Approval and Promulgation of Implementation Plans; Mississippi; 110(a)(2)(E)(ii) Infrastructure Requirements for the 1997 and 2006 Fine Particulate Matter National Ambient Air Quality Standards, 47573-47580 [2012-19565]
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whether these regulations can be
repealed, in light of the repeal of section
112(c)(2) of the African Growth and
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October 16, 2008, 122 Stat. 4980).
This list is non-exhaustive and the
Commission will consider whether
other parts of its regulations should also
be subject to review within the next two
years.
DEPARTMENT OF THE TREASURY
Internal Revenue Service
40 CFR Part 52
[REG–136008–11]
[EPA–R04–OAR–2012–0402; FRL–9714–8]
RIN 1545–BK59
Approval and Promulgation of
Implementation Plans; Mississippi;
110(a)(2)(E)(ii) Infrastructure
Requirements for the 1997 and 2006
Fine Particulate Matter National
Ambient Air Quality Standards
Fees on Health Insurance Policies and
Self-Insured Plans for the PatientCentered Outcomes Research Trust
Fund; Hearing Cancellation
Internal Revenue Service (IRS),
Treasury.
ACTION: Cancellation of notice of public
hearing on proposed rulemaking.
AGENCY:
SUMMARY:
LaNita VanDyke,
Chief, Publications and Regulations Branch,
Legal Processing Division, Associate Chief
Counsel, Procedure and Administration.
[FR Doc. 2012–19585 Filed 8–6–12; 4:15 pm]
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ENVIRONMENTAL PROTECTION
AGENCY
26 CFR Parts 40 and 46
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Commission, 500 E Street SW., Room
DATES: The public hearing, originally
112, Washington, DC 20436) by noon
scheduled for August 8, 2012 at 10 a.m.,
the next day pursuant to section 201.8
is cancelled.
of the Commission’s Rules of Practice
FOR FURTHER INFORMATION CONTACT:
and Procedure (19 CFR 201.8).
Oluwafunmilayo Taylor of the
Submissions should refer to the
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without change to https://www.edis.usitc. August 8, 2012, at 10 a.m. in the IRS
gov, including any personal information Auditorium, Internal Revenue Building,
provided.
1111 Constitution Avenue NW.,
Docket: For access to the docket to
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public hearing was under the sections
read comments received, go to https://
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Revenue Code.
Trade Commission, 500 E Street SW.,
The public comment period for these
Room 112, Washington, DC 20436.
regulations expired on July 16, 2012.
By Order of the Commission.
The notice of proposed rulemaking and
Issued: August 2, 2012.
notice of public hearing instructed those
William R. Bishop,
interested in testifying at the public
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hearing to submit a request to speak and
[FR Doc. 2012–19296 Filed 8–8–12; 8:45 am]
an outline of the topics to be addressed.
The public hearing scheduled for
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August 8, 2012, is cancelled.
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Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
EPA is proposing to approve
in part, and disapprove in part, a draft
revision to the Mississippi State
Implementation Plan (SIP), submitted
by the Mississippi Department of
Environmental Quality (MDEQ), on July
13, 2012, for parallel processing. This
proposal pertains to certain Clean Air
Act (CAA) section 128 and section
110(a)(2)(E)(ii) requirements for the
1997 annual and 2006 24-hour fine
particulate matter (PM2.5) National
Ambient Air Quality Standards
(NAAQS) infrastructure SIP. Section
110(a) of the CAA requires that each
state adopt and submit a SIP for the
implementation, maintenance, and
enforcement of each NAAQS
promulgated by EPA, which is
commonly referred to as an
‘‘infrastructure’’ SIP. The requirements
of section 128 of the CAA are
incorporated into the State’s
infrastructure SIP pursuant to section
110(a)(2)(E)(ii). EPA is proposing to
approve the section 110(a)(2)(E)(ii)
submission as it relates to the public
interest requirements of section
128(a)(1) and the conflict of interest
disclosure provisions of section
128(a)(2). EPA is proposing to
disapprove Mississippi’s section
110(a)(2)(E)(ii) submission as it pertains
to compliance with the significant
portion of income requirements of
section 128(a)(1). The subject of this
notice is limited to the July 13, 2012,
infrastructure section 110(a)(2)(E)(ii)
and substantive section 128 SIP
revisions submitted by Mississippi. All
other applicable Mississippi
infrastructure elements are being
addressed in a separate rulemaking.
DATES: Written comments must be
received on or before September 10,
2012.
SUMMARY:
Submit your comments,
identified by Docket ID No. EPA–R04–
OAR–2012–0402, by one of the
following methods:
ADDRESSES:
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1. www.regulations.gov: Follow the
on-line instructions for submitting
comments.
2. Email: R4–RDS@epa.gov.
3. Fax: (404) 562–9019.
4. Mail: ‘‘EPA–R04–OAR–2012–
0402,’’ Regulatory Development Section,
Air Planning Branch, Air, Pesticides and
Toxics Management Division, U.S.
Environmental Protection Agency,
Region 4, 61 Forsyth Street, SW.,
Atlanta, Georgia 30303–8960.
5. Hand Delivery or Courier: Lynorae
Benjamin, Chief, Regulatory
Development Section, Air Planning
Branch, Air, Pesticides and Toxics
Management Division, U.S.
Environmental Protection Agency,
Region 4, 61 Forsyth Street, SW.,
Atlanta, Georgia 30303–8960. Such
deliveries are only accepted during the
Regional Office’s normal hours of
operation. The Regional Office’s official
hours of business are Monday through
Friday, 8:30 to 4:30, excluding Federal
holidays.
Instructions: Direct your comments to
Docket ID No. EPA–R04–OAR–2012–
0402. EPA’s policy is that all comments
received will be included in the public
docket without change and may be
made available online at
www.regulations.gov, including any
personal information provided, unless
the comment includes information
claimed to be Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Do not submit through
www.regulations.gov or email
information that you consider to be CBI
or otherwise protected. The
www.regulations.gov Web site is an
‘‘anonymous access’’ system, which
means EPA will not know your identity
or contact information unless you
provide it in the body of your comment.
If you send an email comment directly
to EPA without going through
www.regulations.gov, your email
address will be automatically captured
and included as part of the comment
that is placed in the public docket and
made available on the Internet. If you
submit an electronic comment, EPA
recommends that you include your
name and other contact information in
the body of your comment and with any
disk or CD–ROM you submit. If EPA
cannot read your comment due to
technical difficulties and cannot contact
you for clarification, EPA may not be
able to consider your comment.
Electronic files should avoid the use of
special characters, any form of
encryption, and be free of any defects or
viruses. For additional information
about EPA’s public docket visit the EPA
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Docket Center homepage at https://
www.epa.gov/epahome/dockets.htm.
Docket: All documents in the
electronic docket are listed in the
www.regulations.gov index. Although
listed in the index, some information is
not publicly available, i.e., CBI or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
is not placed on the Internet and will be
publicly available only in hard copy
form. Publicly available docket
materials are available either
electronically in www.regulations.gov or
in hard copy at the Regulatory
Development Section, Air Planning
Branch, Air, Pesticides and Toxics
Management Division, U.S.
Environmental Protection Agency,
Region 4, 61 Forsyth Street, SW.,
Atlanta, Georgia 30303–8960. EPA
requests, that if at all possible, you
contact the person listed in the FOR
FURTHER INFORMATION CONTACT section to
schedule your inspection. The Regional
Office’s official hours of business are
Monday through Friday, 8:30 to 4:30,
excluding Federal holidays.
FOR FURTHER INFORMATION CONTACT:
Sean Lakeman, Regulatory Development
Section, Air Planning Branch, Air,
Pesticides and Toxics Management
Division, U.S. Environmental Protection
Agency, Region 4, 61 Forsyth Street,
SW., Atlanta, Georgia 30303–8960. The
telephone number is (404) 562–9043.
Mr. Lakeman can be reached via
electronic mail at
lakeman.sean@epa.gov.
Table of Contents
I. What is parallel processing?
II. Background
III. What elements are required under
Sections 110(a)(1) and (2)?
IV. Scope of Infrastructure SIPs
V. What are the requirements of Section
128?
VI. What is EPA’s analysis of the
Mississippi draft Section 128 revision?
VII. What is the Section 110(a)(2)(E)(ii)
Infrastructure requirement?
VIII. What is EPA’s analysis of how
Mississippi addressed the Section
110(a)(2)(E)(ii) Infrastructure
requirement?
IX. Proposed Action
X. Statutory and Executive Order Reviews
I. What is parallel processing?
Consistent with EPA regulations
found at 40 CFR Part 51, appendix V,
section 2.3.1, for purposes of expediting
review of a SIP submittal, parallel
processing allows a state to submit a
plan to EPA prior to actual adoption by
the state. Generally, the state submits a
copy of the proposed regulation or other
revisions to EPA before conducting its
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public hearing. EPA reviews this
proposed state action and prepares a
notice of proposed rulemaking. EPA’s
notice of proposed rulemaking is
published in the Federal Register
during the same time frame that the
state is holding its public process. The
state and EPA then provide for
concurrent public comment periods on
both the state action and federal action.
If the revision that is finally adopted
and submitted by the state is changed in
aspects other than those identified in
the proposed rulemaking on the parallel
process submission, EPA will evaluate
those changes and if necessary and
appropriate, issue another notice of
proposed rulemaking. The final
rulemaking action by EPA will occur
only after the SIP revision has been
adopted by the state and submitted
formally to EPA for incorporation into
the SIP.
On July 13, 2012, the State of
Mississippi, through MDEQ, submitted
a request for parallel processing of a
draft SIP revision that the State is taking
through public comment. MDEQ
requested parallel processing so that
EPA could begin to take action on its
draft SIP revision in advance of the
State’s submission of the final SIP
revision.
II. Background
On July 18, 1997 (62 FR 38652), EPA
established an annual PM2.5 NAAQS at
15.0 micrograms per cubic meter (mg/
m3) based on a 3-year average of annual
mean PM2.5 concentrations. At that time,
EPA also established a 24-hour NAAQS
of 65 mg/m3. See 40 CFR 50.7. On
October 17, 2006 (71 FR 61144), EPA
retained the 1997 annual PM2.5 NAAQS
at 15.0 mg/m3 based on a 3-year average
of annual mean PM2.5 concentrations,
and promulgated a new 24-hour
NAAQS of 35 mg/m3 based on a 3-year
average of the 98th percentile of 24-hour
concentrations. By statute, SIPs meeting
the requirements of sections 110(a)(1)
and (2) are to be submitted by states
within three years after promulgation of
a new or revised NAAQS. Sections
110(a)(1) and (2) require states to
address basic SIP requirements,
including emissions inventories,
monitoring, and modeling to assure
attainment and maintenance of the
NAAQS. States were required to submit
such SIPs to EPA no later than July 2000
for the 1997 annual PM2.5 NAAQS and
no later than October 2009 for the 2006
24-hour PM2.5 NAAQS.
On March 4, 2004, Earthjustice
submitted a notice of intent to sue
related to EPA’s failure to issue findings
of failure to submit related to the
‘‘infrastructure’’ requirements for the
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1997 annual PM2.5 NAAQS. On March
10, 2005, EPA entered into a consent
decree with Earthjustice which required
EPA, among other things, to complete a
Federal Register notice announcing
EPA’s determinations pursuant to
section 110(k)(1)(B) as to whether each
state had made complete submissions to
meet the requirements of section
110(a)(2) for the 1997 PM2.5 NAAQS by
October 5, 2008. In accordance with the
consent decree, EPA made completeness
findings for each state based upon what
the Agency received from each state for
the 1997 PM2.5 NAAQS as of October 3,
2008.
On October 22, 2008, EPA published
a final rulemaking entitled
‘‘Completeness Findings for Section
110(a) State Implementation Plans
Pertaining to the Fine Particulate Matter
(PM2.5) NAAQS’’ making a finding that
each state had submitted or failed to
submit a complete SIP that provided the
basic program elements of section
110(a)(2) necessary to implement the
1997 PM2.5 NAAQS. See 73 FR 62902.
For those states that did receive
findings, the findings of failure to
submit for all or a portion of a state’s
implementation plan established a 24month deadline for EPA to promulgate
a Federal Implementation Plan (FIP) to
address the outstanding SIP elements
unless, prior to that time, the affected
states submitted, and EPA approved, the
required SIPs.
The findings that all or portions of a
state’s submission are complete
established a 12-month deadline for
EPA to take action upon the complete
SIP elements in accordance with section
110(k). Mississippi’s infrastructure
submissions were received by EPA on
December 7, 2007, for the 1997 annual
PM2.5 NAAQS and on October 6, 2009,
for the 2006 24-hour PM2.5 NAAQS. The
submissions were determined to be
complete on June 7, 2008, and April 6,
2010, respectively. Mississippi was
among other states that did not receive
findings of failure to submit because it
had provided a complete submission to
EPA to address the infrastructure
elements for the 1997 PM2.5 NAAQS by
October 3, 2008.
On July 6, 2011, WildEarth Guardians
and Sierra Club filed an amended
complaint related to EPA’s failure to
take action on the SIP submittal related
to the ‘‘infrastructure’’ requirements for
the 2006 24-hour PM2.5 NAAQS. On
October 20, 2011, EPA entered into a
consent decree with WildEarth
Guardians and Sierra Club which
required EPA, among other things, to
complete a Federal Register notice of
the Agency’s final action either
approving, disapproving, or approving
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in part and disapproving in part the
Mississippi 2006 24-hour PM2.5 NAAQS
Infrastructure SIP submittal addressing
the applicable requirements of sections
110(a)(2)(A)–(H), (J)–(M), except for
section 110(a)(2)(C) the nonattainment
area requirements and section
110(a)(2)(D)(i) interstate transport
requirements, by September 30, 2012.
Today’s action is proposing to
approve in part and disapprove in part
Mississippi’s July 13, 2012,
infrastructure submission for the 1997
annual and 2006 24-hour PM2.5 NAAQS
addressing CAA section 110(a)(2)(E)(ii)
requirements. EPA is taking action on
Mississippi’s infrastructure submissions
for the 1997 and 2006 PM2.5 NAAQS for
sections 110(a)(2)(A)–(D), E(i) and E(iii),
(F)–(H), (J)–(M), except for section
110(a)(2)(C) the nonattainment area
requirements and section 110(a)(2)(D)(i)
interstate transport requirements in a
separate actions.
As part of today’s proposed approval
actions, EPA is proposing to approve the
substantive SIP revisions related to
section 128 of the CAA submitted for
parallel processing by Mississippi on
July 13, 2012.
III. What elements are required under
Sections 110(a)(1) and (2)?
Section 110(a) of the CAA requires
states to submit SIPs to provide for the
implementation, maintenance, and
enforcement of a new or revised
NAAQS within three years following
the promulgation of such NAAQS, or
within such shorter period as EPA may
prescribe. Section 110(a) imposes the
obligation upon states to make a SIP
submission to EPA for a new or revised
NAAQS, but the contents of that
submission may vary depending upon
the facts and circumstances. In
particular, the data and analytical tools
available at the time the state develops
and submits the SIP for a new or revised
NAAQS affects the content of the
submission. The contents of such SIP
submissions may also vary depending
upon what provisions the state’s
existing SIP already contains. In the
case of the 1997 and 2006 PM2.5
NAAQS, states typically have met the
basic program elements required in
section 110(a)(2) through earlier SIP
submissions in connection with
previous PM NAAQS.
More specifically, section 110(a)(1)
provides the procedural and timing
requirements for SIPs. Section 110(a)(2)
lists specific elements that states must
meet for ‘‘infrastructure’’ SIP
requirements related to a newly
established or revised NAAQS. As
mentioned above, these requirements
include SIP infrastructure elements
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such as modeling, monitoring, and
emissions inventories that are designed
to assure attainment and maintenance of
the NAAQS. The requirements that are
the subject of the infrastructure
rulemaking process are listed below 1
and in EPA’s October 2, 2007,
memorandum entitled ‘‘Guidance on
SIP Elements Required Under Section
110(a)(1) and (2) for the 1997 8-Hour
Ozone and PM2.5 National Ambient Air
Quality Standards,’’ and EPA’s
September 25, 2009, memorandum
entitled ‘‘Guidance on SIP Elements
Required Under Sections 110(a)(1) and
(2) for the 2006 24-Hour Fine Particle
(PM2.5) National Ambient Air Quality
Standards (NAAQS) .’’
• 110(a)(2)(A): Emission limits and
other control measures.
• 110(a)(2)(B): Ambient air quality
monitoring/data system.
• 110(a)(2)(C): Program for
enforcement of control measures.2
• 110(a)(2)(D): Interstate transport.3
• 110(a)(2)(E): Adequate resources.
• 110(a)(2)(F): Stationary source
monitoring system.
• 110(a)(2)(G): Emergency power.
• 110(a)(2)(H): Future SIP revisions.
1 Two elements identified in section 110(a)(2) are
not governed by the three-year submission deadline
of section 110(a)(1) because SIPs incorporating
necessary local nonattainment area controls are not
due within three years after promulgation of a new
or revised NAAQS, but rather due at the time the
nonattainment area plan requirements are due
pursuant to section 172. These requirements are: (1)
Submissions required by section 110(a)(2)(C) to the
extent that subsection refers to a permit program as
required in part D Title I of the CAA; and (2)
submissions required by section 110(a)(2)(I) which
pertain to the nonattainment planning requirements
of part D, Title I of the CAA. Today’s proposed
rulemaking does not address infrastructure
elements related to section 110(a)(2)(I) or the
nonattainment planning requirements of
110(a)(2)(C).
2 This element is only addressed in the PM
2.5
context as it relates to attainment areas.
3 Today’s proposed rule does not address element
110(a)(2)(D)(i) (Interstate Transport) for the 1997
and 2006 PM2.5 NAAQS. Interstate transport
requirements were formerly addressed by
Mississippi consistent with the Clean Air Interstate
Rule (CAIR). On December 23, 2008, CAIR was
remanded by the DC Circuit Court of Appeals,
without vacatur, back to EPA. See North Carolina
v. EPA, 531 F.3d 896 (DC Cir. 2008). Prior to this
remand, EPA took final action to approve
Mississippi SIP revision, which was submitted to
comply with CAIR. See 72 FR 56268 (October 3,
2007). In so doing, Mississippi CAIR SIP revision
addressed the interstate transport provisions in
section 110(a)(2)(D)(i) for the 1997 and 2006 PM2.5
NAAQS. In response to the remand of CAIR, EPA
has recently finalized a new rule to address the
interstate transport of nitrogen oxides and sulfur
oxides in the eastern United States. See 76 FR
48208 (August 8, 2011) (Transport Rule). That rule
was recently stayed by the DC Circuit Court of
Appeals. EPA’s action on element 110(a)(2)(D)(i)
will be addressed in a separate action.
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• 110(a)(2)(I): Areas designated
nonattainment and meet the applicable
requirements of part D.4
• 110(a)(2)(J): Consultation with
government officials; public
notification; and PSD and visibility
protection.
• 110(a)(2)(K): Air quality modeling/
data.
• 110(a)(2)(L): Permitting fees.
• 110(a)(2)(M): Consultation/
participation by affected local entities.
In today’s action, EPA is only
addressing section 110(a)(2)
requirements related to element
110(a)(2)(E)(ii) for both the 1997 and
2006 PM2.5 NAAQS. EPA is addressing
the other 1997 and 2006 PM2.5 NAAQS
infrastructure requirements in a separate
rulemaking.
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IV. Scope of Infrastructure SIPs
EPA is currently acting upon SIPs that
address the infrastructure requirements
of CAA section 110(a)(1) and (2) for
ozone and PM2.5 NAAQS for various
states across the country. Commenters
on EPA’s recent proposals for some
states raised concerns about EPA
statements that it was not addressing
certain substantive issues in the context
of acting on those infrastructure SIP
submissions.5 Those Commenters
specifically raised concerns involving
provisions in existing SIPs and with
EPA’s statements in other proposals that
it would address two issues separately
and not as part of actions on the
infrastructure SIP submissions: (i)
Existing provisions related to excess
emissions during periods of start-up,
shutdown, or malfunction (SSM) at
sources, that may be contrary to the
CAA and EPA’s policies addressing
such excess emission; and (ii) existing
provisions related to ‘‘director’s
variance’’ or ‘‘director’s discretion’’ that
purport to permit revisions to SIP
approved emissions limits with limited
public process or without requiring
further approval by EPA, that may be
contrary to the CAA (director’s
discretion). EPA notes that there are two
other substantive issues for which EPA
likewise stated in other proposals that it
4 This requirement was inadvertently omitted
from EPA’s October 2, 2007, memorandum entitled
‘‘Guidance on SIP Elements Required Under
Section 110(a)(1) and (2) for the 1997 8-Hour Ozone
and PM2.5 National Ambient Air Quality
Standards,’’ but as mentioned above is not relevant
to today’s proposed rulemaking.
5 See Comments of Midwest Environmental
Defense Center, dated May 31, 2011. Docket No.
EPA–R05–OAR–2007–1179 (adverse comments on
proposals for three states in Region 5). EPA notes
that these public comments on another proposal are
not relevant to this rulemaking and do not have to
be directly addressed in this rulemaking. EPA will
respond to these comments in the appropriate
rulemaking action to which they apply.
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would address separately: (i) Existing
provisions for minor source New Source
Review (NSR) programs that may be
inconsistent with the requirements of
the CAA and EPA’s regulations that
pertain to such programs (minor source
NSR); and (ii) existing provisions for
Prevention of Significant Deterioration
(PSD) programs that may be inconsistent
with current requirements of EPA’s
‘‘Final NSR Improvement Rule,’’ 67 FR
80186 (December 31, 2002), as amended
by 72 FR 32526 (June 13, 2007) (NSR
Reform). In light of the comments, EPA
believes that its statements in various
proposed actions on infrastructure SIPs
with respect to these four individual
issues should be explained in greater
depth. It is important to emphasize that
EPA is taking the same position with
respect to these four substantive issues
in this action on the infrastructure SIPs
for the 1997 and 2006 PM2.5 NAAQS
from Mississippi.
EPA intended the statements in the
other proposals concerning these four
issues merely to be informational and to
provide general notice of the potential
existence of provisions within the
existing SIPs of some states that might
require future corrective action. EPA did
not want states, regulated entities, or
members of the public to be under the
misconception that the Agency’s
approval of the infrastructure SIP
submission of a given state should be
interpreted as a re-approval of certain
types of provisions that might exist
buried in the larger existing SIP for such
state. Thus, for example, EPA explicitly
noted that the Agency believes that
some states may have existing SIP
approved SSM provisions that are
contrary to the CAA and EPA policy,
but that ‘‘in this rulemaking, EPA is not
proposing to approve or disapprove any
existing state provisions with regard to
excess emissions during SSM of
operations at facilities.’’ EPA further
explained, for informational purposes,
that ‘‘EPA plans to address such State
regulations in the future.’’ EPA made
similar statements, for similar reasons,
with respect to the director’s discretion,
minor source NSR, and NSR Reform
issues. EPA’s objective was to make
clear that approval of an infrastructure
SIP for these ozone and PM2.5 NAAQS
should not be construed as explicit or
implicit re-approval of any existing
provisions that relate to these four
substantive issues. EPA is reiterating
that position in this action on the
infrastructure SIP for Mississippi.
Unfortunately, the Commenters and
others evidently interpreted these
statements to mean that EPA considered
action upon the SSM provisions and the
other three substantive issues to be
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integral parts of acting on an
infrastructure SIP submission, and
therefore that EPA was merely
postponing taking final action on the
issues in the context of the
infrastructure SIPs. This was not EPA’s
intention. To the contrary, EPA only
meant to convey its awareness of the
potential for certain types of
deficiencies in existing SIPs and to
prevent any misunderstanding that it
was reapproving any such existing
provisions. EPA’s intention was to
convey its position that the statute does
not require that infrastructure SIPs
address these specific substantive issues
in existing SIPs and that these issues
may be dealt with separately, outside
the context of acting on the
infrastructure SIP submission of a state.
To be clear, EPA did not mean to imply
that it was not taking a full final agency
action on the infrastructure SIP
submission with respect to any
substantive issue that EPA considers to
be a required part of acting on such
submissions under section 110(k) or
under section 110(c). Given the
confusion evidently resulting from
EPA’s statements in those other
proposals, however, we want to explain
more fully the Agency’s reasons for
concluding that these four potential
substantive issues in existing SIPs may
be addressed separately from actions on
infrastructure SIP submissions.
The requirement for the SIP
submissions at issue arises out of CAA
section 110(a)(1). That provision
requires that states must make a SIP
submission ‘‘within 3 years (or such
shorter period as the Administrator may
prescribe) after the promulgation of a
national primary ambient air quality
standard (or any revision thereof)’’ and
that these SIPs are to provide for the
‘‘implementation, maintenance, and
enforcement’’ of such NAAQS. Section
110(a)(2) includes a list of specific
elements that ‘‘[e]ach such plan’’
submission must meet. EPA has
historically referred to these particular
submissions that states must make after
the promulgation of a new or revised
NAAQS as ‘‘infrastructure SIPs.’’ This
specific term does not appear in the
statute, but EPA uses the term to
distinguish this particular type of SIP
submission designed to address basic
structural requirements of a SIP from
other types of SIP submissions designed
to address other different requirements,
such as ‘‘nonattainment SIP’’
submissions required to address the
nonattainment planning requirements of
part D, ‘‘regional haze SIP’’ submissions
required to address the visibility
protection requirements of CAA section
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169A, NSR permitting program
submissions required to address the
requirements of part D, and a host of
other specific types of SIP submissions
that address other specific matters.
Although section 110(a)(1) addresses
the timing and general requirements for
these infrastructure SIPs, and section
110(a)(2) provides more details
concerning the required contents of
these infrastructure SIPs, EPA believes
that many of the specific statutory
provisions are facially ambiguous. In
particular, the list of required elements
provided in section 110(a)(2) contains a
wide variety of disparate provisions,
some of which pertain to required legal
authority, some of which pertain to
required substantive provisions, and
some of which pertain to requirements
for both authority and substantive
provisions.6 Some of the elements of
section 110(a)(2) are relatively
straightforward, but others clearly
require interpretation by EPA through
rulemaking, or recommendations
through guidance, in order to give
specific meaning for a particular
NAAQS.7
Notwithstanding that section 110(a)(2)
provides that ‘‘each’’ SIP submission
must meet the list of requirements
therein, EPA has long noted that this
literal reading of the statute is internally
inconsistent, insofar as section
110(a)(2)(I) pertains to nonattainment
SIP requirements that could not be met
on the schedule provided for these SIP
submissions in section 110(a)(1).8 This
illustrates that EPA must determine
which provisions of section 110(a)(2)
may be applicable for a given
infrastructure SIP submission.
Similarly, EPA has previously decided
that it could take action on different
6 For example, section 110(a)(2)(E) provides that
states must provide assurances that they have
adequate legal authority under state and local law
to carry out the SIP; section 110(a)(2)(C) provides
that states must have a substantive program to
address certain sources as required by part C of the
CAA; section 110(a)(2)(G) provides that states must
have both legal authority to address emergencies
and substantive contingency plans in the event of
such an emergency.
7 For example, section 110(a)(2)(D)(i) requires
EPA to be sure that each state’s SIP contains
adequate provisions to prevent significant
contribution to nonattainment of the NAAQS in
other states. This provision contains numerous
terms that require substantial rulemaking by EPA in
order to determine such basic points as what
constitutes significant contribution. See ‘‘Rule To
Reduce Interstate Transport of Fine Particulate
Matter and Ozone (Clean Air Interstate Rule);
Revisions to Acid Rain Program; Revisions to the
NOx SIP Call; Final Rule,’’ 70 FR 25162 (May 12,
2005) (defining, among other things, the phrase
‘‘contribute significantly to nonattainment’’).
8 See Id., 70 FR 25162, at 63–65 (May 12, 2005)
(explaining relationship between timing
requirement of section 110(a)(2)(D) versus section
110(a)(2)(I)).
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parts of the larger, general
‘‘infrastructure SIP’’ for a given NAAQS
without concurrent action on all
subsections, such as section
110(a)(2)(D)(i), because the Agency
bifurcated the action on these latter
‘‘interstate transport’’ provisions within
section 110(a)(2) and worked with states
to address each of the four prongs of
section 110(a)(2)(D)(i) with substantive
administrative actions proceeding on
different tracks with different
schedules.9 This illustrates that EPA
may conclude that subdividing the
applicable requirements of section
110(a)(2) into separate SIP actions may
sometimes be appropriate for a given
NAAQS where a specific substantive
action is necessitated, beyond a mere
submission addressing basic structural
aspects of the state’s implementation
plans. Finally, EPA notes that not every
element of section 110(a)(2) would be
relevant, or as relevant, or relevant in
the same way, for each new or revised
NAAQS and the attendant infrastructure
SIP submission for that NAAQS. For
example, the monitoring requirements
that might be necessary for purposes of
section 110(a)(2)(B) for one NAAQS
could be very different than what might
be necessary for a different pollutant.
Thus, the content of an infrastructure
SIP submission to meet this element
from a state might be very different for
an entirely new NAAQS, versus a minor
revision to an existing NAAQS.10
Similarly, EPA notes that other types
of SIP submissions required under the
statute also must meet the requirements
of section 110(a)(2), and this also
demonstrates the need to identify the
applicable elements for other SIP
submissions. For example,
nonattainment SIPs required by part D
likewise have to meet the relevant
subsections of section 110(a)(2) such as
section 110(a)(2)(A) or (E). By contrast,
it is clear that nonattainment SIPs
would not need to meet the portion of
section 110(a)(2)(C) that pertains to part
C, i.e., the PSD requirements applicable
in attainment areas. Nonattainment SIPs
required by part D also would not need
to address the requirements of section
9 EPA issued separate guidance to states with
respect to SIP submissions to meet section
110(a)(2)(D)(i) for the 1997 ozone and 1997 PM2.5
NAAQS. See ‘‘Guidance for State Implementation
Plan (SIP) Submissions To Meet Current
Outstanding Obligations Under Section
110(a)(2)(D)(i) for the 8-Hour Ozone and PM2.5
National Ambient Air Quality Standards,’’ from
William T. Harnett, Director, Air Quality Policy
Division OAQPS, to Regional Air Division Director,
Regions I–X, dated August 15, 2006.
10 For example, implementation of the 1997 PM
2.5
NAAQS required the deployment of a system of
new monitors to measure ambient levels of that new
indicator species for the new NAAQS.
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110(a)(2)(G) with respect to emergency
episodes, as such requirements would
not be limited to nonattainment areas.
As this example illustrates, each type of
SIP submission may implicate some
subsections of section 110(a)(2) and not
others.
Given the potential for ambiguity of
the statutory language of section
110(a)(1) and (2), EPA believes that it is
appropriate for EPA to interpret that
language in the context of acting on the
infrastructure SIPs for a given NAAQS.
Because of the inherent ambiguity of the
list of requirements in section 110(a)(2),
EPA has adopted an approach in which
it reviews infrastructure SIPs against
this list of elements ‘‘as applicable.’’ In
other words, EPA assumes that Congress
could not have intended that each and
every SIP submission, regardless of the
purpose of the submission or the
NAAQS in question, would meet each
of the requirements, or meet each of
them in the same way. EPA elected to
use guidance to make recommendations
for infrastructure SIPs for these ozone
and PM2.5 NAAQS.
On October 2, 2007, EPA issued
guidance making recommendations for
the infrastructure SIP submissions for
both the 1997 8-hour ozone NAAQS and
the 1997 PM2.5 NAAQS.11 Within this
guidance document, EPA described the
duty of states to make these submissions
to meet what the Agency characterized
as the ‘‘infrastructure’’ elements for
SIPs, which it further described as the
‘‘basic SIP requirements, including
emissions inventories, monitoring, and
modeling to assure attainment and
maintenance of the standards.’’ 12 As
further identification of these basic
structural SIP requirements,
‘‘attachment A’’ to the guidance
document included a short description
of the various elements of section
110(a)(2) and additional information
about the types of issues that EPA
considered germane in the context of
such infrastructure SIPs. EPA
emphasized that the description of the
basic requirements listed on attachment
A was not intended ‘‘to constitute an
interpretation of’’ the requirements, and
was merely a ‘‘brief description of the
required elements.’’ 13 EPA also stated
its belief that with one exception, these
requirements were ‘‘relatively self
explanatory, and past experience with
11 See ‘‘Guidance on SIP Elements Required
Under Section 110(a)(1) and (2) for the 1997 8-hour
Ozone and PM2.5 National Ambient Air Quality
Standards,’’ from William T. Harnett, Director, Air
Quality Policy Division, to Air Division Directors,
Regions I—X, dated October 2, 2007 (the ‘‘2007
Guidance’’).
12 Id., at page 2.
13 Id., at attachment A, page 1.
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SIPs for other NAAQS should enable
States to meet these requirements with
assistance from EPA Regions.’’ 14
However, for the one exception to that
general assumption (i.e., how states
should proceed with respect to the
requirements of section 110(a)(2)(G) for
the 1997 PM2.5 NAAQS), EPA gave
much more specific recommendations.
But for other infrastructure SIP
submittals, and for certain elements of
the submittals for the 1997 PM2.5
NAAQS, EPA assumed that each State
would work with its corresponding EPA
regional office to refine the scope of a
State’s submittal based on an
assessment of how the requirements of
section 110(a)(2) should reasonably
apply to the basic structure of the State’s
implementation plans for the NAAQS in
question.
On September 25, 2009, EPA issued
guidance to make recommendations to
states with respect to the infrastructure
SIPs for the 2006 PM2.5 NAAQS.15 In the
2009 Guidance, EPA addressed a
number of additional issues that were
not germane to the infrastructure SIPs
for the 1997 8-hour ozone and 1997
PM2.5 NAAQS, but were germane to
these SIP submissions for the 2006
PM2.5 NAAQS (e.g., the requirements of
section 110(a)(2)(D)(i) that EPA had
bifurcated from the other infrastructure
elements for those specific 1997 ozone
and PM2.5 NAAQS). Significantly,
neither the 2007 Guidance nor the 2009
Guidance explicitly referred to the SSM,
director’s discretion, minor source NSR,
or NSR Reform issues as among specific
substantive issues EPA expected states
to address in the context of the
infrastructure SIPs, nor did EPA give
any more specific recommendations
with respect to how states might address
such issues even if they elected to do so.
The SSM and director’s discretion
issues implicate section 110(a)(2)(A),
and the minor source NSR and NSR
Reform issues implicate section
110(a)(2)(C). In the 2007 Guidance and
the 2009 Guidance, however, EPA did
not indicate to states that it intended to
interpret these provisions as requiring a
substantive submission to address these
14 Id., at page 4. In retrospect, the concerns raised
by commenters with respect to EPA’s approach to
some substantive issues indicates that the statute is
not so ‘‘self explanatory,’’ and indeed is sufficiently
ambiguous that EPA needs to interpret it in order
to explain why these substantive issues do not need
to be addressed in the context of infrastructure SIPs
and may be addressed at other times and by other
means.
15 See ‘‘Guidance on SIP Elements Required
Under Sections 110(a)(1) and (2) for the 2006 24Hour Fine Particle (PM2.5) National Ambient Air
Quality Standards (NAAQS),’’ from William T,
Harnett, Director, Air Quality Policy Division, to
Regional Air Division Directors, Regions I–X, dated
September 25, 2009 (the ‘‘2009 Guidance’’).
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specific issues in existing SIP provisions
in the context of the infrastructure SIPs
for these NAAQS. Instead, EPA’s 2007
Guidance merely indicated its belief
that the states should make submissions
in which they established that they have
the basic SIP structure necessary to
implement, maintain, and enforce the
NAAQS. EPA believes that states can
establish that they have the basic SIP
structure, notwithstanding that there
may be potential deficiencies within the
existing SIP. Thus, EPA’s proposals for
other states mentioned these issues not
because the Agency considers them
issues that must be addressed in the
context of an infrastructure SIP as
required by section 110(a)(1) and (2),
but rather because EPA wanted to be
clear that it considers these potential
existing SIP problems as separate from
the pending infrastructure SIP actions.
The same holds true for this action on
the infrastructure SIPs for Mississippi.
EPA believes that this approach to the
infrastructure SIP requirement is
reasonable because it would not be
feasible to read section 110(a)(1) and (2)
to require a top to bottom, stem to stern,
review of each and every provision of an
existing SIP merely for purposes of
assuring that the state in question has
the basic structural elements for a
functioning SIP for a new or revised
NAAQS. Because SIPs have grown by
accretion over the decades as statutory
and regulatory requirements under the
CAA have evolved, they may include
some outmoded provisions and
historical artifacts that, while not fully
up to date, nevertheless may not pose a
significant problem for the purposes of
‘‘implementation, maintenance, and
enforcement’’ of a new or revised
NAAQS when EPA considers the overall
effectiveness of the SIP. To the contrary,
EPA believes that a better approach is
for EPA to determine which specific SIP
elements from section 110(a)(2) are
applicable to an infrastructure SIP for a
given NAAQS, and to focus attention on
those elements that are most likely to
need a specific SIP revision in light of
the new or revised NAAQS. Thus, for
example, EPA’s 2007 Guidance
specifically directed states to focus on
the requirements of section 110(a)(2)(G)
for the 1997 PM2.5 NAAQS because of
the absence of underlying EPA
regulations for emergency episodes for
this NAAQS and an anticipated absence
of relevant provisions in existing SIPs.
Finally, EPA believes that its
approach is a reasonable reading of
section 110(a)(1) and (2) because the
statute provides other avenues and
mechanisms to address specific
substantive deficiencies in existing SIPs.
These other statutory tools allow the
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Agency to take appropriate tailored
action, depending upon the nature and
severity of the alleged SIP deficiency.
Section 110(k)(5) authorizes EPA to
issue a ‘‘SIP call’’ whenever the Agency
determines that a state’s SIP is
substantially inadequate to attain or
maintain the NAAQS, to mitigate
interstate transport, or otherwise to
comply with the CAA.16 Section
110(k)(6) authorizes EPA to correct
errors in past actions, such as past
approvals of SIP submissions.17
Significantly, EPA’s determination that
an action on the infrastructure SIP is not
the appropriate time and place to
address all potential existing SIP
problems does not preclude the
Agency’s subsequent reliance on
provisions in section 110(a)(2) as part of
the basis for action at a later time. For
example, although it may not be
appropriate to require a state to
eliminate all existing inappropriate
director’s discretion provisions in the
course of acting on the infrastructure
SIP, EPA believes that section
110(a)(2)(A) may be among the statutory
bases that the Agency cites in the course
of addressing the issue in a subsequent
action.18
V. What are the requirements of Section
128?
Section 128 of the CAA requires that
states include provisions in their SIP to
address conflicts of interest for state
boards or bodies that oversee CAA
permits and enforcement orders and
disclosure of conflict of interest
requirements. Specifically, CAA section
128(a)(1) necessitates that each SIP shall
require that at least a majority of any
16 EPA has recently issued a SIP call to rectify a
specific SIP deficiency related to the SSM issue.
See, ‘‘Finding of Substantial Inadequacy of
Implementation Plan; Call for Utah State
Implementation Plan Revision,’’ 76 FR 21639 (April
18, 2011).
17 EPA has recently utilized this authority to
correct errors in past actions on SIP submissions
related to PSD programs. See ‘‘Limitation of
Approval of Prevention of Significant Deterioration
Provisions Concerning Greenhouse Gas EmittingSources in State Implementation Plans; Final Rule,’’
75 FR 82536 (December 30, 2010). EPA has
previously used its authority under CAA 110(k)(6)
to remove numerous other SIP provisions that the
Agency determined it had approved in error. See 61
FR 38664 (July 25, 1996) and 62 FR 34641 (June 27,
1997) (corrections to American Samoa, Arizona,
California, Hawaii, and Nevada SIPs); 69 FR 67062
(November 16, 2004) (corrections to California SIP);
and 74 FR 57051 (November 3, 2009) (corrections
to Arizona and Nevada SIPs).
18 EPA has recently disapproved a SIP submission
from Colorado on the grounds that it would have
included a director’s discretion provision
inconsistent with CAA requirements, including
section 110(a)(2)(A). See 75 FR 42342, 42344 (July
21, 2010) (proposed disapproval of director’s
discretion provisions); 76 FR 4540 (January 26,
2011) (final disapproval of such provisions).
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board or body which approves permits
or enforcement orders shall be subject to
the described public interest service and
income restrictions therein. Subsection
128(a)(2) requires that the members of
any board or body, or the head of an
executive agency with similar power to
approve permits or enforcement orders
under the CAA, shall also be subject to
conflict of interest disclosure
requirements.
Furthermore, section 128 affords the
Administrator of EPA the authority to
incorporate conflict of interest
provisions that go beyond those
required by the CAA into the SIP when
such provisions are submitted by a state
as part of its implementation plan.
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VI. What is EPA’s analysis of the
Mississippi draft Section 128 revision?
As described above, Section 128 of
the CAA requires that states include
provisions in their SIP to address
conflicts of interest and provide for
adequate disclosure of such conflicts. In
connection with these requirements, on
July 13, 2012, Mississippi submitted a
draft SIP revision for parallel processing
(available for review in the Docket for
today’s action). This draft revision
proposes to incorporate certain
provisions of the Mississippi State
Constitution and sections of the
Mississippi Code into the SIP. These
provisions are described below.
First, Mississippi seeks to incorporate
Article 4, Section 109 of Mississippi
Constitution into the SIP. Article 4,
Section 109 provides that ‘‘[n]o public
officer or member of the legislature shall
be interested, directly or indirectly, in
any contract with the state, or any
district, county, city or town thereof,
authorized by any law passed or order
made by any board of which he may be
or may have been a member, during the
term for which her shall have been
chosen, or within one year after the
expiration of such term.’’
Second, Mississippi intends to
incorporate provisions from the State’s
ethical charter as set forth in the
Mississippi Code. Specifically, the State
seeks to incorporate portions of
Mississippi Code sections 25–4–25, –27,
–29, –103, –105, and –109. For more
information about the portions of the
Sections Mississippi has sought to
include in the SIP, please see the State’s
July 13, 2012, SIP Revision available in
the docket for today’s proposed action.
EPA is today proposing to incorporate
these revisions, which have been
submitted by Mississippi for parallel
processing, into the SIP consistent with
the authority provided by section 128 of
the CAA.
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VII. What is the Section 110(a)(2)(E)(ii)
Infrastructure requirement?
Section 110(a)(2)(E)(ii) requires that
each implementation plan provide that
the state comply with the CAA section
128 requirements respecting state
boards. In today’s action, EPA is
proposing to approve in part and
disapprove in part Mississippi’s SIP as
meeting the requirements of section
110(a)(2)(E)(ii) (which is one of the three
elements required pursuant to section
110(a)(2)(E)).19
VIII. What is EPA’s analysis of how
Mississippi addressed the Section
110(a)(2)(E)(ii) Infrastructure
requirement?
Mississippi’s July 13, 2012, draft SIP
revision, proposes to include in the SIP
the sections of the Mississippi Code and
portions of the Mississippi Constitution
described above to meet the
requirements of section 128. The State
asserts that these state laws and
Constitutional provisions satisfy the
requirements of CAA section 128 for the
Mississippi Commission on
Environmental Quality and the
Mississippi Department of
Environmental Quality Permit Board,
which are the ‘‘board[s] or bod[ies]
which approve[] permits and
enforcement orders’’ under the CAA in
Mississippi (hereafter, these two bodies
will be collectively referred to as the
‘‘MS Boards’’).
With respect to meeting the section
128(a)(1) majority composition
requirements regarding the public
interest and significant portion of
income tests, Mississippi asserts that the
cited state laws and constitution comply
with section 128(a)(1) by satisfying the
requirement that any board or body
which approves permits or enforcement
orders shall be subject to the described
public interest and income restrictions
therein. Mississippi’s draft SIP revision
would incorporate laws into the SIP that
preclude certain types of financial
relationships between members of the
MS Boards and persons subject the MS
Boards’ permitting decisions or
enforcement orders. For example,
Article 4, Section 9 of the Mississippi
Constitution prohibits public officers
from any interest in any contract with
state or political subdivision thereof.
Mississippi Code section 25–4–105
precludes public servants form using
their position to obtain or attempt to
19 EPA is taking action on 110(a)(2)(E)(i) and
110(a)(2)(E)(iii) as it relates to Mississippi in
certification submissions dated December 7, 2007,
for the 1997 PM2.5 NAAQS, and October 6, 2009,
for the 2006 PM2.5 NAAQS, in a separate
rulemaking.
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obtain pecuniary benefit for him or
herself and prevents such individuals
from performing any service for
compensation during his or her term or
employment by which he or she
attempts to influence a decision of the
governmental entity of which he or she
is a member. Mississippi Code section
25–4–105 also precludes persons from
disclosing information gained by reason
of his official position as a public
servant in any way that could result in
pecuniary benefit for himself, any
relative or any other person, if that
information is not publically available.
Based upon a review of these laws
and provisions, EPA is today proposing
to approve the section 110(a)(2)(E)(ii)
submission as it relates to the public
interest requirement of section 128(a)(1)
and proposing to disapprove
Mississippi’s section 110(a)(2)(E)(ii)
submission as it pertains to compliance
with the significant portion of income
requirement of section 128(a)(1). With
respect to the public interest
requirement, the provisions included in
the draft submission apply to all
members of the MS Boards, and
according to the state, serve to ensure
that all members of the board are
precluded from serving in their self
interest. EPA is today proposing to
approve the State’s section
110(a)(2)(E)(ii) submission, once the SIP
revisions submitted to EPA for parallel
processing on July 13, 2012, have been
approved, as meeting the requirement to
ensure that the SIP requires at least a
majority of the members of the MS
Boards to serve in the public interest as
required by section 128(a)(1) of the
CAA,
With respect to the significant portion
of income requirement, the provisions
included in the draft submission do not
preclude at least a majority of the
members of the MS Board from
receiving a significant portion of their
income from persons subject to permits
or enforcement orders issued by the MS
Boards. While the submitted laws and
provisions preclude members of the MS
Boards from certain types of income
(e.g., contracts with State or political
subdivisions thereof, or income
obtained through the use of his or her
public office or obtained to influence a
decision of the MS Boards), they do not
appear to preclude a majority of
members of the MS Boards from
deriving any significant portion of their
income from persons subject to permits
or enforcement orders so long as that
income is not derived from one of the
proscribed methods described in the
laws and provisions submitted by the
State. Because a majority of board
members may still derive a significant
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portion of income from persons subject
to permits or enforcement orders issued
by the MS Boards, the Mississippi SIP
on revised, will still not meet the
section 128(a)(1) majority requirements
respecting significant portion of income,
and as such, EPA is today proposing to
disapprove the State’s 110(a)(2)(E)(ii)
submission as it relates only to this
portion of section 128(a)(1). As
described herein, EPA is proposing
approval of all other elements of
110(a)(2)(E)(ii).
Regarding the section 128(a)(2)
requirement for the adequate disclosure
of conflicts of interest, EPA is proposing
to approve Mississippi’s 110(a)(2)(E)(ii)
submission as it relates to this
requirement based upon the laws
submitted by the State for parallel
processing into the SIP. Specifically,
Mississippi intends to incorporate
Mississippi Code Section 25–4–25 into
the SIP which requires that members of
the MS Boards file annual statements of
economic interest with the Mississippi
Ethics Commission which are then
made available for public inspection.
The State is also seeking to incorporate
Mississippi Code section 25–4–27 into
the SIP. This section provides for the
content of the annual statements of
economic interest. EPA is today
proposing to approve Mississippi’s
110(a)(2)(E)(ii) submission as it relates
to the conflict of interest disclosure
requirements of section 128(a)(2), once
the SIP revisions submitted to EPA for
parallel processing on July 13, 2012,
have been incorporated into the SIP.
IX. Proposed Action
As described above, EPA is proposing
to approve in part and disapprove in
part, Mississippi’s July 13, 2012,
infrastructure submission for the 1997
annual and 2006 24-hour PM2.5 NAAQS
addressing CAA section 110(a)(2)(E)(ii)
requirements. Today’s proposed
approval of the above-described
portions of the State’s section
110(a)(E)(ii) submission is contingent
upon the Agency taking final action to
approve the substantive revisions to
pertaining to section 128 also submitted
by Mississippi for parallel processing on
July 13, 2012. Specifically, EPA is today
proposing to approve Mississippi’s
110(a)(2)(E)(ii) submission as it relates
to the public interest requirements
described at section 110(a)(1) of the
CAA and the conflict of interest
disclosure provisions described at
section 110(a)(2) of the CAA. EPA is
also proposing to disapprove
Mississippi’s 110(a)(2)(E)(ii) submission
as it relates to the significant portion of
income requirements described at
section 110(a)(1) of the CAA.
VerDate Mar<15>2010
16:15 Aug 08, 2012
Jkt 226001
The Section 110(a)(2)(E)(ii) provision
(specifically the significant portion of
income provision described at section
128(a)(1) being proposed for disapproval
in today’s notice) was not submitted to
meet requirements for Part D or a SIP
call, and therefore, if EPA takes final
action to disapprove this submittal, no
sanctions will be triggered. However, if
this disapproval action is finalized, that
final action will trigger the requirement
under section 110(c) that EPA
promulgate a FIP no later than 2 years
from the date of the disapproval unless
the State corrects the deficiency, and
EPA approves the plan or plan revision
before EPA promulgates such FIP.
EPA notes that the Agency is
addressing the other section 110(a)(2)
requirements for the 1997 annual and
2006 24-hour PM2.5 NAAQS for
Mississippi’s SIP in a rulemaking
separate from today’s proposed
rulemaking.
In addition, to the above proposed
actions respecting 110(a)(2)(E)(ii)
infrastructure requirements, EPA is
today also proposing to approve the SIP
revisions related to section 128
submitted by Mississippi for parallel
processing on July 13, 2012, into the
SIP. EPA is proposing to approve
Mississippi’s Article 4, Section 109 of
Mississippi Constitution and portions of
Mississippi Code sections 25–4–25, –27,
–29, –103, –105, and –109 into the
Mississippi SIP. The specific provisions
been proposed for inclusion in the
Mississippi SIP are described more fully
in the State’s July 13, 2012, draft SIP
revision which is available in the docket
for today’s action. As described above,
Mississippi’s July 13, 2012, submission
was submitted for parallel processing.
As such, the final rulemaking for this
action by EPA will occur consistent
with the elements of parallel processing
previously described above in Section I.
X. Statutory and Executive Order
Reviews
Under the CAA, the Administrator is
required to approve a SIP submission
that complies with the provisions of the
Act and applicable federal regulations.
See 42 U.S.C. 7410(k); 40 CFR 52.02(a).
Thus, in reviewing SIP submissions,
EPA’s role is to approve state choices,
provided that they meet the criteria of
the CAA. Accordingly, this proposed
action merely approves state law as
meeting federal requirements and does
not impose additional requirements
beyond those imposed by state law. For
that reason, this proposed action:
• Is not a ‘‘significant regulatory
action’’ subject to review by the Office
of Management and Budget under
PO 00000
Frm 00023
Fmt 4702
Sfmt 9990
Executive Order 12866 (58 FR 51735,
October 4, 1993);
• Does not impose an information
collection burden under the provisions
of the Paperwork Reduction Act (44
U.S.C. 3501 et seq.);
• Is certified as not having a
significant economic impact on a
substantial number of small entities
under the Regulatory Flexibility Act (5
U.S.C. 601 et seq.);
• Does not contain any unfunded
mandate or significantly or uniquely
affect small governments, as described
in the Unfunded Mandates Reform Act
of 1995 (Pub. L. 104–4);
• Does not have Federalism
implications as specified in Executive
Order 13132 (64 FR 43255, August 10,
1999);
• Is not an economically significant
regulatory action based on health or
safety risks subject to Executive Order
13045 (62 FR 19885, April 23, 1997);
• Is not a significant regulatory action
subject to Executive Order 13211 (66 FR
28355, May 22, 2001);
• Is not subject to requirements of
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (15 U.S.C. 272 note) because
application of those requirements would
be inconsistent with the CAA; and
• Does not provide EPA with the
discretionary authority to address, as
appropriate, disproportionate human
health or environmental effects, using
practicable and legally permissible
methods, under Executive Order 12898
(59 FR 7629, February 16, 1994).
In addition, this proposed rule does
not have tribal implications as specified
by Executive Order 13175 (65 FR 67249,
November 9, 2000), because the SIP is
not approved to apply in Indian country
located in the state, and EPA notes that
it will not impose substantial direct
costs on tribal governments or preempt
tribal law.
List of Subjects in 40 CFR Part 52
Environmental protection, Air
pollution control, Intergovernmental
relations, Nitrogen dioxide, Particulate
Matter, Reporting and recordkeeping
requirements, Volatile organic
compounds.
Authority: 42 U.S.C. 7401 et seq.
Dated: August 1, 2012.
A. Stanley Meiburg,
Acting Regional Administrator, Region 4.
[FR Doc. 2012–19565 Filed 8–8–12; 8:45 am]
BILLING CODE 6560–50–P
E:\FR\FM\09AUP1.SGM
09AUP1
Agencies
[Federal Register Volume 77, Number 154 (Thursday, August 9, 2012)]
[Proposed Rules]
[Pages 47573-47580]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-19565]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 52
[EPA-R04-OAR-2012-0402; FRL-9714-8]
Approval and Promulgation of Implementation Plans; Mississippi;
110(a)(2)(E)(ii) Infrastructure Requirements for the 1997 and 2006 Fine
Particulate Matter National Ambient Air Quality Standards
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: EPA is proposing to approve in part, and disapprove in part, a
draft revision to the Mississippi State Implementation Plan (SIP),
submitted by the Mississippi Department of Environmental Quality
(MDEQ), on July 13, 2012, for parallel processing. This proposal
pertains to certain Clean Air Act (CAA) section 128 and section
110(a)(2)(E)(ii) requirements for the 1997 annual and 2006 24-hour fine
particulate matter (PM2.5) National Ambient Air Quality
Standards (NAAQS) infrastructure SIP. Section 110(a) of the CAA
requires that each state adopt and submit a SIP for the implementation,
maintenance, and enforcement of each NAAQS promulgated by EPA, which is
commonly referred to as an ``infrastructure'' SIP. The requirements of
section 128 of the CAA are incorporated into the State's infrastructure
SIP pursuant to section 110(a)(2)(E)(ii). EPA is proposing to approve
the section 110(a)(2)(E)(ii) submission as it relates to the public
interest requirements of section 128(a)(1) and the conflict of interest
disclosure provisions of section 128(a)(2). EPA is proposing to
disapprove Mississippi's section 110(a)(2)(E)(ii) submission as it
pertains to compliance with the significant portion of income
requirements of section 128(a)(1). The subject of this notice is
limited to the July 13, 2012, infrastructure section 110(a)(2)(E)(ii)
and substantive section 128 SIP revisions submitted by Mississippi. All
other applicable Mississippi infrastructure elements are being
addressed in a separate rulemaking.
DATES: Written comments must be received on or before September 10,
2012.
ADDRESSES: Submit your comments, identified by Docket ID No. EPA-R04-
OAR-2012-0402, by one of the following methods:
[[Page 47574]]
1. www.regulations.gov: Follow the on-line instructions for
submitting comments.
2. Email: R4-RDS@epa.gov.
3. Fax: (404) 562-9019.
4. Mail: ``EPA-R04-OAR-2012-0402,'' Regulatory Development Section,
Air Planning Branch, Air, Pesticides and Toxics Management Division,
U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street, SW.,
Atlanta, Georgia 30303-8960.
5. Hand Delivery or Courier: Lynorae Benjamin, Chief, Regulatory
Development Section, Air Planning Branch, Air, Pesticides and Toxics
Management Division, U.S. Environmental Protection Agency, Region 4, 61
Forsyth Street, SW., Atlanta, Georgia 30303-8960. Such deliveries are
only accepted during the Regional Office's normal hours of operation.
The Regional Office's official hours of business are Monday through
Friday, 8:30 to 4:30, excluding Federal holidays.
Instructions: Direct your comments to Docket ID No. EPA-R04-OAR-
2012-0402. EPA's policy is that all comments received will be included
in the public docket without change and may be made available online at
www.regulations.gov, including any personal information provided,
unless the comment includes information claimed to be Confidential
Business Information (CBI) or other information whose disclosure is
restricted by statute. Do not submit through www.regulations.gov or
email information that you consider to be CBI or otherwise protected.
The www.regulations.gov Web site is an ``anonymous access'' system,
which means EPA will not know your identity or contact information
unless you provide it in the body of your comment. If you send an email
comment directly to EPA without going through www.regulations.gov, your
email address will be automatically captured and included as part of
the comment that is placed in the public docket and made available on
the Internet. If you submit an electronic comment, EPA recommends that
you include your name and other contact information in the body of your
comment and with any disk or CD-ROM you submit. If EPA cannot read your
comment due to technical difficulties and cannot contact you for
clarification, EPA may not be able to consider your comment. Electronic
files should avoid the use of special characters, any form of
encryption, and be free of any defects or viruses. For additional
information about EPA's public docket visit the EPA Docket Center
homepage at https://www.epa.gov/epahome/dockets.htm.
Docket: All documents in the electronic docket are listed in the
www.regulations.gov index. Although listed in the index, some
information is not publicly available, i.e., CBI or other information
whose disclosure is restricted by statute. Certain other material, such
as copyrighted material, is not placed on the Internet and will be
publicly available only in hard copy form. Publicly available docket
materials are available either electronically in www.regulations.gov or
in hard copy at the Regulatory Development Section, Air Planning
Branch, Air, Pesticides and Toxics Management Division, U.S.
Environmental Protection Agency, Region 4, 61 Forsyth Street, SW.,
Atlanta, Georgia 30303-8960. EPA requests, that if at all possible, you
contact the person listed in the FOR FURTHER INFORMATION CONTACT
section to schedule your inspection. The Regional Office's official
hours of business are Monday through Friday, 8:30 to 4:30, excluding
Federal holidays.
FOR FURTHER INFORMATION CONTACT: Sean Lakeman, Regulatory Development
Section, Air Planning Branch, Air, Pesticides and Toxics Management
Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth
Street, SW., Atlanta, Georgia 30303-8960. The telephone number is (404)
562-9043. Mr. Lakeman can be reached via electronic mail at
lakeman.sean@epa.gov.
Table of Contents
I. What is parallel processing?
II. Background
III. What elements are required under Sections 110(a)(1) and (2)?
IV. Scope of Infrastructure SIPs
V. What are the requirements of Section 128?
VI. What is EPA's analysis of the Mississippi draft Section 128
revision?
VII. What is the Section 110(a)(2)(E)(ii) Infrastructure
requirement?
VIII. What is EPA's analysis of how Mississippi addressed the
Section 110(a)(2)(E)(ii) Infrastructure requirement?
IX. Proposed Action
X. Statutory and Executive Order Reviews
I. What is parallel processing?
Consistent with EPA regulations found at 40 CFR Part 51, appendix
V, section 2.3.1, for purposes of expediting review of a SIP submittal,
parallel processing allows a state to submit a plan to EPA prior to
actual adoption by the state. Generally, the state submits a copy of
the proposed regulation or other revisions to EPA before conducting its
public hearing. EPA reviews this proposed state action and prepares a
notice of proposed rulemaking. EPA's notice of proposed rulemaking is
published in the Federal Register during the same time frame that the
state is holding its public process. The state and EPA then provide for
concurrent public comment periods on both the state action and federal
action.
If the revision that is finally adopted and submitted by the state
is changed in aspects other than those identified in the proposed
rulemaking on the parallel process submission, EPA will evaluate those
changes and if necessary and appropriate, issue another notice of
proposed rulemaking. The final rulemaking action by EPA will occur only
after the SIP revision has been adopted by the state and submitted
formally to EPA for incorporation into the SIP.
On July 13, 2012, the State of Mississippi, through MDEQ, submitted
a request for parallel processing of a draft SIP revision that the
State is taking through public comment. MDEQ requested parallel
processing so that EPA could begin to take action on its draft SIP
revision in advance of the State's submission of the final SIP
revision.
II. Background
On July 18, 1997 (62 FR 38652), EPA established an annual
PM2.5 NAAQS at 15.0 micrograms per cubic meter ([mu]g/m\3\)
based on a 3-year average of annual mean PM2.5
concentrations. At that time, EPA also established a 24-hour NAAQS of
65 [mu]g/m\3\. See 40 CFR 50.7. On October 17, 2006 (71 FR 61144), EPA
retained the 1997 annual PM2.5 NAAQS at 15.0 [mu]g/m\3\
based on a 3-year average of annual mean PM2.5
concentrations, and promulgated a new 24-hour NAAQS of 35 [mu]g/m\3\
based on a 3-year average of the 98th percentile of 24-hour
concentrations. By statute, SIPs meeting the requirements of sections
110(a)(1) and (2) are to be submitted by states within three years
after promulgation of a new or revised NAAQS. Sections 110(a)(1) and
(2) require states to address basic SIP requirements, including
emissions inventories, monitoring, and modeling to assure attainment
and maintenance of the NAAQS. States were required to submit such SIPs
to EPA no later than July 2000 for the 1997 annual PM2.5
NAAQS and no later than October 2009 for the 2006 24-hour
PM2.5 NAAQS.
On March 4, 2004, Earthjustice submitted a notice of intent to sue
related to EPA's failure to issue findings of failure to submit related
to the ``infrastructure'' requirements for the
[[Page 47575]]
1997 annual PM2.5 NAAQS. On March 10, 2005, EPA entered into
a consent decree with Earthjustice which required EPA, among other
things, to complete a Federal Register notice announcing EPA's
determinations pursuant to section 110(k)(1)(B) as to whether each
state had made complete submissions to meet the requirements of section
110(a)(2) for the 1997 PM2.5 NAAQS by October 5, 2008. In
accordance with the consent decree, EPA made completeness findings for
each state based upon what the Agency received from each state for the
1997 PM2.5 NAAQS as of October 3, 2008.
On October 22, 2008, EPA published a final rulemaking entitled
``Completeness Findings for Section 110(a) State Implementation Plans
Pertaining to the Fine Particulate Matter (PM2.5) NAAQS''
making a finding that each state had submitted or failed to submit a
complete SIP that provided the basic program elements of section
110(a)(2) necessary to implement the 1997 PM2.5 NAAQS. See
73 FR 62902. For those states that did receive findings, the findings
of failure to submit for all or a portion of a state's implementation
plan established a 24-month deadline for EPA to promulgate a Federal
Implementation Plan (FIP) to address the outstanding SIP elements
unless, prior to that time, the affected states submitted, and EPA
approved, the required SIPs.
The findings that all or portions of a state's submission are
complete established a 12-month deadline for EPA to take action upon
the complete SIP elements in accordance with section 110(k).
Mississippi's infrastructure submissions were received by EPA on
December 7, 2007, for the 1997 annual PM2.5 NAAQS and on
October 6, 2009, for the 2006 24-hour PM2.5 NAAQS. The
submissions were determined to be complete on June 7, 2008, and April
6, 2010, respectively. Mississippi was among other states that did not
receive findings of failure to submit because it had provided a
complete submission to EPA to address the infrastructure elements for
the 1997 PM2.5 NAAQS by October 3, 2008.
On July 6, 2011, WildEarth Guardians and Sierra Club filed an
amended complaint related to EPA's failure to take action on the SIP
submittal related to the ``infrastructure'' requirements for the 2006
24-hour PM2.5 NAAQS. On October 20, 2011, EPA entered into a
consent decree with WildEarth Guardians and Sierra Club which required
EPA, among other things, to complete a Federal Register notice of the
Agency's final action either approving, disapproving, or approving in
part and disapproving in part the Mississippi 2006 24-hour
PM2.5 NAAQS Infrastructure SIP submittal addressing the
applicable requirements of sections 110(a)(2)(A)-(H), (J)-(M), except
for section 110(a)(2)(C) the nonattainment area requirements and
section 110(a)(2)(D)(i) interstate transport requirements, by September
30, 2012.
Today's action is proposing to approve in part and disapprove in
part Mississippi's July 13, 2012, infrastructure submission for the
1997 annual and 2006 24-hour PM2.5 NAAQS addressing CAA
section 110(a)(2)(E)(ii) requirements. EPA is taking action on
Mississippi's infrastructure submissions for the 1997 and 2006
PM2.5 NAAQS for sections 110(a)(2)(A)-(D), E(i) and E(iii),
(F)-(H), (J)-(M), except for section 110(a)(2)(C) the nonattainment
area requirements and section 110(a)(2)(D)(i) interstate transport
requirements in a separate actions.
As part of today's proposed approval actions, EPA is proposing to
approve the substantive SIP revisions related to section 128 of the CAA
submitted for parallel processing by Mississippi on July 13, 2012.
III. What elements are required under Sections 110(a)(1) and (2)?
Section 110(a) of the CAA requires states to submit SIPs to provide
for the implementation, maintenance, and enforcement of a new or
revised NAAQS within three years following the promulgation of such
NAAQS, or within such shorter period as EPA may prescribe. Section
110(a) imposes the obligation upon states to make a SIP submission to
EPA for a new or revised NAAQS, but the contents of that submission may
vary depending upon the facts and circumstances. In particular, the
data and analytical tools available at the time the state develops and
submits the SIP for a new or revised NAAQS affects the content of the
submission. The contents of such SIP submissions may also vary
depending upon what provisions the state's existing SIP already
contains. In the case of the 1997 and 2006 PM2.5 NAAQS,
states typically have met the basic program elements required in
section 110(a)(2) through earlier SIP submissions in connection with
previous PM NAAQS.
More specifically, section 110(a)(1) provides the procedural and
timing requirements for SIPs. Section 110(a)(2) lists specific elements
that states must meet for ``infrastructure'' SIP requirements related
to a newly established or revised NAAQS. As mentioned above, these
requirements include SIP infrastructure elements such as modeling,
monitoring, and emissions inventories that are designed to assure
attainment and maintenance of the NAAQS. The requirements that are the
subject of the infrastructure rulemaking process are listed below \1\
and in EPA's October 2, 2007, memorandum entitled ``Guidance on SIP
Elements Required Under Section 110(a)(1) and (2) for the 1997 8-Hour
Ozone and PM2.5 National Ambient Air Quality Standards,''
and EPA's September 25, 2009, memorandum entitled ``Guidance on SIP
Elements Required Under Sections 110(a)(1) and (2) for the 2006 24-Hour
Fine Particle (PM2.5) National Ambient Air Quality Standards
(NAAQS) .''
---------------------------------------------------------------------------
\1\ Two elements identified in section 110(a)(2) are not
governed by the three-year submission deadline of section 110(a)(1)
because SIPs incorporating necessary local nonattainment area
controls are not due within three years after promulgation of a new
or revised NAAQS, but rather due at the time the nonattainment area
plan requirements are due pursuant to section 172. These
requirements are: (1) Submissions required by section 110(a)(2)(C)
to the extent that subsection refers to a permit program as required
in part D Title I of the CAA; and (2) submissions required by
section 110(a)(2)(I) which pertain to the nonattainment planning
requirements of part D, Title I of the CAA. Today's proposed
rulemaking does not address infrastructure elements related to
section 110(a)(2)(I) or the nonattainment planning requirements of
110(a)(2)(C).
---------------------------------------------------------------------------
110(a)(2)(A): Emission limits and other control measures.
110(a)(2)(B): Ambient air quality monitoring/data system.
110(a)(2)(C): Program for enforcement of control
measures.\2\
---------------------------------------------------------------------------
\2\ This element is only addressed in the PM2.5
context as it relates to attainment areas.
---------------------------------------------------------------------------
110(a)(2)(D): Interstate transport.\3\
---------------------------------------------------------------------------
\3\ Today's proposed rule does not address element
110(a)(2)(D)(i) (Interstate Transport) for the 1997 and 2006
PM2.5 NAAQS. Interstate transport requirements were
formerly addressed by Mississippi consistent with the Clean Air
Interstate Rule (CAIR). On December 23, 2008, CAIR was remanded by
the DC Circuit Court of Appeals, without vacatur, back to EPA. See
North Carolina v. EPA, 531 F.3d 896 (DC Cir. 2008). Prior to this
remand, EPA took final action to approve Mississippi SIP revision,
which was submitted to comply with CAIR. See 72 FR 56268 (October 3,
2007). In so doing, Mississippi CAIR SIP revision addressed the
interstate transport provisions in section 110(a)(2)(D)(i) for the
1997 and 2006 PM2.5 NAAQS. In response to the remand of
CAIR, EPA has recently finalized a new rule to address the
interstate transport of nitrogen oxides and sulfur oxides in the
eastern United States. See 76 FR 48208 (August 8, 2011) (Transport
Rule). That rule was recently stayed by the DC Circuit Court of
Appeals. EPA's action on element 110(a)(2)(D)(i) will be addressed
in a separate action.
---------------------------------------------------------------------------
110(a)(2)(E): Adequate resources.
110(a)(2)(F): Stationary source monitoring system.
110(a)(2)(G): Emergency power.
110(a)(2)(H): Future SIP revisions.
[[Page 47576]]
110(a)(2)(I): Areas designated nonattainment and meet the
applicable requirements of part D.\4\
---------------------------------------------------------------------------
\4\ This requirement was inadvertently omitted from EPA's
October 2, 2007, memorandum entitled ``Guidance on SIP Elements
Required Under Section 110(a)(1) and (2) for the 1997 8-Hour Ozone
and PM2.5 National Ambient Air Quality Standards,'' but
as mentioned above is not relevant to today's proposed rulemaking.
---------------------------------------------------------------------------
110(a)(2)(J): Consultation with government officials;
public notification; and PSD and visibility protection.
110(a)(2)(K): Air quality modeling/data.
110(a)(2)(L): Permitting fees.
110(a)(2)(M): Consultation/participation by affected local
entities.
In today's action, EPA is only addressing section 110(a)(2)
requirements related to element 110(a)(2)(E)(ii) for both the 1997 and
2006 PM2.5 NAAQS. EPA is addressing the other 1997 and 2006
PM2.5 NAAQS infrastructure requirements in a separate
rulemaking.
IV. Scope of Infrastructure SIPs
EPA is currently acting upon SIPs that address the infrastructure
requirements of CAA section 110(a)(1) and (2) for ozone and
PM2.5 NAAQS for various states across the country.
Commenters on EPA's recent proposals for some states raised concerns
about EPA statements that it was not addressing certain substantive
issues in the context of acting on those infrastructure SIP
submissions.\5\ Those Commenters specifically raised concerns involving
provisions in existing SIPs and with EPA's statements in other
proposals that it would address two issues separately and not as part
of actions on the infrastructure SIP submissions: (i) Existing
provisions related to excess emissions during periods of start-up,
shutdown, or malfunction (SSM) at sources, that may be contrary to the
CAA and EPA's policies addressing such excess emission; and (ii)
existing provisions related to ``director's variance'' or ``director's
discretion'' that purport to permit revisions to SIP approved emissions
limits with limited public process or without requiring further
approval by EPA, that may be contrary to the CAA (director's
discretion). EPA notes that there are two other substantive issues for
which EPA likewise stated in other proposals that it would address
separately: (i) Existing provisions for minor source New Source Review
(NSR) programs that may be inconsistent with the requirements of the
CAA and EPA's regulations that pertain to such programs (minor source
NSR); and (ii) existing provisions for Prevention of Significant
Deterioration (PSD) programs that may be inconsistent with current
requirements of EPA's ``Final NSR Improvement Rule,'' 67 FR 80186
(December 31, 2002), as amended by 72 FR 32526 (June 13, 2007) (NSR
Reform). In light of the comments, EPA believes that its statements in
various proposed actions on infrastructure SIPs with respect to these
four individual issues should be explained in greater depth. It is
important to emphasize that EPA is taking the same position with
respect to these four substantive issues in this action on the
infrastructure SIPs for the 1997 and 2006 PM2.5 NAAQS from
Mississippi.
---------------------------------------------------------------------------
\5\ See Comments of Midwest Environmental Defense Center, dated
May 31, 2011. Docket No. EPA-R05-OAR-2007-1179 (adverse comments on
proposals for three states in Region 5). EPA notes that these public
comments on another proposal are not relevant to this rulemaking and
do not have to be directly addressed in this rulemaking. EPA will
respond to these comments in the appropriate rulemaking action to
which they apply.
---------------------------------------------------------------------------
EPA intended the statements in the other proposals concerning these
four issues merely to be informational and to provide general notice of
the potential existence of provisions within the existing SIPs of some
states that might require future corrective action. EPA did not want
states, regulated entities, or members of the public to be under the
misconception that the Agency's approval of the infrastructure SIP
submission of a given state should be interpreted as a re-approval of
certain types of provisions that might exist buried in the larger
existing SIP for such state. Thus, for example, EPA explicitly noted
that the Agency believes that some states may have existing SIP
approved SSM provisions that are contrary to the CAA and EPA policy,
but that ``in this rulemaking, EPA is not proposing to approve or
disapprove any existing state provisions with regard to excess
emissions during SSM of operations at facilities.'' EPA further
explained, for informational purposes, that ``EPA plans to address such
State regulations in the future.'' EPA made similar statements, for
similar reasons, with respect to the director's discretion, minor
source NSR, and NSR Reform issues. EPA's objective was to make clear
that approval of an infrastructure SIP for these ozone and
PM2.5 NAAQS should not be construed as explicit or implicit
re-approval of any existing provisions that relate to these four
substantive issues. EPA is reiterating that position in this action on
the infrastructure SIP for Mississippi.
Unfortunately, the Commenters and others evidently interpreted
these statements to mean that EPA considered action upon the SSM
provisions and the other three substantive issues to be integral parts
of acting on an infrastructure SIP submission, and therefore that EPA
was merely postponing taking final action on the issues in the context
of the infrastructure SIPs. This was not EPA's intention. To the
contrary, EPA only meant to convey its awareness of the potential for
certain types of deficiencies in existing SIPs and to prevent any
misunderstanding that it was reapproving any such existing provisions.
EPA's intention was to convey its position that the statute does not
require that infrastructure SIPs address these specific substantive
issues in existing SIPs and that these issues may be dealt with
separately, outside the context of acting on the infrastructure SIP
submission of a state. To be clear, EPA did not mean to imply that it
was not taking a full final agency action on the infrastructure SIP
submission with respect to any substantive issue that EPA considers to
be a required part of acting on such submissions under section 110(k)
or under section 110(c). Given the confusion evidently resulting from
EPA's statements in those other proposals, however, we want to explain
more fully the Agency's reasons for concluding that these four
potential substantive issues in existing SIPs may be addressed
separately from actions on infrastructure SIP submissions.
The requirement for the SIP submissions at issue arises out of CAA
section 110(a)(1). That provision requires that states must make a SIP
submission ``within 3 years (or such shorter period as the
Administrator may prescribe) after the promulgation of a national
primary ambient air quality standard (or any revision thereof)'' and
that these SIPs are to provide for the ``implementation, maintenance,
and enforcement'' of such NAAQS. Section 110(a)(2) includes a list of
specific elements that ``[e]ach such plan'' submission must meet. EPA
has historically referred to these particular submissions that states
must make after the promulgation of a new or revised NAAQS as
``infrastructure SIPs.'' This specific term does not appear in the
statute, but EPA uses the term to distinguish this particular type of
SIP submission designed to address basic structural requirements of a
SIP from other types of SIP submissions designed to address other
different requirements, such as ``nonattainment SIP'' submissions
required to address the nonattainment planning requirements of part D,
``regional haze SIP'' submissions required to address the visibility
protection requirements of CAA section
[[Page 47577]]
169A, NSR permitting program submissions required to address the
requirements of part D, and a host of other specific types of SIP
submissions that address other specific matters.
Although section 110(a)(1) addresses the timing and general
requirements for these infrastructure SIPs, and section 110(a)(2)
provides more details concerning the required contents of these
infrastructure SIPs, EPA believes that many of the specific statutory
provisions are facially ambiguous. In particular, the list of required
elements provided in section 110(a)(2) contains a wide variety of
disparate provisions, some of which pertain to required legal
authority, some of which pertain to required substantive provisions,
and some of which pertain to requirements for both authority and
substantive provisions.\6\ Some of the elements of section 110(a)(2)
are relatively straightforward, but others clearly require
interpretation by EPA through rulemaking, or recommendations through
guidance, in order to give specific meaning for a particular NAAQS.\7\
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\6\ For example, section 110(a)(2)(E) provides that states must
provide assurances that they have adequate legal authority under
state and local law to carry out the SIP; section 110(a)(2)(C)
provides that states must have a substantive program to address
certain sources as required by part C of the CAA; section
110(a)(2)(G) provides that states must have both legal authority to
address emergencies and substantive contingency plans in the event
of such an emergency.
\7\ For example, section 110(a)(2)(D)(i) requires EPA to be sure
that each state's SIP contains adequate provisions to prevent
significant contribution to nonattainment of the NAAQS in other
states. This provision contains numerous terms that require
substantial rulemaking by EPA in order to determine such basic
points as what constitutes significant contribution. See ``Rule To
Reduce Interstate Transport of Fine Particulate Matter and Ozone
(Clean Air Interstate Rule); Revisions to Acid Rain Program;
Revisions to the NOx SIP Call; Final Rule,'' 70 FR 25162 (May 12,
2005) (defining, among other things, the phrase ``contribute
significantly to nonattainment'').
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Notwithstanding that section 110(a)(2) provides that ``each'' SIP
submission must meet the list of requirements therein, EPA has long
noted that this literal reading of the statute is internally
inconsistent, insofar as section 110(a)(2)(I) pertains to nonattainment
SIP requirements that could not be met on the schedule provided for
these SIP submissions in section 110(a)(1).\8\ This illustrates that
EPA must determine which provisions of section 110(a)(2) may be
applicable for a given infrastructure SIP submission. Similarly, EPA
has previously decided that it could take action on different parts of
the larger, general ``infrastructure SIP'' for a given NAAQS without
concurrent action on all subsections, such as section 110(a)(2)(D)(i),
because the Agency bifurcated the action on these latter ``interstate
transport'' provisions within section 110(a)(2) and worked with states
to address each of the four prongs of section 110(a)(2)(D)(i) with
substantive administrative actions proceeding on different tracks with
different schedules.\9\ This illustrates that EPA may conclude that
subdividing the applicable requirements of section 110(a)(2) into
separate SIP actions may sometimes be appropriate for a given NAAQS
where a specific substantive action is necessitated, beyond a mere
submission addressing basic structural aspects of the state's
implementation plans. Finally, EPA notes that not every element of
section 110(a)(2) would be relevant, or as relevant, or relevant in the
same way, for each new or revised NAAQS and the attendant
infrastructure SIP submission for that NAAQS. For example, the
monitoring requirements that might be necessary for purposes of section
110(a)(2)(B) for one NAAQS could be very different than what might be
necessary for a different pollutant. Thus, the content of an
infrastructure SIP submission to meet this element from a state might
be very different for an entirely new NAAQS, versus a minor revision to
an existing NAAQS.\10\
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\8\ See Id., 70 FR 25162, at 63-65 (May 12, 2005) (explaining
relationship between timing requirement of section 110(a)(2)(D)
versus section 110(a)(2)(I)).
\9\ EPA issued separate guidance to states with respect to SIP
submissions to meet section 110(a)(2)(D)(i) for the 1997 ozone and
1997 PM2.5 NAAQS. See ``Guidance for State Implementation
Plan (SIP) Submissions To Meet Current Outstanding Obligations Under
Section 110(a)(2)(D)(i) for the 8-Hour Ozone and PM2.5
National Ambient Air Quality Standards,'' from William T. Harnett,
Director, Air Quality Policy Division OAQPS, to Regional Air
Division Director, Regions I-X, dated August 15, 2006.
\10\ For example, implementation of the 1997 PM2.5
NAAQS required the deployment of a system of new monitors to measure
ambient levels of that new indicator species for the new NAAQS.
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Similarly, EPA notes that other types of SIP submissions required
under the statute also must meet the requirements of section 110(a)(2),
and this also demonstrates the need to identify the applicable elements
for other SIP submissions. For example, nonattainment SIPs required by
part D likewise have to meet the relevant subsections of section
110(a)(2) such as section 110(a)(2)(A) or (E). By contrast, it is clear
that nonattainment SIPs would not need to meet the portion of section
110(a)(2)(C) that pertains to part C, i.e., the PSD requirements
applicable in attainment areas. Nonattainment SIPs required by part D
also would not need to address the requirements of section 110(a)(2)(G)
with respect to emergency episodes, as such requirements would not be
limited to nonattainment areas. As this example illustrates, each type
of SIP submission may implicate some subsections of section 110(a)(2)
and not others.
Given the potential for ambiguity of the statutory language of
section 110(a)(1) and (2), EPA believes that it is appropriate for EPA
to interpret that language in the context of acting on the
infrastructure SIPs for a given NAAQS. Because of the inherent
ambiguity of the list of requirements in section 110(a)(2), EPA has
adopted an approach in which it reviews infrastructure SIPs against
this list of elements ``as applicable.'' In other words, EPA assumes
that Congress could not have intended that each and every SIP
submission, regardless of the purpose of the submission or the NAAQS in
question, would meet each of the requirements, or meet each of them in
the same way. EPA elected to use guidance to make recommendations for
infrastructure SIPs for these ozone and PM2.5 NAAQS.
On October 2, 2007, EPA issued guidance making recommendations for
the infrastructure SIP submissions for both the 1997 8-hour ozone NAAQS
and the 1997 PM2.5 NAAQS.\11\ Within this guidance document,
EPA described the duty of states to make these submissions to meet what
the Agency characterized as the ``infrastructure'' elements for SIPs,
which it further described as the ``basic SIP requirements, including
emissions inventories, monitoring, and modeling to assure attainment
and maintenance of the standards.'' \12\ As further identification of
these basic structural SIP requirements, ``attachment A'' to the
guidance document included a short description of the various elements
of section 110(a)(2) and additional information about the types of
issues that EPA considered germane in the context of such
infrastructure SIPs. EPA emphasized that the description of the basic
requirements listed on attachment A was not intended ``to constitute an
interpretation of'' the requirements, and was merely a ``brief
description of the required elements.'' \13\ EPA also stated its belief
that with one exception, these requirements were ``relatively self
explanatory, and past experience with
[[Page 47578]]
SIPs for other NAAQS should enable States to meet these requirements
with assistance from EPA Regions.'' \14\ However, for the one exception
to that general assumption (i.e., how states should proceed with
respect to the requirements of section 110(a)(2)(G) for the 1997
PM2.5 NAAQS), EPA gave much more specific recommendations.
But for other infrastructure SIP submittals, and for certain elements
of the submittals for the 1997 PM2.5 NAAQS, EPA assumed that
each State would work with its corresponding EPA regional office to
refine the scope of a State's submittal based on an assessment of how
the requirements of section 110(a)(2) should reasonably apply to the
basic structure of the State's implementation plans for the NAAQS in
question.
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\11\ See ``Guidance on SIP Elements Required Under Section
110(a)(1) and (2) for the 1997 8-hour Ozone and PM2.5
National Ambient Air Quality Standards,'' from William T. Harnett,
Director, Air Quality Policy Division, to Air Division Directors,
Regions I--X, dated October 2, 2007 (the ``2007 Guidance'').
\12\ Id., at page 2.
\13\ Id., at attachment A, page 1.
\14\ Id., at page 4. In retrospect, the concerns raised by
commenters with respect to EPA's approach to some substantive issues
indicates that the statute is not so ``self explanatory,'' and
indeed is sufficiently ambiguous that EPA needs to interpret it in
order to explain why these substantive issues do not need to be
addressed in the context of infrastructure SIPs and may be addressed
at other times and by other means.
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On September 25, 2009, EPA issued guidance to make recommendations
to states with respect to the infrastructure SIPs for the 2006
PM2.5 NAAQS.\15\ In the 2009 Guidance, EPA addressed a
number of additional issues that were not germane to the infrastructure
SIPs for the 1997 8-hour ozone and 1997 PM2.5 NAAQS, but
were germane to these SIP submissions for the 2006 PM2.5
NAAQS (e.g., the requirements of section 110(a)(2)(D)(i) that EPA had
bifurcated from the other infrastructure elements for those specific
1997 ozone and PM2.5 NAAQS). Significantly, neither the 2007
Guidance nor the 2009 Guidance explicitly referred to the SSM,
director's discretion, minor source NSR, or NSR Reform issues as among
specific substantive issues EPA expected states to address in the
context of the infrastructure SIPs, nor did EPA give any more specific
recommendations with respect to how states might address such issues
even if they elected to do so. The SSM and director's discretion issues
implicate section 110(a)(2)(A), and the minor source NSR and NSR Reform
issues implicate section 110(a)(2)(C). In the 2007 Guidance and the
2009 Guidance, however, EPA did not indicate to states that it intended
to interpret these provisions as requiring a substantive submission to
address these specific issues in existing SIP provisions in the context
of the infrastructure SIPs for these NAAQS. Instead, EPA's 2007
Guidance merely indicated its belief that the states should make
submissions in which they established that they have the basic SIP
structure necessary to implement, maintain, and enforce the NAAQS. EPA
believes that states can establish that they have the basic SIP
structure, notwithstanding that there may be potential deficiencies
within the existing SIP. Thus, EPA's proposals for other states
mentioned these issues not because the Agency considers them issues
that must be addressed in the context of an infrastructure SIP as
required by section 110(a)(1) and (2), but rather because EPA wanted to
be clear that it considers these potential existing SIP problems as
separate from the pending infrastructure SIP actions. The same holds
true for this action on the infrastructure SIPs for Mississippi.
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\15\ See ``Guidance on SIP Elements Required Under Sections
110(a)(1) and (2) for the 2006 24-Hour Fine Particle
(PM2.5) National Ambient Air Quality Standards (NAAQS),''
from William T, Harnett, Director, Air Quality Policy Division, to
Regional Air Division Directors, Regions I-X, dated September 25,
2009 (the ``2009 Guidance'').
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EPA believes that this approach to the infrastructure SIP
requirement is reasonable because it would not be feasible to read
section 110(a)(1) and (2) to require a top to bottom, stem to stern,
review of each and every provision of an existing SIP merely for
purposes of assuring that the state in question has the basic
structural elements for a functioning SIP for a new or revised NAAQS.
Because SIPs have grown by accretion over the decades as statutory and
regulatory requirements under the CAA have evolved, they may include
some outmoded provisions and historical artifacts that, while not fully
up to date, nevertheless may not pose a significant problem for the
purposes of ``implementation, maintenance, and enforcement'' of a new
or revised NAAQS when EPA considers the overall effectiveness of the
SIP. To the contrary, EPA believes that a better approach is for EPA to
determine which specific SIP elements from section 110(a)(2) are
applicable to an infrastructure SIP for a given NAAQS, and to focus
attention on those elements that are most likely to need a specific SIP
revision in light of the new or revised NAAQS. Thus, for example, EPA's
2007 Guidance specifically directed states to focus on the requirements
of section 110(a)(2)(G) for the 1997 PM2.5 NAAQS because of
the absence of underlying EPA regulations for emergency episodes for
this NAAQS and an anticipated absence of relevant provisions in
existing SIPs.
Finally, EPA believes that its approach is a reasonable reading of
section 110(a)(1) and (2) because the statute provides other avenues
and mechanisms to address specific substantive deficiencies in existing
SIPs. These other statutory tools allow the Agency to take appropriate
tailored action, depending upon the nature and severity of the alleged
SIP deficiency. Section 110(k)(5) authorizes EPA to issue a ``SIP
call'' whenever the Agency determines that a state's SIP is
substantially inadequate to attain or maintain the NAAQS, to mitigate
interstate transport, or otherwise to comply with the CAA.\16\ Section
110(k)(6) authorizes EPA to correct errors in past actions, such as
past approvals of SIP submissions.\17\ Significantly, EPA's
determination that an action on the infrastructure SIP is not the
appropriate time and place to address all potential existing SIP
problems does not preclude the Agency's subsequent reliance on
provisions in section 110(a)(2) as part of the basis for action at a
later time. For example, although it may not be appropriate to require
a state to eliminate all existing inappropriate director's discretion
provisions in the course of acting on the infrastructure SIP, EPA
believes that section 110(a)(2)(A) may be among the statutory bases
that the Agency cites in the course of addressing the issue in a
subsequent action.\18\
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\16\ EPA has recently issued a SIP call to rectify a specific
SIP deficiency related to the SSM issue. See, ``Finding of
Substantial Inadequacy of Implementation Plan; Call for Utah State
Implementation Plan Revision,'' 76 FR 21639 (April 18, 2011).
\17\ EPA has recently utilized this authority to correct errors
in past actions on SIP submissions related to PSD programs. See
``Limitation of Approval of Prevention of Significant Deterioration
Provisions Concerning Greenhouse Gas Emitting-Sources in State
Implementation Plans; Final Rule,'' 75 FR 82536 (December 30, 2010).
EPA has previously used its authority under CAA 110(k)(6) to remove
numerous other SIP provisions that the Agency determined it had
approved in error. See 61 FR 38664 (July 25, 1996) and 62 FR 34641
(June 27, 1997) (corrections to American Samoa, Arizona, California,
Hawaii, and Nevada SIPs); 69 FR 67062 (November 16, 2004)
(corrections to California SIP); and 74 FR 57051 (November 3, 2009)
(corrections to Arizona and Nevada SIPs).
\18\ EPA has recently disapproved a SIP submission from Colorado
on the grounds that it would have included a director's discretion
provision inconsistent with CAA requirements, including section
110(a)(2)(A). See 75 FR 42342, 42344 (July 21, 2010) (proposed
disapproval of director's discretion provisions); 76 FR 4540
(January 26, 2011) (final disapproval of such provisions).
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V. What are the requirements of Section 128?
Section 128 of the CAA requires that states include provisions in
their SIP to address conflicts of interest for state boards or bodies
that oversee CAA permits and enforcement orders and disclosure of
conflict of interest requirements. Specifically, CAA section 128(a)(1)
necessitates that each SIP shall require that at least a majority of
any
[[Page 47579]]
board or body which approves permits or enforcement orders shall be
subject to the described public interest service and income
restrictions therein. Subsection 128(a)(2) requires that the members of
any board or body, or the head of an executive agency with similar
power to approve permits or enforcement orders under the CAA, shall
also be subject to conflict of interest disclosure requirements.
Furthermore, section 128 affords the Administrator of EPA the
authority to incorporate conflict of interest provisions that go beyond
those required by the CAA into the SIP when such provisions are
submitted by a state as part of its implementation plan.
VI. What is EPA's analysis of the Mississippi draft Section 128
revision?
As described above, Section 128 of the CAA requires that states
include provisions in their SIP to address conflicts of interest and
provide for adequate disclosure of such conflicts. In connection with
these requirements, on July 13, 2012, Mississippi submitted a draft SIP
revision for parallel processing (available for review in the Docket
for today's action). This draft revision proposes to incorporate
certain provisions of the Mississippi State Constitution and sections
of the Mississippi Code into the SIP. These provisions are described
below.
First, Mississippi seeks to incorporate Article 4, Section 109 of
Mississippi Constitution into the SIP. Article 4, Section 109 provides
that ``[n]o public officer or member of the legislature shall be
interested, directly or indirectly, in any contract with the state, or
any district, county, city or town thereof, authorized by any law
passed or order made by any board of which he may be or may have been a
member, during the term for which her shall have been chosen, or within
one year after the expiration of such term.''
Second, Mississippi intends to incorporate provisions from the
State's ethical charter as set forth in the Mississippi Code.
Specifically, the State seeks to incorporate portions of Mississippi
Code sections 25-4-25, -27, -29, -103, -105, and -109. For more
information about the portions of the Sections Mississippi has sought
to include in the SIP, please see the State's July 13, 2012, SIP
Revision available in the docket for today's proposed action.
EPA is today proposing to incorporate these revisions, which have
been submitted by Mississippi for parallel processing, into the SIP
consistent with the authority provided by section 128 of the CAA.
VII. What is the Section 110(a)(2)(E)(ii) Infrastructure requirement?
Section 110(a)(2)(E)(ii) requires that each implementation plan
provide that the state comply with the CAA section 128 requirements
respecting state boards. In today's action, EPA is proposing to approve
in part and disapprove in part Mississippi's SIP as meeting the
requirements of section 110(a)(2)(E)(ii) (which is one of the three
elements required pursuant to section 110(a)(2)(E)).\19\
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\19\ EPA is taking action on 110(a)(2)(E)(i) and
110(a)(2)(E)(iii) as it relates to Mississippi in certification
submissions dated December 7, 2007, for the 1997 PM2.5
NAAQS, and October 6, 2009, for the 2006 PM2.5 NAAQS, in
a separate rulemaking.
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VIII. What is EPA's analysis of how Mississippi addressed the Section
110(a)(2)(E)(ii) Infrastructure requirement?
Mississippi's July 13, 2012, draft SIP revision, proposes to
include in the SIP the sections of the Mississippi Code and portions of
the Mississippi Constitution described above to meet the requirements
of section 128. The State asserts that these state laws and
Constitutional provisions satisfy the requirements of CAA section 128
for the Mississippi Commission on Environmental Quality and the
Mississippi Department of Environmental Quality Permit Board, which are
the ``board[s] or bod[ies] which approve[] permits and enforcement
orders'' under the CAA in Mississippi (hereafter, these two bodies will
be collectively referred to as the ``MS Boards'').
With respect to meeting the section 128(a)(1) majority composition
requirements regarding the public interest and significant portion of
income tests, Mississippi asserts that the cited state laws and
constitution comply with section 128(a)(1) by satisfying the
requirement that any board or body which approves permits or
enforcement orders shall be subject to the described public interest
and income restrictions therein. Mississippi's draft SIP revision would
incorporate laws into the SIP that preclude certain types of financial
relationships between members of the MS Boards and persons subject the
MS Boards' permitting decisions or enforcement orders. For example,
Article 4, Section 9 of the Mississippi Constitution prohibits public
officers from any interest in any contract with state or political
subdivision thereof. Mississippi Code section 25-4-105 precludes public
servants form using their position to obtain or attempt to obtain
pecuniary benefit for him or herself and prevents such individuals from
performing any service for compensation during his or her term or
employment by which he or she attempts to influence a decision of the
governmental entity of which he or she is a member. Mississippi Code
section 25-4-105 also precludes persons from disclosing information
gained by reason of his official position as a public servant in any
way that could result in pecuniary benefit for himself, any relative or
any other person, if that information is not publically available.
Based upon a review of these laws and provisions, EPA is today
proposing to approve the section 110(a)(2)(E)(ii) submission as it
relates to the public interest requirement of section 128(a)(1) and
proposing to disapprove Mississippi's section 110(a)(2)(E)(ii)
submission as it pertains to compliance with the significant portion of
income requirement of section 128(a)(1). With respect to the public
interest requirement, the provisions included in the draft submission
apply to all members of the MS Boards, and according to the state,
serve to ensure that all members of the board are precluded from
serving in their self interest. EPA is today proposing to approve the
State's section 110(a)(2)(E)(ii) submission, once the SIP revisions
submitted to EPA for parallel processing on July 13, 2012, have been
approved, as meeting the requirement to ensure that the SIP requires at
least a majority of the members of the MS Boards to serve in the public
interest as required by section 128(a)(1) of the CAA,
With respect to the significant portion of income requirement, the
provisions included in the draft submission do not preclude at least a
majority of the members of the MS Board from receiving a significant
portion of their income from persons subject to permits or enforcement
orders issued by the MS Boards. While the submitted laws and provisions
preclude members of the MS Boards from certain types of income (e.g.,
contracts with State or political subdivisions thereof, or income
obtained through the use of his or her public office or obtained to
influence a decision of the MS Boards), they do not appear to preclude
a majority of members of the MS Boards from deriving any significant
portion of their income from persons subject to permits or enforcement
orders so long as that income is not derived from one of the proscribed
methods described in the laws and provisions submitted by the State.
Because a majority of board members may still derive a significant
[[Page 47580]]
portion of income from persons subject to permits or enforcement orders
issued by the MS Boards, the Mississippi SIP on revised, will still not
meet the section 128(a)(1) majority requirements respecting significant
portion of income, and as such, EPA is today proposing to disapprove
the State's 110(a)(2)(E)(ii) submission as it relates only to this
portion of section 128(a)(1). As described herein, EPA is proposing
approval of all other elements of 110(a)(2)(E)(ii).
Regarding the section 128(a)(2) requirement for the adequate
disclosure of conflicts of interest, EPA is proposing to approve
Mississippi's 110(a)(2)(E)(ii) submission as it relates to this
requirement based upon the laws submitted by the State for parallel
processing into the SIP. Specifically, Mississippi intends to
incorporate Mississippi Code Section 25-4-25 into the SIP which
requires that members of the MS Boards file annual statements of
economic interest with the Mississippi Ethics Commission which are then
made available for public inspection. The State is also seeking to
incorporate Mississippi Code section 25-4-27 into the SIP. This section
provides for the content of the annual statements of economic interest.
EPA is today proposing to approve Mississippi's 110(a)(2)(E)(ii)
submission as it relates to the conflict of interest disclosure
requirements of section 128(a)(2), once the SIP revisions submitted to
EPA for parallel processing on July 13, 2012, have been incorporated
into the SIP.
IX. Proposed Action
As described above, EPA is proposing to approve in part and
disapprove in part, Mississippi's July 13, 2012, infrastructure
submission for the 1997 annual and 2006 24-hour PM2.5 NAAQS
addressing CAA section 110(a)(2)(E)(ii) requirements. Today's proposed
approval of the above-described portions of the State's section
110(a)(E)(ii) submission is contingent upon the Agency taking final
action to approve the substantive revisions to pertaining to section
128 also submitted by Mississippi for parallel processing on July 13,
2012. Specifically, EPA is today proposing to approve Mississippi's
110(a)(2)(E)(ii) submission as it relates to the public interest
requirements described at section 110(a)(1) of the CAA and the conflict
of interest disclosure provisions described at section 110(a)(2) of the
CAA. EPA is also proposing to disapprove Mississippi's 110(a)(2)(E)(ii)
submission as it relates to the significant portion of income
requirements described at section 110(a)(1) of the CAA.
The Section 110(a)(2)(E)(ii) provision (specifically the
significant portion of income provision described at section 128(a)(1)
being proposed for disapproval in today's notice) was not submitted to
meet requirements for Part D or a SIP call, and therefore, if EPA takes
final action to disapprove this submittal, no sanctions will be
triggered. However, if this disapproval action is finalized, that final
action will trigger the requirement under section 110(c) that EPA
promulgate a FIP no later than 2 years from the date of the disapproval
unless the State corrects the deficiency, and EPA approves the plan or
plan revision before EPA promulgates such FIP.
EPA notes that the Agency is addressing the other section 110(a)(2)
requirements for the 1997 annual and 2006 24-hour PM2.5
NAAQS for Mississippi's SIP in a rulemaking separate from today's
proposed rulemaking.
In addition, to the above proposed actions respecting
110(a)(2)(E)(ii) infrastructure requirements, EPA is today also
proposing to approve the SIP revisions related to section 128 submitted
by Mississippi for parallel processing on July 13, 2012, into the SIP.
EPA is proposing to approve Mississippi's Article 4, Section 109 of
Mississippi Constitution and portions of Mississippi Code sections 25-
4-25, -27, -29, -103, -105, and -109 into the Mississippi SIP. The
specific provisions been proposed for inclusion in the Mississippi SIP
are described more fully in the State's July 13, 2012, draft SIP
revision which is available in the docket for today's action. As
described above, Mississippi's July 13, 2012, submission was submitted
for parallel processing. As such, the final rulemaking for this action
by EPA will occur consistent with the elements of parallel processing
previously described above in Section I.
X. Statutory and Executive Order Reviews
Under the CAA, the Administrator is required to approve a SIP
submission that complies with the provisions of the Act and applicable
federal regulations. See 42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in
reviewing SIP submissions, EPA's role is to approve state choices,
provided that they meet the criteria of the CAA. Accordingly, this
proposed action merely approves state law as meeting federal
requirements and does not impose additional requirements beyond those
imposed by state law. For that reason, this proposed action:
Is not a ``significant regulatory action'' subject to
review by the Office of Management and Budget under Executive Order
12866 (58 FR 51735, October 4, 1993);
Does not impose an information collection burden under the
provisions of the Paperwork Reduction Act (44 U.S.C. 3501 et seq.);
Is certified as not having a significant economic impact
on a substantial number of small entities under the Regulatory
Flexibility Act (5 U.S.C. 601 et seq.);
Does not contain any unfunded mandate or significantly or
uniquely affect small governments, as described in the Unfunded
Mandates Reform Act of 1995 (Pub. L. 104-4);
Does not have Federalism implications as specified in
Executive Order 13132 (64 FR 43255, August 10, 1999);
Is not an economically significant regulatory action based
on health or safety risks subject to Executive Order 13045 (62 FR
19885, April 23, 1997);
Is not a significant regulatory action subject to
Executive Order 13211 (66 FR 28355, May 22, 2001);
Is not subject to requirements of Section 12(d) of the
National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272
note) because application of those requirements would be inconsistent
with the CAA; and
Does not provide EPA with the discretionary authority to
address, as appropriate, disproportionate human health or environmental
effects, using practicable and legally permissible methods, under
Executive Order 12898 (59 FR 7629, February 16, 1994).
In addition, this proposed rule does not have tribal implications
as specified by Executive Order 13175 (65 FR 67249, November 9, 2000),
because the SIP is not approved to apply in Indian country located in
the state, and EPA notes that it will not impose substantial direct
costs on tribal governments or preempt tribal law.
List of Subjects in 40 CFR Part 52
Environmental protection, Air pollution control, Intergovernmental
relations, Nitrogen dioxide, Particulate Matter, Reporting and
recordkeeping requirements, Volatile organic compounds.
Authority: 42 U.S.C. 7401 et seq.
Dated: August 1, 2012.
A. Stanley Meiburg,
Acting Regional Administrator, Region 4.
[FR Doc. 2012-19565 Filed 8-8-12; 8:45 am]
BILLING CODE 6560-50-P