New Mexico Disaster #NM-00029, 55523 [2012-22199]
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Federal Register / Vol. 77, No. 175 / Monday, September 10, 2012 / Notices
general, to protect investors and the
public interest.
The proposed rule change is intended
to clarify the types of front running
trading activity that FINRA believes are
inconsistent with just and equitable
principles of trade while also ensuring
that members may continue to engage in
transactions that do not present the risk
of abusive trading practices that the rule
is intended to prevent. The Commission
finds that expanding the rule beyond
options and security futures could
enhance the protection of investors by
further prohibiting the potential misuse
of information from customer orders.
Expanding the front running prohibition
is reasonably designed to prevent
fraudulent and manipulative acts and
practices, promote just and equitable
principles of trade, and better protect
investors and the public interest, while
protecting imminent block transactions.
Moreover, the proposed rule change
also would include three exceptions to
the Front Running Policy: (1)
Transactions that the member can
demonstrate are unrelated to the
customer block order; (2) transactions
that are undertaken to fulfill or facilitate
the execution of the customer block
order; and (3) transactions that are
executed, in whole or in part, on a
national securities exchange and
comply with the marketplace rules of
that exchange. The Commission finds
that these exceptions should not
unnecessarily restrict legitimate trading
activities of members and are consistent
with just and equitable principles of
trade and the protection of investors and
the public interest, and should not
result in fraudulent and manipulative
acts and practices. Specifically,
transactions that the member can
demonstrate are unrelated to the
customer block order do not present the
potential for abusive trading practices
that can disadvantage a customer’s order
in violation of the rule, since such
transactions would not be using the
information from the customer’s order.
Moreover, transactions that are
undertaken to fulfill or facilitate the
execution of the customer block order
similarly do not present the potential for
abuse, as such transactions would be
seeking to ensure the execution of a
customer block order. Finally,
permitting transactions that are
executed, in whole or in part, on a
national securities exchange and
comply with the marketplace rules of
that exchange would remove
impediments to and perfect the
mechanism of a free and open market
and a national market system,35 as it
would help ensure that members would
not unknowingly violate FINRA rules
when such members rely on the rules of
a particular national securities
exchange.
For the foregoing reasons, the
Commission believes that the proposed
rule change, as modified by Amendment
No. 1, is consistent with the
requirements of the Act.
listed above or other locally announced
locations.
The following areas have been
determined to be adversely affected by
the disaster:
Primary Counties: Lincoln, Sandoval,
and the Santa Clara Pueblo.
The Interest Rates are:
V. Conclusion
For Physical Damage:
Non-Profit Organizations With
Credit Available Elsewhere
Non-Profit
Organizations
Without Credit Available
Elsewhere ..........................
For Economic Injury:
Non-Profit
Organizations
Without Credit Available
Elsewhere ..........................
It is therefore ordered, pursuant to
Section 19(b)(2) of the Act,36 that the
proposed rule change (SR–FINRA–
2012–025), as modified by Amendment
No. 1, be, and hereby is, approved.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.37
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2012–22139 Filed 9–7–12; 8:45 am]
BILLING CODE 8011–01–P
U.S.C. 78o–3(b)(6).
VerDate Mar<15>2010
16:57 Sep 07, 2012
SMALL BUSINESS ADMINISTRATION
3.125
3.000
3.000
The number assigned to this disaster
for physical damage is 132526 and for
economic injury is 132536.
[Disaster Declaration #13252 and #13253]
James E. Rivera,
Associate Administrator for Disaster
Assistance.
New Mexico Disaster #NM–00029
[FR Doc. 2012–22199 Filed 9–7–12; 8:45 am]
U.S. Small Business
Administration.
ACTION: Notice.
BILLING CODE 8025–01–P
AGENCY:
DEPARTMENT OF STATE
This is a Notice of the
Presidential declaration of a major
disaster for Public Assistance Only for
the State of New Mexico (FEMA–4079–
DR), dated 08/24/2012.
Incident: Flooding.
Incident Period: 06/22/2012 through
07/12/2012.
Effective Date: 08/24/2012.
Physical Loan Application Deadline
Date: 10/23/2012.
Economic Injury (EIDL) Loan
Application Deadline Date: 05/24/2013.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: Notice is
hereby given that as a result of the
President’s major disaster declaration on
08/24/2012, Private Non-Profit
organizations that provide essential
services of governmental nature may file
disaster loan applications at the address
SUMMARY:
37 17
Jkt 226001
Percent
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
36 15
35 15
55523
PO 00000
U.S.C. 78s(b)(2).
CFR 200.30–3(a)(12).
Frm 00073
Fmt 4703
Sfmt 4703
[Public Notice 8017]
60-Day Notice of Proposed Information
Collection: Application for
Employment as a Locally Employed
Staff or Family Member
Notice of request for public
comment.
ACTION:
The Department of State is
seeking Office of Management and
Budget (OMB) approval for the
information collection described below.
In accordance with the Paperwork
Reduction Act of 1995, we are
requesting comments on this collection
from all interested individuals and
organizations. The purpose of this
notice is to allow 60 days for public
comment preceding submission of the
collection to OMB.
DATES: The Department will accept
comments from the public up to
November 9, 2012.
ADDRESSES: You may submit comments
by any of the following methods:
• Web: Persons with access to the
Internet may use the Federal Docket
Management System (FDMS) to
comment on this notice by going to
www.Regulations.gov. You can search
for the document by entering ‘‘Public
SUMMARY:
E:\FR\FM\10SEN1.SGM
10SEN1
]]>Agencies
[Federal Register Volume 77, Number 175 (Monday, September 10, 2012)]
[Notices]
[Page 55523]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-22199]
=======================================================================
-----------------------------------------------------------------------
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration 13252 and 13253]
New Mexico Disaster NM-00029
AGENCY: U.S. Small Business Administration.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: This is a Notice of the Presidential declaration of a major
disaster for Public Assistance Only for the State of New Mexico (FEMA-
4079-DR), dated 08/24/2012.
Incident: Flooding.
Incident Period: 06/22/2012 through 07/12/2012.
Effective Date: 08/24/2012.
Physical Loan Application Deadline Date: 10/23/2012.
Economic Injury (EIDL) Loan Application Deadline Date: 05/24/2013.
ADDRESSES: Submit completed loan applications to: U.S. Small Business
Administration, Processing and Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster
Assistance, U.S. Small Business Administration, 409 3rd Street SW.,
Suite 6050, Washington, DC 20416.
SUPPLEMENTARY INFORMATION: Notice is hereby given that as a result of
the President's major disaster declaration on 08/24/2012, Private Non-
Profit organizations that provide essential services of governmental
nature may file disaster loan applications at the address listed above
or other locally announced locations.
The following areas have been determined to be adversely affected
by the disaster:
Primary Counties: Lincoln, Sandoval, and the Santa Clara Pueblo.
The Interest Rates are:
------------------------------------------------------------------------
Percent
------------------------------------------------------------------------
For Physical Damage:
Non-Profit Organizations With Credit Available Elsewhere. 3.125
Non-Profit Organizations Without Credit Available 3.000
Elsewhere...............................................
For Economic Injury:
Non-Profit Organizations Without Credit Available 3.000
Elsewhere...............................................
------------------------------------------------------------------------
The number assigned to this disaster for physical damage is 132526
and for economic injury is 132536.
(Catalog of Federal Domestic Assistance Numbers 59002 and 59008)
James E. Rivera,
Associate Administrator for Disaster Assistance.
[FR Doc. 2012-22199 Filed 9-7-12; 8:45 am]
BILLING CODE 8025-01-P
