Revocation of License of Small Business Investment Company, 37089 [2012-14837]

Download as PDF Federal Register / Vol. 77, No. 119 / Wednesday, June 20, 2012 / Notices 2. Statutory Basis IV. Solicitation of Comments The statutory basis for the proposed rule change is Section 6(b)(5) of the Act,19 which requires the rules of an exchange to promote just and equitable principles of trade, to remove impediments to and perfect the mechanism of a free and open market and a national market system and, in general, to protect investors and the public interest. The proposed rule change also is designed to support the principles of Section 11A(a)(1) 20 of the Act in that it seeks to assure fair competition among brokers and dealers and among exchange markets. The Exchange believes that the proposed rule meets these requirements in that it promotes transparency and uniformity across markets concerning minimum market maker quotation requirements and member obligations to comply with the regulatory requirements of the Market Access Rule and Regulation SHO. The Exchange also believes that providing Exchange market makers with a transition period, during which they may adequately test the new functionality, will serve to minimize the potential market impact caused by the implementation of the order type. Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: B. Self-Regulatory Organization’s Statement on Burden on Competition The Exchange does not believe that the proposed rule change will result in any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act, as amended. C. Self-Regulatory Organization’s Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others Written comments were neither solicited nor received. mstockstill on DSK4VPTVN1PROD with NOTICES III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Within 45 days of the date of publication of this notice in the Federal Register or within such longer period (i) as the Commission may designate up to 90 days of such date if it finds such longer period to be appropriate and publishes its reasons for so finding or (ii) as to which the self-regulatory organization consents, the Commission shall: A. By order approve or disapprove such proposed rule change; or B. Institute proceedings to determine whether the proposed rule change should be disapproved. 19 15 20 15 U.S.C. 78f(b)(5). U.S.C. 78k–1(a)(1). VerDate Mar<15>2010 17:50 Jun 19, 2012 Electronic Comments For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.21 Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2012–15055 Filed 6–19–12; 8:45 am] BILLING CODE 8011–01–P SMALL BUSINESS ADMINISTRATION • Use the Commission’s Internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rulecomments@sec.gov. Please include File Number SR–NASDAQ–2012–066 on the subject line. Paper Comments • Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. All submissions should refer to File Number SR–NASDAQ–2012–066. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR– NASDAQ–2012–066 and should be submitted on or before July 11, 2012. Revocation of License of Small Business Investment Company Pursuant to the authority granted to the United States Small Business Administration by the Wind-Up Order of the United States District Court for the Northern District of Iowa, Cedar Rapids Division, entered September 19, 2011, the United States Small Business Administration hereby revokes the license of Berthel SBIC, LLC, a Delaware limited liability company, to function as a small business investment company under the Small Business Investment Company License No. 07070100 issued to Berthel SBIC, LLC, on May 4, 1998 and said license is hereby declared null and void as of September 19, 2011. United States Small Business Administration. Dated: June 4, 2012. Sean J. Greene, Associate Administrator for Investment. [FR Doc. 2012–14837 Filed 6–19–12; 8:45 am] BILLING CODE 8025–01–P SOCIAL SECURITY ADMINISTRATION [Docket No. SSA–2012–0036] Notice of Meeting of the Occupational Information Development Advisory Panel AGENCY: PO 00000 Frm 00108 Fmt 4703 Sfmt 4703 Social Security Administration (SSA). Notice of upcoming panel teleconference meeting and Request for Comment. ACTION: The Occupational Information Development Advisory Panel (Panel) is a discretionary Panel, established under the Federal Advisory Committee Act of 1972, as amended. The Panel provides independent advice and recommendations to us on the creation of an occupational information system for use in our disability programs and for our adjudicative needs. SUMMARY: 21 17 Jkt 226001 37089 E:\FR\FM\20JNN1.SGM CFR 200.30–3(a)(12). 20JNN1

Agencies

[Federal Register Volume 77, Number 119 (Wednesday, June 20, 2012)]
[Notices]
[Page 37089]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-14837]


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SMALL BUSINESS ADMINISTRATION


Revocation of License of Small Business Investment Company

    Pursuant to the authority granted to the United States Small 
Business Administration by the Wind-Up Order of the United States 
District Court for the Northern District of Iowa, Cedar Rapids 
Division, entered September 19, 2011, the United States Small Business 
Administration hereby revokes the license of Berthel SBIC, LLC, a 
Delaware limited liability company, to function as a small business 
investment company under the Small Business Investment Company License 
No. 07070100 issued to Berthel SBIC, LLC, on May 4, 1998 and said 
license is hereby declared null and void as of September 19, 2011.

United States Small Business Administration.

    Dated: June 4, 2012.
Sean J. Greene,
Associate Administrator for Investment.
[FR Doc. 2012-14837 Filed 6-19-12; 8:45 am]
BILLING CODE 8025-01-P
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