigned to the Amendment 80 vessel,
or transfer the Amendment 80 QS
permit to another person, or transfer the
Amendment 80 QS permit to an
Amendment 80 replacement vessel must
submit to NMFS a complete Application
to Transfer an Amendment 80 QS
permit. The holder of an Amendment 80
LLP/QS license may designate the
replacement vessel on the LLP license
by using the Application for Transfer
License Limitation Program Groundfish/
Crab License. An application must
contain the information specified on the
form, with all required fields accurately
completed and all required
documentation attached. This
application must be submitted to NMFS
using the methods described on the
application.
6. In § 679.92:
a. Revise paragraph (c); and
■ b. Add paragraphs (d)(2) and (e).
The additions and revisions read as
follows:
■
■
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59871
§ 679.92 Amendment 80 Program use caps
and sideboard limits.
*
*
*
*
*
(c) Sideboard restrictions applicable
to Amendment 80 vessels directed
fishing for flatfish in the GOA—(1)
Originally Qualifying Amendment 80
Vessels. An Amendment 80 vessel listed
in column A of Table 39 to this part may
be used to fish in the directed
arrowtooth flounder, deep-water
flatfish, flathead sole, rex sole, and
shallow-water flatfish fisheries in the
GOA and in adjacent waters open by the
State of Alaska for which it adopts a
Federal fishing season.
(2) Amendment 80 Replacement
Vessels. (i) Any vessel that NMFS
approves to replace an Amendment 80
vessel listed in column A of Table 39 to
this part may be used to fish in the
directed arrowtooth flounder, deepwater flatfish, flathead sole, rex sole,
and shallow-water flatfish fisheries in
the GOA and in adjacent waters open by
the State of Alaska for which it adopts
a Federal fishing season.
(ii) Any vessel that NMFS
subsequently approves to replace an
Amendment 80 replacement vessel that
replaced an Amendment 80 vessel listed
in column A of Table 39 to this part may
be used to fish in the directed
arrowtooth flounder, deep-water
flatfish, flathead sole, rex sole, and
shallow-water flatfish fisheries in the
GOA and in adjacent waters open by the
State of Alaska for which it adopts a
Federal fishing season.
(d) * * *
(2) Sideboard restrictions applicable
to any vessel replacing the GOLDEN
FLEECE. (i) If the vessel replacing the
GOLDEN FLEECE is of an LOA less than
or equal to 124 ft. (38.1 m) (the MLOA
of the LLP license that was originally
assigned to the GOLDEN FLEECE, LLG
2524), then the sideboard provisions at
§ 679.92(c) and (d)(1) apply.
(ii) If the vessel replacing the
GOLDEN FLEECE is greater than 124 ft.
(38.1 m) (the MLOA of the LLP license
that was originally assigned to the
GOLDEN FLEECE, LLG 2524), then the
sideboard provisions at § 679.92(b) and
(c) apply.
(e) Sideboard restrictions applicable
to Amendment 80 vessel not assigned
an Amendment 80 QS permit,
Amendment 80 LLP license, or
Amendment 80 LLP/QS license. All
Amendment 80 vessels not designated
on:
(1) An Amendment 80 QS permit and
an Amendment 80 LLP license; or
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(2) An Amendment 80 LLP/QS license
will be allocated a catch limit of 0 mt
in the BSAI and GOA.
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Agencies
[Federal Register Volume 77, Number 190 (Monday, October 1, 2012)]
[Rules and Regulations]
[Pages 59852-59872]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-24100]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 679
[Docket No. 110620343-2450-02]
RIN 0648-BB18
Fisheries of the Exclusive Economic Zone Off Alaska; Bering Sea
and Aleutian Islands Management Area; Amendment 97
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: NMFS publishes regulations to implement Amendment 97 to the
Fishery Management Plan for Groundfish of the Bering Sea and Aleutian
Islands Management Area (FMP). Amendment 97 allows the owner of a trawl
catcher/processor vessel authorized to participate in the Amendment 80
catch share program to replace that vessel with a vessel that meets
certain requirements. This action establishes the regulatory process
for replacement of vessels in the Amendment 80 fleet and the
requirements for Amendment 80 replacement vessels, such as a limit on
the overall length of a replacement vessel, a prohibition on the use of
an AFA vessel as a replacement vessel, measures to prevent a replaced
vessel from participating in Federal groundfish fisheries off Alaska
that are not Amendment 80 fisheries, and measures that extend specific
catch limits (known as Amendment 80 sideboards) to a replacement
vessel. This action is necessary to promote safety-at-sea by allowing
Amendment 80 vessel owners to replace their vessels for any reason at
any time and by requiring replacement
[[Page 59853]]
vessels to meet certain U.S. Coast Guard vessel safety standards, and
to improve the retention and utilization of groundfish catch by these
vessels by facilitating an increase in the processing capabilities of
the fleet. This action is intended to promote the goals and objectives
of the Magnuson-Stevens Fishery Conservation and Management Act, the
FMP, and other applicable laws.
DATES: Effective October 31, 2012.
ADDRESSES: Electronic copies of this rule, the Environmental Assessment
(EA), Regulatory Impact Review (RIR), and the initial regulatory
flexibility analysis (IRFA) prepared for this action may be obtained
from https://www.regulations.gov or from the Alaska Region Web site at
https://alaskafisheries.noaa.gov.
Written comments regarding the burden-hour estimates or other
aspects of the collection-of-information requirements contained in this
final rule may be submitted by mail to NMFS, Alaska Region, P.O. Box
21668, Juneau, AK 99802-1668, Attn: Ellen Sebastian, Records Officer;
in person at NMFS, Alaska Region, 709 West 9th Street, Room 420A,
Juneau, AK; or by email to OIRA_Submission@omb.eop.gov, or fax to 202-
395-7285.
FOR FURTHER INFORMATION CONTACT: Seanbob Kelly, 907-586-7228.
SUPPLEMENTARY INFORMATION: NMFS manages the U.S. groundfish fisheries
of the Bering Sea and Aleutian Islands Management Area (BSAI) in the
Exclusive Economic Zone (EEZ) under the FMP. The North Pacific Fishery
Management Council (Council) prepared the FMP pursuant to the Magnuson-
Stevens Fishery Conservation and Management Act (Magnuson-Stevens Act)
and other applicable laws. Regulations implementing the FMP appear at
50 CFR part 679. General regulations that pertain to U.S. fisheries
appear at subpart H of 50 CFR part 600.
This final rule implements Amendment 97 to the FMP. Under this
final rule, the owner of a trawl catcher/processor vessel authorized to
participate in the Amendment 80 catch share program is allowed to
replace that vessel with a vessel that meets certain requirements. NMFS
published the Notice of Availability for Amendment 97 in the Federal
Register on March 6, 2012 (77 FR 13253), with a 60-day comment period
that ended May 7, 2012. The Secretary approved Amendment 97 on June 6,
2012, after determining that Amendment 97 is consistent with the FMP,
the Magnuson-Stevens Act, and other applicable law. NMFS published a
proposed rule for Amendment 97 in the Federal Register on April 4, 2012
(77 FR 20339). The 30-day comment period on the proposed rule ended May
4, 2012. NMFS received a total of 15 comment letters from 11 unique
persons during the comment periods on Amendment 97 and the proposed
rule implementing the amendment. The letters contained 13 separate
topics. A summary of these comments and NMFS's responses are provided
in the Comments and Responses section of this preamble.
Elements of the Final Rule
A detailed review of the provisions of Amendment 97 and its
implementing regulations is provided in the preamble to the proposed
rule (77 FR 20339, April 4, 2012) and is not repeated here. The
proposed rule is available from the NMFS Alaska Region Web site (see
ADDRESSES). The preamble to this final rule provides a brief review of
the regulatory changes made by this final rule to the management of the
Amendment 80 fleet and an explanation of any differences between the
proposed and final regulations. NMFS' responses to public comments on
Amendment 97 and the proposed rule to implement Amendment 97 are also
presented below.
This final rule establishes regulations that permit the owner of an
Amendment 80 vessel to replace that vessel with up to one other vessel
for any reason and at any time. The vessel replacement process
established by this final rule provides Amendment 80 vessel owners with
the flexibility to incorporate a broad range of processing
opportunities that are not currently available on all vessels.
Regulations implemented by this final rule are intended to facilitate
improved retention and utilization of catch by the Amendment 80 sector
through vessel upgrades and new vessel construction. This final rule
also is intended to address the regulatory deficiencies that were
identified by the court in Arctic Sole Seafoods v. Gutierrez, 622 F.
Supp. 2d 1050 (W.D. Wash. 2008). Specifically, this final rule: (1)
Allows Amendment 80 vessels to be replaced for any reason at any time,
up to a one-for-one vessel replacement; (2) prohibits American
Fisheries Act (AFA) vessels from being used as Amendment 80 replacement
vessels; (3) establishes a maximum vessel length for Amendment 80
replacement vessels and modifies the maximum length over-all (MLOA) on
License Limitation Program (LLP) licenses assigned to Amendment 80
replacement vessels; (4) establishes a process for reassigning an
Amendment 80 Quota Share (QS) permit to either an Amendment 80
replacement vessel or an Amendment 80 LLP license; (5) imposes
sideboard limitations on replaced vessels; (6) applies Gulf of Alaska
(GOA) sideboard measures to an Amendment 80 replacement vessel if GOA
sideboard measures applied to the Amendment 80 vessel being replaced,
with exceptions for the F/V Golden Fleece; (7) establishes specific
regulatory restrictions and requirements that apply to any vessel that
replaces the F/V Golden Fleece; (8) allows an Amendment 80 replacement
vessel to conduct directed fishing for GOA flatfish if the Amendment 80
vessel being replaced was authorized to conduct directed fishing for
GOA flatfish; (9) requires an owner to demonstrate to NMFS an Amendment
80 replacement vessel's compliance with U.S. Coast Guard safety
requirements; and (10) establishes a process by which a vessel owner
can apply to NMFS for approval to use an Amendment 80 replacement
vessel in the Amendment 80 sector. Finally, this action demonstrates to
the U.S. Maritime Administration (MARAD) that the Council and NMFS have
authorized Amendment 80 replacement vessels to exceed specific vessel
limits set forth in the AFA and therefore Amendment 80 replacement
vessels that exceed these limits are eligible to receive a certificate
of documentation consistent with 46 U.S.C. 12113 and MARAD regulations
at 46 CFR 356.47.
Replacement for Any Reason at Any Time, Up to One-for-One Vessel
Replacement
The regulations implemented by this final rule, at Sec.
679.4(o)(1)(v) and (vii), allow an owner of an Amendment 80 vessel to
replace the vessel for any reason and at any time up to a one-for-one
vessel replacement. The Council determined, and NMFS agrees, that a
vessel owner is best-suited to determine the appropriate time to
replace a vessel, and that the vessel owner should be afforded broad
discretion as to the reasons supporting vessel replacement. This final
rule enables a vessel owner to initiate new construction of a
replacement vessel while the vessel to be replaced is still active
(i.e., before it is lost), providing an opportunity for a potentially
seamless replacement process and thereby reducing potential costs
associated with foregone harvests.
Although the owner of an Amendment 80 vessel can apply to use an
existing Amendment 80 vessel as an Amendment 80 replacement vessel, or
other vessels that otherwise meet the requirements of this final rule,
the
[[Page 59854]]
Council and NMFS anticipate that most replacement vessels will be newly
constructed and larger than the vessel being replaced. Many of the
existing vessels in the Amendment 80 fleet were originally constructed
for purposes other than fishing; therefore, these vessels may be less
well-designed for fishing than a new, purposefully constructed fishing
vessel would be. A vessel built to contemporary standards is likely
have improved hold capacity, fuel efficiency, and harvest capacity
relative to existing similarly sized vessels in the Amendment 80 fleet.
Such modifications can enable a vessel operator to store large
quantities of fish and create or make value-added products like surimi,
fillets, and fishmeal in onboard fishmeal plants. Replacing a smaller
vessel with a larger vessel could allow participants to fish for longer
periods of time and reduce the number of trips required to offload
products. As an alternative to new vessel construction, this final rule
also enables the owner of an Amendment 80 vessel to replace an aging or
underperforming vessel with an existing vessel, including a vessel
currently prosecuting Amendment 80 fisheries. As described below, this
final rule requires all Amendment 80 replacement vessels, including
vessels that are currently participating in an Amendment 80 fishery, to
meet contemporary vessel construction and safety standards, and other
applicable regulations established by this final rule. A detailed
review of the Amendment 80 fleet safety regulations implemented by this
final rule also can be found in Section 2.4.9.1 of the EA/RIR/IRFA for
this action and in the preamble to the proposed rule (see ADDRESSES).
Although an Amendment 80 vessel owner is authorized to replace the
vessel at any time for any reason, the final rule limits the number of
replacement vessels an owner may have, requiring that each Amendment 80
vessel may be replaced by no more than one vessel at any given time.
Under the Amendment 80 program, NMFS determined that 28 vessels met the
criteria for participation and therefore were eligible to participate
in the Amendment 80 sector. Under this final rule, in no case could
more than 28 vessels participate in the Amendment 80 fisheries at any
given time.
American Fisheries Act Vessels and Amendment 80 Vessel Replacement
This final rule includes a provision that prohibits the use of AFA
vessels as Amendment 80 replacement vessels. The following paragraphs
provide the background for and an explanation of this provision.
Regulations implementing Amendment 80 limited participation in the
Amendment 80 sector to non-AFA trawl catcher/processors that qualified
under the definition of the non-AFA trawl catcher/processor subsector
in section 219(a)(7) of the BSAI Catcher Processor Capacity Reduction
Program (CRP), included in the Department of Commerce and Related
Agencies Appropriations Act, 2005 (Pub. L. 108-447). Section
219(g)(1)(A) of the CRP provides that only a member of a catcher/
processor subsector may participate in the catcher/processor sector of
the BSAI non-pollock groundfish fishery. Four catcher processor
subsectors are defined by the CRP, including the AFA trawl catcher
processor subsector at section 219(a)(1) and the non-AFA trawl catcher
processor subsector at section 219(a)(7). Section 219(a)(7) of the CRP
defines the ``non-AFA trawl catcher processor subsector'' as ``the
owner of each trawl catcher processor--(A) that is not an AFA trawl
catcher processor; (B) to whom a valid LLP license that is endorsed for
Bering Sea or Aleutian Islands trawl catcher processor fishing activity
has been issued; and (C) that the Secretary determines has harvested
with trawl gear and processed not less than a total of 150 metric tons
of non-pollock groundfish during the period January 1, 1997 through
December 31, 2002.'' NMFS determined that 28 vessels met the criteria
specified in section 219(a)(7) of the CRP. NMFS listed these vessels in
the final rule implementing Amendment 80 (September 14, 2007; 72 FR
52668). NMFS concluded that because the CRP set forth the criteria for
vessels eligible to participate in the non-AFA trawl catcher/processor,
or Amendment 80, sector, only the 28 listed vessels could be used in
the Amendment 80 sector and only a listed qualifying vessel could be
used to replace an originally qualifying vessel.
Arctic Sole Seafoods challenged the final rule, arguing that
section 219(a)(7) permitted the replacement of qualifying vessels with
non-qualifying vessels and that the prohibition on such replacement was
contrary to the language of the CRP. On May 19, 2008, the U.S. District
Court for the Western District of Washington issued a decision
invalidating those Amendment 80 regulatory provisions that limited the
vessels used in the Amendment 80 sector to only those vessels that meet
the qualification criteria in section 219(a)(7) of the CRP. In Arctic
Sole Seafoods v. Gutierrez, 622 F.Supp.2d 1050 (W.D. Wash. 2008), the
court found the statutory language ambiguous as to whether replacement
of qualifying vessels with non-qualifying vessels was permissible, and
found the agency's interpretation of the statute to be arbitrary and
capricious. The court held that the CRP applies to the owners of
vessels that meet the statutory criteria for the non-AFA trawl catcher/
processor subsector, and that the owner of a qualifying vessel could
replace that vessel with a non-qualifying vessel. The court noted that
Congress, through the CRP, limited the universe of owners authorized to
participate in the BSAI non-pollock groundfish fishery by limiting
eligibility to those individuals who own vessels with a particular
catch history and who have a particular license, but that nothing in
the CRP indicated that Congress was concerned with which particular
vessels are used in the BSAI non-pollock groundfish fishery. The court
determined that an owner of a non-AFA trawl catcher/processor vessel
must satisfy the criteria specified in section 219(a)(7) to originally
qualify for the non-AFA trawl catcher/processor subsector and the
Amendment 80 sector, but the owner of such a vessel may replace that
vessel with a vessel that does not meet the original qualifying
criteria of the CRP but that is otherwise eligible to participate in
the BSAI non-pollock groundfish fishery. The court concluded that the
inability to replace a qualifying vessel with a non-qualifying vessel
would ultimately result in the elimination of the sector through vessel
attrition, and that Congress had not intended such an outcome in the
CRP. The court ordered that ``[t]o the extent that [regulations]
restrict access to the BSAI non-pollock groundfish fishery to
qualifying vessels without allowing a qualified owner to replace a lost
qualifying vessel with a single substitute vessel, the regulations must
be set aside * * *.''
After receiving the court's decision, NMFS immediately developed
and issued interim guidance for vessel replacement consistent with the
court's decision. In October 2008, NMFS asked the Council to amend the
FMP to clarify the conditions under which an Amendment 80 vessel may be
replaced consistent with the court's decision, the CRP, and the
Magnuson-Stevens Act. In response, the Council initiated development of
Amendment 97. The Council initially received an analysis for Amendment
97 at its February 2010 meeting. This analysis included a summary of
the interim guidance NMFS prepared for vessel replacement, including a
revised version of the
[[Page 59855]]
responses to frequently asked questions contained within the guidance.
In response to the question of whether there are any limitations on the
characteristics of a replacement vessel, the analysis states, ``Because
the CRP makes a clear distinction between the AFA and non-AFA trawl
catcher/processor subsectors, an AFA catcher/processor as defined by
the CRP would be ineligible to fish as a non-AFA trawl catcher/
processor and could not replace an Amendment 80 vessel.'' No additional
explanation for this statement is provided in the analysis. This
statement remained in the analysis during the Council's consideration
of Amendment 97, the interpretation of the CRP was not challenged
during the Council process, the Council did not consider an alternative
that would allow the use of AFA vessels as Amendment 80 replacement
vessels, and thus the analysis does not include an evaluation of those
considerations. As a result, the Council did not recommend a
prohibition or other limitation on the use of an AFA vessel as an
Amendment 80 replacement vessel in its final motion on Amendment 97 in
June 2010.
In February 2012, before the start of Secretarial review of
Amendment 97, NMFS received a letter from a member of the public
asserting that the CRP and the court's decision in Arctic Sole Seafoods
v. Gutierrez do not prohibit the use of an AFA vessel as an Amendment
80 replacement vessel. The commenter stated that ``[t]he distinction
the CRP draws between AFA and non-AFA vessels is only for purposes of
specifying which vessels owners initially qualified for the Amendment
80 sector'' and that while an owner of a vessel had to meet the
criteria specified in section 219(a)(7) to initially qualify for the
non-AFA trawl catcher/processor subsector, including the criterion that
the vessel not be an AFA trawl catcher/processor, ``[t]he CRP does not
limit the universe of vessels that a qualified owner may then draw from
to replace the vessel through which it initially entered the Amendment
80 sector.''
In the proposed rule preamble, the agency advised that following
receipt of the letter, it re-examined the CRP and decision in Arctic
Sole Seafoods v. Gutierrez regarding whether the CRP prohibits use of
an AFA vessel as an Amendment 80 replacement vessel. Based on that re-
examination, it stated in the preamble its view that the CRP did not
prohibit use of an AFA vessel, and that in the absence of an explicit
regulatory prohibition recommended by the Council, the rule as proposed
did not prohibit use of an AFA vessel. NMFS invited the public to
comment on the proposed rule, including the potential use of AFA
vessels as Amendment 80 replacement vessels.
During the public comment periods for Amendment 97 and the proposed
rule, NMFS received extensive public comment on the question of whether
the CRP prohibits the use of AFA vessels as Amendment 80 replacement
vessels, the lack of Council consideration or analysis of this issue,
and the potential economic impacts that could result from the use of
AFA vessels as Amendment 80 replacement vessels. As summarized in
Comments 4 and 7 in the Comments and Responses section of this final
rule, some commenters wrote in support of the view that the CRP does
not prohibit the use of AFA vessels as Amendment 80 replacement vessels
and suggested that the sideboards applicable to AFA vessels should not
be imposed on AFA vessels that are used as Amendment 80 replacement
vessels. However, as summarized in Comments 5 and 6, some commenters
disagreed with the view that the CRP does not prohibit use of AFA
vessels as Amendment 80 replacement vessels. These commenters expressed
concerns about the use of AFA vessels and asserted that the Council did
not intend for AFA vessels to be eligible to replace Amendment 80
vessels. Additionally, these commenters noted that the analysis
prepared for the action and available to the Council at the time of
final action did not describe the potential impacts that could result
from the use of AFA vessels as Amendment 80 replacement vessels. These
commenters suggested that a regulation that would allow AFA vessels to
participate in the Amendment 80 sector would represent a significant
change in the policy that formed the basis of the Council's
recommendation at final action and that the policy change would
destabilize status quo management of groundfish fisheries in the North
Pacific.
After consideration of all comments received during the public
comment periods for Amendment 97 and the proposed rule, NMFS determined
that notwithstanding its view that the CRP does not prohibit the use of
AFA vessels as Amendment 80 replacement vessels, a regulatory provision
prohibiting the use of AFA vessels as Amendment 80 replacement vessels
is necessary to carry out Amendment 97 as recommended by the Council
and approved by NMFS. The prohibition is further necessary to allow
NMFS to conclude that Amendment 97 as implemented is consistent with
the FMP as required by section 304 of the Magnuson-Stevens Act in light
of the issues raised by the commenters concerning adverse impacts to
the groundfish fisheries and fishery participants that could occur if
AFA vessels are used, and the current lack of record support
demonstrating that no impacts other than those described in the
analysis for Amendment 97 would occur if AFA vessels are used.
Therefore, NMFS has included in this final rule a provision at Sec.
679.4(o)(4)(i)(D) that prohibits the use of AFA vessels as Amendment 80
replacement vessels.
NMFS determined that the prohibition is an integral part of
Amendment 97 as adopted and recommended by the Council. Although the
Council did not specifically articulate the prohibition in its motion
for Amendment 97, the Council implicitly incorporated the prohibition
into its decision on Amendment 97. The Council based its motion for
Amendment 97 on the analysis and public comments presented to it. As
explained earlier, the analysis stated that AFA vessels could not be
used as Amendment 80 replacement vessels. That conclusion was not
challenged while the Council was considering Amendment 97. Given the
lack of any analysis, alternative or Council discussion on this issue,
it is difficult to conclude that the Council intended to permit the use
of AFA vessels as Amendment 80 replacement vessels. NMFS also
determined that a regulation implementing the Council's implicit
prohibition is necessary because the omission of such a prohibition
from the final rule implementing Amendment 97 could undermine the
intent of Amendment 97 as adopted by the Council. This final rule
establishes an application process by which NMFS approves Amendment 80
replacement vessels. Without a regulatory provision prohibiting the use
of AFA vessels as Amendment 80 replacement vessels, NMFS would have no
basis upon which to deny an application requesting that NMFS approve an
AFA vessel as an Amendment 80 replacement vessel, if the AFA vessel met
all the regulatory criteria for Amendment 80 vessel replacement.
Therefore, a regulation implementing the Council's implicit prohibition
on the use of AFA vessels as Amendment 80 replacement vessels in
Amendment 97 is needed. NMFS is authorized to include this prohibition
under section 305(d) of the Magnuson-Stevens Act (16 U.S.C. 1855(d)),
which states that NMFS has general responsibility to carry out any
fishery management plan or plan amendment approved by NMFS and that
NMFS may
[[Page 59856]]
promulgate such regulations in accordance with the Administrative
Procedure Act (APA) as may be necessary to discharge that
responsibility.
NMFS also determined that a regulatory prohibition on the use of
AFA vessels as Amendment 80 replacement vessels is reasonable and that
the protections the prohibition affords the Amendment 80 sector are
justified given the lack of analysis on the impacts that could occur if
AFA vessels are permitted to be used as Amendment 80 replacement
vessels and the concerns that exist at this time on adverse effects on
the fisheries and participants that could occur without a prohibition.
The analysis for Amendment 97 fully describes the anticipated impacts
of authorizing vessel replacement in the Amendment 80 sector with
vessels that are not AFA vessels, with an exception for the F/V Ocean
Peace which is both an AFA and an Amendment 80 vessel. However, the
analysis does not provide any information on the potential effects and
impacts of allowing AFA vessels to be used as Amendment 80 replacement
vessels on fishing operations in both the AFA and the Amendment 80
sectors. Without this analysis, NMFS does not have adequate information
on which to assess the potential impacts of the use of AFA vessels as
Amendment 80 replacement vessels, or the specific parameters under
which AFA vessels could be used as Amendment 80 replacement vessels.
NMFS currently lacks the necessary information and analysis
demonstrating that the use of AFA vessels as Amendment 80 replacement
vessels is consistent with the FMP and the Magnuson-Stevens Act.
Additionally, as summarized in Comments 5 and 6, some participants
in the Amendment 80 sector asserted that the use of AFA vessels would
have an adverse impact on their fishing operations. Although NMFS does
not yet have adequate information to determine the degree of these
impacts, the concerns expressed over the potential for AFA vessels to
be more competitive than other Amendment 80 vessels create
unanticipated and undesirable consolidation within the sectors, and
cause adverse disruption of fishing operations appear to have some
merit at this time. NMFS has determined that consolidation of the
Amendment 80 sector in excess of what the analysis prepared for
Amendment 97 anticipates could occur if AFA vessels are permitted to be
used as Amendment 80 replacement vessels. This unanticipated
consolidation has the potential to impact communities, crew, the
conservation and sustainability of fishery resources, the timing of the
fishery, and the value of the fishery in ways that ultimately may not
be consistent with the goals and objectives of the FMP. NMFS recognizes
that this final rule may indirectly impact vessel owners by limiting
the potential amount of consolidation and efficiency that may have been
possible through fleet consolidation in the absence of a prohibition.
However, given the agency's concerns and the information available at
this time, NMFS cannot conclude that the impacts resulting from the use
of AFA vessels as Amendment 80 replacement vessels would be consistent
with Amendment 97 and the FMP, as required by section 304 of the
Magnuson-Stevens Act.
NMFS also determined that the prohibition will not adversely affect
existing operations of AFA vessel owners. As noted in the analysis
prepared for this rule, no AFA vessels (other than the F/V Ocean Peace)
are active in the Amendment 80 sector. The prohibition will not affect
the F/V Ocean Peace. While the prohibition will limit potential future
operations of AFA vessels as Amendment 80 replacement vessels, AFA
vessel owners will be able to continue all existing fishing operations
unaffected by the prohibition. While some AFA vessels owners are
advocating for the use of AFA vessels as Amendment 80 replacement
vessels, NMFS has received no information through the public comments
received on Amendment 97 or the proposed rule that indicates any
Amendment 80 vessel owners are seeking to transfer their Amendment 80
QS to AFA vessel owners. The available public comment indicates that
such transfers are generally opposed by participants in the Amendment
80 sector. Therefore, it is unlikely that this prohibition will have a
foreseeable effect on potential future AFA vessel operations. Although
the prohibition only pertains to the use of AFA vessels as Amendment 80
replacement vessels, NMFS notes that this final rule does not prevent
AFA vessel owners from purchasing assets in the Amendment 80 fisheries,
including Amendment 80 QS and Amendment 80 vessels, which has been
possible since the Amendment 80 program was effective in 2008.
NMFS determined that including the prohibition on using AFA vessels
as Amendment 80 replacement vessels will not prevent either the
Amendment 80 or the AFA sectors from achieving the conservation and
management goals and objectives set forth in the FMP for these sectors.
The prohibition will not prevent the Amendment 80 sector from replacing
lost or aging vessels with safer, more efficient vessels. Although an
Amendment 80 vessel owner will not be able to use an AFA vessel as a
replacement vessel, this final rule allows the owner to use other non-
AFA vessels if the Amendment 80 vessel owner chooses not to invest in a
newly constructed vessel. AFA vessel owners will be able to prosecute
the fisheries in which they have been participating without change. As
mentioned earlier in this preamble, the inclusion of the prohibition
does not remove a harvest opportunity that the AFA sector was
benefitting from prior to this final rule. With an exception for the F/
V Ocean Peace, which is both an AFA and an Amendment 80 vessel, no AFA
vessel has been used in the Amendment 80 sector since Amendment 80 was
implemented. As for the Magnuson-Stevens Act, the Council articulated
how Amendment 97, without the use of AFA vessels as Amendment 80
replacement vessels, and this final rule are consistent with the
national standards and the other provisions of the MSA. NMFS concurred
in the Council's explanation in the agency's approval of Amendment 97
and issuance of this final rule.
NMFS has determined that the prohibition in this final rule is a
logical outgrowth of the proposed rule and is consistent with other
applicable laws. The preamble to the proposed rule for Amendment 97
explained that the proposed rule did not include a prohibition on the
use of AFA vessels as Amendment 80 replacement vessels, described
NMFS's view of the CRP, and invited the public to comment. The comments
received by NMFS on Amendment 97 and the proposed rule directly focus
on whether the final rule should or should not include a prohibition on
the use of AFA vessels as Amendment 80 replacement vessels and clearly
demonstrate that the affected public understood the effects of the
agency's proposed action. The affected public clearly understood that
in the proposed rule NMFS was asking for comments on whether AFA
vessels should be allowed or prohibited from being used as Amendment 80
replacement vessels and the public provided the agency with pertinent
information leading to the agency's decision to include a prohibition
on their use in the final rule.
NMFS also determined that the regulatory prohibition on the use of
AFA vessels as Amendment 80 replacement vessels in this final rule is
consistent with the CRP. NMFS stated in the proposed rule its view that
the
[[Page 59857]]
CRP does not prohibit the use of AFA vessels as Amendment 80
replacement vessels. At the same time, however, nothing in the CRP
requires the Council or NMFS to permit the use of AFA vessels as
Amendment 80 replacement vessels. The regulatory prohibition on the use
of AFA vessels as Amendment 80 replacement vessels, like other
Amendment 80 replacement vessel criteria concerning maximum vessel
length and U.S. Coast Guard safety requirements, does not prevent the
BSAI non-pollock groundfish catcher/processor subsectors from achieving
the purpose of the CRP, which is to reduce excess harvesting capacity
through the development of capacity reduction plans. The prohibition
does not prevent owners of AFA vessels from participating in BSAI non-
pollock groundfish fisheries as members of the AFA trawl catcher/
processor subsector or prevent the owners of AFA trawl catcher/
processor vessels from participating in a capacity reduction plan under
the CRP. The prohibition does not prevent Amendment 80 vessel owners
from replacing qualifying Amendment 80 vessels. Additionally, nothing
in the CRP overrides the Council's and NMFS's authority under the
Magnuson-Stevens Act to impose reasonable criteria consistent with the
Magnuson-Stevens Act and other applicable law to achieve the fishery
management goals and objectives of the FMP. Moreover, even if the
provisions of the CRP could be construed as requiring the use of AFA
vessels as Amendment 80 replacement vessels, section 303 of Public Law
111-348 states that ``Notwithstanding any other provision of law, the
Secretary of Commerce may promulgate regulations that allow for the
replacement or rebuilding of a vessel qualified under subsections
(a)(7) and (g)(1)(A) of section 219 of the [CRP].'' This provision,
passed into law after the CRP, authorizes NMFS to prohibit by
regulation the use of AFA vessels as Amendment 80 replacement vessels
even if the provisions of the CRP require it.
During the June 2012 Council meeting, NMFS consulted with the
Council, as required by section 304(b) of the Magnuson-Steven Act,
regarding the agency's intent to add a regulation to the final rule
implementing Amendment 97 that would prohibit AFA vessels from
participating as Amendment 80 replacement vessels. NMFS also urged the
Council to consider the issue of AFA vessels as Amendment 80
replacement vessels and develop a policy recommendation on the issue.
After receiving the agency's report, the Council received comment from
the public on the proposal to add a regulation to the final rule
prohibiting use of AFA vessels. Following receipt of public comment,
the Council discussed NMFS' approach and did not object to the
inclusion of the prohibition in the Amendment 97 final rule. Some
Council members stated that a prohibition was not included at the time
of Council final action on Amendment 97 because at that time the
Council understood the CRP precluded the use of AFA vessels as
Amendment 80 replacement vessels. In light of NMFS' request, the
Council recommended the development of a discussion paper that examines
the potential impacts of the use of AFA vessels as Amendment 80
replacement vessels. Specifically, the Council asked NMFS to provide
(1) rationale for the interpretation that the CRP does not prohibit an
AFA vessel from replacing an Amendment 80 vessel, (2) a general
discussion of policy considerations for allowing or not allowing
replacement of Amendment 80 vessels with AFA vessels and AFA vessels
with Amendment 80 vessels, (3) a discussion of compliance with the CRP
should an AFA vessel replace an Amendment 80 vessel, (4) a description
of the statutory requirements for replacement of an AFA vessel and
whether an Amendment 80 vessel could replace an AFA vessel, and (5) a
description of the purpose of sideboards in the AFA and if or how they
would apply to an AFA vessel that replaced an Amendment 80 vessel. This
discussion paper, currently scheduled to be presented to the Council at
its October 2012 meeting, could provide additional information for the
Council to recommend that the prohibition on the use of AFA vessels as
Amendment 80 replacement vessels as established in this final rule be
maintained, modified, or removed. Although NMFS has concluded that the
best available information currently supports a regulation that
prohibits AFA vessels from participating as Amendment 80 replacement
vessels, the Council could choose to act in the future to modify this
policy based on new information analyzed and reviewed by the Council at
that time.
Replacement Vessel Length Limits, Maximum Length Overall
This final rule limits the length overall (LOA) of Amendment 80
replacement vessels to 295 feet (89.9 m). As described in Section 2.4.5
of the analysis for this action, the average LOA on an Amendment 80 LLP
license is 168 feet (51.2 m). Under this action, the LOA of all
Amendment 80 vessels could increase up to 295 feet (89.9 m). The
Council determined that a vessel length limit of 295 feet (89.9 m) was
not likely to constrain the type of fishing operations possible on an
Amendment 80 replacement vessel, or the economic viability of a
replacement vessel (see Comments 4 through 7). The maximum vessel
length is intended to provide equal opportunity for each vessel owner
to increase or maintain vessel length, to improve the range of
processed products, and to increase hold capacity onboard the vessel.
The Council and NMFS recognize that in many cases vessel length is less
important for increasing harvest rates than for providing a large
enough vessel to provide adequate hold capacity and thereby increase
groundfish retention.
This final rule limits the length of replacement vessels to address
the potentially adverse competitive effects of new fishing capacity
entering the fishery relative to the existing fleet. As described in
detail in Section 2.5.5 of the analysis for this action, the length
restriction of 295 feet (89.9 m) for replacement vessels is intended to
limit overall harvesting capacity of the fleet by providing an upper
boundary on total fleet capacity and encourage general improvements in
harvesting capacity that any replacement vessel may provide over the
vessel being replaced. Similarly, replacement vessel length
restrictions are intended to reduce the potential for a race for fish
among Amendment 80 participants in the Amendment 80 limited access
fishery in concert with cooperative quota and sideboard restrictions.
As noted in Section 2.5.5.2 of the EA/RIR/IRFA for this action,
Amendment 80 vessels are constrained by quotas in most fisheries in the
BSAI and by sideboards limits in the GOA. These restrictions will
remain in place and will continue to constrain the fleet in most
fisheries.
Under the final rule, NMFS will modify the maximum LOA (MLOA) on
Amendment 80 LLP licenses to reflect the regulatory limit of 295 feet
(89.9 m) LOA for Amendment 80 vessels when an Amendment 80 LLP license
is transferred to a NMFS-approved Amendment 80 replacement vessel.
Under regulations at Sec. Sec. 679.4(o) and 679.7(i)(2), an Amendment
80 vessel is required to use an Amendment 80 LLP while fishing in the
BSAI or GOA. Section 2.4.5 of the analysis for this action identifies
the 28 LLP licenses that are currently assigned, or may be eligible to
be assigned, to Amendment 80 vessels. This final rule removes a
prohibition on using an Amendment 80 LLP license on a vessel that does
not
[[Page 59858]]
meet the original qualifying criteria and allows Amendment 80 LLP
licenses to be used on approved Amendment 80 replacement vessels. In
most cases, the MLOA on an Amendment 80 LLP license is below 295 feet
(89.9 m); therefore, NMFS will increase the MLOA on an Amendment 80 LLP
license when transferred to a NMFS-approved Amendment 80 replacement
vessel to ensure that the replacement vessel is not constrained by the
MLOA on an Amendment 80 LLP license. NMFS will not adjust the MLOA of
an Amendment 80 LLP license until it is transferred to a NMFS-approved
Amendment 80 replacement vessel.
Assignment of Amendment 80 Quota Share Permits
This final rule makes three modifications to existing regulations
concerning the assignment of Amendment 80 QS permits. First,
regulations at Sec. 679.90(e)(3) are revised to provide an Amendment
80 vessel owner with the choice of either assigning the Amendment 80 QS
permit to an Amendment 80 replacement vessel or permanently assigning
the Amendment 80 QS permit to the LLP license derived from the
originally qualifying vessel. Second, regulations at Sec.
679.7(o)(3)(iv) are revised to prohibit replaced or replacement vessels
from participating in an Amendment 80 fishery unless an Amendment 80 QS
permit is assigned to that vessel or to the LLP license naming that
vessel. Third, regulations at Sec. 679.4(o)(4) are added to allow all
persons holding an Amendment 80 QS permit to replace the vessel
associated with the Amendment 80 QS permit, including those Amendment
80 QS permits associated with Amendment 80 vessels that are permanently
ineligible to re-enter U.S. fisheries. Each of these modifications is
discussed in detail in the preamble to the proposed rule (see
ADDRESSES) and is summarized here.
This final rule provides Amendment 80 vessel owners with a choice
of either assigning the Amendment 80 QS permit to an Amendment 80
replacement vessel or permanently affixing the Amendment 80 QS permit
to the LLP license derived from the originally qualifying Amendment 80
vessel, as specified in Table 31 to part 679. Under this second option,
the holder of an Amendment 80 LLP/QS license could then assign the
license to a vessel authorized to participate in the Amendment 80
sector. Under existing regulations, the holder of an Amendment 80 QS
permit that has been assigned to an LLP license cannot uncouple the
permit and license at a later date. This final rule maintains the
existing practice of permanently affixing the Amendment 80 QS permit to
the LLP license.
Regulations implemented by this final rule allow multiple Amendment
80 QS permits or Amendment 80 LLP/QS licenses to be used on an
Amendment 80 replacement vessel. Therefore, one replacement vessel
could have several Amendment 80 QS permits assigned to that vessel in
any fishing year. A single vessel with greater hold capacity could
reduce travel times and operational costs associated with operating two
or more vessels.
The final rule addresses two situations where the owner of an
originally qualifying Amendment 80 vessel and the person holding the
Amendment 80 QS permit derived from that vessel differ. First, Sec.
679.7(o)(3)(iv) prohibits replaced or replacement vessels from
participating in an Amendment 80 fishery unless an Amendment 80 QS
permit is assigned to that vessel or to the LLP license naming that
vessel. This provision is intended to eliminate the risk that a person,
who is not linked to the Amendment 80 fishery other than through
holding title to a lost Amendment 80 vessel could replace that vessel
and enter the replacement vessel into the Amendment 80 limited access
fishery. In making this recommendation, the Council recognized that
vessel owners could have an incentive to enter a replacement vessel
into the Amendment 80 sector without having any underlying Amendment 80
QS permits being assigned to that vessel. Second, the final rule
contains regulatory provisions that require a vessel participating in
the Amendment 80 sector to have an Amendment 80 QS permit assigned to
that vessel or permanently assigned to the LLP license derived from the
original qualifying vessel. Without such regulation, a person holding
title to an originally qualifying Amendment 80 vessel, but not holding
QS, could replace that vessel and become active in the fishery, thereby
increasing the number of vessels qualified to participate in the
Amendment 80 sector. Not only would such a situation be inconsistent
with the CRP and the Court's decision, it would likely pose a risk of
increased competition for participants in the Amendment 80 limited
access fishery.
Finally, this final rule establishes regulations that allow a
person holding an Amendment 80 QS permit associated with an Amendment
80 vessel that is permanently ineligible to re-enter U.S. fisheries to
replace the vessel associated with its QS permit. This provision is
consistent with the CRP because the maximum number of vessels
participating in the Amendment 80 sector will not increase given that
the replaced vessel cannot re-enter U.S. fisheries. Under this final
rule, the person holding the Amendment 80 QS permit for such a vessel
is responsible for supplying NMFS with a U.S. Coast Guard or MARAD
determination of permanent ineligibility when applying to replace the
ineligible vessel.
Sideboard Limitations for Replaced Vessels
This action is intended to limit effort in non-Amendment 80
fisheries by Amendment 80 vessels not assigned to an Amendment 80 QS
permit or an Amendment 80 LLP/QS license, also referred to as replaced
Amendment 80 vessels. Therefore, this final rule establishes
restrictions on the ability of replaced Amendment 80 vessels to
participate in Federal groundfish fisheries within the BSAI and GOA.
NMFS will allocate a catch limit of zero metric tons in all BSAI and
GOA groundfish fisheries to any replaced Amendment 80 vessel. Catch
limits of zero metric tons will effectively prohibit these vessels from
conducting directed fishing for groundfish in the BSAI and GOA. The
Council and NMFS determined that assigning a catch limit of zero metric
tons to replaced Amendment 80 vessels was the most direct way to limit
participation by replaced vessels. These regulations are intended to
prevent replaced Amendment 80 vessels from increasing fishing effort in
non-catch share fisheries. Additionally, the Council and NMFS
determined that the potential for consolidation of capital among
longtime participants in groundfish fisheries might disadvantage or
have negative impacts on other participants in those fisheries. This
type of restriction on replaced Amendment 80 vessels is consistent with
measures contained in other limited access privilege programs in the
BSAI and GOA, such as the AFA (see the final rule implementing the AFA
at 67 FR 79692, December 30, 2002), the BSAI Crab Rationalization
Program (see the final rule implementing the BSAI Crab Rationalization
Program at 70 FR 10174, March 2, 2005), and the Central GOA Rockfish
Program (see the final rule implementing the Central GOA Rockfish
Program at 76 FR 81248, December 27, 2011). NMFS notes that Amendment
97 and this final rule will not restrict replaced Amendment 80 vessels
from participating in the BSAI and GOA fisheries as motherships,
Community Quota Entity floating processors, or stationary floating
processors that only
[[Page 59859]]
receive deliveries from other vessels for processing. Similarly, this
action will not restrict replaced Amendment 80 vessels from operating
in fisheries managed under the jurisdiction of other regional fishery
management councils.
Amendment 80 Sideboard Catch Limits and Replacement Vessels
Existing regulatory prohibitions and requirements for monitoring,
enforcement, permitting, and recordkeeping and reporting that apply to
all original Amendment 80 vessels will continue to apply to all
replacement vessels under this final rule. With an exception for the F/
V Golden Fleece, GOA groundfish and halibut prohibited species catch
(PSC) sideboard measures that apply to original Amendment 80 vessels
will continue to apply to replacement vessels. As noted in the
analysis, the Council intended that regulations implementing Amendment
97 extend these existing management measures and limitations to any
replacement vessel and treat a replacement vessel the same as the
original qualifying vessel being replaced. The regulations that apply
to Amendment 80 vessels are best described in the final rule
implementing Amendment 80 (September 14, 2007; 72 FR 52668).
Regulations implementing Amendment 97 continue to recognize the
special standing that the F/V Golden Fleece has under the Amendment 80
program. The Council and NMFS determined that the F/V Golden Fleece has
a unique harvest pattern in the GOA that warranted specific GOA
sideboard measures under Amendment 80, including an exemption from the
GOA halibut PSC sideboard limit established by regulations implementing
Amendment 80. These specific GOA sideboard measures enable the F/V
Golden Fleece to maintain its historic fishing patterns in certain GOA
groundfish fisheries. As described in Section 2.4.7 of EA/RIR/IRFA for
this action, the F/V Golden Fleece has maintained its historic fishing
patterns, including its halibut PSC rates, since implementation of
Amendment 80.
Under this final rule, any replacement vessel for the F/V Golden
Fleece that is less than or equal to the MLOA of the LLP license that
was originally assigned to the F/V Golden Fleece (124 feet, 37.8 m)
will receive the F/V Golden Fleece GOA groundfish sideboard limits and
the exemption from the GOA halibut PSC sideboard limit implemented
under Amendment 80. However, if the replacement vessel for the F/V
Golden Fleece is greater than 124 feet (37.8 m) LOA, then that
replacement vessel will be subject to the GOA groundfish and halibut
PSC sideboard limits that apply to other Amendment 80 vessels. Under
the latter scenario, the replacement vessel will not receive the
specific F/V Golden Fleece sideboard restrictions and exemptions and
GOA groundfish and halibut PSC use of the F/V Golden Fleece will be
added to the existing Amendment 80 GOA sideboards. Section 2.7.4.3 of
the analysis for this action describes the methods that NMFS will use
to modify GOA sideboard limits if the F/V Golden Fleece is replaced
with a vessel greater than 124 feet (37.8 m) LOA. By exempting the F/V
Golden Fleece from the Amendment 80 GOA groundfish and halibut PSC
sideboard limits, the Council and NMFS maintained the F/V Golden
Fleece's ability to continue to harvest its traditional amounts of GOA
flatfish protected from any adverse impacts resulting from other
Amendment 80 vessels that could choose to fish in the GOA and use
halibut PSC. As with other Amendment 80 replacement vessels, NMFS will
adjust the MLOA of the LLP license that was originally assigned to the
F/V Golden Fleece to 295 feet (89.9 m) for any vessel replacing the F/V
Golden Fleece.
Directed Fishing in GOA Flatfish Fisheries
Under this final rule, any vessel that replaces an Amendment 80
vessel that is eligible to conduct directed fishing for flatfish in the
GOA will be allowed to conduct directed fishing in the GOA flatfish
fisheries. There are eleven Amendment 80 vessels currently authorized
to conduct directed fishing in the GOA flatfish fisheries. The Council
and NMFS determined that there is no conservation or management issue
for GOA flatfish fisheries at this time; therefore, eligible Amendment
80 vessel owners should not have to choose between vessel safety
improvements and the ability to continue to harvest GOA flatfish. The
Council and NMFS recognize the potential for fishing effort to move
from the Amendment 80 fisheries to the GOA flatfish fisheries. However,
NMFS and the Council do not anticipate a rapid increase in fishing
effort in these fisheries due to the impact of replacement vessels and
could address the issue at a later date should a conservation or
management problem be predicted.
Safety Requirements
The Council and NMFS have long sought to improve safety-at-sea and
have recognized the safety concerns within the Amendment 80 fleet.
Since 2000, vessel losses and individual fatalities have made the
Amendment 80 fleet one of the highest-risk Federal fisheries within the
jurisdiction of the Council. The U.S. Coast Guard considers the
catcher/processor vessels currently participating in the Amendment 80
sector as high risk primarily due to the age of the vessels, the areas
in which they operate, the large number of crew they carry, and their
relatively high incidence of marine casualty history.
Under current law, any fish processing vessel that is built or
undergoes a major conversion after July 27, 1990, is required by 46
U.S.C. 4503 to meet all survey and classification requirements
prescribed by the American Bureau of Shipping or another similarly
qualified classification society. A classification society is a non-
governmental organization that establishes and maintains technical
standards and rules for the construction (hull, machinery, and other
vital systems) and operation of ships and offshore structures. The
classification society will also validate that construction is
completed according to these standards and will carry out regular
surveys to ensure continued compliance with the standards. Similarly,
all vessels 79 feet or greater that are built or converted for use as a
fish processing vessel after January 1, 1983, are required by 46 U.S.C.
5102 to have a load line. A load line establishes the maximum draft of
the ship and the legal limit to which a ship may be loaded for specific
water types and temperatures. A load line is intended to ensure that a
ship has sufficient freeboard so that the vessel has the necessary
stability to operate safely.
The vast majority of the vessels currently used in the Amendment 80
sector are not load lined or classed. Due to a variety of concerns,
classification societies have not recently classed or load lined
vessels greater than 20 years old, and do not appear likely to do so in
the foreseeable future. The average age of an Amendment 80 vessel is 32
years, and 22 of the 24 Amendment 80 vessels currently used in the
Amendment 80 sector cannot meet the requirements of class and load line
because of the age of the vessel. Based on this limitation, the U.S.
Coast Guard and owners of Amendment 80 vessels collaborated to develop
an alternative program to address the safety risks of this fleet. This
collaborative effort is known as the Alternative Compliance and Safety
Agreement (ACSA) program. Program development began in June 2005, and
implementation was achieved between June 2006 and January 2009. The
ACSA program is designed to achieve numerous safety, economic, and
[[Page 59860]]
fishery management goals, both directly and indirectly.
While the U.S. Coast Guard and Amendment 80 vessel owners have seen
significant improvements in vessel safety as a result of the ACSA
program, there are limitations to its long-term effectiveness for the
Amendment 80 fleet. The Council and NMFS recognize that no Amendment 80
vessels were constructed to meet the requirements of class and load
line; therefore, there are some inherent limitations in achieving a
total safety equivalency. Moreover, the National Transportation and
Safety Board's (NTSB) investigation into the sinking of the F/V Alaska
Ranger found that ``while the NTSB finds that ACSA has improved the
safety of the vessels enrolled in the program, the effectiveness of
ACSA is limited because it is a voluntary program.'' Another key
limitation to the ACSA program is vessel age. The average age of an
Amendment 80 vessel is 32 years. U.S. Coast Guard marine inspectors in
charge of implementing the ACSA program continue to express serious
concern over the material condition of this aging fleet, in part
because some studies have shown that an increase in vessel age
increases the probability of a total loss due to a collision, fire/
explosion, material/equipment failure, capsizing, or sinking.
NMFS and the Council note that newly constructed fish processing
vessels have to meet the full suite of modern safety standards--
including all construction, stability, and manning requirements--
intended to ensure such a vessel is inherently safer. Any newly
constructed Amendment 80 replacement vessel will be required to be
classed and load lined.
This final rule requires an Amendment 80 vessel owner applying to
NMFS to replace a vessel with a newly built or recently converted
vessel to submit documentation demonstrating that the replacement
vessel meets U.S. Coast Guard requirements applicable to processing
vessels operating in the Amendment 80 sector or, if unable to meet
these requirements and the vessel is currently eligible to participate
in the Amendment 80 sector, demonstrate that the vessel is enrolled in
the ACSA program. These provisions are intended to improve safety at
sea by requiring Amendment 80 replacement vessels to meet safety
requirements established for fishing vessels in recent years. The
Council and NMFS recognize that it will likely take decades for all
Amendment 80 vessels to receive safety upgrades; however, the
management measures in this rule that require safety certifications
will promote long-term safety improvements for the Amendment 80 fleet.
Amendment 80 Replacement Vessel Applications
The final rule adds regulations at Sec. 679.4(o)(4)(ii) to
establish the process for eligible participants to request that a
vessel be approved as an Amendment 80 replacement vessel. This final
rule requires all eligible participants to submit a completed
application before NMFS will approve a replacement vessel for use in
the Amendment 80 fisheries. For NMFS to consider an application for
approval, the applicant must identify the Amendment 80 vessel being
replaced, identify the replacement vessel, and provide documentation
demonstrating that the replacement vessel is classed and load lined or,
if incapable of being classed and load lined, that the vessel is
enrolled in the ACSA Program.
Section Sec. 679.4(o)(4)(i)(B) of this final rule requires that
Amendment 80 replacement vessels be built in the United States, and if
ever rebuilt, rebuilt in the United States. The applicant must provide
documentation with an application to NMFS demonstrating that the
replacement vessel was built, or rebuilt, in the United States. NMFS
proposed this regulation for Amendment 80 replacement vessels because
it is consistent with current vessel replacement regulations for trawl
C/Ps participating in the AFA C/P subsector (see Sec.
679.4(l)(7)(i)(B)). As noted in Section 2.4.6.2 of the EA/RIR/FRFA
prepared for this action, the requirement that vessels be built or
rebuilt in the United States was applicable law for other trawl
catcher/processors (i.e., AFA C/Ps) operating in the Bering Sea at the
time the Council took final action on Amendment 97. NMFS also proposed
this regulation because Section 2.4.9.2 the analysis for Amendment 97
indicates that Amendment 80 vessels owners will be primarily focused on
new vessel construction if an owner wants to substantially improve the
size, horsepower, tonnage, processing capacity, fuel consumption,
handling, or safety components of an Amendment 80 vessel and be able to
undertake higher value added processing operations, such as filleting
or surimi. Generally, statutes governing vessel construction have
required that new vessels be built, or rebuilt, in the United States
(e.g., 46 U.S.C. 12102(a), 12151(b)). NMFS determined that this
requirement is consistent with the Magnuson-Stevens Act and other
applicable law.
The applicant must sign and date an affidavit affirming that all
information provided on the application is true, correct, and complete
to the best of his or her knowledge and belief. In addition, an
applicant holding an Amendment 80 QS permit for a vessel that has been
lost at sea or is otherwise permanently ineligible to participate in
Amendment 80 fisheries and who applies to replace that vessel must
provide evidence to NMFS that ineligibility has been established
through a U.S. Coast Guard or MARAD determination. Written
documentation must be provided to establish that an ineligible vessel
cannot reenter the fishery and that the replacement vessel should be
permitted to replace the ineligible vessel.
If NMFS receives a completed application in conformance with
regulations at Sec. 679.4(o)(4)(ii), NMFS will process that
application as soon as possible. Once a complete application is
received by NMFS, the Regional Administrator will approve a vessel that
is eligible to participate in Federal fisheries as an Amendment 80
replacement vessel provided that:
The replacement vessel does not exceed 295 feet (89.9 m)
LOA;
The replacement vessel was built in the United States and,
if ever rebuilt, rebuilt in the United States;
The replacement vessel is not a permitted AFA vessel;
The replacement vessel is classed and load lined or, if
the vessel cannot be classed and load lined, the vessel is enrolled in
the U.S. Coast Guard ACSA program;
Only one replacement vessel is named as a replacement for
any one replaced vessel at a given time; and
The replacement vessel is not otherwise prohibited from
participation.
Based on experience with similar actions, NMFS would likely
complete the review of an application within 10 calendar days.
Applicants should consider the potential time lag between submission of
a completed application and the effective date of NMFS' approval of an
Amendment 80 replacement vessel. A list of NMFS-approved Amendment 80
vessels, including replacement vessels, will be publicly available at
the NMFS Web site at https://alaskafisheries.noaa.gov.
The evaluation of an application for an Amendment 80 replacement
vessel will require a decision-making process subject to administrative
appeal. Applications not meeting the requirements will not be approved.
If NMFS denies an application, NMFS will issue an initial
administrative determination (IAD) that indicates the deficiencies in
the information or evidence submitted in support of the
[[Page 59861]]
application and provides information on how an applicant could appeal
the IAD. NMFS will use the appeals process described under Sec. 679.43
for administratively adjudicating Amendment 80 vessel replacement
decisions. However, rather than appealing an application that is
denied, eligible contract signatories also could reapply to NMFS at any
time. The process for replacing vessels under Amendment 97 is designed
to be flexible and includes no deadlines for submission or limit on the
number of times applications can be submitted to NMFS.
Amendment 80 QS Transfer Application
In order to implement Amendment 97, NMFS modifies regulations at
Sec. 679.90(d), (e), and (f) regarding the allocation, use, and
transfer of Amendment 80 QS permits. Specifically, NMFS adds provisions
to the Application to Transfer Amendment 80 QS Permit that allow
Amendment 80 QS permit holders to transfer an Amendment 80 QS permit to
an Amendment 80 replacement vessel, transfer an Amendment 80 QS permit
to a new person, transfer an Amendment 80 QS permit to the Amendment 80
LLP license assigned to the originally qualifying Amendment 80 vessel
as noted in Table 31 to part 679, or transfer an Amendment 80 QS permit
affixed to an Amendment 80 LLP/QS license to an Amendment 80
replacement vessel. In order to transfer an Amendment 80 QS permit to
another person, to a vessel approved as an Amendment 80 replacement
vessel, or to an Amendment 80 LLP license defined in Table 31 to part
679, a person must submit an application to transfer an Amendment 80 QS
permit that is approved by NMFS under the regulatory provisions at
Sec. 679.90(f). A person holding an Amendment 80 LLP/QS license will
be able to transfer that Amendment 80 LLP/QS license to another person
under the provisions of Sec. 679.4(k)(7).
United States Maritime Administration (MARAD) Vessel Documentation
In order to participate in a U.S. fishery, a vessel must obtain a
certificate of documentation with a fishery endorsement either from the
U.S. Coast Guard or MARAD (see, e.g., 46 U.S.C. 12102(a), 12113(b)(1),
and 12151(b)). Vessels greater than 100 feet (30.5 m) LOA must receive
this documentation through MARAD. Federal law prohibits larger vessels
from obtaining a fishery endorsement unless specific conditions are
met. These prohibitions are currently codified at 46 U.S.C. 12113(d).
Unless an exemption applies, a vessel is not eligible for a fishery
endorsement if it is greater than 165 feet (50.3 m) in registered
length; is more than 750 gross registered tons (as measured pursuant to
46 U.S.C. Chapter 145) or 1,900 gross registered tons (as measured
pursuant to 46 U.S.C. Chapter 143); or possesses a main propulsion
engine or engines rated to produce a total of more than 3,000 shaft
horsepower, excluding auxiliary engines for hydraulic power, electrical
generation, bow or stern thrusters, or similar purposes. One exemption
states that a vessel that is prohibited from receiving a fishery
endorsement because it exceeds one or more of the three size limits
will be eligible for a fishery endorsement if the owner of such vessel
demonstrates to MARAD that the regional fishery management council of
jurisdiction established under section 302(a)(1) of the Magnuson-
Stevens Act has recommended after October 21, 1998, and the Secretary
has approved, conservation and management measures to allow such vessel
to be used in fisheries under such council's authority.
This action permits an Amendment 80 vessel to be longer than 165
feet (50.3 m) registered length and have greater tonnage and horsepower
than would otherwise be permitted by 46 U.S.C. 12113(d) and the MARAD
regulations. The Secretary approved Amendment 97 on June 6, 2012, and
issues this final rule to implement Amendment 97; therefore, the
Secretary has approved conservation and management measures that permit
an Amendment 80 replacement vessel to exceed the specific length,
tonnage, and horsepower limits specified at 46 U.S.C. 12113(d).
Secretarial approval of Amendment 97 and publication of implementing
regulations is intended to provide MARAD with a clear indication that
the Council and NMFS have recommended that Amendment 80 replacement
vessels meeting or exceeding the specific length, tonnage, or
horsepower limits set forth at 46 U.S.C. 12133(d)(1) are eligible to
receive a fishery endorsement consistent with 46 U.S.C. 12113(d)(2)(B)
and MARAD regulations at 46 CFR 356.47(c). NMFS will provide MARAD with
notification of the publication of this rule to document the
Secretary's approval of measures that permit Amendment 80 replacement
vessels to exceed these limits.
Changes From the Proposed Rule
As noted earlier in the preamble, the final rule has one
substantive change to the regulatory text from the proposed rule (April
4, 2012; 77 FR 20339). The final rule adds a regulatory provision at
Sec. 679.4(o)(4)(i) that prohibits the use of AFA vessels as Amendment
80 replacement vessels. A complete explanation of the provision and
NMFS's rationale for its inclusion is provided earlier in the preamble
and also in the responses to comments below.
In addition, NMFS identified four minor errors in the proposed
regulatory text that require clarification from proposed to final rule.
First, the final rule revises proposed regulatory text for Sec. Sec.
679.4(o)(4)(ii) and 679.90(f) by replacing the phrase ``with all
applicable fields accurately completed'' with the more precise phrase
``with all required fields accurately completed.'' Second, the final
rule revises proposed regulatory text for Sec. 679.7(o)(3)(iv) by
removing the words ``A vessel to fish'' at the beginning of the
prohibition and replacing them with the word ``Fish'' to make the
prohibition more precise and grammatically correct. Third, the final
rule revises proposed regulatory text for Sec. 679.90(e)(3)(i) by
replacing the phrase ``or to a vessel approved as an Amendment 80
replacement vessel approved by NMFS'' with the more precise phrase ``or
to a vessel approved by NMFS as an Amendment 80 replacement vessel.''
Fourth, proposed regulatory text for Sec. 679.92(c)(2)(ii)
inadvertently referred to ``column A or Table 39'' when the proposed
regulatory text should have read ``column A of Table 39.'' This final
rule replaces the word ``or'' with ``of'' for this reference in Sec.
679.92(c)(2)(ii).
Comments and Responses
NMFS received 15 comment letters containing 13 unique comments
during the public comment periods on the Notice of Availability for
Amendment 97 and the proposed rule to implement Amendment 97. Of the 11
unique individuals who commented, 10 are representatives of the fishing
industry and one is a member of the general public. A summary of the
comments received, grouped by subject matter, and NMFS' responses
follow.
General Comments
Comment 1: Most commenters expressed general support for Amendment
97 and the proposed rule.
Response: NMFS acknowledges this comment.
Comment 2: One commenter expressed general dissatisfaction with
fishery management policy and suggested that Amendment 80 vessels
should not be permitted to be replaced. Instead, the commenter
suggested that NMFS should reduce the number of vessels in the
Amendment 80 fleet and
[[Page 59862]]
require existing vessels meet modern safety standards.
Response: No changes have been made to the proposed rule in
response to this comment. The Council considered and rejected an
alternative that would prevent Amendment 80 vessels from being
replaced. As described in Section 2.5.1 of the analysis for this
action, the Council considered Alternative 1a, the No Action
alternative. This alternative directly contravenes the CRP and the
court's order in Arctic Sole Seafoods v. Gutierrez, is inconsistent
with the Council's and NMFS' past practice of allowing replacement
vessels in catch share programs, including NMFS' authorization of a
replacement vessel for the originally qualifying Amendment 80 vessel F/
V Arctic Rose, and creates an untenable disagreement between Amendment
97 as approved by NMFS and implementing regulations. The court in
Arctic Sole Seafoods v. Gutierrez held that the owner of an originally
qualifying Amendment 80 vessel may ``replace a lost qualifying vessel
with a single substitute vessel.'' Without a way to replace vessels,
there would be a slow reduction of the Amendment 80 fleet through
attrition. In addition, Alternative 1a was rejected because it would
fail to meet the specific recommendation of the National Transportation
Safety Board (NTSB) made following the sinking of the FV Alaska Ranger.
After that accident, the NTSB recommended that NMFS establish clear
regulatory provisions that allow vessel replacement for reasons other
than loss.
Had the Council recommended Alternative 1a, Amendment 80 vessel
owners would need to maintain and update originally qualifying vessels.
As noted in section 2.4.9.1 of the analysis for this action and
summarized in response to Comment 11, the age of the current fleet
would prevent even rebuilt vessels (i.e. vessels undergoing a major
conversion) from being classed and load lined. The Council recommended
the preferred alternative, in part, to encourage replacement of
existing vessels with newly constructed vessels that must meet all
applicable safety laws and could increase the wholesale value of
fishery products through the use of value-added processing forms. Newer
vessels are likely to incorporate safer designs and more advanced
safety measures. In addition, new vessels can be designed to meet
contemporary international class and load line requirements that would
allow vessel operators to retain more products than they currently can
under the U.S. Coast Guard's ACSA program, thereby improving the
retention and utilization of groundfish.
Comment 3: Most commenters urged NMFS to implement Amendment 97 in
an expedited manner and suggested that the delayed Secretarial review
of Amendment 97 and its implementing regulations has surpassed a
reasonable standard.
Response: NMFS is aware that there is significant interest within
the Amendment 80 sector to begin the process of replacing aging vessels
and that publication of a final rule implementing Amendment 97 is
needed to provide regulatory certainty to Amendment 80 vessel owners.
NMFS has many competing projects and worked expeditiously to begin
Secretarial review of Amendment 97. NMFS directed limited resources
away from other high priority projects to expedite the implementation
of this action. NMFS periodically informed the public and the Council
of the status of the development of the proposed and final rules and
other competing projects. Although the Council did not specifically
request prioritization of this action relative to other NMFS projects,
NMFS did respond to requests for additional information on a timely
basis and considered comments from the public and individual Council
members when establishing priorities. NMFS disagrees with any
characterization by the commenter that NMFS purposefully delayed
Secretarial review of Amendment 97 and its implementing regulations.
Use of AFA Vessels as Amendment 80 Vessels
Comment 4: The final rule should clarify that AFA vessels can be
used as Amendment 80 vessels. The preamble to the proposed rule
suggests that only two types of vessels may serve as Amendment 80
replacement vessels--vessels currently eligible to participate in
Amendment 80 fisheries and newly constructed vessels. The use of AFA
vessels as replacement vessels in the Amendment 80 fleet is consistent
with the goals of the CRP and is consistent with the Council's goals of
improved vessel safety and increased retention and utilization of
groundfish by the Amendment 80 fleet. For some participants in the
Amendment 80 fleet, AFA catcher/processors may be the only practicable
means to those ends.
Response: NMFS declines to modify the final rule as the commenter
requests. Contrary to the clarification the commenter requests, this
final rule prohibits the use of AFA vessels as Amendment 80 replacement
vessels. For reasons provided earlier in the preamble, NMFS determined
that such a prohibition is necessary to carry out management of the
fisheries in the BSAI consistent with the Council's expectations at the
time the Council took final action on Amendment 97 and is reasonable
given the information available at this time concerning the potential
adverse impacts that could occur within the fishery if AFA vessels are
permitted to be used as replacement vessels.
At the June 2012 Council meeting in Kodiak, AK, NFMS consulted with
the Council about the agency's intent to include a provision
prohibiting the use of AFA vessels as Amendment 80 replacement vessels
in the final rule for Amendment 97. After receiving NMFS's report and
listening to public comments on the report, the Council requested the
development of a discussion paper analyzing the potential impacts of
the prohibition on AFA vessels participating as Amendment 80
replacement vessels and the potential impacts of allowing AFA vessels
to participate as Amendment 80 replacement vessels. A more detailed
description of the discussion paper requested by the Council is
provided earlier in this preamble. The Council noted that it was
appropriate to have a better understanding of the issues before it
considered establishing a policy. As explained earlier, while its is
NMFS's view that the CRP does not prohibit use of AFA vessels as
Amendment 80 replacement vessels, the goals and purpose of the CRP are
not impeded by a prohibition on the use of AFA vessels as Amendment 80
replacement vessels. NMFS expects that the Council, as it considers the
use of AFA vessel as Amendment 80 replacement vessels, will receive
information on whether the use of AFA vessels as Amendment 80
replacement vessels is consistent with the goals of the FMP and the
Magnuson-Stevens Act, and is a practicable way to achieve those goals.
NMFS disagrees with the commenter that the proposed rule suggested
that only two types of vessels may serve as Amendment 80 replacement
vessels. The proposed rule clearly articulated the criteria that would
have to be satisfied for a vessel to be approved as an Amendment 80
replacement vessel and none of these criteria require the replacement
vessel to be only a newly constructed vessel or a currently
participating Amendment 80 vessel. The proposed rule acknowledged that
Amendment 80 vessels owners would likely prefer newly constructed
vessels over existing vessels and that newly constructed vessels would
likely meet the regulatory criterion that Amendment
[[Page 59863]]
80 replacement vessels be compliant with U.S. Coast Guard safety
requirements. Additionally, the proposed rule explained that a
currently participating Amendment 80 vessel could be used as an
Amendment 80 replacement vessel as long as the vessel meets the
criteria, including the criterion for compliance with U.S. Coast Guard
safety requirements or is enrolled in the ACSA program. Although this
final rule adds another eligibility criterion for Amendment 80
replacement vessels, the final rule does not limit the universe of
eligible Amendment 80 replacement vessels to only currently
participating Amendment 80 vessels and newly constructed vessels.
Comment 5: The final rule for this action should clarify that AFA
vessels are not eligible to replace Amendment 80 vessels. By allowing
AFA vessels to replace Amendment 80 vessels, NMFS risks investments
that fishery participants have made in new vessel construction, hyper-
fleet consolidation, excessive shares in these fisheries, and the
encroachment of AFA participants in non-AFA fisheries. None of these
potential impacts were analyzed or considered as part of this action.
NMFS should return to its previous longstanding policy of a clear
distinction between the AFA and non-AFA vessel sectors in order to
protect status quo management of groundfish in the North Pacific.
The intent of Amendment 97 has always been to allow the Amendment
80 sector to replace vessels, not to facilitate AFA entry into the
Amendment 80 sector or to disrupt existing fisheries management in the
North Pacific. NMFS inaccurately assumes that the lack of an
alternative recommending that NMFS prohibit AFA vessels from replacing
Amendment 80 vessels is a tacit endorsement by the Council of this
drastic policy change. The analysis before the Council at the time of
final action clearly described NMFS' longstanding policy that AFA
catcher/processors would be ineligible to fish as non-AFA trawl
catcher/processors and could not replace Amendment 80 vessels. None of
the alternatives before the Council included a scenario where AFA
vessels could be used as Amendment 80 replacement vessels; therefore,
the Council could not have understood the economic implications of this
policy change. Furthermore, the public was not provided adequate time
to comment on the use of AFA vessels as replacement vessels.
Moreover, allowing AFA vessels to be used as Amendment 80
replacement vessels is controversial, illegal, and contrary to the
Court Rulings and Federal statutes that govern the AFA and Amendment 80
fleets (see Arctic Sole Seafoods Inc. v. Gutierrez ; Oceana v. Evans,
2005; Fishermen Finest v. Locke, 2010; Oceana v. Locke, 2011; Pub. L.
111-281; and Pub. L. 111-348). The CRP clearly prohibits AFA vessels
from participating in the Amendment 80 fleet (Pub. L. 108-447).
Similarly, Congress made it clear that the participants in the AFA
fleet relinquished all rights to participate in other BSAI sectors in
exchange for its monopoly in the pollock fishery (see AFA sections 208
and 211). Congress has consistently demonstrated that AFA and non-AFA
sectors are mutually exclusive. NMFS lacks the authority to change
statutory intent; such a change would require Congressional action (see
16 U.S.C. 1854(a)(3) and (b)). Furthermore, any attempt by NMFS to
create a rule outside of the rulemaking process (i.e., through preamble
text only) is invalid under provisions of the APA (see 5 U.S.C.
706(2)(A) and (C)).
Response: NMFS has included a provision in this final rule that
prohibits the use of AFA vessels as Amendment 80 replacement vessels at
Sec. 679.4(o)(4)(i). For reasons explained earlier, NMFS determined
that at this time, a provision prohibiting the use of AFA vessels as
Amendment 80 replacement vessels is necessary to achieve the goals and
objectives of Amendment 97 and the FMP and is consistent with the
Magnuson-Stevens Act and applicable law.
NMFS disagrees with the commenter's assumption that NMFS
interpreted the absence of an alternative containing a prohibition on
the use of AFA vessels as Amendment 80 vessels in the Council's motion
for Amendment 97 as the Council's ``tacit endorsement'' of their use as
Amendment 80 replacement vessels. In the preamble of the proposed rule,
NMFS acknowledged that its view of the CRP had changed from that
provided to the Council and that the Council's motion did not contain a
specific prohibition on the use of AFA vessels as Amendment 80
replacement vessels. NMFS did not state that the combination of these
two factors led NMFS to assume that the Council endorsed the use of AFA
vessels as Amendment 80 replacement vessels. NMFS was fully aware of
the impact its new understanding of the CRP had on the Council's
decision on Amendment 97 and highlighted the issue in order to solicit
public comment on the matter.
Although not a basis for the final rule's prohibition on use of AFA
vessels, NMFS will respond to the commenter's assertion that the CRP
clearly prohibits AFA vessels from participating in the Amendment 80
sector. Section 219(a)(7) of the CRP as interpreted by the court sets
forth the criteria that an owner of a vessel must meet to originally
qualify for participation in the Amendment 80 sector. When the original
qualification criteria at section 219(a)(7) have been met, the owner of
a qualifying vessel may replace that vessel with a vessel that does not
meet all the original qualification criteria. As explained above, the
court interpreted the CRP as limiting the universe of owners eligible
to participate in the BSAI non-pollock groundfish fishery. It
accomplished this objective by limiting eligibility to a person who
owns a particular type of vessel with a particular catch history and
who has a particular license. However, a person who owns an eligible
vessel is no longer bound by the statutory criteria when replacing that
vessel. As the court noted, nothing in the CRP indicates that Congress
was concerned with which particular vessels are used in the BSAI non-
pollock groundfish fishery. Therefore, the owner of a non-AFA trawl
catcher/processor vessel must satisfy the criteria specified in section
219(a)(7) of the CRP to originally qualify for the non-AFA trawl
catcher/processor subsector and the Amendment 80 sector, but the owner
of such a vessel may replace it with a vessel that might not meet the
original qualifying criteria of the CRP but is otherwise eligible to
participate in the BSAI non-pollock groundfish fishery.
As NMFS stated in the preamble in the proposed rule, its view is
that nothing in the CRP or the court's decision supports an
interpretation that the criterion at section 219(a)(7)(A), which
excludes AFA trawl catcher/processors from the universe of originally
qualifying Amendment 80 vessels, should extend to an Amendment 80
replacement vessel. The purpose of the CRP is to promote sustainable
fisheries management through the removal of excess harvesting capacity
from the catcher/processor sector of the non-pollock groundfish
fishery. The use of an AFA vessel as an Amendment 80 replacement vessel
does not undermine this purpose. The owner of a vessel that is both an
AFA vessel and an Amendment 80 replacement vessel could still
participate in a capacity reduction plan developed by one or more of
the subsectors in which the owner is a member. Additionally, the owner
of a vessel that is both an AFA
[[Page 59864]]
vessel and an Amendment 80 replacement vessel would continue to be a
member of a catcher/processor subsector, and therefore eligible to
participate in the BSAI non-pollock groundfish fishery. Also, the use
of an AFA vessel as an Amendment 80 vessel would not increase the
harvesting capacity of either the AFA or the Amendment 80 sectors.
Generally, if AFA vessels were used as Amendment 80 replacement
vessels, NMFS expects the total harvesting capacity in the BSAI
catcher/processor sector would decrease rather than increase as AFA
vessels replace Amendment 80 vessels and the replaced Amendment 80
vessel is removed from participation in BSAI and GOA groundfish
fisheries. This overall reduction in harvesting capacity would be
consistent with the goals of the CRP. For these reasons, the agency's
view is that the CRP does not prohibit the use of an AFA vessel as an
Amendment 80 replacement vessel.
NMFS agrees that existing AFA regulatory provisions, such as
sideboards, implemented by the Council and NMFS under section 211 of
the AFA and the Magnuson-Stevens Act severely limit or possibly prevent
the use of AFA vessels as Amendment 80 replacement vessels. However, as
explained in the proposed rule preamble, section 213(c) of the AFA
provides the Council and NMFS with the authority to supersede certain
provisions of the AFA, such as sideboards, to mitigate adverse effects
caused by the AFA. NMFS also acknowledges that section 211(a) of the
AFA states that the Council shall recommend for approval by NMFS those
conservation and management measures it determines necessary to protect
other fisheries under its jurisdiction and the participants in those
fisheries from adverse impacts caused by the AFA or fishery
cooperatives in the directed pollock fishery. NMFS has determined, as
explained earlier, that it has the authority under the Magnuson-Stevens
Act and other law to implement with this final rule a provision
prohibiting the use of AFA vessels as Amendment 80 vessels and that
such a prohibition is necessary and consistent with Amendment 97, the
FMP, and the Magnuson-Stevens Act at this time. As described in the
response to Comment 4, the Council has requested a discussion paper
analyzing the potential impacts of the prohibition on AFA vessels
participating as Amendment 80 replacement vessels and the potential
impacts of allowing AFA vessels to participate as Amendment 80
replacement vessels. After receiving the information provided in this
discussion paper and other information presented to it through public
testimony, the Council could choose not to take any action and AFA
vessels will be prohibited from use as Amendment 80 replacement
vessels, or the Council could initiate an analysis to consider the
status quo prohibition and options to allow the use of AFA vessels as
Amendment 80 replacement vessels.
NMFS disagrees with the commenter's statements that the agency has
a longstanding policy prohibiting the use of AFA vessels as Amendment
80 replacement vessels. In 2007, NMFS had initially interpreted the CRP
as prohibiting the replacement of vessels that originally qualified for
the Amendment 80 sector under the criteria established by the CRP with
a vessel that did not meet the CRP's criteria. NMFS determined that it
had no discretion under the CRP to permit vessel replacement with non-
qualifying vessels. The court in Arctic Sole Seafoods disagreed with
NMFS's interpretation, finding the statutory language of the CRP
ambiguous on the ability to replace qualifying vessels with non-
qualifying vessels, and finding NMFS' prohibition on replacement with
non-qualifying vessels arbitrary and capricious. Shortly after
receiving the court's decision in Arctic Sole Seafoods, NMFS expressed
its view that the statutory language of the CRP prohibited the use of
AFA vessels as Amendment 80 replacement vessels. This interpretation
removed the ability of the Council and agency to exercise their
discretionary authority under the Magnuson-Stevens Act to permit or
prohibit the use of AFA vessels as Amendment 80 replacement vessels. As
explained earlier, NMFS re-examined this interpretation and in the
proposed rule expressed its view that the CRP as interpreted by case
law did not prohibit the use of AFA vessels. With this final rule, NMFS
is implementing a policy decision to prohibit the use of AFA vessels as
Amendment 80 replacement vessels for reasons provided earlier in this
preamble.
Finally, the commenter objects to what it perceives as NMFS's
attempt to implement a statutorily prohibited measure (i.e., permission
to use AFA vessels as Amendment 80 replacement vessels) through a
statement in the proposed rule preamble rather than as a proposed
regulation, in violation of the Administrative Procedure Act. Although
NMFS disagrees with the commenter's characterization of the proposed
rule preamble and law, NMFS believes that the commenter's concern has
been addressed with the implementation of a regulation that prohibits
the use of AFA vessels as Amendment 80 vessels in this final rule.
Proposed Catch Limits and Sideboards
Comment 6: The AFA and non-AFA sectors operate under separate,
distinct rules and requirements. When compared, it is obvious that one
vessel cannot simultaneously satisfy conflicting statutory and
regulatory requirements, such as AFA section 211 sideboards,
requirements to hold Amendment 80 quota share, AFA and Amendment 80
sector GOA sideboards and PSC limits, and Amendment 85 Pacific cod
allocations between non-AFA and AFA subsectors.
Amendment 97 was not intended to be a vehicle to reconsider
longstanding sideboard provisions applicable to the AFA and Amendment
80 sectors. NMFS should not encourage the Council to reconsider sector
qualifications, allocations, sideboards, harvest limits, and other
operational restrictions in order to facilitate AFA vessels entering
into the non-AFA sector. Such a regulatory change would be counter-
productive for Amendment 80 vessel replacement and would destabilize
status quo management of groundfish fisheries in the North Pacific.
Response: As explained earlier in the preamble, this final rule
prohibits the use of AFA vessels as Amendment 80 replacement vessels.
Therefore, the basis for the commenter's concerns as to whether AFA
vessels could be used effectively as Amendment 80 replacement vessels
(given all of the harvest requirements and restrictions highlighted by
the commenter) has been removed.
NMFS disagrees with the commenter's suggestion that NMFS should not
engage the Council on the issues surrounding the eligibility of AFA
vessels as replacement vessels, including the applicability of AFA and
Amendment 80 sideboard limits. The range of public comments raised in
response to this issue demonstrates that this subject is of substantial
interest. The Council is the appropriate body to address issues
concerning fishery policy. By raising this issue to the Council, NMFS
is making the Council aware of the public's interest. In addition, the
Council is specifically authorized to recommend modifications to the
AFA as appropriate. As NMFS noted in the preamble to the proposed rule
for this action, section 213(c) of the AFA authorizes the Council and
NMFS to supersede the AFA sideboards and other harvest limits
established by the AFA to mitigate adverse effects in fisheries caused
by the AFA at any time
[[Page 59865]]
it deems necessary. Although the potential impacts of AFA vessels also
participating in Amendment 80 fisheries as Amendment 80 replacement
vessels was not discussed in the analysis for Amendment 97, the Council
could choose to analyze the impacts of alternative actions and decide
if the impacts warrant additional management measures to mitigate
adverse effects. NFMS consulted with the Council in June 2012 and
described NMFS' rationale for and intent to prohibit AFA vessels from
participation as Amendment 80 replacement vessels. During the
consultation at the June 2012 Council meeting, NMFS urged the Council
to engage stakeholders in a discussion of the potential impacts to
inform the Council on future action. AFA C/P vessel owners may ask the
Council and NMFS to examine changes to existing sideboard limits for
AFA catcher/processors that would accommodate the use of an AFA
catcher/processor as an Amendment 80 replacement vessel.
As noted in the response to Comment 4, the Council requested a
discussion paper analyzing the potential impacts of the prohibition on
AFA vessels participating as Amendment 80 replacement vessels and the
potential impacts of allowing AFA vessels to participate as Amendment
80 replacement vessels. Thus, the discussion paper will focus on the
impacts of permitting versus the impacts of prohibiting verses AFA
vessels use as Amendment 80 replacement vessels. As part of this
discussion paper, the Council requested that staff describe the
possible impacts of catch limits, including sideboards, should the
Council recommend that AFA vessels become eligible to participate in
Amendment 80 fisheries as replacement vessels.
Comment 7: NMFS' interpretation of the applicability of sideboards
to an AFA vessel replacing an Amendment 80 vessel and subsequently
participating in non-AFA fisheries is not correct. NMFS should
interpret sideboard regulations as it did for Amendment 80 vessels
harvesting species allocated to, and on behalf of, Community
Development Quota (CDQ) groups. In the CDQ case, NMFS determined that
AFA sideboards did not extend to CDQ fisheries because of the language
and purpose of the AFA. Extending sideboards to fisheries that are no
longer subject to increased competition from the AFA sector (e.g.,
Amendment 80 fisheries) is not necessary because these sideboards would
not protect participants in non-AFA fisheries. Furthermore, extending
these catch limits is inconsistent with Congressional intent, as
established by the AFA. NMFS should establish sideboards consistent
with existing regulations and the plain language text of AFA section
211(b)(2) that requires AFA sideboards to apply only to AFA vessels
that are pursuing the ``harvest available.'' Thus, AFA sideboards would
not extend to the operations of an AFA catcher/processor serving as an
Amendment 80 replacement vessel; when such a vessel is operating in an
Amendment 80 fishery, Amendment 80 TAC is ''not available'' to the AFA
catcher/processor sector (see AFA section 211(b)(2)(A)). Similar logic
would also apply to PSC reserved for the Amendment 80 sector that is
``unavailable'' to the AFA catcher/processor sector (see AFA section
211(b)(2)(A)). Therefore, AFA catcher/processors operating in Amendment
80 fisheries should not have to operate under AFA sideboards because
the sideboards would not accrue to the benefit of the AFA sector. In
both cases the allocations are unavailable to the AFA sector.
Moreover, if AFA sideboards are applied to AFA vessels
participating in Amendment 80 fisheries, NMFS would preclude the use of
AFA vessels as replacements for vessels in the Amendment 80 fleet.
Congress did not intend to limit the vessels available as replacement
vessels to the participants in the Amendment 80 sector. Such a limit is
not consistent with the language and purpose of the AFA or the CRP
legislation, which created the Amendment 80 sector 6 years later. As
the court observed in Arctic Sole Seafoods v. Gutierrez, ``there is
nothing in the [CRP legislation] that indicates Congress was concerned
with which particular vessels are used in the [Amendment 80] fishery''
(see 622 F. Supp. 2d 1050, 1060 n.3).
Response: In the proposed rule, NMFS explained that AFA sideboards
would apply to any AFA vessel used as an Amendment 80 replacement
vessel. Recognizing that these limitations may effectively preclude the
use of AFA vessels as Amendment 80 replacement vessels, NMFS identified
the need for the Council to examine the issue. However, for reasons
explained earlier, NMFS has included a provision in this final rule
that prohibits the use of AFA vessels as Amendment 80 replacement
vessels. Because this final rule prohibits the use of AFA vessels as
Amendment 80 replacement vessels, the question of whether AFA
sideboards apply to AFA vessels operating as Amendment 80 replacement
vessels is no longer applicable.
The commenter also states that application of AFA sideboards is
inconsistent with the language and purpose of the AFA and the CRP
legislation because the sideboards would preclude the use of AFA
vessels as replacements for vessels in the Amendment 80 fleet and
Congress did not intend to limit the vessels available as replacement
vessels to the participants in the Amendment 80 sector. NMFS has
previously explained that the Council and NMFS have the authority to
impose requirements for Amendment 80 replacement vessels. As explained
earlier, NMFS has asked the Council to examine the issue of whether AFA
vessels should be permitted to be used as Amendment 80 replacement
vessels, and the Council is scheduled to review a discussion paper
examining this issue at its October 2012 meeting. The discussion paper
will examine the impacts of AFA sideboards.
Comment 8: The proposed regulations do not go far enough to
restrict the use of replaced Amendment 80 vessels in other fisheries.
NMFS should implement stronger regulations similar to those prohibiting
replaced AFA vessels from participating in any fishery in the EEZ.
Specifically, the Coast Guard Authorization Act of 2010 limits the use
of replaced AFA vessels by stating that a replaced AFA vessel will no
longer be eligible for a fishery endorsement, unless the vessel in turn
replaces another AFA vessel. Allowing less-safe replaced Amendment 80
vessels to participate in other fisheries contradicts National Standard
10, to promote safety of human life at sea.
Response: As noted in section 2.5.9 of the analysis for this
action, the Council and NMFS are limited in their ability to address
the status of replaced vessels. NMFS does not have general authority to
remove a fishery endorsement issued by the U.S. Coast Guard under 46
U.S.C. 12108. NMFS has been able to permanently remove a vessel's
ability to receive a fishery endorsement only when granted specific
statutory authority by Congress. For example, NMFS removed a vessel's
fishing endorsement under the Crab Buyback Program under the authority
of the Consolidated Appropriations of 2001 (Pub L. 106-555, sec. 144)
and has been granted the authority to do so for replaced AFA vessels
(see 46 U.S.C. 12113). Without specific authority from Congress to
remove a fishery endorsement from a replaced Amendment 80 vessel, NMFS
and the Council had to consider other options to limit the potential
use of replaced vessels outside of its jurisdiction.
[[Page 59866]]
At final action, the Council recommended that NMFS implement a
sideboard limit of zero metric tons of groundfish as defined in the
BSAI and GOA FMPs for replaced Amendment 80 vessels. A groundfish
sideboard limit of zero for replaced Amendment 80 vessels will prohibit
replaced vessels from conducting directed fishing for federally managed
groundfish in the BSAI and GOA and should prevent the harvesting
capacity of a replaced vessel from displacing existing fishery
participants or accelerating the race for fish in non-catch share
fisheries managed by the Council. This provision is consistent with
similar measures taken to limit access to vessels participating in
other limited access privilege program fisheries in the BSAI.
NMFS disagrees that failing to prevent replaced vessels from the
Amendment 80 fleet from participating in any EEZ fishery is
inconsistent with National Standard 10 of the Magnuson-Stevens Act,
which requires that the Secretary shall, to the extent practicable,
promote safety of human life at sea. The Secretary has determined that
Amendment 97 and this final rule are consistent with all of the
national standards and U.S. Coast Guard safety regulations. As
described in the proposed rule, U.S. Coast Guard regulations require
various safety standards based on the type of processing conducted by
the vessel, the area in which the vessel operates, and the number of
crew it carries. For example, a replaced Amendment 80 vessel could
potentially operate safely in a lower-risk fishery, outside of the
North Pacific. The U.S. Coast Guard has found that fatality rates and
causal factors are highly differentiated among vessel type, fishery
gear, species being fished, and geographic region. NMFS notes that
replaced Amendment 80 vessels will be required to meet the applicable
fishing vessel safety regulations to operate in other Federal fisheries
outside of the North Pacific region.
Comment 9: The proposed rule at page 20344 is misleading and needs
to be clarified. NMFS needs to clarify that the provisions of the Coast
Guard Authorization Act of 2010 concerning ``replaced'' AFA vessels are
not implicated when a permitted AFA vessel is ``replacing'' a vessel in
another fishery.
Response: NMFS disagrees that the proposed rule was misleading.
However, NMFS clarifies that the Coast Guard Authorization Act of 2010
(Pub. L. 111-281, Title VI, Sec. 602) prohibits replaced AFA vessels
from participation in any fishery other than as a replacement vessel in
the AFA fleet and agrees with the commenter that these provisions do
not apply to AFA vessels that are legally participating in AFA
fisheries and are also used to replace a vessel in another fishery.
MLOA of 295 Feet (89.9 m) for All Replacement Vessels
Comment 10: The proposed rule incorrectly states that the longest
MLOA in the Amendment 80 fleet is 295 feet (89.9 m). One vessel, the F/
V Seafreeze Alaska, currently is assigned an LLP license with an MLOA
of 296 feet (90.2 m). As proposed, the regulations would reduce the
MLOA of the LLP license associated with this vessel to 295 feet (89.9
m). The administrative record does not support reducing the MLOA of the
LLP license associated with the F/V Seafreeze Alaska and NMFS should
not reduce the MLOA for the LLP license associated with this vessel.
One commenter suggested that NMFS establish a 295 feet (89.9 m) MLOA
for all Amendment 80 LLP licenses that have an existing MLOA of less
than 295 feet (89.9 m) when the license is assigned to a replacement
vessel, while another commenter suggested that NMFS should allow
Amendment 80 replacement vessels to have an MLOA of 296 feet (90.2 m)
rather than the proposed MLOA of 295 feet (89.9 m).
Response: NMFS agrees that the proposed rule preamble on page 20340
incorrectly states that the longest MLOA on an Amendment 80 LLP license
is 295 feet (89.9 m). While this sentence is incorrect, the information
provided in Tables 1 and 28 and in section 2.4.5 of the analysis for
this action accurately state that the MLOA of the LLP license
associated with the F/V Seafreeze Alaska is 296 feet (90.2 m).
The F/V Seafreeze Alaska is named on an LLP with an MLOA of 296
feet (90.2 m); however, the F/V Seafreeze Alaska is 295 feet (89.9 m)
LOA as noted on the Federal Fisheries Permit assigned to that vessel.
Tables 1 and 28 of the analysis note both the 296 feet (90.2 m) MLOA of
the LLP license currently associated with the F/V Seafreeze Alaska and
the 295-foot LOA (89.9 m) for the F/V Seafreeze Alaska. Upon initial
issuance of an LLP license, each license holder was assigned an MLOA
based on the length of the qualifying vessel on a specific date, as
described in the final rule for the LLP program (63 FR 52642; October
1, 1998). During the development of Amendment 97, NMFS recommended that
the Council take similar action when considering vessel length
restrictions as part of a vessel replacement action. Specifically, NMFS
proposed that the Council establish the LOA of an originally qualifying
Amendment 80 vessel as the benchmark for determining the maximum LOA of
any replacement vessel under any length limit alternatives considered
by the Council. NMFS used the LOA in its Federal fishing permit
database as the basis for determining the LOA for all qualifying
vessels, and those data are presumed to be correct. Therefore, under
the final rule, the MLOA on the LLP license associated with the F/V
Seafreeze Alaska will be adjusted to 295 feet (89.9 m) when NMFS
approves a replacement vessel for it.
NMFS disagrees that the administrative record does not support the
Council's recommendation that all LLP licenses associated with
Amendment 80 replacement vessels be assigned a 295-foot (89.9 m) MLOA.
Section 2.5.5 of the EA/RIR/IRFA for this action analyzes several
options for length restrictions based on the LOA of Amendment 80
vessels. In addition to the 295-feet (89.9 m) MLOA restriction, the
Council considered an option to limit the length of the replacement
vessel to the LOA of the original qualifying vessel, an option to limit
the LOA of a replacement vessel based on the MLOA of the LLP license
used on the replacement vessel, and two suboptions that would modify
the LOA of a vessel, not the MLOA of an LLP license.
At final action on Amendment 97, the Council selected the option
that would limit the length overall of an Amendment 80 replacement
vessel to 295 feet (89.9 m) LOA. This measure allows each replacement
vessel to be as long as the largest vessel currently operating in the
Amendment 80 fleet. In selecting the limit of 295 feet (89.9 m) LOA for
replacement vessels, the Council reviewed the LOAs of participating
Amendment 80 vessels and determined that replacement vessels should not
be longer than the longest vessel currently participating in the
sector; in other words, no replacement vessel should exceed the LOA of
the longest currently participating vessel. For the reasons provided in
the preamble of the proposed rule, the Council determined that the LOA
of the longest vessel currently participating in the sector would
accommodate all of the safety, retention and utilization goals the
Council wanted to achieve with replacement vessels while providing an
upper bound on total fleet capacity. Therefore the Council determined
and NMFS agrees that a limit of 295 feet (89.9 m) on the LOA for
replacement vessels struck the appropriate balance
[[Page 59867]]
between long enough without being too long.
The Council rejected the option that would have established no
limit on the length of replacement vessels. As described in detail in
Section 2.4.5 of the analysis for this action, the restriction of 295
feet (89.9 m) on the length of replacement vessels is intended to limit
overall harvesting capacity of the fleet, reduce the potential for a
race for fish in non-catch share fisheries managed by the Council, and
encourage general improvements in harvesting capacity that any newly
constructed vessel would provide over the vessel being replaced, while
providing an upper boundary on total fleet capacity.
The Council has frequently recommended limits on vessel length as a
proxy for controlling fishery effort. Although length is only one
measure of a vessel's fishing capacity, it is a metric that is commonly
used, considered to be a reasonable indicator of total harvest
capacity, and is relatively easily measured and enforced compared to
other vessel measurements (e.g., vessel hold capacity). The 295 feet
(89.9 m) LOA limit implemented by this final rule is intended to
improve the Council's and NMFS' ability to analyze and predict the
maximum fishery impacts of the Amendment 80 fleet in future actions.
To ensure that the maximum size limit recommended by the Council
can be implemented, NMFS is establishing an MLOA of 295 feet (89.9 m)
for all Amendment 80 LLP licenses that are assigned to an Amendment 80
replacement vessel (see revised definition for Maximum LOA (MLOA) at
Sec. 679.2). This provision is intended to ensure that Amendment 80
LLP licenses accurately reflect the MLOA of the replacement vessel.
Although a vessel that is 296 feet LOA would not be approved as an
Amendment 80 replacement vessel, the owner of the F/V Seafreeze Alaska
is likely to benefit from a newly constructed vessel at its current LOA
of 295 feet (89.9 m). The analysis for this action indicates that
vessels with the longest LOA are likely to benefit from vessel
replacement under Amendment 97. Generally, all Amendment 80 vessels
larger than 250 feet (76.2 m) LOA are long enough to incorporate a meal
plant, fillet lines, or other improvements in vessel processing;
however, any newly constructed, or newly rebuilt, replacement vessel is
likely to have improved operational capabilities relative to existing
vessels of the same length. A new vessel can incorporate improved hull
design, processing plant construction, engines, electronics, fishing
gear, and other advancements in marine design that improve efficiency
and vessel safety.
NMFS made no change to the final rule in response to this comment.
Comment 11: NMFS should clarify that rebuilt vessels are eligible
as Amendment 80 replacement vessels under this action, including the
regulatory provisions that establish an MLOA of 295 feet (89.9 m) for
all replacement vessels.
Response: NMFS agrees that rebuilt vessels, which are those vessels
that have undergone a major conversion, are eligible to apply to NMFS
for approval as an Amendment 80 replacement vessel. However, as
described earlier, Amendment 80 replacement vessels must be classed and
load lined or, if the vessel cannot be classed and load lined, the
vessel must be enrolled in the U.S. Coast Guard ACSA program. Vessels
must also have been rebuilt in the United States. Section 2.4.9 of the
analysis for this action considered the impacts of using rebuilt
Amendment 80 vessels for use as Amendment 80 replacement vessels. It is
NMFS's understanding based on information provided by the U.S. Coast
Guard that an Amendment 80 vessel owner who undertakes a major
conversion of an Amendment 80 vessel to increase its size, address
safety concerns, or otherwise improve its efficiency will no longer be
eligible for the U.S. Coast Guard's ACSA certification program.
Therefore, a rebuilt Amendment 80 vessel must be classed and load lined
in order to meet the vessel safety requirements for Amendment 80
replacement vessels established by this rule.
All commercial fishing vessels that carry more than 16 people on
board and are built or have undergone a major conversion must meet
contemporary safety requirements. As fish processing vessels, newly
rebuilt Amendment 80 vessels are required to be classed (see 46 CFR
part 28, subpart D) and load lined (see 46 U.S.C. 5102). The analysis
notes that age restrictions imposed by the classification societies
preclude the vast majority of the Amendment 80 fleet from eligibility
for certification as either load lined or classed. Given this
information and the information presented in Section 2.4.9.1 of the
analysis, NMFS has serious concerns as to whether a rebuilt Amendment
80 vessel could be classed and load lined. NMFS will not approve a
vessel as an Amendment 80 replacement vessel if the vessel is not
classed and load lined and is not enrolled in the U.S. Coast Guard ACSA
program. Should a vessel owner choose to rebuild an existing Amendment
80 vessel, that vessel owner must apply to NMFS and NMFS must approve
the vessel as an Amendment 80 replacement vessel prior to it being used
as an Amendment 80 replacement vessel and prior to receiving an MLOA of
295 feet (89.9 m) on the LLP license associated with that vessel.
Comments on FMP Text
Comment 12: Under Amendment 97, Section 3.7.5.7.1 of the FMP will
appropriately include the phrase ``or their replacement'' after
references to ``non-AFA trawl catcher/processors.'' The phrase ``or
their replacement'' also should be included after references to ``non-
AFA trawl catcher/processors'' in the Executive Summary and Section
3.7.5.4.2.
Response: NMFS acknowledges this comment; however, the changes to
the FMP text suggested by the commenter are not required. The Executive
Summary section of the FMP is intended to provide a general description
of the FMP and its contents, and does not require additional details
that are included later in the FMP. Similarly, Section 3.7.5.4.2 of the
FMP opens with an introductory sentence that lists 11 issues that are
described in more detail later in that section. Although NMFS agrees
that the introductory sentence for Section 3.7.5.4.2 of the FMP does
not include the phrase ``or their replacement,'' the new paragraph 11
to Section 3.7.5.4.2 provides the details necessary to derive an
allocation formula for Amendment 80 replacement vessels. As noted
earlier in the preamble, the Secretary determined that Amendment 97 as
submitted by the Council was consistent with the FMP, the Magnuson-
Stevens Act, and other applicable law and approved it on June 6, 2012.
Comment 13: Under Amendment 97, Section 3.7.5.7 of the FMP
amendment will describe the sideboards applicable to replaced Amendment
80 vessels as ``Each non-AFA trawl catcher/processor named on an LLP
license endorsed for participation in the Amendment 80 sector, but not
assigned QS in an Amendment 80 fishery would have a sideboard limit of
zero in all BSAI and GOA groundfish fisheries.'' As proposed, the FMP
text would not include Amendment 80 vessels that are no longer named on
Amendment 80 QS permits, Amendment 80 LLP licenses, or Amendment 80
LLP/QS licenses, and therefore appears to be materially different than
the sideboard regulation proposed at Sec. 679.92(e). Thus, NMFS should
replace the text of the FMP
[[Page 59868]]
amendment with the more precise regulatory text in the proposed rule.
Response: NMFS determined that the text proposed by the commenter
is not necessary in the FMP as the amendment language is sufficiently
clear. The FMP text quoted by the commenter adequately describes the
sideboards that will apply to replaced Amendment 80 vessels.
Regulations implementing an FMP amendment often contain additional
descriptive language to provide additional regulatory clarity and
technical continuity.
Classification
The Administrator, Alaska Region, NMFS, determined that this final
rule is necessary for the conservation and management of the groundfish
fisheries off Alaska and that it is consistent with the Magnuson-
Stevens Act and other applicable laws.
Small Entity Compliance Guide
Section 212 of the Small Business Regulatory Enforcement Fairness
Act of 1996 states that, for each rule or group of related rules for
which an agency is required to prepare a final regulatory flexibility
analysis (FRFA), the agency shall publish one or more guides to assist
small entities in complying with the rule, and shall designate such
publications as ``small entity compliance guides.'' The agency shall
explain the actions a small entity is required to take to comply with a
rule or group of rules. The preamble to the proposed rule and this
final rule serve as the small entity compliance guide. This action does
not require any additional compliance from small entities that is not
described in the preamble. Copies of this final rule are available from
NMFS at the following Web site: https://alaskafisheries.noaa.gov.
Executive Order 12866
This rule has been determined to be not significant for purposes of
Executive Order 12866.
Final Regulatory Flexibility Analysis
This FRFA incorporates the Initial Regulatory Flexibility Analysis
(IRFA), a summary of the significant issues raised by the public
comments, NMFS' responses to those comments, and a summary of the
analyses completed to support the action. NMFS published the proposed
rule on April 4, 2012 (77 FR 20339), with comments invited through May
4, 2012. An IRFA was prepared and summarized in the ``Classification''
section of the preamble to the proposed rule. The description of this
action, its purpose, and its legal basis are described in the preamble
to the proposed rule and are not repeated here. The FRFA describes the
impacts on small entities, which are defined in the IRFA for this
action and not repeated here. Analytical requirements for the FRFA are
described in the Regulatory Flexibility Act (RFA), sections 604(a)(1)
through (5), and summarized below.
The FRFA must contain:
1. A succinct statement of the need for, and objectives of, the
rule;
2. A summary of the significant issues raised by the public
comments in response to the initial regulatory flexibility analysis, a
summary of the assessment of the agency of such issues, and a statement
of any changes made in the proposed rule as a result of such comments;
3. A description and an estimate of the number of small entities to
which the rule will apply, or an explanation of why no such estimate is
available;
4. A description of the projected reporting, recordkeeping, and
other compliance requirements of the rule, including an estimate of the
classes of small entities which will be subject to the requirement and
the type of professional skills necessary for preparation of the report
or record; and
5. A description of the steps the agency has taken to minimize the
significant economic impact on small entities consistent with the
stated objectives of applicable statutes, including a statement of the
factual, policy, and legal reasons for selecting the alternative
adopted in the final rule and why each one of the other significant
alternatives to the rule considered by the agency which affect the
impact on small entities was rejected.
The ``universe'' of entities to be considered in a FRFA generally
includes only those small entities that can reasonably be expected to
be directly regulated by the final rule. If the effects of the rule
fall primarily on a distinct segment of the industry, or portion
thereof (e.g., user group, gear type, geographic area), that segment
would be considered the universe for purposes of this analysis.
In preparing a FRFA, an agency may provide either a quantifiable or
numerical description of the effects of a rule (and alternatives to the
rule), or more general descriptive statements, if quantification is not
practicable or reliable.
Need for and Objectives of This Final Rule
This final rule is necessary to amend the FMP and Federal
regulations related to the Amendment 80 program to establish a process
for the owners of Amendment 80 vessels to replace eligible trawl
catcher/processor vessels. This final rule is intended to rectify the
currently untenable disagreement among the FMP, implementing
regulations, and the court order in Arctic Sole Seafoods v. Gutierrez,
622 F. Supp. 2d 1050 (W.D. Wash 2008). Currently, the FMP and
implementing regulations prohibit the replacement of any originally
qualifying Amendment 80 vessel; however, the court order vacated the
specific regulatory provisions that preclude vessel replacement. This
action is intended to provide a clear regulatory framework and the
certainty that vessel operators are likely to need in order to replace
vessels.
Summary of Significant Issues Raised During Public Comment
No comments were received that raised significant issues in
response to the IRFA specifically; therefore, no changes were made to
the rule as a result of comments on the IRFA. However, several comments
were received on the economic impacts of Amendment 97 on different
sectors of the industry. Specific comments addressed the potential
economic impacts of allowing AFA vessels to be used as amendment 80
replacement vessels (see Comments 4 through 7). For a summary of the
comments received, refer to the section above titled Comments and
Responses.
Number and Description of Small Entities Regulated by the Final Rule
NMFS estimated the number of small versus large entities by
matching the gross earnings from all fisheries of record for 2009 with
the vessels, the known ownership of those vessels, and the known
affiliations of those vessels in the BSAI or GOA groundfish fisheries
for that year. NMFS has specific information on the ownership of
vessels and the affiliations that exist based on data provided by the
Amendment 80 sector, as well as a review of ownership data
independently available to NMFS from Federal fishing permit and LLP
applications. The vessels with a common ownership linkage, and
therefore affiliation, are reported in Table 2 in Section 2 of the
analysis. In addition, those vessels that are assigned to an Amendment
80 cooperative and receive an exclusive harvest privilege are
categorized as a large entities for the purpose of the RFA, under the
principles of affiliation, due to their participation in a harvesting
cooperative.
[[Page 59869]]
NMFS knows that as many as 28 non-AFA trawl catcher/processors
could be active in the Amendment 80 fishery. Those persons who apply
for and receive Amendment 80 QS are eligible to fish in the Amendment
80 sector, and those QS holders will be directly regulated by the final
rule. Vessels that are assigned Amendment 80 QS and that are eligible
to fish in the Amendment 80 sector are commonly known as Amendment 80
vessels. Currently, there are 27 Amendment 80 vessels that will be
directly regulated based on this action. Additionally, one vessel
owner, who could be eligible for the Amendment 80 program and could
apply for Amendment 80 QS, has not applied to NFMS to participate in
this sector. Therefore, this vessel will not be directly regulated by
the final rule unless and until the owner is approved to participate in
the Amendment 80 sector and is assigned Amendment 80 QS. Based on the
known affiliations and ownership of the Amendment 80 vessels, all but
one of the Amendment 80 vessel owners are categorized as large entities
for the purpose of the RFA. Thus, this analysis estimates that only one
small entity would be directly regulated by the final rule. It is
possible that this one small entity could be linked by company
affiliation to a large entity, which may then qualify that entity as a
large entity, but complete information is not available to determine
any such linkages.
Recordkeeping and Reporting
Recordkeeping and reporting requirements are not expected to change
as a result of the final rule. The action under consideration requires
no additional reporting, recordkeeping, or other compliance
requirements that differ from the status quo.
Description of Significant Alternatives to the Final Rule
The suite of potential actions included three alternatives. A
detailed description of these alternatives is provided in Section 2 of
the analysis. Alternative 1 is the ``no action'' alternative. This
alternative does not address the Federal Court Order to provide for
replacement of Amendment 80 vessels and is not consistent with the
purpose and need of this action. Alternative 2 would allow an Amendment
80 vessel owner to replace a vessel under conditions of loss or
permanent ineligibility. This alternative meets the minimum
requirements of the Court Order but was not selected because it may
limit a vessel's ability to add modern safety upgrades. It also carried
a substantially higher economic cost than alternative 3 to achieve the
same regulatory outcome for the fishing sector, causing it to fail the
requirement that it minimize the adverse economic impacts on directly
regulated small entities. The lack of any quantitative data makes it
impossible to rigorously assess the relative differences in expected
economic benefits among the alternatives.
Alternative 3, the preferred alternative of the Council and NMFS,
would allow a vessel owner to replace a vessel for any purpose. Based
upon the best available scientific data and information, none of the
alternatives to the final action accomplish the stated objectives of
the Magnuson-Stevens Act and other applicable statutes, while
minimizing any significant adverse economic impact on small entities,
beyond those achieved under the final rule. Compared with the other
alternatives and options, the associated suite of options composing the
preferred alternative best minimizes adverse economic impacts on small
entities, while providing the most benefits to the directly regulated
small entities. The preferred alternative provides greater economic
benefits for participants than alternative 2 by allowing participants
to replace a vessel for any reason, and at any time, thus enabling the
vessel to receive economic benefits from the fishery and Amendment 80
QS while incorporating safety and efficiency upgrades encouraged by the
preferred alternative. The lack of any quantitative data makes it
impossible to rigorously assess the relative differences in expected
economic impacts among the alternatives. The Council chose to recommend
the preferred alternative because it best meets the goals of this
action and minimizes the potential negative impacts to directly
regulated small entities by providing the same opportunities for each
vessel owner to improve the range of processed products and increase
hold capacity onboard by establishing regulations to limit the maximum
size of replacement vessels.
Collection-of-Information Requirements
This rule contains collection-of-information requirements subject
to the Paperwork Reduction Act and which have been approved by the
Office of Management and Budget (OMB). Public reporting burden
estimates per response for these requirements are listed by OMB control
number.
OMB Control No. 0648-0334
Public reporting burden is estimated to average per response: 1
hour for Application for Transfer, License Limitation Program
Groundfish/Crab License.
OMB Control No. 0648-0565
Public reporting burden is estimated to average per response: 2
hours for Amendment 80 QS permit application; 2 hours for Amendment 80
QS permit transfer application; and 2 hours for Amendment 80 Vessel
Replacement application.
Public reporting burden estimates include the time for reviewing
instructions, searching existing data sources, gathering and
maintaining the data needed, and completing and reviewing the
collection-of-information. Send comments regarding these burden
estimates or any other aspect of this data collection, including
suggestions for reducing the burden, to NMFS (see ADDRESSES) and by
email to OIRA_Submission@omb.eop.gov, or fax to 202-395-7285.
Notwithstanding any other provision of the law, no person is
required to respond to, and no person shall be subject to penalty for
failure to comply with, a collection of information subject to the
requirements of the PRA, unless that collection of information displays
a currently valid OMB control number.
List of Subjects in 50 CFR Part 679
Alaska, Fisheries, Reporting and recordkeeping requirements.
Dated: September 25, 2012.
Alan D. Risenhoover,
Director, Office of Sustainable Fisheries, performing the functions and
duties of the Deputy Assistant Administrator for Regulatory Programs,
National Marine Fisheries Service.
For the reasons set out in the preamble, NMFS amends 50 CFR part
679 as follows:
PART 679--FISHERIES OF THE EXCLUSIVE ECONOMIC ZONE OFF ALASKA
0
1. The authority citation for 50 CFR part 679 continues to read as
follows:
Authority: 16 U.S.C. 773 et seq.; 1801 et seq.; 3631 et seq.;
Pub. L. 108-447.
0
2. In Sec. 679.2:
0
a. Revise the definition of ``Amendment 80 LLP/QS license'' and the
definition for ``Amendment 80 vessel;'' and
0
b. Add a new definition of ``Amendment 80 replacement vessel'' in
alphabetical order, and add paragraph (2)(iv) to the definition of
``Maximum LOA (MLOA)''.
The revisions and additions read as follows:
[[Page 59870]]
Sec. 679.2 Definitions.
* * * * *
Amendment 80 LLP/QS license means an LLP license originally
assigned to an originally qualifying Amendment 80 vessel with an
Amendment 80 QS permit assigned to that LLP license.
* * * * *
Amendment 80 replacement vessel means a vessel approved by NMFS in
accordance with Sec. 679.4(o)(4).
* * * * *
Amendment 80 vessel means any vessel that:
(1) Is listed in Column A of Table 31 to this part with the
corresponding USCG Documentation Number listed in Column B of Table 31
to this part; or
(2) Is designated on an Amendment 80 QS permit, Amendment 80 LLP/QS
license, or Amendment 80 LLP license and is approved by NMFS in
accordance with Sec. 679.4(o)(4) as an Amendment 80 replacement
vessel.
* * * * *
Maximum LOA (MLOA) means:
(2) * * *
(iv) The MLOA of an Amendment 80 LLP license or Amendment 80 LLP/QS
license will be permanently changed to 295 ft. (89.9 m) when an
Amendment 80 replacement vessel is listed on the license following the
approval of a license transfer application described at Sec.
679.4(k)(7).
* * * * *
0
3. In Sec. 679.4:
0
a. Revise paragraphs (k)(7)(vii), (o)(1)(ii), and (o)(1)(v); and
0
b. Add paragraphs (k)(3)(i)(C), (o)(1)(vii), (o)(4), and (o)(5).
The revisions and additions read as follows:
Sec. 679.4 Permits.
* * * * *
(k) * * *
(3) * * *
(i) * * *
(C) Modification of the MLOA on an Amendment 80 LLP license or an
Amendment 80 LLP/QS license. The MLOA designated on an Amendment 80 LLP
license or an Amendment 80 LLP/QS license will be 295 ft. (89.9 m) if
an Amendment 80 replacement vessel is designated on the license
following the approval of a license transfer request under paragraph
(k)(7) of this section.
* * * * *
(7) * * *
(vii) Request to change the designated vessel. (A) A request to
change the vessel designated on an LLP groundfish or crab species
license must be made on a transfer application. If this request is
approved and made separately from a license transfer, it will count
towards the annual limit on voluntary transfers specified in paragraph
(k)(7)(vi) of this section.
(B) A request to change the vessel designated on an Amendment 80
LLP license or an Amendment 80 LLP/QS license must be made on an
Application for Amendment 80 Replacement Vessel in accordance with
Sec. 679.4(o)(4)(ii). The MLOA modification specified at paragraph
(k)(3)(i)(C) of this section will be effective when a complete
application is submitted to NMFS in accordance with paragraph (k)(7) of
this section, and the application is approved by the Regional
Administrator.
* * * * *
(o) * * *
(1) * * *
(ii) An Amendment 80 QS permit is assigned to the owner of an
Amendment 80 vessel that gave rise to that permit under the provisions
of Sec. 679.90(b), or its replacement under Sec. 679.4(o)(4), unless
the Amendment 80 QS permit is assigned to the holder of an LLP license
originally assigned to an Amendment 80 vessel under the provisions of
Sec. 679.90(d) or Sec. 679.90(e).
* * * * *
(v) Amendment 80 QS units assigned to an Amendment 80 QS permit are
non-severable from that Amendment 80 QS permit and if transferred, the
Amendment 80 QS permit must be transferred in its entirety to another
person under the provisions of Sec. 679.90(d) or Sec. 679.90(e).
* * * * *
(vii) The owner of an Amendment 80 vessel must designate the
Amendment 80 vessel on an Amendment 80 QS permit and on an Amendment 80
LLP license, or designate the Amendment 80 vessel on the Amendment 80
LLP/QS license to use that Amendment 80 vessel in an Amendment 80
fishery.
* * * * *
(4) Amendment 80 Replacement Vessel. (i) The owner of an Amendment
80 vessel may replace such vessel for any purpose. All Federal fishery
regulations applicable to the replaced vessel apply to the replacement
vessel, except as described at Sec. 679.92(d)(2)(ii) if applicable. A
vessel that replaces an Amendment 80 vessel will be approved by the
Regional Administrator as an Amendment 80 vessel following the
submission and approval of a completed application for an Amendment 80
Replacement Vessel, provided that:
(A) The replacement vessel does not exceed 295 ft. (89.9 m) LOA;
(B) The replacement vessel was built in the United States and, if
ever rebuilt, rebuilt in the United States;
(C) The applicant provides documentation that the replacement
vessel complies with U.S. Coast Guard safety requirements applicable to
processing vessels operating in the Amendment 80 sector or, if unable
to provide such documentation, the applicant provides documentation
that the replacement vessel meets the requirements of the U.S. Coast
Guard's Alternative Compliance and Safety Agreement; and
(D) The replacement vessel is not a vessel listed at section
208(e)(1) through (20) of the American Fisheries Act or permitted under
Sec. 679.4(l)(2)(i), or an AFA catcher vessel permitted under Sec.
679.4(l)(3)(i).
(ii) Application for Amendment 80 Replacement Vessel. A person who
wishes to replace an Amendment 80 vessel must submit to NMFS a complete
Application for Amendment 80 Replacement Vessel. An application must
contain the information specified on the form, with all required fields
accurately completed and all required documentation attached. This
application must be submitted to NMFS using the methods described on
the application.
(5) Application evaluations and appeals--(i) Initial evaluation.
The Regional Administrator will evaluate an application for an
Amendment 80 replacement vessel submitted in accordance with paragraph
(o)(4) of this section. If the vessel listed in the application does
not meet the requirements for an Amendment 80 replacement vessel at
Sec. 679.4(o)(4), NMFS will not approve the application. An applicant
who submits claims based on inconsistent information or fails to submit
the information specified in the application for an Amendment 80
replacement vessel will be provided a single 30-day evidentiary period
to submit evidence to establish that the vessel meets the requirements
to be an Amendment 80 replacement vessel. The burden is on the
applicant to establish that the vessel meets the criteria to become a
replacement vessel.
(ii) Additional information and evidence. The Regional
Administrator will evaluate the additional information or evidence to
support an application for Amendment 80 replacement vessel submitted
within the 30-day evidentiary period. If the Regional Administrator
determines that the additional information or evidence meets the
applicant's burden of proving that the vessel meets the requirements to
become an Amendment 80 Replacement Vessel, the application will be
approved. However, if the Regional Administrator determines that the
[[Page 59871]]
vessel does not meet the requirements to become an Amendment 80
Replacement Vessel, the applicant will be notified by an initial
administrative determination (IAD) that the application for replacement
vessel is denied.
(iii) Initial administrative determinations (IAD). The Regional
Administrator will prepare and send an IAD to the applicant following
the expiration of the 30-day evidentiary period if the Regional
Administrator determines that the information or evidence provided by
the applicant fails to support the applicant's claims and is
insufficient to establish that the vessel meets the requirements for an
Amendment 80 replacement vessel or if the additional information,
evidence, or revised application is not provided within the time period
specified in the letter that notifies the applicant of his or her 30-
day evidentiary period. The IAD will indicate the deficiencies in the
application, including any deficiencies with the information, the
evidence submitted in support of the information, or the revised
application. An applicant who receives an IAD may appeal under the
appeals procedures set out at Sec. 679.43.
0
4. In Sec. 679.7, add paragraph (o)(3)(iv) to read as follows:
Sec. 679.7 Prohibitions.
* * * * *
(o) * * *
(3) * * *
(iv) Fish in an Amendment 80 fishery without an Amendment 80 QS
permit or Amendment 80 LLP/QS license assigned to that vessel.
* * * * *
0
5. In Sec. 679.90, revise paragraphs (d)(2)(ii), (e)(1)(ii), (e)(3),
and (f) to read as follows:
Sec. 679.90 Allocation, use, and transfer of Amendment 80 QS permits.
* * * * *
(d) * * *
(2) * * *
(ii) Amendment 80 LLP/QS license. NMFS will issue an Amendment 80
QS permit as an endorsement on an Amendment 80 LLP license to the
holder of an LLP license originally assigned to an Amendment 80 vessel
listed in Column A of Table 31 to this part, under the provisions of
Sec. 679.4(k)(7), if that person submitted a timely and complete
Application for Amendment 80 QS that was approved by NMFS under
paragraph (a)(2)(ii) of this section.
* * * * *
(e) * * *
(1) * * *
(ii) If an Amendment 80 QS permit is assigned to an Amendment 80
LLP license originally assigned to an Amendment 80 vessel, that
Amendment 80 LLP license is designated as an Amendment 80 LLP/QS
license. A person may not separate the Amendment 80 QS permit from that
Amendment 80 LLP/QS license.
* * * * *
(3) Transfers of Amendment 80 QS permits. (i) A person holding an
Amendment 80 QS permit assigned to an Amendment 80 vessel may transfer
that Amendment 80 QS permit to another person, to the LLP license
originally assigned to an Amendment 80 vessel, or to a vessel approved
by NMFS as an Amendment 80 replacement vessel in accordance with Sec.
679.4(o)(4) by submitting an Application to Transfer an Amendment 80 QS
permit that is approved by NMFS under the provisions of paragraph (f)
of this section.
(ii) A person holding an Amendment 80 LLP license that is
designated as an Amendment 80 LLP/QS license may designate a vessel
approved as an Amendment 80 replacement vessel by submitting an
Application For Transfer License Limitation Program Groundfish/Crab
License that is approved by NMFS under the provisions of paragraph (f)
of this section.
* * * * *
(f) Application to Transfer Amendment 80 QS. A person holding an
Amendment 80 QS permit who wishes to transfer the Amendment 80 QS
permit to the LLP license originally assigned to the Amendment 80
vessel, or transfer the Amendment 80 QS permit to another person, or
transfer the Amendment 80 QS permit to an Amendment 80 replacement
vessel must submit to NMFS a complete Application to Transfer an
Amendment 80 QS permit. The holder of an Amendment 80 LLP/QS license
may designate the replacement vessel on the LLP license by using the
Application for Transfer License Limitation Program Groundfish/Crab
License. An application must contain the information specified on the
form, with all required fields accurately completed and all required
documentation attached. This application must be submitted to NMFS
using the methods described on the application.
0
6. In Sec. 679.92:
0
a. Revise paragraph (c); and
0
b. Add paragraphs (d)(2) and (e).
The additions and revisions read as follows:
Sec. 679.92 Amendment 80 Program use caps and sideboard limits.
* * * * *
(c) Sideboard restrictions applicable to Amendment 80 vessels
directed fishing for flatfish in the GOA--(1) Originally Qualifying
Amendment 80 Vessels. An Amendment 80 vessel listed in column A of
Table 39 to this part may be used to fish in the directed arrowtooth
flounder, deep-water flatfish, flathead sole, rex sole, and shallow-
water flatfish fisheries in the GOA and in adjacent waters open by the
State of Alaska for which it adopts a Federal fishing season.
(2) Amendment 80 Replacement Vessels. (i) Any vessel that NMFS
approves to replace an Amendment 80 vessel listed in column A of Table
39 to this part may be used to fish in the directed arrowtooth
flounder, deep-water flatfish, flathead sole, rex sole, and shallow-
water flatfish fisheries in the GOA and in adjacent waters open by the
State of Alaska for which it adopts a Federal fishing season.
(ii) Any vessel that NMFS subsequently approves to replace an
Amendment 80 replacement vessel that replaced an Amendment 80 vessel
listed in column A of Table 39 to this part may be used to fish in the
directed arrowtooth flounder, deep-water flatfish, flathead sole, rex
sole, and shallow-water flatfish fisheries in the GOA and in adjacent
waters open by the State of Alaska for which it adopts a Federal
fishing season.
(d) * * *
(2) Sideboard restrictions applicable to any vessel replacing the
GOLDEN FLEECE. (i) If the vessel replacing the GOLDEN FLEECE is of an
LOA less than or equal to 124 ft. (38.1 m) (the MLOA of the LLP license
that was originally assigned to the GOLDEN FLEECE, LLG 2524), then the
sideboard provisions at Sec. 679.92(c) and (d)(1) apply.
(ii) If the vessel replacing the GOLDEN FLEECE is greater than 124
ft. (38.1 m) (the MLOA of the LLP license that was originally assigned
to the GOLDEN FLEECE, LLG 2524), then the sideboard provisions at Sec.
679.92(b) and (c) apply.
(e) Sideboard restrictions applicable to Amendment 80 vessel not
assigned an Amendment 80 QS permit, Amendment 80 LLP license, or
Amendment 80 LLP/QS license. All Amendment 80 vessels not designated
on:
(1) An Amendment 80 QS permit and an Amendment 80 LLP license; or
[[Page 59872]]
(2) An Amendment 80 LLP/QS license will be allocated a catch limit
of 0 mt in the BSAI and GOA.
[FR Doc. 2012-24100 Filed 9-27-12; 11:15 am]
BILLING CODE 3510-22-P