Endangered and Threatened Wildlife and Plants; Listing Foreign Bird Species in Peru and Bolivia as Endangered Throughout Their Range, 43433-43467 [2012-17402]
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Vol. 77
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Part II
Department of the Interior
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Fish and Wildlife Service
50 CFR Part 17
Endangered and Threatened Wildlife and Plants; Listing Foreign Bird
Species in Peru and Bolivia as Endangered Throughout Their Range;
Final Rule
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43434
Federal Register / Vol. 77, No. 142 / Tuesday, July 24, 2012 / Rules and Regulations
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[Docket No. FWS–R9–IA–2009–0059;
4500030115]
RIN 1018–AV77
Endangered and Threatened Wildlife
and Plants; Listing Foreign Bird
Species in Peru and Bolivia as
Endangered Throughout Their Range
Fish and Wildlife Service,
Interior.
ACTION: Final rule.
AGENCY:
We, the U.S. Fish and
Wildlife Service (We or Service),
determine endangered status for the
following six South American bird
species (collectively referred to as
species for purposes of this final rule)
under the Endangered Species Act of
1973, as amended (Act): Ash-breasted
´
tit-tyrant (Anairetes alpinus), Junın
´
grebe (Podiceps taczanowskii), Junın
rail (Laterallus tuerosi), Peruvian
plantcutter (Phytotoma raimondii),
royal cinclodes (Cinclodes aricomae),
and white-browed tit-spinetail
(Leptasthenura xenothorax). These
species are in danger of extinction
throughout all of their ranges. All six
species are native to Peru. The ashbreasted tit-tyrant and royal cinclodes
are also native to Bolivia.
DATES: This rule becomes effective
August 23, 2012.
ADDRESSES: This final rule is available
on the Internet at https://
www.regulations.gov. Comments and
materials received, as well as supporting
documentation used in the preparation
of this rule, are available for public
inspection at https://
www.regulations.gov or by appointment,
during normal business hours at: U.S.
Fish and Wildlife Service, Endangered
Species Program, 4401 N. Fairfax Drive,
Suite 400, Arlington, VA 22203.
FOR FURTHER INFORMATION CONTACT:
Janine Van Norman, Chief, Branch of
Foreign Species, Endangered Species
Program, U.S. Fish and Wildlife Service,
4401 North Fairfax Drive, Room 420,
Arlington, VA 22203. If you use a
telecommunications device for the deaf
(TDD), call the Federal Information
Relay Service (FIRS) at 800–877–8339.
SUPPLEMENTARY INFORMATION:
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SUMMARY:
Executive Summary
On January 5, 2010, we published a
proposed rule (75 FR 606) to list these
six foreign bird species as endangered:
´
Ash-breasted tit-tyrant, Junın grebe,
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´
Junın rail, Peruvian plantcutter, royal
cinclodes, and white-browed titspinetail. These species are all native to
Peru. The ash-breasted tit-tyrant and
royal cinclodes are also native to
Bolivia. Each of these six species is
affected by the loss and degradation of
habitat. In addition to severely
contracted ranges and distributions of
these species, their small, declining
populations are an additional threat to
their survival.
This action is authorized by the
Endangered Species Act of 1973 (Act)
(16 U.S.C. 1531 et seq.), as amended. It
affects part 17, subchapter B of chapter
I, title 50 of the Code of Federal
Regulations.
These six foreign bird species will be
listed as endangered under the Act.
Background
On January 5, 2010, we published a
proposed rule (75 FR 606) to list these
six species as endangered: Ash-breasted
´
tit-tyrant (Anairetes alpinus), Junın
´
grebe (Podiceps taczanowskii), Junın
rail (Laterallus tuerosi), Peruvian
plantcutter (Phytotoma raimondii),
royal cinclodes (Cinclodes aricomae),
and white-browed tit-spinetail
(Leptasthenura xenothorax). These
species are all native to Peru. The ashbreasted tit-tyrant and royal cinclodes
are also native to Bolivia.
We opened the public comment
period on the proposed rule for 60 days,
which ended March 8, 2010, to allow all
interested parties an opportunity to
comment on the proposed rule.
We are addressing these six species
under a single rule for efficiency. Each
of these species is affected by similar
threats. The major threat to these
species is the loss and degradation of
habitat. In addition to severely
contracted ranges and distributions of
these species, their small, declining
populations are an additional threat. In
this rule, we combined the evaluation of
species that face similar threats within
the same general habitat type and
geographic area into one section to
maximize our limited staff resources.
Previous Federal Actions
On May 6, 1991, we received a
petition (the 1991 petition) from the
International Council for Bird
Preservation (ICBP) to add 53 foreign
bird species to the List of Endangered
and Threatened Wildlife, including the
six Peruvian bird species that are the
subject of this proposed rule. In
response to the 1991 petition, we
published a substantial 90-day finding
on December 16, 1991 (56 FR 65207), for
all 53 species and initiated a status
review. On March 28, 1994 (59 FR
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14496), we published a 12-month
finding on the 1991 petition, along with
a proposed rule to list 30 African birds
under the Act (which included 15
species from the 1991 petition). In that
document, we announced our finding
that listing the remaining 38 species
from the 1991 petition, including the six
Peruvian bird species that are the
subject of this proposed rule, was
warranted but precluded by higher
priority listing actions. We made a
subsequent warranted-but-precluded
finding for all outstanding foreign
species from the 1991 petition,
including the six Peruvian bird species
that are the subject of this proposed
rule, as published in our annual notice
of review (ANOR) of foreign species on
May 21, 2004 (69 FR 29354).
Per the Service’s listing priority
guidelines (September 21, 1983; 48 FR
43098), our 2007 ANOR (77 FR 20184,
April 23, 2007) identified the listing
priority numbers (LPNs) (ranging from 1
to 12) for all outstanding foreign
species. The six Peruvian bird species
that are the subject of this proposed rule
were designated with an LPN of 2, and
we determined that their listing
continued to be warranted but
precluded because of other listing
actions. A listing priority of 2 indicates
that the species faces imminent threats
of high magnitude. With the exception
of the listing priority ranking of 1,
which addresses monotypic genera that
face imminent threats of high
magnitude, LPN categories 2 and 3 are
among the Service’s highest priorities
for listing.
On July 29, 2008 (73 FR 44062), we
published in the Federal Register a
notice announcing our annual petition
findings for foreign species. In that
notice, we announced listing to be
warranted for 30 foreign bird species,
including the six Peruvian bird species
that are the subject of this proposed
rule, and stated that we would promptly
publish proposals to list these 30 taxa.
In selecting these six species from the
list of warranted-but-precluded species,
we took into consideration the
magnitude and immediacy of the threats
to the species, consistent with the
Service’s listing priority guidelines.
On September 8, 2008, the Service
received a 60-day notice of intent to sue
from the Center for Biological Diversity
(CBD) and Peter Galvin over violations
of section 4 of the Act for the Service’s
failure to promptly publish listing
proposals for the 30 warranted species
identified in our 2008 ANOR. Under a
settlement agreement approved by the
U.S. District Court for the Northern
District of California on June 15, 2009,
(CBD et al. v. Salazar, 09–CV–02578–
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CRB), we were required to submit to the
Federal Register proposed listing rules
´
for the ash-breasted tit-tyrant, Junın
´
grebe, Junın rail, Peruvian plantcutter,
royal cinclodes, and white-browed titspinetail by December 29, 2009. That
proposed rule published on January 5,
2010 (75 FR 606).
Summary of Changes From the
Proposed Rule
This final rule incorporates changes to
our proposed listing based on new
information located on these species
since the proposed rule was published,
including comments and information
received from peer reviewers. In order
to be concise and efficient, we are
incorporating by reference background
information that was published on these
six species in the proposed rule, 75 FR
606, published January 5, 2010. Species
descriptions, taxonomy, and habitat and
life history may be found in the
proposed rule, unless we are making
technical corrections or incorporating
new information. In this final rule, we
included new information on recent
location data for the royal cinclodes. We
also updated the population estimates,
range, and conservation status on the
other species.
We also changed the format of this
final rule to make it more readable,
particularly in light of the Plain Writing
Act of 2010 (Executive Order 13563).
We organized it first by species
descriptions for all six species, and then
by the evaluation of factors affecting the
species. We organized the threats
evaluation for these six species (also
known as the five-factor analysis, see
Section 4(a)(1) of the Act), primarily by
three habitat types and locations for
efficiency. Three species occur in
Polylepis forest, two species occur at
´
Lake Junın, and the Peruvian plantcutter
is evaluated on its own due to its unique
habitat requirements and distribution.
Because each habitat experiences
similar threats, for each threat factor, we
identified and evaluated those factors
that affect these species within the
particular habitat and that are common
to all of the species within that habitat.
For example, the degradation of habitat
and habitat loss are threats to all six
species. We also identified and
evaluated threats that may be unique to
certain species, but that may not apply
to all of the species addressed in this
final rule. For example, the Peruvian
plantcutter is the only species addressed
in this rule that is found in the
northwestern coast of Peru, and we have
addressed threats that are unique to that
species specifically. Lastly, we included
range maps for each species to better
identify their ranges to the public.
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Summary of Comments and
Recommendations
In the proposed rule that published
on January 5, 2010 (75 FR 606), we
requested that all interested parties
submit information that might
contribute to the development of a final
rule. We also contacted appropriate
scientific experts and organizations and
invited them to comment on the
proposed listings.
We received three comments on the
proposed rule from the public. One
comment from the public expressed
support for the proposed listings but
provided no substantive information.
One commenter requested that we take
climate change into account when
evaluating threats to these species.
Although the science of climate change
is still uncertain with respect to how it
will affect the long-term viability of
species and the ecosystems upon which
they depend, the Service did consider
effects of climate change to these
species in this final rule.
The other comment received from the
public was also non-substantive—the
commenter asked why these species
should be listed under the Act if they
are not native to the United States. The
Act provides for the listing of any
species that qualifies as an endangered
or threatened species, regardless of its
native range. Protections under the Act
apply to species not native to the United
States and include restrictions on
importation into the United States; sale
or offer for sale in foreign commerce;
and delivery, receipt, carrying,
transport, or shipment in foreign
commerce and in the course of a
commercial activity. Listing also serves
to heighten awareness of the importance
of conserving these species among
foreign governments, conservation
organizations, and the public.
43435
history, population estimates, threat
factors, and current conservation efforts
were provided and also incorporated
into this rule. In response to a comment
from a peer reviewer who thought that
the proposed rule was difficult to read,
we have tried to reorganize our
evaluation and finding in a clearer
manner in this final rule.
Species Information
Below is a description of each species.
The species are described in
alphabetical order, beginning with the
ash-breasted tit-tyrant, followed by the
´
´
Junın grebe, Junın rail, Peruvian
plantcutter, royal cinclodes, and the
white-browed tit-spinetail.
I. Ash-breasted tit-tyrant (Anairetes
alpinus)
Species Description
The ash-breasted tit-tyrant, locally
known as ‘‘torito pechicenizo,’’ is a
small New World tyrant flycatcher in
the Tyrannidae family that is native to
high-altitude woodlands of the Bolivian
and Peruvian Andes (BirdLife
International (BLI) 2000, p. 392; Collar
et al. 1992, p. 753; del Hoyo et al. 2004,
˚
pp. 170, 281; Fjeldsa and Krabbe 1990,
pp. 468–469; InfoNatura 2007, p. 1;
Supreme Decree No. 034–2004–AG
2004, p. 276854). The sexes are similar,
with adults approximately 13
centimeters (cm) (5 inches (in)) in
length, with dark gray, inconspicuously
black-streaked upperparts (BLI 2009o,
p. 1; del Hoyo et al. 2004, p. 281). The
two subspecies (see Taxonomy) are
distinguished by their underbelly color,
which is yellowish-white in the
nominate subspecies and white in the
other (BLI 2009o, p. 1). Juvenile
plumage is duller in appearance, but is
otherwise similar to the adult coloration
(del Hoyo et al. 2004, p. 281).
Peer Review
Taxonomy
In accordance with our policy
published on July 1, 1994 (59 FR
34270), we solicited expert opinions
from six knowledgeable individuals
with scientific expertise that included
familiarity with one or more of these six
species, the geographic region in which
the species occur, and conservation
biology principles. We received
responses from four peer reviewers. The
peer reviewers generally agreed that the
description of the biology and habitat
for each species was accurate and was
based on the best available information.
New location data were provided for the
royal cinclodes, and we incorporated
the information into the rule.
Supporting data and information such
as the species’ biology, ecology, life
When the species was first
taxonomically described by Carriker
(1933, pp. 27–29), it was placed in its
own genus, Yanacea. It was not until
the 1960s that Yanacea was merged into
Anairetes (a genus long-known as
Spizitornis) by Meyer de Schauensee
(1966, p. 376). Some contemporary
researchers have suggested retaining the
˚
species within Yanacea (Fjeldsa and
Krabbe 1990, p. 468). Smith (1971,
pp. 269, 275) and Roy et al. (1999, p. 74)
confirmed that the ash-breasted tit
tyrant is a valid species based on its
phylogenetic placement and degree of
genetic divergence from other species of
Anairetes, and recent texts continue to
place it in Anairetes (e.g., del Hoyo et
al. 2004, p. 281). Therefore, we accept
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the species as Anairetes alpinus, which
follows the Integrated Taxonomic
Information System (ITIS 2009, p. 1).
Two subspecies are recognized,
including, A. alpinus alpinus (the
nominate subspecies) and A. alpinus
bolivianus. These subspecies occur in
two widely separated areas (see Current
Range) (ITIS 2009, p. 1; del Hoyo et al.
2004, p. 281) and are distinguished by
the color of their underbellies (see
Taxonomy) (BLI 2009o, p. 1).
Habitat and Life History
Density of foliage rather than size of
tree seems to be an important factor for
˚
this species (Fjeldsa 2010 pers. comm.).
This species forages in the terminal
branches and outer foliage, usually in
the treetops but also at ground level at
the edges of dense forest patches. In
areas where all trees have been cut, it
forages in the dense regrowth near
ground level. In general, these patches
are found in a zone of persistent
cloudiness, in places with difficult
˚
accessibility and few people (Fjeldsa
2010 pers. comm.).
In west-central Peru, the species
occurs in the Cordilleras (mountains in
Spanish) Central and Occidental (in the
Peruvian Administrative Regions of
´
Ancash, Huanuco, La Libertad, and
Lima) (BLI 2009, p. 1; del Hoyo et al.
2004, p. 281). Until 1992, the taxon in
this locality was highly localized and
known only in Ancash Region (Collar et
al. 1992, p. 753). The species was
subsequently reported in other regions
between 2003 and 2007, such as Lima,
´
Huanuco, and Libertad (BLI 2009i, p. 1;
BLI 2007, pp. 1, 5; del Hoyo et al. 2004,
p. 281). There is little remaining
Polylepis habitat in its elevational zone
in the humid east Andean slope of
Puno, so there may be a large
distribution gap there today (Purcell and
Brelsford 2004, p. 155).
The ash-breasted tit-tyrant is
restricted to remnant patches of
semihumid Polylepis or Polylepis–
Gynoxys woodlands of Peru and Bolivia
(See https://www.birdlife.org/datazone/
speciesfactsheet.php?id=4173 for a
range map of the species), where the
species is found at elevations between
3,700 and 4,600 meters (m) (12,139 and
15,092 feet (ft)) above sea level. It is
found in severely fragmented and local
populations in remote valleys in the
Andes (Benham et al. 2011, p. 145;
Association Armonia 2011, p. 1;
InfoNatura 2007, p. 1; del Hoyo et al.
2004, pp. 170, 281; Collar et al. 1992,
˚
p. 753; Fjeldsa and Krabbe 1990, pp.
468–469). The genus Polylepis (locally
˜
referred to as ‘‘queuna’’) (Aucca and
Ramsay 2005, p. 1), in the Rosaceae
family, comprises approximately 20
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species of evergreen bushes and trees
(Kessler and Schmidt-Lebuhn 2006, pp.
1–2; De la Via 2004, p. 10; Kessler 1998,
p. 1), 19 of which occur in Peru (Chutas
et al. 2008, p. 3). In Bolivia, the ashbreasted tit-tyrant is associated only
with P. pepei forests, but the bird is
found among a greater variety of
Polylepis species in Peru (Chutas et al.
´
2008, p. 16; I. Gomez, in litt. 2007,
p. 1). The average Polylepis species are
3–10 m (10–33 ft) tall, but may grow to
a height of 36 m (118 ft) (Purcell et al.
2004, p. 455). P. pepei is considered
vulnerable by IUCN and is described as
rare. The genus Gynoxys includes
several species of flowering shrubs. The
ash-breasted tit-tyrant is known to exist
in disjunct areas: West-central Peru and
in suitable habitat stretching from
southern Peru into northern Bolivia
(Benham et al. 2011, pp. 145–157; del
Hoyo et al. 2004, p. 281).
Polylepis woodlands occur as dense
forests, as open-canopied stands with
more arid understories, or as shrubland
with scattered trees (De la Via 2004, pp.
˚
10–11; Fjeldsa and Kessler 1996, as
˚
cited in Fjeldsa 2002a, p. 113; Lloyd and
Marsden in press, as cited in Lloyd
2008, p. 532). Ash-breasted tit-tyrants
˚
prefer dense Polylepis forests (Fjeldsa
2002a, p. 114; Smith 1971, p. 269),
which often include a mixture of
Gynoxys trees (no common name), in
the Asteraceae family (International
Plant Names Index (IPNI) 2009, p. 1; De
la Via 2004, pp. 10). Dense Polylepis
woodlands are characterized by mossor vine-laden vegetation, with a shaded
understory and a rich diversity of
insects, making good feeding grounds
for insectivorous birds (De la Via 2004,
p. 10), such as the ash-breasted tit-tyrant
(BLI 2009o, p. 1; Lloyd 2008, p. 535).
There is little information about the
ecology and breeding behavior of the
ash-breasted tit-tyrant. The species’
territory ranges from 1–2 hectares (ha)
(2.5–5 acres (ac)) (BLI 2009o, p. 1). The
breeding season appears to occur during
late dry season (Collar et al. 1992,
p. 754)—November and December (BLI
2009o, p. 1). Juveniles have been
observed in March and July (del Hoyo
et al. 2004, p. 281; Collar et al. 1992,
p. 754). Although species-specific
information is not available, tit-tyrant
nests are generally finely woven, open
˚
cups, built in a bush (Fjeldsa and
Krabbe 1990, p. 468).
The ash-breasted tit-tyrant forages
alone, in family groups, and sometimes
in mixed-species flocks. The bird takes
short flights, either hovering or perching
to consume invertebrates near the tops
and outer edges of Polylepis shrubs and
trees (BLI 2009o, p. 1; Lloyd 2008,
p. 535; del Hoyo et al. 2004, p. 281;
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˚
Engblom et al. 2002, p. 58; Fjeldsa and
Krabbe 1990, p. 468). In winter, when
invertebrate populations diminish, tit˚
tyrants may also forage on seeds (Fjeldsa
and Krabbe 1990, p. 468).
Historical Range and Distribution
The ash-breasted tit-tyrant may once
have been well-distributed throughout
previously dense and contiguous
Polylepis high-Andes woodlands of Peru
and Bolivia. Researchers believe that
these woodlands were historically
contiguous with lower-elevation cloud
forests and widespread above 3,000 m
˚
(9,843 ft) (Fjeldsa 2002a, pp. 111–112,
115; Herzog et al. 2002, p. 94; Kessler
2002, pp. 97–101; Collar et al. 1992,
p. 753). Researchers consider the
reduction in Polylepis forest habitat to
be the result of historical human
activities, including burning and
grazing, which have prevented
regeneration of the woodlands and
resulted in the fragmented habitat
distribution seen today (Herzog et al.
2002, p. 94; Kessler 2002, pp. 97–101;
˚
Fjeldsa and Kessler 1996, Kessler 1995a,
Kessler 1995b, and L#gaard 1992, as
˚
cited in Fjeldsa 2002a, p. 112; Kessler
and Herzog 1998, pp. 50–51). Modeling
˚
studies by Fjeldsa (2002a, p. 116)
indicate that this habitat reduction was
accompanied by a loss in species
richness. It is estimated that only 2–3
and 10 percent of the original forest
cover still remain in Peru and Bolivia,
˚
respectively (Fjeldsa and Kessler 1996,
˚
as cited in Fjeldsa 2002a, p. 113). Of this
amount, only 1 percent of the remaining
Polylepis woodlands are found in
humid areas, where denser stands occur
˚
(Fjeldsa and Kessler 1996, as cited in
˚
Fjeldsa 2002a, p. 113) and which are
preferred by the ash-breasted tit-tyrant
(BLI 2009o, p. 1; Lloyd 2008, p. 535;
˚
Fjeldsa 2002a, p. 114; Smith 1971, p.
269) (see Factor A).
Current Range and Distribution
The current range of the ash-breasted
tit-tyrant is estimated to be 11,900
square kilometers (km2)) (4,595 square
miles (mi2) (BirdLife International [BLI]
2011a, p. 1; see https://www.birdlife.org/
datazone/speciesfactsheet.php?id=4173
for a range map). However, BLI (2000,
pp. 22, 27) defines a species’ range as
the extent of occurrence or the area
contained within the shortest
continuous imaginary boundary that can
be drawn to encompass all the known,
inferred, or projected sites of present
occurrence of a species, excluding cases
of vagrancy. Given that the species is
known to occur in disjunct locations,
this range estimate includes a large area
of habitat in which the species is not
known to occur, and its actual occupied
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habitat is much smaller than its range
(Jetz et al. 2008, p. 2).
Population Estimates
The species has experienced a
population decline of between 10 and
19 percent in the past 10 years, and this
rate of decline is predicted to continue
(BLI 2009o, pp. 1, 4). The population is
considered to be declining in close
association with continued habitat loss
and degradation (see Factor A) (BLI
2009o, p. 5; BLI 2007, pp. 1, 4).
Population information is presented
first on a global population estimate,
and then at the range country level. The
range country estimates will begin with
Peru, where the majority of the
population resides.
Global population estimate. BLI, a
global organization that consults with
and assimilates information from bird
species experts, categorizes the ashbreasted tit-tyrant as having a
population size between 250 and 999
individuals, with an estimated actual
population size to be in the mid- to
upper-hundreds (BLI 2009o, p. 1; BLI
2007, p. 1). Combining the estimated
number of ash-breasted tit-tyrants in
Peru and Bolivia, the total population
consists of possibly 780 individuals
(Benham et al. 2011, p. 155; Aucca´
Chutas 2007, pp. 4, 8; Gomez in litt.
2007, p. 1), consistent with the BLI
category of between 250–999
individuals.
Peru. Peruvian population estimates
are incomplete, with no estimates for
the ash-breasted tit-tyrants in Arequipa,
´
Huanuco, La Libertad, or Lima (BLI
2009g, p. 1; del Hoyo et al. 2004,
p. 281). Aucca-Chutas (2007, p. 8)
surveyed five disjunct Polylepis forest
patches in Peru and estimated that a
total of 461 ash-breasted tit-tyrants were
located in these areas. This included 30
birds in Corredor Conchucos (Ancash
Region); 181 and 33 birds in Cordilleras
Vilcanota and Vilcabamba, respectively
(Cusco Region); 22 birds in Cordillera de
Carabaya (Puno Region); and 195 birds
in a study site called Cordillera del
´
´
Apurımac (Apurımac Region) (AuccaChutas 2007, pp. 4, 8), referring to an
area within the Runtacocha highlands.
Other research in the Runtacocha
highlands has indicated that the ashbreasted tit-tyrant is relatively common
there (BLI 2009o, p. 1), with an
estimated 100 pairs of birds found in
˚
approximately 40 forest patches (Fjeldsa
in litt. 1990, as cited in Collar et al.
1992, p. 753). Small numbers of birds
are reported in La Libertad Region (del
Hoyo et al. 2004, p. 281).
Bolivia. Although BLI reports an
estimated population size of 150–300
ash-breasted tit-tyrants in Bolivia
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´
(Gomez in litt., 2003 and 2007, as cited
in BLI 2009o, p. 1), recent surveys
indicate that the population is smaller.
´
Over a 6-year period, Gomez (in litt.
2007, p. 1) conducted intensive searches
throughout 80 percent of the suitable
habitat in Bolivia in the Cordillera Real
and the Cordillera Apolobamba (La Paz
Department), to detect the presence of
the ash-breasted tit-tyrant. From this
work, researchers inferred or observed
the presence of 2–10 individuals in each
of four forest patches, and estimated
that approximately 180 ash-breasted tittyrants occur in Bolivia.
Within La Paz, there may be two
separate populations separated by the
Mapiri canyon (see https://
www.birdlife.org/datazone/
speciesfactsheet.php?id=4173). The
population in the Runtacocha highland
´
in Apurımac, Peru, is morphologically
distinct from that in Cusco, although a
formal subspecies description has not
˚
been published (Fjeldsa 2010 pers.
comm.). Research on Bolivian localities
indicates that gene flow has occurred
between some subpopulations, but not
´
all (Gomez 2005, p. 86). In Bolivia, the
birds are distributed in 2
metapopulations, with at least 5
subpopulations in one location and 14
´
subpopulations in the other (Gomez
2005, p. 86). Research in 2011
documented this species traveling
distances greater than 30 m (98 ft)
between patches (Benham et al. 2011,
p. 153). A ‘‘patch’’ is considered to be
any contiguous area of forest separated
from other fragments by 30 m (98 ft) or
more (Lloyd 2008, p. 166); and patch
sizes are categorized generally as
follows: small is less than 4 hectares
(ha) (9.9 acres [ac]), medium is between
4 and 12 ha (29.6 ac), and large is greater
than 12 ha (Benham et al. 2011, p. 148;
Lloyd 2008, p. 166). Ash-breasted tittyrants occupy territories of 1–2 ha (2.5–
5 ac) (BLI 2009o, p. 1).
Because the ash-breasted tit-tyrant
may exist as two subspecies (BLI 2009o,
p. 5; ITIS 2009, p. 1), it is reasonable to
conclude that there may be little or no
gene flow between the population that
is in Bolivia and the population that is
in Peru. However, there is insufficient
information at this time to determine
the extent of gene flow. All populations
of this species essentially face the same
threats, are all generally in the same
region and habitat type, and all have
quite small populations. Absent peerreviewed information to the contrary
and based on the best available
information, we recognize all
populations of ash-breasted tit-tyrants as
a single species. For the purpose of this
rule, the ash-breasted tit-tyrant includes
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43437
all subspecies, if they are later identified
as such.
Conservation Status
The ash-breasted tit-tyrant is
considered endangered by the Peruvian
Government under Supreme Decree No.
034–2004–AG (2004, p. 276,855). This
Decree prohibits hunting, take,
transport, and trade of protected
species, except as permitted by
regulation. Peru follows the IUCN
RedList classification for its species.
The IUCN considers the ash-breasted tittyrant to be endangered because it has
a very small population that is
undergoing continued decline in the
number of mature individuals, is
confined to a habitat that is severely
fragmented, and is also undergoing a
continuing decline in extent, area, and
quality of habitat (BLI 2009o, p. 4; IUCN
2001, pp. 8–12). The ash-breasted tittyrant occurs within the following
Peruvian protected areas: Parque
´
Nacional Huascaran, in Ancash, and
´
Santuario Historico Machu Picchu, in
Cusco, and Zona Reservada de la
Cordillera Huayhuash, spanning
´
Ancash, Huanuco, and Lima (BLI 2009i,
p. 1; BLI 2009l, p. 1; BLI 2009n, p. 1;
Aucca-Chutas et al. 2008, p. 16). In La
Paz Department, Bolivia, the species is
´
found in Parque Nacional y Area
Natural de Manejo Integrado Madidi,
´
Parque Nacional y Area Natural de
Manejo Integrado Cotapata, and the
colocated protected areas of Reserva
Nacional de Fauna de Apolobamba,
´
Area Natural de Manejo Integrado de
Apolobamba, and Reserva de la Biosfera
de Apolobamba (BLI 2009i, p. 1; AuccaChutas et al. 2008, p. 16; Auza and
Hennessey 2005, p. 81).
´
II. Junın Grebe (Podiceps taczanowskii)
Species Description
´
The Junın grebe is a highly social,
flight-impaired water bird in the
Podicipedidae family that is endemic to
´
a single location (Lake Junın) in Peru. It
was observed being in the air 5–10
meters (16–33 ft) during the crossing of
˚
a mud bank (Fjeldsa 2010, pers. comm.).
Its underparts are white with a strong
˚
silky gloss rather than mottled (Fjeldsa
2010, pers. comm.). Common names for
´
the species in English are: Junın
flightless grebe, puna grebe, and
Taczanowski’s grebe. This species is
also known by two Spanish names:
´
´
‘‘zampullın del Junın’’ or ‘‘zambullidor
´
de Junın’’ (del Hoyo et al. 1992, p. 195;
˚
Fjeldsa 2004, p. 199; Instituto Nacional
de Recursos Naturales (INRENA) 1996,
p. 3; Ramsen et al. 2007, p. 18; Supreme
Decree 034–2004–AG 2004, p. 276854).
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´
A slim, long-necked bird, the Junın
grebe is about 35 cm (13.78 in) in
length, and its weight ranges from 0.30
to 0.47 kilograms (0.66 to 1.04 pounds)
(BLI 2009b, p. 1; UNEP–WCMC 2009,
´
p. 1). The Junın grebe has a pointed
head, with dark feathers on its back, a
white throat, and mottled, duskycolored underparts. This grebe is
distinguished by its slender gray bill,
red iris, and dull yellow-orange colored
feet. Immature birds are darker gray on
the flanks than mature birds (BLI 2009b,
p. 1).
srobinson on DSK4SPTVN1PROD with RULES2
Taxonomy
´
The Junın grebe was taxonomically
described by Berlepsch and Stolzmann
in 1894 (ITIS 2009, p. 1). It is one of
nine species of grebes in the genus
Podiceps worldwide (Dickinson 2003,
p. 80). The species’ taxonomic status as
Podiceps taczanowskii is valid (ITIS
2009, p. 1).
Habitat and Life History
The typical feeding habitat of this
species consists of shallow water in
´
Lake Junın with calcareous sediments
and extensive carpets of chalk-encrusted
algae known as Chara (brittlewort or
stonewort), which is its principal
˚
feeding substrate (O’Donnel and Fjeldsa
´
1997, p. 30). Lake Junın Chara, is an
aquatic plant genus (Denike and Geiger
undated, p. 18). Over the last 20 years,
the extent of Chara vegetation has
´
decreased in Lake Junın (Tueros in litt;
˚
in Fjeldsa pers. comm. 2010, pp. 2–3.)
As a result, the feeding habitat for the
grebe has also changed dramatically.
The disappearance of Chara
(specifically Chara fragilis; ParksWatch
2006, p. 8) may be linked with zinc
pollution. Higher zinc concentration
levels are detrimental to green algae
˚
(Fjeldsa pers. comm. 2010, pp. 2–3). The
concentrations of heavy metals are
reported to be within legal limits for
humans; however, copper and zinc
concentrations may be limiting factors
for the Chara vegetation. Local reports
indicate that vegetation, particularly
sedges within the Schoenoplectus genus
family (this species’ nesting habitat), has
disappeared completely in recent years,
likely due to low water levels and
grazing cattle in the marshes and
˚
wetlands (Fjeldsa pers. comm. 2010).
´
The Junın grebe is endemic to the
open waters and marshlands of Lake
´
Junın, located at 4,080 m (13,390 ft)
above sea level in the Peruvian
´
Administrative Region of Junın (BLI
2009b, p. 1). The 147-km2 (57-mi2) lake,
also known as ‘‘Chinchaycocha’’ or
´
‘‘Lago de Junın,’’ is large but fairly
shallow (ParksWatch 2009, p. 1; Tello
2007, p. 1). Situated within ‘‘puna’’
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habitat, the climate is seasonal and can
be ‘‘bitterly cold’’ in the dry season
˚
(Fjeldsa 1981, p. 240). Local vegetation
is characterized by tall dense grasslands
and scrubland with open, rocky areas,
all interspersed with wetlands and
woodlands (BLI 2003, p. 1; ParksWatch
2009, pp. 1, 4). The dominant terrestrial
plant species surrounding the lake
includes 43 species of grass (Poaceae
family), 15 species of asters (Asteraceae
family), and 10 species of legumes
(Fabaceae family) (ParksWatch 2009,
p. 1). Aquatic vegetation includes
Andean water milfoil (Myriophyllum
quitense), several species of pondweed
(including Elodea potamogeton,
Potamogeton ferrugineus, and P.
filliformis), and bladderwort (Utricularia
spp.). Floating plants, such as duckweed
(Lemna species (spp.)), large duckweed
(Spiodela spp.), and water fern (Azolla
filiculoides), also occur on the lake
(ParksWatch 2009, p. 2). The Lake is
surrounded by extensive marshland
along the lake shore (BLI 2009a, p. 1;
BLI 2009b, p. 1) that extends into the
lake up to 1–3 mi (2–5 km) from shore
˚
(O’Donnel and Fjeldsa 1997, p. 29). The
marshes are dominated by two robust
species of cattails, giant bulrush
(Schoenoplectus californicus var.
Totara) and totorilla (Juncus articus var.
˚
Andicola) (Fjeldsa 1981, pp. 244, 246).
Both cattail species can reach nearly
2 m (6.6 ft) in height. These plant
communities, or ‘‘tortoras,’’ grow so
densely that stands are often
impenetrable (ParksWatch 2009, p. 1).
In shallow water, during low lake levels,
tortora communities can become
partially or completely dry (ParksWatch
2009, p. 2).
´
Lake Junın supports one of the richest
and most diverse arrays of bird species
of all Peruvian high Andean wetlands
(ParksWatch 2009, p. 3). These bird
species include migratory birds, birds
that nest at high altitudes, aquatic birds,
and local endemic species such as the
´
´
Junın grebe, the Junın rail (Laterallus
tuerosi; also the subject of this final
rule), the giant coot (Fulica ardesiaca),
and the Chilean flamingo
(Phoenicopterus chilensis) (BLI 2009a,
pp. 2–3; ParksWatch 2009, p. 3; Tello
2007, p. 2). Mammals are relatively
scarce in the area, although there are
some predators (ParksWatch 2009, p. 4)
(see Factor C).
Breeding season for this species
occurs annually from November to
˚
March (O’Donnell and Fjeldsa 1997,
˚
p. 29; Fjeldsa 1981, pp. 44, 246). The
´
Junın grebe nests in the protective cover
of the marshlands during the breeding
˚
season (Tello 2007, p. 3; Fjeldsa 1981,
p. 247), particularly in stands of giant
bulrush (ParksWatch 2009, p. 4). Under
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natural conditions, winter rains increase
the lake water level during the breeding
season, allowing the grebes to venture
into local bays and canals, although
they are never found nesting on the
lake’s shore (Tello 2007, p. 3). The
species nests in the giant bulrush
marshlands (ParksWatch 2009, p. 4).
Well-hidden floating nests can contain
up to three eggs, with an average of two
eggs, laid during November and
˚
December (Fjeldsa 1981, p. 245). The
species is believed to have a deferred
˚
sexual maturation (Fjeldsa 2004, p. 201)
and exhibits low breeding potential,
perhaps as a reflection to adaptation to
a ‘‘highly predictable, stable
environment’’ (del Hoyo et al. 1992,
p. 195), laying one clutch during the
breeding season (ParksWatch
´
2009, p. 4). Junın grebes occasionally
produce a replacement clutch if their
˚
original nest is disturbed (Fjeldsa 2004,
pp. 199, 201). After the eggs hatch, the
male grebe cares for the chicks, and
does not leave the nest to feed. The
female grebe is responsible for feeding
the male and chicks until the chicks can
leave the nest (Tello 2007, p. 3). The
´
Junın grebe is likely a long-lived species
˚
(Fjeldsa 2004, p. 201), and its breeding
success and population size are highly
influenced by the climate (BLI 2009b,
˚
p. 2; BLI 2008, pp. 1, 3–4; Fjeldsa 2004,
p. 200; Hirshfeld 2007, p. 107; Elton
2000, p. 3) (see Factor A).
´
The Junın grebe feeds in the open
waters of the lake and around the marsh
edges, moving into the open waters of
the lake to feed where it is easier to dive
for food during the winter (Tello 2007,
˚
p. 3; Fjeldsa 1981, pp. 247–248). Fish
(primarily pupfish (Orestias spp.))
account for over 90 percent of the
˚
grebe’s diet (Fjeldsa 1981, pp. 251–252).
Pupfish become scarce when the
marshlands dry during periods of
´
reduced water levels, and the Junın
grebe is then known to vary its diet with
midges (Order Diptera), corixid bugs
(Trichocorixa reticulata), amphipods
(Hyalella simplex), and shore fly
maggots and pupa (Ephydriid spp.).
Historical Range and Distribution
´
The Junın grebe was historically
´
known to be endemic to Lake Junın, in
the Peruvian Administrative Region of
˚
˚
´
Junın (Fjeldsa 2004, p. 200; Fjeldsa and
Krabbe 1990, p. 70; INRENA 1996, p. 1;
˚
Fjeldsa 1981, p. 238). Experts believe
that the species was previously
distributed throughout the entire 57-mi2
(147-km2) lake (BLI 2009a, p. 1; BLI
˚
2003, p. 1; Fjeldsa 1981, p. 254; Gill and
˚
Storer in Fjeldsa 2004, p. 200). In 1938,
´
the Junın grebe was encountered
throughout the entire lake (Morrison
´
1939, p. 645). The Junın grebe is now
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absent from the northwestern portion of
´
Lake Junın due to mine waste
contamination (Gill and Storer, pers.
˚
comm. As cited in Fjeldsa 2004, p. 200;
˚
Fjeldsa 1981, p. 254).
srobinson on DSK4SPTVN1PROD with RULES2
Current Range and Distribution
´
The Junın grebe is endemic to Lake
´
Junın, located at 4,080 m (13,390 ft)
above sea level in the Peruvian high
Andes (see https://www.birdlife.org/
datazone/speciesfactsheet.php?id=3644
for a range map of the species; BLI
2009a, p. 1; BLI 2009b, p. 1). Although
BLI (2009b, p. 1) reports the current
estimated range of the species as 143
km2 (55 mi2), BLI’s definition of a
species’ range is the total area within its
extent of occurrence, noting that Lake
´
Junın is only a 147-km2 (57-mi2) lake
´
(BLI 2009a, p. 1) and that the Junın
grebe is restricted to the southern
portion of the lake (Gill and Storer, pers.
˚
comm. As cited in Fjeldsa 2004, p. 200;
˚
Fjeldsa 1981a, p. 254), its current range
is actually smaller than the figure
reported by BLI. The entire population
of this species is located only within a
´
protected area, the Junın National
Reserve (BLI 2009a, p. 1; BLI 2009b, p.
1; ParksWatch 2009,
p. 4).
Population Estimate
´
The current population of the Junın
grebe is estimated to be 100–300
individuals (BLI 2009b, p. 3), having
undergone a severe population decline
in the latter half of the 20th century,
with extreme population fluctuations
˚
during this time (Fjeldsa 1981, p. 254).
Field studies in 1938 indicated that the
´
Junın grebe was extremely abundant
´
throughout Lake Junın (Morrison 1939,
p. 645). Between 1961 and 1979, the
population fell from more than 1,000
individuals to an estimated 250–300
birds (BLI 2009b, p. 2; Collar et al. 1992,
p. 43; Harris 1981, as cited in O’Donnell
˚
˚
and Fjeldsa 1997, p. 30; Fjeldsa 1981,
p. 254). Surveys during the mid-1980s
estimated a total of 250 individuals
inhabiting the southern portion of Lake
´
Junın (BLI 2009b, p. 2; Collar et al. 1992,
p. 43). In 1992, only 100 birds were
observed, and by 1993, the population
had declined to 50 birds, of which fewer
than half were breeding adults (BLI
2008, p. 3; BLI 2009b, p. 2). In 1995, an
´
estimated 205 Junın grebes were present
˚
´
on Lake Junın (O’Donnell and Fjeldsa
1997, p. 30). Breeding and fledging were
apparently unsuccessful from 1995 to
1997. However, there were two
successful broods fledged during the
1997 and 1998 breeding seasons (BLI
2008, p. 3; Valqui in litt., as cited in BLI
2009b, p. 2). In 1998, more than 250
´
Junın grebes were counted in a 4-km2
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43439
(1.5-mi2) area in the southern portion of
´
Lake Junın, suggesting a total
population of 350 to 400 birds (Valqui
in litt., as cited in BLI 2009b, p. 2). In
2001, field surveys indicated that there
may have been a total population of 300
birds, but that estimate has been
˚
considered optimistic (Fjeldsa in litt.
2003, as cited in BLI 2009b, p. 2).
˚
Fjeldsa (in litt. 2003, as cited in BLI
2009b, p. 2) postulated that perhaps
only half that number would have been
mature individuals.
The species has experienced a
population decline of 14 percent in the
past 10 years, and the population is
expected to continue to decline (BLI
2009b, pp. 1, 6–7). The species’ decline
is associated with continued habitat loss
and degradation (Gill and Storer, pers.
˚
comm. as cited in Fjeldsa 2004, p. 200;
˚
Fjeldsa 1981, p. 254). These population
fluctuations are strongly linked to
precipitation (see Factor A).
Taxonomy
Conservation Status
Habitat and Life History
´
The Junın rail occurs in the dense,
´
interior marshlands of Lake Junın where
rushes (Juncus spp.) predominate or in
more open mosaics of rushes, mosses
(division Bryophyta), and low herbs
˚
´
(Fjeldsa 1983, p. 281). Lake Junın is
located in the seasonally climatic
‘‘puna’’ habitat, with a variety of species
of grasses, asters, and trees of the bean
family forming tall, dense grasslands
and open scrubland, interspersed with
wetlands and woodlands (ParksWatch
2009, pp. 1, 4; ParksWatch 2006, p. 2).
Giant bulrushes and totorilla dominate
the extensive marshlands surrounding
the lake (BLI 2009b, p. 1; ParksWatch
˚
2009, p. 1; Fjeldsa 1983, p. 281). In
shallow water, during low lake levels,
‘‘tortora’’ communities can become
partially or completely dry (ParksWatch
2009, p. 2). The lake supports a wide
variety of bird species and aquatic
vegetation (BLI 2009a, pp. 2–3;
ParksWatch 2009, p. 3; Tello 2007, p. 2;
BLI 2003, p. 1).
There is little information regarding
´
the ecology of the Junın rail. The species
appears to be completely dependent on
the wide marshlands located around the
southeastern shoreline of the lake for
nesting, foraging, and year-round
residence (BLI 2009b, p. 2; Collar et al.
˚
1992, p. 190; Fjeldsa 1983,
p. 281) (see also Current Range and
Distribution). Information received
during the comment period on the
proposed rule indicates that the species
inhabits mosaic vegetation with dense
Juncus (rush) beds (often areas where
the vegetation is broken down) and
open waterlogged areas with short but
´
The Junın grebe is considered
critically endangered by the Peruvian
Government under Supreme Decree No.
034–2004–AG (2004, pp. 276, 853). The
´
IUCN categorizes the Junın grebe as
critically endangered because it is
endemic to one location and has
undergone significant population
declines, such that an extremely small
number of adults remain (BLI 2009b, pp.
1, 3). The single known population of
´
the Junın grebe occurs wholly within
´
one protected area in Peru, the Junın
National Reserve (BLI 2009b, pp. 1–2).
´
III. Junın rail (Laterallus tuerosi)
Species Description
´
The Junın rail is a secretive bird of the
Rallidae family that is endemic to a
´
single lake (Lake Junın) in Peru. The
´
species is also referred to as the Junın
˚
black rail (Fjeldsa 1983, p. 281) and is
´
locally known as ‘‘gallinetita de Junın’’
(Supreme Decree 034–2004–AG 2004, p.
27684). This rail measures 12–13 cm
(4.7–5.1 in) in length, and has a dark
slate-colored head, throat, and
underparts. Its belly and vent (anal
aperture) are black. The characteristic
feature of this rail is the heavily barred
(black and white) entire upperparts of
the body, including its wings and flanks
˚
(Fjeldsa 2010 pers comm.). The undertail coverts (feathers on the underside of
the base of the tail) are buff in color,
with a dull rufous-brown back. The
remaining underparts are dark brown
and boldly barred in white, and the legs
are greenish-yellow (BLI 2009b, p. 1).
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This species was discovered by
˚
Fjeldsa in 1977 and described in 1983
˚
(BLI 2011; Fjeldsa 2010 pers. comm.).
BirdLife International considers this rail
a full species based on morphological
features (BLI 2009b; p. 1). The closely
related black rail, Laterallus jamaicensis
occurs at much lower elevations (i.e., 0
to 1,350 m (0 to 4,429 ft) above sea
level) (BLI 2007, p. 1; BLI 2000, p. 170;
Collar et al. 1992, p. 190). Based on the
morphological differences and the
species’ distinct and disjunct ranges, we
´
consider the Junın rail to be a discrete
species and recognize it as L. tuerosi.
It should be noted that it appears that
´
only 2 specimens of the Junın rail have
ever been collected (near Ondores)
˚
(Fjeldsa 1983, pp. 278–279) and that all
expert accounts of this species rely
solely on that collection and a
subsequent observation of the species in
˚
Pari (Fjeldsa in litt., 1992, as cited in
Collar et al. 1992, p. 190).
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densely matted vegetation of mosses
and Lilaeopsis (grassworts) rather than
the drier bunchgrass hills (puna
habitat). The habitat provides a complex
mosaic of niches that leads to the patchy
distribution of many bird species
throughout the region, indicating that
this species has specialized habitat
requirements that are only satisfied
˚
locally (Fjeldsa and Krabbe 1990, p. 32).
The species’ distribution is highly
´
localized around the lake. The Junın rail
apparently prefers the dense, interior
marshlands comprised primarily of
rushes and mosaics of rushes, mosses
(division Bryophyta), and low herbs in
˚
more open marsh areas (Fjeldsa 1983, p.
281). High habitat specificity is
consistent with related rail species. The
water depth, emergent vegetation used
for cover, and access to upland
vegetation are all important factors in
the rail’s habitat use (Flores and
Eddleman 1995, p. 362). Similar to all
´
rails, the Junın rail is furtive and
remains well-hidden in the marshes
surrounding the lake (BLI 2009b, p. 2).
´
The Junın rail reportedly nests at the
end of the dry season, in September and
October. Nests are built on the ground
within dense vegetative cover, and the
species’ clutch size is two eggs (BLI
2009b, p. 2; Collar et al. 1992, p. 190).
´
The diet of the Junın rail has not been
studied specifically, but other black rail
species feed primarily on small aquatic
and terrestrial invertebrates and seeds
(Eddleman et al. 1994, p. 1).
srobinson on DSK4SPTVN1PROD with RULES2
Historical Range and Distribution
´
The Junın rail is endemic to Lake
˚
´
Junın (BLI 2009b, p. 2; Fjeldsa 1983,
p. 278). The species may have been
historically common in the rushdominated marshlands surrounding the
˚
entire lake (Fjeldsa 1983, p. 281). In
addition to the species’ specific habitat
preferences (see Current Range and
Distribution), it is believed that the
´
Junın rail is now restricted to the
marshes at the southwestern corner of
the lake due to the high level of water
contamination that flows into the
northwestern margins of the lake via the
San Juan River (Martin and McNee
1999, p. 662).
Current Range and Distribution
´
The Junın rail is restricted to the
´
southwestern shore of Lake Junın (Lago
´
de Junın), in the Andean highlands of
central Peru (see https://
www.birdlife.org/datazone/
speciesfactsheet.php?id=2842 for a
range map of the species). It is currently
known from only two localities (near
˚
the towns of Ondores and Pari) (Fjeldsa
2010 pers. comm.; BLI 2009b, p. 2;
˚
Collar et al. 1992, p. 190; Fjeldsa 1983,
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Jkt 226001
p. 281). However, based on habitat
needs, it may occur in other portions of
the approximately 150 km2 (57.9 mi2) of
marshland surrounding the lake,
discussed in more detail below.
The range of the species is estimated
to be 160 km2 (62 mi2) (BLI 2011b,
p. 1). However, this is likely an
overestimate of the species’ actual range
for several reasons. First, BLI’s
definition of a species’ range results in
an overestimate of the actual range.
Second, the species’ range was
calculated based on the availability of
´
presumed suitable habitat for the Junın
rail. It has long been assumed that the
rail potentially occupies the entire
´
marshland area surrounding Lake Junın
˚
(Fjeldsa 1983, p. 281). The two localities
mentioned, Ondores and Pari, are
villages at the lake shore. Information
received during the comment period on
the proposed rule indicates that there is
continuous rail habitat in the outer part
of the marshes outside these villages, 1–
2 km (0.6–1.2 mi) outside the firm
˚
ground (Fjeldsa 2010 pers. comm.). The
rail has been documented along this 6–
7 km (3.7–4.3 mi) section; the area of
suitable habitat here is about 10 km2
(3.9 mi2). East and north of the lake,
there is similar habitat, approximately
˚
25 km2 (9.6 mi2) combined (Fjeldsa
´
2010 pers. comm.). However, the Junın
rail’s actual range is very likely smaller
than the approximated range reported
by BLI since 2000 (BLI 2009b, p. 1; BLI
2008, p. 3; BLI 2007, p. 1; BLI 2000,
p. 170).
Population Estimates
The species has experienced a
population decline of between 10 and
19 percent in the past 10 years (BLI
2009b, p. 2). However, rigorous
population estimates have not been
˚
conducted (Fjeldsa 1983, p. 281), and
the species’ elusiveness makes it
difficult to locate (BLI 2009b, p. 2). The
population is considered to be declining
in close association with continued
habitat loss and degradation (see Factor
A) (BLI 2008, p. 1). Local fishermen
have reported serious declines in some
years, and several individual birds have
˚
been found dead (Fjeldsa 2010 pers.
´
comm.). In 1983, the Junın rail was
characterized as possibly common,
based on local fishermens’ sightings of
groups of up to a dozen birds at a time
˚
(Fjeldsa 1983, p. 281). The species
continues to be reported as fairly
common (BLI 2009b, p. 1; BLI 2007,
p. 1). BLI estimates that this species’
population size falls within the
population range category of 1,000–
2,499 (BLI 2009b, p. 1; BLI 2007, p. 1;
BLI 2000, p. 170). This estimate is an
extrapolation that continues to be based
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on the assumption that the species may
be fairly common in the entire circa 150
km2 (58 mi2) of available marshland
´
around Lake Junın (BLI 2009b, p. 1; BLI
2007, p. 1). The species has never been
confirmed outside its two known
localities and, therefore, it is possible
that the species is locally common, but
´
not widely distributed. If the Junın rail
´
is not common throughout Lake Junın’s
marshland, the actual population size
may be much lower.
Conservation Status
´
The Junın rail is considered
endangered by the Peruvian
Government under Supreme Decree No.
034–2004–AG (2004, p. 276855). The
´
IUCN categorizes the Junın rail as
endangered because it is known only
from a small area of marshland around
a single lake, where the habitat quality
is declining (BLI 2008, p. 3). The single
´
known population of the Junın rail
occurs wholly within one protected area
´
in Peru, the Junın National Reserve (BLI
2009b, pp. 1–2; BLI 2008, p. 1).
IV. Peruvian Plantcutter (Phytotoma
raimondii)
Species Description
The Peruvian plantcutter, locally
known as ‘‘cortarrama Peruana,’’ is a
small finch-like bird endemic to the dry
forests of coastal northwest Peru
(Schulenberg et al. 2007, p. 488;
Walther 2004, p. 73; Ridgely and Tudor
1994, p. 733; Collar et al. 1992, p. 805;
Goodall 1965, p. 636; Sibley and
Monroe 1990, p. 371). The Peruvian
plantcutter is an herbivore with a
predominantly leaf-eating diet
(Schulenberg et al. 2007, p. 488;
Walther 2004, p. 73; Bucher et al. 2003,
p. 211).
Plantcutters have bright yellow eyes,
short wings and rather long tails, and
their crown feathers form a slight crest
(Ridgely and Tudor 1994, p. 732;
Goodall 1965, p. 635). Adult birds are
18.5 to 9 cm (7.28 to 7.48 in) in length
and weigh approximately 36 to 44 grams
(g) (1.26 to 1.55 ounces (oz))
(Schulenberg et al. 2007, p. 488;
Walther 2004, p. 73). Males are pale
ashy gray, except a broad cinnamonrufous color band on the belly and
above the bill, and white colored bands
on their wings (BLI 2009a, p. 1; Goodall
1965, p. 636; Ridgely and Tudor 1994,
p. 733). Females are buff-brown with
broad, dark brown stripes above, and
white with heavy black-striped
underparts (BLI 2009a, p. 1; Collar et al.
1992, p. 805). Juvenile birds have not
been described (Walther 2004, p. 73).
The Peruvian plantcutter’s bill is stout,
short, conical, and finely serrated with
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sharp tooth-like projections that run the
length of the beak on both sides, and
which are well suited for plucking buds,
leaves, shoots, and fruits (Schulenberg
et al. 2007, p. 488; Ridgely and Tudor
1994, p. 732; Goodall 1965, p. 635) (see
Habitat and Life History).
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Taxonomy
The Peruvian plantcutter was first
taxonomically described as Phytotoma
raimondii by Taczanowski in 1883 (ITIS
2009, p. 1; Sibley and Monroe 1990,
p. 371). The type-specimen of the
Peruvian plantcutter (the specimen that
was described by Taczanowski) was
collected by the ornithologist Konstanty
Jelski, who recorded the specimen as
being collected in the Tumbes
Department of Peru (Flanagan et al. in
litt. 2009, p. 2). However, the reported
collection location may have been
inaccurate (see Historical range and
Distribution, below).
The genus Phytotoma contains three
species of plantcutters, all endemic to
South America (Walther 2004, p. 73;
Dickinson 2003, p. 346; Sibley and
Monroe 1990, p. 371; Goodall 1965,
p. 635). Ornithologists have long
debated to which family this genus
belongs. Some ornithologists have
recommended that the genus be placed
in its own family, Phytotomidae
(Lanyon and Lanyon 1989, p. 422),
while others placed the genus within
the Tyrannidae family (Sibley and
Monroe 1990, p. 371). Molecular
research using DNA sequencing
supports the inclusion of Phytotoma in
the Cotingidae family (Ohlson et al.
2006, p. 10; et al. 2002, p. 993; Irestedt
et al. 2001, p. 23; Johansson). Therefore,
based on the information currently
available to us, we accept that the
Peruvian plantcutter belongs to the
Cotingidae family, which follows the
Integrated Taxonomic Information
System (ITIS 2009, p. 1).
Habitat and Life History
The Peruvian plantcutter is reportedly
selective in its habitat preference and
requires a variety of arid tree and shrub
species with dense low-hanging
branches close to the ground (Flanagan
et al. in litt. 2009, p. 7; Williams 2005,
p. 2; Flanagan and More 2003, p. 5;
Collar et al. 1992, p. 805). The primary
habitat for the Peruvian plantcutter is
seasonally dry tropical forest, which is
also referred to as equatorial dry tropical
forest, and occurs in the semiarid
lowlands of northwestern Peru
(Schulenberg et al. 2007, p. 21; LinaresPalomino 2006, pp. 260, 263–266;
Walther 2004, p. 73). The Peruvian
plantcutter also uses arid lowland scrub
(dense and open) and dense riparian
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shrub communities (BLI 2009a. p. 2;
Schulenberg et al. 2007, pp. 21, 488;
Walther 2004, p. 73; Stotz et al. 1996,
p. 19; Collar et al. 1992, p. 805). The
Peruvian plantcutter is a key indicator
species for Equatorial Pacific Coast arid
lowland scrub (Stotz et al. (1996, pp. 19,
428). The lowland dry tropical forest
and scrub are characterized as small and
heavily fragmented patches of plant
species adapted to the arid conditions of
the prolonged dry season of
northwestern Peru (Bridgewater et al.
2003, pp. 132, 140; Best and Kessler
1995, p. 40; Ridgely and Tudor 1994,
p. 734).
The lowland dry forest in
northwestern Peru is open-canopied,
with trees occurring in scattered clumps
or individually (Flanagan and More
2003, p. 4). The dominant tree species
of the lowland dry forest is Prosopis
pallida (common name ‘‘kiawe;’’ also
locally referred to as ‘‘algarrobo’’) in the
Fabaceae family (legume family) (Lopez
et al. 2005, p. 542; More 2002, p. 39).
Prosopis pallida is a wide-spreading
tree or large shrub, 8–20 m (26–65 ft)
tall, with dense branches; spines can be
present or absent (Pasiecznik et al. 2001,
p. 36). This deep-rooted droughttolerant species, related to mesquite
species of the southwestern United
States and Mexico, provides an
important ecological function by
improving and stabilizing soil
conditions (Pasiecznik et al. 2001, pp.
101–102; Brewbaker 1987, p. 1). Typical
of legumes, P. pallida is able to ‘‘fix’’
atmospheric nitrogen for plant
utilization and growth (Pasiecznik et al.
2001, p. 3; Brewbaker 1987, p. 1).
Three of the most common tree
species associated with P. pallida dry
forest habitat used by the Peruvian
plantcutter are Capparis scabrida
(locally known as ‘‘sapote’’), in the
Capparaceae (caper) family, and Acacia
macracantha (long-spine acacia, locally
known as ‘‘faique’’) and Parkinsonia
aculeata (Jerusalem thorn, locally
known as ‘‘palo verde’’), both in the
Fabaceae family (More 2002, pp. 17–23).
Associated flowering shrubs in dry
forest habitat include Capparis
avicennifolia (locally known as
‘‘bichayo’’) and C. crotonoides (locally
known as ‘‘guayabito de gentil’’), both in
the Capparaceae (caper) family; Cordia
lutea (locally known as ‘‘overall’’) in the
Boraginaceae (borage) family; and
Maytenus octogona (locally known as
‘‘realengo’’) in the Celastraceae
(bittersweet) family. Other commonly
occurring dry forest vegetation includes
vines (e.g., Convolvulaceae (morningglory) and Cucurbitaceae (gourd)
families), Psittacanthus chanduyensis
(tropical mistletoe; locally known as
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43441
‘‘suelda con suelda’’) in the
Loranthaceae (mistletoe) family,
scattered herbaceous species (e.g.,
Asteraceae (sunflower),
Scrophulariaceae (figwort), and
Solanaceae (nightshade) families), and
grasses (e.g., Poaceae (grass) family)
(Elton 2004, p. 2; Walther 2004, p. 73;
More 2002, pp. 14–17; Ferreyera 1983,
pp. 248–250). Riparian vegetation
includes dense shrub and small trees of
P. pallida, A. macracantha, Capparis
spp., and Salix spp. (willow spp.)
(Lanyon 1975, p. 443).
The arid climate of northwestern Peru
is due to the influence of the cold
Humboldt Current that flows north,
parallel to the Peruvian Coast (UNEP
2006, p. 16; Linares-Palomino 2006,
p. 260; Rodriguez et al. 2005, p. 2). The
Humboldt Current has a cooling
influence on the climate of coastal Peru,
as the marine air is cooled by the cold
current and, thus, is not conducive to
generating rain. To the east, the Andean
Mountains prevent humid air from the
Amazon from reaching the western
lowlands (Linares-Palomino 2006,
p. 260; Lanyon 1975, p. 443).
Coastal northwestern Peru
experiences a short rainy season during
the summer months (January–April)
(Linares-Palomino 2006, p. 260), which
can also include precipitation in the
form of mist or fine drizzle along the
coast (Lanyon 1975, p. 443). The mean
annual precipitation across the range of
the Peruvian plantcutter is 5.0 to 99 mm
(0.196 to 3.80 in) (hyper-arid to arid)
(Galan de Mera et al. 1997, p. 351). The
climate is warm and dry with the
annual temperature range of 23 to 25 °C
(74 to 77 °F) at elevations below 600 m
(1,968 ft) (Linares-Palomino 2006,
p. 260). Northwestern Peru is strongly
˜
influenced by the El Nino Southern
Oscillation (ENSO) cycle (Rodriguez et
al. 2005, p. 1), which can have
particularly profound and long-lasting
effects on arid terrestrial ecosystems
(Mooers et al. 2007, p. 2; Holmgren et
al. 2006a, p. 87) (see Factor A).
Knowledge of the breeding of most
species within the Cotingidae family,
including the Peruvian plantcutter, is
not well known (Walther 2004, p. 73).
The Peruvian plantcutter is considered
a resident species in Peru, which
indicates that it breeds there (Snow
2004, p. 61; Walther 2004, p. 73).
Nesting activity of plantcutters appears
to occur from March to April (Walther
2004, p. 73; Collar et al. 1992, p. 805).
Plantcutters build shallow, cup-shaped
nests that are made of thin dry twigs
and lined with root fibers and other
softer material (Snow 2004, p. 55). Nests
can be built 1 to 3 m (3.3 to 9.8 ft) above
the ground inside a thick thorny shrub
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or higher in the fork of a tree (Elton
2004, p. 2; Snow 2004, p. 55; Flanagan
and More 2003, p. 3). Females lay two
to four eggs, and the incubation period
lasts about 2 weeks (Snow 2004, p. 56;
Walther 2004, p. 73; Goodall 1965,
p. 636). Males assist in rearing the
chicks, which fledge after 17 days or so
(Snow 2004, p. 56).
Plantcutters are herbivores with a
predominantly leaf-eating diet (Snow
2004, p. 46; Bucher et al. 2003, p. 211).
As an herbivore, the Peruvian
plantcutter is dependent on year-round
availability of high-quality food,
particularly during the dry season when
plant growth is very limited (Bucher et
al. 2003, p. 216). Peruvian plantcutters
eat buds, leaves, and shoots of P. pallida
and various other trees and shrubs, as
well as some fruits (e.g., mistletoe)
(Schulenberg et al. 2007, p. 488;
Walther 2004, p. 73; Goodall 1965,
p. 635). The seeds, green seed pods,
leaves, and flowers of P. pallida provide
a protein-rich food source for animals
(Lewis et al. 2006, p. 282). The Peruvian
plantcutter appears to prefer to feed
while perched in shrubs and trees,
although individuals also have been
observed foraging on the ground (Snow
2004, p. 50). Birds have been observed
in pairs and small groups (Schulenberg
et al. 2007, p. 488; Walther 2004, p. 73;
Flanagan and More 2003, p. 3; Collar et
al. 1992, p. 804).
Historical Range and Distribution
The Peruvian plantcutter is a
restricted-range species that is confined
to the mostly flat, narrow desert zone,
which is less than 50 km (31 mi) in
width (Lanyon 1975, p. 443) and runs
along the coast of northwestern Peru
(Ridgely and Tudor 1994, p. 734;
Stattersfield et al. 1998, p. 213; Walther
2004, p. 73). The historical range of the
Peruvian plantcutter reportedly
extended from the town of Tumbes,
located in the extreme northwestern
corner of Peru and approximately south
to north of Lima within the Regions of
Tumbes, Piura, Lambayeque, La
Libertad, Ancash, and Lima (Collar et al.
1992, pp. 804–805).
The historical distribution of the
Peruvian plantcutter was most likely
throughout the contiguous lowland P.
pallida dry forest and riparian
vegetation, below 550 m (1,804 ft)
(Williams 2005, p. 1; Collar et al. 1992).
According to Collar et al. (1992, pp.
804–805), the Peruvian plantcutter is
known from 14 historical sites.
The type-specimen of the Peruvian
plantcutter was most likely collected
south of the town of Tumbes (Flanagan
et al. in litt. 2009, pp. 2, 15). It is
unknown whether the type specimen
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was lost or destroyed, or if it was ever
returned to Peru (Flanagan et al. in litt.
2009, p. 2). Today, there is good
indication that the type-specimen was
mislabeled as being collected in Tumbes
(Flanagan et al. in litt. 2009, p. 2).
Although the Tumbes Region has been
extensively surveyed for the Peruvian
plantcutter, including the North-West
Biosphere Reserve, there have never
been other collections in or near the
vicinity of Tumbes or other evidence to
suggest that the Peruvian plantcutter
ever occurred in the area (Flanagan et al.
in litt. 2009, p. 2). Thus, it appears that
the Peruvian plantcutter never occurred
in the Tumbes Region.
Researchers consider the reduction in
dry forest habitat to be the result of
historical human activities, including
extensive land clearing for agriculture,
timber and firewood extraction,
charcoal production, and overgrazing.
These activities have led to the
reduction and severe fragmentation of
dry forest habitat today (Flanagan et al.
in litt. 2009, pp. 1–9; Schulenberg et al.
2007, p. 488; Lopez et al. 2006, p. 898;
Bridgewater et al. 2003, p. 132;
Pasiecznik et al. 2001, pp. 10, 75, 78, 95;
Stotz et al. 1998, p. 52; Lanyon 1975,
p. 443; Ridgely and Tudor 1994, p. 734)
(see Factor A).
Current Range and Distribution
The current range of the Peruvian
plantcutter is approximately 4,900 km2
(1,892 mi2) (BLI 2009a, p. 1), at an
elevation of between 10 and 550 m (33
and 1,804 ft) above sea level. It occurs
within the Peruvian regions of Piura,
Lambayeque, Cajamarca, La Libertad,
and Ancash (from north to south)
(Flanagan et al. in litt. 2009, pp. 14–15).
This species occurs within two
protected areas in Peru (see https://
www.birdlife.org/datazone/
speciesfactsheet.php?id=4474 for a
range map of the species). It has been
documented in the Prosopis pallida (a
legume known as huarango, bayahonda,
or carob) dry forest within the protected
´
archeological sites of the Pomac Forest
Historical Sanctuary (BLI 2009e, p. 1)
and Murales Forest (Walther 2004, p.
73). The species’ reported range is likely
an overestimate (Jetz et al. 2008, p. 2).
BLI defines a species’ range as the total
area within its extent of occurrence;
however, the Peruvian plantcutter’s
current distribution is severely
fragmented and distributed among
small, widely separated remnant
patches of P. pallida dominated dry
forest (Flanagan et al. 2009, pp. 1–9; BLI
2009a, pp. 2–3; Ridgely and Tudor 1994,
p. 18), which are usually heavily
disturbed fragments of forest
(Bridgewater et al. 2003, p. 132).
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Therefore, the species’ actual range is
likely smaller than this figure.
The Peruvian plantcutter is extirpated
from 11 of its 14 historical sites due to
loss of habitat or degradation of habitat
(Elton 2004, p. 1; Hinze 2004, p. 1;
Flanagan and More 2003, p. 5).
Depending on habitat quality, it is
estimated that the Peruvian plantcutter
requires approximately 1 ha (2.5 ac) of
habitat for suitable food and nesting
sites (Flanagan et al. in litt. 2009, p. 7;
Flanagan and More 2003, p. 3).
Although the Peruvian plantcutter has
been found in patches of P. pallida dry
forest habitat that are near agricultural
lands, tracks or roads, and human
settlement (Flanagan et al. in litt. 2009,
pp. 2–7), much of the available P.
pallida dry forest habitat is not
occupied by the Peruvian plantcutter
(Schulenberg et al. 2007, p. 488; Snow
2004, p. 69; Walther 2004, p. 73; BLI
2000, p. 401).
Flanagan et al. (in litt. 2009, pp. 1–15)
recently completed a comprehensive
review of 53 locations where there have
been documented sightings of the
Peruvian plantcutter. Of these, the
species was determined to be extant
(still living) in 29 sites. In the Piura
Region, 17 of the 22 documented sites
of the Peruvian plantcutter were extant
as of a 2009 report (Flanagan et al. in
litt. 2009, pp. 2–4, 14). In this particular
region, the Talara Province contained
the largest concentration of intact P.
pallida dry forest habitat in
northwestern Peru and the largest
subpopulation of the Peruvian
plantcutter (Flanagan et al. in litt. 2009,
p. 3; BLI 2009a, p. 2; Walther 2004,
p. 73; Flanagan and More 2003, p. 5).
Additionally, there are several other
documented sites of the Peruvian
plantcutter in the Piura Region (e.g.,
Manglares de San Pedro, Illescas
Peninsula, and Cerro Illescas) (Flanagan
et al. in litt. 2009, pp. 4, 14; BLI 2009c,
p. 1).
In the Lambayeque Region, Flanagan
et al. (in litt. 2009, pp. 4–5, 14) reported
a total of 13 locations of the Peruvian
plantcutter, of which 5 are considered
extant. Within the Region, there are four
important areas for the Peruvian
plantcutter:
´
(1) The Pomac Forest Historical Sanctuary
´
´
(Santuario Historico de Bosque de Pomac),
designated as a protected archeological site
in 2001, comprises 5,887 ha (14,547 ac) of P.
pallida dry forest (Flanagan et al. in litt.
2009, p. 4; BLI 2009e, p. 1). The Sanctuary
includes the archeological site Batan Grande,
an area comprised of 500 ha (1,235 ac) of P.
pallida dry forest (Flanagan et al. in litt.
2009, p. 4; BLI 2009e, p. 1).
(2) Near the small town of Rafan are
remnant patches of P. pallida dry forest,
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encompassing approximately 1,500 ha (3,706
ac) (BLI 2009f, p. 1). The Rafan area has
become a popular birding site for the
Peruvian plantcutter (BLI 2009f, p. 1;
Engblom 1998, p. 1).
(3) Murales Forest (Bosque de Murales),
comprised of P. pallida dry forest, is a
designated archeological reserved zone (BLI
2009a, p. 3; Stattersfield et al. 2000, p. 402).
(4) Chaparri Ecological Reserve, comprised
of 34,412 ha (85,033 ac) with P. pallida dry
forest, is a community-owned and managed
protected area (Walther 2004, p. 73).
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The remaining sites in the Lambayeque
Region are small remnant patches of P.
pallida dry forest and comprise a few
acres (Flanagan et al. in litt. 2009, pp.
4–5; Walther 2004, p. 73). The protected
areas are further discussed under
Factors A and D.
In the Cajamarca Region, Flanagan et
al. (in litt. 2009, pp. 5, 14) reported one
occupied site of the Peruvian
plantcutter, consisting of approximately
6 ha (14.8 ac) of remnant P. pallida dry
´
forest in the Rıo Chicama Valley. Six of
the 12 known sites of the Peruvian
plantcutter in the La Libertad Region are
considered extant (Flanagan et al. in litt.
2009, pp. 5–6, 14). Each of these sites
consists of small patches of remnant P.
pallida dry forest habitat (Flanagan et
al. in litt. 2009, pp. 5–6; Walther 2004,
p. 73). Of the three known sites of the
Peruvian plantcutter in the Ancash
Region, only one was reported to be
extant as of 2009 (Flanagan et al. in litt.
2009, pp. 6, 14). Additionally, in the
Lima Region, the authors reported that
the two historical sites were also
unoccupied in the most recent survey
(Flanagan et al. in litt. 2009, pp. 7, 15).
This species was found recently in
central coastal Peru, in the area of
´
´
Huarmey, Ancash (Rosina y Monica
2010, p. 257). Additional surveys are
needed to determine if other available P.
pallida dry forest habitat is occupied by
the Peruvian plantcutter (Flanagan et al.
in litt. 2009, p. 7).
Population Estimates
There have been no rigorous
quantitative assessments of the Peruvian
plantcutter’s population size (Williams
2005, p. 1). The estimated extant
population size is between 500 and
1,000 individuals and comprises 2
disjunct subpopulations (BLI 2009g, pp.
1–2; Walther 2004, p. 73) and several
smaller sites (Flanagan et al. in litt.
2009, pp. 2–7; Williams 2005, p. 1;
Walther 2004, p. 73; Flanagan and More
2003, pp. 5–9).
The northern subpopulation, located
in the Talara Province in Piura Region,
reportedly has between 400 and 600
individuals, or approximately 60 to 80
percent of the total population of the
Peruvian plantcutter (BLI 2009a, p. 2;
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Jkt 226001
Williams 2005, p. 1; Snow 2004, p. 69;
Walther 2004, p. 73). The second
´
subpopulation, located at Pomac Forest
Historical Sanctuary (Lambayeque
Region), reportedly has 20 to 60
individuals (BLI 2009a, p. 2; BLI 2009e,
p. 1; Walther 2004, p. 73). The smaller
sites are estimated to consist of a few
individuals up to 40 individuals
(Flanagan et al. in litt. 2009, pp. 2–7;
Walther 2004, p. 73; Williams 2005,
p. 1; Flanagan and More 2003, pp. 5–9).
The population estimate for the
Peruvian plantcutter—that is, the total
number of mature individuals—is not
the same as the effective population size
(i.e., the number of individuals that
actually contribute to the next
generation). The subpopulation
structure and the extent of interbreeding
among the occurrences of the Peruvian
plantcutter are unknown. Although the
two large subpopulations and many of
the smaller occurrences of the Peruvian
plantcutter are widely separated (BLI
2009a, pp. 2–3; Flanagan et al. in litt.
2009, pp. 1–9; Ridgely and Tudor 1994.
p. 18), there is insufficient information
to determine whether these occurrences
function as genetically isolated
subpopulations.
The Peruvian plantcutter has
experienced a population decline of
between 1 and 9 percent in the past 10
years, and this rate of decline is
predicted to continue (BLI 2009g, p. 1).
The population is considered to be
declining in close association with
continued habitat loss and degradation
of habitat (see Factor A) (BLI 2009a, pp.
1–3; BLI 2009g, pp. 1–3; Snow 2004,
p. 69; Ridgely and Tudor 1994, p. 18).
Conservation Status
The Peruvian plantcutter is
considered endangered by the Peruvian
Government under Supreme Decree No.
034–2004–AG (2004, p. 276855). The
IUCN considers the Peruvian plantcutter
to be endangered because of ongoing
habitat destruction and degradation of
its small and severely fragmented range
(BLI 2009a, pp. 2–3; BLI 2009g, pp. 1–
2). From 1996 to 2000, the IUCN
considered the Peruvian plantcutter to
be critically endangered (BLI 2009g,
p. 1), following changes to the IUCN
listing criteria in 2001. Experts have
suggested returning the species to its
previous classification of critically
endangered, due to the numerous and
immediate threats to the species
(Flanagan, in litt. 2009 p. 1; Snow 2004,
p. 69; Walther 2004, p. 74).
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V. Royal cinclodes (Cinclodes aricomae)
Species Description
The royal cinclodes, also known as
‘‘churrete real’’ and ‘‘remolinera real,’’ is
a large-billed ovenbird in the Furnaridae
family that is native to high-altitude
woodlands of the Bolivian and Peruvian
Andes (BLI 2009i, pp. 1–2; InfoNatura
2007, p. 1; del Hoyo et al. 2003, p. 253;
Supreme Decree No. 034–2004–AG
2004, p. 27685; Valqui 2000, p. 104).
The adult is nearly 20 cm (8 in) in
length, with a darker crown and a buffcolored area above the eyes. Its
underparts are mostly gray-brown; it has
only limited whitish mottling (this and
the more distinctive rufous-brown
wingbar are the main differences from
the closely related species, the stout˚
billed Cinclodes (C. excelsior); Fjeldsa
2010 pers. comm.). The throat is buffcolored, and the remaining underparts
are gray-brown to buff-white. The wings
are dark with prominent edging that
forms a distinctive wing-bar in flight.
The large, dark bill is slightly curved at
the tip (BLI 2009i, p. 1).
Taxonomy
When the species was first
taxonomically described, the royal
cinclodes was placed in the genus
Upucerthia (Carriker 1932, pp. 1–2) and
was then transferred to Geositta as a
subspecies (Geositta excelsior aricomae)
(Vaurie 1980, p. 14). Later, it was
transferred to the genus Cinclodes,
where it was considered a race or
subspecies of the stout-billed Cinclodes
(Cinclodes excelsior) until recently (BLI
˚
2009i, p. 1; Fjeldsa and Krabbe 1990,
pp. 337–338; Vaurie 1980, p. 15). The
royal cinclodes is now considered a
distinct species (C. aricomae) based on
differences in its habitat, morphology,
and genetic distance (Chesser 2004,
p. 763; del Hoyo et al. 2003, p. 253).
Therefore, we accept the species as
Cinclodes aricomae, which also follows
ITIS (2009, p. 1).
Habitat and Life History
In the Cordillera Vilcanota, southern
Peru, the royal cinclodes shows
distinctive preferences for areas with
primary (lesser disturbed) woodland
habitat quality in larger remnant
woodland patches: Specifically tall,
dense Polylepis vegetation cover, high
density of large Polylepis trees, and
areas with dense and extensive moss
ground cover (Lloyd 2008b. pp. 735–
´
745). Near Lampa, Junın Department,
the royal cinclodes has recently been
observed in Gynoxys dominated
woodlands where no Polylepis species
occur (Lloyd 2010, pers. comm.). These
findings suggest that in some areas, the
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royal cinclodes may not be dependent
on Polylepis species, but can occur in
other high-elevational woodland
habitats with similar habitat structure
and habitat quality to Polylepis (Lloyd
2010, pers. comm.; Witt and Lane 2009,
pp. 90–94).
In the Cordillera Vilcanota, the royal
cinclodes has a very narrow estimated
niche breadth, and it is largely
intolerant of the surrounding disturbed
non-woodland puna matrix habitat
(Lloyd and Marsden 2008, pp. 2645–
2660). Individuals here have been
observed foraging on the ground or on
boulders, concentrating foraging efforts
on moss or bark litter substrates (Lloyd
2008). The royal cinclodes is restricted
to elevations between 3,500 and 4,600 m
(11,483 and 12,092 ft) (BLI 2009i, p. 2;
del Hoyo et al. 2003, p. 253; BLI 2000,
p. 345; Collar et al. 1992, p. 588). The
characteristics of Polylepis habitat were
described above as part of the Habitat
and Life History of the ash-breasted tittyrant. The royal cinclodes prefers
dense woodlands (BLI 2009i, p. 2; del
Hoyo et al. 2003, p. 253; BLI 2000, p.
345; Collar et al. 1992, p. 588), with
more closed canopies that provide
habitat for more lush moss growth
(Engblom et al. 2002, p. 57). The mossladen vegetation and shaded understory
harbor a rich diversity of insects,
making good feeding grounds for
insectivorous birds (De la Via 2004,
p. 10) such as the royal cinclodes (del
Hoyo et al. 2003, p. 253; Engblom et al.
2002, p. 57). In Bolivia, the royal
cinclodes has been observed only in P.
pepei forests, but it is found amongst a
greater variety of Polylepis species in
´
Peru (Chutas et al. 2008, p. 16; I. Gomez,
in litt. 2007, p. 1).
Information on the ecology and
breeding behavior of royal cinclodes is
limited. The species’ feeding territory
ranges from 3 to 4 ha (7 to 10 ac) (del
Hoyo et al. 2003, p. 253; Engblom et al.
2002, p. 57). Breeding pairs may occupy
smaller, 2-ha (2.5-ac) territories (Chutas
2007, p. 7). The royal cinclodes is
described as ‘‘nervous’’ and is easily
disturbed by humans (Engblom et al.
2002, p. 57). The breeding season
probably begins in December, but
territorialism among pairs can be seen
in austral winter (June–August) (del
Hoyo et al. 2003, p. 253; BLI 2000,
p. 345). Cinclodes species construct
burrows or use natural cavities,
crevices, or rodent burrows for nesting
˚
(Fjeldsa and Krabbe 1990, p. 337; Vaurie
1980, pp. 30, 34). The royal cinclodes’
clutch size may be similar to that of the
closely related stout-billed Cinclodes (C.
excelsior), which is two eggs per clutch
(Graves and Arango (1988, p. 252).
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The royal cinclodes appears to mainly
feed on beetle larvae, grubs, and
earthworms, which they find by turning
and tossing away moss and debris on
the forest floor with their powerful bills
˚
(Fjeldsa 2010 pers. comm.). It has also
been observed to consume invertebrates,
seeds, and occasionally small
vertebrates (frogs) (del Hoyo et al. 2003,
p. 253). The royal cinclodes forages,
solitary or in pairs, by probing through
moss and debris on the forest floor (del
˚
Hoyo et al. 2003, p. 253; Fjeldsa 2002b,
p. 9; BLI 2000, p. 345; Collar et al. 1992,
p. 589). Their feeding is done so
violently that the forest floor looks as if
pigs have been feeding there. Due to its
feeding behavior, the moss cover rapidly
dries up and dies unless the humidity
is very high. This characteristic limits
the species to areas where the landscape
is persistently covered by clouds and
mists, or where the canopy is dense
enough to provide permanent shade
˚
(Fjeldsa 2010 pers. comm.). Because this
species can heavily disturb its habitat, it
requires large feeding territories (thus,
only large forest patches can sustain
more than one pair). This groundfeeding strategy may facilitate
interbreeding amongst groups located
on adjoining mountain peaks when the
species likely descends the mountains
during periods of snow cover (Engblom
et al. 2002, p. 57).
Historical Range and Distribution
The royal cinclodes may once have
been locally common and distributed
across most of central to southern Peru
and into the Bolivian highlands, in
once-contiguous expanses of Polylepis
forests above 3,000 m (9,843 ft) (BLI
˚
2009i, p. 1; Fjeldsa 2002a, pp. 111–112,
115; Herzog et al. 2002, p. 94; Kessler
2002, pp. 97–101; BLI 2000, p. 345).
Polylepis woodlands are now restricted
to elevations of 3,500 to 5,000 m (11,483
˚
to 16,404 ft) (Fjeldsa 1992, p. 10). As
discussed above for the Historical Range
and Distribution of the ash-breasted tittyrant, researchers consider human
activity to be the primary cause for
historical habitat decline and resultant
˚
decrease in species richness (Fjeldsa
2002a, p. 116; Herzog et al. 2002, p. 94;
˚
Kessler 2002, pp. 97–101; Fjeldsa and
Kessler 1996, Kessler 1995a, b, and
˚
L#gaard 1992, as cited in Fjeldsa 2002a,
p. 112; Kessler and Herzog 1998, pp.
50–51). The royal cinclodes may have
been extirpated from its type locality
(Aricoma Pass, Puno), and possibly
throughout the entire Puno Region,
where Polylepis forest no longer exists
(Collar et al. 1992, p. 589; Engblom et
al. 2002, p. 57) (see Population
Estimates). It is estimated that between
2–3 and 10 percent of the original forest
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cover still remains in Peru and Bolivia,
˚
respectively (BLI 2009i, p. 1; Fjeldsa
˚
and Kessler 1996, as cited in Fjeldsa
2002a, p. 113) (see Factor A). Of this
amount, less than 1 percent of the
remaining woodlands occur in humid
areas, where Polylepis denser stands
˚
occur (Fjeldsa and Kessler 1996, as cited
˚
in Fjeldsa 2002a, p. 113) and which are
preferred by the royal cinclodes (del
Hoyo et al. 2003, p. 253; Engblom et al.
2002, p. 57). The royal cinclodes was
initially discovered in Bolivia in 1876,
but was not observed there again until
recently (BLI 2009i, p. 2; Hirshfeld
2007, p. 198) (see Current Range and
Distribution).
Current Range and Distribution
The royal cinclodes is generally
restricted to moist and mossy habitat on
steep rocky slopes of semihumid
Polylepis or Polylepis-Gynoxys
woodlands, where the species is found
at elevations between 3,500 and 4,600 m
(11,483 and 12,092 ft) (Benham et al.
2011, p. 151; BLI 2009i, p. 2; del Hoyo
et al. 2003, p. 253; Collar et al. 1992,
p. 588). The current potential range of
the species is approximately 2,700 km2
(1,042 mi2) (BLI 2009i, p. 1), which is
an overestimate of the actual range,
given the fragmented nature of the
species’ remaining habitat (BLI 20091,
˚
p. 1; Fjeldsa and Kessler 1996, as cited
˚
in Fjeldsa 2002a, p. 113). The royal
cinclodes was rediscovered in Bolivia
within the last decade, after more than
100 years of not being observed there
(Mobley 2010 in litt.; Hirshfeld 2007,
p. 198). It occurs in the Andes of
´
southeastern Peru (Cusco, Apurımac,
´
Puno and Junın) and adjacent Bolivia
(La Paz) (Gomez 2010, p. 1; see https://
www.birdlife.org/datazone/
speciesfactsheet.php?id=9773 for a
range map of the species).
Within the last 15 years, royal
cinclodes has been observed in Peru’s
Runtacocha highlands and in the
Laguna Anantay Valley (both in
´
´
Apurımac), Pariahuanca Valley (Junın),
and Cordillera Vilcanota (Cusco), and in
Bolivia, Department of La Paz:
Cordillera Apolobamba and the
Cordillera Real (including Ilampu
Valley, Sanja Pampa, and Cordillera de
La Paz) (Benham et al. 2011, p. 151;
Hirshfeld 2007, p. 198; del Hoyo et al.
2003, p. 253; Engblom et al. 2002, p. 57;
Valqui 2000, p. 104). It was also recently
discovered in central Peru,
approximately 5 km (3.1 mi) from
´
Lampa, Junın Department, at 3700 m
(12,139 ft). This represents a 300 km
(186 mi) northward range extension for
the species (Witt and Lane 2009, pp. 90–
94).
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birds and 30 birds in Cordilleras
Vilcanota and Vilcabamba, respectively
Population information is presented
first by range country and then in terms (Cusco); 2 birds in Cordillera de
Carabaya (Puno); and 41 birds in
of a global population estimate. The
´
Cordillera del Apurımac (Runtacocha
range country estimates begin with
´
highlands in Apurımac) (Aucca-Chutas
Peru, where the majority of the
2007, pp. 4, 8). Subpopulations at the
population resides. The royal cinclodes
four locations in the Cordillera
is believed to be a naturally low-density
Vilcanota may contain as few as 1–4
species (Lloyd 2008, pp. 164–180).
individuals (BLI 2008, p. 2).
Peru. In the Puno Region of Peru, it
In 2002, Engblom et al. (p. 57)
is unclear whether a viable population
estimated a total population size of up
of royal cinclodes remains. The royal
to 250 pairs of birds. In 2003, the global
cinclodes was first observed in Puno in
population was once again reported to
˚
1930 (Fjeldsa and Krabbe 1990, p. 338)
include only a few hundred individuals
and has continued to be reported there
(del Hoyo et al. 2003, p. 253). Based on
(BLI 2009i, pp. 1–2; BLI 2007, pp. 1–2;
recent observations in both countries,
del Hoyo 2003, p. 253; Collar et al. 1992, there are likely approximately 270 birds
p. 588). However, based on habitat
in Peru and 50–70 in Bolivia, totaling
availability, InfoNatura (2007, p. 1)
239–340 individuals (this includes the
predicted that the royal cinclodes does
2011 observations in Laguna Anantay,
not occur in Puno because suitable
´
Apurımac Department (Benham et al.
habitat no longer exists there. Only two
2011). While the BLI estimate of the
royal cinclodes individuals have been
population is between 50 and 249
reported in the Puno Region (Cordillera
individuals (BLI 2011d), recent research
de Carabaya) in recent decades (Auccahas found new habitat and birds in
Chutas 2007, pp. 4, 8).
newly identified locations (Benham et
Bolivia. The species’ current range is
al. 2011, pp. 145–157).
more widespread in Bolivia than
Population estimates are incomplete,
previously understood. The royal
and the population structure and the
cinclodes had not been observed in
extent of interbreeding among the
Bolivia for more than a century, when
various localities are unknown. The
it was rediscovered there in 1997 (BLI
species’ territory ranges from 3 to 4 ha
2009i, p. 2; Hirshfeld 2007, p. 198).
(7 to 10 ac), and its habitat is
Recent surveys in La Paz Department
fragmented, dispersed, and sparse (del
found it in at least 13 localities (8 in
Hoyo et al. 2003, p. 253; Engblom et al.
Cordillera Apolobamba and 5 in
˚
2002, p. 57). Fjeldsa (2010, pers. comm.)
Cordillera La Paz) (BLI 2009i, p. 1).
indicated that because of the range
BLI reports an estimated population
disjunction, the species may not be
size of 50–70 royal cinclodes in Bolivia
breeding as a single population. In the
´
(Gomez in litt. 2003, 2008, as cited in
proposed rule, we indicated that there
BLI 2009i, p. 2). Studies in Bolivia
was no information to indicate the
reported in 2007 found a density of 1–
distance that this species is capable of
8 royal cinclodes in each of 30 forest
or likely to travel between localities.
´
patches (Gomez in litt. 2007, p. 1). Thus, However, research in 2011 found that
they estimated that the royal cinclodes
this species was making flights greater
population in Bolivia is approximately
than 100 m (328 ft) between Polylepis
30 birds. Researchers added that,
´
patches in Apurımac, and was also
because the royal cinclodes does not
observed at forest edges (Benham et al.
always respond to tape-playbacks, these 2011, pp. 152).
Engblom et al. (2002, p. 57) noted that
numbers may underestimate the actual
´
gene flow between localities likely
population size (Gomez in litt. 2007, p.
occurs when the species descends the
1).
mountains to forage in the valleys
Global Population Estimate
during periods of snow cover at the
In 1990, the global population of the
higher altitudes such that interbreeding
royal cinclodes was estimated to be
may occur at least among localities with
˚
100–150 individuals (Fjeldsa and
shared valleys. Although the
Krabbe 1990, p. 338). This number
information available suggests that the
represented only the estimated Peruvian species does not breed as a single
population, we have insufficient
population because the royal cinclodes
information to determine if they are
was thought to exist only in Peru at the
genetically isolated. The species has
time of this estimate (BLI 2009i, p. 2;
Hirshfeld 2007, p. 198). In 2007, Aucca- experienced a population decline of
approximately 30 and 49 percent in the
Chutas (2007, p. 8) reported an
past 10 years, and this rate of decline is
estimated 189 birds located within four
predicted to continue (BLI 2009i, pp. 1,
separate Polylepis forest patches in
5). The population is considered to be
Peru, with a combined area of 629 ha
declining in close association with
(1,554 ac). This estimate included 116
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Population Estimate
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43445
continued habitat loss and degradation
(BLI 2009i, p. 6).
Conservation Status
The royal cinclodes is considered
critically endangered by the Peruvian
Government under Supreme Decree No.
034–2004–AG (2004, p. 276854). The
IUCN considers the royal cinclodes to
be critically endangered due to its
extremely small population, which
consists of small subpopulations that
are severely fragmented and dependent
upon a rapidly deteriorating habitat (BLI
2009i, p. 1; BLI 2007, p. 1). The royal
cinclodes occurs within the Peruvian
´
protected area of Santuario Historico
Machu Picchu, in Cusco (BLI 2009h, p.
1; BLI 2009i, p. 6; Aucca-Chutas et al.
2008, p. 16). In La Paz Department,
Bolivia, the species is found in Parque
´
Nacional y Area Natural de Manejo
Integrado Madidi, Parque Nacional y
´
Area Natural de Manejo Integrado
Cotapata, and the colocated protected
areas of Reserva Nacional de Fauna de
´
Apolobamba, Area Natural de Manejo
Integrado de Apolobamba, and Reserva
de la Biosfera de Apolobamba (BLI
2009a, p. 1; BLI 2009b, p. 1; AuccaChutas et al. 2008, p. 16). At Abra
´
Malaga Thastayoc, Cordillera Vilcanota,
Peru, a new visitor’s center was
completed in the Royal Cinclodes
Private Conservation Area in February
2011 (ECOAN 2012).
VI. White-browed tit-spinetail
(Leptasthenura xenothorax)
Species Description
The white-browed tit-spinetail, or
‘‘tijeral cejiblanco,’’ is a small dark
ovenbird in the Furnaridaii family that
is native to high-altitude woodlands of
the Peruvian Andes (del Hoyo et al.
2003, pp. 266–267; BLI 2000, p. 347;
˚
Fjeldsa and Krabbe 1990, p. 348; Parker
and O’Neill 1980, p. 169; Chapman
1921, pp. 8–9). The sexes are similar in
size (approximately 18 cm (7 in) in
length). The most distinct feature of this
species is its checkered (black-andwhite) throat and dark grey body
underparts, which distinguishes it from
the rusty-crowned tit-spinetail
˚
(Leptasthenura pileata) (Fjeldsa 2010
pers. comm., p. 4). The species is
characterized by its bright rufous crown
and prominent white supercilium
(eyebrow) (Lloyd 2009, p. 2; del Hoyo et
al. 2003, p. 267), which gives the
species its name. The species is highly
vocal, ‘‘often singing while acrobatically
foraging from the outermost branches of
Polylepis trees’’ (Lloyd 2009, p. 2).
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Taxonomy
The white-browed tit-spinetail was
first described by Chapman in 1921 (del
Hoyo et al. 2003, p. 267). The species
was synonymized with the nominate
subspecies of the rusty-crowned titspinetail (Leptasthenura pileata pileata)
by Vaurie (1980, p. 66), but examination
of additional specimens in combination
with field observations strongly suggests
that L. xenothorax is a valid species
˚
(Collar et al. 1992, p. 596; Fjeldsa and
Krabbe 1990, p. 348; Parker and O’Neill
1980, p. 169). Therefore, we accept the
species as Leptasthenura xenothorax,
which follows the Integrated Taxonomic
Information System (ITIS 2009, p. 1).
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Habitat and Life History
The white-browed tit-spinetail is
restricted to high-elevation, semihumid
Polylepis and Polylepis-Gynoxys
woodlands, where the species is found
between 3,700 and 4,550 m (12,139 and
14,928 ft) above sea level (Lloyd 2009,
pp. 5–6; del Hoyo et al. 2003, p. 267;
BLI 2000, p. 347; Collar et al. 1992, p.
˚
595; Fjeldsa and Krabbe 1990, p. 348).
Dense stands of Polylepis woodlands are
characterized by moss-laden vegetation
and a shaded understory, and provide
for a rich diversity of insects, making
these areas good feeding grounds for
insectivorous birds (De la Via 2004, p.
10), such as the white-browed titspinetail (BLI 2009d, p. 2). The
characteristics of Polylepis habitat are
described above in more detail as part
of the Habitat and Life History of the
ash-breasted tit-tyrant.
This species appears to prefer primary
(lesser disturbed) woodland habitat in
larger remnant patches at the lower to
mid-elevation range of its known
elevational range distribution (Lloyd
2008b, pp. 735–745). It prefers areas of
high density of tall, large Polylepis trees.
These usually correspond with areas
containing dense and extensive moss
ground cover (Lloyd 2008b, pp. 735–
745). This species generally forages on
vertical trunks and on thicker, epiphyteclad branches of Polylepis trees covered
with moss and lichens, unlike other
Leptasthenura species, which generally
forage on the thin terminal branches of
˚
the outer canopy (Fjeldsa 2010 pers.
comm., p. 4). The species is different
from other Polylepis-dependent
insectivorous bird species, in particular
L. yanacensis, in that it uses different
foraging perch types, substrates, and a
different niche position (Lloyd 2010
pers. comm.). The white-browed titspinetail has been observed to regularly
use woodland patches smaller than 0.1
ha (0.25 ac) for foraging in Cordillera
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Vilcabamba (Lloyd 2008, p. 531;
Engblom et al. (2002, pp. 57–58).
It is classified as an ‘‘infrequent flyer’’
across gaps between woodland patches.
At one site in the Cordillera Vilcanota,
the species was observed avoiding
flying across gaps to the most distant
small woodland patches if these patches
were separated by more than 73 m (239
ft) from larger woodland patches
(Benham et al. 2011, p. 153; Lloyd and
Marsden 2010, in press). Based on these
observations, Engblom et al. (2002, p.
58) suggest that the species is able to
persist in very small forest fragments,
especially if a number of these patches
are in close proximity. The lower
elevation of this species’ range changes
to a mixed Polylepis-Escallonia (no
common name) woodland, and the
white-browed tit-spinetail has been
observed there on occasion, such as
during a snowstorm (del Hoyo et al.
2003, p. 267; Collar et al. 1992, p. 595;
˚
Fjeldsa and Krabbe 1990, p. 348). It may
not be entirely as dependent on
Polylepis forests; rather this species may
be more dependent on the density of the
forest which creates the moss-lichen˚
insect environment (Fjeldsa 2010 pers.
comm.)
There is limited information on the
ecology and breeding behavior of the
white-browed tit-spinetail. Lloyd (2006,
as cited in Lloyd 2009, p. 8) reports that
the species breeds in October in
Cordillera Vilcanota in southern Peru.
In the same area, one adult was seen
attending a nesting hole in a Polylepis
tree in November 1997 (del Hoyo et al.
2003, p. 267; Bushell in litt. (1999), as
cited in BLI 2009d, p. 2). Only one nest
of the white-browed tit-spinetail has
ever been described. According to Lloyd
(2006, as cited in Lloyd 2009, p. 8), the
nest was located within a natural cavity
of a Polylepis racemosa tree’s main
trunk, approximately 2 m (7 ft) above
the ground. To construct their nest, the
white-browed tit-spinetail pair uses
moss, lichen, and bark fibers they
stripped from Polylepis tree trunks,
large branches, and large boulders while
foraging. The nest was cup-shaped and
contained two pale-colored eggs (Lloyd
2006, as cited in Lloyd 2009, p. 8).
The white-browed tit-spinetail is
insectivorous, with a diet consisting
primarily of arthropods (Lloyd 2009, p.
7; del Hoyo et al. 2003, p. 267). The
species forages in pairs or small family
groups of three to five, and often in
mixed-species flocks, gleaning insects
from bark crevices, moss, and lichens on
twigs, branches, and trunks (BLI 2009d,
pp. 2–3; Engblom et al. 2002, pp. 57–58;
Parker and O’Neill 1980, p. 169). The
white-browed tit-spinetail is highly
arboreal, typically foraging acrobatically
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from the outer branches of Polylepis
trees while hanging upside-down (Lloyd
2008b, as cited in Lloyd 2009, p. 7; del
Hoyo et al. 2003, p. 267).
Historical Range and Distribution
In our 2008 Annual Notice of
Findings on Resubmitted Petitions for
Foreign Species (73 FR 44062; July 29,
2008), we stated that, historically, the
white-browed tit-spinetail may have
occupied the Polylepis forests of the
high-Andes of Peru and Bolivia. We
included both countries in the historical
range of the species because the species’
primary habitat, the Polylepis forest,
was historically large and contiguous
throughout the high-Andes of both Peru
˚
and Bolivia (Fjeldsa 2002a, p. 115).
However, based on further research, we
have determined that historically, the
species was known from only two
Regions in south-central Peru, Cusco
´
and Apurımac (del Hoyo et al. 2003, p.
267; Collar et al. 1992, p. 594), and not
in Bolivia.
The white-browed tit-spinetail may
once have been distributed throughout
south-central Peru, in previously
contiguous Polylepis forests above 3,000
˚
m (9,843 ft) (BLI 2009d, pp. 1–2; Fjeldsa
2002a, pp. 111–112, 115; Herzog et al.
2002, p. 94; Kessler 2002, pp. 97–101;
BLI 2000, p. 347). However, Polylepis
woodlands are now restricted to
elevations of 3,500 to 5,000 m (11,483
˚
to 16,404 ft) (Fjeldsa 1992, p. 10). As
discussed above for the Historical Range
and Distribution of the ash-breasted tittyrant, researchers consider human
activity to be the primary cause for
historical habitat decline and resultant
˚
decrease in species richness (Fjeldsa
2002a, p. 116; Herzog et al. 2002, p. 94;
˚
Kessler 2002, pp. 97–101; Fjeldsa and
Kessler 1996, Kessler 1995a, b, and
˚
L#gaard 1992, as cited in Fjeldsa 2002a,
p. 112; Kessler and Herzog 1998, pp.
50–51). It is estimated that only 2–3
percent of the original forest cover still
˚
remains in Peru (Fjeldsa 2002a, pp. 111,
113). Less than 1 percent of the
remaining woodlands occur in humid
areas, where denser stands are found
˚
(Fjeldsa and Kessler 1996, as cited in
˚
Fjeldsa 2002a, p. 113), and which are
preferred by the white-browed titspinetail (BLI 2009d, p. 2; Lloyd 2008a,
as cited in Lloyd 2009, p. 6).
Current Range and Distribution
The white-browed tit-spinetail occurs
in high-elevation, semihumid patches of
Polylepis and Polylepis-Gynoxys
woodlands in the Andes Mountains of
south-central Peru (see https://
www.birdlife.org/datazone/
speciesfactsheet.php?id=4824 for a
range map of the species). The species
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has a highly restricted and severely
fragmented range, and is currently
known from only a small number of
´
sites in the Apurımac Department in
these areas: The Runtacocha highlands;
Nevado Sacsarayoc massif (mountain
range); Cordillera Vilcanota and in the
´
Laguna Anantay Valley in Apurımac. It
is also known to occur in Vilcabamba in
Cusco Department (within the Peruvian
´
protected area of Santuario Historico
Machu Picchu) (Benham et al. 2011, p.
˚
153; Fjeldsa 2010 pers. comm., p. 4;
Lloyd 2010; BLI 2009c, pp. 1, 3; BLI
2009d, p. 6; del Hoyo et al. 2003, p.
267). The species occurs at an altitude
of 3,700–4,550 m (12,139–14,928 ft)
(Lloyd 2009, pp. 1, 5–6; del Hoyo et al.
˚
2003, p. 267; Fjeldsa and Krabbe 1990,
p. 348). It is more commonly
encountered in the lower elevations
within this range. Subpopulations of
white-browed tit-spinetail in the
Cordillera Vilcanota have a very narrow
estimated niche (Benham et al. 2011, p.
˚
153; Fjeldsa 2010 pers. comm.; Lloyd
2009, p. 5; Lloyd and Marsden 2008, pp.
2645–2660). The estimated potential
range of the species is approximately
2,500 km2 (965 mi2) (BLI 2011f, p. 1).
Population Estimates
Peru. An estimated 305 birds were
located within 3 disjunct Polylepis
forest patches in Peru (Aucca-Chutas
2007, p. 8). This included 205 birds and
36 birds in Cordilleras Vilcanota and
Vilcabamba, respectively (Cusco), and
´
64 birds in Cordillera del Apurımac
´
(Runtacocha highlands of Apurımac)
(Aucca-Chutas 2007, p. 8). The species
may occur at higher densities in other
areas of Polylepis forests (Lloyd 2008c,
as cited in Lloyd 2009, p. 9). Despite the
low population estimates of this species,
the quantitative data from Cordillera
Vilcanota indicates that the whitebrowed tit-spinetail is one of the most
abundant Polylepis specialists in
southern Peru (Lloyd 2009, p. 9). This
species was documented in Laguna
´
Anantay, Apurımac in 2010, and its
estimated population size in this
location was 229 individuals (Benham
et al. 2011, p. 153).
Global population estimate: BLI
categorizes the white-browed titspinetail as having a population size
between 500 and 1,500 mature
individuals (BLI 2011f, p. 1). However,
the estimate is based on Engblom et al.
˚
2002 (p. 58). In 2002, Fjeldsa (2002b, p.
9) also estimated a total population size
of between 250 and 1,000 pairs of birds.
More recently it was described as
having one of the highest densities of all
the threatened Polylepis bird species in
this area (Benham et al. 2011, p. 153;
Lloyd 2010, pers. comm.). It is described
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as being common in a rare and patchy
(fragmented) habitat (Lloyd 2008). Some
species have always been rare (Donald
et al. 2010, p. 10); particularly those
associated with habitat such as
Polylepis-dominated forest. However, as
of 2009, the species was described as
experiencing a population decline
between 10 and 19 percent in the past
10 years, and this rate of decline was
predicted to continue (BLI 2009d, p. 5).
The species’ population decline is
correlated with the rate of habitat loss
and degradation (see Factor A) (BLI
2009d, p. 6). Based on the best available
information, we consider the population
estimate to be between 500 and 1,500
mature individuals.
Conservation Status
The white-browed tit-spinetail is
considered endangered by the Peruvian
Government under Supreme Decree No.
034–2004–AG (2004, p. 276854). The
IUCN considers the white-browed titspinetail to be endangered due to its
very small and severely fragmented
range and population, which continue
to decline with ongoing habitat loss and
a lack of habitat regeneration (BLI
2009d, p. 1). Additional protections that
are likely to benefit this species include
three new recently approved
community-owned, private conservation
areas (3,415 ha or 8,438 ac) to protect
Polylepis forest in the Vilcanota
Mountains of southeastern Peru, near
Cusco, which will subsequently provide
protection for bird species such as the
white-browed tit-spinetail (American
Bird Conservancy 2011, unpaginated;
Salem News 2010, p. 1).
Summary of Factors Affecting the
Species
Section 4 of the Act (16 U.S.C. 1533),
and its implementing regulations at 50
CFR part 424, set forth the procedures
for adding species to the Federal Lists
of Endangered and Threatened Wildlife
and Plants. A species may be
determined to be an endangered or
threatened species due to one or more
of the five factors described in section
4(a)(1) of the Act. The five factors are:
(A) The present or threatened
destruction, modification, or
curtailment of its habitat or range; (B)
overutilization for commercial,
recreational, scientific, or educational
purposes; (C) disease or predation; (D)
the inadequacy of existing regulatory
mechanisms; and (E) other natural or
manmade factors affecting its continued
existence. Listing actions may be
warranted based on any of the above
threat factors, singly or in combination.
In considering what factors might
constitute threats, we look beyond the
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exposure of the species to determine
whether the species responds to the
factor in a way that causes actual
impacts to the species, and we look at
the magnitude of the effect. If there is
exposure to a factor, but no response, or
only a beneficial response, that factor is
not a threat. If there is exposure and the
species responds negatively, the factor
may be a threat and we then attempt to
determine how significant the factor is.
If the factor is significant and, therefore,
a threat, it may drive or contribute to the
risk of extinction of the species such
that the species warrants listing as
threatened or endangered as those terms
are defined by the Act. In making this
final listing determination, we evaluated
threats to each of these six species. Our
evaluation of this information is
discussed below.
There are three habitat types in which
these six species exist. All six species
occur in Peru; two of them occur in
Bolivia. The Peruvian plantcutter occurs
´
in coastal northern Peru, the Junın grebe
´
and Junın rail occur in and around Lake
´
Junın, and three (the white-browed titspinetail, royal cinclodes, and ash
breasted tit-tyrant) occur in forest
habitat dominated by Polylepis species.
Within each of these three habitats,
these three species depend on similar
physical and biological features and on
the successful functioning of their
ecosystems to survive. They also face
the same or very similar threats within
each habitat type. One peer reviewer
thought that the proposed rule was
difficult to follow, so we hope that the
way we have organized our evaluation
and finding in this final rule is more
clear.
Although the listing determination for
each species is analyzed separately, to
avoid redundancy we have organized
the specific analysis for each species
within the context of the broader scale
and threat factor in which it occurs.
Since within each habitat, these species
face a suite of common or mostly
overlapping threats, similar
management actions would reduce or
eliminate those threats. Effective
management of these threat factors often
requires implementation of conservation
actions at a broader scale to enhance or
restore critical ecological processes and
provide for long-term viability of those
species in their native environment.
Thus, by taking this broader approach,
we hope this final rule is effectively
organized.
Summary of Factors
A. The Present or Threatened
Destruction, Modification, or
Curtailment of the Species’ Habitat or
Range
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Ash-breasted tit-tyrant, royal cinclodes,
and white-browed tit-spinetail (Polylepis
habitat)
1. Ash-breasted tit-tyrant. The ashbreasted tit-tyrant is dependent upon
high-elevation semihumid Polylepis or
Polylepis-Gynoxys woodlands (del Hoyo
et al. 2004, pp. 281; Collar et al. 1992,
˚
p. 753; Fjeldsa and Krabbe 1990, pp.
468–469). Researchers believe that this
habitat was historically contiguous with
lower-elevation cloud forests and
widespread above 3,000 m (9,843 ft)
˚
(Fjeldsa 2002a, pp. 111, 115; Collar et
al. 1992, p. 753), but Polylepis
woodlands occur today only between
3,500 and 5,000 m (11,483–16,404 ft)
˚
(Fjeldsa 1992, p. 10). The species prefers
˚
dense woodlands (Fjeldsa 2002a, p. 114;
Smith 1971, p. 269), where the best
foraging habitat exists (De la Via 2004,
p. 10).
Within La Paz, there may be two
separate populations that are separated
by the Mapiri canyon (see
www.birdlife.org/datazone/
speciesfactsheet.php?id=4173 for a
range map of the species). The
population in the Runtacocha highland
´
in Apurımac, Peru, is morphologically
distinct from that in Cusco, although a
formal subspecies description has not
˚
been published (Fjeldsa 2010 pers.
comm.). Several other areas with similar
dense Polylepis stands exist further
´
south in Apurımac, east of the
Chalhuanca valley (a zone with fairly
high precipitation) and could hold other
populations. These could act as links or
corridors to other suitable habitat such
as a small Polylepis patch that exists
near Nevado Solimana in western
Arequipa. However, this patch is
isolated and could only accommodate a
few pairs of ash-breasted tit-tyrants
˚
(Fjeldsa 2010 pers. comm.).
Although there is currently no
evidence to suggest that populations in
Cusco and in La Paz are connected, they
may have been connected in the past. In
2007, the ash-breasted tit-tyrant was
observed in the Ancash Region,
Corredor Conchucos (Aucca-Chutas
2007, pp. 4, 8). Here, a Polylepis
reforestation project is under way to
connect two protected areas where ashbreasted tit-tyrants were known to
´
occur: In Parque Nacional Huascaran
and Zona Reservada de la Cordillera
Huayhuash (MacLennan 2009, p. 1;
Antamina Mine 2006, p. 5).
The second location spans the
Peruvian-Bolivian border—in the
Peruvian Administrative Regions of
´
Apurımac, Cusco, Puno, and Arequipa
(from north to south) and in the
Bolivian Department of La Paz. Here it
´
occurs in Cordillera Oriental (Apurımac
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and Cusco), Cordilleras Vilcanota and
Vilcabamba (Cusco), and Cordillera de
Carabaya (Puno)—in Peru—and ranges
into Bolivia, where it is found in the
Cordillera Real and the Cordillera
Apolobamba (La Paz) (BLI 2009e, p. 1;
Aucca-Chutas 2007, p. 8; del Hoyo et al.
2004, p. 281; Collar et al. 1992, p. 753;
˚
Fjeldsa and Krabbe 1990, pp. 468–469).
The ash-breasted tit-tyrant was only
recently (in 2008) reported in Arequipa
Region, Peru (BLI 2009j, p. 1).
The ash-breasted tit-tyrant is highly
localized (Collar et al. 1992, p. 753) and
has been described as very rare, with
usually only 1–2 pairs per occupied
˚
woodland (Fjeldsa and Krabbe 1990, p.
469). It exists at such low densities in
some places that it may go undetected
(Collar et al. 1992, p. 753). The species
appears to be unable to persist in forest
remnants smaller than 1 ha (2.5 ac) (BLI
2009o, p. 1).
2. Royal cinclodes. The royal
cinclodes is restricted to high-elevation
(3,500–4,600 m or 11,483–12,092 ft),
moist, moss-laden areas of semihumid
Polylepis or Polylepis-Gynoxys
woodlands (BLI 2009i, p. 2; del Hoyo et
al. 2003, p. 253; BLI 2000, p. 345; Collar
et al. 1992, p. 588). Polylepis woodlands
are dispersed and sparse, with an
estimated remaining area of 1,000 km2
(386 mi2) in Peru and 5,000 km2 (1,931
˚
mi2) in Bolivia (Fjeldsa and Kessler
˚
1996, as cited in Fjeldsa 2002a, p. 113).
Within the remaining Polylepis
woodlands, the royal cinclodes’ range is
approximately 2,700 km2 (1,042 mi2)
(BLI 2011e, p. 1) (See https://
www.birdlife.org/datazone/
speciesfactsheet.php?id=9773 for a
range map of the species). Less than 1
percent of the remaining woodlands
occur in humid areas, where denser
˚
stands occur (Fjeldsa and Kessler 1996,
˚
as cited in Fjeldsa 2002a, p. 113). The
optimal habitat for the royal cinclodes is
large areas of dense woodlands in the
high Andes, with a closed canopy that
supports its preferred foraging habitat of
shady, moss-laden vegetation (Lloyd
2008, p. 735; De la Via 2004, p. 10; del
Hoyo et al. 2003, p. 253; Engblom et al.
2002, p. 57).
3. White-browed tit-spinetail. The
species is known from only a small
number of sites at four locations: The
´
Runtacocha highlands (in Apurımac
Region), and the Nevado Sacsarayoc
massif, Cordillera Vilcabamba, and
Cordillera Vilcanota (in Cusco Region);
however, new Polylepis habitat has been
located (Benham et al. 2011, p. 145). In
the Cordillera de Vilcanota (Cusco,
Peru), where a large portion of the
known white-browed tit-spinetail
population occurs (205 birds were
recently observed there, of 305 total
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birds observed in 3 study sites in Peru)
(Aucca-Chutas 2007, p. 8), Polylepis
woodland habitat is highly fragmented
and degraded. According to Engblom et
al. (2002, pp. 57–58), the species has
been recorded in patches of woodland
as small as 0.25 ha (0.6 ac) in Cordillera
Vilcabamba, but the species’ persistence
in small patches appears to be
dependent on the patches being in close
proximity to each other.
Polylepis habitat
High-Andean Polylepis woodlands are
considered by experts to be the most
threatened habitat in Peru and Bolivia
(Purcell et al. 2004, p. 457), throughout
the Andean region (BLI 2009a, p. 2), and
are one of the most threatened
woodland ecosystem types in the world
(Renison et al. 2005, as cited in Lloyd
2009, p. 10). The IUCN has listed
several Polylepis species as vulnerable,
including two species, Polylepis incana
and P. pepei that occur within the range
of these three species (Ramsay and
Aucca 2003, pp. 3–4; WCMC 1998a, p.
1; WCMC 1998b, p. 1). Peruvian and
Bolivian Polylepis woodlands today are
highly fragmented. In the late 1990s,
˚
Fjeldsa and Kessler (1996, as cited in
˚
Fjeldsa 2002a, p. 113) conducted
comprehensive ground surveys and
analyzed maps and satellite images of
the area. They estimated that the current
range of Polylepis woodlands had been
reduced from historical levels by 97–98
percent in Peru and 90 percent in
Bolivia. Contemporary Polylepis
woodlands are dispersed and sparse,
covering an estimated area of 1,000 km2
(386 mi2) and 5,000 km2 (1,931 mi2) in
˚
Peru and Bolivia, respectively (Fjeldsa
˚
and Kessler 1996, as cited in Fjeldsa
2002a, p. 113). Of the remaining
Polylepis woodlands, only 1 percent is
found in humid areas, where the denser
Polylepis forests preferred by the ash˚
breasted tit-tyrant tend to occur (Fjeldsa
˚
and Kessler 1996, as cited in Fjeldsa
2002a, p. 113).
Habitat loss, conversion, and
degradation throughout these three
species’ range have been and continue
to occur as a result of ongoing human
activity, including:
(1) Clear cutting and burning;
(2) Extractive activities;
(3) Human encroachment; and
(4) Climate fluctuations that may
exacerbate the effects of habitat
fragmentation.
Clearcutting and burning. Clear
cutting and burning are among the most
destructive activities and are a leading
cause for Polylepis habitat loss (WCMC
1998a, p. 1; WCMC 1998b, p. 1).
Forested areas are cleared for agriculture
and to create pasture for cattle, sheep,
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and camels (BLI 2009a, p. 2; BLI 2009c,
pp. 1–2; BLI 2009d, pp. 1–2; BLI 2009e,
pp. 1, 5; BLI 2009h, p. 1; BLI 2009m, p.
1; BLI 2009n, p. 4). Grazing lands
situated among remaining forest patches
are regularly burned in order to
maintain the grassland vegetation
(locally known as chaqueo). Regular
burning prevents regeneration of native
forests and is considered the key factor
limiting the distribution of Polylepis
forests (BLI 2009f, p. 1; BLI 2009n, p. 4;
˚
Fjeldsa 2002b, p. 8; WCMC 1998a, p. 1).
In some areas, the burns escape control,
causing further habitat destruction (BLI
2009a, p. 2; BLI 2009e, pp. 1, 5).
Burning and clear cutting occur
throughout the ash-breasted tit-tyrant’s
´
range, including Ancash, Apurımac, and
Cusco in Peru; and in La Paz, Bolivia
(BLI 2009a, p. 2). These activities are
also ongoing within protected areas,
´
including Parque Nacional Huascaran,
´
Santuario Historico Machu Picchu, and
Zona Reservada de la Cordillera
Huayhuash (BLI 2009l, p. 4; BLI 2009n,
p. 2; Barrio 2005, p. 564).
With years of extremely high rainfall
followed by years of extremely dry
weather, the risk of fire is increased
from the accumulated biomass during
the wet period that dries and adds to the
fuel load in the dry season (Block and
Richter 2007, p. 1; Power et al. 2007, p.
898). Evidence suggests that the fire
cycle in Peru has shortened, particularly
in coastal Peru and west of the Andes
(Power et al. 2007, pp. 897–898).
Changes in the fire-regime can have
broad ecological consequences (Block
and Richter 2007, p. 1; Power et al.
2007, p. 898). Research in Ecuadorian
Polylepis-Gynoxys mixed woodlands
indicated a strong reduction in P.
incana adult and seedling survival
following a single fire. This indicates
that Polylepis species do not recover
well from even a single fire event
(Cierjacks et al. 2007, p. 176). Because
burning has been considered to be a key
factor preventing Polylepis regeneration
˚
˚
(Fjeldsa 2002a, p. 112, 120; Fjeldsa
2002b, p. 8), an accelerated fire cycle
would exacerbate this situation.
As a result of the intensity of burning
and grazing, Polylepis species are
generally restricted to areas where fires
cannot spread and where cattle and
sheep do not normally roam—in stream
ravines and on boulders, rock ledges,
˚
and sandy ridges (Fjeldsa 2002a, p. 112;
˚
Fjeldsa 2002b, p. 8). Grazing and
trampling by domesticated animals
˚
further limit forest regeneration (Fjeldsa
2002a, p. 120) and contribute to the
degradation of remaining forest patches.
Sheep and cattle have solid, sharp
hooves that churn up the earth,
damaging vegetation and triggering
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erosion (Purcell et al. 2004, p. 458;
Engblom et al. 2002, p. 56). The loss of
nutrient-rich soils leads to habitat
degradation, which reduces the ability
of the habitat to support dense stands of
Polylepis woodlands (Jameson and
Ramsay 2007, p. 42; Purcell et al. 2004,
˚
p. 458; Fjeldsa 2002b, p. 8).
Polylepis habitat is also subject to
conversion, degradation, or destruction
caused by extractive activities such as
firewood collection, timber harvest, and
mining. Cutting wood for fuel has a
consistent and ongoing impact
throughout these three species’ ranges
(BLI 2009a, p. 2; BLI 2009b, pp. 1–2; BLI
2009c, pp. 1–2; BLI 2009d, pp. 1–2; BLI
2009f, p. 1; BLI 2009l, p. 1; WCMC
1998a, p. 1). The high-altitude zones
where Polylepis occurs have long been
inhabited by subsistence farmers who
rely on Polylepis wood for firewood and
charcoal production (Aucca-Chutas and
Ramsay 2005, p. 287). Habitat
degradation is occurring in the
´
Santuario Historico Machu Picchu in
Peru (BLI 2009h, p. 4), and Parque
´
Nacional y Area Natural de Manejo
Integrado Madidi, Parque Nacional y
´
Area Natural de Manejo Integrado
Cotapata, and the colocated protected
areas of Reserva Nacional de Fauna de
´
Apolobamba, Area Natural de Manejo
Integrado de Apolobamba, and Reserva
de la Biosfera de Apolobamba in Bolivia
(BLI 2009a, p. 2; BLI 2009b, p. 2; BLI
2009c, p. 2; BLI 2009d, p. 5).
Community-based Polylepis
conservation programs fostered by the
Peruvian nongovernmental organization
´
Asociacion Ecosistemas Andinos
(ECOAN) have been under way in Peru
and Bolivia since 2004, encompassing
Cordilleras Vilcanota and Vilcabamba
(Cusco Region), highlands of the
´
Apurımac Region (Lloyd 2009, p. 10;
Aucca-Chutas and Ramsey 2005, p. 287;
ECOAN no date (n.d.), p. 1) and in the
Ancash Region (MacLennan 2009, p. 2).
These are known as the Vilcanota
Project or ECOAN Projects (AuccaChutas and Ramsey 2005, p. 287;
ECOAN n.d., p. 1). Local communities
enter into and enforce management
agreements aimed at mitigating the
primary causes for Polylepis
deforestation: burning, grazing, and
wood-cutting. These projects foster
local, sustainable use of resources
(Aucca-Chutas and Ramsay 2005, p.
287; ECOAN n.d., p. 1; Engblom et al.
2002, p. 56), such as the use of more
fuel-efficient wood-burning stoves that
require half the amount of wood fuel
(MacLennan 2009, p. 2).
Polylepis wood is also harvested for
local commercial use, including within
protected areas (BLI 2009a, p. 2; WCMC
1998a, p. 1). At one site, near Abra
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43449
´
Malaga (Cusco Region), wood has been
harvested for sale to local hotels in the
towns of Urubamba and Ollantaytambo
to support tourism activity (Engblom
2000, p. 1). Engblom (2000, p. 1)
documented felling for firewood at this
site in Cusco over a 2-day period that
significantly reduced the size and
quality of the forest patch. Purcell et al.
(2004, p. 458) noted a positive
correlation between habitat destruction
and increased demand for (and the
concomitant rise in the price of) fuel.
Polylepis is also harvested for
construction, fencing, and tool-making
(Aucca-Chutas and Ramsey 2005, p.
287; BLI 2009a, p. 2). Commercial-scale
activities such as clear cutting, logging,
tourism, and infrastructure development
are ongoing throughout these species’
ranges, and alter otherwise sustainable
resource use practices (MacLennan
2009, p. 2; Aucca-Chutas and Ramsay
2005, p. 287; Purcell and Brelsford
2004, pp. 156–157; Purcell et al. 2004,
pp. 458–459; Engblom et al. 2002, p. 56;
Engblom 2000, p. 2; WCMC 1998a, p. 1).
Human encroachment. Human
encroachment and concomitant
increasing human population pressures
exacerbate the destructive effects of
ongoing human activities throughout
Polylepis habitat. Habitat destruction is
often caused by a combination of human
activities that contribute to habitat
degradation. In the Cordillera de
Vilcanota (Cusco, Peru), where an
estimated 181 ash-breasted tit-tyrants
were reported in 2007 (Aucca-Chutas
2007, pp. 4, 8), the rate of habitat loss
was studied by comparing forest cover
between 1956 and 2005. This study
revealed a rate of habitat loss averaging
only 1 percent. However, remaining
patches of Polylepis woodland were
small, with a mean patch size of 3 ha
(7.4 ac). Four forest patches had
disappeared completely; and no new
patches were located within the study
area (Jameson and Ramsay 2007, p. 42).
Lloyd (2008, p. 532) studied bird
foraging habits at three Polylepis
woodland sites in the Cordillera
Vilcanota during 2003–2005. The sites
were described as highly fragmented,
consisting of many small remnant
patches (less than 1 ha (2.5 ac)) and
scattered trees separated from larger
woodland tracts (greater than 10 ha (25
ac)) by distances of 30–1,500 m (98–
4,921 ft) (Lloyd and Marsden in press,
as cited in Lloyd 2008, p. 532). ECOAN
is working with local communities in
this area to address habitat degradation
and is working on Polylepis
reforestation projects, which are
discussed below in this document (ABC
undated, pp. 1–3).
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Extractive activities. Mining in
Polylepis habitat occurs in the Peruvian
´
regions of Ancash and Huanaco and in
the Bolivian Department of La Paz (BLI
2009b, p. 1; BLI 2009d, p. 1; BLI 2009g,
p. 1). As of 2006, Ancash was home to
the largest zinc and copper mine in the
world, with a monthly average
production rate of 105,000 metric tons
(231,485 pounds) of minerals per day
and a 300-kilometer (km) (186-mile
(mi)) underground pipeline that
stretches from the mine to the port of
Punta Lobitos along the coast (Antamina
Mine 2006, pp. 4, 9;
www.antamina.com/02_operacion/
En_puerto.html). A mixture of water
and minerals are transported by the
pipeline (Biodiversity Neutral Initiative
[BNI] 2006, p. 2). The actual mining
footprint was estimated to be 2,221
hectares (5,488 acres) (BNI 2006, p. 2).
As a result of mining activities, the
habitat is affected by effluent containing
metals such as copper, zinc, iron, and
molybdenum) (BNI 2006, p. 7). Mining
also occurs in ash-breasted tit-tyrant
habitat in La Paz, Bolivia, where there
are active gold, tin, silver, and tungsten
mines, in addition to gravel excavation
for cement production (USGS Minerals
Yearbook 2005, pp. 4–7).
Recently, an accelerated rate of
Polylepis forest destruction has been
attributed to clear cutting for road
building and industrialization projects,
such as mining and construction of
hydroelectric power stations (Purcell
and Brelsford 2004, pp. 156–157).
Between 1991 and 2003, approximately
200 ha (494 ac) of Polylepis habitat was
destroyed. Thus, nearly two-thirds of
the forest cover that existed in the 1990s
no longer existed in 2003 (Purcell and
Brelsford 2004, p. 155). Only 520 ha
(1,285 ac) of Polylepis forest was
estimated to remain in the Bolivian
Department of La Paz, representing
approximately a 40 percent rate of
habitat loss in just over one decade. The
researchers inferred that this rate of
destruction could result in extirpation
of the remaining Polylepis forest in La
Paz within the next 30 years if no
mitigation is implemented (Purcell and
Brelsford 2004, pp. 157).
Since 2003, Antamina Mine has
undertaken Polylepis habitat
conservation programs within the areas
affected by mineral extraction in
partnership with ECOAN and other
NGOs. Antamina Mine has committed
to investing a million dollars in
programs ranging from education and
tourism, to organic agriculture and
sustainable development, and
reforestation of areas using Polylepis
species. The Antamina Mining
Company conservation program
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supports the planned reforestation
within a 50,000-ha (123,552-ac) area.
Planting of Polylepis species will assist
in connecting habitat between two
protected areas, Parque Nacional
´
Huascaran and Zona Reservada de la
Cordillera Huayhuash (Antamina Mine
2006, p. 5). As of 2009, the project had
succeeded in restoring 150 ha (371 ac)
of forest, with a 95 percent survival rate
(MacLennan 2009, p. 1). Known as
Corredor Conchucos, at least 30 ashbreasted tit-tyrants have recently been
observed there (Aucca-Chutas 2007, p.
8).
Mining and hydroelectric projects
open previously undisturbed areas to
exploitation and attract people seeking
employment (Purcell et al. 2004, p.
458). Increased urbanization and mining
have led to increased infrastructure
development. Road building and mining
projects further facilitate human access
to remaining Polylepis forest fragments,
throughout these three species’ ranges
(Purcell et al. 2004, pp. 458–459;
Purcell and Brelsford 2004, pp. 156–
157), including protected areas. In the
Bolivian Department of La Paz, one of
the most transited highways in the
country is located a short distance from
´
the Parque Nacional y Area Natural de
Manejo Integrado Cotapata (BLI 2009b,
p. 2). Road building, mining, and other
large-scale resource exploitations have
major impacts on the habitat (Purcell
and Brelsford 2004, p. 157).
Tourism. Ecotourism is considered a
growing problem within protected areas
where these three species occur such as
in the Zona Reservada de la Cordillera
Huayhuash in Peru, and in the
Apolobamba protected areas in Bolivia
(BLI 2009e, p. 5; Barrio 2005, p. 564).
´
For example, in Huascaran National
Park, irresponsible tourism is affecting
habitat (TNC 2011, p. 6). Visitors form
base camps at the foot of mountains and
make expeditions to the summits.
Tourists camp and hike for several days
(TNC 2011, p. 6). Tourism along the
climbing routes and circuits is causing
progressive loss of vegetative coverage
and is disturbing wildlife in the
surrounding areas (TNC 2011, pp. 6–8).
Poorly managed tourism results in
contamination by unmanaged garbage
and waste, unauthorized trail and road
openings, soil erosion, and vegetation
loss (TNC 2011, p. 6). Burying garbage
can damage soil because it causes
erosion as well as contamination.
Garbage and waste left behind
contaminates water (originating from
glaciers), lakes, rivers, and streams.
Lack of Polylepis forest regeneration
during nearly 50 years underscores the
ramifications of continued burning and
clearing to maintain pastures and
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farmland, which are prevalent activities
throughout the ranges of these three
species (BLI 2009a, p. 2; BLI 2009b, p.
˚
2; Engblom et al. 2002, p. 56; Fjeldsa
˚
2002a, pp. 112, 120; Fjeldsa 2002b, p. 8;
Purcell et al. 2004, p. 458; WCMC
1998a, p. 1). These habitat-altering
activities are considered to be key
factors preventing regeneration of
˚
Polylepis woodlands (Fjeldsa 2002a, p.
112, 120) and are factors in the
historical decline of Polylepisdependent bird species, including these
˚
three species (BLI 2009i, p. 6; Fjeldsa
2002a, p. 116; Herzog et al. 2002, p. 94;
˚
Kessler 2002, pp. 97–101; Fjeldsa and
Kessler 1996).
The royal cinclodes’ population size
is considered to be declining in close
association with continued habitat loss
and degradation (BLI 2009i, p. 6). The
royal cinclodes may once have been
locally common and distributed across
most of central to southern Peru and
into the Bolivian highlands, in oncecontiguous expanses of Polylepis forests
˚
(BLI 2009i, p. 1; Fjeldsa 2002a, pp. 111–
112, 115; BLI 2000, p. 345). In the
Cordillera de Vilcanota (Cusco, Peru),
where a large portion of the known
royal cinclodes population occurs (116
birds were observed there, out of 189
total birds observed in 4 study sites in
Peru) (Aucca-Chutas 2007, pp. 4, 8),
Polylepis woodland habitat is highly
fragmented and degraded. The species
may have been extirpated from its type
locality (Aricoma Pass, Puno), where
Polylepis forest no longer occurs. A
search for the species in 1987 resulted
in no observations of the royal cinclodes
(Engblom 2002, p. 57; Collar et al. 1992,
p. 589). The royal cinclodes is not
predicted to occur in Puno because
habitat no longer exists there
(InfoNatura 2007, p. 1), and only two
birds have been observed at that
location in recent years (Aucca-Chutas
2007, pp. 4, 8). Therefore, further
habitat loss will continue to impact the
species’ already small population size
(see Factor E).
Polylepis habitat throughout the range
of the white-browed tit-spinetail has
been and continues to be altered and
destroyed as a result of human
activities, including clear cutting and
burning for agriculture and grazing
lands and extractive activities including
harvest for timber, firewood, and
charcoal. It is estimated that only 2–3
percent of the dense Polylepis
woodlands preferred by the species
remain. Observations suggest that the
white-browed tit-spinetail is able to
persist in very small forest fragments
(e.g., areas as small as 0.25 ha (0.6 ac)
in Cordillera Vilcabamba); however, this
depends on whether or not adequate
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patches are near one another. Continued
loss, degradation, and fragmentation of
remaining Polylepis woodlands increase
the degree of isolation (distance)
between populations and
subpopulations (and neighboring
woodland fragments within the same
site). Since individuals tend not to cross
the larger gaps between neighboring
woodland patches, increasing isolation
(at whatever scale) is likely to affect the
dispersal and other movement patterns
between populations, and, therefore,
impact the species’ population
persistence within the landscape.
The white-browed tit-spinetail prefers
areas of high density of tall, large
Polylepis trees, which usually
correspond with areas containing dense
and extensive moss ground cover. When
habitat is degraded, there is often a lag
time before the species losses are
evident (Brooks et al. 1999, p. 1140), so
the white-browed tit-spinetail may still
be present, despite the low quality of its
habitat. This species is not likely able to
persist in forest remnants smaller than
1 ha (2.5 ac) (Gomez in litt. 2003, 2007
in BLI 2009o, p. 1), and the remaining
Polylepis forest patch sizes have met or
are approaching the lower threshold of
this species’ ecological requirements.
Larger concentrations of people put
greater demand on the natural resources
in the area (Donald et al. 2010, p. 26).
Increasing demand for firewood upsets
informal and otherwise sustainable
community-based forest management
traditions (Purcell and Brelsford, 2004,
p. 157). Increasing human populations
in the high-Andes of Bolivia and Peru
have also resulted in a scarcity of arable
land. This has led many farmers to burn
additional patches of Polylepis forests to
plant crops, even on steep hillsides that
are not suitable for cultivation (BLI
2009b, p. 2; BLI 2009h, p. 1; Hensen
2002, p. 199). These ongoing farming
practices result in the rapid loss of
Polylepis forests stretching from Bolivia
to Peru.
Thus, habitat degradation has serious
impacts in Polylepis woodlands
(Jameson and Ramsay 2007, p. 42),
especially given these species’
˚
preference for dense woodlands (Fjeldsa
2002a, p. 114; Smith 1971, p. 269). The
fact that no new Polylepis forest patches
had become established between 1956
and 2005 underscores the long-term
ramifications of ongoing burning,
clearing, grazing, and other habitataltering human activities that are
pervasive throughout these three
species’ ranges (BLI 2009f, p. 1; BLI
˚
2009n, p. 4; Fjeldsa 2002b, p. 8; WCMC
1998a, p. 1; WCMC 1998b, p. 1). These
activities are considered to be key
factors both in preventing regeneration
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of Polylepis woodlands and in the
historical decline of Polylepisdependent bird species, including these
˚
three species (Fjeldsa 2002a, p. 116).
Therefore, further habitat loss will
continue to impact these species’
already small population sizes (see
Factor E).
Climate Fluctuations
Peru is subject to climate fluctuations
that may exacerbate the effects of habitat
fragmentation, such as those that are
˜
related to the El Nino Southern
Oscillation (ENSO). The term ENSO
refers to a range of variability associated
with the southern trade winds in the
eastern and central equatorial Pacific
˜
Ocean. El Nino events are characterized
by unusual warming of the ocean, while
˜
La Nina events bring cooler ocean
temperatures (Tropical Atmosphere
Ocean (TAO) Project no date (n.d.), p.
1). Generally speaking, extreme ENSO
events alter weather patterns, so that
precipitation increases in normally dry
areas, and decreases in normally wet
˜
areas. During an El Nino event, rainfall
dramatically increases, whereas a La
˜
Nina event brings near-drought
conditions (Holmgren et al. 2001, p. 89).
Climate change is characterized by
variations in the earth’s temperature and
precipitation, causing changes in
atmospheric, oceanic, and terrestrial
conditions (Parmesan and Mathews
2005, p. 334). In addition to substrates
(vegetation, soil, water), habitat is also
defined by atmospheric conditions;
changes in air temperature and moisture
can effectively change a species’ habitat.
Periodic climatic patterns such as El
˜
˜
Nino and La Nina can cause or
exacerbate such negative impacts on a
broad range of terrestrial ecosystems
and Neotropical bird populations
(Gosling et al. 2009, pp. 1–9; Plumart
2007, pp. 1–2; Holmgren et al. 2001, p.
89; England 2000, p. 86; Timmermann
1999, p. 694).
Over the past decade, there have been
˜
four El Nino events (1997–1998, 2002–
2003, 2004–2005, and 2006–2007) and
˜
three La Nina events (1998–2000, 2000–
2001, and 2007–2008) (National
Weather Service (NWS) 2009, p. 2).
Some research suggests the Andean
highlands, and Polylepis species in
particular, are strongly influenced by
ENSO events (Christie et al. 2008, p. 1;
Richter 2005, pp. 24–25). Christie et al.
(2008, p. 1) found that tree growth in P.
tarapacana is highly influenced by
ENSO events because ENSO cycles on
the Peruvian Coast are strongest during
the growing season (December–
February). ENSO-related droughts can
increase tree mortality and dramatically
alter age structure within tree
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43451
populations, especially in cases where
woodlands have undergone disturbance
such as fire and grazing (Villalba and
Veblen 1998, pp. 2624, 2637; Villalba
and Veblen 1997, pp. 121–123).
Some changes in the physical
environment include changes in
precipitation and temperature and the
frequency and severity of events (Huber
and Gulledge 2011, p. 3; Solman 2011,
p. 20; Laurance and Useche 2009, p.
˜
1432; Margeno 2008, p. 1; Nunez et al.
2008, p. 1). Climate change has also
resulted in a variety of alterations in
ecosystem processes, species
distributions, and the timing of seasonal
events such as bird migrations and the
onset of flowering (GCCIUS 2009, pp.
79–88). Forecasts of the rate and
consequences of future climate change
are based on the results of extensive
modeling efforts conducted by scientists
around the world (Solman 2011, p. 20;
Laurance and Useche 2009, p. 1432;
˜
Nunez et al. 2008, p. 1; Margeno 2008,
p. 1; Meehl et al. 2007, p. 753). While
projections from global climate model
simulations are informative and various
methods exist to downscale global and
national projections to the regional or
local area in which the species lives, in
many cases, downscaled projections are
still being developed (Solman 2011, p.
˜
20; Insel et al. 2009; Nunez et al. 2008,
p. 1; Marengo 2008, p. 1), and the local
effect of climate change on Polylepis is
unclear.
Jetz et al. (2007, p. 1,211) investigated
the effects of climate change on 8,750
land bird species that are exposed to
ongoing manmade land cover changes
(i.e., habitat loss). They determined that
narrow endemics such as these three
species are likely to suffer greater
impacts from climate change combined
with habitat loss (Jetz et al. 2007, p.
1213). This is due to the species’ already
small population size, specialized
habitat requirements, and heightened
risk of extinction from stochastic
demographic processes (see also Factor
E). According to this study, by 2050, up
to 18 percent of the ash-breasted tittyrant’s current remaining range is
likely to be unsuitable for this species
due to climate change. By 2100, one
estimate predicted that about 18 to 42
percent of the species’ range is likely to
be lost as a result of climate change (Jetz
et al. 2007, Supplementary Table 2, p.
73). With respect to the royal cinclodes,
researchers predicted that, by 2050,
approximately 3 to 15 percent of its
current remaining range is likely to be
unsuitable for this species due to
climate change and, by 2100, it is
predicted that about 8 to 18 percent of
the species’ range is likely to be lost as
a direct result of global climate change
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(p. 89). With respect to the whitebrowed tit-spinetail, the researchers
predicted that, by 2050, another one
percent of its current remaining range is
likely to be unsuitable for this species
due to changes in the local climate. By
2100, it is predicted that about 43
percent of the species’ range is likely to
be lost as a direct result of global
climate change (p. 89).
There is conflicting information about
how changes in climate might affect
these species’ habitat, which is
associated with cloud mist-zones. Fossil
records indicate that these species’
habitat, Polylepis forest in the central
Andes, was at a maximum during warm,
wet conditions approximately 1,000
years ago, but might be at a minimum
during the warmer and drier-thanmodern conditions predicted for later
this century (Gosling et al. 2009, pp. 2,
10). The maximum abundance of
Polylepis is coincident with times of
warmer, wetter conditions, while
warmer, drier conditions minimize
optimum habitat (Gosling 2009, p. 18).
This suggests that Polylepis forests may
become scarcer. If these three bird
species are unable to adapt to other
habitat, the lack of mature Polylepis
forests may affect these species.
However, this same paper and other
research indicate that Polylepis habitat
may experience more moisture (Gosling
et al. 2009, p. 11; Insel et al. 2009,
unpaginated; Marengo 2008, p. 4). The
effects of climate change are still
uncertain, in part due to the localized
effects of the Andes (Insel et al. 2009,
pp. 1–2). Other recent regional models
project both an increase in wet-season
precipitation and a decrease in dryseason precipitation over most of South
˜
America (Kitoh et al. 2011, p. 1; Nunez
et al. 2008, p. 1081). In the future, for
almost the entire South American
continent, precipitation intensity is
expected to increase (Kitoh et al. 2011,
´
p. 2; Avalos-Roldan 2007, p. 76).
Other new information suggests that
climate change may not be a significant
factor affecting species in Polylepis
˚
forests (Fjeldsa 2010 pers. comm.).
Although stronger ENSO impacts may
cause drier conditions in Peru’s western
cordillera, the effect further east would
likely be opposite. The areas where the
ash-breasted tit-tyrant occurs, for
example, correspond with peaks of
endemism in the humid Peruvian
Andes. These areas have been found to
correlate with stable local
environments, likely due to interactions
between atmospheric flows and local
˚
topography (Fjeldsa 2010 pers. comm.).
The Polylepis forests generally occur at
the transition between deep Andean
valleys and cold highlands, where the
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mist-zone is determined more by
topography rather than by regional or
˚
global climate (Fjeldsa 2010 pers.
˚
Comm; Fjeldsa et al. 1999). This
characteristic is demonstrated by the
persistence of relict endemic species in
these places. Therefore, preferred
Polylepis habitat may be less susceptible
to larger scales of climate change.
Unpredictable climate fluctuations
may exacerbate the effects of habitat
fragmentation (Jetz et al. 2007, pp.
1,211, 1,213; Mora et al. 2007, p. 1,027).
In the face of an unpredictable climate,
the risk of population decline due to
habitat fragmentation is heightened.
Researchers have found that the
combined effects of habitat
fragmentation and climate change (in
this case, warming) had a synergistic
effect, rather than additive (Laurance
and Useche 2009, p. 1427; Mora et al.
2007, p. 1,027). In other words, the
interactive effects of both climate
fluctuation and habitat fragmentation
led to a greater population decline than
if either climate change or habitat
fragmentation were acting alone on
populations. However, the effect of a
changing climate on these species’
habitat is still unclear.
Summary of Factor A—Ash-breasted tittyrant, royal cinclodes, and whitebrowed tit-spinetail (Polylepis habitat)
These three species are dependent on
Polylepis habitat, with a preference for
dense, shady woodlands. Although the
white-browed tit-spinetail has been
recorded in patches of woodland as
small as 0.25 ha (0.6 ac), the ashbreasted tit-tyrant and the royal
cinclodes both require larger ranges
than the white-browed tit-spinetail: 1–2
ha (2.5–5 ac) and 3–4 ha (7–10 ac)
respectively. In the Department of La
Paz, Bolivia, which encompasses
Bolivia’s largest urban area, most of the
Polylepis forest had been eliminated
prior to the late 1990s (Purcell and
Brelsford 2004, p. 157). In Cordillera
Vilcanota (Cusco, Peru), where a large
concentration of the royal cinclodes
individuals was observed in 2007, the
average size of forest fragments just
meets the lower threshold of the
species’ ecological requirements.
Polylepis habitat throughout their
range has been and continues to be
altered and destroyed as a result of
human activities, including clear cutting
and burning for agriculture and grazing
lands; tourism; extractive activities
including firewood, timber, and
minerals; human encroachment, and
concomitant increased pressure on
natural resources. Forest fragments in
some portions of these three species’
ranges are approaching the lower
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threshold of the species’ ecological
requirements. The historical decline of
habitat suitable for these species is
attributed to the same human activities
that are causing habitat loss today.
Ongoing and accelerated habitat
destruction of the remaining Polylepis
forest fragments in both Peru and
Bolivia continues to reduce the
quantity, quality, distribution, and
regeneration of remaining patches.
Some NGOs and local communities are
conducting reforestation efforts in areas
such as the Cordillera Vilcanota, Peru
(ECOAN 2012). However, the growth of
Polylepis species will take some time,
and the results of these efforts are not
yet clear. Human activities that degrade,
alter, and destroy habitat are ongoing
throughout the species’ range, including
within protected areas.
Although some climate models
predict that fluctuations in precipitation
and temperature, particularly ENSO
events, could affect this species’ habitat,
other research suggests that its very
local climate will not be significantly
˚
affected (Fjeldsa 2010 pers. comm.;
Gosling et al. 2009). Climate change
models, like all scientific models,
produce projections that have some
uncertainty because of the assumptions
used, the data available, and the specific
model features (Fernanda and Solman
2010, p. 533). The science supporting
climate model projections as well as
models assessing their impacts on
species and habitats will continue to be
refined as more information becomes
available, but there are still
uncertainties. Nevertheless, the species’
population declines are commensurate
with the declining habitat. Therefore,
we find that destruction and
modification of habitat threaten the
continued existence of these three
species throughout their range
(primarily Polylepis-dominant habitat).
´
´
´
Junın grebe and Junın rail (Lake Junın)
´
´
1. Junın grebe. The Junın grebe is
´
endemic to Lake Junın, where it resides
year-round. The species is completely
dependent on the open waters and
marshland margins of the lake for
feeding and on the protective cover of
the marshlands during the breeding
season (BLI 2009a, p. 1; BLI 2008, p. 1;
˚
Tello 2007, p. 3; Fjeldsa 1981, p. 247).
The current estimated range of the
species is 143 km2 (55 mi2) (BLI 2009b,
p. 1). However, its actual range is
smaller (see https://www.birdlife.org/
datazone/speciesfactsheet.php?id=3644
for a range map of the species), because
the species is restricted to the southern
portion of the lake (BLI 2009b, p. 1; Gill
˚
and Storer in Fjeldsa 2004, p. 200;
˚
Fjeldsa 1981, p. 254). Breeding season
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begins in November (O’Donnel and
˚
˚
Fjeldsa 1997, p. 29; Fjeldsa 1981, pp. 44,
´
246). Junın grebes build their nests and
obtain their primary prey, pupfish, in
the expansive offshore flooded
marshlands that may extend into the
lake up to 2–5 km (1–3 mi) from shore
˚
(BLI 2008, p. 1; Tello 2007, p. 3; Fjeldsa
˚
2004, p. 200; O’Donnel and Fjeldsa
˚
1997, pp. 29–30; Fjeldsa 1981, p. 247).
´
´
2. Junın rail. The Junın rail is also
´
endemic to Lake Junın, where it also
resides year-round and is restricted to
two localities within the shallow
´
marshlands encircling Lake Junın (BLI
˚
2009b, p. 2; Fjeldsa 1983, p. 278). The
current estimated range of the species
(160 km2, 62 mi2) (BLI 2009b, p. 1) is
likely an overestimate of this species’
range (see www.birdlife.org/datazone/
speciesfactsheet.php?id=2842 for a
range map of the species). The species
is known only from two discrete
locations, which are near Ondores and
Pari, on the southwest shore of the lake.
´
The quality of both Junın grebe and
´
Junın rail habitat and their reproductive
success is highly influenced by water
levels and the water quality of the lake.
Water levels in the lake are affected by
hydropower generation which is
exacerbated by unpredictable climate
fluctuations (such as drought or
excessive rain). Water quality in Lake
´
Junın has been compromised by
contamination, in part due to waste
from mining activities that drain into
the lake (ParksWatch 2012, pp. 2–3).
Environmental Mitigation Programs
(PAMA) have been implemented to
combat pollution from mining wastes,
and impacts have been reduced
significantly because miners have begun
to use drainage fields and residual water
is being recycled (ParksWatch 2012).
However, the PAMAs do not adequately
address responsibilities for the mining
wastes discharged into the San Juan
River course and delta; sediments
containing heavy metals in the San Juan
´
River delta leach into Lake Junın (also
see Factor D). Additionally, the
Upamayo Dam, located at the
northwestern end of the lake, has been
in operation since 1936, and the lake
water is used to power the 54-megawatt
Malpaso hydroelectric plant
(ParksWatch 2006, p. 5; Martin et al.
2001, p. 178). Dam operations have
caused seasonal water level fluctuations
´
up to 2 m (6 ft) in Lake Junın (Martin
and McNee 1999, p. 659). Under normal
conditions, water levels are lower in the
dry season (June to November), and the
marshlands can become partially or
completely dry (ParksWatch 2009, p. 2).
The floodgates of the dam are often
opened during the dry season
(ParksWatch 2009, p. 2), and water
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offtake for hydropower generation
further drains the lake, such that, by the
end of the dry season, in November, the
marshlands encircling the lake are more
apt to become completely desiccated
˚
(Fjeldsa 2004, p. 123).
Reduced water levels directly impact
´
the Junın grebe’s breeding success by
reducing the amount of available
˚
nesting habitat (BLI 2008, p. 1; Fjeldsa
2004, p. 200). The giant bulrush
´
marshlands, upon which the Junın grebe
relies for nesting and foraging habitat,
have virtually disappeared from some
sections of the lake (O’Donnel and
˚
Fjeldsa 1997, p. 29). When the
marshlands are completely desiccated,
´
the Junın grebe is reported to not breed
˚
at all (Fjeldsa 2004, p. 123).
Reduced water levels impact the
´
species by reducing the Junın grebe’s
primary prey, pupfish (Orestias species)
˚
(Fjeldsa 2004, p. 200). The perimeter of
the flooded marshlands provides the
primary recruitment habitat for fish in
the lake particularly during extremely
˚
dry years (Fjeldsa 2004, p. 200;
˚
O’Donnel and Fjeldsa 1997, p. 29).
Submerged aquatic vegetation, habitat
for pupfish, has become very patchy,
further triggering declines in the prey
population. Few marshlands are
permanently inundated now due to the
power generation of the Upamayo Dam,
and the giant bulrushes that previously
provided extensive cover for this
species for breeding and feeding have
virtually disappeared, reducing both
nesting and foraging habitat for the
´
Junın grebe. The reduction in nesting
and foraging habitat is believed to
´
contribute to mass mortality of Junın
grebes during extreme drought years
such as those that occurred during
1983–1987, 1991, and 1994–1997
˚
(O’Donnel and Fjeldsa 1997, p. 30).
´
Manipulation of the Lake Junın’s
water levels also results in competition
between the white-tufted grebe
´
(Rollandia rolland) and the Junın grebe
´
for food resources during the Junın
˚
grebe’s breeding season (Fjeldsa 2004, p.
200). During the breeding season, in
years when water levels remain high,
´
the Junın grebe and white-tufted grebe
are spatially separated. White-tufted
grebes use the interior of the reed
´
marsh, and Junın grebes use the
remaining at the edges of the
marshlands, closer to the center of the
˚
lake (Fjeldsa 1981, pp. 245, 255). Near
the end of the dry season, as early as
October, when water levels are lower in
the lake and the marshlands can
partially or completely dry out (BLI
2009b, p. 1; ParksWatch 2009, p. 2),
thousands of white-tufted grebes move
from the interior of the marshlands to
the edges, where they compete with the
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˚
´
Junın grebe for food (Fjeldsa 1984, pp.
413–414). Competition becomes more
critical the longer the water level
remains low at the end of the dry
season, and activities that further reduce
low water levels only exacerbate this
˚
competition (Fjeldsa 1981, pp. 252–
253).
Water quality affects the availability
´
of habitat for both the endemic Junın
´
grebe and Junın rail. The water in Lake
´
Junın has been contaminated from
mining, agricultural activities and
organic matter and wastewater runoff
from local communities around the lake
(Shoobridge 2006, p. 3; ParksWatch
2006, pp. 5, 19; Martin and McNee
1999, pp. 660–661). Heavy metal
contamination throughout the lake has
exceeded established thresholds for
aquatic life throughout at least one-third
of the lake, and has rendered the
northern portion of the lake lifeless (BLI
2008, p. 4; Shoobridge 2006, p. 3;
˚
Fjeldsa 2004, p. 124; Martin and McNee
1999, pp. 660–662; ParksWatch 2006,
pp. 20–21). At the lake’s center, lake
bottom sediments are lifeless and anoxic
(having low levels of dissolved oxygen)
˚
due to contaminants (Fjeldsa 2004, p.
124; Martin et al. 2001, p. 180), and the
lakeshore has become polluted with
toxic acidic gray sediment (O’Donnel
˚
and Fjeldsa 1997, p. 30). Martin et al.
(2001, p. 180) determined that
sediments at the lake’s center are
contaminated with copper, zinc, and
lead and are anoxic. High
concentrations of dissolved copper,
lead, and zinc have damaged an
estimated one-third of the lake
(ParksWatch 2006, pp. 2, 20; Shoobridge
2006, p. 3; Martin and McNee 1999, pp.
660–661).
There is no vegetation at the northern
end of the lake (ParksWatch 2006, pp.
˚
20–21; Fjeldsa 2004, p. 124), and
ongoing contamination has the potential
to reduce vegetative cover in other areas
of the lake, including the marshlands
where these two species occur. These
pollutants have severely affected animal
and plant populations in the area,
contributing to mortality of species
´
around the lake including the Junın rail
´
and the Junın grebe (ParksWatch 2006,
pp. 3, 20), and are likely to reduce the
health and fitness of these two species
(see Factor C).
´
Lake Junın is a sink for several
streams that transport mining wastes
and other pollution downstream and
into the lake (ParksWatch 2006, p. 19).
The San Juan River is the primary
´
source of water for Lake Junın, and
feeds into the lake from the northern
end (Shoobridge 2006, p. 3; Martin and
˚
McNee 1999, pp. 660–661; Fjeldsa 1981,
p. 255). Tests indicate that the San Juan
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River contains trace metals including
copper, lead, mercury, and zinc in
excess of currently accepted aquatic life
thresholds (Martin and McNee 1999, pp.
660–661). Non-point-source pollutants
from agricultural fertilizers such as
ammonium and nitrate concentrations
are also suspended in the water column
(Martin and McNee 1999, pp. 660–661).
Iron oxide contamination is
prominently visible near the outflow of
the San Juan River (iron oxide produces
a reddish tinge, which colors the water
and reed borders). Vegetation near the
river’s outflow is completely absent
˚
(ParksWatch 2006, pp. 20–21; Fjeldsa
2004, p. 124), and this portion of the
lake has been rendered lifeless by the
precipitation of iron oxide from mining
wastewaters (BLI 2008, p. 4). The giant
bulrush marshlands, which once existed
in great expanses around the entire
perimeter of the lake, have virtually
disappeared, and at least one species of
catfish (Pygidium oroyae) may have
been extirpated from the lake (O’Donnel
˚
and Fjeldsa 1997, p. 29).
Heavy metal contamination is not
limited to the northern end of the lake
(ParksWatch 2006, p. 20), but extends
throughout the southern end (Martin
and McNee 1999, p. 662), where the
´
´
Junın grebe and Junın rail are now
˚
restricted (BLI 2009b, p. 1; Fjeldsa 1981,
˚
p. 254; Gill and Storer in Fjeldsa 2004,
p. 200). In 2009, conservation
organizations and civil society groups
demanded action to reverse the
´
deterioration of Lake Junın and
requested an independent
environmental audit and continuous
monitoring of the lake (BLI 2009b p. 4).
The conservation groups BLI, American
´
Bird Conservancy (ABC), Asociacion
Ecosistemas Andinos (ECOAN), and
´
INRENA adopted the Junın grebe as the
symbol of wetland conservation for the
high Andes (BLI 2009c, p. 1). A
translocation has been a consideration
´
for the conservation of the Junın grebe
since the mid-1990s; however, no
suitable habitat for the species has been
located (BLI 2009b, p. 2; O’Donnel and
˚
Fjeldsa 1997, pp. 30, 35). To date, none
of these conservation organization’s
activities have been able to adequately
curb the ongoing habitat degradation.
The effects of habitat alteration and
destruction (such as those caused by
artificially reduced water levels and
water contamination) are exacerbated by
unpredictable climate fluctuations (such
as drought or excessive rains) (Jetz et al.
2007, pp. 1,211, 1,213; Mora et al. 2007,
p. 1027). Peru is subject to
unpredictable climate fluctuations, such
as those that are related to the ENSO.
Changes in weather patterns, such as
˜
˜
ENSO cycles (El Nino and La Nina
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events), tend to increase precipitation in
normally dry areas, and decrease
precipitation in normally wet areas
(Holmgren et al. 2001, p. 89; TAO
Project n.d., p. 1); exacerbating the
effects of habitat reduction and
alteration on the decline of a species
(Jetz et al. 2007, pp. 1211, 1213; Mora
et al. 2007, p. 1027; Plumart 2007, pp.
1–2; Holmgren et al. 2001, p. 89;
England 2000, p. 86; Timmermann
1999, p. 694), especially for narrow
´
endemics such as the Junın grebe and
´
´
Junın rail. Moreover, the Junın grebe’s
low breeding potential is considered to
be a reflection of its adaptation to being
in a highly predictable, stable
environment (del Hoyo et al. 1992, p.
195).
´
The Junın grebe’s breeding success
and population size are highly
influenced by the climate, with
population declines occurring during
dry years, population increases during
rainy years, and mortality during
extreme cold weather events. Several
times during the last two decades (e.g.,
1983–1987, 1991–1992, 1994–1997), the
´
Junın grebe’s population declined to 100
birds or less following particularly dry
years (BLI 2009b, p. 2; BLI 2008, pp. 1,
˚
3–4; Fjeldsa 2004, p. 200; Elton 2000, p.
3). There have been short-term
population increases of 200 to 300 birds
in years with higher rainfall amounts
˜
following El Nino events (such as the
1997–1998 and 2001–2002 breeding
seasons) (Valqui pers. comm. in BLI
2009b, p. 2; PROFONANPE 2002, in
˚
Fjeldsa 2004, p. 133). However,
excessive rains also can increase
´
contamination in Lake Junın, which
decreases the amount of suitable habitat
for the species and has adverse effects
on the species’ health (see Factor C).
´
Many Junın grebes died during
extremely cold conditions in 1982 (BLI
2008, p. 4). In 2007, the population
declined again following another cold
weather event (Hirshfeld 2007, p. 107).
These ENSO cycles are ongoing, having
occurred several times within the last
decade (NWS 2009, p. 2), and evidence
suggests that ENSO cycles have already
increased in periodicity and severity
(Richter 2005, pp. 24–25; Timmermann
1999, p. 694), which can exacerbate the
negative impacts of habitat destruction
on a species.
Habitat degradation and alteration
caused by fluctuating water levels and
environmental contamination are
´
considered key factors in the Junın
grebe’s historical decline (Gill and
˚
Storer, pers. comm. in Fjeldsa 2004, p.
˚
´
200; Fjeldsa 1981, p. 254). The Junın
grebe has experienced a population
decline of 14 percent in the past 10
years, and this decline is expected to
PO 00000
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Fmt 4701
Sfmt 4700
continue as a result of deteriorating
habitat and water quality (BLI 2009b,
pp. 1, 6–7). Therefore, further habitat
degradation is expected to continue
impacting this species’ already small
population (see Factor E).
´
The habitat in and around Lake Junın
is subjected to manmade activities that
have altered, destroyed, and degraded
the quantity and quality of habitat
´
available to the Junın rail. These
activities include: (1) Artificial
manipulation of water levels; (2) water
contamination; and (3) plant harvesting
in the species’ breeding grounds. The
negative impacts of these activities are
accentuated by unpredictable climate
fluctuations such as droughts or
excessive rains (Jetz et al. 2007, pp.
1211, 1213; Mora et al. 2007, p. 1027).
Lake drawdown has been known to
cause water levels to fluctuate
seasonally up to 2 m (6 ft) (Martin and
McNee 1999, p. 659) and has at times
caused complete desiccation of the
marshlands by the end of the dry season
˚
(Fjeldsa 2004, p. 123). The ground´
nesting Junın rail breeds near the end of
the dry season, in September and
October, and the species relies on the
dense vegetative cover of the rushes on
the lake perimeter in which to build
their nests (BLI 2009b, p. 2). Eddleman
et al. (1988, p. 463) noted that water
drawdown before nesting season
disrupts nest-building initiation by rails.
Therefore, water drawdown near the
end of the dry season that results in
complete desiccation of the shallow
marshlands (BLI 2009b, p. 1;
ParksWatch 2009, p. 2) is likely to
´
disrupt Junın rail nest initiation.
´
Experts believe that the Junın rail is
restricted to the marshes at the
southwestern corner of the lake because
of the high level of contamination at the
northwestern margins of the lake
(Martin and McNee 1999, p. 662).
Experts also believe that pollution and
artificial water level fluctuations will
continue to have adverse consequences
for the vegetation surrounding the lake
´
and, therefore, the Junın rail (BLI 2007,
˚
p. 1; J. BLI 2000, p. 170; Fjeldsa in litt.,
1987, as cited in Collar et al. 1992, p.
190). In some places, the tall
marshlands, which rely on inundated
soils to thrive, have virtually
disappeared because the reed-beds are
no longer permanently inundated
˚
(O’Donnel and Fjeldsa 1997, p. 30).
Moreover, as the marshes dry, livestock
(primarily sheep (Ovis aries), but also
cattle (Bos taurus), and some llamas
(Llama glama) and alpacas (Llama
pacos)) move into the desiccated
wetlands surrounding the lake to graze.
Overgrazing is a year-round problem
´
around Lake Junın because the entire
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lakeshore is zoned for grazing a large
number of livestock (approximately
60,000–70,000 head) (ParksWatch 2006,
pp. 12, 19). During the dry season, the
livestock moves into the marshlands to
graze, compacting the soil and
trampling the vegetation (ParksWatch
2006, p. 31). Increased access to the
wetlands during the end of the dry
season, which coincides with the
´
inception of the Junın rail’s nesting
season, likely disrupts the rail’s nesting
activities or leads to nest trampling.
Therefore, activities that increase
lakeshore access, such as water
drawdown, decrease the amount of
´
available habitat for the Junın rail (for
nesting and feeding) and are likely to
´
negatively impact the Junın rail’s
reproduction (through trampling) and
mating habits (through disturbance) (BLI
2009b, p. 1).
Local residents also harvest and burn
cattails from the marshland habitat,
´
which the Junın rail depends upon.
Cattails are harvested to assemble rafts,
baskets, and mats and as forage for
livestock (ParksWatch 2006, p. 23).
Cattails are also burned to encourage
shoot renewal (ParksWatch 2006, p. 23)
and to facilitate hunting the montane
guinea pig (Cavia tschudii), which seeks
cover in the cattail marshes and is part
of the local human diet. Burning cattail
communities has a negative and longlasting impact on species that use the
cattails as permanent habitat (INRENA
2000, as cited in ParksWatch 2006, p.
22; Eddleman et al. 1988, p. 464),
´
including the Junın rail, which relies on
the dense vegetative cover of the
marshlands for year-round residence
and nesting (BLI 2009b, p. 2; BLI 2007,
p. 1; BLI 2000, p. 170).
´
Summary of Factor A—Junın grebe and
´
Junın rail
´
The habitat in and around Lake Junın,
where these two species are endemic,
has been and continues to be altered
and degraded as a result of human
activities, including human-induced
water level fluctuations to generate
hydropower and water contamination
caused by mining waste, agricultural
and organic runoff from surrounding
lands, and wastewater from local
´
communities. Water levels in Lake Junın
are manipulated to generate electricity,
which leads to dramatic fluctuations in
water levels of up to 1.8 m (6 ft). The
´
Junın grebe is dependent on the
quantity and quality of lake water for
breeding and feeding. It is dependent on
the marshland habitat surrounding the
lake for breeding and feeding and relies
on the protective cover of flooded
´
marshlands for nesting. The Junın rail
nests on the ground, within the
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Jkt 226001
protective cover of the marshlands. As
water drawdown occurs near the end of
the dry season and the inception of
these two species’ mating seasons,
portions of the marshlands may dry out
completely. Reductions in water levels
decrease the availability of suitable
breeding and foraging habitat, and
´
decrease the availability of the Junın
grebe’s primary prey, the pupfish,
forcing competition with the whitetufted grebe for food. Drought years
have a negative impact on these two
species, resulting in severe population
fluctuations due to poor breeding
success and limited recruitment of
juveniles into the adult population. The
severe dry conditions can cause total
breeding failure.
Although these two species may
rebound during wetter years (i.e.,
˜
following El Nino events), excessive
rain also decreases the suitable habitat
for these two species, as pollution
washes into the water from around the
lake and the upstream rivers that feed
the lake, increasing contamination
´
levels in Lake Junın. This increased
contamination affects these two species’
health and has resulted in mortality of
both species. Severe water
contamination has rendered the
northwestern portion of the lake lifeless,
devoid of aquatic and terrestrial species.
Experts believe that these two species
once inhabited the entire lake, but they
are now confined to the southern
portion of the lake due to water
contamination. Elevated levels of heavy
metals may reduce their fitness and
overall viability. Nest disturbance also
occurs due to livestock grazing in the
area. Therefore, we find that destruction
and modification of habitat are threats
´
to the continued existence of the Junın
´
grebe and Junın rail throughout their
ranges.
Peruvian plantcutter
The Peruvian plantcutter is
dependent upon undisturbed Prosopis
pallida dry forest with floristic diversity
(Flanagan and More 2003, p. 4; Engblom
1998, p. 1; Collar et al. 1992, p. 805). In
northwestern Peru, P. pallida dry forest
was historically contiguous, covering
approximately 7,000 km2 (2,703 mi2) of
the coastal lowland of northwestern
Peru (Ferreyera 1983, p. 248). There
were also extensive wooded stands of
small to medium trees of P. pallida,
Acacia spp., Capparis spp., and Salix
spp., along permanent lowland rivers,
which have since been cleared for
agricultural purposes (Lanyon 1975, p.
443).
Today, with the exception of three
relatively large intact dry forests (i.e.,
Talara Province, Murales Forest, and
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´
Pomac Forest Historical Sanctuary), the
vast majority of P. pallida dry forest,
arid lowland scrub, and riparian
vegetation has been reduced due to
human activities. Seasonally dry
tropical forests are considered the most
threatened of all major tropical forest
types (Stotz et al. 1996, p. 51; Janzen
1988, p. 13). The Peruvian plantcutter
has been extirpated from most of its
historical sites due to loss or
degradation of habitat (Flanagan et. al.
in litt. 2009, pp. 1–15; Elton 2004, p. 1;
Snow 2004, p. 69; Flanagan and More
2003, pp. 5–9). Current information
indicates that the vast majority of
occupied sites of the Peruvian
plantcutter are small, remnant, disjunct
patches of P. pallida dry forest, each a
few acres in size (Flanagan et. al. in litt.
2009, pp. 2–7; Snow 2004, p. 69;
Walther 2004, p. 73).
Habitat loss, conversion, and
degradation throughout the Peruvian
plantcutter’s range have been and
continue to occur as a result of human
activities, including:
(1) Clearcutting and burning of dry forest
for agriculture and other purposes (BLI
2009a, p. 2; Flanagan et al. 2005, p. 244;
Williams 2005, p. 2; Snow 2004, p. 69;
Walther 2004, p. 73; Bridgewater et al. 2003,
p. 132; Engblom 1998, p. 1; Ridgely and
Tudor 1994, p. 734; Collar et al. 1992, p.
806);
(2) Extraction activities, including cutting
for timber, firewood, and charcoal
production (BLI 2009d, pp. 1–2; Rodriguez et
al. 2007, p. 269; Williams 2005, p. 1; Snow
2004, p. 69; Best and Kessler 1995, p. 196;
Ridgely and Tudor 1994, p. 734);
(3) Grazing by goats of P. pallida dry
forests, and arid scrub and riparian
vegetation (Capra species) (BLI 2009a, p. 2;
More 2002, p. 37; Snow 2004, p. 69; Best and
Kessler 1995, p. 196);
(4) Human encroachment (Fernandez-Baca
et al. 2007, p. 45); and
(5) Unpredictable climate fluctuations that
exacerbate human activities and encourage
further habitat destruction (Block and Richter
2007, p. 1; Jetz et al. 2007, p. 1211; Richter
2005, p. 26).
The vast majority of P. pallida dry
forest habitat has been converted to
commercial agricultural production,
which is the primary factor in the
historical decline of the Peruvian
plantcutter (BLI 2009a, p. 2; Williams
2005, p. 2; Snow 2004, p. 69; Walther
2004, p. 73; Engblom 1998, p. 1; Ridgely
and Tudor 1994, p. 734; Collar et al.
1992, p. 806). Agriculture in the coastal
lowlands of northwestern Peru consists
of modern large, privately owned farms
and large cooperatives that primarily
produce crops (e.g., sugarcane, cotton,
rice) for export (Roethke 2003, pp. 58–
59; Lanyon 1975, p. 443).
Continual habitat destruction and
degradation of the dry forest is also due
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to firewood cutting and charcoal
production. P. pallida is the dominant
tree of the dry forest habitat, and is
highly sought after because the wood
provides an important source of highquality cooking fuel (Pasiecznik et al.
2001, p. 75; Brewbaker 1987, p. 1).
Throughout the Peruvian plantcutter’s
range, whole trees, branches, and roots
of P. pallida are cut for firewood and
production of charcoal, which is used
for cooking fuel in homes, restaurants,
and businesses that use brick kilns, both
locally and in urban centers (Flanagan
et al. in litt. 2009, p. 7). Wood of P.
pallida is also used for construction and
fence posts (Pasiecznik et al. 2001, p.
78). Additionally, roots of older P.
pallida trees are used in wooden art
crafts (BLI 2009a, p. 2).
Talara Province (in the Piura Region)
contains the largest remaining intact P.
pallida dry forest in northwestern Peru,
encompassing approximately 50,000 ha
(123,553 ac) (Flanagan et al. in litt. 2009,
pp. 2–3; Walther 2004, p. 73; Flanagan
and More 2003, p. 5). The Province also
has the largest subpopulation of the
Peruvian plantcutter, reportedly
between 400 and 600 individuals or
approximately 60 to 80 percent of the
total population (BLI 2009a, p. 2;
Williams 2005, p. 1; Elton 2004, pp. 3–
4; Snow 2004, p. 69; Walther 2004, p.
73). Until recently, a large portion of the
Province, including P. pallida dry forest
habitat, was owned by the State-owned
petroleum company PetroPeru, which
prohibited access to approximately
36,422 ha (90,000 ac). Under the
management of PetroPeru, the P. pallida
dry forest was not subject to the same
habitat destruction and degradation
activities (e.g., clearing of trees,
firewood cutting, and charcoal
production) as other dry forest habitat
areas (Elton 2004, pp. 3–4; Hinze 2004,
p. 1). Recently, the land was reverted to
the Peruvian Government, and it is
unclear whether the government plans
to issue private concessions as in other
areas of the Province (Elton 2004, p. 4).
Consequently, there have been efforts,
including a formal petition to the
Peruvian Government, to create a 4,856
to 10,000-ha (12,000 to 24,710-ac)
protected reserve for the northern
subpopulation of the Peruvian
plantcutter (Elton 2004, p. 4; Walther
2004, p. 73). However, the government
has not designated such a reserve for the
species (NCI 2011, Williams 2005, p. 3;
Elton 2004, p. 4).
Habitat destruction and degradation
of P. pallida dry forest, including
firewood cutting and charcoal
production, is ongoing in the Talara
Province, including on the land
previously owned by PetroPeru and an
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area identified as the Talara Important
Birding Area (IBA) by BLI (Flanagan in
litt. 2009, p. 1). Since 2005, there has
been extensive cutting and clearing of P.
pallida trees for fuel to cook and dry
Humboldt giant squid (Dosidicus gigas)
carcasses (Flanagan et al. in litt. 2009, p.
8). The most important commercial
fishery of the Humboldt giant squid
occurs along the coast of Peru (Zeidberg
and Robison 2007, p. 12,948; UNEP
2006, p. 33). Harvested carcasses are
transported by truck from the Talara
port to recently cleared areas in the dry
forest, where they are boiled and dried
(Flanagan et al. in litt. 2009, p. 8). This
fishery not only adds to the collection
pressure on Prosopis species for use as
fuel, but also adds to forest clearing in
the area. Another relatively new
demand for P. pallida firewood is
associated with the illegal extraction of
crude oil from above-ground pipes in
the Talara Province. The stolen oil is
distilled by heating it with firewood
(Flanagan et al. in litt. 2009, p. 8).
Capparis scabrida (locally known as
sapote) is a tree that occurs with P.
pallida and is also a food source for the
Peruvian plantcutter. Although the tree
is listed as critically endangered by the
Peruvian Government, the highly
sought-after wood is cut to produce
handicrafts for the local, national, and
international markets and is used for
firewood and charcoal production
(Rodriguez et al. 2007, p. 269).
Habitat alteration is also caused by
grazing goats, which remove or heavily
degrade the shrubs and trees (BLI 2009a,
p. 2; Williams 2005, p. 2; Elton 2004,
pp. 3–4; Snow 2004, p. 69; BLI 2000, p.
402). The seed pods and leaves of P.
pallida provide highly nutritious fodder
for goats (Pasiecznik et al. 2001, p. 95;
Brewbaker 1987, pp. 1–2). Goats roam
freely and graze on trees and shrubs,
particularly lower branches close to
ground which are preferred by the
Peruvian plantcutter for foraging and
nesting (Williams 2005, p. 2; Elton 2004,
pp. 3–4; Snow 2004, p. 50).
Human encroachment and
concomitant increasing human
population pressures exacerbate the
destructive effects of ongoing human
activities (e.g., clearing of P. pallida dry
forest, firewood cutting, and charcoal
production) throughout the Peruvian
plantcutter’s range. Although the coastal
lowlands represent only about 10
percent of the country’s total territory,
many urban centers are located on the
coast, which represent approximately 52
percent of the total population of Peru
(Fernandez-Baca et al. 2007, p. 45).
Large concentrations of people put
greater demand on the natural resources
in the area, which spurs additional
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habitat destruction and increases
infrastructure development that further
facilitates encroachment.
Peruvian plantcutters are also
impacted by unpredictable climate
fluctuations that exacerbate the effects
of habitat fragmentation. Changes in
weather patterns, such as ENSO cycles
˜
˜
(El Nino and La Nina events), tend to
increase precipitation in normally dry
areas, and decrease precipitation in
normally wet areas (Holmgren et al.
2001, p. 89; TAO Project n.d., p. 1),
while intensifying the effects of habitat
fragmentation on the decline of a
species (Jetz et al. 2007, pp. 1211, 1213;
Mora et al. 2007, p. 1027; Plumart 2007,
pp. 1–2; Holmgren et al. 2001, p. 89;
England 2000, p. 86; Timmermann
1999, p. 694), especially for narrow
endemics (Jetz et al. 2007, p. 1213) such
as the Peruvian plantcutter.
The arid terrestrial ecosystem of
northwestern Peru, where the Peruvian
plantcutter occurs, is strongly
influenced by the ENSO cycle
(Rodriguez et al. 2005, p. 1), which can
have severe and long-lasting effects
(Mooers et al. 2007, p. 2; Holmgren et
al. 2006a, p. 87). The amount of rainfall
˜
during an El Nino year can be more than
25 times greater than during normal
years in northern Peru (Holmgren et al.
2006a, p. 90; Rodriguez et al. 2005, p.
˜
2). El Nino events are important triggers
for regeneration of plants in semiarid
ecosystems, particularly the dry forest of
northwestern Peru (Holmgren et al.
2006a, p. 88; Lopez et al. 2006, p. 903;
´
Rodrıguez et al. 2005, pp. 2–3). During
˜
El Nino events, plant communities and
barren lands are transformed into lush
vegetation, as seeds germinate and grow
more quickly in response to increased
rainfall (Holmgren et al. 2006a, p. 88;
Holmgren et al. 2006b, pp. 2–8;
´
Rodrıguez et al. 2005, pp. 1–6). Over the
last 20 years, recruitment of P. pallida
in northwestern Peru doubled during El
˜
Nino years, when compared to non-El
˜
Nino years (Holmgren et al. 2006b, p. 7).
However, the abundant supply of
vegetation encourages locals to expand
goat breeding operations, which results
in overgrazing by goats and further land
degradation (Richter 2005, p. 26).
ENSO cycles increase the risk of fire
˜
because El Nino events are often
followed by years of extremely dry
weather (Block and Richter 2007, p. 1).
Accumulated biomass dries and adds to
the fuel load in the dry season (Block
and Richter 2007, p. 1; Power et al.
2007, p. 898). Evidence suggests that the
fire cycle in Peru has shortened,
particularly coastal Peru and west of the
Andes (Power et al. 2007, pp. 897–898),
which can have broad ecological
consequences (Block and Richter 2007,
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p. 1; Power et al. 2007, p. 898).
According to Block and Richter (2007,
p. 1), P. pallida dry forest and Capparis
spp. scrublands in northwestern Peru
would likely experience a long-term
change in plant species composition
that favors aggressive, annual, nonnative
weedy plant species (Richter 2005, p.
26). An accelerated fire cycle would
further exacerbate changes in species
composition that hinder long-lived
perennial, native plant species, such as
Prosopis species, upon which the
Peruvian plantcutter relies.
ENSO cycles are ongoing, having
occurred several times within the last
decade (NWS 2009, p. 2). Evidence
suggests that ENSO cycles have
increased in periodicity and severity
(Richter 2005, pp. 24–25; Timmermann
1999, p. 694), which will exacerbate the
negative impacts of habitat destruction
on a species. It is predicted that, by
2050, approximately 11 to 16 percent of
existing land is likely to be unsuitable
for this species due to climate change;
and, by 2100, it is predicted that about
24 to 35 percent of the species’ range is
likely to be lost as a direct result of
climate change (Jetz et al. 2007, p. 81).
Habitat destruction is often caused by
a combination of human activities. In
Lambayeque Region, a 1,500-ha (3,706ac) section of remnant P. pallida dry
forest is under continual threat from
human activities, including conversion
to agriculture, cutting for firewood and
charcoal production, and grazing by
goats. This area may support between 20
and 40 Peruvian plantcutters (BLI 2009f,
p. 1; Walther 2004, p. 73). In the 1990s,
a significant portion of this dry forest
was converted to sugarcane fields
(Engblom in litt. 1998, p. 1; Snow 2004,
p. 69; Walther 2004, p. 73; Williams
2005, p. 2). Within Piura and
Lambayeque Regions, threats to the dry
forest habitat include conversion to
agriculture, firewood and timber
cutting, and grazing by goats (BLI
2009d, pp. 1–2). Habitat destruction and
alteration also occurs within two
protected areas where the Peruvian
plantcutter occurs (in Lambayeque
´
Region), Pomac Forest Historical
Sanctuary (Flanagan et al. in litt. 2009,
pp. 7–8; Andean Air Mail and Peruvian
Times 2009, p. 1; Williams 2005, p. 1),
and the Murales Forest (BLI 2000, p.
402; BLI 2009a, p. 3; Walther 2004, p.
73; Stattersfield et al. 2000, p. 402).
Experts consider the population of
this range-restricted endemic species to
be declining in close association with
the continued habitat loss and
degradation (BLI 2009a, pp. 1–2; BLI
2009g, pp. 1–3; BLI 2000, p. 401), and
suggest that the effects are greater in dry
forest habitat than in any other
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Neotropical habitat (Stotz et al. 1998, p.
51).
Summary of Factor A—Peruvian
plantcutter
The Peruvian plantcutter is
dependent upon intact P. pallida dry
forest with low-hanging branches and
high floristic diversity, and associated
arid lowland scrub and riparian
vegetation. P. pallida dry forest habitat,
as well as arid lowland scrub and
riparian shrub habitats, throughout the
Peruvian plantcutter’s range have been
and continue to be altered and
destroyed as a result of human
activities, including conversion to
agriculture; timber and firewood cutting
and charcoal production; grazing of
goats; and human encroachment. Extant
P. pallida dry forest today consists of
remnant, disjunct patches of woodlands,
which are heavily disturbed and under
continued threat of degradation by
human activities. Observations suggest
that this dry-forest–dependent species is
able to occupy very small remnant
patches of dry forest with low-hanging
branches and floristic diversity, and is
able to persist to some degree near
developed lands. However, many of
these sites are so small that they are
below or approaching the lower
threshold of the species’ ecological
requirements. This species has been
extirpated from most of its historical
sites due to loss or degradation of
habitat. Additionally, many of the
extant occupied sites are separated by
great distances, which may lead to
genetic isolation of the species.
The same activities that caused the
historical decline in this species are
ongoing today. These habitat-altering
activities are compounded by
unexpected climate fluctuations,
especially for narrow endemics such as
the Peruvian plantcutter. Excessive
˜
rains accompanied by El Nino events
induce further habitat destruction, as
people take advantage of better grazing
and growing conditions. Destruction of
the remaining P. pallida dry forest
fragments in Peru continues to reduce
the quantity, quality, distribution, and
regeneration of remaining patches of dry
forest. Human activities that degrade,
alter, and destroy habitat are ongoing
throughout the species’ range, including
within protected areas. Therefore, we
find that destruction and modification
of habitat threaten the continued
existence of Peruvian plantcutter
throughout its range.
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43457
B. Overutilization for Commercial,
Recreational, Scientific, or Educational
Purposes
The best available information does
not indicate that overutilization for
commercial, recreational, scientific, or
educational purposes is a threat to any
of the six bird species (the ash-breasted
´
´
tit-tyrant, Junın grebe, Junın rail,
Peruvian plantcutter, royal cinclodes,
and the white-browed tit-spinetail)
addressed in this final rule. With
respect to the ash-breasted tit-tyrant and
royal cinclodes, most areas where they
occur are in very steep areas that are
difficult to access. With respect to the
˚
´
Junın grebe, Fjeldsa (1981, pp. 254–255)
noted that local hunters were not
interested in grebes as food because they
have too little meat. No other
information was located or provided
during the proposed rule comment
period regarding the overutilization of
these six species. Therefore, we find
that overutilization for commercial,
recreational, scientific, or educational
purposes is not a threat to any of these
six species.
C. Disease or Predation
Ash-breasted tit-tyrant, Peruvian
plantcutter, royal cinclodes, and the
white-browed tit-spinetail
We are not aware of any scientific or
commercial information that indicates
disease or predation pose a threat to the
following four species: Ash-breasted tittyrant, royal cinclodes, white-browed
tit-spinetail, or Peruvian plantcutter.
Disease and predation remain a concern
for the management of each of these four
species; however, the best available
information does not indicate that the
occurrence of disease or predation
affecting these species rises to the level
of threats that place any of these species
at risk of extinction. Therefore, we do
not find that disease or predation
threaten the continued existence of any
of these four species.
´
´
´
Junın grebe and Junın rail (Lake Junın)
Disease: Although no specific
diseases have been identified for the
´
´
Junın grebe and Junın rail,
´
contamination of Lake Junın exposes
these two species to mortality and a
reduction in the overall fitness and
health of these species. Water
contamination affects the health of
´
species inhabiting Lake Junın where
mining activities occur (Shoobridge
2006, p. 3; Martin and McNee 1999, pp.
660–661). Agricultural runoff, organic
matter, and wastewater have
contaminated the entire lake with high
concentrations of dissolved chemicals
(ParksWatch 2011, pp. 2–3; ParksWatch
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2006, pp. 5, 19, 20–21; Shoobridge 2006,
˚
p. 3; Fjeldsa 2004, p. 124; Martin and
McNee 1999, pp. 660–662).
Environmental contaminants exceed
current established thresholds for
aquatic life (ParksWatch 2006, p. 20;
Martin and McNee 1999, pp. 660–661)
and have rendered the northern portion
of the lake lifeless due to eutrophication
(BLI 2008, p. 4; Shoobridge 2006, p. 3).
Due to severe contamination, the
sediments in the center of the lake are
anoxic (containing no dissolved
oxygen), and the lake’s turbidity has
increased (ParksWatch 2006, p. 20;
Martin et al. 2001, p. 180). Chemical
waste has damaged at least one third of
the lake, severely affecting animal and
plant populations in the area and
completely eliminating vegetation from
the northern portion of the lake
(Shoobridge 2006, p. 3; ParksWatch
˚
2006, pp. 20–21; Fjeldsa 2004, p. 124;
˚
O’Donnel and Fjeldsa 1997, p. 29).
As discussed under Factor A, lead,
copper, and zinc mining residues,
agricultural runoff, organic matter, and
wastewater are discharged directly into
´
Lake Junın (Shoobridge 2006, p. 3;
ParksWatch 2006, pp. 5, 19; Martin and
˚
McNee 1999, pp. 660–661; Fjeldsa 1981,
p. 255). High concentrations of
environmental contaminants (including
ammonium, copper, iron oxide, lead,
mercury, nitrate, and zinc) have been
detected throughout the lake
˚
(ParksWatch 2006, pp. 20–21; Fjeldsa
2004, p. 124; Martin and McNee 1999,
˚
pp. 660–662; Fjeldsa 1981, pp. 255–256)
and exceed established thresholds for
aquatic life (ParksWatch 2006, p. 20;
Martin and McNee 1999, pp. 660–661).
High concentrations of suspended
particulate matter increase the turbidity
of the water, making it less penetrable
to sunlight and results in die-off of
aquatic plants and algae (ParksWatch
2006, p. 20). The northern portion of the
lake is completely devoid of vegetation
˚
(ParksWatch 2006, pp. 20–21; Fjeldsa
2004, p. 124), and the giant bulrush
marshlands, which once existed in great
expanses around the entire perimeter of
´
the lake and upon which the Junın grebe
relies for nesting and foraging habitat,
have virtually disappeared.
During years of heavy rainfall, the
lake is filled; however, the lakeshore
becomes polluted with toxic acidic gray
sediment that has caused large-scale
mortality of cattle (approximately 2,000
died in 1994) and birds, apparently due
˚
to lead poisoning (O’Donnel and Fjeldsa
1997, p. 30). Lead poisoning from the
presence of mining waste is a common
cause of mortality in water birds, and is
medically described as an intoxication
resulting from absorption of hazardous
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levels of lead into body tissues (Friend
and Franson 1999, p. 317).
Water contamination has directly
´
affected the health of the Junın grebe
population. As predators of aquatic
´
organisms, the Junın grebe occupies a
mid-tertiary level position in the food
chain and is prone to bioaccumulation
of pesticides, heavy metals, and other
contaminants that are absorbed or
˚
ingested by its prey (Fjeldsa 2004, p.
˚
123; Fjeldsa 1981, pp. 255–256). Species
´
such as the Junın grebe, which inhabit
high trophic levels, are strictly
dependent upon the functioning of a
multitude of ecosystem processes. The
loss or absence of species at lower
trophic levels can result in cascading
ecosystem effects, causing imbalances in
the food web at all higher trophic levels
(The University of the Western Cape
2009, p. 1). Analysis of feathers and
´
bone tissue of Junın grebes and of
pupfish, the species’ primary prey,
indicate that both the grebe and its prey
˚
contain elevated lead levels (Fjeldsa
1981, pp. 255–256).
Drought conditions exacerbate the
effects of water contamination and
bioaccumulation of contaminants in
aquatic species and species at higher
˚
trophic levels (Fjeldsa 2004, p. 123;
Demayo et al. 1982, as cited in Eisler
1988, p. 5). From 1989 to 1992, an
extensive drought occurred in the Lake
´
Junın area. During that time, many dead
´
Junın grebes and other water birds were
found along the edges of the lakeshore
(Valqui and Barrio in litt. 1992, as cited
in Collar et al. 1992, p. 45, 190). In 1992,
one of the driest years in decades, up to
10 dead grebes per month were reported
around the lake (Valqui and Barrio in
litt. 1992, as cited in Collar et al. 1992,
p. 45). Experts consider the cause of
death to have been either heavy metal
contamination, which increased in
concentration as water levels decreased
(Valqui and Barrio in litt. 1992, as cited
in Collar et al. 1992, p. 45), or reduced
˚
prey availability (Fjeldsa 2004, p. 124).
Reduced prey availability is exacerbated
by manmade activities that are reducing
the water levels of the lake, increasing
competition among sympatric grebe
species (different grebe species that
occupy the same range) and decreasing
the marshlands that provide primary
spawning habitat for the pupfish.
Persistent exposure to contaminants
can contribute to a decline in fitness for
long-lived, mid-trophic level species.
Contaminants may be inherited by
offspring and can impact embryonic
development, juvenile health, or
viability (Rose 2008, p. 624). The
excessive contaminant load in Lake
´
Junın could also allow opportunistic
bacterial and viral infections to
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overcome individuals. According to
˚
´
Fjeldsa (1981, p. 254), the Junın grebe
bears a heavy infestation of stomach
nematodes (parasitic roundworms),
especially as compared to other grebe
´
species. Stomach contents of Junın
grebes that have been examined had an
average of 16.7 nematodes, compared
with no nematodes in silver grebes (P.
occipitalis) and 1.6 nematodes in whitetufted grebes (Rollandia rolland).
˚
Fjeldsa (1981, p. 254) postulated that
´
the higher nematode infestation in Junın
grebes may be an indicator of poor
health.
´
Predation—Junın grebe. Predators
´
around Lake Junın include the Andean
fox (Pseudalopex culpaues), the longtailed weasel (Mustela frenata), Pampas
cat (Onicifelis colocolo), and hog-nosed
skunk (Conepatus chinga) (ParksWatch
2009, p. 4). However, nest sites of the
´
Junın grebe are generally inaccessible to
˚
mammalian predators (Fjeldsa 1981, p.
254). The only raptor likely to take a
´
grebe on Lake Junın is the Cinereus
harrier (Circus cinereus), which
primarily feeds in white-tufted grebe
habitats. Moorhens (Gallinula
chloropus), which also inhabit the lake
(ParksWatch 2009, p. 3; Tello 2007, p.
´
2), may steal Junın grebe eggs for food
˚
(Fjeldsa 1981, p. 254). However, there is
no direct evidence of predation upon
´
the Junın grebe or indication that
predation is a concern.
´
´
Predation—Junın rail. Junın rails are
preyed upon by pampas cats (BLI 2009b,
p 2). Under normal conditions, water
levels are lower in the dry season, and
the marshlands can become partially or
completely dry (BLI 2009b, p. 1;
ParksWatch 2009, p. 2), reducing
protective cover and allowing predators
to more easily locate the rail. When the
floodgates of the Upumayo Dam are
opened during the dry season (June to
November) (BLI 2009b, p. 1; ParksWatch
2009, p. 2), drawdown has led to
complete desiccation of the marshlands
˚
by the end of the dry season (Fjeldsa
´
2004, p. 123). The ground-nesting Junın
rail breeds near the end of the dry
season, in September and October, and
builds its nests in the dense vegetative
cover of the rushes on the lake
perimeter (BLI 2009b, p. 2). Water
drawdown and periods of drought
increases the bird’s vulnerability to
predation because nesting grounds
become exposed and larger areas of the
marsh are accessible to predators
(ParksWatch 2006, p. 23). Predation
increases the risk of extirpation due to
the species’ already small population
size. In addition, species that inhabit a
small geographic range, occur at low
density, occupy a high trophic level,
and exhibit low reproductive rates tend
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to have a higher risk of extinction than
species that are not limited by the same
risk factors (Purvis et al. 2000, p. 1949)
(Factor E).
´
Summary of Factor C—Junın grebe and
´
Junın rail
Disease. The best available
information indicates that
environmental contaminants (Factor A)
´
in Lake Junın likely have negative
consequences on the health of both the
´
´
Junın grebe and Junın rail. The species’
trophic level also exposes them to
accumulation of toxins in the tissue of
prey species. Therefore, we find that
disease due to contamination is a threat
to the continued existence of both the
´
´
Junın grebe and Junın rail.
Predation. There is no available
evidence to indicate that predation is
´
causing declines in Junın grebe
populations or otherwise contributing to
the species’ risk of extinction.
Therefore, we do not find that predation
´
is a threat to the Junın grebe.
Predation by the pampas cat results in
´
the direct removal of Junın rails from
the population and can remove
potentially reproductive adults from the
breeding pool. The species’ habitat
becomes more accessible to predators
during droughts and water drawdowns
due to ongoing habitat destruction
(through reduced water levels and
contamination), which continues to
degrade the quality of habitat available
´
to the Junın rail. Predation renders the
species particularly vulnerable to local
extirpation due to its small population
size. Therefore, we find that predation,
exacerbated by ongoing habitat
destruction, is a threat to the continued
´
existence of the Junın rail throughout its
range.
D. Inadequacy of Existing Regulatory
Mechanisms
Regulatory mechanisms affecting each
of these six species could potentially
fall under categories such as wildlife
management, parks management, or
forestry management. We are primarily
evaluating these regulatory mechanisms
in terms of nationally protected parks
because this is where these species
generally occur. The FAO conducted a
review of forest policies and laws in
2010, and a summary for Peru and
Bolivia is in table 1. The study found
that, although Peru does not have a
national forest policy, it does have both
a national forest program and law in
place. Bolivia has a national forest
policy, national forest program, and law
program in place. No forest laws at the
subnational level (such as jurisdictions
equivalent to states in the United States)
exist in these countries. FAO reported
that Peru and Bolivia reported a
significant loss of primary forests; this
loss peaked in the period 2000–2005 in
Peru and increased in Bolivia in the last
decade compared with the 1990s (p. 56).
FAO also reported that, at a regional
level, South America suffered the largest
net loss of forests between 2000 and
2010; at a rate of approximately 4.0
million ha (9.9 million ac) per year (p.
xvi).
TABLE 1—SUMMARY OF FOREST POLICIES AND LAWS IN BOLIVIA AND PERU
[Adapted From FAO Global Forest Resource Assessment 2010, p. 303.]
National
National forest program
Forest law national
Country
Exists
Bolivia .......................
Peru ..........................
Year
Exists
Yes .......
No ........
2008
................
Yes .......
Yes .......
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Ash-breasted tit-tyrant, royal cinclodes,
and the white-browed tit-spinetail
(Polylepis habitat)
The following analysis of regulatory
mechanisms is discussed on a countryby-country basis, beginning with Peru.
Peru: The ash-breasted tit-tyrant and
the white-browed tit-spinetail are
considered endangered, and the royal
cinclodes is considered critically
endangered by the Peruvian
Government under Supreme Decree No.
034–2004–AG (2004, p. 276854,
276855). This Decree prohibits hunting,
take, transport, and trade of protected
species, except as permitted by
regulation.
The Peruvian national protected area
system includes several categories of
habitat protection. Habitat may be
designated as any of the following:
(1) Parque Nacional (National Park, an
area managed mainly for ecosystem
conservation and recreation);
(2) Santuario (Sanctuary, for the
preservation of sites of notable natural
or historical importance);
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Year
2008
2004
Status
National—type
In implementation .....
In implementation .....
Specific forest law ...........
Specific forest law ...........
(3) Reserva Nacional (National
Reserve, for sustainable extraction of
certain biological resources);
´
(4) Bosque de Proteccion (Protection
Forest, to safeguard soils and forests,
especially for watershed conservation);
(5) Zona Reservada (Reserved Zone,
for temporary protection while further
study is under way to determine their
importance);
(6) Bosque Nacional (National Forest,
to be managed for utilization);
(7) Reserva Comunal (Communal
Reserve, for local area use and
management, with national oversight);
and
(8) Cotos de Caza (Hunting Reserve,
for local use and management, with
national oversight) (BLI 2008, p. 1;
´
Rodrıguez and Young 2000, p. 330).
National reserves, national forests,
communal reserves, and hunting
reserves are managed for the sustainable
use of resources (IUCN 1994, p. 2). The
designations of National Parks,
Sanctuaries, and Protection Forests are
established by supreme decree that
supersedes all other legal claim to the
PO 00000
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Year
1996
2000
Subnational
exists
No
No
land and, thus, these areas tend to
provide more habitat protection than
other designations. All other protected
areas are established by supreme
resolution, which is viewed as a less
´
powerful form of protection (Rodrıguez
and Young 2000, p. 330).
Protected areas have been established
through regulation in at least three sites
occupied by the ash-breasted tit-tyrant
and the white-browed tit-spinetail in
´
Peru: Parque Nacional Huascaran
´
(Ancash), and Santuario Historico
Machu Picchu (Cusco); and Zona
Reservada de la Cordillera Huayhuash
´
(spanning Ancash, Huanuco, and Lima)
(BLI 2009i, p. 1; BLI 2009l, p. 1; BLI
2009n, p. 1; Barrio 2005, p. 563). The
royal cinclodes is known to occur in the
´
Santuario Historico Machu Picchu
(Cusco, Peru) (BLI 2009h, p. 4).
´
Resources within Santuario Historico
Machu Picchu are managed for
´
conservation (Rodrıguez and Young
2000, p. 330). However, activities such
as habitat destruction and alteration,
including burning, cutting, and grazing
occur within the sanctuary and prevent
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regeneration of the woodlands (BLI
2009c, p. 3; Engblom et al. 2002, p. 58).
Abra Malaga and Mantanay are now
established as community reserves
(Lloyd 2010, pers. comm.). These
community reserves may be a more
effective way of protecting area than
other categories (e.g., national park,
reserved zone), because local
community-based projects greatly assist
in resolving land tenure problems
between local communities.
Habitat destruction and alteration,
including burning, cutting, and grazing,
are ongoing within Parque Nacional
´
´
Huascaran and Santuario Historico
Machu Picchu (BLI 2009l, p. 4; BLI
2009n, p. 2; Engblom et al. 2002, p. 58).
Reserved zones are intended to be
protected pending further study
´
(Rodrıguez and Young 2000, p. 330).
Burning for habitat conversion and
maintenance of pastures for grazing and
increasing ecotourism are ongoing
within Zona Reservada de la Cordillera
Huayhuash (Barrio 2005, p. 564).
Although these three species occur
within protected areas in Peru, these
protected areas do not adequately
protect the species. Therefore, the
occurrence of these three species within
protected areas in Peru does not protect
these species, nor does it mitigate the
threats to the species from ongoing
habitat loss and concomitant population
decline.
Bolivia: In Bolivia, several activities
are occurring that affect the royal
cinclodes and ash-breasted tit-tyrant.
They occur within several protected
areas in the Department of La Paz,
´
Bolivia: Parque Nacional y Area Natural
de Manejo Integrado Madidi, Parque
´
Nacional y Area Natural de Manejo
Integrado Cotapata, and the colocated
protected areas of Reserva Nacional de
´
Fauna de Apolobamba, Area Natural de
Manejo Integrado de Apolobamba, and
Reserva de la Biosfera de Apolobamba
(BLI 2009a, p. 1; BLI 2009b, p. 1; Auza
and Hennessey 2005, p. 81). Although
national parks are intended to be strictly
protected, the two parks in which these
species occur are also designated as
areas of integrated management, which
are managed for biological conservation
balanced with the sustainable
development of the local human
population (Supreme Decree No. 24,781
1997, p. 3). Within the Parque Nacional
´
y Area Natural de Manejo Integrado
Madidi, habitat destruction is caused by
timber harvest used for construction,
wood collection for firewood, and
burning (that often goes out of control)
to maintain pastures (BLI 2009a, p. 2;
WCMC 1998a, p. 1). In addition, one of
the most transited highways in the
country is located a short distance from
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21:15 Jul 23, 2012
Jkt 226001
´
the Parque Nacional y Area Natural de
Manejo Integrado Cotapata, which may
add to the habitat degradation in this
area. Grazing also occurs within the
protected area (BLI 2009b, p. 2; BLI
2009c, p. 2). Within the Apolobamba
protected areas, uncontrolled clearing,
extensive agriculture, grazing, and
tourism are ongoing (BLI 2009d, p. 5;
Auza and Hennessey 2005, p. 81).
Commercial logging has occurred
´
within Parque Nacional y Area Natural
de Manejo Integrado Madidi (BLI 2009a,
p. 2; WCMC 1998a, p. 1). Grazing and
firewood extraction are also ongoing
´
within Parque Nacional y Area Natural
de Manejo Integrado Cotapata (BLI
2009b, p. 2; BLI 2009c, p. 2).
Uncontrolled clearing, extensive
agriculture, and grazing are ongoing
within the Apolobamba protected areas
(BLI 2009e, p. 5; Auza and Hennessey
2005, p. 81). Habitat degradation and
destruction from grazing, forest fires,
and timber extraction are ongoing in
other protected areas such as Tunari
National Park (Department of
Cochabamba, Bolivia), where suitable
habitat exists for these two species (De
la Vie 2004, p. 7).
In Bolivia, habitat is protected either
on the national or departmental level.
Recently, Bolivia passed the ‘‘Law of
Rights of Mother Earth’’ to add strength
to its existing environmental protection
laws. This law has the objective of
recognizing the rights of the planet
(Government of Bolivia, 2010).
Protected habitat in Bolivia has the
following designations:
(1) Parque (Park, for strict and
permanent protection of representative
ecosystems and provincial habitats, as
well as plant and animal resources,
along with the geographical, scenic and
natural landscapes that contain them);
(2) Santuario (Sanctuary, for the strict
and permanent protection of sites that
house endemic plants and animals that
are threatened or in danger of
extinction);
(3) Monumento Natural (Natural
Monument, to preserve areas such as
those with distinctive natural
landscapes or geologic formations, and
to conserve the biological diversity
contained therein);
(4) Reserva de Vida Silvestre (Wildlife
Reserve, for protection, management,
sustainable use and monitoring of
wildlife);
(5) Area Natural de Manejo Integrado
(Natural Area of Integrated
Management, where conservation of
biological diversity is balanced with
sustainable development of the local
population); and
´
(6) Reserva Natural de Inmovilizacion
(Immobilized Natural Reserve, a
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Fmt 4701
Sfmt 4700
temporary (5-year) designation for an
area that requires further research before
any official designations can be made
and during which time no natural
resource concessions can be made
within the area) (Supreme Decree No.
24,781 1997, p. 3).
Within parks, sanctuaries and natural
monuments, extraction or consumption
of all resources are prohibited, except
for scientific research, ecotourism,
environmental education, and
authorized subsistence activities of
original towns. National protected areas
are under the management of the
national government, while
departmental protected areas are
managed at the department level (eLAW
2003, p. 3; Supreme Decree No. 24,781
1997, p. 3). Despite these protections,
habitat degradation continues to occur
even in areas that are designated as
protected.
Bolivia’s 1975 Law on Wildlife,
National Parks, Hunting and Fishing
(Decree Law No. 12,301 1975, pp. 1–34)
has the fundamental objective of
protecting the country’s natural
resources (ELAW 2003, p. 2). This law
governs the protection, management,
use, transportation, and selling of
wildlife and their products; protection
of endangered species; habitat
conservation of fauna and flora; and the
declaration of national parks, biological
reserves, refuges, and wildlife
sanctuaries, tending to the preservation,
promotion, and rational use of these
resources (ELAW 2003, p. 2; Decree Law
No. 12,301 1975, pp. 1–34). Although
this law designates national protection
for all wildlife, there is little
information as to the actual protections
this confers to these two species or their
habitat. Law No. 12,301 also placed into
public trust all national parks, reserves,
refuges, and wildlife sanctuaries.
Bolivia passed an overarching
environmental law in 1992 (Law No.
1,333 1992), with the intent of
protecting and conserving the
environment and natural resources.
However, there is no specific legislation
to implement these laws (eLAW 2003, p.
1).
A national strategy for conservation of
Polylepis forest has been developed, and
will be used in combination with
current research to elaborate a specific
plan for the conservation of these two
species and their habitat (Gomez 2010,
p. 1). In an effort to reverse the loss of
Polylepis forest, the Peruvian
Government has endorsed the creation
of several new conservation areas that
should have significant ramifications in
the ongoing efforts to protect habitat for
endangered bird species in the country
(American Bird Conservancy (ABC)
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srobinson on DSK4SPTVN1PROD with RULES2
2010, unpaginated). Three new
community-owned, conservation areas
encompassing 3,415 ha (8,438 ac) to
protect Polylepis forest in the Vilcanota
Mountains of southeastern Peru, near
Cusco have been established. ECOAN
and ABC are collaboratively working
with the local communities to protect
and restore these conservation areas:
Choquechaca, Mantanay, and Sele Tecse
Ayllu Lares in the Vilcanota Mountains
(ABC 2010). A goal of planting 8,000
Polylepis trees (5,000 at Abra Malaga
and 3,000 at Cancha) was reached (ABC
undated, p. 1). These efforts should
have a positive impact on the three
Polylepis-dependent species in this rule:
The ash-breasted tit-tyrant, royal
cinclodes, and white-browed titspinetail (MacGregor-Fors et al. 2010, p.
1,492; Lloyd and Marsden 2009, pp. 7–
8). Despite these efforts, they do not
adequately protect these species, nor do
they sufficiently mitigate the threats to
these species from ongoing habitat loss
and concomitant population decline.
Given the ongoing habitat destruction
throughout these two species’ ranges in
Bolivia, the laws and protections in
place do not protect these species, nor
do they mitigate the threats to the
species from ongoing habitat loss
(Factor A) and concomitant population
decline (Factor E).
Summary of Factor D—Polylepis habitat
Peru and Bolivia have enacted various
laws and regulatory mechanisms to
protect and manage wildlife and their
habitats. As discussed under Factor A,
these three species require dense
Polylepis habitat, which has been
reduced by an estimated 98 percent in
Peru and Bolivia. The remaining habitat
is fragmented and degraded. Habitat
throughout the species’ range has been
and continues to be altered as a result
of human activities, including
clearcutting and burning for agriculture,
grazing lands, and industrialization;
extractive activities, including firewood,
timber, and minerals; and human
encroachment and concomitant
increased pressure on natural resources.
A strategy for conservation of Polylepis
forest has been developed, and will be
used in combination with current
research to develop a plan for the
conservation of these species and their
habitat (BLI 2012; Gomez 2010, p. 1).
NGOs are conducting reforestation
efforts of Polylepis in some areas of
Peru, but it will take some time for these
saplings to grow and create suitable
habitat. Despite the laws in place in
Peru and Bolivia, destructive activities
are ongoing within protected areas and
in these species’ habitat, indicating that
the laws governing wildlife and habitat
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protection in both countries are either
inadequate or inadequately enforced to
protect the species or to mitigate
ongoing habitat loss (Factor A) and
population declines (Factor E).
Therefore, we find that the existing
regulatory mechanisms are inadequate
to mitigate the current threats to the
continued existence of these three
species throughout their range.
´
´
´
Junın grebe and Junın rail—Lake Junın
´n grebe is listed as critically
The Junı
endangered by the Peruvian
Government under Supreme Decree No.
034–2004–AG (2004, p. 276853). The
´
Junın rail is listed as endangered by the
Peruvian Government under Supreme
Decree No. 034–2004–AG (2004, p.
276855).
These two species occur wholly
´
within one protected area: The Junın
´
National Reserve (Junın, Peru) (BLI
´
2009b, pp. 1–2). The Junın National
Reserve has an area of 53,000 ha
´
(133,437 ac), bordering Lake Junın and
its adjacent territories (Wege and Long
1995, p. 264). In Peru, national reserves
are created in part for the sustainable
extraction of certain biological resources
´
(BLI 2008, p. 1; Rodrıguez and Young
2000, p. 330). Established in 1974,
through Supreme Decree No. 0750–74–
´
AG, the stated objectives of the Junın
National Reserve include: Integrated
conservation of the local ecosystem, its
associated flora and wildlife;
preservation of the scenic beauty of the
lake; and support of socioeconomic
development in the area through the
sustainable use of its renewable natural
resources (BLI 2009a, p. 2; Hirshfeld
2007, p. 107). Most of the lake shore is
designated a direct use zone, which
allows fishing, grazing, and other
educational, research, and recreational
activities (ParksWatch 2006, p. 12).
Although designation of this reserve has
heightened awareness of the ecological
´
problems at Lake Junın (BLI 2009c, p.
1), it has not reduced or eliminated the
primary threats to these two species:
Water fluctuations and contamination
(Factor A), contamination resulting in
poor health (Factor C), and small
population size (Factor E). Therefore,
the existence of this species within a
protected area has not reduced or
mitigated the threats to the species.
´
Ramsar. The Junın National Reserve
was designated a Ramsar site under the
Convention on Wetlands of
International Importance (Ramsar
Convention) in 1997 (BLI 2009a, p. 2;
Hirshfeld 2007, p. 107; INRENA 1996,
pp. 1–14). The Ramsar Convention,
signed in Ramsar, Iran, in 1971, is an
intergovernmental treaty that provides
the framework for national action and
PO 00000
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43461
international cooperation for the
conservation and wise use of wetlands
and their resources. There are presently
159 Contracting Parties to the
Convention, with 1,874 wetland sites,
totaling more than 185 million ha (457
million ac), designated for inclusion in
the Ramsar List of Wetlands of
International Importance (Ramsar 2009,
p. 1). Peru acceded to Ramsar in 1992.
As of 2009, Peru had 13 sites on the
Ramsar list, comprising 6.8 million ha
(16.8 million ac) (Ramsar 2009, p. 5). In
reviewing five Ramsar sites, experts
noted that Ramsar designation may
provide nominal protection (protection
in name only) by increasing both
international awareness of a site’s
ecological value and stakeholder
involvement in conservation (Jellison et
al. 2004, pp. 1, 4, 19). However,
activities that negatively impact these
two species within this Ramsar wetland
include livestock grazing, severe water
fluctuations, and contamination
resulting in poor health. These activities
that negatively impact both species are
ongoing throughout this wetland.
Therefore, the Ramsar designation has
not mitigated the impact of threats on
´
´
the Junın grebe or Junın rail.
In 2002, the Peruvian Government
passed an emergency law to protect
´
Lake Junın. This law makes provisions
´
for the cleanup of Lake Junın, and
placed greater restrictions on extraction
of water for hydropower and mining
˚
activities (Fjeldsa in litt. 2003, as cited
in BLI 2007, p. 3). However, this law has
not been effectively implemented, and
conditions around the lake may even
have worsened after passage of this law
(BLI 2009c, p. 1). The Ministry of
Energy and Mining has implemented a
series of Environmental Mitigation
Programs (PAMAs) to combat mine
´
waste pollution in the Junın National
Reserve (ParksWatch 2009 p. 3). The
PAMAs were scheduled to have been
completed by 2002, but extensions were
granted, indicating that many of the
mines currently in operation are still
functioning without a valid PAMA.
Reductions in pollution are reported;
some mining companies have begun to
use drainage fields and recycle residual
water. However, analysis of existing
PAMAs indicate that they do not
address specific responsibilities for
mining waste discharged into the San
Juan River and delta, nor do they
address deposition of heavy metal-laced
´
sediments in Lake Junın (ParksWatch
2009, p. 3; ParksWatch 2006, p. 21).
Recent information indicates that
mining waste contamination in the lake
continues to be a source of pollution
(Lebbin et al 2010, p. 382; ParksWatch
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˚
2006, pp. 20–21; Fjeldsa 2004, p. 124).
Therefore, neither this law nor other
protections in place are effective at
mitigating the threat of habitat
degradation and health issues associated
with contamination and small
population size of either species.
srobinson on DSK4SPTVN1PROD with RULES2
´
Summary of Factor D—Junın grebe and
´
Junın rail
Peru has enacted various laws and
regulatory mechanisms for the
protection and management of wildlife
and their habitats. The entire
populations of both species occur
within one protected area. As discussed
under Factor A, the distribution,
breeding success and recruitment, and
food availability for both species on
´
Lake Junın has been curtailed, and are
negatively impacted due to habitat
destruction that is caused by artificial
water fluctuations and water
contamination from human activities.
These species are endemic to this lake,
they have populations of between 100
and less than a few thousand
individuals, and their populations have
declined in the recent past. These
habitat-altering activities are ongoing
throughout these two species’ ranges.
Thus, despite the species’ status and
presence within a designated protected
area, laws governing wildlife and
habitat protection in Peru are
inadequately enforced or ineffective at
protecting the species or mitigating
ongoing habitat degradation, impacts
from contaminants, and concomitant
population declines, and in the case of
´
the Junın rail, predation. Therefore, we
find that the existing regulatory
mechanisms are inadequate to mitigate
the threats to the continued existence of
´
´
the Junın grebe and Junın rail
throughout their ranges.
Peruvian plantcutter
The Peruvian plantcutter is
considered endangered by the Peruvian
Government under Supreme Decree No.
034–2004–AG (2004, p. 276854). This
Decree prohibits hunting, take,
transport, and trade of protected
species, except as permitted by
regulation.
The Peruvian plantcutter occurs
within two nationally protected areas,
´
the Pomac Forest Historical Sanctuary
and the Murales Forest (both in the
Lambayeque Region on the
´
northwestern coast of Peru). The Pomac
Forest Historical Sanctuary supports an
estimated 20 to 60 Peruvian plantcutters
(BLI 2009a, p. 2; BLI 2009e, p. 1;
Walther 2004, p. 73). Resources within
´
the Pomac Forest Historical Sanctuary
are managed for various purposes
including the preservation of the
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Jkt 226001
archeological site, P. pallida dry forest,
and wildlife species. However, habitat
destruction and alteration, including
illegal forest clearing for farming, timber
and firewood cutting, and grazing,
continually threaten the sanctuary
(ParskWatch 2005; Williams 2005, p. 1).
For 8 years, more than 250 families
illegally occupied and farmed land in
the Sanctuary. During the illegal
occupancy, the inhabitants logged 2,000
ha (4,942 ac) of P. pallida trees for
firewood and burned many other trees
for charcoal production (Andean Air
Mail and Peruvian Times 2009, p. 1).
The logged forest was subsequently
converted to agricultural crops, while
remaining forest habitat was continually
degraded by firewood cutting, charcoal
production, and grazing of goats
(Flanagan et al. in litt. 2009, p. 8). In
January 2009, the government forcibly
removed the inhabitants, but it is too
soon to determine the effect that habitat
destruction has had on the suitability of
the habitat for the Peruvian plantcutter.
There is insufficient information to
conclude that recent efforts to stop the
illegal human occupancy of the area
will have a positive impact on the
species or remaining habitat within the
protected area. Therefore, any
protections afforded by this sanctuary
have not mitigated the threats to the
species from ongoing habitat loss and
associated population decline.
The Murales Forest is a designated
archeological reserved zone (BLI 2009a,
p. 3; Stattersfield et al. 2000, p. 402; BLI
2000, p. 401) and contains a declining
population of Peruvian plantcutters.
According to Peruvian law, designation
as a reserved zone allows for temporary
protection while further study is under
way to determine the area’s importance
´
(BLI 2008, p. 1; Rodrıguez and Young
2000, p. 330). Although strict
monitoring has protected some habitat
(BLI 2009a, p. 3), the actual dry forest
is not protected. In 1999, land rights to
sections of the forest were sold for
agricultural conversion, and government
intervention has been necessary to
prevent further sales of land for
conversion to agriculture (BLI 2009a, p.
3). In 1999, Murales Forest and adjacent
areas contained approximately 494 ha
(1,221 ac) of habitat, and reportedly
supported 140 Peruvian plantcutters
(BLI 2000, p. 402). In 2004, the
population was estimated to be 20 to 40
individuals (Walther 2004, p. 73). The
decline in population indicates that
threats to the species from ongoing
habitat loss and associated population
decline have not been mitigated.
Other incidences of illegal activity
that occur throughout the species’ range
also impact the Peruvian plantcutter.
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Ongoing firewood cutting and charcoal
production degrades the small amount
of remaining dry forest habitat within
the species’ range (BLI 2009d, pp. 1–2;
Rodriguez et al. 2007, p. 269; Williams
2005, p. 1; Snow 2004, p. 69; Ridgely
and Tudor 1994, p. 734). In Talara
Province (in the Piura Region, north of
the Lambayeque Region), a recent
increase in the illegal extraction of
crude oil has generated further demand
for P. pallida firewood, which is used as
fuel to heat-distill the oil. According to
Flanagan et al. (in litt. 2009, p. 8),
enforcement to combat this illegal
activity is difficult. This further
illustrates how existing laws are
ineffective at mitigating the ongoing
threat of habitat destruction.
Summary of Factor D—Peruvian
plantcutter
Peru has enacted various laws and
regulatory mechanisms to protect and
manage wildlife and their habitats. The
Peruvian plantcutter is endangered
under Peruvian law and occurs within
two protected areas in Peru. As
discussed under Factor A, the Peruvian
plantcutter inhabits P. pallida dry
forest. This habitat has been drastically
reduced, and remaining habitat
comprises small remnant patches of dry
forest that are separated by great
distances. Habitat throughout the
species’ range has been and continues to
be destroyed and altered as a result of
human activities, primarily conversion
to agriculture, and continual
degradation by timber and firewood
harvest and charcoal production, and
grazing by goats. These activities are
ongoing, including within protected
areas and despite the species’
endangered status. This indicates that
the laws governing wildlife and habitat
protection in Peru are either inadequate
or inadequately enforced to protect the
species or to mitigate ongoing habitat
loss and population declines. Therefore,
we find that the existing regulatory
mechanisms are inadequate to mitigate
the current threats to the continued
existence of the Peruvian plantcutter
throughout its range.
E. Other Natural or Manmade Factors
Affecting the Continued Existence of the
Species’ Small, Declining Population
An additional factor that affects the
continued existence of these six species
is their small, declining population
sizes. Small, declining population sizes,
in concert with other threats, and the
lack of connectivity based on habitat
fragmentation leads to an increased risk
of extinction (Harris and Pimm 2008, p.
169). All six species have limited and
increasingly fragmented geographic
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ranges in addition to small population
sizes (see Table 2). One of IUCN and
BirdLife’s criteria to determine if a
species is categorized as threatened is a
breeding range of under 20,000 km2. In
most cases, their existing populations
are extremely localized, and sometimes
geographically isolated from one
another, leaving them vulnerable to
localized extinctions from habitat
43463
modification and destruction, natural
catastrophic changes to their habitat
(e.g., flood scour, drought), and other
stochastic disturbances.
TABLE 2—POPULATION ESTIMATES FOR SIX BIRD SPECIES FOUND IN BOLIVIA AND PERU
Population
estimate
Peruvian species
srobinson on DSK4SPTVN1PROD with RULES2
ash-breasted tit-tyrant (Anairetes alpinus), also native to Bolivia ...............................
royal cinclodes (Cinclodes aricomae), also native to Bolivia .......................................
white-browed tit-spinetail (Leptasthenura xenothorax) ................................................
´
Junın grebe (Podiceps taczanowskii) ...........................................................................
´
Junın rail (Laterallus tuerosi) ........................................................................................
Peruvian plantcutter (Phytotoma raimondii) .................................................................
A small, declining population size
renders a species vulnerable to any of
several risks. Extinction risk is
heightened in small, isolated, declining
populations because they are more
susceptible to environmental
fluctuations and demographic shifts
such as reduced reproductive success of
individuals and chance disequilibrium
of sex ratios (Harris and Pimm 2008, p.
163; Pimm et al. 1988, pp. 757, 773–
775; Shaffer 1981, p. 131). Additionally,
the increasing isolation of populations
due to ongoing habitat loss and
degradation (fragmentation), unless the
population is managed, greatly affects
dispersal and other movement patterns
of individuals between subpopulations.
1. Ash-breasted tit-tyrant. The ashbreasted tit-tyrant is considered to have
a very small population of less than
1,000 individuals (see table 2; BLI
2009o, p. 1). Its population declined at
a rate between 10 and 19 percent in the
past 10 years, and this decline is
expected to continue in close
association with continued habitat loss
and degradation (BLI 2009o, p. 1). The
ash-breasted tit-tyrant is currently
confined to restricted and severely
fragmented forest patches in the high
Andes of Peru and Bolivia, where it is
estimated that approximately only 2
percent of the dense woodlands
preferred by the species remains
˚
(Fjeldsa 2002a, p. 114; Smith 1971, p.
269).
´
2. Junın grebe. The current population
´
of the Junın grebe is estimated to be
100–300 individuals, however, only a
small number of adults remain (BLI
2009b, pp. 1, 3; BLI 2008, p. 1). The
species is restricted to the southern
´
portion of Lake Junın (BLI 2009b, p. 1;
Gill and Storer, pers. comm. As cited in
˚
˚
Fjeldsa 2004, p. 200; Fjeldsa 1981, p.
´
254). The Junın grebe underwent a
severe population decline in the latter
half of the 20th century, and
experienced extreme population
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Jkt 226001
780
50–250
500–1,500
100–300
1,000–2,499
500–1,000
˚
fluctuations (Fjeldsa 1981, p. 254). For
example, in 1993, the population size
declined to below 50 individuals, of
which fewer than half were breeding
adults (BLI 2009b, p. 2; BLI 2008, p. 3).
Even if the population estimate of 100–
300 individuals is correct, the number
of mature individuals is likely to be far
˚
smaller, perhaps only half (Fjeldsa in
litt. 2003, as cited in BLI 2009b, p. 2).
Therefore, 100–300 individuals likely
overestimates the species’ effective
population size (the number of breeding
individuals that contribute to the next
generation). The population has
declined by at least 14 percent in the
last 10 years and is expected to continue
to decline, as a result of declining water
quality and extreme water level
fluctuations (BLI 2009b, pp. 1, 4, 6–7).
´
´
3. Junın rail. BLI placed the Junın rail
in the population category of between
1,000 and 2,499 individuals (BLI 2009b,
p. 2), and considers the population to be
likely very small and presumably
declining (BLI 2009b, p. 1; BLI 2000, p.
´
170). The Junın rail is known from two
localities (Ondores and Pari) on the
´
southwestern shore of Lake Junın in
central Peru. The population has
declined at a rate between 10 and 19
percent in the past 10 years, and this
decline is expected to continue as a
result of the declining quality of habitat
within its small, restricted range (BLI
2009b, pp. 4–5).
4. Peruvian plantcutter. BLI placed
the Peruvian plantcutter in the
population category of between 500 and
1,000 individuals (BLI 2009g, p. 1). The
Peruvian plantcutter has experienced a
population decline of between 1 and 9
percent in the past 10 years due to
habitat loss. This decline is expected to
continue in close association with
continued habitat loss and degradation.
There is insufficient information on
similar species (i.e., the other South
American plantcutters) to understand
whether the Peruvian plantcutter’s
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Fmt 4701
Sfmt 4700
Estimate of population decline in past
10 years
between 10 and 19 percent.
between 30 and 49 percent.
between 10 and 19 percent.
14 percent.
between 10 and 19 percent.
between 1 and 9 percent.
population size is small relative to other
plantcutters. However, there are several
indications that this number of
individuals represents a small,
declining population.
First, the Peruvian plantcutter’s
population size—which is defined by
BLI as the total number of mature
individuals—is not the same as the
effective population size—the number
of individuals that actually contribute to
the next generation (Shaffer 1981, pp.
´
132–133; Soule 1980, pp. 160–162). Not
all individuals in a population will
contribute to reproduction each year.
Therefore, the estimated population size
for the Peruvian plantcutter may be an
overestimate of the species’ effective
population size. Moreover, the
population structure and extent of
interbreeding are unknown. If the
species does not breed as a single
population, its effective population size
would be further reduced.
Second, the extant Peruvian
plantcutter population occurs primarily
in two disjunct subpopulations—Talara
´
and Pomac Forest Historical Sanctuary
(BLI 2009g, pp. 1–2; Walther 2004, p.
73)—and in several smaller sites
(Flanagan et al. in litt. 2009, pp. 2–7;
Williams 2005, p. 1; Walther 2004, p.
73; Flanagan and More 2003, pp. 5–9).
´
Talara and Pomac Forest Historical
Sanctuary are approximately 257 km
(160 mi) apart (FCC (Federal
Communications Commission—Audio
Division 2009). Its habitat is heavily
degraded and localities are small,
severely fragmented, and widely
separated (Flanagan et al. in litt. 2009,
pp. 1–9; Bridgewater et al. 2003, p. 132;
Ridgely and Tudor 1994, p. 18). It is
possible that the distance between
patches of suitable habitat is too far to
support interbreeding between
localities, so that the extant occurrences
of this species would function as
genetically isolated subpopulations.
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5. Royal cinclodes. Based on recent
observations in Peru and Bolivia, the
total population of royal cinclodes is
between 50 and 250 mature individuals
(BLI 2011e; Aucca-Chutas 2007, pp. 4, 8;
´
Gomez in litt. 2007, p. 1). The royal
cinclodes has undergone a population
decline between 30 and 49 percent in
the past 10 years in close association
with the continued loss and degradation
of the Polylepis forest (BLI 2009i, p. 6).
It is an intrinsically low-density species.
The exacerbated small population size,
lack of connectivity (isolation), and
small areas of remaining habitat which
are localized and highly fragmented, all
affect the continued existence of this
species (Lloyd 2010, pers. comm.).
Engblom et al. (2002, p. 57) noted that
the royal cinclodes may descend from
the mountains to forage in the valleys
during periods of snow cover at the
higher altitudes. Thus, interbreeding
may occur at least among localities with
shared valleys, but there is insufficient
information to determine that the
species breeds as a single population. It
is currently restricted to high-elevation,
moist, moss-laden patches of
semihumid woodlands in Peru and
˚
Bolivia (BLI 2009i, p. 6; Fjeldsa and
˚
Kessler 1996, as cited in Fjeldsa 2002a,
p. 113). Remaining Polylepis woodlands
are highly fragmented and degraded,
and it is estimated that approximately
only 2 percent of the dense woodlands
preferred by the species remain (del
Hoyo et al. 2003, p. 253; Engblom et al.
2002, p. 57).
6. White-browed tit-spinetail. BLI has
placed the white-browed tit-spinetail in
the population category of between 500
and 1,500 individuals (BLI 2009d, pp. 1,
5). The white-browed tit-spinetail is
currently confined to high-elevation,
semihumid patches of forest in the
Andes of Peru, and its population has
declined at a rate between 10 and 19
percent in the past 10 years, in close
association with the continued loss and
degradation of the Polylepis forest (BLI
2009d, pp. 5–6).
Summary of Factor E
Based on their small, declining
population size and fragmented
distribution, combined with the threat
´
´
of disease (Junın rail and Junın grebe),
we have determined that all six species
addressed in this final rule are
vulnerable to the threat of adverse
natural events that exacerbate human
activities (e.g., deforestation, habitat
alteration, and infrastructure
development) that, alone or in
combination, destroy individuals and
their habitat. The stochastic risks
associated with small, declining
populations are exacerbated by ongoing
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Jkt 226001
human activities that continue to curtail
the species’ habitat throughout their
range. We expect that the risks
associated with small, declining
populations will continue to impact
these six species and may accelerate if
habitat destruction continues unabated.
We recognize that reforestation efforts
are occurring in some areas, but these
efforts will take years to have a positive
effect on these species. Therefore, we
find that these species’ small, declining
populations, in concert with their
restricted ranges, habitat loss, and
heightened vulnerability to adverse
natural events and manmade activities
are threats to the continued existence of
these six species throughout their
ranges.
Finding
Section 3 of the Act defines an
endangered species as any species
which is in danger of extinction
throughout all or a significant portion of
its range and a threatened species as any
species which is likely to become an
endangered species within the
foreseeable future throughout all or a
significant portion of its range. We have
carefully assessed the best scientific and
commercial information available
regarding threats to each of these six
bird species. Significant effects have
already occurred as a result of habitat
loss, and some populations have likely
been extirpated. The most significant
threat to the six species in this rule is
habitat loss and alteration. Various past
and ongoing human activities and their
secondary influences continue to impact
all of the remaining suitable habitats
that may still harbor each of these six
species. We expect that any additional
loss or degradation of habitats used by
these species will have a greater,
cumulative impact on these species.
This is because with each contraction of
an existing subpopulation, the
likelihood of interchange with other
subpopulations within patches
decreases, while the likelihood of their
reproductive isolation increases.
Under the Act and our implementing
regulations, a species may warrant
listing if it is threatened or endangered
throughout all or a significant portion of
its range. Each of the species in this
listing rule is highly restricted in its
range. In each case, the threats to the
survival of these species occur
throughout the species’ range and are
not restricted to any particular portion
of that range. Accordingly, our
assessment and determination apply to
each species throughout its entire range.
We find that each of these six species
is presently in danger of extinction
throughout its entire range, based on the
PO 00000
Frm 00032
Fmt 4701
Sfmt 4700
immediacy, severity, and scope of the
threats described above. Although there
are ongoing attempts to alleviate some
threats, no populations appear to be
without current significant threats, and
many threats are without obvious or
readily available solutions. NGOs are
conducting conservation efforts
including educational programs and
reforestation; however, these efforts are
not adequately mitigating the threats to
these species. We expect that these
species will continue to experience an
increased vulnerability to local
extirpations into the future. On the basis
of the best available scientific and
commercial data, these six species meet
the definition of endangered species
under the Act, rather than threatened
species, because these species are in
danger of extinction at the present time.
Therefore, endangered status is
appropriate for all six species in
accordance with the Act.
Status Determination for the Ashbreasted Tit-tyrant
The total population of the ashbreasted tit-tyrant is estimated to be
approximately 780 individuals. We have
carefully assessed the best available
scientific and commercial information
regarding the past, present, cumulative,
and potential future threats faced by the
ash-breasted tit-tyrant and have
concluded that there are three primary
factors that threaten the continued
existence of the ash-breasted tit-tyrant:
(1) Habitat destruction, fragmentation,
and degradation; (2) limited size and
increasing isolation of remaining
populations; and (3) inadequate
regulatory mechanisms.
The ash-breasted tit-tyrant population
is small and declining, rendering the
species particularly vulnerable to the
threat of adverse natural events and
human activities (e.g., deforestation and
habitat alteration) that destroy
individuals and their habitat. Ongoing
human activities that curtail the species’
habitat throughout its range exacerbate
the demographic risks associated with
small population sizes. The population
has declined 10–19 percent in the past
10 years, and is predicted to continue
declining commensurate with ongoing
habitat loss. Habitat loss was a factor in
the ash-breasted tit-tyrant’s historical
population decline, and the species is
considered to be declining today in
association with the continued
reduction in habitat.
A species may be affected by more
than one threat in combination. We
have identified multiple threats that
may have interrelated impacts on the
species. However, it is not necessarily
easy to determine (nor is it necessarily
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Federal Register / Vol. 77, No. 142 / Tuesday, July 24, 2012 / Rules and Regulations
determinable) which potential threat is
the operational threat. These threats,
either individually or in combination,
are occurring at a sufficient geographical
or temporal scale to significantly affect
the status of the species.
Based on the immediate and ongoing
threats to the ash-breasted tit-tyrant
throughout its range, as described
above, we determine that the ashbreasted tit-tyrant is in danger of
extinction throughout all of its range.
Therefore, on the basis of the best
available scientific and commercial
information, we are listing the ashbreasted tit-tyrant as endangered
throughout all of its range.
srobinson on DSK4SPTVN1PROD with RULES2
´
Status Determination for the Junın
Grebe
´
The Junın grebe, a flightless grebe, is
´
endemic to Lake Junın, where it resides
year-round. The species’ population size
is estimated as 100–300 individuals,
although the number of mature
individuals may be half this amount.
We have carefully assessed the best
available scientific and commercial
information regarding the past, present,
and potential future threats faced by the
´
Junın grebe and have concluded that
there are four primary factors that
threaten the continued existence of the
´
Junın grebe: (1) Habitat destruction,
fragmentation, and degradation; (2)
disease; (3) limited size and isolation of
remaining populations; and (4)
inadequate regulatory mechanisms.
´
Junın grebe habitat continues to be
altered by human activities, conversion,
and destruction of habitat, which reduce
the quantity, quality, distribution, and
regeneration of habitat available for the
´
´
Junın grebe on Lake Junın. Population
declines have been correlated with
water availability, and droughts have
caused severe population fluctuations
that have likely compromised the
´
species’ long-term viability. The Junın
grebe population is small and believed
to be declining, rendering the species
vulnerable to the threat of adverse
natural events and human activity (e.g.,
water extraction and contaminants from
mining) that destroy individuals and
their habitat. The population has
declined 14 percent in the past 10 years,
and this decline is predicted to continue
commensurate with ongoing threats
from habitat destruction and water
contamination. Based on the immediate
´
and ongoing threats to the Junın grebe
throughout its range, as described
´
above, we determine that the Junın
grebe is in danger of extinction
throughout all of its range. Therefore, on
the basis of the best available scientific
and commercial information, we are
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´
listing the Junın grebe as an endangered
species throughout all of its range.
´
Status Determination for the Junın Rail
´
The Junın rail is a ground-nesting bird
´
endemic to Lake Junın, where it resides
year-round. The current estimated range
of the species is 160 km2 (62 mi2), and
its population size is estimated to be
1,000–2,499. However, both of these
figures are likely to be overestimates.
We have carefully assessed the best
available scientific and commercial
information regarding the past, present,
and potential future threats faced by the
´
Junın rail and have concluded that there
are four primary factors that threaten the
continued existence of the rail: (1)
Habitat destruction, fragmentation, and
degradation; (2) disease and predation;
(3) limited size and isolation of
remaining populations; and (4)
inadequate regulatory mechanisms.
´
Junın rail habitat continues to be
altered by human activities, which
results in the continued degradation and
destruction of habitat and reduces the
quality and distribution of remaining
´
suitable habitat. The Junın rail
population is small, increasing the
species’ vulnerability to the threat of
adverse natural events (e.g.,
demographic or environmental) and
human activities (e.g., water
contamination, water level
manipulation, cattail harvest, and
overgrazing) that destroy individuals
´
and their habitat. The Junın rail
population has declined at a rate
between 10 and 19 percent during the
past 10 years, and this decline is
predicted to continue commensurate
with ongoing threats from habitat
destruction, water contamination,
overgrazing, and cattail harvest and
burning.
Based on the immediate and ongoing
´
threats to the Junın rail throughout its
range, as described above, we determine
´
that the Junın rail is in danger of
extinction throughout all of its range.
Therefore, on the basis of the best
available scientific and commercial
´
information, we are listing the Junın rail
as an endangered species throughout all
of its range.
Status Determination for the Peruvian
Plantcutter
The Peruvian plantcutter is endemic
to semiarid lowland dry forests of
coastal northwestern Peru. The species’
population size is estimated to be 500–
1,000 individuals.
We have carefully assessed the best
available scientific and commercial
information regarding the past, present,
and potential future threats faced by the
Peruvian plantcutter and have
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43465
concluded that there are three primary
factors that threaten the continued
existence of the Peruvian plantcutter: (1)
Habitat destruction, fragmentation, and
degradation; (2) limited size and
isolation of remaining populations; and
(3) inadequate regulatory mechanisms.
Human activities that degrade, alter,
and destroy habitat are ongoing
throughout the Peruvian plantcutter’s
range. Widespread land conversion to
agriculture has removed the vast
majority of P. pallida dry forest habitat
throughout the range of the Peruvian
plantcutter.
The Peruvian plantcutter’s population
is small, rendering the species
particularly vulnerable to the threat of
adverse natural events and human
activities (e.g., deforestation and
firewood extraction) that destroy
individuals and their habitat. Ongoing
human activities that cause habitat loss
throughout the species’ range exacerbate
the stochastic and demographic risks
associated with small population sizes.
The population has been estimated to
have declined 1–9 percent in the past 10
years, in association with continued
habitat loss. Habitat loss was a factor in
this species’ historical decline—the
Peruvian plantcutter has been extirpated
from 11 of its 14 historical sites—and
the species is considered to be declining
today in association with the continued
reduction in habitat. Based on the
immediate and ongoing significant
threats to the Peruvian plantcutter
throughout its range, as described
above, we determine that the Peruvian
plantcutter is in danger of extinction
throughout all of its range. Therefore, on
the basis of the best available scientific
and commercial information, we are
listing the Peruvian plantcutter as an
endangered species throughout all of its
range.
Status Determination for the Royal
Cinclodes
The royal cinclodes, a large-billed
ovenbird, is native to the high-altitude,
semihumid Polylepis or PolylepisGynoxys woodlands of the Bolivian and
Peruvian Andes, where it occupies a
narrow range of distribution at
elevations between 3,500 and 4,600 m
(11,483 and 12,092 ft). The species has
a highly restricted and severely
fragmented range and is found only in
the Peruvian administrative regions of
´
´
Apurımac, Cusco, Junın, and Puno, and
in the Bolivian Department of La Paz.
The population of the royal cinclodes is
estimated to be fewer than 300
individuals.
We have carefully assessed the best
available scientific and commercial
information regarding the past, present,
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and potential future threats faced by the
royal cinclodes and have concluded that
there are three primary factors
impacting the continued existence of
the royal cinclodes: (1) Habitat
destruction, fragmentation, and
degradation; (2) limited size and
isolation of remaining populations; and
(3) inadequate regulatory mechanisms.
Only 2–3 percent of the dense Polylepis
woodlands preferred by the species
likely remain (ABC 2010, p. 1). Limited
by the availability of suitable habitat,
the species occurs today only in some
of these fragmented and disjunct
locations. Royal cinclodes habitat is
particularly vulnerable to the drying
effects associated with diminished
forest cover. Because the royal cinclodes
population is small and declining, the
species is particularly vulnerable to the
threat of adverse natural events (e.g.,
demographic or environmental) and
human activities (e.g., deforestation and
habitat alteration) that destroy
individuals and their habitat. The
population has declined 30–49 percent
in the past 10 years, and is predicted to
continue declining commensurate with
ongoing habitat loss.
Based on the immediate and ongoing
threats to the royal cinclodes throughout
its range, as described above, we
determine that the royal cinclodes is in
danger of extinction throughout all of its
range. Therefore, on the basis of the best
available scientific and commercial
information, we are listing the royal
cinclodes as an endangered species
throughout all of its range.
Status Determination for the Whitebrowed Tit-spinetail
The white-browed tit-spinetail is
restricted to high-altitude woodlands of
the Peruvian Andes. The species has a
highly restricted and severely
fragmented range, and is currently
known from only a small number of
´
sites in the Apurımac and Cusco regions
in south-central Peru. The population of
the white-browed tit-spinetail is
estimated to be approximately 500 to
1,500 individuals. We have carefully
assessed the best available scientific and
commercial information regarding the
past, present, and potential future
threats faced by the white-browed titspinetail. There are three primary
factors impacting the continued
existence of the white-browed titspinetail: (1) Habitat destruction,
fragmentation, and degradation; (2)
limited size and isolation of remaining
populations; and (3) inadequate
regulatory mechanisms.
Widespread deforestation and the
conversion of forests for grazing and
agriculture have led to the
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fragmentation of habitat throughout the
range of the white-browed tit-spinetail.
Researchers estimate that only one
percent of the dense Polylepis
woodlands preferred by the species
remain. Limited by the availability of
suitable habitat, the species occurs
today only in a few fragmented and
disjunct locations. The species’ severely
restricted range, combined with its
small population size, renders it
particularly vulnerable to the threat of
adverse natural and manmade (e.g.,
deforestation, habitat alteration,
wildfire) events that destroy individuals
and their habitat. The species has
experienced a population decline of
between 10 and 19 percent in the past
10 years, and is predicted to continue
declining commensurate with ongoing
habitat loss and degradation. Based on
the immediate and ongoing threats to
the white-browed tit-spinetail
throughout its range, as described
above, we determine that the whitebrowed tit-spinetail is in danger of
extinction throughout all of its range.
Therefore, on the basis of the best
available scientific and commercial
information, we are listing the whitebrowed tit-spinetail as an endangered
species throughout all of its range.
Available Conservation Measures
Conservation measures provided to
species listed as endangered or
threatened under the Act include
recognition, requirements for Federal
protection, and prohibitions against
certain practices. Recognition through
listing results in public awareness, and
encourages and results in conservation
actions by Federal and State
governments, private agencies and
interest groups, and individuals.
Section 7(a) of the Act, as amended,
and as implemented by regulations at 50
CFR part 402, requires Federal agencies
to evaluate their actions within the
United States or on the high seas with
respect to any species that is proposed
or listed as endangered or threatened.
Section 8(a) of the Act authorizes the
provision of limited financial assistance
for the development and management of
programs that the Secretary of the
Interior determines to be necessary or
useful for the conservation of
endangered and threatened species in
foreign countries. Sections 8(b) and 8(c)
of the Act authorize the Secretary to
encourage conservation programs for
foreign endangered and threatened
species and to provide assistance for
such programs in the form of personnel
and the training of personnel.
The Act and its implementing
regulations set forth a series of general
prohibitions and exceptions that apply
PO 00000
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Fmt 4701
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to all endangered and threatened
wildlife. As such, these prohibitions
would be applicable to these species.
These prohibitions, under 50 CFR 17.21,
in part, make it illegal for any person
subject to the jurisdiction of the United
States to take (take includes to harass,
harm, pursue, hunt, shoot, wound, kill,
trap, capture, or collect, or to attempt to
engage in any such conduct) any
endangered wildlife species within the
United States or upon the high seas; or
to import or export; to deliver, receive,
carry, transport, or ship in interstate or
foreign commerce in the course of
commercial activity; or to sell or offer
for sale in interstate or foreign
commerce any endangered wildlife
species. It is also illegal to possess, sell,
deliver, carry, transport, or ship any
such wildlife that has been taken in
violation of the Act. Certain exceptions
apply to agents of the Service and State
conservation agencies.
Permits may be issued to carry out
otherwise prohibited activities
involving endangered and threatened
wildlife species under certain
circumstances. Regulations governing
permits are codified at 50 CFR 17.22 for
endangered species. With regard to
endangered wildlife, a permit may be
issued for the following purposes: For
scientific purposes, to enhance the
propagation or survival of the species,
and for incidental take in connection
with otherwise lawful activities.
Required Determinations
Paperwork Reduction Act (44 U.S.C.
3501 et seq.)
This final rule does not contain any
new collections of information that
require approval by the Office of
Management and Budget (OMB) under
the Paperwork Reduction Act. This rule
will not impose new recordkeeping or
reporting requirements on State or local
governments, individuals, businesses, or
organizations. We may not conduct or
sponsor, and you are not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number.
National Environmental Policy Act
(NEPA)
We have determined that
environmental assessments and
environmental impact statements, as
defined under the authority of the
National Environmental Policy Act of
1969 (42 U.S.C. 4321 et seq.), need not
be prepared in connection with
regulations adopted under section 4(a)
of the Act. We published a notice
outlining our reasons for this
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determination in the Federal Register
on October 25, 1983 (48 FR 49244).
References Cited
A complete list of all references cited
in this rule is available on the Internet
at https://www.regulations.gov or upon
request from the Endangered Species
Program, U.S. Fish and Wildlife Service
(see FOR FURTHER INFORMATION CONTACT).
Authors
The primary authors of this final rule
are the staff members of the Branch of
Foreign Species, Endangered Species
Program, U.S. Fish and Wildlife Service,
4401 N. Fairfax Drive, Arlington, VA
22203.
Endangered and threatened species,
Exports, Imports, Reporting and
recordkeeping requirements,
Transportation.
Accordingly, we amend part 17,
subchapter B of chapter I, title 50 of the
Code of Federal Regulations, as set forth
below:
2. Amend § 17.11(h) by adding entries
´
for ‘‘Cinclodes, royal’’, ‘‘Grebe, Junın’’,
´
‘‘Plantcutter, Peruvian’’, ‘‘Rail, Junın’’,
‘‘Tit-spinetail, white-browed’’, and ‘‘Tittyrant, ash-breasted’’ in alphabetical
order under Birds to the List of
Endangered and Threatened Wildlife, as
follows:
PART 17—[AMENDED]
§ 17.11 Endangered and threatened
wildlife.
*
1. The authority citation for part 17
continues to read as follows:
■
*
*
Status
*
Scientific name
*
*
*
(h) * * *
Vertebrate
population where
endangered or
threatened
Historic range
*
■
Regulation Promulgation
Species
Common name
Authority: 16 U.S.C. 1361–1407; 16 U.S.C.
1531–1544; 16 U.S.C. 4201–4245; Pub. L. 99–
625, 100 Stat. 3500; unless otherwise noted.
List of Subjects in 50 CFR Part 17
*
*
*
When listed
Critical
habitat
Special
rules
*
Birds.
*
Cinclodes, royal .......
*
Cinclodes aricomae
*
Bolivia, Peru ...........
*
Entire ......................
*
E
*
799
NA
*
*
´
Grebe, Junın ............ Podiceps
taczanowskii.
*
Peru ........................
*
Entire ......................
*
E
*
799
NA
*
Plantcutter, Peruvian
*
Phytotoma raimondii
*
Peru ........................
*
Entire ......................
*
E
*
799
NA
*
*
´
Rail, Junın ................ Laterallus tuerosi ....
*
Peru ........................
*
Entire ......................
*
E
*
799
NA
*
Tit-spinetail, whitebrowed.
Tit-tyrant, ashbreasted.
*
Peru ........................
*
Entire ......................
*
E
*
799
NA
NA
Bolivia, Peru ...........
Entire ......................
E
799
NA
NA
*
*
*
Leptasthenura
xenothorax.
Anairetes alpinus ....
*
*
*
*
*
*
*
*
Dated: June 28, 2012
Daniel M. Ashe,
Director, U.S. Fish and Wildlife Service.
*
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Agencies
[Federal Register Volume 77, Number 142 (Tuesday, July 24, 2012)]
[Rules and Regulations]
[Pages 43433-43467]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-17402]
[[Page 43433]]
Vol. 77
Tuesday,
No. 142
July 24, 2012
Part II
Department of the Interior
-----------------------------------------------------------------------
Fish and Wildlife Service
-----------------------------------------------------------------------
50 CFR Part 17
Endangered and Threatened Wildlife and Plants; Listing Foreign Bird
Species in Peru and Bolivia as Endangered Throughout Their Range; Final
Rule
Federal Register / Vol. 77 , No. 142 / Tuesday, July 24, 2012 / Rules
and Regulations
[[Page 43434]]
-----------------------------------------------------------------------
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[Docket No. FWS-R9-IA-2009-0059; 4500030115]
RIN 1018-AV77
Endangered and Threatened Wildlife and Plants; Listing Foreign
Bird Species in Peru and Bolivia as Endangered Throughout Their Range
AGENCY: Fish and Wildlife Service, Interior.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: We, the U.S. Fish and Wildlife Service (We or Service),
determine endangered status for the following six South American bird
species (collectively referred to as species for purposes of this final
rule) under the Endangered Species Act of 1973, as amended (Act): Ash-
breasted tit-tyrant (Anairetes alpinus), Jun[iacute]n grebe (Podiceps
taczanowskii), Jun[iacute]n rail (Laterallus tuerosi), Peruvian
plantcutter (Phytotoma raimondii), royal cinclodes (Cinclodes
aricomae), and white-browed tit-spinetail (Leptasthenura xenothorax).
These species are in danger of extinction throughout all of their
ranges. All six species are native to Peru. The ash-breasted tit-tyrant
and royal cinclodes are also native to Bolivia.
DATES: This rule becomes effective August 23, 2012.
ADDRESSES: This final rule is available on the Internet at https://www.regulations.gov. Comments and materials received, as well as
supporting documentation used in the preparation of this rule, are
available for public inspection at https://www.regulations.gov or by
appointment, during normal business hours at: U.S. Fish and Wildlife
Service, Endangered Species Program, 4401 N. Fairfax Drive, Suite 400,
Arlington, VA 22203.
FOR FURTHER INFORMATION CONTACT: Janine Van Norman, Chief, Branch of
Foreign Species, Endangered Species Program, U.S. Fish and Wildlife
Service, 4401 North Fairfax Drive, Room 420, Arlington, VA 22203. If
you use a telecommunications device for the deaf (TDD), call the
Federal Information Relay Service (FIRS) at 800-877-8339.
SUPPLEMENTARY INFORMATION:
Executive Summary
On January 5, 2010, we published a proposed rule (75 FR 606) to
list these six foreign bird species as endangered: Ash-breasted tit-
tyrant, Jun[iacute]n grebe, Jun[iacute]n rail, Peruvian plantcutter,
royal cinclodes, and white-browed tit-spinetail. These species are all
native to Peru. The ash-breasted tit-tyrant and royal cinclodes are
also native to Bolivia. Each of these six species is affected by the
loss and degradation of habitat. In addition to severely contracted
ranges and distributions of these species, their small, declining
populations are an additional threat to their survival.
This action is authorized by the Endangered Species Act of 1973
(Act) (16 U.S.C. 1531 et seq.), as amended. It affects part 17,
subchapter B of chapter I, title 50 of the Code of Federal Regulations.
These six foreign bird species will be listed as endangered under
the Act.
Background
On January 5, 2010, we published a proposed rule (75 FR 606) to
list these six species as endangered: Ash-breasted tit-tyrant
(Anairetes alpinus), Jun[iacute]n grebe (Podiceps taczanowskii),
Jun[iacute]n rail (Laterallus tuerosi), Peruvian plantcutter (Phytotoma
raimondii), royal cinclodes (Cinclodes aricomae), and white-browed tit-
spinetail (Leptasthenura xenothorax). These species are all native to
Peru. The ash-breasted tit-tyrant and royal cinclodes are also native
to Bolivia.
We opened the public comment period on the proposed rule for 60
days, which ended March 8, 2010, to allow all interested parties an
opportunity to comment on the proposed rule.
We are addressing these six species under a single rule for
efficiency. Each of these species is affected by similar threats. The
major threat to these species is the loss and degradation of habitat.
In addition to severely contracted ranges and distributions of these
species, their small, declining populations are an additional threat.
In this rule, we combined the evaluation of species that face similar
threats within the same general habitat type and geographic area into
one section to maximize our limited staff resources.
Previous Federal Actions
On May 6, 1991, we received a petition (the 1991 petition) from the
International Council for Bird Preservation (ICBP) to add 53 foreign
bird species to the List of Endangered and Threatened Wildlife,
including the six Peruvian bird species that are the subject of this
proposed rule. In response to the 1991 petition, we published a
substantial 90-day finding on December 16, 1991 (56 FR 65207), for all
53 species and initiated a status review. On March 28, 1994 (59 FR
14496), we published a 12-month finding on the 1991 petition, along
with a proposed rule to list 30 African birds under the Act (which
included 15 species from the 1991 petition). In that document, we
announced our finding that listing the remaining 38 species from the
1991 petition, including the six Peruvian bird species that are the
subject of this proposed rule, was warranted but precluded by higher
priority listing actions. We made a subsequent warranted-but-precluded
finding for all outstanding foreign species from the 1991 petition,
including the six Peruvian bird species that are the subject of this
proposed rule, as published in our annual notice of review (ANOR) of
foreign species on May 21, 2004 (69 FR 29354).
Per the Service's listing priority guidelines (September 21, 1983;
48 FR 43098), our 2007 ANOR (77 FR 20184, April 23, 2007) identified
the listing priority numbers (LPNs) (ranging from 1 to 12) for all
outstanding foreign species. The six Peruvian bird species that are the
subject of this proposed rule were designated with an LPN of 2, and we
determined that their listing continued to be warranted but precluded
because of other listing actions. A listing priority of 2 indicates
that the species faces imminent threats of high magnitude. With the
exception of the listing priority ranking of 1, which addresses
monotypic genera that face imminent threats of high magnitude, LPN
categories 2 and 3 are among the Service's highest priorities for
listing.
On July 29, 2008 (73 FR 44062), we published in the Federal
Register a notice announcing our annual petition findings for foreign
species. In that notice, we announced listing to be warranted for 30
foreign bird species, including the six Peruvian bird species that are
the subject of this proposed rule, and stated that we would promptly
publish proposals to list these 30 taxa. In selecting these six species
from the list of warranted-but-precluded species, we took into
consideration the magnitude and immediacy of the threats to the
species, consistent with the Service's listing priority guidelines.
On September 8, 2008, the Service received a 60-day notice of
intent to sue from the Center for Biological Diversity (CBD) and Peter
Galvin over violations of section 4 of the Act for the Service's
failure to promptly publish listing proposals for the 30 warranted
species identified in our 2008 ANOR. Under a settlement agreement
approved by the U.S. District Court for the Northern District of
California on June 15, 2009, (CBD et al. v. Salazar, 09-CV-02578-
[[Page 43435]]
CRB), we were required to submit to the Federal Register proposed
listing rules for the ash-breasted tit-tyrant, Jun[iacute]n grebe,
Jun[iacute]n rail, Peruvian plantcutter, royal cinclodes, and white-
browed tit-spinetail by December 29, 2009. That proposed rule published
on January 5, 2010 (75 FR 606).
Summary of Changes From the Proposed Rule
This final rule incorporates changes to our proposed listing based
on new information located on these species since the proposed rule was
published, including comments and information received from peer
reviewers. In order to be concise and efficient, we are incorporating
by reference background information that was published on these six
species in the proposed rule, 75 FR 606, published January 5, 2010.
Species descriptions, taxonomy, and habitat and life history may be
found in the proposed rule, unless we are making technical corrections
or incorporating new information. In this final rule, we included new
information on recent location data for the royal cinclodes. We also
updated the population estimates, range, and conservation status on the
other species.
We also changed the format of this final rule to make it more
readable, particularly in light of the Plain Writing Act of 2010
(Executive Order 13563). We organized it first by species descriptions
for all six species, and then by the evaluation of factors affecting
the species. We organized the threats evaluation for these six species
(also known as the five-factor analysis, see Section 4(a)(1) of the
Act), primarily by three habitat types and locations for efficiency.
Three species occur in Polylepis forest, two species occur at Lake
Jun[iacute]n, and the Peruvian plantcutter is evaluated on its own due
to its unique habitat requirements and distribution. Because each
habitat experiences similar threats, for each threat factor, we
identified and evaluated those factors that affect these species within
the particular habitat and that are common to all of the species within
that habitat. For example, the degradation of habitat and habitat loss
are threats to all six species. We also identified and evaluated
threats that may be unique to certain species, but that may not apply
to all of the species addressed in this final rule. For example, the
Peruvian plantcutter is the only species addressed in this rule that is
found in the northwestern coast of Peru, and we have addressed threats
that are unique to that species specifically. Lastly, we included range
maps for each species to better identify their ranges to the public.
Summary of Comments and Recommendations
In the proposed rule that published on January 5, 2010 (75 FR 606),
we requested that all interested parties submit information that might
contribute to the development of a final rule. We also contacted
appropriate scientific experts and organizations and invited them to
comment on the proposed listings.
We received three comments on the proposed rule from the public.
One comment from the public expressed support for the proposed listings
but provided no substantive information. One commenter requested that
we take climate change into account when evaluating threats to these
species. Although the science of climate change is still uncertain with
respect to how it will affect the long-term viability of species and
the ecosystems upon which they depend, the Service did consider effects
of climate change to these species in this final rule.
The other comment received from the public was also non-
substantive--the commenter asked why these species should be listed
under the Act if they are not native to the United States. The Act
provides for the listing of any species that qualifies as an endangered
or threatened species, regardless of its native range. Protections
under the Act apply to species not native to the United States and
include restrictions on importation into the United States; sale or
offer for sale in foreign commerce; and delivery, receipt, carrying,
transport, or shipment in foreign commerce and in the course of a
commercial activity. Listing also serves to heighten awareness of the
importance of conserving these species among foreign governments,
conservation organizations, and the public.
Peer Review
In accordance with our policy published on July 1, 1994 (59 FR
34270), we solicited expert opinions from six knowledgeable individuals
with scientific expertise that included familiarity with one or more of
these six species, the geographic region in which the species occur,
and conservation biology principles. We received responses from four
peer reviewers. The peer reviewers generally agreed that the
description of the biology and habitat for each species was accurate
and was based on the best available information. New location data were
provided for the royal cinclodes, and we incorporated the information
into the rule. Supporting data and information such as the species'
biology, ecology, life history, population estimates, threat factors,
and current conservation efforts were provided and also incorporated
into this rule. In response to a comment from a peer reviewer who
thought that the proposed rule was difficult to read, we have tried to
reorganize our evaluation and finding in a clearer manner in this final
rule.
Species Information
Below is a description of each species. The species are described
in alphabetical order, beginning with the ash-breasted tit-tyrant,
followed by the Jun[iacute]n grebe, Jun[iacute]n rail, Peruvian
plantcutter, royal cinclodes, and the white-browed tit-spinetail.
I. Ash-breasted tit-tyrant (Anairetes alpinus)
Species Description
The ash-breasted tit-tyrant, locally known as ``torito
pechicenizo,'' is a small New World tyrant flycatcher in the Tyrannidae
family that is native to high-altitude woodlands of the Bolivian and
Peruvian Andes (BirdLife International (BLI) 2000, p. 392; Collar et
al. 1992, p. 753; del Hoyo et al. 2004, pp. 170, 281; Fjelds[aring] and
Krabbe 1990, pp. 468-469; InfoNatura 2007, p. 1; Supreme Decree No.
034-2004-AG 2004, p. 276854). The sexes are similar, with adults
approximately 13 centimeters (cm) (5 inches (in)) in length, with dark
gray, inconspicuously black-streaked upperparts (BLI 2009o, p. 1; del
Hoyo et al. 2004, p. 281). The two subspecies (see Taxonomy) are
distinguished by their underbelly color, which is yellowish-white in
the nominate subspecies and white in the other (BLI 2009o, p. 1).
Juvenile plumage is duller in appearance, but is otherwise similar to
the adult coloration (del Hoyo et al. 2004, p. 281).
Taxonomy
When the species was first taxonomically described by Carriker
(1933, pp. 27-29), it was placed in its own genus, Yanacea. It was not
until the 1960s that Yanacea was merged into Anairetes (a genus long-
known as Spizitornis) by Meyer de Schauensee (1966, p. 376). Some
contemporary researchers have suggested retaining the species within
Yanacea (Fjelds[aring] and Krabbe 1990, p. 468). Smith (1971, pp. 269,
275) and Roy et al. (1999, p. 74) confirmed that the ash-breasted tit
tyrant is a valid species based on its phylogenetic placement and
degree of genetic divergence from other species of Anairetes, and
recent texts continue to place it in Anairetes (e.g., del Hoyo et al.
2004, p. 281). Therefore, we accept
[[Page 43436]]
the species as Anairetes alpinus, which follows the Integrated
Taxonomic Information System (ITIS 2009, p. 1). Two subspecies are
recognized, including, A. alpinus alpinus (the nominate subspecies) and
A. alpinus bolivianus. These subspecies occur in two widely separated
areas (see Current Range) (ITIS 2009, p. 1; del Hoyo et al. 2004, p.
281) and are distinguished by the color of their underbellies (see
Taxonomy) (BLI 2009o, p. 1).
Habitat and Life History
Density of foliage rather than size of tree seems to be an
important factor for this species (Fjelds[aring] 2010 pers. comm.).
This species forages in the terminal branches and outer foliage,
usually in the treetops but also at ground level at the edges of dense
forest patches. In areas where all trees have been cut, it forages in
the dense regrowth near ground level. In general, these patches are
found in a zone of persistent cloudiness, in places with difficult
accessibility and few people (Fjelds[aring] 2010 pers. comm.).
In west-central Peru, the species occurs in the Cordilleras
(mountains in Spanish) Central and Occidental (in the Peruvian
Administrative Regions of Ancash, Hu[aacute]nuco, La Libertad, and
Lima) (BLI 2009, p. 1; del Hoyo et al. 2004, p. 281). Until 1992, the
taxon in this locality was highly localized and known only in Ancash
Region (Collar et al. 1992, p. 753). The species was subsequently
reported in other regions between 2003 and 2007, such as Lima,
Hu[aacute]nuco, and Libertad (BLI 2009i, p. 1; BLI 2007, pp. 1, 5; del
Hoyo et al. 2004, p. 281). There is little remaining Polylepis habitat
in its elevational zone in the humid east Andean slope of Puno, so
there may be a large distribution gap there today (Purcell and
Brelsford 2004, p. 155).
The ash-breasted tit-tyrant is restricted to remnant patches of
semihumid Polylepis or Polylepis-Gynoxys woodlands of Peru and Bolivia
(See https://www.birdlife.org/datazone/speciesfactsheet.php?id=4173 for
a range map of the species), where the species is found at elevations
between 3,700 and 4,600 meters (m) (12,139 and 15,092 feet (ft)) above
sea level. It is found in severely fragmented and local populations in
remote valleys in the Andes (Benham et al. 2011, p. 145; Association
Armonia 2011, p. 1; InfoNatura 2007, p. 1; del Hoyo et al. 2004, pp.
170, 281; Collar et al. 1992, p. 753; Fjelds[aring] and Krabbe 1990,
pp. 468-469). The genus Polylepis (locally referred to as
``queu[ntilde]a'') (Aucca and Ramsay 2005, p. 1), in the Rosaceae
family, comprises approximately 20 species of evergreen bushes and
trees (Kessler and Schmidt-Lebuhn 2006, pp. 1-2; De la Via 2004, p. 10;
Kessler 1998, p. 1), 19 of which occur in Peru (Chutas et al. 2008, p.
3). In Bolivia, the ash-breasted tit-tyrant is associated only with P.
pepei forests, but the bird is found among a greater variety of
Polylepis species in Peru (Chutas et al. 2008, p. 16; I. G[oacute]mez,
in litt. 2007, p. 1). The average Polylepis species are 3-10 m (10-33
ft) tall, but may grow to a height of 36 m (118 ft) (Purcell et al.
2004, p. 455). P. pepei is considered vulnerable by IUCN and is
described as rare. The genus Gynoxys includes several species of
flowering shrubs. The ash-breasted tit-tyrant is known to exist in
disjunct areas: West-central Peru and in suitable habitat stretching
from southern Peru into northern Bolivia (Benham et al. 2011, pp. 145-
157; del Hoyo et al. 2004, p. 281).
Polylepis woodlands occur as dense forests, as open-canopied stands
with more arid understories, or as shrubland with scattered trees (De
la Via 2004, pp. 10-11; Fjelds[aring] and Kessler 1996, as cited in
Fjelds[aring] 2002a, p. 113; Lloyd and Marsden in press, as cited in
Lloyd 2008, p. 532). Ash-breasted tit-tyrants prefer dense Polylepis
forests (Fjelds[aring] 2002a, p. 114; Smith 1971, p. 269), which often
include a mixture of Gynoxys trees (no common name), in the Asteraceae
family (International Plant Names Index (IPNI) 2009, p. 1; De la Via
2004, pp. 10). Dense Polylepis woodlands are characterized by moss- or
vine-laden vegetation, with a shaded understory and a rich diversity of
insects, making good feeding grounds for insectivorous birds (De la Via
2004, p. 10), such as the ash-breasted tit-tyrant (BLI 2009o, p. 1;
Lloyd 2008, p. 535).
There is little information about the ecology and breeding behavior
of the ash-breasted tit-tyrant. The species' territory ranges from 1-2
hectares (ha) (2.5-5 acres (ac)) (BLI 2009o, p. 1). The breeding season
appears to occur during late dry season (Collar et al. 1992, p. 754)--
November and December (BLI 2009o, p. 1). Juveniles have been observed
in March and July (del Hoyo et al. 2004, p. 281; Collar et al. 1992, p.
754). Although species-specific information is not available, tit-
tyrant nests are generally finely woven, open cups, built in a bush
(Fjelds[aring] and Krabbe 1990, p. 468).
The ash-breasted tit-tyrant forages alone, in family groups, and
sometimes in mixed-species flocks. The bird takes short flights, either
hovering or perching to consume invertebrates near the tops and outer
edges of Polylepis shrubs and trees (BLI 2009o, p. 1; Lloyd 2008, p.
535; del Hoyo et al. 2004, p. 281; Engblom et al. 2002, p. 58;
Fjelds[aring] and Krabbe 1990, p. 468). In winter, when invertebrate
populations diminish, tit-tyrants may also forage on seeds
(Fjelds[aring] and Krabbe 1990, p. 468).
Historical Range and Distribution
The ash-breasted tit-tyrant may once have been well-distributed
throughout previously dense and contiguous Polylepis high-Andes
woodlands of Peru and Bolivia. Researchers believe that these woodlands
were historically contiguous with lower-elevation cloud forests and
widespread above 3,000 m (9,843 ft) (Fjelds[aring] 2002a, pp. 111-112,
115; Herzog et al. 2002, p. 94; Kessler 2002, pp. 97-101; Collar et al.
1992, p. 753). Researchers consider the reduction in Polylepis forest
habitat to be the result of historical human activities, including
burning and grazing, which have prevented regeneration of the woodlands
and resulted in the fragmented habitat distribution seen today (Herzog
et al. 2002, p. 94; Kessler 2002, pp. 97-101; Fjelds[aring] and Kessler
1996, Kessler 1995a, Kessler 1995b, and L[aelig]gaard 1992, as cited in
Fjelds[aring] 2002a, p. 112; Kessler and Herzog 1998, pp. 50-51).
Modeling studies by Fjelds[aring] (2002a, p. 116) indicate that this
habitat reduction was accompanied by a loss in species richness. It is
estimated that only 2-3 and 10 percent of the original forest cover
still remain in Peru and Bolivia, respectively (Fjelds[aring] and
Kessler 1996, as cited in Fjelds[aring] 2002a, p. 113). Of this amount,
only 1 percent of the remaining Polylepis woodlands are found in humid
areas, where denser stands occur (Fjelds[aring] and Kessler 1996, as
cited in Fjelds[aring] 2002a, p. 113) and which are preferred by the
ash-breasted tit-tyrant (BLI 2009o, p. 1; Lloyd 2008, p. 535;
Fjelds[aring] 2002a, p. 114; Smith 1971, p. 269) (see Factor A).
Current Range and Distribution
The current range of the ash-breasted tit-tyrant is estimated to be
11,900 square kilometers (km\2\)) (4,595 square miles (mi\2\) (BirdLife
International [BLI] 2011a, p. 1; see https://www.birdlife.org/datazone/speciesfactsheet.php?id=4173 for a range map). However, BLI (2000, pp.
22, 27) defines a species' range as the extent of occurrence or the
area contained within the shortest continuous imaginary boundary that
can be drawn to encompass all the known, inferred, or projected sites
of present occurrence of a species, excluding cases of vagrancy. Given
that the species is known to occur in disjunct locations, this range
estimate includes a large area of habitat in which the species is not
known to occur, and its actual occupied
[[Page 43437]]
habitat is much smaller than its range (Jetz et al. 2008, p. 2).
Population Estimates
The species has experienced a population decline of between 10 and
19 percent in the past 10 years, and this rate of decline is predicted
to continue (BLI 2009o, pp. 1, 4). The population is considered to be
declining in close association with continued habitat loss and
degradation (see Factor A) (BLI 2009o, p. 5; BLI 2007, pp. 1, 4).
Population information is presented first on a global population
estimate, and then at the range country level. The range country
estimates will begin with Peru, where the majority of the population
resides.
Global population estimate. BLI, a global organization that
consults with and assimilates information from bird species experts,
categorizes the ash-breasted tit-tyrant as having a population size
between 250 and 999 individuals, with an estimated actual population
size to be in the mid- to upper-hundreds (BLI 2009o, p. 1; BLI 2007, p.
1). Combining the estimated number of ash-breasted tit-tyrants in Peru
and Bolivia, the total population consists of possibly 780 individuals
(Benham et al. 2011, p. 155; Aucca-Chutas 2007, pp. 4, 8; G[oacute]mez
in litt. 2007, p. 1), consistent with the BLI category of between 250-
999 individuals.
Peru. Peruvian population estimates are incomplete, with no
estimates for the ash-breasted tit-tyrants in Arequipa, Hu[aacute]nuco,
La Libertad, or Lima (BLI 2009g, p. 1; del Hoyo et al. 2004, p. 281).
Aucca-Chutas (2007, p. 8) surveyed five disjunct Polylepis forest
patches in Peru and estimated that a total of 461 ash-breasted tit-
tyrants were located in these areas. This included 30 birds in Corredor
Conchucos (Ancash Region); 181 and 33 birds in Cordilleras Vilcanota
and Vilcabamba, respectively (Cusco Region); 22 birds in Cordillera de
Carabaya (Puno Region); and 195 birds in a study site called Cordillera
del Apur[iacute]mac (Apur[iacute]mac Region) (Aucca-Chutas 2007, pp. 4,
8), referring to an area within the Runtacocha highlands. Other
research in the Runtacocha highlands has indicated that the ash-
breasted tit-tyrant is relatively common there (BLI 2009o, p. 1), with
an estimated 100 pairs of birds found in approximately 40 forest
patches (Fjelds[aring] in litt. 1990, as cited in Collar et al. 1992,
p. 753). Small numbers of birds are reported in La Libertad Region (del
Hoyo et al. 2004, p. 281).
Bolivia. Although BLI reports an estimated population size of 150-
300 ash-breasted tit-tyrants in Bolivia (G[oacute]mez in litt., 2003
and 2007, as cited in BLI 2009o, p. 1), recent surveys indicate that
the population is smaller. Over a 6-year period, G[oacute]mez (in litt.
2007, p. 1) conducted intensive searches throughout 80 percent of the
suitable habitat in Bolivia in the Cordillera Real and the Cordillera
Apolobamba (La Paz Department), to detect the presence of the ash-
breasted tit-tyrant. From this work, researchers inferred or observed
the presence of 2-10 individuals in each of four forest patches, and
estimated that approximately 180 ash-breasted tit-tyrants occur in
Bolivia.
Within La Paz, there may be two separate populations separated by
the Mapiri canyon (see https://www.birdlife.org/datazone/speciesfactsheet.php?id=4173). The population in the Runtacocha
highland in Apur[iacute]mac, Peru, is morphologically distinct from
that in Cusco, although a formal subspecies description has not been
published (Fjelds[aring] 2010 pers. comm.). Research on Bolivian
localities indicates that gene flow has occurred between some
subpopulations, but not all (G[oacute]mez 2005, p. 86). In Bolivia, the
birds are distributed in 2 metapopulations, with at least 5
subpopulations in one location and 14 subpopulations in the other
(G[oacute]mez 2005, p. 86). Research in 2011 documented this species
traveling distances greater than 30 m (98 ft) between patches (Benham
et al. 2011, p. 153). A ``patch'' is considered to be any contiguous
area of forest separated from other fragments by 30 m (98 ft) or more
(Lloyd 2008, p. 166); and patch sizes are categorized generally as
follows: small is less than 4 hectares (ha) (9.9 acres [ac]), medium is
between 4 and 12 ha (29.6 ac), and large is greater than 12 ha (Benham
et al. 2011, p. 148; Lloyd 2008, p. 166). Ash-breasted tit-tyrants
occupy territories of 1-2 ha (2.5-5 ac) (BLI 2009o, p. 1).
Because the ash-breasted tit-tyrant may exist as two subspecies
(BLI 2009o, p. 5; ITIS 2009, p. 1), it is reasonable to conclude that
there may be little or no gene flow between the population that is in
Bolivia and the population that is in Peru. However, there is
insufficient information at this time to determine the extent of gene
flow. All populations of this species essentially face the same
threats, are all generally in the same region and habitat type, and all
have quite small populations. Absent peer-reviewed information to the
contrary and based on the best available information, we recognize all
populations of ash-breasted tit-tyrants as a single species. For the
purpose of this rule, the ash-breasted tit-tyrant includes all
subspecies, if they are later identified as such.
Conservation Status
The ash-breasted tit-tyrant is considered endangered by the
Peruvian Government under Supreme Decree No. 034-2004-AG (2004, p.
276,855). This Decree prohibits hunting, take, transport, and trade of
protected species, except as permitted by regulation. Peru follows the
IUCN RedList classification for its species. The IUCN considers the
ash-breasted tit-tyrant to be endangered because it has a very small
population that is undergoing continued decline in the number of mature
individuals, is confined to a habitat that is severely fragmented, and
is also undergoing a continuing decline in extent, area, and quality of
habitat (BLI 2009o, p. 4; IUCN 2001, pp. 8-12). The ash-breasted tit-
tyrant occurs within the following Peruvian protected areas: Parque
Nacional Huascar[aacute]n, in Ancash, and Santuario Hist[oacute]rico
Machu Picchu, in Cusco, and Zona Reservada de la Cordillera Huayhuash,
spanning Ancash, Hu[aacute]nuco, and Lima (BLI 2009i, p. 1; BLI 2009l,
p. 1; BLI 2009n, p. 1; Aucca-Chutas et al. 2008, p. 16). In La Paz
Department, Bolivia, the species is found in Parque Nacional y
[Aacute]rea Natural de Manejo Integrado Madidi, Parque Nacional y
[Aacute]rea Natural de Manejo Integrado Cotapata, and the colocated
protected areas of Reserva Nacional de Fauna de Apolobamba, [Aacute]rea
Natural de Manejo Integrado de Apolobamba, and Reserva de la Biosfera
de Apolobamba (BLI 2009i, p. 1; Aucca-Chutas et al. 2008, p. 16; Auza
and Hennessey 2005, p. 81).
II. Jun[iacute]n Grebe (Podiceps taczanowskii)
Species Description
The Jun[iacute]n grebe is a highly social, flight-impaired water
bird in the Podicipedidae family that is endemic to a single location
(Lake Jun[iacute]n) in Peru. It was observed being in the air 5-10
meters (16-33 ft) during the crossing of a mud bank (Fjelds[aring]
2010, pers. comm.). Its underparts are white with a strong silky gloss
rather than mottled (Fjelds[aring] 2010, pers. comm.). Common names for
the species in English are: Jun[iacute]n flightless grebe, puna grebe,
and Taczanowski's grebe. This species is also known by two Spanish
names: ``zampull[iacute]n del Jun[iacute]n'' or ``zambullidor de
Jun[iacute]n'' (del Hoyo et al. 1992, p. 195; Fjelds[aring] 2004, p.
199; Instituto Nacional de Recursos Naturales (INRENA) 1996, p. 3;
Ramsen et al. 2007, p. 18; Supreme Decree 034-2004-AG 2004, p. 276854).
[[Page 43438]]
A slim, long-necked bird, the Jun[iacute]n grebe is about 35 cm
(13.78 in) in length, and its weight ranges from 0.30 to 0.47 kilograms
(0.66 to 1.04 pounds) (BLI 2009b, p. 1; UNEP-WCMC 2009, p. 1). The
Jun[iacute]n grebe has a pointed head, with dark feathers on its back,
a white throat, and mottled, dusky-colored underparts. This grebe is
distinguished by its slender gray bill, red iris, and dull yellow-
orange colored feet. Immature birds are darker gray on the flanks than
mature birds (BLI 2009b, p. 1).
Taxonomy
The Jun[iacute]n grebe was taxonomically described by Berlepsch and
Stolzmann in 1894 (ITIS 2009, p. 1). It is one of nine species of
grebes in the genus Podiceps worldwide (Dickinson 2003, p. 80). The
species' taxonomic status as Podiceps taczanowskii is valid (ITIS 2009,
p. 1).
Habitat and Life History
The typical feeding habitat of this species consists of shallow
water in Lake Jun[iacute]n with calcareous sediments and extensive
carpets of chalk-encrusted algae known as Chara (brittlewort or
stonewort), which is its principal feeding substrate (O'Donnel and
Fjelds[aring] 1997, p. 30). Lake Jun[iacute]n Chara, is an aquatic
plant genus (Denike and Geiger undated, p. 18). Over the last 20 years,
the extent of Chara vegetation has decreased in Lake Jun[iacute]n
(Tueros in litt; in Fjelds[aring] pers. comm. 2010, pp. 2-3.) As a
result, the feeding habitat for the grebe has also changed
dramatically. The disappearance of Chara (specifically Chara fragilis;
ParksWatch 2006, p. 8) may be linked with zinc pollution. Higher zinc
concentration levels are detrimental to green algae (Fjelds[aring]
pers. comm. 2010, pp. 2-3). The concentrations of heavy metals are
reported to be within legal limits for humans; however, copper and zinc
concentrations may be limiting factors for the Chara vegetation. Local
reports indicate that vegetation, particularly sedges within the
Schoenoplectus genus family (this species' nesting habitat), has
disappeared completely in recent years, likely due to low water levels
and grazing cattle in the marshes and wetlands (Fjelds[aring] pers.
comm. 2010).
The Jun[iacute]n grebe is endemic to the open waters and marshlands
of Lake Jun[iacute]n, located at 4,080 m (13,390 ft) above sea level in
the Peruvian Administrative Region of Jun[iacute]n (BLI 2009b, p. 1).
The 147-km\2\ (57-mi\2\) lake, also known as ``Chinchaycocha'' or
``Lago de Jun[iacute]n,'' is large but fairly shallow (ParksWatch 2009,
p. 1; Tello 2007, p. 1). Situated within ``puna'' habitat, the climate
is seasonal and can be ``bitterly cold'' in the dry season
(Fjelds[aring] 1981, p. 240). Local vegetation is characterized by tall
dense grasslands and scrubland with open, rocky areas, all interspersed
with wetlands and woodlands (BLI 2003, p. 1; ParksWatch 2009, pp. 1,
4). The dominant terrestrial plant species surrounding the lake
includes 43 species of grass (Poaceae family), 15 species of asters
(Asteraceae family), and 10 species of legumes (Fabaceae family)
(ParksWatch 2009, p. 1). Aquatic vegetation includes Andean water
milfoil (Myriophyllum quitense), several species of pondweed (including
Elodea potamogeton, Potamogeton ferrugineus, and P. filliformis), and
bladderwort (Utricularia spp.). Floating plants, such as duckweed
(Lemna species (spp.)), large duckweed (Spiodela spp.), and water fern
(Azolla filiculoides), also occur on the lake (ParksWatch 2009, p. 2).
The Lake is surrounded by extensive marshland along the lake shore (BLI
2009a, p. 1; BLI 2009b, p. 1) that extends into the lake up to 1-3 mi
(2-5 km) from shore (O'Donnel and Fjelds[aring] 1997, p. 29). The
marshes are dominated by two robust species of cattails, giant bulrush
(Schoenoplectus californicus var. Totara) and totorilla (Juncus articus
var. Andicola) (Fjelds[aring] 1981, pp. 244, 246). Both cattail species
can reach nearly 2 m (6.6 ft) in height. These plant communities, or
``tortoras,'' grow so densely that stands are often impenetrable
(ParksWatch 2009, p. 1). In shallow water, during low lake levels,
tortora communities can become partially or completely dry (ParksWatch
2009, p. 2).
Lake Jun[iacute]n supports one of the richest and most diverse
arrays of bird species of all Peruvian high Andean wetlands (ParksWatch
2009, p. 3). These bird species include migratory birds, birds that
nest at high altitudes, aquatic birds, and local endemic species such
as the Jun[iacute]n grebe, the Jun[iacute]n rail (Laterallus tuerosi;
also the subject of this final rule), the giant coot (Fulica
ardesiaca), and the Chilean flamingo (Phoenicopterus chilensis) (BLI
2009a, pp. 2-3; ParksWatch 2009, p. 3; Tello 2007, p. 2). Mammals are
relatively scarce in the area, although there are some predators
(ParksWatch 2009, p. 4) (see Factor C).
Breeding season for this species occurs annually from November to
March (O'Donnell and Fjelds[aring] 1997, p. 29; Fjelds[aring] 1981, pp.
44, 246). The Jun[iacute]n grebe nests in the protective cover of the
marshlands during the breeding season (Tello 2007, p. 3; Fjelds[aring]
1981, p. 247), particularly in stands of giant bulrush (ParksWatch
2009, p. 4). Under natural conditions, winter rains increase the lake
water level during the breeding season, allowing the grebes to venture
into local bays and canals, although they are never found nesting on
the lake's shore (Tello 2007, p. 3). The species nests in the giant
bulrush marshlands (ParksWatch 2009, p. 4). Well-hidden floating nests
can contain up to three eggs, with an average of two eggs, laid during
November and December (Fjelds[aring] 1981, p. 245). The species is
believed to have a deferred sexual maturation (Fjelds[aring] 2004, p.
201) and exhibits low breeding potential, perhaps as a reflection to
adaptation to a ``highly predictable, stable environment'' (del Hoyo et
al. 1992, p. 195), laying one clutch during the breeding season
(ParksWatch 2009, p. 4). Jun[iacute]n grebes occasionally produce a
replacement clutch if their original nest is disturbed (Fjelds[aring]
2004, pp. 199, 201). After the eggs hatch, the male grebe cares for the
chicks, and does not leave the nest to feed. The female grebe is
responsible for feeding the male and chicks until the chicks can leave
the nest (Tello 2007, p. 3). The Jun[iacute]n grebe is likely a long-
lived species (Fjelds[aring] 2004, p. 201), and its breeding success
and population size are highly influenced by the climate (BLI 2009b, p.
2; BLI 2008, pp. 1, 3-4; Fjelds[aring] 2004, p. 200; Hirshfeld 2007, p.
107; Elton 2000, p. 3) (see Factor A).
The Jun[iacute]n grebe feeds in the open waters of the lake and
around the marsh edges, moving into the open waters of the lake to feed
where it is easier to dive for food during the winter (Tello 2007, p.
3; Fjelds[aring] 1981, pp. 247-248). Fish (primarily pupfish (Orestias
spp.)) account for over 90 percent of the grebe's diet (Fjelds[aring]
1981, pp. 251-252). Pupfish become scarce when the marshlands dry
during periods of reduced water levels, and the Jun[iacute]n grebe is
then known to vary its diet with midges (Order Diptera), corixid bugs
(Trichocorixa reticulata), amphipods (Hyalella simplex), and shore fly
maggots and pupa (Ephydriid spp.).
Historical Range and Distribution
The Jun[iacute]n grebe was historically known to be endemic to Lake
Jun[iacute]n, in the Peruvian Administrative Region of Jun[iacute]n
(Fjelds[aring] 2004, p. 200; Fjelds[aring] and Krabbe 1990, p. 70;
INRENA 1996, p. 1; Fjelds[aring] 1981, p. 238). Experts believe that
the species was previously distributed throughout the entire 57-mi\2\
(147-km\2\) lake (BLI 2009a, p. 1; BLI 2003, p. 1; Fjelds[aring] 1981,
p. 254; Gill and Storer in Fjelds[aring] 2004, p. 200). In 1938, the
Jun[iacute]n grebe was encountered throughout the entire lake (Morrison
1939, p. 645). The Jun[iacute]n grebe is now
[[Page 43439]]
absent from the northwestern portion of Lake Jun[iacute]n due to mine
waste contamination (Gill and Storer, pers. comm. As cited in
Fjelds[aring] 2004, p. 200; Fjelds[aring] 1981, p. 254).
Current Range and Distribution
The Jun[iacute]n grebe is endemic to Lake Jun[iacute]n, located at
4,080 m (13,390 ft) above sea level in the Peruvian high Andes (see
https://www.birdlife.org/datazone/speciesfactsheet.php?id=3644 for a
range map of the species; BLI 2009a, p. 1; BLI 2009b, p. 1). Although
BLI (2009b, p. 1) reports the current estimated range of the species as
143 km\2\ (55 mi\2\), BLI's definition of a species' range is the total
area within its extent of occurrence, noting that Lake Jun[iacute]n is
only a 147-km\2\ (57-mi\2\) lake (BLI 2009a, p. 1) and that the
Jun[iacute]n grebe is restricted to the southern portion of the lake
(Gill and Storer, pers. comm. As cited in Fjelds[aring] 2004, p. 200;
Fjelds[aring] 1981a, p. 254), its current range is actually smaller
than the figure reported by BLI. The entire population of this species
is located only within a protected area, the Jun[iacute]n National
Reserve (BLI 2009a, p. 1; BLI 2009b, p. 1; ParksWatch 2009, p. 4).
Population Estimate
The current population of the Jun[iacute]n grebe is estimated to be
100-300 individuals (BLI 2009b, p. 3), having undergone a severe
population decline in the latter half of the 20th century, with extreme
population fluctuations during this time (Fjelds[aring] 1981, p. 254).
Field studies in 1938 indicated that the Jun[iacute]n grebe was
extremely abundant throughout Lake Jun[iacute]n (Morrison 1939, p.
645). Between 1961 and 1979, the population fell from more than 1,000
individuals to an estimated 250-300 birds (BLI 2009b, p. 2; Collar et
al. 1992, p. 43; Harris 1981, as cited in O'Donnell and Fjelds[aring]
1997, p. 30; Fjelds[aring] 1981, p. 254). Surveys during the mid-1980s
estimated a total of 250 individuals inhabiting the southern portion of
Lake Jun[iacute]n (BLI 2009b, p. 2; Collar et al. 1992, p. 43). In
1992, only 100 birds were observed, and by 1993, the population had
declined to 50 birds, of which fewer than half were breeding adults
(BLI 2008, p. 3; BLI 2009b, p. 2). In 1995, an estimated 205
Jun[iacute]n grebes were present on Lake Jun[iacute]n (O'Donnell and
Fjelds[aring] 1997, p. 30). Breeding and fledging were apparently
unsuccessful from 1995 to 1997. However, there were two successful
broods fledged during the 1997 and 1998 breeding seasons (BLI 2008, p.
3; Valqui in litt., as cited in BLI 2009b, p. 2). In 1998, more than
250 Jun[iacute]n grebes were counted in a 4-km\2\ (1.5-mi\2\) area in
the southern portion of Lake Jun[iacute]n, suggesting a total
population of 350 to 400 birds (Valqui in litt., as cited in BLI 2009b,
p. 2). In 2001, field surveys indicated that there may have been a
total population of 300 birds, but that estimate has been considered
optimistic (Fjelds[aring] in litt. 2003, as cited in BLI 2009b, p. 2).
Fjelds[aring] (in litt. 2003, as cited in BLI 2009b, p. 2) postulated
that perhaps only half that number would have been mature individuals.
The species has experienced a population decline of 14 percent in
the past 10 years, and the population is expected to continue to
decline (BLI 2009b, pp. 1, 6-7). The species' decline is associated
with continued habitat loss and degradation (Gill and Storer, pers.
comm. as cited in Fjelds[aring] 2004, p. 200; Fjelds[aring] 1981, p.
254). These population fluctuations are strongly linked to
precipitation (see Factor A).
Conservation Status
The Jun[iacute]n grebe is considered critically endangered by the
Peruvian Government under Supreme Decree No. 034-2004-AG (2004, pp.
276, 853). The IUCN categorizes the Jun[iacute]n grebe as critically
endangered because it is endemic to one location and has undergone
significant population declines, such that an extremely small number of
adults remain (BLI 2009b, pp. 1, 3). The single known population of the
Jun[iacute]n grebe occurs wholly within one protected area in Peru, the
Jun[iacute]n National Reserve (BLI 2009b, pp. 1-2).
III. Jun[iacute]n rail (Laterallus tuerosi)
Species Description
The Jun[iacute]n rail is a secretive bird of the Rallidae family
that is endemic to a single lake (Lake Jun[iacute]n) in Peru. The
species is also referred to as the Jun[iacute]n black rail
(Fjelds[aring] 1983, p. 281) and is locally known as ``gallinetita de
Jun[iacute]n'' (Supreme Decree 034-2004-AG 2004, p. 27684). This rail
measures 12-13 cm (4.7-5.1 in) in length, and has a dark slate-colored
head, throat, and underparts. Its belly and vent (anal aperture) are
black. The characteristic feature of this rail is the heavily barred
(black and white) entire upperparts of the body, including its wings
and flanks (Fjelds[aring] 2010 pers comm.). The under-tail coverts
(feathers on the underside of the base of the tail) are buff in color,
with a dull rufous-brown back. The remaining underparts are dark brown
and boldly barred in white, and the legs are greenish-yellow (BLI
2009b, p. 1).
Taxonomy
This species was discovered by Fjelds[aring] in 1977 and described
in 1983 (BLI 2011; Fjelds[aring] 2010 pers. comm.). BirdLife
International considers this rail a full species based on morphological
features (BLI 2009b; p. 1). The closely related black rail, Laterallus
jamaicensis occurs at much lower elevations (i.e., 0 to 1,350 m (0 to
4,429 ft) above sea level) (BLI 2007, p. 1; BLI 2000, p. 170; Collar et
al. 1992, p. 190). Based on the morphological differences and the
species' distinct and disjunct ranges, we consider the Jun[iacute]n
rail to be a discrete species and recognize it as L. tuerosi.
It should be noted that it appears that only 2 specimens of the
Jun[iacute]n rail have ever been collected (near Ondores)
(Fjelds[aring] 1983, pp. 278-279) and that all expert accounts of this
species rely solely on that collection and a subsequent observation of
the species in Pari (Fjelds[aring] in litt., 1992, as cited in Collar
et al. 1992, p. 190).
Habitat and Life History
The Jun[iacute]n rail occurs in the dense, interior marshlands of
Lake Jun[iacute]n where rushes (Juncus spp.) predominate or in more
open mosaics of rushes, mosses (division Bryophyta), and low herbs
(Fjelds[aring] 1983, p. 281). Lake Jun[iacute]n is located in the
seasonally climatic ``puna'' habitat, with a variety of species of
grasses, asters, and trees of the bean family forming tall, dense
grasslands and open scrubland, interspersed with wetlands and woodlands
(ParksWatch 2009, pp. 1, 4; ParksWatch 2006, p. 2). Giant bulrushes and
totorilla dominate the extensive marshlands surrounding the lake (BLI
2009b, p. 1; ParksWatch 2009, p. 1; Fjelds[aring] 1983, p. 281). In
shallow water, during low lake levels, ``tortora'' communities can
become partially or completely dry (ParksWatch 2009, p. 2). The lake
supports a wide variety of bird species and aquatic vegetation (BLI
2009a, pp. 2-3; ParksWatch 2009, p. 3; Tello 2007, p. 2; BLI 2003, p.
1).
There is little information regarding the ecology of the
Jun[iacute]n rail. The species appears to be completely dependent on
the wide marshlands located around the southeastern shoreline of the
lake for nesting, foraging, and year-round residence (BLI 2009b, p. 2;
Collar et al. 1992, p. 190; Fjelds[aring] 1983, p. 281) (see also
Current Range and Distribution). Information received during the
comment period on the proposed rule indicates that the species inhabits
mosaic vegetation with dense Juncus (rush) beds (often areas where the
vegetation is broken down) and open waterlogged areas with short but
[[Page 43440]]
densely matted vegetation of mosses and Lilaeopsis (grassworts) rather
than the drier bunchgrass hills (puna habitat). The habitat provides a
complex mosaic of niches that leads to the patchy distribution of many
bird species throughout the region, indicating that this species has
specialized habitat requirements that are only satisfied locally
(Fjelds[aring] and Krabbe 1990, p. 32). The species' distribution is
highly localized around the lake. The Jun[iacute]n rail apparently
prefers the dense, interior marshlands comprised primarily of rushes
and mosaics of rushes, mosses (division Bryophyta), and low herbs in
more open marsh areas (Fjelds[aring] 1983, p. 281). High habitat
specificity is consistent with related rail species. The water depth,
emergent vegetation used for cover, and access to upland vegetation are
all important factors in the rail's habitat use (Flores and Eddleman
1995, p. 362). Similar to all rails, the Jun[iacute]n rail is furtive
and remains well-hidden in the marshes surrounding the lake (BLI 2009b,
p. 2). The Jun[iacute]n rail reportedly nests at the end of the dry
season, in September and October. Nests are built on the ground within
dense vegetative cover, and the species' clutch size is two eggs (BLI
2009b, p. 2; Collar et al. 1992, p. 190). The diet of the Jun[iacute]n
rail has not been studied specifically, but other black rail species
feed primarily on small aquatic and terrestrial invertebrates and seeds
(Eddleman et al. 1994, p. 1).
Historical Range and Distribution
The Jun[iacute]n rail is endemic to Lake Jun[iacute]n (BLI 2009b,
p. 2; Fjelds[aring] 1983, p. 278). The species may have been
historically common in the rush-dominated marshlands surrounding the
entire lake (Fjelds[aring] 1983, p. 281). In addition to the species'
specific habitat preferences (see Current Range and Distribution), it
is believed that the Jun[iacute]n rail is now restricted to the marshes
at the southwestern corner of the lake due to the high level of water
contamination that flows into the northwestern margins of the lake via
the San Juan River (Martin and McNee 1999, p. 662).
Current Range and Distribution
The Jun[iacute]n rail is restricted to the southwestern shore of
Lake Jun[iacute]n (Lago de Jun[iacute]n), in the Andean highlands of
central Peru (see https://www.birdlife.org/datazone/speciesfactsheet.php?id=2842 for a range map of the species). It is
currently known from only two localities (near the towns of Ondores and
Pari) (Fjelds[aring] 2010 pers. comm.; BLI 2009b, p. 2; Collar et al.
1992, p. 190; Fjelds[aring] 1983, p. 281). However, based on habitat
needs, it may occur in other portions of the approximately 150 km\2\
(57.9 mi\2\) of marshland surrounding the lake, discussed in more
detail below.
The range of the species is estimated to be 160 km\2\ (62 mi\2\)
(BLI 2011b, p. 1). However, this is likely an overestimate of the
species' actual range for several reasons. First, BLI's definition of a
species' range results in an overestimate of the actual range. Second,
the species' range was calculated based on the availability of presumed
suitable habitat for the Jun[iacute]n rail. It has long been assumed
that the rail potentially occupies the entire marshland area
surrounding Lake Jun[iacute]n (Fjelds[aring] 1983, p. 281). The two
localities mentioned, Ondores and Pari, are villages at the lake shore.
Information received during the comment period on the proposed rule
indicates that there is continuous rail habitat in the outer part of
the marshes outside these villages, 1-2 km (0.6-1.2 mi) outside the
firm ground (Fjelds[aring] 2010 pers. comm.). The rail has been
documented along this 6-7 km (3.7-4.3 mi) section; the area of suitable
habitat here is about 10 km\2\ (3.9 mi\2\). East and north of the lake,
there is similar habitat, approximately 25 km\2\ (9.6 mi\2\) combined
(Fjelds[aring] 2010 pers. comm.). However, the Jun[iacute]n rail's
actual range is very likely smaller than the approximated range
reported by BLI since 2000 (BLI 2009b, p. 1; BLI 2008, p. 3; BLI 2007,
p. 1; BLI 2000, p. 170).
Population Estimates
The species has experienced a population decline of between 10 and
19 percent in the past 10 years (BLI 2009b, p. 2). However, rigorous
population estimates have not been conducted (Fjelds[aring] 1983, p.
281), and the species' elusiveness makes it difficult to locate (BLI
2009b, p. 2). The population is considered to be declining in close
association with continued habitat loss and degradation (see Factor A)
(BLI 2008, p. 1). Local fishermen have reported serious declines in
some years, and several individual birds have been found dead
(Fjelds[aring] 2010 pers. comm.). In 1983, the Jun[iacute]n rail was
characterized as possibly common, based on local fishermens' sightings
of groups of up to a dozen birds at a time (Fjelds[aring] 1983, p.
281). The species continues to be reported as fairly common (BLI 2009b,
p. 1; BLI 2007, p. 1). BLI estimates that this species' population size
falls within the population range category of 1,000-2,499 (BLI 2009b,
p. 1; BLI 2007, p. 1; BLI 2000, p. 170). This estimate is an
extrapolation that continues to be based on the assumption that the
species may be fairly common in the entire circa 150 km\2\ (58 mi\2\)
of available marshland around Lake Jun[iacute]n (BLI 2009b, p. 1; BLI
2007, p. 1). The species has never been confirmed outside its two known
localities and, therefore, it is possible that the species is locally
common, but not widely distributed. If the Jun[iacute]n rail is not
common throughout Lake Jun[iacute]n's marshland, the actual population
size may be much lower.
Conservation Status
The Jun[iacute]n rail is considered endangered by the Peruvian
Government under Supreme Decree No. 034-2004-AG (2004, p. 276855). The
IUCN categorizes the Jun[iacute]n rail as endangered because it is
known only from a small area of marshland around a single lake, where
the habitat quality is declining (BLI 2008, p. 3). The single known
population of the Jun[iacute]n rail occurs wholly within one protected
area in Peru, the Jun[iacute]n National Reserve (BLI 2009b, pp. 1-2;
BLI 2008, p. 1).
IV. Peruvian Plantcutter (Phytotoma raimondii)
Species Description
The Peruvian plantcutter, locally known as ``cortarrama Peruana,''
is a small finch-like bird endemic to the dry forests of coastal
northwest Peru (Schulenberg et al. 2007, p. 488; Walther 2004, p. 73;
Ridgely and Tudor 1994, p. 733; Collar et al. 1992, p. 805; Goodall
1965, p. 636; Sibley and Monroe 1990, p. 371). The Peruvian plantcutter
is an herbivore with a predominantly leaf-eating diet (Schulenberg et
al. 2007, p. 488; Walther 2004, p. 73; Bucher et al. 2003, p. 211).
Plantcutters have bright yellow eyes, short wings and rather long
tails, and their crown feathers form a slight crest (Ridgely and Tudor
1994, p. 732; Goodall 1965, p. 635). Adult birds are 18.5 to 9 cm (7.28
to 7.48 in) in length and weigh approximately 36 to 44 grams (g) (1.26
to 1.55 ounces (oz)) (Schulenberg et al. 2007, p. 488; Walther 2004, p.
73). Males are pale ashy gray, except a broad cinnamon-rufous color
band on the belly and above the bill, and white colored bands on their
wings (BLI 2009a, p. 1; Goodall 1965, p. 636; Ridgely and Tudor 1994,
p. 733). Females are buff-brown with broad, dark brown stripes above,
and white with heavy black-striped underparts (BLI 2009a, p. 1; Collar
et al. 1992, p. 805). Juvenile birds have not been described (Walther
2004, p. 73). The Peruvian plantcutter's bill is stout, short, conical,
and finely serrated with
[[Page 43441]]
sharp tooth-like projections that run the length of the beak on both
sides, and which are well suited for plucking buds, leaves, shoots, and
fruits (Schulenberg et al. 2007, p. 488; Ridgely and Tudor 1994, p.
732; Goodall 1965, p. 635) (see Habitat and Life History).
Taxonomy
The Peruvian plantcutter was first taxonomically described as
Phytotoma raimondii by Taczanowski in 1883 (ITIS 2009, p. 1; Sibley and
Monroe 1990, p. 371). The type-specimen of the Peruvian plantcutter
(the specimen that was described by Taczanowski) was collected by the
ornithologist Konstanty Jelski, who recorded the specimen as being
collected in the Tumbes Department of Peru (Flanagan et al. in litt.
2009, p. 2). However, the reported collection location may have been
inaccurate (see Historical range and Distribution, below).
The genus Phytotoma contains three species of plantcutters, all
endemic to South America (Walther 2004, p. 73; Dickinson 2003, p. 346;
Sibley and Monroe 1990, p. 371; Goodall 1965, p. 635). Ornithologists
have long debated to which family this genus belongs. Some
ornithologists have recommended that the genus be placed in its own
family, Phytotomidae (Lanyon and Lanyon 1989, p. 422), while others
placed the genus within the Tyrannidae family (Sibley and Monroe 1990,
p. 371). Molecular research using DNA sequencing supports the inclusion
of Phytotoma in the Cotingidae family (Ohlson et al. 2006, p. 10; et
al. 2002, p. 993; Irestedt et al. 2001, p. 23; Johansson). Therefore,
based on the information currently available to us, we accept that the
Peruvian plantcutter belongs to the Cotingidae family, which follows
the Integrated Taxonomic Information System (ITIS 2009, p. 1).
Habitat and Life History
The Peruvian plantcutter is reportedly selective in its habitat
preference and requires a variety of arid tree and shrub species with
dense low-hanging branches close to the ground (Flanagan et al. in
litt. 2009, p. 7; Williams 2005, p. 2; Flanagan and More 2003, p. 5;
Collar et al. 1992, p. 805). The primary habitat for the Peruvian
plantcutter is seasonally dry tropical forest, which is also referred
to as equatorial dry tropical forest, and occurs in the semiarid
lowlands of northwestern Peru (Schulenberg et al. 2007, p. 21; Linares-
Palomino 2006, pp. 260, 263-266; Walther 2004, p. 73). The Peruvian
plantcutter also uses arid lowland scrub (dense and open) and dense
riparian shrub communities (BLI 2009a. p. 2; Schulenberg et al. 2007,
pp. 21, 488; Walther 2004, p. 73; Stotz et al. 1996, p. 19; Collar et
al. 1992, p. 805). The Peruvian plantcutter is a key indicator species
for Equatorial Pacific Coast arid lowland scrub (Stotz et al. (1996,
pp. 19, 428). The lowland dry tropical forest and scrub are
characterized as small and heavily fragmented patches of plant species
adapted to the arid conditions of the prolonged dry season of
northwestern Peru (Bridgewater et al. 2003, pp. 132, 140; Best and
Kessler 1995, p. 40; Ridgely and Tudor 1994, p. 734).
The lowland dry forest in northwestern Peru is open-canopied, with
trees occurring in scattered clumps or individually (Flanagan and More
2003, p. 4). The dominant tree species of the lowland dry forest is
Prosopis pallida (common name ``kiawe;'' also locally referred to as
``algarrobo'') in the Fabaceae family (legume family) (Lopez et al.
2005, p. 542; More 2002, p. 39). Prosopis pallida is a wide-spreading
tree or large shrub, 8-20 m (26-65 ft) tall, with dense branches;
spines can be present or absent (Pasiecznik et al. 2001, p. 36). This
deep-rooted drought-tolerant species, related to mesquite species of
the southwestern United States and Mexico, provides an important
ecological function by improving and stabilizing soil conditions
(Pasiecznik et al. 2001, pp. 101-102; Brewbaker 1987, p. 1). Typical of
legumes, P. pallida is able to ``fix'' atmospheric nitrogen for plant
utilization and growth (Pasiecznik et al. 2001, p. 3; Brewbaker 1987,
p. 1).
Three of the most common tree species associated with P. pallida
dry forest habitat used by the Peruvian plantcutter are Capparis
scabrida (locally known as ``sapote''), in the Capparaceae (caper)
family, and Acacia macracantha (long-spine acacia, locally known as
``faique'') and Parkinsonia aculeata (Jerusalem thorn, locally known as
``palo verde''), both in the Fabaceae family (More 2002, pp. 17-23).
Associated flowering shrubs in dry forest habitat include Capparis
avicennifolia (locally known as ``bichayo'') and C. crotonoides
(locally known as ``guayabito de gentil''), both in the Capparaceae
(caper) family; Cordia lutea (locally known as ``overall'') in the
Boraginaceae (borage) family; and Maytenus octogona (locally known as
``realengo'') in the Celastraceae (bittersweet) family. Other commonly
occurring dry forest vegetation includes vines (e.g., Convolvulaceae
(morning-glory) and Cucurbitaceae (gourd) families), Psittacanthus
chanduyensis (tropical mistletoe; locally known as ``suelda con
suelda'') in the Loranthaceae (mistletoe) family, scattered herbaceous
species (e.g., Asteraceae (sunflower), Scrophulariaceae (figwort), and
Solanaceae (nightshade) families), and grasses (e.g., Poaceae (grass)
family) (Elton 2004, p. 2; Walther 2004, p. 73; More 2002, pp. 14-17;
Ferreyera 1983, pp. 248-250). Riparian vegetation includes dense shrub
and small trees of P. pallida, A. macracantha, Capparis spp., and Salix
spp. (willow spp.) (Lanyon 1975, p. 443).
The arid climate of northwestern Peru is due to the influence of
the cold Humboldt Current that flows north, parallel to the Peruvian
Coast (UNEP 2006, p. 16; Linares-Palomino 2006, p. 260; Rodriguez et
al. 2005, p. 2). The Humboldt Current has a cooling influence on the
climate of coastal Peru, as the marine air is cooled by the cold
current and, thus, is not conducive to generating rain. To the east,
the Andean Mountains prevent humid air from the Amazon from reaching
the western lowlands (Linares-Palomino 2006, p. 260; Lanyon 1975, p.
443).
Coastal northwestern Peru experiences a short rainy season during
the summer months (January-April) (Linares-Palomino 2006, p. 260),
which can also include precipitation in the form of mist or fine
drizzle along the coast (Lanyon 1975, p. 443). The mean annual
precipitation across the range of the Peruvian plantcutter is 5.0 to 99
mm (0.196 to 3.80 in) (hyper-arid to arid) (Galan de Mera et al. 1997,
p. 351). The climate is warm and dry with the annual temperature range
of 23 to 25 [deg]C (74 to 77[emsp14][deg]F) at elevations below 600 m
(1,968 ft) (Linares-Palomino 2006, p. 260). Northwestern Peru is
strongly influenced by the El Ni[ntilde]o Southern Oscillation (ENSO)
cycle (Rodriguez et al. 2005, p. 1), which can have particularly
profound and long-lasting effects on arid terrestrial ecosystems
(Mooers et al. 2007, p. 2; Holmgren et al. 2006a, p. 87) (see Factor
A).
Knowledge of the breeding of most species within the Cotingidae
family, including the Peruvian plantcutter, is not well known (Walther
2004, p. 73). The Peruvian plantcutter is considered a resident species
in Peru, which indicates that it breeds there (Snow 2004, p. 61;
Walther 2004, p. 73). Nesting activity of plantcutters appears to occur
from March to April (Walther 2004, p. 73; Collar et al. 1992, p. 805).
Plantcutters build shallow, cup-shaped nests that are made of thin dry
twigs and lined with root fibers and other softer material (Snow 2004,
p. 55). Nests can be built 1 to 3 m (3.3 to 9.8 ft) above the ground
inside a thick thorny shrub
[[Page 43442]]
or higher in the fork of a tree (Elton 2004, p. 2; Snow 2004, p. 55;
Flanagan and More 2003, p. 3). Females lay two to four eggs, and the
incubation period lasts about 2 weeks (Snow 2004, p. 56; Walther 2004,
p. 73; Goodall 1965, p. 636). Males assist in rearing the chicks, which
fledge after 17 days or so (Snow 2004, p. 56).
Plantcutters are herbivores with a predominantly leaf-eating diet
(Snow 2004, p. 46; Bucher et al. 2003, p. 211). As an herbivore, the
Peruvian plantcutter is dependent on year-round availability of high-
quality food, particularly during the dry season when plant growth is
very limited (Bucher et al. 2003, p. 216). Peruvian plantcutters eat
buds, leaves, and shoots of P. pallida and various other trees and
shrubs, as well as some fruits (e.g., mistletoe) (Schulenberg et al.
2007, p. 488; Walther 2004, p. 73; Goodall 1965, p. 635). The seeds,
green seed pods, leaves, and flowers of P. pallida provide a protein-
rich food source for animals (Lewis et al. 2006, p. 282). The Peruvian
plantcutter appears to prefer to feed while perched in shrubs and
trees, although individuals also have been observed foraging on the
ground (Snow 2004, p. 50). Birds have been observed in pairs and small
groups (Schulenberg et al. 2007, p. 488; Walther 2004, p. 73; Flanagan
and More 2003, p. 3; Collar et al. 1992, p. 804).
Historical Range and Distribution
The Peruvian plantcutter is a restricted-range species that is
confined to the mostly flat, narrow desert zone, which is less than 50
km (31 mi) in width (Lanyon 1975, p. 443) and runs along the coast of
northwestern Peru (Ridgely and Tudor 1994, p. 734; Stattersfield et al.
1998, p. 213; Walther 2004, p. 73). The historical range of the
Peruvian plantcutter reportedly extended from the town of Tumbes,
located in the extreme northwestern corner of Peru and approximately
south to north of Lima within the Regions of Tumbes, Piura, Lambayeque,
La Libertad, Ancash, and Lima (Collar et al. 1992, pp. 804-805).
The historical distribution of the Peruvian plantcutter was most
likely throughout the contiguous lowland P. pallida dry forest and
riparian vegetation, below 550 m (1,804 ft) (Williams 2005, p. 1;
Collar et al. 1992). According to Collar et al. (1992, pp. 804-805),
the Peruvian plantcutter is known from 14 historical sites.
The type-specimen of the Peruvian plantcutter was most likely
collected south of the town of Tumbes (Flanagan et al. in litt. 2009,
pp. 2, 15). It is unknown whether the type specimen was lost or
destroyed, or if it was ever returned to Peru (Flanagan et al. in litt.
2009, p. 2). Today, there is good indication that the type-specimen was
mislabeled as being collected in Tumbes (Flanagan et al. in litt. 2009,
p. 2). Although the Tumbes Region has been extensively surveyed for the
Peruvian plantcutter, including the North-West Biosphere Reserve, there
have never been other collections in or near the vicinity of Tumbes or
other evidence to suggest that the Peruvian plantcutter ever occurred
in the area (Flanagan et al. in litt. 2009, p. 2). Thus, it appears
that the Peruvian plantcutter never occurred in the Tumbes Region.
Researchers consider the reduction in dry forest habitat to be the
result of historical human activities, including extensive land
clearing for agriculture, timber and firewood extraction, charcoal
production, and overgrazing. These activities have led to the reduction
and severe fragmentation of dry forest habitat today (Flanagan et al.
in litt. 2009, pp. 1-9; Schulenberg et al. 2007, p. 488; Lopez et al.
2006, p. 898; Bridgewater et al. 2003, p. 132; Pasiecznik et al. 2001,
pp. 10, 75, 78, 95; Stotz et al. 1998, p. 52; Lanyon 1975, p. 443;
Ridgely and Tudor 1994, p. 734) (see Factor A).
Current Range and Distribution
The current range of the Peruvian plantcutter is approximately
4,900 km\2\ (1,892 mi\2\) (BLI 2009a, p. 1), at an elevation of between
10 and 550 m (33 and 1,804 ft) above sea level. It occurs within the
Peruvian regions of Piura, Lambayeque, Cajamarca, La Libertad, and
Ancash (from north to south) (Flanagan et al. in litt. 2009, pp. 14-
15). This species occurs within two protected areas in Peru (see https://www.birdlife.org/datazone/speciesfactsheet.php?id=4474 for a range map
of the species). It has been documented in the Prosopis pallida (a
legume known as huarango, bayahonda, or carob) dry forest within the
protected archeological sites of the P[oacute]mac Forest Historical
Sanctuary (BLI 2009e, p. 1) and Murales Forest (Walther 2004, p. 73).
The species' reported range is likely an overestimate (Jetz et al.
2008, p. 2). BLI defines a species' range as the total area within its
extent of occurrence; however, the Peruvian plantcutter's current
distribution is severely fragmented and distributed among small, widely
separated remnant patches of P. pallida dominated dry forest (Flanagan
et al. 2009, pp. 1-9; BLI 2009a, pp. 2-3; Ridgely and Tudor 1994, p.
18), which are usually heavily disturbed fragments of forest
(Bridgewater et al. 2003, p. 132). Therefore, the species' actual range
is likely smaller than this figure.
The Peruvian plantcutter is extirpated from 11 of its 14 historical
sites due to loss of habitat or degradation of habitat (Elton 2004, p.
1; Hinze 2004, p. 1; Flanagan and More 2003, p. 5). Depending on
habitat quality, it is estimated that the Peruvian plantcutter requires
approximately 1 ha (2.5 ac) of habitat for suitable food and nesting
sites (Flanagan et al. in litt. 2009, p. 7; Flanagan and More 2003, p.
3). Although the Peruvian plantcutter has been found in patches of P.
pallida dry forest habitat that are near agricultural lands, tracks or
roads, and human settlement (Flanagan et al. in litt. 2009, pp. 2-7),
much of the available P. pallida dry forest habitat is not occupied by
the Peruvian plantcutter (Schulenberg et al. 2007, p. 488; Snow 2004,
p. 69; Walther 2004, p. 73; BLI 2000, p. 401).
Flanagan et al. (in litt. 2009, pp. 1-15) recently completed a
comprehensive review of 53 locations where there have been documented
sightings of the Peruvian plantcutter. Of these, the species was
determined to be extant (still living) in 29 sites. In the Piura
Region, 17 of the 22 documented sites of the Peruvian plantcutter were
extant as of a 2009 report (Flanagan et al. in litt. 2009, pp. 2-4,
14). In this particular region, the Talara Province contained the
largest concentration of intact P. pallida dry forest habitat in
northwestern Peru and the largest subpopulation of the Peruvian
plantcutter (Flanagan et al. in litt. 2009, p. 3; BLI 2009a, p. 2;
Walther 2004, p. 73; Flanagan and More 2003, p. 5). Additionally, there
are several other documented sites of the Peruvian plantcutter in the
Piura Region (e.g., Manglares de San Pedro, Illescas Peninsula, and
Cerro Illescas) (Flanagan et al. in litt. 2009, pp. 4, 14; BLI 2009c,
p. 1).
In the Lambayeque Region, Flanagan et al. (in litt. 2009, pp. 4-5,
14) reported a total of 13 locations of the Peruvian plantcutter, of
which 5 are considered extant. Within the Region, there are four
important areas for the Peruvian plantcutter:
(1) The P[oacute]mac Forest Historical Sanctuary (Santuario
Hist[oacute]rico de Bosque de P[oacute]mac), designated as a
protected archeological site in 2001, comprises 5,887 ha (14,547 ac)
of P. pallida dry forest (Flanagan et al. in litt. 2009, p. 4; BLI
2009e, p. 1). The Sanctuary includes the archeological site Batan
Grande, an area comprised of 500 ha (1,235 ac) of P. pallida dry
forest (Flanagan et al. in litt. 2009, p. 4; BLI 2009e, p. 1).
(2) Near the small town of Rafan are remnant patches of P.
pallida dry forest,
[[Page 43443]]
encompassing approximately 1,500 ha (3,706 ac) (BLI 2009f, p. 1).
The Rafan area has become a popular birding site for the Peruvian
plantcutter (BLI 2009f, p. 1; Engblom 1998, p. 1).
(3) Murales Forest (Bosque de Murales), comprised of P. pallida
dry forest, is a designated archeological reserved zone (BLI 2009a,
p. 3; Stattersfield et al. 2000, p. 402).
(4) Chaparri Ecological Reserve, comprised of 34,412 ha (85,033
ac) with P. pallida dry forest, is a community-owned and managed
protected area (Walther 2004, p. 73).
The remaining sites in the Lambayeque Region are small remnant patches
of P. pallida dry forest and comprise a few acres (Flanagan et al. in
litt. 2009, pp. 4-5; Walther 2004, p. 73). The protected areas are
further discussed under Factors A and D.
In the Cajamarca Region, Flanagan et al. (in litt. 2009, pp. 5, 14)
reported one occupied site of the Peruvian plantcutter, consisting of
approximately 6 ha (14.8 ac) of remnant P. pallida dry forest in the
R[iacute]o Chicama Valley. Six of the 12 known sites of the Peruvian
plantcutter in the La Libertad Region are considered extant (Flanagan
et al. in litt. 2009, pp. 5-6, 14). Each of these sites consists of
small patches of remnant P. pallida dry forest habitat (Flanagan et al.
in litt. 2009, pp. 5-6; Walther 2004, p. 73). Of the three known sites
of the Peruvian plantcutter in the Ancash Region, only one was reported
to be extant as of 2009 (Flanagan et al. in litt. 2009, pp. 6, 14).
Additionally, in the Lima Region, the authors reported that the two
historical sites were also unoccupied in the most recent survey
(Flanagan et al. in litt. 2009, pp. 7, 15).
This species was found recently in central coastal Peru, in the
area of Huarmey, [Aacute]ncash (Rosina y M[oacute]nica 2010, p. 257).
Additional surveys are needed to determine if other available P.
pallida dry forest habitat is occupied by the Peruvian plantcutter
(Flanagan et al. in litt. 2009, p. 7).
Population Estimates
There have been no rigorous quantitative assessments of the
Peruvian plantcutter's population size (Williams 2005, p. 1). The
estimated extant population size is between 500 and 1,000 individuals
and comprises 2 disjunct subpopulations (BLI 2009g, pp. 1-2; Walther
2004, p. 73) and several smaller sites (Flanagan et al. in litt. 2009,
pp. 2-7; Williams 2005, p. 1; Walther 2004, p. 73; Flanagan and More
2003, pp. 5-9).
The northern subpopulation, located in the Talara Province in Piura
Region, reportedly has between 400 and 600 individuals, or
approximately 60 to 80 percent of the total population of the Peruvian
plantcutter (BLI 2009a, p. 2; Williams 2005, p. 1; Snow 2004, p. 69;
Walther 2004, p. 73). The second subpopulation, located at P[oacute]mac
Forest Historical Sanctuary (Lambayeque Region), reportedly has 20 to
60 individuals (BLI 2009a, p. 2; BLI 2009e, p. 1; Walther 2004, p. 73).
The smaller sites are estimated to consist of a few individuals up to
40 individuals (Flanagan et al. in litt. 2009, pp. 2-7; Walther 2004,
p. 73; Williams 2005, p. 1; Flanagan and More 2003, pp. 5-9).
The population estimate for the Peruvian plantcutter--that is, the
total number of mature individuals--is not the same as the effective
population size (i.e., the number of individuals that actually
contribute to the next generation). The subpopulation structure and the
extent of interbreeding among the occurrences of the Peruvian
plantcutter are unknown. Although the two large subpopulations and many
of the smaller occurrences of the Peruvian plantcutter are widely
separated (BLI 2009a, pp. 2-3; Flanagan et al. in litt. 2009, pp. 1-9;
Ridgely and Tudor 1994. p. 18), there is insufficient information to
determine whether these occurrences function as genetically isolated
subpopulations.
The Peruvian plantcutter has experienced a population decline of
between 1 and 9 percent in the past 10 years, and this rate of decline
is predicted to continue (BLI 2009g, p. 1). The population is
considered to be declining in close association with continued habitat
loss and degradation of habitat (see Factor A) (BLI 2009a, pp. 1-3; BLI
2009g, pp. 1-3; Snow 2004, p. 69; Ridgely and Tudor 1994, p. 18).
Conservation Status
The Peruvian plantcutter is considered endangered by the Peruvian
Government under Supreme Decree No. 034-2004-AG (2004, p. 276855). The
IUCN considers the Peruvian plantcutter to be endangered because of
ongoing habitat destruction and degradation of its small and severely
fragmented range (BLI 2009a, pp. 2-3; BLI 2009g, pp. 1-2). From 1996 to
2000, the IUCN considered the Peruvian plantcutter to be critically
endangered (BLI 2009g, p. 1), following changes to the IUCN listing
criteria in 2001. Experts have suggested returning the species to its
previous classification of critically endangered, due to the numerous
and immediate threats to the species (Flanagan, in litt. 2009 p. 1;
Snow 2004, p. 69; Walther 2004, p. 74).
V. Royal cinclodes (Cinclodes aricomae)
Species Description
The royal cinclodes, also known as ``churrete real'' and
``remolinera real,'' is a large-billed ovenbird in the Furnaridae
family that is native to high-altitude woodlands of the Bolivian and
Peruvian Andes (BLI 2009i, pp. 1-2; InfoNatura 2007, p. 1; del Hoyo et
al. 2003, p. 253; Supreme Decree No. 034-2004-AG 2004, p. 27685; Valqui
2000, p. 104). The adult is nearly 20 cm (8 in) in length, with a
darker crown and a buff-colored area above the eyes. Its underparts are
mostly gray-brown; it has only limited whitish mottling (this and the
more distinctive rufous-brown wingbar are the main differences from the
closely related species, the stout-billed Cinclodes (C. excelsior);
Fjelds[aring] 2010 pers. comm.). The throat is buff-colored, and the
remaining underparts are gray-brown to buff-white. The wings are dark
with prominent edging that forms a distinctive wing-bar in flight. The
large, dark bill is slightly curved at the tip (BLI 2009i, p. 1).
Taxonomy
When the species was first taxonomically described, the royal
cinclodes was placed in the genus Upucerthia (Carriker 1932, pp. 1-2)
and was then transferred to Geositta as a subspecies (Geositta
excelsior aricomae) (Vaurie 1980, p. 14). Later, it was transferred to
the genus Cinclodes, where it was considered a race or subspecies of
the stout-billed Cinclodes (Cinclodes excelsior) until recently (BLI
2009i, p. 1; Fjelds[aring] and Krabbe 1990, pp. 337-338; Vaurie 1980,
p. 15). The royal cinclodes is now considered a distinct species (C.
aricomae) based on differences in its habitat, morphology, and genetic
distance (Chesser 2004, p. 763; del Hoyo et al. 2003, p. 253).
Therefore, we accept the species as Cinclodes aricomae, which also
follows ITIS (2009, p. 1).
Habitat and Life History
In the Cordillera Vilcanota, southern Peru, the royal cinclodes
shows distinctive preferences for areas with primary (lesser disturbed)
woodland habitat quality in larger remnant woodland patches:
Specifically tall, dense Polylepis vegetation cover, high density of
large Polylepis trees, and areas with dense and extensive moss ground
cover (Lloyd 2008b. pp. 735-745). Near Lampa, Jun[iacute]n Department,
the royal cinclodes has recently been observed in Gynoxys dominated
woodlands where no Polylepis species occur (Lloyd 2010, pers. comm.).
These findings suggest that in some areas, the
[[Page 43444]]
royal cinclodes may not be dependent on Polylepis species, but can
occur in other high-elevational woodland habitats with similar habitat
structure and habitat quality to Polylepis (Lloyd 2010, pers. comm.;
Witt and Lane 2009, pp. 90-94).
In the Cordillera Vilcanota, the royal cinclodes has a very narrow
estimated niche breadth, and it is largely intolerant of the
surrounding disturbed non-woodland puna matrix habitat (Lloyd and
Marsden 2008, pp. 2645-2660). Individuals here have been observed
foraging on the ground or on boulders, concentrating foraging efforts
on moss or bark litter substrates (Lloyd 2008). The royal cinclodes is
restricted to elevations between 3,500 and 4,600 m (11,483 and 12,092
ft) (BLI 2009i, p. 2; del Hoyo et al. 2003, p. 253; BLI 2000, p. 345;
Collar et al. 1992, p. 588). The characteristics of Polylepis habitat
were described above as part of the Habitat and Life History of the
ash-breasted tit-tyrant. The royal cinclodes prefers dense woodlands
(BLI 2009i, p. 2; del Hoyo et al. 2003, p. 253; BLI 2000, p. 345;
Collar et al. 1992, p. 588), with more closed canopies that provide
habitat for more lush moss growth (Engblom et al. 2002, p. 57). The
moss-laden vegetation and shaded understory harbor a rich diversity of
insects, making good feeding grounds for insectivorous birds (De la Via
2004, p. 10) such as the royal cinclodes (del Hoyo et al. 2003, p. 253;
Engblom et al. 2002, p. 57). In Bolivia, the royal cinclodes has been
observed only in P. pepei forests, but it is found amongst a greater
variety of Polylepis species in Peru (Chutas et al. 2008, p. 16; I.
G[oacute]mez, in litt. 2007, p. 1).
Information on the ecology and breeding behavior of royal cinclodes
is limited. The species' feeding territory ranges from 3 to 4 ha (7 to
10 ac) (del Hoyo et al. 2003, p. 253; Engblom et al. 2002, p. 57).
Breeding pairs may occupy smaller, 2-ha (2.5-ac) territories (Chutas
2007, p. 7). The royal cinclodes is described as ``nervous'' and is
easily disturbed by humans (Engblom et al. 2002, p. 57). The breeding
season probably begins in December, but territorialism among pairs can
be seen in austral winter (June-August) (del Hoyo et al. 2003, p. 253;
BLI 2000, p. 345). Cinclodes species construct burrows or use natural
cavities, crevices, or rodent burrows for nesting (Fjelds[aring] and
Krabbe 1990, p. 337; Vaurie 1980, pp. 30, 34). The royal cinclodes'
clutch size may be similar to that of the closely related stout-billed
Cinclodes (C. excelsior), which is two eggs per clutch (Graves and
Arango (1988, p. 252).
The royal cinclodes appears to mainly feed on beetle larvae, grubs,
and earthworms, which they find by turning and tossing away moss and
debris on the forest floor with their powerful bills (Fjelds[aring]
2010 pers. comm.). It has also been observed to consume invertebrates,
seeds, and occasionally small vertebrates (frogs) (del Hoyo et al.
2003, p. 253). The royal cinclodes forages, solitary or in pairs, by
probing through moss and debris on the forest floor (del Hoyo et al.
2003, p. 253; Fjelds[aring] 2002b, p. 9; BLI 2000, p. 345; Collar et
al. 1992, p. 589). Their feeding is done so violently that the forest
floor looks as if pigs have been feeding there. Due to its feeding
behavior, the moss cover rapidly dries up and dies unless the humidity
is very high. This characteristic limits the species to areas where the
landscape is persistently covered by clouds and mists, or where the
canopy is dense enough to provide permanent shade (Fjelds[aring] 2010
pers. comm.). Because this species can heavily disturb its habitat, it
requires large feeding territories (thus, only large forest patches can
sustain more than one pair). This ground-feeding strategy may
facilitate interbreeding amongst groups located on adjoining mountain
peaks when the species likely descends the mountains during periods of
snow cover (Engblom et al. 2002, p. 57).
Historical Range and Distribution
The royal cinclodes may once have been locally common and
distributed across most of central to southern Peru and into the
Bolivian highlands, in once-contiguous expanses of Polylepis forests
above 3,000 m (9,843 ft) (BLI 2009i, p. 1; Fjelds[aring] 2002a, pp.
111-112, 115; Herzog et al. 2002, p. 94; Kessler 2002, pp. 97-101; BLI
2000, p. 345). Polylepis woodlands are now restricted to elevations of
3,500 to 5,000 m (11,483 to 16,404 ft) (Fjelds[aring] 1992, p. 10). As
discussed above for the Historical Range and Distribution of the ash-
breasted tit-tyrant, researchers consider human activity to be the
primary cause for historical habitat decline and resultant decrease in
species richness (Fjelds[aring] 2002a, p. 116; Herzog et al. 2002, p.
94; Kessler 2002, pp. 97-101; Fjelds[aring] and Kessler 1996, Kessler
1995a, b, and L[aelig]gaard 1992, as cited in Fjelds[aring] 2002a, p.
112; Kessler and Herzog 1998, pp. 50-51). The royal cinclodes may have
been extirpated from its type locality (Aricoma Pass, Puno), and
possibly throughout the entire Puno Region, where Polylepis forest no
longer exists (Collar et al. 1992, p. 589; Engblom et al. 2002, p. 57)
(see Population Estimates). It is estimated that between 2-3 and 10
percent of the original forest cover still remains in Peru and Bolivia,
respectively (BLI 2009i, p. 1; Fjelds[aring] and Kessler 1996, as cited
in Fjelds[aring] 2002a, p. 113) (see Factor A). Of this amount, less
than 1 percent of the remaining woodlands occur in humid areas, where
Polylepis denser stands occur (Fjelds[aring] and Kessler 1996, as cited
in Fjelds[aring] 2002a, p. 113) and which are preferred by the royal
cinclodes (del Hoyo et al. 2003, p. 253; Engblom et al. 2002, p. 57).
The royal cinclodes was initially discovered in Bolivia in 1876, but
was not observed there again until recently (BLI 2009i, p. 2; Hirshfeld
2007, p. 198) (see Current Range and Distribution).
Current Range and Distribution
The royal cinclodes is generally restricted to moist and mossy
habitat on steep rocky slopes of semihumid Polylepis or Polylepis-
Gynoxys woodlands, where the species is found at elevations between
3,500 and 4,600 m (11,483 and 12,092 ft) (Benham et al. 2011, p. 151;
BLI 2009i, p. 2; del Hoyo et al. 2003, p. 253; Collar et al. 1992, p.
588). The current potential range of the species is approximately 2,700
km\2\ (1,042 mi\2\) (BLI 2009i, p. 1), which is an overestimate of the
actual range, given the fragmented nature of the species' remaining
habitat (BLI 20091, p. 1; Fjelds[aring] and Kessler 1996, as cited in
Fjelds[aring] 2002a, p. 113). The royal cinclodes was rediscovered in
Bolivia within the last decade, after more than 100 years of not being
observed there (Mobley 2010 in litt.; Hirshfeld 2007, p. 198). It
occurs in the Andes of southeastern Peru (Cusco, Apur[iacute]mac, Puno
and Jun[iacute]n) and adjacent Bolivia (La Paz) (Gomez 2010, p. 1; see
https://www.birdlife.org/datazone/speciesfactsheet.php?id=9773 for a
range map of the species).
Within the last 15 years, royal cinclodes has been observed in
Peru's Runtacocha highlands and in the Laguna Anantay Valley (both in
Apur[iacute]mac), Pariahuanca Valley (Jun[iacute]n), and Cordillera
Vilcanota (Cusco), and in Bolivia, Department of La Paz: Cordillera
Apolobamba and the Cordillera Real (including Ilampu Valley, Sanja
Pampa, and Cordillera de La Paz) (Benham et al. 2011, p. 151; Hirshfeld
2007, p. 198; del Hoyo et al. 2003, p. 253; Engblom et al. 2002, p. 57;
Valqui 2000, p. 104). It was also recently discovered in central Peru,
approximately 5 km (3.1 mi) from Lampa, Jun[iacute]n Department, at
3700 m (12,139 ft). This represents a 300 km (186 mi) northward range
extension for the species (Witt and Lane 2009, pp. 90-94).
[[Page 43445]]
Population Estimate
Population information is presented first by range country and then
in terms of a global population estimate. The range country estimates
begin with Peru, where the majority of the population resides. The
royal cinclodes is believed to be a naturally low-density species
(Lloyd 2008, pp. 164-180).
Peru. In the Puno Region of Peru, it is unclear whether a viable
population of royal cinclodes remains. The royal cinclodes was first
observed in Puno in 1930 (Fjelds[aring] and Krabbe 1990, p. 338) and
has continued to be reported there (BLI 2009i, pp. 1-2; BLI 2007, pp.
1-2; del Hoyo 2003, p. 253; Collar et al. 1992, p. 588). However, based
on habitat availability, InfoNatura (2007, p. 1) predicted that the
royal cinclodes does not occur in Puno because suitable habitat no
longer exists there. Only two royal cinclodes individuals have been
reported in the Puno Region (Cordillera de Carabaya) in recent decades
(Aucca-Chutas 2007, pp. 4, 8).
Bolivia. The species' current range is more widespread in Bolivia
than previously understood. The royal cinclodes had not been observed
in Bolivia for more than a century, when it was rediscovered there in
1997 (BLI 2009i, p. 2; Hirshfeld 2007, p. 198). Recent surveys in La
Paz Department found it in at least 13 localities (8 in Cordillera
Apolobamba and 5 in Cordillera La Paz) (BLI 2009i, p. 1).
BLI reports an estimated population size of 50-70 royal cinclodes
in Bolivia (G[oacute]mez in litt. 2003, 2008, as cited in BLI 2009i, p.
2). Studies in Bolivia reported in 2007 found a density of 1-8 royal
cinclodes in each of 30 forest patches (G[oacute]mez in litt. 2007, p.
1). Thus, they estimated that the royal cinclodes population in Bolivia
is approximately 30 birds. Researchers added that, because the royal
cinclodes does not always respond to tape-playbacks, these numbers may
underestimate the actual population size (G[oacute]mez in litt. 2007,
p. 1).
Global Population Estimate
In 1990, the global population of the royal cinclodes was estimated
to be 100-150 individuals (Fjelds[aring] and Krabbe 1990, p. 338). This
number represented only the estimated Peruvian population because the
royal cinclodes was thought to exist only in Peru at the time of this
estimate (BLI 2009i, p. 2; Hirshfeld 2007, p. 198). In 2007, Aucca-
Chutas (2007, p. 8) reported an estimated 189 birds located within four
separate Polylepis forest patches in Peru, with a combined area of 629
ha (1,554 ac). This estimate included 116 birds and 30 birds in
Cordilleras Vilcanota and Vilcabamba, respectively (Cusco); 2 birds in
Cordillera de Carabaya (Puno); and 41 birds in Cordillera del
Apur[iacute]mac (Runtacocha highlands in Apur[iacute]mac) (Aucca-Chutas
2007, pp. 4, 8). Subpopulations at the four locations in the Cordillera
Vilcanota may contain as few as 1-4 individuals (BLI 2008, p. 2).
In 2002, Engblom et al. (p. 57) estimated a total population size
of up to 250 pairs of birds. In 2003, the global population was once
again reported to include only a few hundred individuals (del Hoyo et
al. 2003, p. 253). Based on recent observations in both countries,
there are likely approximately 270 birds in Peru and 50-70 in Bolivia,
totaling 239-340 individuals (this includes the 2011 observations in
Laguna Anantay, Apur[iacute]mac Department (Benham et al. 2011). While
the BLI estimate of the population is between 50 and 249 individuals
(BLI 2011d), recent research has found new habitat and birds in newly
identified locations (Benham et al. 2011, pp. 145-157).
Population estimates are incomplete, and the population structure
and the extent of interbreeding among the various localities are
unknown. The species' territory ranges from 3 to 4 ha (7 to 10 ac), and
its habitat is fragmented, dispersed, and sparse (del Hoyo et al. 2003,
p. 253; Engblom et al. 2002, p. 57). Fjelds[aring] (2010, pers. comm.)
indicated that because of the range disjunction, the species may not be
breeding as a single population. In the proposed rule, we indicated
that there was no information to indicate the distance that this
species is capable of or likely to travel between localities. However,
research in 2011 found that this species was making flights greater
than 100 m (328 ft) between Polylepis patches in Apur[iacute]mac, and
was also observed at forest edges (Benham et al. 2011, pp. 152).
Engblom et al. (2002, p. 57) noted that gene flow between
localities likely occurs when the species descends the mountains to
forage in the valleys during periods of snow cover at the higher
altitudes such that interbreeding may occur at least among localities
with shared valleys. Although the information available suggests that
the species does not breed as a single population, we have insufficient
information to determine if they are genetically isolated. The species
has experienced a population decline of approximately 30 and 49 percent
in the past 10 years, and this rate of decline is predicted to continue
(BLI 2009i, pp. 1, 5). The population is considered to be declining in
close association with continued habitat loss and degradation (BLI
2009i, p. 6).
Conservation Status
The royal cinclodes is considered critically endangered by the
Peruvian Government under Supreme Decree No. 034-2004-AG (2004, p.
276854). The IUCN considers the royal cinclodes to be critically
endangered due to its extremely small population, which consists of
small subpopulations that are severely fragmented and dependent upon a
rapidly deteriorating habitat (BLI 2009i, p. 1; BLI 2007, p. 1). The
royal cinclodes occurs within the Peruvian protected area of Santuario
Hist[oacute]rico Machu Picchu, in Cusco (BLI 2009h, p. 1; BLI 2009i, p.
6; Aucca-Chutas et al. 2008, p. 16). In La Paz Department, Bolivia, the
species is found in Parque Nacional y [Aacute]rea Natural de Manejo
Integrado Madidi, Parque Nacional y [Aacute]rea Natural de Manejo
Integrado Cotapata, and the colocated protected areas of Reserva
Nacional de Fauna de Apolobamba, [Aacute]rea Natural de Manejo
Integrado de Apolobamba, and Reserva de la Biosfera de Apolobamba (BLI
2009a, p. 1; BLI 2009b, p. 1; Aucca-Chutas et al. 2008, p. 16). At Abra
M[aacute]laga Thastayoc, Cordillera Vilcanota, Peru, a new visitor's
center was completed in the Royal Cinclodes Private Conservation Area
in February 2011 (ECOAN 2012).
VI. White-browed tit-spinetail (Leptasthenura xenothorax)
Species Description
The white-browed tit-spinetail, or ``tijeral cejiblanco,'' is a
small dark ovenbird in the Furnaridaii family that is native to high-
altitude woodlands of the Peruvian Andes (del Hoyo et al. 2003, pp.
266-267; BLI 2000, p. 347; Fjelds[aring] and Krabbe 1990, p. 348;
Parker and O'Neill 1980, p. 169; Chapman 1921, pp. 8-9). The sexes are
similar in size (approximately 18 cm (7 in) in length). The most
distinct feature of this species is its checkered (black-and-white)
throat and dark grey body underparts, which distinguishes it from the
rusty-crowned tit-spinetail (Leptasthenura pileata) (Fjelds[aring] 2010
pers. comm., p. 4). The species is characterized by its bright rufous
crown and prominent white supercilium (eyebrow) (Lloyd 2009, p. 2; del
Hoyo et al. 2003, p. 267), which gives the species its name. The
species is highly vocal, ``often singing while acrobatically foraging
from the outermost branches of Polylepis trees'' (Lloyd 2009, p. 2).
[[Page 43446]]
Taxonomy
The white-browed tit-spinetail was first described by Chapman in
1921 (del Hoyo et al. 2003, p. 267). The species was synonymized with
the nominate subspecies of the rusty-crowned tit-spinetail
(Leptasthenura pileata pileata) by Vaurie (1980, p. 66), but
examination of additional specimens in combination with field
observations strongly suggests that L. xenothorax is a valid species
(Collar et al. 1992, p. 596; Fjelds[aring] and Krabbe 1990, p. 348;
Parker and O'Neill 1980, p. 169). Therefore, we accept the species as
Leptasthenura xenothorax, which follows the Integrated Taxonomic
Information System (ITIS 2009, p. 1).
Habitat and Life History
The white-browed tit-spinetail is restricted to high-elevation,
semihumid Polylepis and Polylepis-Gynoxys woodlands, where the species
is found between 3,700 and 4,550 m (12,139 and 14,928 ft) above sea
level (Lloyd 2009, pp. 5-6; del Hoyo et al. 2003, p. 267; BLI 2000, p.
347; Collar et al. 1992, p. 595; Fjelds[aring] and Krabbe 1990, p.
348). Dense stands of Polylepis woodlands are characterized by moss-
laden vegetation and a shaded understory, and provide for a rich
diversity of insects, making these areas good feeding grounds for
insectivorous birds (De la Via 2004, p. 10), such as the white-browed
tit-spinetail (BLI 2009d, p. 2). The characteristics of Polylepis
habitat are described above in more detail as part of the Habitat and
Life History of the ash-breasted tit-tyrant.
This species appears to prefer primary (lesser disturbed) woodland
habitat in larger remnant patches at the lower to mid-elevation range
of its known elevational range distribution (Lloyd 2008b, pp. 735-745).
It prefers areas of high density of tall, large Polylepis trees. These
usually correspond with areas containing dense and extensive moss
ground cover (Lloyd 2008b, pp. 735-745). This species generally forages
on vertical trunks and on thicker, epiphyte-clad branches of Polylepis
trees covered with moss and lichens, unlike other Leptasthenura
species, which generally forage on the thin terminal branches of the
outer canopy (Fjelds[aring] 2010 pers. comm., p. 4). The species is
different from other Polylepis-dependent insectivorous bird species, in
particular L. yanacensis, in that it uses different foraging perch
types, substrates, and a different niche position (Lloyd 2010 pers.
comm.). The white-browed tit-spinetail has been observed to regularly
use woodland patches smaller than 0.1 ha (0.25 ac) for foraging in
Cordillera Vilcabamba (Lloyd 2008, p. 531; Engblom et al. (2002, pp.
57-58).
It is classified as an ``infrequent flyer'' across gaps between
woodland patches. At one site in the Cordillera Vilcanota, the species
was observed avoiding flying across gaps to the most distant small
woodland patches if these patches were separated by more than 73 m (239
ft) from larger woodland patches (Benham et al. 2011, p. 153; Lloyd and
Marsden 2010, in press). Based on these observations, Engblom et al.
(2002, p. 58) suggest that the species is able to persist in very small
forest fragments, especially if a number of these patches are in close
proximity. The lower elevation of this species' range changes to a
mixed Polylepis-Escallonia (no common name) woodland, and the white-
browed tit-spinetail has been observed there on occasion, such as
during a snowstorm (del Hoyo et al. 2003, p. 267; Collar et al. 1992,
p. 595; Fjelds[aring] and Krabbe 1990, p. 348). It may not be entirely
as dependent on Polylepis forests; rather this species may be more
dependent on the density of the forest which creates the moss-lichen-
insect environment (Fjelds[aring] 2010 pers. comm.)
There is limited information on the ecology and breeding behavior
of the white-browed tit-spinetail. Lloyd (2006, as cited in Lloyd 2009,
p. 8) reports that the species breeds in October in Cordillera
Vilcanota in southern Peru. In the same area, one adult was seen
attending a nesting hole in a Polylepis tree in November 1997 (del Hoyo
et al. 2003, p. 267; Bushell in litt. (1999), as cited in BLI 2009d, p.
2). Only one nest of the white-browed tit-spinetail has ever been
described. According to Lloyd (2006, as cited in Lloyd 2009, p. 8), the
nest was located within a natural cavity of a Polylepis racemosa tree's
main trunk, approximately 2 m (7 ft) above the ground. To construct
their nest, the white-browed tit-spinetail pair uses moss, lichen, and
bark fibers they stripped from Polylepis tree trunks, large branches,
and large boulders while foraging. The nest was cup-shaped and
contained two pale-colored eggs (Lloyd 2006, as cited in Lloyd 2009, p.
8).
The white-browed tit-spinetail is insectivorous, with a diet
consisting primarily of arthropods (Lloyd 2009, p. 7; del Hoyo et al.
2003, p. 267). The species forages in pairs or small family groups of
three to five, and often in mixed-species flocks, gleaning insects from
bark crevices, moss, and lichens on twigs, branches, and trunks (BLI
2009d, pp. 2-3; Engblom et al. 2002, pp. 57-58; Parker and O'Neill
1980, p. 169). The white-browed tit-spinetail is highly arboreal,
typically foraging acrobatically from the outer branches of Polylepis
trees while hanging upside-down (Lloyd 2008b, as cited in Lloyd 2009,
p. 7; del Hoyo et al. 2003, p. 267).
Historical Range and Distribution
In our 2008 Annual Notice of Findings on Resubmitted Petitions for
Foreign Species (73 FR 44062; July 29, 2008), we stated that,
historically, the white-browed tit-spinetail may have occupied the
Polylepis forests of the high-Andes of Peru and Bolivia. We included
both countries in the historical range of the species because the
species' primary habitat, the Polylepis forest, was historically large
and contiguous throughout the high-Andes of both Peru and Bolivia
(Fjelds[aring] 2002a, p. 115). However, based on further research, we
have determined that historically, the species was known from only two
Regions in south-central Peru, Cusco and Apur[iacute]mac (del Hoyo et
al. 2003, p. 267; Collar et al. 1992, p. 594), and not in Bolivia.
The white-browed tit-spinetail may once have been distributed
throughout south-central Peru, in previously contiguous Polylepis
forests above 3,000 m (9,843 ft) (BLI 2009d, pp. 1-2; Fjelds[aring]
2002a, pp. 111-112, 115; Herzog et al. 2002, p. 94; Kessler 2002, pp.
97-101; BLI 2000, p. 347). However, Polylepis woodlands are now
restricted to elevations of 3,500 to 5,000 m (11,483 to 16,404 ft)
(Fjelds[aring] 1992, p. 10). As discussed above for the Historical
Range and Distribution of the ash-breasted tit-tyrant, researchers
consider human activity to be the primary cause for historical habitat
decline and resultant decrease in species richness (Fjelds[aring]
2002a, p. 116; Herzog et al. 2002, p. 94; Kessler 2002, pp. 97-101;
Fjelds[aring] and Kessler 1996, Kessler 1995a, b, and L[aelig]gaard
1992, as cited in Fjelds[aring] 2002a, p. 112; Kessler and Herzog 1998,
pp. 50-51). It is estimated that only 2-3 percent of the original
forest cover still remains in Peru (Fjelds[aring] 2002a, pp. 111, 113).
Less than 1 percent of the remaining woodlands occur in humid areas,
where denser stands are found (Fjelds[aring] and Kessler 1996, as cited
in Fjelds[aring] 2002a, p. 113), and which are preferred by the white-
browed tit-spinetail (BLI 2009d, p. 2; Lloyd 2008a, as cited in Lloyd
2009, p. 6).
Current Range and Distribution
The white-browed tit-spinetail occurs in high-elevation, semihumid
patches of Polylepis and Polylepis-Gynoxys woodlands in the Andes
Mountains of south-central Peru (see https://www.birdlife.org/datazone/speciesfactsheet.php?id=4824 for a range map of the species). The
species
[[Page 43447]]
has a highly restricted and severely fragmented range, and is currently
known from only a small number of sites in the Apur[iacute]mac
Department in these areas: The Runtacocha highlands; Nevado Sacsarayoc
massif (mountain range); Cordillera Vilcanota and in the Laguna Anantay
Valley in Apur[iacute]mac. It is also known to occur in Vilcabamba in
Cusco Department (within the Peruvian protected area of Santuario
Hist[oacute]rico Machu Picchu) (Benham et al. 2011, p. 153;
Fjelds[aring] 2010 pers. comm., p. 4; Lloyd 2010; BLI 2009c, pp. 1, 3;
BLI 2009d, p. 6; del Hoyo et al. 2003, p. 267). The species occurs at
an altitude of 3,700-4,550 m (12,139-14,928 ft) (Lloyd 2009, pp. 1, 5-
6; del Hoyo et al. 2003, p. 267; Fjelds[aring] and Krabbe 1990, p.
348). It is more commonly encountered in the lower elevations within
this range. Subpopulations of white-browed tit-spinetail in the
Cordillera Vilcanota have a very narrow estimated niche (Benham et al.
2011, p. 153; Fjelds[aring] 2010 pers. comm.; Lloyd 2009, p. 5; Lloyd
and Marsden 2008, pp. 2645-2660). The estimated potential range of the
species is approximately 2,500 km\2\ (965 mi\2\) (BLI 2011f, p. 1).
Population Estimates
Peru. An estimated 305 birds were located within 3 disjunct
Polylepis forest patches in Peru (Aucca-Chutas 2007, p. 8). This
included 205 birds and 36 birds in Cordilleras Vilcanota and
Vilcabamba, respectively (Cusco), and 64 birds in Cordillera del
Apur[iacute]mac (Runtacocha highlands of Apur[iacute]mac) (Aucca-Chutas
2007, p. 8). The species may occur at higher densities in other areas
of Polylepis forests (Lloyd 2008c, as cited in Lloyd 2009, p. 9).
Despite the low population estimates of this species, the quantitative
data from Cordillera Vilcanota indicates that the white-browed tit-
spinetail is one of the most abundant Polylepis specialists in southern
Peru (Lloyd 2009, p. 9). This species was documented in Laguna Anantay,
Apur[iacute]mac in 2010, and its estimated population size in this
location was 229 individuals (Benham et al. 2011, p. 153).
Global population estimate: BLI categorizes the white-browed tit-
spinetail as having a population size between 500 and 1,500 mature
individuals (BLI 2011f, p. 1). However, the estimate is based on
Engblom et al. 2002 (p. 58). In 2002, Fjelds[aring] (2002b, p. 9) also
estimated a total population size of between 250 and 1,000 pairs of
birds. More recently it was described as having one of the highest
densities of all the threatened Polylepis bird species in this area
(Benham et al. 2011, p. 153; Lloyd 2010, pers. comm.). It is described
as being common in a rare and patchy (fragmented) habitat (Lloyd 2008).
Some species have always been rare (Donald et al. 2010, p. 10);
particularly those associated with habitat such as Polylepis-dominated
forest. However, as of 2009, the species was described as experiencing
a population decline between 10 and 19 percent in the past 10 years,
and this rate of decline was predicted to continue (BLI 2009d, p. 5).
The species' population decline is correlated with the rate of habitat
loss and degradation (see Factor A) (BLI 2009d, p. 6). Based on the
best available information, we consider the population estimate to be
between 500 and 1,500 mature individuals.
Conservation Status
The white-browed tit-spinetail is considered endangered by the
Peruvian Government under Supreme Decree No. 034-2004-AG (2004, p.
276854). The IUCN considers the white-browed tit-spinetail to be
endangered due to its very small and severely fragmented range and
population, which continue to decline with ongoing habitat loss and a
lack of habitat regeneration (BLI 2009d, p. 1). Additional protections
that are likely to benefit this species include three new recently
approved community-owned, private conservation areas (3,415 ha or 8,438
ac) to protect Polylepis forest in the Vilcanota Mountains of
southeastern Peru, near Cusco, which will subsequently provide
protection for bird species such as the white-browed tit-spinetail
(American Bird Conservancy 2011, unpaginated; Salem News 2010, p. 1).
Summary of Factors Affecting the Species
Section 4 of the Act (16 U.S.C. 1533), and its implementing
regulations at 50 CFR part 424, set forth the procedures for adding
species to the Federal Lists of Endangered and Threatened Wildlife and
Plants. A species may be determined to be an endangered or threatened
species due to one or more of the five factors described in section
4(a)(1) of the Act. The five factors are: (A) The present or threatened
destruction, modification, or curtailment of its habitat or range; (B)
overutilization for commercial, recreational, scientific, or
educational purposes; (C) disease or predation; (D) the inadequacy of
existing regulatory mechanisms; and (E) other natural or manmade
factors affecting its continued existence. Listing actions may be
warranted based on any of the above threat factors, singly or in
combination. In considering what factors might constitute threats, we
look beyond the exposure of the species to determine whether the
species responds to the factor in a way that causes actual impacts to
the species, and we look at the magnitude of the effect. If there is
exposure to a factor, but no response, or only a beneficial response,
that factor is not a threat. If there is exposure and the species
responds negatively, the factor may be a threat and we then attempt to
determine how significant the factor is. If the factor is significant
and, therefore, a threat, it may drive or contribute to the risk of
extinction of the species such that the species warrants listing as
threatened or endangered as those terms are defined by the Act. In
making this final listing determination, we evaluated threats to each
of these six species. Our evaluation of this information is discussed
below.
There are three habitat types in which these six species exist. All
six species occur in Peru; two of them occur in Bolivia. The Peruvian
plantcutter occurs in coastal northern Peru, the Jun[iacute]n grebe and
Jun[iacute]n rail occur in and around Lake Jun[iacute]n, and three (the
white-browed tit-spinetail, royal cinclodes, and ash breasted tit-
tyrant) occur in forest habitat dominated by Polylepis species. Within
each of these three habitats, these three species depend on similar
physical and biological features and on the successful functioning of
their ecosystems to survive. They also face the same or very similar
threats within each habitat type. One peer reviewer thought that the
proposed rule was difficult to follow, so we hope that the way we have
organized our evaluation and finding in this final rule is more clear.
Although the listing determination for each species is analyzed
separately, to avoid redundancy we have organized the specific analysis
for each species within the context of the broader scale and threat
factor in which it occurs. Since within each habitat, these species
face a suite of common or mostly overlapping threats, similar
management actions would reduce or eliminate those threats. Effective
management of these threat factors often requires implementation of
conservation actions at a broader scale to enhance or restore critical
ecological processes and provide for long-term viability of those
species in their native environment. Thus, by taking this broader
approach, we hope this final rule is effectively organized.
Summary of Factors
A. The Present or Threatened Destruction, Modification, or
Curtailment of the Species' Habitat or Range
[[Page 43448]]
Ash-breasted tit-tyrant, royal cinclodes, and white-browed tit-
spinetail (Polylepis habitat)
1. Ash-breasted tit-tyrant. The ash-breasted tit-tyrant is
dependent upon high-elevation semihumid Polylepis or Polylepis-Gynoxys
woodlands (del Hoyo et al. 2004, pp. 281; Collar et al. 1992, p. 753;
Fjelds[aring] and Krabbe 1990, pp. 468-469). Researchers believe that
this habitat was historically contiguous with lower-elevation cloud
forests and widespread above 3,000 m (9,843 ft) (Fjelds[aring] 2002a,
pp. 111, 115; Collar et al. 1992, p. 753), but Polylepis woodlands
occur today only between 3,500 and 5,000 m (11,483-16,404 ft)
(Fjelds[aring] 1992, p. 10). The species prefers dense woodlands
(Fjelds[aring] 2002a, p. 114; Smith 1971, p. 269), where the best
foraging habitat exists (De la Via 2004, p. 10).
Within La Paz, there may be two separate populations that are
separated by the Mapiri canyon (see www.birdlife.org/datazone/speciesfactsheet.php?id=4173 for a range map of the species). The
population in the Runtacocha highland in Apur[iacute]mac, Peru, is
morphologically distinct from that in Cusco, although a formal
subspecies description has not been published (Fjelds[aring] 2010 pers.
comm.). Several other areas with similar dense Polylepis stands exist
further south in Apur[iacute]mac, east of the Chalhuanca valley (a zone
with fairly high precipitation) and could hold other populations. These
could act as links or corridors to other suitable habitat such as a
small Polylepis patch that exists near Nevado Solimana in western
Arequipa. However, this patch is isolated and could only accommodate a
few pairs of ash-breasted tit-tyrants (Fjelds[aring] 2010 pers. comm.).
Although there is currently no evidence to suggest that populations
in Cusco and in La Paz are connected, they may have been connected in
the past. In 2007, the ash-breasted tit-tyrant was observed in the
Ancash Region, Corredor Conchucos (Aucca-Chutas 2007, pp. 4, 8). Here,
a Polylepis reforestation project is under way to connect two protected
areas where ash-breasted tit-tyrants were known to occur: In Parque
Nacional Huascar[aacute]n and Zona Reservada de la Cordillera Huayhuash
(MacLennan 2009, p. 1; Antamina Mine 2006, p. 5).
The second location spans the Peruvian-Bolivian border--in the
Peruvian Administrative Regions of Apur[iacute]mac, Cusco, Puno, and
Arequipa (from north to south) and in the Bolivian Department of La
Paz. Here it occurs in Cordillera Oriental (Apur[iacute]mac and Cusco),
Cordilleras Vilcanota and Vilcabamba (Cusco), and Cordillera de
Carabaya (Puno)--in Peru--and ranges into Bolivia, where it is found in
the Cordillera Real and the Cordillera Apolobamba (La Paz) (BLI 2009e,
p. 1; Aucca-Chutas 2007, p. 8; del Hoyo et al. 2004, p. 281; Collar et
al. 1992, p. 753; Fjelds[aring] and Krabbe 1990, pp. 468-469). The ash-
breasted tit-tyrant was only recently (in 2008) reported in Arequipa
Region, Peru (BLI 2009j, p. 1).
The ash-breasted tit-tyrant is highly localized (Collar et al.
1992, p. 753) and has been described as very rare, with usually only 1-
2 pairs per occupied woodland (Fjelds[aring] and Krabbe 1990, p. 469).
It exists at such low densities in some places that it may go
undetected (Collar et al. 1992, p. 753). The species appears to be
unable to persist in forest remnants smaller than 1 ha (2.5 ac) (BLI
2009o, p. 1).
2. Royal cinclodes. The royal cinclodes is restricted to high-
elevation (3,500-4,600 m or 11,483-12,092 ft), moist, moss-laden areas
of semihumid Polylepis or Polylepis-Gynoxys woodlands (BLI 2009i, p. 2;
del Hoyo et al. 2003, p. 253; BLI 2000, p. 345; Collar et al. 1992, p.
588). Polylepis woodlands are dispersed and sparse, with an estimated
remaining area of 1,000 km\2\ (386 mi\2\) in Peru and 5,000 km\2\
(1,931 mi\2\) in Bolivia (Fjelds[aring] and Kessler 1996, as cited in
Fjelds[aring] 2002a, p. 113). Within the remaining Polylepis woodlands,
the royal cinclodes' range is approximately 2,700 km\2\ (1,042 mi\2\)
(BLI 2011e, p. 1) (See https://www.birdlife.org/datazone/speciesfactsheet.php?id=9773 for a range map of the species). Less than
1 percent of the remaining woodlands occur in humid areas, where denser
stands occur (Fjelds[aring] and Kessler 1996, as cited in Fjelds[aring]
2002a, p. 113). The optimal habitat for the royal cinclodes is large
areas of dense woodlands in the high Andes, with a closed canopy that
supports its preferred foraging habitat of shady, moss-laden vegetation
(Lloyd 2008, p. 735; De la Via 2004, p. 10; del Hoyo et al. 2003, p.
253; Engblom et al. 2002, p. 57).
3. White-browed tit-spinetail. The species is known from only a
small number of sites at four locations: The Runtacocha highlands (in
Apur[iacute]mac Region), and the Nevado Sacsarayoc massif, Cordillera
Vilcabamba, and Cordillera Vilcanota (in Cusco Region); however, new
Polylepis habitat has been located (Benham et al. 2011, p. 145). In the
Cordillera de Vilcanota (Cusco, Peru), where a large portion of the
known white-browed tit-spinetail population occurs (205 birds were
recently observed there, of 305 total birds observed in 3 study sites
in Peru) (Aucca-Chutas 2007, p. 8), Polylepis woodland habitat is
highly fragmented and degraded. According to Engblom et al. (2002, pp.
57-58), the species has been recorded in patches of woodland as small
as 0.25 ha (0.6 ac) in Cordillera Vilcabamba, but the species'
persistence in small patches appears to be dependent on the patches
being in close proximity to each other.
Polylepis habitat
High-Andean Polylepis woodlands are considered by experts to be the
most threatened habitat in Peru and Bolivia (Purcell et al. 2004, p.
457), throughout the Andean region (BLI 2009a, p. 2), and are one of
the most threatened woodland ecosystem types in the world (Renison et
al. 2005, as cited in Lloyd 2009, p. 10). The IUCN has listed several
Polylepis species as vulnerable, including two species, Polylepis
incana and P. pepei that occur within the range of these three species
(Ramsay and Aucca 2003, pp. 3-4; WCMC 1998a, p. 1; WCMC 1998b, p. 1).
Peruvian and Bolivian Polylepis woodlands today are highly fragmented.
In the late 1990s, Fjelds[aring] and Kessler (1996, as cited in
Fjelds[aring] 2002a, p. 113) conducted comprehensive ground surveys and
analyzed maps and satellite images of the area. They estimated that the
current range of Polylepis woodlands had been reduced from historical
levels by 97-98 percent in Peru and 90 percent in Bolivia. Contemporary
Polylepis woodlands are dispersed and sparse, covering an estimated
area of 1,000 km\2\ (386 mi\2\) and 5,000 km\2\ (1,931 mi\2\) in Peru
and Bolivia, respectively (Fjelds[aring] and Kessler 1996, as cited in
Fjelds[aring] 2002a, p. 113). Of the remaining Polylepis woodlands,
only 1 percent is found in humid areas, where the denser Polylepis
forests preferred by the ash-breasted tit-tyrant tend to occur
(Fjelds[aring] and Kessler 1996, as cited in Fjelds[aring] 2002a, p.
113).
Habitat loss, conversion, and degradation throughout these three
species' range have been and continue to occur as a result of ongoing
human activity, including:
(1) Clear cutting and burning;
(2) Extractive activities;
(3) Human encroachment; and
(4) Climate fluctuations that may exacerbate the effects of habitat
fragmentation.
Clearcutting and burning. Clear cutting and burning are among the
most destructive activities and are a leading cause for Polylepis
habitat loss (WCMC 1998a, p. 1; WCMC 1998b, p. 1). Forested areas are
cleared for agriculture and to create pasture for cattle, sheep,
[[Page 43449]]
and camels (BLI 2009a, p. 2; BLI 2009c, pp. 1-2; BLI 2009d, pp. 1-2;
BLI 2009e, pp. 1, 5; BLI 2009h, p. 1; BLI 2009m, p. 1; BLI 2009n, p.
4). Grazing lands situated among remaining forest patches are regularly
burned in order to maintain the grassland vegetation (locally known as
chaqueo). Regular burning prevents regeneration of native forests and
is considered the key factor limiting the distribution of Polylepis
forests (BLI 2009f, p. 1; BLI 2009n, p. 4; Fjelds[aring] 2002b, p. 8;
WCMC 1998a, p. 1). In some areas, the burns escape control, causing
further habitat destruction (BLI 2009a, p. 2; BLI 2009e, pp. 1, 5).
Burning and clear cutting occur throughout the ash-breasted tit-
tyrant's range, including Ancash, Apur[iacute]mac, and Cusco in Peru;
and in La Paz, Bolivia (BLI 2009a, p. 2). These activities are also
ongoing within protected areas, including Parque Nacional
Huascar[aacute]n, Santuario Hist[oacute]rico Machu Picchu, and Zona
Reservada de la Cordillera Huayhuash (BLI 2009l, p. 4; BLI 2009n, p. 2;
Barrio 2005, p. 564).
With years of extremely high rainfall followed by years of
extremely dry weather, the risk of fire is increased from the
accumulated biomass during the wet period that dries and adds to the
fuel load in the dry season (Block and Richter 2007, p. 1; Power et al.
2007, p. 898). Evidence suggests that the fire cycle in Peru has
shortened, particularly in coastal Peru and west of the Andes (Power et
al. 2007, pp. 897-898). Changes in the fire-regime can have broad
ecological consequences (Block and Richter 2007, p. 1; Power et al.
2007, p. 898). Research in Ecuadorian Polylepis-Gynoxys mixed woodlands
indicated a strong reduction in P. incana adult and seedling survival
following a single fire. This indicates that Polylepis species do not
recover well from even a single fire event (Cierjacks et al. 2007, p.
176). Because burning has been considered to be a key factor preventing
Polylepis regeneration (Fjelds[aring] 2002a, p. 112, 120; Fjelds[aring]
2002b, p. 8), an accelerated fire cycle would exacerbate this
situation.
As a result of the intensity of burning and grazing, Polylepis
species are generally restricted to areas where fires cannot spread and
where cattle and sheep do not normally roam--in stream ravines and on
boulders, rock ledges, and sandy ridges (Fjelds[aring] 2002a, p. 112;
Fjelds[aring] 2002b, p. 8). Grazing and trampling by domesticated
animals further limit forest regeneration (Fjelds[aring] 2002a, p. 120)
and contribute to the degradation of remaining forest patches. Sheep
and cattle have solid, sharp hooves that churn up the earth, damaging
vegetation and triggering erosion (Purcell et al. 2004, p. 458; Engblom
et al. 2002, p. 56). The loss of nutrient-rich soils leads to habitat
degradation, which reduces the ability of the habitat to support dense
stands of Polylepis woodlands (Jameson and Ramsay 2007, p. 42; Purcell
et al. 2004, p. 458; Fjelds[aring] 2002b, p. 8).
Polylepis habitat is also subject to conversion, degradation, or
destruction caused by extractive activities such as firewood
collection, timber harvest, and mining. Cutting wood for fuel has a
consistent and ongoing impact throughout these three species' ranges
(BLI 2009a, p. 2; BLI 2009b, pp. 1-2; BLI 2009c, pp. 1-2; BLI 2009d,
pp. 1-2; BLI 2009f, p. 1; BLI 2009l, p. 1; WCMC 1998a, p. 1). The high-
altitude zones where Polylepis occurs have long been inhabited by
subsistence farmers who rely on Polylepis wood for firewood and
charcoal production (Aucca-Chutas and Ramsay 2005, p. 287). Habitat
degradation is occurring in the Santuario Hist[oacute]rico Machu Picchu
in Peru (BLI 2009h, p. 4), and Parque Nacional y [Aacute]rea Natural de
Manejo Integrado Madidi, Parque Nacional y [Aacute]rea Natural de
Manejo Integrado Cotapata, and the colocated protected areas of Reserva
Nacional de Fauna de Apolobamba, [Aacute]rea Natural de Manejo
Integrado de Apolobamba, and Reserva de la Biosfera de Apolobamba in
Bolivia (BLI 2009a, p. 2; BLI 2009b, p. 2; BLI 2009c, p. 2; BLI 2009d,
p. 5).
Community-based Polylepis conservation programs fostered by the
Peruvian nongovernmental organization Asociaci[oacute]n Ecosistemas
Andinos (ECOAN) have been under way in Peru and Bolivia since 2004,
encompassing Cordilleras Vilcanota and Vilcabamba (Cusco Region),
highlands of the Apur[iacute]mac Region (Lloyd 2009, p. 10; Aucca-
Chutas and Ramsey 2005, p. 287; ECOAN no date (n.d.), p. 1) and in the
Ancash Region (MacLennan 2009, p. 2). These are known as the Vilcanota
Project or ECOAN Projects (Aucca-Chutas and Ramsey 2005, p. 287; ECOAN
n.d., p. 1). Local communities enter into and enforce management
agreements aimed at mitigating the primary causes for Polylepis
deforestation: burning, grazing, and wood-cutting. These projects
foster local, sustainable use of resources (Aucca-Chutas and Ramsay
2005, p. 287; ECOAN n.d., p. 1; Engblom et al. 2002, p. 56), such as
the use of more fuel-efficient wood-burning stoves that require half
the amount of wood fuel (MacLennan 2009, p. 2).
Polylepis wood is also harvested for local commercial use,
including within protected areas (BLI 2009a, p. 2; WCMC 1998a, p. 1).
At one site, near Abra M[aacute]laga (Cusco Region), wood has been
harvested for sale to local hotels in the towns of Urubamba and
Ollantaytambo to support tourism activity (Engblom 2000, p. 1). Engblom
(2000, p. 1) documented felling for firewood at this site in Cusco over
a 2-day period that significantly reduced the size and quality of the
forest patch. Purcell et al. (2004, p. 458) noted a positive
correlation between habitat destruction and increased demand for (and
the concomitant rise in the price of) fuel. Polylepis is also harvested
for construction, fencing, and tool-making (Aucca-Chutas and Ramsey
2005, p. 287; BLI 2009a, p. 2). Commercial-scale activities such as
clear cutting, logging, tourism, and infrastructure development are
ongoing throughout these species' ranges, and alter otherwise
sustainable resource use practices (MacLennan 2009, p. 2; Aucca-Chutas
and Ramsay 2005, p. 287; Purcell and Brelsford 2004, pp. 156-157;
Purcell et al. 2004, pp. 458-459; Engblom et al. 2002, p. 56; Engblom
2000, p. 2; WCMC 1998a, p. 1).
Human encroachment. Human encroachment and concomitant increasing
human population pressures exacerbate the destructive effects of
ongoing human activities throughout Polylepis habitat. Habitat
destruction is often caused by a combination of human activities that
contribute to habitat degradation. In the Cordillera de Vilcanota
(Cusco, Peru), where an estimated 181 ash-breasted tit-tyrants were
reported in 2007 (Aucca-Chutas 2007, pp. 4, 8), the rate of habitat
loss was studied by comparing forest cover between 1956 and 2005. This
study revealed a rate of habitat loss averaging only 1 percent.
However, remaining patches of Polylepis woodland were small, with a
mean patch size of 3 ha (7.4 ac). Four forest patches had disappeared
completely; and no new patches were located within the study area
(Jameson and Ramsay 2007, p. 42). Lloyd (2008, p. 532) studied bird
foraging habits at three Polylepis woodland sites in the Cordillera
Vilcanota during 2003-2005. The sites were described as highly
fragmented, consisting of many small remnant patches (less than 1 ha
(2.5 ac)) and scattered trees separated from larger woodland tracts
(greater than 10 ha (25 ac)) by distances of 30-1,500 m (98-4,921 ft)
(Lloyd and Marsden in press, as cited in Lloyd 2008, p. 532). ECOAN is
working with local communities in this area to address habitat
degradation and is working on Polylepis reforestation projects, which
are discussed below in this document (ABC undated, pp. 1-3).
[[Page 43450]]
Extractive activities. Mining in Polylepis habitat occurs in the
Peruvian regions of Ancash and Hu[aacute]naco and in the Bolivian
Department of La Paz (BLI 2009b, p. 1; BLI 2009d, p. 1; BLI 2009g, p.
1). As of 2006, Ancash was home to the largest zinc and copper mine in
the world, with a monthly average production rate of 105,000 metric
tons (231,485 pounds) of minerals per day and a 300-kilometer (km)
(186-mile (mi)) underground pipeline that stretches from the mine to
the port of Punta Lobitos along the coast (Antamina Mine 2006, pp. 4,
9; www.antamina.com/02_operacion/En_puerto.html). A mixture of water
and minerals are transported by the pipeline (Biodiversity Neutral
Initiative [BNI] 2006, p. 2). The actual mining footprint was estimated
to be 2,221 hectares (5,488 acres) (BNI 2006, p. 2). As a result of
mining activities, the habitat is affected by effluent containing
metals such as copper, zinc, iron, and molybdenum) (BNI 2006, p. 7).
Mining also occurs in ash-breasted tit-tyrant habitat in La Paz,
Bolivia, where there are active gold, tin, silver, and tungsten mines,
in addition to gravel excavation for cement production (USGS Minerals
Yearbook 2005, pp. 4-7).
Recently, an accelerated rate of Polylepis forest destruction has
been attributed to clear cutting for road building and
industrialization projects, such as mining and construction of
hydroelectric power stations (Purcell and Brelsford 2004, pp. 156-157).
Between 1991 and 2003, approximately 200 ha (494 ac) of Polylepis
habitat was destroyed. Thus, nearly two-thirds of the forest cover that
existed in the 1990s no longer existed in 2003 (Purcell and Brelsford
2004, p. 155). Only 520 ha (1,285 ac) of Polylepis forest was estimated
to remain in the Bolivian Department of La Paz, representing
approximately a 40 percent rate of habitat loss in just over one
decade. The researchers inferred that this rate of destruction could
result in extirpation of the remaining Polylepis forest in La Paz
within the next 30 years if no mitigation is implemented (Purcell and
Brelsford 2004, pp. 157).
Since 2003, Antamina Mine has undertaken Polylepis habitat
conservation programs within the areas affected by mineral extraction
in partnership with ECOAN and other NGOs. Antamina Mine has committed
to investing a million dollars in programs ranging from education and
tourism, to organic agriculture and sustainable development, and
reforestation of areas using Polylepis species. The Antamina Mining
Company conservation program supports the planned reforestation within
a 50,000-ha (123,552-ac) area. Planting of Polylepis species will
assist in connecting habitat between two protected areas, Parque
Nacional Huascar[aacute]n and Zona Reservada de la Cordillera Huayhuash
(Antamina Mine 2006, p. 5). As of 2009, the project had succeeded in
restoring 150 ha (371 ac) of forest, with a 95 percent survival rate
(MacLennan 2009, p. 1). Known as Corredor Conchucos, at least 30 ash-
breasted tit-tyrants have recently been observed there (Aucca-Chutas
2007, p. 8).
Mining and hydroelectric projects open previously undisturbed areas
to exploitation and attract people seeking employment (Purcell et al.
2004, p. 458). Increased urbanization and mining have led to increased
infrastructure development. Road building and mining projects further
facilitate human access to remaining Polylepis forest fragments,
throughout these three species' ranges (Purcell et al. 2004, pp. 458-
459; Purcell and Brelsford 2004, pp. 156-157), including protected
areas. In the Bolivian Department of La Paz, one of the most transited
highways in the country is located a short distance from the Parque
Nacional y [Aacute]rea Natural de Manejo Integrado Cotapata (BLI 2009b,
p. 2). Road building, mining, and other large-scale resource
exploitations have major impacts on the habitat (Purcell and Brelsford
2004, p. 157).
Tourism. Ecotourism is considered a growing problem within
protected areas where these three species occur such as in the Zona
Reservada de la Cordillera Huayhuash in Peru, and in the Apolobamba
protected areas in Bolivia (BLI 2009e, p. 5; Barrio 2005, p. 564). For
example, in Huascar[aacute]n National Park, irresponsible tourism is
affecting habitat (TNC 2011, p. 6). Visitors form base camps at the
foot of mountains and make expeditions to the summits. Tourists camp
and hike for several days (TNC 2011, p. 6). Tourism along the climbing
routes and circuits is causing progressive loss of vegetative coverage
and is disturbing wildlife in the surrounding areas (TNC 2011, pp. 6-
8). Poorly managed tourism results in contamination by unmanaged
garbage and waste, unauthorized trail and road openings, soil erosion,
and vegetation loss (TNC 2011, p. 6). Burying garbage can damage soil
because it causes erosion as well as contamination. Garbage and waste
left behind contaminates water (originating from glaciers), lakes,
rivers, and streams.
Lack of Polylepis forest regeneration during nearly 50 years
underscores the ramifications of continued burning and clearing to
maintain pastures and farmland, which are prevalent activities
throughout the ranges of these three species (BLI 2009a, p. 2; BLI
2009b, p. 2; Engblom et al. 2002, p. 56; Fjelds[aring] 2002a, pp. 112,
120; Fjelds[aring] 2002b, p. 8; Purcell et al. 2004, p. 458; WCMC
1998a, p. 1). These habitat-altering activities are considered to be
key factors preventing regeneration of Polylepis woodlands
(Fjelds[aring] 2002a, p. 112, 120) and are factors in the historical
decline of Polylepis-dependent bird species, including these three
species (BLI 2009i, p. 6; Fjelds[aring] 2002a, p. 116; Herzog et al.
2002, p. 94; Kessler 2002, pp. 97-101; Fjelds[aring] and Kessler 1996).
The royal cinclodes' population size is considered to be declining
in close association with continued habitat loss and degradation (BLI
2009i, p. 6). The royal cinclodes may once have been locally common and
distributed across most of central to southern Peru and into the
Bolivian highlands, in once-contiguous expanses of Polylepis forests
(BLI 2009i, p. 1; Fjelds[aring] 2002a, pp. 111-112, 115; BLI 2000, p.
345). In the Cordillera de Vilcanota (Cusco, Peru), where a large
portion of the known royal cinclodes population occurs (116 birds were
observed there, out of 189 total birds observed in 4 study sites in
Peru) (Aucca-Chutas 2007, pp. 4, 8), Polylepis woodland habitat is
highly fragmented and degraded. The species may have been extirpated
from its type locality (Aricoma Pass, Puno), where Polylepis forest no
longer occurs. A search for the species in 1987 resulted in no
observations of the royal cinclodes (Engblom 2002, p. 57; Collar et al.
1992, p. 589). The royal cinclodes is not predicted to occur in Puno
because habitat no longer exists there (InfoNatura 2007, p. 1), and
only two birds have been observed at that location in recent years
(Aucca-Chutas 2007, pp. 4, 8). Therefore, further habitat loss will
continue to impact the species' already small population size (see
Factor E).
Polylepis habitat throughout the range of the white-browed tit-
spinetail has been and continues to be altered and destroyed as a
result of human activities, including clear cutting and burning for
agriculture and grazing lands and extractive activities including
harvest for timber, firewood, and charcoal. It is estimated that only
2-3 percent of the dense Polylepis woodlands preferred by the species
remain. Observations suggest that the white-browed tit-spinetail is
able to persist in very small forest fragments (e.g., areas as small as
0.25 ha (0.6 ac) in Cordillera Vilcabamba); however, this depends on
whether or not adequate
[[Page 43451]]
patches are near one another. Continued loss, degradation, and
fragmentation of remaining Polylepis woodlands increase the degree of
isolation (distance) between populations and subpopulations (and
neighboring woodland fragments within the same site). Since individuals
tend not to cross the larger gaps between neighboring woodland patches,
increasing isolation (at whatever scale) is likely to affect the
dispersal and other movement patterns between populations, and,
therefore, impact the species' population persistence within the
landscape.
The white-browed tit-spinetail prefers areas of high density of
tall, large Polylepis trees, which usually correspond with areas
containing dense and extensive moss ground cover. When habitat is
degraded, there is often a lag time before the species losses are
evident (Brooks et al. 1999, p. 1140), so the white-browed tit-
spinetail may still be present, despite the low quality of its habitat.
This species is not likely able to persist in forest remnants smaller
than 1 ha (2.5 ac) (Gomez in litt. 2003, 2007 in BLI 2009o, p. 1), and
the remaining Polylepis forest patch sizes have met or are approaching
the lower threshold of this species' ecological requirements.
Larger concentrations of people put greater demand on the natural
resources in the area (Donald et al. 2010, p. 26). Increasing demand
for firewood upsets informal and otherwise sustainable community-based
forest management traditions (Purcell and Brelsford, 2004, p. 157).
Increasing human populations in the high-Andes of Bolivia and Peru have
also resulted in a scarcity of arable land. This has led many farmers
to burn additional patches of Polylepis forests to plant crops, even on
steep hillsides that are not suitable for cultivation (BLI 2009b, p. 2;
BLI 2009h, p. 1; Hensen 2002, p. 199). These ongoing farming practices
result in the rapid loss of Polylepis forests stretching from Bolivia
to Peru.
Thus, habitat degradation has serious impacts in Polylepis
woodlands (Jameson and Ramsay 2007, p. 42), especially given these
species' preference for dense woodlands (Fjelds[aring] 2002a, p. 114;
Smith 1971, p. 269). The fact that no new Polylepis forest patches had
become established between 1956 and 2005 underscores the long-term
ramifications of ongoing burning, clearing, grazing, and other habitat-
altering human activities that are pervasive throughout these three
species' ranges (BLI 2009f, p. 1; BLI 2009n, p. 4; Fjelds[aring] 2002b,
p. 8; WCMC 1998a, p. 1; WCMC 1998b, p. 1). These activities are
considered to be key factors both in preventing regeneration of
Polylepis woodlands and in the historical decline of Polylepis-
dependent bird species, including these three species (Fjelds[aring]
2002a, p. 116). Therefore, further habitat loss will continue to impact
these species' already small population sizes (see Factor E).
Climate Fluctuations
Peru is subject to climate fluctuations that may exacerbate the
effects of habitat fragmentation, such as those that are related to the
El Ni[ntilde]o Southern Oscillation (ENSO). The term ENSO refers to a
range of variability associated with the southern trade winds in the
eastern and central equatorial Pacific Ocean. El Ni[ntilde]o events are
characterized by unusual warming of the ocean, while La Ni[ntilde]a
events bring cooler ocean temperatures (Tropical Atmosphere Ocean (TAO)
Project no date (n.d.), p. 1). Generally speaking, extreme ENSO events
alter weather patterns, so that precipitation increases in normally dry
areas, and decreases in normally wet areas. During an El Ni[ntilde]o
event, rainfall dramatically increases, whereas a La Ni[ntilde]a event
brings near-drought conditions (Holmgren et al. 2001, p. 89).
Climate change is characterized by variations in the earth's
temperature and precipitation, causing changes in atmospheric, oceanic,
and terrestrial conditions (Parmesan and Mathews 2005, p. 334). In
addition to substrates (vegetation, soil, water), habitat is also
defined by atmospheric conditions; changes in air temperature and
moisture can effectively change a species' habitat. Periodic climatic
patterns such as El Ni[ntilde]o and La Ni[ntilde]a can cause or
exacerbate such negative impacts on a broad range of terrestrial
ecosystems and Neotropical bird populations (Gosling et al. 2009, pp.
1-9; Plumart 2007, pp. 1-2; Holmgren et al. 2001, p. 89; England 2000,
p. 86; Timmermann 1999, p. 694).
Over the past decade, there have been four El Ni[ntilde]o events
(1997-1998, 2002-2003, 2004-2005, and 2006-2007) and three La
Ni[ntilde]a events (1998-2000, 2000-2001, and 2007-2008) (National
Weather Service (NWS) 2009, p. 2). Some research suggests the Andean
highlands, and Polylepis species in particular, are strongly influenced
by ENSO events (Christie et al. 2008, p. 1; Richter 2005, pp. 24-25).
Christie et al. (2008, p. 1) found that tree growth in P. tarapacana is
highly influenced by ENSO events because ENSO cycles on the Peruvian
Coast are strongest during the growing season (December-February).
ENSO-related droughts can increase tree mortality and dramatically
alter age structure within tree populations, especially in cases where
woodlands have undergone disturbance such as fire and grazing (Villalba
and Veblen 1998, pp. 2624, 2637; Villalba and Veblen 1997, pp. 121-
123).
Some changes in the physical environment include changes in
precipitation and temperature and the frequency and severity of events
(Huber and Gulledge 2011, p. 3; Solman 2011, p. 20; Laurance and Useche
2009, p. 1432; Margeno 2008, p. 1; Nu[ntilde]ez et al. 2008, p. 1).
Climate change has also resulted in a variety of alterations in
ecosystem processes, species distributions, and the timing of seasonal
events such as bird migrations and the onset of flowering (GCCIUS 2009,
pp. 79-88). Forecasts of the rate and consequences of future climate
change are based on the results of extensive modeling efforts conducted
by scientists around the world (Solman 2011, p. 20; Laurance and Useche
2009, p. 1432; Nu[ntilde]ez et al. 2008, p. 1; Margeno 2008, p. 1;
Meehl et al. 2007, p. 753). While projections from global climate model
simulations are informative and various methods exist to downscale
global and national projections to the regional or local area in which
the species lives, in many cases, downscaled projections are still
being developed (Solman 2011, p. 20; Insel et al. 2009; Nu[ntilde]ez et
al. 2008, p. 1; Marengo 2008, p. 1), and the local effect of climate
change on Polylepis is unclear.
Jetz et al. (2007, p. 1,211) investigated the effects of climate
change on 8,750 land bird species that are exposed to ongoing manmade
land cover changes (i.e., habitat loss). They determined that narrow
endemics such as these three species are likely to suffer greater
impacts from climate change combined with habitat loss (Jetz et al.
2007, p. 1213). This is due to the species' already small population
size, specialized habitat requirements, and heightened risk of
extinction from stochastic demographic processes (see also Factor E).
According to this study, by 2050, up to 18 percent of the ash-breasted
tit-tyrant's current remaining range is likely to be unsuitable for
this species due to climate change. By 2100, one estimate predicted
that about 18 to 42 percent of the species' range is likely to be lost
as a result of climate change (Jetz et al. 2007, Supplementary Table 2,
p. 73). With respect to the royal cinclodes, researchers predicted
that, by 2050, approximately 3 to 15 percent of its current remaining
range is likely to be unsuitable for this species due to climate change
and, by 2100, it is predicted that about 8 to 18 percent of the
species' range is likely to be lost as a direct result of global
climate change
[[Page 43452]]
(p. 89). With respect to the white-browed tit-spinetail, the
researchers predicted that, by 2050, another one percent of its current
remaining range is likely to be unsuitable for this species due to
changes in the local climate. By 2100, it is predicted that about 43
percent of the species' range is likely to be lost as a direct result
of global climate change (p. 89).
There is conflicting information about how changes in climate might
affect these species' habitat, which is associated with cloud mist-
zones. Fossil records indicate that these species' habitat, Polylepis
forest in the central Andes, was at a maximum during warm, wet
conditions approximately 1,000 years ago, but might be at a minimum
during the warmer and drier-than-modern conditions predicted for later
this century (Gosling et al. 2009, pp. 2, 10). The maximum abundance of
Polylepis is coincident with times of warmer, wetter conditions, while
warmer, drier conditions minimize optimum habitat (Gosling 2009, p.
18). This suggests that Polylepis forests may become scarcer. If these
three bird species are unable to adapt to other habitat, the lack of
mature Polylepis forests may affect these species. However, this same
paper and other research indicate that Polylepis habitat may experience
more moisture (Gosling et al. 2009, p. 11; Insel et al. 2009,
unpaginated; Marengo 2008, p. 4). The effects of climate change are
still uncertain, in part due to the localized effects of the Andes
(Insel et al. 2009, pp. 1-2). Other recent regional models project both
an increase in wet-season precipitation and a decrease in dry-season
precipitation over most of South America (Kitoh et al. 2011, p. 1;
Nu[ntilde]ez et al. 2008, p. 1081). In the future, for almost the
entire South American continent, precipitation intensity is expected to
increase (Kitoh et al. 2011, p. 2; Avalos-Rold[aacute]n 2007, p. 76).
Other new information suggests that climate change may not be a
significant factor affecting species in Polylepis forests
(Fjelds[aring] 2010 pers. comm.). Although stronger ENSO impacts may
cause drier conditions in Peru's western cordillera, the effect further
east would likely be opposite. The areas where the ash-breasted tit-
tyrant occurs, for example, correspond with peaks of endemism in the
humid Peruvian Andes. These areas have been found to correlate with
stable local environments, likely due to interactions between
atmospheric flows and local topography (Fjelds[aring] 2010 pers.
comm.). The Polylepis forests generally occur at the transition between
deep Andean valleys and cold highlands, where the mist-zone is
determined more by topography rather than by regional or global climate
(Fjelds[aring] 2010 pers. Comm; Fjelds[aring] et al. 1999). This
characteristic is demonstrated by the persistence of relict endemic
species in these places. Therefore, preferred Polylepis habitat may be
less susceptible to larger scales of climate change.
Unpredictable climate fluctuations may exacerbate the effects of
habitat fragmentation (Jetz et al. 2007, pp. 1,211, 1,213; Mora et al.
2007, p. 1,027). In the face of an unpredictable climate, the risk of
population decline due to habitat fragmentation is heightened.
Researchers have found that the combined effects of habitat
fragmentation and climate change (in this case, warming) had a
synergistic effect, rather than additive (Laurance and Useche 2009, p.
1427; Mora et al. 2007, p. 1,027). In other words, the interactive
effects of both climate fluctuation and habitat fragmentation led to a
greater population decline than if either climate change or habitat
fragmentation were acting alone on populations. However, the effect of
a changing climate on these species' habitat is still unclear.
Summary of Factor A--Ash-breasted tit-tyrant, royal cinclodes, and
white-browed tit-spinetail (Polylepis habitat)
These three species are dependent on Polylepis habitat, with a
preference for dense, shady woodlands. Although the white-browed tit-
spinetail has been recorded in patches of woodland as small as 0.25 ha
(0.6 ac), the ash-breasted tit-tyrant and the royal cinclodes both
require larger ranges than the white-browed tit-spinetail: 1-2 ha (2.5-
5 ac) and 3-4 ha (7-10 ac) respectively. In the Department of La Paz,
Bolivia, which encompasses Bolivia's largest urban area, most of the
Polylepis forest had been eliminated prior to the late 1990s (Purcell
and Brelsford 2004, p. 157). In Cordillera Vilcanota (Cusco, Peru),
where a large concentration of the royal cinclodes individuals was
observed in 2007, the average size of forest fragments just meets the
lower threshold of the species' ecological requirements.
Polylepis habitat throughout their range has been and continues to
be altered and destroyed as a result of human activities, including
clear cutting and burning for agriculture and grazing lands; tourism;
extractive activities including firewood, timber, and minerals; human
encroachment, and concomitant increased pressure on natural resources.
Forest fragments in some portions of these three species' ranges are
approaching the lower threshold of the species' ecological
requirements. The historical decline of habitat suitable for these
species is attributed to the same human activities that are causing
habitat loss today. Ongoing and accelerated habitat destruction of the
remaining Polylepis forest fragments in both Peru and Bolivia continues
to reduce the quantity, quality, distribution, and regeneration of
remaining patches. Some NGOs and local communities are conducting
reforestation efforts in areas such as the Cordillera Vilcanota, Peru
(ECOAN 2012). However, the growth of Polylepis species will take some
time, and the results of these efforts are not yet clear. Human
activities that degrade, alter, and destroy habitat are ongoing
throughout the species' range, including within protected areas.
Although some climate models predict that fluctuations in
precipitation and temperature, particularly ENSO events, could affect
this species' habitat, other research suggests that its very local
climate will not be significantly affected (Fjelds[aring] 2010 pers.
comm.; Gosling et al. 2009). Climate change models, like all scientific
models, produce projections that have some uncertainty because of the
assumptions used, the data available, and the specific model features
(Fernanda and Solman 2010, p. 533). The science supporting climate
model projections as well as models assessing their impacts on species
and habitats will continue to be refined as more information becomes
available, but there are still uncertainties. Nevertheless, the
species' population declines are commensurate with the declining
habitat. Therefore, we find that destruction and modification of
habitat threaten the continued existence of these three species
throughout their range (primarily Polylepis-dominant habitat).
Jun[iacute]n grebe and Jun[iacute]n rail (Lake Jun[iacute]n)
1. Jun[iacute]n grebe. The Jun[iacute]n grebe is endemic to Lake
Jun[iacute]n, where it resides year-round. The species is completely
dependent on the open waters and marshland margins of the lake for
feeding and on the protective cover of the marshlands during the
breeding season (BLI 2009a, p. 1; BLI 2008, p. 1; Tello 2007, p. 3;
Fjelds[aring] 1981, p. 247). The current estimated range of the species
is 143 km\2\ (55 mi\2\) (BLI 2009b, p. 1). However, its actual range is
smaller (see https://www.birdlife.org/datazone/speciesfactsheet.php?id=3644 for a range map of the species), because
the species is restricted to the southern portion of the lake (BLI
2009b, p. 1; Gill and Storer in Fjelds[aring] 2004, p. 200;
Fjelds[aring] 1981, p. 254). Breeding season
[[Page 43453]]
begins in November (O'Donnel and Fjelds[aring] 1997, p. 29;
Fjelds[aring] 1981, pp. 44, 246). Jun[iacute]n grebes build their nests
and obtain their primary prey, pupfish, in the expansive offshore
flooded marshlands that may extend into the lake up to 2-5 km (1-3 mi)
from shore (BLI 2008, p. 1; Tello 2007, p. 3; Fjelds[aring] 2004, p.
200; O'Donnel and Fjelds[aring] 1997, pp. 29-30; Fjelds[aring] 1981, p.
247).
2. Jun[iacute]n rail. The Jun[iacute]n rail is also endemic to Lake
Jun[iacute]n, where it also resides year-round and is restricted to two
localities within the shallow marshlands encircling Lake Jun[iacute]n
(BLI 2009b, p. 2; Fjelds[aring] 1983, p. 278). The current estimated
range of the species (160 km\2\, 62 mi\2\) (BLI 2009b, p. 1) is likely
an overestimate of this species' range (see www.birdlife.org/datazone/speciesfactsheet.php?id=2842 for a range map of the species). The
species is known only from two discrete locations, which are near
Ondores and Pari, on the southwest shore of the lake.
The quality of both Jun[iacute]n grebe and Jun[iacute]n rail
habitat and their reproductive success is highly influenced by water
levels and the water quality of the lake. Water levels in the lake are
affected by hydropower generation which is exacerbated by unpredictable
climate fluctuations (such as drought or excessive rain). Water quality
in Lake Jun[iacute]n has been compromised by contamination, in part due
to waste from mining activities that drain into the lake (ParksWatch
2012, pp. 2-3). Environmental Mitigation Programs (PAMA) have been
implemented to combat pollution from mining wastes, and impacts have
been reduced significantly because miners have begun to use drainage
fields and residual water is being recycled (ParksWatch 2012). However,
the PAMAs do not adequately address responsibilities for the mining
wastes discharged into the San Juan River course and delta; sediments
containing heavy metals in the San Juan River delta leach into Lake
Jun[iacute]n (also see Factor D). Additionally, the Upamayo Dam,
located at the northwestern end of the lake, has been in operation
since 1936, and the lake water is used to power the 54-megawatt Malpaso
hydroelectric plant (ParksWatch 2006, p. 5; Martin et al. 2001, p.
178). Dam operations have caused seasonal water level fluctuations up
to 2 m (6 ft) in Lake Jun[iacute]n (Martin and McNee 1999, p. 659).
Under normal conditions, water levels are lower in the dry season (June
to November), and the marshlands can become partially or completely dry
(ParksWatch 2009, p. 2). The floodgates of the dam are often opened
during the dry season (ParksWatch 2009, p. 2), and water offtake for
hydropower generation further drains the lake, such that, by the end of
the dry season, in November, the marshlands encircling the lake are
more apt to become completely desiccated (Fjelds[aring] 2004, p. 123).
Reduced water levels directly impact the Jun[iacute]n grebe's
breeding success by reducing the amount of available nesting habitat
(BLI 2008, p. 1; Fjelds[aring] 2004, p. 200). The giant bulrush
marshlands, upon which the Jun[iacute]n grebe relies for nesting and
foraging habitat, have virtually disappeared from some sections of the
lake (O'Donnel and Fjelds[aring] 1997, p. 29). When the marshlands are
completely desiccated, the Jun[iacute]n grebe is reported to not breed
at all (Fjelds[aring] 2004, p. 123).
Reduced water levels impact the species by reducing the
Jun[iacute]n grebe's primary prey, pupfish (Orestias species)
(Fjelds[aring] 2004, p. 200). The perimeter of the flooded marshlands
provides the primary recruitment habitat for fish in the lake
particularly during extremely dry years (Fjelds[aring] 2004, p. 200;
O'Donnel and Fjelds[aring] 1997, p. 29). Submerged aquatic vegetation,
habitat for pupfish, has become very patchy, further triggering
declines in the prey population. Few marshlands are permanently
inundated now due to the power generation of the Upamayo Dam, and the
giant bulrushes that previously provided extensive cover for this
species for breeding and feeding have virtually disappeared, reducing
both nesting and foraging habitat for the Jun[iacute]n grebe. The
reduction in nesting and foraging habitat is believed to contribute to
mass mortality of Jun[iacute]n grebes during extreme drought years such
as those that occurred during 1983-1987, 1991, and 1994-1997 (O'Donnel
and Fjelds[aring] 1997, p. 30).
Manipulation of the Lake Jun[iacute]n's water levels also results
in competition between the white-tufted grebe (Rollandia rolland) and
the Jun[iacute]n grebe for food resources during the Jun[iacute]n
grebe's breeding season (Fjelds[aring] 2004, p. 200). During the
breeding season, in years when water levels remain high, the
Jun[iacute]n grebe and white-tufted grebe are spatially separated.
White-tufted grebes use the interior of the reed marsh, and
Jun[iacute]n grebes use the remaining at the edges of the marshlands,
closer to the center of the lake (Fjelds[aring] 1981, pp. 245, 255).
Near the end of the dry season, as early as October, when water levels
are lower in the lake and the marshlands can partially or completely
dry out (BLI 2009b, p. 1; ParksWatch 2009, p. 2), thousands of white-
tufted grebes move from the interior of the marshlands to the edges,
where they compete with the Jun[iacute]n grebe for food (Fjelds[aring]
1984, pp. 413-414). Competition becomes more critical the longer the
water level remains low at the end of the dry season, and activities
that further reduce low water levels only exacerbate this competition
(Fjelds[aring] 1981, pp. 252-253).
Water quality affects the availability of habitat for both the
endemic Jun[iacute]n grebe and Jun[iacute]n rail. The water in Lake
Jun[iacute]n has been contaminated from mining, agricultural activities
and organic matter and wastewater runoff from local communities around
the lake (Shoobridge 2006, p. 3; ParksWatch 2006, pp. 5, 19; Martin and
McNee 1999, pp. 660-661). Heavy metal contamination throughout the lake
has exceeded established thresholds for aquatic life throughout at
least one-third of the lake, and has rendered the northern portion of
the lake lifeless (BLI 2008, p. 4; Shoobridge 2006, p. 3; Fjelds[aring]
2004, p. 124; Martin and McNee 1999, pp. 660-662; ParksWatch 2006, pp.
20-21). At the lake's center, lake bottom sediments are lifeless and
anoxic (having low levels of dissolved oxygen) due to contaminants
(Fjelds[aring] 2004, p. 124; Martin et al. 2001, p. 180), and the
lakeshore has become polluted with toxic acidic gray sediment (O'Donnel
and Fjelds[aring] 1997, p. 30). Martin et al. (2001, p. 180) determined
that sediments at the lake's center are contaminated with copper, zinc,
and lead and are anoxic. High concentrations of dissolved copper, lead,
and zinc have damaged an estimated one-third of the lake (ParksWatch
2006, pp. 2, 20; Shoobridge 2006, p. 3; Martin and McNee 1999, pp. 660-
661).
There is no vegetation at the northern end of the lake (ParksWatch
2006, pp. 20-21; Fjelds[aring] 2004, p. 124), and ongoing contamination
has the potential to reduce vegetative cover in other areas of the
lake, including the marshlands where these two species occur. These
pollutants have severely affected animal and plant populations in the
area, contributing to mortality of species around the lake including
the Jun[iacute]n rail and the Jun[iacute]n grebe (ParksWatch 2006, pp.
3, 20), and are likely to reduce the health and fitness of these two
species (see Factor C).
Lake Jun[iacute]n is a sink for several streams that transport
mining wastes and other pollution downstream and into the lake
(ParksWatch 2006, p. 19). The San Juan River is the primary source of
water for Lake Jun[iacute]n, and feeds into the lake from the northern
end (Shoobridge 2006, p. 3; Martin and McNee 1999, pp. 660-661;
Fjelds[aring] 1981, p. 255). Tests indicate that the San Juan
[[Page 43454]]
River contains trace metals including copper, lead, mercury, and zinc
in excess of currently accepted aquatic life thresholds (Martin and
McNee 1999, pp. 660-661). Non-point-source pollutants from agricultural
fertilizers such as ammonium and nitrate concentrations are also
suspended in the water column (Martin and McNee 1999, pp. 660-661).
Iron oxide contamination is prominently visible near the outflow of the
San Juan River (iron oxide produces a reddish tinge, which colors the
water and reed borders). Vegetation near the river's outflow is
completely absent (ParksWatch 2006, pp. 20-21; Fjelds[aring] 2004, p.
124), and this portion of the lake has been rendered lifeless by the
precipitation of iron oxide from mining wastewaters (BLI 2008, p. 4).
The giant bulrush marshlands, which once existed in great expanses
around the entire perimeter of the lake, have virtually disappeared,
and at least one species of catfish (Pygidium oroyae) may have been
extirpated from the lake (O'Donnel and Fjelds[aring] 1997, p. 29).
Heavy metal contamination is not limited to the northern end of the
lake (ParksWatch 2006, p. 20), but extends throughout the southern end
(Martin and McNee 1999, p. 662), where the Jun[iacute]n grebe and
Jun[iacute]n rail are now restricted (BLI 2009b, p. 1; Fjelds[aring]
1981, p. 254; Gill and Storer in Fjelds[aring] 2004, p. 200). In 2009,
conservation organizations and civil society groups demanded action to
reverse the deterioration of Lake Jun[iacute]n and requested an
independent environmental audit and continuous monitoring of the lake
(BLI 2009b p. 4). The conservation groups BLI, American Bird
Conservancy (ABC), Asociaci[oacute]n Ecosistemas Andinos (ECOAN), and
INRENA adopted the Jun[iacute]n grebe as the symbol of wetland
conservation for the high Andes (BLI 2009c, p. 1). A translocation has
been a consideration for the conservation of the Jun[iacute]n grebe
since the mid-1990s; however, no suitable habitat for the species has
been located (BLI 2009b, p. 2; O'Donnel and Fjelds[aring] 1997, pp. 30,
35). To date, none of these conservation organization's activities have
been able to adequately curb the ongoing habitat degradation.
The effects of habitat alteration and destruction (such as those
caused by artificially reduced water levels and water contamination)
are exacerbated by unpredictable climate fluctuations (such as drought
or excessive rains) (Jetz et al. 2007, pp. 1,211, 1,213; Mora et al.
2007, p. 1027). Peru is subject to unpredictable climate fluctuations,
such as those that are related to the ENSO. Changes in weather
patterns, such as ENSO cycles (El Ni[ntilde]o and La Ni[ntilde]a
events), tend to increase precipitation in normally dry areas, and
decrease precipitation in normally wet areas (Holmgren et al. 2001, p.
89; TAO Project n.d., p. 1); exacerbating the effects of habitat
reduction and alteration on the decline of a species (Jetz et al. 2007,
pp. 1211, 1213; Mora et al. 2007, p. 1027; Plumart 2007, pp. 1-2;
Holmgren et al. 2001, p. 89; England 2000, p. 86; Timmermann 1999, p.
694), especially for narrow endemics such as the Jun[iacute]n grebe and
Jun[iacute]n rail. Moreover, the Jun[iacute]n grebe's low breeding
potential is considered to be a reflection of its adaptation to being
in a highly predictable, stable environment (del Hoyo et al. 1992, p.
195).
The Jun[iacute]n grebe's breeding success and population size are
highly influenced by the climate, with population declines occurring
during dry years, population increases during rainy years, and
mortality during extreme cold weather events. Several times during the
last two decades (e.g., 1983-1987, 1991-1992, 1994-1997), the
Jun[iacute]n grebe's population declined to 100 birds or less following
particularly dry years (BLI 2009b, p. 2; BLI 2008, pp. 1, 3-4;
Fjelds[aring] 2004, p. 200; Elton 2000, p. 3). There have been short-
term population increases of 200 to 300 birds in years with higher
rainfall amounts following El Ni[ntilde]o events (such as the 1997-1998
and 2001-2002 breeding seasons) (Valqui pers. comm. in BLI 2009b, p. 2;
PROFONANPE 2002, in Fjelds[aring] 2004, p. 133). However, excessive
rains also can increase contamination in Lake Jun[iacute]n, which
decreases the amount of suitable habitat for the species and has
adverse effects on the species' health (see Factor C). Many
Jun[iacute]n grebes died during extremely cold conditions in 1982 (BLI
2008, p. 4). In 2007, the population declined again following another
cold weather event (Hirshfeld 2007, p. 107). These ENSO cycles are
ongoing, having occurred several times within the last decade (NWS
2009, p. 2), and evidence suggests that ENSO cycles have already
increased in periodicity and severity (Richter 2005, pp. 24-25;
Timmermann 1999, p. 694), which can exacerbate the negative impacts of
habitat destruction on a species.
Habitat degradation and alteration caused by fluctuating water
levels and environmental contamination are considered key factors in
the Jun[iacute]n grebe's historical decline (Gill and Storer, pers.
comm. in Fjelds[aring] 2004, p. 200; Fjelds[aring] 1981, p. 254). The
Jun[iacute]n grebe has experienced a population decline of 14 percent
in the past 10 years, and this decline is expected to continue as a
result of deteriorating habitat and water quality (BLI 2009b, pp. 1, 6-
7). Therefore, further habitat degradation is expected to continue
impacting this species' already small population (see Factor E).
The habitat in and around Lake Jun[iacute]n is subjected to manmade
activities that have altered, destroyed, and degraded the quantity and
quality of habitat available to the Jun[iacute]n rail. These activities
include: (1) Artificial manipulation of water levels; (2) water
contamination; and (3) plant harvesting in the species' breeding
grounds. The negative impacts of these activities are accentuated by
unpredictable climate fluctuations such as droughts or excessive rains
(Jetz et al. 2007, pp. 1211, 1213; Mora et al. 2007, p. 1027).
Lake drawdown has been known to cause water levels to fluctuate
seasonally up to 2 m (6 ft) (Martin and McNee 1999, p. 659) and has at
times caused complete desiccation of the marshlands by the end of the
dry season (Fjelds[aring] 2004, p. 123). The ground-nesting
Jun[iacute]n rail breeds near the end of the dry season, in September
and October, and the species relies on the dense vegetative cover of
the rushes on the lake perimeter in which to build their nests (BLI
2009b, p. 2). Eddleman et al. (1988, p. 463) noted that water drawdown
before nesting season disrupts nest-building initiation by rails.
Therefore, water drawdown near the end of the dry season that results
in complete desiccation of the shallow marshlands (BLI 2009b, p. 1;
ParksWatch 2009, p. 2) is likely to disrupt Jun[iacute]n rail nest
initiation.
Experts believe that the Jun[iacute]n rail is restricted to the
marshes at the southwestern corner of the lake because of the high
level of contamination at the northwestern margins of the lake (Martin
and McNee 1999, p. 662). Experts also believe that pollution and
artificial water level fluctuations will continue to have adverse
consequences for the vegetation surrounding the lake and, therefore,
the Jun[iacute]n rail (BLI 2007, p. 1; J. BLI 2000, p. 170;
Fjelds[aring] in litt., 1987, as cited in Collar et al. 1992, p. 190).
In some places, the tall marshlands, which rely on inundated soils to
thrive, have virtually disappeared because the reed-beds are no longer
permanently inundated (O'Donnel and Fjelds[aring] 1997, p. 30).
Moreover, as the marshes dry, livestock (primarily sheep (Ovis aries),
but also cattle (Bos taurus), and some llamas (Llama glama) and alpacas
(Llama pacos)) move into the desiccated wetlands surrounding the lake
to graze. Overgrazing is a year-round problem around Lake Jun[iacute]n
because the entire
[[Page 43455]]
lakeshore is zoned for grazing a large number of livestock
(approximately 60,000-70,000 head) (ParksWatch 2006, pp. 12, 19).
During the dry season, the livestock moves into the marshlands to
graze, compacting the soil and trampling the vegetation (ParksWatch
2006, p. 31). Increased access to the wetlands during the end of the
dry season, which coincides with the inception of the Jun[iacute]n
rail's nesting season, likely disrupts the rail's nesting activities or
leads to nest trampling. Therefore, activities that increase lakeshore
access, such as water drawdown, decrease the amount of available
habitat for the Jun[iacute]n rail (for nesting and feeding) and are
likely to negatively impact the Jun[iacute]n rail's reproduction
(through trampling) and mating habits (through disturbance) (BLI 2009b,
p. 1).
Local residents also harvest and burn cattails from the marshland
habitat, which the Jun[iacute]n rail depends upon. Cattails are
harvested to assemble rafts, baskets, and mats and as forage for
livestock (ParksWatch 2006, p. 23). Cattails are also burned to
encourage shoot renewal (ParksWatch 2006, p. 23) and to facilitate
hunting the montane guinea pig (Cavia tschudii), which seeks cover in
the cattail marshes and is part of the local human diet. Burning
cattail communities has a negative and long-lasting impact on species
that use the cattails as permanent habitat (INRENA 2000, as cited in
ParksWatch 2006, p. 22; Eddleman et al. 1988, p. 464), including the
Jun[iacute]n rail, which relies on the dense vegetative cover of the
marshlands for year-round residence and nesting (BLI 2009b, p. 2; BLI
2007, p. 1; BLI 2000, p. 170).
Summary of Factor A--Jun[iacute]n grebe and Jun[iacute]n rail
The habitat in and around Lake Jun[iacute]n, where these two
species are endemic, has been and continues to be altered and degraded
as a result of human activities, including human-induced water level
fluctuations to generate hydropower and water contamination caused by
mining waste, agricultural and organic runoff from surrounding lands,
and wastewater from local communities. Water levels in Lake
Jun[iacute]n are manipulated to generate electricity, which leads to
dramatic fluctuations in water levels of up to 1.8 m (6 ft). The
Jun[iacute]n grebe is dependent on the quantity and quality of lake
water for breeding and feeding. It is dependent on the marshland
habitat surrounding the lake for breeding and feeding and relies on the
protective cover of flooded marshlands for nesting. The Jun[iacute]n
rail nests on the ground, within the protective cover of the
marshlands. As water drawdown occurs near the end of the dry season and
the inception of these two species' mating seasons, portions of the
marshlands may dry out completely. Reductions in water levels decrease
the availability of suitable breeding and foraging habitat, and
decrease the availability of the Jun[iacute]n grebe's primary prey, the
pupfish, forcing competition with the white-tufted grebe for food.
Drought years have a negative impact on these two species, resulting in
severe population fluctuations due to poor breeding success and limited
recruitment of juveniles into the adult population. The severe dry
conditions can cause total breeding failure.
Although these two species may rebound during wetter years (i.e.,
following El Ni[ntilde]o events), excessive rain also decreases the
suitable habitat for these two species, as pollution washes into the
water from around the lake and the upstream rivers that feed the lake,
increasing contamination levels in Lake Jun[iacute]n. This increased
contamination affects these two species' health and has resulted in
mortality of both species. Severe water contamination has rendered the
northwestern portion of the lake lifeless, devoid of aquatic and
terrestrial species. Experts believe that these two species once
inhabited the entire lake, but they are now confined to the southern
portion of the lake due to water contamination. Elevated levels of
heavy metals may reduce their fitness and overall viability. Nest
disturbance also occurs due to livestock grazing in the area.
Therefore, we find that destruction and modification of habitat are
threats to the continued existence of the Jun[iacute]n grebe and
Jun[iacute]n rail throughout their ranges.
Peruvian plantcutter
The Peruvian plantcutter is dependent upon undisturbed Prosopis
pallida dry forest with floristic diversity (Flanagan and More 2003, p.
4; Engblom 1998, p. 1; Collar et al. 1992, p. 805). In northwestern
Peru, P. pallida dry forest was historically contiguous, covering
approximately 7,000 km\2\ (2,703 mi\2\) of the coastal lowland of
northwestern Peru (Ferreyera 1983, p. 248). There were also extensive
wooded stands of small to medium trees of P. pallida, Acacia spp.,
Capparis spp., and Salix spp., along permanent lowland rivers, which
have since been cleared for agricultural purposes (Lanyon 1975, p.
443).
Today, with the exception of three relatively large intact dry
forests (i.e., Talara Province, Murales Forest, and P[oacute]mac Forest
Historical Sanctuary), the vast majority of P. pallida dry forest, arid
lowland scrub, and riparian vegetation has been reduced due to human
activities. Seasonally dry tropical forests are considered the most
threatened of all major tropical forest types (Stotz et al. 1996, p.
51; Janzen 1988, p. 13). The Peruvian plantcutter has been extirpated
from most of its historical sites due to loss or degradation of habitat
(Flanagan et. al. in litt. 2009, pp. 1-15; Elton 2004, p. 1; Snow 2004,
p. 69; Flanagan and More 2003, pp. 5-9). Current information indicates
that the vast majority of occupied sites of the Peruvian plantcutter
are small, remnant, disjunct patches of P. pallida dry forest, each a
few acres in size (Flanagan et. al. in litt. 2009, pp. 2-7; Snow 2004,
p. 69; Walther 2004, p. 73).
Habitat loss, conversion, and degradation throughout the Peruvian
plantcutter's range have been and continue to occur as a result of
human activities, including:
(1) Clearcutting and burning of dry forest for agriculture and
other purposes (BLI 2009a, p. 2; Flanagan et al. 2005, p. 244;
Williams 2005, p. 2; Snow 2004, p. 69; Walther 2004, p. 73;
Bridgewater et al. 2003, p. 132; Engblom 1998, p. 1; Ridgely and
Tudor 1994, p. 734; Collar et al. 1992, p. 806);
(2) Extraction activities, including cutting for timber,
firewood, and charcoal production (BLI 2009d, pp. 1-2; Rodriguez et
al. 2007, p. 269; Williams 2005, p. 1; Snow 2004, p. 69; Best and
Kessler 1995, p. 196; Ridgely and Tudor 1994, p. 734);
(3) Grazing by goats of P. pallida dry forests, and arid scrub
and riparian vegetation (Capra species) (BLI 2009a, p. 2; More 2002,
p. 37; Snow 2004, p. 69; Best and Kessler 1995, p. 196);
(4) Human encroachment (Fernandez-Baca et al. 2007, p. 45); and
(5) Unpredictable climate fluctuations that exacerbate human
activities and encourage further habitat destruction (Block and
Richter 2007, p. 1; Jetz et al. 2007, p. 1211; Richter 2005, p. 26).
The vast majority of P. pallida dry forest habitat has been
converted to commercial agricultural production, which is the primary
factor in the historical decline of the Peruvian plantcutter (BLI
2009a, p. 2; Williams 2005, p. 2; Snow 2004, p. 69; Walther 2004, p.
73; Engblom 1998, p. 1; Ridgely and Tudor 1994, p. 734; Collar et al.
1992, p. 806). Agriculture in the coastal lowlands of northwestern Peru
consists of modern large, privately owned farms and large cooperatives
that primarily produce crops (e.g., sugarcane, cotton, rice) for export
(Roethke 2003, pp. 58-59; Lanyon 1975, p. 443).
Continual habitat destruction and degradation of the dry forest is
also due
[[Page 43456]]
to firewood cutting and charcoal production. P. pallida is the dominant
tree of the dry forest habitat, and is highly sought after because the
wood provides an important source of high-quality cooking fuel
(Pasiecznik et al. 2001, p. 75; Brewbaker 1987, p. 1). Throughout the
Peruvian plantcutter's range, whole trees, branches, and roots of P.
pallida are cut for firewood and production of charcoal, which is used
for cooking fuel in homes, restaurants, and businesses that use brick
kilns, both locally and in urban centers (Flanagan et al. in litt.
2009, p. 7). Wood of P. pallida is also used for construction and fence
posts (Pasiecznik et al. 2001, p. 78). Additionally, roots of older P.
pallida trees are used in wooden art crafts (BLI 2009a, p. 2).
Talara Province (in the Piura Region) contains the largest
remaining intact P. pallida dry forest in northwestern Peru,
encompassing approximately 50,000 ha (123,553 ac) (Flanagan et al. in
litt. 2009, pp. 2-3; Walther 2004, p. 73; Flanagan and More 2003, p.
5). The Province also has the largest subpopulation of the Peruvian
plantcutter, reportedly between 400 and 600 individuals or
approximately 60 to 80 percent of the total population (BLI 2009a, p.
2; Williams 2005, p. 1; Elton 2004, pp. 3-4; Snow 2004, p. 69; Walther
2004, p. 73). Until recently, a large portion of the Province,
including P. pallida dry forest habitat, was owned by the State-owned
petroleum company PetroPeru, which prohibited access to approximately
36,422 ha (90,000 ac). Under the management of PetroPeru, the P.
pallida dry forest was not subject to the same habitat destruction and
degradation activities (e.g., clearing of trees, firewood cutting, and
charcoal production) as other dry forest habitat areas (Elton 2004, pp.
3-4; Hinze 2004, p. 1). Recently, the land was reverted to the Peruvian
Government, and it is unclear whether the government plans to issue
private concessions as in other areas of the Province (Elton 2004, p.
4). Consequently, there have been efforts, including a formal petition
to the Peruvian Government, to create a 4,856 to 10,000-ha (12,000 to
24,710-ac) protected reserve for the northern subpopulation of the
Peruvian plantcutter (Elton 2004, p. 4; Walther 2004, p. 73). However,
the government has not designated such a reserve for the species (NCI
2011, Williams 2005, p. 3; Elton 2004, p. 4).
Habitat destruction and degradation of P. pallida dry forest,
including firewood cutting and charcoal production, is ongoing in the
Talara Province, including on the land previously owned by PetroPeru
and an area identified as the Talara Important Birding Area (IBA) by
BLI (Flanagan in litt. 2009, p. 1). Since 2005, there has been
extensive cutting and clearing of P. pallida trees for fuel to cook and
dry Humboldt giant squid (Dosidicus gigas) carcasses (Flanagan et al.
in litt. 2009, p. 8). The most important commercial fishery of the
Humboldt giant squid occurs along the coast of Peru (Zeidberg and
Robison 2007, p. 12,948; UNEP 2006, p. 33). Harvested carcasses are
transported by truck from the Talara port to recently cleared areas in
the dry forest, where they are boiled and dried (Flanagan et al. in
litt. 2009, p. 8). This fishery not only adds to the collection
pressure on Prosopis species for use as fuel, but also adds to forest
clearing in the area. Another relatively new demand for P. pallida
firewood is associated with the illegal extraction of crude oil from
above-ground pipes in the Talara Province. The stolen oil is distilled
by heating it with firewood (Flanagan et al. in litt. 2009, p. 8).
Capparis scabrida (locally known as sapote) is a tree that occurs with
P. pallida and is also a food source for the Peruvian plantcutter.
Although the tree is listed as critically endangered by the Peruvian
Government, the highly sought-after wood is cut to produce handicrafts
for the local, national, and international markets and is used for
firewood and charcoal production (Rodriguez et al. 2007, p. 269).
Habitat alteration is also caused by grazing goats, which remove or
heavily degrade the shrubs and trees (BLI 2009a, p. 2; Williams 2005,
p. 2; Elton 2004, pp. 3-4; Snow 2004, p. 69; BLI 2000, p. 402). The
seed pods and leaves of P. pallida provide highly nutritious fodder for
goats (Pasiecznik et al. 2001, p. 95; Brewbaker 1987, pp. 1-2). Goats
roam freely and graze on trees and shrubs, particularly lower branches
close to ground which are preferred by the Peruvian plantcutter for
foraging and nesting (Williams 2005, p. 2; Elton 2004, pp. 3-4; Snow
2004, p. 50).
Human encroachment and concomitant increasing human population
pressures exacerbate the destructive effects of ongoing human
activities (e.g., clearing of P. pallida dry forest, firewood cutting,
and charcoal production) throughout the Peruvian plantcutter's range.
Although the coastal lowlands represent only about 10 percent of the
country's total territory, many urban centers are located on the coast,
which represent approximately 52 percent of the total population of
Peru (Fernandez-Baca et al. 2007, p. 45). Large concentrations of
people put greater demand on the natural resources in the area, which
spurs additional habitat destruction and increases infrastructure
development that further facilitates encroachment.
Peruvian plantcutters are also impacted by unpredictable climate
fluctuations that exacerbate the effects of habitat fragmentation.
Changes in weather patterns, such as ENSO cycles (El Ni[ntilde]o and La
Ni[ntilde]a events), tend to increase precipitation in normally dry
areas, and decrease precipitation in normally wet areas (Holmgren et
al. 2001, p. 89; TAO Project n.d., p. 1), while intensifying the
effects of habitat fragmentation on the decline of a species (Jetz et
al. 2007, pp. 1211, 1213; Mora et al. 2007, p. 1027; Plumart 2007, pp.
1-2; Holmgren et al. 2001, p. 89; England 2000, p. 86; Timmermann 1999,
p. 694), especially for narrow endemics (Jetz et al. 2007, p. 1213)
such as the Peruvian plantcutter.
The arid terrestrial ecosystem of northwestern Peru, where the
Peruvian plantcutter occurs, is strongly influenced by the ENSO cycle
(Rodriguez et al. 2005, p. 1), which can have severe and long-lasting
effects (Mooers et al. 2007, p. 2; Holmgren et al. 2006a, p. 87). The
amount of rainfall during an El Ni[ntilde]o year can be more than 25
times greater than during normal years in northern Peru (Holmgren et
al. 2006a, p. 90; Rodriguez et al. 2005, p. 2). El Ni[ntilde]o events
are important triggers for regeneration of plants in semiarid
ecosystems, particularly the dry forest of northwestern Peru (Holmgren
et al. 2006a, p. 88; Lopez et al. 2006, p. 903; Rodr[iacute]guez et al.
2005, pp. 2-3). During El Ni[ntilde]o events, plant communities and
barren lands are transformed into lush vegetation, as seeds germinate
and grow more quickly in response to increased rainfall (Holmgren et
al. 2006a, p. 88; Holmgren et al. 2006b, pp. 2-8; Rodr[iacute]guez et
al. 2005, pp. 1-6). Over the last 20 years, recruitment of P. pallida
in northwestern Peru doubled during El Ni[ntilde]o years, when compared
to non-El Ni[ntilde]o years (Holmgren et al. 2006b, p. 7). However, the
abundant supply of vegetation encourages locals to expand goat breeding
operations, which results in overgrazing by goats and further land
degradation (Richter 2005, p. 26).
ENSO cycles increase the risk of fire because El Ni[ntilde]o events
are often followed by years of extremely dry weather (Block and Richter
2007, p. 1). Accumulated biomass dries and adds to the fuel load in the
dry season (Block and Richter 2007, p. 1; Power et al. 2007, p. 898).
Evidence suggests that the fire cycle in Peru has shortened,
particularly coastal Peru and west of the Andes (Power et al. 2007, pp.
897-898), which can have broad ecological consequences (Block and
Richter 2007,
[[Page 43457]]
p. 1; Power et al. 2007, p. 898). According to Block and Richter (2007,
p. 1), P. pallida dry forest and Capparis spp. scrublands in
northwestern Peru would likely experience a long-term change in plant
species composition that favors aggressive, annual, nonnative weedy
plant species (Richter 2005, p. 26). An accelerated fire cycle would
further exacerbate changes in species composition that hinder long-
lived perennial, native plant species, such as Prosopis species, upon
which the Peruvian plantcutter relies.
ENSO cycles are ongoing, having occurred several times within the
last decade (NWS 2009, p. 2). Evidence suggests that ENSO cycles have
increased in periodicity and severity (Richter 2005, pp. 24-25;
Timmermann 1999, p. 694), which will exacerbate the negative impacts of
habitat destruction on a species. It is predicted that, by 2050,
approximately 11 to 16 percent of existing land is likely to be
unsuitable for this species due to climate change; and, by 2100, it is
predicted that about 24 to 35 percent of the species' range is likely
to be lost as a direct result of climate change (Jetz et al. 2007, p.
81).
Habitat destruction is often caused by a combination of human
activities. In Lambayeque Region, a 1,500-ha (3,706-ac) section of
remnant P. pallida dry forest is under continual threat from human
activities, including conversion to agriculture, cutting for firewood
and charcoal production, and grazing by goats. This area may support
between 20 and 40 Peruvian plantcutters (BLI 2009f, p. 1; Walther 2004,
p. 73). In the 1990s, a significant portion of this dry forest was
converted to sugarcane fields (Engblom in litt. 1998, p. 1; Snow 2004,
p. 69; Walther 2004, p. 73; Williams 2005, p. 2). Within Piura and
Lambayeque Regions, threats to the dry forest habitat include
conversion to agriculture, firewood and timber cutting, and grazing by
goats (BLI 2009d, pp. 1-2). Habitat destruction and alteration also
occurs within two protected areas where the Peruvian plantcutter occurs
(in Lambayeque Region), P[oacute]mac Forest Historical Sanctuary
(Flanagan et al. in litt. 2009, pp. 7-8; Andean Air Mail and Peruvian
Times 2009, p. 1; Williams 2005, p. 1), and the Murales Forest (BLI
2000, p. 402; BLI 2009a, p. 3; Walther 2004, p. 73; Stattersfield et
al. 2000, p. 402).
Experts consider the population of this range-restricted endemic
species to be declining in close association with the continued habitat
loss and degradation (BLI 2009a, pp. 1-2; BLI 2009g, pp. 1-3; BLI 2000,
p. 401), and suggest that the effects are greater in dry forest habitat
than in any other Neotropical habitat (Stotz et al. 1998, p. 51).
Summary of Factor A--Peruvian plantcutter
The Peruvian plantcutter is dependent upon intact P. pallida dry
forest with low-hanging branches and high floristic diversity, and
associated arid lowland scrub and riparian vegetation. P. pallida dry
forest habitat, as well as arid lowland scrub and riparian shrub
habitats, throughout the Peruvian plantcutter's range have been and
continue to be altered and destroyed as a result of human activities,
including conversion to agriculture; timber and firewood cutting and
charcoal production; grazing of goats; and human encroachment. Extant
P. pallida dry forest today consists of remnant, disjunct patches of
woodlands, which are heavily disturbed and under continued threat of
degradation by human activities. Observations suggest that this dry-
forest-dependent species is able to occupy very small remnant patches
of dry forest with low-hanging branches and floristic diversity, and is
able to persist to some degree near developed lands. However, many of
these sites are so small that they are below or approaching the lower
threshold of the species' ecological requirements. This species has
been extirpated from most of its historical sites due to loss or
degradation of habitat. Additionally, many of the extant occupied sites
are separated by great distances, which may lead to genetic isolation
of the species.
The same activities that caused the historical decline in this
species are ongoing today. These habitat-altering activities are
compounded by unexpected climate fluctuations, especially for narrow
endemics such as the Peruvian plantcutter. Excessive rains accompanied
by El Ni[ntilde]o events induce further habitat destruction, as people
take advantage of better grazing and growing conditions. Destruction of
the remaining P. pallida dry forest fragments in Peru continues to
reduce the quantity, quality, distribution, and regeneration of
remaining patches of dry forest. Human activities that degrade, alter,
and destroy habitat are ongoing throughout the species' range,
including within protected areas. Therefore, we find that destruction
and modification of habitat threaten the continued existence of
Peruvian plantcutter throughout its range.
B. Overutilization for Commercial, Recreational, Scientific, or
Educational Purposes
The best available information does not indicate that
overutilization for commercial, recreational, scientific, or
educational purposes is a threat to any of the six bird species (the
ash-breasted tit-tyrant, Jun[iacute]n grebe, Jun[iacute]n rail,
Peruvian plantcutter, royal cinclodes, and the white-browed tit-
spinetail) addressed in this final rule. With respect to the ash-
breasted tit-tyrant and royal cinclodes, most areas where they occur
are in very steep areas that are difficult to access. With respect to
the Jun[iacute]n grebe, Fjelds[aring] (1981, pp. 254-255) noted that
local hunters were not interested in grebes as food because they have
too little meat. No other information was located or provided during
the proposed rule comment period regarding the overutilization of these
six species. Therefore, we find that overutilization for commercial,
recreational, scientific, or educational purposes is not a threat to
any of these six species.
C. Disease or Predation
Ash-breasted tit-tyrant, Peruvian plantcutter, royal cinclodes, and the
white-browed tit-spinetail
We are not aware of any scientific or commercial information that
indicates disease or predation pose a threat to the following four
species: Ash-breasted tit-tyrant, royal cinclodes, white-browed tit-
spinetail, or Peruvian plantcutter. Disease and predation remain a
concern for the management of each of these four species; however, the
best available information does not indicate that the occurrence of
disease or predation affecting these species rises to the level of
threats that place any of these species at risk of extinction.
Therefore, we do not find that disease or predation threaten the
continued existence of any of these four species.
Jun[iacute]n grebe and Jun[iacute]n rail (Lake Jun[iacute]n)
Disease: Although no specific diseases have been identified for the
Jun[iacute]n grebe and Jun[iacute]n rail, contamination of Lake
Jun[iacute]n exposes these two species to mortality and a reduction in
the overall fitness and health of these species. Water contamination
affects the health of species inhabiting Lake Jun[iacute]n where mining
activities occur (Shoobridge 2006, p. 3; Martin and McNee 1999, pp.
660-661). Agricultural runoff, organic matter, and wastewater have
contaminated the entire lake with high concentrations of dissolved
chemicals (ParksWatch 2011, pp. 2-3; ParksWatch
[[Page 43458]]
2006, pp. 5, 19, 20-21; Shoobridge 2006, p. 3; Fjelds[aring] 2004, p.
124; Martin and McNee 1999, pp. 660-662). Environmental contaminants
exceed current established thresholds for aquatic life (ParksWatch
2006, p. 20; Martin and McNee 1999, pp. 660-661) and have rendered the
northern portion of the lake lifeless due to eutrophication (BLI 2008,
p. 4; Shoobridge 2006, p. 3). Due to severe contamination, the
sediments in the center of the lake are anoxic (containing no dissolved
oxygen), and the lake's turbidity has increased (ParksWatch 2006, p.
20; Martin et al. 2001, p. 180). Chemical waste has damaged at least
one third of the lake, severely affecting animal and plant populations
in the area and completely eliminating vegetation from the northern
portion of the lake (Shoobridge 2006, p. 3; ParksWatch 2006, pp. 20-21;
Fjelds[aring] 2004, p. 124; O'Donnel and Fjelds[aring] 1997, p. 29).
As discussed under Factor A, lead, copper, and zinc mining
residues, agricultural runoff, organic matter, and wastewater are
discharged directly into Lake Jun[iacute]n (Shoobridge 2006, p. 3;
ParksWatch 2006, pp. 5, 19; Martin and McNee 1999, pp. 660-661;
Fjelds[aring] 1981, p. 255). High concentrations of environmental
contaminants (including ammonium, copper, iron oxide, lead, mercury,
nitrate, and zinc) have been detected throughout the lake (ParksWatch
2006, pp. 20-21; Fjelds[aring] 2004, p. 124; Martin and McNee 1999, pp.
660-662; Fjelds[aring] 1981, pp. 255-256) and exceed established
thresholds for aquatic life (ParksWatch 2006, p. 20; Martin and McNee
1999, pp. 660-661).
High concentrations of suspended particulate matter increase the
turbidity of the water, making it less penetrable to sunlight and
results in die-off of aquatic plants and algae (ParksWatch 2006, p.
20). The northern portion of the lake is completely devoid of
vegetation (ParksWatch 2006, pp. 20-21; Fjelds[aring] 2004, p. 124),
and the giant bulrush marshlands, which once existed in great expanses
around the entire perimeter of the lake and upon which the Jun[iacute]n
grebe relies for nesting and foraging habitat, have virtually
disappeared.
During years of heavy rainfall, the lake is filled; however, the
lakeshore becomes polluted with toxic acidic gray sediment that has
caused large-scale mortality of cattle (approximately 2,000 died in
1994) and birds, apparently due to lead poisoning (O'Donnel and
Fjelds[aring] 1997, p. 30). Lead poisoning from the presence of mining
waste is a common cause of mortality in water birds, and is medically
described as an intoxication resulting from absorption of hazardous
levels of lead into body tissues (Friend and Franson 1999, p. 317).
Water contamination has directly affected the health of the
Jun[iacute]n grebe population. As predators of aquatic organisms, the
Jun[iacute]n grebe occupies a mid-tertiary level position in the food
chain and is prone to bioaccumulation of pesticides, heavy metals, and
other contaminants that are absorbed or ingested by its prey
(Fjelds[aring] 2004, p. 123; Fjelds[aring] 1981, pp. 255-256). Species
such as the Jun[iacute]n grebe, which inhabit high trophic levels, are
strictly dependent upon the functioning of a multitude of ecosystem
processes. The loss or absence of species at lower trophic levels can
result in cascading ecosystem effects, causing imbalances in the food
web at all higher trophic levels (The University of the Western Cape
2009, p. 1). Analysis of feathers and bone tissue of Jun[iacute]n
grebes and of pupfish, the species' primary prey, indicate that both
the grebe and its prey contain elevated lead levels (Fjelds[aring]
1981, pp. 255-256).
Drought conditions exacerbate the effects of water contamination
and bioaccumulation of contaminants in aquatic species and species at
higher trophic levels (Fjelds[aring] 2004, p. 123; Demayo et al. 1982,
as cited in Eisler 1988, p. 5). From 1989 to 1992, an extensive drought
occurred in the Lake Jun[iacute]n area. During that time, many dead
Jun[iacute]n grebes and other water birds were found along the edges of
the lakeshore (Valqui and Barrio in litt. 1992, as cited in Collar et
al. 1992, p. 45, 190). In 1992, one of the driest years in decades, up
to 10 dead grebes per month were reported around the lake (Valqui and
Barrio in litt. 1992, as cited in Collar et al. 1992, p. 45). Experts
consider the cause of death to have been either heavy metal
contamination, which increased in concentration as water levels
decreased (Valqui and Barrio in litt. 1992, as cited in Collar et al.
1992, p. 45), or reduced prey availability (Fjelds[aring] 2004, p.
124). Reduced prey availability is exacerbated by manmade activities
that are reducing the water levels of the lake, increasing competition
among sympatric grebe species (different grebe species that occupy the
same range) and decreasing the marshlands that provide primary spawning
habitat for the pupfish.
Persistent exposure to contaminants can contribute to a decline in
fitness for long-lived, mid-trophic level species. Contaminants may be
inherited by offspring and can impact embryonic development, juvenile
health, or viability (Rose 2008, p. 624). The excessive contaminant
load in Lake Jun[iacute]n could also allow opportunistic bacterial and
viral infections to overcome individuals. According to Fjelds[aring]
(1981, p. 254), the Jun[iacute]n grebe bears a heavy infestation of
stomach nematodes (parasitic roundworms), especially as compared to
other grebe species. Stomach contents of Jun[iacute]n grebes that have
been examined had an average of 16.7 nematodes, compared with no
nematodes in silver grebes (P. occipitalis) and 1.6 nematodes in white-
tufted grebes (Rollandia rolland). Fjelds[aring] (1981, p. 254)
postulated that the higher nematode infestation in Jun[iacute]n grebes
may be an indicator of poor health.
Predation--Jun[iacute]n grebe. Predators around Lake Jun[iacute]n
include the Andean fox (Pseudalopex culpaues), the long-tailed weasel
(Mustela frenata), Pampas cat (Onicifelis colocolo), and hog-nosed
skunk (Conepatus chinga) (ParksWatch 2009, p. 4). However, nest sites
of the Jun[iacute]n grebe are generally inaccessible to mammalian
predators (Fjelds[aring] 1981, p. 254). The only raptor likely to take
a grebe on Lake Jun[iacute]n is the Cinereus harrier (Circus cinereus),
which primarily feeds in white-tufted grebe habitats. Moorhens
(Gallinula chloropus), which also inhabit the lake (ParksWatch 2009, p.
3; Tello 2007, p. 2), may steal Jun[iacute]n grebe eggs for food
(Fjelds[aring] 1981, p. 254). However, there is no direct evidence of
predation upon the Jun[iacute]n grebe or indication that predation is a
concern.
Predation--Jun[iacute]n rail. Jun[iacute]n rails are preyed upon by
pampas cats (BLI 2009b, p 2). Under normal conditions, water levels are
lower in the dry season, and the marshlands can become partially or
completely dry (BLI 2009b, p. 1; ParksWatch 2009, p. 2), reducing
protective cover and allowing predators to more easily locate the rail.
When the floodgates of the Upumayo Dam are opened during the dry season
(June to November) (BLI 2009b, p. 1; ParksWatch 2009, p. 2), drawdown
has led to complete desiccation of the marshlands by the end of the dry
season (Fjelds[aring] 2004, p. 123). The ground-nesting Jun[iacute]n
rail breeds near the end of the dry season, in September and October,
and builds its nests in the dense vegetative cover of the rushes on the
lake perimeter (BLI 2009b, p. 2). Water drawdown and periods of drought
increases the bird's vulnerability to predation because nesting grounds
become exposed and larger areas of the marsh are accessible to
predators (ParksWatch 2006, p. 23). Predation increases the risk of
extirpation due to the species' already small population size. In
addition, species that inhabit a small geographic range, occur at low
density, occupy a high trophic level, and exhibit low reproductive
rates tend
[[Page 43459]]
to have a higher risk of extinction than species that are not limited
by the same risk factors (Purvis et al. 2000, p. 1949) (Factor E).
Summary of Factor C--Jun[iacute]n grebe and Jun[iacute]n rail
Disease. The best available information indicates that
environmental contaminants (Factor A) in Lake Jun[iacute]n likely have
negative consequences on the health of both the Jun[iacute]n grebe and
Jun[iacute]n rail. The species' trophic level also exposes them to
accumulation of toxins in the tissue of prey species. Therefore, we
find that disease due to contamination is a threat to the continued
existence of both the Jun[iacute]n grebe and Jun[iacute]n rail.
Predation. There is no available evidence to indicate that
predation is causing declines in Jun[iacute]n grebe populations or
otherwise contributing to the species' risk of extinction. Therefore,
we do not find that predation is a threat to the Jun[iacute]n grebe.
Predation by the pampas cat results in the direct removal of
Jun[iacute]n rails from the population and can remove potentially
reproductive adults from the breeding pool. The species' habitat
becomes more accessible to predators during droughts and water
drawdowns due to ongoing habitat destruction (through reduced water
levels and contamination), which continues to degrade the quality of
habitat available to the Jun[iacute]n rail. Predation renders the
species particularly vulnerable to local extirpation due to its small
population size. Therefore, we find that predation, exacerbated by
ongoing habitat destruction, is a threat to the continued existence of
the Jun[iacute]n rail throughout its range.
D. Inadequacy of Existing Regulatory Mechanisms
Regulatory mechanisms affecting each of these six species could
potentially fall under categories such as wildlife management, parks
management, or forestry management. We are primarily evaluating these
regulatory mechanisms in terms of nationally protected parks because
this is where these species generally occur. The FAO conducted a review
of forest policies and laws in 2010, and a summary for Peru and Bolivia
is in table 1. The study found that, although Peru does not have a
national forest policy, it does have both a national forest program and
law in place. Bolivia has a national forest policy, national forest
program, and law program in place. No forest laws at the subnational
level (such as jurisdictions equivalent to states in the United States)
exist in these countries. FAO reported that Peru and Bolivia reported a
significant loss of primary forests; this loss peaked in the period
2000-2005 in Peru and increased in Bolivia in the last decade compared
with the 1990s (p. 56). FAO also reported that, at a regional level,
South America suffered the largest net loss of forests between 2000 and
2010; at a rate of approximately 4.0 million ha (9.9 million ac) per
year (p. xvi).
Table 1--Summary of Forest Policies and Laws in Bolivia and Peru
[Adapted From FAO Global Forest Resource Assessment 2010, p. 303.]
--------------------------------------------------------------------------------------------------------------------------------------------------------
National National forest program Forest law national
-----------------------------------------------------------------------------------------------------------------------
Country Subnational
Exists Year Exists Year Status National--type Year exists
--------------------------------------------------------------------------------------------------------------------------------------------------------
Bolivia......................... Yes........... 2008 Yes.......... 2008 In implementation. Specific forest 1996 No
law.
Peru............................ No............ ......... Yes.......... 2004 In implementation. Specific forest 2000 No
law.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Ash-breasted tit-tyrant, royal cinclodes, and the white-browed tit-
spinetail (Polylepis habitat)
The following analysis of regulatory mechanisms is discussed on a
country-by-country basis, beginning with Peru.
Peru: The ash-breasted tit-tyrant and the white-browed tit-
spinetail are considered endangered, and the royal cinclodes is
considered critically endangered by the Peruvian Government under
Supreme Decree No. 034-2004-AG (2004, p. 276854, 276855). This Decree
prohibits hunting, take, transport, and trade of protected species,
except as permitted by regulation.
The Peruvian national protected area system includes several
categories of habitat protection. Habitat may be designated as any of
the following:
(1) Parque Nacional (National Park, an area managed mainly for
ecosystem conservation and recreation);
(2) Santuario (Sanctuary, for the preservation of sites of notable
natural or historical importance);
(3) Reserva Nacional (National Reserve, for sustainable extraction
of certain biological resources);
(4) Bosque de Protecci[oacute]n (Protection Forest, to safeguard
soils and forests, especially for watershed conservation);
(5) Zona Reservada (Reserved Zone, for temporary protection while
further study is under way to determine their importance);
(6) Bosque Nacional (National Forest, to be managed for
utilization);
(7) Reserva Comunal (Communal Reserve, for local area use and
management, with national oversight); and
(8) Cotos de Caza (Hunting Reserve, for local use and management,
with national oversight) (BLI 2008, p. 1; Rodr[iacute]guez and Young
2000, p. 330).
National reserves, national forests, communal reserves, and hunting
reserves are managed for the sustainable use of resources (IUCN 1994,
p. 2). The designations of National Parks, Sanctuaries, and Protection
Forests are established by supreme decree that supersedes all other
legal claim to the land and, thus, these areas tend to provide more
habitat protection than other designations. All other protected areas
are established by supreme resolution, which is viewed as a less
powerful form of protection (Rodr[iacute]guez and Young 2000, p. 330).
Protected areas have been established through regulation in at
least three sites occupied by the ash-breasted tit-tyrant and the
white-browed tit-spinetail in Peru: Parque Nacional Huascar[aacute]n
(Ancash), and Santuario Hist[oacute]rico Machu Picchu (Cusco); and Zona
Reservada de la Cordillera Huayhuash (spanning Ancash, Hu[aacute]nuco,
and Lima) (BLI 2009i, p. 1; BLI 2009l, p. 1; BLI 2009n, p. 1; Barrio
2005, p. 563). The royal cinclodes is known to occur in the Santuario
Hist[oacute]rico Machu Picchu (Cusco, Peru) (BLI 2009h, p. 4).
Resources within Santuario Hist[oacute]rico Machu Picchu are managed
for conservation (Rodr[iacute]guez and Young 2000, p. 330). However,
activities such as habitat destruction and alteration, including
burning, cutting, and grazing occur within the sanctuary and prevent
[[Page 43460]]
regeneration of the woodlands (BLI 2009c, p. 3; Engblom et al. 2002, p.
58). Abra Malaga and Mantanay are now established as community reserves
(Lloyd 2010, pers. comm.). These community reserves may be a more
effective way of protecting area than other categories (e.g., national
park, reserved zone), because local community-based projects greatly
assist in resolving land tenure problems between local communities.
Habitat destruction and alteration, including burning, cutting, and
grazing, are ongoing within Parque Nacional Huascar[aacute]n and
Santuario Hist[oacute]rico Machu Picchu (BLI 2009l, p. 4; BLI 2009n, p.
2; Engblom et al. 2002, p. 58). Reserved zones are intended to be
protected pending further study (Rodr[iacute]guez and Young 2000, p.
330). Burning for habitat conversion and maintenance of pastures for
grazing and increasing ecotourism are ongoing within Zona Reservada de
la Cordillera Huayhuash (Barrio 2005, p. 564). Although these three
species occur within protected areas in Peru, these protected areas do
not adequately protect the species. Therefore, the occurrence of these
three species within protected areas in Peru does not protect these
species, nor does it mitigate the threats to the species from ongoing
habitat loss and concomitant population decline.
Bolivia: In Bolivia, several activities are occurring that affect
the royal cinclodes and ash-breasted tit-tyrant. They occur within
several protected areas in the Department of La Paz, Bolivia: Parque
Nacional y [Aacute]rea Natural de Manejo Integrado Madidi, Parque
Nacional y [Aacute]rea Natural de Manejo Integrado Cotapata, and the
colocated protected areas of Reserva Nacional de Fauna de Apolobamba,
[Aacute]rea Natural de Manejo Integrado de Apolobamba, and Reserva de
la Biosfera de Apolobamba (BLI 2009a, p. 1; BLI 2009b, p. 1; Auza and
Hennessey 2005, p. 81). Although national parks are intended to be
strictly protected, the two parks in which these species occur are also
designated as areas of integrated management, which are managed for
biological conservation balanced with the sustainable development of
the local human population (Supreme Decree No. 24,781 1997, p. 3).
Within the Parque Nacional y [Aacute]rea Natural de Manejo Integrado
Madidi, habitat destruction is caused by timber harvest used for
construction, wood collection for firewood, and burning (that often
goes out of control) to maintain pastures (BLI 2009a, p. 2; WCMC 1998a,
p. 1). In addition, one of the most transited highways in the country
is located a short distance from the Parque Nacional y [Aacute]rea
Natural de Manejo Integrado Cotapata, which may add to the habitat
degradation in this area. Grazing also occurs within the protected area
(BLI 2009b, p. 2; BLI 2009c, p. 2). Within the Apolobamba protected
areas, uncontrolled clearing, extensive agriculture, grazing, and
tourism are ongoing (BLI 2009d, p. 5; Auza and Hennessey 2005, p. 81).
Commercial logging has occurred within Parque Nacional y
[Aacute]rea Natural de Manejo Integrado Madidi (BLI 2009a, p. 2; WCMC
1998a, p. 1). Grazing and firewood extraction are also ongoing within
Parque Nacional y [Aacute]rea Natural de Manejo Integrado Cotapata (BLI
2009b, p. 2; BLI 2009c, p. 2). Uncontrolled clearing, extensive
agriculture, and grazing are ongoing within the Apolobamba protected
areas (BLI 2009e, p. 5; Auza and Hennessey 2005, p. 81). Habitat
degradation and destruction from grazing, forest fires, and timber
extraction are ongoing in other protected areas such as Tunari National
Park (Department of Cochabamba, Bolivia), where suitable habitat exists
for these two species (De la Vie 2004, p. 7).
In Bolivia, habitat is protected either on the national or
departmental level. Recently, Bolivia passed the ``Law of Rights of
Mother Earth'' to add strength to its existing environmental protection
laws. This law has the objective of recognizing the rights of the
planet (Government of Bolivia, 2010). Protected habitat in Bolivia has
the following designations:
(1) Parque (Park, for strict and permanent protection of
representative ecosystems and provincial habitats, as well as plant and
animal resources, along with the geographical, scenic and natural
landscapes that contain them);
(2) Santuario (Sanctuary, for the strict and permanent protection
of sites that house endemic plants and animals that are threatened or
in danger of extinction);
(3) Monumento Natural (Natural Monument, to preserve areas such as
those with distinctive natural landscapes or geologic formations, and
to conserve the biological diversity contained therein);
(4) Reserva de Vida Silvestre (Wildlife Reserve, for protection,
management, sustainable use and monitoring of wildlife);
(5) Area Natural de Manejo Integrado (Natural Area of Integrated
Management, where conservation of biological diversity is balanced with
sustainable development of the local population); and
(6) Reserva Natural de Inmovilizaci[oacute]n (Immobilized Natural
Reserve, a temporary (5-year) designation for an area that requires
further research before any official designations can be made and
during which time no natural resource concessions can be made within
the area) (Supreme Decree No. 24,781 1997, p. 3).
Within parks, sanctuaries and natural monuments, extraction or
consumption of all resources are prohibited, except for scientific
research, ecotourism, environmental education, and authorized
subsistence activities of original towns. National protected areas are
under the management of the national government, while departmental
protected areas are managed at the department level (eLAW 2003, p. 3;
Supreme Decree No. 24,781 1997, p. 3). Despite these protections,
habitat degradation continues to occur even in areas that are
designated as protected.
Bolivia's 1975 Law on Wildlife, National Parks, Hunting and Fishing
(Decree Law No. 12,301 1975, pp. 1-34) has the fundamental objective of
protecting the country's natural resources (ELAW 2003, p. 2). This law
governs the protection, management, use, transportation, and selling of
wildlife and their products; protection of endangered species; habitat
conservation of fauna and flora; and the declaration of national parks,
biological reserves, refuges, and wildlife sanctuaries, tending to the
preservation, promotion, and rational use of these resources (ELAW
2003, p. 2; Decree Law No. 12,301 1975, pp. 1-34). Although this law
designates national protection for all wildlife, there is little
information as to the actual protections this confers to these two
species or their habitat. Law No. 12,301 also placed into public trust
all national parks, reserves, refuges, and wildlife sanctuaries.
Bolivia passed an overarching environmental law in 1992 (Law No. 1,333
1992), with the intent of protecting and conserving the environment and
natural resources. However, there is no specific legislation to
implement these laws (eLAW 2003, p. 1).
A national strategy for conservation of Polylepis forest has been
developed, and will be used in combination with current research to
elaborate a specific plan for the conservation of these two species and
their habitat (Gomez 2010, p. 1). In an effort to reverse the loss of
Polylepis forest, the Peruvian Government has endorsed the creation of
several new conservation areas that should have significant
ramifications in the ongoing efforts to protect habitat for endangered
bird species in the country (American Bird Conservancy (ABC)
[[Page 43461]]
2010, unpaginated). Three new community-owned, conservation areas
encompassing 3,415 ha (8,438 ac) to protect Polylepis forest in the
Vilcanota Mountains of southeastern Peru, near Cusco have been
established. ECOAN and ABC are collaboratively working with the local
communities to protect and restore these conservation areas:
Choquechaca, Mantanay, and Sele Tecse Ayllu Lares in the Vilcanota
Mountains (ABC 2010). A goal of planting 8,000 Polylepis trees (5,000
at Abra Malaga and 3,000 at Cancha) was reached (ABC undated, p. 1).
These efforts should have a positive impact on the three Polylepis-
dependent species in this rule: The ash-breasted tit-tyrant, royal
cinclodes, and white-browed tit-spinetail (MacGregor-Fors et al. 2010,
p. 1,492; Lloyd and Marsden 2009, pp. 7-8). Despite these efforts, they
do not adequately protect these species, nor do they sufficiently
mitigate the threats to these species from ongoing habitat loss and
concomitant population decline. Given the ongoing habitat destruction
throughout these two species' ranges in Bolivia, the laws and
protections in place do not protect these species, nor do they mitigate
the threats to the species from ongoing habitat loss (Factor A) and
concomitant population decline (Factor E).
Summary of Factor D--Polylepis habitat
Peru and Bolivia have enacted various laws and regulatory
mechanisms to protect and manage wildlife and their habitats. As
discussed under Factor A, these three species require dense Polylepis
habitat, which has been reduced by an estimated 98 percent in Peru and
Bolivia. The remaining habitat is fragmented and degraded. Habitat
throughout the species' range has been and continues to be altered as a
result of human activities, including clearcutting and burning for
agriculture, grazing lands, and industrialization; extractive
activities, including firewood, timber, and minerals; and human
encroachment and concomitant increased pressure on natural resources. A
strategy for conservation of Polylepis forest has been developed, and
will be used in combination with current research to develop a plan for
the conservation of these species and their habitat (BLI 2012; Gomez
2010, p. 1). NGOs are conducting reforestation efforts of Polylepis in
some areas of Peru, but it will take some time for these saplings to
grow and create suitable habitat. Despite the laws in place in Peru and
Bolivia, destructive activities are ongoing within protected areas and
in these species' habitat, indicating that the laws governing wildlife
and habitat protection in both countries are either inadequate or
inadequately enforced to protect the species or to mitigate ongoing
habitat loss (Factor A) and population declines (Factor E). Therefore,
we find that the existing regulatory mechanisms are inadequate to
mitigate the current threats to the continued existence of these three
species throughout their range.
Jun[iacute]n grebe and Jun[iacute]n rail--Lake Jun[iacute]n
The Jun[iacute]n grebe is listed as critically endangered by the
Peruvian Government under Supreme Decree No. 034-2004-AG (2004, p.
276853). The Jun[iacute]n rail is listed as endangered by the Peruvian
Government under Supreme Decree No. 034-2004-AG (2004, p. 276855).
These two species occur wholly within one protected area: The
Jun[iacute]n National Reserve (Jun[iacute]n, Peru) (BLI 2009b, pp. 1-
2). The Jun[iacute]n National Reserve has an area of 53,000 ha (133,437
ac), bordering Lake Jun[iacute]n and its adjacent territories (Wege and
Long 1995, p. 264). In Peru, national reserves are created in part for
the sustainable extraction of certain biological resources (BLI 2008,
p. 1; Rodr[iacute]guez and Young 2000, p. 330). Established in 1974,
through Supreme Decree No. 0750-74-AG, the stated objectives of the
Jun[iacute]n National Reserve include: Integrated conservation of the
local ecosystem, its associated flora and wildlife; preservation of the
scenic beauty of the lake; and support of socioeconomic development in
the area through the sustainable use of its renewable natural resources
(BLI 2009a, p. 2; Hirshfeld 2007, p. 107). Most of the lake shore is
designated a direct use zone, which allows fishing, grazing, and other
educational, research, and recreational activities (ParksWatch 2006, p.
12). Although designation of this reserve has heightened awareness of
the ecological problems at Lake Jun[iacute]n (BLI 2009c, p. 1), it has
not reduced or eliminated the primary threats to these two species:
Water fluctuations and contamination (Factor A), contamination
resulting in poor health (Factor C), and small population size (Factor
E). Therefore, the existence of this species within a protected area
has not reduced or mitigated the threats to the species.
Ramsar. The Jun[iacute]n National Reserve was designated a Ramsar
site under the Convention on Wetlands of International Importance
(Ramsar Convention) in 1997 (BLI 2009a, p. 2; Hirshfeld 2007, p. 107;
INRENA 1996, pp. 1-14). The Ramsar Convention, signed in Ramsar, Iran,
in 1971, is an intergovernmental treaty that provides the framework for
national action and international cooperation for the conservation and
wise use of wetlands and their resources. There are presently 159
Contracting Parties to the Convention, with 1,874 wetland sites,
totaling more than 185 million ha (457 million ac), designated for
inclusion in the Ramsar List of Wetlands of International Importance
(Ramsar 2009, p. 1). Peru acceded to Ramsar in 1992. As of 2009, Peru
had 13 sites on the Ramsar list, comprising 6.8 million ha (16.8
million ac) (Ramsar 2009, p. 5). In reviewing five Ramsar sites,
experts noted that Ramsar designation may provide nominal protection
(protection in name only) by increasing both international awareness of
a site's ecological value and stakeholder involvement in conservation
(Jellison et al. 2004, pp. 1, 4, 19). However, activities that
negatively impact these two species within this Ramsar wetland include
livestock grazing, severe water fluctuations, and contamination
resulting in poor health. These activities that negatively impact both
species are ongoing throughout this wetland. Therefore, the Ramsar
designation has not mitigated the impact of threats on the Jun[iacute]n
grebe or Jun[iacute]n rail.
In 2002, the Peruvian Government passed an emergency law to protect
Lake Jun[iacute]n. This law makes provisions for the cleanup of Lake
Jun[iacute]n, and placed greater restrictions on extraction of water
for hydropower and mining activities (Fjelds[aring] in litt. 2003, as
cited in BLI 2007, p. 3). However, this law has not been effectively
implemented, and conditions around the lake may even have worsened
after passage of this law (BLI 2009c, p. 1). The Ministry of Energy and
Mining has implemented a series of Environmental Mitigation Programs
(PAMAs) to combat mine waste pollution in the Jun[iacute]n National
Reserve (ParksWatch 2009 p. 3). The PAMAs were scheduled to have been
completed by 2002, but extensions were granted, indicating that many of
the mines currently in operation are still functioning without a valid
PAMA. Reductions in pollution are reported; some mining companies have
begun to use drainage fields and recycle residual water. However,
analysis of existing PAMAs indicate that they do not address specific
responsibilities for mining waste discharged into the San Juan River
and delta, nor do they address deposition of heavy metal-laced
sediments in Lake Jun[iacute]n (ParksWatch 2009, p. 3; ParksWatch 2006,
p. 21). Recent information indicates that mining waste contamination in
the lake continues to be a source of pollution (Lebbin et al 2010, p.
382; ParksWatch
[[Page 43462]]
2006, pp. 20-21; Fjelds[aring] 2004, p. 124). Therefore, neither this
law nor other protections in place are effective at mitigating the
threat of habitat degradation and health issues associated with
contamination and small population size of either species.
Summary of Factor D--Jun[iacute]n grebe and Jun[iacute]n rail
Peru has enacted various laws and regulatory mechanisms for the
protection and management of wildlife and their habitats. The entire
populations of both species occur within one protected area. As
discussed under Factor A, the distribution, breeding success and
recruitment, and food availability for both species on Lake
Jun[iacute]n has been curtailed, and are negatively impacted due to
habitat destruction that is caused by artificial water fluctuations and
water contamination from human activities. These species are endemic to
this lake, they have populations of between 100 and less than a few
thousand individuals, and their populations have declined in the recent
past. These habitat-altering activities are ongoing throughout these
two species' ranges. Thus, despite the species' status and presence
within a designated protected area, laws governing wildlife and habitat
protection in Peru are inadequately enforced or ineffective at
protecting the species or mitigating ongoing habitat degradation,
impacts from contaminants, and concomitant population declines, and in
the case of the Jun[iacute]n rail, predation. Therefore, we find that
the existing regulatory mechanisms are inadequate to mitigate the
threats to the continued existence of the Jun[iacute]n grebe and
Jun[iacute]n rail throughout their ranges.
Peruvian plantcutter
The Peruvian plantcutter is considered endangered by the Peruvian
Government under Supreme Decree No. 034-2004-AG (2004, p. 276854). This
Decree prohibits hunting, take, transport, and trade of protected
species, except as permitted by regulation.
The Peruvian plantcutter occurs within two nationally protected
areas, the P[oacute]mac Forest Historical Sanctuary and the Murales
Forest (both in the Lambayeque Region on the northwestern coast of
Peru). The P[oacute]mac Forest Historical Sanctuary supports an
estimated 20 to 60 Peruvian plantcutters (BLI 2009a, p. 2; BLI 2009e,
p. 1; Walther 2004, p. 73). Resources within the P[oacute]mac Forest
Historical Sanctuary are managed for various purposes including the
preservation of the archeological site, P. pallida dry forest, and
wildlife species. However, habitat destruction and alteration,
including illegal forest clearing for farming, timber and firewood
cutting, and grazing, continually threaten the sanctuary (ParskWatch
2005; Williams 2005, p. 1). For 8 years, more than 250 families
illegally occupied and farmed land in the Sanctuary. During the illegal
occupancy, the inhabitants logged 2,000 ha (4,942 ac) of P. pallida
trees for firewood and burned many other trees for charcoal production
(Andean Air Mail and Peruvian Times 2009, p. 1). The logged forest was
subsequently converted to agricultural crops, while remaining forest
habitat was continually degraded by firewood cutting, charcoal
production, and grazing of goats (Flanagan et al. in litt. 2009, p. 8).
In January 2009, the government forcibly removed the inhabitants, but
it is too soon to determine the effect that habitat destruction has had
on the suitability of the habitat for the Peruvian plantcutter. There
is insufficient information to conclude that recent efforts to stop the
illegal human occupancy of the area will have a positive impact on the
species or remaining habitat within the protected area. Therefore, any
protections afforded by this sanctuary have not mitigated the threats
to the species from ongoing habitat loss and associated population
decline.
The Murales Forest is a designated archeological reserved zone (BLI
2009a, p. 3; Stattersfield et al. 2000, p. 402; BLI 2000, p. 401) and
contains a declining population of Peruvian plantcutters. According to
Peruvian law, designation as a reserved zone allows for temporary
protection while further study is under way to determine the area's
importance (BLI 2008, p. 1; Rodr[iacute]guez and Young 2000, p. 330).
Although strict monitoring has protected some habitat (BLI 2009a, p.
3), the actual dry forest is not protected. In 1999, land rights to
sections of the forest were sold for agricultural conversion, and
government intervention has been necessary to prevent further sales of
land for conversion to agriculture (BLI 2009a, p. 3). In 1999, Murales
Forest and adjacent areas contained approximately 494 ha (1,221 ac) of
habitat, and reportedly supported 140 Peruvian plantcutters (BLI 2000,
p. 402). In 2004, the population was estimated to be 20 to 40
individuals (Walther 2004, p. 73). The decline in population indicates
that threats to the species from ongoing habitat loss and associated
population decline have not been mitigated.
Other incidences of illegal activity that occur throughout the
species' range also impact the Peruvian plantcutter. Ongoing firewood
cutting and charcoal production degrades the small amount of remaining
dry forest habitat within the species' range (BLI 2009d, pp. 1-2;
Rodriguez et al. 2007, p. 269; Williams 2005, p. 1; Snow 2004, p. 69;
Ridgely and Tudor 1994, p. 734). In Talara Province (in the Piura
Region, north of the Lambayeque Region), a recent increase in the
illegal extraction of crude oil has generated further demand for P.
pallida firewood, which is used as fuel to heat-distill the oil.
According to Flanagan et al. (in litt. 2009, p. 8), enforcement to
combat this illegal activity is difficult. This further illustrates how
existing laws are ineffective at mitigating the ongoing threat of
habitat destruction.
Summary of Factor D--Peruvian plantcutter
Peru has enacted various laws and regulatory mechanisms to protect
and manage wildlife and their habitats. The Peruvian plantcutter is
endangered under Peruvian law and occurs within two protected areas in
Peru. As discussed under Factor A, the Peruvian plantcutter inhabits P.
pallida dry forest. This habitat has been drastically reduced, and
remaining habitat comprises small remnant patches of dry forest that
are separated by great distances. Habitat throughout the species' range
has been and continues to be destroyed and altered as a result of human
activities, primarily conversion to agriculture, and continual
degradation by timber and firewood harvest and charcoal production, and
grazing by goats. These activities are ongoing, including within
protected areas and despite the species' endangered status. This
indicates that the laws governing wildlife and habitat protection in
Peru are either inadequate or inadequately enforced to protect the
species or to mitigate ongoing habitat loss and population declines.
Therefore, we find that the existing regulatory mechanisms are
inadequate to mitigate the current threats to the continued existence
of the Peruvian plantcutter throughout its range.
E. Other Natural or Manmade Factors Affecting the Continued Existence
of the Species' Small, Declining Population
An additional factor that affects the continued existence of these
six species is their small, declining population sizes. Small,
declining population sizes, in concert with other threats, and the lack
of connectivity based on habitat fragmentation leads to an increased
risk of extinction (Harris and Pimm 2008, p. 169). All six species have
limited and increasingly fragmented geographic
[[Page 43463]]
ranges in addition to small population sizes (see Table 2). One of IUCN
and BirdLife's criteria to determine if a species is categorized as
threatened is a breeding range of under 20,000 km\2\. In most cases,
their existing populations are extremely localized, and sometimes
geographically isolated from one another, leaving them vulnerable to
localized extinctions from habitat modification and destruction,
natural catastrophic changes to their habitat (e.g., flood scour,
drought), and other stochastic disturbances.
Table 2--Population Estimates for Six Bird Species Found in Bolivia and
Peru
------------------------------------------------------------------------
Estimate of
Peruvian species Population population decline
estimate in past 10 years
------------------------------------------------------------------------
ash-breasted tit-tyrant (Anairetes 780 between 10 and 19
alpinus), also native to Bolivia. percent.
royal cinclodes (Cinclodes 50-250 between 30 and 49
aricomae), also native to Bolivia. percent.
white-browed tit-spinetail 500-1,500 between 10 and 19
(Leptasthenura xenothorax). percent.
Jun[iacute]n grebe (Podiceps 100-300 14 percent.
taczanowskii).
Jun[iacute]n rail (Laterallus 1,000-2,499 between 10 and 19
tuerosi). percent.
Peruvian plantcutter (Phytotoma 500-1,000 between 1 and 9
raimondii). percent.
------------------------------------------------------------------------
A small, declining population size renders a species vulnerable to
any of several risks. Extinction risk is heightened in small, isolated,
declining populations because they are more susceptible to
environmental fluctuations and demographic shifts such as reduced
reproductive success of individuals and chance disequilibrium of sex
ratios (Harris and Pimm 2008, p. 163; Pimm et al. 1988, pp. 757, 773-
775; Shaffer 1981, p. 131). Additionally, the increasing isolation of
populations due to ongoing habitat loss and degradation
(fragmentation), unless the population is managed, greatly affects
dispersal and other movement patterns of individuals between
subpopulations.
1. Ash-breasted tit-tyrant. The ash-breasted tit-tyrant is
considered to have a very small population of less than 1,000
individuals (see table 2; BLI 2009o, p. 1). Its population declined at
a rate between 10 and 19 percent in the past 10 years, and this decline
is expected to continue in close association with continued habitat
loss and degradation (BLI 2009o, p. 1). The ash-breasted tit-tyrant is
currently confined to restricted and severely fragmented forest patches
in the high Andes of Peru and Bolivia, where it is estimated that
approximately only 2 percent of the dense woodlands preferred by the
species remains (Fjelds[aring] 2002a, p. 114; Smith 1971, p. 269).
2. Jun[iacute]n grebe. The current population of the Jun[iacute]n
grebe is estimated to be 100-300 individuals, however, only a small
number of adults remain (BLI 2009b, pp. 1, 3; BLI 2008, p. 1). The
species is restricted to the southern portion of Lake Jun[iacute]n (BLI
2009b, p. 1; Gill and Storer, pers. comm. As cited in Fjelds[aring]
2004, p. 200; Fjelds[aring] 1981, p. 254). The Jun[iacute]n grebe
underwent a severe population decline in the latter half of the 20th
century, and experienced extreme population fluctuations (Fjelds[aring]
1981, p. 254). For example, in 1993, the population size declined to
below 50 individuals, of which fewer than half were breeding adults
(BLI 2009b, p. 2; BLI 2008, p. 3). Even if the population estimate of
100-300 individuals is correct, the number of mature individuals is
likely to be far smaller, perhaps only half (Fjelds[aring] in litt.
2003, as cited in BLI 2009b, p. 2). Therefore, 100-300 individuals
likely overestimates the species' effective population size (the number
of breeding individuals that contribute to the next generation). The
population has declined by at least 14 percent in the last 10 years and
is expected to continue to decline, as a result of declining water
quality and extreme water level fluctuations (BLI 2009b, pp. 1, 4, 6-
7).
3. Jun[iacute]n rail. BLI placed the Jun[iacute]n rail in the
population category of between 1,000 and 2,499 individuals (BLI 2009b,
p. 2), and considers the population to be likely very small and
presumably declining (BLI 2009b, p. 1; BLI 2000, p. 170). The
Jun[iacute]n rail is known from two localities (Ondores and Pari) on
the southwestern shore of Lake Jun[iacute]n in central Peru. The
population has declined at a rate between 10 and 19 percent in the past
10 years, and this decline is expected to continue as a result of the
declining quality of habitat within its small, restricted range (BLI
2009b, pp. 4-5).
4. Peruvian plantcutter. BLI placed the Peruvian plantcutter in the
population category of between 500 and 1,000 individuals (BLI 2009g, p.
1). The Peruvian plantcutter has experienced a population decline of
between 1 and 9 percent in the past 10 years due to habitat loss. This
decline is expected to continue in close association with continued
habitat loss and degradation. There is insufficient information on
similar species (i.e., the other South American plantcutters) to
understand whether the Peruvian plantcutter's population size is small
relative to other plantcutters. However, there are several indications
that this number of individuals represents a small, declining
population.
First, the Peruvian plantcutter's population size--which is defined
by BLI as the total number of mature individuals--is not the same as
the effective population size--the number of individuals that actually
contribute to the next generation (Shaffer 1981, pp. 132-133;
Soul[eacute] 1980, pp. 160-162). Not all individuals in a population
will contribute to reproduction each year. Therefore, the estimated
population size for the Peruvian plantcutter may be an overestimate of
the species' effective population size. Moreover, the population
structure and extent of interbreeding are unknown. If the species does
not breed as a single population, its effective population size would
be further reduced.
Second, the extant Peruvian plantcutter population occurs primarily
in two disjunct subpopulations--Talara and P[oacute]mac Forest
Historical Sanctuary (BLI 2009g, pp. 1-2; Walther 2004, p. 73)--and in
several smaller sites (Flanagan et al. in litt. 2009, pp. 2-7; Williams
2005, p. 1; Walther 2004, p. 73; Flanagan and More 2003, pp. 5-9).
Talara and P[oacute]mac Forest Historical Sanctuary are approximately
257 km (160 mi) apart (FCC (Federal Communications Commission--Audio
Division 2009). Its habitat is heavily degraded and localities are
small, severely fragmented, and widely separated (Flanagan et al. in
litt. 2009, pp. 1-9; Bridgewater et al. 2003, p. 132; Ridgely and Tudor
1994, p. 18). It is possible that the distance between patches of
suitable habitat is too far to support interbreeding between
localities, so that the extant occurrences of this species would
function as genetically isolated subpopulations.
[[Page 43464]]
5. Royal cinclodes. Based on recent observations in Peru and
Bolivia, the total population of royal cinclodes is between 50 and 250
mature individuals (BLI 2011e; Aucca-Chutas 2007, pp. 4, 8;
G[oacute]mez in litt. 2007, p. 1). The royal cinclodes has undergone a
population decline between 30 and 49 percent in the past 10 years in
close association with the continued loss and degradation of the
Polylepis forest (BLI 2009i, p. 6). It is an intrinsically low-density
species. The exacerbated small population size, lack of connectivity
(isolation), and small areas of remaining habitat which are localized
and highly fragmented, all affect the continued existence of this
species (Lloyd 2010, pers. comm.). Engblom et al. (2002, p. 57) noted
that the royal cinclodes may descend from the mountains to forage in
the valleys during periods of snow cover at the higher altitudes. Thus,
interbreeding may occur at least among localities with shared valleys,
but there is insufficient information to determine that the species
breeds as a single population. It is currently restricted to high-
elevation, moist, moss-laden patches of semihumid woodlands in Peru and
Bolivia (BLI 2009i, p. 6; Fjelds[aring] and Kessler 1996, as cited in
Fjelds[aring] 2002a, p. 113). Remaining Polylepis woodlands are highly
fragmented and degraded, and it is estimated that approximately only 2
percent of the dense woodlands preferred by the species remain (del
Hoyo et al. 2003, p. 253; Engblom et al. 2002, p. 57).
6. White-browed tit-spinetail. BLI has placed the white-browed tit-
spinetail in the population category of between 500 and 1,500
individuals (BLI 2009d, pp. 1, 5). The white-browed tit-spinetail is
currently confined to high-elevation, semihumid patches of forest in
the Andes of Peru, and its population has declined at a rate between 10
and 19 percent in the past 10 years, in close association with the
continued loss and degradation of the Polylepis forest (BLI 2009d, pp.
5-6).
Summary of Factor E
Based on their small, declining population size and fragmented
distribution, combined with the threat of disease (Jun[iacute]n rail
and Jun[iacute]n grebe), we have determined that all six species
addressed in this final rule are vulnerable to the threat of adverse
natural events that exacerbate human activities (e.g., deforestation,
habitat alteration, and infrastructure development) that, alone or in
combination, destroy individuals and their habitat. The stochastic
risks associated with small, declining populations are exacerbated by
ongoing human activities that continue to curtail the species' habitat
throughout their range. We expect that the risks associated with small,
declining populations will continue to impact these six species and may
accelerate if habitat destruction continues unabated. We recognize that
reforestation efforts are occurring in some areas, but these efforts
will take years to have a positive effect on these species. Therefore,
we find that these species' small, declining populations, in concert
with their restricted ranges, habitat loss, and heightened
vulnerability to adverse natural events and manmade activities are
threats to the continued existence of these six species throughout
their ranges.
Finding
Section 3 of the Act defines an endangered species as any species
which is in danger of extinction throughout all or a significant
portion of its range and a threatened species as any species which is
likely to become an endangered species within the foreseeable future
throughout all or a significant portion of its range. We have carefully
assessed the best scientific and commercial information available
regarding threats to each of these six bird species. Significant
effects have already occurred as a result of habitat loss, and some
populations have likely been extirpated. The most significant threat to
the six species in this rule is habitat loss and alteration. Various
past and ongoing human activities and their secondary influences
continue to impact all of the remaining suitable habitats that may
still harbor each of these six species. We expect that any additional
loss or degradation of habitats used by these species will have a
greater, cumulative impact on these species. This is because with each
contraction of an existing subpopulation, the likelihood of interchange
with other subpopulations within patches decreases, while the
likelihood of their reproductive isolation increases.
Under the Act and our implementing regulations, a species may
warrant listing if it is threatened or endangered throughout all or a
significant portion of its range. Each of the species in this listing
rule is highly restricted in its range. In each case, the threats to
the survival of these species occur throughout the species' range and
are not restricted to any particular portion of that range.
Accordingly, our assessment and determination apply to each species
throughout its entire range.
We find that each of these six species is presently in danger of
extinction throughout its entire range, based on the immediacy,
severity, and scope of the threats described above. Although there are
ongoing attempts to alleviate some threats, no populations appear to be
without current significant threats, and many threats are without
obvious or readily available solutions. NGOs are conducting
conservation efforts including educational programs and reforestation;
however, these efforts are not adequately mitigating the threats to
these species. We expect that these species will continue to experience
an increased vulnerability to local extirpations into the future. On
the basis of the best available scientific and commercial data, these
six species meet the definition of endangered species under the Act,
rather than threatened species, because these species are in danger of
extinction at the present time. Therefore, endangered status is
appropriate for all six species in accordance with the Act.
Status Determination for the Ash-breasted Tit-tyrant
The total population of the ash-breasted tit-tyrant is estimated to
be approximately 780 individuals. We have carefully assessed the best
available scientific and commercial information regarding the past,
present, cumulative, and potential future threats faced by the ash-
breasted tit-tyrant and have concluded that there are three primary
factors that threaten the continued existence of the ash-breasted tit-
tyrant: (1) Habitat destruction, fragmentation, and degradation; (2)
limited size and increasing isolation of remaining populations; and (3)
inadequate regulatory mechanisms.
The ash-breasted tit-tyrant population is small and declining,
rendering the species particularly vulnerable to the threat of adverse
natural events and human activities (e.g., deforestation and habitat
alteration) that destroy individuals and their habitat. Ongoing human
activities that curtail the species' habitat throughout its range
exacerbate the demographic risks associated with small population
sizes. The population has declined 10-19 percent in the past 10 years,
and is predicted to continue declining commensurate with ongoing
habitat loss. Habitat loss was a factor in the ash-breasted tit-
tyrant's historical population decline, and the species is considered
to be declining today in association with the continued reduction in
habitat.
A species may be affected by more than one threat in combination.
We have identified multiple threats that may have interrelated impacts
on the species. However, it is not necessarily easy to determine (nor
is it necessarily
[[Page 43465]]
determinable) which potential threat is the operational threat. These
threats, either individually or in combination, are occurring at a
sufficient geographical or temporal scale to significantly affect the
status of the species.
Based on the immediate and ongoing threats to the ash-breasted tit-
tyrant throughout its range, as described above, we determine that the
ash-breasted tit-tyrant is in danger of extinction throughout all of
its range. Therefore, on the basis of the best available scientific and
commercial information, we are listing the ash-breasted tit-tyrant as
endangered throughout all of its range.
Status Determination for the Jun[iacute]n Grebe
The Jun[iacute]n grebe, a flightless grebe, is endemic to Lake
Jun[iacute]n, where it resides year-round. The species' population size
is estimated as 100-300 individuals, although the number of mature
individuals may be half this amount. We have carefully assessed the
best available scientific and commercial information regarding the
past, present, and potential future threats faced by the Jun[iacute]n
grebe and have concluded that there are four primary factors that
threaten the continued existence of the Jun[iacute]n grebe: (1) Habitat
destruction, fragmentation, and degradation; (2) disease; (3) limited
size and isolation of remaining populations; and (4) inadequate
regulatory mechanisms.
Jun[iacute]n grebe habitat continues to be altered by human
activities, conversion, and destruction of habitat, which reduce the
quantity, quality, distribution, and regeneration of habitat available
for the Jun[iacute]n grebe on Lake Jun[iacute]n. Population declines
have been correlated with water availability, and droughts have caused
severe population fluctuations that have likely compromised the
species' long-term viability. The Jun[iacute]n grebe population is
small and believed to be declining, rendering the species vulnerable to
the threat of adverse natural events and human activity (e.g., water
extraction and contaminants from mining) that destroy individuals and
their habitat. The population has declined 14 percent in the past 10
years, and this decline is predicted to continue commensurate with
ongoing threats from habitat destruction and water contamination. Based
on the immediate and ongoing threats to the Jun[iacute]n grebe
throughout its range, as described above, we determine that the
Jun[iacute]n grebe is in danger of extinction throughout all of its
range. Therefore, on the basis of the best available scientific and
commercial information, we are listing the Jun[iacute]n grebe as an
endangered species throughout all of its range.
Status Determination for the Jun[iacute]n Rail
The Jun[iacute]n rail is a ground-nesting bird endemic to Lake
Jun[iacute]n, where it resides year-round. The current estimated range
of the species is 160 km\2\ (62 mi\2\), and its population size is
estimated to be 1,000-2,499. However, both of these figures are likely
to be overestimates. We have carefully assessed the best available
scientific and commercial information regarding the past, present, and
potential future threats faced by the Jun[iacute]n rail and have
concluded that there are four primary factors that threaten the
continued existence of the rail: (1) Habitat destruction,
fragmentation, and degradation; (2) disease and predation; (3) limited
size and isolation of remaining populations; and (4) inadequate
regulatory mechanisms.
Jun[iacute]n rail habitat continues to be altered by human
activities, which results in the continued degradation and destruction
of habitat and reduces the quality and distribution of remaining
suitable habitat. The Jun[iacute]n rail population is small, increasing
the species' vulnerability to the threat of adverse natural events
(e.g., demographic or environmental) and human activities (e.g., water
contamination, water level manipulation, cattail harvest, and
overgrazing) that destroy individuals and their habitat. The
Jun[iacute]n rail population has declined at a rate between 10 and 19
percent during the past 10 years, and this decline is predicted to
continue commensurate with ongoing threats from habitat destruction,
water contamination, overgrazing, and cattail harvest and burning.
Based on the immediate and ongoing threats to the Jun[iacute]n rail
throughout its range, as described above, we determine that the
Jun[iacute]n rail is in danger of extinction throughout all of its
range. Therefore, on the basis of the best available scientific and
commercial information, we are listing the Jun[iacute]n rail as an
endangered species throughout all of its range.
Status Determination for the Peruvian Plantcutter
The Peruvian plantcutter is endemic to semiarid lowland dry forests
of coastal northwestern Peru. The species' population size is estimated
to be 500-1,000 individuals.
We have carefully assessed the best available scientific and
commercial information regarding the past, present, and potential
future threats faced by the Peruvian plantcutter and have concluded
that there are three primary factors that threaten the continued
existence of the Peruvian plantcutter: (1) Habitat destruction,
fragmentation, and degradation; (2) limited size and isolation of
remaining populations; and (3) inadequate regulatory mechanisms.
Human activities that degrade, alter, and destroy habitat are
ongoing throughout the Peruvian plantcutter's range. Widespread land
conversion to agriculture has removed the vast majority of P. pallida
dry forest habitat throughout the range of the Peruvian plantcutter.
The Peruvian plantcutter's population is small, rendering the
species particularly vulnerable to the threat of adverse natural events
and human activities (e.g., deforestation and firewood extraction) that
destroy individuals and their habitat. Ongoing human activities that
cause habitat loss throughout the species' range exacerbate the
stochastic and demographic risks associated with small population
sizes. The population has been estimated to have declined 1-9 percent
in the past 10 years, in association with continued habitat loss.
Habitat loss was a factor in this species' historical decline--the
Peruvian plantcutter has been extirpated from 11 of its 14 historical
sites--and the species is considered to be declining today in
association with the continued reduction in habitat. Based on the
immediate and ongoing significant threats to the Peruvian plantcutter
throughout its range, as described above, we determine that the
Peruvian plantcutter is in danger of extinction throughout all of its
range. Therefore, on the basis of the best available scientific and
commercial information, we are listing the Peruvian plantcutter as an
endangered species throughout all of its range.
Status Determination for the Royal Cinclodes
The royal cinclodes, a large-billed ovenbird, is native to the
high-altitude, semihumid Polylepis or Polylepis-Gynoxys woodlands of
the Bolivian and Peruvian Andes, where it occupies a narrow range of
distribution at elevations between 3,500 and 4,600 m (11,483 and 12,092
ft). The species has a highly restricted and severely fragmented range
and is found only in the Peruvian administrative regions of
Apur[iacute]mac, Cusco, Jun[iacute]n, and Puno, and in the Bolivian
Department of La Paz. The population of the royal cinclodes is
estimated to be fewer than 300 individuals.
We have carefully assessed the best available scientific and
commercial information regarding the past, present,
[[Page 43466]]
and potential future threats faced by the royal cinclodes and have
concluded that there are three primary factors impacting the continued
existence of the royal cinclodes: (1) Habitat destruction,
fragmentation, and degradation; (2) limited size and isolation of
remaining populations; and (3) inadequate regulatory mechanisms. Only
2-3 percent of the dense Polylepis woodlands preferred by the species
likely remain (ABC 2010, p. 1). Limited by the availability of suitable
habitat, the species occurs today only in some of these fragmented and
disjunct locations. Royal cinclodes habitat is particularly vulnerable
to the drying effects associated with diminished forest cover. Because
the royal cinclodes population is small and declining, the species is
particularly vulnerable to the threat of adverse natural events (e.g.,
demographic or environmental) and human activities (e.g., deforestation
and habitat alteration) that destroy individuals and their habitat. The
population has declined 30-49 percent in the past 10 years, and is
predicted to continue declining commensurate with ongoing habitat loss.
Based on the immediate and ongoing threats to the royal cinclodes
throughout its range, as described above, we determine that the royal
cinclodes is in danger of extinction throughout all of its range.
Therefore, on the basis of the best available scientific and commercial
information, we are listing the royal cinclodes as an endangered
species throughout all of its range.
Status Determination for the White-browed Tit-spinetail
The white-browed tit-spinetail is restricted to high-altitude
woodlands of the Peruvian Andes. The species has a highly restricted
and severely fragmented range, and is currently known from only a small
number of sites in the Apur[iacute]mac and Cusco regions in south-
central Peru. The population of the white-browed tit-spinetail is
estimated to be approximately 500 to 1,500 individuals. We have
carefully assessed the best available scientific and commercial
information regarding the past, present, and potential future threats
faced by the white-browed tit-spinetail. There are three primary
factors impacting the continued existence of the white-browed tit-
spinetail: (1) Habitat destruction, fragmentation, and degradation; (2)
limited size and isolation of remaining populations; and (3) inadequate
regulatory mechanisms.
Widespread deforestation and the conversion of forests for grazing
and agriculture have led to the fragmentation of habitat throughout the
range of the white-browed tit-spinetail. Researchers estimate that only
one percent of the dense Polylepis woodlands preferred by the species
remain. Limited by the availability of suitable habitat, the species
occurs today only in a few fragmented and disjunct locations. The
species' severely restricted range, combined with its small population
size, renders it particularly vulnerable to the threat of adverse
natural and manmade (e.g., deforestation, habitat alteration, wildfire)
events that destroy individuals and their habitat. The species has
experienced a population decline of between 10 and 19 percent in the
past 10 years, and is predicted to continue declining commensurate with
ongoing habitat loss and degradation. Based on the immediate and
ongoing threats to the white-browed tit-spinetail throughout its range,
as described above, we determine that the white-browed tit-spinetail is
in danger of extinction throughout all of its range. Therefore, on the
basis of the best available scientific and commercial information, we
are listing the white-browed tit-spinetail as an endangered species
throughout all of its range.
Available Conservation Measures
Conservation measures provided to species listed as endangered or
threatened under the Act include recognition, requirements for Federal
protection, and prohibitions against certain practices. Recognition
through listing results in public awareness, and encourages and results
in conservation actions by Federal and State governments, private
agencies and interest groups, and individuals.
Section 7(a) of the Act, as amended, and as implemented by
regulations at 50 CFR part 402, requires Federal agencies to evaluate
their actions within the United States or on the high seas with respect
to any species that is proposed or listed as endangered or threatened.
Section 8(a) of the Act authorizes the provision of limited
financial assistance for the development and management of programs
that the Secretary of the Interior determines to be necessary or useful
for the conservation of endangered and threatened species in foreign
countries. Sections 8(b) and 8(c) of the Act authorize the Secretary to
encourage conservation programs for foreign endangered and threatened
species and to provide assistance for such programs in the form of
personnel and the training of personnel.
The Act and its implementing regulations set forth a series of
general prohibitions and exceptions that apply to all endangered and
threatened wildlife. As such, these prohibitions would be applicable to
these species. These prohibitions, under 50 CFR 17.21, in part, make it
illegal for any person subject to the jurisdiction of the United States
to take (take includes to harass, harm, pursue, hunt, shoot, wound,
kill, trap, capture, or collect, or to attempt to engage in any such
conduct) any endangered wildlife species within the United States or
upon the high seas; or to import or export; to deliver, receive, carry,
transport, or ship in interstate or foreign commerce in the course of
commercial activity; or to sell or offer for sale in interstate or
foreign commerce any endangered wildlife species. It is also illegal to
possess, sell, deliver, carry, transport, or ship any such wildlife
that has been taken in violation of the Act. Certain exceptions apply
to agents of the Service and State conservation agencies.
Permits may be issued to carry out otherwise prohibited activities
involving endangered and threatened wildlife species under certain
circumstances. Regulations governing permits are codified at 50 CFR
17.22 for endangered species. With regard to endangered wildlife, a
permit may be issued for the following purposes: For scientific
purposes, to enhance the propagation or survival of the species, and
for incidental take in connection with otherwise lawful activities.
Required Determinations
Paperwork Reduction Act (44 U.S.C. 3501 et seq.)
This final rule does not contain any new collections of information
that require approval by the Office of Management and Budget (OMB)
under the Paperwork Reduction Act. This rule will not impose new
recordkeeping or reporting requirements on State or local governments,
individuals, businesses, or organizations. We may not conduct or
sponsor, and you are not required to respond to, a collection of
information unless it displays a currently valid OMB control number.
National Environmental Policy Act (NEPA)
We have determined that environmental assessments and environmental
impact statements, as defined under the authority of the National
Environmental Policy Act of 1969 (42 U.S.C. 4321 et seq.), need not be
prepared in connection with regulations adopted under section 4(a) of
the Act. We published a notice outlining our reasons for this
[[Page 43467]]
determination in the Federal Register on October 25, 1983 (48 FR
49244).
References Cited
A complete list of all references cited in this rule is available
on the Internet at https://www.regulations.gov or upon request from the
Endangered Species Program, U.S. Fish and Wildlife Service (see FOR
FURTHER INFORMATION CONTACT).
Authors
The primary authors of this final rule are the staff members of the
Branch of Foreign Species, Endangered Species Program, U.S. Fish and
Wildlife Service, 4401 N. Fairfax Drive, Arlington, VA 22203.
List of Subjects in 50 CFR Part 17
Endangered and threatened species, Exports, Imports, Reporting and
recordkeeping requirements, Transportation.
Regulation Promulgation
Accordingly, we amend part 17, subchapter B of chapter I, title 50
of the Code of Federal Regulations, as set forth below:
PART 17--[AMENDED]
0
1. The authority citation for part 17 continues to read as follows:
Authority: 16 U.S.C. 1361-1407; 16 U.S.C. 1531-1544; 16 U.S.C.
4201-4245; Pub. L. 99-625, 100 Stat. 3500; unless otherwise noted.
0
2. Amend Sec. 17.11(h) by adding entries for ``Cinclodes, royal'',
``Grebe, Jun[iacute]n'', ``Plantcutter, Peruvian'', ``Rail,
Jun[iacute]n'', ``Tit-spinetail, white-browed'', and ``Tit-tyrant, ash-
breasted'' in alphabetical order under Birds to the List of Endangered
and Threatened Wildlife, as follows:
Sec. 17.11 Endangered and threatened wildlife.
* * * * *
(h) * * *
--------------------------------------------------------------------------------------------------------------------------------------------------------
Species Vertebrate
-------------------------------------------------------- population where Critical Special
Historic range endangered or Status When listed habitat rules
Common name Scientific name threatened
--------------------------------------------------------------------------------------------------------------------------------------------------------
* * * * * * *
Birds............................
* * * * * * *
Cinclodes, royal................. Cinclodes aricomae.. Bolivia, Peru...... Entire............. E 799 NA NA
* * * * * * *
Grebe, Jun[iacute]n.............. Podiceps Peru............... Entire............. E 799 NA NA
taczanowskii.
* * * * * * *
Plantcutter, Peruvian............ Phytotoma raimondii. Peru............... Entire............. E 799 NA NA
* * * * * * *
Rail, Jun[iacute]n............... Laterallus tuerosi.. Peru............... Entire............. E 799 NA NA
* * * * * * *
Tit-spinetail, white-browed...... Leptasthenura Peru............... Entire............. E 799 NA NA
xenothorax.
Tit-tyrant, ash-breasted......... Anairetes alpinus... Bolivia, Peru...... Entire............. E 799 NA NA
* * * * * * *
--------------------------------------------------------------------------------------------------------------------------------------------------------
* * * * *
Dated: June 28, 2012
Daniel M. Ashe,
Director, U.S. Fish and Wildlife Service.
[FR Doc. 2012-17402 Filed 7-23-12; 8:45 am]
BILLING CODE 4310-55-P