EPA Activities To Promote Environmental Justice in the Permit Application Process, 38051-38060 [2012-15605]
Download as PDF
rmajette on DSK2TPTVN1PROD with NOTICES
Federal Register / Vol. 77, No. 123 / Tuesday, June 26, 2012 / Notices
Bureau of Reclamation’s Pinto dam, on
Billy Clapp Lake near the city of Moses
Lake in Grant County, Washington. The
sole purpose of a preliminary permit, if
issued, is to grant the permit holder
priority to file a license application
during the permit term. A preliminary
permit does not authorize the permit
holder to perform any land-disturbing
activities or otherwise enter upon lands
or waters owned by others without the
owners’ express permission.
The proposed project would use the
existing Pinto dam, and would consist
of the following new facilities: (1) A 72inch-diameter penstock connecting the
existing Pinto dam outlet tunnel to a
powerhouse located immediately
downstream of the dam; (2) a
powerhouse containing a 3.4-megawatt
Francis turbine/generator unit; (3) a
tailrace discharging flows into the
existing feed route between Billy Clapp
Lake and Brook Lake; (4) a 7,000-footlong, 34.5-kilovolt (kV) transmission
line extending from the project to a
34.5-kV transmission line owned by the
Public Utility District No. 1 of Grant
County, Washington; and (5)
appurtenant facilities. The estimated
annual generation of the Pinto Dam
Project would be 8.1 gigawatt-hours.
Applicant Contact: Mr. Ronald K.
Rodewald, Secretary-Manager, Grand
Coulee Project Hydroelectric Authority,
P.O. Box 209, Ephrata, Washington
98823; phone: (509) 754–2227.
FERC Contact: Jennifer Harper;
phone: (202) 502–6136.
Deadline for filing comments, motions
to intervene, competing applications
(without notices of intent), or notices of
intent to file competing applications: 60
days from the issuance of this notice.
Competing applications and notices of
intent must meet the requirements of 18
CFR 4.36. Comments, motions to
intervene, notices of intent, and
competing applications may be filed
electronically via the Internet. See 18
CFR 385.2001(a)(1)(iii) and the
instructions on the Commission’s Web
site https://www.ferc.gov/docs-filing/
efiling.asp. Commenters can submit
brief comments up to 6,000 characters,
without prior registration, using the
eComment system at https://
www.ferc.gov/docs-filing/
ecomment.asp. You must include your
name and contact information at the end
of your comments. For assistance,
please contact FERC Online Support at
FERCOnlineSupport@ferc.gov or toll
free at 1–866–208–3676, or for TTY,
(202) 502–8659. Although the
Commission strongly encourages
electronic filing, documents may also be
paper-filed. To paper-file, mail an
original and seven copies to: Kimberly
VerDate Mar<15>2010
15:33 Jun 25, 2012
Jkt 226001
D. Bose, Secretary, Federal Energy
Regulatory Commission, 888 First Street
NE., Washington, DC 20426.
More information about this project,
including a copy of the application, can
be viewed or printed on the ‘‘eLibrary’’
link of Commission’s Web site at https://
www.ferc.gov/docs-filing/elibrary.asp.
Enter the docket number (P–14380) in
the docket number field to access the
document. For assistance, contact FERC
Online Support.
Dated: June 19, 2012.
Kimberly D. Bose,
Secretary.
[FR Doc. 2012–15482 Filed 6–25–12; 8:45 am]
BILLING CODE 6717–01–P
DEPARTMENT OF ENERGY
Federal Energy Regulatory
Commission
[Project No. 13860–001]
Jones Canyon Hydro, LLC; Notice of
Application for Amendment of
Preliminary Permit Accepted for Filing
and Soliciting Comments, Motions To
Intervene, and Protests
On May 29, 2012, Jones Canyon
Hydro, LLC filed an amendment to their
preliminary permit issued March 28,
2011 for the Jones Canyon Pumped
Storage Project. The proposed project
would be a closed-loop pumped storage
project located near Grass Valley, in
Sherman County, Oregon.
The applicant proposes to make the
following changes to their issued
permit: (1) Expand the project boundary
to include a second canyon north of the
project; (2) change the location of the
proposed lower reservoir dam to north
of the current location and include an
additional canyon; (3) expand the lower
reservoir from 68 surface acres to 98
surface acres at an elevation of 1,150
feet above mean sea level; (4) change the
total installed capacity of the project
from 400 megawatts (MW) to 500 MW;
(5) change the length of the transmission
line from 0.34 miles to 4.5 miles; (6)
lengthen the conduit between the
proposed reservoirs from 6,225 feet to
7,330 feet; and (7) change the name of
the project from ‘‘Jones Canyon Pumped
Storage Project’’ to ‘‘Oregon Winds
Pumped Storage’’.
FERC Contact: Jennifer Harper, 202–
502–6136.
Deadline for filing comments or
motions to intervene: 30 days from the
issuance of this notice. Comments and
motions to intervene may be filed
electronically via the Internet. See 18
CFR 385.2001(a)(1)(iii) and the
PO 00000
Frm 00019
Fmt 4703
Sfmt 4703
38051
instructions on the Commission’s Web
site https://www.ferc.gov/docs-filing/
efiling.asp. Commenters can submit
brief comments up to 6,000 characters,
without prior registration, using the
eComment system at https://
www.ferc.gov/docs-filing/
ecomment.asp. You must include your
name and contact information at the end
of your comments. For assistance,
please contact FERC Online Support.
Although the Commission strongly
encourages electronic filing, documents
may also be paper-filed. To paper-file,
mail an original and seven copies to:
Kimberly D. Bose, Secretary, Federal
Energy Regulatory Commission, 888
First Street NE., Washington, DC 20426.
More information about this project,
including a copy of the application, can
be viewed or printed on the ‘‘eLibrary’’
link of the Commission’s Web site at
https://www.ferc.gov/docs-filing/
elibrary.asp. Enter the docket number
(P–13860–001) in the docket number
field to access the document. For
assistance, contact FERC Online
Support.
Dated: June 19, 2012.
Kimberly D. Bose,
Secretary.
[FR Doc. 2012–15483 Filed 6–25–12; 8:45 am]
BILLING CODE 6717–01–P
ENVIRONMENTAL PROTECTION
AGENCY
[EPA–HQ–OAR–2012–0452; FRL–9680–6]
EPA Activities To Promote
Environmental Justice in the Permit
Application Process
Environmental Protection
Agency (EPA).
ACTION: Notice of Availability of
Proposed Regional Actions to Promote
Public Participation in the Permitting
Process and Draft Best Practices for
Permit Applicants Seeking EPA-Issued
Permits; Request for Comments.
AGENCY:
As part of its ongoing efforts
under Plan EJ 2014 to integrate
environmental justice into all of its
programs, the Environmental Protection
Agency (EPA) is soliciting public
comment on ways that EPA and permit
applicants can meaningfully engage
communities in the permitting process.
This notice describes and seeks
comment on actions that EPA regional
offices can take when issuing EPA
permits to promote greater participation
in the permitting process by
communities that have historically been
underrepresented in that process. This
notice also announces the availability of
SUMMARY:
E:\FR\FM\26JNN1.SGM
26JNN1
rmajette on DSK2TPTVN1PROD with NOTICES
38052
Federal Register / Vol. 77, No. 123 / Tuesday, June 26, 2012 / Notices
draft best practices for permit applicants
seeking EPA-issued permits (located in
the appendix to this notice). The best
practices are designed to encourage and
assist permit applicants to reach out to
neighboring communities when
applying for permits that may affect the
community’s quality of life, including
their health and environment.
DATES: Written comments must be
received on or before August 27, 2012.
ADDRESSES: Submit your comments,
identified by Docket ID No. EPA–HQ–
OAR–2012–0452 by one of the following
methods:
• www.regulations.gov: Follow the
on-line instructions for submitting
comments.
• Mail: ‘‘Plan EJ 2014: Considering EJ
in EPA’s Permitting Process’’ Docket,
Environmental Protection Agency, EPA
Docket Center, Mailcode 28221T, 1200
Pennsylvania Ave. NW., Washington,
DC 20460.
• Hand Delivery: ‘‘Plan EJ 2014:
Considering EJ in EPA’s Permitting
Process’’ Docket, EPA/DC, EPA West,
Room 3334, 1301 Constitution Ave.
NW., Washington, DC 20460. Such
deliveries are accepted only during the
Docket’s normal hours of operation, and
special arrangement should be made for
deliveries of boxed information.
EPA’s policy is that all comments
received will be included in the public
docket without change and may be
available online at https://www.
regulations.gov, including any personal
information provided, unless the
comment includes information claimed
to be Confidential Business Information
(CBI) or other information of which
disclosure is restricted by statute. Do
not submit information that you
consider to be CBI or otherwise
protected through https://www.
regulations.gov or email. The https://
www.regulations.gov Web site is an
‘‘anonymous access’’ system, which
means EPA will not know your identity
or contact information unless you
provide it in the body of your comment.
If EPA cannot read your comment due
to technical difficulties and cannot
contact you for clarification, EPA may
not be able to consider your comment.
Electronic files should avoid the use of
special characters, avoid any form of
encryption, and be free of any defects or
viruses. For additional information
about EPA’s public docket, visit the EPA
Docket Center homepage at https://www.
epa.gov/cpallomc/dockets.htm. EPA
also encourages the public to review
and participate in the Environmental
Justice in Action Blog which can be
found at https://blog.epa.gov/ej. EPA
intends to use the Environmental Justice
VerDate Mar<15>2010
15:33 Jun 25, 2012
Jkt 226001
in Action Blog to encourage different
public stakeholders to dialogue over the
ideas set forth in this Federal Register
Notice. The Environmental Justice in
Action Blog does not replace the
conventional public comment process
described above. Rather, EPA hopes that
the Environmental Justice in Action
Blog provides an informal public forum
for stakeholders to exchange idea and
share views, which may help shape
comments submitted to EPA through
Regulations.gov. As this public
participation initiative illustrates, EPA
believes that early and frequent dialogue
among people with different points of
view can lead to more thoughtful
outcomes.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. General Information
II. Actions That EPA Regional Offices Can
Take To Promote Meaningful
Engagement in the Permitting Process by
Overburdened Communities
III. Draft Best Practices for Permit Applicants
Seeking EPA-Issued Permits: Ways To
Engage Communities at the Fence-Line
IV. Conclusion
I. General Information
Expanding the conversation on
environmentalism and working for
environmental justice are top priorities
of the Environmental Protection Agency
(EPA). In 2011, EPA published Plan EJ
2014, the Agency’s overarching strategy
for advancing environmental justice.
The Plan has three objectives:
1. Protect health and the environment
in overburdened communities;
2. Empower communities to take
action to improve their health and
environment; and
3. Establish partnerships with local,
state, tribal, and federal governments
and organizations to achieve healthy
and sustainable communities.
The year 2014 marks the 20th
anniversary of the signing of Executive
Order 12898 on environmental justice,
which directs each federal agency to
‘‘make achieving environmental justice
part of its mission by identifying and
addressing, as appropriate,
disproportionately high and adverse
human health or environmental effects
of its programs, policies, and activities.’’
Plan EJ 2014 is EPA’s roadmap for
integrating environmental justice into
its programs, policies and activities.
One focus area of the Plan is
‘‘Considering Environmental Justice in
Permitting.’’ Environmental permits
play a key role in providing effective
protection of public health and the
environment in communities. Thus,
Plan EJ 2014 calls upon EPA to: (1)
PO 00000
Frm 00020
Fmt 4703
Sfmt 4703
Enhance the ability of overburdened
communities to participate fully and
meaningfully in the permitting process
for EPA-issued permits; and (2) take
steps to meaningfully address
environmental justice issues in the
permitting process for EPA-issued
permits to the greatest extent
practicable.
Plan EJ 2014 directs EPA to make
achieving environmental justice part of
its mission, and to be a leader among
federal departments and agencies in
addressing the impacts of federal
activities on overburdened
communities. EPA believes that
environmental permitting presents
opportunities to address environmental
justice, and that the Agency has the
responsibility to lead by example to
address environmental justice in
permits issued by EPA. Therefore, the
actions described in this notice focus on
EPA-issued permits. Although EPA
issues few environmental permits
compared to state, local and tribal
governments that implement federal
environmental laws as approved or
delegated by EPA, EPA intends to share
its experiences and ideas with these
governments as well as with other
federal agencies, with the goal of
promoting similar efforts.
In this notice, EPA focuses on
enhancing the opportunity and ability of
overburdened communities to
participate in the permitting process.
Overburdened communities are
communities that potentially experience
disproportionate environmental harms
and risk as a result of cumulative
impacts or greater vulnerability to
environmental hazards. EPA believes
that the participation of overburdened
communities in the permitting process
is an essential step toward the ultimate
goal of achieving permits that
meaningfully address environmental
justice issues. Following the National
Environmental Justice Advisory Council
(NEJAC) recommendation to encourage
more public participation in the
permitting decision-making process,
EPA has identified actions that EPA and
permit applicants, both for new and
renewed permits, can take to reduce
barriers to participation in the
permitting process. In overburdened
communities, these barriers can include
lack of trust, lack of awareness or
information, language barriers, and
limited access to technical and legal
resources. In EPA’s view, more
transparency and dialogue can lead to
better permit outcomes for the
community as well as permit applicants.
Thus, EPA believes it is especially
important to make special efforts to
provide enhanced public participation
E:\FR\FM\26JNN1.SGM
26JNN1
rmajette on DSK2TPTVN1PROD with NOTICES
Federal Register / Vol. 77, No. 123 / Tuesday, June 26, 2012 / Notices
opportunities to overburdened
communities, particularly minority,
low-income, and indigenous
communities. EPA also realizes that
enhanced public engagement is only
one aspect of attention to environmental
justice in the context of permitting.
Both EPA regional offices and permit
applicants can—and in some cases
already do—bring overburdened
communities into the permitting process
through special outreach efforts. EPA
believes that permit applicants have
unique opportunities in this area. Many
companies are already active,
contributing members of the
community. In addition to their
important role as a source of
employment and economic stability
within a community, permit applicants
play other roles. Many facilities
applying for permits, for example, have
robust community engagement
strategies that recognize the value of
community outreach. Pursuant to these
strategies, facilities engage actively with
the community through environmental
initiatives, neighborhood beautification
projects, education programs and
charitable giving, civic programs and
the arts, youth activities, and other
investments in the community. These
existing ties between permit applicants
and the broader communities where
they are located provide a foundation
for permit applicants to reach out to
their immediate neighbors along the
facility’s fence-line—ideally, to discuss
health or environmental issues
associated with their plans for new or
increased pollutant releases.
EPA has compiled the draft list of
activities and best practices presented in
this notice from many sources. EPA
surveyed its regional offices, where EPA
permitting activity predominantly
occurs, to determine what steps are
currently or could be taken to
meaningfully involve overburdened
communities in the permitting process.
Additionally, EPA conducted numerous
listening sessions, conference calls and
meetings with a variety of stakeholders,
including environmental justice
stakeholders, members of the business
community, state, local and tribal
governments and communities, nongovernmental organizations, and the
NEJAC, to gather more input on how to
enhance participation of overburdened
communities in EPA’s process of issuing
environmental permits. One set of ideas,
presented in Section II below, focuses
on activities that EPA, as the permitting
authority, can undertake to make it
easier for communities to engage
meaningfully and effectively in the
permitting process. The second set of
ideas, described in Section III below,
VerDate Mar<15>2010
15:33 Jun 25, 2012
Jkt 226001
presents best practices that permit
applicants can use to initiate and
sustain a dialogue with the communities
at their fence-line when the companies
seek environmental permits that may be
affected by the permitting action.
EPA recognizes that some states have
made significant progress in
meaningfully involving overburdened
communities in the permitting process.
While the focus of today’s notice is on
EPA-issued permits, EPA believes that
states with experience in this area can
provide valuable information that will
strengthen EPA’s efforts. Therefore, EPA
invites states to share their ideas for
ensuring the meaningful involvement of
overburdened communities in the
permitting process and encouraging
dialogue between permit applicants and
communities.
The ideas in this notice are meant to
complement all of the other tools and
resources developed under Plan EJ 2014
and other EPA initiatives to aid
communities and EPA permitting
authorities in incorporating
environmental justice into the
permitting process. The tools and
resources include the EJ Legal Tools,
which addresses EPA’s legal authority
to consider environmental justice, EPA’s
effort to develop a nationally consistent
screening tool for environmental justice,
and EPA’s efforts to meaningfully
engage local communities and
stakeholders in government decisions
on land cleanup, emergency
preparedness and responses and the
management of hazardous substances
and wastes through the Community
Engagement Network, and EPA’s
collaboration with other federal
agencies to improve our communitybased actions and assistance and to
strengthen the use of interagency legal
tools, such as the National
Environmental Policy Act and Title VI
of the Civil Rights Act. These resources
supplement information disseminated
by EPA regional offices about their
permit processes and particular permits.
II. Actions That EPA Regional Offices
Can Take To Promote Meaningful
Engagement in the Permitting Process
by Overburdened Communities
As noted above, EPA has identified a
number of activities and approaches
that can be used to promote greater
public involvement of overburdened
communities in its permitting processes,
particularly for major permitting actions
that may significantly impact them.
Each EPA regional office will put in
place a regional implementation plan to
address meaningful engagement of
overburdened communities in their
permitting activities. This notice
PO 00000
Frm 00021
Fmt 4703
Sfmt 4703
38053
describes the general expectations for
the regional plans and presents the
framework and specific activities
intended to enhance public
participation.
EPA’s expectation is that each
regional office will use the agency-wide
guidelines to develop a regional
implementation plan that is appropriate
for the particular circumstances within
that region. The agency-wide guidelines
in this notice are designed to promote
consistency among regional offices and
provide EPA’s expectation for a basic
regional plan. At the same time, EPA
recognizes that each permit and
community is different and that each
EPA regional office has the insight and
experience to develop strategies tailored
to the particular communities and needs
within that region. Therefore, EPA
couples these agency-wide guidelines
with the expectation that EPA regional
offices have the flexibility in developing
their implementation plans to take
actions suited to the concerns of
impacts on overburdened communities
typically raised within their regions.
This notice does not address any
obligations imposed by the Civil Rights
Act of 1964 or under EPA regulations at
40 CFR part 7. Please refer to EPA’s
Guidance to Environmental Protection
Agency Financial Recipients Regarding
Title VI Prohibition Against National
Origin Discrimination Affecting Limited
English Proficient Persons and Title VI
Public Involvement Guidance for EPA
Assistance Recipients Administering
Environmental Permitting Programs.
This notice does not address Executive
Order 13175 or EPA’s Policy on
Consultation and Coordination with
Tribes. It is important to note the
difference between the meaningful
involvement of tribal communities as it
is used in the EJ context and
consultation with tribes. The Agency’s
responsibilities under E.O. 13175 are
separate from the responsibilities under
E.O. 12898 and stem from federally
recognized tribes’ status as sovereign
governments.
The activities described in this notice
go beyond the standard notice-andcomment procedures required by law.
EPA believes, however, that enhanced
outreach can help to remove some of the
barriers that can discourage
overburdened communities from
participating in permit processes that
affect them and are appropriate in some
circumstances.
A. Agency-Wide Guidelines for EPA
Regional Offices
The guidelines presented here
provide a framework for the regional
offices to identify possible actions they
E:\FR\FM\26JNN1.SGM
26JNN1
38054
Federal Register / Vol. 77, No. 123 / Tuesday, June 26, 2012 / Notices
rmajette on DSK2TPTVN1PROD with NOTICES
can take to promote the meaningful
engagement of overburdened
communities for priority permits.
Specifically, the guidelines for EPA
regional offices are designed to: (1) Help
regional offices identify which permits
to prioritize for greater public
involvement for overburdened
communities; and (2) suggest activities
the regional offices can undertake to
promote greater public involvement in
their permitting process.
1. Priority Permits for Enhanced Public
Involvement Opportunities
Although any permit action may be an
opportunity to enhance the engagement
of a community, EPA believes that it is
particularly important to provide
meaningful engagement opportunities in
permitting actions that may have
significant public health or
environmental impacts, such as a new
operation or a modification of an
existing operation, which may affect
overburdened communities. Significant
public outreach and engagement require
significant resources. EPA recognizes its
regional offices’ limited ability to
enhance engagement for every EPAissued permit as well as the limited
ability of overburdened communities to
engage on every permit potentially
impacting them. For this reason, EPA
will consider prioritizing enhanced
public involvement opportunities for
those EPA-issued permits with
significant public health or
environmental impacts on already
overburdened communities, determined
by regional offices’ use of a screening
tool or other methodology. Examples of
permits that may have significant public
health or environmental impacts
include, but are not limited to, the
following:
• Construction permits under the Clean
Air Act, especially new major
sources (or major modifications of
sources) of criteria pollutants;
• Significant Underground Injection
Control Program permits under the
Safe Drinking Water Act;
• ‘‘Major’’ industrial National Pollutant
Discharge Elimination System
(NPDES) permits (as defined in 40
CFR 122.2) under the Clean Water
Act that are for:
Æ New sources or new dischargers, or
Æ Existing sources with major
modifications, including, but not
limited to, a new outfall, a new or
changed process that results in the
discharge of new pollutants, or an
increase in production that results
in an increased discharge of
pollutants;
• ‘‘Non-Major’’ industrial NPDES
permits (as defined in 40 CFR
VerDate Mar<15>2010
15:33 Jun 25, 2012
Jkt 226001
122.2) under the Clean Water Act
that are identified by EPA on a
national or regional basis as a focus
area, for:
Æ New sources or new dischargers, or
Æ Existing sources with major
modifications, including, but not
limited to, a new outfall, a new or
changed process that results in the
discharge of new pollutants, or an
increase in production that results
in an increased discharge of
pollutants; and
• RCRA permits associated with new
combustion facilities or
modifications to existing RCRA
permits that address new treatment
processes or corrective action
cleanups involving potential off-site
impacts.
In addition, EPA will consider
prioritizing for enhanced public
involvement activities both permit
applications and renewals for which a
community has raised plausible
environmental justice concerns, and
permit applications and renewals where
EPA has other information indicating
environmental justice concerns related
to the permit.
In further recognition of EPA’s
regional offices’ limited ability for
enhanced public engagement, a regional
office may not prioritize every EPAissued permit with significant public
health or environmental impacts on
already overburdened communities.
Additionally, there may be
circumstances under which a regional
office finds enhanced public outreach
appropriate irrespective of whether the
permitting action has a significant
public health or environmental impacts
on already overburdened communities.
2. Regional Offices’ Activities To
Promote Greater Public Involvement in
the Permitting Process
Presented below is a proposed list of
activities that EPA regional offices could
undertake at key junctures in the
permitting process to promote greater
involvement of overburdened
communities. The list of proposed
activities is intended to identify priority
areas of activity and to provide options
for proposed activities in the
development of regional
implementation plans. Regional offices,
therefore, may choose not to implement
all of the proposed activities listed
below. Similarly, the list of activities is
not meant to be comprehensive or
exhaustive. Different situations will
justify different responses.
Planning & Gathering Information:
Æ Identify upcoming priority permits
for promoting greater public
involvement. When identifying priority
PO 00000
Frm 00022
Fmt 4703
Sfmt 4703
permits, focus on permits that the
community has identified as a priority,
to the extent such information is
available.
Æ Locate existing data and studies
that are relevant to the particular
community.
Æ Explore ways to reach out to the
affected community in coordination
with relevant EPA staff, including
permit writers, EJ coordinators, public
affairs staff, the press office, and EPA’s
Conflict Prevention & Resolution Center.
Æ Evaluate the appropriate length of
the public comment period.
Æ Consider holding information
meetings for the public in addition to
formal public comment sessions.
Coordinating within EPA:
Æ For applicants with multiple EPA
permits, inform EPA permit writers
from other offices in the region that your
office has received a permit application
from the applicant.
Communicating with the Community:
Æ Designate EPA point(s) of contact
that the community can contact to
discuss environmental justice concerns
or questions of a technical nature about
the permit application.
Æ Explain the permitting process by
making informational fact sheets
available.
Æ Use plain language when
communicating with the public.
Æ Use communication techniques the
community values, such as direct
mailings, posters, articles in local
newspapers, and emails to list serves.
Æ Offer translation services for
communities with multi-lingual
populations (including interpreters at
public meetings or translations of public
documents).
Æ Make key documents on the
proposed project readily accessible to
the community, using a variety of media
tools (paper copies, online, etc.), when
appropriate.
Æ Hold public meetings at times and
places in the community best designed
to afford the public a meaningful chance
to attend.
Æ After the permit has been issued,
make available to the community a
summary of EPA’s comment responses
and provide information on where the
community can find the entire comment
response document.
Communicating with the Permit
Applicant:
Æ Encourage the permit applicant to
provide EPA with a plain-language
description of its proposed project or
permit application.
Æ Encourage the permit applicant to
consult EPA guidance on environmental
justice and other resources developed
under Plan EJ 2014, including the (when
E:\FR\FM\26JNN1.SGM
26JNN1
Federal Register / Vol. 77, No. 123 / Tuesday, June 26, 2012 / Notices
finalized) Draft Best Practices for Permit
Applicants Seeking EPA-Issued Permits:
Ways to Engage Communities at the
Fence-Line. (See appendix.)
rmajette on DSK2TPTVN1PROD with NOTICES
B. EPA’s Expectations for Regional
Implementation Plans
EPA expects each regional office to
develop, implement and make
publically available a regional
implementation plan consistent with
the agency-wide guidelines presented in
this notice in order to support the
meaningful engagement of
overburdened communities in the
permitting process for priority permits.
EPA believes that regional offices will
be better able to provide opportunities
for enhanced public participation when
they have planned and allocated
resources for outreach in advance
through the development of regional
implementation plans. EPA also
believes that making the regional
implementation plans publically
available will increase transparency and
inform communities of EPA regional
offices’ efforts to create opportunities for
overburdened communities to
meaningfully engage in the permitting
process.
EPA expects the regional
implementation plans to address with
more specificity the process that a
regional office will use to prioritize
permits for enhanced engagement,
including the types of permits and
activities the regional offices plan to
implement. EPA expects the regional
plans to be tailored to the region’s
specific needs but also to be consistent
with the agency-wide guidelines
direction on prioritization of permits for
enhanced engagement and priority areas
of outreach activities outlined in today’s
notice.
Consistent with the agency-wide
guidelines previously discussed, the
regional implementation plans will
include:
I. The EPA Regional Office’s process
for prioritizing permits for enhanced
engagement
a. Use of a screening tool or other
methodology to identify already
overburdened communities;
b. Types of permits with significant
public health or environmental impacts.
II. Priority Enhanced Outreach
Activities
a. Planning and gathering
information;
b. Coordinating within EPA;
c. Communicating with the
Community;
d. Communicating with the Permit
Applicant.
VerDate Mar<15>2010
15:33 Jun 25, 2012
Jkt 226001
C. Solicitation of Comments
EPA welcomes all comments on the
proposed actions that Regional offices
can take to promote the meaningful
engagement of overburdened
communities in the permitting process,
but is particularly interested in
comments addressing the following
questions:
• Has EPA identified the appropriate
agency-wide guidelines to inform the
development of regional
implementation plans? What other
guidelines should EPA consider that
provide both agency-wide consistency
and regional flexibility in promoting the
meaningful engagement of
overburdened communities in the
permitting process?
• What criteria should regional
offices use to prioritize permits for
enhanced outreach?
• For priority permits, has EPA
identified the appropriate activities that
regional offices can take to promote the
greater involvement of overburdened
communities in the permitting process?
What other activities should EPA
consider?
• Based on experiences you have had
in the permitting process, what lessons
have you learned that can be applied to
improve the agency-wide guidelines or
the regional implementation plans?
III. Draft Best Practices for Permit
Applicants Seeking EPA-Issued
Permits: Ways To Engage Communities
at the Fence-Line
Even though EPA is the permitting
authority for EPA-issued permits, both
the permit applicant and the potentially
affected community are also key
stakeholders in the permit process.
Therefore, EPA engaged in extensive
outreach to these stakeholders, and in
particular the business community, on
how to meaningfully engage fence-line
communities in the permitting process.
Business leaders on environmental
justice issues shared their experiences
and insights with EPA. EPA learned that
if a permit applicant engages a
community early and maintains that
conversation, a partnership can form
that facilitates the exchange of
information and provides the
foundation for dialogue on issues that
may arise during the permitting process.
Such engagement may be especially
beneficial with communities that have
historically been underrepresented in
the permitting process and that
potentially bear a real or perceived
disproportionate burden of an area’s
pollution. EPA learned from its
conversations with business
stakeholders that dialogue with the
PO 00000
Frm 00023
Fmt 4703
Sfmt 4703
38055
community early in the permitting
process promotes reasonable
expectations among the public and,
therefore, more predictable outcomes for
the permit applicant. EPA also learned
that permit applicants that invest in
outreach may avoid the costs of delay,
negative publicity among peers and
investors, and community distrust
resulting from a community objecting to
a permit late in the permitting process.
EPA believes that a facility that
believes in environmental stewardship
in all its dimensions and that acts
consistently with that belief, including
accountability to the neighboring
community, may achieve more
environmental good than any permit
can compel. Reducing treatment
failures, spills or other incidents
becomes a source of organizational
pride when the trends—and the
facility’s response and prevention
strategies—are publicized within the
community. These practices also make
good business sense because facilities
save energy, devise new technologies,
reduce the rate of equipment failures,
and develop cleaner products, among
other things. This ethic of corporate
responsibility—more than any permit—
can improve the environment at the
fence-line and far beyond. Engaging
meaningfully with the local community
is another facet of responsible corporate
citizenship that achieves environmental
results. EPA believes that a partnership
with the community can lead to more
informed permits, resulting in better
outcomes for the permit applicant as
well as the community that has a stake
in the success of the facility.
In order to maximize the benefits of
community engagement, and conserve
the limited resources of both the permit
applicants and the communities for
outreach, EPA has identified what it
considers to be effective communication
practices and strategies that permit
applicants can employ to meaningfully
involve communities in the permitting
process. EPA gathered these practices
and strategies from numerous
conversations with environmental
justice stakeholders, members of the
business community, state, local and
tribal governments and communities,
non-governmental organizations, and
the NEJAC. Based on these
conversations, EPA has developed and
solicits comment on the Draft Best
Practices for Permit Applicants Seeking
EPA-Issued Permits: Ways to Engage
Communities at the Fence-line. (See
appendix.)
EPA hopes that these best practices,
once finalized, will inform businesses
and other participants in the permitting
process of some effective techniques for
E:\FR\FM\26JNN1.SGM
26JNN1
38056
Federal Register / Vol. 77, No. 123 / Tuesday, June 26, 2012 / Notices
meaningfully engaging overburdened
communities in the permitting process
for EPA-issued permits. The final
document would supplement existing
guidance and recommendations issued
by permitting authorities, including
state and local agencies.
The draft best practices presented
here are designed to foster emerging
leadership among permit applicants
operating (or proposing to operate)
facilities in overburdened communities.
EPA emphasizes that no permit
applicant will be required to follow
these suggestions. To the contrary, EPA
will continue to evaluate permit
applications solely based on applicable
regulations.
EPA welcomes all comments on these
draft best practices for permit
applicants. EPA is particularly
interested in comments addressing the
following questions:
• What different or additional
activities could permit applicants
employ in the permitting process to
meaningfully involve overburdened
communities?
• Based on experiences you have had
in the permitting process, what lessons
have you learned or successful
approaches you have employed that can
be used by EPA to improve the best
practice recommendations for permit
applicants?
• How can EPA ensure that
communities are aware of the
opportunity to have a two-way dialogue
with permit applicants through the
ideas provided here?
rmajette on DSK2TPTVN1PROD with NOTICES
IV. Conclusion
EPA looks forward to considering
suggestions and comments received in
response to this notice. EPA hopes the
creation of agency-wide guidelines and
the development of regional
implementation plans, as well as the
presentation of best practices for permit
applicants, will increase the meaningful
participation of overburdened
communities in the permitting process
for EPA-issued permits. Although
meaningful involvement in the
permitting process may not always lead
to reduced environmental impacts, EPA
believes that every time an EPA permit
writer or a permit applicant
acknowledges a concern that would not
have been aired but for enhanced
outreach, communities and the permit
applicant benefit. EPA further believes
that every time this enhanced outreach
leads to a feasible solution to an issue
of interest to the community, all
stakeholders benefit.
VerDate Mar<15>2010
15:33 Jun 25, 2012
Jkt 226001
Dated: June 15, 2012.
Janet McCabe,
Principal Deputy Assistant Administrator,
Office of Air and Radiation.
Appendix
Best Practices for Permit Applicants Seeking
EPA-Issued Permits: Ways To Engage
Communities at the Fence-Line
I. Introduction
Achieving environmental justice is an
integral part of EPA’s mission to protect
human health and the environment. One way
EPA promotes environmental justice is to
ensure that individuals in all parts of society
have access to information sufficient to help
them participate in EPA decision-making.
EPA decision-making takes many forms.
These best practices focus on the permitting
process, through which EPA authorizes
industrial and municipal facilities to release
pollutants into the environment at levels
intended to meet applicable standards.
By soliciting public comment prior to
issuing environmental permits, EPA plays an
important role in bringing communities and
other members of the public into the
permitting conversation. But the best time to
achieve positive, collaborative dialogue is
before the permit is drafted, even before a
permit application is filed. And the key
players are not EPA but rather permit
applicants and members of the neighboring
community. Both sets of individuals have a
long-term stake in the health of the
community and the success of the company
or enterprise.
Information is critical at this early stage in
the permitting process, and the permit
applicant has access to the information that
can create a constructive dialogue throughout
the permitting process. The permit applicant
also has an interest in being a good neighbor
to the community on the other side of the
facility’s fence. EPA believes that many
applicants for EPA-issued permits are
employing practices to be good neighbors.
These best practices are designed to help a
permit applicant to apply its good neighbor
values to the permitting process, with an
emphasis on ways to reach out effectively to
the community at the fence-line.
EPA encourages all permit applicants to
experiment with these practices; all
neighborhoods and communities will benefit
when a facility reaches out as part of its
environmental permitting process. This
document emphasizes communities at the
fence-line because, for the vast majority of
permits, communities most proximate to a
facility are likely to be the most impacted by
a permitting decision. For some permits,
however, the communities most impacted by
a permitting decision may exist beyond the
fence-line. EPA encourages permit applicants
for such permits to make efforts to engage the
communities that are likely to experience
public health or environmental impacts by
their permitted activities. These practices
also have particular value in overburdened
neighborhoods that have been historically
underrepresented in the permitting process
and may face barriers to participation in the
permitting process, such as include lack of
trust, lack of awareness or information,
PO 00000
Frm 00024
Fmt 4703
Sfmt 4703
language barriers, and limited access to
technical and legal resources.
While EPA will evaluate a permit
application based solely on the applicable
regulations, permit applicants are encouraged
to employ the suggestions in these best
practices. EPA hopes that these best
practices—which emerged from EPA’s
conversations with a host of community,
permit applicants and government
stakeholders—will help applicants for EPAissued permits to seize a leadership role in
this important area and, in doing so,
demonstrate publicly that the core values on
their Web sites do indeed influence corporate
behavior.
II. The Purpose of Best Practices
The purpose of these best practices is to
publicize the good neighbor practices already
employed by permit applicants across the
country and to encourage their greater use.
Many of these practices are quite simple. The
best practices can help build trust, promote
a better understanding in the community of
the facility’s environmental impacts, foster
realistic expectations and help build strong
partnerships that will lead to better results
for all parties. Investing in communities is a
cost-effective strategy. EPA encourages
permit applicants to make each of its
facilities a good neighbor to the communities
at their fence-line. EPA hopes that the best
practices will help companies think of ways
to engage the communities at their fencelines and, in doing so, become better
neighbors.
III. Why is EPA Providing Best Practices to
Permit Applicants?
Industrial facilities are important members
of the communities in which they are
located. In addition to their important role as
a source of employment and economic
stability within a community, facilities play
other roles. Many facilities, for example, have
robust community engagement strategies that
recognize the value of community outreach.
Pursuant to these strategies, facilities engage
actively with the community through
environmental initiatives, neighborhood
beautification projects, education programs
and charitable giving, civic programs and the
arts, youth activities, and other investments
in the community. Indeed, many companies
and public authorities embody these
principles in their mission statements, using
words and phrases like collaboration,
respect, and building mutually beneficial
relationships. Some even aspire to measure
their own success by the success of their
customers, shareholders, employees and
communities. In short, a corporate culture is
emerging in this Nation that values and
actively promotes community partnerships.
EPA recognizes that many permit
applicants already practice community
outreach. These best practices are meant to
encourage those leaders to continue their
efforts. EPA hopes that the best practices will
persuade those who are new to these ideas
to experiment with this form of leadership,
and to provide helpful suggestions for those
seeking greater direction. Indeed, engaging
with their communities as described here is
consistent with many permit applicants’ core
E:\FR\FM\26JNN1.SGM
26JNN1
rmajette on DSK2TPTVN1PROD with NOTICES
Federal Register / Vol. 77, No. 123 / Tuesday, June 26, 2012 / Notices
values. These principles, practices and
values lead to corporate sustainability,
stability and—ultimately—profitability.
Early and meaningful dialogue between the
permit applicant and the community is
especially important in overburdened
communities that have historically been
underrepresented in the permitting process
and that potentially bear a real or believed
disproportionate burden of an area’s
pollution. Meaningful dialogue promotes
environmental justice. EPA strongly
encourages applicants for EPA-issued
permits to engage in public outreach to the
neighboring community whenever the
facility’s pollutant releases have—or may be
perceived to have—potential health and
environmental impacts on overburdened
communities. This approach is consistent
with EPA’s objectives under Plan EJ 2014,
which promotes meaningful involvement of
the affected community in the permitting
process.
EPA believes these best practices can foster
a smoother and faster permitting process.
This outcome is in everyone’s interest—EPA,
permit applicants and communities alike.
The permit applicant and EPA have an
interest in an efficient permitting process.
The permit applicant wants permission to
make operational improvements or construct
a new facility. The permitting authority
wants to efficiently issue a permit that
comports with the law and accounts for
public comment. The community at the very
least wants the assurance that, through
appropriate permit terms and conditions, the
permit applicant accepts responsibility for
appropriately controlling its pollutant
releases and keeps the community informed
of its control successes (and failures). These
interests, while different, do not conflict.
Conversations between the permit applicant
and the community before the permit
application is filed can help launch the
permit process in a way that achieves all of
these interests, with minimum conflict and
delay. This could result in a more
expeditious permitting process.
Engagement early can also yield a less
contentious permitting process. It seems
axiomatic that no community welcomes one
more source of pollution, especially when
the community already feels aggrieved by
past siting decisions. When the new project
accelerates a transition to cleaner energy or
achieves another important environmental
objective with benefits beyond the local
community, interests may seem to collide.
Early meaningful dialogue can help sort out
the interests, encourage a permit applicant to
accept responsibility for its impacts, and
perhaps find low-cost ways valuable to the
community by which the permit applicant
can voluntarily mitigate environmental
burdens. A community is less likely to hold
a new project responsible for past unrelated
actions if the permit applicant accepts
responsibility for its own actions and is
willing to help make community life better.
IV. How Can a Permit Applicant Enhance its
Outreach to a Fence-Line Community?
There are many ways that a facility can
enhance its outreach to a community.
Whatever degree of outreach a facility
VerDate Mar<15>2010
15:33 Jun 25, 2012
Jkt 226001
chooses to employ, the following best
practices are designed to help both the
permit applicant and the surrounding
communities get a reasonable return on their
investment of time, energy and other
resources. EPA gathered these ideas from
permit applicants that have employed them,
but the permit applicant and the affected
community are in the best position to
determine what engagement strategy is most
appropriate for their particular
circumstances.
1. Think Ahead
Before deciding whether to undertake
special efforts to reach out to the neighboring
community regarding a permit application, a
permit applicant may want to ask itself the
following types of questions. The answers to
these questions may help the permit
applicant decide what kind of community
engagement will make sense under the
circumstances.
• Would the new permit introduce new or
additional pollutants to the fence-line
community?
• Is the fence-line community already
exposed to pollutants originating from other
facilities?
• How will changes at the facility site
affect the quality of life in the fence-line
community, independent of the pollutants
released?
• Is the proposed pollutant release—or
associated activity—likely to cause concern
in the community?
• If a risk assessment has been performed
for the community, what does it say? What
does the community think it says?
• What direction do the permit applicant’s
published core values offer?
Some laws, such as the Resource
Conservation and Recovery Act, require
permit applicants to reach out to the
neighboring community before applying for a
permit. In most cases, however, the decision
on whether to engage in pre-application
outreach is committed to the permit
applicant’s good judgment. (See Section V
below for a discussion of the benefits to
permit applicants when they engage the
community as part of permit applications.)
But whatever way a permit applicant chooses
to engage the neighboring community, its
outreach activities should be proportional to
the actual or perceived impact the facility’s
proposed permitting action would have upon
the community. In other words, permitting
actions that may have a significant impact on
the community may justify more extensive
outreach than permits likely to have fewer
impacts. Engaging the community early in
the permitting process can help a permit
applicant gauge the level of outreach
appropriate to the community’s concerns.
A public participation plan can be a useful
tool for permit applicants engaged in
outreach on permit actions. A public
participation plan is one way to organize all
of the permit applicant’s outreach activities
and to communicate those activities to the
community.
EPA also recognizes that a permit
applicant, despite its planning and
execution, might not elicit community
interest in its project. For example, few
PO 00000
Frm 00025
Fmt 4703
Sfmt 4703
38057
people might attend meetings or visit the
plant for tours. Before concluding that the
community is uninterested in the project, the
company may want to explore whether its
engagement efforts were sufficiently tailored
for the community. Other factors, such as
lack of awareness of the engagement
opportunity or the timing of the opportunity,
may not have afforded the community a
meaningful chance to attend. If the permit
applicant’s efforts to engage the community
are made in good faith and are sufficiently
tailored for the community, this will go a
long way toward building trust.
2. Engage Community Leaders
One of the best ways to promote early and
meaningful engagement between a permit
applicant and the surrounding community is
by creating a community environmental
partnership. The key is to assemble the right
people to be in partnership. EPA has learned
from stakeholders that the first step in
meaningful engagement is the cultivation of
a trusting relationship among participating
individuals; doing so will then foster
effective relationships among the interests
they represent and will help identify their
common as well as their unique goals. The
following best practices can help a company
create a successful community
environmental partnership.
• Find out who the established community
leaders are, both elected and unelected.
• On tribal lands, work with the tribal
government and other contacts to
identify tribal community leaders to
commence outreach and assistance to
tribal communities.
• Identify people who collectively
understand the needs (and aspirations)
of local stakeholders (permit applicant,
community, environmental groups,
academic, etc.)
• Recruit stakeholder representatives who
have strong interpersonal skills and are
willing to:
Æ Seek common interests;
Æ Cultivate a trusting relationship
• Engage with diverse leadership so that
many views can be brought into the
dialogue. Successful partnerships have a
variety of local perspectives, including:
Æ Grassroots organizations and leaders
Æ Faith community leaders
Æ Tribal government and community
representatives
Æ Academic institutions
Æ State, county or local governments
Æ Environmental groups
Æ Health organizations
Æ Permittees, including, ideally, the
facilities in the neighborhood that engage
in activities that generate pollution.
Text Box 1: Community Advisory Councils,
such as The Deer Park Community Advisory
Council (DPCAC, https://
www.deerparkcac.org/) provide a ‘‘forum for
an open and frank mutual exchange of ideas
between representatives of the local
community and industry.’’ These groups
engage in frequent dialogue to help build
understanding between industry and
community.
• Foster sustained involvement by the
participants; relationships are created
E:\FR\FM\26JNN1.SGM
26JNN1
38058
Federal Register / Vol. 77, No. 123 / Tuesday, June 26, 2012 / Notices
between individuals, not the positions
they hold.
rmajette on DSK2TPTVN1PROD with NOTICES
3. Engage Effectively
As is the case with any relationship,
predictable and ongoing interactions are key
to a strong partnership between a permit
applicant and community. A permit
applicant engaging a community early in the
permitting process, or even before the formal
permitting process begins through preapplication meetings, can lay the foundation
for a positive relationship with a community.
In addition to early engagement, holding
regularly scheduled meetings throughout the
permitting process can build on that earlier
outreach, further fostering the relationship
between the community and permit
applicant.
The following best practices can help the
permit applicant engage effectively with the
community.
• If a public participation plan describing
outreach activities was developed, make
it available to the public as a sign of the
permit applicant’s intention to engage
meaningfully with the community.
• Invite community members and leaders to
comment on community outreach plans
and processes, and give feedback on
what is working and lessons learned.
• Discuss project plans and potential impacts
as early in the planning process as
possible, even if the permit applicant can
speak only in general terms.
Æ If the permit applicant is unsure about
potential impacts, it is better to
acknowledge this fact; denying the
existence of potential impacts can
undermine credibility and trust.
Æ Encourage input from the community on
their concerns about particular impacts
early in the planning stages.
• Provide progress or status reports
• Invite members of the community and
community leaders for regular tours of
the facility, especially when the facility
is planning to change a process that
might affect the community.
• Consider investing time in public
education, e.g., by hosting one or two
day public information sessions with
posters and kiosks dedicated to specific
topics, with discussions led by facility
personnel who are both familiar with the
subject and capable of effective
discussion with the public
(conversational tone, not defensive, nontechnical language, etc.)
4. Communicate Effectively
Permit applicants may need help to
determine the most effective and appropriate
methods for informing and receiving input
from the community. Community leaders can
provide this help. For example they can
identify commonly spoken languages and
any language barriers or Limited English
Proficiency within the fence-line. They can
also help identify which media outlets (radio,
newspaper, church bulletins), outreach
methods (knocking door-to-door, using social
media, texting, phoning, putting up fliers)
and outreach materials (brochures, fact
sheets, postcards, letters) will be most
effective in communicating with the
VerDate Mar<15>2010
15:33 Jun 25, 2012
Jkt 226001
community. Community leaders can also
help to create more effective opportunities to
receive information from the public
(individual/small/large/public/private
meetings, anonymous hotlines, solicitation of
written comments). Every community is
different, so permit applicants that listen to
their community’s advice and involve them
in their outreach efforts have a greater chance
of a successful outcome.
A key component of effective
communication is creating an environment
for all stakeholders to meaningfully
participate in a dialogue. Good ideas,
including ideas that are good for the
permitted enterprise or business, can come
from many sources. By meaningfully
engaging with the community potentially
affected by an environmental permit, a
permit applicant may acquire a better sense
of a community’s true concerns and ways a
permit applicant could help alleviate them.
Transparency and disclosure of information
that may be of interest to a community, such
as performance reports, can build trust
conducive to meaningful dialogue.
Text Box 2: Alternative Dispute Resolution
The success of pre-application meetings
will vary widely depending on the proposed
project, the concerns of the community, and
the ability of the permit applicant and the
community to agree upon potential solutions.
Sometimes, conversations between a
community and a permit applicant have the
potential to be contentious. As such, EPA
recommends the use of a professional,
trained, neutral facilitator to aid in creating
and implementing their outreach strategy.
EPA and The U.S. Institute for
Environmental Conflict Resolution have
designed and initiated The National Roster of
Environmental Dispute Resolution and
Consensus Building Professionals (https://
roster.ecr.gov/Search.aspx), which is a
resource to identify neutral third parties and
connect them with appropriate projects.
EPA recognizes that both permit applicants
and the communities have limited resources
to engage in dialogue. The following best
practices on fostering two-way
communication and collaboration between
permit applicants and communities,
collected from permit applicants and
communities, may help permit applicants
communicate more effectively and thus
efficiently use their resources.
• Set up a hotline for community members
to report a problem or concern about the
proposed project.
• Identify a single person within the facility
to be the liaison that community
members can call with concerns or
problems.
• Institute regular meetings among all
stakeholders
• Consider organizing citizen advisory
councils or community environmental
partnerships
• Select meeting locations and times that are
convenient and comfortable for the
community. Follow advice from
community leaders to communicate in
ways most effective for the community
you are trying to reach. Use language and
terminology that the community
understands, including providing
PO 00000
Frm 00026
Fmt 4703
Sfmt 4703
technical data in every-day terms.
• Build in mechanisms for meeting attendees
to ask questions, express concerns and
propose solutions.
• During the meeting, talk about participants’
concerns and questions (rather than
simply ‘‘taking note’’ of them).
• Recognize that community members may
be concerned about a variety of things,
within and outside the permit
applicant’s control, including matters
that do not relate to the permit under
discussion (e.g., truck routes, delivery
times, etc.)
Æ Careful listening and an effort to
understand the underlying interests
behind related and seemingly unrelated
complaints might yield a solution that
addresses the community’s true concerns
at a reasonable (or even minimal) cost to
the facility.
• Consider using a neutral facilitator to assist
in designing an effective public
participation process and conduct
meetings to encourage all participants
(permit applicant and community like)
to listen effectively, focus on interests
rather than initial positions, and to
identify potential solutions.
5. Follow Up
Follow-up can be crucial in building a
strong partnership with a community. The
repeated interaction that follow-up provides
can create a predictable pattern of
engagement that is conducive to building
trust. When a permit applicant delivers on
commitments made during meetings (e.g., to
provide additional information) a permit
applicant demonstrates responsibility,
integrity and commitment to the process. The
following best practices can help permit
applicants design follow-up activities with
communities.
• If the public is invited to comment on
plans, discuss the comments with the
community after considering them.
Æ If a comment is not clear, ask for
clarification; do not ignore a suggestion
due to a lack of understanding.
Æ Report back to the community to let
them know how their comments affected
the permit applicant’s planning or
operation.
Æ Explain when comments cannot be
incorporated into the permit applicant’s
planned actions.
• Consider using a good neighborhood
agreement to memorialize agreements
between permit applicants and
communities.
• Make environmental performance records
available to the community without
being asked, especially regarding
pollution matters that are important to
the community.
• Keep the conversation going even after the
permit has been issued; maintaining a
collaborative relationship with the
community can pay benefits at
unexpected times.
V. Return on Investment: Benefits of
Outreach to Permit Applicants
EPA recognizes that a permit applicant
would need to invest time, energy and money
E:\FR\FM\26JNN1.SGM
26JNN1
rmajette on DSK2TPTVN1PROD with NOTICES
Federal Register / Vol. 77, No. 123 / Tuesday, June 26, 2012 / Notices
in order to reach out to the neighboring
community. For some permit applicants,
‘‘business as usual’’ might appear to be the
path of least resistance. But EPA has learned
from conversations with permittees that
permit applicants that engage in effective
outreach with fence-line communities can
realize a meaningful return on that
investment. The list below reflects these
conversations. To further illustrate these
ideas, we present text (in italics) from
corporate mission statements, lists of
corporate values, and annual reports linking
these benefits from effective community
outreach and engagement to overarching
business principles.
1. The neighborhood has a stake in a
permit applicant’s success. Community
members are not only neighbors, but also
often employees, customers or investors. As
such, healthy and sustainable companies
directly promote healthy and sustainable
communities. That alignment of interests can
lead to creative solutions that promote the
achievement of mutual economic goals in
more sustainable ways. We are proud of our
involvement in the communities where we
operate. It’s our goal not only to support
important projects in the communities where
we operate, but also to partner and build
relationships where we live and work. We
always listen to local needs and find ways to
invest that are relevant to our business.
2. An environment of trust pays dividends
throughout the permit term. A permit
applicant not only applies for a permit but
also develops strategies for complying with
its requirements. Meaningful public
engagement during the permitting process
and throughout the permit term can be a
thoughtful component of a permit applicant’s
compliance strategy. Community members
often say they have nowhere to turn when
they worry about their local environment; a
meaningful dialogue with the permit
applicant that addresses their concerns can
build trust. So, a permit applicant that
experiences a failure of its treatment
processes—and, in real time, discloses and
takes action to remedy the problem—may
maintain its reservoir of trust within the
community. We know you have questions;
call us. We believe that people work best
when there’s a foundation of trust.
3. Engaging with the community is an
effective cost-containment strategy. Permit
applicants that foster meaningful community
outreach experience ‘‘costs’’ in terms of time,
resources energy, and money. But a permit
applicant that bypasses outreach incurs costs
as well, especially when these choices lead
to misunderstandings in the community.
Even if the permit is granted, at what cost?
Certainly, the permit applicant incurs the
cost of delay, negative publicity among peers
and investors, and community distrust (even
apart from attorneys’ fees associated with
litigation). Each of these costs has a monetary
value and each is potentially avoidable with
an upfront investment. Good business sense
often dictates a small investment early in
order to avert larger costs later. Corporate
leaders tell us that meaningful community
outreach is no different. Successful
companies engage in long-term planning to
achieve strategic goals. Working with the
VerDate Mar<15>2010
15:33 Jun 25, 2012
Jkt 226001
community during project development and
implementation is just part of the process.
4. Engaging with the community is an
effective risk management strategy.
Thoughtful risk-taking is a characteristic of
many successful enterprises. A permit
applicant engaged in thoughtful risk-taking
around a new idea routinely gathers
information and critically examines the idea
from many perspectives, identifies the range
of possible risks, modifies the idea as
appropriate to minimize the risks, and then
weighs the benefits against the risks that
remain. The better a permit applicant
anticipates and manages the risks, the more
predictable and successful the outcome.
Engaging the community early in a permit
applicant’s decision-making process can be
an effective way to manage the risks of a new
idea. A permit applicant that is truly open to
gathering information, dialogue, and
collaboration will find itself with a more
predictable operating or business
environment, reduced conflict, and,
frequently, an outcome that achieves greater
operational efficiency and community
support. Its risk-taking is thoughtful because
it identifies, analyzes and manages its risks.
Permit applicants that are thoughtful risktakers recognize that having an engaged and
informed community as an ally promotes
reasonable expectations among the public
and, therefore, more predictable outcomes.
We practice humility and intellectual
honesty. We consistently seek to understand
and constructively deal with reality in order
to create value and achieve personal
improvement.
5. A permit applicant that engages
meaningfully with a community is more
likely to be considered a good neighbor. A
permit applicant is more likely to be seen as
a good neighbor by a community when it
makes efforts to engage and build a
relationship with the community. Having
treated the community as a good neighbor,
the permit applicant is more likely to be
treated as a good neighbor in return by the
community. A community that understands
the actual impacts a facility has on the
neighborhood and trusts the facility to
behave responsibly may also be less likely to
hold the facility responsible for other
facilities’ pollution. We are committed to
improving our environmental performance:
we track our progress and report our results
to the public.
6. Investors prefer good corporate citizens.
Even if a permit applicant survives a dispute
with a community over a new project and
obtains the necessary environmental permits,
investors may well inquire whether that
costly battle could have been avoided.
Indeed, some investors might even wonder
whether the permit applicant’s inadequate
response to the neighboring community’s
concerns signals a lack of corporate
responsibility, values-based leadership, or
long-term strategic thinking that is important
in other areas of the business. Leaders in this
area say: It is more important than ever that
we continually earn investor confidence. We
will do this by remaining a leader in good
corporate governance and providing clear,
consistent, and truthful communication
about our performance.
PO 00000
Frm 00027
Fmt 4703
Sfmt 4703
38059
Text Box 3: Collaborations in Chester,
Pennsylvania
Since the early 1990s, US EPA Region III
has been working closely with the
community and residents of Chester. With
effective collaborations and partnerships, the
City of Chester and its residents have
successfully worked with local business and
industry, government, and academia. These
community-driven partnerships have led to
increased awareness of environmental justice
within the City of Chester.
When citizens first raised their
Environmental Justice concerns to EPA
Region III, the regional Office took action by
establishing a dialogue with the citizens,
PADEP, PADOH, and a number of local
businesses in an effort to bring greater
understanding and resources to the issues
and concerns. EPA Region III, PADEP, and
PADOH were active in working with the
community and the other partners to address
the issues that had been raised. The 1995
EPA Chester Risk Study not only looked at
community risk and environmental concerns,
but opened dialogues among the partners,
and led to the formation of a number of
workgroups. The workgroups then undertook
on-the-ground actions to address some of the
local concerns. PADEP provided an onsite
inspector for the City of Chester. EPA and
PADEP continued their dialogue on
Environmental Justice, holding a number of
joint meetings on the issues.
Covanta Energy applied for permits to
operate in Chester, and the citizens raised
their concerns to Region III and PADEP.
PADEP hosted a series of meetings between
the citizens and the company. From these
collaborative discussions, the Chester
residents’ concerns were heard and
considered, and an agreement was reached
that allowed for the citizens and the
company to have their needs met. Covanta
continues to work proactively with the
citizens in a productive and successful
partnership, primarily through a citizen-led
community organization called the Chester
Environmental Partnership, founded and
chaired by Reverend Dr. Horace Strand. The
residents and other community stakeholders,
including Covanta, have worked together in
a primarily cooperative fashion to effect
change and environmental improvement in
Chester. The Chester Environmental
Partnership works to bring about
environmental improvement and growth by
bringing all parties to the table—industry,
government, non-government organizations,
and the citizens—to have face to face
dialogue on issues of concern. Covanta has
taken an active partnership role in CEP. The
ongoing dialogue and ground work of the
partnership is a hallmark of these
collaborative efforts and reflects a
community-driven model that has produced
positive results for Chester and its neighbors.
Conclusion
The best practices are a starting point
intended to initiate partnerships between
communities and permit applicants. EPA
believes that a permit applicant that follows
the best practices will take an important step
on the path to building a fruitful and
cooperative relationship with the community
E:\FR\FM\26JNN1.SGM
26JNN1
38060
Federal Register / Vol. 77, No. 123 / Tuesday, June 26, 2012 / Notices
on environmental issues. EPA also believes
that a permit applicant’s efforts to
meaningfully engage an overburdened
community are an important way to promote
environmental justice. EPA agrees with the
message that many stakeholders send:
collaborations between permit applicants and
the surrounding neighborhoods achieve
greater environmental protections, more
profitable operations, and more sustainable
communities.
[FR Doc. 2012–15605 Filed 6–25–12; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
[FRL–9693–1]
Proposed Consent Decree
Environmental Protection
Agency (EPA).
ACTION: Notice of proposed consent
decree; request for public comment.
AGENCY:
In accordance with section
113(g) of the Clean Air Act, as amended
(‘‘Act’’), notice is hereby given of a
proposed consent decree to resolve two
lawsuits filed by various parties and
consolidated in the United States
District Court for the District of
Columbia. Plaintiffs filed the lawsuits
under the Act alleging that EPA has
violated a nondiscretionary duty under
the Clean Air Act, to complete a fiveyear review of the national ambient air
quality standards (‘‘NAAQS’’) for
particulate matter. Under the terms of
the proposed consent decree, EPA
agrees that no later than December 14,
2012, EPA shall sign a notice of final
rulemaking setting forth its final
decision concerning its review of the
NAAQS for particulate matter and
promulgating such revisions to the
NAAQS and/or promulgating such new
NAAQS as may be appropriate.
DATES: Written comments on the
proposed settlement agreement must be
received by July 26, 2012.
ADDRESSES: Submit your comments,
identified by Docket ID number EPA–
HQ–OGC–2012–0474, online at
www.regulations.gov (EPA’s preferred
method); by email to
oei.docket@epa.gov; by mail to EPA
Docket Center, Environmental
Protection Agency, Mailcode: 2822T,
1200 Pennsylvania Ave. NW.,
Washington, DC 20460–0001; or by
hand delivery or courier to EPA Docket
Center, EPA West, Room 3334, 1301
Constitution Ave. NW., Washington,
DC, between 8:30 a.m. and 4:30 p.m.
Monday through Friday, excluding legal
holidays. Comments on a disk or CD–
ROM should be formatted in Word or
rmajette on DSK2TPTVN1PROD with NOTICES
SUMMARY:
VerDate Mar<15>2010
15:33 Jun 25, 2012
Jkt 226001
ASCII file, avoiding the use of special
characters and any form of encryption,
and may be mailed to the mailing
address above.
FOR FURTHER INFORMATION CONTACT:
Steven Silverman, Air and Radiation
Law Office (2344A), Office of General
Counsel, U.S. Environmental Protection
Agency, 1200 Pennsylvania Ave. NW.,
Washington, DC 20460; telephone: (202)
564–5523; fax number (202) 564–5603;
email address:
silverman.steven@epa.gov.
SUPPLEMENTARY INFORMATION:
I. Additional Information About the
Proposed Consent Decree
This proposed consent decree would
potentially resolve lawsuits
consolidated in the United States
District Court for the District of
Columbia that were filed by the
following plaintiffs: American Lung
Association and National Parks
Conservation Association (Civil Action
No. 1:12–cv–00243–RLW), and the State
of New York, et al. (Civil Action No.
1:12–cv–00531–RLW). Plaintiffs filed
the lawsuits under the Act alleging that
EPA has violated a nondiscretionary
duty under the Clean Air Act, 42 U.S.C.
7409(d)(1), to complete a five-year
review of the NAAQS for particulate
matter. Under the terms of the proposed
consent decree, EPA agrees that no later
than December 14, 2012, EPA shall sign
a notice of final rulemaking setting forth
its final decision pursuant to 42 U.S.C.
7409(d)(1) concerning its review of the
NAAQS for particulate matter and
promulgating such revisions to the
NAAQS and/or promulgating such new
NAAQS as may be appropriate in
accordance with 42 U.S.C. 7408 and
7409(b); that EPA shall seek expedited
publication in the Federal Register of
the notice of final rulemaking; and shall
establish the effective date of the final
decision such that any final rule shall
become effective, barring intervening
congressional or judicial action, on the
earliest date that complies with the
Congressional Review Act, 5 U.S.C. 801
et seq.
For a period of thirty (30) days
following the date of publication of this
notice, the Agency will accept written
comments relating to the proposed
consent decree from persons who were
not named as parties or intervenors to
the litigation in question. EPA or the
Department of Justice may withdraw or
withhold consent to the proposed
consent decree if the comments disclose
facts or considerations that indicate that
such consent is inappropriate,
improper, inadequate, or inconsistent
with the requirements of the Act. Unless
PO 00000
Frm 00028
Fmt 4703
Sfmt 4703
EPA or the Department of Justice
determines, based on any comment
submitted, that consent to this decree
should be withdrawn, the terms of the
consent decree will be affirmed.
II. Additional Information About
Commenting on the Proposed Consent
Decree
A. How can I get a copy of the proposed
consent decree?
The official public docket for this
action (identified by Docket ID No.
EPA–HQ–OGC–2012–0474) contains a
copy of the proposed consent decree.
The official public docket is available
for public viewing at the Office of
Environmental Information (OEI) Docket
in the EPA Docket Center, EPA West,
Room 3334, 1301 Constitution Ave.
NW., Washington, DC. The EPA Docket
Center Public Reading Room is open
from 8:30 a.m. to 4:30 p.m., Monday
through Friday, excluding legal
holidays. The telephone number for the
Public Reading Room is (202) 566–1744,
and the telephone number for the OEI
Docket is (202) 566–1752.
An electronic version of the public
docket is available through
www.regulations.gov. You may use the
www.regulations.gov to submit or view
public comments, access the index
listing of the contents of the official
public docket, and to access those
documents in the public docket that are
available electronically. Once in the
system, key in the appropriate docket
identification number then select
‘‘search’’.
It is important to note that EPA’s
policy is that public comments, whether
submitted electronically or in paper,
will be made available for public
viewing online at www.regulations.gov
without change, unless the comment
contains copyrighted material, CBI, or
other information whose disclosure is
restricted by statute. Information
claimed as CBI and other information
whose disclosure is restricted by statute
is not included in the official public
docket or in the electronic public
docket. EPA’s policy is that copyrighted
material, including copyrighted material
contained in a public comment, will not
be placed in EPA’s electronic public
docket but will be available only in
printed, paper form in the official public
docket. Although not all docket
materials may be available
electronically, you may still access any
of the publicly available docket
materials through the EPA Docket
Center.
E:\FR\FM\26JNN1.SGM
26JNN1
Agencies
[Federal Register Volume 77, Number 123 (Tuesday, June 26, 2012)]
[Notices]
[Pages 38051-38060]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-15605]
=======================================================================
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
[EPA-HQ-OAR-2012-0452; FRL-9680-6]
EPA Activities To Promote Environmental Justice in the Permit
Application Process
AGENCY: Environmental Protection Agency (EPA).
ACTION: Notice of Availability of Proposed Regional Actions to Promote
Public Participation in the Permitting Process and Draft Best Practices
for Permit Applicants Seeking EPA-Issued Permits; Request for Comments.
-----------------------------------------------------------------------
SUMMARY: As part of its ongoing efforts under Plan EJ 2014 to integrate
environmental justice into all of its programs, the Environmental
Protection Agency (EPA) is soliciting public comment on ways that EPA
and permit applicants can meaningfully engage communities in the
permitting process. This notice describes and seeks comment on actions
that EPA regional offices can take when issuing EPA permits to promote
greater participation in the permitting process by communities that
have historically been underrepresented in that process. This notice
also announces the availability of
[[Page 38052]]
draft best practices for permit applicants seeking EPA-issued permits
(located in the appendix to this notice). The best practices are
designed to encourage and assist permit applicants to reach out to
neighboring communities when applying for permits that may affect the
community's quality of life, including their health and environment.
DATES: Written comments must be received on or before August 27, 2012.
ADDRESSES: Submit your comments, identified by Docket ID No. EPA-HQ-
OAR-2012-0452 by one of the following methods:
www.regulations.gov: Follow the on-line instructions for
submitting comments.
Mail: ``Plan EJ 2014: Considering EJ in EPA's Permitting
Process'' Docket, Environmental Protection Agency, EPA Docket Center,
Mailcode 28221T, 1200 Pennsylvania Ave. NW., Washington, DC 20460.
Hand Delivery: ``Plan EJ 2014: Considering EJ in EPA's
Permitting Process'' Docket, EPA/DC, EPA West, Room 3334, 1301
Constitution Ave. NW., Washington, DC 20460. Such deliveries are
accepted only during the Docket's normal hours of operation, and
special arrangement should be made for deliveries of boxed information.
EPA's policy is that all comments received will be included in the
public docket without change and may be available online at https://www.regulations.gov, including any personal information provided,
unless the comment includes information claimed to be Confidential
Business Information (CBI) or other information of which disclosure is
restricted by statute. Do not submit information that you consider to
be CBI or otherwise protected through https://www.regulations.gov or
email. The https://www.regulations.gov Web site is an ``anonymous
access'' system, which means EPA will not know your identity or contact
information unless you provide it in the body of your comment. If EPA
cannot read your comment due to technical difficulties and cannot
contact you for clarification, EPA may not be able to consider your
comment. Electronic files should avoid the use of special characters,
avoid any form of encryption, and be free of any defects or viruses.
For additional information about EPA's public docket, visit the EPA
Docket Center homepage at https://www.epa.gov/cpallomc/dockets.htm. EPA
also encourages the public to review and participate in the
Environmental Justice in Action Blog which can be found at https://blog.epa.gov/ej. EPA intends to use the Environmental Justice in Action
Blog to encourage different public stakeholders to dialogue over the
ideas set forth in this Federal Register Notice. The Environmental
Justice in Action Blog does not replace the conventional public comment
process described above. Rather, EPA hopes that the Environmental
Justice in Action Blog provides an informal public forum for
stakeholders to exchange idea and share views, which may help shape
comments submitted to EPA through Regulations.gov. As this public
participation initiative illustrates, EPA believes that early and
frequent dialogue among people with different points of view can lead
to more thoughtful outcomes.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. General Information
II. Actions That EPA Regional Offices Can Take To Promote Meaningful
Engagement in the Permitting Process by Overburdened Communities
III. Draft Best Practices for Permit Applicants Seeking EPA-Issued
Permits: Ways To Engage Communities at the Fence-Line
IV. Conclusion
I. General Information
Expanding the conversation on environmentalism and working for
environmental justice are top priorities of the Environmental
Protection Agency (EPA). In 2011, EPA published Plan EJ 2014, the
Agency's overarching strategy for advancing environmental justice. The
Plan has three objectives:
1. Protect health and the environment in overburdened communities;
2. Empower communities to take action to improve their health and
environment; and
3. Establish partnerships with local, state, tribal, and federal
governments and organizations to achieve healthy and sustainable
communities.
The year 2014 marks the 20th anniversary of the signing of
Executive Order 12898 on environmental justice, which directs each
federal agency to ``make achieving environmental justice part of its
mission by identifying and addressing, as appropriate,
disproportionately high and adverse human health or environmental
effects of its programs, policies, and activities.'' Plan EJ 2014 is
EPA's roadmap for integrating environmental justice into its programs,
policies and activities. One focus area of the Plan is ``Considering
Environmental Justice in Permitting.'' Environmental permits play a key
role in providing effective protection of public health and the
environment in communities. Thus, Plan EJ 2014 calls upon EPA to: (1)
Enhance the ability of overburdened communities to participate fully
and meaningfully in the permitting process for EPA-issued permits; and
(2) take steps to meaningfully address environmental justice issues in
the permitting process for EPA-issued permits to the greatest extent
practicable.
Plan EJ 2014 directs EPA to make achieving environmental justice
part of its mission, and to be a leader among federal departments and
agencies in addressing the impacts of federal activities on
overburdened communities. EPA believes that environmental permitting
presents opportunities to address environmental justice, and that the
Agency has the responsibility to lead by example to address
environmental justice in permits issued by EPA. Therefore, the actions
described in this notice focus on EPA-issued permits. Although EPA
issues few environmental permits compared to state, local and tribal
governments that implement federal environmental laws as approved or
delegated by EPA, EPA intends to share its experiences and ideas with
these governments as well as with other federal agencies, with the goal
of promoting similar efforts.
In this notice, EPA focuses on enhancing the opportunity and
ability of overburdened communities to participate in the permitting
process. Overburdened communities are communities that potentially
experience disproportionate environmental harms and risk as a result of
cumulative impacts or greater vulnerability to environmental hazards.
EPA believes that the participation of overburdened communities in the
permitting process is an essential step toward the ultimate goal of
achieving permits that meaningfully address environmental justice
issues. Following the National Environmental Justice Advisory Council
(NEJAC) recommendation to encourage more public participation in the
permitting decision-making process, EPA has identified actions that EPA
and permit applicants, both for new and renewed permits, can take to
reduce barriers to participation in the permitting process. In
overburdened communities, these barriers can include lack of trust,
lack of awareness or information, language barriers, and limited access
to technical and legal resources. In EPA's view, more transparency and
dialogue can lead to better permit outcomes for the community as well
as permit applicants. Thus, EPA believes it is especially important to
make special efforts to provide enhanced public participation
[[Page 38053]]
opportunities to overburdened communities, particularly minority, low-
income, and indigenous communities. EPA also realizes that enhanced
public engagement is only one aspect of attention to environmental
justice in the context of permitting.
Both EPA regional offices and permit applicants can--and in some
cases already do--bring overburdened communities into the permitting
process through special outreach efforts. EPA believes that permit
applicants have unique opportunities in this area. Many companies are
already active, contributing members of the community. In addition to
their important role as a source of employment and economic stability
within a community, permit applicants play other roles. Many facilities
applying for permits, for example, have robust community engagement
strategies that recognize the value of community outreach. Pursuant to
these strategies, facilities engage actively with the community through
environmental initiatives, neighborhood beautification projects,
education programs and charitable giving, civic programs and the arts,
youth activities, and other investments in the community. These
existing ties between permit applicants and the broader communities
where they are located provide a foundation for permit applicants to
reach out to their immediate neighbors along the facility's fence-
line--ideally, to discuss health or environmental issues associated
with their plans for new or increased pollutant releases.
EPA has compiled the draft list of activities and best practices
presented in this notice from many sources. EPA surveyed its regional
offices, where EPA permitting activity predominantly occurs, to
determine what steps are currently or could be taken to meaningfully
involve overburdened communities in the permitting process.
Additionally, EPA conducted numerous listening sessions, conference
calls and meetings with a variety of stakeholders, including
environmental justice stakeholders, members of the business community,
state, local and tribal governments and communities, non-governmental
organizations, and the NEJAC, to gather more input on how to enhance
participation of overburdened communities in EPA's process of issuing
environmental permits. One set of ideas, presented in Section II below,
focuses on activities that EPA, as the permitting authority, can
undertake to make it easier for communities to engage meaningfully and
effectively in the permitting process. The second set of ideas,
described in Section III below, presents best practices that permit
applicants can use to initiate and sustain a dialogue with the
communities at their fence-line when the companies seek environmental
permits that may be affected by the permitting action.
EPA recognizes that some states have made significant progress in
meaningfully involving overburdened communities in the permitting
process. While the focus of today's notice is on EPA-issued permits,
EPA believes that states with experience in this area can provide
valuable information that will strengthen EPA's efforts. Therefore, EPA
invites states to share their ideas for ensuring the meaningful
involvement of overburdened communities in the permitting process and
encouraging dialogue between permit applicants and communities.
The ideas in this notice are meant to complement all of the other
tools and resources developed under Plan EJ 2014 and other EPA
initiatives to aid communities and EPA permitting authorities in
incorporating environmental justice into the permitting process. The
tools and resources include the EJ Legal Tools, which addresses EPA's
legal authority to consider environmental justice, EPA's effort to
develop a nationally consistent screening tool for environmental
justice, and EPA's efforts to meaningfully engage local communities and
stakeholders in government decisions on land cleanup, emergency
preparedness and responses and the management of hazardous substances
and wastes through the Community Engagement Network, and EPA's
collaboration with other federal agencies to improve our community-
based actions and assistance and to strengthen the use of interagency
legal tools, such as the National Environmental Policy Act and Title VI
of the Civil Rights Act. These resources supplement information
disseminated by EPA regional offices about their permit processes and
particular permits.
II. Actions That EPA Regional Offices Can Take To Promote Meaningful
Engagement in the Permitting Process by Overburdened Communities
As noted above, EPA has identified a number of activities and
approaches that can be used to promote greater public involvement of
overburdened communities in its permitting processes, particularly for
major permitting actions that may significantly impact them. Each EPA
regional office will put in place a regional implementation plan to
address meaningful engagement of overburdened communities in their
permitting activities. This notice describes the general expectations
for the regional plans and presents the framework and specific
activities intended to enhance public participation.
EPA's expectation is that each regional office will use the agency-
wide guidelines to develop a regional implementation plan that is
appropriate for the particular circumstances within that region. The
agency-wide guidelines in this notice are designed to promote
consistency among regional offices and provide EPA's expectation for a
basic regional plan. At the same time, EPA recognizes that each permit
and community is different and that each EPA regional office has the
insight and experience to develop strategies tailored to the particular
communities and needs within that region. Therefore, EPA couples these
agency-wide guidelines with the expectation that EPA regional offices
have the flexibility in developing their implementation plans to take
actions suited to the concerns of impacts on overburdened communities
typically raised within their regions.
This notice does not address any obligations imposed by the Civil
Rights Act of 1964 or under EPA regulations at 40 CFR part 7. Please
refer to EPA's Guidance to Environmental Protection Agency Financial
Recipients Regarding Title VI Prohibition Against National Origin
Discrimination Affecting Limited English Proficient Persons and Title
VI Public Involvement Guidance for EPA Assistance Recipients
Administering Environmental Permitting Programs. This notice does not
address Executive Order 13175 or EPA's Policy on Consultation and
Coordination with Tribes. It is important to note the difference
between the meaningful involvement of tribal communities as it is used
in the EJ context and consultation with tribes. The Agency's
responsibilities under E.O. 13175 are separate from the
responsibilities under E.O. 12898 and stem from federally recognized
tribes' status as sovereign governments.
The activities described in this notice go beyond the standard
notice-and-comment procedures required by law. EPA believes, however,
that enhanced outreach can help to remove some of the barriers that can
discourage overburdened communities from participating in permit
processes that affect them and are appropriate in some circumstances.
A. Agency-Wide Guidelines for EPA Regional Offices
The guidelines presented here provide a framework for the regional
offices to identify possible actions they
[[Page 38054]]
can take to promote the meaningful engagement of overburdened
communities for priority permits. Specifically, the guidelines for EPA
regional offices are designed to: (1) Help regional offices identify
which permits to prioritize for greater public involvement for
overburdened communities; and (2) suggest activities the regional
offices can undertake to promote greater public involvement in their
permitting process.
1. Priority Permits for Enhanced Public Involvement Opportunities
Although any permit action may be an opportunity to enhance the
engagement of a community, EPA believes that it is particularly
important to provide meaningful engagement opportunities in permitting
actions that may have significant public health or environmental
impacts, such as a new operation or a modification of an existing
operation, which may affect overburdened communities. Significant
public outreach and engagement require significant resources. EPA
recognizes its regional offices' limited ability to enhance engagement
for every EPA-issued permit as well as the limited ability of
overburdened communities to engage on every permit potentially
impacting them. For this reason, EPA will consider prioritizing
enhanced public involvement opportunities for those EPA-issued permits
with significant public health or environmental impacts on already
overburdened communities, determined by regional offices' use of a
screening tool or other methodology. Examples of permits that may have
significant public health or environmental impacts include, but are not
limited to, the following:
Construction permits under the Clean Air Act, especially new
major sources (or major modifications of sources) of criteria
pollutants;
Significant Underground Injection Control Program permits
under the Safe Drinking Water Act;
``Major'' industrial National Pollutant Discharge Elimination
System (NPDES) permits (as defined in 40 CFR 122.2) under the Clean
Water Act that are for:
[cir] New sources or new dischargers, or
[cir] Existing sources with major modifications, including, but not
limited to, a new outfall, a new or changed process that results in the
discharge of new pollutants, or an increase in production that results
in an increased discharge of pollutants;
``Non-Major'' industrial NPDES permits (as defined in 40 CFR
122.2) under the Clean Water Act that are identified by EPA on a
national or regional basis as a focus area, for:
[cir] New sources or new dischargers, or
[cir] Existing sources with major modifications, including, but not
limited to, a new outfall, a new or changed process that results in the
discharge of new pollutants, or an increase in production that results
in an increased discharge of pollutants; and
RCRA permits associated with new combustion facilities or
modifications to existing RCRA permits that address new treatment
processes or corrective action cleanups involving potential off-site
impacts.
In addition, EPA will consider prioritizing for enhanced public
involvement activities both permit applications and renewals for which
a community has raised plausible environmental justice concerns, and
permit applications and renewals where EPA has other information
indicating environmental justice concerns related to the permit.
In further recognition of EPA's regional offices' limited ability
for enhanced public engagement, a regional office may not prioritize
every EPA-issued permit with significant public health or environmental
impacts on already overburdened communities.
Additionally, there may be circumstances under which a regional
office finds enhanced public outreach appropriate irrespective of
whether the permitting action has a significant public health or
environmental impacts on already overburdened communities.
2. Regional Offices' Activities To Promote Greater Public Involvement
in the Permitting Process
Presented below is a proposed list of activities that EPA regional
offices could undertake at key junctures in the permitting process to
promote greater involvement of overburdened communities. The list of
proposed activities is intended to identify priority areas of activity
and to provide options for proposed activities in the development of
regional implementation plans. Regional offices, therefore, may choose
not to implement all of the proposed activities listed below.
Similarly, the list of activities is not meant to be comprehensive or
exhaustive. Different situations will justify different responses.
Planning & Gathering Information:
[cir] Identify upcoming priority permits for promoting greater
public involvement. When identifying priority permits, focus on permits
that the community has identified as a priority, to the extent such
information is available.
[cir] Locate existing data and studies that are relevant to the
particular community.
[cir] Explore ways to reach out to the affected community in
coordination with relevant EPA staff, including permit writers, EJ
coordinators, public affairs staff, the press office, and EPA's
Conflict Prevention & Resolution Center.
[cir] Evaluate the appropriate length of the public comment period.
[cir] Consider holding information meetings for the public in
addition to formal public comment sessions.
Coordinating within EPA:
[cir] For applicants with multiple EPA permits, inform EPA permit
writers from other offices in the region that your office has received
a permit application from the applicant.
Communicating with the Community:
[cir] Designate EPA point(s) of contact that the community can
contact to discuss environmental justice concerns or questions of a
technical nature about the permit application.
[cir] Explain the permitting process by making informational fact
sheets available.
[cir] Use plain language when communicating with the public.
[cir] Use communication techniques the community values, such as
direct mailings, posters, articles in local newspapers, and emails to
list serves.
[cir] Offer translation services for communities with multi-lingual
populations (including interpreters at public meetings or translations
of public documents).
[cir] Make key documents on the proposed project readily accessible
to the community, using a variety of media tools (paper copies, online,
etc.), when appropriate.
[cir] Hold public meetings at times and places in the community
best designed to afford the public a meaningful chance to attend.
[cir] After the permit has been issued, make available to the
community a summary of EPA's comment responses and provide information
on where the community can find the entire comment response document.
Communicating with the Permit Applicant:
[cir] Encourage the permit applicant to provide EPA with a plain-
language description of its proposed project or permit application.
[cir] Encourage the permit applicant to consult EPA guidance on
environmental justice and other resources developed under Plan EJ 2014,
including the (when
[[Page 38055]]
finalized) Draft Best Practices for Permit Applicants Seeking EPA-
Issued Permits: Ways to Engage Communities at the Fence-Line. (See
appendix.)
B. EPA's Expectations for Regional Implementation Plans
EPA expects each regional office to develop, implement and make
publically available a regional implementation plan consistent with the
agency-wide guidelines presented in this notice in order to support the
meaningful engagement of overburdened communities in the permitting
process for priority permits. EPA believes that regional offices will
be better able to provide opportunities for enhanced public
participation when they have planned and allocated resources for
outreach in advance through the development of regional implementation
plans. EPA also believes that making the regional implementation plans
publically available will increase transparency and inform communities
of EPA regional offices' efforts to create opportunities for
overburdened communities to meaningfully engage in the permitting
process.
EPA expects the regional implementation plans to address with more
specificity the process that a regional office will use to prioritize
permits for enhanced engagement, including the types of permits and
activities the regional offices plan to implement. EPA expects the
regional plans to be tailored to the region's specific needs but also
to be consistent with the agency-wide guidelines direction on
prioritization of permits for enhanced engagement and priority areas of
outreach activities outlined in today's notice.
Consistent with the agency-wide guidelines previously discussed,
the regional implementation plans will include:
I. The EPA Regional Office's process for prioritizing permits for
enhanced engagement
a. Use of a screening tool or other methodology to identify already
overburdened communities;
b. Types of permits with significant public health or environmental
impacts.
II. Priority Enhanced Outreach Activities
a. Planning and gathering information;
b. Coordinating within EPA;
c. Communicating with the Community;
d. Communicating with the Permit Applicant.
C. Solicitation of Comments
EPA welcomes all comments on the proposed actions that Regional
offices can take to promote the meaningful engagement of overburdened
communities in the permitting process, but is particularly interested
in comments addressing the following questions:
Has EPA identified the appropriate agency-wide guidelines
to inform the development of regional implementation plans? What other
guidelines should EPA consider that provide both agency-wide
consistency and regional flexibility in promoting the meaningful
engagement of overburdened communities in the permitting process?
What criteria should regional offices use to prioritize
permits for enhanced outreach?
For priority permits, has EPA identified the appropriate
activities that regional offices can take to promote the greater
involvement of overburdened communities in the permitting process? What
other activities should EPA consider?
Based on experiences you have had in the permitting
process, what lessons have you learned that can be applied to improve
the agency-wide guidelines or the regional implementation plans?
III. Draft Best Practices for Permit Applicants Seeking EPA-Issued
Permits: Ways To Engage Communities at the Fence-Line
Even though EPA is the permitting authority for EPA-issued permits,
both the permit applicant and the potentially affected community are
also key stakeholders in the permit process. Therefore, EPA engaged in
extensive outreach to these stakeholders, and in particular the
business community, on how to meaningfully engage fence-line
communities in the permitting process. Business leaders on
environmental justice issues shared their experiences and insights with
EPA. EPA learned that if a permit applicant engages a community early
and maintains that conversation, a partnership can form that
facilitates the exchange of information and provides the foundation for
dialogue on issues that may arise during the permitting process.
Such engagement may be especially beneficial with communities that
have historically been underrepresented in the permitting process and
that potentially bear a real or perceived disproportionate burden of an
area's pollution. EPA learned from its conversations with business
stakeholders that dialogue with the community early in the permitting
process promotes reasonable expectations among the public and,
therefore, more predictable outcomes for the permit applicant. EPA also
learned that permit applicants that invest in outreach may avoid the
costs of delay, negative publicity among peers and investors, and
community distrust resulting from a community objecting to a permit
late in the permitting process.
EPA believes that a facility that believes in environmental
stewardship in all its dimensions and that acts consistently with that
belief, including accountability to the neighboring community, may
achieve more environmental good than any permit can compel. Reducing
treatment failures, spills or other incidents becomes a source of
organizational pride when the trends--and the facility's response and
prevention strategies--are publicized within the community. These
practices also make good business sense because facilities save energy,
devise new technologies, reduce the rate of equipment failures, and
develop cleaner products, among other things. This ethic of corporate
responsibility--more than any permit--can improve the environment at
the fence-line and far beyond. Engaging meaningfully with the local
community is another facet of responsible corporate citizenship that
achieves environmental results. EPA believes that a partnership with
the community can lead to more informed permits, resulting in better
outcomes for the permit applicant as well as the community that has a
stake in the success of the facility.
In order to maximize the benefits of community engagement, and
conserve the limited resources of both the permit applicants and the
communities for outreach, EPA has identified what it considers to be
effective communication practices and strategies that permit applicants
can employ to meaningfully involve communities in the permitting
process. EPA gathered these practices and strategies from numerous
conversations with environmental justice stakeholders, members of the
business community, state, local and tribal governments and
communities, non-governmental organizations, and the NEJAC. Based on
these conversations, EPA has developed and solicits comment on the
Draft Best Practices for Permit Applicants Seeking EPA-Issued Permits:
Ways to Engage Communities at the Fence-line. (See appendix.)
EPA hopes that these best practices, once finalized, will inform
businesses and other participants in the permitting process of some
effective techniques for
[[Page 38056]]
meaningfully engaging overburdened communities in the permitting
process for EPA-issued permits. The final document would supplement
existing guidance and recommendations issued by permitting authorities,
including state and local agencies.
The draft best practices presented here are designed to foster
emerging leadership among permit applicants operating (or proposing to
operate) facilities in overburdened communities. EPA emphasizes that no
permit applicant will be required to follow these suggestions. To the
contrary, EPA will continue to evaluate permit applications solely
based on applicable regulations.
EPA welcomes all comments on these draft best practices for permit
applicants. EPA is particularly interested in comments addressing the
following questions:
What different or additional activities could permit
applicants employ in the permitting process to meaningfully involve
overburdened communities?
Based on experiences you have had in the permitting
process, what lessons have you learned or successful approaches you
have employed that can be used by EPA to improve the best practice
recommendations for permit applicants?
How can EPA ensure that communities are aware of the
opportunity to have a two-way dialogue with permit applicants through
the ideas provided here?
IV. Conclusion
EPA looks forward to considering suggestions and comments received
in response to this notice. EPA hopes the creation of agency-wide
guidelines and the development of regional implementation plans, as
well as the presentation of best practices for permit applicants, will
increase the meaningful participation of overburdened communities in
the permitting process for EPA-issued permits. Although meaningful
involvement in the permitting process may not always lead to reduced
environmental impacts, EPA believes that every time an EPA permit
writer or a permit applicant acknowledges a concern that would not have
been aired but for enhanced outreach, communities and the permit
applicant benefit. EPA further believes that every time this enhanced
outreach leads to a feasible solution to an issue of interest to the
community, all stakeholders benefit.
Dated: June 15, 2012.
Janet McCabe,
Principal Deputy Assistant Administrator, Office of Air and Radiation.
Appendix
Best Practices for Permit Applicants Seeking EPA-Issued Permits: Ways
To Engage Communities at the Fence-Line
I. Introduction
Achieving environmental justice is an integral part of EPA's
mission to protect human health and the environment. One way EPA
promotes environmental justice is to ensure that individuals in all
parts of society have access to information sufficient to help them
participate in EPA decision-making.
EPA decision-making takes many forms. These best practices focus
on the permitting process, through which EPA authorizes industrial
and municipal facilities to release pollutants into the environment
at levels intended to meet applicable standards.
By soliciting public comment prior to issuing environmental
permits, EPA plays an important role in bringing communities and
other members of the public into the permitting conversation. But
the best time to achieve positive, collaborative dialogue is before
the permit is drafted, even before a permit application is filed.
And the key players are not EPA but rather permit applicants and
members of the neighboring community. Both sets of individuals have
a long-term stake in the health of the community and the success of
the company or enterprise.
Information is critical at this early stage in the permitting
process, and the permit applicant has access to the information that
can create a constructive dialogue throughout the permitting
process. The permit applicant also has an interest in being a good
neighbor to the community on the other side of the facility's fence.
EPA believes that many applicants for EPA-issued permits are
employing practices to be good neighbors. These best practices are
designed to help a permit applicant to apply its good neighbor
values to the permitting process, with an emphasis on ways to reach
out effectively to the community at the fence-line.
EPA encourages all permit applicants to experiment with these
practices; all neighborhoods and communities will benefit when a
facility reaches out as part of its environmental permitting
process. This document emphasizes communities at the fence-line
because, for the vast majority of permits, communities most
proximate to a facility are likely to be the most impacted by a
permitting decision. For some permits, however, the communities most
impacted by a permitting decision may exist beyond the fence-line.
EPA encourages permit applicants for such permits to make efforts to
engage the communities that are likely to experience public health
or environmental impacts by their permitted activities. These
practices also have particular value in overburdened neighborhoods
that have been historically underrepresented in the permitting
process and may face barriers to participation in the permitting
process, such as include lack of trust, lack of awareness or
information, language barriers, and limited access to technical and
legal resources.
While EPA will evaluate a permit application based solely on the
applicable regulations, permit applicants are encouraged to employ
the suggestions in these best practices. EPA hopes that these best
practices--which emerged from EPA's conversations with a host of
community, permit applicants and government stakeholders--will help
applicants for EPA-issued permits to seize a leadership role in this
important area and, in doing so, demonstrate publicly that the core
values on their Web sites do indeed influence corporate behavior.
II. The Purpose of Best Practices
The purpose of these best practices is to publicize the good
neighbor practices already employed by permit applicants across the
country and to encourage their greater use. Many of these practices
are quite simple. The best practices can help build trust, promote a
better understanding in the community of the facility's
environmental impacts, foster realistic expectations and help build
strong partnerships that will lead to better results for all
parties. Investing in communities is a cost-effective strategy. EPA
encourages permit applicants to make each of its facilities a good
neighbor to the communities at their fence-line. EPA hopes that the
best practices will help companies think of ways to engage the
communities at their fence-lines and, in doing so, become better
neighbors.
III. Why is EPA Providing Best Practices to Permit Applicants?
Industrial facilities are important members of the communities
in which they are located. In addition to their important role as a
source of employment and economic stability within a community,
facilities play other roles. Many facilities, for example, have
robust community engagement strategies that recognize the value of
community outreach. Pursuant to these strategies, facilities engage
actively with the community through environmental initiatives,
neighborhood beautification projects, education programs and
charitable giving, civic programs and the arts, youth activities,
and other investments in the community. Indeed, many companies and
public authorities embody these principles in their mission
statements, using words and phrases like collaboration, respect, and
building mutually beneficial relationships. Some even aspire to
measure their own success by the success of their customers,
shareholders, employees and communities. In short, a corporate
culture is emerging in this Nation that values and actively promotes
community partnerships.
EPA recognizes that many permit applicants already practice
community outreach. These best practices are meant to encourage
those leaders to continue their efforts. EPA hopes that the best
practices will persuade those who are new to these ideas to
experiment with this form of leadership, and to provide helpful
suggestions for those seeking greater direction. Indeed, engaging
with their communities as described here is consistent with many
permit applicants' core
[[Page 38057]]
values. These principles, practices and values lead to corporate
sustainability, stability and--ultimately--profitability.
Early and meaningful dialogue between the permit applicant and
the community is especially important in overburdened communities
that have historically been underrepresented in the permitting
process and that potentially bear a real or believed
disproportionate burden of an area's pollution. Meaningful dialogue
promotes environmental justice. EPA strongly encourages applicants
for EPA-issued permits to engage in public outreach to the
neighboring community whenever the facility's pollutant releases
have--or may be perceived to have--potential health and
environmental impacts on overburdened communities. This approach is
consistent with EPA's objectives under Plan EJ 2014, which promotes
meaningful involvement of the affected community in the permitting
process.
EPA believes these best practices can foster a smoother and
faster permitting process. This outcome is in everyone's interest--
EPA, permit applicants and communities alike. The permit applicant
and EPA have an interest in an efficient permitting process. The
permit applicant wants permission to make operational improvements
or construct a new facility. The permitting authority wants to
efficiently issue a permit that comports with the law and accounts
for public comment. The community at the very least wants the
assurance that, through appropriate permit terms and conditions, the
permit applicant accepts responsibility for appropriately
controlling its pollutant releases and keeps the community informed
of its control successes (and failures). These interests, while
different, do not conflict. Conversations between the permit
applicant and the community before the permit application is filed
can help launch the permit process in a way that achieves all of
these interests, with minimum conflict and delay. This could result
in a more expeditious permitting process.
Engagement early can also yield a less contentious permitting
process. It seems axiomatic that no community welcomes one more
source of pollution, especially when the community already feels
aggrieved by past siting decisions. When the new project accelerates
a transition to cleaner energy or achieves another important
environmental objective with benefits beyond the local community,
interests may seem to collide. Early meaningful dialogue can help
sort out the interests, encourage a permit applicant to accept
responsibility for its impacts, and perhaps find low-cost ways
valuable to the community by which the permit applicant can
voluntarily mitigate environmental burdens. A community is less
likely to hold a new project responsible for past unrelated actions
if the permit applicant accepts responsibility for its own actions
and is willing to help make community life better.
IV. How Can a Permit Applicant Enhance its Outreach to a Fence-Line
Community?
There are many ways that a facility can enhance its outreach to
a community. Whatever degree of outreach a facility chooses to
employ, the following best practices are designed to help both the
permit applicant and the surrounding communities get a reasonable
return on their investment of time, energy and other resources. EPA
gathered these ideas from permit applicants that have employed them,
but the permit applicant and the affected community are in the best
position to determine what engagement strategy is most appropriate
for their particular circumstances.
1. Think Ahead
Before deciding whether to undertake special efforts to reach
out to the neighboring community regarding a permit application, a
permit applicant may want to ask itself the following types of
questions. The answers to these questions may help the permit
applicant decide what kind of community engagement will make sense
under the circumstances.
Would the new permit introduce new or additional
pollutants to the fence-line community?
Is the fence-line community already exposed to
pollutants originating from other facilities?
How will changes at the facility site affect the
quality of life in the fence-line community, independent of the
pollutants released?
Is the proposed pollutant release--or associated
activity--likely to cause concern in the community?
If a risk assessment has been performed for the
community, what does it say? What does the community think it says?
What direction do the permit applicant's published core
values offer?
Some laws, such as the Resource Conservation and Recovery Act,
require permit applicants to reach out to the neighboring community
before applying for a permit. In most cases, however, the decision
on whether to engage in pre-application outreach is committed to the
permit applicant's good judgment. (See Section V below for a
discussion of the benefits to permit applicants when they engage the
community as part of permit applications.) But whatever way a permit
applicant chooses to engage the neighboring community, its outreach
activities should be proportional to the actual or perceived impact
the facility's proposed permitting action would have upon the
community. In other words, permitting actions that may have a
significant impact on the community may justify more extensive
outreach than permits likely to have fewer impacts. Engaging the
community early in the permitting process can help a permit
applicant gauge the level of outreach appropriate to the community's
concerns.
A public participation plan can be a useful tool for permit
applicants engaged in outreach on permit actions. A public
participation plan is one way to organize all of the permit
applicant's outreach activities and to communicate those activities
to the community.
EPA also recognizes that a permit applicant, despite its
planning and execution, might not elicit community interest in its
project. For example, few people might attend meetings or visit the
plant for tours. Before concluding that the community is
uninterested in the project, the company may want to explore whether
its engagement efforts were sufficiently tailored for the community.
Other factors, such as lack of awareness of the engagement
opportunity or the timing of the opportunity, may not have afforded
the community a meaningful chance to attend. If the permit
applicant's efforts to engage the community are made in good faith
and are sufficiently tailored for the community, this will go a long
way toward building trust.
2. Engage Community Leaders
One of the best ways to promote early and meaningful engagement
between a permit applicant and the surrounding community is by
creating a community environmental partnership. The key is to
assemble the right people to be in partnership. EPA has learned from
stakeholders that the first step in meaningful engagement is the
cultivation of a trusting relationship among participating
individuals; doing so will then foster effective relationships among
the interests they represent and will help identify their common as
well as their unique goals. The following best practices can help a
company create a successful community environmental partnership.
Find out who the established community leaders are, both
elected and unelected.
On tribal lands, work with the tribal government and other
contacts to identify tribal community leaders to commence outreach
and assistance to tribal communities.
Identify people who collectively understand the needs (and
aspirations) of local stakeholders (permit applicant, community,
environmental groups, academic, etc.)
Recruit stakeholder representatives who have strong
interpersonal skills and are willing to:
[cir] Seek common interests;
[cir] Cultivate a trusting relationship
Engage with diverse leadership so that many views can be
brought into the dialogue. Successful partnerships have a variety of
local perspectives, including:
[cir] Grassroots organizations and leaders
[cir] Faith community leaders
[cir] Tribal government and community representatives
[cir] Academic institutions
[cir] State, county or local governments
[cir] Environmental groups
[cir] Health organizations
[cir] Permittees, including, ideally, the facilities in the
neighborhood that engage in activities that generate pollution.
Text Box 1: Community Advisory Councils, such as The Deer Park
Community Advisory Council (DPCAC, https://www.deerparkcac.org/)
provide a ``forum for an open and frank mutual exchange of ideas
between representatives of the local community and industry.'' These
groups engage in frequent dialogue to help build understanding
between industry and community.
Foster sustained involvement by the participants;
relationships are created
[[Page 38058]]
between individuals, not the positions they hold.
3. Engage Effectively
As is the case with any relationship, predictable and ongoing
interactions are key to a strong partnership between a permit
applicant and community. A permit applicant engaging a community
early in the permitting process, or even before the formal
permitting process begins through pre-application meetings, can lay
the foundation for a positive relationship with a community. In
addition to early engagement, holding regularly scheduled meetings
throughout the permitting process can build on that earlier
outreach, further fostering the relationship between the community
and permit applicant.
The following best practices can help the permit applicant
engage effectively with the community.
If a public participation plan describing outreach
activities was developed, make it available to the public as a sign
of the permit applicant's intention to engage meaningfully with the
community.
Invite community members and leaders to comment on
community outreach plans and processes, and give feedback on what is
working and lessons learned.
Discuss project plans and potential impacts as early in the
planning process as possible, even if the permit applicant can speak
only in general terms.
[cir] If the permit applicant is unsure about potential impacts,
it is better to acknowledge this fact; denying the existence of
potential impacts can undermine credibility and trust.
[cir] Encourage input from the community on their concerns about
particular impacts early in the planning stages.
Provide progress or status reports
Invite members of the community and community leaders for
regular tours of the facility, especially when the facility is
planning to change a process that might affect the community.
Consider investing time in public education, e.g., by
hosting one or two day public information sessions with posters and
kiosks dedicated to specific topics, with discussions led by
facility personnel who are both familiar with the subject and
capable of effective discussion with the public (conversational
tone, not defensive, non-technical language, etc.)
4. Communicate Effectively
Permit applicants may need help to determine the most effective
and appropriate methods for informing and receiving input from the
community. Community leaders can provide this help. For example they
can identify commonly spoken languages and any language barriers or
Limited English Proficiency within the fence-line. They can also
help identify which media outlets (radio, newspaper, church
bulletins), outreach methods (knocking door-to-door, using social
media, texting, phoning, putting up fliers) and outreach materials
(brochures, fact sheets, postcards, letters) will be most effective
in communicating with the community. Community leaders can also help
to create more effective opportunities to receive information from
the public (individual/small/large/public/private meetings,
anonymous hotlines, solicitation of written comments). Every
community is different, so permit applicants that listen to their
community's advice and involve them in their outreach efforts have a
greater chance of a successful outcome.
A key component of effective communication is creating an
environment for all stakeholders to meaningfully participate in a
dialogue. Good ideas, including ideas that are good for the
permitted enterprise or business, can come from many sources. By
meaningfully engaging with the community potentially affected by an
environmental permit, a permit applicant may acquire a better sense
of a community's true concerns and ways a permit applicant could
help alleviate them. Transparency and disclosure of information that
may be of interest to a community, such as performance reports, can
build trust conducive to meaningful dialogue.
Text Box 2: Alternative Dispute Resolution
The success of pre-application meetings will vary widely
depending on the proposed project, the concerns of the community,
and the ability of the permit applicant and the community to agree
upon potential solutions. Sometimes, conversations between a
community and a permit applicant have the potential to be
contentious. As such, EPA recommends the use of a professional,
trained, neutral facilitator to aid in creating and implementing
their outreach strategy. EPA and The U.S. Institute for
Environmental Conflict Resolution have designed and initiated The
National Roster of Environmental Dispute Resolution and Consensus
Building Professionals (https://roster.ecr.gov/Search.aspx), which is
a resource to identify neutral third parties and connect them with
appropriate projects.
EPA recognizes that both permit applicants and the communities
have limited resources to engage in dialogue. The following best
practices on fostering two-way communication and collaboration
between permit applicants and communities, collected from permit
applicants and communities, may help permit applicants communicate
more effectively and thus efficiently use their resources.
Set up a hotline for community members to report a problem
or concern about the proposed project.
Identify a single person within the facility to be the
liaison that community members can call with concerns or problems.
Institute regular meetings among all stakeholders
Consider organizing citizen advisory councils or community
environmental partnerships
Select meeting locations and times that are convenient and
comfortable for the community. Follow advice from community leaders
to communicate in ways most effective for the community you are
trying to reach. Use language and terminology that the community
understands, including providing technical data in every-day terms.
Build in mechanisms for meeting attendees to ask questions,
express concerns and propose solutions.
During the meeting, talk about participants' concerns and
questions (rather than simply ``taking note'' of them).
Recognize that community members may be concerned about a
variety of things, within and outside the permit applicant's
control, including matters that do not relate to the permit under
discussion (e.g., truck routes, delivery times, etc.)
[cir] Careful listening and an effort to understand the
underlying interests behind related and seemingly unrelated
complaints might yield a solution that addresses the community's
true concerns at a reasonable (or even minimal) cost to the
facility.
Consider using a neutral facilitator to assist in designing
an effective public participation process and conduct meetings to
encourage all participants (permit applicant and community like) to
listen effectively, focus on interests rather than initial
positions, and to identify potential solutions.
5. Follow Up
Follow-up can be crucial in building a strong partnership with a
community. The repeated interaction that follow-up provides can
create a predictable pattern of engagement that is conducive to
building trust. When a permit applicant delivers on commitments made
during meetings (e.g., to provide additional information) a permit
applicant demonstrates responsibility, integrity and commitment to
the process. The following best practices can help permit applicants
design follow-up activities with communities.
If the public is invited to comment on plans, discuss the
comments with the community after considering them.
[cir] If a comment is not clear, ask for clarification; do not
ignore a suggestion due to a lack of understanding.
[cir] Report back to the community to let them know how their
comments affected the permit applicant's planning or operation.
[cir] Explain when comments cannot be incorporated into the
permit applicant's planned actions.
Consider using a good neighborhood agreement to memorialize
agreements between permit applicants and communities.
Make environmental performance records available to the
community without being asked, especially regarding pollution
matters that are important to the community.
Keep the conversation going even after the permit has been
issued; maintaining a collaborative relationship with the community
can pay benefits at unexpected times.
V. Return on Investment: Benefits of Outreach to Permit Applicants
EPA recognizes that a permit applicant would need to invest
time, energy and money
[[Page 38059]]
in order to reach out to the neighboring community. For some permit
applicants, ``business as usual'' might appear to be the path of
least resistance. But EPA has learned from conversations with
permittees that permit applicants that engage in effective outreach
with fence-line communities can realize a meaningful return on that
investment. The list below reflects these conversations. To further
illustrate these ideas, we present text (in italics) from corporate
mission statements, lists of corporate values, and annual reports
linking these benefits from effective community outreach and
engagement to overarching business principles.
1. The neighborhood has a stake in a permit applicant's success.
Community members are not only neighbors, but also often employees,
customers or investors. As such, healthy and sustainable companies
directly promote healthy and sustainable communities. That alignment
of interests can lead to creative solutions that promote the
achievement of mutual economic goals in more sustainable ways. We
are proud of our involvement in the communities where we operate.
It's our goal not only to support important projects in the
communities where we operate, but also to partner and build
relationships where we live and work. We always listen to local
needs and find ways to invest that are relevant to our business.
2. An environment of trust pays dividends throughout the permit
term. A permit applicant not only applies for a permit but also
develops strategies for complying with its requirements. Meaningful
public engagement during the permitting process and throughout the
permit term can be a thoughtful component of a permit applicant's
compliance strategy. Community members often say they have nowhere
to turn when they worry about their local environment; a meaningful
dialogue with the permit applicant that addresses their concerns can
build trust. So, a permit applicant that experiences a failure of
its treatment processes--and, in real time, discloses and takes
action to remedy the problem--may maintain its reservoir of trust
within the community. We know you have questions; call us. We
believe that people work best when there's a foundation of trust.
3. Engaging with the community is an effective cost-containment
strategy. Permit applicants that foster meaningful community
outreach experience ``costs'' in terms of time, resources energy,
and money. But a permit applicant that bypasses outreach incurs
costs as well, especially when these choices lead to
misunderstandings in the community. Even if the permit is granted,
at what cost? Certainly, the permit applicant incurs the cost of
delay, negative publicity among peers and investors, and community
distrust (even apart from attorneys' fees associated with
litigation). Each of these costs has a monetary value and each is
potentially avoidable with an upfront investment. Good business
sense often dictates a small investment early in order to avert
larger costs later. Corporate leaders tell us that meaningful
community outreach is no different. Successful companies engage in
long-term planning to achieve strategic goals. Working with the
community during project development and implementation is just part
of the process.
4. Engaging with the community is an effective risk management
strategy. Thoughtful risk-taking is a characteristic of many
successful enterprises. A permit applicant engaged in thoughtful
risk-taking around a new idea routinely gathers information and
critically examines the idea from many perspectives, identifies the
range of possible risks, modifies the idea as appropriate to
minimize the risks, and then weighs the benefits against the risks
that remain. The better a permit applicant anticipates and manages
the risks, the more predictable and successful the outcome. Engaging
the community early in a permit applicant's decision-making process
can be an effective way to manage the risks of a new idea. A permit
applicant that is truly open to gathering information, dialogue, and
collaboration will find itself with a more predictable operating or
business environment, reduced conflict, and, frequently, an outcome
that achieves greater operational efficiency and community support.
Its risk-taking is thoughtful because it identifies, analyzes and
manages its risks. Permit applicants that are thoughtful risk-takers
recognize that having an engaged and informed community as an ally
promotes reasonable expectations among the public and, therefore,
more predictable outcomes. We practice humility and intellectual
honesty. We consistently seek to understand and constructively deal
with reality in order to create value and achieve personal
improvement.
5. A permit applicant that engages meaningfully with a community
is more likely to be considered a good neighbor. A permit applicant
is more likely to be seen as a good neighbor by a community when it
makes efforts to engage and build a relationship with the community.
Having treated the community as a good neighbor, the permit
applicant is more likely to be treated as a good neighbor in return
by the community. A community that understands the actual impacts a
facility has on the neighborhood and trusts the facility to behave
responsibly may also be less likely to hold the facility responsible
for other facilities' pollution. We are committed to improving our
environmental performance: we track our progress and report our
results to the public.
6. Investors prefer good corporate citizens. Even if a permit
applicant survives a dispute with a community over a new project and
obtains the necessary environmental permits, investors may well
inquire whether that costly battle could have been avoided. Indeed,
some investors might even wonder whether the permit applicant's
inadequate response to the neighboring community's concerns signals
a lack of corporate responsibility, values-based leadership, or
long-term strategic thinking that is important in other areas of the
business. Leaders in this area say: It is more important than ever
that we continually earn investor confidence. We will do this by
remaining a leader in good corporate governance and providing clear,
consistent, and truthful communication about our performance.
Text Box 3: Collaborations in Chester, Pennsylvania
Since the early 1990s, US EPA Region III has been working
closely with the community and residents of Chester. With effective
collaborations and partnerships, the City of Chester and its
residents have successfully worked with local business and industry,
government, and academia. These community-driven partnerships have
led to increased awareness of environmental justice within the City
of Chester.
When citizens first raised their Environmental Justice concerns
to EPA Region III, the regional Office took action by establishing a
dialogue with the citizens, PADEP, PADOH, and a number of local
businesses in an effort to bring greater understanding and resources
to the issues and concerns. EPA Region III, PADEP, and PADOH were
active in working with the community and the other partners to
address the issues that had been raised. The 1995 EPA Chester Risk
Study not only looked at community risk and environmental concerns,
but opened dialogues among the partners, and led to the formation of
a number of workgroups. The workgroups then undertook on-the-ground
actions to address some of the local concerns. PADEP provided an
onsite inspector for the City of Chester. EPA and PADEP continued
their dialogue on Environmental Justice, holding a number of joint
meetings on the issues.
Covanta Energy applied for permits to operate in Chester, and
the citizens raised their concerns to Region III and PADEP. PADEP
hosted a series of meetings between the citizens and the company.
From these collaborative discussions, the Chester residents'
concerns were heard and considered, and an agreement was reached
that allowed for the citizens and the company to have their needs
met. Covanta continues to work proactively with the citizens in a
productive and successful partnership, primarily through a citizen-
led community organization called the Chester Environmental
Partnership, founded and chaired by Reverend Dr. Horace Strand. The
residents and other community stakeholders, including Covanta, have
worked together in a primarily cooperative fashion to effect change
and environmental improvement in Chester. The Chester Environmental
Partnership works to bring about environmental improvement and
growth by bringing all parties to the table--industry, government,
non-government organizations, and the citizens--to have face to face
dialogue on issues of concern. Covanta has taken an active
partnership role in CEP. The ongoing dialogue and ground work of the
partnership is a hallmark of these collaborative efforts and
reflects a community-driven model that has produced positive results
for Chester and its neighbors.
Conclusion
The best practices are a starting point intended to initiate
partnerships between communities and permit applicants. EPA believes
that a permit applicant that follows the best practices will take an
important step on the path to building a fruitful and cooperative
relationship with the community
[[Page 38060]]
on environmental issues. EPA also believes that a permit applicant's
efforts to meaningfully engage an overburdened community are an
important way to promote environmental justice. EPA agrees with the
message that many stakeholders send: collaborations between permit
applicants and the surrounding neighborhoods achieve greater
environmental protections, more profitable operations, and more
sustainable communities.
[FR Doc. 2012-15605 Filed 6-25-12; 8:45 am]
BILLING CODE 6560-50-P