Lisa Jean Sharp: Debarment Order, 56647-56649 [2012-22604]
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mstockstill on DSK4VPTVN1PROD with NOTICES
Federal Register / Vol. 77, No. 178 / Thursday, September 13, 2012 / Notices
approval, including the process for
development or approval, of a drug
product under the FD&C Act.
On March 7, 2012, the U.S. District
Court for the District of Kansas entered
judgment against Dr. Spencer after he
entered a guilty plea to, among others,
a felony count of failing to prepare and
maintain records required under section
505(i) of the FD&C Act, with the intent
to defraud and mislead, in violation of
sections 301(e) and 303(a)(2) of the
FD&C Act (21 U.S.C. 331(e), 333(a)(2),
and 18 U.S.C. 2).
FDA’s finding that debarment is
appropriate is based on the felony
conviction referenced herein for
conduct relating to the development or
approval, including the process for
development or approval, of a drug
product under the FD&C Act.
The factual basis for this conviction is
as follows: Dr. Spencer was a licensed
medical doctor practicing medicine in
the District of Kansas. Schering/Plough
was a pharmaceutical company engaged
in developing and marketing
pharmaceutical products. In or about
July 2009, Schering/Plough chose Lee
Research Institute, Dr. Spencer’s
employer, to perform a clinical study
known as ‘‘A 28-Day Study Evaluating
the Safety of Ragweed Sublingual Tablet
in Adult Subjects 50 Years of Age and
Older with Ragweed-Induced Rhino
Conjunctivitis.’’ Dr. Spencer was the
principal investigator for the clinical
study.
Before beginning the clinical study,
FDA required Schering/Plough to
provide the Agency with a study
protocol. The study protocol contained
information about how the clinical
study would be conducted, where
studies would be done and by whom,
how the drug’s safety would be
evaluated, and what findings would
require the study to be changed or
halted. According to the study protocol,
each subject had to be 50 years of age
or older. Additionally, the study
protocol excluded subjects who were a
member or a family member of the
personnel of the investigational or
sponsor staff directly involved with the
clinical trial. Under section 505(i) of the
FD&C Act (21 U.S.C. 355(i)) and 21 CFR
312.62(b), Dr. Spencer was required to
maintain adequate and accurate case
histories on each individual who was
administered Schering/Plough’s
investigational drug.
Beginning in or about January 2010,
and continuing through in or about May
2010, Dr. Spencer, with the intent to
defraud and mislead, failed to prepare
and maintain the records required
described above. Specifically, Dr.
Spencer falsified the birth dates of two
VerDate Mar<15>2010
19:13 Sep 12, 2012
Jkt 226001
participants such that they appeared to
be older than 50 years of age; falsely
indicated that physical examinations
had been performed when they had not
been performed; and indicated on
required forms that two participants met
the inclusion criteria and had no
reasons for exclusion when he knew
that the participants did not meet the
inclusion criteria of age and should
have been excluded as employees of Lee
Research Institute.
As a result of his conviction, on June
20, 2012, FDA sent Dr. Spencer a notice
by certified mail proposing to
permanently debar him from providing
services in any capacity to a person that
has an approved or pending drug
product application. The proposal was
based on a finding, under section
306(a)(2)(A) of the FD&C Act (21 U.S.C.
335a(a)(2)(A)), that Dr. Spencer was
convicted of a felony under Federal law
for conduct relating to the development
or approval, including the process for
development or approval, of a drug
product under the FD&C Act.
The proposal also offered Dr. Spencer
an opportunity to request a hearing,
providing him 30 days from the date of
receipt of the letter in which to file the
request, and advised him that failure to
request a hearing constituted a waiver of
the opportunity for a hearing and of any
contentions concerning this action. Dr.
Spencer received the proposal on June
25, 2012. He failed to respond and has,
therefore, waived his opportunity for a
hearing and has waived any contentions
concerning his debarment (21 CFR part
12).
II. Findings and Order
Therefore, the Director, Office of
Enforcement, Office of Regulatory
Affairs, under section 306(a)(2)(A) of the
FD&C Act (21 U.S.C. 335a(a)(2)(A)),
under authority delegated to the
Director (Staff Manual Guide 1410.35),
finds that Wayne E. Spencer has been
convicted of a felony under Federal law
for conduct relating to the development
or approval, including the process for
development or approval, of a drug
product under the FD&C Act.
As a result of the foregoing finding,
Wayne E. Spencer is permanently
debarred from providing services in any
capacity to a person with an approved
or pending drug product application
under sections 505, 512, or 802 of the
Act (21 U.S.C. 355, 360b, or 382), or
under section 351 of the Public Health
Service Act (42 U.S.C. 262), effective
(see DATES) (see section 306(c)(1)(B),
(c)(2)(A)(ii), and 201(dd) of the FD&C
Act (21 U.S.C. 335a(c)(1)(B), (c)(2)(A)(ii),
and 321(dd))). Any person with an
approved or pending drug product
PO 00000
Frm 00042
Fmt 4703
Sfmt 4703
56647
application who knowingly employs or
retains as a consultant or contractor, or
otherwise uses the services of Dr.
Spencer, in any capacity during Dr.
Spencer’s debarment, will be subject to
civil money penalties (section 307(a)(6)
of the FD&C Act (21 U.S.C. 335b(a)(6))).
If Dr. Spencer provides services in any
capacity to a person with an approved
or pending drug product application
during his period of debarment he will
be subject to civil money penalties
(section 307(a)(7) of the FD&C Act (21
U.S.C. 335b(a)(7))). In addition, FDA
will not accept or review any
abbreviated new drug applications
submitted by or with the assistance of
Dr. Spencer during his period of
debarment (section 306(c)(1)(A) of the
FD&C Act (21 U.S.C. 335a(c)(1)(A))).
Any application by Dr. Spencer for
special termination of debarment under
section 306(d)(4) of the FD&C Act (21
U.S.C. 335a(d)(4)) should be identified
with Docket No. FDA–2012–N–0355
and sent to the Division of Dockets
Management (see ADDRESSES). All such
submissions are to be filed in four
copies. The public availability of
information in these submissions is
governed by 21 CFR 10.20(j).
Publicly available submissions may
be seen in the Division of Dockets
Management between 9 a.m. and 4 p.m.,
Monday through Friday.
Dated: September 4, 2012.
Armando Zamora,
Acting Director, Office of Enforcement, Office
of Regulatory Affairs.
[FR Doc. 2012–22606 Filed 9–12–12; 8:45 am]
BILLING CODE 4160–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
[Docket No. FDA–2012–N–0356]
Lisa Jean Sharp: Debarment Order
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
Notice.
The Food and Drug
Administration (FDA) is issuing an
order under the Federal Food, Drug, and
Cosmetic Act (the FD&C Act)
permanently debarring Lisa Jean Sharp
from providing services in any capacity
to a person that has an approved or
pending drug product application. We
base this order on a finding that Lisa
Jean Sharp was convicted of a felony
under Federal law for conduct relating
to the development or approval,
including the process for development
or approval, of a drug product under the
SUMMARY:
E:\FR\FM\13SEN1.SGM
13SEN1
56648
Federal Register / Vol. 77, No. 178 / Thursday, September 13, 2012 / Notices
mstockstill on DSK4VPTVN1PROD with NOTICES
FD&C Act. Ms. Sharp was given notice
of the proposed permanent debarment
and an opportunity to request a hearing
within the timeframe prescribed by
regulation, but failed to respond. Ms.
Sharp’s failure to respond constitutes a
waiver of her right to a hearing
concerning this action.
DATES: This order is effective September
13, 2012.
ADDRESSES: Submit applications for
special termination of debarment to the
Division of Dockets Management (HFA–
305), Food and Drug Administration,
5630 Fishers Lane, Room 1061,
Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT:
Kenny Shade, Division of Compliance
Policy (HFC–230), Office of
Enforcement, Office of Regulatory
Affairs, Food and Drug Administration,
12420 Parklawn Dr., Rockville, MD
20857, 301–796–4640.
SUPPLEMENTARY INFORMATION:
I. Background
Section 306(a)(2)(A) of the FD&C Act
(21 U.S.C. 335a(a)(2)(A)) requires
debarment of an individual if FDA finds
that the individual has been convicted
of a felony under Federal law for
conduct relating to the development or
approval, including the process for
development or approval, of a drug
product under the FD&C Act.
On March 26, 2012, the U.S. District
Court for the District of Kansas entered
judgment against Ms. Sharp after she
entered a guilty plea to, among others,
a felony count of failing to prepare and
maintain records required under section
505(i) of the FD&C Act, with the intent
to defraud and mislead, in violation of
sections 301(e) and 303(a)(2) of the
FD&C Act (21 U.S.C. 331(e), 333(a)(2),
and 18 U.S.C. 2).
FDA’s finding that debarment is
appropriate is based on the felony
conviction referenced herein for
conduct relating to the development or
approval, including the process for
development or approval, of a drug
product under the FD&C Act.
The factual basis for this conviction is
as follows: Ms. Sharp was the Director
of Clinical Trials for Lee Research
Institute. Schering/Plough was a
pharmaceutical company engaged in
developing and marketing
pharmaceutical products. In or about
July 2009, Schering/Plough chose Lee
Research Institute, Ms. Sharp’s
employer, to perform a clinical study
known as ‘‘A 28-Day Study Evaluating
the Safety of Ragweed Sublingual Tablet
in Adult Subjects 50 Years of Age and
Older with Ragweed-Induced Rhino
conjunctivitis.’’ Ms. Sharp was the Lead
VerDate Mar<15>2010
19:13 Sep 12, 2012
Jkt 226001
Clinical Research Coordinator for the
clinical study.
Before beginning the clinical study,
FDA required Schering/Plough to
provide the Agency with a study
protocol. The study protocol contained
information about how the clinical
study would be conducted, where
studies would be done and by whom,
how the drug’s safety would be
evaluated, and what findings would
require the study to be changed or
halted. According to the study protocol,
each subject had to be 50 years of age
or older. Additionally, the study
protocol excluded subjects who were a
member or a family member of the
personnel of the investigational or
sponsor staff directly involved with the
clinical trial. Under section 505(i) of the
FD&C Act (21 U.S.C. 355(i)) and 21 CFR
312.62(b), Ms. Sharp was required to
maintain adequate and accurate case
histories on each individual who was
administered Schering/Plough’s
investigational drug.
Beginning in or about January 2010,
and continuing through in or about May
2010, Ms. Sharp, with the intent to
defraud and mislead, failed to prepare
and maintain the required records
described above. Specifically, Ms. Sharp
falsified the birth dates of two
participants such that they appeared to
be older than 50 years of age; falsely
indicated that physical examinations
had been performed when they had not
been performed; and indicated on
required forms that two participants met
the inclusion criteria and had no
reasons for exclusion, when she knew
that the participants did not meet the
inclusion criteria of age and should
have been excluded as employees of Lee
Research Institute.
As a result of her conviction, on June
20, 2012, FDA sent Ms. Sharp a notice
by certified mail proposing to
permanently debar her from providing
services in any capacity to a person that
has an approved or pending drug
product application. The proposal was
based on a finding, under section
306(a)(2)(A) of the FD&C Act (21 U.S.C.
335a(a)(2)(A)), that Ms. Sharp was
convicted of a felony under Federal law
for conduct relating to the development
or approval, including the process for
development or approval, of a drug
product under the FD&C Act.
The proposal also offered Ms. Sharp
an opportunity to request a hearing,
providing her 30 days from the date of
receipt of the letter in which to file the
request, and advised her that failure to
request a hearing constituted a waiver of
the opportunity for a hearing and of any
contentions concerning this action. Ms.
Sharp received the proposal on June 25,
PO 00000
Frm 00043
Fmt 4703
Sfmt 4703
2012. She failed to respond and has,
therefore, waived her opportunity for a
hearing and has waived any contentions
concerning her debarment (21 CFR part
12).
II. Findings and Order
Therefore, the Director, Office of
Enforcement, Office of Regulatory
Affairs, under section 306(a)(2)(A) of the
FD&C Act (21 U.S.C. 335a(a)(2)(A)),
under authority delegated to the
Director (Staff Manual Guide 1410.35),
finds that Lisa Jean Sharp has been
convicted of a felony under federal law
for conduct relating to the development
or approval, including the process for
development or approval, of a drug
product under the FD&C Act.
As a result of the foregoing finding,
Lisa Jean Sharp is permanently debarred
from providing services in any capacity
to a person with an approved or
pending drug product application under
sections 505, 512, or 802 of the FD&C
Act (21 U.S.C. 355, 360b, or 382), or
under section 351 of the Public Health
Service Act (42 U.S.C. 262), effective
(see DATES), (see section 306(c)(1)(B),
(c)(2)(A)(ii), and 201(dd) of the FD&C
Act (21 U.S.C. 335a(c)(1)(B), (c)(2)(A)(ii),
and 321(dd))). Any person with an
approved or pending drug product
application who knowingly employs or
retains as a consultant or contractor, or
otherwise uses the services of Ms.
Sharp, in any capacity during Ms.
Sharp’s debarment, will be subject to
civil money penalties (section 307(a)(6)
of the FD&C Act (21 U.S.C. 335b(a)(6))).
If Ms. Sharp provides services in any
capacity to a person with an approved
or pending drug product application
during her period of debarment she will
be subject to civil money penalties
(section 307(a)(7) of the FD&C Act (21
U.S.C. 335b(a)(7)). In addition, FDA will
not accept or review any abbreviated
new drug applications submitted by or
with the assistance of Ms. Sharp during
her period of debarment (section
306(c)(1)(A) of the FD&C Act (21 U.S.C.
335a(c)(1)(A)).
Any application by Ms. Sharp for
special termination of debarment under
section 306(d)(4) of the FD&C Act (21
U.S.C. 335a(d)(4)) should be identified
with Docket No. FDA–2012–N–0356
and sent to the Division of Dockets
Management (see ADDRESSES). All such
submissions are to be filed in four
copies. The public availability of
information in these submissions is
governed by 21 CFR 10.20(j).
Publicly available submissions may
be seen in the Division of Dockets
Management between 9 a.m. and 4 p.m.,
Monday through Friday.
E:\FR\FM\13SEN1.SGM
13SEN1
Federal Register / Vol. 77, No. 178 / Thursday, September 13, 2012 / Notices
Dated: September 4, 2012.
Armando Zamora,
Acting Director, Office of Enforcement, Office
of Regulatory Affairs.
[FR Doc. 2012–22604 Filed 9–12–12; 8:45 am]
BILLING CODE 4160–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
[Docket No. FDA–2012–N–0007]
Fee for Using a Priority Review
Voucher in Fiscal Year 2013
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
Notice.
The Food and Drug
Administration (FDA or the Agency) is
announcing the fee rates for using a
tropical disease priority review voucher
for fiscal year (FY) 2013. The Federal
Food, Drug, and Cosmetic Act (the
FD&C Act), as amended by the Food and
Drug Administration Amendments Act
of 2007 (FDAAA), authorizes FDA to
determine and collect priority review
user fees for certain applications for
approval of drug or biological products
when those applications use a priority
review voucher awarded by the
Secretary of Health and Human
Services. These vouchers are awarded to
the sponsors of certain tropical disease
product applications, submitted after
September 27, 2007, upon FDA
approval of such applications. The
amount of the fee to be submitted to
FDA with applications using a priority
review voucher is determined each FY
based on the average cost incurred by
FDA in the review of a human drug
application subject to priority review in
the previous FY. This notice establishes
the priority review fee rate for FY 2013.
FOR FURTHER INFORMATION CONTACT:
David Miller, Office of Financial
Management (HFA–100), Food and Drug
Administration, 1350 Piccard Dr.,
Rockville, MD 20850, 301–796–7103.
SUPPLEMENTARY INFORMATION:
mstockstill on DSK4VPTVN1PROD with NOTICES
SUMMARY:
I. Background
Section 1102 of FDAAA (Pub. L. 110–
85) added new section 524 to the FD&C
Act (21 U.S.C. 360n). In section 524,
Congress encouraged development of
new drug and biological products for
prevention and treatment of certain
tropical diseases by offering additional
incentives for obtaining FDA approval
of such products. Under section 524, the
sponsor of an eligible human drug
application submitted after September
27, 2007, for a qualified tropical disease
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19:13 Sep 12, 2012
Jkt 226001
(as defined in section 524(a)(3)), shall
receive a priority review voucher upon
approval of the tropical disease product
application. The recipient of a priority
review voucher may either use the
voucher with a future submission to
FDA under section 505(b)(1) of the
FD&C Act (21 U.S.C. 355(b)(1)) or
section 351 of the Public Health Service
Act (21 U.S.C. 262), or transfer
(including by sale) the voucher to
another party that may then use it. A
priority review is a review conducted
with a Prescription Drug User Fee Act
(PDUFA) goal date of 6 months.
The applicant that uses a priority
review voucher is entitled to a priority
review but must pay FDA a priority
review user fee in addition to any other
fee required by PDUFA. FDA has
published a draft guidance on its Web
site about how this priority review
voucher program will operate (available
at: https://www.fda.gov/downloads/
Drugs/GuidanceComplianceRegulatory
Information/Guidances/
ucm080599.pdf).
This notice establishes the priority
review fee rate for FY 2013 as
$3,559,000 and outlines FDA’s process
for implementing the collection of the
priority review user fees. This rate is
effective on October 1, 2012, and will
remain in effect through September 30,
2013, for applications submitted with a
priority review voucher. The payment of
this priority review user fee is required
in addition to the payment of any other
fee that would normally apply to such
an application under PDUFA before
FDA will consider the application
complete and acceptable for filing.
II. Priority Review User Fee for FY
2013
Under section 524(c)(2) of the FD&C
Act, the amount of the priority review
user fee is to be determined each FY
based on the average cost incurred by
FDA in the review of a human drug
application subject to priority review in
the previous FY. The priority review
voucher fee is intended to cover the
incremental costs for FDA to do a
priority review on a product that would
otherwise get a standard review. The
formula used in past years to calculate
the priority review user fee was based
on the full average cost of a priority
review. After reviewing more recent
data and experience with the program,
FDA has revised the formula to better
approximate the current and ongoing
incremental FDA resource costs for a
priority review. The new formula will
provide the Agency with the added
resources to conduct a priority review
while still ensuring a robust priority
review voucher program that is
PO 00000
Frm 00044
Fmt 4703
Sfmt 4703
56649
consistent with the Agency’s public
health goal of encouraging the
development of new drug and biological
products.
A priority review is a review
conducted with a PDUFA goal date of 6
months. Normally, an application for a
Center for Drug Evaluation and Research
(CDER) product will qualify for a
priority review if FDA determines that
the product, if approved, would provide
safe and effective therapy where no
satisfactory alternative therapy exists or
would be a significant improvement
compared to marketed products,
including non-drug products and/or
therapies, in the treatment, diagnosis, or
prevention of a disease. A Center for
Biologics Evaluation and Research
(CBER) product will qualify for a
priority review if FDA determines that
the product, if approved, would be a
significant improvement in the safety or
effectiveness of the treatment, diagnosis,
or prevention of a serious or lifethreatening disease. FDA has committed
to a goal to review and act on 90 percent
of the applications that have been
granted priority review status no later
than 6 months after receipt. An
application that does not receive a
priority designation will receive a
standard review. Under the goals
identified in the letters referenced in
section 101(b) of the Food and Drug
Administration Safety and Innovation
Act (Pub. L. 112–144), FDA commits to
reviewing and acting on 90 percent of
standard applications within 10 months
of the date of receipt. A priority review
involves a more intensive level of effort
and a higher level of resources than a
standard review.
Section 524 of the FD&C Act specifies
that the fee amount should be based on
the average cost incurred by the Agency
for a priority review in the previous FY.
Because FDA has never tracked the cost
of reviewing applications that get
priority review as a separate cost subset,
FDA estimated this cost based on other
data that the Agency has tracked and
kept. FDA started by using data that the
Agency estimates and publishes on its
Web site each year—standard costs for
review. FDA does not publish a
standard cost for ‘‘the review of a
human drug application subject to
priority review in the previous fiscal
year.’’ However, we expect all such
applications would contain clinical
data. The standard cost application
categories with clinical data that FDA
does publish each year are: (1) New
drug applications (NDAs) for a new
molecular entity (NME) with clinical
data and (2) biologics license
applications (BLAs).
E:\FR\FM\13SEN1.SGM
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Agencies
[Federal Register Volume 77, Number 178 (Thursday, September 13, 2012)]
[Notices]
[Pages 56647-56649]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-22604]
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
[Docket No. FDA-2012-N-0356]
Lisa Jean Sharp: Debarment Order
AGENCY: Food and Drug Administration, HHS.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA) is issuing an order
under the Federal Food, Drug, and Cosmetic Act (the FD&C Act)
permanently debarring Lisa Jean Sharp from providing services in any
capacity to a person that has an approved or pending drug product
application. We base this order on a finding that Lisa Jean Sharp was
convicted of a felony under Federal law for conduct relating to the
development or approval, including the process for development or
approval, of a drug product under the
[[Page 56648]]
FD&C Act. Ms. Sharp was given notice of the proposed permanent
debarment and an opportunity to request a hearing within the timeframe
prescribed by regulation, but failed to respond. Ms. Sharp's failure to
respond constitutes a waiver of her right to a hearing concerning this
action.
DATES: This order is effective September 13, 2012.
ADDRESSES: Submit applications for special termination of debarment to
the Division of Dockets Management (HFA-305), Food and Drug
Administration, 5630 Fishers Lane, Room 1061, Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT: Kenny Shade, Division of Compliance
Policy (HFC-230), Office of Enforcement, Office of Regulatory Affairs,
Food and Drug Administration, 12420 Parklawn Dr., Rockville, MD 20857,
301-796-4640.
SUPPLEMENTARY INFORMATION:
I. Background
Section 306(a)(2)(A) of the FD&C Act (21 U.S.C. 335a(a)(2)(A))
requires debarment of an individual if FDA finds that the individual
has been convicted of a felony under Federal law for conduct relating
to the development or approval, including the process for development
or approval, of a drug product under the FD&C Act.
On March 26, 2012, the U.S. District Court for the District of
Kansas entered judgment against Ms. Sharp after she entered a guilty
plea to, among others, a felony count of failing to prepare and
maintain records required under section 505(i) of the FD&C Act, with
the intent to defraud and mislead, in violation of sections 301(e) and
303(a)(2) of the FD&C Act (21 U.S.C. 331(e), 333(a)(2), and 18 U.S.C.
2).
FDA's finding that debarment is appropriate is based on the felony
conviction referenced herein for conduct relating to the development or
approval, including the process for development or approval, of a drug
product under the FD&C Act.
The factual basis for this conviction is as follows: Ms. Sharp was
the Director of Clinical Trials for Lee Research Institute. Schering/
Plough was a pharmaceutical company engaged in developing and marketing
pharmaceutical products. In or about July 2009, Schering/Plough chose
Lee Research Institute, Ms. Sharp's employer, to perform a clinical
study known as ``A 28-Day Study Evaluating the Safety of Ragweed
Sublingual Tablet in Adult Subjects 50 Years of Age and Older with
Ragweed-Induced Rhino conjunctivitis.'' Ms. Sharp was the Lead Clinical
Research Coordinator for the clinical study.
Before beginning the clinical study, FDA required Schering/Plough
to provide the Agency with a study protocol. The study protocol
contained information about how the clinical study would be conducted,
where studies would be done and by whom, how the drug's safety would be
evaluated, and what findings would require the study to be changed or
halted. According to the study protocol, each subject had to be 50
years of age or older. Additionally, the study protocol excluded
subjects who were a member or a family member of the personnel of the
investigational or sponsor staff directly involved with the clinical
trial. Under section 505(i) of the FD&C Act (21 U.S.C. 355(i)) and 21
CFR 312.62(b), Ms. Sharp was required to maintain adequate and accurate
case histories on each individual who was administered Schering/
Plough's investigational drug.
Beginning in or about January 2010, and continuing through in or
about May 2010, Ms. Sharp, with the intent to defraud and mislead,
failed to prepare and maintain the required records described above.
Specifically, Ms. Sharp falsified the birth dates of two participants
such that they appeared to be older than 50 years of age; falsely
indicated that physical examinations had been performed when they had
not been performed; and indicated on required forms that two
participants met the inclusion criteria and had no reasons for
exclusion, when she knew that the participants did not meet the
inclusion criteria of age and should have been excluded as employees of
Lee Research Institute.
As a result of her conviction, on June 20, 2012, FDA sent Ms. Sharp
a notice by certified mail proposing to permanently debar her from
providing services in any capacity to a person that has an approved or
pending drug product application. The proposal was based on a finding,
under section 306(a)(2)(A) of the FD&C Act (21 U.S.C. 335a(a)(2)(A)),
that Ms. Sharp was convicted of a felony under Federal law for conduct
relating to the development or approval, including the process for
development or approval, of a drug product under the FD&C Act.
The proposal also offered Ms. Sharp an opportunity to request a
hearing, providing her 30 days from the date of receipt of the letter
in which to file the request, and advised her that failure to request a
hearing constituted a waiver of the opportunity for a hearing and of
any contentions concerning this action. Ms. Sharp received the proposal
on June 25, 2012. She failed to respond and has, therefore, waived her
opportunity for a hearing and has waived any contentions concerning her
debarment (21 CFR part 12).
II. Findings and Order
Therefore, the Director, Office of Enforcement, Office of
Regulatory Affairs, under section 306(a)(2)(A) of the FD&C Act (21
U.S.C. 335a(a)(2)(A)), under authority delegated to the Director (Staff
Manual Guide 1410.35), finds that Lisa Jean Sharp has been convicted of
a felony under federal law for conduct relating to the development or
approval, including the process for development or approval, of a drug
product under the FD&C Act.
As a result of the foregoing finding, Lisa Jean Sharp is
permanently debarred from providing services in any capacity to a
person with an approved or pending drug product application under
sections 505, 512, or 802 of the FD&C Act (21 U.S.C. 355, 360b, or
382), or under section 351 of the Public Health Service Act (42 U.S.C.
262), effective (see DATES), (see section 306(c)(1)(B), (c)(2)(A)(ii),
and 201(dd) of the FD&C Act (21 U.S.C. 335a(c)(1)(B), (c)(2)(A)(ii),
and 321(dd))). Any person with an approved or pending drug product
application who knowingly employs or retains as a consultant or
contractor, or otherwise uses the services of Ms. Sharp, in any
capacity during Ms. Sharp's debarment, will be subject to civil money
penalties (section 307(a)(6) of the FD&C Act (21 U.S.C. 335b(a)(6))).
If Ms. Sharp provides services in any capacity to a person with an
approved or pending drug product application during her period of
debarment she will be subject to civil money penalties (section
307(a)(7) of the FD&C Act (21 U.S.C. 335b(a)(7)). In addition, FDA will
not accept or review any abbreviated new drug applications submitted by
or with the assistance of Ms. Sharp during her period of debarment
(section 306(c)(1)(A) of the FD&C Act (21 U.S.C. 335a(c)(1)(A)).
Any application by Ms. Sharp for special termination of debarment
under section 306(d)(4) of the FD&C Act (21 U.S.C. 335a(d)(4)) should
be identified with Docket No. FDA-2012-N-0356 and sent to the Division
of Dockets Management (see ADDRESSES). All such submissions are to be
filed in four copies. The public availability of information in these
submissions is governed by 21 CFR 10.20(j).
Publicly available submissions may be seen in the Division of
Dockets Management between 9 a.m. and 4 p.m., Monday through Friday.
[[Page 56649]]
Dated: September 4, 2012.
Armando Zamora,
Acting Director, Office of Enforcement, Office of Regulatory Affairs.
[FR Doc. 2012-22604 Filed 9-12-12; 8:45 am]
BILLING CODE 4160-01-P