Delegations of Authority for the Office of Housing-Federal Housing Administration (FHA), Redelegation of Authority to the Deputy Assistant Secretary for Finance and Budget, 37237-37240 [2012-15067]
Download as PDF
Federal Register / Vol. 77, No. 119 / Wednesday, June 20, 2012 / Notices
Street Reform and Consumer Protection
Act of 2010 (Pub. L. 111–203);
(4) The Secure and Fair Enforcement
for Mortgage Licensing Act of 2008, as
contained in Division A, Title V, of the
Housing and Economic Recovery Act of
2008 (Pub. L. 110–289), and proscribed
by sections 1062, 1063, and 1064 of the
Dodd-Frank Wall Street Reform and
Consumer Protection Act of 2010 (Pub.
L. 111–203); and
(5) All matters and requirements of
the National Manufactured Housing
Construction and Safety Standards Act
of 1974 and Title VI of the Housing and
Community Development Act of 1974
(42 U.S.C. 5401–5426).
Section F. Authority Excepted
Authority excepted from this
delegation of authority from the
Secretary of Housing and Urban
Development to the Assistant Secretary
and the General Deputy Assistant
Secretary and the Associate General
Deputy Assistant Secretary for Housing
is the authority to sue and be sued.
Section G. Conclusive Evidence of
Authority
The execution of any instrument or
document, which purports to relinquish
or transfer the Secretary’s right to, title
to, or interest in, real or personal
property, by an employee of the
Department of Housing and Urban
Development or other official or officials
to whom the Secretary’s authority under
section 204(g) of the National Housing
Act is delegated under this notice shall
be conclusive evidence of the authority
of such employee to act for the Secretary
in executing such instrument or
document.
Authority: Section 7(d), Department of
Housing and Urban Development Act (42
U.S.C. 3535(d)).
Dated: June 5, 2012.
Shaun Donovan,
Secretary.
[FR Doc. 2012–15064 Filed 6–19–12; 8:45 am]
BILLING CODE 4210–67–P
DEPARTMENT OF HOUSING AND
URBAN DEVELOPMENT
srobinson on DSK4SPTVN1PROD with NOTICES2
[Docket No. FR–5557–D–02]
Order of Succession for the Office of
Housing
Office of the Assistant
Secretary for Housing–Federal Housing
Commissioner, HUD.
ACTION: Notice of Order of Succession.
AGENCY:
In this notice, the Acting
Assistant Secretary for Housing
SUMMARY:
VerDate Mar<15>2010
16:33 Jun 19, 2012
Jkt 226001
designates the Order of Succession for
the Office of Housing. This Order of
Succession supersedes all prior Orders
of Succession for the Assistant Secretary
for Housing, including that published
on October 18, 2006 (71 FR 61500).
DATES: Effective Date: June 5, 2012.
FOR FURTHER INFORMATION CONTACT:
Laura Marin, Senior Advisor, Office of
Housing, Department of Housing and
Urban Development, 451 Seventh Street
SW., Room 9110, Washington, DC
20410–0500; telephone number 202–
402–2689 (this is not a toll-free
number). Persons with hearing or
speech impairments may call HUD’s
toll-free Federal Relay Service at 800–
877–8339.
SUPPLEMENTARY INFORMATION: The
Acting Assistant Secretary for Housing
for the Department of Housing and
Urban Development is issuing this
Order of Succession of officials
authorized to perform the functions and
duties of the Office of Housing when, by
reason of absence, disability, or vacancy
in office, the Acting Assistant Secretary
is not available to exercise the powers
or perform the duties of the office. This
Order of Succession is subject to the
provisions of the Federal Vacancies
Reform Act of 1998 (5 U.S.C. 3345–
3349d). This publication supersedes the
Order of Succession notice published on
October 18, 2006 (71 FR 61500).
Accordingly, the Acting Assistant
Secretary for Housing designates the
following Order of Succession:
Section A. Order of Succession
Subject to the provisions of the
Federal Vacancies Reform Act of 1998,
during any period when, by reason of
absence, disability, or vacancy in office,
the Acting Assistant Secretary for
Housing for the Department of Housing
and Urban Development is not available
to exercise the powers or perform the
duties of the Office of the Assistant
Secretary for Housing, the following
officials within the Office of Housing
are hereby designated to exercise the
powers and perform the duties of the
Acting Assistant Secretary for Housing,
including the authority to waive
regulations:
(1) Deputy Assistant Secretary for
Multifamily Housing;
(2) Deputy Assistant Secretary for
Single Family Housing;
(3) Deputy Assistant Secretary for
Risk Management and Regulatory
Affairs;
(4) General Deputy Assistant
Secretary for Housing;
(5) Associate General Deputy
Assistant Secretary for Housing;
(6) Deputy Assistant Secretary for
Finance and Budget;
PO 00000
Frm 00005
Fmt 4701
Sfmt 4703
37237
(7) Deputy Assistant Secretary for
Operations; and
(8) Deputy Assistant Secretary for
Healthcare Programs.
These officials shall perform the
functions and duties of the office in the
order specified herein, and no official
shall serve unless all other officials
whose position titles precede his/hers in
this order are unable to act by reason of
absence, disability, or vacancy in office.
Section B. Authority Superseded
This Order of Succession supersedes
all prior Orders of Succession for the
Assistant Secretary for Housing,
including that published on October 18,
2006 (71 FR 61500).
Authority: Section 7(d), Department of
Housing and Urban Development Act, 42
U.S.C. 3535(d).
Dated: June 5, 2012.
Carol J. Galante,
Acting Assistant Secretary for Housing—
Federal Housing Commissioner.
[FR Doc. 2012–15065 Filed 6–19–12; 8:45 am]
BILLING CODE 4210–67–P
DEPARTMENT OF HOUSING AND
URBAN DEVELOPMENT
[Docket No. FR–5557–D–03]
Delegations of Authority for the Office
of Housing—Federal Housing
Administration (FHA), Redelegation of
Authority to the Deputy Assistant
Secretary for Finance and Budget
Office of the Assistant
Secretary for Housing—Federal Housing
Commissioner, HUD.
ACTION: Notice of revocation and
redelegation of authority.
AGENCY:
On September 15, 2006, the
Assistant Secretary for Housing—
Federal Housing Commissioner and the
General Deputy Assistant Secretary for
Housing—Deputy Federal Housing
Commissioner issued a comprehensive
redelegation of authority to the Deputy
Assistant Secretary for the Office of
Finance and Budget. This redelegation
of authority was published on October
12, 2006. Today’s notice, with minor
edits, updates and republishes in its
entirety the redelegation of authority to
Office of Finance and Budget.
DATES: Effective Date: June 5, 2012.
FOR FURTHER INFORMATION CONTACT:
Office of the Associate General Deputy
Assistant Secretary for Housing—
Federal Housing Commissioner,
Department of Housing and Urban
Development, 451 Seventh Street SW.,
Room 9110, Washington, DC 20410–
8000, phone 202–708–2601. (This is not
SUMMARY:
E:\FR\FM\20JNN2.SGM
20JNN2
37238
Federal Register / Vol. 77, No. 119 / Wednesday, June 20, 2012 / Notices
a toll-free number.) Persons with
hearing or speech impairments may
access this number through TTY by
calling the toll-free Federal Relay
Service at 800–877–8339.
SUPPLEMENTARY INFORMATION: Section I
of this document describes the
organization and functions of the Office
of Finance and Budget. That
organization has not undergone major
change since the October 12, 2006 (71
FR 60165), publication of the previous
redelegation of authority to Office of
Finance and Budget, with the exception
that the Office of Evaluation has been
moved under the jurisdiction of the
Deputy Assistant Secretary for Risk
Management and Regulatory Affairs.
Therefore this publication does not
include the Office of Evaluation within
the Finance and Budget Organization.
Section II of this notice describes the
authority redelegated to the Deputy
Assistant Secretary for Finance and
Budget and the Associate Deputy
Assistant Secretary for Finance and
Budget. With the exception of the
addition of the position of Associate
Deputy Assistant Secretary for Finance
and Budget and certain minor editorial
changes, these redelegations remain
substantively the same as those
published in the October 12, 2006,
notice.
srobinson on DSK4SPTVN1PROD with NOTICES2
Section I. Deputy Assistant Secretary
for Finance and Budget: Organization
Three offices report to the Deputy
Assistant Secretary for Finance and
Budget. These are the (1) Office of
Budget and Field Resources; (2) Office
of Asset Sales; and (3) Office of the
Housing—FHA Comptroller. The
following is a brief summary of each of
these offices’ functions.
A. The Office of Budget and Field
Resources
The Office of Budget and Field
Resources is responsible for the
formulation, presentation, and
execution of the Office of Housing’s
program and administrative budgets.
This includes fund assignments and
funds control, financial resource
management, coordination of financial
resources in support of field operations,
and budget analysis and reporting. The
Office of Budget and Field Resources is
responsible for analyzing and evaluating
the financial and budgetary impact of
new or revised Office of Housing
programs and policies, proposed
legislation, and new or revised OMB,
GAO, or Treasury guidance. Finally, the
Director of the Office of Budget and
Field Resources is Housing’s Funds
Control Officer. The responsibilities and
duties of personnel within the Office of
VerDate Mar<15>2010
16:33 Jun 19, 2012
Jkt 226001
Budget and Field Resources pertain to
internal HUD matters, do not require
rendering decisions that bind HUD in
relation to external clients and
customers and, therefore, do not require
delegations of authority.
B. Office of Asset Sales
The Office of Asset Sales oversees the
disposition of mortgage notes acquired
by Housing upon a default by the
mortgagor and assignment of the note to
FHA in return for the payment of a
claim. The Office of Asset Sales is
responsible for the sale of single family,
multifamily, nursing home and hospital
notes in the manner most advantageous
to the federal government and
supportive of the mission of the agency.
The Office of Asset Sales develops
alternative disposition methods that
will reduce the acquisition and holding
costs of these assets while increasing
recovery upon sale.
C. Office of the Housing—FHA
Comptroller
The Office of the Housing—FHA
Comptroller is a Headquarters
operation. The Office of the HousingFHA Comptroller contains one field
component, the Financial Operations
Center, located in Albany, New York,
and three major offices in Washington,
DC
(1) The Office of Financial Service.
The Office of Financial Services is
comprised of three Headquarters
divisions, and one field component, the
Financial Operations Center, which is
located in Albany, New York. The
Office of Financial Services provides the
policy direction, review, and
coordination required to collect
mortgage insurance premiums, to
provide the financial services required
to support FHA’s multibillion dollar
Single Family, Multifamily, and Title I
insurance portfolios, and to provide the
financial support necessary to manage
FHA’s asset management and
disposition programs. The Office of
Financial Services collects and
maintains financial data necessary to
generate accurate accounting entries to
the General and Subsidiary ledgers and
FHA’s financial statements. The Office
of Financial Services supports the
systems and staff needed to maintain
the insurance operations for FHA
programs. The Office of Financial
Services provides policy guidance and
oversight for FHA’s debt management
and due diligence activities in the
Financial Operations Center and
supports FHA’s asset sales programs. A
summary of the functions of each
division and of the Financial Operations
Center follows:
PO 00000
Frm 00006
Fmt 4701
Sfmt 4703
(a) The Single Family Insurance
Operations Division. This Division is
responsible for providing financial
management services to FHA approved
lenders that originate and/or service
FHA Single Family insured mortgages.
The Single Family Insurance Operations
Division maintains insurance records
for approximately 32 million active or
terminated Single Family FHA-insured
loans. The Single Family Insurance
Operations Division collects the
mortgage insurance premiums and
processes refunds of overpayments and
unearned mortgage insurance
premiums.
(b) The Single Family Post Insurance
Division. This Division is responsible
for providing processing functions
necessary to support the FHA single
family asset acquisition, management,
and disposition operations. The Single
Family Post Insurance Division directs
and coordinates all operating
requirements, systems development,
and reporting functions requirements
for its areas of responsibility. The Single
Family Post Insurance Division provides
servicing support, claims processing,
and asset disposition processing. It also
provides contractor oversight as
appropriate.
(c) The Multifamily Financial
Operations Division. This Division is
responsible for performing the financial
management services necessary for the
servicing of all multifamily, insured
mortgages in the FHA portfolio and the
support of the approved lenders that
hold FHA-insured mortgages. The
Multifamily Financial Operations
Division is also responsible for the
servicing of HUD-held Multifamily
mortgages and the payment of claims for
Multifamily defaulted mortgages. These
responsibilities include collection of
insurance premiums, management of
escrow accounts, payments of
preservation and protection expenses,
and recording of mortgage satisfactions.
(d) The Financial Operations Center.
The Financial Operations Center
(Center) is responsible for providing
policy guidance, system support, and
general oversight of FHA debt
management, collection, and due
diligence/asset liquidation activities for
FHA Assets not elsewhere administered.
The Center is responsible for all
financial servicing duties in connection
with administering the FHA Title I loan
program.
(2) The Office of Financial Analysis
and Reporting. The Office of Financial
Analysis and Reporting is comprised of
three Headquarters Divisions. The
Office of Financial Analysis and
Reporting (OFAR) is responsible for
FHA financial management and
E:\FR\FM\20JNN2.SGM
20JNN2
srobinson on DSK4SPTVN1PROD with NOTICES2
Federal Register / Vol. 77, No. 119 / Wednesday, June 20, 2012 / Notices
reporting as well as providing policy
direction, review, and coordination of
the budgetary and accounting
responsibilities for the Office of
Housing-FHA Comptroller. OFAR
accumulates, summarizes, and
reconciles all of the FHA transactions
received from more than 15 subsidiary
(feeder) systems that capture the Single
Family, Multifamily, HECM and Title I
insurance activities. OFAR also is
responsible for maintaining FHA’s
internal control framework as well as
monitoring budget execution to ensure
obligations and expenditures do not
exceed authorized levels. OFAR
consolidates all of these activities for
presentation in FHA’s Annual
Management Report. In addition, OFAR
oversees cash management functions
and FHA investments. A description of
the three divisions’ functions follows.
(a) Financial Analysis and Controls
Division. This Division is responsible
for developing financial control
procedures, performing financial
analysis of accounting information, and
monitoring and controlling the FHA
budget execution process. It also is
responsible for managing subsidy flows
and borrowings to include borrowing
needs, repayments and interest
calculations.
(b) General Ledger Division. This
Division is responsible for the
preparation of all the cash accounting,
proprietary accounting, and budgetary
accounting entries that update the FHA
general ledger. This includes all daily
transactions and adjusting entries at the
end of each accounting period,
including entries required by Credit
Reform and budgetary accounting.
(c) The Financial Reporting Division.
This Division is responsible for
accounting and financial reporting
activities for FHA programs. The
division classifies, summarizes,
analyzes and reports accounting and
budgetary transactions for FHA
activities. In addition, the division
prepares financial reports as required by
the Department of Treasury and the
Office of Management and Budget and
provides guidance and interpretation of
guidelines and standards set forth by the
Department of Treasury, the Office of
Management and Budget and other
government agencies. The Division
monitors and prepares responses to
financial audits and performs certain
liaison functions in connection with
program audits. (Audits may be
performed by both internal and external
agencies.)
(3) Office of Systems and Technology.
The Office of Systems and Technology
coordinates the development and
maintenance of integrated financial and
VerDate Mar<15>2010
16:33 Jun 19, 2012
Jkt 226001
management information systems
necessary for accounting and
management of the Housing and FHA
programs.
Section II. Redelegations to the Office of
the Deputy Assistant Secretary for
Finance and Budget
The Assistant Secretary for Housing,
General Deputy Assistant Secretary for
Housing, and the Associate General
Deputy Assistant Secretary for Housing
redelegate program authority in broad
terms to the Deputy Assistant Secretary
for Finance and Budget and the
Associate Deputy Assistant Secretary for
Finance and Budget. In addition, the
Housing-FHA Comptroller, who reports
to the Deputy Assistant Secretary for
Finance and Budget, is redelegated
concurrent authority, with that of the
Deputy Assistant Secretary for Finance
and Budget and the Associate Deputy
Assistant Secretary for Finance and
Budget, to oversee the FHA financial
operations and other Office of Housing
activities. The general functions and a
brief description of the authority
redelegated are as follows:
A. General Authority
Authority is redelegated to the Deputy
Assistant Secretary for Finance and
Budget and to the Associate Deputy
Assistant Secretary for Finance and
Budget to sign any and all documents
necessary to carry out the business of
the Office of Finance and Budget,
including oversight of FHA financial
operations. In addition, authority is
redelegated to the Housing-FHA
Comptroller to sign any and all
documents necessary to carry out the
oversight of FHA financial operations.
In concert with the specific authorities
redelegated to each of them, the Deputy
Assistant Secretary for Finance and
Budget, the Associate Deputy Assistant
Secretary for Finance and Budget and
the Housing-FHA Comptroller, in
considering a transaction, are also
redelegated authority to waive any
directives not mandated by statute or
regulation, for good cause and with a
written justification.
37239
C. Investment of Surplus Funds
The Deputy Assistant Secretary for
Finance and Budget and the Associate
Deputy Assistant Secretary for Finance
and Budget are redelegated authority to
invest FHA funds in certain specified
types of accounts, e.g., U.S. Treasury
securities.
D. Borrowing from the U.S. Treasury
The Deputy Assistant Secretary for
Finance and Budget and the Associate
Deputy Assistant Secretary for Finance
and Budget are redelegated authority to
borrow from the U.S. Treasury such
funds as necessary to maintain a
positive cash flow in the various FHA
insurance funds.
E. Administration of the FHA Title I
Loans
The Deputy Assistant Secretary for
Finance and Budget and the Associate
Deputy Assistant Secretary for Finance
and Budget are redelegated the authority
to perform such duties as are necessary
to carry out the financial functions of
the FHA Title I Program.
F. Administration of the FHA Title II
Insured Loans
The Deputy Assistant Secretary for
Finance and Budget and the Associate
Deputy Assistant Secretary for Finance
and Budget are redelegated the authority
to perform such actions as may be
necessary to carry out the financial
functions of all FHA Title II insured
loans.
B. Oversight of Financial Operations
G. Payment of FHA Claims
The Deputy Assistant Secretary for
Finance and Budget and the Associate
Deputy Assistant Secretary for Finance
and Budget are redelegated such
authority to perform such actions as
may be necessary to make FHA claim
payments. These duties include but are
not limited to determining the
appropriate amount of benefits to be
paid, making appropriate certifications
for payments issued in debentures and/
or cash, extending requisite time
periods for a lender’s submission of
financial claim documentation, and
collecting, through administrative offset,
any indebtedness due HUD.
The Deputy Assistant Secretary for
Finance and Budget and the Associate
Deputy Assistant Secretary for Finance
and Budget are redelegated such
authority as is necessary to oversee the
financial management and operations of
Office of Housing programs. The FHA
Comptroller, who reports to the Deputy
Assistant Secretary for Finance and
Budget, is responsible for overseeing the
financial operations of the FHA.
H. Servicing of HUD-Held Loans
The Deputy Assistant Secretary for
Finance and Budget and the Associate
Deputy Assistant Secretary for Finance
and Budget are redelegated the authority
to perform such duties as are necessary
to carry out the financial responsibilities
for HUD-held notes and properties
including but not limited to collecting
mortgage payments, ensuring the
protection and preservation of
PO 00000
Frm 00007
Fmt 4701
Sfmt 4703
E:\FR\FM\20JNN2.SGM
20JNN2
37240
Federal Register / Vol. 77, No. 119 / Wednesday, June 20, 2012 / Notices
collateral, establishing and directing the
use of funds in escrow accounts, and
executing appropriate legal documents
upon payment-in-full of a mortgage.
I. Liaison With the U.S. Treasury
Department
The Deputy Assistant Secretary for
Finance and Budget and the Associate
Deputy Assistant Secretary for Finance
and Budget are redelegated such
authority as is necessary to process and
effect such transactions with the U.S.
Treasury as may be required in the
normal operation of FHA operations.
J. Sale of Secretary-Held Mortgages
The Deputy Assistant Secretary for
Finance and Budget and the Associate
Deputy Assistant Secretary for Finance
and Budget are redelegated such
authority as is necessary to sell
Secretary-held mortgages.
Section V. Revocation of Delegations
The Assistant Secretary for HousingFederal Housing Commissioner or the
General Deputy Assistant Secretary for
Housing-Deputy Federal Housing
Commissioner or the Associate General
Deputy Assistant Secretary for Housing
may, at any time, revoke any of the
authority redelegated herein. Notice of
any revocation will be published in the
Federal Register. This redelegation of
authority supersedes all prior
redelegations of authority to staff in the
Office of Finance and Budget.
Authority: Section 7(d), Department of
Housing and Urban Development Act, 42
U.S.C. 3535(d).
Dated: June 5, 2012.
Carol J. Galante,
Acting Assistant Secretary for Housing—
Federal Housing Commissioner.
[FR Doc. 2012–15067 Filed 6–19–12; 8:45 am]
BILLING CODE 4210–67–P
K. Management of HUD-Held Mortgages,
Notes, and HUD-Owned Properties
The Deputy Assistant Secretary for
Finance and Budget and the Associate
Deputy Assistant Secretary for Finance
and Budget are redelegated such
authority as is necessary to make
disbursements on HUD-owned or
managed properties for the payment of
property-related expenses, including
property taxes, utility bills, property
management fees, etc.
L. Source Selection Official
The Deputy Assistant Secretary for
Finance and Budget and the Associate
Deputy Assistant Secretary for Finance
and Budget are redelegated authority to
perform all functions of a source
selection official.
srobinson on DSK4SPTVN1PROD with NOTICES2
Section III. Further Redelegations
The authority redelegated by the
Assistant Secretary for Housing-Federal
Housing Commissioner, the General
Deputy Assistant Secretary-Deputy
Federal Housing Commissioner and the
Associate General Deputy Assistant
Secretary for Housing to the Deputy
Assistant Secretary for Finance and
Budget and the Associate Deputy
Assistant Secretary for Finance and
Budget may be redelegated. The
Housing-FHA Comptroller may not
redelegate the authority redelegated
herein.
Section IV. Authority Excepted
The authority redelegated in Section
II does not include the authority to issue
or waive regulations under the program
jurisdiction of the Assistant Secretary
for Housing.
VerDate Mar<15>2010
16:33 Jun 19, 2012
Jkt 226001
DEPARTMENT OF HOUSING AND
URBAN DEVELOPMENT
[Docket No. FR–5557–D–04]
Delegations of Authority for the Office
of Housing—Federal Housing
Administration (FHA); Redelegations
of Authority to Other HUD Offices
Office of the Assistant
Secretary for Housing—Federal Housing
Commissioner, HUD.
ACTION: Notice of redelegations of
authority.
AGENCY:
This notice updates the notice
of redelegations of authority published
on October 12, 2006, by the Assistant
Secretary for Housing Federal Housing
Commissioner to HUD officials in HUD
offices other than the Office of Housing.
DATES: Effective Date: June 5, 2012.
FOR FURTHER INFORMATION CONTACT:
Office of the Associate General Deputy
Assistant Secretary for Housing—
Federal Housing Commissioner,
Department of Housing and Urban
Development, 451 Seventh Street SW.,
Room 9110, Washington, DC 20410–
8000, phone 202–708–2601. (This is not
a toll-free number.) Persons with
hearing or speech impairments may
access this number through TTY by
calling the toll-free Federal Relay
Service at 800–877–8339.
SUPPLEMENTARY INFORMATION:
SUMMARY:
I. Background
Housing legislation and programs are
implemented and administered by the
Office of Housing. However, in some
instances, the nature of a statute or
PO 00000
Frm 00008
Fmt 4701
Sfmt 4703
program, or component thereof, requires
another HUD office to conduct the
program or participate in its
administration. On October 12, 2006 (71
FR 60168), the Assistant Secretary for
Housing—Federal Housing
Commissioner (Assistant Secretary for
Housing) redelegated certain authority
to the Office of Fair Housing and Equal
Opportunity (FHEO) and the Office of
the General Counsel (General Counsel)
and revoked all prior redelegations from
the Assistant Secretary for Housing to
these HUD offices.
The October 12, 2006, publication
also reiterated and updated the
authority previously redelegated to the
General Counsel. (That previous notice
of redelegation of authority was
published on March 12, 2004 (69 FR
11880).
Today’s notice reaffirms the authority
previously redelegated by the Assistant
Secretary for Housing to the General
Counsel. Please note that the
redelegation of authority to the General
Counsel does not affect the authority of
the Mortgagee Review Board, described
in 24 CFR 30.35, or of the Assistant
Secretary for Housing to initiate civil
money penalty actions.
In addition, today’s notice revokes
authority previously redelegated by the
Assistant Secretary for Housing to the
Assistant Secretary for Fair Housing and
Equal Opportunity. Previously, certain
programmatic regulation authorities
exercised by the Secretary of HUD over
the Government Sponsored Enterprises
(GSEs) pursuant to the Federal Housing
Enterprises Financial Safety and
Soundness Act of 1992 (FHEFSSA), 12
U.S.C 4501 et seq., had been delegated
to the Assistant Secretary for Housing.
Certain of these oversight requirements
involving affordable housing goals were
implemented by the Office of Housing;
certain other oversight requirements
involving fair housing performance by
the GSEs were implemented by the
Office of Fair Housing and Equal
Opportunity (FHEO) pursuant to a
redelegation to that office by the
Assistant Secretary for Housing. At this
time, regulatory authority over the GSEs
has been vested in the Federal Housing
Finance Agency pursuant to the
Housing and Economic Recovery Act of
2008 (Pub. L. 110–289, approved July
30, 2008) except for certain fair housing
requirements which fall wholly within
the purview of the Office of Fair
Housing and Equal Opportunity.
Therefore, this notice revokes the
previous October 2006 redelegation of
authority from the Assistant Secretary
for Housing to the Assistant Secretary
for Fair Housing and Equal Opportunity.
By separate notice HUD will publish a
E:\FR\FM\20JNN2.SGM
20JNN2
Agencies
[Federal Register Volume 77, Number 119 (Wednesday, June 20, 2012)]
[Notices]
[Pages 37237-37240]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-15067]
-----------------------------------------------------------------------
DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
[Docket No. FR-5557-D-03]
Delegations of Authority for the Office of Housing--Federal
Housing Administration (FHA), Redelegation of Authority to the Deputy
Assistant Secretary for Finance and Budget
AGENCY: Office of the Assistant Secretary for Housing--Federal Housing
Commissioner, HUD.
ACTION: Notice of revocation and redelegation of authority.
-----------------------------------------------------------------------
SUMMARY: On September 15, 2006, the Assistant Secretary for Housing--
Federal Housing Commissioner and the General Deputy Assistant Secretary
for Housing--Deputy Federal Housing Commissioner issued a comprehensive
redelegation of authority to the Deputy Assistant Secretary for the
Office of Finance and Budget. This redelegation of authority was
published on October 12, 2006. Today's notice, with minor edits,
updates and republishes in its entirety the redelegation of authority
to Office of Finance and Budget.
DATES: Effective Date: June 5, 2012.
FOR FURTHER INFORMATION CONTACT: Office of the Associate General Deputy
Assistant Secretary for Housing--Federal Housing Commissioner,
Department of Housing and Urban Development, 451 Seventh Street SW.,
Room 9110, Washington, DC 20410-8000, phone 202-708-2601. (This is not
[[Page 37238]]
a toll-free number.) Persons with hearing or speech impairments may
access this number through TTY by calling the toll-free Federal Relay
Service at 800-877-8339.
SUPPLEMENTARY INFORMATION: Section I of this document describes the
organization and functions of the Office of Finance and Budget. That
organization has not undergone major change since the October 12, 2006
(71 FR 60165), publication of the previous redelegation of authority to
Office of Finance and Budget, with the exception that the Office of
Evaluation has been moved under the jurisdiction of the Deputy
Assistant Secretary for Risk Management and Regulatory Affairs.
Therefore this publication does not include the Office of Evaluation
within the Finance and Budget Organization.
Section II of this notice describes the authority redelegated to
the Deputy Assistant Secretary for Finance and Budget and the Associate
Deputy Assistant Secretary for Finance and Budget. With the exception
of the addition of the position of Associate Deputy Assistant Secretary
for Finance and Budget and certain minor editorial changes, these
redelegations remain substantively the same as those published in the
October 12, 2006, notice.
Section I. Deputy Assistant Secretary for Finance and Budget:
Organization
Three offices report to the Deputy Assistant Secretary for Finance
and Budget. These are the (1) Office of Budget and Field Resources; (2)
Office of Asset Sales; and (3) Office of the Housing--FHA Comptroller.
The following is a brief summary of each of these offices' functions.
A. The Office of Budget and Field Resources
The Office of Budget and Field Resources is responsible for the
formulation, presentation, and execution of the Office of Housing's
program and administrative budgets. This includes fund assignments and
funds control, financial resource management, coordination of financial
resources in support of field operations, and budget analysis and
reporting. The Office of Budget and Field Resources is responsible for
analyzing and evaluating the financial and budgetary impact of new or
revised Office of Housing programs and policies, proposed legislation,
and new or revised OMB, GAO, or Treasury guidance. Finally, the
Director of the Office of Budget and Field Resources is Housing's Funds
Control Officer. The responsibilities and duties of personnel within
the Office of Budget and Field Resources pertain to internal HUD
matters, do not require rendering decisions that bind HUD in relation
to external clients and customers and, therefore, do not require
delegations of authority.
B. Office of Asset Sales
The Office of Asset Sales oversees the disposition of mortgage
notes acquired by Housing upon a default by the mortgagor and
assignment of the note to FHA in return for the payment of a claim. The
Office of Asset Sales is responsible for the sale of single family,
multifamily, nursing home and hospital notes in the manner most
advantageous to the federal government and supportive of the mission of
the agency. The Office of Asset Sales develops alternative disposition
methods that will reduce the acquisition and holding costs of these
assets while increasing recovery upon sale.
C. Office of the Housing--FHA Comptroller
The Office of the Housing--FHA Comptroller is a Headquarters
operation. The Office of the Housing-FHA Comptroller contains one field
component, the Financial Operations Center, located in Albany, New
York, and three major offices in Washington, DC
(1) The Office of Financial Service. The Office of Financial
Services is comprised of three Headquarters divisions, and one field
component, the Financial Operations Center, which is located in Albany,
New York. The Office of Financial Services provides the policy
direction, review, and coordination required to collect mortgage
insurance premiums, to provide the financial services required to
support FHA's multibillion dollar Single Family, Multifamily, and Title
I insurance portfolios, and to provide the financial support necessary
to manage FHA's asset management and disposition programs. The Office
of Financial Services collects and maintains financial data necessary
to generate accurate accounting entries to the General and Subsidiary
ledgers and FHA's financial statements. The Office of Financial
Services supports the systems and staff needed to maintain the
insurance operations for FHA programs. The Office of Financial Services
provides policy guidance and oversight for FHA's debt management and
due diligence activities in the Financial Operations Center and
supports FHA's asset sales programs. A summary of the functions of each
division and of the Financial Operations Center follows:
(a) The Single Family Insurance Operations Division. This Division
is responsible for providing financial management services to FHA
approved lenders that originate and/or service FHA Single Family
insured mortgages. The Single Family Insurance Operations Division
maintains insurance records for approximately 32 million active or
terminated Single Family FHA-insured loans. The Single Family Insurance
Operations Division collects the mortgage insurance premiums and
processes refunds of overpayments and unearned mortgage insurance
premiums.
(b) The Single Family Post Insurance Division. This Division is
responsible for providing processing functions necessary to support the
FHA single family asset acquisition, management, and disposition
operations. The Single Family Post Insurance Division directs and
coordinates all operating requirements, systems development, and
reporting functions requirements for its areas of responsibility. The
Single Family Post Insurance Division provides servicing support,
claims processing, and asset disposition processing. It also provides
contractor oversight as appropriate.
(c) The Multifamily Financial Operations Division. This Division is
responsible for performing the financial management services necessary
for the servicing of all multifamily, insured mortgages in the FHA
portfolio and the support of the approved lenders that hold FHA-insured
mortgages. The Multifamily Financial Operations Division is also
responsible for the servicing of HUD-held Multifamily mortgages and the
payment of claims for Multifamily defaulted mortgages. These
responsibilities include collection of insurance premiums, management
of escrow accounts, payments of preservation and protection expenses,
and recording of mortgage satisfactions.
(d) The Financial Operations Center. The Financial Operations
Center (Center) is responsible for providing policy guidance, system
support, and general oversight of FHA debt management, collection, and
due diligence/asset liquidation activities for FHA Assets not elsewhere
administered. The Center is responsible for all financial servicing
duties in connection with administering the FHA Title I loan program.
(2) The Office of Financial Analysis and Reporting. The Office of
Financial Analysis and Reporting is comprised of three Headquarters
Divisions. The Office of Financial Analysis and Reporting (OFAR) is
responsible for FHA financial management and
[[Page 37239]]
reporting as well as providing policy direction, review, and
coordination of the budgetary and accounting responsibilities for the
Office of Housing-FHA Comptroller. OFAR accumulates, summarizes, and
reconciles all of the FHA transactions received from more than 15
subsidiary (feeder) systems that capture the Single Family,
Multifamily, HECM and Title I insurance activities. OFAR also is
responsible for maintaining FHA's internal control framework as well as
monitoring budget execution to ensure obligations and expenditures do
not exceed authorized levels. OFAR consolidates all of these activities
for presentation in FHA's Annual Management Report. In addition, OFAR
oversees cash management functions and FHA investments. A description
of the three divisions' functions follows.
(a) Financial Analysis and Controls Division. This Division is
responsible for developing financial control procedures, performing
financial analysis of accounting information, and monitoring and
controlling the FHA budget execution process. It also is responsible
for managing subsidy flows and borrowings to include borrowing needs,
repayments and interest calculations.
(b) General Ledger Division. This Division is responsible for the
preparation of all the cash accounting, proprietary accounting, and
budgetary accounting entries that update the FHA general ledger. This
includes all daily transactions and adjusting entries at the end of
each accounting period, including entries required by Credit Reform and
budgetary accounting.
(c) The Financial Reporting Division. This Division is responsible
for accounting and financial reporting activities for FHA programs. The
division classifies, summarizes, analyzes and reports accounting and
budgetary transactions for FHA activities. In addition, the division
prepares financial reports as required by the Department of Treasury
and the Office of Management and Budget and provides guidance and
interpretation of guidelines and standards set forth by the Department
of Treasury, the Office of Management and Budget and other government
agencies. The Division monitors and prepares responses to financial
audits and performs certain liaison functions in connection with
program audits. (Audits may be performed by both internal and external
agencies.)
(3) Office of Systems and Technology. The Office of Systems and
Technology coordinates the development and maintenance of integrated
financial and management information systems necessary for accounting
and management of the Housing and FHA programs.
Section II. Redelegations to the Office of the Deputy Assistant
Secretary for Finance and Budget
The Assistant Secretary for Housing, General Deputy Assistant
Secretary for Housing, and the Associate General Deputy Assistant
Secretary for Housing redelegate program authority in broad terms to
the Deputy Assistant Secretary for Finance and Budget and the Associate
Deputy Assistant Secretary for Finance and Budget. In addition, the
Housing-FHA Comptroller, who reports to the Deputy Assistant Secretary
for Finance and Budget, is redelegated concurrent authority, with that
of the Deputy Assistant Secretary for Finance and Budget and the
Associate Deputy Assistant Secretary for Finance and Budget, to oversee
the FHA financial operations and other Office of Housing activities.
The general functions and a brief description of the authority
redelegated are as follows:
A. General Authority
Authority is redelegated to the Deputy Assistant Secretary for
Finance and Budget and to the Associate Deputy Assistant Secretary for
Finance and Budget to sign any and all documents necessary to carry out
the business of the Office of Finance and Budget, including oversight
of FHA financial operations. In addition, authority is redelegated to
the Housing-FHA Comptroller to sign any and all documents necessary to
carry out the oversight of FHA financial operations. In concert with
the specific authorities redelegated to each of them, the Deputy
Assistant Secretary for Finance and Budget, the Associate Deputy
Assistant Secretary for Finance and Budget and the Housing-FHA
Comptroller, in considering a transaction, are also redelegated
authority to waive any directives not mandated by statute or
regulation, for good cause and with a written justification.
B. Oversight of Financial Operations
The Deputy Assistant Secretary for Finance and Budget and the
Associate Deputy Assistant Secretary for Finance and Budget are
redelegated such authority as is necessary to oversee the financial
management and operations of Office of Housing programs. The FHA
Comptroller, who reports to the Deputy Assistant Secretary for Finance
and Budget, is responsible for overseeing the financial operations of
the FHA.
C. Investment of Surplus Funds
The Deputy Assistant Secretary for Finance and Budget and the
Associate Deputy Assistant Secretary for Finance and Budget are
redelegated authority to invest FHA funds in certain specified types of
accounts, e.g., U.S. Treasury securities.
D. Borrowing from the U.S. Treasury
The Deputy Assistant Secretary for Finance and Budget and the
Associate Deputy Assistant Secretary for Finance and Budget are
redelegated authority to borrow from the U.S. Treasury such funds as
necessary to maintain a positive cash flow in the various FHA insurance
funds.
E. Administration of the FHA Title I Loans
The Deputy Assistant Secretary for Finance and Budget and the
Associate Deputy Assistant Secretary for Finance and Budget are
redelegated the authority to perform such duties as are necessary to
carry out the financial functions of the FHA Title I Program.
F. Administration of the FHA Title II Insured Loans
The Deputy Assistant Secretary for Finance and Budget and the
Associate Deputy Assistant Secretary for Finance and Budget are
redelegated the authority to perform such actions as may be necessary
to carry out the financial functions of all FHA Title II insured loans.
G. Payment of FHA Claims
The Deputy Assistant Secretary for Finance and Budget and the
Associate Deputy Assistant Secretary for Finance and Budget are
redelegated such authority to perform such actions as may be necessary
to make FHA claim payments. These duties include but are not limited to
determining the appropriate amount of benefits to be paid, making
appropriate certifications for payments issued in debentures and/or
cash, extending requisite time periods for a lender's submission of
financial claim documentation, and collecting, through administrative
offset, any indebtedness due HUD.
H. Servicing of HUD-Held Loans
The Deputy Assistant Secretary for Finance and Budget and the
Associate Deputy Assistant Secretary for Finance and Budget are
redelegated the authority to perform such duties as are necessary to
carry out the financial responsibilities for HUD-held notes and
properties including but not limited to collecting mortgage payments,
ensuring the protection and preservation of
[[Page 37240]]
collateral, establishing and directing the use of funds in escrow
accounts, and executing appropriate legal documents upon payment-in-
full of a mortgage.
I. Liaison With the U.S. Treasury Department
The Deputy Assistant Secretary for Finance and Budget and the
Associate Deputy Assistant Secretary for Finance and Budget are
redelegated such authority as is necessary to process and effect such
transactions with the U.S. Treasury as may be required in the normal
operation of FHA operations.
J. Sale of Secretary-Held Mortgages
The Deputy Assistant Secretary for Finance and Budget and the
Associate Deputy Assistant Secretary for Finance and Budget are
redelegated such authority as is necessary to sell Secretary-held
mortgages.
K. Management of HUD-Held Mortgages, Notes, and HUD-Owned Properties
The Deputy Assistant Secretary for Finance and Budget and the
Associate Deputy Assistant Secretary for Finance and Budget are
redelegated such authority as is necessary to make disbursements on
HUD-owned or managed properties for the payment of property-related
expenses, including property taxes, utility bills, property management
fees, etc.
L. Source Selection Official
The Deputy Assistant Secretary for Finance and Budget and the
Associate Deputy Assistant Secretary for Finance and Budget are
redelegated authority to perform all functions of a source selection
official.
Section III. Further Redelegations
The authority redelegated by the Assistant Secretary for Housing-
Federal Housing Commissioner, the General Deputy Assistant Secretary-
Deputy Federal Housing Commissioner and the Associate General Deputy
Assistant Secretary for Housing to the Deputy Assistant Secretary for
Finance and Budget and the Associate Deputy Assistant Secretary for
Finance and Budget may be redelegated. The Housing-FHA Comptroller may
not redelegate the authority redelegated herein.
Section IV. Authority Excepted
The authority redelegated in Section II does not include the
authority to issue or waive regulations under the program jurisdiction
of the Assistant Secretary for Housing.
Section V. Revocation of Delegations
The Assistant Secretary for Housing-Federal Housing Commissioner or
the General Deputy Assistant Secretary for Housing-Deputy Federal
Housing Commissioner or the Associate General Deputy Assistant
Secretary for Housing may, at any time, revoke any of the authority
redelegated herein. Notice of any revocation will be published in the
Federal Register. This redelegation of authority supersedes all prior
redelegations of authority to staff in the Office of Finance and
Budget.
Authority: Section 7(d), Department of Housing and Urban
Development Act, 42 U.S.C. 3535(d).
Dated: June 5, 2012.
Carol J. Galante,
Acting Assistant Secretary for Housing--Federal Housing Commissioner.
[FR Doc. 2012-15067 Filed 6-19-12; 8:45 am]
BILLING CODE 4210-67-P