Change in Bank Control Notices; Acquisitions of Shares of a Bank or Bank Holding Company, 34385-34386 [2012-14086]
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srobinson on DSK4SPTVN1PROD with NOTICES
Federal Register / Vol. 77, No. 112 / Monday, June 11, 2012 / Notices
General description of report: These
information collections are mandatory
under the Federal Reserve Act, the Bank
Holding Company Act (BHC Act), and
the International Banking Act (12 U.S.C.
248 (a)(1), 321, 601, 602, 611a, 615, 625,
1843(k), 1844(c)(1)(A), 3106(a), and
3108(a)), and Regulations K and Y (12
CFR 211.13(c), 225.5(b) and 225.87), and
Sections 161, 312, 618, and 809 of the
Dodd-Frank Act (12 U.S.C. 5361, 5412,
1850a(c)(1), and 5468(b)(1)). Individual
respondent data are not considered
confidential. However, respondents may
request confidential treatment for any
information that they believe is subject
to an exemption from disclosure under
the Freedom of Information Act (FOIA),
(5 U.S.C. 522(b)(4) and (b)(6)).
Abstract: The FR Y–10 is an event
generated information collection
submitted by FBOs; top-tier BHCs; state
member banks unaffiliated with a BHC;
Edge and agreement corporations that
are not controlled by a state member
bank, a BHC, or an FBO; and nationally
chartered banks that are not controlled
by a BHC (with regard to their foreign
investments only), to capture changes in
their regulated investments and
activities. The Federal Reserve uses the
data to monitor structure information on
subsidiaries and regulated investments
of these entities engaged in banking and
nonbanking activities. The FR Y–6 is an
annual information collection submitted
by top-tier BHCs and nonqualifying
FBOs. It collects financial data, an
organization chart, verification of
domestic branch data, and information
about shareholders. The Federal Reserve
uses the data to monitor holding
company operations and determine
holding company compliance with the
provisions of the BHC Act and
Regulation Y (12 CFR 225). The FR
Y–7 is an annual information collection
submitted by qualifying FBOs to update
their financial and organizational
information with the Federal Reserve.
The Federal Reserve uses information to
assess an FBO’s ability to be a
continuing source of strength to its U.S.
operations and to determine compliance
with U.S. laws and regulations.
Current Actions: The Federal Reserve
proposes to revise the FR Y–10
reporting forms and instructions by (1)
expanding the entities that must report
to include nonbank financial companies
supervised by the Federal Reserve,
SLHCs, SHCs, and DFMUs as authorized
under Sections 161, 312, 618, and 809
of the Dodd-Frank Wall Street Reform
and Consumer Protection Act of 2010
(the Dodd-Frank Act), 12 U.S.C. 5361,
5412, 1850a(c)(1), and 5468(b)(1),
respectively, (2) adding a Savings and
Loan Schedule, (3) adding Legal
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20:21 Jun 08, 2012
Jkt 226001
Authority Codes on Appendix A for
SLHCs, (4) deleting several Nonbanking
Company Types on the Nonbanking
Schedule (since these entities would
now be reported on the Savings and
Loan Schedule), (5) expanding data item
3 on the Large Merchant Banking or
Insurance Company Investments
Section for respondents to report
changes to information previously
reported, and (6) incorporating several
instructional clarifications. In addition,
the Federal Reserve proposes to collect
a one-time verification of an SLHC’s
organizational structure as a supplement
to the FR Y–10, derived from the
Federal Reserve’s National Information
Center database. These data would
allow the Federal Reserve to establish
baseline information before SLHCs
become subject to the FR Y–10 eventgenerated reporting.
The Federal Reserve proposes to
revise the FR Y–6 reporting form and
instructions by expanding the entities
that must report to include nonbank
financial companies supervised by the
Board, SLHCs, SHCs, and DFMUs as
authorized under Sections 161, 312,
618, and 809 of the Dodd-Frank Act, 12
U.S.C. 5361, 5412, 1850a(c)(1), and
5468(b)(1), respectively.
The Federal Reserve proposes to
consolidate the FR Y–7 glossary
definitions into the FR Y–10 glossary
with the exception of the definition of
‘‘Combined Financial Statements,’’
which will become a footnote on RI–5.
In addition, the Federal Reserve
proposes incorporating several FR Y–7
instructional clarifications.
The proposed changes to the FR Y–6
and FR Y–7 reporting form and
instructions would be effective with
fiscal year-ends beginning December 31,
2012. The proposed FR Y–10
verification for SLHCs would require
annotation of data provided by the
Federal Reserve. These data would
reflect information from the Federal
Reserve’s National Information Center
database as of October 1, 2012.
Institutions would have thirty days to
annotate the one-time verification. The
proposed changes to the FR Y–10
reporting form and instructions would
be effective December 1, 2012.
Proposal To Approve Under OMB
Delegated Authority the Extension for
Three Years, Without Revision, of the
Following Report
Report title: Supplement to the Report
of Changes in Organizational Structure.
Agency form number: FR Y–10E.
OMB control number: 7100–0297.
Frequency: Event-generated.
Reporters: FBOs, top-tier bank
holding companies BHCs, state member
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34385
banks that are not controlled by a BHC,
Edge and agreement corporations that
are not controlled by a member bank, a
BHC, or a FBO; and nationally chartered
banks that are not controlled by a BHC
(with regard to their foreign investments
only), SLHCs, SHCs, nonbank financial
companies, and DFMUs.
Estimated annual reporting hours:
1,875 hours.
Estimated average hours per response:
0.50 hours.
Number of respondents: 3,750.
General description of report: This
information collection is mandatory
under the Federal Reserve Act, the Bank
Holding Company Act (BHC Act), and
the International Banking Act (12 U.S.C.
248(a)(1), 321, 601, 602, 611a, 615, and
625, 1843(k), 1844(c)(1)(A), 3106(a)) and
Regulation K and Y (12 CFR 211.13(c),
225.5(b) and 225.87) and Sections 161,
312, 618, and 809 of the Dodd-Frank Act
(12 U.S.C. 5361, 5412, 1850a(c)(1), and
5468(b)(1)). Individual respondent data
are not considered confidential.
However, respondents may request
confidential treatment for any
information that they believe is subject
to an exemption from disclosure under
the Freedom of Information Act (FOIA),
(5 U.S.C. 522(b)(4) and (b)(6)).
Abstract: The FR Y–10E is a free-form
supplement that may be used to collect
additional structural information
deemed to be critical and needed in an
expedited manner.
Board of Governors of the Federal Reserve
System.
June 6, 2012.
Jennifer J. Johnson,
Secretary of the Board.
[FR Doc. 2012–14036 Filed 6–8–12; 8:45 am]
BILLING CODE 6210–01–P
FEDERAL RESERVE SYSTEM
Change in Bank Control Notices;
Acquisitions of Shares of a Bank or
Bank Holding Company
The notificants listed below have
applied under the Change in Bank
Control Act (12 U.S.C. 1817(j)) and
§ 225.41 of the Board’s Regulation Y (12
CFR 225.41) to acquire shares of a bank
or bank holding company. The factors
that are considered in acting on the
notices are set forth in paragraph 7 of
the Act (12 U.S.C. 1817(j)(7)).
The notices are available for
immediate inspection at the Federal
Reserve Bank indicated. The notices
also will be available for inspection at
the offices of the Board of Governors.
Interested persons may express their
views in writing to the Reserve Bank
indicated for that notice or to the offices
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34386
Federal Register / Vol. 77, No. 112 / Monday, June 11, 2012 / Notices
of the Board of Governors. Comments
must be received not later than June 26,
2012.
A. Federal Reserve Bank of Chicago
(Colette A. Fried, Assistant Vice
President) 230 South LaSalle Street,
Chicago, Illinois 60690–1414:
1. The Gause Family, consisting of
Bryce and Sheila Gause, Lynnville,
Iowa; HW and Nancy Barnhouse, Vero
Beach, Florida; Lester and Kay Gause,
Newton, Iowa; Charles Gause,
Providence, North Carolina; Gary and
Joan Ales, Lakewood Ranch, Florida;
Rebecca Barnhouse, Youngstown, Ohio;
Richard Buls, New Market, Maryland;
Kristy Crawford, Frederick, Maryland;
Curtis Gause, Pleasant Hill, Iowa; Peggy
Gause, Roanoke, Virginia; Russell
Gause, Pasadena, Texas; Carrie Holub,
Davenport, Iowa; Connie Kopacek,
Urbandale, Iowa; Cynthia Smith,
Newton, Iowa; and Kimberly Soulen,
Meyersville, Maryland, all acting in
concert, to retain control of First State
Bank Holding Company, and thereby
indirectly retain control of First State
Bank, both in Lynnville, Iowa.
Board of Governors of the Federal Reserve
System, June 6, 2012.
Michael J. Lewandowski,
Assistant Secretary of the Board.
[FR Doc. 2012–14086 Filed 6–8–12; 8:45 am]
FEDERAL RESERVE SYSTEM
srobinson on DSK4SPTVN1PROD with NOTICES
Formations of, Acquisitions by, and
Mergers of Bank Holding Companies
The companies listed in this notice
have applied to the Board for approval,
pursuant to the Bank Holding Company
Act of 1956 (12 U.S.C. 1841 et seq.)
(BHC Act), Regulation Y (12 CFR part
225), and all other applicable statutes
and regulations to become a bank
holding company and/or to acquire the
assets or the ownership of, control of, or
the power to vote shares of a bank or
bank holding company and all of the
banks and nonbanking companies
owned by the bank holding company,
including the companies listed below.
The applications listed below, as well
as other related filings required by the
Board, are available for immediate
inspection at the Federal Reserve Bank
indicated. The applications will also be
available for inspection at the offices of
the Board of Governors. Interested
persons may express their views in
writing on the standards enumerated in
the BHC Act (12 U.S.C. 1842(c)). If the
proposal also involves the acquisition of
a nonbanking company, the review also
includes whether the acquisition of the
nonbanking company complies with the
20:21 Jun 08, 2012
Jkt 226001
Board of Governors of the Federal Reserve
System, June 5, 2012.
Robert deV. Frierson,
Deputy Secretary of the Board.
[FR Doc. 2012–13980 Filed 6–8–12; 8:45 am]
BILLING CODE 6210–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Centers for Disease Control and
Prevention
Implementation of Federal Financial
Report—Upcoming Mandatory Use of
the Federal Financial Report System in
the eRA Commons
BILLING CODE 6210–01–P
VerDate Mar<15>2010
standards in section 4 of the BHC Act
(12 U.S.C. 1843). Unless otherwise
noted, nonbanking activities will be
conducted throughout the United States.
Unless otherwise noted, comments
regarding each of these applications
must be received at the Reserve Bank
indicated or the offices of the Board of
Governors not later than July 5, 2012.
A. Federal Reserve Bank of Dallas (E.
Ann Worthy, Vice President) 2200
North Pearl Street, Dallas, Texas 75201–
2272:
1. DFW Capital Holdings, Inc., and
DFW Capital Holdings Merger
Corporation, both in Dallas, Texas; to
become bank holding companies by
acquiring Schwertner State Bank,
Schwertner, Texas.
Centers for Disease Control and
Prevention (CDC), Department of Health
and Human Services.
ACTION: Notice.
AGENCY:
Purpose
Beginning October 1, 2012, CDC will
implement the expenditure data portion
of the Federal Financial Report (FFR) in
the Electronic Research Administration
(eRA) Commons. The transition to use
the FFR for reporting expenditure data
includes new reporting dates for annual
FFRs, and reporting of cumulative data
only.
Background
The Office of Management and Budget
has consolidated the Financial Status
Report (FSR or SF–269/SF–269A) and
the Federal Cash Transaction Report
(FCTR or SF–272/SF–272A) into a
single form known as the Federal
Financial Report (FFR or SF–425/SF–
425A). Since January 1, 2010, CDC
grantees have been required to report
cash transaction data via the Payment
Management System (PMS) using the
FFR cash transaction data elements. The
FSR/FFR module allows grantees to
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electronically submit a statement of
expenditures associated with their grant
to the sponsor of the grant via eRA
Commons. The new eRA Commons
system was piloted with 5 Federal
Demonstration Partnership (FDP)
institutions that assisted CDC with
feedback and testing during the Third
Quarter of Fiscal Year 2011.
The Electronic Research
Administration (eRA) was established
by the National Institutes of Health
(NIH) in response to the Government
Paperwork Elimination Act requiring
federal agencies to pursue electronic
means of production. The intent of eRA
is to provide for secure receipt, review
and administration of electronic grants.
The eRA Commons offers a meeting
place for grantees tracking research
grants administration information and
applications and will now be used by
grantees to submit their FFRs.
DATES: The effective date is October 1,
2012.
FOR FURTHER INFORMATION CONTACT:
Technical Information Management
Section (TIMS), Procurement and Grants
Office, Centers for Disease Control and
Prevention, 2920 Brandywine Rd, NE.,
Atlanta, GA 30341; telephone (770)
488–2700; email @ PGOTIM@CDC.GOV.
Implementation
All CDC Financial Expenditure data
due on/after October 1, 2012 must be
submitted using the FFR via the eFSR/
FFR system in the eRA Commons. All
Federal Reporting in the Payment
Management System is unchanged. All
new submissions should be prepared
and submitted as FFRs.
CDC’s implementation of the FFR
retains a financial reporting period that
coincides with the budget period of a
particular project. However, the due
date for annual FFRs will be 90 days
after the end of the calendar quarter in
which the budget period ends. Note that
this is a change in due dates of annual
FFRs and may provide up to 60
additional days to report, depending
upon when the budget period end date
falls within a calendar quarter. For
example, if the budget period ends 1/30/
2012, the annual FFR is due 6/30/2012
(90 days after the end of the calendar
quarter of 3/31/2012).
Due dates of final reports will remain
unchanged. The due date for final FFRs
will continue to be 90 days after the
project period end date.
Grantees must submit closeout reports
in a timely manner. Unless the Grants
Management Officer (GMO) of the
awarding Institute or Center approves
an extension, grantees must submit a
final FFR, final progress report, and
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]]>Agencies
[Federal Register Volume 77, Number 112 (Monday, June 11, 2012)]
[Notices]
[Pages 34385-34386]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-14086]
-----------------------------------------------------------------------
FEDERAL RESERVE SYSTEM
Change in Bank Control Notices; Acquisitions of Shares of a Bank
or Bank Holding Company
The notificants listed below have applied under the Change in Bank
Control Act (12 U.S.C. 1817(j)) and Sec. 225.41 of the Board's
Regulation Y (12 CFR 225.41) to acquire shares of a bank or bank
holding company. The factors that are considered in acting on the
notices are set forth in paragraph 7 of the Act (12 U.S.C. 1817(j)(7)).
The notices are available for immediate inspection at the Federal
Reserve Bank indicated. The notices also will be available for
inspection at the offices of the Board of Governors. Interested persons
may express their views in writing to the Reserve Bank indicated for
that notice or to the offices
[[Page 34386]]
of the Board of Governors. Comments must be received not later than
June 26, 2012.
A. Federal Reserve Bank of Chicago (Colette A. Fried, Assistant
Vice President) 230 South LaSalle Street, Chicago, Illinois 60690-1414:
1. The Gause Family, consisting of Bryce and Sheila Gause,
Lynnville, Iowa; HW and Nancy Barnhouse, Vero Beach, Florida; Lester
and Kay Gause, Newton, Iowa; Charles Gause, Providence, North Carolina;
Gary and Joan Ales, Lakewood Ranch, Florida; Rebecca Barnhouse,
Youngstown, Ohio; Richard Buls, New Market, Maryland; Kristy Crawford,
Frederick, Maryland; Curtis Gause, Pleasant Hill, Iowa; Peggy Gause,
Roanoke, Virginia; Russell Gause, Pasadena, Texas; Carrie Holub,
Davenport, Iowa; Connie Kopacek, Urbandale, Iowa; Cynthia Smith,
Newton, Iowa; and Kimberly Soulen, Meyersville, Maryland, all acting in
concert, to retain control of First State Bank Holding Company, and
thereby indirectly retain control of First State Bank, both in
Lynnville, Iowa.
Board of Governors of the Federal Reserve System, June 6, 2012.
Michael J. Lewandowski,
Assistant Secretary of the Board.
[FR Doc. 2012-14086 Filed 6-8-12; 8:45 am]
BILLING CODE 6210-01-P
