Fisheries of the Caribbean, Gulf of Mexico, and South Atlantic; Snapper-Grouper Fishery Off the Southern Atlantic States; Amendment 20A, 59129-59132 [2012-23731]
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Federal Register / Vol. 77, No. 187 / Wednesday, September 26, 2012 / Rules and Regulations
(b) Commission. The Inspector
General reports to the Commission.
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
3. Amend § 501.5 as follows:
a. In paragraph (a) introductory text by
removing the reference ‘‘Inspector
General,’’ from the second sentence and
by removing the reference ‘‘(a)(4)’’ and
adding the reference ‘‘(a)(3)’’ in its place
in the last sentence;
■ b. Remove paragraph (a)(2);
■ c. Redesignate paragraphs (a)(3) and
(4) as (a)(2) and (3) respectively; and
■ d. In paragraph (b) introductory text
by adding a sentence to the end.
■ e. Add paragraph (b)(1) and reserved
paragraph (b)(2).
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(b) * * * In addition, the Inspector
General reports to and is under the
general supervision of the Commission.
(1) Under the direction and
management of the Inspector General,
the Office of Inspector General
conducts, supervises and coordinates
audits and investigations relating to the
programs and operations of the
Commission; reviews existing and
proposed legislation and regulations
pertaining to such programs and
operations; provides leadership and
coordination and recommends policies
for activities designed to promote
economy, efficiency, and effectiveness
in the administration of, and to prevent
and detect waste, fraud and abuse in,
such programs and operations; and
advises the Commission and the
Congress fully and currently about
problems and deficiencies relating to
the administration of such programs and
operations and the necessity for and
progress of corrective action.
(2) [Reserved]
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By the Commission.
Rachel E. Dickon,
Assistant Secretary.
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RIN 0648–AY74
Fisheries of the Caribbean, Gulf of
Mexico, and South Atlantic; SnapperGrouper Fishery Off the Southern
Atlantic States; Amendment 20A
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
AGENCY:
NMFS issues this final rule to
implement the management measures of
Amendment 20A (Amendment 20A) to
the Fishery Management Plan for the
Snapper-Grouper Fishery of the South
Atlantic Region (FMP) as prepared and
submitted by the South Atlantic Fishery
Management Council (Council). This
final rule revises the wreckfish
individual transferable quota (ITQ)
program, by defining and reverting
inactive wreckfish quota shares,
redistributing reverted quota shares to
remaining shareholders, establishing a
cap on the number of wreckfish quota
shares a single entity may own, and
establishing an appeals process for
redistribution of reverted wreckfish
quota shares. The intent of this rule is
to help achieve the optimum yield (OY)
from the wreckfish commercial sector in
accordance with the Magnuson-Stevens
Fishery Conservation and Management
Act (Magnuson-Stevens Act).
DATES: This rule is effective October 26,
2012.
ADDRESSES: Electronic copies of
Amendment 20A may be obtained from
the Southeast Regional Office Web Site
at https://sero.nmfs.noaa.gov/sf/
SASnapperGrouperHomepage.htm.
Written comments regarding burdenhour estimates or other aspects of
collection-of-information requirements
contained in this final rule may be
submitted to Anik Clemens by email
Anik.Clemens@noaa.gov, or telephone
727–824–5305, and by email to
OIRA_Submission@omb.eop.gov, or fax
to 202–395–7285.
FOR FURTHER INFORMATION CONTACT:
Nikhil Mehta, telephone: 727–824–
5305, or email: nikhil.mehta@noaa.gov.
SUPPLEMENTARY INFORMATION: Wreckfish
is part of the snapper-grouper fishery
and is managed under the FMP. The
FMP was prepared by the Council and
SUMMARY:
§ 501.5 Functions of the organizational
components of the Federal Maritime
Commission.
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50 CFR Part 622
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59129
is implemented through regulations at
50 CFR part 622 under the authority of
the Magnuson-Stevens Act.
On January 12, 2012, NMFS
published a notice of availability for
Amendment 20A and requested
comments (77 FR 1908). On March 30,
2012, NMFS published a proposed rule
for Amendment 20A and requested
public comments (77 FR 19165). The
proposed rule and Amendment 20A
outline the rationale for the actions
contained in this final rule. Amendment
20A was approved by the Secretary of
Commerce on April 6, 2012. A summary
of the actions implemented by this final
rule are provided below.
This final rule revises the wreckfish
ITQ program, established in 1992, by
defining and reverting inactive
wreckfish quota shares, redistributing
reverted quota shares to remaining
shareholders, establishing a share cap,
and establishing an appeals process for
redistribution of reverted wreckfish
quota shares. The intent of this rule is
to achieve OY in the wreckfish
commercial sector while maximizing
harvest potential and not exceeding the
annual catch limit (ACL).
Changes From the Proposed Rule
When the Council took final action to
approve Amendment 20A in December
2011, there were 20 wreckfish
shareholders. Of those 20 shareholders,
13 were considered to be ‘‘inactive’’ and
7 ‘‘active’’ as defined in Amendment
20A. The 13 inactive shareholders held
28.18 percent of the shares, which
would be redistributed among the 7
active wreckfish shareholders. After the
Council took final action, several share
transfers occurred which changed the
distribution of shares in the wreckfish
commercial sector of the snappergrouper fishery. As of September 26,
2012, there are 6 active shareholders
and 4 inactive shareholders. The active
shareholders now hold 98.599 percent
of the shares, and the inactive
shareholders now hold 1.401 percent of
the shares. The proposed rule and
Amendment 20A state that 5 percent of
the wreckfish quota shares will be setaside, to resolve any appeals, for a
period of 90 days starting on the
effective date of the final rule. Due to
the share transfers that occurred after
the Council took final action to approve
Amendment 20A in December 2011,
only 1.401 percent of the shares remains
‘‘inactive’’ and thus are available to be
reverted and redistributed. Therefore,
only 1.401 percent is available as the
set-aside to resolve any appeals, and
NMFS will redistribute any shares
remaining after the appeals process is
complete. Any shares remaining after
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completion of the appeals process, up to
1.401 percent of the shares, will be
reverted and redistributed among the
remaining active shareholders,
depending on the remaining individual
shareholder’s landings history from
April 16, 2006, through January 14,
2011.
Comments and Responses
NMFS received a total of 13
comments on Amendment 20A and the
proposed rule, which include comments
from individuals, including those in the
recreational sector, restaurant and
seafood businesses, and a consulting
firm. Comments received regarding the
value of the wreckfish ACL, the
acceptable biological catch level, and
the recreational wreckfish allocation,
are related to actions contained in the
South Atlantic Comprehensive Annual
Catch Limit Amendment
(Comprehensive ACL Amendment), and
are not in Amendment 20A. The final
rule to implement the Comprehensive
ACL Amendment (77 FR 15916, March
16, 2012), which became effective April
16, 2012, addressed all comments
received on that amendment and its
proposed rules. Specific comments
related to the actions contained in
Amendment 20A and the proposed rule
and NMFS’ respective responses, are
summarized below.
Comment 1: Inactive shares should be
allocated to the recreational sector for
wreckfish.
Response: The Council did not
consider redistributing inactive
commercial wreckfish shares to the
recreational sector in Amendment 20A.
Prior to the implementation of the
Comprehensive ACL Amendment on
April 16, 2012, a specific allocation of
wreckfish for the recreational sector did
not exist within the FMP. Due to
recreational snapper-grouper fishermen
reporting an increased incidence of
wreckfish encounters in recent years,
and the fact that wreckfish are caught in
very deep water, it is assumed all
incidentally caught wreckfish by
recreational fishermen are released
dead. The Council decided to create a
wreckfish recreational allocation of five
percent in the Comprehensive ACL
Amendment to allow recreational
fishermen to retain fish, which would
otherwise likely die. The recreational
ACL is 11,750 lb (5,330 kg) round
weight.
The Council chose to redistribute
latent (inactive) shares to active
commercial participants to optimize
commercial wreckfish harvest and
minimize latent effort. The Council’s
decision allows those participants, who
are more dependent on wreckfish
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harvest, to retain their current shares
and to be eligible to receive shares from
redistribution. The Council chose to
redistribute inactive shares to wreckfish
shareholders who reported wreckfish
landings during the fishing years 2006/
2007 through 2010/2011.
Comment 2: Redistributed reverted
shares should be based on 50-percent
equal allocation in addition to 50percent landings history for the total
wreckfish landings from April 16, 2006,
through January 14, 2011.
Response: The Council analyzed and
evaluated using that approach, but
chose to redistribute reverted shares to
remaining shareholders based on
landings history only from April 16,
2006, through January 14, 2011. The
Council’s decision allows those
participants who are more dependent on
wreckfish harvest to retain their current
shares and to be eligible to receive
shares from redistribution.
Comment 3: The final outcome of
Amendment 20A is questionable since
the purchase (or transfer) of inactive
shares (those with no recent activity)
would render these shares ineligible for
redistribution. An analysis of what can
be appealed is requested.
Response: One of the purposes of
Amendment 20A is to redistribute any
inactive shares to active shareholders.
After the Council approved Amendment
20A for Secretarial review at its
December 2011 meeting, many inactive
shares were purchased and transferred
to active shareholders. Any inactive
shares remaining after implementation
of this final rule are available for
redistribution. Though the number of
shares to be redistributed has changed
since the Council took final action (from
28.18 to 1.401 percent of the shares), the
items that may be appealed have not
changed. The appeals process allows
inactive wreckfish shareholders to
appeal the reversion of their shares that
NMFS considers ‘‘inactive’’, and active
shareholders can appeal the percentage
of reverted shares that NMFS
redistributes to them. Any shares
remaining after completion of the
appeals process, up to 1.401 percent of
the shares, will be reverted and
redistributed among the remaining
active shareholders, depending on the
remaining individual shareholder’s
landings history from April 16, 2006,
through January 14, 2011.
Comment 4: The 49-percent share cap
seems excessive for a public resource.
Response: The Council considered
seven alternatives with respect to
establishing a share cap in the wreckfish
ITQ program: no share cap, and share
caps of 15 percent, 25 percent, 49
percent, 65 percent, and the highest
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percentage of total shares held by a
single shareholder after redistribution of
inactive quota shares. The Council
considered a variety of factors in
determining what constitutes an
excessive share for this public resource
and an appropriate share cap, in the
wreckfish ITQ program, including
market power in the product, input, and
quota share markets, management
objectives contained in the Magnuson
Stevens Act, and its management
objectives for Amendment 20A.
The creation of market power in
seafood markets through concentration
of wreckfish quota shares is unlikely
because wreckfish directly competes
against other domestically harvested
and imported groupers, snappers, and
other fish. Further, most of the
important inputs (e.g., fuel, crew, hooks,
line, etc.) used by commercial wreckfish
fishermen are also used by commercial
fishermen harvesting other species in
competition with wreckfish fishermen,
recreational fishermen, or the general
public. Thus, even if a single
shareholder possessed all of the quota
shares, that shareholder very likely
would not possess any control over
input prices because of competition
from other buyers.
A share cap implemented in a
commercial sector operating under a
catch share program customarily applies
at the individual rather than the
shareholder level. This approach
prevents individuals from exceeding the
share cap by being or becoming partial
or full owners of other entities that also
own quota shares, or more specifically
share certificates in the case of
wreckfish.
With respect to the 49-percent share
cap alternative, although this alternative
does not allow the historically largest
harvester to maintain his recent level of
landings, it does allow this individual to
come relatively close, particularly if the
individual chooses to buy additional
shares up to the 49-percent cap. As
such, the Council expected this
individual to have sufficient quota
shares to continue operations after
redistribution of the inactive shares.
Further, the other individuals were
expected to have sufficient shares to
maintain or even exceed their recent
landings after redistribution of the
inactive shares. Thus, the 49-percent
share cap alternative was the most likely
to ensure the commercial ACL is
harvested and OY is attained. The
Council thought it was equitable to
allow shareholders with greater
economic dependence on wreckfish
landings to possess relatively more of
the quota shares. Given the benefits of
the 49-percent share cap alternative
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relative to the other alternatives, for this
public resource, the Council selected a
49-percent share cap.
Comment 5: The appeals process will
only be as good as the NMFS wishes
that effort to become.
Response: The appeals process
included in Amendment 20A allows
inactive wreckfish shareholders to
appeal the reversion of shares they hold
(inactive status), and active
shareholders to appeal the percentage of
reverted shares redistributed to them.
The Regional Administrator will render
decisions on appeals based on NMFS
logbooks or state landings data if NMFS
logbooks are not available. Hardship
appeals will not be considered. NMFS
finds this appeals process to be
appropriate for the commercial
wreckfish sector.
Classification
The Regional Administrator,
Southeast Region, NMFS has
determined that the actions contained in
this final rule are necessary for the
conservation and management of the
snapper-grouper fishery in the South
Atlantic and that they are consistent
with Amendment 20A, the MagnusonStevens Act, and other applicable law.
This final rule has been determined to
be not significant for purposes of
Executive Order 12866.
The Chief Counsel for Regulation of
the Department of Commerce certified
to the Chief Counsel for Advocacy of the
Small Business Administration during
the proposed rule stage that this action
would not have a significant economic
impact on a substantial number of small
entities. The factual basis for the
certification was published in the
proposed rule and is not repeated here.
One of the comments addressed in the
Supplementary Information section,
regarding the distribution of the latent
shares that would be revoked, included
economic implications and is also
addressed here. This comment stated
that the latent shares should be retired
and not redistributed to other
commercial shareholders with the
exception that a small unspecified
portion should be given to the
recreational sector. The final rule for the
Comprehensive ACL Amendment,
which became effective on April 16,
2012 (77 FR 15916, March 16, 2012),
allocated 95 percent of the wreckfish
ACL to the commercial sector and 5
percent to the recreational sector.
Allocating some portion of latent shares
to the recreational sector and retiring
the rest would be inconsistent with the
allocation established by the Council in
the Comprehensive ACL Amendment,
would not allow the commercial ACL to
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be harvested, and would result in
reduced economic benefits to
commercial small business entities.
Therefore, no change has been made to
this final rule as a result of this
comment.
Because this final rule reduces the setaside for appeals from 5 percent to 1.401
percent and, more importantly, inactive
shareholders hold all of the quota shares
being set-aside, active shareholders are
not expected to experience any direct,
adverse economic effects due to this
action. Further, because the inactive
shareholders have no gross revenue or
profits from commercial fishing for
wreckfish, the set-aside of their quota
shares in the short-term to resolve
appeals would not reduce their gross
revenue or profit. Thus, the direct,
adverse economic effects on
shareholders as a result of this action
and final rule will be less than what was
estimated in the proposed rule. No other
new information has been received that
would affect the analysis of impacts on
small entities. As a result, a final
regulatory flexibility analysis was not
required and none was prepared.
This final rule contains a collectionof-information requirement subject to
the Paperwork Reduction Act (PRA),
which has been approved by OMB
under control number 0648–0551.
Public reporting burden for the appeals
process regarding the redistribution of
inactive wreckfish shares is estimated to
average 2 hours per response, including
the time for reviewing instructions,
searching existing data sources,
gathering and maintaining the data
needed, and completing and reviewing
the collection of information. Send
comments regarding these burden
estimates or any other aspect of this data
collection, including suggestions for
reducing the burden, to NMFS (see
ADDRESSES) and by email to
OIRA_Submission@omb.eop.gov, or fax
to 202–395–7285.
Notwithstanding any other provision
of the law, no person is required to
respond to, and no person shall be
subject to penalty for failure to comply
with, a collection of information subject
to the requirements of the PRA, unless
that collection of information displays a
currently valid OMB control number.
List of Subjects in 50 CFR Part 622
Fisheries, Fishing, Puerto Rico,
Reporting and recordkeeping
requirements, Virgin Islands.
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59131
Dated: September 20, 2012.
Alan D. Risenhoover,
Director, Office of Sustainable Fisheries,
performing the functions and duties of the
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, 50 CFR part 622 is amended
as follows:
PART 622—FISHERIES OF THE
CARIBBEAN, GULF, AND SOUTH
ATLANTIC
1. The authority citation for part 622
continues to read as follows:
■
Authority: 16 U.S.C. 1801 et seq.
2. In § 622.15, paragraph (a) is revised
to read as follows:
■
§ 622.15 Wreckfish individual transferable
quota (ITQ) system.
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(a) General—(1) Percentage shares—
(i) Initial ITQ shares. In accordance with
the procedure specified in the Fishery
Management Plan for the SnapperGrouper Fishery of the South Atlantic
Region, percentage shares of the quota
for wreckfish were assigned at the
beginning of the program. Each person
was notified by the RA of his or her
percentage share and shareholder
certificate number.
(ii) Reverted ITQ shares. Any shares
determined by NMFS to be inactive,
will be redistributed proportionately
among remaining shareholders (subject
to cap restrictions) based on shareholder
landings history. Inactive shares are, for
purposes of this section, those shares
held by ITQ shareholders who have not
reported any wreckfish landings
between April 16, 2006, and January 14,
2011.
(iii) Percentage share set-aside to
accommodate resolution of appeals.
During the 2012–2013 fishing year, the
RA will reserve 1.401 percent of
wreckfish ITQ shares prior to
redistributing shares (see paragraph
(a)(1)(ii) of this section) to accommodate
resolution of appeals, if necessary.
NMFS will distribute any portion of the
1.401-percent share remaining after the
appeals process as soon as possible
among the remaining shareholders.
(iv) Procedure for appealing wreckfish
quota share status and landings
information. Appeals must be submitted
to the RA postmarked no later than
January 24, 2013 and must contain
documentation supporting the basis for
the appeal. The only items subject to
appeal are the status of wreckfish quota
shares, as active or inactive, and the
accuracy of the amount of landings. The
RA will review and evaluate all appeals,
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render final decisions on the appeals,
and advise the appellant of the final
decision. Appeals based on hardship
factors will not be considered. The RA
will determine the outcome of appeals
based on NMFS’ logbooks. If NMFS’
logbooks are not available, the RA may
use state landings records. Appellants
must submit NMFS’ logbooks or state
landings records, as appropriate, to
support their appeal.
(2) Share transfers. All or a portion of
a person’s percentage shares are
transferrable. Transfer of shares must be
reported on a form available from the
RA. The RA will confirm, in writing,
each transfer of shares. The effective
date of each transfer is the confirmation
date provided by the RA. NMFS charges
a fee for each transfer of shares and
calculates the amount in accordance
with the procedures of the NOAA
Finance Handbook. The handbook is
available from the RA. The fee may not
exceed such costs and is specified with
each transfer form. The appropriate fee
must accompany each transfer form.
(3) ITQ share cap. No person,
including a corporation or other entity,
may individually or collectively hold
ITQ shares in excess of 49 percent of the
total shares. For the purposes of
considering the share cap, a
corporation’s total ITQ share is
determined by adding the corporation’s
ITQ shares to any other ITQ shares the
corporation owns in another
corporation. If an individual ITQ
shareholder is also a shareholder in a
corporation that holds ITQ shares, an
individual’s total ITQ share is
determined by adding the applicable
ITQ shares held by the individual to the
applicable ITQ shares equivalent to the
corporate share the individual holds in
a corporation. A corporation must
provide the RA the identity of the
shareholders of the corporation and
their percent of shares in the
corporation, and provide updated
information to the RA within 30 days of
when a change occurs. This information
must also be provided to the RA any
time a commercial vessel permit for
wreckfish is renewed or transferred.
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 648
[Docket No. 120109034–2153–02]
RIN 0648–XC168
Fisheries of the Northeastern United
States; Northeast Multispecies
Fishery; Fishing Year 2012 Days-at-Sea
Adjustment for Common Pool Fishery;
Announcement of Fishing Year 2011
Sector Annual Catch Entitlement
Carryover
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Temporary rule.
AGENCY:
NMFS adjusts the differential
days-at-sea (DAS) rate for common pool
vessels for fishing year (FY) 2012 due to
overages of FY 2011 catch levels. This
measure will help prevent FY 2012
catch levels from being exceeded. NMFS
also announces the final amount of
unused FY 2011 annual catch
entitlement (ACE) carryover available to
each sector in FY 2012.
DATES: Effective September 26, 2012,
through April 30, 2013.
FOR FURTHER INFORMATION CONTACT:
Brett Alger, Fisheries Management
Specialist, (978) 675–2153.
SUPPLEMENTARY INFORMATION:
SUMMARY:
FY 2012 Differential DAS Counting for
Common Pool Vessels
Amendment 16 to the Northeast (NE)
Multispecies Fishery Management Plan
requires that a catch overage of a subannual catch limit (sub-ACL) or total
ACL, triggers an accountability measure
(AM) for common pool vessels in the
distinct Differential DAS Area where
each stock is predominantly caught. The
AM is a differential DAS adjustment to
all Category A DAS used by common
pool vessels, and is applied to the time
spent in the applicable DAS counting
area where a vessel fishes. The AMs
account for the percentage by which the
sub-ACL or total ACL is exceeded, and
are meant to prevent overages of future
catch levels. For example, an overage of
the Atlantic halibut sub-ACL requires a
differential DAS rate adjustment to be
applied to common pool vessels fishing
in the area(s) that past catch information
shows the majority of the Atlantic
halibut is caught. The AM regulation at
50 CFR 648.82(n) also requires applying
an additional differential DAS counting
factor in an area for a specific stock if
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the sub-ACL is exceeded again in a
subsequent year, to account for both
year’s overages. For example, if the subACL for Georges Bank (GB) winter
flounder was exceeded in FY 2010 by 60
percent and triggered a differential DAS
adjustment (1.6) in FY 2011, and the
sub-ACL was exceeded again in FY 2011
by 30 percent (requiring a 1.3
differential), then in FY 2012, a
differential DAS rate of 2.1 (1.6 × 1.3)
would be applied.
Final FY 2011 sector and common
pool catch information became available
in June 2012. This information showed
that in the commercial groundfish
fishery (sector and common pool only),
the sub-ACL for Atlantic halibut was
exceeded by 29 percent. This requires
NMFS to implement a differential DAS
rate of 1.3 in the Offshore Gulf of Maine
(GOM) and the Inshore GB Differential
DAS areas as an AM for Atlantic
halibut.
Final FY 2011 sector and common
pool catch information shows that the
sub-ACL for northern windowpane
flounder was exceeded by 42 percent.
The northern windowpane flounder
overage occurred despite a differential
DAS rate of 1.3 applied in FY 2011 due
to an overage in FY 2010 of 27 percent.
As a result, NMFS is required to
implement a differential DAS rate of 1.8
(1.3 × 1.4) in the Offshore GB
Differential DAS Area as a result of the
consecutive FY 2010 and 2011 overages
of northern windowpane flounder.
In addition to the commercial
groundfish fishery information, NMFS
has preliminary FY 2011 catch estimates
for other components of the groundfish
fishery, i.e., exempted fisheries, nongroundfish vessels (e.g., scallop vessels),
and state-only permitted vessels. Based
on these preliminary estimates of the
other components of the groundfish
fishery and final FY 2011 sector and
common pool catch information, the
total ACL for southern windowpane
flounder was exceeded by 135 percent.
This overage also requires a differential
DAS adjustment for common pool
vessels fishing in the area where the
stock is predominantly caught.
Therefore, a differential DAS rate of 2.4
will be applied to common pool vessels
fishing in the Southern New England
(SNE)/Mid-Atlantic (MA) Differential
DAS Area as an AM for southern
windowpane flounder. Further
adjustments to the common pool
differential DAS rate are possible based
on final 2011 catch information for
other components of the groundfish
fishery.
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Agencies
[Federal Register Volume 77, Number 187 (Wednesday, September 26, 2012)]
[Rules and Regulations]
[Pages 59129-59132]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-23731]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 622
[Docket No. 100812344-2449-02]
RIN 0648-AY74
Fisheries of the Caribbean, Gulf of Mexico, and South Atlantic;
Snapper-Grouper Fishery Off the Southern Atlantic States; Amendment 20A
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
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SUMMARY: NMFS issues this final rule to implement the management
measures of Amendment 20A (Amendment 20A) to the Fishery Management
Plan for the Snapper-Grouper Fishery of the South Atlantic Region (FMP)
as prepared and submitted by the South Atlantic Fishery Management
Council (Council). This final rule revises the wreckfish individual
transferable quota (ITQ) program, by defining and reverting inactive
wreckfish quota shares, redistributing reverted quota shares to
remaining shareholders, establishing a cap on the number of wreckfish
quota shares a single entity may own, and establishing an appeals
process for redistribution of reverted wreckfish quota shares. The
intent of this rule is to help achieve the optimum yield (OY) from the
wreckfish commercial sector in accordance with the Magnuson-Stevens
Fishery Conservation and Management Act (Magnuson-Stevens Act).
DATES: This rule is effective October 26, 2012.
ADDRESSES: Electronic copies of Amendment 20A may be obtained from the
Southeast Regional Office Web Site at https://sero.nmfs.noaa.gov/sf/SASnapperGrouperHomepage.htm. Written comments regarding burden-hour
estimates or other aspects of collection-of-information requirements
contained in this final rule may be submitted to Anik Clemens by email
Anik.Clemens@noaa.gov, or telephone 727-824-5305, and by email to
OIRA_Submission@omb.eop.gov, or fax to 202-395-7285.
FOR FURTHER INFORMATION CONTACT: Nikhil Mehta, telephone: 727-824-5305,
or email: nikhil.mehta@noaa.gov.
SUPPLEMENTARY INFORMATION: Wreckfish is part of the snapper-grouper
fishery and is managed under the FMP. The FMP was prepared by the
Council and is implemented through regulations at 50 CFR part 622 under
the authority of the Magnuson-Stevens Act.
On January 12, 2012, NMFS published a notice of availability for
Amendment 20A and requested comments (77 FR 1908). On March 30, 2012,
NMFS published a proposed rule for Amendment 20A and requested public
comments (77 FR 19165). The proposed rule and Amendment 20A outline the
rationale for the actions contained in this final rule. Amendment 20A
was approved by the Secretary of Commerce on April 6, 2012. A summary
of the actions implemented by this final rule are provided below.
This final rule revises the wreckfish ITQ program, established in
1992, by defining and reverting inactive wreckfish quota shares,
redistributing reverted quota shares to remaining shareholders,
establishing a share cap, and establishing an appeals process for
redistribution of reverted wreckfish quota shares. The intent of this
rule is to achieve OY in the wreckfish commercial sector while
maximizing harvest potential and not exceeding the annual catch limit
(ACL).
Changes From the Proposed Rule
When the Council took final action to approve Amendment 20A in
December 2011, there were 20 wreckfish shareholders. Of those 20
shareholders, 13 were considered to be ``inactive'' and 7 ``active'' as
defined in Amendment 20A. The 13 inactive shareholders held 28.18
percent of the shares, which would be redistributed among the 7 active
wreckfish shareholders. After the Council took final action, several
share transfers occurred which changed the distribution of shares in
the wreckfish commercial sector of the snapper-grouper fishery. As of
September 26, 2012, there are 6 active shareholders and 4 inactive
shareholders. The active shareholders now hold 98.599 percent of the
shares, and the inactive shareholders now hold 1.401 percent of the
shares. The proposed rule and Amendment 20A state that 5 percent of the
wreckfish quota shares will be set-aside, to resolve any appeals, for a
period of 90 days starting on the effective date of the final rule. Due
to the share transfers that occurred after the Council took final
action to approve Amendment 20A in December 2011, only 1.401 percent of
the shares remains ``inactive'' and thus are available to be reverted
and redistributed. Therefore, only 1.401 percent is available as the
set-aside to resolve any appeals, and NMFS will redistribute any shares
remaining after the appeals process is complete. Any shares remaining
after
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completion of the appeals process, up to 1.401 percent of the shares,
will be reverted and redistributed among the remaining active
shareholders, depending on the remaining individual shareholder's
landings history from April 16, 2006, through January 14, 2011.
Comments and Responses
NMFS received a total of 13 comments on Amendment 20A and the
proposed rule, which include comments from individuals, including those
in the recreational sector, restaurant and seafood businesses, and a
consulting firm. Comments received regarding the value of the wreckfish
ACL, the acceptable biological catch level, and the recreational
wreckfish allocation, are related to actions contained in the South
Atlantic Comprehensive Annual Catch Limit Amendment (Comprehensive ACL
Amendment), and are not in Amendment 20A. The final rule to implement
the Comprehensive ACL Amendment (77 FR 15916, March 16, 2012), which
became effective April 16, 2012, addressed all comments received on
that amendment and its proposed rules. Specific comments related to the
actions contained in Amendment 20A and the proposed rule and NMFS'
respective responses, are summarized below.
Comment 1: Inactive shares should be allocated to the recreational
sector for wreckfish.
Response: The Council did not consider redistributing inactive
commercial wreckfish shares to the recreational sector in Amendment
20A. Prior to the implementation of the Comprehensive ACL Amendment on
April 16, 2012, a specific allocation of wreckfish for the recreational
sector did not exist within the FMP. Due to recreational snapper-
grouper fishermen reporting an increased incidence of wreckfish
encounters in recent years, and the fact that wreckfish are caught in
very deep water, it is assumed all incidentally caught wreckfish by
recreational fishermen are released dead. The Council decided to create
a wreckfish recreational allocation of five percent in the
Comprehensive ACL Amendment to allow recreational fishermen to retain
fish, which would otherwise likely die. The recreational ACL is 11,750
lb (5,330 kg) round weight.
The Council chose to redistribute latent (inactive) shares to
active commercial participants to optimize commercial wreckfish harvest
and minimize latent effort. The Council's decision allows those
participants, who are more dependent on wreckfish harvest, to retain
their current shares and to be eligible to receive shares from
redistribution. The Council chose to redistribute inactive shares to
wreckfish shareholders who reported wreckfish landings during the
fishing years 2006/2007 through 2010/2011.
Comment 2: Redistributed reverted shares should be based on 50-
percent equal allocation in addition to 50-percent landings history for
the total wreckfish landings from April 16, 2006, through January 14,
2011.
Response: The Council analyzed and evaluated using that approach,
but chose to redistribute reverted shares to remaining shareholders
based on landings history only from April 16, 2006, through January 14,
2011. The Council's decision allows those participants who are more
dependent on wreckfish harvest to retain their current shares and to be
eligible to receive shares from redistribution.
Comment 3: The final outcome of Amendment 20A is questionable since
the purchase (or transfer) of inactive shares (those with no recent
activity) would render these shares ineligible for redistribution. An
analysis of what can be appealed is requested.
Response: One of the purposes of Amendment 20A is to redistribute
any inactive shares to active shareholders. After the Council approved
Amendment 20A for Secretarial review at its December 2011 meeting, many
inactive shares were purchased and transferred to active shareholders.
Any inactive shares remaining after implementation of this final rule
are available for redistribution. Though the number of shares to be
redistributed has changed since the Council took final action (from
28.18 to 1.401 percent of the shares), the items that may be appealed
have not changed. The appeals process allows inactive wreckfish
shareholders to appeal the reversion of their shares that NMFS
considers ``inactive'', and active shareholders can appeal the
percentage of reverted shares that NMFS redistributes to them. Any
shares remaining after completion of the appeals process, up to 1.401
percent of the shares, will be reverted and redistributed among the
remaining active shareholders, depending on the remaining individual
shareholder's landings history from April 16, 2006, through January 14,
2011.
Comment 4: The 49-percent share cap seems excessive for a public
resource.
Response: The Council considered seven alternatives with respect to
establishing a share cap in the wreckfish ITQ program: no share cap,
and share caps of 15 percent, 25 percent, 49 percent, 65 percent, and
the highest percentage of total shares held by a single shareholder
after redistribution of inactive quota shares. The Council considered a
variety of factors in determining what constitutes an excessive share
for this public resource and an appropriate share cap, in the wreckfish
ITQ program, including market power in the product, input, and quota
share markets, management objectives contained in the Magnuson Stevens
Act, and its management objectives for Amendment 20A.
The creation of market power in seafood markets through
concentration of wreckfish quota shares is unlikely because wreckfish
directly competes against other domestically harvested and imported
groupers, snappers, and other fish. Further, most of the important
inputs (e.g., fuel, crew, hooks, line, etc.) used by commercial
wreckfish fishermen are also used by commercial fishermen harvesting
other species in competition with wreckfish fishermen, recreational
fishermen, or the general public. Thus, even if a single shareholder
possessed all of the quota shares, that shareholder very likely would
not possess any control over input prices because of competition from
other buyers.
A share cap implemented in a commercial sector operating under a
catch share program customarily applies at the individual rather than
the shareholder level. This approach prevents individuals from
exceeding the share cap by being or becoming partial or full owners of
other entities that also own quota shares, or more specifically share
certificates in the case of wreckfish.
With respect to the 49-percent share cap alternative, although this
alternative does not allow the historically largest harvester to
maintain his recent level of landings, it does allow this individual to
come relatively close, particularly if the individual chooses to buy
additional shares up to the 49-percent cap. As such, the Council
expected this individual to have sufficient quota shares to continue
operations after redistribution of the inactive shares. Further, the
other individuals were expected to have sufficient shares to maintain
or even exceed their recent landings after redistribution of the
inactive shares. Thus, the 49-percent share cap alternative was the
most likely to ensure the commercial ACL is harvested and OY is
attained. The Council thought it was equitable to allow shareholders
with greater economic dependence on wreckfish landings to possess
relatively more of the quota shares. Given the benefits of the 49-
percent share cap alternative
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relative to the other alternatives, for this public resource, the
Council selected a 49-percent share cap.
Comment 5: The appeals process will only be as good as the NMFS
wishes that effort to become.
Response: The appeals process included in Amendment 20A allows
inactive wreckfish shareholders to appeal the reversion of shares they
hold (inactive status), and active shareholders to appeal the
percentage of reverted shares redistributed to them. The Regional
Administrator will render decisions on appeals based on NMFS logbooks
or state landings data if NMFS logbooks are not available. Hardship
appeals will not be considered. NMFS finds this appeals process to be
appropriate for the commercial wreckfish sector.
Classification
The Regional Administrator, Southeast Region, NMFS has determined
that the actions contained in this final rule are necessary for the
conservation and management of the snapper-grouper fishery in the South
Atlantic and that they are consistent with Amendment 20A, the Magnuson-
Stevens Act, and other applicable law.
This final rule has been determined to be not significant for
purposes of Executive Order 12866.
The Chief Counsel for Regulation of the Department of Commerce
certified to the Chief Counsel for Advocacy of the Small Business
Administration during the proposed rule stage that this action would
not have a significant economic impact on a substantial number of small
entities. The factual basis for the certification was published in the
proposed rule and is not repeated here.
One of the comments addressed in the Supplementary Information
section, regarding the distribution of the latent shares that would be
revoked, included economic implications and is also addressed here.
This comment stated that the latent shares should be retired and not
redistributed to other commercial shareholders with the exception that
a small unspecified portion should be given to the recreational sector.
The final rule for the Comprehensive ACL Amendment, which became
effective on April 16, 2012 (77 FR 15916, March 16, 2012), allocated 95
percent of the wreckfish ACL to the commercial sector and 5 percent to
the recreational sector. Allocating some portion of latent shares to
the recreational sector and retiring the rest would be inconsistent
with the allocation established by the Council in the Comprehensive ACL
Amendment, would not allow the commercial ACL to be harvested, and
would result in reduced economic benefits to commercial small business
entities. Therefore, no change has been made to this final rule as a
result of this comment.
Because this final rule reduces the set-aside for appeals from 5
percent to 1.401 percent and, more importantly, inactive shareholders
hold all of the quota shares being set-aside, active shareholders are
not expected to experience any direct, adverse economic effects due to
this action. Further, because the inactive shareholders have no gross
revenue or profits from commercial fishing for wreckfish, the set-aside
of their quota shares in the short-term to resolve appeals would not
reduce their gross revenue or profit. Thus, the direct, adverse
economic effects on shareholders as a result of this action and final
rule will be less than what was estimated in the proposed rule. No
other new information has been received that would affect the analysis
of impacts on small entities. As a result, a final regulatory
flexibility analysis was not required and none was prepared.
This final rule contains a collection-of-information requirement
subject to the Paperwork Reduction Act (PRA), which has been approved
by OMB under control number 0648-0551. Public reporting burden for the
appeals process regarding the redistribution of inactive wreckfish
shares is estimated to average 2 hours per response, including the time
for reviewing instructions, searching existing data sources, gathering
and maintaining the data needed, and completing and reviewing the
collection of information. Send comments regarding these burden
estimates or any other aspect of this data collection, including
suggestions for reducing the burden, to NMFS (see ADDRESSES) and by
email to OIRA_Submission@omb.eop.gov, or fax to 202-395-7285.
Notwithstanding any other provision of the law, no person is
required to respond to, and no person shall be subject to penalty for
failure to comply with, a collection of information subject to the
requirements of the PRA, unless that collection of information displays
a currently valid OMB control number.
List of Subjects in 50 CFR Part 622
Fisheries, Fishing, Puerto Rico, Reporting and recordkeeping
requirements, Virgin Islands.
Dated: September 20, 2012.
Alan D. Risenhoover,
Director, Office of Sustainable Fisheries, performing the functions and
duties of the Deputy Assistant Administrator for Regulatory Programs,
National Marine Fisheries Service.
For the reasons set out in the preamble, 50 CFR part 622 is amended
as follows:
PART 622--FISHERIES OF THE CARIBBEAN, GULF, AND SOUTH ATLANTIC
0
1. The authority citation for part 622 continues to read as follows:
Authority: 16 U.S.C. 1801 et seq.
0
2. In Sec. 622.15, paragraph (a) is revised to read as follows:
Sec. 622.15 Wreckfish individual transferable quota (ITQ) system.
* * * * *
(a) General--(1) Percentage shares--(i) Initial ITQ shares. In
accordance with the procedure specified in the Fishery Management Plan
for the Snapper-Grouper Fishery of the South Atlantic Region,
percentage shares of the quota for wreckfish were assigned at the
beginning of the program. Each person was notified by the RA of his or
her percentage share and shareholder certificate number.
(ii) Reverted ITQ shares. Any shares determined by NMFS to be
inactive, will be redistributed proportionately among remaining
shareholders (subject to cap restrictions) based on shareholder
landings history. Inactive shares are, for purposes of this section,
those shares held by ITQ shareholders who have not reported any
wreckfish landings between April 16, 2006, and January 14, 2011.
(iii) Percentage share set-aside to accommodate resolution of
appeals. During the 2012-2013 fishing year, the RA will reserve 1.401
percent of wreckfish ITQ shares prior to redistributing shares (see
paragraph (a)(1)(ii) of this section) to accommodate resolution of
appeals, if necessary. NMFS will distribute any portion of the 1.401-
percent share remaining after the appeals process as soon as possible
among the remaining shareholders.
(iv) Procedure for appealing wreckfish quota share status and
landings information. Appeals must be submitted to the RA postmarked no
later than January 24, 2013 and must contain documentation supporting
the basis for the appeal. The only items subject to appeal are the
status of wreckfish quota shares, as active or inactive, and the
accuracy of the amount of landings. The RA will review and evaluate all
appeals,
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render final decisions on the appeals, and advise the appellant of the
final decision. Appeals based on hardship factors will not be
considered. The RA will determine the outcome of appeals based on NMFS'
logbooks. If NMFS' logbooks are not available, the RA may use state
landings records. Appellants must submit NMFS' logbooks or state
landings records, as appropriate, to support their appeal.
(2) Share transfers. All or a portion of a person's percentage
shares are transferrable. Transfer of shares must be reported on a form
available from the RA. The RA will confirm, in writing, each transfer
of shares. The effective date of each transfer is the confirmation date
provided by the RA. NMFS charges a fee for each transfer of shares and
calculates the amount in accordance with the procedures of the NOAA
Finance Handbook. The handbook is available from the RA. The fee may
not exceed such costs and is specified with each transfer form. The
appropriate fee must accompany each transfer form.
(3) ITQ share cap. No person, including a corporation or other
entity, may individually or collectively hold ITQ shares in excess of
49 percent of the total shares. For the purposes of considering the
share cap, a corporation's total ITQ share is determined by adding the
corporation's ITQ shares to any other ITQ shares the corporation owns
in another corporation. If an individual ITQ shareholder is also a
shareholder in a corporation that holds ITQ shares, an individual's
total ITQ share is determined by adding the applicable ITQ shares held
by the individual to the applicable ITQ shares equivalent to the
corporate share the individual holds in a corporation. A corporation
must provide the RA the identity of the shareholders of the corporation
and their percent of shares in the corporation, and provide updated
information to the RA within 30 days of when a change occurs. This
information must also be provided to the RA any time a commercial
vessel permit for wreckfish is renewed or transferred.
* * * * *
[FR Doc. 2012-23731 Filed 9-25-12; 8:45 am]
BILLING CODE 3510-22-P