Findings of Research Misconduct, 46438-46439 [2012-18990]

Download as PDF 46438 Federal Register / Vol. 77, No. 150 / Friday, August 3, 2012 / Notices A Federal Reserve Bank of New York (Ivan Hurwitz, Vice President) 33 Liberty Street, New York, New York 10045–0001: 1. Westpac Banking Corporation, Sydney, Australia, to engage de novo through Westpac Capital Markets LLC, New York, New York in securities brokerage and riskless principal transactions, pursuant to Sections 225.28(b)(7)(i) and 225.28(b)(7)(ii) of Regulation Y. Board of Governors of the Federal Reserve System, July 30, 2012. Robert deV. Frierson, Deputy Secretary of the Board. [FR Doc. 2012–18933 Filed 8–2–12; 8:45 am] Columbia Parkway, MS C–46, Cincinnati, OH 45226, Telephone 877– 222–7570. Information requests can also be submitted by email to DCAS@CDC.GOV. John Howard, Director, National Institute for Occupational Safety and Health. [FR Doc. 2012–19045 Filed 8–2–12; 8:45 am] BILLING CODE 4163–19–P DEPARTMENT OF HEALTH AND HUMAN SERVICES Office of the Secretary Findings of Research Misconduct BILLING CODE 6210–01–P Office of the Secretary, HHS. Notice. AGENCY: ACTION: DEPARTMENT OF HEALTH AND HUMAN SERVICES Final Effect of Designation of a Class of Employees for Addition to the Special Exposure Cohort National Institute for Occupational Safety and Health (NIOSH), Centers for Disease Control and Prevention, Department of Health and Human Services (HHS). ACTION: Notice. AGENCY: HHS gives notice concerning the final effect of the HHS decision to designate a class of employees from the Feed Materials Production Center in Fernald, Ohio, as an addition to the Special Exposure Cohort (SEC) under the Energy Employees Occupational Illness Compensation Program Act of 2000. On June 27, 2012, as provided for under 42 U.S.C. 7384q(b), the Secretary of HHS designated the following class of employees as an addition to the SEC: SUMMARY: TKELLEY on DSK3SPTVN1PROD with NOTICES All employees of DOE, its predecessor agencies, and their contractors, or subcontractors who worked at the Feed Materials Production Center (FMPC) in Fernald, Ohio, from January 1, 1968 through December 31, 1978, for a number of work days aggregating at least 250 work days, occurring either solely under this employment, or in combination with work days within the parameters established for one or more other classes of employees included in the Special Exposure Cohort. This designation became effective on July 27, 2012, as provided for under 42 U.S.C. 7384l(14)(C). Hence, beginning on July 27, 2012, members of this class of employees, defined as reported in this notice, became members of the SEC. FOR FURTHER INFORMATION CONTACT: Stuart L. Hinnefeld, Director, Division of Compensation Analysis and Support, National Institute for Occupational Safety and Health (NIOSH), 4676 VerDate Mar<15>2010 17:33 Aug 02, 2012 Jkt 226001 Notice is hereby given that the Office of Research Integrity (ORI) has taken final action in the following case: Mepur H. Ravindranath, Ph.D., John Wayne Cancer Institute: Based on the report of an investigation conducted by the John Wayne Cancer Institute (JWCI) and additional analysis conducted by ORI in its oversight review, ORI found that Dr. Mepur H. Ravindranath, former Director of the Laboratory of Glycoimmunotheraphy, JWCI, engaged in research misconduct in research supported by National Cancer Institute (NCI), National Institutes of Health (NIH), awards R21 CA107316 and R03 CA107831. ORI found that the Respondent engaged in research misconduct by falsifying results reported for research supported by U.S. Public Health Service (PHS) grants R21 CA107316 and R03 CA107831, in progress reports for those grants and in two publications in scientific journals. It is expressly understood that by entering into a Voluntary Settlement Agreement (Agreement), Respondent is not admitting to any of the allegations made against him by JWCI and/or ORI, or any of their respective agents, employees, associates, or related persons, including but not limited to the findings made by ORI listed in the Agreement. Respondent agreed to enter into the Agreement and not to contest the findings contained therein solely because contesting the findings would cause Respondent undue financial hardship and stress, and Respondent wished to seek finality. SUMMARY: Specifically 1. Respondent falsified the number of subjects accrued in the double-blind study reported in the paper PO 00000 Frm 00066 Fmt 4703 Sfmt 4703 Ravindranath, M.H., Muthugounder, S., Presser, N., Ye, X., Brosman, S., & Morton, D.L. ‘‘Endogenous immune response to gangliosides in patients with confined prostate cancer.’’ Int. J. Cancer 166:368–377, 2005 (subsequently referred to as the ‘‘IJC paper) and later reviewed in Ravindranath, M.H. Yesowitch, P., Sumobay, C., & Morton, D.L. ‘‘Glycoimmunomics of human cancer: Current concepts and future perspectives.’’ Future Oncology 3(2):201–214, 2007 (subsequently referred to as the ‘‘Future Oncology paper’’), by reporting data of 7 of 63 patients with serial bleeds taken at different points in time and reporting that the values from the 7 patients were for different patients. This same reporting data of individual patients with serial bleeds taken at different points in time and reporting that those values were for different patients was presented in the CA107316 and CA107831 final reports. 2. The methodology used for the Tables of ANOVA results comparing Log Titers of IgM antibodies for the different subject groups in the IJC and Future Oncology papers and the CA107316 and CA107831 final reports is incorrect and false, since the papers and reports fail to state that the results are not for a simple ANOVA but include various degrees of repeated measures on the variables. 3. In Table 1 of the CA107831 Final Report, Respondent reported mean log titer values for GM1b for healthy, BHP, and T3/4 CaP patients. These values exactly matched with values published for a different ganglioside, GM1, for healthy, BHP, and T3/4 CaP patients, earlier in the IJC (Table II) and Future Oncology publications. The only exception was the log titer value for T1/ 2 CaP patients for GM1b (n = 20), which matched with the earlier published mean log titer value for GT1b (6.22 ± 1.40; n = 36). ORI finds the pairwisedifference in the log titer values of GM1b between the T1/2 CaP and healthy patients, claimed to be significant (p<0.01), to therefore be incorrect and false. Respondent contends otherwise. 4. Because Respondent included serial bleed values from individual patients in Table 1 of the IJC paper, the summary data for anti-ganglioside antibody values, and the statistical analyses derived from them in Tables II and III of the IJC paper, Tables 1 and 2 of the Future Oncology paper, published Tables A and B of the CA107316 final report, and Tables 1 and 2B of the CA107831 final report are incorrect and false. The inclusion of serial bleeds from E:\FR\FM\03AUN1.SGM 03AUN1 Federal Register / Vol. 77, No. 150 / Friday, August 3, 2012 / Notices individual patients in Table 1 of the IJC paper and their inappropriate impact on the antibody values reported in Table II of the IJC paper were reported in detail by Respondent to the Managing Editor in IJC in email communications dated September 24 and 29, 2008. Dr. Ravindranath has entered into a Voluntary Settlement Agreement and has voluntarily agreed for a period of three (3) years, beginning on July 2, 2012: (1) To have any PHS-supported research supervised; Respondent agreed that prior to the submission of an application for PHS support for a research project on which the Respondent’s participation is proposed and prior to Respondent’s participation in any capacity on PHS-supported research, Respondent shall ensure that a plan for supervision of Respondent’s duties is submitted to ORI for approval; the supervision plan must be designed to ensure the scientific integrity of Respondent’s research contribution; Respondent agreed that he shall not participate in any PHS-supported research until such a supervision plan is submitted to and approved by ORI; Respondent agreed to maintain responsibility for compliance with the agreed upon supervision plan; (2) That any institution employing him shall submit, in conjunction with each application for PHS funds, or report, manuscript, or abstract involving PHS- supported research in which Respondent is involved, a certification to ORI that the data provided by Respondent are based on actual experiments or are otherwise legitimately derived, that the data, procedures, and methodology are accurately reported in the application, report, manuscript, or abstract, and that the text in such submissions is his own or properly cites the source of copied language and ideas; and (3) To exclude himself voluntarily from serving in any advisory capacity to PHS including, but not limited to, service on any PHS advisory committee, board, and/or peer review committee, or as a consultant. TKELLEY on DSK3SPTVN1PROD with NOTICES FOR FURTHER INFORMATION CONTACT: Director, Division of Investigative Oversight, Office of Research Integrity, 1101 Wootton Parkway, Suite 750, Rockville, MD 20852, (240) 453–8800. John Dahlberg, Director, Division of Investigative Oversight, Office of Research Integrity. [FR Doc. 2012–18990 Filed 8–2–12; 8:45 am] BILLING CODE 4150–31–P VerDate Mar<15>2010 17:33 Aug 02, 2012 Jkt 226001 DEPARTMENT OF HEALTH AND HUMAN SERVICES Decision To Evaluate a Petition To Designate a Class of Employees From the Baker Brothers Site in Toledo, Ohio, To Be Included in the Special Exposure Cohort National Institute for Occupational Safety and Health (NIOSH), Centers for Disease Control and Prevention, Department of Health and Human Services. ACTION: Notice. AGENCY: NIOSH gives notice as required by 42 CFR 83.12(e) of a decision to evaluate a petition to designate a class of employees from the Bakers Brothers site in Toledo, Ohio, to be included in the Special Exposure Cohort under the Energy Employees Occupational Illness Compensation Program Act of 2000. The initial proposed definition for the class being evaluated, subject to revision as warranted by the evaluation, is as follows: Facility: Baker Brothers. Location: Toledo, Ohio. Job Titles and/or Job Duties: All employees who worked in any area. Period of Employment: June 1, 1943 to December 31, 1996. FOR FURTHER INFORMATION CONTACT: Stuart L. Hinnefeld, Director, Division of Compensation Analysis and Support, National Institute for Occupational Safety and Health, 4676 Columbia Parkway, MS C–46, Cincinnati, OH 45226, Telephone 877–222–7570. Information requests can also be submitted by email to DCAS@CDC.GOV. SUMMARY: John Howard, Director, National Institute for Occupational Safety and Health. [FR Doc. 2012–19047 Filed 8–2–12; 8:45 am] BILLING CODE 4163–19–P DEPARTMENT OF HEALTH AND HUMAN SERVICES Centers for Medicare & Medicaid Services [CMS–6042–N] Medicare Program; Prior Authorization for Power Mobility Device (PMD) Demonstration Centers for Medicare & Medicaid Services (CMS), HHS. ACTION: Notice. AGENCY: This notice announces a 3year Medicare Prior Authorization for Power Mobility Device (PMD) SUMMARY: PO 00000 Frm 00067 Fmt 4703 Sfmt 4703 46439 Demonstration for certain PMD codes in seven states where there have been high incidences of fraudulent claims and improper payments DATES: This demonstration begins on September 1, 2012. FOR FURTHER INFORMATION CONTACT: Daniel Schwartz, 410–786–4197. Questions regarding the Medicare Prior Authorization for PMD Demonstration should be sent to pademo@cms.hhs.gov. SUPPLEMENTARY INFORMATION: I. Background Power Mobility Devices have had historically high incidents of fraud and improper payments. PMD suppliers also continue to be subject to significant law enforcement investigation. The Health Care Fraud Prevention and Enforcement Action Team (HEAT) Task Force was launched in May 2009 and is co-chaired by the Deputy Secretary of HHS and the Deputy Attorney General of DOJ. Medicare Fraud Strike Force teams are a key component of HEAT, since their inception and based on data driven investigations, prosecutors have filed more than 600 cases charging more than 1,150 defendants who collectively billed the Medicare program more than $2.9 billion in fraudulent claims. DME is a primary focus of investigation for these strike forces. The Comprehensive Error Rate Testing (CERT) Program noted in a 2010 Report 1 that 92.6 percent of claims for motorized wheelchairs did not meet Medicare coverage requirements. Although we recognize that many improper payments are not the result of willful fraud, this error rate represents over $822 million dollars in estimated improper payments. II. Legislative Authority Section 402(a)(1)(J) of the Social Security Amendments of 1967, 42 U.S.C. 1395b–1(a)(1)(J), authorizes the Secretary to conduct demonstrations designed to develop or demonstrate improved methods for the investigation and prosecution of fraud in the provision of care or services provided under the Medicare program. We plan to conduct a demonstration that implements a prior authorization process for power mobility devices (PMDs), an area with historically high levels of fraud and improper payments, to develop improved methods for the investigation and prosecution of fraud 1 https://www.cms.gov/Research-Statistics-Dataand-Systems/Monitoring-Programs/CERT/ Downloads/CERT_Nov_2010_Appendix_-final.pdf Supplemental Appendix, Table B2. E:\FR\FM\03AUN1.SGM 03AUN1

Agencies

[Federal Register Volume 77, Number 150 (Friday, August 3, 2012)]
[Notices]
[Pages 46438-46439]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-18990]


-----------------------------------------------------------------------

DEPARTMENT OF HEALTH AND HUMAN SERVICES

Office of the Secretary


Findings of Research Misconduct

AGENCY: Office of the Secretary, HHS.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: Notice is hereby given that the Office of Research Integrity 
(ORI) has taken final action in the following case:
    Mepur H. Ravindranath, Ph.D., John Wayne Cancer Institute: Based on 
the report of an investigation conducted by the John Wayne Cancer 
Institute (JWCI) and additional analysis conducted by ORI in its 
oversight review, ORI found that Dr. Mepur H. Ravindranath, former 
Director of the Laboratory of Glycoimmunotheraphy, JWCI, engaged in 
research misconduct in research supported by National Cancer Institute 
(NCI), National Institutes of Health (NIH), awards R21 CA107316 and R03 
CA107831.
    ORI found that the Respondent engaged in research misconduct by 
falsifying results reported for research supported by U.S. Public 
Health Service (PHS) grants R21 CA107316 and R03 CA107831, in progress 
reports for those grants and in two publications in scientific 
journals.
    It is expressly understood that by entering into a Voluntary 
Settlement Agreement (Agreement), Respondent is not admitting to any of 
the allegations made against him by JWCI and/or ORI, or any of their 
respective agents, employees, associates, or related persons, including 
but not limited to the findings made by ORI listed in the Agreement. 
Respondent agreed to enter into the Agreement and not to contest the 
findings contained therein solely because contesting the findings would 
cause Respondent undue financial hardship and stress, and Respondent 
wished to seek finality.

Specifically

    1. Respondent falsified the number of subjects accrued in the 
double-blind study reported in the paper Ravindranath, M.H., 
Muthugounder, S., Presser, N., Ye, X., Brosman, S., & Morton, D.L. 
``Endogenous immune response to gangliosides in patients with confined 
prostate cancer.'' Int. J. Cancer 166:368-377, 2005 (subsequently 
referred to as the ``IJC paper) and later reviewed in Ravindranath, 
M.H. Yesowitch, P., Sumobay, C., & Morton, D.L. ``Glycoimmunomics of 
human cancer: Current concepts and future perspectives.'' Future 
Oncology 3(2):201-214, 2007 (subsequently referred to as the ``Future 
Oncology paper''), by reporting data of 7 of 63 patients with serial 
bleeds taken at different points in time and reporting that the values 
from the 7 patients were for different patients. This same reporting 
data of individual patients with serial bleeds taken at different 
points in time and reporting that those values were for different 
patients was presented in the CA107316 and CA107831 final reports.
    2. The methodology used for the Tables of ANOVA results comparing 
Log Titers of IgM antibodies for the different subject groups in the 
IJC and Future Oncology papers and the CA107316 and CA107831 final 
reports is incorrect and false, since the papers and reports fail to 
state that the results are not for a simple ANOVA but include various 
degrees of repeated measures on the variables.
    3. In Table 1 of the CA107831 Final Report, Respondent reported 
mean log titer values for GM1b for healthy, BHP, and T3/4 CaP patients. 
These values exactly matched with values published for a different 
ganglioside, GM1, for healthy, BHP, and T3/4 CaP patients, earlier in 
the IJC (Table II) and Future Oncology publications. The only exception 
was the log titer value for T1/2 CaP patients for GM1b (n = 20), which 
matched with the earlier published mean log titer value for GT1b (6.22 
 1.40; n = 36). ORI finds the pairwise-difference in the 
log titer values of GM1b between the T1/2 CaP and healthy patients, 
claimed to be significant (p<0.01), to therefore be incorrect and 
false. Respondent contends otherwise.
    4. Because Respondent included serial bleed values from individual 
patients in Table 1 of the IJC paper, the summary data for anti-
ganglioside antibody values, and the statistical analyses derived from 
them in Tables II and III of the IJC paper, Tables 1 and 2 of the 
Future Oncology paper, published Tables A and B of the CA107316 final 
report, and Tables 1 and 2B of the CA107831 final report are incorrect 
and false. The inclusion of serial bleeds from

[[Page 46439]]

individual patients in Table 1 of the IJC paper and their inappropriate 
impact on the antibody values reported in Table II of the IJC paper 
were reported in detail by Respondent to the Managing Editor in IJC in 
email communications dated September 24 and 29, 2008.
    Dr. Ravindranath has entered into a Voluntary Settlement Agreement 
and has voluntarily agreed for a period of three (3) years, beginning 
on July 2, 2012:
    (1) To have any PHS-supported research supervised; Respondent 
agreed that prior to the submission of an application for PHS support 
for a research project on which the Respondent's participation is 
proposed and prior to Respondent's participation in any capacity on 
PHS-supported research, Respondent shall ensure that a plan for 
supervision of Respondent's duties is submitted to ORI for approval; 
the supervision plan must be designed to ensure the scientific 
integrity of Respondent's research contribution; Respondent agreed that 
he shall not participate in any PHS-supported research until such a 
supervision plan is submitted to and approved by ORI; Respondent agreed 
to maintain responsibility for compliance with the agreed upon 
supervision plan;
    (2) That any institution employing him shall submit, in conjunction 
with each application for PHS funds, or report, manuscript, or abstract 
involving PHS- supported research in which Respondent is involved, a 
certification to ORI that the data provided by Respondent are based on 
actual experiments or are otherwise legitimately derived, that the 
data, procedures, and methodology are accurately reported in the 
application, report, manuscript, or abstract, and that the text in such 
submissions is his own or properly cites the source of copied language 
and ideas; and
    (3) To exclude himself voluntarily from serving in any advisory 
capacity to PHS including, but not limited to, service on any PHS 
advisory committee, board, and/or peer review committee, or as a 
consultant.

FOR FURTHER INFORMATION CONTACT:  Director, Division of Investigative 
Oversight, Office of Research Integrity, 1101 Wootton Parkway, Suite 
750, Rockville, MD 20852, (240) 453-8800.

John Dahlberg,
Director, Division of Investigative Oversight, Office of Research 
Integrity.
[FR Doc. 2012-18990 Filed 8-2-12; 8:45 am]
BILLING CODE 4150-31-P
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