Operation of Radar Systems in the 76-77 GHz Band, 48097-48102 [2012-19732]
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BILLING CODE 6712–01–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 15
[ET Docket Nos. 11–90 and 10–28, RM–
11555; FCC 12–72]
Operation of Radar Systems in the 76–
77 GHz Band
Federal Communications
Commission.
ACTION: Final rule.
AGENCY:
This document amends the
Commission’s rules to provide a more
efficient use of the 76–77 GHz band, and
to enable the automotive and aviation
industries to develop enhanced safety
measures for drivers and the general
public. Specifically, the Commission is
eliminating the in-motion and not-inmotion distinction for vehicular radars,
and instead adopting new uniform
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SUMMARY:
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emission limits for forward, side, and
rear-looking vehicular radars. This will
facilitate enhanced vehicular radar
technologies to improve collision
avoidance and driver safety. The
Commission is also amending its rules
to allow the operation of fixed radars at
airport locations in the 76–77 GHz band
for purposes of detecting foreign object
debris on runways and monitoring
aircraft and service vehicles on taxiways
and other airport vehicle service areas
that have no public vehicle access. The
Commission takes this action in
response to petitions for rulemaking
filed by Toyota Motor Corporation
(‘‘TMC’’) and Era Systems Corporation
(‘‘Era’’).
DATES:
Effective September 12, 2012.
FOR FURTHER INFORMATION CONTACT:
Aamer Zain, Office of Engineering and
Technology, 202–418–2437,
aamer.zain@fcc.gov.
This is a
summary of the Commission’s Report
and Order, ET Docket Nos. 11–90, 10–
SUPPLEMENTARY INFORMATION:
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28, FCC 11–171, adopted July 3, 2012
and released July 5, 2012. The full text
of this document is available for
inspection and copying during normal
business hours in the FCC Reference
Center (Room CY–A257), 445 12th
Street SW., Washington, DC 20554. The
complete text of this document also may
be purchased from the Commission’s
copy contractor, Best Copy and Printing,
Inc., 445 12th Street SW., Room, CY–
B402, Washington, DC 20554. The full
text may also be downloaded at:
www.fcc.gov. People with Disabilities:
To request materials in accessible
formats for people with disabilities
(braille, large print, electronic files,
audio format), send an email to
fcc504@fcc.gov or call the Consumer &
Governmental Affairs Bureau at 202–
418–0530 (voice), 202–418–0432 (tty).
Summary of Report and Order
1. In the Report and Order (Order), the
Commission modified §§ 15.35 and
15.253 of the rules to enable enhanced
vehicular radar technologies in the 76–
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Federal Register / Vol. 77, No. 156 / Monday, August 13, 2012 / Rules and Regulations
77 GHz band for improved collision
avoidance and driver safety and to allow
fixed radar applications at airport
locations to improve safety for airport
personnel and equipment. With respect
to § 15.253, the Commission eliminated
the requirement that vehicular radars
decrease power when the vehicles on
which the radar is mounted is not in
motion. In addition, the Commission
also modified § 15.253 to specify a new
emission limit for 76–77 GHz vehicular
radars that will apply to front, side, and
rear illuminating vehicular radars. The
Commission takes this action in
response to petitions for rulemaking
filed by Toyota Motor Corporation
(TMC) and Era Systems Corporation
(Era).
2. The Commission also modified
§ 15.253 to allow fixed radar
applications in the 76–77 GHz band at
airport locations. These fixed radars can
detect foreign object debris (FOD) on
runways and monitor aircraft traffic as
well as service vehicles on taxiways and
other airport vehicle service areas that
have no public access. The
modifications to the rules that the
Commission adopted will provide more
efficient use of the spectrum, and enable
the automotive and aviation industries
to develop enhanced safety measures for
drivers and the general public.
3. The 76–77 GHz band, which is
allocated to the Radio Astronomy
service (RAS) and the Radiolocation
service on a primary basis and to the
Amateur and Space research (space-toEarth) services on a secondary basis, is
in the region of the radiofrequency
spectrum known as ‘‘millimeter wave’’
spectrum. The frequencies above 30
GHz are commonly called millimeter
wave frequencies because of their
wavelength. At these frequencies, radio
propagation decreases more rapidly
with distance than at other frequencies
and antennas that can narrowly focus
transmitted energy are practical and of
modest size. While the limited range of
such transmissions might appear to be
a major disadvantage for many
applications, it does allow the reuse of
frequencies within very short distances
and, thereby enables a higher
concentration of transmitters to be
located in a geographical area than is
possible at lower frequencies.
4. On July 21, 2009, the Toyota Motor
Corporation (TMC) filed a petition for
rulemaking requesting that the
Commission modify the emission limits
for vehicular radar systems operating
within the 76–77 GHz band.
Specifically, TMC requested that the
Commission eliminate the in-motion
and not-in-motion distinctions in the
emission limits for vehicular radar
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systems and establish a single emission
limit that applies in all directions from
a vehicle. On September 8, 2009, Era
filed comments in CB Docket No. 09–
102 requesting that the Commission
amend § 15.253 to permit fixed use of
76–77 GHz radars at airports for
monitoring air traffic and airport service
vehicles only. Emissions from these
fixed radars would not illuminate any
public access roads.
5. On May 24, 2011, the Commission
issued a Notice of Proposed Rule
Making (NPRM), 77 FR 35176, June 16,
2011, in which it sought public
comment on proposed amendments to
§§ 15.35 and 15.253 of the rules
regarding operation within the 76.0–
77.0 GHz band. Specifically, the NPRM
proposed modifications to § 15.253 to
increase the average power density limit
to 88 mW/cm2 at 3 m (average EIRP of
50 dBm) and to decrease the peak power
density limit to 279 mW/cm2 at 3 m
(peak EIRP of 55 dBm) regardless of the
illumination direction of the vehicular
radar, and to eliminate the in-motion
and not-in-motion distinction for
vehicles equipped with such radars. In
the NPRM, the Commission also
proposed to allow fixed radars to
operate in the 76–77 GHz band in
addition to vehicular radar systems, and
to require that such fixed radar systems
meet the proposed limits for vehicular
radar systems.
6. The Commission finds that the 76–
77 GHz band is well suited for
unlicensed use by vehicular radar
technologies and by fixed radar systems
limited to airport locations, and are
adopting the proposed modifications to
§§ 15.35 and 15.253 accordingly. The
modifications to the rules that the
Commission adopted are intended to
foster the development of improved
radar systems that will offer significant
safety benefits to the public. Studies
show that use of collision avoidance
technology can prevent or lessen the
severity of a significant number of traffic
accidents. By modifying our rules for
76–77 GHz radars to align generally
with international automotive industry
standards, the Commission expects
these life-saving devices to be placed on
more passenger vehicles by enabling
economies of scale. Furthermore, it
believes that the changes in power
levels and use as discussed will not
result in a significant increase in the
potential of interference to other users
of the 76–77 GHz band. The
Commission notes that these rule
changes facilitate expanded use of
existing technologies and do not appear
to impose any new costs. While no party
has provided any specific data, these
technologies have the potential to help
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avoid accidents thereby save lives and
damage to property.
7. The Commission also finds that the
use of 76–77 GHz fixed radars at
airports for detecting foreign objects on
runways, as well as for monitoring
aircraft and service vehicles on taxiways
and other airport vehicle service areas
that have no public access (e.g., gate
areas) to be in the public interest and
compatible with vehicular radar use.
The Commission finds that the benefits
of allowing fixed radar systems at
airports for these applications will
improve the safety of the general public
and airport personnel without
increasing the potential for inference to
licensed users. The Commission notes
that these rule changes enable expanded
use of existing technologies and do not
appear to impose any new costs. Recent
studies estimate the annual direct and
indirect cost to U.S. aviation industry
caused by the FOD damage to be
approximately $1 billion and $4 billion,
respectively. Enhanced technologies for
FOD detection and for other airport
monitoring services will help prevent
accidents and substantially mitigate
damage attributable to FOD.
Vehicular Radars
8. Proposal. In the NPRM, the
Commission proposed to modify
§ 15.253 to eliminate the in-motion and
not-in-motion distinction for vehicular
radars and to adopt uniform emission
limits for forward, side, and rear-looking
radars. In lieu of separate emission
limits for in-motion and not-in-motion,
the Commission proposed to increase
the average power density limit to 88
mW/cm2 at 3 meters (average EIRP of 50
dBm) and to decrease the peak power
density limit to 279 mW/cm2 at 3 meters
(peak EIRP of 55 dBm) for vehicular
radar systems regardless of the direction
of illumination. The Commission also
sought comment on TMC’s request to
modify § 15.253 to specify a limit on
peak EIRP instead of average power
density in addition to, or as an
alternative to, the limits currently
specified in the rules. Furthermore,
because the Commission proposed to
modify § 15.253(b) to specify a peak
emission limit that is less than 20 dB
above the average limit, it also proposed
to modify § 15.35(b) to specify that the
20 dB peak to average limit does not
apply to vehicular radars authorized
under § 15.253(b).
9. Decision. The Commission
modified § 15.253 to (1) Eliminate the
in-motion and not-in-motion distinction
for vehicular radars, (2) adopt a single
set of emission limits for forward, side,
and rear-looking radars, and (3) amend
the emission limits for vehicular radars
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Federal Register / Vol. 77, No. 156 / Monday, August 13, 2012 / Rules and Regulations
to specify the average and peak radiated
emission limits as both EIRP and a
power density limit of 88 mW/cm 2 at 3
m (average EIRP of 50 dBm) and 279
mW/cm 2 at 3m (peak EIRP of 55 dBm),
respectively. In light of this, the
Commission modified § 15.35(b) to
specify that the 20 dB peak limit
provision will no longer apply to
vehicular radars in the 76–77 GHz band.
Devices operating under the provisions
of these rules continue to be subject to
the radiofrequency radiation exposure
requirements specified in §§ 1.1307(b),
2.1091 and 2.1093 of the FCC rules, as
appropriate.
10. The Commission finds that the
new set of emission limits will not
measurably increase potential for
interference from vehicular radar
systems to RAS operations in the 76–77
GHz band. First, the reduced peak limit
adopt for vehicular radars will increase
the level of interference protection
afforded to RAS system because it is
lower than the current peak limit.
Second, the average power limit is being
increased by only 1.7 dB from the
current maximum for vehicular radars
in the 76–77 GHz band, i.e., from 48.3
dBm to 50 dBm. Under worst-case free
space conditions a 1.7 dB increase is
only a 1.2-fold increase in signal range.
The very short distances that these
radars operate under, plus the
propagation characteristics of the band,
translate in practice to a minimal
increase in interference potential that
the Commission does not believe will
yield any increase in actual interference
to RAS operations. Because the radio
astronomy observatories typically have
control over access to a distance of one
kilometer from the telescopes to provide
protection from interference caused by
automobile spark plugs and other
uncontrolled RFI sources, the potential
for interference caused by the
incremental increase in average power
limits at that distance (one kilometer)
would be negligible. Furthermore, the
effect of an increase in average power
level of 1.7 dB is negligible when also
taking into account the variability in
propagation characteristics due to
terrain, weather and other propagation
factors.
11. The Commission agrees with the
automotive industry that given the
horizontal direction of vehicular radar
beams, the propagation characteristics
of terrain and the geographical location
of the RAS equipment, the modified
emission limits pose no additional risk
of interference or damage to the RAS
equipment compared to the current
rules. Accordingly, it believes that there
is no need to restrict vehicular radar
systems based on coordination zones or
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to impose requirements for a GPS-aware
automatic or a user operated cut-off
switch.
12. The National Telecommunications
and Information Administration (NTIA)
noted that the National Science
Foundation (NSF)-sponsored a study
documenting measurements performed
jointly by representatives from the radio
astronomy community and several
vehicular radar manufacturers. The
measurements performed using the
University of Arizona’s 12 Meter
Telescope located at Kitt’s Peak
examined the impact that vehicular
radar emissions would have on radio
astronomy installations. Emissions of
two different vehicular radars
manufactured by Robert Bosch GmbH
and Continental Corporation were
measured in the adjacent 77–80 GHz
band. The measurements of the
emissions from a single vehicular radar
system at two distances (1.7 km and
26.9 km from the radio astronomy
installation) indicated that the received
signal level at the radio astronomy
installation exceeded the protection
criteria specified in Recommendation
International Telecommunication Union
Radiocommunications Sector (ITU–R)
RA.769–2. The study acknowledges that
mitigation factors such as terrain
shielding, orientation of the vehicular
radar transmitter antenna with respect
to the observatory, or attenuation of the
vehicular radar transmitter if mounted
behind the vehicle bumper were not
taken into account and would tend to
reduce the distance at which
interference occurred. NTIA requested
that this study be included as part of the
public record for this proceeding, and
asked that the Commission encourage
the radio astronomy community and the
vehicular radar manufacturers to
continue this cooperative effort to
examine and implement mitigation
techniques that can be employed to
address the potential interference
concerns. The Commission recognizes
the concerns of the radio astronomy
community in both the 76–77 GHz band
at issue in this proceeding and in the
77–80 GHz band examined in the study.
As discussed, the Commission’s rules
have permitted vehicular radars to
operate in the 76–77 GHz band since
1995. Further, it expects any increase in
potential interference in the 76–77 GHz
band as a result of the technical rules
changes the Commission makes here to
be negligible when compared to the
overall effect caused by the variability
in propagation characteristics due to
terrain, weather and other propagation
factors. The Commission has not found
anything in the NSF study that suggests
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that the increase in the potential for
harmful interference resulting from
these rule revisions will not be
negligible. Further, it always encourage
cooperation between parties with
respect to compatibility of systems that
use the radio spectrum, thus we
specifically encourage continued
cooperation between the radio
astronomy community and the
vehicular radar industry.
13. Finally, the Commission agrees
with the commenters that there has been
significant growth in the use of
automobile radar systems, and it
anticipates that these systems will
become relatively commonplace within
a few years because of consumer
demand for increased vehicle safety.
The Commission believes that these
developments will make automotive
safety and convenience more affordable
and readily available to the public, as
the automotive industry will be able to
develop new and improved vehicular
radars with no measurable increase in
potential interference to licensed
services.
Fixed Radar in the 76–77 GHz Band
14. Proposal. The Commission
proposed to allow the use of fixed radar
systems at any location rather than
restrict their use to only airport
locations, as requested by Era in its
petition for rulemaking. It stated that
Era’s proposal to limit fixed radar
operations to specific locations such as
airports or other places where fixed
radars would not illuminate public
roads may be overly restrictive and
could cause unnecessary burdens to the
public if implemented. The Commission
stated that fixed radars operating at the
same maximum power levels as
vehicular-mounted radars would be
even less likely to interfere with the
RAS and Radiolocation services than
vehicle-mounted radars because the
locations where they are used would not
change. It stated that fixed radars should
be able to co-exist with vehicular radars
because they both would operate with
the same power level and use antennas
with narrow beamwidths, thus reducing
the chances that the signal from one
radar would be within the main lobe of
the receive antenna of the other. In a
worst-case scenario, where two radars
are aiming directly at each other, fixed
radar should have no more impact on a
vehicular radar system than another
vehicular system would.
15. The Commission sought comment
on whether it should allow unlicensed
fixed radar applications to operate
within the 76–77 GHz band at the same
power levels as those proposed for
vehicular radars. The Commission also
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sought comment on whether there is a
need to limit fixed radar applications to
specific locations such as airports and/
or locations where they are not aimed at
publicly accessible roads, or if some
alternative criteria would be more
appropriate.
16. Comments. The commenters
overwhelmingly opposed the use of
fixed radar applications in the 76–77
GHz band without regard to location as
proposed by the Commission, although
some argued that fixed radars could be
permitted for airport use only. The
opponents cited increased interference
potential to vehicular radars and a lack
of technical analysis and study for fixed
radar in the 76–77 GHz band.
17. Decision. The Commission
modified § 15.253 of its rules to allow
the operation of fixed radars at airport
locations with the same emission limits
as those for vehicular radars in the 76–
77 GHz band for purposes of detecting
foreign object debris on runways and
monitoring aircraft and service vehicles
on taxiways and other airport vehicle
service areas that have no public vehicle
access (e.g., gate areas). Limiting the
location of fixed radars in this way
should prevent them from illuminating
public roads, and thus reduce the
likelihood of interference to vehicular
radars while enabling airports to better
monitor airport service vehicles and
taxiways and to improve debris
detection on the runways.
18. Moreover, airports are challenged
with managing increasing congestion on
the ground. This rule modification will
add to the tools that enhance an
airport’s ability to determine the
location of airplanes and airport ground
vehicles that are operating in taxiways
and runways. The presence of FOD in
an airport’s air operations area (AOA)
poses a significant threat to the safety of
air travel. Foreign object debris on
taxiways and runways has the potential
to damage aircraft during the critical
phases of takeoffs and landings, which
can lead to catastrophic loss of life and
at the very least increased maintenance
and operating costs. This rule
modification will help reduce FOD
hazards through the implementation of
a FOD management program and the
effective use of FOD detection and
removal equipment.
19. The Commission disagrees with
the commenters who state that only
vehicular radars should be allowed to
operate under the part 15 rules. It
concludes that both vehicular radars
and fixed radars at airports, under the
limited circumstances we are providing
for here, will be able to operate
successfully in the 76–77 GHz band.
Airport runways, taxiways and other
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non-public areas at airports are
generally not near public roadways, and
fixed radars at airports should not
illuminate public roadways in the
vicinity. With respect to the use of fixed
radars outside of airports, we continue
to believe that vehicular radars should
be able to share the band with fixed
radars operating at the same levels and
note that there are no conclusive test
results indicating that there would be
incompatibility issues between the two
types of radars. The Commission
recognizes, however, that no parties
have come forward to support fixed
radar applications beyond airport
locations in this band. Therefore, in the
absence of a clear demand, the
Commission is not adopting provisions
for unlicensed fixed radar operations
outside of airport locations in the 76–77
GHz band at this time.
Procedural Matters
Paperwork Reduction Analysis
20. This document does not contain a
proposed information collection(s)
subject to the Paperwork Reduction Act
of 1995 (PRA, Pub. L. 104–13). In
addition, therefore, it does not contain
any new or modified information
collection burden for small business
concerns with fewer than 25 employees,
pursuant to the Small Business
Paperwork Relief Act of 2002, Public
Law 107–198, see 44 U.S.C. 3506(c)(4).
Final Regulatory Flexibility Analysis
21. As required by the Regulatory
Flexibility Act (RFA),1 an Initial
Regulatory Flexibility Analysis (IRFA)
was incorporated in the Notice of
Proposed Rulemaking (NPRM) in this
Docket 11–90.2 The Commission sought
written public comment on the
proposals in the NPRM, including
comment on the IRFA. As described
more fully, the Commission finds that
the rules it adopted in the Report and
Order will not have a significant
economic impact on a substantial
number of small entities.3 The
Commission did not receive comments
from The Organization for the
Promotion and Advancement of Small
Telecommunications Companies
(OPASTCO). It has nonetheless
provided this Final Regulatory
Flexibility Analysis (FRFA) to provide a
1 See 5 U.S.C. 603. The RFA, see 5 U.S.C. 601–
612, has been amended by the Small Business
Regulatory Enforcement Fairness Act of 1996
(SBREFA), Public Law 104–121, Title II, 110 Stat.
857 (1996), and the Small Business Jobs Act of
2010, Public Law 111–240, 124 Stat. 2504 (2010).
2 NPRM, 26 FCC Rcd 8107.
3 Thus, we could certify that an analysis is not
required. See 5 U.S.C. 605(b).
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fuller record in this proceeding. This
FRFA conforms to the RFA.4
Need for, and Objectives of, the Report
and Order
22. On May 24, 2011, the Commission
released a NPRM seeking comments
regarding petitions for rulemaking filed
by Toyota Motor Corporation (TMC) and
Era Systems Corporation (Era)
requesting modifications to § 15.253 of
the rules for vehicular radar systems
operating in the 76–77 GHz band.
Vehicular radars can determine the
exact distance and relative speed of
objects in front of, beside, or behind a
car to improve the driver’s ability to
perceive objects under bad visibility
conditions or objects that are in blind
spots. Some examples of vehicular radar
systems include collision warning and
mitigation systems, blind spot detection
systems, lane change assist and parking
aid systems. The NPRM proposed to
eliminate the requirement that vehicular
radars decrease power when the vehicle
on which the radar is mounted is
stopped, or not in motion, and to
expand the use of unlicensed 76–77
GHz band radars to fixed infrastructure
systems. These modifications to the
rules will provide more efficient use of
spectrum, and enable the automotive
radar application industries and fixed
radar applications, operating at airports
only, to develop enhanced safety
measures for drivers and the general
public. In addition, these modifications
would make the rules governing the
vehicle radars in United States more
comparable to those outside the United
States and benefit the automotive and
aviation industries in terms of enabling
new product development and cost
reduction.
Summary of Significant Issues Raised by
Public Comments in Response to the
IRFA
23. There were no public comments
filed that specifically addressed the
rules and policies in the IRFA.
Response to Comments by the Chief
Counsel for Advocacy of the Small
Business Administration
24. Pursuant to the Small Business
Jobs Act of 2010, the Commission is
required to respond to any comments
filed by the Chief Counsel for Advocacy
of the Small Business Administration,
and to provide a detailed statement of
any change made to the proposed rules
as a result of those comments. The Chief
Counsel did not file any comments in
response to the proposed rules in this
proceeding.
4 See
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Federal Register / Vol. 77, No. 156 / Monday, August 13, 2012 / Rules and Regulations
Small Businesses, Small Organizations
and Small Governmental Jurisdictions
25. Our action may, over time, affect
small entities that are not easily
categorized at present. We therefore
describe here, at the outset, three
comprehensive, statutory small entity
size standards.5 First, nationwide, there
are a total of approximately 27.5 million
small businesses, according to the SBA.6
In addition, a ‘‘small organization’’ is
generally ‘‘any not-for-profit enterprise
which is independently owned and
operated and is not dominant in its
field.’’ 7 Nationwide, as of 2007, there
were approximately 1.6 million small
organizations.8 Finally, the term ‘‘small
governmental jurisdiction’’ is defined
generally as ‘‘governments of cities,
towns, townships, villages, school
districts, or special districts, with a
population of less than fifty
thousand.’’ 9 Census Bureau data for
2007 indicate that there were 89,476
local governmental jurisdictions in the
United States.10 We estimate that, of this
total, as many as 88,506 entities may
qualify as ‘‘small governmental
jurisdictions.’’ 11
Radio Broadcasting
26. This Economic Census category
‘‘comprises establishments primarily
engaged in broadcasting aural programs
by radio to the public. Programming
may originate in their own studio, from
an affiliated network, or from external
sources.’’ 12 The SBA has established a
small business size standard for this
category, which is: Such firms having $7
5 See
5 U.S.C. 601(3)–(6).
SBA, Office of Advocacy, ‘‘Frequently
Asked Questions,’’ web.sba.gov/faqs (last visited
May 6, 2011; figures are from 2009).
7 5 U.S.C.601(4).
8 Independent Sector, The New Nonprofit
Almanac & Desk Reference (2010).
9 See 5 U.S.C. 601(5).
10 U.S. Census Bureau, Statistical Abstract of the
United States: 2012, Section 8, at 267, Table 428.
11 The 2007 U.S Census data for small
governmental organizations indicate that there were
89,476 ‘‘Local Governments’’ in 2007. (U.S. Census
Bureau, Statistical Abstract of the United States
2012, Table 428.) The criterion by which the size
of such local governments is determined to be small
is a population of 50,000. However, since the
Census Bureau does not specifically apply that
criterion, it cannot be determined with precision
how many of such local governmental organizations
is small. Measured by a criterion of a population of
50,000, many specific sub-entities in this category
seem more likely than larger county-level
governmental organizations to have small
populations. Accordingly, of the 89,746 small
governmental organizations identified in the 2007
Census, the Commission estimates that a substantial
majority is small.
12 U.S. Census Bureau, 2007 NAICS Definitions,
‘‘515112 Radio Stations’’; https://www.census.gov/
naics/2007/def/ND515112.HTM#N515112.
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6 See
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million or less in annual receipts.13
According to Commission staff review
of BIA Publications, Inc.’s Master
Access Radio Analyzer Database on
March 31, 2005, about 10,840 (95%) of
11,410 commercial radio stations had
revenues of $6 million or less.
Therefore, the majority of such entities
are small entities.
27. We note, however, that in
assessing whether a business concern
qualifies as small under the above size
standard, business affiliations must be
included.14 In addition, to be
determined to be a ‘‘small business,’’ the
entity may not be dominant in its field
of operation.15 We note that it is
difficult at times to assess these criteria
in the context of media entities, and our
estimate of small businesses may
therefore be over-inclusive.
Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements
28. Radars operating in the 76–77 GHz
band are required to be authorized
under the Commission’s certification
procedure as a prerequisite to marketing
and importation, and the Report and
Order proposes no change to that
requirement. See 47 CFR 15.101, 15.201,
15.305, and 15.405. The changes
adopted in this proceeding would not
change any of the current reporting or
recordkeeping requirements. However,
it will eliminate the requirement that a
radar must reduce power when a
vehicle is not in motion and to establish
a single emission limit that applies in
all directions from a vehicle. It also
expands the use of unlicensed 76–77
GHz band radars to fixed infrastructure
systems at airport locations only.
Steps Taken To Minimize Significant
Economic Impact on Small Entities, and
Significant Alternatives Considered
29. The RFA requires an agency to
describe any significant alternatives that
it has considered in reaching its
proposed approach, which may include
the following four alternatives (among
others): (1) The establishment of
differing compliance or reporting
requirements or timetables that take into
account the resources available to small
entities; (2) the clarification,
consolidation, or simplification of
compliance or reporting requirements
13 13 CFR 121.201, NAICS code 515112 (updated
for inflation in 2008).
14 ‘‘Concerns and entities are affiliates of each
other when one controls or has the power to control
the other, or a third party or parties controls or has
the power to control both. It does not matter
whether control is exercised, so long as the power
to control exists.’’ 13 CFR 121.103(a)(1) (an SBA
regulation).
15 13 CFR 121.102(b) (an SBA regulation).
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48101
under the rule for small entities; (3) the
use of performance, rather than design,
standards; and (4) an exemption from
coverage of the rule, or any part thereof,
for small entities.16
30. At this time the Commission
believes that the new rules adopted in
this Report and Order are deregulatory
in nature, which we expect will
simplify compliance requirements for
all parties, particularly small entities,
and permit the development of
improved radar systems. Elimination of
requirement for radars to reduce power
when a vehicle is not in motion will
simplify equipment design, and
establishment of a single emission limit
that applies in all directions from a
vehicle would allow the development of
omni-directional monitoring systems.
The allowance of unlicensed fixed radar
systems in the 76–77 GHz band at
airport locations only along with the
unlicensed vehicular radars will
improve spectrum efficiency and
promote collaboration for shared
unlicensed spectrum. We believe that
the adopted rules will apply equally to
large and small entities. Therefore, there
is no inequitable impact on small
entities.
Report to Congress
31. The Commission will send a copy
of the Report and Order, including this
FRFA, in a report to Congress pursuant
to the Congressional Review Act.17 In
addition, the Commission will send a
copy of the Report and Order, including
this FRFA, to the Chief, Counsel for
Advocacy of the SBA.
Ordering Clauses
32. Pursuant to sections 1, 2, 4(i), 301,
302, and 303(f) of the Communications
Act of 1934, 47 U.S.C. 151, 152, 154(i),
301, 302a, and 303(f), that this Report
and Order is hereby adopted.
33. The Commission’s Consumer and
Governmental Affairs Bureau, Reference
Information Center, shall send a copy of
this Report and Order, including the
Final Regulatory Flexibility Analysis, to
the Chief Counsel for Advocacy of the
Small Business Administration.
34. It is further ordered that these
proceedings, ET Docket No. 11–90 and
ET Docket No. 10–28, are hereby
terminated.
List of Subjects in 47 CFR Part 15
Communications equipment, Radio.
16 See
17 See
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5 U.S.C. 603(c).
5 U.S.C. 801(a)(1)(A).
13AUR1
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Federal Register / Vol. 77, No. 156 / Monday, August 13, 2012 / Rules and Regulations
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
Final rules
For the reasons set forth in the
preamble, the Federal Communications
Commission amends part 15 of Title 47
of the Code of Federal Regulations to
read as follows:
PART 15—RADIO FREQUENCY
DEVICES
1. The authority citation for part 15
continues to read as follows:
■
Authority: 47 U.S.C. 154, 302a, 303, 304,
307, 336, 544a and 549.
2. Section 15.35 is amended by
revising paragraph (b) to read as follows:
■
§ 15.35 Measurement detector functions
and bandwidths.
*
*
*
*
(b) Unless otherwise specified, on any
frequency or frequencies above 1000
MHz, the radiated emission limits are
based on the use of measurement
instrumentation employing an average
detector function. Unless otherwise
specified, measurements above 1000
MHz shall be performed using a
minimum resolution bandwidth of 1
MHz. When average radiated emission
measurements are specified in this part,
including average emission
measurements below 1000 MHz, there
also is a limit on the peak level of the
radio frequency emissions. Unless
otherwise specified, e.g., see §§ 15.250,
15.252, 15.253(d), 15.255, and 15.509–
15.519, the limit on peak radio
frequency emissions is 20 dB above the
maximum permitted average emission
limit applicable to the equipment under
test. This peak limit applies to the total
peak emission level radiated by the
device, e.g., the total peak power level.
Note that the use of a pulse
desensitization correction factor may be
needed to determine the total peak
emission level. The instruction manual
or application note for the measurement
instrument should be consulted for
determining pulse desensitization
factors, as necessary.
*
*
*
*
*
■ 3. Section 15.253 is revised to read as
follows:
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*
§ 15.253 Operation within the bands 46.7–
46.9 GHz and 76.0–77.0 GHz.
(a) Operation within the band 46.7–
46.9 GHz is restricted to vehiclemounted field disturbance sensors used
as vehicle radar systems. The
transmission of additional information,
such as data, is permitted provided the
primary mode of operation is as a
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vehicle-mounted field disturbance
sensor. Operation under the provisions
of this section is not permitted on
aircraft or satellites.
(b) The radiated emission limits
within the bands 46.7–46.9 GHz are as
follows:
(1) If the vehicle is not in motion, the
power density of any emission within
the bands specified in this section shall
not exceed 200 nW/cm2 at a distance of
3 meters from the exterior surface of the
radiating structure.
(2) For forward-looking vehicle
mounted field disturbance sensors, if
the vehicle is in motion the power
density of any emission within the
bands specified in this section shall not
exceed 60 mW/cm2 at a distance of 3
meters from the exterior surface of the
radiating structure.
(3) For side-looking or rear-looking
vehicle-mounted field disturbance
sensors, if the vehicle is in motion the
power density of any emission within
the bands specified in this section shall
not exceed 30 mW/cm2 at a distance of
3 meters from the exterior surface of the
radiating structure.
(4) The provisions in § 15.35 limiting
peak emissions apply.
(c) Operation within the band 76.0–
77.0 GHz is restricted to vehiclemounted field disturbance sensors used
as vehicle radar systems and to fixed
radar systems used at airport locations
for foreign object debris detection on
runways and for monitoring aircraft as
well as service vehicles on taxiways and
other airport vehicle service areas that
have no public vehicle access. The
transmission of additional information,
such as data, is permitted provided the
primary mode of operation is as a field
disturbance sensor. Operation under the
provisions of this section is not
permitted on aircraft or satellites.
(d) The radiated emission limits
within the band 76.0–77.0 GHz are as
follows:
(1) The average power density of any
emission within the bands specified in
this section shall not exceed 88 mW/cm2
at a distance of 3 meters from the
exterior surface of the radiating
structure (average EIRP of 50 dBm).
(2) The peak power density of any
emission within the band 76–77 GHz
shall not exceed 279 mW/cm2 at a
distance of 3 meters from the exterior
surface of the radiating structure (peak
EIRP of 55 dBm).
(e) The power density of any
emissions outside the operating band
shall consist solely of spurious
emissions and shall not exceed the
following:
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Fmt 4700
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(1) Radiated emissions below 40 GHz
shall not exceed the general limits in
§ 15.209.
(2) Radiated emissions outside the
operating band and between 40 GHz and
200 GHz shall not exceed the following:
(i) For field disturbance sensors
operating in the band 46.7–46.9 GHz: 2
pW/cm2 at a distance of 3 meters from
the exterior surface of the radiating
structure.
(ii) For field disturbance sensors
operating in the band 76–77 GHz: 600
pW/cm2 at a distance of 3 meters from
the exterior surface of the radiating
structure.
(3) For radiated emissions above 200
GHz from field disturbance sensors
operating in the 76–77 GHz band: the
power density of any emission shall not
exceed 1000 pW/cm2 at a distance of 3
meters from the exterior surface of the
radiating structure.
(4) For field disturbance sensors
operating in the 76–77 GHz band, the
spectrum shall be investigated up to 231
GHz.
(f) Fundamental emissions must be
contained within the frequency bands
specified in this section during all
conditions of operation. Equipment is
presumed to operate over the
temperature range ¥20 to +50 degrees
Celsius with an input voltage variation
of 85% to 115% of rated input voltage,
unless justification is presented to
demonstrate otherwise.
(g) Regardless of the power density
levels permitted under this section,
devices operating under the provisions
of this section are subject to the
radiofrequency radiation exposure
requirements specified in §§ 1.1307(b),
2.1091 and 2.1093 of this chapter, as
appropriate. Applications for equipment
authorization of devices operating under
this section must contain a statement
confirming compliance with these
requirements for both fundamental
emissions and unwanted emissions.
Technical information showing the
basis for this statement must be
submitted to the Commission upon
request.
[FR Doc. 2012–19732 Filed 8–10–12; 8:45 am]
BILLING CODE 6712–01–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 79
[CG Docket No. 11–175; FCC 12–83]
Closed Captioning and Video
Description of Video Programming
Federal Communications
Commission.
AGENCY:
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Agencies
[Federal Register Volume 77, Number 156 (Monday, August 13, 2012)]
[Rules and Regulations]
[Pages 48097-48102]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-19732]
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Part 15
[ET Docket Nos. 11-90 and 10-28, RM-11555; FCC 12-72]
Operation of Radar Systems in the 76-77 GHz Band
AGENCY: Federal Communications Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This document amends the Commission's rules to provide a more
efficient use of the 76-77 GHz band, and to enable the automotive and
aviation industries to develop enhanced safety measures for drivers and
the general public. Specifically, the Commission is eliminating the in-
motion and not-in-motion distinction for vehicular radars, and instead
adopting new uniform emission limits for forward, side, and rear-
looking vehicular radars. This will facilitate enhanced vehicular radar
technologies to improve collision avoidance and driver safety. The
Commission is also amending its rules to allow the operation of fixed
radars at airport locations in the 76-77 GHz band for purposes of
detecting foreign object debris on runways and monitoring aircraft and
service vehicles on taxiways and other airport vehicle service areas
that have no public vehicle access. The Commission takes this action in
response to petitions for rulemaking filed by Toyota Motor Corporation
(``TMC'') and Era Systems Corporation (``Era'').
DATES: Effective September 12, 2012.
FOR FURTHER INFORMATION CONTACT: Aamer Zain, Office of Engineering and
Technology, 202-418-2437, aamer.zain@fcc.gov.
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Report
and Order, ET Docket Nos. 11-90, 10-28, FCC 11-171, adopted July 3,
2012 and released July 5, 2012. The full text of this document is
available for inspection and copying during normal business hours in
the FCC Reference Center (Room CY-A257), 445 12th Street SW.,
Washington, DC 20554. The complete text of this document also may be
purchased from the Commission's copy contractor, Best Copy and
Printing, Inc., 445 12th Street SW., Room, CY-B402, Washington, DC
20554. The full text may also be downloaded at: www.fcc.gov. People
with Disabilities: To request materials in accessible formats for
people with disabilities (braille, large print, electronic files, audio
format), send an email to fcc504@fcc.gov or call the Consumer &
Governmental Affairs Bureau at 202-418-0530 (voice), 202-418-0432
(tty).
Summary of Report and Order
1. In the Report and Order (Order), the Commission modified
Sec. Sec. 15.35 and 15.253 of the rules to enable enhanced vehicular
radar technologies in the 76-
[[Page 48098]]
77 GHz band for improved collision avoidance and driver safety and to
allow fixed radar applications at airport locations to improve safety
for airport personnel and equipment. With respect to Sec. 15.253, the
Commission eliminated the requirement that vehicular radars decrease
power when the vehicles on which the radar is mounted is not in motion.
In addition, the Commission also modified Sec. 15.253 to specify a new
emission limit for 76-77 GHz vehicular radars that will apply to front,
side, and rear illuminating vehicular radars. The Commission takes this
action in response to petitions for rulemaking filed by Toyota Motor
Corporation (TMC) and Era Systems Corporation (Era).
2. The Commission also modified Sec. 15.253 to allow fixed radar
applications in the 76-77 GHz band at airport locations. These fixed
radars can detect foreign object debris (FOD) on runways and monitor
aircraft traffic as well as service vehicles on taxiways and other
airport vehicle service areas that have no public access. The
modifications to the rules that the Commission adopted will provide
more efficient use of the spectrum, and enable the automotive and
aviation industries to develop enhanced safety measures for drivers and
the general public.
3. The 76-77 GHz band, which is allocated to the Radio Astronomy
service (RAS) and the Radiolocation service on a primary basis and to
the Amateur and Space research (space-to-Earth) services on a secondary
basis, is in the region of the radiofrequency spectrum known as
``millimeter wave'' spectrum. The frequencies above 30 GHz are commonly
called millimeter wave frequencies because of their wavelength. At
these frequencies, radio propagation decreases more rapidly with
distance than at other frequencies and antennas that can narrowly focus
transmitted energy are practical and of modest size. While the limited
range of such transmissions might appear to be a major disadvantage for
many applications, it does allow the reuse of frequencies within very
short distances and, thereby enables a higher concentration of
transmitters to be located in a geographical area than is possible at
lower frequencies.
4. On July 21, 2009, the Toyota Motor Corporation (TMC) filed a
petition for rulemaking requesting that the Commission modify the
emission limits for vehicular radar systems operating within the 76-77
GHz band. Specifically, TMC requested that the Commission eliminate the
in-motion and not-in-motion distinctions in the emission limits for
vehicular radar systems and establish a single emission limit that
applies in all directions from a vehicle. On September 8, 2009, Era
filed comments in CB Docket No. 09-102 requesting that the Commission
amend Sec. 15.253 to permit fixed use of 76-77 GHz radars at airports
for monitoring air traffic and airport service vehicles only. Emissions
from these fixed radars would not illuminate any public access roads.
5. On May 24, 2011, the Commission issued a Notice of Proposed Rule
Making (NPRM), 77 FR 35176, June 16, 2011, in which it sought public
comment on proposed amendments to Sec. Sec. 15.35 and 15.253 of the
rules regarding operation within the 76.0-77.0 GHz band. Specifically,
the NPRM proposed modifications to Sec. 15.253 to increase the average
power density limit to 88 [micro]W/cm\2\ at 3 m (average EIRP of 50
dBm) and to decrease the peak power density limit to 279 [micro]W/cm\2\
at 3 m (peak EIRP of 55 dBm) regardless of the illumination direction
of the vehicular radar, and to eliminate the in-motion and not-in-
motion distinction for vehicles equipped with such radars. In the NPRM,
the Commission also proposed to allow fixed radars to operate in the
76-77 GHz band in addition to vehicular radar systems, and to require
that such fixed radar systems meet the proposed limits for vehicular
radar systems.
6. The Commission finds that the 76-77 GHz band is well suited for
unlicensed use by vehicular radar technologies and by fixed radar
systems limited to airport locations, and are adopting the proposed
modifications to Sec. Sec. 15.35 and 15.253 accordingly. The
modifications to the rules that the Commission adopted are intended to
foster the development of improved radar systems that will offer
significant safety benefits to the public. Studies show that use of
collision avoidance technology can prevent or lessen the severity of a
significant number of traffic accidents. By modifying our rules for 76-
77 GHz radars to align generally with international automotive industry
standards, the Commission expects these life-saving devices to be
placed on more passenger vehicles by enabling economies of scale.
Furthermore, it believes that the changes in power levels and use as
discussed will not result in a significant increase in the potential of
interference to other users of the 76-77 GHz band. The Commission notes
that these rule changes facilitate expanded use of existing
technologies and do not appear to impose any new costs. While no party
has provided any specific data, these technologies have the potential
to help avoid accidents thereby save lives and damage to property.
7. The Commission also finds that the use of 76-77 GHz fixed radars
at airports for detecting foreign objects on runways, as well as for
monitoring aircraft and service vehicles on taxiways and other airport
vehicle service areas that have no public access (e.g., gate areas) to
be in the public interest and compatible with vehicular radar use. The
Commission finds that the benefits of allowing fixed radar systems at
airports for these applications will improve the safety of the general
public and airport personnel without increasing the potential for
inference to licensed users. The Commission notes that these rule
changes enable expanded use of existing technologies and do not appear
to impose any new costs. Recent studies estimate the annual direct and
indirect cost to U.S. aviation industry caused by the FOD damage to be
approximately $1 billion and $4 billion, respectively. Enhanced
technologies for FOD detection and for other airport monitoring
services will help prevent accidents and substantially mitigate damage
attributable to FOD.
Vehicular Radars
8. Proposal. In the NPRM, the Commission proposed to modify Sec.
15.253 to eliminate the in-motion and not-in-motion distinction for
vehicular radars and to adopt uniform emission limits for forward,
side, and rear-looking radars. In lieu of separate emission limits for
in-motion and not-in-motion, the Commission proposed to increase the
average power density limit to 88 [micro]W/cm\2\ at 3 meters (average
EIRP of 50 dBm) and to decrease the peak power density limit to 279
[micro]W/cm\2\ at 3 meters (peak EIRP of 55 dBm) for vehicular radar
systems regardless of the direction of illumination. The Commission
also sought comment on TMC's request to modify Sec. 15.253 to specify
a limit on peak EIRP instead of average power density in addition to,
or as an alternative to, the limits currently specified in the rules.
Furthermore, because the Commission proposed to modify Sec. 15.253(b)
to specify a peak emission limit that is less than 20 dB above the
average limit, it also proposed to modify Sec. 15.35(b) to specify
that the 20 dB peak to average limit does not apply to vehicular radars
authorized under Sec. 15.253(b).
9. Decision. The Commission modified Sec. 15.253 to (1) Eliminate
the in-motion and not-in-motion distinction for vehicular radars, (2)
adopt a single set of emission limits for forward, side, and rear-
looking radars, and (3) amend the emission limits for vehicular radars
[[Page 48099]]
to specify the average and peak radiated emission limits as both EIRP
and a power density limit of 88 [mu]W/cm \2\ at 3 m (average EIRP of 50
dBm) and 279 [mu]W/cm \2\ at 3m (peak EIRP of 55 dBm), respectively. In
light of this, the Commission modified Sec. 15.35(b) to specify that
the 20 dB peak limit provision will no longer apply to vehicular radars
in the 76-77 GHz band. Devices operating under the provisions of these
rules continue to be subject to the radiofrequency radiation exposure
requirements specified in Sec. Sec. 1.1307(b), 2.1091 and 2.1093 of
the FCC rules, as appropriate.
10. The Commission finds that the new set of emission limits will
not measurably increase potential for interference from vehicular radar
systems to RAS operations in the 76-77 GHz band. First, the reduced
peak limit adopt for vehicular radars will increase the level of
interference protection afforded to RAS system because it is lower than
the current peak limit. Second, the average power limit is being
increased by only 1.7 dB from the current maximum for vehicular radars
in the 76-77 GHz band, i.e., from 48.3 dBm to 50 dBm. Under worst-case
free space conditions a 1.7 dB increase is only a 1.2-fold increase in
signal range. The very short distances that these radars operate under,
plus the propagation characteristics of the band, translate in practice
to a minimal increase in interference potential that the Commission
does not believe will yield any increase in actual interference to RAS
operations. Because the radio astronomy observatories typically have
control over access to a distance of one kilometer from the telescopes
to provide protection from interference caused by automobile spark
plugs and other uncontrolled RFI sources, the potential for
interference caused by the incremental increase in average power limits
at that distance (one kilometer) would be negligible. Furthermore, the
effect of an increase in average power level of 1.7 dB is negligible
when also taking into account the variability in propagation
characteristics due to terrain, weather and other propagation factors.
11. The Commission agrees with the automotive industry that given
the horizontal direction of vehicular radar beams, the propagation
characteristics of terrain and the geographical location of the RAS
equipment, the modified emission limits pose no additional risk of
interference or damage to the RAS equipment compared to the current
rules. Accordingly, it believes that there is no need to restrict
vehicular radar systems based on coordination zones or to impose
requirements for a GPS-aware automatic or a user operated cut-off
switch.
12. The National Telecommunications and Information Administration
(NTIA) noted that the National Science Foundation (NSF)-sponsored a
study documenting measurements performed jointly by representatives
from the radio astronomy community and several vehicular radar
manufacturers. The measurements performed using the University of
Arizona's 12 Meter Telescope located at Kitt's Peak examined the impact
that vehicular radar emissions would have on radio astronomy
installations. Emissions of two different vehicular radars manufactured
by Robert Bosch GmbH and Continental Corporation were measured in the
adjacent 77-80 GHz band. The measurements of the emissions from a
single vehicular radar system at two distances (1.7 km and 26.9 km from
the radio astronomy installation) indicated that the received signal
level at the radio astronomy installation exceeded the protection
criteria specified in Recommendation International Telecommunication
Union Radiocommunications Sector (ITU-R) RA.769-2. The study
acknowledges that mitigation factors such as terrain shielding,
orientation of the vehicular radar transmitter antenna with respect to
the observatory, or attenuation of the vehicular radar transmitter if
mounted behind the vehicle bumper were not taken into account and would
tend to reduce the distance at which interference occurred. NTIA
requested that this study be included as part of the public record for
this proceeding, and asked that the Commission encourage the radio
astronomy community and the vehicular radar manufacturers to continue
this cooperative effort to examine and implement mitigation techniques
that can be employed to address the potential interference concerns.
The Commission recognizes the concerns of the radio astronomy community
in both the 76-77 GHz band at issue in this proceeding and in the 77-80
GHz band examined in the study. As discussed, the Commission's rules
have permitted vehicular radars to operate in the 76-77 GHz band since
1995. Further, it expects any increase in potential interference in the
76-77 GHz band as a result of the technical rules changes the
Commission makes here to be negligible when compared to the overall
effect caused by the variability in propagation characteristics due to
terrain, weather and other propagation factors. The Commission has not
found anything in the NSF study that suggests that the increase in the
potential for harmful interference resulting from these rule revisions
will not be negligible. Further, it always encourage cooperation
between parties with respect to compatibility of systems that use the
radio spectrum, thus we specifically encourage continued cooperation
between the radio astronomy community and the vehicular radar industry.
13. Finally, the Commission agrees with the commenters that there
has been significant growth in the use of automobile radar systems, and
it anticipates that these systems will become relatively commonplace
within a few years because of consumer demand for increased vehicle
safety. The Commission believes that these developments will make
automotive safety and convenience more affordable and readily available
to the public, as the automotive industry will be able to develop new
and improved vehicular radars with no measurable increase in potential
interference to licensed services.
Fixed Radar in the 76-77 GHz Band
14. Proposal. The Commission proposed to allow the use of fixed
radar systems at any location rather than restrict their use to only
airport locations, as requested by Era in its petition for rulemaking.
It stated that Era's proposal to limit fixed radar operations to
specific locations such as airports or other places where fixed radars
would not illuminate public roads may be overly restrictive and could
cause unnecessary burdens to the public if implemented. The Commission
stated that fixed radars operating at the same maximum power levels as
vehicular-mounted radars would be even less likely to interfere with
the RAS and Radiolocation services than vehicle-mounted radars because
the locations where they are used would not change. It stated that
fixed radars should be able to co-exist with vehicular radars because
they both would operate with the same power level and use antennas with
narrow beamwidths, thus reducing the chances that the signal from one
radar would be within the main lobe of the receive antenna of the
other. In a worst-case scenario, where two radars are aiming directly
at each other, fixed radar should have no more impact on a vehicular
radar system than another vehicular system would.
15. The Commission sought comment on whether it should allow
unlicensed fixed radar applications to operate within the 76-77 GHz
band at the same power levels as those proposed for vehicular radars.
The Commission also
[[Page 48100]]
sought comment on whether there is a need to limit fixed radar
applications to specific locations such as airports and/or locations
where they are not aimed at publicly accessible roads, or if some
alternative criteria would be more appropriate.
16. Comments. The commenters overwhelmingly opposed the use of
fixed radar applications in the 76-77 GHz band without regard to
location as proposed by the Commission, although some argued that fixed
radars could be permitted for airport use only. The opponents cited
increased interference potential to vehicular radars and a lack of
technical analysis and study for fixed radar in the 76-77 GHz band.
17. Decision. The Commission modified Sec. 15.253 of its rules to
allow the operation of fixed radars at airport locations with the same
emission limits as those for vehicular radars in the 76-77 GHz band for
purposes of detecting foreign object debris on runways and monitoring
aircraft and service vehicles on taxiways and other airport vehicle
service areas that have no public vehicle access (e.g., gate areas).
Limiting the location of fixed radars in this way should prevent them
from illuminating public roads, and thus reduce the likelihood of
interference to vehicular radars while enabling airports to better
monitor airport service vehicles and taxiways and to improve debris
detection on the runways.
18. Moreover, airports are challenged with managing increasing
congestion on the ground. This rule modification will add to the tools
that enhance an airport's ability to determine the location of
airplanes and airport ground vehicles that are operating in taxiways
and runways. The presence of FOD in an airport's air operations area
(AOA) poses a significant threat to the safety of air travel. Foreign
object debris on taxiways and runways has the potential to damage
aircraft during the critical phases of takeoffs and landings, which can
lead to catastrophic loss of life and at the very least increased
maintenance and operating costs. This rule modification will help
reduce FOD hazards through the implementation of a FOD management
program and the effective use of FOD detection and removal equipment.
19. The Commission disagrees with the commenters who state that
only vehicular radars should be allowed to operate under the part 15
rules. It concludes that both vehicular radars and fixed radars at
airports, under the limited circumstances we are providing for here,
will be able to operate successfully in the 76-77 GHz band. Airport
runways, taxiways and other non-public areas at airports are generally
not near public roadways, and fixed radars at airports should not
illuminate public roadways in the vicinity. With respect to the use of
fixed radars outside of airports, we continue to believe that vehicular
radars should be able to share the band with fixed radars operating at
the same levels and note that there are no conclusive test results
indicating that there would be incompatibility issues between the two
types of radars. The Commission recognizes, however, that no parties
have come forward to support fixed radar applications beyond airport
locations in this band. Therefore, in the absence of a clear demand,
the Commission is not adopting provisions for unlicensed fixed radar
operations outside of airport locations in the 76-77 GHz band at this
time.
Procedural Matters
Paperwork Reduction Analysis
20. This document does not contain a proposed information
collection(s) subject to the Paperwork Reduction Act of 1995 (PRA, Pub.
L. 104-13). In addition, therefore, it does not contain any new or
modified information collection burden for small business concerns with
fewer than 25 employees, pursuant to the Small Business Paperwork
Relief Act of 2002, Public Law 107-198, see 44 U.S.C. 3506(c)(4).
Final Regulatory Flexibility Analysis
21. As required by the Regulatory Flexibility Act (RFA),\1\ an
Initial Regulatory Flexibility Analysis (IRFA) was incorporated in the
Notice of Proposed Rulemaking (NPRM) in this Docket 11-90.\2\ The
Commission sought written public comment on the proposals in the NPRM,
including comment on the IRFA. As described more fully, the Commission
finds that the rules it adopted in the Report and Order will not have a
significant economic impact on a substantial number of small
entities.\3\ The Commission did not receive comments from The
Organization for the Promotion and Advancement of Small
Telecommunications Companies (OPASTCO). It has nonetheless provided
this Final Regulatory Flexibility Analysis (FRFA) to provide a fuller
record in this proceeding. This FRFA conforms to the RFA.\4\
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\1\ See 5 U.S.C. 603. The RFA, see 5 U.S.C. 601-612, has been
amended by the Small Business Regulatory Enforcement Fairness Act of
1996 (SBREFA), Public Law 104-121, Title II, 110 Stat. 857 (1996),
and the Small Business Jobs Act of 2010, Public Law 111-240, 124
Stat. 2504 (2010).
\2\ NPRM, 26 FCC Rcd 8107.
\3\ Thus, we could certify that an analysis is not required. See
5 U.S.C. 605(b).
\4\ See 5 U.S.C. 604.
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Need for, and Objectives of, the Report and Order
22. On May 24, 2011, the Commission released a NPRM seeking
comments regarding petitions for rulemaking filed by Toyota Motor
Corporation (TMC) and Era Systems Corporation (Era) requesting
modifications to Sec. 15.253 of the rules for vehicular radar systems
operating in the 76-77 GHz band. Vehicular radars can determine the
exact distance and relative speed of objects in front of, beside, or
behind a car to improve the driver's ability to perceive objects under
bad visibility conditions or objects that are in blind spots. Some
examples of vehicular radar systems include collision warning and
mitigation systems, blind spot detection systems, lane change assist
and parking aid systems. The NPRM proposed to eliminate the requirement
that vehicular radars decrease power when the vehicle on which the
radar is mounted is stopped, or not in motion, and to expand the use of
unlicensed 76-77 GHz band radars to fixed infrastructure systems. These
modifications to the rules will provide more efficient use of spectrum,
and enable the automotive radar application industries and fixed radar
applications, operating at airports only, to develop enhanced safety
measures for drivers and the general public. In addition, these
modifications would make the rules governing the vehicle radars in
United States more comparable to those outside the United States and
benefit the automotive and aviation industries in terms of enabling new
product development and cost reduction.
Summary of Significant Issues Raised by Public Comments in Response to
the IRFA
23. There were no public comments filed that specifically addressed
the rules and policies in the IRFA.
Response to Comments by the Chief Counsel for Advocacy of the Small
Business Administration
24. Pursuant to the Small Business Jobs Act of 2010, the Commission
is required to respond to any comments filed by the Chief Counsel for
Advocacy of the Small Business Administration, and to provide a
detailed statement of any change made to the proposed rules as a result
of those comments. The Chief Counsel did not file any comments in
response to the proposed rules in this proceeding.
[[Page 48101]]
Small Businesses, Small Organizations and Small Governmental
Jurisdictions
25. Our action may, over time, affect small entities that are not
easily categorized at present. We therefore describe here, at the
outset, three comprehensive, statutory small entity size standards.\5\
First, nationwide, there are a total of approximately 27.5 million
small businesses, according to the SBA.\6\ In addition, a ``small
organization'' is generally ``any not-for-profit enterprise which is
independently owned and operated and is not dominant in its field.''
\7\ Nationwide, as of 2007, there were approximately 1.6 million small
organizations.\8\ Finally, the term ``small governmental jurisdiction''
is defined generally as ``governments of cities, towns, townships,
villages, school districts, or special districts, with a population of
less than fifty thousand.'' \9\ Census Bureau data for 2007 indicate
that there were 89,476 local governmental jurisdictions in the United
States.\10\ We estimate that, of this total, as many as 88,506 entities
may qualify as ``small governmental jurisdictions.'' \11\
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\5\ See 5 U.S.C. 601(3)-(6).
\6\ See SBA, Office of Advocacy, ``Frequently Asked Questions,''
web.sba.gov/faqs (last visited May 6, 2011; figures are from 2009).
\7\ 5 U.S.C.601(4).
\8\ Independent Sector, The New Nonprofit Almanac & Desk
Reference (2010).
\9\ See 5 U.S.C. 601(5).
\10\ U.S. Census Bureau, Statistical Abstract of the United
States: 2012, Section 8, at 267, Table 428.
\11\ The 2007 U.S Census data for small governmental
organizations indicate that there were 89,476 ``Local Governments''
in 2007. (U.S. Census Bureau, Statistical Abstract of the United
States 2012, Table 428.) The criterion by which the size of such
local governments is determined to be small is a population of
50,000. However, since the Census Bureau does not specifically apply
that criterion, it cannot be determined with precision how many of
such local governmental organizations is small. Measured by a
criterion of a population of 50,000, many specific sub-entities in
this category seem more likely than larger county-level governmental
organizations to have small populations. Accordingly, of the 89,746
small governmental organizations identified in the 2007 Census, the
Commission estimates that a substantial majority is small.
---------------------------------------------------------------------------
Radio Broadcasting
26. This Economic Census category ``comprises establishments
primarily engaged in broadcasting aural programs by radio to the
public. Programming may originate in their own studio, from an
affiliated network, or from external sources.'' \12\ The SBA has
established a small business size standard for this category, which is:
Such firms having $7 million or less in annual receipts.\13\ According
to Commission staff review of BIA Publications, Inc.'s Master Access
Radio Analyzer Database on March 31, 2005, about 10,840 (95%) of 11,410
commercial radio stations had revenues of $6 million or less.
Therefore, the majority of such entities are small entities.
---------------------------------------------------------------------------
\12\ U.S. Census Bureau, 2007 NAICS Definitions, ``515112 Radio
Stations''; https://www.census.gov/naics/2007/def/ND515112.HTM#N515112.
\13\ 13 CFR 121.201, NAICS code 515112 (updated for inflation in
2008).
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27. We note, however, that in assessing whether a business concern
qualifies as small under the above size standard, business affiliations
must be included.\14\ In addition, to be determined to be a ``small
business,'' the entity may not be dominant in its field of
operation.\15\ We note that it is difficult at times to assess these
criteria in the context of media entities, and our estimate of small
businesses may therefore be over-inclusive.
---------------------------------------------------------------------------
\14\ ``Concerns and entities are affiliates of each other when
one controls or has the power to control the other, or a third party
or parties controls or has the power to control both. It does not
matter whether control is exercised, so long as the power to control
exists.'' 13 CFR 121.103(a)(1) (an SBA regulation).
\15\ 13 CFR 121.102(b) (an SBA regulation).
---------------------------------------------------------------------------
Description of Projected Reporting, Recordkeeping, and Other Compliance
Requirements
28. Radars operating in the 76-77 GHz band are required to be
authorized under the Commission's certification procedure as a
prerequisite to marketing and importation, and the Report and Order
proposes no change to that requirement. See 47 CFR 15.101, 15.201,
15.305, and 15.405. The changes adopted in this proceeding would not
change any of the current reporting or recordkeeping requirements.
However, it will eliminate the requirement that a radar must reduce
power when a vehicle is not in motion and to establish a single
emission limit that applies in all directions from a vehicle. It also
expands the use of unlicensed 76-77 GHz band radars to fixed
infrastructure systems at airport locations only.
Steps Taken To Minimize Significant Economic Impact on Small Entities,
and Significant Alternatives Considered
29. The RFA requires an agency to describe any significant
alternatives that it has considered in reaching its proposed approach,
which may include the following four alternatives (among others): (1)
The establishment of differing compliance or reporting requirements or
timetables that take into account the resources available to small
entities; (2) the clarification, consolidation, or simplification of
compliance or reporting requirements under the rule for small entities;
(3) the use of performance, rather than design, standards; and (4) an
exemption from coverage of the rule, or any part thereof, for small
entities.\16\
---------------------------------------------------------------------------
\16\ See 5 U.S.C. 603(c).
---------------------------------------------------------------------------
30. At this time the Commission believes that the new rules adopted
in this Report and Order are deregulatory in nature, which we expect
will simplify compliance requirements for all parties, particularly
small entities, and permit the development of improved radar systems.
Elimination of requirement for radars to reduce power when a vehicle is
not in motion will simplify equipment design, and establishment of a
single emission limit that applies in all directions from a vehicle
would allow the development of omni-directional monitoring systems. The
allowance of unlicensed fixed radar systems in the 76-77 GHz band at
airport locations only along with the unlicensed vehicular radars will
improve spectrum efficiency and promote collaboration for shared
unlicensed spectrum. We believe that the adopted rules will apply
equally to large and small entities. Therefore, there is no inequitable
impact on small entities.
Report to Congress
31. The Commission will send a copy of the Report and Order,
including this FRFA, in a report to Congress pursuant to the
Congressional Review Act.\17\ In addition, the Commission will send a
copy of the Report and Order, including this FRFA, to the Chief,
Counsel for Advocacy of the SBA.
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\17\ See 5 U.S.C. 801(a)(1)(A).
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Ordering Clauses
32. Pursuant to sections 1, 2, 4(i), 301, 302, and 303(f) of the
Communications Act of 1934, 47 U.S.C. 151, 152, 154(i), 301, 302a, and
303(f), that this Report and Order is hereby adopted.
33. The Commission's Consumer and Governmental Affairs Bureau,
Reference Information Center, shall send a copy of this Report and
Order, including the Final Regulatory Flexibility Analysis, to the
Chief Counsel for Advocacy of the Small Business Administration.
34. It is further ordered that these proceedings, ET Docket No. 11-
90 and ET Docket No. 10-28, are hereby terminated.
List of Subjects in 47 CFR Part 15
Communications equipment, Radio.
[[Page 48102]]
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
Final rules
For the reasons set forth in the preamble, the Federal
Communications Commission amends part 15 of Title 47 of the Code of
Federal Regulations to read as follows:
PART 15--RADIO FREQUENCY DEVICES
0
1. The authority citation for part 15 continues to read as follows:
Authority: 47 U.S.C. 154, 302a, 303, 304, 307, 336, 544a and
549.
0
2. Section 15.35 is amended by revising paragraph (b) to read as
follows:
Sec. 15.35 Measurement detector functions and bandwidths.
* * * * *
(b) Unless otherwise specified, on any frequency or frequencies
above 1000 MHz, the radiated emission limits are based on the use of
measurement instrumentation employing an average detector function.
Unless otherwise specified, measurements above 1000 MHz shall be
performed using a minimum resolution bandwidth of 1 MHz. When average
radiated emission measurements are specified in this part, including
average emission measurements below 1000 MHz, there also is a limit on
the peak level of the radio frequency emissions. Unless otherwise
specified, e.g., see Sec. Sec. 15.250, 15.252, 15.253(d), 15.255, and
15.509-15.519, the limit on peak radio frequency emissions is 20 dB
above the maximum permitted average emission limit applicable to the
equipment under test. This peak limit applies to the total peak
emission level radiated by the device, e.g., the total peak power
level. Note that the use of a pulse desensitization correction factor
may be needed to determine the total peak emission level. The
instruction manual or application note for the measurement instrument
should be consulted for determining pulse desensitization factors, as
necessary.
* * * * *
0
3. Section 15.253 is revised to read as follows:
Sec. 15.253 Operation within the bands 46.7-46.9 GHz and 76.0-77.0
GHz.
(a) Operation within the band 46.7-46.9 GHz is restricted to
vehicle-mounted field disturbance sensors used as vehicle radar
systems. The transmission of additional information, such as data, is
permitted provided the primary mode of operation is as a vehicle-
mounted field disturbance sensor. Operation under the provisions of
this section is not permitted on aircraft or satellites.
(b) The radiated emission limits within the bands 46.7-46.9 GHz are
as follows:
(1) If the vehicle is not in motion, the power density of any
emission within the bands specified in this section shall not exceed
200 nW/cm\2\ at a distance of 3 meters from the exterior surface of the
radiating structure.
(2) For forward-looking vehicle mounted field disturbance sensors,
if the vehicle is in motion the power density of any emission within
the bands specified in this section shall not exceed 60 [mu]W/cm\2\ at
a distance of 3 meters from the exterior surface of the radiating
structure.
(3) For side-looking or rear-looking vehicle-mounted field
disturbance sensors, if the vehicle is in motion the power density of
any emission within the bands specified in this section shall not
exceed 30 [mu]W/cm\2\ at a distance of 3 meters from the exterior
surface of the radiating structure.
(4) The provisions in Sec. 15.35 limiting peak emissions apply.
(c) Operation within the band 76.0-77.0 GHz is restricted to
vehicle-mounted field disturbance sensors used as vehicle radar systems
and to fixed radar systems used at airport locations for foreign object
debris detection on runways and for monitoring aircraft as well as
service vehicles on taxiways and other airport vehicle service areas
that have no public vehicle access. The transmission of additional
information, such as data, is permitted provided the primary mode of
operation is as a field disturbance sensor. Operation under the
provisions of this section is not permitted on aircraft or satellites.
(d) The radiated emission limits within the band 76.0-77.0 GHz are
as follows:
(1) The average power density of any emission within the bands
specified in this section shall not exceed 88 [micro]W/cm\2\ at a
distance of 3 meters from the exterior surface of the radiating
structure (average EIRP of 50 dBm).
(2) The peak power density of any emission within the band 76-77
GHz shall not exceed 279 [micro]W/cm\2\ at a distance of 3 meters from
the exterior surface of the radiating structure (peak EIRP of 55 dBm).
(e) The power density of any emissions outside the operating band
shall consist solely of spurious emissions and shall not exceed the
following:
(1) Radiated emissions below 40 GHz shall not exceed the general
limits in Sec. 15.209.
(2) Radiated emissions outside the operating band and between 40
GHz and 200 GHz shall not exceed the following:
(i) For field disturbance sensors operating in the band 46.7-46.9
GHz: 2 pW/cm\2\ at a distance of 3 meters from the exterior surface of
the radiating structure.
(ii) For field disturbance sensors operating in the band 76-77 GHz:
600 pW/cm\2\ at a distance of 3 meters from the exterior surface of the
radiating structure.
(3) For radiated emissions above 200 GHz from field disturbance
sensors operating in the 76-77 GHz band: the power density of any
emission shall not exceed 1000 pW/cm\2\ at a distance of 3 meters from
the exterior surface of the radiating structure.
(4) For field disturbance sensors operating in the 76-77 GHz band,
the spectrum shall be investigated up to 231 GHz.
(f) Fundamental emissions must be contained within the frequency
bands specified in this section during all conditions of operation.
Equipment is presumed to operate over the temperature range -20 to +50
degrees Celsius with an input voltage variation of 85% to 115% of rated
input voltage, unless justification is presented to demonstrate
otherwise.
(g) Regardless of the power density levels permitted under this
section, devices operating under the provisions of this section are
subject to the radiofrequency radiation exposure requirements specified
in Sec. Sec. 1.1307(b), 2.1091 and 2.1093 of this chapter, as
appropriate. Applications for equipment authorization of devices
operating under this section must contain a statement confirming
compliance with these requirements for both fundamental emissions and
unwanted emissions. Technical information showing the basis for this
statement must be submitted to the Commission upon request.
[FR Doc. 2012-19732 Filed 8-10-12; 8:45 am]
BILLING CODE 6712-01-P