Muzaffer Aslan, M.D.; Decision and Order, 37068-37070 [2012-15061]
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37068
Federal Register / Vol. 77, No. 119 / Wednesday, June 20, 2012 / Notices
the Commission has determined to
reverse the ALJ’s finding of violation of
section 337 by the ’674 patent and
affirm, with modifications, the findings
of no violation of section 337 as to the
’006, ’063 and ’566 patents. Specifically,
the Commission finds that the asserted
claims of the ‘674 patent are infringed
by respondents CMI, Qsida, and BenQ,
and that respondents have shown that
claims 1, 7, 8, 14, 16, 17, and 18 of the
’674 patent are anticipated by Fujitsu
and that claims 9, 11, and 13 are
obvious in view of Fujitsu and the
knowledge of one of ordinary skill in
the art. The Commission also finds that
(a) Respondents do not infringe the
asserted claims of the ’006 patent; (b)
Scheuble does not anticipate claims 4
and 7 of the ’006 patent; (c) respondent
AUO, Qsida, and BenQ infringe claims
11, 12, 14, 17, and 18, but not the
remaining asserted claims of the ’063
patent; (d) respondent CMI does not
infringe the asserted claims of the ’063
patent; (e) the ’063 patent are obvious in
view of Sugata and Tsuboyama; (f) Lowe
and Miyazaki are prior art to claims 1–
4 and 8 of the ’063 patent, but not the
remaining asserted claims of the ’063
patent; (g) respondents have not shown
that Lowe anticipates the asserted
claims of the ’063 patent; (h) Miyazaki
anticipates claims 11, 12, 14, 17, and 18
of the ’063 patent, but not any of the
remaining asserted claims of the ’063
patent; (i) respondents have not shown
that claim 3 of the ’556 patent is obvious
in view of Takizawa and Possin; and (j)
complainant satisfied the economic
prong of the domestic industry
requirement under 19 U.S.C.
1337(a)(3)(C). Therefore, the
investigation is terminated with a
finding of no violation as to the ’006,
’063, ’556 and ’674 patents. With respect
to the ’941 patent, the Commission
affirms that (a) respondents do not
infringe the asserted claims of the ‘941
patent; and (b) respondents have not
shown that the asserted claims of the
‘941 patent are obvious in view of Baba.
The Commission reverses the ALJ’s
ruling to exclude from the record
evidence of the ViewFrame II+2 prior
art, and remands to the ALJ to decide
whether the ViewFrame II+2 anticipates
the asserted claims of the ’941 patent
(the Commission notes that this patent
expires on August 26, 2012).
The authority for the Commission’s
determination is contained in section
337 of the Tariff Act of 1930, as
amended (19 U.S.C. 1337), and in
sections 210.42–46 and 210.50 of the
Commission’s Rules of Practice and
Procedure (19 CFR 210.42–46 and
210.50).
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By order of the Commission.
Issued: June 14, 2012.
Lisa Barton,
Acting Secretary to the Commission.
[FR Doc. 2012–15005 Filed 6–19–12; 8:45 am]
BILLING CODE 7020–02–P
DEPARTMENT OF JUSTICE
Drug Enforcement Administration
Muzaffer Aslan, M.D.; Decision and
Order
On December 14, 2011, I, the
Administrator of the Drug Enforcement
Administration, issued an Order to
Show Cause and Immediate Suspension
of Registration to Muzaffer Aslan, M.D.
(hereinafter, Respondent), of Los
Angeles, California. GX 2. The Show
Cause Order proposed the revocation of
Respondent’s DEA Certificate of
Registration AA0044040, which
authorizes him to dispense controlled
substances as a practitioner, on the
ground that Respondent does not
possess authority under the laws of the
State of California, the State in which he
is registered with DEA, to dispense
controlled substances. Id. at 1 (citing
21 U.S.C. 824(a)(3)). The Order further
proposed the denial of any applications
to renew or modify Respondent’s
registration, as well as for any
additional registration, on the ground
that his ‘‘continued registration is
inconsistent with the public interest.’’
Id. (citing 21 U.S.C. 823(f)).
The Show Cause Order specifically
alleged that on December 2, 2010, the
Medical Board of California had revoked
Respondent’s State medical license and
that the Board had found, inter alia, that
Respondent had, on multiple occasions,
prescribed controlled substances
‘‘without performing a prior good faith
examination.’’ Id. at 1–2. The Order thus
alleged that Respondent is currently
without authority to handle controlled
substances in California. Id. at 2.
The Show Cause Order further alleged
that notwithstanding that Respondent is
‘‘prohibited from practicing medicine in
* * * California,’’ he has continued to
prescribe controlled substances as
evidenced by data from the State’s
prescription monitoring program. Id.
Based on the forgoing, I concluded that
Respondent’s continued registration
during the pendency of the proceedings
would constitute an ‘‘imminent danger
to the public health and safety.’’ Id.
(citing 21 U.S.C. 824(a)(4)). I therefore
authorized the immediate suspension of
Respondent’s registration. Id.
On or about December 15, 2011, a
DEA Diversion Investigator personally
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served the Order on Respondent by
hand-delivering a copy to his
residence.1 GX 7, at 2. The DI also
mailed a copy of the Order to
Respondent. Id.
On December 28, 2011, Respondent
submitted a letter to the Hearing Clerk,
Office of Administrative Law Judges. GX
3. Therein, Respondent stated that he
was waiving his right to a hearing but
submitting a written statement of his
position regarding the allegations. GX 3.
Pursuant to 21 CFR 1301.43(c),
Respondent’s statement has been made
a part of the record of this proceeding
and has been considered in this
decision.
On February 7, 2012, the Government
submitted its Request for Final Agency
Action and forwarded the record to me.
Having considered the entire record, I
find that substantial evidence supports
a finding that Respondent no longer
possesses authority under the laws of
the State of California to dispense
controlled substances. I also find that
substantial evidence supports a finding
that Respondent dispensed controlled
substances even after the Medical Board
of California revoked his state license,
and was no longer lawfully authorized
to dispense controlled substances under
his CSA registration. I thus conclude
that the Government has made out a
prima facie case for revocation of
Respondent’s registration. Finally,
because nothing in Respondent’s
statement refutes the Government’s
prima facie case, I will order that his
registration be revoked and that any
application be denied. I make the
following findings of fact.
Findings
Respondent is the holder of DEA
Certificate of Registration AA0044040,
which authorized him (prior to the
Immediate Suspension Order), to
dispense controlled substances in
schedules II through V as a practitioner
at the registered location of 11847
Wilshire Blvd., Suite 303–A, Los
Angeles, CA 90025. GX 1. Respondent’s
registration does not expire until
June 30, 2012. Id.
Respondent previously held
Physician’s and Surgeon’s Certificate
Number A18999, which was issued by
the Medical Board of California (MBC).
However, on November 3, 2010, the
1 The Order further explained the procedures
available to Respondent to contest the allegations.
GX 2, at 2–3. These included his right to request
a hearing, his right to submit a written statement
regarding the matters of fact and law alleged in the
Show Cause Order while waiving his right to a
hearing, and finally, the consequences for failing to
do either within the thirty-day time limit. See id.
(citing 21 CFR 1301.43 and 1316.47).
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MBC adopted the Proposed Decision of
a State Administrative Law Judge (ALJ)
regarding the MBC’s Accusation and
Petition to Revoke Probation; the MBC’s
order became effective on December 2,
2010. GX 4, at 1.
As set forth in the Proposed Decision,
Respondent and the MBC had
previously entered into a Stipulated
Settlement and Disciplinary Order,
which placed Respondent on probation
and required that he comply with
various terms and conditions, including
that he ‘‘maintain a record of all
controlled substances ordered,
prescribed, dispensed, administered, or
possessed by him.’’ Id. at 3. While
following the MBC’s Order, Respondent
continued to prescribe controlled
substances, he failed to comply with the
Order and yet filed reports with the
MBC, under the penalty of perjury,
stating that he was doing so. Id. at
4–6. Indeed, at the state hearing, he
asserted that he was not required to
keep the log even though he was warned
on various dates by MBC inspectors that
he was required to do so. Id.
The State ALJ found that
Respondent’s ‘‘affirmations under
penalty of perjury that he had complied
with all the terms and conditions of his
probation were knowingly false.’’ Id. at
6. The State ALJ further found that
Respondent had refused to admit
wrongdoing and had provided no
assurances that he would comply with
the condition in the future. Id. at 6–7.
The State ALJ thus concluded that ‘‘the
public health, safety and welfare cannot
be protected by any discipline short of
revocation’’ and thus proposed that
Respondent’s medical license be
revoked. Id. at 7–8.
The Government also submitted
printouts it obtained from the California
Substance Utilization Review &
Evaluation System showing
Respondent’s prescribing history.
However, this document does not show
the actual date on which the
prescriptions were written, but rather,
the dates on which they were filled.
Even so, because under the CSA, a
prescription cannot be filled more than
six months after the date on which it
was written, see 21 U.S.C. 829(b), the
printouts establish that Respondent
issued prescriptions for such drugs as
hydrocodone/acetaminophen, a
schedule III controlled substance, as
well as zolpidem tartrate and
diethylproprion hcl, both being
schedule IV controlled substances, after
his state license was revoked.2 See GXs
2 Because the document does not list the actual
date of issuance, but rather, only the fill date of the
prescriptions, many of the prescriptions listed as
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5 & 6; see also 21 CFR 1308.13(e); id.
1308.14(c) & (e).
Discussion
Pursuant to 21 U.S.C. 824(a)(3), the
Attorney General is authorized to
suspend or revoke a registration issued
under section 823 ‘‘upon a finding that
the registrant * * * has had his State
license * * * suspended [or] revoked
* * * by competent State authority and
is no longer authorized by State law to
engage in the * * * dispensing of
controlled substances.’’ Moreover, DEA
has repeatedly held that the possession
of authority to dispense controlled
substances under the laws of the State
in which a practitioner engages in
professional practice is a fundamental
condition for obtaining and maintaining
a practitioner’s registration.
This rule derives from the text of two
provisions of the CSA. First, Congress
defined ‘‘the term ‘practitioner’ [to]
mean[ ] a * * * physician * * * or
other person licensed, registered or
otherwise permitted, by * * * the
jurisdiction in which he practices * * *
to distribute, dispense, [or] administer
* * * a controlled substance in the
course of professional practice.’’ 21
U.S.C. 802(21). Second, in setting the
requirements for obtaining a
practitioner’s registration, Congress
directed that ‘‘[t]he Attorney General
shall register practitioners * * * if the
applicant is authorized to dispense
* * * controlled substances under the
laws of the State in which he practices.’’
21 U.S.C. 823(f). And because Congress
has clearly mandated that a practitioner
possess state authority in order to be
deemed a practitioner under the Act,
DEA has repeatedly held that revocation
is the appropriate sanction whenever a
practitioner is no longer authorized to
dispense controlled substances,
regardless of whether the practitioner’s
state authority has been revoked or is
subject only to a suspension of fixed
duration. See James L. Hooper, 76 FR
71371, 71373 (2011) (collecting cases).
In his written statement, Respondent
does not dispute that his state license
has been suspended. Rather, he asserts
that the MBC’s order ‘‘is the result of the
exaggerated reports of two young
inexperienced doctors (who are not
internal medicine specialists such as
[him]self, but are preventive medicine
and family medicine specialists, and are
therefore unqualified to make a report)
each paid $150 per hour for their work
having been filled or refilled after the effective date
of the Board’s revocation order may have actually
been written before the effective date. Accordingly,
in making this finding, I have relied only on those
prescriptions which were initially filled after
June 2, 2011.
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37069
of review of seven of my patients’
charts.’’ GX 3, at 1. Respondent further
asserts that the MBC’s order of
revocation ‘‘is essentially the result of a
disagreement between the Medical
Board and myself’’ and that all the
information regarding his prescriptions
‘‘was kept in the Progress Notes of the
patients’ charts’’ and ‘‘therefore[,] there
was no reason to ask me to keep’’ the
log. Id. at 1–2.
Respondent’s argument is a collateral
attack on the validity of the MBC’s
Revocation Order. However, DEA has
held repeatedly that a registrant cannot
collaterally attack the result of a state
criminal or administrative proceeding in
a proceeding under section 304, 21
U.S.C. 824, of the CSA. Calvin Ramsey,
76 FR 20034, 20036 (2011) (other
citations omitted); Brenton D. Glisson,
72 FR 54296, 54297 n.2 (2007); Shahid
Musud Siddiqui, 61 FR 14818, 14818–19
(1996). Rather, Respondent’s challenge
to the validity of the MBC’s Revocation
Order must be litigated in the forums
provided by the State of California, and
his contentions regarding the validity of
the MBC’s Order are not material to this
Agency’s resolution of whether he is
entitled to maintain his DEA registration
in California.
Because it is undisputed that
Respondent currently lacks authority to
dispense controlled substances in
California, the State in which he holds
his DEA registration, Respondent no
longer meets the definition of a
practitioner under the CSA and
therefore, he is not entitled to maintain
his registration. Accordingly, his
registration will be revoked.3
3 The record also supports a finding that
Respondent continued prescribing controlled
substances following the revocation of his state
license. This conduct is actionable under 21 U.S.C.
§ 824(a)(4), which authorizes the revocation of a
registration where a registrant has committed acts
which ‘‘render his registration * * * inconsistent
with the public interest.’’ In determining the public
interest, the Agency is required to consider the
following factors:
(1) The recommendation of the appropriate State
licensing board or professional disciplinary
authority.
(2) The applicant’s experience in dispensing
* * * controlled substances.
(3) The applicant’s conviction record under
Federal or State laws relating to the manufacture,
distribution, or dispensing of controlled substances.
(4) Compliance with applicable State, Federal, or
local laws relating to controlled substances.
(5) Such other conduct which may threaten the
public health and safety.
21 U.S.C. 823(f). The public interest factors are
considered in the disjunctive. Robert A. Leslie, 68
FR 15227, 15230 (2003). I may rely on any one or
a combination of factors and may give each factor
the weight I deem appropriate in determining
whether to revoke an existing registration or to deny
an application for a registration. Id. Moreover, I am
‘‘not required to make findings as to all of the
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Federal Register / Vol. 77, No. 119 / Wednesday, June 20, 2012 / Notices
Order
Pursuant to the authority vested in me
by 21 U.S.C. 824(a)(3) & (4), as well as
28 CFR 0.100(b), I order that DEA
Certificate of Registration AA0044040,
issued to Muzaffer Aslan, M.D., be, and
it hereby is, revoked. I further order that
any pending application of Muzaffer
Aslan, M.D., to renew or modify his
registration, be, and it hereby is, denied.
This Order is effective immediately.4
Dated: June 8, 2012.
Michele M. Leonhart,
Administrator.
[FR Doc. 2012–15061 Filed 6–19–12; 8:45 am]
BILLING CODE 4410–09–P
DEPARTMENT OF LABOR
Employment and Training
Administration
Proposed Collection of Information for
the Evaluation of the Self-Employment
Training Demonstration; New
Collection
Employment and Training
Administration (ETA), Labor.
ACTION: Notice.
AGENCY:
The Department of Labor
(Department or DOL), as part of its
continuing effort to reduce paperwork
and respondent burden, conducts a preclearance consultation program to
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SUMMARY:
factors.’’ Hoxie v. DEA, 419 F.3d 477, 482 (6th Cir.
2005); see also Morall v. DEA, 412 F.3d 165, 173–
74 (D.C. Cir. 2005). See also MacKay v. DEA, 664
F.3d 808, 816 (10th Cir. 2011).
In this matter, I have considered all of the factors.
With respect to factor one, the same considerations
as set forth above in the discussion of my authority
under 21 U.S.C. 824(a)(3) apply. Furthermore, while
there is no evidence that Respondent has been
convicted of an offense falling within factor three,
under DEA precedent, this is not dispositive. See
MacKay, 664 F.3d at 817–18 (quoting Dewey C.
MacKay, 75 FR 49956, 49973 (2010)).
However, I further find that evidence, which is
relevant under factor two (Respondent’s experience
in dispensing controlled substances) and factor four
(Respondent’s compliance with applicable laws
related to controlled substances), establishes that
Respondent issued controlled substance
prescriptions after the State revoked his medical
license. This is a violation of 21 U.S.C.
1306.03(a)(1), which provides that ‘‘[a] prescription
for a controlled substance may be issued only by
an individual practitioner who is * * *
[a]uthorized to prescribe controlled substances by
the jurisdiction in which he is licensed to practice
his profession’’ and thus constitutes a violation of
21 U.S.C. 841(a)(1). Moreover, while Respondent
stated in his letter that ‘‘[t]his is not accurate’’ and
that two MBC investigators ‘‘talked to me about it,’’
GX 3, at 1, he offered no probative evidence to
refute the allegation.
4 For the same reason that led me to order the
Immediate Suspension of Respondent’s registration,
I conclude that the public interest necessitates that
this Order be effective immediately. See 21 CFR
1316.67.
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provide the general public and Federal
agencies with an opportunity to
comment on proposed and/or
continuing collections of information in
accordance with the Paperwork
Reduction Act of 1995 (PRA) [44 U.S.C.
3505(c)(2)(A)]. The program helps to
ensure that requested data can be
provided in the desired format,
reporting burden (time and financial
resources) is minimized, collection
instruments are clearly understood, and
the impact of the collection
requirements on respondents can be
properly assessed.
The proposed application package,
follow-up survey, site visit data
collection, and case study interviews are
for an evaluation of the SelfEmployment Training (SET)
Demonstration. This demonstration and
its evaluation are sponsored by ETA to
understand whether providing
dislocated workers access to selfemployment training and counseling
services increases their likelihood of
reemployment, their earnings, and their
propensity to enter into selfemployment.
DATES: Written comments must be
submitted to the office listed in the
addressee’s section below on or before
August 20, 2012.
ADDRESSES: A copy of this proposed
information collection request may be
obtained by contacting Janet Javar at
202–693–3677 (this is not a toll-free
number) or email: javar.janet@dol.gov.
Comments are to be submitted to
Department of Labor/Employment and
Training Administration, Attn: Janet
Javar, 200 Constitution Avenue NW.,
Room N–5641, Washington, DC 20210.
Written comments may be transmitted
by facsimile to 202–693–2766 (this is
not a toll-free number) or emailed to
javar.janet@dol.gov.
SUPPLEMENTARY INFORMATION:
I. Background
ETA seeks to implement and
rigorously evaluate the effectiveness of
innovative strategies for promoting
employment based on the authority
granted to the agency under Title I of
the Workforce Investment Act. The SET
Demonstration focuses specifically on
self-employment as a reemployment
strategy for dislocated workers. The
demonstration is premised on the
hypotheses that: (1) Self-employment
could be a viable strategy for dislocated
workers to become reemployed; (2)
starting a small business is difficult,
especially for individuals who lack
business expertise or access to start-up
capital; and (3) dislocated workers
might experience difficulties locating
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and accessing training and counseling
services that could effectively prepare
them for self-employment via the
existing workforce infrastructure.
The SET Demonstration will
implement a new service delivery
model that seeks to better connect
dislocated workers to self-employment
services. This approach differs from
previous large-scale demonstration
programs, which have provided mixed
evidence on the effectiveness of selfemployment services on earnings and
employment, because the SET
Demonstration will: (1) Rely on selfemployment advisors to offer more
intensive business development
counseling services than prior
demonstrations have offered; and (2)
concentrate on dislocated workers who
have fairly limited traditional
employment prospects but are wellpositioned to benefit from selfemployment counseling and training.
The SET Evaluation will assess the
effectiveness of the SET Demonstration
model.
II. Review Focus
The Department is particularly
interested in comments which:
• Evaluate whether the proposed
collection of information is necessary
for the proper performance of the
functions of the agency, including
whether the information will have
practical utility;
• Evaluate the accuracy of the
agency’s estimate of the burden of the
proposed collection of information,
including the validity of the
methodology and assumptions used;
• Enhance the quality, utility, and
clarity of the information to be
collected; and
• Minimize the burden of the
collection of information on those who
are to respond, including through the
use of appropriate automated,
electronic, mechanical, or other
technological collection techniques or
other forms of information technology,
e.g., permitting electronic submission of
responses.
III. Current Actions
This proposed information collection
will involve collecting data from
participants of the SET Demonstration.
Agency: Employment and Training
Administration.
Type of Review: New Collection.
Title of Collection: Information and
Survey Collection for the SelfEmployment Training Demonstration.
OMB Control Number: 1205–0NEW.
Affected Public: Applicants and
participants (dislocated workers), OneStop Career Center (OSCC)
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Agencies
[Federal Register Volume 77, Number 119 (Wednesday, June 20, 2012)]
[Notices]
[Pages 37068-37070]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-15061]
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DEPARTMENT OF JUSTICE
Drug Enforcement Administration
Muzaffer Aslan, M.D.; Decision and Order
On December 14, 2011, I, the Administrator of the Drug Enforcement
Administration, issued an Order to Show Cause and Immediate Suspension
of Registration to Muzaffer Aslan, M.D. (hereinafter, Respondent), of
Los Angeles, California. GX 2. The Show Cause Order proposed the
revocation of Respondent's DEA Certificate of Registration AA0044040,
which authorizes him to dispense controlled substances as a
practitioner, on the ground that Respondent does not possess authority
under the laws of the State of California, the State in which he is
registered with DEA, to dispense controlled substances. Id. at 1
(citing 21 U.S.C. 824(a)(3)). The Order further proposed the denial of
any applications to renew or modify Respondent's registration, as well
as for any additional registration, on the ground that his ``continued
registration is inconsistent with the public interest.'' Id. (citing 21
U.S.C. 823(f)).
The Show Cause Order specifically alleged that on December 2, 2010,
the Medical Board of California had revoked Respondent's State medical
license and that the Board had found, inter alia, that Respondent had,
on multiple occasions, prescribed controlled substances ``without
performing a prior good faith examination.'' Id. at 1-2. The Order thus
alleged that Respondent is currently without authority to handle
controlled substances in California. Id. at 2.
The Show Cause Order further alleged that notwithstanding that
Respondent is ``prohibited from practicing medicine in * * *
California,'' he has continued to prescribe controlled substances as
evidenced by data from the State's prescription monitoring program. Id.
Based on the forgoing, I concluded that Respondent's continued
registration during the pendency of the proceedings would constitute an
``imminent danger to the public health and safety.'' Id. (citing 21
U.S.C. 824(a)(4)). I therefore authorized the immediate suspension of
Respondent's registration. Id.
On or about December 15, 2011, a DEA Diversion Investigator
personally served the Order on Respondent by hand-delivering a copy to
his residence.\1\ GX 7, at 2. The DI also mailed a copy of the Order to
Respondent. Id.
---------------------------------------------------------------------------
\1\ The Order further explained the procedures available to
Respondent to contest the allegations. GX 2, at 2-3. These included
his right to request a hearing, his right to submit a written
statement regarding the matters of fact and law alleged in the Show
Cause Order while waiving his right to a hearing, and finally, the
consequences for failing to do either within the thirty-day time
limit. See id. (citing 21 CFR 1301.43 and 1316.47).
---------------------------------------------------------------------------
On December 28, 2011, Respondent submitted a letter to the Hearing
Clerk, Office of Administrative Law Judges. GX 3. Therein, Respondent
stated that he was waiving his right to a hearing but submitting a
written statement of his position regarding the allegations. GX 3.
Pursuant to 21 CFR 1301.43(c), Respondent's statement has been made a
part of the record of this proceeding and has been considered in this
decision.
On February 7, 2012, the Government submitted its Request for Final
Agency Action and forwarded the record to me. Having considered the
entire record, I find that substantial evidence supports a finding that
Respondent no longer possesses authority under the laws of the State of
California to dispense controlled substances. I also find that
substantial evidence supports a finding that Respondent dispensed
controlled substances even after the Medical Board of California
revoked his state license, and was no longer lawfully authorized to
dispense controlled substances under his CSA registration. I thus
conclude that the Government has made out a prima facie case for
revocation of Respondent's registration. Finally, because nothing in
Respondent's statement refutes the Government's prima facie case, I
will order that his registration be revoked and that any application be
denied. I make the following findings of fact.
Findings
Respondent is the holder of DEA Certificate of Registration
AA0044040, which authorized him (prior to the Immediate Suspension
Order), to dispense controlled substances in schedules II through V as
a practitioner at the registered location of 11847 Wilshire Blvd.,
Suite 303-A, Los Angeles, CA 90025. GX 1. Respondent's registration
does not expire until June 30, 2012. Id.
Respondent previously held Physician's and Surgeon's Certificate
Number A18999, which was issued by the Medical Board of California
(MBC). However, on November 3, 2010, the
[[Page 37069]]
MBC adopted the Proposed Decision of a State Administrative Law Judge
(ALJ) regarding the MBC's Accusation and Petition to Revoke Probation;
the MBC's order became effective on December 2, 2010. GX 4, at 1.
As set forth in the Proposed Decision, Respondent and the MBC had
previously entered into a Stipulated Settlement and Disciplinary Order,
which placed Respondent on probation and required that he comply with
various terms and conditions, including that he ``maintain a record of
all controlled substances ordered, prescribed, dispensed, administered,
or possessed by him.'' Id. at 3. While following the MBC's Order,
Respondent continued to prescribe controlled substances, he failed to
comply with the Order and yet filed reports with the MBC, under the
penalty of perjury, stating that he was doing so. Id. at 4-6. Indeed,
at the state hearing, he asserted that he was not required to keep the
log even though he was warned on various dates by MBC inspectors that
he was required to do so. Id.
The State ALJ found that Respondent's ``affirmations under penalty
of perjury that he had complied with all the terms and conditions of
his probation were knowingly false.'' Id. at 6. The State ALJ further
found that Respondent had refused to admit wrongdoing and had provided
no assurances that he would comply with the condition in the future.
Id. at 6-7. The State ALJ thus concluded that ``the public health,
safety and welfare cannot be protected by any discipline short of
revocation'' and thus proposed that Respondent's medical license be
revoked. Id. at 7-8.
The Government also submitted printouts it obtained from the
California Substance Utilization Review & Evaluation System showing
Respondent's prescribing history. However, this document does not show
the actual date on which the prescriptions were written, but rather,
the dates on which they were filled. Even so, because under the CSA, a
prescription cannot be filled more than six months after the date on
which it was written, see 21 U.S.C. 829(b), the printouts establish
that Respondent issued prescriptions for such drugs as hydrocodone/
acetaminophen, a schedule III controlled substance, as well as zolpidem
tartrate and diethylproprion hcl, both being schedule IV controlled
substances, after his state license was revoked.\2\ See GXs 5 & 6; see
also 21 CFR 1308.13(e); id. 1308.14(c) & (e).
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\2\ Because the document does not list the actual date of
issuance, but rather, only the fill date of the prescriptions, many
of the prescriptions listed as having been filled or refilled after
the effective date of the Board's revocation order may have actually
been written before the effective date. Accordingly, in making this
finding, I have relied only on those prescriptions which were
initially filled after June 2, 2011.
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Discussion
Pursuant to 21 U.S.C. 824(a)(3), the Attorney General is authorized
to suspend or revoke a registration issued under section 823 ``upon a
finding that the registrant * * * has had his State license * * *
suspended [or] revoked * * * by competent State authority and is no
longer authorized by State law to engage in the * * * dispensing of
controlled substances.'' Moreover, DEA has repeatedly held that the
possession of authority to dispense controlled substances under the
laws of the State in which a practitioner engages in professional
practice is a fundamental condition for obtaining and maintaining a
practitioner's registration.
This rule derives from the text of two provisions of the CSA.
First, Congress defined ``the term `practitioner' [to] mean[ ] a * * *
physician * * * or other person licensed, registered or otherwise
permitted, by * * * the jurisdiction in which he practices * * * to
distribute, dispense, [or] administer * * * a controlled substance in
the course of professional practice.'' 21 U.S.C. 802(21). Second, in
setting the requirements for obtaining a practitioner's registration,
Congress directed that ``[t]he Attorney General shall register
practitioners * * * if the applicant is authorized to dispense * * *
controlled substances under the laws of the State in which he
practices.'' 21 U.S.C. 823(f). And because Congress has clearly
mandated that a practitioner possess state authority in order to be
deemed a practitioner under the Act, DEA has repeatedly held that
revocation is the appropriate sanction whenever a practitioner is no
longer authorized to dispense controlled substances, regardless of
whether the practitioner's state authority has been revoked or is
subject only to a suspension of fixed duration. See James L. Hooper, 76
FR 71371, 71373 (2011) (collecting cases).
In his written statement, Respondent does not dispute that his
state license has been suspended. Rather, he asserts that the MBC's
order ``is the result of the exaggerated reports of two young
inexperienced doctors (who are not internal medicine specialists such
as [him]self, but are preventive medicine and family medicine
specialists, and are therefore unqualified to make a report) each paid
$150 per hour for their work of review of seven of my patients'
charts.'' GX 3, at 1. Respondent further asserts that the MBC's order
of revocation ``is essentially the result of a disagreement between the
Medical Board and myself'' and that all the information regarding his
prescriptions ``was kept in the Progress Notes of the patients'
charts'' and ``therefore[,] there was no reason to ask me to keep'' the
log. Id. at 1-2.
Respondent's argument is a collateral attack on the validity of the
MBC's Revocation Order. However, DEA has held repeatedly that a
registrant cannot collaterally attack the result of a state criminal or
administrative proceeding in a proceeding under section 304, 21 U.S.C.
824, of the CSA. Calvin Ramsey, 76 FR 20034, 20036 (2011) (other
citations omitted); Brenton D. Glisson, 72 FR 54296, 54297 n.2 (2007);
Shahid Musud Siddiqui, 61 FR 14818, 14818-19 (1996). Rather,
Respondent's challenge to the validity of the MBC's Revocation Order
must be litigated in the forums provided by the State of California,
and his contentions regarding the validity of the MBC's Order are not
material to this Agency's resolution of whether he is entitled to
maintain his DEA registration in California.
Because it is undisputed that Respondent currently lacks authority
to dispense controlled substances in California, the State in which he
holds his DEA registration, Respondent no longer meets the definition
of a practitioner under the CSA and therefore, he is not entitled to
maintain his registration. Accordingly, his registration will be
revoked.\3\
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\3\ The record also supports a finding that Respondent continued
prescribing controlled substances following the revocation of his
state license. This conduct is actionable under 21 U.S.C. Sec.
824(a)(4), which authorizes the revocation of a registration where a
registrant has committed acts which ``render his registration * * *
inconsistent with the public interest.'' In determining the public
interest, the Agency is required to consider the following factors:
(1) The recommendation of the appropriate State licensing board
or professional disciplinary authority.
(2) The applicant's experience in dispensing * * * controlled
substances.
(3) The applicant's conviction record under Federal or State
laws relating to the manufacture, distribution, or dispensing of
controlled substances.
(4) Compliance with applicable State, Federal, or local laws
relating to controlled substances.
(5) Such other conduct which may threaten the public health and
safety.
21 U.S.C. 823(f). The public interest factors are considered in
the disjunctive. Robert A. Leslie, 68 FR 15227, 15230 (2003). I may
rely on any one or a combination of factors and may give each factor
the weight I deem appropriate in determining whether to revoke an
existing registration or to deny an application for a registration.
Id. Moreover, I am ``not required to make findings as to all of the
factors.'' Hoxie v. DEA, 419 F.3d 477, 482 (6th Cir. 2005); see also
Morall v. DEA, 412 F.3d 165, 173-74 (D.C. Cir. 2005). See also
MacKay v. DEA, 664 F.3d 808, 816 (10th Cir. 2011).
In this matter, I have considered all of the factors. With
respect to factor one, the same considerations as set forth above in
the discussion of my authority under 21 U.S.C. 824(a)(3) apply.
Furthermore, while there is no evidence that Respondent has been
convicted of an offense falling within factor three, under DEA
precedent, this is not dispositive. See MacKay, 664 F.3d at 817-18
(quoting Dewey C. MacKay, 75 FR 49956, 49973 (2010)).
However, I further find that evidence, which is relevant under
factor two (Respondent's experience in dispensing controlled
substances) and factor four (Respondent's compliance with applicable
laws related to controlled substances), establishes that Respondent
issued controlled substance prescriptions after the State revoked
his medical license. This is a violation of 21 U.S.C. 1306.03(a)(1),
which provides that ``[a] prescription for a controlled substance
may be issued only by an individual practitioner who is * * *
[a]uthorized to prescribe controlled substances by the jurisdiction
in which he is licensed to practice his profession'' and thus
constitutes a violation of 21 U.S.C. 841(a)(1). Moreover, while
Respondent stated in his letter that ``[t]his is not accurate'' and
that two MBC investigators ``talked to me about it,'' GX 3, at 1, he
offered no probative evidence to refute the allegation.
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[[Page 37070]]
Order
Pursuant to the authority vested in me by 21 U.S.C. 824(a)(3) &
(4), as well as 28 CFR 0.100(b), I order that DEA Certificate of
Registration AA0044040, issued to Muzaffer Aslan, M.D., be, and it
hereby is, revoked. I further order that any pending application of
Muzaffer Aslan, M.D., to renew or modify his registration, be, and it
hereby is, denied. This Order is effective immediately.\4\
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\4\ For the same reason that led me to order the Immediate
Suspension of Respondent's registration, I conclude that the public
interest necessitates that this Order be effective immediately. See
21 CFR 1316.67.
Dated: June 8, 2012.
Michele M. Leonhart,
Administrator.
[FR Doc. 2012-15061 Filed 6-19-12; 8:45 am]
BILLING CODE 4410-09-P