American Indian and Alaska Native Consultation and Coordination Policy, 39464-39466 [2012-16004]
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39464
Federal Register / Vol. 77, No. 128 / Tuesday, July 3, 2012 / Notices
merit-based matching grant program
funding projects that collect
comprehensive and accurate State-level
broadband mapping data, develop Statelevel broadband maps, aid in the
development and maintenance of a
national broadband map, and fund
statewide initiatives directed at
broadband planning and capacity
building.
NTIA requires quarterly performance
progress reports (PPRs) in order to gauge
the progress of grantees in meeting their
project goals.
NTIA has identified a need to modify
its existing PPR format by making minor
changes to existing questions and
adding new questions to improve
clarity, reduce the frequency with
which some information is reported,
and delete certain items that are not
necessary for effective performance
monitoring. This modification will
improve the quality of recipients’
responses and enable NTIA to better
monitor and assess the extent to which
the recipients are meeting program goals
and milestones.
Affected Public: State government;
not-for-profit institutions.
Frequency: Quarterly.
Respondent’s Obligation: Required to
obtain or retain benefits.
OMB Desk Officer: Nicholas Fraser,
(202) 395–5887.
Copies of the above information
collection proposal can be obtained by
calling or writing Jennifer Jessup,
Departmental Paperwork Clearance
Officer, (202) 482–0336, Department of
Commerce, Room 6616, 14th and
Constitution Avenue NW., Washington,
DC 20230 (or via the Internet at
JJessup@doc.gov).
Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to Nicholas Fraser, OMB Desk
Officer, Fax number (202) 395–7285, or
via the Internet at
Nicholas_A._Fraser@omb.eop.gov).
Dated: June 27, 2012.
Gwellnar Banks,
Management Analyst, Office of the Chief
Information Officer.
[FR Doc. 2012–16226 Filed 7–2–12; 8:45 am]
srobinson on DSK4SPTVN1PROD with NOTICES
BILLING CODE 3510–06–P
DEPARTMENT OF COMMERCE
[Docket Number 120530127–2127–01]
American Indian and Alaska Native
Consultation and Coordination Policy
AGENCY:
Department of Commerce.
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ACTION:
Background
The Department of Commerce
(Department) requests public comments
on a draft ‘‘Consultation and
Coordination Policy of the U.S.
Department of Commerce.’’ This
proposed policy establishes the manner
in which the Department works with
federally-recognized Indian tribes when
developing Department policies that
have tribal implications. The policy
reaffirms the unique government-togovernment relationship that exists
between Indian tribes and the
Department of Commerce to support
Tribes in the development of strong and
stable economies able to participate in
today’s national and global marketplace.
DATES: Written Comments must be
submitted on or before October 1, 2012.
ADDRESSES: You may submit comments
on this document, identified by DOC–
2012–002, by and of the following
methods:
• Electronic Submissions: Submit all
electronic public comments via the
Federal e-Rulemaking Portal, at https://
www.regulations.gov. To submit
comments via the e-Rulemaking Portal,
first click the ‘‘submit a comment’’ icon,
then enter DOC–2012–0002 in the
keyword search. Locate the document
you wish to comment on from the
resulting list and click on the ‘‘Submit
a Comment’’ icon on the right of that
line.
• Fax: 206–482–4420; Attn: Dee
Alexander.
• Regular Mail, express delivery,
hand (courier) delivery or messenger
service: Submit comments to Dee
Alexander, Senior Advisor on Native
American Affairs Office of Legislative
and Intergovernmental Affairs, U.S.
Department of Commerce, Room 5422,
1401Constitution Ave., NW.,
Washington, DC 20230.
Instructions: All comments received
are a part of the public record and will
generally be posted to https://
www.regulations.gov without change.
All Personal Identifying Information (for
example, name, address, etc.)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit Confidential Business
Information or otherwise sensitive or
protected information. The Department
will accept anonymous comments (if
submitting comments via the Federal eRulemaking portal, enter ‘‘N/A’’ in the
relevant required fields if you wish to
remain anonymous). Attachments to
electronic comments will be accepted in
Microsoft Word or Excel, WordPerfect,
or Adobe PDF file formats only.
Executive Order (E.O.) Number 13175,
‘‘Consultation and Coordination with
Indian Tribal Governments,’’ (November
6, 2000) requires Federal agencies to
have an accountable process to ensure
meaningful and timely input by tribal
officials in developing policies that have
tribal implications.
President Barack Obama reaffirmed
the government-to-government
relationship between the Federal
Government and Indian tribal
governments in a White House
Memorandum, ‘‘Tribal Consultation,’’
2009 Daily Comp. Press Docs.87
(November 5, 2009). Among other
things, this memorandum acknowledges
that Indian tribes exercise inherent
sovereign powers over their members
and territory. The memorandum also
acknowledges that the United States
continues to work with Indian tribes on
a government-to-government basis to
address issues concerning Indian tribal
self-government, tribal trust resources,
and Indian tribal treaty and other rights.
This proposed policy is part of the
Department’s response to President
Obama’s memorandum. The Policy
builds upon and expands the principles
expressed in the Department’s previous
policy, ‘‘American Indian and Alaska
Native Policy of the Department of
Commerce,’’ promulgated on March 30,
1995. The Policy incorporates the
requirements of E.O. No. 13175, and the
Office of Management and Budget
Memorandum, ‘‘Guidance for
Implementing E.O. 13175,
‘‘Consultation and Coordination with
Indian Tribal Governments.’’
The Department will work with tribes
on developing the final policy by
sending this draft policy directly to the
tribes and by conducting several
webinars with Tribes on the policy and
how to improve it. We will announce
these webinars in future notices posted
in the Federal Register.
The statements in the draft document
are intended solely to provide internal
Department guidance. This document is
designed to implement E.O. 13175; the
draft document does not, however,
substitute for requirements in federal
statutes or regulations, nor is it a
requirement itself. This document is not
intended, nor can it be relied upon, to
create any right or trust responsibility
enforceable in any cause of action by
any party against the United States, its
agencies, officers or any other person. It
does not impose legally binding
requirements on the Department or
anyone else, and may not apply to a
particular situation based upon the
circumstances. The Department may
Notice and request for
comments.
SUMMARY:
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Federal Register / Vol. 77, No. 128 / Tuesday, July 3, 2012 / Notices
change this Guidance in the future, as
needed or appropriate.
regarding policies that have tribal
implications.
Request for Comments
Section 2. Background
Comments are invited on: Sections
1–7. These sections provide guidance to
the Department and all its operating
units and its employees on when and
how to coordinate consultation with
federally recognized Indian tribes on a
government-to-government basis, in
recognizing their sovereignty, when
developing policies that have tribal
implications.
Proposed Tribal Consultation and
Coordination Policy for the U.S.
Department of Commerce.
01. This Policy builds upon and
expands the principles expressed in the
‘‘American Indian and Alaska Native
Policy of the Department of Commerce,’’
promulgated by the Department on
March 30, 1995. The Tribal Consultation
Policy incorporates the requirements of
E.O. No. 13175; Presidential
Memorandum, ‘‘Tribal Consultation,’’
2009 Daily Comp. Pres. Docs. 887
(November 5, 2009); and the Office of
Management and Budget Memorandum,
‘‘Guidance for Implementing E.O.
13175, ‘Consultation and Coordination
with Indian Tribal Governments’.’’
02. This Policy is for internal
management only and shall not be
construed to grant or vest any right to
any party not otherwise granted or
vested by existing law or regulations.
srobinson on DSK4SPTVN1PROD with NOTICES
Section 1. Introduction
01. This ‘‘Tribal Consultation and
Coordination Policy of the U.S.
Department of Commerce’’ (‘‘Tribal
Consultation Policy’’ or ‘‘Policy’’)
establishes the manner in which the
Department of Commerce
(‘‘Department’’) works with Indian
tribes on a government-to-government
basis to build a durable relationship and
address issues concerning tribal selfgovernment, tribal trust resources, and
tribal treaty and other rights, as well as
support tribes in developing strong and
stable economies able to participate in
the national and global marketplace.
02. The Department recognizes the
Federal Government’s trust
responsibility, as established in the
Constitution, statutes, treaties and
federal court decisions, which together
define the unique legal relationship
between Tribal governments and the
Federal Government.
03. The Department and operating
units will seek and promote cooperation
within the Department and with other
agencies that have related
responsibilities. The Department’s
mission encompasses many complex
issues where cooperation and mutual
consideration among governments
(federal, state, tribal, and local) are
essential. The Department and operating
units will promote intradepartmental
and interagency coordination and
cooperation to assist Tribal governments
in resolving issues requiring mutual
effort.
04. Executive Order (E.O.) No. 13175,
‘‘Consultation and Coordination with
Indian Tribal Governments,’’ requires
federal agencies to have an accountable
process to ensure meaningful and timely
input by tribal officials in developing
policies that have tribal implications.
This Policy provides uniform standards
and methodology outlining consultation
procedures for all Department personnel
working with Tribal governments
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16:27 Jul 02, 2012
Jkt 226001
Section 3. Authority
This Tribal Consultation Policy is
issued pursuant to the authority of 5
U.S.C. 301 and Department
Administrative Order (DAO) 218–8,
‘‘Consultation and Coordination with
Indian Tribal Governments.’’ This
Policy shall have the same force and
effect as a DAO. Amendments
(substantive changes) or revisions
(corrections or updates) to this Policy
may be developed and issued by the
Department of Commerce Tribal
Consultation Official or the Secretary’s
designee in consultation with Tribal
governments.
Section 4. Definitions
01. ‘‘Consultation,’’ as defined in
Section 5 of E.O. No. 13175, refers to an
accountable process ensuring
meaningful and timely input from tribal
officials on Department policies that
have tribal implications.
02. ‘‘Indian tribe (or Tribe),’’ as
defined in Section 1(b) of E.O. No.
13175, means an Indian or Alaska
Native tribe, band, nation, pueblo,
village, or community that the Secretary
of the Interior acknowledges to exist as
an Indian tribe pursuant to the Federally
Recognized Indian Tribe List Act of
1994, 25 U.S.C. 479a.
03. ‘‘Operating units,’’ as defined in
Section 3.c.1 of Department
Organization Order 1–1, are
organizational entities outside the Office
of the Secretary charged with carrying
out specified substantive functions (i.e.,
programs) of the Department. The
operating units are the components of
the Department through which most of
its substantive functions are carried out.
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39465
04. ‘‘Policies that have tribal
implications,’’ as defined in Section 1(a)
of E.O. No. 13175, refers to regulations,
legislative comments or proposed
legislation, and other policy statements
or actions that have substantial direct
effects on one or more Indian tribes, on
the relationship between the Federal
Government and Indian tribes, or on the
distribution of power and
responsibilities between the Federal
Government and Indian tribes.
05. ‘‘Tribal Consultation Official,’’ as
defined in Section 5(a) of E.O. No.
13175, means the designee of the
Secretary with principal responsibility
for the implementation of this Policy.
06. ‘‘Tribal officials,’’ as defined in
Section 1(d) of E.O. No. 13175, means
elected or duly appointed officials of
Indian tribal governments or authorized
intertribal organizations.
Section 5. Roles and Responsibilities
for Consultations
01. Department of Commerce Tribal
Consultation Official
a. The Tribal Consultation Official is
an individual in the Office of Legislative
and Intergovernmental Affairs (OLIA)
within the Office of the Secretary who
is duly appointed to act as a liaison
between the Secretary of Commerce and
Tribal officials. The Tribal Consultation
Official may delegate authority, as
necessary, to the head of each operating
unit. The Tribal Consultation Official
has primary responsibility for ensuring
compliance with DAO 218–8, this
Policy, and E.O. No. 13175, and is
responsible for tribal consultations and
coordination for the Office of the
Secretary programs.
b. The Tribal Consultation Official has
responsibility for coordinating the
implementation of this Policy and DAO
218–8 within the Department and all
operating units.
c. The Tribal Consultation Official
will engage tribal officials in periodic
dialogue to discuss the Department’s
implementation of this Policy. The
dialogue will provide an opportunity for
tribal officials to assess policy
implementation, program delivery, and
discuss outreach and communication
efforts, and other issues.
02. Head of Operating Unit
Responsibilities
a. The head of each operating unit
will designate an official in the
headquarters office who has primary
responsibility for ensuring compliance
with this Policy within the operating
unit. Each operating unit’s designated
official will work with the Department
Tribal Consultation Official to ensure
coordination of tribal consultations, as
necessary. The designated official is
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Federal Register / Vol. 77, No. 128 / Tuesday, July 3, 2012 / Notices
responsible for the development,
maintenance and internal distribution of
any guidance produced by the operating
unit in compliance with the
requirements of this Policy.
b. The head of each operating unit or
the designated official may delegate
authority to appropriate individuals
within the operating unit.
srobinson on DSK4SPTVN1PROD with NOTICES
Section 6. Training and Guidance
01. The Tribal Consultation Official
and the head of each operating unit will
ensure that personnel assisting with
tribal consultations have appropriate
training.
02. Each operating unit may develop
and issue tribal consultation guidance to
assist staff in preparing, reviewing and
managing the consultation process
within their respective operating units,
so long as:
a. The guidance is consistent with
DAO 218–8, and
b. The Department’s Tribal
Consultation Official reviews the
guidance.
Section 7. Consultation
01. The Consultation Process.
Consultation may take a variety of
forms. Implementing this Policy may
require a range of formal and informal
planning activities. The Department and
operating units’ consultation processes
may include one or more of the
following: formal meetings, informal
meetings, letters, conference calls,
webinars, on-site visits, or participation
in regional and national events. The
Tribal Consultation Official or the head
of each operating unit, as applicable,
will make a reasonable effort to
accommodate a tribal request for
consultation.
02. Elements of the Consultation
Process.
a. Ongoing communication shall be a
regular part of the government-togovernment relationship with tribal
governments. The Department and
operating units will engage in
meaningful dialogue with Tribes
regarding all policies that have tribal
implications.
b. Exchange of Information. The
Department and operating units will
make a reasonable effort to identify and
provide timely and accurate information
for consultation.
c. Notification. The Department and
operating units will notify Tribes of
policies that have tribal implications.
Follow-up may be necessary to ensure
the appropriate tribal official has
received the consultation notification
and accompanying documents. These
notifications do not replace or
supersede any notifications that are
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16:27 Jul 02, 2012
Jkt 226001
required by statute or E.O. regarding
tribal consultations.
d. Consultation Planning. The
Department and operating units will
coordinate with tribal officials to plan
logistical considerations for the
consultation. The Department and
operating units will, when practical,
allow Tribes a reasonable amount of
time to prepare for consultation and
submit their views on policies that have
tribal implications.
e. Written Communication and
Record-Keeping. When a consultation
occurs between the Department or its
operating units and Tribal officials, the
Department or operating unit will
provide the Tribal officials with a
formal, written communication that
summarizes the consultation, and
responds to the issues and concerns, if
any, identified during consultation. The
Tribal Consultation Official or head of
each operating unit conducting a
consultation will maintain
documentation addressing the
consultation, tribal concerns, and
recommendations in conformance with
applicable records retention schedules.
Section 8. Implementation
01. The Tribal Consultation Official,
located in OLIA within the Office of the
Secretary, is responsible for ensuring
implementation of this Policy. This
responsibility may be delegated as
appropriate. This Policy does not alter
or affect any existing duty or authority
of any individual operating unit.
02. This Policy is not intended to, and
does not, grant, expand, create or
diminish any legally enforceable rights,
benefits, or trust responsibilities,
substantive or procedural, not otherwise
granted or created under existing law.
Nor shall this Policy be construed to
alter, amend, repeal, interpret, or
modify tribal sovereignty, any treaty
rights of any Indian tribes, or to
preempt, modify, or limit the exercise of
any such rights.
03. This Policy is intended to improve
the Department’s management of its
relations and cooperative activities with
Indian tribes. The Department and
operating units have no obligation to
engage in any consultation activities
under this policy unless they are
practicable and permitted by law.
Nothing in this policy requires any
budgetary obligation or creates a right of
action against the Department for failure
to comply with this policy nor creates
any right, substantive or procedural,
enforceable at law by a party against the
United States, its agencies, or any
person.
04. This Policy shall be updated as
necessary.
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Section 9. Effective Date
01. This Policy is effective beginning
with the date of this memorandum and
will remain in effect until it is amended,
superseded by a Departmental
Administrative Order, or revoked.
Dated: June 26, 2012.
Dee Alexander,
Senior Advisor on Native American Affairs.
[FR Doc. 2012–16004 Filed 7–2–12; 8:45 am]
BILLING CODE 3510–17–P
DEPARTMENT OF COMMERCE
Foreign-Trade Zones Board
[B–48–2012]
Foreign-Trade Zone 241—Fort
Lauderdale, FL, Application for
Reorganization/Expansion Under
Alternative Site Framework
An application has been submitted to
the Foreign-Trade Zones (FTZ) Board
(the Board) by the City of Fort
Lauderdale, grantee of FTZ 241,
requesting authority to reorganize and
expand the zone under the alternative
site framework (ASF) adopted by the
Board (15 CFR Sec. 400.2(c)). The ASF
is an option for grantees for the
establishment or reorganization of
general-purpose zones and can permit
significantly greater flexibility in the
designation of new subzones or ‘‘usagedriven’’ FTZ sites for operators/users
located within a grantee’s ‘‘service area’’
in the context of the Board’s standard
2,000-acre activation limit for a generalpurpose zone project. The application
was submitted pursuant to the ForeignTrade Zones Act, as amended (19 U.S.C.
81a-81u), and the regulations of the
Board (15 CFR part 400). It was formally
filed on June 27, 2012.
FTZ 241 was approved by the Board
on April 6, 2000 (Board Order 1081,
65 FR 20948, 04/19/2000). The current
zone project includes the following
sites: Site 1 (915 acres)—Fort
Lauderdale Executive Airport complex,
Commercial Boulevard, Fort
Lauderdale; Site 2 (11 acres)—
CenterPort Industrial Park, NW 8th
Avenue, Fort Lauderdale; Site 3 (278
acres)—Bergeron Park of Commerce &
Industry, 19612 SW 69th Place, Fort
Lauderdale; Site 4 (8 acres)—Meridian
Business Park, 3335 Enterprise Avenue,
Weston; and, Site 5 (7 acres)—Horst
Dorner, 2900 SW. 42nd Street, Fort
Lauderdale.
The grantee’s proposed service area
under the ASF would be portions of
Broward County, as described in the
application. If approved, the grantee
would be able to serve sites throughout
E:\FR\FM\03JYN1.SGM
03JYN1
Agencies
[Federal Register Volume 77, Number 128 (Tuesday, July 3, 2012)]
[Notices]
[Pages 39464-39466]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-16004]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
[Docket Number 120530127-2127-01]
American Indian and Alaska Native Consultation and Coordination
Policy
AGENCY: Department of Commerce.
ACTION: Notice and request for comments.
-----------------------------------------------------------------------
SUMMARY: The Department of Commerce (Department) requests public
comments on a draft ``Consultation and Coordination Policy of the U.S.
Department of Commerce.'' This proposed policy establishes the manner
in which the Department works with federally-recognized Indian tribes
when developing Department policies that have tribal implications. The
policy reaffirms the unique government-to-government relationship that
exists between Indian tribes and the Department of Commerce to support
Tribes in the development of strong and stable economies able to
participate in today's national and global marketplace.
DATES: Written Comments must be submitted on or before October 1, 2012.
ADDRESSES: You may submit comments on this document, identified by DOC-
2012-002, by and of the following methods:
Electronic Submissions: Submit all electronic public
comments via the Federal e-Rulemaking Portal, at https://www.regulations.gov. To submit comments via the e-Rulemaking Portal,
first click the ``submit a comment'' icon, then enter DOC-2012-0002 in
the keyword search. Locate the document you wish to comment on from the
resulting list and click on the ``Submit a Comment'' icon on the right
of that line.
Fax: 206-482-4420; Attn: Dee Alexander.
Regular Mail, express delivery, hand (courier) delivery or
messenger service: Submit comments to Dee Alexander, Senior Advisor on
Native American Affairs Office of Legislative and Intergovernmental
Affairs, U.S. Department of Commerce, Room 5422, 1401Constitution Ave.,
NW., Washington, DC 20230.
Instructions: All comments received are a part of the public record
and will generally be posted to https://www.regulations.gov without
change. All Personal Identifying Information (for example, name,
address, etc.) voluntarily submitted by the commenter may be publicly
accessible. Do not submit Confidential Business Information or
otherwise sensitive or protected information. The Department will
accept anonymous comments (if submitting comments via the Federal e-
Rulemaking portal, enter ``N/A'' in the relevant required fields if you
wish to remain anonymous). Attachments to electronic comments will be
accepted in Microsoft Word or Excel, WordPerfect, or Adobe PDF file
formats only.
Background
Executive Order (E.O.) Number 13175, ``Consultation and
Coordination with Indian Tribal Governments,'' (November 6, 2000)
requires Federal agencies to have an accountable process to ensure
meaningful and timely input by tribal officials in developing policies
that have tribal implications.
President Barack Obama reaffirmed the government-to-government
relationship between the Federal Government and Indian tribal
governments in a White House Memorandum, ``Tribal Consultation,'' 2009
Daily Comp. Press Docs.87 (November 5, 2009). Among other things, this
memorandum acknowledges that Indian tribes exercise inherent sovereign
powers over their members and territory. The memorandum also
acknowledges that the United States continues to work with Indian
tribes on a government-to-government basis to address issues concerning
Indian tribal self-government, tribal trust resources, and Indian
tribal treaty and other rights.
This proposed policy is part of the Department's response to
President Obama's memorandum. The Policy builds upon and expands the
principles expressed in the Department's previous policy, ``American
Indian and Alaska Native Policy of the Department of Commerce,''
promulgated on March 30, 1995. The Policy incorporates the requirements
of E.O. No. 13175, and the Office of Management and Budget Memorandum,
``Guidance for Implementing E.O. 13175, ``Consultation and Coordination
with Indian Tribal Governments.''
The Department will work with tribes on developing the final policy
by sending this draft policy directly to the tribes and by conducting
several webinars with Tribes on the policy and how to improve it. We
will announce these webinars in future notices posted in the Federal
Register.
The statements in the draft document are intended solely to provide
internal Department guidance. This document is designed to implement
E.O. 13175; the draft document does not, however, substitute for
requirements in federal statutes or regulations, nor is it a
requirement itself. This document is not intended, nor can it be relied
upon, to create any right or trust responsibility enforceable in any
cause of action by any party against the United States, its agencies,
officers or any other person. It does not impose legally binding
requirements on the Department or anyone else, and may not apply to a
particular situation based upon the circumstances. The Department may
[[Page 39465]]
change this Guidance in the future, as needed or appropriate.
Request for Comments
Comments are invited on: Sections 1-7. These sections provide
guidance to the Department and all its operating units and its
employees on when and how to coordinate consultation with federally
recognized Indian tribes on a government-to-government basis, in
recognizing their sovereignty, when developing policies that have
tribal implications.
Proposed Tribal Consultation and Coordination Policy for the U.S.
Department of Commerce.
Section 1. Introduction
01. This ``Tribal Consultation and Coordination Policy of the U.S.
Department of Commerce'' (``Tribal Consultation Policy'' or ``Policy'')
establishes the manner in which the Department of Commerce
(``Department'') works with Indian tribes on a government-to-government
basis to build a durable relationship and address issues concerning
tribal self-government, tribal trust resources, and tribal treaty and
other rights, as well as support tribes in developing strong and stable
economies able to participate in the national and global marketplace.
02. The Department recognizes the Federal Government's trust
responsibility, as established in the Constitution, statutes, treaties
and federal court decisions, which together define the unique legal
relationship between Tribal governments and the Federal Government.
03. The Department and operating units will seek and promote
cooperation within the Department and with other agencies that have
related responsibilities. The Department's mission encompasses many
complex issues where cooperation and mutual consideration among
governments (federal, state, tribal, and local) are essential. The
Department and operating units will promote intradepartmental and
interagency coordination and cooperation to assist Tribal governments
in resolving issues requiring mutual effort.
04. Executive Order (E.O.) No. 13175, ``Consultation and
Coordination with Indian Tribal Governments,'' requires federal
agencies to have an accountable process to ensure meaningful and timely
input by tribal officials in developing policies that have tribal
implications. This Policy provides uniform standards and methodology
outlining consultation procedures for all Department personnel working
with Tribal governments regarding policies that have tribal
implications.
Section 2. Background
01. This Policy builds upon and expands the principles expressed in
the ``American Indian and Alaska Native Policy of the Department of
Commerce,'' promulgated by the Department on March 30, 1995. The Tribal
Consultation Policy incorporates the requirements of E.O. No. 13175;
Presidential Memorandum, ``Tribal Consultation,'' 2009 Daily Comp.
Pres. Docs. 887 (November 5, 2009); and the Office of Management and
Budget Memorandum, ``Guidance for Implementing E.O. 13175,
`Consultation and Coordination with Indian Tribal Governments'.''
02. This Policy is for internal management only and shall not be
construed to grant or vest any right to any party not otherwise granted
or vested by existing law or regulations.
Section 3. Authority
This Tribal Consultation Policy is issued pursuant to the authority
of 5 U.S.C. 301 and Department Administrative Order (DAO) 218-8,
``Consultation and Coordination with Indian Tribal Governments.'' This
Policy shall have the same force and effect as a DAO. Amendments
(substantive changes) or revisions (corrections or updates) to this
Policy may be developed and issued by the Department of Commerce Tribal
Consultation Official or the Secretary's designee in consultation with
Tribal governments.
Section 4. Definitions
01. ``Consultation,'' as defined in Section 5 of E.O. No. 13175,
refers to an accountable process ensuring meaningful and timely input
from tribal officials on Department policies that have tribal
implications.
02. ``Indian tribe (or Tribe),'' as defined in Section 1(b) of E.O.
No. 13175, means an Indian or Alaska Native tribe, band, nation,
pueblo, village, or community that the Secretary of the Interior
acknowledges to exist as an Indian tribe pursuant to the Federally
Recognized Indian Tribe List Act of 1994, 25 U.S.C. 479a.
03. ``Operating units,'' as defined in Section 3.c.1 of Department
Organization Order 1-1, are organizational entities outside the Office
of the Secretary charged with carrying out specified substantive
functions (i.e., programs) of the Department. The operating units are
the components of the Department through which most of its substantive
functions are carried out.
04. ``Policies that have tribal implications,'' as defined in
Section 1(a) of E.O. No. 13175, refers to regulations, legislative
comments or proposed legislation, and other policy statements or
actions that have substantial direct effects on one or more Indian
tribes, on the relationship between the Federal Government and Indian
tribes, or on the distribution of power and responsibilities between
the Federal Government and Indian tribes.
05. ``Tribal Consultation Official,'' as defined in Section 5(a) of
E.O. No. 13175, means the designee of the Secretary with principal
responsibility for the implementation of this Policy.
06. ``Tribal officials,'' as defined in Section 1(d) of E.O. No.
13175, means elected or duly appointed officials of Indian tribal
governments or authorized intertribal organizations.
Section 5. Roles and Responsibilities for Consultations
01. Department of Commerce Tribal Consultation Official
a. The Tribal Consultation Official is an individual in the Office
of Legislative and Intergovernmental Affairs (OLIA) within the Office
of the Secretary who is duly appointed to act as a liaison between the
Secretary of Commerce and Tribal officials. The Tribal Consultation
Official may delegate authority, as necessary, to the head of each
operating unit. The Tribal Consultation Official has primary
responsibility for ensuring compliance with DAO 218-8, this Policy, and
E.O. No. 13175, and is responsible for tribal consultations and
coordination for the Office of the Secretary programs.
b. The Tribal Consultation Official has responsibility for
coordinating the implementation of this Policy and DAO 218-8 within the
Department and all operating units.
c. The Tribal Consultation Official will engage tribal officials in
periodic dialogue to discuss the Department's implementation of this
Policy. The dialogue will provide an opportunity for tribal officials
to assess policy implementation, program delivery, and discuss outreach
and communication efforts, and other issues.
02. Head of Operating Unit Responsibilities
a. The head of each operating unit will designate an official in
the headquarters office who has primary responsibility for ensuring
compliance with this Policy within the operating unit. Each operating
unit's designated official will work with the Department Tribal
Consultation Official to ensure coordination of tribal consultations,
as necessary. The designated official is
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responsible for the development, maintenance and internal distribution
of any guidance produced by the operating unit in compliance with the
requirements of this Policy.
b. The head of each operating unit or the designated official may
delegate authority to appropriate individuals within the operating
unit.
Section 6. Training and Guidance
01. The Tribal Consultation Official and the head of each operating
unit will ensure that personnel assisting with tribal consultations
have appropriate training.
02. Each operating unit may develop and issue tribal consultation
guidance to assist staff in preparing, reviewing and managing the
consultation process within their respective operating units, so long
as:
a. The guidance is consistent with DAO 218-8, and
b. The Department's Tribal Consultation Official reviews the
guidance.
Section 7. Consultation
01. The Consultation Process. Consultation may take a variety of
forms. Implementing this Policy may require a range of formal and
informal planning activities. The Department and operating units'
consultation processes may include one or more of the following: formal
meetings, informal meetings, letters, conference calls, webinars, on-
site visits, or participation in regional and national events. The
Tribal Consultation Official or the head of each operating unit, as
applicable, will make a reasonable effort to accommodate a tribal
request for consultation.
02. Elements of the Consultation Process.
a. Ongoing communication shall be a regular part of the government-
to-government relationship with tribal governments. The Department and
operating units will engage in meaningful dialogue with Tribes
regarding all policies that have tribal implications.
b. Exchange of Information. The Department and operating units will
make a reasonable effort to identify and provide timely and accurate
information for consultation.
c. Notification. The Department and operating units will notify
Tribes of policies that have tribal implications. Follow-up may be
necessary to ensure the appropriate tribal official has received the
consultation notification and accompanying documents. These
notifications do not replace or supersede any notifications that are
required by statute or E.O. regarding tribal consultations.
d. Consultation Planning. The Department and operating units will
coordinate with tribal officials to plan logistical considerations for
the consultation. The Department and operating units will, when
practical, allow Tribes a reasonable amount of time to prepare for
consultation and submit their views on policies that have tribal
implications.
e. Written Communication and Record-Keeping. When a consultation
occurs between the Department or its operating units and Tribal
officials, the Department or operating unit will provide the Tribal
officials with a formal, written communication that summarizes the
consultation, and responds to the issues and concerns, if any,
identified during consultation. The Tribal Consultation Official or
head of each operating unit conducting a consultation will maintain
documentation addressing the consultation, tribal concerns, and
recommendations in conformance with applicable records retention
schedules.
Section 8. Implementation
01. The Tribal Consultation Official, located in OLIA within the
Office of the Secretary, is responsible for ensuring implementation of
this Policy. This responsibility may be delegated as appropriate. This
Policy does not alter or affect any existing duty or authority of any
individual operating unit.
02. This Policy is not intended to, and does not, grant, expand,
create or diminish any legally enforceable rights, benefits, or trust
responsibilities, substantive or procedural, not otherwise granted or
created under existing law. Nor shall this Policy be construed to
alter, amend, repeal, interpret, or modify tribal sovereignty, any
treaty rights of any Indian tribes, or to preempt, modify, or limit the
exercise of any such rights.
03. This Policy is intended to improve the Department's management
of its relations and cooperative activities with Indian tribes. The
Department and operating units have no obligation to engage in any
consultation activities under this policy unless they are practicable
and permitted by law. Nothing in this policy requires any budgetary
obligation or creates a right of action against the Department for
failure to comply with this policy nor creates any right, substantive
or procedural, enforceable at law by a party against the United States,
its agencies, or any person.
04. This Policy shall be updated as necessary.
Section 9. Effective Date
01. This Policy is effective beginning with the date of this
memorandum and will remain in effect until it is amended, superseded by
a Departmental Administrative Order, or revoked.
Dated: June 26, 2012.
Dee Alexander,
Senior Advisor on Native American Affairs.
[FR Doc. 2012-16004 Filed 7-2-12; 8:45 am]
BILLING CODE 3510-17-P