Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant”; Correction, 39626-39627 [2012-16409]
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Federal Register / Vol. 77, No. 129 / Thursday, July 5, 2012 / Rules and Regulations
List of Subjects in 14 CFR Part 39
Air transportation, Aircraft, Aviation
safety, Incorporation by reference,
Safety.
Adoption of the Amendment
Accordingly, under the authority
delegated to me by the Administrator,
the FAA amends 14 CFR part 39 as
follows:
PART 39—AIRWORTHINESS
DIRECTIVES
1. The authority citation for part 39
continues to read as follows:
■
Authority: 49 U.S.C. 106(g), 40113, 44701.
§ 39.13
[Amended]
2. The FAA amends § 39.13 by adding
the following new AD:
■
2012–11–14 Pratt & Whitney Canada:
Amendment 39–17078; Docket No.
FAA–2012–0416; Directorate Identifier
2012–NE–13–AD.
(a) Effective Date
This airworthiness directive (AD) becomes
effective July 20, 2012.
(b) Affected ADs
None.
(c) Applicability
This AD applies to all Pratt & Whitney
Canada (P&WC) PW118, PW118A, PW118B,
PW119B, PW119C, PW120, PW120A, PW121,
PW121A, PW123, PW123B, PW123C,
PW123D, PW123E, PW123AF, PW124B,
PW125B, PW126A, PW127, PW127E,
PW127F, PW127G, and PW127M turboprop
engines, with the serial number (S/N)
propeller shafts listed in P&WC Alert Service
Bulletin (ASB) No. PW100–72–A21813,
Revision 3, dated March 21, 2012, and ASB
No. PW100–72–A21802, Revision 4, dated
March 16, 2012.
(d) Reason
This AD was prompted by reports of two
propeller shafts found cracked at time of
inspection during maintenance. We are
issuing this AD to detect propeller shaft
cracks, which could cause failure of the shaft,
propeller release, and loss of control of the
airplane.
wreier-aviles on DSK5TPTVN1PROD with RULES
(e) Actions and Compliance
Unless already done, do the following
actions.
(f) Inspecting and Removing Propeller Shafts
(1) Within 30 days after the effective date
of this AD, remove from service propeller
shafts with an S/N listed in Table 1 of P&WC
ASB No. PW100–72–A21802, Revision 4,
dated March 16, 2012.
(2) For propeller shafts with a S/N listed
in Table 1 or Table 2 of P&WC ASB No.
PW100–72–A21813, Revision 3, dated March
21, 2012:
(i) Within 200 engine flight hours (EFH) or
40 days, whichever occurs first after the
effective date of this AD, perform either an
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14:28 Jul 03, 2012
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initial visual inspection or an initial
ultrasonic inspection (UI) for cracks, in
accordance with paragraphs 3.C.(1) through
3.C.(1)(a), and 3.C.(2) of P&WC ASB No.
PW100–72–A21813, Revision 3, dated March
21, 2012, and Section 9 of P&WC Special
Instruction (SI) P&WC 22–2012R2, dated
April 4, 2012.
(ii) If the visual inspection was performed,
repeat the visual inspection within 50 EFH
after the initial inspection, and thereafter
every 10 EFH, until the propeller shaft is
removed from service.
(iii) If the UI was performed, repeat the UI
at intervals not to exceed 1,000 EFH, until
the propeller shaft is removed from service.
(3) If a crack is found during any of the
inspections required by this AD, remove the
propeller shaft from service before the next
flight.
(g) Installation Prohibition
After the effective date of this AD, do not
install any propeller shaft S/Ns listed in
Table 1 of P&WC ASB No. PW100–72–
A21802, Revision 4, dated March 16, 2012,
into any engine.
(h) Alternative Methods of Compliance
(AMOCs)
The Manager, Engine Certification Office,
may approve AMOCs for this AD. Use the
procedures found in 14 CFR 39.19 to make
your request.
Burlington, MA. For information on the
availability of this material at the FAA, call
781–238–7125.
(5) You may also review copies of the
service information incorporated by reference
at the National Archives and Records
Administration (NARA). For information on
the availability of this material at NARA, call
202–741–6030, or go to: https://
www.archives.gov/federal-register/cfr/ibrlocations.html.
Issued in Burlington, Massachusetts, on
May 31, 2012.
Peter A. White,
Manager, Engine & Propeller Directorate,
Aircraft Certification Service.
[FR Doc. 2012–16257 Filed 7–3–12; 8:45 am]
BILLING CODE 4910–13–P
COMMODITY FUTURES TRADING
COMMISSION
17 CFR Part 1
RIN 3038–AD06
SECURITIES AND EXCHANGE
COMMISSION
17 CFR Part 240
(i) Special Flight Permit
No special flight permits will be issued for
this AD.
[Release No. 34–66868A; File No. S7–39–
10]
(j) Related Information
(1) For more information about this AD,
contact James Lawrence, Aerospace Engineer,
Engine Certification Office, FAA, Engine &
Propeller Directorate, 12 New England
Executive Park, Burlington, MA 01803;
email: james.lawrence@faa.gov; phone 781–
238–7176; fax 781–238–7199.
(2) Refer to Transport Canada AD CF–
2012–12, dated March 26, 2012, for related
information.
Further Definition of ‘‘Swap Dealer,’’
‘‘Security-Based Swap Dealer,’’ ‘‘Major
Swap Participant,’’ ‘‘Major SecurityBased Swap Participant’’ and ‘‘Eligible
Contract Participant’’; Correction
(k) Material Incorporated by Reference
(1) The Director of the Federal Register
approved the incorporation by reference
(IBR) of the following service information
under 5 U.S.C. 552(a) and 1 CFR part 51.
(2) You must use the following service
information to do the actions required by this
AD, unless the AD specifies otherwise.
(i) Pratt & Whitney Canada Alert Service
Bulletin No. PW100–72–A21813, Revision 3,
dated March 21, 2012.
(ii) Pratt & Whitney Canada Alert Service
Bulletin No. PW100–72–A21802, Revision 4,
dated March 16, 2012.
(iii) Pratt & Whitney Canada Special
Instruction P&WC 22–2012R2, dated April 4,
2012.
(3) For service information identified in
this AD, contact Pratt & Whitney Canada
Corp., 1000 Marie-Victorin, Longueuil,
Quebec, Canada, J4G 1A1; phone 800–268–
8000; fax 450–647–2888; Web site:
www.pwc.ca.
(4) You may review copies of the service
information at the FAA, Engine & Propeller
Directorate, 12 New England Executive Park,
PO 00000
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RIN 3235–AK65
Commodity Futures Trading
Commission; Securities and Exchange
Commission.
ACTION: Joint final rule; joint interim
final rule; interpretations; correction.
AGENCY:
The Commodity Futures
Trading Commission and Securities and
Exchange Commission are correcting
final rules that appeared in the Federal
Register of
May 23, 2012 (77 FR 30596). The rules
further defined the terms ‘‘swap dealer,’’
‘‘security-based swap dealer,’’ ‘‘major
swap participant,’’ ‘‘major securitybased swap participant’’ and ‘‘eligible
contract participant.’’ Only the rules of
the Commodity Futures Trading
Commission are subject to this
correction. This document also corrects
a footnote in the Supplementary
Information accompanying the final
rules.
SUMMARY:
DATES:
Effective July 23, 2012.
FOR FURTHER INFORMATION CONTACT:
CFTC: Jeffrey P. Burns, Assistant
General Counsel, at 202–418–5101,
jburns@cftc.gov, Mark Fajfar, Assistant
E:\FR\FM\05JYR1.SGM
05JYR1
Federal Register / Vol. 77, No. 129 / Thursday, July 5, 2012 / Rules and Regulations
General Counsel, at 202–418–6636,
mfajfar@cftc.gov, Julian E. Hammar,
Assistant General Counsel, at 202–418–
5118, jhammar@cftc.gov, or David E.
Aron, Counsel, at 202–418–6621,
daron@cftc.gov, Office of General
Counsel; Gary Barnett, Director, at 202–
418–5977, gbarnett@cftc.gov, or Frank
Fisanich, Deputy Director, at 202–418–
5949, ffisanich@cftc.gov, Division of
Swap Dealer and Intermediary
Oversight, Commodity Futures Trading
Commission, Three Lafayette Centre,
1155 21st Street NW., Washington, DC
20581;
SEC: Joshua Kans, Senior Special
Counsel, Richard Grant, Special
Counsel, or Richard Gabbert, Attorney
Advisor, at 202–551–5550, Division of
Trading and Markets, Securities and
Exchange Commission, 100 F Street NE.,
Washington, DC 20549–7010.
SUPPLEMENTARY INFORMATION: In FR Doc.
2012–10562 appearing on page 30596 in
the Federal Register of Wednesday,
May 23, 2012, the following corrections
are made.
■ 1. On page 30685, in the third column,
in footnote 1094, the words ‘‘CFTC
Regulation § 1.3(mmm)(2);’’ are
removed.
§ 1.3
[Corrected]
2. On page 30745, in the second
column, correct paragraph (ggg)(4)(ii)(D)
to read as follows:
■
§ 1.3
4. On page 30749, in the third column,
correct paragraph (jjj)(3)(iii)(A) to read
as follows:
■
§ 1.3
Definitions.
*
*
*
*
*
(jjj) * * *
(3) * * *
(iii) * * *
(A) Potential outward exposure equals
the potential exposure that would be
attributed to such positions using the
procedures in paragraph (jjj)(3)(ii) of
this section multiplied by:
(1) 0.1, in the case of positions cleared
by a registered or exempt clearing
agency or derivatives clearing
organization; or
(2) 0.2, in the case of positions that
are subject to daily mark-to-market
margining but that are not cleared by a
registered or exempt clearing agency or
derivatives clearing organization.
*
*
*
*
*
Dated: June 29, 2012.
Commodity Futures Trading Commission.
David A. Stawick,
Secretary.
Dated: June 29, 2012.
Securities and Exchange Commission.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2012–16409 Filed 7–3–12; 8:45 am]
BILLING CODE 8011–01–P; 6351–01–P
Definitions.
*
*
*
*
(ggg) * * *
(4) * * *
(ii) * * *
(D) If the phase-in termination date
has not been previously established
pursuant to paragraph (ggg)(4)(ii)(C) of
this section, then in any event the
phase-in termination date shall occur
five years after the date that a swap data
repository first receives swap data in
accordance with part 45 of this chapter.
*
*
*
*
*
■ 3. On page 30747, in the third column,
correct paragraph (hhh)(6)(iii)(B)(2) to
read as follows:
DEPARTMENT OF DEFENSE
§ 1.3
SUMMARY:
*
Definitions.
wreier-aviles on DSK5TPTVN1PROD with RULES
*
*
*
*
*
(hhh) * * *
(6) * * *
(iii) * * *
(B) * * *
(2) The sum of the amount calculated
under paragraph (hhh)(6)(iii)(B)(1) of
this section and the product of the total
effective notional principal amount of
the person’s swap positions in all major
swap categories multiplied by 0.15 is
less than $1 billion.
*
*
*
*
*
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14:28 Jul 03, 2012
Jkt 226001
Office of the Secretary
32 CFR Part 239
[DOD–2009–OS–0090; RIN 0790–AI83]
Homeowners Assistance Program—
Application Processing
Under Secretary of Defense for
Acquisition, Technology, and Logistics,
Office of the Deputy Under Secretary of
Defense (Installations and
Environment), DoD.
ACTION: Direct final rule.
AGENCY:
This direct final rule makes
non-substantive changes to the
Expanded Homeowners Assistance
Program (HAP) rule. The Expanded
HAP, authorized in the American
Recovery and Reinvestment Act for
2009 (‘‘the Act’’), provided much
needed assistance to military and
civilian employees, and spouses of
military members who died in the line
of duty. However, the Expanded HAP
eligibility criteria established in the Act,
including those criteria that were
subsequently changed through
PO 00000
Frm 00011
Fmt 4700
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39627
administrative rulemaking procedures,
did not establish a deadline for when
applications must be submitted to DoD.
These changes inform applicants of
application deadlines and the current
field office address for submitting
applications. These changes do not
impact the eligibility criteria or other
policies and procedures prescribed in
the rule.
DATES: This direct final rule is effective
September 4, 2012 unless Agency
receives significant adverse comments
by midnight Eastern Standard Time on
August 6, 2012.
FOR FURTHER INFORMATION CONTACT:
Phyllis Newton, 703–571–9060.
SUPPLEMENTARY INFORMATION: Due to
funding limitations, in the Expanded
HAP Final Rule, the Permanent Change
of Station (PCS) eligibility criterion date
for when PCS orders needed to be
issued was changed from September 30,
2012, to September 30, 2010, but the
Final Rule retained the September 30,
2012, date for when the house must be
sold. In accordance with the Act, the
Base Realignment and Closure (BRAC)
2005 eligibility criterion will terminate
on September 30, 2012, a full year after
implementation of the BRAC 2005
round. It is appropriate to establish
application deadlines for Expanded
HAP benefits for the PCS and BRAC
2005 categories. To that end, this rule
will amend 32 CFR part 239 by adding
two paragraphs to Section 239.9(a) to
establish the application deadlines. This
change does not eliminate anyone’s
eligibility; rather it simply requires
filing of applications in a timely
manner. Submission of the applications
by the specified deadlines is sufficient
even if further documentation is
required.
Additionally, the amendment will
revise the HAP Field Office address for
the submission of HAP applications.
The three former field offices were
consolidated into one field office in
Savannah, Georgia.
The prompt implementation of the
Direct Final Rule is of critical
importance. Due to the current
economic climate, continuing the
Expanded HAP provisions for PCS and
BRAC 2005 categories is no longer
viable. This Direct Final Rule makes
nonsubstantive changes to the
Expanded HAP rule. These changes
inform applicants of application
deadlines and the current field office
address for submitting applications.
These changes do not impact the
eligibility criteria or other policies and
procedures prescribed in the rule.
Additionally, the Department of
Defense has determined that these
E:\FR\FM\05JYR1.SGM
05JYR1
]]>Agencies
[Federal Register Volume 77, Number 129 (Thursday, July 5, 2012)]
[Rules and Regulations]
[Pages 39626-39627]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-16409]
=======================================================================
-----------------------------------------------------------------------
COMMODITY FUTURES TRADING COMMISSION
17 CFR Part 1
RIN 3038-AD06
SECURITIES AND EXCHANGE COMMISSION
17 CFR Part 240
[Release No. 34-66868A; File No. S7-39-10]
RIN 3235-AK65
Further Definition of ``Swap Dealer,'' ``Security-Based Swap
Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap
Participant'' and ``Eligible Contract Participant''; Correction
AGENCY: Commodity Futures Trading Commission; Securities and Exchange
Commission.
ACTION: Joint final rule; joint interim final rule; interpretations;
correction.
-----------------------------------------------------------------------
SUMMARY: The Commodity Futures Trading Commission and Securities and
Exchange Commission are correcting final rules that appeared in the
Federal Register of May 23, 2012 (77 FR 30596). The rules further
defined the terms ``swap dealer,'' ``security-based swap dealer,''
``major swap participant,'' ``major security-based swap participant''
and ``eligible contract participant.'' Only the rules of the Commodity
Futures Trading Commission are subject to this correction. This
document also corrects a footnote in the Supplementary Information
accompanying the final rules.
DATES: Effective July 23, 2012.
FOR FURTHER INFORMATION CONTACT:
CFTC: Jeffrey P. Burns, Assistant General Counsel, at 202-418-5101,
jburns@cftc.gov, Mark Fajfar, Assistant
[[Page 39627]]
General Counsel, at 202-418-6636, mfajfar@cftc.gov, Julian E. Hammar,
Assistant General Counsel, at 202-418-5118, jhammar@cftc.gov, or David
E. Aron, Counsel, at 202-418-6621, daron@cftc.gov, Office of General
Counsel; Gary Barnett, Director, at 202-418-5977, gbarnett@cftc.gov, or
Frank Fisanich, Deputy Director, at 202-418-5949, ffisanich@cftc.gov,
Division of Swap Dealer and Intermediary Oversight, Commodity Futures
Trading Commission, Three Lafayette Centre, 1155 21st Street NW.,
Washington, DC 20581;
SEC: Joshua Kans, Senior Special Counsel, Richard Grant, Special
Counsel, or Richard Gabbert, Attorney Advisor, at 202-551-5550,
Division of Trading and Markets, Securities and Exchange Commission,
100 F Street NE., Washington, DC 20549-7010.
SUPPLEMENTARY INFORMATION: In FR Doc. 2012-10562 appearing on page
30596 in the Federal Register of Wednesday, May 23, 2012, the following
corrections are made.
0
1. On page 30685, in the third column, in footnote 1094, the words
``CFTC Regulation Sec. 1.3(mmm)(2);'' are removed.
Sec. 1.3 [Corrected]
0
2. On page 30745, in the second column, correct paragraph
(ggg)(4)(ii)(D) to read as follows:
Sec. 1.3 Definitions.
* * * * *
(ggg) * * *
(4) * * *
(ii) * * *
(D) If the phase-in termination date has not been previously
established pursuant to paragraph (ggg)(4)(ii)(C) of this section, then
in any event the phase-in termination date shall occur five years after
the date that a swap data repository first receives swap data in
accordance with part 45 of this chapter.
* * * * *
0
3. On page 30747, in the third column, correct paragraph
(hhh)(6)(iii)(B)(2) to read as follows:
Sec. 1.3 Definitions.
* * * * *
(hhh) * * *
(6) * * *
(iii) * * *
(B) * * *
(2) The sum of the amount calculated under paragraph
(hhh)(6)(iii)(B)(1) of this section and the product of the total
effective notional principal amount of the person's swap positions in
all major swap categories multiplied by 0.15 is less than $1 billion.
* * * * *
0
4. On page 30749, in the third column, correct paragraph
(jjj)(3)(iii)(A) to read as follows:
Sec. 1.3 Definitions.
* * * * *
(jjj) * * *
(3) * * *
(iii) * * *
(A) Potential outward exposure equals the potential exposure that
would be attributed to such positions using the procedures in paragraph
(jjj)(3)(ii) of this section multiplied by:
(1) 0.1, in the case of positions cleared by a registered or exempt
clearing agency or derivatives clearing organization; or
(2) 0.2, in the case of positions that are subject to daily mark-
to-market margining but that are not cleared by a registered or exempt
clearing agency or derivatives clearing organization.
* * * * *
Dated: June 29, 2012.
Commodity Futures Trading Commission.
David A. Stawick,
Secretary.
Dated: June 29, 2012.
Securities and Exchange Commission.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2012-16409 Filed 7-3-12; 8:45 am]
BILLING CODE 8011-01-P; 6351-01-P
