Renown Health; Analysis of Agreement Containing Consent Orders To Aid Public Comment, 47844-47846 [2012-19591]
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47844
Federal Register / Vol. 77, No. 155 / Friday, August 10, 2012 / Notices
1. Tom Saunders, individually, and
with Brittanie Ann Saunders Trust,
Marissa Kay Saunders Trust, Rachel
Christine Saunders Trust, Emma
Nichole Saunders Trust, Benjamin Don
Saunders Trust, Garret Alexander
Saunders Trust, Madison Ann Saunders
Trust, Rebecca Ann Lutter Trust, Claire
Elizabeth Lutter Trust, and Hallie Ann
Lutter Trust, all of Douglas, Wyoming,
as members of the Saunders Family
Group acting in concert; to retain
control of Converse County Capital
Corporation, and thereby indirectly
retain control of Converse County Bank,
both in Douglas, Wyoming.
Board of Governors of the Federal Reserve
System, August 7, 2012.
Margaret McCloskey Shanks,
Associate Secretary of the Board.
[FR Doc. 2012–19641 Filed 8–9–12; 8:45 am]
BILLING CODE 6210–01–P
mstockstill on DSK4VPTVN1PROD with NOTICES
BILLING CODE 6210–01–P
FEDERAL TRADE COMMISSION
[File No. 111 0101]
Renown Health; Analysis of Agreement
Containing Consent Orders To Aid
Public Comment
Federal Trade Commission.
Proposed consent agreement.
The consent agreement in this
matter settles alleged violations of
federal law prohibiting unfair or
deceptive acts or practices or unfair
methods of competition. The attached
Analysis To Aid Public Comment
describes both the allegations in the
draft complaint and the terms of the
consent order—embodied in the consent
agreement—that would settle these
allegations.
SUMMARY:
The companies listed in this notice
have applied to the Board for approval,
pursuant to the Bank Holding Company
Act of 1956 (12 U.S.C. 1841 et seq.)
(BHC Act), Regulation Y (12 CFR part
225), and all other applicable statutes
and regulations to become a bank
holding company and/or to acquire the
assets or the ownership of, control of, or
the power to vote shares of a bank or
bank holding company and all of the
banks and nonbanking companies
owned by the bank holding company,
including the companies listed below.
The applications listed below, as well
as other related filings required by the
Board, are available for immediate
inspection at the Federal Reserve Bank
indicated. The applications will also be
available for inspection at the offices of
the Board of Governors. Interested
persons may express their views in
writing on the standards enumerated in
the BHC Act (12 U.S.C. 1842(c)). If the
proposal also involves the acquisition of
a nonbanking company, the review also
includes whether the acquisition of the
nonbanking company complies with the
standards in section 4 of the BHC Act
(12 U.S.C. 1843). Unless otherwise
noted, nonbanking activities will be
conducted throughout the United States.
Unless otherwise noted, comments
regarding each of these applications
must be received at the Reserve Bank
indicated or the offices of the Board of
Governors not later than September 6,
2012.
A. Federal Reserve Bank of
Minneapolis (Jacqueline G. King,
Jkt 226001
[FR Doc. 2012–19640 Filed 8–9–12; 8:45 am]
ACTION:
Formations of, Acquisitions by, and
Mergers of Bank Holding Companies
18:02 Aug 09, 2012
Board of Governors of the Federal Reserve
System, August 7, 2012.
Margaret McCloskey Shanks,
Associate Secretary of the Board.
AGENCY:
FEDERAL RESERVE SYSTEM
VerDate Mar<15>2010
Community Affairs Officer) 90
Hennepin Avenue, Minneapolis,
Minnesota 55480–0291:
1. American Bancor, Ltd., Dickinson,
North Dakota; to acquire 100 percent of
the voting shares of North Country
Bank, National Association, McClusky,
North Dakota.
Comments must be received on
or before September 5, 2012.
ADDRESSES: Interested parties may file a
comment online or on paper, by
following the instructions in the
Request for Comment part of the
SUPPLEMENTARY INFORMATION section
below. Write ‘‘Renown Health, File No.
111 0101’’ on your comment, and file
your comment online at https://
ftcpublic.commentworks.com/ftc/
renownhealthconsent, by following the
instructions on the web-based form. If
you prefer to file your comment on
paper, mail or deliver your comment to
the following address: Federal Trade
Commission, Office of the Secretary,
Room H–113 (Annex D), 600
Pennsylvania Avenue NW., Washington,
DC 20580.
FOR FURTHER INFORMATION CONTACT:
Jeffrey Klurfeld, Erika Wodinsky (415–
848–5100), FTC Western Region, San
Francisco, 600 Pennsylvania Avenue
NW., Washington, DC 20580.
SUPPLEMENTARY INFORMATION: Pursuant
to section 6(f) of the Federal Trade
Commission Act, 38 Stat. 721, 15 U.S.C.
46(f), and § 2.34 the Commission Rules
of Practice, 16 CFR 2.34, notice is
DATES:
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hereby given that the above-captioned
consent agreement containing a consent
order to cease and desist, having been
filed with and accepted, subject to final
approval, by the Commission, has been
placed on the public record for a period
of thirty (30) days. The following
Analysis To Aid Public Comment
describes the terms of the consent
agreement, and the allegations in the
complaint. An electronic copy of the
full text of the consent agreement
package can be obtained from the FTC
Home Page (for August 6, 2012), on the
World Wide Web, at https://www.ftc.gov/
os/actions.shtm. A paper copy can be
obtained from the FTC Public Reference
Room, Room 130–H, 600 Pennsylvania
Avenue NW., Washington, DC 20580,
either in person or by calling (202) 326–
2222.
You can file a comment online or on
paper. For the Commission to consider
your comment, we must receive it on or
before September 5, 2012. Write
‘‘Renown Health, File No. 111 0101’’ on
your comment. Your comment—
including your name and your state—
will be placed on the public record of
this proceeding, including, to the extent
practicable, on the public Commission
Web site, at https://www.ftc.gov/os/
publiccomments.shtm. As a matter of
discretion, the Commission tries to
remove individuals’ home contact
information from comments before
placing them on the Commission Web
site.
Because your comment will be made
public, you are solely responsible for
making sure that your comment does
not include any sensitive personal
information, like anyone’s Social
Security number, date of birth, driver’s
license number or other state
identification number or foreign country
equivalent, passport number, financial
account number, or credit or debit card
number. You are also solely responsible
for making sure that your comment does
not include any sensitive health
information, like medical records or
other individually identifiable health
information. In addition, do not include
any ‘‘[t]rade secret or any commercial or
financial information which is obtained
from any person and which is privileged
or confidential,’’ as provided in Section
6(f) of the FTC Act, 15 U.S.C. 46(f), and
FTC Rule 4.10(a)(2), 16 CFR 4.10(a)(2).
In particular, do not include
competitively sensitive information
such as costs, sales statistics,
inventories, formulas, patterns, devices,
manufacturing processes, or customer
names.
If you want the Commission to give
your comment confidential treatment,
you must file it in paper form, with a
E:\FR\FM\10AUN1.SGM
10AUN1
Federal Register / Vol. 77, No. 155 / Friday, August 10, 2012 / Notices
request for confidential treatment, and
you have to follow the procedure
explained in FTC Rule 4.9(c), 16 CFR
4.9(c).1 Your comment will be kept
confidential only if the FTC General
Counsel, in his or her sole discretion,
grants your request in accordance with
the law and the public interest.
Postal mail addressed to the
Commission is subject to delay due to
heightened security screening. As a
result, we encourage you to submit your
comments online. To make sure that the
Commission considers your online
comment, you must file it at https://
ftcpublic.commentworks.com/ftc/
renownhealthconsent by following the
instructions on the web-based form. If
this Notice appears at https://
www.regulations.gov/#!home, you also
may file a comment through that Web
site.
If you file your comment on paper,
write ‘‘Renown Health, File No. 111
0101’’ on your comment and on the
envelope, and mail or deliver it to the
following address: Federal Trade
Commission, Office of the Secretary,
Room H–113 (Annex D), 600
Pennsylvania Avenue NW., Washington,
DC 20580. If possible, submit your
paper comment to the Commission by
courier or overnight service.
Visit the Commission Web site at
https://www.ftc.gov to read this Notice
and the news release describing it. The
FTC Act and other laws that the
Commission administers permit the
collection of public comments to
consider and use in this proceeding as
appropriate. The Commission will
consider all timely and responsive
public comments that it receives on or
before September 5, 2012. You can find
more information, including routine
uses permitted by the Privacy Act, in
the Commission’s privacy policy, at
https://www.ftc.gov/ftc/privacy.htm.
Analysis of Agreement Containing
Consent Order To Aid Public Comment
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I. Overview
The Federal Trade Commission has
accepted an agreement containing two
consent orders with Renown Health.
The agreement settles charges that
Renown Health violated Section 7 of the
Clayton Act, 15 U.S.C. 18, by
substantially lessening competition in
the market for cardiology services in
and around Reno, Nevada, through its
acquisition of the two largest cardiology
1 In particular, the written request for confidential
treatment that accompanies the comment must
include the factual and legal basis for the request,
and must identify the specific portions of the
comment to be withheld from the public record. See
FTC Rule 4.9(c), 16 CFR 4.9(c).
VerDate Mar<15>2010
18:02 Aug 09, 2012
Jkt 226001
practices in the Reno area and its
employment of the cardiologists whose
practices it acquired.
The Decision and Order has been
placed on the public record for 30 days
to receive comments from interested
persons. Comments received during this
period will become part of the public
record. After 30 days, the Commission
will review the agreement and the
comments received, and will decide
whether it should withdraw from the
agreement or make the proposed
Decision and Order final. The Order to
Suspend, which is final immediately,
will remain in force either until the
Decision and Order becomes final or the
Commission decides not to issue an
order.
The purpose of this analysis is to
facilitate public comment on the
proposed Consent Orders. The analysis
is not intended to constitute an official
interpretation of the agreement and
proposed Consent Orders or to modify
their terms in any way. Further, the
proposed Consent Orders have been
entered into for settlement purposes
only and do not constitute an admission
by Renown Health that it violated the
law or that the facts alleged in the
Complaint (other than jurisdictional
facts) are true.
II. Background and Structure of the
Market
Renown Health is based in Reno,
Nevada, and operates general acute care
hospitals and commercial health plans
which serve the Reno area. It is the
largest provider of acute care hospital
services in northern Nevada.
Prior to the transactions at issue, most
of the cardiologists practicing in the
Reno area were affiliated with two
medical groups which did business
under the names Sierra Nevada
Cardiology Associates (‘‘SNCA’’) and
Reno Heart Physicians (‘‘RHP’’).
Cardiologists are generally internal
medicine physicians who specialize in
the practice of cardiology, including the
provision of non-invasive services
(general cardiology), invasive cardiology
services (e.g., diagnostic cardiac
catheterization), interventional
cardiology services (e.g.,
catheterizations and the placement of
stents), and electrophysiology services
(e.g., services related to the diagnosis
and treatment of heart rhythm
conditions). The practices of the SNCA
and RHP physicians did not generally
include cardiac surgery or pediatric
cardiology. Other than the physicians
affiliated with SNCA and RHP, there are
very few cardiologists practicing adult
cardiology in the Reno, Nevada, area.
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47845
In late 2010, Renown Health reached
agreements to acquire SNCA’s medical
practice and to employ the 15 SNCA
cardiologists who practiced in the Reno
area. Prior to Renown Health’s
acquisition of SNCA, it did not employ
any cardiologists. With the employment
of the SNCA cardiologists, Renown
Health competed with RHP in the
provision of cardiology services. In
March 2011, Renown Health acquired
RHP. As part of this acquisition,
Renown Health employed the 16 RHP
cardiologists who practiced in the Reno
area.
Among other terms, the employment
agreements between Renown Health and
the cardiologists from both SNCA and
RHP contain covenants that prohibit the
cardiologists from entering into medical
practice in competition with Renown
Health (‘‘non-compete provisions’’). As
a result of the acquisitions of the two
medical groups (and the employment of
the physicians affiliated with those
groups), Renown Health now employs
approximately 88% of the physicians
providing cardiology services for adults
in the Reno area.
III. The Complaint
The complaint alleges that Renown
Health’s acquisitions of the two
cardiology practices created a highly
concentrated market for the provision of
cardiology services in the Reno area.
According to the complaint, the
consolidation of the two competing
groups into a single group of
cardiologists employed by Renown
Health has eliminated competition
based on price, quality, and other terms
of competition. The consolidation of the
two groups into one increased the
bargaining power of Renown Health and
may lead to higher prices. The
complaint further alleges that entry into
the market at a scale large enough to
form a competitive alternative for health
plans is unlikely to be timely or
sufficient to deter the likely price
increases.
IV. The Consent Orders
The goal of the Consent Orders in this
matter is to restore competition for
cardiology services in the Reno area as
quickly as possible. The Commission
believes that competition is likely to be
restored if Renown Health is required to
release a certain number of its
cardiologist employees from their
employment contracts freeing them to
practice either as employees of other
health care entities or as part of
independent medical groups in the
Reno area. Renown Health has entered
in an Agreement Containing Consent
Orders, which includes the Order to
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Federal Register / Vol. 77, No. 155 / Friday, August 10, 2012 / Notices
Suspend Enforcement of Renown NonCompete (‘‘Order to Suspend’’) and the
Decision and Order.
A. Order To Suspend Enforcement of
Renown Non-Compete
The Order to Suspend establishes a
period of time during which the former
SNCA and RHP cardiologists currently
employed by Renown Health in Reno
may explore other employment and
professional opportunities in the Reno
area confidentially, whether as an
employee, a member of a medical group,
or in private practice. During this
period, Renown Health is prohibited
from interfering with the cardiologists’
employment discussions and from
enforcing the provisions in their
employment contracts prohibiting such
activities. The purpose of this Order to
Suspend is to allow Renown Health’s
cardiologists to communicate with
possible employers without the risk of
violating the non-compete provisions in
their current employment contracts. In
order to facilitate this process, the Order
to Suspend requires Renown Health to
inform all of its cardiologists through an
explanatory letter, as well as copies of
the Orders and this Analysis to Aid
Public Comment within two days of the
Orders being placed on the public
record.
The Order to Suspend is effective
immediately, i.e., without a public
comment period, upon the Agreement
Containing Consent Orders being placed
on the public record, and operates for at
least 30 days while the Commission
receives and considers public comment
on the Decision and Order. Cardiologists
may decide during this period to
terminate employment, and may notify
the special monitor (who has been
appointed) to ensure their inclusion in
the group of up to ten cardiologists who
will be allowed to leave Renown Health
in the event that the Commission issues
the Decision and Order. However,
nothing in the Order to Suspend
requires Renown Health to release any
physician from his or her employment
agreement until the Decision and Order
becomes final.
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B. Decision and Order
If the Commission issues the final
Decision and Order, a second 30-day
period (‘‘Release Period’’) will begin.
During this period, cardiologist
employees can terminate their
employment with Renown without
penalty so long as the following
conditions are met:
(1) The cardiologist must submit
notice of an intention to terminate
employment with Renown Health to the
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18:02 Aug 09, 2012
Jkt 226001
monitor who has been appointed for the
purpose of assuring confidentiality;
(2) The cardiologist must state his or
her intention to continue to practice in
the Reno area for at least one year;
(3) The cardiologist must be among
the first 10 physicians to submit notice
to terminate employment. Renown
Health is not required to release more
than 10 cardiologists from their
employment contracts. To protect the
confidentiality of the doctors who want
to leave, the monitor will submit to
Renown Health no more than the first
10 notices received; and
(4) The cardiologist may not leave
prior to the monitor delivering notice to
Renown Health, but must leave
employment with Renown Health
within 60 days of Renown Health
receiving notice from the monitor.
At any time during the Release
Period, after the monitor has informed
Renown that 10 physicians have met the
requirements to terminate without
penalty, Renown may request that the
Release Period be terminated.
If at the end of this Release Period
fewer than six doctors have notified the
monitor of their intent to terminate
employment, the period in which
cardiologists may continue to explore
other employment opportunities and
leave Renown’s employment without
penalty will remain open until six
cardiologists have terminated their
employment with Renown. This
provision is included in the Decision
and Order to ensure that at least six
physicians can leave.
Paragraph II describes the basic terms
under which cardiologists may
terminate their employment with
Renown Health. It prohibits Renown
from (1) enforcing any non-compete,
non-solicitation, or non-interference
provisions in their employment
agreements, (2) pursuing any breach of
contract action for violation of any of
these provisions, or (3) taking any
retaliatory action against any physician
who either leaves under the terms of the
Orders or who decides not to leave after
exploring other employment as allowed
by the Orders.2 The Order does not,
however, require Renown to allow
cardiologists to terminate their
employment agreements in a manner
other than that specified in the Decision
and Order.
Paragraph III provides for the
extension of the period for cardiologists
2 The
Order does not require that any doctor
terminate employment with Renown or to work for
any other entity. Similarly, it does not require
Renown to fire any doctor. It also does not prohibit
Renown from negotiating with a doctor to reach a
mutual agreement for that physician’s employment
to be terminated.
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Fmt 4703
Sfmt 9990
to terminate their employment if at least
six cardiologists do not terminate during
the initial period.
Paragraph IV includes a number of
provisions to ensure that Renown
Health will not take any actions to
discourage physicians from exploring
opportunities to leave or from leaving
its employment pursuant to the
Decision and Order. In addition,
Paragraph IV.A.6 prohibits Renown
Health, for a period of three years, from
denying, terminating or suspending the
medical staff privileges of any physician
who leaves Renown Health’s
employment pursuant to the Consent
Orders.
Paragraph V preserves Renown
Health’s obligation to provide transition
services to cardiologists whose
employment contracts include such
provisions, excluding transitional
services relating to negotiating with
health plans. Paragraph VI requires
Renown Health to give advance
notification for future acquisitions
affecting this market. Paragraph VII
specifies the rules governing the work of
the special monitor.
The remaining order provisions are
standard reporting requirements to
allow the Commission to monitor ongoing compliance with the provisions of
the Order.
V. Renown Health’s Agreement With the
Nevada Attorney General
The State of Nevada, through its
Attorney General, worked with the
Commission staff in the investigation
and resolution of this matter. The
Nevada Attorney General filed her own
complaint containing allegations similar
to those in the Commission’s complaint,
and Renown Health has entered into a
stipulated agreement with the Nevada
Attorney General that contains
obligations similar to those in the
Commission’s orders. This agreement is
embodied in a document called a Final
Judgment, and is subject to court
approval. Copies of these documents
can be obtained from the Nevada
Attorney General’s Office.
By direction of the Commission.
Donald S. Clark,
Secretary.
[FR Doc. 2012–19591 Filed 8–9–12; 8:45 am]
BILLING CODE 6750–01–P
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10AUN1
Agencies
[Federal Register Volume 77, Number 155 (Friday, August 10, 2012)]
[Notices]
[Pages 47844-47846]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-19591]
=======================================================================
-----------------------------------------------------------------------
FEDERAL TRADE COMMISSION
[File No. 111 0101]
Renown Health; Analysis of Agreement Containing Consent Orders To
Aid Public Comment
AGENCY: Federal Trade Commission.
ACTION: Proposed consent agreement.
-----------------------------------------------------------------------
SUMMARY: The consent agreement in this matter settles alleged
violations of federal law prohibiting unfair or deceptive acts or
practices or unfair methods of competition. The attached Analysis To
Aid Public Comment describes both the allegations in the draft
complaint and the terms of the consent order--embodied in the consent
agreement--that would settle these allegations.
DATES: Comments must be received on or before September 5, 2012.
ADDRESSES: Interested parties may file a comment online or on paper, by
following the instructions in the Request for Comment part of the
SUPPLEMENTARY INFORMATION section below. Write ``Renown Health, File
No. 111 0101'' on your comment, and file your comment online at https://ftcpublic.commentworks.com/ftc/renownhealthconsent, by following the
instructions on the web-based form. If you prefer to file your comment
on paper, mail or deliver your comment to the following address:
Federal Trade Commission, Office of the Secretary, Room H-113 (Annex
D), 600 Pennsylvania Avenue NW., Washington, DC 20580.
FOR FURTHER INFORMATION CONTACT: Jeffrey Klurfeld, Erika Wodinsky (415-
848-5100), FTC Western Region, San Francisco, 600 Pennsylvania Avenue
NW., Washington, DC 20580.
SUPPLEMENTARY INFORMATION: Pursuant to section 6(f) of the Federal
Trade Commission Act, 38 Stat. 721, 15 U.S.C. 46(f), and Sec. 2.34 the
Commission Rules of Practice, 16 CFR 2.34, notice is hereby given that
the above-captioned consent agreement containing a consent order to
cease and desist, having been filed with and accepted, subject to final
approval, by the Commission, has been placed on the public record for a
period of thirty (30) days. The following Analysis To Aid Public
Comment describes the terms of the consent agreement, and the
allegations in the complaint. An electronic copy of the full text of
the consent agreement package can be obtained from the FTC Home Page
(for August 6, 2012), on the World Wide Web, at https://www.ftc.gov/os/actions.shtm. A paper copy can be obtained from the FTC Public
Reference Room, Room 130-H, 600 Pennsylvania Avenue NW., Washington, DC
20580, either in person or by calling (202) 326-2222.
You can file a comment online or on paper. For the Commission to
consider your comment, we must receive it on or before September 5,
2012. Write ``Renown Health, File No. 111 0101'' on your comment. Your
comment--including your name and your state--will be placed on the
public record of this proceeding, including, to the extent practicable,
on the public Commission Web site, at https://www.ftc.gov/os/publiccomments.shtm. As a matter of discretion, the Commission tries to
remove individuals' home contact information from comments before
placing them on the Commission Web site.
Because your comment will be made public, you are solely
responsible for making sure that your comment does not include any
sensitive personal information, like anyone's Social Security number,
date of birth, driver's license number or other state identification
number or foreign country equivalent, passport number, financial
account number, or credit or debit card number. You are also solely
responsible for making sure that your comment does not include any
sensitive health information, like medical records or other
individually identifiable health information. In addition, do not
include any ``[t]rade secret or any commercial or financial information
which is obtained from any person and which is privileged or
confidential,'' as provided in Section 6(f) of the FTC Act, 15 U.S.C.
46(f), and FTC Rule 4.10(a)(2), 16 CFR 4.10(a)(2). In particular, do
not include competitively sensitive information such as costs, sales
statistics, inventories, formulas, patterns, devices, manufacturing
processes, or customer names.
If you want the Commission to give your comment confidential
treatment, you must file it in paper form, with a
[[Page 47845]]
request for confidential treatment, and you have to follow the
procedure explained in FTC Rule 4.9(c), 16 CFR 4.9(c).\1\ Your comment
will be kept confidential only if the FTC General Counsel, in his or
her sole discretion, grants your request in accordance with the law and
the public interest.
---------------------------------------------------------------------------
\1\ In particular, the written request for confidential
treatment that accompanies the comment must include the factual and
legal basis for the request, and must identify the specific portions
of the comment to be withheld from the public record. See FTC Rule
4.9(c), 16 CFR 4.9(c).
---------------------------------------------------------------------------
Postal mail addressed to the Commission is subject to delay due to
heightened security screening. As a result, we encourage you to submit
your comments online. To make sure that the Commission considers your
online comment, you must file it at https://ftcpublic.commentworks.com/ftc/renownhealthconsent by following the instructions on the web-based
form. If this Notice appears at https://www.regulations.gov/#!home, you
also may file a comment through that Web site.
If you file your comment on paper, write ``Renown Health, File No.
111 0101'' on your comment and on the envelope, and mail or deliver it
to the following address: Federal Trade Commission, Office of the
Secretary, Room H-113 (Annex D), 600 Pennsylvania Avenue NW.,
Washington, DC 20580. If possible, submit your paper comment to the
Commission by courier or overnight service.
Visit the Commission Web site at https://www.ftc.gov to read this
Notice and the news release describing it. The FTC Act and other laws
that the Commission administers permit the collection of public
comments to consider and use in this proceeding as appropriate. The
Commission will consider all timely and responsive public comments that
it receives on or before September 5, 2012. You can find more
information, including routine uses permitted by the Privacy Act, in
the Commission's privacy policy, at https://www.ftc.gov/ftc/privacy.htm.
Analysis of Agreement Containing Consent Order To Aid Public Comment
I. Overview
The Federal Trade Commission has accepted an agreement containing
two consent orders with Renown Health. The agreement settles charges
that Renown Health violated Section 7 of the Clayton Act, 15 U.S.C. 18,
by substantially lessening competition in the market for cardiology
services in and around Reno, Nevada, through its acquisition of the two
largest cardiology practices in the Reno area and its employment of the
cardiologists whose practices it acquired.
The Decision and Order has been placed on the public record for 30
days to receive comments from interested persons. Comments received
during this period will become part of the public record. After 30
days, the Commission will review the agreement and the comments
received, and will decide whether it should withdraw from the agreement
or make the proposed Decision and Order final. The Order to Suspend,
which is final immediately, will remain in force either until the
Decision and Order becomes final or the Commission decides not to issue
an order.
The purpose of this analysis is to facilitate public comment on the
proposed Consent Orders. The analysis is not intended to constitute an
official interpretation of the agreement and proposed Consent Orders or
to modify their terms in any way. Further, the proposed Consent Orders
have been entered into for settlement purposes only and do not
constitute an admission by Renown Health that it violated the law or
that the facts alleged in the Complaint (other than jurisdictional
facts) are true.
II. Background and Structure of the Market
Renown Health is based in Reno, Nevada, and operates general acute
care hospitals and commercial health plans which serve the Reno area.
It is the largest provider of acute care hospital services in northern
Nevada.
Prior to the transactions at issue, most of the cardiologists
practicing in the Reno area were affiliated with two medical groups
which did business under the names Sierra Nevada Cardiology Associates
(``SNCA'') and Reno Heart Physicians (``RHP''). Cardiologists are
generally internal medicine physicians who specialize in the practice
of cardiology, including the provision of non-invasive services
(general cardiology), invasive cardiology services (e.g., diagnostic
cardiac catheterization), interventional cardiology services (e.g.,
catheterizations and the placement of stents), and electrophysiology
services (e.g., services related to the diagnosis and treatment of
heart rhythm conditions). The practices of the SNCA and RHP physicians
did not generally include cardiac surgery or pediatric cardiology.
Other than the physicians affiliated with SNCA and RHP, there are very
few cardiologists practicing adult cardiology in the Reno, Nevada,
area.
In late 2010, Renown Health reached agreements to acquire SNCA's
medical practice and to employ the 15 SNCA cardiologists who practiced
in the Reno area. Prior to Renown Health's acquisition of SNCA, it did
not employ any cardiologists. With the employment of the SNCA
cardiologists, Renown Health competed with RHP in the provision of
cardiology services. In March 2011, Renown Health acquired RHP. As part
of this acquisition, Renown Health employed the 16 RHP cardiologists
who practiced in the Reno area.
Among other terms, the employment agreements between Renown Health
and the cardiologists from both SNCA and RHP contain covenants that
prohibit the cardiologists from entering into medical practice in
competition with Renown Health (``non-compete provisions''). As a
result of the acquisitions of the two medical groups (and the
employment of the physicians affiliated with those groups), Renown
Health now employs approximately 88% of the physicians providing
cardiology services for adults in the Reno area.
III. The Complaint
The complaint alleges that Renown Health's acquisitions of the two
cardiology practices created a highly concentrated market for the
provision of cardiology services in the Reno area. According to the
complaint, the consolidation of the two competing groups into a single
group of cardiologists employed by Renown Health has eliminated
competition based on price, quality, and other terms of competition.
The consolidation of the two groups into one increased the bargaining
power of Renown Health and may lead to higher prices. The complaint
further alleges that entry into the market at a scale large enough to
form a competitive alternative for health plans is unlikely to be
timely or sufficient to deter the likely price increases.
IV. The Consent Orders
The goal of the Consent Orders in this matter is to restore
competition for cardiology services in the Reno area as quickly as
possible. The Commission believes that competition is likely to be
restored if Renown Health is required to release a certain number of
its cardiologist employees from their employment contracts freeing them
to practice either as employees of other health care entities or as
part of independent medical groups in the Reno area. Renown Health has
entered in an Agreement Containing Consent Orders, which includes the
Order to
[[Page 47846]]
Suspend Enforcement of Renown Non-Compete (``Order to Suspend'') and
the Decision and Order.
A. Order To Suspend Enforcement of Renown Non-Compete
The Order to Suspend establishes a period of time during which the
former SNCA and RHP cardiologists currently employed by Renown Health
in Reno may explore other employment and professional opportunities in
the Reno area confidentially, whether as an employee, a member of a
medical group, or in private practice. During this period, Renown
Health is prohibited from interfering with the cardiologists'
employment discussions and from enforcing the provisions in their
employment contracts prohibiting such activities. The purpose of this
Order to Suspend is to allow Renown Health's cardiologists to
communicate with possible employers without the risk of violating the
non-compete provisions in their current employment contracts. In order
to facilitate this process, the Order to Suspend requires Renown Health
to inform all of its cardiologists through an explanatory letter, as
well as copies of the Orders and this Analysis to Aid Public Comment
within two days of the Orders being placed on the public record.
The Order to Suspend is effective immediately, i.e., without a
public comment period, upon the Agreement Containing Consent Orders
being placed on the public record, and operates for at least 30 days
while the Commission receives and considers public comment on the
Decision and Order. Cardiologists may decide during this period to
terminate employment, and may notify the special monitor (who has been
appointed) to ensure their inclusion in the group of up to ten
cardiologists who will be allowed to leave Renown Health in the event
that the Commission issues the Decision and Order. However, nothing in
the Order to Suspend requires Renown Health to release any physician
from his or her employment agreement until the Decision and Order
becomes final.
B. Decision and Order
If the Commission issues the final Decision and Order, a second 30-
day period (``Release Period'') will begin. During this period,
cardiologist employees can terminate their employment with Renown
without penalty so long as the following conditions are met:
(1) The cardiologist must submit notice of an intention to
terminate employment with Renown Health to the monitor who has been
appointed for the purpose of assuring confidentiality;
(2) The cardiologist must state his or her intention to continue to
practice in the Reno area for at least one year;
(3) The cardiologist must be among the first 10 physicians to
submit notice to terminate employment. Renown Health is not required to
release more than 10 cardiologists from their employment contracts. To
protect the confidentiality of the doctors who want to leave, the
monitor will submit to Renown Health no more than the first 10 notices
received; and
(4) The cardiologist may not leave prior to the monitor delivering
notice to Renown Health, but must leave employment with Renown Health
within 60 days of Renown Health receiving notice from the monitor.
At any time during the Release Period, after the monitor has
informed Renown that 10 physicians have met the requirements to
terminate without penalty, Renown may request that the Release Period
be terminated.
If at the end of this Release Period fewer than six doctors have
notified the monitor of their intent to terminate employment, the
period in which cardiologists may continue to explore other employment
opportunities and leave Renown's employment without penalty will remain
open until six cardiologists have terminated their employment with
Renown. This provision is included in the Decision and Order to ensure
that at least six physicians can leave.
Paragraph II describes the basic terms under which cardiologists
may terminate their employment with Renown Health. It prohibits Renown
from (1) enforcing any non-compete, non-solicitation, or non-
interference provisions in their employment agreements, (2) pursuing
any breach of contract action for violation of any of these provisions,
or (3) taking any retaliatory action against any physician who either
leaves under the terms of the Orders or who decides not to leave after
exploring other employment as allowed by the Orders.\2\ The Order does
not, however, require Renown to allow cardiologists to terminate their
employment agreements in a manner other than that specified in the
Decision and Order.
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\2\ The Order does not require that any doctor terminate
employment with Renown or to work for any other entity. Similarly,
it does not require Renown to fire any doctor. It also does not
prohibit Renown from negotiating with a doctor to reach a mutual
agreement for that physician's employment to be terminated.
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Paragraph III provides for the extension of the period for
cardiologists to terminate their employment if at least six
cardiologists do not terminate during the initial period.
Paragraph IV includes a number of provisions to ensure that Renown
Health will not take any actions to discourage physicians from
exploring opportunities to leave or from leaving its employment
pursuant to the Decision and Order. In addition, Paragraph IV.A.6
prohibits Renown Health, for a period of three years, from denying,
terminating or suspending the medical staff privileges of any physician
who leaves Renown Health's employment pursuant to the Consent Orders.
Paragraph V preserves Renown Health's obligation to provide
transition services to cardiologists whose employment contracts include
such provisions, excluding transitional services relating to
negotiating with health plans. Paragraph VI requires Renown Health to
give advance notification for future acquisitions affecting this
market. Paragraph VII specifies the rules governing the work of the
special monitor.
The remaining order provisions are standard reporting requirements
to allow the Commission to monitor on-going compliance with the
provisions of the Order.
V. Renown Health's Agreement With the Nevada Attorney General
The State of Nevada, through its Attorney General, worked with the
Commission staff in the investigation and resolution of this matter.
The Nevada Attorney General filed her own complaint containing
allegations similar to those in the Commission's complaint, and Renown
Health has entered into a stipulated agreement with the Nevada Attorney
General that contains obligations similar to those in the Commission's
orders. This agreement is embodied in a document called a Final
Judgment, and is subject to court approval. Copies of these documents
can be obtained from the Nevada Attorney General's Office.
By direction of the Commission.
Donald S. Clark,
Secretary.
[FR Doc. 2012-19591 Filed 8-9-12; 8:45 am]
BILLING CODE 6750-01-P