Announcement of Test Providing Centralized Decision-Making Authority for Four CBP Centers of Excellence and Expertise, 52048-52051 [2012-21217]
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52048
Federal Register / Vol. 77, No. 167 / Tuesday, August 28, 2012 / Notices
U.S. Customs and Border Protection
Announcement of Test Providing
Centralized Decision-Making Authority
for Four CBP Centers of Excellence
and Expertise
U.S. Customs and Border
Protection, Department of Homeland
Security.
ACTION: General notice.
AGENCY:
This document announces
U.S. Customs and Border Protection’s
(CBP’s) plan to conduct a general test to
further develop the Centers of
Excellence and Expertise (CEEs) to
facilitate the entry of merchandise
imported by companies within certain
industries. This document involves
testing how the following four CEEs will
operate with broad decision-making
authority: the Electronics CEE;
Pharmaceuticals, Health & Chemicals
CEE; the Automotive & Aerospace CEE;
and the Petroleum, Natural Gas &
Minerals CEE. This notice invites public
comment concerning the methodology
of the test program, identifies the
purpose of the test and the regulations
that will be affected, determines the
length of the test, explains the
application process, and provides the
eligibility and selection criteria for
voluntary participation in the test. This
document also provides the legal
authority for the test and explains the
repercussions and appeals process for
misconduct under the test.
DATES: Applications for participation in
the test may be submitted beginning
August 28, 2012. The selection of initial
test participants will begin no later than
September 27, 2012. Applications will
be accepted throughout the duration of
this test. Selected applicants will be
individually notified of their
participation date.
ADDRESSES: To submit comments
concerning this test program: send an
email to CEE@cbp.dhs.gov. In the
subject line of an email, please use,
‘‘Comment on CEE test.’’ To apply to
participate: submit a letter to U.S.
Customs and Border Protection, Office
of Field Operations, Trade Operations
Division, 1300 Pennsylvania Ave., NW.,
Suite 2.3D, Washington, DC 20229, or
an email to CEE@cbp.dhs.gov. The letter
or email must include the name and
contact information for the business
interested in participating in the test,
the business’s industry, and the
business’s importer of record (IOR)
number(s).
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SUMMARY:
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Lori
Whitehurst, Program Manager, Office of
Field Operations, at (202) 344–2536; or
Thomas Overacker, Project Coordinator,
Office of International Trade at (859)
331–9020 ext. 137.
SUPPLEMENTARY INFORMATION:
FOR FURTHER INFORMATION CONTACT:
DEPARTMENT OF HOMELAND
SECURITY
Background
In October 2011, U.S. Customs and
Border Protection (CBP) established two
Centers of Excellence and Expertise
(CEEs): The Electronics CEE in Long
Beach, California and the
Pharmaceuticals CEE in New York City,
New York. Since their initiation in
October 2011, the CEEs have been
staffed with CBP employees who
facilitate trade by providing account
management for Customs-Trade
Partnership Against Terrorism (C–
TPAT) and Importer Self-Assessment
(ISA) members in the identified
industries, and engaging in risk
segmentation and trade outreach. The
CEEs have the ability to review entries
and the CEE Directors, who are tasked
with leading the CEEs, may make entry
processing recommendations to the Port
Directors concerning pharmaceutical
and electronics entries. The Electronics
CEE specializes in merchandise related
to information technology, integrated
circuits, automated data processing
equipment, and consumer electronics.
The Pharmaceuticals CEE will now be
called the Pharmaceuticals, Health &
Chemicals CEE, and will specialize in
merchandise related to pharmaceuticals,
health-related equipment, and products
of the chemical and allied industries.
On May 10, 2012, the Acting
Commissioner of CBP announced at the
West Coast Trade Symposium two new
CEEs: The Automotive & Aerospace CEE
in Detroit, Michigan, and the Petroleum,
Natural Gas & Minerals CEE in Houston,
Texas. The Automotive & Aerospace
CEE will specialize in merchandise
related to the automotive, aerospace, or
other transportation equipment and
related parts industries. The Petroleum,
Natural Gas & Minerals CEE will
specialize in merchandise related to the
petroleum, natural gas, petroleum
related, minerals, or mining industries.
This document announces a general
test to provide broad decision-making
authority to the: Electronics CEE;
Pharmaceuticals, Health & Chemicals
CEE; Automotive & Aerospace CEE; and
Petroleum, Natural Gas & Minerals CEE.
Specifically, the test waives certain
regulations to the extent that they
provide Port Directors with the
authority to make certain decisions.
Those regulations are waived only to the
extent to allow the CEE Directors for the
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four identified CEEs to make those
decisions.
This document identifies the purpose
of the test and the regulations that will
be affected, determines the length of the
test, explains the application process,
and provides the eligibility and
selection criteria for voluntary
participation in the test. This document
also provides the legal authority for the
test and explains the repercussions and
appeals process for misconduct under
the test.
Purpose of the Test and Suspension of
Certain Regulations
CBP’s goal is to incrementally
transition the operational trade
functions that traditionally reside with
the ports of entry until they reside
entirely with the CEEs. By focusing on
industry-specific issues and providing
tailored support for the participating
importers, CBP is seeking to facilitate
trade, to reduce transaction costs,
increase compliance with applicable
import laws, and to achieve uniformity
of treatment at the ports of entry for the
identified industries. CBP believes that
providing broad decision-making
authority to the CEEs for entry
processing issues will better enable the
CEEs to achieve these goals for CBP and
the trade.
Currently, pursuant to the CBP
regulations in title 19 of the Code of
Federal Regulations (19 CFR), Port
Directors have the authority to make
decisions regarding products imported
into the ports. For this test, regulations
in the following sections of title 19 of
the CFR (19 CFR) providing Port
Directors with certain decision-making
authority will be waived only to the
extent to provide the CEE Directors with
the authority to make those decisions:
§§ 10.1, 10.8, 10.9, 10.21, 10.24, 10.66,
10.67, 10.84, 10.91, 10.102, 10.134,
10.172–10.175, 10.177, Subparts B–K,
M, N, and P of Part 10, §§ 12.3, 12.73(j)
and (k), 12.80, 12.121(a)(2)(ii); Part 113;
§§ 134.3, 134.25, 134.26, 134.34, 134.51,
134.52, 134.53, 134.54 (a)1, 141.20,
141.35, 141.38, 141.44, 141.45, 141.46,
141.57, 141.58, 141.88, 141.91, 141.92,
141.113, 142.13, 144.12, 144.34(a),
144.38, 144.41, 146.63, 151.11, 152.2,
152.13, 152.101, 159.7, 159.12, 159.58,
162.79b, 163.7, 173.1, 173.2, 173.4,
173.4a, 174.12, 174.15, 174.16, 174.21,
1 Please note that 19 CFR 134.54(a) will be waived
only to the extent to provide the CEE Directors with
the authority to extend the number of days from the
date of the notice of redelivery for the importer to
properly mark or redeliver all merchandise
previously released to him. The Port Director will
continue to retain the authority for demanding
liquidated damages incurred under the bond in an
amount equal to the entered value of the articles not
properly marked or redelivered.
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174.22, 174.23, 174.24, 174.26, 174.27,
174.29, 174.30, 181.12, 181.13, 181.22,
181.23, 181.32, 181.33, 181.64, 181.112,
181.113, 181.114, 181.115, 181.116,
181.121, and 191.61.
When test participants file an entry in
a port, the required entry documents
will be routed to the CEE assigned to
that importer and certain revenuerelated functions, including but not
limited to those indicated below, will be
performed by the applicable CEE
Director instead of the Port Director:
• Determinations, notifications, and
processing concerning duty refund
claims based on 19 U.S.C. 1520(d) (see
19 CFR 10.441, 10.442, 10.591, 10.592,
181.33, 10.870, and 10.871);
• Requests for computed value
information (see 19 CFR 141.88);
• Waivers of invoice requirements
(see 19 CFR 141.92);
• Determinations concerning the time
of submission for all entry summaries
and estimated duties (see 19 CFR
142.13);
• Issuances of all Requests for
Information (CBP Form 28) (see 19 CFR
151.11);
• Issuances of all Notices of Action
(CBP Form 29) (see 19 CFR 152.2);
• Notifications and processing
concerning any commingling of
merchandise (see 19 CFR 152.13);
• Processing of requests for
application of the computed value
method (see 19 CFR 152.101);
• Extensions and suspensions of
liquidations (see 19 CFR 159.12);
• Reviewing and correcting for errors
in transactions (see 19 CFR 173.1); and
• Reviewing and acting on protests
(see 19 CFR 173.2, 174.21, and 174.29).
For this test, § 162.74(e)(1) is also
waived insofar as test participants will
be required to file any prior disclosures
with their designated CEE rather than at
the port of entry.
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CEE Determinations Not Requiring
Regulatory Suspension
The following determinations do not
require the waiver of regulations, but are
determinations that would usually
otherwise be made by the Port Directors,
and will be made by the CEE Directors
under this test: performing all validation
activities; reviewing and processing of
post entry amendments and post
summary corrections; and fixing the
final appraisement of merchandise, and
fixing the classification and duty rate of
such merchandise.
Processes That Will Change for Selected
Test Participants
The following is a list of processes
that will change for test participants
effective upon the beginning of this test:
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• Requests for entry cancellations
must be submitted electronically to the
CEE;
• Census resolution processes will be
handled by the CEE, therefore, rejected
ACS entry summaries must be
electronically transmitted to the CEE’s
email address, unless other
arrangements have been made with the
CEE to resolve Census issues;
• Timely responses to Requests for
Information (CBP Form 28) and Notices
of Action (CBP Form 29) must be sent
directly to the CEE;
• Requests for Internal Advice must
be submitted electronically to the CEE
for further coordination with the Office
of International Trade, Regulations and
Rulings; and
• Protests must be filed via the
electronic protest module in ACS
(including a note in the filing that
designates the CEE team), or, submitted
electronically on a scanned copy of the
CBP Form 19 with all supporting
documents to the CEE via the ACE
Portal or the CEE’s email address.
Processes That Will Remain Unchanged
For Selected Test Participants
Unless specified in this document or
in the ‘‘Centers of Excellence and
Expertise Test Guidelines’’ (CEE Test
Guidelines), which will be posted on
the web at https://www.cbp.gov/xp/cgov/
trade/trade_transformation/
industry_int/, all current processes will
remain unchanged. For example, the
following processes will remain
unchanged:
• Quota entry summaries will
continue to be processed by the ports of
entry;
• The bulletin notice of liquidation
(CBP Form 4333) will continue to be
posted at the ports of entry;
• Revenue collection and the
resolution of discrepancies in the
amount of monies presented will remain
with the ports of entry;
• Requests for further review and
requests to void the denial of the
protests will continue to be issued by
Regulations and Rulings, Office of
International Trade;
• Entry filers must continue to file
Electronic Invoice Program (EIP) and
Remote Location Filing (RLF) entry
summaries as usual in the Automated
Commercial Environment (ACE); and
• Entry filers must continue to submit
entry summaries through the Automated
Commercial System (ACS) or ACE and
will not be required to change the
respective port of entry.
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CEE Test Guidelines and Scope of the
CEEs’ Broad Decision-Making
Authority
All of the regulations cited above that
require waiving to provide the CEE
Directors with authority to make
decisions that are otherwise designated
for the Port Director will be waived at
the start of the test, with the exception
of §§ 159.7 and 191.61, which will be
waived on a date that will be indicated
in the CEE Test Guidelines. CBP will be
posting the CEE Test Guidelines on the
web to provide information regarding
CEE operations. Test participants must
check the CEE Test Guidelines on a
weekly basis to determine: (1) How their
responsibilities and required processes
will differ from non-CEE participants
and the effective date of the new
responsibility or required processes; (2)
whether the new responsibilities and
required processes are being changed
again and the effective date of the
change; (3) whether there will be a
change to any procedure that is required
by CBP in a manner otherwise than by
regulation, e.g., reconciliation test
notice; and (4) when §§ 159.7 and
191.61 will be waived.
All changes to procedures during the
test will be posted in the CEE Test
Guidelines two weeks before the change
goes into effect.
The broad decision-making authority
provided to the CEEs and the new
processes for entry filers will apply only
to participants in the test. Port Directors
will continue to make these decisions
for all other importers. Decisions made
by a CEE which are within the authority
granted under this test shall govern the
transactions to which they pertain; test
participants may not seek to have such
decisions referred to a Port Director or
another CEE Director. For efficiency and
trade facilitation, all consumption
entries filed before and during
participation in the test, except for
antidumping and countervailing duty
entries, will be processed by the
designated CEE, regardless of the
commodity listed on the entry line.
These entries will continue to be
processed by the CEE, even if the test
participant voluntarily withdraws from
the test. Similarly, regardless of whether
a protestable decision was made by a
Port Director or a CEE Director, any
protests filed after participation in the
test commences will be processed and
decided upon by the CEE Director. The
processing and decision-making
authority for these protests will remain
with the CEE Director, even if the test
participant voluntarily withdraws from
the test.
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Timeline for Test
This test is intended to last three
years from October 12, 2012. At the
conclusion of the test, an evaluation
will be conducted to assess the effect
that providing CEEs with broad
decision-making authority has on
improving trade facilitation, lowering
transaction costs for importers, and
ensuring importers’ compliance with
applicable import laws and CBP
uniformity of actions. CBP plans to
publish a notice when the test closes.
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Application Process
Importers of the products defined in
the ‘‘Eligibility Criteria for Voluntary
Participation’’ section of the document,
that meet the eligibility criteria
indicated in that section, and wish to
participate must submit a letter to U.S.
Customs and Border Protection, Office
of Field Operations, Trade Operations
Division, 1300 Pennsylvania Ave., NW.,
Suite 2.3D, Washington, DC 20229, or
an email to CEE@cbp.dhs.gov. The letter
or email must include the name and
contact information for the business
interested in participating in the test,
the business’s industry, and the
business’s importer of record (IOR)
number(s). Only businesses that meet
the eligibility criteria provided in this
document are invited to apply for
participation. Anyone providing
incomplete information, or otherwise
not meeting participation requirements,
will be notified and given the
opportunity to resubmit. CBP may
contact applicants with regard to any
additional information that may be
needed.
Test participants will be required to
update their designated CEE with any
added IOR numbers during the course of
the test.
All C–TPAT and ISA members
currently participating in the existing
CEEs will also need to apply for the test
if they wish to participate in this test.
Additional participants may join
throughout the duration of the test by
following the procedures above.
Eligibility Criteria for Voluntary
Participants
For inclusion in the Electronics CEE,
applicants must be part of the
electronics industry, with the highest
percentage of their entries comprised of
related merchandise. For the purposes
of this test ‘‘electronics’’ includes
merchandise classified under headings
3818, 8471, 8473, 8501 through 8504,
8517 through 8538, and 8540 through
8548 of the Harmonized Tariff Schedule
of the United States (HTSUS).
For inclusion in the Pharmaceuticals,
Health & Chemicals CEE, applicants
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must be part of the pharmaceuticals,
health, or chemical and allied
industries, with the highest percentage
of their entries comprised of related
merchandise. For purposes of this test,
‘‘pharmaceuticals’’ includes
merchandise classified under headings
2936, 2937, 2939, 2941, 3001 through
3006, HTSUS. For purposes of this test,
‘‘health equipment’’ includes
merchandise classified under headings
4014, 9018, 9019, 9021, 9022, and 9402,
HTSUS. For purposes of this test,
‘‘chemicals’’ includes merchandise
classified under headings 2801 through
2935, 2938, 2940, 2942, 3101 through
3302, 3402 through 3405, 3407 through
3604, 3606 through 3817, and 3819
through 3825, HTSUS.
For inclusion in the Automotive &
Aerospace CEE, applicants must be part
of the automotive, aerospace, or other
transportation equipment and related
parts industries, with the highest
percentage of their entries comprised of
related merchandise. For purposes of
this test, ‘‘automotive’’ includes
merchandise classified under headings
8701 through 8711, 8713, 8714, and
8716, HTSUS. For the purposes of this
test, ‘‘aerospace’’ includes merchandise
classified under headings 8801 through
8805, HTSUS. For the purposes of the
test ‘‘other transportation equipment
and related parts’’ includes but is not
limited to merchandise classified under
headings 4011 through 4013, 8406
through 8412, 8512, 8601 through 8609,
8901 through 8908, HTSUS.
For inclusion in the Petroleum,
Natural Gas & Minerals CEE, applicants
must be part of the petroleum, natural
gas, petroleum related, minerals, or
mining industries, with the highest
percentage of their entries comprised of
related merchandise. For purposes of
this test, ‘‘petroleum’’ and ‘‘natural gas’’
include merchandise classified under
headings 2709 through 2713, HTSUS.
For the purposes of this test, ‘‘petroleum
related’’ includes merchandise
classified under headings 2701, 2705,
2707, 2708, 2714, 2715 and 2716,
HTSUS. For the purposes of this test,
‘‘minerals’’ or ‘‘mining’’ include
merchandise classified under headings
2501 through 2621, 2702, 2703, 2704,
and 2706, HTSUS.
Participants in any CEE must also
have an ACE portal account.
Selection Criteria for Voluntary
Participants
Importers that meet the criteria above
may be selected for inclusion in the test.
In the initial phase of the test priority
consideration for participation will be
given to importers enrolled in the C–
TPAT Program as Tier 2 or Tier 3
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members, and members of the Importer
Self-Assessment (ISA) Program. CBP
will notify the selected applicants in
writing of their selection, their
designated CEE, and the starting date of
their participation. Selected participants
may have different starting dates.
Legal Authority for General Testing
Section 101.9(a) of the CBP
regulations (19 CFR 101.9(a)) allows
CBP to conduct a test program or
procedure to evaluate the effectiveness
of operational procedures regarding the
processing of passengers, vessels, or
merchandise by imposing requirements
different from those specified in the
CBP regulations but only to the extent
that such different requirements do not
affect the collection of the revenue,
public health, safety, or law
enforcement. This test is established
pursuant to 19 CFR 101.9(a) to test the
effectiveness of new operational
procedures. Revenue collection will
continue to be handled electronically
through the Automated Clearing House
(ACH) and by the ports of entry and the
test will not affect public health, safety,
or law enforcement.
Misconduct Under the Test
A CEE test participant may be subject
to civil and criminal penalties,
administrative sanctions, liquidated
damages, and/or discontinuance from
participation in this test for any of the
following:
• Failure to follow the terms and
conditions of this test.
• Failure to exercise reasonable care
in the execution of participant
obligations.
• Failure to abide by applicable laws
and regulations that have not been
waived.
• Failure to deposit duties or fees in
a timely manner.
If the CEE Director finds that there is
a basis for discontinuance of test
participation privileges, the test
participant will be provided a written
notice proposing the discontinuance
with a description of the facts or
conduct warranting the action. The test
participant will be offered the
opportunity to appeal the CEE Director’s
decision in writing within 10 calendar
days of receipt of the written notice. The
appeal must be submitted to U.S.
Customs and Border Protection, Office
of Field Operations, Cargo and
Conveyance Security (CCS) Division,
1300 Pennsylvania Ave., NW., Suite
2.3D, Washington, DC 20229 or by email
to CEE@cbp.dhs.gov. The Executive
Director, Cargo and Conveyance
Security, Office of Field Operations
(OFO), CBP Headquarters, will issue a
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decision in writing on the proposed
action within 30 working days after
receiving a timely filed appeal from the
test participant. If no timely appeal is
received, the proposed notice becomes
the final decision of the Agency as of
the date that the appeal period expires.
A proposed discontinuance of a test
participant’s participation privileges
will not take effect unless the appeal
process under this paragraph has been
concluded with a written decision
adverse to the test participant.
In the case of willfulness or those in
which public health, interest, or safety
so requires, the CEE Director may
immediately discontinue the test
participant’s participation privileges
upon written notice to the test
participant. The notice will contain a
description of the facts or conduct
warranting the immediate action. The
test participant will be offered the
opportunity to appeal the CEE Director’s
decision within 10 calendar days of
receipt of the written notice providing
for immediate discontinuance. The
appeal must be submitted to U.S.
Customs and Border Protection, Office
of Field Operations, CCS Division, 1300
Pennsylvania Ave., NW., Suite 2.3D,
Washington, DC 20229 or by email to
CEE@cbp.dhs.gov. The immediate
discontinuance will remain in effect
during the appeal period. The Executive
Director, Cargo and Conveyance
Security, Office of Field Operations
(OFO), CBP Headquarters, will issue a
decision in writing on the
discontinuance within 15 working days
after receiving a timely filed appeal
from the test participant. If no timely
appeal is received, the notice becomes
the final decision of the Agency as of
the date that the appeal period expires.
Dated: August 21, 2012.
David V. Aguilar,
Acting Commissioner, U.S. Customs and
Border Protection.
[FR Doc. 2012–21217 Filed 8–27–12; 8:45 am]
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BILLING CODE 9111–14–P
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DEPARTMENT OF HOUSING AND
URBAN DEVELOPMENT
[Docket No. FR–5609–N–09]
Proposed Information Collection for
Public Comment: Electronic
Stakeholder Survey—Office for
International and Philanthropic
Innovation
Office of Policy Development
and Research, HUD.
ACTION: Notice of proposed information
collection.
AGENCY:
The proposed information
collection requirement described below
will be submitted to the Office of
Management and Budget (OMB) for
review, as required by the Paperwork
Reduction Act of 1995, Public Law 104–
13 (44 U.S.C. 3506(c)(2)(A)). The
Department is soliciting public
comments on the subject proposal.
DATES: Comments Due Date: October 29,
2012.
ADDRESSES: Interested persons are
invited to submit comments regarding
this proposal. Comments should refer to
the proposal by name and/or OMB
Control Number and should be sent to:
Reports Liaison Officer, Office of Policy
Development and Research, Department
of Housing and Urban Development,
451 7th Street, SW., Room 8234,
Washington, DC 20410.
FOR FURTHER INFORMATION CONTACT:
Sarah Gillespie at (202) 402–5843 (this
is not a toll-free number). Copies of the
proposed forms and other available
documents submitted to OMB may be
obtained from Ms. Gillespie.
SUPPLEMENTARY INFORMATION: The
Department will submit the proposed
information collection to OMB for
review, as required by the Paperwork
Reduction Act of 1995 (44 U.S.C.
Chapter 35, as amended).
This Notice is soliciting comments
from members of the public and affected
agencies concerning the proposed
collection of information to: (1) Evaluate
whether the proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(2) Evaluate the accuracy of the agency’s
estimate of the burden of the proposed
collection of information; (3) Enhance
the quality, utility, and clarity of the
SUMMARY:
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52051
information to be collected; and (4)
Minimize the burden of the collection of
information on those who are to
respond; including through the use of
appropriate automated collection
techniques or other forms of information
technology that will reduce burden,
(e.g., permitting electronic submission
of responses).
This Notice also lists the following
information:
Title of Proposal: Electronic
Stakeholder Survey.
OMB Control Number: XXXXpending.
Description of the need for the
information and proposed use: The
Electronic Stakeholder Survey is
necessary to collect information for
demonstrating the outputs and
outcomes of meetings, conferences, and
other activities presented by HUD’s
Office for International and
Philanthropic Innovation (IPI).
The Office for International and
Philanthropic Innovation (IPI) supports
HUD’s efforts to find new solutions and
align ideas and resources by working
across public, private, and civil sectors
to further HUD’s mission. IPI works
towards these goals by developing
networks and facilitating collaboration
of key partners and resources. To gather
feedback on the various meetings,
conferences, and other events and
activities IPI presents, it is necessary to
survey participants at both immediate
and medium-term intervals. IPI is
seeking to understand the effectiveness
of these events in sharing information,
connecting participants, establishing
plans for coordination, and influencing
programmatic, research, and funding
agendas and resources. As we increase
the effectiveness of these cross-sector
convenings, HUD benefits from
increased access to and synthesis of
information regarding successes and
failures in domestic and global housing
and urban development. Residents and
communities across the country also
benefit from the increased impact
achieved by alignment of cross-sector
resources and ideas.
Members of affected public:
Individuals.
Estimation of the total number of
hours needed to prepare the information
collection including number of
respondents, frequency of response, and
hours of response:
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Agencies
[Federal Register Volume 77, Number 167 (Tuesday, August 28, 2012)]
[Notices]
[Pages 52048-52051]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-21217]
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DEPARTMENT OF HOMELAND SECURITY
U.S. Customs and Border Protection
Announcement of Test Providing Centralized Decision-Making
Authority for Four CBP Centers of Excellence and Expertise
AGENCY: U.S. Customs and Border Protection, Department of Homeland
Security.
ACTION: General notice.
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SUMMARY: This document announces U.S. Customs and Border Protection's
(CBP's) plan to conduct a general test to further develop the Centers
of Excellence and Expertise (CEEs) to facilitate the entry of
merchandise imported by companies within certain industries. This
document involves testing how the following four CEEs will operate with
broad decision-making authority: the Electronics CEE; Pharmaceuticals,
Health & Chemicals CEE; the Automotive & Aerospace CEE; and the
Petroleum, Natural Gas & Minerals CEE. This notice invites public
comment concerning the methodology of the test program, identifies the
purpose of the test and the regulations that will be affected,
determines the length of the test, explains the application process,
and provides the eligibility and selection criteria for voluntary
participation in the test. This document also provides the legal
authority for the test and explains the repercussions and appeals
process for misconduct under the test.
DATES: Applications for participation in the test may be submitted
beginning August 28, 2012. The selection of initial test participants
will begin no later than September 27, 2012. Applications will be
accepted throughout the duration of this test. Selected applicants will
be individually notified of their participation date.
ADDRESSES: To submit comments concerning this test program: send an
email to CEE@cbp.dhs.gov. In the subject line of an email, please use,
``Comment on CEE test.'' To apply to participate: submit a letter to
U.S. Customs and Border Protection, Office of Field Operations, Trade
Operations Division, 1300 Pennsylvania Ave., NW., Suite 2.3D,
Washington, DC 20229, or an email to CEE@cbp.dhs.gov. The letter or
email must include the name and contact information for the business
interested in participating in the test, the business's industry, and
the business's importer of record (IOR) number(s).
FOR FURTHER INFORMATION CONTACT: Lori Whitehurst, Program Manager,
Office of Field Operations, at (202) 344-2536; or Thomas Overacker,
Project Coordinator, Office of International Trade at (859) 331-9020
ext. 137.
SUPPLEMENTARY INFORMATION:
Background
In October 2011, U.S. Customs and Border Protection (CBP)
established two Centers of Excellence and Expertise (CEEs): The
Electronics CEE in Long Beach, California and the Pharmaceuticals CEE
in New York City, New York. Since their initiation in October 2011, the
CEEs have been staffed with CBP employees who facilitate trade by
providing account management for Customs-Trade Partnership Against
Terrorism (C-TPAT) and Importer Self-Assessment (ISA) members in the
identified industries, and engaging in risk segmentation and trade
outreach. The CEEs have the ability to review entries and the CEE
Directors, who are tasked with leading the CEEs, may make entry
processing recommendations to the Port Directors concerning
pharmaceutical and electronics entries. The Electronics CEE specializes
in merchandise related to information technology, integrated circuits,
automated data processing equipment, and consumer electronics. The
Pharmaceuticals CEE will now be called the Pharmaceuticals, Health &
Chemicals CEE, and will specialize in merchandise related to
pharmaceuticals, health-related equipment, and products of the chemical
and allied industries.
On May 10, 2012, the Acting Commissioner of CBP announced at the
West Coast Trade Symposium two new CEEs: The Automotive & Aerospace CEE
in Detroit, Michigan, and the Petroleum, Natural Gas & Minerals CEE in
Houston, Texas. The Automotive & Aerospace CEE will specialize in
merchandise related to the automotive, aerospace, or other
transportation equipment and related parts industries. The Petroleum,
Natural Gas & Minerals CEE will specialize in merchandise related to
the petroleum, natural gas, petroleum related, minerals, or mining
industries.
This document announces a general test to provide broad decision-
making authority to the: Electronics CEE; Pharmaceuticals, Health &
Chemicals CEE; Automotive & Aerospace CEE; and Petroleum, Natural Gas &
Minerals CEE. Specifically, the test waives certain regulations to the
extent that they provide Port Directors with the authority to make
certain decisions. Those regulations are waived only to the extent to
allow the CEE Directors for the four identified CEEs to make those
decisions.
This document identifies the purpose of the test and the
regulations that will be affected, determines the length of the test,
explains the application process, and provides the eligibility and
selection criteria for voluntary participation in the test. This
document also provides the legal authority for the test and explains
the repercussions and appeals process for misconduct under the test.
Purpose of the Test and Suspension of Certain Regulations
CBP's goal is to incrementally transition the operational trade
functions that traditionally reside with the ports of entry until they
reside entirely with the CEEs. By focusing on industry-specific issues
and providing tailored support for the participating importers, CBP is
seeking to facilitate trade, to reduce transaction costs, increase
compliance with applicable import laws, and to achieve uniformity of
treatment at the ports of entry for the identified industries. CBP
believes that providing broad decision-making authority to the CEEs for
entry processing issues will better enable the CEEs to achieve these
goals for CBP and the trade.
Currently, pursuant to the CBP regulations in title 19 of the Code
of Federal Regulations (19 CFR), Port Directors have the authority to
make decisions regarding products imported into the ports. For this
test, regulations in the following sections of title 19 of the CFR (19
CFR) providing Port Directors with certain decision-making authority
will be waived only to the extent to provide the CEE Directors with the
authority to make those decisions: Sec. Sec. 10.1, 10.8, 10.9, 10.21,
10.24, 10.66, 10.67, 10.84, 10.91, 10.102, 10.134, 10.172-10.175,
10.177, Subparts B-K, M, N, and P of Part 10, Sec. Sec. 12.3, 12.73(j)
and (k), 12.80, 12.121(a)(2)(ii); Part 113; Sec. Sec. 134.3, 134.25,
134.26, 134.34, 134.51, 134.52, 134.53, 134.54 (a)\1\, 141.20, 141.35,
141.38, 141.44, 141.45, 141.46, 141.57, 141.58, 141.88, 141.91, 141.92,
141.113, 142.13, 144.12, 144.34(a), 144.38, 144.41, 146.63, 151.11,
152.2, 152.13, 152.101, 159.7, 159.12, 159.58, 162.79b, 163.7, 173.1,
173.2, 173.4, 173.4a, 174.12, 174.15, 174.16, 174.21,
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174.22, 174.23, 174.24, 174.26, 174.27, 174.29, 174.30, 181.12, 181.13,
181.22, 181.23, 181.32, 181.33, 181.64, 181.112, 181.113, 181.114,
181.115, 181.116, 181.121, and 191.61.
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\1\ Please note that 19 CFR 134.54(a) will be waived only to the
extent to provide the CEE Directors with the authority to extend the
number of days from the date of the notice of redelivery for the
importer to properly mark or redeliver all merchandise previously
released to him. The Port Director will continue to retain the
authority for demanding liquidated damages incurred under the bond
in an amount equal to the entered value of the articles not properly
marked or redelivered.
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When test participants file an entry in a port, the required entry
documents will be routed to the CEE assigned to that importer and
certain revenue-related functions, including but not limited to those
indicated below, will be performed by the applicable CEE Director
instead of the Port Director:
Determinations, notifications, and processing concerning
duty refund claims based on 19 U.S.C. 1520(d) (see 19 CFR 10.441,
10.442, 10.591, 10.592, 181.33, 10.870, and 10.871);
Requests for computed value information (see 19 CFR
141.88);
Waivers of invoice requirements (see 19 CFR 141.92);
Determinations concerning the time of submission for all
entry summaries and estimated duties (see 19 CFR 142.13);
Issuances of all Requests for Information (CBP Form 28)
(see 19 CFR 151.11);
Issuances of all Notices of Action (CBP Form 29) (see 19
CFR 152.2);
Notifications and processing concerning any commingling of
merchandise (see 19 CFR 152.13);
Processing of requests for application of the computed
value method (see 19 CFR 152.101);
Extensions and suspensions of liquidations (see 19 CFR
159.12);
Reviewing and correcting for errors in transactions (see
19 CFR 173.1); and
Reviewing and acting on protests (see 19 CFR 173.2,
174.21, and 174.29).
For this test, Sec. 162.74(e)(1) is also waived insofar as test
participants will be required to file any prior disclosures with their
designated CEE rather than at the port of entry.
CEE Determinations Not Requiring Regulatory Suspension
The following determinations do not require the waiver of
regulations, but are determinations that would usually otherwise be
made by the Port Directors, and will be made by the CEE Directors under
this test: performing all validation activities; reviewing and
processing of post entry amendments and post summary corrections; and
fixing the final appraisement of merchandise, and fixing the
classification and duty rate of such merchandise.
Processes That Will Change for Selected Test Participants
The following is a list of processes that will change for test
participants effective upon the beginning of this test:
Requests for entry cancellations must be submitted
electronically to the CEE;
Census resolution processes will be handled by the CEE,
therefore, rejected ACS entry summaries must be electronically
transmitted to the CEE's email address, unless other arrangements have
been made with the CEE to resolve Census issues;
Timely responses to Requests for Information (CBP Form 28)
and Notices of Action (CBP Form 29) must be sent directly to the CEE;
Requests for Internal Advice must be submitted
electronically to the CEE for further coordination with the Office of
International Trade, Regulations and Rulings; and
Protests must be filed via the electronic protest module
in ACS (including a note in the filing that designates the CEE team),
or, submitted electronically on a scanned copy of the CBP Form 19 with
all supporting documents to the CEE via the ACE Portal or the CEE's
email address.
Processes That Will Remain Unchanged For Selected Test Participants
Unless specified in this document or in the ``Centers of Excellence
and Expertise Test Guidelines'' (CEE Test Guidelines), which will be
posted on the web at https://www.cbp.gov/xp/cgov/trade/trade_transformation/industry_int/, all current processes will remain
unchanged. For example, the following processes will remain unchanged:
Quota entry summaries will continue to be processed by the
ports of entry;
The bulletin notice of liquidation (CBP Form 4333) will
continue to be posted at the ports of entry;
Revenue collection and the resolution of discrepancies in
the amount of monies presented will remain with the ports of entry;
Requests for further review and requests to void the
denial of the protests will continue to be issued by Regulations and
Rulings, Office of International Trade;
Entry filers must continue to file Electronic Invoice
Program (EIP) and Remote Location Filing (RLF) entry summaries as usual
in the Automated Commercial Environment (ACE); and
Entry filers must continue to submit entry summaries
through the Automated Commercial System (ACS) or ACE and will not be
required to change the respective port of entry.
CEE Test Guidelines and Scope of the CEEs' Broad Decision-Making
Authority
All of the regulations cited above that require waiving to provide
the CEE Directors with authority to make decisions that are otherwise
designated for the Port Director will be waived at the start of the
test, with the exception of Sec. Sec. 159.7 and 191.61, which will be
waived on a date that will be indicated in the CEE Test Guidelines. CBP
will be posting the CEE Test Guidelines on the web to provide
information regarding CEE operations. Test participants must check the
CEE Test Guidelines on a weekly basis to determine: (1) How their
responsibilities and required processes will differ from non-CEE
participants and the effective date of the new responsibility or
required processes; (2) whether the new responsibilities and required
processes are being changed again and the effective date of the change;
(3) whether there will be a change to any procedure that is required by
CBP in a manner otherwise than by regulation, e.g., reconciliation test
notice; and (4) when Sec. Sec. 159.7 and 191.61 will be waived.
All changes to procedures during the test will be posted in the CEE
Test Guidelines two weeks before the change goes into effect.
The broad decision-making authority provided to the CEEs and the
new processes for entry filers will apply only to participants in the
test. Port Directors will continue to make these decisions for all
other importers. Decisions made by a CEE which are within the authority
granted under this test shall govern the transactions to which they
pertain; test participants may not seek to have such decisions referred
to a Port Director or another CEE Director. For efficiency and trade
facilitation, all consumption entries filed before and during
participation in the test, except for antidumping and countervailing
duty entries, will be processed by the designated CEE, regardless of
the commodity listed on the entry line. These entries will continue to
be processed by the CEE, even if the test participant voluntarily
withdraws from the test. Similarly, regardless of whether a protestable
decision was made by a Port Director or a CEE Director, any protests
filed after participation in the test commences will be processed and
decided upon by the CEE Director. The processing and decision-making
authority for these protests will remain with the CEE Director, even if
the test participant voluntarily withdraws from the test.
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Timeline for Test
This test is intended to last three years from October 12, 2012. At
the conclusion of the test, an evaluation will be conducted to assess
the effect that providing CEEs with broad decision-making authority has
on improving trade facilitation, lowering transaction costs for
importers, and ensuring importers' compliance with applicable import
laws and CBP uniformity of actions. CBP plans to publish a notice when
the test closes.
Application Process
Importers of the products defined in the ``Eligibility Criteria for
Voluntary Participation'' section of the document, that meet the
eligibility criteria indicated in that section, and wish to participate
must submit a letter to U.S. Customs and Border Protection, Office of
Field Operations, Trade Operations Division, 1300 Pennsylvania Ave.,
NW., Suite 2.3D, Washington, DC 20229, or an email to CEE@cbp.dhs.gov.
The letter or email must include the name and contact information for
the business interested in participating in the test, the business's
industry, and the business's importer of record (IOR) number(s). Only
businesses that meet the eligibility criteria provided in this document
are invited to apply for participation. Anyone providing incomplete
information, or otherwise not meeting participation requirements, will
be notified and given the opportunity to resubmit. CBP may contact
applicants with regard to any additional information that may be
needed.
Test participants will be required to update their designated CEE
with any added IOR numbers during the course of the test.
All C-TPAT and ISA members currently participating in the existing
CEEs will also need to apply for the test if they wish to participate
in this test.
Additional participants may join throughout the duration of the
test by following the procedures above.
Eligibility Criteria for Voluntary Participants
For inclusion in the Electronics CEE, applicants must be part of
the electronics industry, with the highest percentage of their entries
comprised of related merchandise. For the purposes of this test
``electronics'' includes merchandise classified under headings 3818,
8471, 8473, 8501 through 8504, 8517 through 8538, and 8540 through 8548
of the Harmonized Tariff Schedule of the United States (HTSUS).
For inclusion in the Pharmaceuticals, Health & Chemicals CEE,
applicants must be part of the pharmaceuticals, health, or chemical and
allied industries, with the highest percentage of their entries
comprised of related merchandise. For purposes of this test,
``pharmaceuticals'' includes merchandise classified under headings
2936, 2937, 2939, 2941, 3001 through 3006, HTSUS. For purposes of this
test, ``health equipment'' includes merchandise classified under
headings 4014, 9018, 9019, 9021, 9022, and 9402, HTSUS. For purposes of
this test, ``chemicals'' includes merchandise classified under headings
2801 through 2935, 2938, 2940, 2942, 3101 through 3302, 3402 through
3405, 3407 through 3604, 3606 through 3817, and 3819 through 3825,
HTSUS.
For inclusion in the Automotive & Aerospace CEE, applicants must be
part of the automotive, aerospace, or other transportation equipment
and related parts industries, with the highest percentage of their
entries comprised of related merchandise. For purposes of this test,
``automotive'' includes merchandise classified under headings 8701
through 8711, 8713, 8714, and 8716, HTSUS. For the purposes of this
test, ``aerospace'' includes merchandise classified under headings 8801
through 8805, HTSUS. For the purposes of the test ``other
transportation equipment and related parts'' includes but is not
limited to merchandise classified under headings 4011 through 4013,
8406 through 8412, 8512, 8601 through 8609, 8901 through 8908, HTSUS.
For inclusion in the Petroleum, Natural Gas & Minerals CEE,
applicants must be part of the petroleum, natural gas, petroleum
related, minerals, or mining industries, with the highest percentage of
their entries comprised of related merchandise. For purposes of this
test, ``petroleum'' and ``natural gas'' include merchandise classified
under headings 2709 through 2713, HTSUS. For the purposes of this test,
``petroleum related'' includes merchandise classified under headings
2701, 2705, 2707, 2708, 2714, 2715 and 2716, HTSUS. For the purposes of
this test, ``minerals'' or ``mining'' include merchandise classified
under headings 2501 through 2621, 2702, 2703, 2704, and 2706, HTSUS.
Participants in any CEE must also have an ACE portal account.
Selection Criteria for Voluntary Participants
Importers that meet the criteria above may be selected for
inclusion in the test. In the initial phase of the test priority
consideration for participation will be given to importers enrolled in
the C-TPAT Program as Tier 2 or Tier 3 members, and members of the
Importer Self-Assessment (ISA) Program. CBP will notify the selected
applicants in writing of their selection, their designated CEE, and the
starting date of their participation. Selected participants may have
different starting dates.
Legal Authority for General Testing
Section 101.9(a) of the CBP regulations (19 CFR 101.9(a)) allows
CBP to conduct a test program or procedure to evaluate the
effectiveness of operational procedures regarding the processing of
passengers, vessels, or merchandise by imposing requirements different
from those specified in the CBP regulations but only to the extent that
such different requirements do not affect the collection of the
revenue, public health, safety, or law enforcement. This test is
established pursuant to 19 CFR 101.9(a) to test the effectiveness of
new operational procedures. Revenue collection will continue to be
handled electronically through the Automated Clearing House (ACH) and
by the ports of entry and the test will not affect public health,
safety, or law enforcement.
Misconduct Under the Test
A CEE test participant may be subject to civil and criminal
penalties, administrative sanctions, liquidated damages, and/or
discontinuance from participation in this test for any of the
following:
Failure to follow the terms and conditions of this test.
Failure to exercise reasonable care in the execution of
participant obligations.
Failure to abide by applicable laws and regulations that
have not been waived.
Failure to deposit duties or fees in a timely manner.
If the CEE Director finds that there is a basis for discontinuance
of test participation privileges, the test participant will be provided
a written notice proposing the discontinuance with a description of the
facts or conduct warranting the action. The test participant will be
offered the opportunity to appeal the CEE Director's decision in
writing within 10 calendar days of receipt of the written notice. The
appeal must be submitted to U.S. Customs and Border Protection, Office
of Field Operations, Cargo and Conveyance Security (CCS) Division, 1300
Pennsylvania Ave., NW., Suite 2.3D, Washington, DC 20229 or by email to
CEE@cbp.dhs.gov. The Executive Director, Cargo and Conveyance Security,
Office of Field Operations (OFO), CBP Headquarters, will issue a
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decision in writing on the proposed action within 30 working days after
receiving a timely filed appeal from the test participant. If no timely
appeal is received, the proposed notice becomes the final decision of
the Agency as of the date that the appeal period expires. A proposed
discontinuance of a test participant's participation privileges will
not take effect unless the appeal process under this paragraph has been
concluded with a written decision adverse to the test participant.
In the case of willfulness or those in which public health,
interest, or safety so requires, the CEE Director may immediately
discontinue the test participant's participation privileges upon
written notice to the test participant. The notice will contain a
description of the facts or conduct warranting the immediate action.
The test participant will be offered the opportunity to appeal the CEE
Director's decision within 10 calendar days of receipt of the written
notice providing for immediate discontinuance. The appeal must be
submitted to U.S. Customs and Border Protection, Office of Field
Operations, CCS Division, 1300 Pennsylvania Ave., NW., Suite 2.3D,
Washington, DC 20229 or by email to CEE@cbp.dhs.gov. The immediate
discontinuance will remain in effect during the appeal period. The
Executive Director, Cargo and Conveyance Security, Office of Field
Operations (OFO), CBP Headquarters, will issue a decision in writing on
the discontinuance within 15 working days after receiving a timely
filed appeal from the test participant. If no timely appeal is
received, the notice becomes the final decision of the Agency as of the
date that the appeal period expires.
Dated: August 21, 2012.
David V. Aguilar,
Acting Commissioner, U.S. Customs and Border Protection.
[FR Doc. 2012-21217 Filed 8-27-12; 8:45 am]
BILLING CODE 9111-14-P