Revocation of License of Small Business Investment Company, 37089 [2012-14837]
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Federal Register / Vol. 77, No. 119 / Wednesday, June 20, 2012 / Notices
2. Statutory Basis
IV. Solicitation of Comments
The statutory basis for the proposed
rule change is Section 6(b)(5) of the
Act,19 which requires the rules of an
exchange to promote just and equitable
principles of trade, to remove
impediments to and perfect the
mechanism of a free and open market
and a national market system and, in
general, to protect investors and the
public interest. The proposed rule
change also is designed to support the
principles of Section 11A(a)(1) 20 of the
Act in that it seeks to assure fair
competition among brokers and dealers
and among exchange markets. The
Exchange believes that the proposed
rule meets these requirements in that it
promotes transparency and uniformity
across markets concerning minimum
market maker quotation requirements
and member obligations to comply with
the regulatory requirements of the
Market Access Rule and Regulation
SHO. The Exchange also believes that
providing Exchange market makers with
a transition period, during which they
may adequately test the new
functionality, will serve to minimize the
potential market impact caused by the
implementation of the order type.
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will result in
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act, as amended.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
Written comments were neither
solicited nor received.
mstockstill on DSK4VPTVN1PROD with NOTICES
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Within 45 days of the date of
publication of this notice in the Federal
Register or within such longer period (i)
as the Commission may designate up to
90 days of such date if it finds such
longer period to be appropriate and
publishes its reasons for so finding or
(ii) as to which the self-regulatory
organization consents, the Commission
shall:
A. By order approve or disapprove
such proposed rule change; or
B. Institute proceedings to determine
whether the proposed rule change
should be disapproved.
19 15
20 15
U.S.C. 78f(b)(5).
U.S.C. 78k–1(a)(1).
VerDate Mar<15>2010
17:50 Jun 19, 2012
Electronic Comments
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.21
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2012–15055 Filed 6–19–12; 8:45 am]
BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rulecomments@sec.gov. Please include File
Number SR–NASDAQ–2012–066 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–NASDAQ–2012–066. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–
NASDAQ–2012–066 and should be
submitted on or before July 11, 2012.
Revocation of License of Small
Business Investment Company
Pursuant to the authority granted to
the United States Small Business
Administration by the Wind-Up Order
of the United States District Court for
the Northern District of Iowa, Cedar
Rapids Division, entered September 19,
2011, the United States Small Business
Administration hereby revokes the
license of Berthel SBIC, LLC, a Delaware
limited liability company, to function as
a small business investment company
under the Small Business Investment
Company License No. 07070100 issued
to Berthel SBIC, LLC, on May 4, 1998
and said license is hereby declared null
and void as of September 19, 2011.
United States Small Business
Administration.
Dated: June 4, 2012.
Sean J. Greene,
Associate Administrator for Investment.
[FR Doc. 2012–14837 Filed 6–19–12; 8:45 am]
BILLING CODE 8025–01–P
SOCIAL SECURITY ADMINISTRATION
[Docket No. SSA–2012–0036]
Notice of Meeting of the Occupational
Information Development Advisory
Panel
AGENCY:
PO 00000
Frm 00108
Fmt 4703
Sfmt 4703
Social Security Administration
(SSA).
Notice of upcoming panel
teleconference meeting and Request for
Comment.
ACTION:
The Occupational
Information Development Advisory
Panel (Panel) is a discretionary Panel,
established under the Federal Advisory
Committee Act of 1972, as amended.
The Panel provides independent advice
and recommendations to us on the
creation of an occupational information
system for use in our disability
programs and for our adjudicative
needs.
SUMMARY:
21 17
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37089
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CFR 200.30–3(a)(12).
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Agencies
[Federal Register Volume 77, Number 119 (Wednesday, June 20, 2012)]
[Notices]
[Page 37089]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-14837]
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SMALL BUSINESS ADMINISTRATION
Revocation of License of Small Business Investment Company
Pursuant to the authority granted to the United States Small
Business Administration by the Wind-Up Order of the United States
District Court for the Northern District of Iowa, Cedar Rapids
Division, entered September 19, 2011, the United States Small Business
Administration hereby revokes the license of Berthel SBIC, LLC, a
Delaware limited liability company, to function as a small business
investment company under the Small Business Investment Company License
No. 07070100 issued to Berthel SBIC, LLC, on May 4, 1998 and said
license is hereby declared null and void as of September 19, 2011.
United States Small Business Administration.
Dated: June 4, 2012.
Sean J. Greene,
Associate Administrator for Investment.
[FR Doc. 2012-14837 Filed 6-19-12; 8:45 am]
BILLING CODE 8025-01-P