Federal Bureau of Investigation Anti-Piracy Warning Seal Program, 41316-41320 [2012-16506]
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§ 370.43 What codes are used to report
Tier I and Tier II inventory information?
(a) Weight range codes. Except as
provided in paragraph (b) of this
section, you must use the following
codes to report the maximum amount
and average daily amount when
reporting Tier I or Tier II inventory
information:
Weight range in pounds
Counsel, telephone number 202–324–
8088.
SUPPLEMENTARY INFORMATION: In this
document, the FBI finalizes a regulation
proposed on September 7, 2011 (76 FR
55332), regarding the FBI APW Seal
Program. In this regulation, the FBI
extends access to the APW Seal to all
United States copyright holders, subject
to specific conditions of use.
Range codes
A. Discussion
The FBI APW Seal is a modified
01 ..................
0
99 image of the FBI’s Official Seal with the
02 ..................
100
499 words ‘‘FBI Anti-Piracy Warning’’
03 ..................
500
999 superimposed on it. The APW Seal was
04 ..................
1,000
4,999 designed to graphically enhance the
05 ..................
5,000
9,999 impact of language warning users of
06 ..................
10,000
24,999
07 ..................
25,000
49,999 copyrighted media about the potential
08 ..................
50,000
74,999 consequences of intellectual property
09 ..................
75,000
99,999 crime, and the FBI’s role in investigating
10 ..................
100,000
499,999 such crime. It serves as a vivid and
11 ..................
500,000
999,999 widely recognizable reminder of the
12 ..................
1,000,000
9,999,999 FBI’s authority and mission with respect
13 ..................
10,000,000
(*) to the protection of intellectual property
rights.
* Greater than 10 million
Beginning in December 2003, the FBI
Note to paragraph (a): To convert gas or
implemented a pilot program in which
liquid volume to weight in pounds, multiply
the FBI entered into separate
by an appropriate density factor.
Memoranda of Understanding with each
of five entertainment and software
(b) Your SERC or LEPC may provide
industry associations. Members of these
other range codes for reporting
associations were able to request
maximum amount and average daily
approval to use the APW Seal from the
amount, or may require reporting of
association, and the association
specific amounts. You may use your
administered the process and recordSERC’s or LEPC’s range codes (or
keeping. Largely as a result of this
specific amounts) provided the ranges
program, the APW Seal and its antiare not broader than the ranges in
piracy message have reached a large
paragraph (a) of this section.
segment of the public. Unfortunately,
[FR Doc. 2012–16951 Filed 7–12–12; 8:45 am]
the pilot program also had the effect of
BILLING CODE 6560–50–P
excluding non-members of these five
associations from being able to use the
APW Seal on their works.
DEPARTMENT OF JUSTICE
In order to enhance the availability,
use, and effectiveness of the APW Seal
41 CFR Part 128–1
on lawful, copyright-protected works,
[Docket No. FBI 151]
this rule establishes a regulation
governing the use of the APW Seal. The
RIN 1110–AA32
image of the APW Seal will be made
available on the FBI’s Web site, and it
Federal Bureau of Investigation Antimay be downloaded for use on eligible
Piracy Warning Seal Program
works as specified in the text of the
AGENCY: Federal Bureau of Investigation
regulation below. There will be no fee
(FBI), Justice.
associated with using the APW Seal.
ACTION: Final rule.
This regulation will be a significant
improvement over the current program,
SUMMARY: In this document, the Federal
which has tended to limit the use of the
Bureau of Investigation (FBI) finalizes
APW Seal and requires each user to
its proposed regulation regarding the
enter into a written agreement governing
FBI Anti-Piracy Warning Seal (APW
the use. Once this regulation is effective,
Seal). The final rule provides a general
the FBI will work with the participating
authorization allowing all copyright
associations to terminate the pilot
holders to use the APW Seal, subject to
program.
specific conditions of use.
B. Overview of Public Comments
DATES: This rule is effective on August
Received
13, 2012.
FOR FURTHER INFORMATION CONTACT: John
All public comments were considered
C. Allender, FBI Office of the General
in preparing this final rule. Of the forty-
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five comments received, most expressed
general agreement with the proposed
rule. Twenty-four comments specifically
noted the benefits of expanding the use
of the APW Seal beyond the five
associations participating in the pilot
program. Many of these spoke favorably
about eliminating the financial and
administrative obstacles to use of the
APW Seal under the pilot program. Four
comments noted the benefits of speed
and ease of access offered by the
proposed on-line process for obtaining
the APW Seal.
The comments received from selfidentified copyright holders expressed
strong support for the proposed rule.
For example, two comments from
organizations in the spectator sports and
independent film industries highlighted
the direct negative impact that copyright
piracy has on each industry. These
comments noted that the ‘‘perishable
nature’’ of live sporting events and the
need to justify income projections in
order to secure financing for
independent films leaves these
industries vulnerable to the financial
consequences of piracy. These
comments support the FBI’s belief that
increased availability of the APW Seal
will assist copyright holders in
educating users and protecting their
works from piracy.
Six comments expressed opposition
to the proposed rule, noting various
concerns either with the effectiveness of
the APW Seal program in deterring
piracy generally, or with the new
direction outlined in the proposed rule.
These included assertions that the APW
Seal and accompanying warning do not
effectively deter piracy of intellectual
property and are a waste of FBI
resources; that the lack of positive
control over who downloads the APW
Seal could lead to increased misuse of
the APW Seal and undermine the
effectiveness of the anti-piracy message
and the FBI’s reputation; and that the
APW Seal program and other United
States Government efforts to combat
copyright piracy are merely the product
of pressure from the entertainment
industry.
The FBI responds to these comments
with three points. First, the FBI believes
that the APW Seal and accompanying
warnings convey important messages to
the public and are a significant
component of its efforts to deter and to
investigate federal crimes involving the
piracy of intellectual property. Allowing
use by copyright holders who are not
members of industry associations will
enhance those efforts. Second, although
broader access may make unauthorized
use more likely, this concern is
overshadowed by the value of
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increasing public awareness of these
prohibitions and the FBI’s role in
investigating related criminal activity.
Finally, although the FBI works closely
with industry groups to combat piracy,
it was the volume of requests to use the
APW Seal from outside the
entertainment industry associations
participating in the pilot program, and
the costs of negotiating agreements with
individual copyright holders, that in
large part spurred the revisions to the
program reflected by this regulation.
One comment asserted that the AntiCounterfeiting Trade Agreement (ACTA)
is unconstitutional, while expressing
support for the proposed rule. The
assertion regarding ACTA is not
relevant to the present rulemaking,
which is being promulgated pursuant to
the Department’s statutory and
regulatory authority concerning use of
the official insignia of the FBI and the
United States Department of Justice.
C. Comments on Specific Sections of the
Proposed Rule
Several comments sought clarification
or suggested changes to the proposed
rule. One comment suggested that the
language in paragraph (e)(1) that the
‘‘APW Seal may only be used on works
subject to protection as intellectual
property,’’ is a vague standard and may
lead to confusion as to whether a work
must be registered with the United
States Copyright Office prior to the
owner using the APW Seal. Two
additional comments evidenced
confusion as to whether the APW Seal
is available for use on unregistered
works, while another comment
recommended that the APW Seal be
limited to ‘‘officially copyrighted’’
works. The FBI assumes this comment
referred to ‘‘registered’’ works. One
additional comment suggested that the
references to particular United States
Code sections, such as are at paragraph
(e)(1), are confusing and make it
difficult to determine exactly who may
use the APW Seal.
The FBI intends that the APW Seal be
available for use on works protected
under federal criminal statutes
prohibiting piracy of copyrighted
material. Registration is not necessary
for such protection, as provided in Title
17, United States Code, Section 408(a).
The FBI revised paragraph (e)(1) to
clarify that the APW Seal is available for
use only on copyrighted works, as
opposed to other types of intellectual
property.
One comment suggested that the
phrase ‘‘other applicable law’’ should be
clarified in paragraph (d)(2). As
indicated in paragraph (c), use of the
APW Seal, except as authorized by this
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regulation, would likely violate Title 18,
United States Code, Section 701, which
provides criminal sanctions for
unauthorized uses of approved agency
insignia. Additionally, Title 18, United
States Code, Section 709 prohibits
certain unauthorized uses of the name
and initials of the FBI that suggest FBI
endorsement, approval, or
authorization. This prohibition could
well be implicated in an unauthorized
use of the APW Seal. Because the FBI
cannot predict all of the other possible
circumstances of misuse and the
statutes that they might implicate, the
FBI believes the current wording of
paragraph (d)(2) is appropriate.
One comment expressed confusion as
to the purpose of paragraph (e)(4),
which encourages use of copy
protection and anti-circumvention
techniques. Paragraph (e)(3) requires
users to obtain the Seal from the FBI’s
public Web site so that the FBI has an
opportunity to provide additional notice
of the conditions of use, and other
pertinent information, before the image
is downloaded. Use of copy protection
and anti-circumvention techniques is
encouraged to help prevent
unauthorized copying and use of the
APW Seal by individuals who may not
be aware of the limitations in this
regulation.
One comment indicated confusion as
to the intent and effect of paragraph
(f)(2)’s prohibition on use of the APW
Seal on works that cannot lawfully be
distributed by United States mail. The
comment suggested that this paragraph
would allow the APW Seal to be used
on, for example, child pornography
distributed through FedEx, UPS, or
other non-United States Postal Service
carriers. The language used in paragraph
(f)(2) was intended to prohibit use of the
APW Seal on types of works, such as
child pornography, that cannot lawfully
be distributed in or affecting interstate
commerce under federal law. The
prohibition does not depend on whether
the work is actually distributed, or the
actual means of distribution. To more
closely track the language used in the
federal statutes governing such works,
such as Title 18, United Sates Code,
Section 2252A, the FBI has revised
paragraph (f)(2) to read: ‘‘whose
production, sale, public presentation, or
distribution by mail or in or affecting
interstate commerce would violate the
laws of the United States.’’
One comment suggested that
paragraph (f)(4)(B) of the proposed rule
is confusing, and offered alternative
language. The comment stated that, as
written, paragraph (f)(4)(B) ‘‘falsely
suggests that a lawful user of the [APW]
Seal is not entitled to protection of the
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law.’’ The FBI disagrees. This paragraph
prohibits use of the APW Seal in a
manner suggesting that the FBI has
made a determination as to the work’s
eligibility for copyright protection. The
APW Seal does not indicate that the FBI
has made such a determination
regarding the work and to indicate
otherwise would be misleading. The
language is sufficiently clear.
One comment recommended
changing ‘‘may’’ to ‘‘shall’’ throughout
the proposed rule for clarity. To reduce
any ambiguity, the FBI has reviewed the
regulatory language and changed ‘‘may’’
to ‘‘shall’’ and ‘‘may not’’ to ‘‘shall not’’
as appropriate. In addition, the FBI has
rewritten paragraph (d)(1) as ‘‘* * *
subject to the terms and conditions set
forth in this section’’ (emphasis added)
to clarify that use of the APW Seal is
governed by the terms and conditions in
the entire section, 41 CFR 128–1.5009,
rather than only what is contained in
paragraph (d). Additionally, the
reference to the United States Code in
paragraph (e)(1) was reformatted for
consistency with paragraphs (c) and
(d)(2).
Two other comments questioned how
the APW Seal would help detect
violations of law, as stated in paragraph
(a) of the proposed rule. The FBI
believes that by increasing public
awareness about criminal copyright
violations and the FBI’s investigative
role, the APW Seal may not only help
deter potential violators, but may
increase the likelihood that individuals
with information related to such
violations will report that information
so it can be investigated.
One comment recommended that the
FBI keep the original authorized
warning language used in the pilot
program, which specified the applicable
fines and potential prison sentences, in
lieu of the authorized warning language
in the proposed rule at paragraph
(e)(2)(i). Although the FBI has not
changed the authorized warning
language from the proposed rule to the
final rule, alternative authorized
warning language specifying potential
fines and prison sentences will be made
available on the FBI’s Web site pursuant
to paragraph (e)(2). This will allow the
FBI to more easily update the
authorized warning language if the
specific penalties are changed in the
applicable statutes.
One comment expressed concern that
statements in the Regulatory
Certifications section of the proposed
rule pertaining to the Unfunded
Mandates Reform Act of 1995 (UMRA),
the Small Business Regulatory
Enforcement Fairness Act of 1996
(SBREFA), and Executive Order 12866,
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section 3(f) asserting that the rule will
have less than $100 million in economic
impact were unsubstantiated by any
data provided. In response, the FBI
notes that, as was discussed in the
notice of proposed rulemaking and
above in this final rule, since December
2003 the FBI has conducted an APW
Seal pilot program with five
entertainment and software industry
associations. Nothing that has come to
the FBI’s attention in the over eight
years of the APW Seal pilot program
suggests that this rule would have an
economic impact of anywhere close to
$100 million. Further, as also noted
above, there will be no fee associated
with using the APW Seal.
The comment also expressed concern
that by designating this rule as not being
a ‘‘significant’’ regulatory action the
Department made a determination on a
budgetary or economic issue in a
manner that precluded evaluation by
the Office of Management and Budget
(OMB) under that Executive Order. The
FBI responds that, pursuant to
Executive Order 12866 section
6(a)(3)(A) and before publication it
provided OMB with summaries both of
the proposed and of the final rule on
this subject. The summaries were
reviewed by OMB and OMB concurred
with the Department’s assertion that this
rule is not a ‘‘significant’’ regulatory
action. It is the Department’s experience
that if OMB has any uncertainty
regarding the correctness of an agency’s
assertion that a rulemaking is ‘‘nonsignificant,’’ OMB will either request an
informal full text copy of the rule or will
designate the rule as ‘‘significant,’’ thus
initiating a formal review pursuant to
Executive Order 12866. The phrasing of
the Executive Order 12866/Executive
Order 13563 certification in this
rulemaking that ‘‘accordingly this rule
has not been reviewed by the Office of
Management and Budget’’ indicates that
OMB has not conducted a formal
review.
D. Comments Related to the FBI’s APW
Seal Program Generally
Thirteen comments expressed a
general concern that greater accessibility
will lead to, or at least facilitate, an
increase in misuse of the APW Seal.
These comments suggest that the
proposed system of making the APW
Seal available on the FBI’s Web site will
be more difficult to police than the pilot
program. Ten comments expressed
varying degrees of concern as to the
possibility that widespread use of the
APW Seal may ‘‘dilute’’ the value of the
image and the FBI’s message. While the
FBI recognizes these potential effects of
the new rule, they are outweighed by
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the expected benefits of increasing the
presence of the anti-piracy message
across the board to include copyrighted
works that may have been ineligible
under the pilot program. Additionally,
the APW Seal will remain protected by
criminal statutes, to include Title 18,
United States Code, Sections 701 and
709.
Two comments noted that despite the
text of the regulation, the public may
perceive the APW Seal as the FBI’s
endorsement of a particular work or
product, and believe that the work is
entitled to protection. Paragraph
(f)(4)(ii) specifically provides that the
APW Seal shall not be used in any
manner ‘‘indicating that the FBI has
determined that a particular work or
portion thereof is entitled to protection
of the law.’’ The FBI does not review
specific works to determine whether
they are entitled to copyright protection.
To further clarify this point, the FBI
plans to include information on its
public Web site (https://www.fbi.gov) to
assist in educating individual users of
the APW Seal, and the public at large.
Six comments recommended that the
FBI establish a system to verify that
users have a legitimate copyright
interest in the work on which they seek
to place the APW Seal. The FBI does not
have the resources to establish such a
system and does not consider such a
system necessary to achieve the
purposes of this regulation.
Accordingly, the FBI declines to
incorporate this recommendation into
the final rule.
Three comments suggested that FBI
and Interpol anti-piracy warnings
should be ‘‘skippable’’ prior to movies
or other material. Nothing in this
regulation requires users of the APW
Seal to prevent viewers from skipping
past these warnings, nor is the industry
prohibited from continuing the practice.
Two comments suggested that the FBI
charge fees of some or all users of the
APW Seal. Charging fees would deter
use of the APW Seal. Another comment
recommended making use of the APW
Seal mandatory on copyright-protected
works to assist in identification of
counterfeits. The FBI does not have
authority to mandate use of the APW
Seal.
Two comments also suggested that
rather than allow individual copyright
owners to use the APW Seal, the FBI
should continue to work through
industry associations. One of these two
comments also suggested that the APW
Seal should indicate that the user is part
of an association that works closely with
the FBI to stop piracy. The APW Seal is
not intended to indicate that the FBI
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works more closely with one group than
another.
Two comments pointed out potential
problems with applying the APW Seal
to certain media, such as photographs or
Web sites. One of these comments
suggested that copyright owners who
choose not to use the APW Seal will be
disadvantaged compared to owners of
works that more readily lend themselves
to application of the APW Seal. Two
comments suggested that widespread
use of the APW Seal, as will be allowed
under this regulation, may lead to a
public belief that any work not bearing
the APW Seal is not protected by
copyright law. Use of the APW Seal in
no way affects the protection that a
work is entitled to under the law. The
FBI believes that the value of the APW
Seal outweighs the risk of possible
confusion, but intends to clarify this
matter on its public Web site.
Five comments also expressed a
concern that the broader accessibility of
the APW Seal may have a ‘‘chilling
effect’’ on fair use, as some copyright
holders may attempt to use the APW
Seal to discourage uses of their
copyrighted work that would otherwise
be permissible under the fair use
doctrine. The FBI fully recognizes that
fair use, which is authorized under Title
17, United States Code, Section 107,
does not constitute infringement, much
less a federal crime. The warning
language does not suggest otherwise.
The FBI intends to address this matter
on its public Web site.
Four comments noted generally that
the APW Seal is a ‘‘passive warning’’
and not a sufficiently effective means to
deter intellectual property piracy.
Another comment suggested the FBI’s
warning should be modified to prevent
‘‘ad burnout’’ by using a graphic to
show the negative impact of the piracy
problem. The APW Seal program is part
of a much larger government-wide effort
to combat intellectual property piracy.
Due to the nature of the program and the
crime itself, it is difficult to measure the
effectiveness of the APW Seal program
at preventing piracy. Based on feedback
from the pilot program and the volume
of requests to use the APW Seal,
however, the FBI believes that
continuing the APW Seal program as
expanded in this regulation is a
worthwhile effort.
Four comments offered suggestions in
regard to making, allowing, or
preventing modifications to the
appearance of the APW Seal related to
size and color, banning other text on the
same page or screen as the APW Seal,
or a requirement for a border or other
division to separate the image from any
user-provided content. Two of these
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comments suggested the FBI adopt a
requirement for a border or minimum
space around the APW Seal in order to
more clearly separate it from other
information on the same page or screen.
The FBI agrees that this requirement
would assist in limiting confusion as to
the FBI’s message. Accordingly, the FBI
has modified paragraph (e)(2) to require
a border any time the APW Seal is used
on anything other than a blank screen or
page, such as on media packaging. The
FBI would not consider enlargement or
reduction in size of the image
downloaded to be a prohibited
alteration of the image under this
regulation. The FBI declines to adopt
the recommendations on this topic
related to other alterations as such
flexibility could detract from the impact
of the APW Seal in evoking the FBI’s
involvement in enforcement of antipiracy laws.
Two comments recommended that the
FBI implement some form of clickthrough informational pages or a pop-up
notifying the user attempting to
download the APW Seal of the
conditions of use, and the possible
penalties for unauthorized use. Another
comment recommended that the APW
Seal be more accessible on the FBI’s
Web site than the current APW Seal
informational page, requiring fewer
clicks to reach. The FBI will take these
recommendations into account in
designing the APW Seal program pages
and download procedure.
One comment suggested that the FBI
disallow use of the ‘‘authorized warning
language’’ alone, which may be found at
paragraph (e)(2)(i) of the rule, now that
the APW Seal itself is available to all
copyright holders. The FBI recognizes
that some copyright-protected works
may not lend themselves well to
application of the APW Seal, and so will
continue to allow use of the warning
language alone for those users who find
it more suitable to their needs.
One comment expressed an opinion
that inclusion of the APW Seal on a
copyrighted work should not establish
per se the willful intent element of
criminal copyright infringement
(Reference Title 17, United States Code,
Section 506(a)(1)). The evidentiary
value of the use of the APW Seal or
other warning in a particular case is not
a matter to be determined via regulation
by the FBI.
Several comments made
recommendations regarding the role of
the APW Seal in the FBI’s overall law
enforcement efforts relating to piracy of
intellectual property. One comment
suggested that the FBI should consider
a comprehensive ‘‘brand marketing
strategy’’ for the APW Seal, including
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guidance on how to use the APW Seal
and how to report suspected piracy.
Additionally, this comment suggested
that the FBI work closely with industry
associations and focus on enforcement.
This comment, as well as one additional
comment, suggested the FBI develop a
system for reporting misuse of the APW
Seal. Finally, one comment
recommended that the FBI clarify that
purchasing a counterfeit product is
illegal and explain the ramifications of
supporting the counterfeiting industry.
As noted previously, the APW Seal
program is one aspect of a larger antipiracy effort. The FBI, both
independently and through its
partnership with other federal agencies
and the National Intellectual Property
Rights Coordination Center (‘‘IPR
Center’’), is currently working to
increase public awareness of the issues
related to copyright piracy and other
intellectual property theft. The FBI
works closely with industry associations
to maximize the impact of enforcement
efforts, and will continue to do so as
long as it is beneficial to the FBI’s
mission with regard to intellectual
property crime. More information about
these efforts, the negative impacts of
piracy and of supporting the
counterfeiting industry, and how to
report suspected piracy or IP theft is
available on the FBI and IPR Center Web
sites (https://www.iprcenter.gov).
Regulatory Certifications
Regulatory Flexibility Act
The Assistant Attorney General for
Administration, in accordance with the
Regulatory Flexibility Act (5 U.S.C.
605(b)), has reviewed this final rule and,
by approving it, certifies that this rule
will not have a significant economic
impact on a substantial number of small
entities. Subject to the terms and
conditions set forth, this rule allows
copyright holders to use the APW Seal
on copyrighted works to help detect and
deter criminal violations of United
States intellectual property laws by
educating the public about the existence
of these laws and the authority of the
FBI to enforce them.
Executive Orders 12866 and 13563—
Regulatory Review
This regulation has been drafted and
reviewed in accordance with Executive
Order 12866, ‘‘Regulatory Planning and
Review’’ section 1(b), Principles of
Regulation and in accordance with
Executive Order 13563, ‘‘Improving
Regulation and Regulatory Review’’
section 1(b), General Principles of
Regulation.
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The Department of Justice has
determined that this rule is not a
‘‘significant regulatory action’’ under
Executive Order 12866, section 3(f),
Regulatory Planning and Review, and
accordingly this rule has not been
reviewed by OMB.
Further, both Executive Orders 12866
and 13563 direct agencies to assess all
costs and benefits of available regulatory
alternatives and, if regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety
effects, distributive impacts, and
equity). Executive Order 13563
emphasizes the importance of
quantifying both costs and benefits, of
reducing costs, of harmonizing rules,
and of promoting flexibility. The
Department has assessed the costs and
benefits of this regulation and believes
that the regulatory approach selected
maximizes net benefits.
Executive Order 12988—Civil Justice
Reform
This final rule meets the applicable
standards set forth in sections 3(a) and
3(b)(2) of Executive Order 12988.
Executive Order 13132—Federalism
This final rule will not have
substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government. Therefore, in
accordance with Executive Order 13132,
it is determined that this rule does not
have sufficient federalism implications
to warrant the preparation of a
Federalism Assessment.
Unfunded Mandates Reform Act of 1995
This final rule will not result in the
expenditure by State, local, and tribal
governments (in the aggregate) or by the
private sector of $100 million or more
in any one year, and it will not
significantly or uniquely affect small
governments. Therefore, no actions were
deemed necessary under the provisions
of the Unfunded Mandates Reform Act
of 1995.
Small Business Regulatory Enforcement
Fairness Act of 1996
This final rule is not a major rule as
defined by section 804 of the Small
Business Regulatory Enforcement
Fairness Act of 1996. This final rule will
not result in an annual effect on the
United States economy of $100 million
or more; a major increase in costs or
prices; or significant adverse effects on
competition, employment, investment,
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13JYR1
41320
Federal Register / Vol. 77, No. 135 / Friday, July 13, 2012 / Rules and Regulations
productivity, innovation, or on the
ability of United States-based
companies to compete with foreignbased companies in domestic and
export markets. Subject to the terms and
conditions set forth, this rule merely
allows copyright holders to use the
APW Seal on copyrighted works to help
detect and deter criminal violations of
United States intellectual property laws
by educating the public about the
existence of these laws and the
authority of the FBI to enforce them.
List of Subjects in 41 CFR Part 128–1
Government property, Seals and
insignia, Copyright, Intellectual
property.
Accordingly, for the reasons set forth
in the preamble, part 128–1 of chapter
128 of Title 41 of the Code of Federal
Regulations is amended as follows:
PART 128–1—[AMENDED]
1. The authority citation for part 128–
1 is revised to read as follows:
■
Authority: 5 U.S.C. 301, 40 U.S.C. 121(c),
41 CFR 101–1.108, and 28 CFR 0.75(j), unless
otherwise noted.
2. Add § 128–1.5009 to read as
follows:
■
tkelley on DSK3SPTVN1PROD with RULES
§ 128–1.5009 Authorization for Use of the
Federal Bureau of Investigation Anti-Piracy
Warning Seal.
(a) Purpose. The Federal Bureau of
Investigation (FBI) Anti-Piracy Warning
Seal (‘‘APW Seal’’) is an official insignia
of the FBI and the United States
Department of Justice. The purpose of
the APW Seal is to help detect and deter
criminal violations of United States
intellectual property laws by educating
the public about the existence of these
laws and the authority of the FBI to
enforce them.
(b) The APW Seal is a modified image
of the Official FBI Seal with the words
‘‘FBI ANTI-PIRACY WARNING’’
displayed horizontally across its center
in an enclosed border, whether rendered
in color, black and white, outline, or
otherwise.
(c) The APW Seal has been approved
by the Attorney General as an official
insignia of the FBI within the meaning
of Title 18, United States Code, Section
701, which provides criminal sanctions
for unauthorized uses of such insignia.
(d)(1) The regulations in this section
authorize use of the APW Seal by
copyright holders on copyrighted works
including, but not limited to films,
audio recordings, electronic media,
software, books, photographs, etc.,
subject to the terms and conditions set
forth in this section.
VerDate Mar<15>2010
16:29 Jul 12, 2012
Jkt 226001
(2) Use of the APW Seal or of the
authorized warning language in a
manner not authorized under this
section may be punishable under Title
18, United States Code, Sections 701,
709, or other applicable law.
(e) Conditions regarding use of the
APW Seal. (1) The APW Seal shall only
be used on copyrighted works subject to
protection under United States Criminal
Code provisions such as those in Title
18, United States Code, Sections 2319,
2319A, and 2319B.
(2) The APW Seal shall only be used
immediately adjacent to the authorized
warning language. ‘‘Authorized warning
language’’ refers to the language set
forth in paragraph (e)(2)(i) of this
section, or alternative language
specifically authorized in writing for
this purpose by the Director of the FBI
or his or her designee and posted on the
FBI’s official public Internet Web site
(https://www.fbi.gov). Except as
authorized pursuant to paragraph (f)(1),
the APW Seal and authorized warning
language shall be enclosed by a plain
box border at all times that other text or
images appear on the same screen or
page.
(i) ‘‘The unauthorized reproduction or
distribution of a copyrighted work is
illegal. Criminal copyright infringement,
including infringement without
monetary gain, is investigated by the
FBI and is punishable by fines and
federal imprisonment.’’
(ii) [Reserved]
(3) The APW Seal image must be
obtained from the FBI’s official public
Internet Web site (https://www.fbi.gov).
The APW Seal image shall not be
animated or altered except that it may
be rendered in outline, black and white,
or grayscale.
(4) In programming or reproducing
the APW Seal in or on a work, users are
encouraged to employ industryrecognized copyright anticircumvention or copy protection
techniques to discourage copying of the
FBI APW Seal, except that such
techniques need not be used if no other
content or advertising programmed into
the same work on the same media
utilizes such copyright anticircumvention or copy protection
techniques.
(f) Prohibitions regarding use of the
APW Seal. (1) The APW Seal shall not
be used in a manner indicating FBI
approval, authorization, or endorsement
of any communication other than the
authorized warning language. No other
text or image that appears on the same
screen, page, package, etc., as the APW
Seal or authorized warning language
shall reference, contradict, or be
displayed in a manner that appears to be
PO 00000
Frm 00074
Fmt 4700
Sfmt 4700
associated with, the APW Seal or
authorized warning language, except as
authorized in writing by the Director of
the FBI or his or her designee and
posted on the FBI’s official public
Internet Web site (https://www.fbi.gov).
(2) The APW Seal shall not be used
on any work whose production, sale,
public presentation, or distribution by
mail or in or affecting interstate
commerce would violate the laws of the
United States including, but not limited
to, those protecting intellectual property
and those prohibiting child
pornography and obscenity.
(3) The APW Seal shall not be
forwarded or copied except as necessary
to display it on an eligible work.
(4) The APW Seal shall not be used
in any manner:
(i) Indicating that the FBI has
approved, authorized, or endorsed any
work, product, production, or private
entity, including the work on which it
appears;
(ii) Indicating that the FBI has
determined that a particular work or
portion thereof is entitled to protection
of the law; or,
(iii) Indicating that any item or
communication, except as provided
herein, originated from, on behalf of, or
in coordination with the FBI, whether
for enforcement purposes, education, or
otherwise.
Dated: June 28, 2012.
Lee J. Lofthus,
Assistant Attorney General for
Administration.
[FR Doc. 2012–16506 Filed 7–12–12; 8:45 am]
BILLING CODE 4410–02–P
DEPARTMENT OF HOMELAND
SECURITY
Federal Emergency Management
Agency
44 CFR Part 64
[Docket ID FEMA–2012–0003; Internal
Agency Docket No. FEMA–8237]
Suspension of Community Eligibility
Federal Emergency
Management Agency, DHS.
ACTION: Final rule.
AGENCY:
This rule identifies
communities where the sale of flood
insurance has been authorized under
the National Flood Insurance Program
(NFIP) that are scheduled for
suspension on the effective dates listed
within this rule because of
noncompliance with the floodplain
management requirements of the
SUMMARY:
E:\FR\FM\13JYR1.SGM
13JYR1
Agencies
[Federal Register Volume 77, Number 135 (Friday, July 13, 2012)]
[Rules and Regulations]
[Pages 41316-41320]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-16506]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF JUSTICE
41 CFR Part 128-1
[Docket No. FBI 151]
RIN 1110-AA32
Federal Bureau of Investigation Anti-Piracy Warning Seal Program
AGENCY: Federal Bureau of Investigation (FBI), Justice.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: In this document, the Federal Bureau of Investigation (FBI)
finalizes its proposed regulation regarding the FBI Anti-Piracy Warning
Seal (APW Seal). The final rule provides a general authorization
allowing all copyright holders to use the APW Seal, subject to specific
conditions of use.
DATES: This rule is effective on August 13, 2012.
FOR FURTHER INFORMATION CONTACT: John C. Allender, FBI Office of the
General Counsel, telephone number 202-324-8088.
SUPPLEMENTARY INFORMATION: In this document, the FBI finalizes a
regulation proposed on September 7, 2011 (76 FR 55332), regarding the
FBI APW Seal Program. In this regulation, the FBI extends access to the
APW Seal to all United States copyright holders, subject to specific
conditions of use.
A. Discussion
The FBI APW Seal is a modified image of the FBI's Official Seal
with the words ``FBI Anti-Piracy Warning'' superimposed on it. The APW
Seal was designed to graphically enhance the impact of language warning
users of copyrighted media about the potential consequences of
intellectual property crime, and the FBI's role in investigating such
crime. It serves as a vivid and widely recognizable reminder of the
FBI's authority and mission with respect to the protection of
intellectual property rights.
Beginning in December 2003, the FBI implemented a pilot program in
which the FBI entered into separate Memoranda of Understanding with
each of five entertainment and software industry associations. Members
of these associations were able to request approval to use the APW Seal
from the association, and the association administered the process and
record-keeping. Largely as a result of this program, the APW Seal and
its anti-piracy message have reached a large segment of the public.
Unfortunately, the pilot program also had the effect of excluding non-
members of these five associations from being able to use the APW Seal
on their works.
In order to enhance the availability, use, and effectiveness of the
APW Seal on lawful, copyright-protected works, this rule establishes a
regulation governing the use of the APW Seal. The image of the APW Seal
will be made available on the FBI's Web site, and it may be downloaded
for use on eligible works as specified in the text of the regulation
below. There will be no fee associated with using the APW Seal. This
regulation will be a significant improvement over the current program,
which has tended to limit the use of the APW Seal and requires each
user to enter into a written agreement governing the use. Once this
regulation is effective, the FBI will work with the participating
associations to terminate the pilot program.
B. Overview of Public Comments Received
All public comments were considered in preparing this final rule.
Of the forty-five comments received, most expressed general agreement
with the proposed rule. Twenty-four comments specifically noted the
benefits of expanding the use of the APW Seal beyond the five
associations participating in the pilot program. Many of these spoke
favorably about eliminating the financial and administrative obstacles
to use of the APW Seal under the pilot program. Four comments noted the
benefits of speed and ease of access offered by the proposed on-line
process for obtaining the APW Seal.
The comments received from self-identified copyright holders
expressed strong support for the proposed rule. For example, two
comments from organizations in the spectator sports and independent
film industries highlighted the direct negative impact that copyright
piracy has on each industry. These comments noted that the ``perishable
nature'' of live sporting events and the need to justify income
projections in order to secure financing for independent films leaves
these industries vulnerable to the financial consequences of piracy.
These comments support the FBI's belief that increased availability of
the APW Seal will assist copyright holders in educating users and
protecting their works from piracy.
Six comments expressed opposition to the proposed rule, noting
various concerns either with the effectiveness of the APW Seal program
in deterring piracy generally, or with the new direction outlined in
the proposed rule. These included assertions that the APW Seal and
accompanying warning do not effectively deter piracy of intellectual
property and are a waste of FBI resources; that the lack of positive
control over who downloads the APW Seal could lead to increased misuse
of the APW Seal and undermine the effectiveness of the anti-piracy
message and the FBI's reputation; and that the APW Seal program and
other United States Government efforts to combat copyright piracy are
merely the product of pressure from the entertainment industry.
The FBI responds to these comments with three points. First, the
FBI believes that the APW Seal and accompanying warnings convey
important messages to the public and are a significant component of its
efforts to deter and to investigate federal crimes involving the piracy
of intellectual property. Allowing use by copyright holders who are not
members of industry associations will enhance those efforts. Second,
although broader access may make unauthorized use more likely, this
concern is overshadowed by the value of
[[Page 41317]]
increasing public awareness of these prohibitions and the FBI's role in
investigating related criminal activity. Finally, although the FBI
works closely with industry groups to combat piracy, it was the volume
of requests to use the APW Seal from outside the entertainment industry
associations participating in the pilot program, and the costs of
negotiating agreements with individual copyright holders, that in large
part spurred the revisions to the program reflected by this regulation.
One comment asserted that the Anti-Counterfeiting Trade Agreement
(ACTA) is unconstitutional, while expressing support for the proposed
rule. The assertion regarding ACTA is not relevant to the present
rulemaking, which is being promulgated pursuant to the Department's
statutory and regulatory authority concerning use of the official
insignia of the FBI and the United States Department of Justice.
C. Comments on Specific Sections of the Proposed Rule
Several comments sought clarification or suggested changes to the
proposed rule. One comment suggested that the language in paragraph
(e)(1) that the ``APW Seal may only be used on works subject to
protection as intellectual property,'' is a vague standard and may lead
to confusion as to whether a work must be registered with the United
States Copyright Office prior to the owner using the APW Seal. Two
additional comments evidenced confusion as to whether the APW Seal is
available for use on unregistered works, while another comment
recommended that the APW Seal be limited to ``officially copyrighted''
works. The FBI assumes this comment referred to ``registered'' works.
One additional comment suggested that the references to particular
United States Code sections, such as are at paragraph (e)(1), are
confusing and make it difficult to determine exactly who may use the
APW Seal.
The FBI intends that the APW Seal be available for use on works
protected under federal criminal statutes prohibiting piracy of
copyrighted material. Registration is not necessary for such
protection, as provided in Title 17, United States Code, Section
408(a). The FBI revised paragraph (e)(1) to clarify that the APW Seal
is available for use only on copyrighted works, as opposed to other
types of intellectual property.
One comment suggested that the phrase ``other applicable law''
should be clarified in paragraph (d)(2). As indicated in paragraph (c),
use of the APW Seal, except as authorized by this regulation, would
likely violate Title 18, United States Code, Section 701, which
provides criminal sanctions for unauthorized uses of approved agency
insignia. Additionally, Title 18, United States Code, Section 709
prohibits certain unauthorized uses of the name and initials of the FBI
that suggest FBI endorsement, approval, or authorization. This
prohibition could well be implicated in an unauthorized use of the APW
Seal. Because the FBI cannot predict all of the other possible
circumstances of misuse and the statutes that they might implicate, the
FBI believes the current wording of paragraph (d)(2) is appropriate.
One comment expressed confusion as to the purpose of paragraph
(e)(4), which encourages use of copy protection and anti-circumvention
techniques. Paragraph (e)(3) requires users to obtain the Seal from the
FBI's public Web site so that the FBI has an opportunity to provide
additional notice of the conditions of use, and other pertinent
information, before the image is downloaded. Use of copy protection and
anti-circumvention techniques is encouraged to help prevent
unauthorized copying and use of the APW Seal by individuals who may not
be aware of the limitations in this regulation.
One comment indicated confusion as to the intent and effect of
paragraph (f)(2)'s prohibition on use of the APW Seal on works that
cannot lawfully be distributed by United States mail. The comment
suggested that this paragraph would allow the APW Seal to be used on,
for example, child pornography distributed through FedEx, UPS, or other
non-United States Postal Service carriers. The language used in
paragraph (f)(2) was intended to prohibit use of the APW Seal on types
of works, such as child pornography, that cannot lawfully be
distributed in or affecting interstate commerce under federal law. The
prohibition does not depend on whether the work is actually
distributed, or the actual means of distribution. To more closely track
the language used in the federal statutes governing such works, such as
Title 18, United Sates Code, Section 2252A, the FBI has revised
paragraph (f)(2) to read: ``whose production, sale, public
presentation, or distribution by mail or in or affecting interstate
commerce would violate the laws of the United States.''
One comment suggested that paragraph (f)(4)(B) of the proposed rule
is confusing, and offered alternative language. The comment stated
that, as written, paragraph (f)(4)(B) ``falsely suggests that a lawful
user of the [APW] Seal is not entitled to protection of the law.'' The
FBI disagrees. This paragraph prohibits use of the APW Seal in a manner
suggesting that the FBI has made a determination as to the work's
eligibility for copyright protection. The APW Seal does not indicate
that the FBI has made such a determination regarding the work and to
indicate otherwise would be misleading. The language is sufficiently
clear.
One comment recommended changing ``may'' to ``shall'' throughout
the proposed rule for clarity. To reduce any ambiguity, the FBI has
reviewed the regulatory language and changed ``may'' to ``shall'' and
``may not'' to ``shall not'' as appropriate. In addition, the FBI has
rewritten paragraph (d)(1) as ``* * * subject to the terms and
conditions set forth in this section'' (emphasis added) to clarify that
use of the APW Seal is governed by the terms and conditions in the
entire section, 41 CFR 128-1.5009, rather than only what is contained
in paragraph (d). Additionally, the reference to the United States Code
in paragraph (e)(1) was reformatted for consistency with paragraphs (c)
and (d)(2).
Two other comments questioned how the APW Seal would help detect
violations of law, as stated in paragraph (a) of the proposed rule. The
FBI believes that by increasing public awareness about criminal
copyright violations and the FBI's investigative role, the APW Seal may
not only help deter potential violators, but may increase the
likelihood that individuals with information related to such violations
will report that information so it can be investigated.
One comment recommended that the FBI keep the original authorized
warning language used in the pilot program, which specified the
applicable fines and potential prison sentences, in lieu of the
authorized warning language in the proposed rule at paragraph
(e)(2)(i). Although the FBI has not changed the authorized warning
language from the proposed rule to the final rule, alternative
authorized warning language specifying potential fines and prison
sentences will be made available on the FBI's Web site pursuant to
paragraph (e)(2). This will allow the FBI to more easily update the
authorized warning language if the specific penalties are changed in
the applicable statutes.
One comment expressed concern that statements in the Regulatory
Certifications section of the proposed rule pertaining to the Unfunded
Mandates Reform Act of 1995 (UMRA), the Small Business Regulatory
Enforcement Fairness Act of 1996 (SBREFA), and Executive Order 12866,
[[Page 41318]]
section 3(f) asserting that the rule will have less than $100 million
in economic impact were unsubstantiated by any data provided. In
response, the FBI notes that, as was discussed in the notice of
proposed rulemaking and above in this final rule, since December 2003
the FBI has conducted an APW Seal pilot program with five entertainment
and software industry associations. Nothing that has come to the FBI's
attention in the over eight years of the APW Seal pilot program
suggests that this rule would have an economic impact of anywhere close
to $100 million. Further, as also noted above, there will be no fee
associated with using the APW Seal.
The comment also expressed concern that by designating this rule as
not being a ``significant'' regulatory action the Department made a
determination on a budgetary or economic issue in a manner that
precluded evaluation by the Office of Management and Budget (OMB) under
that Executive Order. The FBI responds that, pursuant to Executive
Order 12866 section 6(a)(3)(A) and before publication it provided OMB
with summaries both of the proposed and of the final rule on this
subject. The summaries were reviewed by OMB and OMB concurred with the
Department's assertion that this rule is not a ``significant''
regulatory action. It is the Department's experience that if OMB has
any uncertainty regarding the correctness of an agency's assertion that
a rulemaking is ``non-significant,'' OMB will either request an
informal full text copy of the rule or will designate the rule as
``significant,'' thus initiating a formal review pursuant to Executive
Order 12866. The phrasing of the Executive Order 12866/Executive Order
13563 certification in this rulemaking that ``accordingly this rule has
not been reviewed by the Office of Management and Budget'' indicates
that OMB has not conducted a formal review.
D. Comments Related to the FBI's APW Seal Program Generally
Thirteen comments expressed a general concern that greater
accessibility will lead to, or at least facilitate, an increase in
misuse of the APW Seal. These comments suggest that the proposed system
of making the APW Seal available on the FBI's Web site will be more
difficult to police than the pilot program. Ten comments expressed
varying degrees of concern as to the possibility that widespread use of
the APW Seal may ``dilute'' the value of the image and the FBI's
message. While the FBI recognizes these potential effects of the new
rule, they are outweighed by the expected benefits of increasing the
presence of the anti-piracy message across the board to include
copyrighted works that may have been ineligible under the pilot
program. Additionally, the APW Seal will remain protected by criminal
statutes, to include Title 18, United States Code, Sections 701 and
709.
Two comments noted that despite the text of the regulation, the
public may perceive the APW Seal as the FBI's endorsement of a
particular work or product, and believe that the work is entitled to
protection. Paragraph (f)(4)(ii) specifically provides that the APW
Seal shall not be used in any manner ``indicating that the FBI has
determined that a particular work or portion thereof is entitled to
protection of the law.'' The FBI does not review specific works to
determine whether they are entitled to copyright protection. To further
clarify this point, the FBI plans to include information on its public
Web site (https://www.fbi.gov) to assist in educating individual users
of the APW Seal, and the public at large.
Six comments recommended that the FBI establish a system to verify
that users have a legitimate copyright interest in the work on which
they seek to place the APW Seal. The FBI does not have the resources to
establish such a system and does not consider such a system necessary
to achieve the purposes of this regulation. Accordingly, the FBI
declines to incorporate this recommendation into the final rule.
Three comments suggested that FBI and Interpol anti-piracy warnings
should be ``skippable'' prior to movies or other material. Nothing in
this regulation requires users of the APW Seal to prevent viewers from
skipping past these warnings, nor is the industry prohibited from
continuing the practice.
Two comments suggested that the FBI charge fees of some or all
users of the APW Seal. Charging fees would deter use of the APW Seal.
Another comment recommended making use of the APW Seal mandatory on
copyright-protected works to assist in identification of counterfeits.
The FBI does not have authority to mandate use of the APW Seal.
Two comments also suggested that rather than allow individual
copyright owners to use the APW Seal, the FBI should continue to work
through industry associations. One of these two comments also suggested
that the APW Seal should indicate that the user is part of an
association that works closely with the FBI to stop piracy. The APW
Seal is not intended to indicate that the FBI works more closely with
one group than another.
Two comments pointed out potential problems with applying the APW
Seal to certain media, such as photographs or Web sites. One of these
comments suggested that copyright owners who choose not to use the APW
Seal will be disadvantaged compared to owners of works that more
readily lend themselves to application of the APW Seal. Two comments
suggested that widespread use of the APW Seal, as will be allowed under
this regulation, may lead to a public belief that any work not bearing
the APW Seal is not protected by copyright law. Use of the APW Seal in
no way affects the protection that a work is entitled to under the law.
The FBI believes that the value of the APW Seal outweighs the risk of
possible confusion, but intends to clarify this matter on its public
Web site.
Five comments also expressed a concern that the broader
accessibility of the APW Seal may have a ``chilling effect'' on fair
use, as some copyright holders may attempt to use the APW Seal to
discourage uses of their copyrighted work that would otherwise be
permissible under the fair use doctrine. The FBI fully recognizes that
fair use, which is authorized under Title 17, United States Code,
Section 107, does not constitute infringement, much less a federal
crime. The warning language does not suggest otherwise. The FBI intends
to address this matter on its public Web site.
Four comments noted generally that the APW Seal is a ``passive
warning'' and not a sufficiently effective means to deter intellectual
property piracy. Another comment suggested the FBI's warning should be
modified to prevent ``ad burnout'' by using a graphic to show the
negative impact of the piracy problem. The APW Seal program is part of
a much larger government-wide effort to combat intellectual property
piracy. Due to the nature of the program and the crime itself, it is
difficult to measure the effectiveness of the APW Seal program at
preventing piracy. Based on feedback from the pilot program and the
volume of requests to use the APW Seal, however, the FBI believes that
continuing the APW Seal program as expanded in this regulation is a
worthwhile effort.
Four comments offered suggestions in regard to making, allowing, or
preventing modifications to the appearance of the APW Seal related to
size and color, banning other text on the same page or screen as the
APW Seal, or a requirement for a border or other division to separate
the image from any user-provided content. Two of these
[[Page 41319]]
comments suggested the FBI adopt a requirement for a border or minimum
space around the APW Seal in order to more clearly separate it from
other information on the same page or screen. The FBI agrees that this
requirement would assist in limiting confusion as to the FBI's message.
Accordingly, the FBI has modified paragraph (e)(2) to require a border
any time the APW Seal is used on anything other than a blank screen or
page, such as on media packaging. The FBI would not consider
enlargement or reduction in size of the image downloaded to be a
prohibited alteration of the image under this regulation. The FBI
declines to adopt the recommendations on this topic related to other
alterations as such flexibility could detract from the impact of the
APW Seal in evoking the FBI's involvement in enforcement of anti-piracy
laws.
Two comments recommended that the FBI implement some form of click-
through informational pages or a pop-up notifying the user attempting
to download the APW Seal of the conditions of use, and the possible
penalties for unauthorized use. Another comment recommended that the
APW Seal be more accessible on the FBI's Web site than the current APW
Seal informational page, requiring fewer clicks to reach. The FBI will
take these recommendations into account in designing the APW Seal
program pages and download procedure.
One comment suggested that the FBI disallow use of the ``authorized
warning language'' alone, which may be found at paragraph (e)(2)(i) of
the rule, now that the APW Seal itself is available to all copyright
holders. The FBI recognizes that some copyright-protected works may not
lend themselves well to application of the APW Seal, and so will
continue to allow use of the warning language alone for those users who
find it more suitable to their needs.
One comment expressed an opinion that inclusion of the APW Seal on
a copyrighted work should not establish per se the willful intent
element of criminal copyright infringement (Reference Title 17, United
States Code, Section 506(a)(1)). The evidentiary value of the use of
the APW Seal or other warning in a particular case is not a matter to
be determined via regulation by the FBI.
Several comments made recommendations regarding the role of the APW
Seal in the FBI's overall law enforcement efforts relating to piracy of
intellectual property. One comment suggested that the FBI should
consider a comprehensive ``brand marketing strategy'' for the APW Seal,
including guidance on how to use the APW Seal and how to report
suspected piracy. Additionally, this comment suggested that the FBI
work closely with industry associations and focus on enforcement. This
comment, as well as one additional comment, suggested the FBI develop a
system for reporting misuse of the APW Seal. Finally, one comment
recommended that the FBI clarify that purchasing a counterfeit product
is illegal and explain the ramifications of supporting the
counterfeiting industry.
As noted previously, the APW Seal program is one aspect of a larger
anti-piracy effort. The FBI, both independently and through its
partnership with other federal agencies and the National Intellectual
Property Rights Coordination Center (``IPR Center''), is currently
working to increase public awareness of the issues related to copyright
piracy and other intellectual property theft. The FBI works closely
with industry associations to maximize the impact of enforcement
efforts, and will continue to do so as long as it is beneficial to the
FBI's mission with regard to intellectual property crime. More
information about these efforts, the negative impacts of piracy and of
supporting the counterfeiting industry, and how to report suspected
piracy or IP theft is available on the FBI and IPR Center Web sites
(https://www.iprcenter.gov).
Regulatory Certifications
Regulatory Flexibility Act
The Assistant Attorney General for Administration, in accordance
with the Regulatory Flexibility Act (5 U.S.C. 605(b)), has reviewed
this final rule and, by approving it, certifies that this rule will not
have a significant economic impact on a substantial number of small
entities. Subject to the terms and conditions set forth, this rule
allows copyright holders to use the APW Seal on copyrighted works to
help detect and deter criminal violations of United States intellectual
property laws by educating the public about the existence of these laws
and the authority of the FBI to enforce them.
Executive Orders 12866 and 13563--Regulatory Review
This regulation has been drafted and reviewed in accordance with
Executive Order 12866, ``Regulatory Planning and Review'' section 1(b),
Principles of Regulation and in accordance with Executive Order 13563,
``Improving Regulation and Regulatory Review'' section 1(b), General
Principles of Regulation.
The Department of Justice has determined that this rule is not a
``significant regulatory action'' under Executive Order 12866, section
3(f), Regulatory Planning and Review, and accordingly this rule has not
been reviewed by OMB.
Further, both Executive Orders 12866 and 13563 direct agencies to
assess all costs and benefits of available regulatory alternatives and,
if regulation is necessary, to select regulatory approaches that
maximize net benefits (including potential economic, environmental,
public health and safety effects, distributive impacts, and equity).
Executive Order 13563 emphasizes the importance of quantifying both
costs and benefits, of reducing costs, of harmonizing rules, and of
promoting flexibility. The Department has assessed the costs and
benefits of this regulation and believes that the regulatory approach
selected maximizes net benefits.
Executive Order 12988--Civil Justice Reform
This final rule meets the applicable standards set forth in
sections 3(a) and 3(b)(2) of Executive Order 12988.
Executive Order 13132--Federalism
This final rule will not have substantial direct effects on the
States, on the relationship between the national government and the
States, or on the distribution of power and responsibilities among the
various levels of government. Therefore, in accordance with Executive
Order 13132, it is determined that this rule does not have sufficient
federalism implications to warrant the preparation of a Federalism
Assessment.
Unfunded Mandates Reform Act of 1995
This final rule will not result in the expenditure by State, local,
and tribal governments (in the aggregate) or by the private sector of
$100 million or more in any one year, and it will not significantly or
uniquely affect small governments. Therefore, no actions were deemed
necessary under the provisions of the Unfunded Mandates Reform Act of
1995.
Small Business Regulatory Enforcement Fairness Act of 1996
This final rule is not a major rule as defined by section 804 of
the Small Business Regulatory Enforcement Fairness Act of 1996. This
final rule will not result in an annual effect on the United States
economy of $100 million or more; a major increase in costs or prices;
or significant adverse effects on competition, employment, investment,
[[Page 41320]]
productivity, innovation, or on the ability of United States-based
companies to compete with foreign-based companies in domestic and
export markets. Subject to the terms and conditions set forth, this
rule merely allows copyright holders to use the APW Seal on copyrighted
works to help detect and deter criminal violations of United States
intellectual property laws by educating the public about the existence
of these laws and the authority of the FBI to enforce them.
List of Subjects in 41 CFR Part 128-1
Government property, Seals and insignia, Copyright, Intellectual
property.
Accordingly, for the reasons set forth in the preamble, part 128-1
of chapter 128 of Title 41 of the Code of Federal Regulations is
amended as follows:
PART 128-1--[AMENDED]
0
1. The authority citation for part 128-1 is revised to read as follows:
Authority: 5 U.S.C. 301, 40 U.S.C. 121(c), 41 CFR 101-1.108,
and 28 CFR 0.75(j), unless otherwise noted.
0
2. Add Sec. 128-1.5009 to read as follows:
Sec. 128-1.5009 Authorization for Use of the Federal Bureau of
Investigation Anti-Piracy Warning Seal.
(a) Purpose. The Federal Bureau of Investigation (FBI) Anti-Piracy
Warning Seal (``APW Seal'') is an official insignia of the FBI and the
United States Department of Justice. The purpose of the APW Seal is to
help detect and deter criminal violations of United States intellectual
property laws by educating the public about the existence of these laws
and the authority of the FBI to enforce them.
(b) The APW Seal is a modified image of the Official FBI Seal with
the words ``FBI ANTI-PIRACY WARNING'' displayed horizontally across its
center in an enclosed border, whether rendered in color, black and
white, outline, or otherwise.
(c) The APW Seal has been approved by the Attorney General as an
official insignia of the FBI within the meaning of Title 18, United
States Code, Section 701, which provides criminal sanctions for
unauthorized uses of such insignia.
(d)(1) The regulations in this section authorize use of the APW
Seal by copyright holders on copyrighted works including, but not
limited to films, audio recordings, electronic media, software, books,
photographs, etc., subject to the terms and conditions set forth in
this section.
(2) Use of the APW Seal or of the authorized warning language in a
manner not authorized under this section may be punishable under Title
18, United States Code, Sections 701, 709, or other applicable law.
(e) Conditions regarding use of the APW Seal. (1) The APW Seal
shall only be used on copyrighted works subject to protection under
United States Criminal Code provisions such as those in Title 18,
United States Code, Sections 2319, 2319A, and 2319B.
(2) The APW Seal shall only be used immediately adjacent to the
authorized warning language. ``Authorized warning language'' refers to
the language set forth in paragraph (e)(2)(i) of this section, or
alternative language specifically authorized in writing for this
purpose by the Director of the FBI or his or her designee and posted on
the FBI's official public Internet Web site (https://www.fbi.gov).
Except as authorized pursuant to paragraph (f)(1), the APW Seal and
authorized warning language shall be enclosed by a plain box border at
all times that other text or images appear on the same screen or page.
(i) ``The unauthorized reproduction or distribution of a
copyrighted work is illegal. Criminal copyright infringement, including
infringement without monetary gain, is investigated by the FBI and is
punishable by fines and federal imprisonment.''
(ii) [Reserved]
(3) The APW Seal image must be obtained from the FBI's official
public Internet Web site (https://www.fbi.gov). The APW Seal image shall
not be animated or altered except that it may be rendered in outline,
black and white, or grayscale.
(4) In programming or reproducing the APW Seal in or on a work,
users are encouraged to employ industry-recognized copyright anti-
circumvention or copy protection techniques to discourage copying of
the FBI APW Seal, except that such techniques need not be used if no
other content or advertising programmed into the same work on the same
media utilizes such copyright anti-circumvention or copy protection
techniques.
(f) Prohibitions regarding use of the APW Seal. (1) The APW Seal
shall not be used in a manner indicating FBI approval, authorization,
or endorsement of any communication other than the authorized warning
language. No other text or image that appears on the same screen, page,
package, etc., as the APW Seal or authorized warning language shall
reference, contradict, or be displayed in a manner that appears to be
associated with, the APW Seal or authorized warning language, except as
authorized in writing by the Director of the FBI or his or her designee
and posted on the FBI's official public Internet Web site (https://www.fbi.gov).
(2) The APW Seal shall not be used on any work whose production,
sale, public presentation, or distribution by mail or in or affecting
interstate commerce would violate the laws of the United States
including, but not limited to, those protecting intellectual property
and those prohibiting child pornography and obscenity.
(3) The APW Seal shall not be forwarded or copied except as
necessary to display it on an eligible work.
(4) The APW Seal shall not be used in any manner:
(i) Indicating that the FBI has approved, authorized, or endorsed
any work, product, production, or private entity, including the work on
which it appears;
(ii) Indicating that the FBI has determined that a particular work
or portion thereof is entitled to protection of the law; or,
(iii) Indicating that any item or communication, except as provided
herein, originated from, on behalf of, or in coordination with the FBI,
whether for enforcement purposes, education, or otherwise.
Dated: June 28, 2012.
Lee J. Lofthus,
Assistant Attorney General for Administration.
[FR Doc. 2012-16506 Filed 7-12-12; 8:45 am]
BILLING CODE 4410-02-P