Office of Direct Service and Contracting Tribes; National Indian Health Outreach and Education Cooperative Agreement, 50128-50137 [2012-20285]
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50128
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Telecommunication for the hearing
impaired is available at: TTY (301) 443–
6394.
B. Financial Reports
Federal Financial Report FFR (SF–
425), Cash Transaction Reports are due
30 days after the close of every calendar
quarter to the Division of Payment
Management, HHS at: https://
www.dpm.psc.gov. It is recommended
that you also send a copy of your FFR
(SF–425) report to your Grants
Management Specialist. Failure to
submit timely reports may cause a
disruption in timely payments to your
organization.
Grantees are responsible and
accountable for accurate information
being reported on all required reports:
The Progress Reports and Federal
Financial Report.
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pertinent information as required. A
final report must be submitted within 90
days of expiration of the budget/project
period.
1. Questions on the programmatic
issues may be directed to: Ms. Roselyn
Tso, Acting Director, ODSCT, 801
Thompson Avenue, Suite 220,
Rockville, Maryland 20852, Telephone:
(301) 443–1104, Fax: (301) 443–4666,
EMail: Roselyn.Tso@ihs.gov.
2. Questions on grants management
and fiscal matters may be directed to:
Mr. Andrew Diggs, Grants Management
Specialist, 801 Thompson Avenue, TMP
360, Rockville, Maryland 20852,
Telephone: (301) 443–5204, Fax: (301)
443–9602, EMail:
Andrew.Diggs@ihs.gov.
C. Federal Subaward Reporting System
(FSRS)
This award may be subject to the
Transparency Act subaward and
executive compensation reporting
requirements of 2 CFR part 170.
The Transparency Act requires the
OMB to establish a single searchable
database, accessible to the public, with
information on financial assistance
awards made by Federal agencies. The
Transparency Act also includes a
requirement for recipients of Federal
grants to report information about firsttier subawards and executive
compensation under Federal assistance
awards.
Effective October 1, 2010 IHS
implemented a Term of Award into all
IHS Standard Terms and Conditions,
NoAs, and funding announcements
regarding this requirement. This IHS
Term of Award is applicable to all IHS
grant and cooperative agreements issued
on or after October 1, 2010, with a
$25,000 subaward obligation dollar
threshold met for any specific reporting
period. Additionally, all new
(discretionary) IHS awards (where the
project period is made up of more than
one budget period) and where: (1) The
project period start date was October 1,
2010 or after and (2) the primary
awardee will have a $25,000 subaward
obligation dollar threshold during any
specific reporting period will be
required to conduct address the FSRS
reporting. For the full IHS award term
implementing this requirement and
additional award applicability
information, visit the Grants
Management Grants Policy Web site at:
https://www.ihs.gov/
NonMedicalPrograms/gogp/
index.cfm?module=gogp_policy_topics.
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VII. Agency Contacts
VIII. Other Information
The Public Health Service strongly
encourages all cooperative agreement
and contract recipients to provide a
smoke-free workplace and promote the
non-use of all tobacco products. In
addition, Public Law 103–227, the ProChildren Act of 1994, prohibits smoking
in certain facilities (or in some cases,
any portion of the facility) in which
regular or routine education, library,
day care, health care, or early childhood
development services are provided to
children. This is consistent with the
HHS mission to protect and advance the
physical and mental health of the
American people.
Dated: August 12, 2012.
Yvette Roubideaux,
Director, Indian Health Service.
[FR Doc. 2012–20291 Filed 8–17–12; 8:45 am]
BILLING CODE 4165–16–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Indian Health Service
[Funding Announcement Number: HHS–
2012–IHS–NIHOE–0001]
Office of Direct Service and
Contracting Tribes; National Indian
Health Outreach and Education
Cooperative Agreement
Announcement Type: Limited
Competition
Catalog of Federal Domestic Assistance
Number: 93.933
Key Dates:
Application Deadline Date:
September 10, 2012.
Review Date: September 12, 2012.
Earliest Anticipated Start Date:
September 30, 2012.
DATES:
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I. Funding Opportunity Description
Statutory Authority
The Indian Health Service (IHS) is
accepting applications for the Office of
Direct Service and Contracting Tribes on
the National Indian Health Outreach
and Education (NIHOE) I cooperative
agreement. This award includes the
following four components, as described
in this announcement: ‘‘Line Item 128
Health Education and Outreach funds,’’
‘‘Health Care Policy Analysis and
Review,’’ ‘‘Budget Formulation’’ and
‘‘Tribal Leaders Diabetes Committee’’
(TLDC). This program is authorized
under the Snyder Act, codified at 25
U.S.C. 13. This program is described in
the Catalog of Federal Domestic
Assistance under CFDA 93.933.
Limited Competition Announcement
This is a Limited Competition
announcement. The funding levels
noted include both direct and indirect
costs. Limited competition refers to a
funding opportunity that limits the
eligibility to compete to more than one
entity but less than all entities.
Limited Competition Justification
Competition for the award included
in this announcement is limited to
national Indian health care
organizations with at least ten years of
experience providing education and
outreach on a national scale. This
limitation ensures that the awardee will
have (1) A national information-sharing
infrastructure which will facilitate the
timely exchange of information between
the Department of Health and Human
Services (HHS) and Tribes and Tribal
organizations on a broad scale; (2) a
national perspective on the needs of
American Indian/Alaska Native (AI/AN)
communities that will ensure that the
information developed and
disseminated through the projects is
appropriate, useful and addresses the
most pressing needs of AI/AN
communities; and (3) established
relationships with Tribes and Tribal
organizations that will foster open and
honest participation by AI/AN
communities. Regional or local
organizations will not have the
mechanisms in place to conduct
communication on a national level, nor
will they have an accurate picture of the
health care needs facing AI/ANs
nationwide. Organizations with less
experience will lack the established
relationships with Tribes and Tribal
organizations throughout the country
that will facilitate participation and the
open and honest exchange of
information between Tribes and HHS.
With the limited funds available for
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these projects, HHS must ensure that the
education and outreach efforts
described in this announcement reach
the widest audience possible in a timely
fashion, are appropriately tailored to the
needs of AI/AN communities
throughout the country, and come from
a source that AI/ANs recognize and
trust. For these reasons, this is a limited
competition announcement.
Background
The NIHOE program carries out
health program objectives in the AI/AN
community in the interest of improving
Indian health care for all 566 Federallyrecognized Tribes, including Tribal
governments operating their own health
care delivery systems through selfdetermination contracts with the IHS
and Tribes that continue to receive
health care directly from the IHS. This
program addresses health policy and
health program issues and disseminates
educational information to all AI/AN
Tribes and villages. This program
requires that public forums be held at
Tribal educational consumer
conferences to disseminate changes and
updates in the latest health care
information. This program also requires
that regional and national meetings be
coordinated for information
dissemination as well as the inclusion
of planning and technical assistance and
health care recommendations on behalf
of participating Tribes to ultimately
inform IHS based on Tribal input
through a broad based consumer
network.
Purpose
The purpose of this IHS cooperative
agreement is to further IHS’s mission
and goals related to providing quality
health care to the AI/AN community
through outreach and education efforts
with the sole outcome of improving
Indian health care. This award includes
the following four health services
components: Retained Tribal Shares for
outreach and health education for
Tribes, Health Care Policy Analysis and
Review, Budget Formulation and Tribal
Leaders Diabetes Committee (TLDC).
II. Award Information
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Type of Award
Cooperative Agreement.
Estimated Funds Available
The total amount of funding
identified for the current fiscal year, FY
2012, is approximately $966,000 to fund
the cooperative agreement for one year.
$300,000 is estimated for outreach,
education, and support to Tribes who
have elected to leave their Tribal Shares
with the IHS (this amount could vary
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based on Tribal Shares assumptions;
Line Item 128 Health Education and
Outreach will be awarded in partial
increments based on availability and
amount of funding); $400,000 for the
Health Care Policy Analysis and
Review; $16,000 for the Budget
Formulation; and $250,000 associated
with providing legislative education,
outreach and communications support
to the IHS TLDC and to facilitate Tribal
consultation on the Special Diabetes
Program for Indians (SDPI). The awards
under this announcement are subject to
the availability of funds. Award(s)
issued under this announcement are
subject to the availability of funds. In
the absence of funding, the IHS is under
no obligation to make awards that are
selected for funding under this
announcement.
Anticipated Number of Awards
One IHS award comprised of the
following four components is
anticipated: Line Item 128 Health
Education and Outreach; Health Care
Policy Analysis and Review, Budget
Formulation and TLDC.
Project Period
The project period will run for one
year from September 30, 2012 through
September 29, 2013.
Cooperative Agreement
In HHS, a cooperative agreement is
administered under the same policies as
a grant. The funding agency (IHS) is
required to have substantial
programmatic involvement in the
project during the entire award segment.
Below is a detailed description of the
level of involvement required for both
IHS and the grantee. IHS will be
responsible for activities listed under
section A and the grantee will be
responsible for activities listed under
section B as stated:
Substantial Involvement Description for
Cooperative Agreement
A. IHS Programmatic Involvement
(1) The IHS assigned program official
will work in partnership with the
awardee in all decisions involving
strategy, hiring of personnel,
deployment of resources, release of
public information materials, quality
assurance, coordination of activities,
any training, reports, budget and
evaluation. Collaboration includes data
analysis, interpretation of findings and
reporting.
(2) The IHS assigned program official
will monitor the overall progress of the
awardee’s execution of the requirements
of the award noted below, as well as
their adherence to the terms and
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conditions of the cooperative agreement.
This includes providing guidance for
required reports, development of tools,
and other products, interpreting
program findings and assistance with
evaluation and overcoming any
slippages encountered.
(3) The IHS assigned program official
will coordinate review and provide final
approval of any deliverables, including
printed materials, reports, testimony,
and PowerPoint slides, prior to their
distribution or dissemination to HHS,
Tribes, or the public.
(4) The IHS assigned program official
will also coordinate the following:
• Discussion and release of any and
all special grant conditions upon
fulfillment.
• Monthly scheduled conference
calls.
• Appropriate dissemination of
required reports to each participating
IHS program.
(5) IHS will jointly, with the awardee,
plan and set an agenda for an annual
conference that:
• Shares the outcomes of the outreach
and health education training provided.
• Fosters collaboration amongst the
participating IHS program offices.
• Increases visibility for the
partnership between the awardee and
IHS.
(6) IHS will provide guidance in
preparing articles for publication and/or
presentations of program successes,
lessons learned and new findings.
(7) IHS staff will review articles
concerning the HHS for accuracy and
may, if requested by the awardee,
provide relevant articles.
(8) IHS will communicate via monthly
conference calls, individual or
collective (all participating programs)
site visits to the awardee, and via
monthly meetings.
(9) IHS will provide technical
assistance to the awardee as requested.
(10) IHS staff may, at the request of
the entity’s board, participate on study
groups, attend board meetings, and
recommend topics for analysis and
discussion.
B. Grantee Cooperative Agreement
Award Activities
The awardee must obtain written IHS
approval of all deliverables produced
with award funds, including printed
materials, reports, testimony, and
PowerPoint slides, prior to their
distribution or dissemination to HHS,
Tribes, or the public.
The awardee must comply with
relevant Office of Management and
Budget (OMB) Circular provisions
regarding lobbying, any applicable
lobbying restrictions provided under
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other law, and any applicable restriction
on the use of appropriated funds for
lobbying activities.
1. Line Item 128 Health Education and
Outreach Funding Is Utilized for
Outreach, Health Education, and
Support to Tribes
The awardee is expected to:
a. Host an annual conference to
disseminate changes and updates on
health care information relative to AI/
AN.
b. Host a mid-year consumer
conference(s) as appropriate to
disseminate changes and updates on
health care information relative to AI/
AN.
c. Conduct regional and national
meeting coordination as appropriate.
d. Conduct health care information
dissemination as appropriate.
e. Coordinate planning and technical
assistance needs on behalf of Tribes/
Tribal Organizations (T/TO) to IHS.
f. Convey health care
recommendations on behalf of T/TO to
IHS.
2. Health Care Policy Analysis and
Review
This funding component requires the
awardee to provide IHS with research
and analysis of the impact of Centers for
Medicare and Medicaid Services (CMS)
programs on AI/AN beneficiaries and
the health care delivery system that
serves these beneficiaries. The awardee
will perform in-depth analysis and
review of issues related to CMS rules
and regulations and the impact on IHS
beneficiaries. This is to include, but not
limited to, a special emphasis and focus
on the health care policy issues related
to the special provisions for Indians in
the Patient Protection and Affordable
Care Act (ACA).
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$100,000 Funding for Analysis of CMS
Programs on AI/AN Beneficiaries
The awardee will produce measurable
outcomes to include:
a. Analytical reports, policy review
and recommendation documents—The
products will be in the form of written
(hard copy and/or electronic files)
documents that contain analysis of
relevant health care issues to be
reported on a monthly or quarterly basis
during the IHS and CMS ‘‘All Tribes
Calls’’ and face-to-face meetings with
hard copies submitted to the Director,
Office of Resource, Access and
Partnerships, IHS.
b. Educational and informational
materials to be disseminated by the
awardee and communicated to IHS and
Tribal health program staff during
monthly and quarterly conferences, the
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annual consumer conference, meetings
and training sessions. This can be in the
form of PowerPoint presentations,
informational brochures, and/or
handout materials.
$300,000 Funding for Implementation of
the Affordable Care Act (ACA)—
Preparation for Medicaid Expansion and
Exchange Decision Making
This funding requires the awardee to
manage and provide technical, research
and analytical support nationally to
Tribes in coordination and
communication with the IHS Office of
Resource Access and Partnerships
(ORAP) regarding implementation of the
Affordable Care Act (ACA). The
awardee will develop decision tools
(e.g. written policy recommendations,
updates and analyses, drafting of
correspondence, developing action
items, etc.) and disseminate to Tribes in
preparation for Medicaid Expansion and
Exchange participation, roles and
responsibilities, and potential areas of
collaboration. The awardee agrees to the
following outcomes and deliverables to
perform in depth analyses and reviews
of the implications for coverage and
access to care, and to make
recommendations on issues such as:
1. Best Practices in State-Tribal
Consultation on Health Insurance
Exchanges
a. Create briefing documents and
assist in drafting, editing, and reviewing
policy analysis, correspondence, and
letters for tribal educational purposes.
b. Create a portfolio of examples of
State tribal consultation documents.
2. Working With Federally Facilitated
Exchanges (FFE)
a. Development of enrollment and
analysis tools for tribes that are in states
that will be served wholly or in part by
the FFE.
3. Medicaid Expansion Preparations at
National, Area, and Local Levels
a. Create briefing documents and
assist in drafting, editing, and reviewing
policy analysis, correspondence, and
letters for tribal educational and
outreach.
4. The Use of IHS Data for the Federal
Data Services Hub Verification Process
a. Create briefing documents and
assist in drafting, editing, and reviewing
policy analysis, correspondence, and
letters for tribal educational purposes.
b. Provide comparison analysis of
how IHS Resource and Patient
Management System data matches
Affordable Care Act Indian definitions
for eligibility with recommendations on
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how to make the match, identification of
any needed changes to RPMS for data
verification.
c. Provide an analysis of how tribes
that do not use RPMS can provide data
for verification purposes in the federal
hub.
5. Best Practices in Working With States
Applying for Medicaid Section 1115
Waivers
a. Provide analysis of waiver
applications
b. Create briefing documents and
assist in drafting, editing, and reviewing
policy analysis, correspondence, and
letters for tribal educational purposes
c. Provide analysis report of State
Tribal consultation efforts.
The awardee will produce measurable
outcomes to include:
a. Analytical reports, policy reviews
and recommended documents—The
products will be in the form of written
(hard copy and/or electronic files)
documents that contain analyses of the
listed ACA implementation health care
issues to be reported at the Quarterly
Direct Service Tribes Advisory
Meetings. A hard copy of all
information will be submitted to the
Director, Attn: Office of Resource,
Access and Partnerships, IHS.
b. Educational and informational
materials to be disseminated by the
awardee and communicated to IHS and
Tribal health program staff through
venues such as National and Regional
Health conferences with a Tribal focus,
consumer conferences, meetings and
training sessions. This can be in the
form of PowerPoint presentations,
informational brochures, and/or
handout materials.
The IHS will provide guidance and
assistance as needed. Copies of all
deliverables shall be submitted to the
IHS Office of Direct Service and
Contracting Tribes; IHS ORAP; and IHS
Senior Advisor to the Director.
3. Tribal Budget Consultation—Budget
Formulation
The Awardee will provide assistance
to IHS, Tribes, the Budget Formulation
Workgroup, and to the technical team,
by performing the following activities in
coordination and support of the IHS
Tribal Budget Consultation. Budget
consultation is required by the Indian
Self-Determination and Education
Assistance Act (ISDEAA), 25 U.S.C.
450j–1(i).
National Budget Work Session—January
2013 Meeting Responsibilities
(Required)
Estimated Costs: The estimated costs
for this activity shall not exceed
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$6,500.00. The awardee shall work with
IHS/Office of Finance and Accounting
(OFA)/Division of Budget Formulation
(DBF) closely on this item.
Recordation of Meeting—The Awardee
Shall Take Minutes During the Work
Session
• Minutes should be recorded in a
clear and concise manner and identify
all speakers including presenters and
any individuals contributing comments
or motions.
• Minutes will be recorded in an
objective manner.
• Minutes shall include a record of
any comments, votes, or
recommendations made, as well as
notation of any handouts and other
materials referenced by speakers,
documented by the speaker’s name and
affiliation.
• Minutes shall document any
written materials that were distributed
at the meeting. These materials will be
included with the submission of the
transcription and the summary page
outlining all key topics.
• Minutes will include information
regarding the next meeting, including
the date, time and location and a list of
topics to be addressed.
• The minutes must be submitted to
IHS/OFA for review and approval
within five working days.
Further Instructions
The awardee shall:
a. Package and distribute results of
work session to OFA within five
working days, which includes minutes
and the final set of agreed upon national
budget and health priorities; and
b. Provide final documents needed for
IHS budget formulation Web site.
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HHS Tribal Consultation—March 2013
Preparation and Meeting
Responsibilities
Estimated Costs: The estimated costs
for this activity shall not exceed
$3,000.00. The awardee shall work with
IHS/OFA/DBF closely on this item.
The tribal testimony is a combined
effort that is written and presented by
the National Tribal Budget Formulation
Workgroup. The testimony is presented
to the Secretary of HHS and related staff
as part of the Annual National U.S.
Department of Health and Human
Services Tribal Budget and Policy
Consultation.
Assist the selected Tribal Budget
Formulation Workgroup to prepare for
the HHS Consultation meeting to:
a. Arrange a workgroup meeting;
b. Prepare testimony, and PowerPoint
presentation with talking points, with
the content of both based on input from
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the workgroup and technical team and
with the awardee responsible for
formatting and design of the products;
c. Submit testimony and draft
PowerPoint presentation to IHS for
review and approval;
d. Package and distribute final
materials, once approval from IHS is
obtained; and
e. Deliver final testimony to IHS
Budget Formulation prior to the
presentation for final printing.
Assist Tribal presenters as needed
with rehearsal of the presentation.
Arrange working space for the
workgroup to provide final input to the
presentation and finalize presentation, if
needed—NTE 2 days.
Budget Formulation Evaluation/
Planning Meeting—May 2013 Meeting
Responsibilities (Required)
Estimated Costs: The estimated costs
for this activity shall not exceed
$6,500.00. The awardee shall work with
IHS/OFA/DBF closely on this item.
Recordation of Meeting—The Awardee
Shall Take Minutes During the Work
Session
• Minutes should be recorded in a
clear and concise manner and identify
all speakers including presenters and
any individuals contributing comments
or motions.
• Minutes will be recorded in an
objective manner.
• Minutes shall include a record of
any comments, votes, or
recommendations made, as well as
notation of any handouts and other
materials referenced by speakers,
documented by the speaker’s name and
affiliation.
• Minutes shall document any
written materials that were distributed
at the meeting. These materials will be
included with the submission of the
transcription and the summary page
outlining all key topics.
• Minutes will include information
regarding the next meeting, including
the date, time and location and a list of
topics to be addressed.
• The minutes must be submitted to
IHS/OFA for review and approval
within five working days.
Further Instructions:
Package and distribute results of work
session:
(a) To OFA within five working days,
and
(b) Provide final documents needed
for IHS budget formulation Web site.
Additionally:
• All expenses will be itemized.
• If costs exceed the estimated cost
for any part of this Scope of Work,
approval from OFA must be granted
before any release of funds.
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50131
• Preapproval from IHS is required
before any subcontract may be awarded
at a price above the estimated cost.
4. TLDC and Related Support Activities
A. Coordination of travel and travel/
per diem reimbursement of 12 TLDC
members (or their assigned alternate)
and five Technical Advisors to attend
four quarterly TLDC meetings in
accordance with the approved TLDC
charter. Amount: $150,000.
Activities to be performed by the
awardee include:
• Communicate directly with TLDC
members (and alternates, as necessary)
to arrange travel to TLDC meetings in
accordance with the approved charter.
• Address and track all inquiries
regarding travel arrangements and
reimbursements for TLDC members and
advisors (and alternates, as necessary) to
attend planned TLDC meetings.
• Coordinate sharing of logistical
information to TLDC members and
advisors for meeting location and
lodging with the IHS Division of
Diabetes Treatment and Prevention
(DDTP) contractor(s).
• Prepare and distribute
reimbursement forms with clear
instructions in advance of the meeting
and serve as the point of contact for
communicating any additional travel
information that is required.
• Establish a process to collect
reimbursement forms from TLDC
members and communicate this process
to them.
• Establish and maintain a database
on travel reimbursements and related
meeting costs.
• Track and report all related travel
and per diem costs.
• Coordinate and effect the timely
reimbursement of approved
participants’ expenses within 30 days of
the receipt of the claim forms.
• Maintain an active TLDC email
directory in order to assist the DDTP
and the TLDC with broadcasting related
meeting, travel and reimbursement
information and soliciting related
feedback.
• Include identified DDTP staff on all
electronic correspondence to TLDC
members.
B. Provide support for education and
outreach efforts in support of
communicating with Tribal leaders and
Indian organizations about the activities
of the (1) TLDC and (2) the SDPI grant
program. Amount: $70,000.
The awardee is expected to:
• Provide DDTP with factual
information, review and analysis of
legislative and policy issues that are
relevant to diabetes, obesity and related
conditions in AI/ANs and on related
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health care disparities for the purpose of
keeping TLDC membership up-to-date
on such information.
• Provide analytical reports and
summaries in the form of written (hard
copy and electronic files) documents
that contain the analysis or summary of
the factual information for the purpose
of assisting the TLDC with
communication to Tribes, Tribal
leaders, Indian organizations, and others
about relevant issues pertinent to
addressing diabetes in AIAN
communities.
• Coordinate sharing TLDC-approved
information with national non-profit
organizations such as the Juvenile
Diabetes Research Foundation and the
American Diabetes Association for
strengthening outreach to Tribes and
Tribal communities as well as education
and outreach to non-Indian
communities in the United States about
AI/ANs living with diabetes.
• Participate with the DDTP and the
TLDC in the development of the
agendas for the quarterly TLDC face-toface meetings and scheduled conference
calls. The awardee will provide the draft
agenda to the TLDC Tribal Chairman
and the DDTP Director or assignee.
• In consultation with the DDTP, the
awardee will be responsible for payment
of costs associated with presenter fees,
registration fees and exhibit fees for
DDTP staff and assignees at the National
Indian Health Board’s (NIHB) Public
Health Summit and the annual
consumer conference, to include a
plenary presentation on diabetes
treatment and prevention and up to four
diabetes and SDPI related workshops.
• The awardee will be responsible for
payment of presenter costs associated
with no more than three other separate
presentations that address diabetes and
related chronic disease issues among
AI/ANs at national Tribal health care
conferences.
C. Support DDTP’s collaborative
efforts that are aimed at addressing the
epidemic of diabetes and obesity in AI/
AN youth. Annual Amount: $30,000.
The awardee is expected to:
• Provide the DDP with current
factual information on the epidemic of
diabetes and obesity in AIAN youth and
review and analyze legislative and
policy issues that are relevant to this
topic.
• Address and update the findings in
the report generated at the NIHB/IHS
Obesity Prevention and Strategies in
Native Youth Meeting held December 1,
2009. The awardee can access this
report by contacting the DDTP.
• Provide analytical reports and
summaries in the form of written (hard
copy and electronic files) documents
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that contain the analysis or summary of
the factual information for the purpose
of assisting the DDTP and the TLDC
with communication to Tribes, Tribal
leaders, Indian organizations, and others
about relevant issues pertinent to
addressing this epidemic of diabetes
and obesity in AI/AN youth.
• In consultation with the DDTP, the
awardee will arrange the logistics for an
obesity and AI/AN youth workgroup
meeting to take place. The intent of the
workgroup is to provide a summary of
the current factual information on
obesity and AIAN youth including
reference articles and public reports.
This summary report will not provide
recommendations. The available
members who are identified in the
report cited above (IHS Obesity
Prevention and Strategies in Native
Youth) as well as other subject matter
experts will be invited to attend. The
awardee will provide a proceedings and
executive summary of this workgroup
meeting to DDTP. (Payment for travel
and per diem will not be the
responsibility of the awardee).
III. Eligibility Information
1. Eligibility
Eligible applicants are 501(c)(3)
national Indian organizations that meet
the following criteria: Eligible entities
must have demonstrated expertise in:
• Representing all Tribal governments
and providing a variety of services to
Tribes, Area Health Boards, Tribal
organizations, and Federal agencies, and
playing a major role in focusing
attention on Indian health care needs,
resulting in improved health outcomes
for Tribes.
• Promoting and supporting Indian
education, and coordinating efforts to
inform AI/AN of Federal decisions that
affect Tribal government interests
including the improvement of Indian
health care.
• Administering national health
policy and health programs.
• Maintaining a national AI/AN
constituency and clearly supporting
critical services and activities within the
IHS mission of improving the quality of
health care for AI/AN people.
• Supporting improved healthcare in
Indian Country.
The national Indian organization must
have the infrastructure in place to
accomplish the work under the
proposed program.
2. Cost Sharing or Matching
The IHS does not require matching
funds or cost sharing for grants or
cooperative agreements.
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3. Other Requirements
If application budgets exceed the
highest dollar amount outlined under
the ‘‘Estimated Funds Available’’
section within this funding
announcement, the application will be
considered ineligible and will not be
reviewed for further consideration. IHS
will not return the application to the
applicant. The applicant will be notified
by email or certified mail by the
Division of Grants Management (DGM)
of this decision.
Proof of Non-Profit Status
Organizations claiming non-profit
status must submit proof. A copy of the
501(c)(3) Certificate must be received
with your application submission by the
deadline due date of September 10,
2012.
Letters of Intent will not be required
under this funding opportunity
announcement.
Applicants submitting any of the
above additional documentation after
the initial application submission due
date are required to ensure the
information was received by the IHS by
obtaining documentation confirming
delivery (i.e. FedEx tracking, postal
return receipt, etc.).
IV. Application and Submission
Information
1. Obtaining Application Materials
The application package and detailed
instructions for this announcement can
be found at https://www.Grants.gov or
https://www.ihs.gov/NonMedical
Programs/gogp/index.cfm?module=
gogp_funding.
Questions regarding the electronic
application process may be directed to
Paul Gettys at (301) 443–2114.
2. Content and Form Application
Submission
The applicant must include the
project narrative as an attachment to the
application package. Mandatory
documents for all applicants include:
• Table of contents.
• Abstract (one page) summarizing the
project.
• Application forms:
Æ SF–424, Application for Federal
Assistance.
Æ SF–424A, Budget Information—
Non-Construction Programs.
Æ SF–424B, Assurances—NonConstruction Programs.
• Budget Justification and Narrative
(must be single spaced and not
exceed 5 pages per each of the four
components).
• Project Narrative (must not exceed ten
pages for each of the four
components).
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• Background information on the
organization.
• Proposed scope of work, objectives,
and activities that provide a
description of what will be
accomplished, including a one-page
Timeframe Chart.
• Biographical sketches for all Key
Personnel.
• Contractor/Consultant resumes or
qualifications and scope of work.
• Disclosure of Lobbying Activities (SF–
LLL).
• Certification Regarding Lobbying
(GG–Lobbying Form).
• Copy of current Negotiated Indirect
Cost rate (IDC) agreement (required)
in order to receive IDC.
• Organizational Chart (optional).
• Documentation of current OMB A–
133 required Financial Audit (if
applicable).
Acceptable forms of documentation
include:
Æ Email confirmation from Federal
Audit Clearinghouse (FAC) that audits
were submitted; or
Æ Face sheets from audit reports.
These can be found on the FAC Web
site: https://harvester.census.gov/sac/
dissem/accessoptions.html?submit=
Go+To+Database.
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Public Policy Requirements
All Federal-wide public policies
apply to IHS grants with exception of
the Discrimination policy.
16:25 Aug 17, 2012
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Part A: Program Information (2 Page
Limitation)
Section 1: Needs
Describe how the national Indian
organization has the expertise to
provide outreach and education efforts
on a continuing basis regarding the
pertinent changes and updates in health
care for each of the four components
listed herein.
Part B: Program Planning and
Evaluation (6 Page Limitation)
Section 1: Program Plans
Describe fully and clearly the
direction the national Indian
organization plans to address the
NIHOE requirements, including how the
national Indian organization plans to
demonstrate improved health education
and outreach services to all 566
Federally-recognized Tribes for each of
the four components described herein.
Include proposed timelines as
appropriate and applicable.
Section 2: Program Evaluation
Requirements for Project and Budget
Narratives
A. Project Narrative: This narrative
should be a separate Word document
that is no longer than ten pages per each
component and must: Be single-spaced,
be type written, have consecutively
numbered pages, use black type not
smaller than 12 characters per one inch,
and be printed on one side only of
standard size 81⁄2’’ × 11’’ paper.
Be sure to succinctly answer all
questions listed under the evaluation
criteria (refer to Section V.1, Evaluation
criteria in this announcement) and place
all responses and required information
in the correct section (noted below), or
they will not be considered or scored.
These narratives will assist the
Objective Review Committee (ORC) in
becoming more familiar with the
grantee’s activities and
accomplishments prior to this possible
grant award. If the narrative exceeds the
page limit, only the first ten pages of
each of the four components pages will
be reviewed. The ten pages per
component page limit for the narrative
does not include the work plan,
standard forms, table of contents,
budget, budget justifications, narratives,
and/or other appendix items.
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There are three parts to the narrative:
Part A—Program Information; Part B—
Program Planning and Evaluation; and
Part C—Program Report. See below for
additional details about what must be
included in the narrative.
Describe fully and clearly how the
outreach and education efforts will
impact changes in knowledge and
awareness in Tribal communities.
Identify anticipated or expected benefits
for the Tribal constituency.
Part C: Program Report (2 Page
Limitation)
Section 1: Describe major
accomplishments over the last 24
months. Identify and describe
significant program achievements
associated with the delivery of quality
health outreach and education. Provide
a comparison of the actual
accomplishments to the goals
established for the project period, or if
applicable, provide justification for the
lack of progress.
Section 2: Describe major activities
over the last 24 months. Identify and
summarize recent major health related
outreach and education project
activities conducted over the last 24
months.
B. Budget Narrative: This narrative
must describe the budget requested and
match the scope of work described in
the project narrative. The budget
narrative should not exceed five pages
per each of the four components.
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3. Submission Dates and Times
Applications must be submitted
electronically through Grants.gov by 12
a.m., midnight Eastern Daylight Time
(EDT) on September 10, 2012. Any
application received after the
application deadline will not be
accepted for processing, nor will it be
given further consideration for funding.
The applicant will be notified by the
DGM via email or certified mail of this
decision.
If technical challenges arise and
assistance is required with the
electronic application process, contact
Grants.gov Customer Support via email
to support@grants.gov or at (800) 518–
4726. Customer Support is available to
address questions 24 hours a day, 7 days
a week (except on Federal holidays). If
problems persist, contact Paul Gettys,
DGM (Paul.Gettys@ihs.gov) at (301)
443–5204. Please be sure to contact Mr.
Gettys at least ten days prior to the
application deadline. Please do not
contact the DGM until you have
received a Grants.gov tracking number.
In the event you are not able to obtain
a tracking number, call the DGM as soon
as possible.
If an applicant needs to submit a
paper application instead of submitting
electronically via Grants.gov, prior
approval must be requested and
obtained (see Section IV.6 below for
additional information). The waiver
must be documented in writing (emails
are acceptable), before submitting a
paper application. A copy of the written
approval must be submitted along with
the hardcopy that is mailed to the DGM.
Once the waiver request has been
approved, the applicant will receive a
confirmation of approval and the
mailing address to submit the
application. Paper applications that are
submitted without a waiver from the
Acting Director of DGM will not be
reviewed or considered further for
funding. The applicant will be notified
via email or certified mail of this
decision by the Grants Management
Officer of DGM. Paper applications must
be received by the DGM no later than 5
p.m., EDT, on the application deadline
date. Late applications will not be
accepted for processing or considered
for funding.
4. Intergovernmental Review
Executive Order 12372 requiring
intergovernmental review is not
applicable to this program.
5. Funding Restrictions
• Pre-award costs are not allowable.
• The available funds are inclusive of
direct and appropriate indirect costs.
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• Only one grant/cooperative
agreement will be awarded per
applicant.
• IHS will not acknowledge receipt of
applications.
6. Electronic Submission Requirements
All applications must be submitted
electronically. Please use the https://
www.Grants.gov Web site to submit an
application electronically and select the
‘‘Find Grant Opportunities’’ link on the
homepage. Download a copy of the
application package, complete it offline,
and then upload and submit the
completed application via the https://
www.Grants.gov Web site. Electronic
copies of the application may not be
submitted as attachments to email
messages addressed to IHS employees or
offices.
Applicants that receive a waiver to
submit paper application documents
must follow the rules and timelines that
are noted below. The applicant must
seek assistance at least ten days prior to
the application deadline.
Applicants that do not adhere to the
timelines for Central Contractor Registry
(CCR) and/or https://www.Grants.gov
registration or that fail to request timely
assistance with technical issues will not
be considered for a waiver to submit a
paper application.
Please be aware of the following:
• Please search for the application
package in https://www.Grants.gov by
entering the CFDA number or the
Funding Opportunity Number. Both
numbers are located in the header of
this announcement.
• If you experience technical
challenges while submitting your
application electronically, please
contact Grants.gov Support directly at:
support@grants.gov or (800) 518–4726.
Customer Support is available to
address questions 24 hours a day, 7 days
a week (except on Federal holidays).
• Upon contacting Grants.gov, obtain
a tracking number as proof of contact.
The tracking number is helpful if there
are technical issues that cannot be
resolved and waiver from the agency
must be obtained.
• If it is determined that a waiver is
needed, the applicant must submit a
request in writing (emails are
acceptable) to GrantsPolicy@ihs.gov
with a copy to Tammy.Bagley@ihs.gov.
Please include a clear justification for
the need to deviate from our standard
electronic submission process.
• If the waiver is approved, the
application should be sent directly to
the DGM by the deadline date of
September 10, 2012.
• Applicants are strongly encouraged
not to wait until the deadline date to
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16:25 Aug 17, 2012
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begin the application process through
Grants.gov as the registration process for
CCR and Grants.gov could take up to
fifteen working days.
• Please use the optional attachment
feature in Grants.gov to attach
additional documentation that may be
requested by the DGM.
• All applicants must comply with
any page limitation requirements
described in this Funding
Announcement.
• After you electronically submit
your application, you will receive an
automatic acknowledgment from
Grants.gov that contains a Grants.gov
tracking number. The DGM will
download the application from
Grants.gov and provide necessary copies
to the appropriate agency officials.
Neither the DGM nor the ODSCT will
notify applicants that the application
has been received.
• Email applications will not be
accepted under this announcement.
Dun and Bradstreet (D&B) Data
Universal Numbering System (DUNS)
All IHS applicants and grantee
organizations are required to obtain a
DUNS number and maintain an active
registration in the CCR database. The
DUNS number is a unique 9-digit
identification number provided by D&B
which uniquely identifies each entity.
The DUNS number is site specific;
therefore, each distinct performance site
may be assigned a DUNS number.
Obtaining a DUNS number is easy, and
there is no charge. To obtain a DUNS
number, access it through https://
fedgov.dnb.com/webform, or to expedite
the process, call (866) 705–5711.
Effective October 1, 2010, all HHS
recipients were asked to start reporting
information on subawards, as required
by the Federal Funding Accountability
and Transparency Act of 2006, as
amended (‘‘Transparency Act’’).
Accordingly, all IHS grantees must
notify potential first-tier subrecipients
that no entity may receive a first-tier
subaward unless the entity has provided
its DUNS number to the prime grantee
organization. This requirement ensures
the use of a universal identifier to
enhance the quality of information
available to the public pursuant to the
Transparency Act.
Central Contractor Registry (CCR)
Organizations that have not registered
with CCR will need to obtain a DUNS
number first and then access the CCR
online registration through the CCR
homepage at https://www.bpn.gov/ccr/
default.aspx (U.S. organizations will
also need to provide an Employer
Identification Number from the Internal
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Revenue Service that may take an
additional 2–5 weeks to become active).
Completing and submitting the
registration takes approximately one
hour to complete and your CCR
registration will take 3–5 business days
to process. Registration with the CCR is
free of charge. Applicants may register
online at https://www.bpn.gov/
ccrupdate/NewRegistration.aspx.
Additional information on
implementing the Transparency Act,
including the specific requirements for
DUNS and CCR, can be found on the
IHS Grants Management, Grants Policy
Web site: https://www.ihs.gov/
NonMedicalPrograms/gogp/
index.cfm?module=gogp_policy_topics.
V. Application Review Information
The instructions for preparing the
application narrative also constitute the
evaluation criteria for reviewing and
scoring the application. Weights
assigned to each section are noted in
parentheses. The ten page narrative
allowed per each of the four
components should include only the
first year of activities. The narrative
section should be written in a manner
that is clear to outside reviewers
unfamiliar with prior related activities
of the applicant. It should be well
organized, succinct, and contain all
information necessary for reviewers to
understand the project fully. Points will
be assigned to each evaluation criteria
adding up to a total of 100 points. A
minimum score of 60 points is required
for funding. Points are assigned as
follows:
1. Criteria
A. Introduction and Need for Assistance
(15 Points)
(1) Describe the organization’s current
health, education and technical
assistance operations as related to the
broad spectrum of health needs of the
AI/AN community. Include what
programs and services are currently
provided (i.e., Federally-funded, Statefunded, etc.), any memorandums of
agreement with other National, Area or
local Indian health board organizations.
This could also include HHS’ agencies
that rely on the applicant as the primary
gateway organization that is capable of
providing the dissemination of health
information. Include information
regarding technologies currently used
(i.e., hardware, software, services, Web
sites, etc.), and identify the source(s) of
technical support for those technologies
(i.e., in-house staff, contractors, vendors,
etc.). Include information regarding how
long the applicant has been operating
and its length of association/
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partnerships with Area health boards,
etc. [historical collaboration].
(2) Describe the organization’s current
technical assistance ability. Include
what programs and services are
currently provided, programs and
services projected to be provided,
memorandums of agreement with other
national Indian organizations that deem
the applicant as the primary source of
health policy information for AI/AN,
memorandums of agreement with other
Area Indian health boards, etc.
(3) Describe the population to be
served by the proposed projects. Are
they hard to reach? Are there barriers?
(4) Describe the geographic location of
the proposed projects including any
geographic barriers experienced by the
recipients of the technical assistance to
the health care information provided.
(5) Identify all previous IHS
cooperative agreement awards received,
dates of funding and summaries of the
projects’ accomplishments. State how
previous cooperative agreement funds
facilitated education, training and
technical assistance nationwide for AI/
ANs and relate the progression of health
care information delivery and
development relative to the current
proposed projects. (Copies of reports
will not be accepted.)
(6) Describe collaborative and
supportive efforts with national, Area
and local Indian health boards.
(7) Explain the need/reason for your
proposed projects by identifying
specific gaps or weaknesses in services
or infrastructure that will be addressed
by the proposed projects. Explain how
these gaps/weaknesses were discovered.
If the proposed projects include
information technology (i.e., hardware,
software, etc.), provide further
information regarding measures taken or
to be taken that ensure the proposed
projects will not create other gaps in
services or infrastructure (i.e., IHS
interface capability, Government
Performance Results Act reporting
requirements, contract reporting
requirements, Information Technology
(IT) compatibility, etc.), if applicable.
(8) Describe the effect of the proposed
projects on current programs (i.e.,
Federally-funded, State-funded, etc.)
and, if applicable, on current equipment
(i.e., hardware, software, services, etc.).
Include the effect of the proposed
projects on planned/anticipated
programs and/or equipment.
(9) Describe how the projects relate to
the purpose of the cooperative
agreement by addressing the following:
Identify how the proposed projects will
address outreach and education
regarding various health data listed, e.g.,
Line Item 128 Health Education and
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Outreach funds, Health Care Policy
Analysis and Review, Tribal Budget
Consultation—Budget Formulation, and
TLDC, etc., dissemination, training, and
technical assistance.
B. Project Objective(s), Workplan and
Consultants (40 Points)
(1) Identify the proposed objective(s)
for each of the four projects, as
applicable. Objectives should be:
• Measurable and (if applicable)
quantifiable.
• Results oriented.
• Time-limited.
Example: Issue four quarterly newsletters,
provide alerts and quantify number of
contacts with Tribes. Goals must be clear and
concise. Objectives must be measurable,
feasible and attainable for each of the
selected projects.
(2) Address how the proposed
projects will result in change or
improvement in program operations or
processes for each proposed project
objective for all of the projects. Also
address what tangible products, if any,
are expected from the projects, (i.e.,
legislative analysis, policy analysis,
annual conference, mid-year
conferences, summits, etc.).
(3) Address the extent to which the
proposed projects will provide,
improve, or expand services that
address the need(s) of the target
population. Include a current strategic
plan and business plan that includes the
expanded services. Include the plan(s)
with the application submission.
(4) Submit a work plan in the
appendix which includes the following
information:
• Provide the action steps on a
timeline for accomplishing each of the
projects’ proposed objective(s).
• Identify who will perform the
action steps.
• Identify who will supervise the
action steps.
• Identify what tangible products will
be produced during and at the end of
the proposed projects’ objective(s).
• Identify who will accept and/or
approve work products during the
duration of the proposed projects and at
the end of the proposed projects.
• Include any training that will take
place during the proposed projects and
who will be attending the training.
• Include evaluation activities
planned in the work plans.
(5) If consultants or contractors will
be used during the proposed project,
please include the following
information in their scope of work (or
note if consultants/contractors will not
be used):
• Educational requirements.
• Desired qualifications and work
experience.
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• Expected work products to be
delivered on a timeline.
If a potential consultant/contractor
has already been identified, please
include a resume in the Appendix.
(6) Describe what updates will be
required for the continued success of
the proposed projects. Include when
these updates are anticipated and where
funds will come from to conduct the
update and/or maintenance.
C. Program Evaluation (20 Points)
Each proposed objective requires an
evaluation component to assess its
progression and ensure its completion.
Also, include the evaluation activities in
the work plan.
Describe the proposed plan to
evaluate both outcomes and process.
Outcome evaluation relates to the
results identified in the objectives, and
process evaluation relates to the work
plan and activities of the project.
(1) For outcome evaluation, describe:
• What will the criteria be for
determining success of each objective?
• What data will be collected to
determine whether the objective was
met?
• At what intervals will data be
collected?
• Who will collect the data and their
qualifications?
• How will the data be analyzed?
• How will the results be used?
(2) For process evaluation, describe:
• How will each project be monitored
and assessed for potential problems and
needed quality improvements?
• Who will be responsible for
monitoring and managing each project’s
improvements based on results of
ongoing process improvements and
their qualifications?
• How will ongoing monitoring be
used to improve the projects?
• Describe any products, such as
manuals or policies, that might be
developed and how they might lend
themselves to replication by others.
• How will the organization
document what is learned throughout
each of the projects’ periods?
(3) Describe any evaluation efforts
planned after the grant period has
ended.
(4) Describe the ultimate benefit to the
AI/AN population that the applicant
organization serves that will be derived
from these projects.
(D) Organizational Capabilities, Key
Personnel and Qualifications (15 Points)
This section outlines the broader
capacity of the organization to complete
the project outlined in the work plan. It
includes the identification of personnel
responsible for completing tasks and the
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chain of responsibility for successful
completion of the projects outlined in
the work plan.
(1) Describe the organizational
structure of the organization beyond
health care activities, if applicable.
(2) Describe the ability of the
organization to manage the proposed
projects. Include information regarding
similarly sized projects in scope and
financial assistance, as well as other
cooperative agreements/grants and
projects successfully completed.
(3) Describe what equipment (i.e., fax
machine, phone, computer, etc.) and
facility space (i.e., office space) will be
available for use during the proposed
projects. Include information about any
equipment not currently available that
will be purchased through the
cooperative agreement/grant.
(4) List key personnel who will work
on the projects. Include title used in the
work plans. In the appendix, include
position descriptions and resumes for
all key personnel. Position descriptions
should clearly describe each position
and duties, indicating desired
qualifications and experience
requirements related to the proposed
projects. Resumes must indicate that the
proposed staff member is qualified to
carry out the proposed projects’
activities. If a position is to be filled,
indicate that information on the
proposed position description.
(5) If personnel are to be only partially
funded by this cooperative agreement,
indicate the percentage of time to be
allocated to the projects and identify the
resources used to fund the remainder of
the individual’s salary.
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(E) Categorical Budget and Budget
Justification (10 Points)
This section should provide a clear
estimate of the projects’ program costs
and justification for expenses for the
entire cooperative agreement period.
The budgets and budget justifications
should be consistent with the tasks
identified in the work plans.
(1) Provide a categorical budget for
each of the 12-month budget periods
requested for each of the four projects.
(2) If indirect costs are claimed,
indicate and apply the current
negotiated rate to the budget. Include a
copy of the rate agreement in the
appendix.
(3) Provide a narrative justification
explaining why each line item is
necessary/relevant to the proposed
project. Include sufficient cost and other
details to facilitate the determination of
cost allowability (i.e., equipment
specifications, etc.).
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Appendix Items
• Work plan, logic model and/or time
line for proposed objectives.
• Position descriptions for key staff.
• Resumes of key staff that reflect
current duties.
• Consultant or contractor proposed
scope of work and letter of commitment
(if applicable).
• Current Indirect Cost Agreement.
• Organizational chart(s) highlighting
proposed project staff and their
supervisors as well as other key contacts
within the organization and key
community contacts. (Inclusion is
optional.)
• Additional documents to support
narrative (i.e. data tables, key news
articles, etc.).
2. Review and Selection
Each application will be prescreened
by the DGM staff for eligibility and
completeness as outlined in the funding
announcement. Incomplete applications
and applications that are nonresponsive to the eligibility criteria will
not be referred to the ORC. Applicants
will be notified by DGM, via email or
letter, to outline minor missing
components (i.e., signature on the SF–
424, audit documentation, key contact
form) needed for an otherwise complete
application. All missing documents
must be sent to DGM on or before the
due date listed in the email of
notification of missing documents
required.
To obtain a minimum score for
funding by the ORC, applicants must
address all program requirements and
provide all required documentation.
Applicants that receive less than a
minimum score will be considered to be
‘‘Disapproved’’ and will be informed via
email or regular mail by the IHS
Program Office of their application’s
deficiencies. A summary statement
outlining the strengths and weaknesses
of the application will be provided to
each disapproved applicant. The
summary statement will be sent to the
Authorized Organizational
Representative that is identified on the
face page (SF–424), of the application
within 60 days of the completion of the
Objective Review.
VI. Award Administration Information
1. Award Notices
The Notice of Award (NoA) is a
legally binding document signed by the
Grants Management Officer and serves
as the official notification of the grant
award. The NoA will be initiated by the
DGM and will be mailed via postal mail
or emailed to each entity that is
approved for funding under this
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announcement. The NoA is the
authorizing document for which funds
are dispersed to the approved entities
and reflects the amount of Federal funds
awarded, the purpose of the grant, the
terms and conditions of the award, the
effective date of the award, and the
budget/project period.
Disapproved Applicants
Applicants who received a score less
than the recommended funding level for
approval (60 points) and were deemed
to be disapproved by the ORC, will
receive an Executive Summary
Statement from the IHS Program Office
within 30 days of the conclusion of the
ORC outlining the weaknesses and
strengths of their application. The IHS
program office will also provide
additional contact information as
needed to address questions and
concerns as well as provide technical
assistance if desired.
Approved But Unfunded Applicants
Approved but unfunded applicants
that met the minimum scoring range
and were deemed by the ORC to be
‘‘Approved,’’ but were not funded due
to lack of funding, will have their
applications held by DGM for a period
of one year. If additional funding
becomes available during the course of
FY 2012, the approved application may
be re-considered by the awarding
program office for possible funding. The
applicant will also receive an Executive
Summary Statement from the IHS
Program Office within 30 days of the
conclusion of the ORC.
Note: Any correspondence other than
the official NoA signed by an IHS Grants
Management Official announcing to the
Project Director that an award has been
made to their organization is not an
authorization to implement their
program on behalf of IHS.
2. Administrative Requirements
Cooperative agreements are
administered in accordance with the
following regulations, policies, and
OMB cost principles:
A. The criteria as outlined in this
Program Announcement.
B. Administrative Regulations for
Grants:
• 45 CFR, Part 92, Uniform
Administrative Requirements for Grants
and Cooperative Agreements to State,
Local and Tribal Governments.
• 45 CFR, Part 74, Uniform
Administrative Requirements for
Awards and Subawards to Institutions
of Higher Education, Hospitals, and
other Non-profit Organizations.
C. Grants Policy:
E:\FR\FM\20AUN1.SGM
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Federal Register / Vol. 77, No. 161 / Monday, August 20, 2012 / Notices
• HHS Grants Policy Statement,
Revised 01/07.
D. Cost Principles:
• Title 2: Grant and Agreements, Part
225—Cost Principles for State, Local,
and Indian Tribal Governments (OMB
Circular A–87).
• Title 2: Grant and Agreements, Part
230—Cost Principles for Non-Profit
Organizations (OMB Circular A–122).
E. Audit Requirements:
• OMB Circular A–133, Audits of
States, Local Governments, and Nonprofit Organizations.
3. Indirect Costs
This section applies to all grant
recipients that request reimbursement of
indirect costs (IDC) in their grant
application. In accordance with HHS
Grants Policy Statement, Part II–27, IHS
requires applicants to obtain a current
IDC rate agreement prior to award. The
rate agreement must be prepared in
accordance with the applicable cost
principles and guidance as provided by
the cognizant agency or office. A current
rate covers the applicable grant
activities under the current award’s
budget period. If the current rate is not
on file with the DGM at the time of
award, the IDC portion of the budget
will be restricted. The restrictions
remain in place until the current rate is
provided to the DGM.
Generally, IDC rates for IHS grantees
are negotiated with the Division of Cost
Allocation (DCA) https://rates.psc.gov/
and the Department of Interior (National
Business Center) https://
www.aqd.nbc.gov/services/ICS.aspx. If
your organization has questions
regarding the indirect cost policy, please
call (301) 443–5204 to request
assistance.
mstockstill on DSK4VPTVN1PROD with NOTICES
4. Reporting Requirements
Grantees must submit required reports
consistent with the applicable
deadlines. Failure to submit required
reports within the time allowed may
result in suspension or termination of
an active grant, withholding of
additional awards for the project, or
other enforcement actions such as
withholding of payments or converting
to the reimbursement method of
payment. Continued failure to submit
required reports may result in one or
both of the following: (1) The
imposition of special award provisions;
and (2) the non-funding or non-award of
other eligible projects or activities. This
requirement applies whether the
delinquency is attributable to the failure
of the grantee organization or the
individual responsible for preparation
of the reports.
VerDate Mar<15>2010
16:25 Aug 17, 2012
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The reporting requirements for this
program are noted below.
A. Progress Reports
Program progress reports are required
semi annually. These reports must
include a brief comparison of actual
accomplishments to the goals
established for the period, or, if
applicable, provide sound justification
for the lack of progress, and other
pertinent information as required. Final
reports must be submitted within 90
days of expiration of the budget/project
period.
B. Financial Reports
Federal Financial Report FFR (SF–
425), Cash Transaction Reports are due
30 days after the close of every calendar
quarter to the Division of Payment
Management, HHS at: https://
www.dpm.psc.gov. It is recommended
that you also send a copy of your FFR
(SF–425) report to your Grants
Management Specialist. Failure to
submit timely reports may cause a
disruption in timely payments to your
organization.
Grantees are responsible and
accountable for accurate information
being reported on all required reports:
the Progress Reports and Federal
Financial Report.
C. Federal Subaward Reporting System
(FSRS)
This award may be subject to the
Transparency Act subaward and
executive compensation reporting
requirements of 2 CFR part 170.
The Transparency Act requires the
OMB to establish a single searchable
database, accessible to the public, with
information on financial assistance
awards made by Federal agencies. The
Transparency Act also includes a
requirement for recipients of Federal
grants to report information about firsttier subawards and executive
compensation under Federal assistance
awards.
Effective October 1, 2010, IHS
implemented a Term of Award into all
IHS Standard Terms and Conditions,
NoAs and funding announcements
regarding this requirement. This IHS
Term of Award is applicable to all IHS
grant and cooperative agreements issued
on or after October 1, 2010, with a
$25,000 subaward obligation dollar
threshold met for any specific reporting
period. Additionally, all new
(discretionary) IHS awards (where the
project period is made up of more than
one budget period) and where: (1) The
project period start date was October 1,
2010 or after; and (2) the primary
awardee will have a $25,000 subaward
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50137
obligation dollar threshold during any
specific reporting period and will be
required to conduct address the FSRS
reporting. For the full IHS award term
implementing this requirement and
additional award applicability
information, visit the Grants
Management Grants Policy Web site at:
https://www.ihs.gov/
NonMedicalPrograms/gogp/
index.cfm?module=gogp_policy_topics.
Telecommunication for the hearing
impaired is available at: TTY (301) 443–
6394.
VII. Agency Contacts
1. Questions on the programmatic
issues may be directed to: Ms. Roselyn
Tso, Acting Director, ODSCT, 801
Thompson Avenue, Suite 220,
Rockville, MD 20852, Telephone: (301)
443–1104, Fax: (301) 443–4666, EMail:
Roselyn.Tso@ihs.gov.
2. Questions on grants management
and fiscal matters may be directed to:
Mr. Andrew Diggs, DGM, Grants
Management Specialist, 801 Thompson
Avenue, TMP Suite 360, Rockville, MD
20852, Telephone: (301) 443–5204, Fax:
(301) 443–9602, E-Mail:
Andrew.Diggs@ihs.gov.
VIII. Other Information
The Public Health Service strongly
encourages all cooperative agreement
and contract recipients to provide a
smoke-free workplace and promote the
non-use of all tobacco products. In
addition, Public Law 103–227, the ProChildren Act of 1994, prohibits smoking
in certain facilities (or in some cases,
any portion of the facility) in which
regular or routine education, library,
day care, health care, or early childhood
development services are provided to
children. This is consistent with the
HHS mission to protect and advance the
physical and mental health of the
American people.
Dated: August 12, 2012.
Yvette Roubideaux,
Director, Indian Health Service.
[FR Doc. 2012–20285 Filed 8–17–12; 8:45 am]
BILLING CODE 4165–16–P
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Agencies
[Federal Register Volume 77, Number 161 (Monday, August 20, 2012)]
[Notices]
[Pages 50128-50137]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-20285]
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DEPARTMENT OF HEALTH AND HUMAN SERVICES
Indian Health Service
[Funding Announcement Number: HHS-2012-IHS-NIHOE-0001]
Office of Direct Service and Contracting Tribes; National Indian
Health Outreach and Education Cooperative Agreement
Announcement Type: Limited Competition
Catalog of Federal Domestic Assistance Number: 93.933
DATES: Key Dates:
Application Deadline Date: September 10, 2012.
Review Date: September 12, 2012.
Earliest Anticipated Start Date: September 30, 2012.
I. Funding Opportunity Description
Statutory Authority
The Indian Health Service (IHS) is accepting applications for the
Office of Direct Service and Contracting Tribes on the National Indian
Health Outreach and Education (NIHOE) I cooperative agreement. This
award includes the following four components, as described in this
announcement: ``Line Item 128 Health Education and Outreach funds,''
``Health Care Policy Analysis and Review,'' ``Budget Formulation'' and
``Tribal Leaders Diabetes Committee'' (TLDC). This program is
authorized under the Snyder Act, codified at 25 U.S.C. 13. This program
is described in the Catalog of Federal Domestic Assistance under CFDA
93.933.
Limited Competition Announcement
This is a Limited Competition announcement. The funding levels
noted include both direct and indirect costs. Limited competition
refers to a funding opportunity that limits the eligibility to compete
to more than one entity but less than all entities.
Limited Competition Justification
Competition for the award included in this announcement is limited
to national Indian health care organizations with at least ten years of
experience providing education and outreach on a national scale. This
limitation ensures that the awardee will have (1) A national
information-sharing infrastructure which will facilitate the timely
exchange of information between the Department of Health and Human
Services (HHS) and Tribes and Tribal organizations on a broad scale;
(2) a national perspective on the needs of American Indian/Alaska
Native (AI/AN) communities that will ensure that the information
developed and disseminated through the projects is appropriate, useful
and addresses the most pressing needs of AI/AN communities; and (3)
established relationships with Tribes and Tribal organizations that
will foster open and honest participation by AI/AN communities.
Regional or local organizations will not have the mechanisms in place
to conduct communication on a national level, nor will they have an
accurate picture of the health care needs facing AI/ANs nationwide.
Organizations with less experience will lack the established
relationships with Tribes and Tribal organizations throughout the
country that will facilitate participation and the open and honest
exchange of information between Tribes and HHS. With the limited funds
available for
[[Page 50129]]
these projects, HHS must ensure that the education and outreach efforts
described in this announcement reach the widest audience possible in a
timely fashion, are appropriately tailored to the needs of AI/AN
communities throughout the country, and come from a source that AI/ANs
recognize and trust. For these reasons, this is a limited competition
announcement.
Background
The NIHOE program carries out health program objectives in the AI/
AN community in the interest of improving Indian health care for all
566 Federally-recognized Tribes, including Tribal governments operating
their own health care delivery systems through self-determination
contracts with the IHS and Tribes that continue to receive health care
directly from the IHS. This program addresses health policy and health
program issues and disseminates educational information to all AI/AN
Tribes and villages. This program requires that public forums be held
at Tribal educational consumer conferences to disseminate changes and
updates in the latest health care information. This program also
requires that regional and national meetings be coordinated for
information dissemination as well as the inclusion of planning and
technical assistance and health care recommendations on behalf of
participating Tribes to ultimately inform IHS based on Tribal input
through a broad based consumer network.
Purpose
The purpose of this IHS cooperative agreement is to further IHS's
mission and goals related to providing quality health care to the AI/AN
community through outreach and education efforts with the sole outcome
of improving Indian health care. This award includes the following four
health services components: Retained Tribal Shares for outreach and
health education for Tribes, Health Care Policy Analysis and Review,
Budget Formulation and Tribal Leaders Diabetes Committee (TLDC).
II. Award Information
Type of Award
Cooperative Agreement.
Estimated Funds Available
The total amount of funding identified for the current fiscal year,
FY 2012, is approximately $966,000 to fund the cooperative agreement
for one year. $300,000 is estimated for outreach, education, and
support to Tribes who have elected to leave their Tribal Shares with
the IHS (this amount could vary based on Tribal Shares assumptions;
Line Item 128 Health Education and Outreach will be awarded in partial
increments based on availability and amount of funding); $400,000 for
the Health Care Policy Analysis and Review; $16,000 for the Budget
Formulation; and $250,000 associated with providing legislative
education, outreach and communications support to the IHS TLDC and to
facilitate Tribal consultation on the Special Diabetes Program for
Indians (SDPI). The awards under this announcement are subject to the
availability of funds. Award(s) issued under this announcement are
subject to the availability of funds. In the absence of funding, the
IHS is under no obligation to make awards that are selected for funding
under this announcement.
Anticipated Number of Awards
One IHS award comprised of the following four components is
anticipated: Line Item 128 Health Education and Outreach; Health Care
Policy Analysis and Review, Budget Formulation and TLDC.
Project Period
The project period will run for one year from September 30, 2012
through September 29, 2013.
Cooperative Agreement
In HHS, a cooperative agreement is administered under the same
policies as a grant. The funding agency (IHS) is required to have
substantial programmatic involvement in the project during the entire
award segment. Below is a detailed description of the level of
involvement required for both IHS and the grantee. IHS will be
responsible for activities listed under section A and the grantee will
be responsible for activities listed under section B as stated:
Substantial Involvement Description for Cooperative Agreement
A. IHS Programmatic Involvement
(1) The IHS assigned program official will work in partnership with
the awardee in all decisions involving strategy, hiring of personnel,
deployment of resources, release of public information materials,
quality assurance, coordination of activities, any training, reports,
budget and evaluation. Collaboration includes data analysis,
interpretation of findings and reporting.
(2) The IHS assigned program official will monitor the overall
progress of the awardee's execution of the requirements of the award
noted below, as well as their adherence to the terms and conditions of
the cooperative agreement. This includes providing guidance for
required reports, development of tools, and other products,
interpreting program findings and assistance with evaluation and
overcoming any slippages encountered.
(3) The IHS assigned program official will coordinate review and
provide final approval of any deliverables, including printed
materials, reports, testimony, and PowerPoint slides, prior to their
distribution or dissemination to HHS, Tribes, or the public.
(4) The IHS assigned program official will also coordinate the
following:
Discussion and release of any and all special grant
conditions upon fulfillment.
Monthly scheduled conference calls.
Appropriate dissemination of required reports to each
participating IHS program.
(5) IHS will jointly, with the awardee, plan and set an agenda for
an annual conference that:
Shares the outcomes of the outreach and health education
training provided.
Fosters collaboration amongst the participating IHS
program offices.
Increases visibility for the partnership between the
awardee and IHS.
(6) IHS will provide guidance in preparing articles for publication
and/or presentations of program successes, lessons learned and new
findings.
(7) IHS staff will review articles concerning the HHS for accuracy
and may, if requested by the awardee, provide relevant articles.
(8) IHS will communicate via monthly conference calls, individual
or collective (all participating programs) site visits to the awardee,
and via monthly meetings.
(9) IHS will provide technical assistance to the awardee as
requested.
(10) IHS staff may, at the request of the entity's board,
participate on study groups, attend board meetings, and recommend
topics for analysis and discussion.
B. Grantee Cooperative Agreement Award Activities
The awardee must obtain written IHS approval of all deliverables
produced with award funds, including printed materials, reports,
testimony, and PowerPoint slides, prior to their distribution or
dissemination to HHS, Tribes, or the public.
The awardee must comply with relevant Office of Management and
Budget (OMB) Circular provisions regarding lobbying, any applicable
lobbying restrictions provided under
[[Page 50130]]
other law, and any applicable restriction on the use of appropriated
funds for lobbying activities.
1. Line Item 128 Health Education and Outreach Funding Is Utilized for
Outreach, Health Education, and Support to Tribes
The awardee is expected to:
a. Host an annual conference to disseminate changes and updates on
health care information relative to AI/AN.
b. Host a mid-year consumer conference(s) as appropriate to
disseminate changes and updates on health care information relative to
AI/AN.
c. Conduct regional and national meeting coordination as
appropriate.
d. Conduct health care information dissemination as appropriate.
e. Coordinate planning and technical assistance needs on behalf of
Tribes/Tribal Organizations (T/TO) to IHS.
f. Convey health care recommendations on behalf of T/TO to IHS.
2. Health Care Policy Analysis and Review
This funding component requires the awardee to provide IHS with
research and analysis of the impact of Centers for Medicare and
Medicaid Services (CMS) programs on AI/AN beneficiaries and the health
care delivery system that serves these beneficiaries. The awardee will
perform in-depth analysis and review of issues related to CMS rules and
regulations and the impact on IHS beneficiaries. This is to include,
but not limited to, a special emphasis and focus on the health care
policy issues related to the special provisions for Indians in the
Patient Protection and Affordable Care Act (ACA).
$100,000 Funding for Analysis of CMS Programs on AI/AN Beneficiaries
The awardee will produce measurable outcomes to include:
a. Analytical reports, policy review and recommendation documents--
The products will be in the form of written (hard copy and/or
electronic files) documents that contain analysis of relevant health
care issues to be reported on a monthly or quarterly basis during the
IHS and CMS ``All Tribes Calls'' and face-to-face meetings with hard
copies submitted to the Director, Office of Resource, Access and
Partnerships, IHS.
b. Educational and informational materials to be disseminated by
the awardee and communicated to IHS and Tribal health program staff
during monthly and quarterly conferences, the annual consumer
conference, meetings and training sessions. This can be in the form of
PowerPoint presentations, informational brochures, and/or handout
materials.
$300,000 Funding for Implementation of the Affordable Care Act (ACA)--
Preparation for Medicaid Expansion and Exchange Decision Making
This funding requires the awardee to manage and provide technical,
research and analytical support nationally to Tribes in coordination
and communication with the IHS Office of Resource Access and
Partnerships (ORAP) regarding implementation of the Affordable Care Act
(ACA). The awardee will develop decision tools (e.g. written policy
recommendations, updates and analyses, drafting of correspondence,
developing action items, etc.) and disseminate to Tribes in preparation
for Medicaid Expansion and Exchange participation, roles and
responsibilities, and potential areas of collaboration. The awardee
agrees to the following outcomes and deliverables to perform in depth
analyses and reviews of the implications for coverage and access to
care, and to make recommendations on issues such as:
1. Best Practices in State-Tribal Consultation on Health Insurance
Exchanges
a. Create briefing documents and assist in drafting, editing, and
reviewing policy analysis, correspondence, and letters for tribal
educational purposes.
b. Create a portfolio of examples of State tribal consultation
documents.
2. Working With Federally Facilitated Exchanges (FFE)
a. Development of enrollment and analysis tools for tribes that are
in states that will be served wholly or in part by the FFE.
3. Medicaid Expansion Preparations at National, Area, and Local Levels
a. Create briefing documents and assist in drafting, editing, and
reviewing policy analysis, correspondence, and letters for tribal
educational and outreach.
4. The Use of IHS Data for the Federal Data Services Hub Verification
Process
a. Create briefing documents and assist in drafting, editing, and
reviewing policy analysis, correspondence, and letters for tribal
educational purposes.
b. Provide comparison analysis of how IHS Resource and Patient
Management System data matches Affordable Care Act Indian definitions
for eligibility with recommendations on how to make the match,
identification of any needed changes to RPMS for data verification.
c. Provide an analysis of how tribes that do not use RPMS can
provide data for verification purposes in the federal hub.
5. Best Practices in Working With States Applying for Medicaid Section
1115 Waivers
a. Provide analysis of waiver applications
b. Create briefing documents and assist in drafting, editing, and
reviewing policy analysis, correspondence, and letters for tribal
educational purposes
c. Provide analysis report of State Tribal consultation efforts.
The awardee will produce measurable outcomes to include:
a. Analytical reports, policy reviews and recommended documents--
The products will be in the form of written (hard copy and/or
electronic files) documents that contain analyses of the listed ACA
implementation health care issues to be reported at the Quarterly
Direct Service Tribes Advisory Meetings. A hard copy of all information
will be submitted to the Director, Attn: Office of Resource, Access and
Partnerships, IHS.
b. Educational and informational materials to be disseminated by
the awardee and communicated to IHS and Tribal health program staff
through venues such as National and Regional Health conferences with a
Tribal focus, consumer conferences, meetings and training sessions.
This can be in the form of PowerPoint presentations, informational
brochures, and/or handout materials.
The IHS will provide guidance and assistance as needed. Copies of
all deliverables shall be submitted to the IHS Office of Direct Service
and Contracting Tribes; IHS ORAP; and IHS Senior Advisor to the
Director.
3. Tribal Budget Consultation--Budget Formulation
The Awardee will provide assistance to IHS, Tribes, the Budget
Formulation Workgroup, and to the technical team, by performing the
following activities in coordination and support of the IHS Tribal
Budget Consultation. Budget consultation is required by the Indian
Self-Determination and Education Assistance Act (ISDEAA), 25 U.S.C.
450j-1(i).
National Budget Work Session--January 2013 Meeting Responsibilities
(Required)
Estimated Costs: The estimated costs for this activity shall not
exceed
[[Page 50131]]
$6,500.00. The awardee shall work with IHS/Office of Finance and
Accounting (OFA)/Division of Budget Formulation (DBF) closely on this
item.
Recordation of Meeting--The Awardee Shall Take Minutes During the Work
Session
Minutes should be recorded in a clear and concise manner
and identify all speakers including presenters and any individuals
contributing comments or motions.
Minutes will be recorded in an objective manner.
Minutes shall include a record of any comments, votes, or
recommendations made, as well as notation of any handouts and other
materials referenced by speakers, documented by the speaker's name and
affiliation.
Minutes shall document any written materials that were
distributed at the meeting. These materials will be included with the
submission of the transcription and the summary page outlining all key
topics.
Minutes will include information regarding the next
meeting, including the date, time and location and a list of topics to
be addressed.
The minutes must be submitted to IHS/OFA for review and
approval within five working days.
Further Instructions
The awardee shall:
a. Package and distribute results of work session to OFA within
five working days, which includes minutes and the final set of agreed
upon national budget and health priorities; and
b. Provide final documents needed for IHS budget formulation Web
site.
HHS Tribal Consultation--March 2013 Preparation and Meeting
Responsibilities
Estimated Costs: The estimated costs for this activity shall not
exceed $3,000.00. The awardee shall work with IHS/OFA/DBF closely on
this item.
The tribal testimony is a combined effort that is written and
presented by the National Tribal Budget Formulation Workgroup. The
testimony is presented to the Secretary of HHS and related staff as
part of the Annual National U.S. Department of Health and Human
Services Tribal Budget and Policy Consultation.
Assist the selected Tribal Budget Formulation Workgroup to prepare
for the HHS Consultation meeting to:
a. Arrange a workgroup meeting;
b. Prepare testimony, and PowerPoint presentation with talking
points, with the content of both based on input from the workgroup and
technical team and with the awardee responsible for formatting and
design of the products;
c. Submit testimony and draft PowerPoint presentation to IHS for
review and approval;
d. Package and distribute final materials, once approval from IHS
is obtained; and
e. Deliver final testimony to IHS Budget Formulation prior to the
presentation for final printing.
Assist Tribal presenters as needed with rehearsal of the
presentation.
Arrange working space for the workgroup to provide final input to
the presentation and finalize presentation, if needed--NTE 2 days.
Budget Formulation Evaluation/Planning Meeting--May 2013 Meeting
Responsibilities (Required)
Estimated Costs: The estimated costs for this activity shall not
exceed $6,500.00. The awardee shall work with IHS/OFA/DBF closely on
this item.
Recordation of Meeting--The Awardee Shall Take Minutes During the Work
Session
Minutes should be recorded in a clear and concise manner
and identify all speakers including presenters and any individuals
contributing comments or motions.
Minutes will be recorded in an objective manner.
Minutes shall include a record of any comments, votes, or
recommendations made, as well as notation of any handouts and other
materials referenced by speakers, documented by the speaker's name and
affiliation.
Minutes shall document any written materials that were
distributed at the meeting. These materials will be included with the
submission of the transcription and the summary page outlining all key
topics.
Minutes will include information regarding the next
meeting, including the date, time and location and a list of topics to
be addressed.
The minutes must be submitted to IHS/OFA for review and
approval within five working days.
Further Instructions:
Package and distribute results of work session:
(a) To OFA within five working days, and
(b) Provide final documents needed for IHS budget formulation Web
site.
Additionally:
All expenses will be itemized.
If costs exceed the estimated cost for any part of this
Scope of Work, approval from OFA must be granted before any release of
funds.
Preapproval from IHS is required before any subcontract
may be awarded at a price above the estimated cost.
4. TLDC and Related Support Activities
A. Coordination of travel and travel/per diem reimbursement of 12
TLDC members (or their assigned alternate) and five Technical Advisors
to attend four quarterly TLDC meetings in accordance with the approved
TLDC charter. Amount: $150,000.
Activities to be performed by the awardee include:
Communicate directly with TLDC members (and alternates, as
necessary) to arrange travel to TLDC meetings in accordance with the
approved charter.
Address and track all inquiries regarding travel
arrangements and reimbursements for TLDC members and advisors (and
alternates, as necessary) to attend planned TLDC meetings.
Coordinate sharing of logistical information to TLDC
members and advisors for meeting location and lodging with the IHS
Division of Diabetes Treatment and Prevention (DDTP) contractor(s).
Prepare and distribute reimbursement forms with clear
instructions in advance of the meeting and serve as the point of
contact for communicating any additional travel information that is
required.
Establish a process to collect reimbursement forms from
TLDC members and communicate this process to them.
Establish and maintain a database on travel reimbursements
and related meeting costs.
Track and report all related travel and per diem costs.
Coordinate and effect the timely reimbursement of approved
participants' expenses within 30 days of the receipt of the claim
forms.
Maintain an active TLDC email directory in order to assist
the DDTP and the TLDC with broadcasting related meeting, travel and
reimbursement information and soliciting related feedback.
Include identified DDTP staff on all electronic
correspondence to TLDC members.
B. Provide support for education and outreach efforts in support of
communicating with Tribal leaders and Indian organizations about the
activities of the (1) TLDC and (2) the SDPI grant program. Amount:
$70,000.
The awardee is expected to:
Provide DDTP with factual information, review and analysis
of legislative and policy issues that are relevant to diabetes, obesity
and related conditions in AI/ANs and on related
[[Page 50132]]
health care disparities for the purpose of keeping TLDC membership up-
to-date on such information.
Provide analytical reports and summaries in the form of
written (hard copy and electronic files) documents that contain the
analysis or summary of the factual information for the purpose of
assisting the TLDC with communication to Tribes, Tribal leaders, Indian
organizations, and others about relevant issues pertinent to addressing
diabetes in AIAN communities.
Coordinate sharing TLDC-approved information with national
non-profit organizations such as the Juvenile Diabetes Research
Foundation and the American Diabetes Association for strengthening
outreach to Tribes and Tribal communities as well as education and
outreach to non-Indian communities in the United States about AI/ANs
living with diabetes.
Participate with the DDTP and the TLDC in the development
of the agendas for the quarterly TLDC face-to-face meetings and
scheduled conference calls. The awardee will provide the draft agenda
to the TLDC Tribal Chairman and the DDTP Director or assignee.
In consultation with the DDTP, the awardee will be
responsible for payment of costs associated with presenter fees,
registration fees and exhibit fees for DDTP staff and assignees at the
National Indian Health Board's (NIHB) Public Health Summit and the
annual consumer conference, to include a plenary presentation on
diabetes treatment and prevention and up to four diabetes and SDPI
related workshops.
The awardee will be responsible for payment of presenter
costs associated with no more than three other separate presentations
that address diabetes and related chronic disease issues among AI/ANs
at national Tribal health care conferences.
C. Support DDTP's collaborative efforts that are aimed at
addressing the epidemic of diabetes and obesity in AI/AN youth. Annual
Amount: $30,000.
The awardee is expected to:
Provide the DDP with current factual information on the
epidemic of diabetes and obesity in AIAN youth and review and analyze
legislative and policy issues that are relevant to this topic.
Address and update the findings in the report generated at
the NIHB/IHS Obesity Prevention and Strategies in Native Youth Meeting
held December 1, 2009. The awardee can access this report by contacting
the DDTP.
Provide analytical reports and summaries in the form of
written (hard copy and electronic files) documents that contain the
analysis or summary of the factual information for the purpose of
assisting the DDTP and the TLDC with communication to Tribes, Tribal
leaders, Indian organizations, and others about relevant issues
pertinent to addressing this epidemic of diabetes and obesity in AI/AN
youth.
In consultation with the DDTP, the awardee will arrange
the logistics for an obesity and AI/AN youth workgroup meeting to take
place. The intent of the workgroup is to provide a summary of the
current factual information on obesity and AIAN youth including
reference articles and public reports.
This summary report will not provide recommendations. The available
members who are identified in the report cited above (IHS Obesity
Prevention and Strategies in Native Youth) as well as other subject
matter experts will be invited to attend. The awardee will provide a
proceedings and executive summary of this workgroup meeting to DDTP.
(Payment for travel and per diem will not be the responsibility of the
awardee).
III. Eligibility Information
1. Eligibility
Eligible applicants are 501(c)(3) national Indian organizations
that meet the following criteria: Eligible entities must have
demonstrated expertise in:
Representing all Tribal governments and providing a
variety of services to Tribes, Area Health Boards, Tribal
organizations, and Federal agencies, and playing a major role in
focusing attention on Indian health care needs, resulting in improved
health outcomes for Tribes.
Promoting and supporting Indian education, and
coordinating efforts to inform AI/AN of Federal decisions that affect
Tribal government interests including the improvement of Indian health
care.
Administering national health policy and health programs.
Maintaining a national AI/AN constituency and clearly
supporting critical services and activities within the IHS mission of
improving the quality of health care for AI/AN people.
Supporting improved healthcare in Indian Country.
The national Indian organization must have the infrastructure in
place to accomplish the work under the proposed program.
2. Cost Sharing or Matching
The IHS does not require matching funds or cost sharing for grants
or cooperative agreements.
3. Other Requirements
If application budgets exceed the highest dollar amount outlined
under the ``Estimated Funds Available'' section within this funding
announcement, the application will be considered ineligible and will
not be reviewed for further consideration. IHS will not return the
application to the applicant. The applicant will be notified by email
or certified mail by the Division of Grants Management (DGM) of this
decision.
Proof of Non-Profit Status
Organizations claiming non-profit status must submit proof. A copy
of the 501(c)(3) Certificate must be received with your application
submission by the deadline due date of September 10, 2012.
Letters of Intent will not be required under this funding
opportunity announcement.
Applicants submitting any of the above additional documentation
after the initial application submission due date are required to
ensure the information was received by the IHS by obtaining
documentation confirming delivery (i.e. FedEx tracking, postal return
receipt, etc.).
IV. Application and Submission Information
1. Obtaining Application Materials
The application package and detailed instructions for this
announcement can be found at https://www.Grants.gov or https://www.ihs.gov/NonMedicalPrograms/gogp/index.cfm?module=gogp_funding.
Questions regarding the electronic application process may be
directed to Paul Gettys at (301) 443-2114.
2. Content and Form Application Submission
The applicant must include the project narrative as an attachment
to the application package. Mandatory documents for all applicants
include:
Table of contents.
Abstract (one page) summarizing the project.
Application forms:
[cir] SF-424, Application for Federal Assistance.
[cir] SF-424A, Budget Information--Non-Construction Programs.
[cir] SF-424B, Assurances--Non-Construction Programs.
Budget Justification and Narrative (must be single spaced and
not exceed 5 pages per each of the four components).
Project Narrative (must not exceed ten pages for each of the
four components).
[[Page 50133]]
Background information on the organization.
Proposed scope of work, objectives, and activities that
provide a description of what will be accomplished, including a one-
page Timeframe Chart.
Biographical sketches for all Key Personnel.
Contractor/Consultant resumes or qualifications and scope of
work.
Disclosure of Lobbying Activities (SF-LLL).
Certification Regarding Lobbying (GG-Lobbying Form).
Copy of current Negotiated Indirect Cost rate (IDC) agreement
(required) in order to receive IDC.
Organizational Chart (optional).
Documentation of current OMB A-133 required Financial Audit
(if applicable).
Acceptable forms of documentation include:
[cir] Email confirmation from Federal Audit Clearinghouse (FAC)
that audits were submitted; or
[cir] Face sheets from audit reports. These can be found on the FAC
Web site: https://harvester.census.gov/sac/dissem/
accessoptions.html?submit=Go+To+Database.
Public Policy Requirements
All Federal-wide public policies apply to IHS grants with exception
of the Discrimination policy.
Requirements for Project and Budget Narratives
A. Project Narrative: This narrative should be a separate Word
document that is no longer than ten pages per each component and must:
Be single-spaced, be type written, have consecutively numbered pages,
use black type not smaller than 12 characters per one inch, and be
printed on one side only of standard size 8\1/2\'' x 11'' paper.
Be sure to succinctly answer all questions listed under the
evaluation criteria (refer to Section V.1, Evaluation criteria in this
announcement) and place all responses and required information in the
correct section (noted below), or they will not be considered or
scored. These narratives will assist the Objective Review Committee
(ORC) in becoming more familiar with the grantee's activities and
accomplishments prior to this possible grant award. If the narrative
exceeds the page limit, only the first ten pages of each of the four
components pages will be reviewed. The ten pages per component page
limit for the narrative does not include the work plan, standard forms,
table of contents, budget, budget justifications, narratives, and/or
other appendix items.
There are three parts to the narrative: Part A--Program
Information; Part B--Program Planning and Evaluation; and Part C--
Program Report. See below for additional details about what must be
included in the narrative.
Part A: Program Information (2 Page Limitation)
Section 1: Needs
Describe how the national Indian organization has the expertise to
provide outreach and education efforts on a continuing basis regarding
the pertinent changes and updates in health care for each of the four
components listed herein.
Part B: Program Planning and Evaluation (6 Page Limitation)
Section 1: Program Plans
Describe fully and clearly the direction the national Indian
organization plans to address the NIHOE requirements, including how the
national Indian organization plans to demonstrate improved health
education and outreach services to all 566 Federally-recognized Tribes
for each of the four components described herein. Include proposed
timelines as appropriate and applicable.
Section 2: Program Evaluation
Describe fully and clearly how the outreach and education efforts
will impact changes in knowledge and awareness in Tribal communities.
Identify anticipated or expected benefits for the Tribal constituency.
Part C: Program Report (2 Page Limitation)
Section 1: Describe major accomplishments over the last 24 months.
Identify and describe significant program achievements associated with
the delivery of quality health outreach and education. Provide a
comparison of the actual accomplishments to the goals established for
the project period, or if applicable, provide justification for the
lack of progress.
Section 2: Describe major activities over the last 24 months.
Identify and summarize recent major health related outreach and
education project activities conducted over the last 24 months.
B. Budget Narrative: This narrative must describe the budget
requested and match the scope of work described in the project
narrative. The budget narrative should not exceed five pages per each
of the four components.
3. Submission Dates and Times
Applications must be submitted electronically through Grants.gov by
12 a.m., midnight Eastern Daylight Time (EDT) on September 10, 2012.
Any application received after the application deadline will not be
accepted for processing, nor will it be given further consideration for
funding. The applicant will be notified by the DGM via email or
certified mail of this decision.
If technical challenges arise and assistance is required with the
electronic application process, contact Grants.gov Customer Support via
email to support@grants.gov or at (800) 518-4726. Customer Support is
available to address questions 24 hours a day, 7 days a week (except on
Federal holidays). If problems persist, contact Paul Gettys, DGM
(Paul.Gettys@ihs.gov) at (301) 443-5204. Please be sure to contact Mr.
Gettys at least ten days prior to the application deadline. Please do
not contact the DGM until you have received a Grants.gov tracking
number. In the event you are not able to obtain a tracking number, call
the DGM as soon as possible.
If an applicant needs to submit a paper application instead of
submitting electronically via Grants.gov, prior approval must be
requested and obtained (see Section IV.6 below for additional
information). The waiver must be documented in writing (emails are
acceptable), before submitting a paper application. A copy of the
written approval must be submitted along with the hardcopy that is
mailed to the DGM. Once the waiver request has been approved, the
applicant will receive a confirmation of approval and the mailing
address to submit the application. Paper applications that are
submitted without a waiver from the Acting Director of DGM will not be
reviewed or considered further for funding. The applicant will be
notified via email or certified mail of this decision by the Grants
Management Officer of DGM. Paper applications must be received by the
DGM no later than 5 p.m., EDT, on the application deadline date. Late
applications will not be accepted for processing or considered for
funding.
4. Intergovernmental Review
Executive Order 12372 requiring intergovernmental review is not
applicable to this program.
5. Funding Restrictions
Pre-award costs are not allowable.
The available funds are inclusive of direct and
appropriate indirect costs.
[[Page 50134]]
Only one grant/cooperative agreement will be awarded per
applicant.
IHS will not acknowledge receipt of applications.
6. Electronic Submission Requirements
All applications must be submitted electronically. Please use the
https://www.Grants.gov Web site to submit an application electronically
and select the ``Find Grant Opportunities'' link on the homepage.
Download a copy of the application package, complete it offline, and
then upload and submit the completed application via the https://www.Grants.gov Web site. Electronic copies of the application may not
be submitted as attachments to email messages addressed to IHS
employees or offices.
Applicants that receive a waiver to submit paper application
documents must follow the rules and timelines that are noted below. The
applicant must seek assistance at least ten days prior to the
application deadline.
Applicants that do not adhere to the timelines for Central
Contractor Registry (CCR) and/or https://www.Grants.gov registration or
that fail to request timely assistance with technical issues will not
be considered for a waiver to submit a paper application.
Please be aware of the following:
Please search for the application package in https://www.Grants.gov by entering the CFDA number or the Funding Opportunity
Number. Both numbers are located in the header of this announcement.
If you experience technical challenges while submitting
your application electronically, please contact Grants.gov Support
directly at: support@grants.gov or (800) 518-4726. Customer Support is
available to address questions 24 hours a day, 7 days a week (except on
Federal holidays).
Upon contacting Grants.gov, obtain a tracking number as
proof of contact. The tracking number is helpful if there are technical
issues that cannot be resolved and waiver from the agency must be
obtained.
If it is determined that a waiver is needed, the applicant
must submit a request in writing (emails are acceptable) to
GrantsPolicy@ihs.gov with a copy to Tammy.Bagley@ihs.gov. Please
include a clear justification for the need to deviate from our standard
electronic submission process.
If the waiver is approved, the application should be sent
directly to the DGM by the deadline date of September 10, 2012.
Applicants are strongly encouraged not to wait until the
deadline date to begin the application process through Grants.gov as
the registration process for CCR and Grants.gov could take up to
fifteen working days.
Please use the optional attachment feature in Grants.gov
to attach additional documentation that may be requested by the DGM.
All applicants must comply with any page limitation
requirements described in this Funding Announcement.
After you electronically submit your application, you will
receive an automatic acknowledgment from Grants.gov that contains a
Grants.gov tracking number. The DGM will download the application from
Grants.gov and provide necessary copies to the appropriate agency
officials. Neither the DGM nor the ODSCT will notify applicants that
the application has been received.
Email applications will not be accepted under this
announcement.
Dun and Bradstreet (D&B) Data Universal Numbering System (DUNS)
All IHS applicants and grantee organizations are required to obtain
a DUNS number and maintain an active registration in the CCR database.
The DUNS number is a unique 9-digit identification number provided by
D&B which uniquely identifies each entity. The DUNS number is site
specific; therefore, each distinct performance site may be assigned a
DUNS number. Obtaining a DUNS number is easy, and there is no charge.
To obtain a DUNS number, access it through https://fedgov.dnb.com/webform, or to expedite the process, call (866) 705-5711.
Effective October 1, 2010, all HHS recipients were asked to start
reporting information on subawards, as required by the Federal Funding
Accountability and Transparency Act of 2006, as amended (``Transparency
Act''). Accordingly, all IHS grantees must notify potential first-tier
subrecipients that no entity may receive a first-tier subaward unless
the entity has provided its DUNS number to the prime grantee
organization. This requirement ensures the use of a universal
identifier to enhance the quality of information available to the
public pursuant to the Transparency Act.
Central Contractor Registry (CCR)
Organizations that have not registered with CCR will need to obtain
a DUNS number first and then access the CCR online registration through
the CCR homepage at https://www.bpn.gov/ccr/default.aspx (U.S.
organizations will also need to provide an Employer Identification
Number from the Internal Revenue Service that may take an additional 2-
5 weeks to become active). Completing and submitting the registration
takes approximately one hour to complete and your CCR registration will
take 3-5 business days to process. Registration with the CCR is free of
charge. Applicants may register online at https://www.bpn.gov/ccrupdate/NewRegistration.aspx.
Additional information on implementing the Transparency Act,
including the specific requirements for DUNS and CCR, can be found on
the IHS Grants Management, Grants Policy Web site: https://www.ihs.gov/NonMedicalPrograms/gogp/index.cfm?module=gogp_policy_topics.
V. Application Review Information
The instructions for preparing the application narrative also
constitute the evaluation criteria for reviewing and scoring the
application. Weights assigned to each section are noted in parentheses.
The ten page narrative allowed per each of the four components should
include only the first year of activities. The narrative section should
be written in a manner that is clear to outside reviewers unfamiliar
with prior related activities of the applicant. It should be well
organized, succinct, and contain all information necessary for
reviewers to understand the project fully. Points will be assigned to
each evaluation criteria adding up to a total of 100 points. A minimum
score of 60 points is required for funding. Points are assigned as
follows:
1. Criteria
A. Introduction and Need for Assistance (15 Points)
(1) Describe the organization's current health, education and
technical assistance operations as related to the broad spectrum of
health needs of the AI/AN community. Include what programs and services
are currently provided (i.e., Federally-funded, State-funded, etc.),
any memorandums of agreement with other National, Area or local Indian
health board organizations. This could also include HHS' agencies that
rely on the applicant as the primary gateway organization that is
capable of providing the dissemination of health information. Include
information regarding technologies currently used (i.e., hardware,
software, services, Web sites, etc.), and identify the source(s) of
technical support for those technologies (i.e., in-house staff,
contractors, vendors, etc.). Include information regarding how long the
applicant has been operating and its length of association/
[[Page 50135]]
partnerships with Area health boards, etc. [historical collaboration].
(2) Describe the organization's current technical assistance
ability. Include what programs and services are currently provided,
programs and services projected to be provided, memorandums of
agreement with other national Indian organizations that deem the
applicant as the primary source of health policy information for AI/AN,
memorandums of agreement with other Area Indian health boards, etc.
(3) Describe the population to be served by the proposed projects.
Are they hard to reach? Are there barriers?
(4) Describe the geographic location of the proposed projects
including any geographic barriers experienced by the recipients of the
technical assistance to the health care information provided.
(5) Identify all previous IHS cooperative agreement awards
received, dates of funding and summaries of the projects'
accomplishments. State how previous cooperative agreement funds
facilitated education, training and technical assistance nationwide for
AI/ANs and relate the progression of health care information delivery
and development relative to the current proposed projects. (Copies of
reports will not be accepted.)
(6) Describe collaborative and supportive efforts with national,
Area and local Indian health boards.
(7) Explain the need/reason for your proposed projects by
identifying specific gaps or weaknesses in services or infrastructure
that will be addressed by the proposed projects. Explain how these
gaps/weaknesses were discovered. If the proposed projects include
information technology (i.e., hardware, software, etc.), provide
further information regarding measures taken or to be taken that ensure
the proposed projects will not create other gaps in services or
infrastructure (i.e., IHS interface capability, Government Performance
Results Act reporting requirements, contract reporting requirements,
Information Technology (IT) compatibility, etc.), if applicable.
(8) Describe the effect of the proposed projects on current
programs (i.e., Federally-funded, State-funded, etc.) and, if
applicable, on current equipment (i.e., hardware, software, services,
etc.). Include the effect of the proposed projects on planned/
anticipated programs and/or equipment.
(9) Describe how the projects relate to the purpose of the
cooperative agreement by addressing the following: Identify how the
proposed projects will address outreach and education regarding various
health data listed, e.g., Line Item 128 Health Education and Outreach
funds, Health Care Policy Analysis and Review, Tribal Budget
Consultation--Budget Formulation, and TLDC, etc., dissemination,
training, and technical assistance.
B. Project Objective(s), Workplan and Consultants (40 Points)
(1) Identify the proposed objective(s) for each of the four
projects, as applicable. Objectives should be:
Measurable and (if applicable) quantifiable.
Results oriented.
Time-limited.
Example: Issue four quarterly newsletters, provide alerts and
quantify number of contacts with Tribes. Goals must be clear and
concise. Objectives must be measurable, feasible and attainable for
each of the selected projects.
(2) Address how the proposed projects will result in change or
improvement in program operations or processes for each proposed
project objective for all of the projects. Also address what tangible
products, if any, are expected from the projects, (i.e., legislative
analysis, policy analysis, annual conference, mid-year conferences,
summits, etc.).
(3) Address the extent to which the proposed projects will provide,
improve, or expand services that address the need(s) of the target
population. Include a current strategic plan and business plan that
includes the expanded services. Include the plan(s) with the
application submission.
(4) Submit a work plan in the appendix which includes the following
information:
Provide the action steps on a timeline for accomplishing
each of the projects' proposed objective(s).
Identify who will perform the action steps.
Identify who will supervise the action steps.
Identify what tangible products will be produced during
and at the end of the proposed projects' objective(s).
Identify who will accept and/or approve work products
during the duration of the proposed projects and at the end of the
proposed projects.
Include any training that will take place during the
proposed projects and who will be attending the training.
Include evaluation activities planned in the work plans.
(5) If consultants or contractors will be used during the proposed
project, please include the following information in their scope of
work (or note if consultants/contractors will not be used):
Educational requirements.
Desired qualifications and work experience.
Expected work products to be delivered on a timeline.
If a potential consultant/contractor has already been identified,
please include a resume in the Appendix.
(6) Describe what updates will be required for the continued
success of the proposed projects. Include when these updates are
anticipated and where funds will come from to conduct the update and/or
maintenance.
C. Program Evaluation (20 Points)
Each proposed objective requires an evaluation component to assess
its progression and ensure its completion. Also, include the evaluation
activities in the work plan.
Describe the proposed plan to evaluate both outcomes and process.
Outcome evaluation relates to the results identified in the objectives,
and process evaluation relates to the work plan and activities of the
project.
(1) For outcome evaluation, describe:
What will the criteria be for determining success of each
objective?
What data will be collected to determine whether the
objective was met?
At what intervals will data be collected?
Who will collect the data and their qualifications?
How will the data be analyzed?
How will the results be used?
(2) For process evaluation, describe:
How will each project be monitored and assessed for
potential problems and needed quality improvements?
Who will be responsible for monitoring and managing each
project's improvements based on results of ongoing process improvements
and their qualifications?
How will ongoing monitoring be used to improve the
projects?
Describe any products, such as manuals or policies, that
might be developed and how they might lend themselves to replication by
others.
How will the organization document what is learned
throughout each of the projects' periods?
(3) Describe any evaluation efforts planned after the grant period
has ended.
(4) Describe the ultimate benefit to the AI/AN population that the
applicant organization serves that will be derived from these projects.
(D) Organizational Capabilities, Key Personnel and Qualifications (15
Points)
This section outlines the broader capacity of the organization to
complete the project outlined in the work plan. It includes the
identification of personnel responsible for completing tasks and the
[[Page 50136]]
chain of responsibility for successful completion of the projects
outlined in the work plan.
(1) Describe the organizational structure of the organization
beyond health care activities, if applicable.
(2) Describe the ability of the organization to manage the proposed
projects. Include information regarding similarly sized projects in
scope and financial assistance, as well as other cooperative
agreements/grants and projects successfully completed.
(3) Describe what equipment (i.e., fax machine, phone, computer,
etc.) and facility space (i.e., office space) will be available for use
during the proposed projects. Include information about any equipment
not currently available that will be purchased through the cooperative
agreement/grant.
(4) List key personnel who will work on the projects. Include title
used in the work plans. In the appendix, include position descriptions
and resumes for all key personnel. Position descriptions should clearly
describe each position and duties, indicating desired qualifications
and experience requirements related to the proposed projects. Resumes
must indicate that the proposed staff member is qualified to carry out
the proposed projects' activities. If a position is to be filled,
indicate that information on the proposed position description.
(5) If personnel are to be only partially funded by this
cooperative agreement, indicate the percentage of time to be allocated
to the projects and identify the resources used to fund the remainder
of the individual's salary.
(E) Categorical Budget and Budget Justification (10 Points)
This section should provide a clear estimate of the projects'
program costs and justification for expenses for the entire cooperative
agreement period. The budgets and budget justifications should be
consistent with the tasks identified in the work plans.
(1) Provide a categorical budget for each of the 12-month budget
periods requested for each of the four projects.
(2) If indirect costs are claimed, indicate and apply the current
negotiated rate to the budget. Include a copy of the rate agreement in
the appendix.
(3) Provide a narrative justification explaining why each line item
is necessary/relevant to the proposed project. Include sufficient cost
and other details to facilitate the determination of cost allowability
(i.e., equipment specifications, etc.).
Appendix Items
Work plan, logic model and/or time line for proposed
objectives.
Position descriptions for key staff.
Resumes of key staff that reflect current duties.
Consultant or contractor proposed scope of work and letter
of commitment (if applicable).
Current Indirect Cost Agreement.
Organizational chart(s) highlighting proposed project
staff and their supervisors as well as other key contacts within the
organization and key community contacts. (Inclusion is optional.)
Additional documents to support narrative (i.e. data
tables, key news articles, etc.).
2. Review and Selection
Each application will be prescreened by the DGM staff for
eligibility and completeness as outlined in the funding announcement.
Incomplete applications and applications that are non-responsive to the
eligibility criteria will not be referred to the ORC. Applicants will
be notified by DGM, via email or letter, to outline minor missing
components (i.e., signature on the SF-424, audit documentation, key
contact form) needed for an otherwise complete application. All missing
documents must be sent to DGM on or before the due date listed in the
email of notification of missing documents required.
To obtain a minimum score for funding by the ORC, applicants must
address all program requirements and provide all required
documentation. Applicants that receive less than a minimum score will
be considered to be ``Disapproved'' and will be informed via email or
regular mail by the IHS Program Office of their application's
deficiencies. A summary statement outlining the strengths and
weaknesses of the application will be provided to each disapproved
applicant. The summary statement will be sent to the Authorized
Organizational Representative that is identified on the face page (SF-
424), of the application within 60 days of the completion of the
Objective Review.
VI. Award Administration Information
1. Award Notices
The Notice of Award (NoA) is a legally binding document signed by
the Grants Management Officer and serves as the official notification
of the grant award. The NoA will be initiated by the DGM and will be
mailed via postal mail or emailed to each entity that is approved for
funding under this announcement. The NoA is the authorizing document
for which funds are dispersed to the approved entities and reflects the
amount of Federal funds awarded, the purpose of the grant, the terms
and conditions of the award, the effective date of the award, and the
budget/project period.
Disapproved Applicants
Applicants who received a score less than the recommended funding
level for approval (60 points) and were deemed to be disapproved by the
ORC, will receive an Executive Summary Statement from the IHS Program
Office within 30 days of the conclusion of the ORC outlining the
weaknesses and strengths of their application. The IHS program office
will also provide additional contact information as needed to address
questions and concerns as well as provide technical assistance if
desired.
Approved But Unfunded Applicants
Approved but unfunded applicants that met the minimum scoring range
and were deemed by the ORC to be ``Approved,'' but were not funded due
to lack of funding, will have their applications held by DGM for a
period of one year. If additional funding becomes available during the
course of FY 2012, the approved application may be re-considered by the
awarding program office for possible funding. The applicant will also
receive an Executive Summary Statement from the IHS Program Office
within 30 days of the conclusion of the ORC.
Note: Any correspondence other than the official NoA signed by an
IHS Grants Management Official announcing to the Project Director that
an award has been made to their organization is not an authorization to
implement their program on behalf of IHS.
2. Administrative Requirements
Cooperative agreements are administered in accordance with the
following regulations, policies, and OMB cost principles:
A. The criteria as outlined in this Program Announcement.
B. Administrative Regulations for Grants:
45 CFR, Part 92, Uniform Administrative Requirements for
Grants and Cooperative Agreements to State, Local and Tribal
Governments.
45 CFR, Part 74, Uniform Administrative Requirements for
Awards and Subawards to Institutions of Higher Education, Hospitals,
and other Non-profit Organizations.
C. Grants Policy:
[[Page 50137]]
HHS Grants Policy Statement, Revised 01/07.
D. Cost Principles:
Title 2: Grant and Agreements, Part 225--Cost Principles
for State, Local, and Indian Tribal Governments (OMB Circular A-87).
Title 2: Grant and Agreements, Part 230--Cost Principles
for Non-Profit Organizations (OMB Circular A-122).
E. Audit Requirements:
OMB Circular A-133, Audits of States, Local Governments,
and Non-profit Organizations.
3. Indirect Costs
This section applies to all grant recipients that request
reimbursement of indirect costs (IDC) in their grant application. In
accordance with HHS Grants Policy Statement, Part II-27, IHS requires
applicants to obtain a current IDC rate agreement prior to award. The
rate agreement must be prepared in accordance with the applicable cost
principles and guidance as provided by the cognizant agency or office.
A current rate covers the applicable grant activities under the current
award's budget period. If the current rate is not on file with the DGM
at the time of award, the IDC portion of the budget will be restricted.
The restrictions remain in place until the current rate is provided to
the DGM.
Generally, IDC rates for IHS grantees are negotiated with the
Division of Cost Allocation (DCA) https://rates.psc.gov/ and the
Department of Interior (National Business Center) https://www.aqd.nbc.gov/services/ICS.aspx. If your organization has questions
regarding the indirect cost policy, please call (301) 443-5204 to
request assistance.
4. Reporting Requirements
Grantees must submit required reports consistent with the
applicable deadlines. Failure to submit required reports within the
time allowed may result in suspension or termination of an active
grant, withholding of additional awards for the project, or other
enforcement actions such as withholding of payments or converting to
the reimbursement method of payment. Continued failure to submit
required reports may result in one or both of the following: (1) The
imposition of special award provisions; and (2) the non-funding or non-
award of other eligible projects or activities. This requirement
applies whether the delinquency is attributable to the failure of the
grantee organization or the individual responsible for preparation of
the reports.
The reporting requirements for this program are noted below.
A. Progress Reports
Program progress reports are required semi annually. These reports
must include a brief comparison of actual accomplishments to the goals
established for the period, or, if applicable, provide sound
justification for the lack of progress, and other pertinent information
as required. Final reports must be submitted within 90 days of
expiration of the budget/project period.
B. Financial Reports
Federal Financial Report FFR (SF-425), Cash Transaction Reports are
due 30 days after the close of every calendar quarter to the Division
of Payment Management, HHS at: https://www.dpm.psc.gov. It is
recommended that you also send a copy of your FFR (SF-425) report to
your Grants Management Specialist. Failure to submit timely reports may
cause a disruption in timely payments to your organization.
Grantees are responsible and accountable for accurate information
being reported on all required reports: the Progress Reports and
Federal Financial Report.
C. Federal Subaward Reporting System (FSRS)
This award may be subject to the Transparency Act subaward and
executive compensation reporting requirements of 2 CFR part 170.
The Transparency Act requires the OMB to establish a single
searchable database, accessible to the public, with information on
financial assistance awards made by Federal agencies. The Transparency
Act also includes a requirement for recipients of Federal grants to
report information about first-tier subawards and executive
compensation under Federal assistance awards.
Effective October 1, 2010, IHS implemented a Term of Award into all
IHS Standard Terms and Conditions, NoAs and funding announcements
regarding this requirement. This IHS Term of Award is applicable to all
IHS grant and cooperative agreements issued on or after October 1,
2010, with a $25,000 subaward obligation dollar threshold met for any
specific reporting period. Additionally, all new (discretionary) IHS
awards (where the project period is made up of more than one budget
period) and where: (1) The project period start date was October 1,
2010 or after; and (2) the primary awardee will have a $25,000 subaward
obligation dollar threshold during any specific reporting period and
will be required to conduct address the FSRS reporting