Hazardous Materials: Harmonization With the United Nations Recommendations on the Transport of Dangerous Goods: Model Regulations, International Maritime Dangerous Goods Code, and the International Civil Aviation Organization Technical Instructions for the Safe Transport of Dangerous Goods by Air, 31274-31289 [2012-12523]
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31274
Federal Register / Vol. 77, No. 102 / Friday, May 25, 2012 / Proposed Rules
Douglas portion of the Paul Spur/
Douglas NA, thereby triggering a FIP
clock during which EPA had two years
under section 110(c) of the CAA to
promulgate a moderate area PM10 FIP
for the Douglas portion of the Paul
Spur/Douglas NA.15 See 57 FR 19906;
(May 8, 1992). If finalized as proposed,
today’s proposed action would suspend
this FIP obligation for so long as the
State obligation is suspended, or until
the area is redesignated to attainment, at
which time the FIP obligation triggered
in 1992 would end permanently.
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IV. EPA’s Proposed Action and Request
for Public Comment
Based on the most recent three-year
period of certified, quality-assured data
meeting the requirements of 40 CFR part
50, appendix K and for the reasons
discussed above, we propose to find that
the Paul Spur/Douglas NA is currently
attaining the 24-hour PM10 NAAQS.
In conjunction with and based upon
our proposed determination that the
Paul Spur/Douglas PM10 NA is currently
attaining the standard, EPA proposes to
determine that Arizona’s obligation to
submit the following CAA requirements
is not applicable for so long as the Paul
Spur/Douglas NA continues to attain the
PM10 standard: the part D, subpart 4
obligation to provide an attainment
demonstration pursuant to section
189(a)(1)(B); the RACM provisions of
section 189(a)(1)(C); the RFP provisions
of section 189(c); and, the attainment
demonstration, RACM, RFP and
contingency measure provisions of part
D, subpart 1 contained in section 172 of
the Act. Furthermore, the obligation on
EPA to promulgate a FIP to address the
same attainment-related requirements
would also be suspended.
Any final action resulting from this
proposal would not constitute a
redesignation to attainment under CAA
section 107(d)(3) because we have not
yet approved a maintenance plan for the
Paul Spur/Douglas NA as meeting the
requirements of section 175A of the
CAA or determined that the area has
met the other CAA requirements for
redesignation. The classification and
designation status in 40 CFR part 81
would remain moderate nonattainment
15 EPA has been sued to promulgate a FIP for the
Douglas portion of the Paul Spur/Douglas PM10
nonattainment area. Center for Biological Diversity
v. Jackson, No. 10–cv–1846–MMC (N.D. Cal.). In
settling this case, EPA agreed to promulgate a FIP
by July 27, 2012 unless certain other actions (e.g.,
SIP approval or redesignation) are taken prior to
that date. See 75 FR 82009; (December 29, 2010).
The settlement agreement also acknowledges the
potential for EPA to make a clean data
determination for the area in lieu of promulgating
a FIP and states that such a determination will not
constitute a violation of the settlement agreement.
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for the Paul Spur/Douglas NA until such
time as EPA determines that Arizona
has met the CAA requirements for
redesignating the Paul Spur/Douglas NA
to attainment.
EPA is soliciting public comments on
the issues discussed in this document or
on other relevant matters. We will
accept comments from the public on
this proposal for the next 30 days. We
will consider these comments before
taking final action.
V. Statutory and Executive Order
Reviews
With this action, we propose to make
a determination regarding attainment of
the PM10 NAAQS based on air quality
data and, if finalized, this proposed
action would result in suspension of
certain Federal requirements, and
would not impose additional
requirements beyond those imposed by
State law or by the CAA. For that
reason, this proposed action:
• Is not a ‘‘significant regulatory
action’’ subject to review by the Office
of Management and Budget under
Executive Order 12866 (58 FR 51735,
October 4, 1993);
• Does not impose an information
collection burden under the provisions
of the Paperwork Reduction Act (44
U.S.C. 3501 et seq.);
• Is certified as not having a
significant economic impact on a
substantial number of small entities
under the Regulatory Flexibility Act (5
U.S.C. 601 et seq.);
• Does not contain any unfunded
mandate or significantly or uniquely
affect small governments, as described
in the Unfunded Mandates Reform Act
of 1995 (Pub. L. 104–4);
• Does not have Federalism
implications as specified in Executive
Order 13132 (64 FR 43255, August 10,
1999);
• Is not an economically significant
regulatory action based on health or
safety risks subject to Executive Order
13045 (62 FR 19885, April 23, 1997);
• Is not a significant regulatory action
subject to Executive Order 13211 (66 FR
28355, May 22, 2001);
• Is not subject to requirements of
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (15 U.S.C. 272 note) because
application of those requirements would
be inconsistent with the Clean Air Act;
and
• Does not provide EPA with the
discretionary authority to address
disproportionate human health or
environmental effects with practical,
appropriate, and legally permissible
methods under Executive Order 12898
(59 FR 7629, February 16, 1994).
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In addition, this proposed action does
not have Tribal implications as
specified by Executive Order 13175 (65
FR 67249; November 9, 2000), because
the SIP obligations discussed herein do
not apply to Indian Tribes and thus will
not impose substantial direct costs on
Tribal governments or preempt Tribal
law.
List of Subjects in 40 CFR Part 52
Air pollution control, Environmental
protection, Intergovernmental relations,
Particulate matter, Reporting and
recordkeeping requirements.
Authority: 42 U.S.C. 7401 et seq.
Dated: May 14, 2012.
Jared Blumenfeld,
Regional Administrator, EPA Region IX.
[FR Doc. 2012–12781 Filed 5–24–12; 8:45 am]
BILLING CODE 6560–50–P
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials
Safety Administration
49 CFR Parts 171, 172, 173, 175, 176
and 178
[Docket No. PHMSA–2009–0126 (HM–215K)]
RIN 2137–AE83
Hazardous Materials: Harmonization
With the United Nations
Recommendations on the Transport of
Dangerous Goods: Model Regulations,
International Maritime Dangerous
Goods Code, and the International
Civil Aviation Organization Technical
Instructions for the Safe Transport of
Dangerous Goods by Air
Pipeline and Hazardous
Materials Safety Administration
(PHMSA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM).
AGENCY:
This document responds to
administrative appeals and solicits
public comment on proposals generated
as a result of certain amendments
adopted in an international
harmonization final rule published in
the Federal Register. The final rule
amended the Hazardous Materials
Regulations (HMR) by revising,
removing or adding proper shipping
names, the hazard class of a material,
packing group assignments, special
provisions, packaging authorizations,
packaging sections, air transport
quantity limitations, and vessel stowage
requirements. The amendments were
SUMMARY:
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Federal Register / Vol. 77, No. 102 / Friday, May 25, 2012 / Proposed Rules
necessary to align the HMR with recent
revisions to international standards for
the transport of hazardous materials by
all modes. In this notice, PHMSA
proposes to amend the HMR as a result
of administrative appeals submitted in
response to various amendments
adopted in the January 19, 2011 final
rule. This document also addresses
recent actions taken by the International
Civil Aviation Organization’s (ICAO)
Dangerous Goods Panel (DGP) regarding
certain lithium ion battery-powered
mobility aids (e.g., wheelchairs, travel
scooters) offered by passengers for air
transport. Further, this notice proposes
amendments to the HMR as a result of
two administrative appeals submitted
by an appellant in response to a final
rule published in the Federal Register,
that revised shipper responsibilities
related to packaging design variation,
manufacturer notification, and
recordkeeping requirements for certain
packaging types.
DATES: Comments must be received by
July 24, 2012.
ADDRESSES: You may submit comments
by any of the following methods:
Federal Rulemaking Portal: https://
www.regulations.gov. Follow the on-line
instructions for submitting comments.
Fax: 1–202–493–2251.
Mail: Docket Management System;
U.S. Department of Transportation,
Dockets Operations,
M–30, Ground Floor, Room W12–140,
1200 New Jersey Avenue SE.,
Washington, DC 20590–0001.
Hand Delivery: To U.S. Department of
Transportation, Dockets Operations, M–
30, Ground Floor, Room W12–140, 1200
New Jersey Avenue SE., Washington,
DC 20590–0001 between 9 a.m. and 5
p.m. Monday through Friday, except
Federal holidays.
Instructions: Include the agency name
and docket number PHMSA–2009–0126
(HM–215K) or RIN 2137–AE83 for this
rulemaking at the beginning of your
comment. Note that all comments
received will be posted without change
to https://www.regulations.gov including
any personal information provided. If
sent by mail, comments must be
submitted in duplicate. Persons wishing
to receive confirmation of receipt of
their comments must include a selfaddressed stamped postcard.
Privacy Act: Anyone is able to search
the electronic form of any written
communications and comments
received into any of our dockets by the
name of the individual submitting the
document (or signing the document, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
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Statement in the Federal Register
published on April 11, 2000 (65 FR
19477), or you may visit https://
www.regulations.gov.
Docket: You may view the public
docket through the Internet at https://
www.regulations.gov or in person at the
Docket Operations office at the above
address (See ADDRESSES).
FOR FURTHER INFORMATION CONTACT:
Michael Stevens, telephone (202) 366–
8553, or Shane Kelley, telephone (202)
366–0656, Standards and Rulemaking
Division, telephone (202) 366–0656,
Pipeline and Hazardous Materials Safety
Administration, U.S. Department of
Transportation, 1200 New Jersey
Avenue SE., 2nd Floor, Washington, DC.
20590–0001.
SUPPLEMENTARY INFORMATION:
I. Background
II. Administrative Appeals Submitted in
Response to the HM–215K Final Rule
A. Transportation of ORM–D Material
1. Phase-Out of the ORM–D System
2. Overpacks Containing Limited Quantity
or ORM–D Material
B. Use of the Square-On-Point and ID
Number Limited Quantity Marking
C. Fuel Cell Cartridges Transported in
Passenger Checked Baggage
D. Consumer Commodity Transported by
Aircraft
E. Incident Reporting for Limited Quantity
Material
F. Materials of Trade Exceptions
III. Recent Changes to Part 8 of the ICAO
Technical Instructions
IV. Administrative Appeals Submitted in
Response to the HM–231 Final Rule
V. Section-by-Section Review of Changes
VI. Regulatory Analyses and Notices
A. Statutory/Legal Authority for the
Rulemaking
B. Executive Order 12866 and DOT
Regulatory Policies and Procedures
C. Executive Order 13132
D. Executive Order 13175
E. Regulatory Flexibility Act, Executive
Order 13272, and DOT Procedures and
Policies
F. Paperwork Reduction Act
G. Regulatory Identifier Number (RIN)
H. Unfunded Mandates Reform Act
I. Environmental Assessment
J. Privacy Act
K. International Trade Analysis
I. Background
On January 19, 2011, PHMSA
published a final rule under Docket
PHMSA–2009–0126 (HM–215K; 76 FR
3308) that revised the Hazardous
Materials Regulations (HMR; 49 CFR
Parts 171–180) to align with various
international standards. The final rule
adopted amendments to the HMR
regarding hazard communication,
hazard classification including packing
group assignment, packaging
authorization, air transport quantity
limitations, and various other
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international harmonization-related
topics. The amendments were necessary
to align the HMR with the latest
revisions to the International Civil
Aviation Organization’s Technical
Instructions for the Safe Transport of
Dangerous Goods by Air (ICAO
Technical Instructions), the
International Maritime Organization’s
Dangerous Goods Code (IMDG Code),
Transport Canada’s Transportation of
Dangerous Goods Regulations (TDG
Regulations), and the United Nations
Recommendations on the Transport of
Dangerous Goods: Model Regulations
(UN Model Regulations) to facilitate to
the seamless transportation of
hazardous materials internationally, to,
from, and within the United States. In
this notice of proposed rulemaking
(NPRM), PHMSA is proposing a number
of amendments in response to
administrative appeals filed in
accordance with 49 CFR 106.110–130
regarding revisions to the HMR adopted
in the January 19, 2011 final rule. This
document also addresses recent actions
taken by the International Civil Aviation
Organization’s (ICAO) Dangerous Goods
Panel (DGP) regarding certain lithium
ion battery-powered mobility aids (e.g.,
wheelchairs, travel scooters) offered by
passengers for air transport.
Additionally, PHMSA is proposing
amendments to the HMR as a result of
two administrative appeals submitted
by an appellant in response to a final
rule published February 2, 2010 (HM–
231; 75 FR 5376), that revised shipper
responsibilities related to packaging
design variation and manufacturer
notification recordkeeping requirements
for certain packaging types.
II. Administrative Appeals Submitted
in Response to the HM–215K Final Rule
This notice addresses administrative
appeals submitted in response to the
January 19, 2011 final rule from the
following companies and organizations:
American Coatings Association (ACA).
Association of Hazmat Shippers, Inc. (AHS)
Dangerous Goods Advisory Council, Inc.
(DGAC).
Fuel Cell and Hydrogen Energy Association
(FCHEA).
Healthcare Distribution Management
Association (HDMA).
Patton Boggs, LLP, on behalf of Lilliputian
Systems, Inc. (LSI)
PPG Industries (PPG).
The administrative appeals are
discussed in detail as follows:
A. Transportation of ORM–D Material
A number of administrative appeals
concern issues related to our adoption
of the international system for
transportation of limited quantity
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material. Specifically, some appellants
are concerned with the eventual phaseout of our domestic system for the
transportation of limited quantity
material otherwise known as other
regulated material (ORM–D) (i.e., the
ORM–D system). Under certain
conditions, the HMR and international
standards allow lesser quantities of
relatively low risk hazardous materials
(i.e., limited quantity material) to be
afforded relief from some of the
requirements generally applicable to
hazardous materials transported by all
modes. For example, a limited quantity
material is not generally required to be
packaged in a DOT or UN standard
packaging. Most regulatory amendments
resulting from adoption of the
international system and the eventual
phase-out of the ORM–D system involve
revisions to hazard communication
requirements, material quantity
limitations and the types of material
authorized. In this notice, we note that
the AHS petition (P–1542) and PHMSA
initiative to adopt limited quantity
requirements for Types B through F selfreactive liquids and solids (nontemperature controlled) will be
addressed in a separate NPRM under
Docket No. PHMSA–2011–0142 (HM–
219).
1. Phase-Out of the ORM–D System
PHMSA revised the HMR to phase out
its system of reclassing and transporting
limited quantity material as ORM–D.
Under this system, a limited quantity of
hazardous material that also meets the
definition of a ‘‘consumer commodity’’
may be reclassed as ORM–D and is
eligible for additional exceptions from
regulation. See § 171.8 for the definition
of ‘‘consumer commodity.’’ The January
19 final rule amended the HMR by
phasing out the ORM–D system
beginning January 1, 2013, for material
transported by aircraft and, January 1,
2014, for material transported by all
other modes of transportation (e.g.,
motor vehicle). ACA and HDMA
appealed our decision to phase out the
ORM–D system arguing that we did so
‘‘without any debate or consideration of
[1] the type of materials that use this
exception; [2] the costs incurred by the
regulated community; and [3] the safety
benefits.’’ ACA claimed that many
companies and organizations, including
themselves, asked for a separate
rulemaking to address these issues. ACA
is also concerned that although we
provided a summary of comments
against the phase-out in the preamble to
the final rule, PHMSA did not discuss
arguments raised in the comments. They
stated we arbitrarily concluded that
because there would be no immediate
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phase-out of the current ORM–D system,
there would not be a sizeable impact to
companies on the basis they would have
sufficient time to adjust to the eventual
phase-out. ACA asked us to reconsider
the decision to not move forward in a
separate rulemaking and to fully
consider the effects of phasing out the
ORM–D system. Additionally, HDMA
requested that PHMSA allow for up to
a 10-year phase-out based on the
longevity of its packaging systems (i.e.,
totes) currently in use. According to
HDMA, such totes are permanently
marked with the ‘‘Consumer
commodity, ORM–D’’ marking on them.
PHMSA response.
The HMR have long-recognized the
relatively low risk posed by the
transportation of certain hazardous
materials such as limited quantities or
consumer commodities. Considerable
efforts have been made internationally
to harmonize multi-modal standards
with regard to the transport of limited
quantities, including consumer
commodities. We held public meetings
on this issue in February 2006 and
March 2008 to discuss potential impacts
on domestic stakeholders. Additionally,
this issue was discussed during our preUN public meetings held in 2006 and
2007. There was considerable domestic
interest in pursuing further
harmonization internationally due to
the potential for substantial savings in
transportation costs and improved
transportation efficiency. In the advance
notice of proposed rulemaking
(ANPRM) (October 21, 2009; 74 FR
53982) and NPRM we invited comments
on this issue with regard to aligning the
HMR with the UN Model Regulations
for the domestic and international
transport of limited quantities and
consumer commodities. Of particular
concern were any negative impacts on
the domestic transportation of consumer
commodities reclassed as ORM–D
materials. While some changes adopted
in the UN Model Regulations were
similar to those currently in the HMR
regarding limited quantities and
consumer commodities (e.g., inner
packaging limits and non-specification
outer packagings allowed), some
changes were not (e.g., marking,
labeling, package gross mass). We stated
that depending on the comments
received and our own evaluation, we
may determine that the significance of
any amendments on the issue may
warrant a separate rulemaking action. In
the January 19, 2011 final rule, we
concluded a separate rulemaking was
not in the best interest of the hazardous
material transportation community
particularly when it involves
international transportation. Further,
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creating a single global system for
packaging, hazard communication, and
transportation of limited quantity
material would facilitate the domestic
and international flow of hazardous
material trade and any further delay in
the phase-out would not be useful. Little
or no quantification of any negative
impact, including costs to domestic
shippers and carriers alike, was
provided in response to the ANPRM or
NPRM. However, the Healthcare
Distribution Management Association
(HDMA) did provide some cost data
related to its unique practice of reusing
totes permanently embossed with the
ORM–D marking. Some commenters
also argued against any phase-out based
on the historically safe transportation of
limited quantity material under the
ORM–D system. Commenters further
stated that PHMSA should not adopt the
international system simply based on
the opportunity to align the HMR with
international standards.
Allowing dual systems for
communicating packages of limited
quantity material would likely cause
confusion and place unreasonable
burdens on carriers and some shippers
to train their hazmat employees to
recognize and comply with both
systems. We believe adopting a single
global system for the transportation of
limited quantity material will greatly
improve safety and efficiency by
decreasing the aforementioned potential
for delays and confusion during
transportation and by removing the
burden of providing training in dual
systems used to communicate the
transportation of limited quantity
material. However, we recognize the
need to provide sufficient time for
domestic shippers and carriers to adjust
to the revised system and are
sympathetic to the concerns expressed
by ACA, HDMA and others regarding
this need. Therefore, in this notice we
are proposing only to authorize the
continued use of packagings marked
‘‘Consumer commodity, ORM–D’’ until
December 31, 2015 for domestic
highway, rail and vessel transportation.
2. Overpacks Containing Limited
Quantity or ORM–D Material
In the January 19, 2011 final rule,
PHMSA revised the regulation for
overpacks (as defined in § 171.8) by
requiring the ‘‘OVERPACK’’ marking on
an overpack containing limited quantity
packaging if all markings are not visible.
DGAC expressed concern over the
manner in which the language in the
requirement is phrased, and that it
implies all markings on each packaging
in the overpack must be visible. DGAC
noted that this is not consistent with the
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UN Model Regulations which states the
overpack ‘‘shall be marked with the
word ‘‘OVERPACK’’ and the marking
required by this Chapter unless the
markings representative of all dangerous
goods in the overpack are visible.’’ See
3.4.11 of the 16th Revised Edition of the
UN Model Regulations. It is their
understanding this refers to the limited
quantity marking and not to all
markings that may be required by the
UN Model Regulations. Their
understanding is that use of the term
‘‘representative’’ communicates a
requirement that only one limited
quantity package marking needs to be
visible to represent all limited quantity
packaging. DGAC requested that
PHMSA revise the overpack
requirements in § 173.25(a)(6) to be
consistent with the UN Model
Regulations.
PHMSA response.
The HMR do not currently require
that every individual mark (or label) on
each package contained in an overpack
be visible. For example, as stated in
§ 173.25(a)(2), an overpack must be
marked with the proper shipping name
and identification number (when
applicable) for each hazardous material
contained in the overpack, unless
marking and labels representative of
each hazardous material in the overpack
are visible. We recommend where
packages are stacked and/or banded on
a pallet as part of an overpack, the
packages should be positioned, when
possible, so that the markings and labels
are visible on the outside of the
overpack. However, this does not mean
that every package marking (or label)
must be visible or the overpack must be
marked accordingly. With regard to the
‘‘OVERPACK’’ marking requirement for
overpacks containing limited quantity
and ORM packages, in this NPRM we
are accepting DGAC’s appeal and are
proposing to revise § 173.25(a)(6) to
clarify that not all limited quantity and
ORM markings must be visible and that
the marking requirement is only
applicable to the limited quantity and
ORM mark itself. Additionally, a new
§ 173.25(a)(7) is proposed to be added
for clarity to separate limited quantity
and ORM overpack marking
requirements from excepted quantity
overpack marking requirements.
B. Use of the Square-On-Point and ID
Number Limited Quantity Marking
Formerly, § 172.315 excepted for
other than transportation by aircraft, a
package containing a limited quantity
substance or article from being marked
with the proper shipping name if it was
marked with a square-on-point
containing the UN identification (ID)
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Jkt 226001
number of the limited quantity
substance or article. In the January 19,
2011 final rule, we provided a one-year
transition period to authorize continued
use of this marking before the revisions
to the limited quantity markings become
effective. ACA, DGAC, and PPG all
stated the one-year transition period
does not allow sufficient time to deplete
stock(s) of packagings pre-printed with
the square-on-point mark containing the
ID number and requested an extension
of three- to five-years. Specifically, ACA
requested a three- to five-year timeframe
while DGAC and PPG ask for a threeyear timeframe. ACA, DGAC, and PPG
maintained that without a longer
transition period, shippers will be
forced to remark packaging at their cost
and there is no impact to safety by
allowing continued use of the existing
marking. Appellants also pointed out
this alternative limited quantity marking
communicates more information than
the newly adopted markings or the
original ORM–D markings. They stated
that PHMSA already provides for a twoto three-year transition period for the
phase-out of the ORM–D marking,
depending on the mode of
transportation. They also requested, for
clarification, that any transition periods
be included in § 171.14 (transitional
provisions) and § 172.300 (marking
applicability).
PHMSA response.
We agree that shippers should be
provided with the same transition
period to continue using the square-onpoint mark containing the UN
identification (ID) number that was
provided for the continued use of the
ORM–D marking(s). In the
administrative appeal final rule (HM–
215K; RIN 2137–AE76), we granted the
appeals submitted by ACA, DGAC, and
PPG and revised § 172.315 accordingly
to extend the transition period to
December 31, 2013. The administrative
final rule also authorized, for domestic
air transportation, use of the square-onpoint mark containing the ID number to
continue until December 31, 2012.
In response to administrative appeals
filed by ACA, HDMA and DGAC, in this
NPRM we are proposing that for other
than air transportation, continued use of
the square-on-point mark containing the
ID number would be authorized until
December 31, 2015. PHMSA is also
soliciting public comment on whether
for other than air transportation, a
previously authorized limited quantity
package marking (i.e., proper shipping
name only) should be reauthorized for
a similar transition period.
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31277
C. Fuel Cell Cartridges Transported in
Passenger Checked Baggage
In the January 19, 2011 final rule, we
revised the 49 CFR 175.10 passenger
exceptions to allow passengers and crew
members to place certain spare fuel cell
cartridges containing a flammable liquid
(Class 3) or corrosive material (Class 8)
in checked baggage. We limited the
scope of fuel cell cartridge chemistries
allowed in checked baggage by
excluding fuel cell cartridges containing
Divisions 2.1 (flammable gas) and 4.3
(dangerous when wet) material.
Although this is inconsistent with the
ICAO Technical Instructions, in that
ICAO only restricts spare fuel cell
cartridges containing Division 4.3
material from checked baggage, we
believed that the prohibition should
include spare cartridges containing
Division 2.1 materials. Flammable gases
are generally prohibited from
transportation on passenger-carrying
aircraft as cargo. When combined with
the uncertainty of the effect of baggage
handling on the durability of these
products when stowed in a passenger’s
checked baggage, the risks posed are of
concern. In their administrative appeals,
FCHEA and LSI requested that PHMSA
revise § 175.10 to align with the ICAO
Technical Instructions and allow spare
fuel cell cartridges containing Division
2.1 flammable gas to be carried in
checked baggage.
PHMSA response.
We are granting the appeal for
reconsideration of the issue by
providing additional opportunity for
comment. We are soliciting public
comment until July 24, 2012 for the
limited purpose of gathering
information to help us determine
whether or not to allow fuel cell
cartridges containing Division 2.1
flammable gas to be carried aboard a
passenger-carrying aircraft in checked
baggage.
D. Consumer Commodity By Air
In the January 19, 2011 final rule,
PHMSA adopted requirements for
certain consumer commodities intended
for transportation by aircraft in new
§ 173.167. The new description and
identification number (ID8000) are
consistent with the consumer
commodity entry in the ICAO Technical
Instructions in Packing Instruction
Y963. In its appeal submitted in
response to the final rule, DGAC
expressed concerns that the alignment
between the two standards was not
consistent. For example, DGAC pointed
out that absorbent material requirements
and stack test criteria were not included
in the § 173.167 packaging section.
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PHMSA response.
DGAC is correct in its assessment of
the inconsistencies that exist between
the consumer commodity provisions
adopted in the HMR and the ICAO
Technical Instructions. Thus, we are
granting DGAC’s administrative appeal
and propose to revise § 173.167
accordingly.
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E. Incident Reporting for Limited
Quantity Material
The detailed hazardous materials
incident reporting requirements of the
HMR allow for exceptions from these
requirements, specifically,
§ 171.16(d)(2) excepts, under certain
conditions, the unintentional release of
a hazardous material properly classed as
ORM–D and a PG III material in Class
or Division 3, 4, 5, 6.1, 8, or 9, from the
written reporting requirements. ACA
indicated in its appeal that the reporting
requirements as they apply to limited
quantity material should be reviewed
based on the eventual phase-out of the
ORM–D hazard class and suggested the
exception for ORM–D material should
be extended to limited quantity
packagings.
PHMSA response.
We agree with ACA that relief from
incident reporting previously provided
to ORM–D material should continue to
be provided for such materials now
transported as limited quantities. We are
not, however, proposing to extend the
exception from incident reporting to
limited quantity Class 7 (radioactive)
material, instruments, and articles due
to the unique nature of the hazard and
because this type of material was never
authorized to be reclassed and
transported as ORM–D. Additionally,
this exception is not applicable to air
transportation.
F. Materials of Trade
The materials of trade (MOTS)
exceptions of the HMR allow certain
hazardous material articles and
substances, including ORM–D, to be
transported by motor vehicle as part of
a business operation under less
regulation.
PHMSA response.
Similar to the applicability of written
incident reporting exceptions to limited
quantity material, our review of the
HMR revealed that we did not amend
the materials of trade exceptions under
the January 19, 2011 final rule to reflect
the eventual phase-out of the ORM–D
system. Similar to the revisions to the
written incident reporting requirements,
we believe there is no impact to safety
by extending the exception for ORM–D
to limited quantity material. Most
materials reclassed as ORM–D are
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limited quantity material themselves; an
ORM–D is a limited quantity material
that also meets the definition of a
‘‘consumer commodity.’’ See § 171.8 for
the definition of consumer commodity.
In this notice, we are proposing to
extend the MOTS exceptions to limited
quantity packages consistent with the
exception provided to ORM–D material.
We are not, however, proposing to
extend the exception to limited
quantities of Division 4.3 (dangerous
when wet) liquid material or Class 7
(radioactive) material, instruments or
articles due to the unique nature of
these hazards and because these
materials were never authorized to be
reclassed and transported as ORM–D.
Additionally, we propose to clarify that
exceptions for limited quantity material
also include limited quantity material
authorized under § 173.63 for certain
Division 1.4S explosives and § 173.306
for compressed gases.
III. Recent Changes to Part 8 of the
ICAO Technical Instructions
At the 23rd Meeting of the ICAO
Dangerous Goods Panel (DGP), held
October 11–21, 2011, the DGP
recommended amending Part 8 of the
ICAO Technical Instructions applicable
to passengers and crew members and
the hazardous materials (dangerous
goods) they may introduce aboard an
aircraft either in checked or carry-on
baggage or on one’s person. Such
provisions form the basis of similar
provisions provided in § 175.10 of the
HMR. One recommendation adopted by
the DGP addressed concerns over
wheelchairs and other mobility aids
found activated after flight.
Additionally, the DGP addressed the
absence of any reference to mobility
aids powered by nickel metal hydride
batteries, and wheelchairs and other
mobility aids specifically designed to
allow its battery or batteries to be
removed from the device and carried
aboard the aircraft by a passenger within
a protective bag or pouch. In this NPRM,
PHMSA is proposing to amend the HMR
by addressing the potential for
unintended activation of all stowed
devices on an aircraft and providing for
the intentional removal of a lithium ion
battery from a device and its stowage in
the passenger cabin. PHMSA intends to
address remaining Part 8 and § 175.10
revisions, including wheelchairs and
other mobility aids powered by nickel
metal hydride batteries, in a separate
rulemaking under Docket PHMSA–
2012–0027 (HM–215L).
The ICAO Technical Instructions and
the HMR limit lithium ion batteries
used to power portable electronic
devices and medical devices to 160
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watt-hours and 25 grams aggregate
equivalent lithium content, respectively.
Additionally, the ICAO Technical
Instructions and the HMR limit any
spare lithium ion batteries used to
power portable electronic devices and
medical devices to carry-on baggage
only. At its 23rd Meeting, the DGP was
informed of lithium ion batteries
developed for wheelchairs and other
mobility aids which did not exceed 160
watt-hours (13.5 grams aggregate
equivalent lithium content). Therefore,
the DGP adopted a proposal introduced
by the International Air Transport
Association (IATA) to include spare
lithium ion batteries for batterypowered wheelchairs and other mobility
aids in Part 8 consistent with the
provisions for spare lithium ion
batteries used to power portable
electronic devices and medical devices.
In this NPRM, PHMSA is proposing
similar provisions by revising
§ 175.10(a)(17) of the HMR.
The DGP was also informed of new
mobility aid designs which require the
lithium ion battery to be removed from
the device to permit efficient and
effective stowage and transport of the
mobility aid in the cargo compartment
of the aircraft. The DGP agreed it would
be safer to require that the removed
lithium ion battery be carried in the
passenger cabin rather than being
stowed as checked baggage with the
mobility aid. Subsequently, at the same
meeting, the DGP was informed of
mobility aid designs equipped with
lithium ion batteries, which required
removal for stowage (e.g., collapsible),
that exceed the 160 watt-hour limit
(13.5 grams aggregate equivalent lithium
content). The DGP Panel therefore
adopted an upper limit of 300 watthours (25 grams aggregate equivalent
lithium content) for batteries which
must be removed and carried aboard in
the passenger cabin. The DGP Panel
agreed, that when applicable, the battery
must be removed by the user. Because
the HMR currently places an upper limit
on such batteries to 25 grams aggregate
equivalent lithium content (300 watthours), no corresponding revision to
§ 175.10(a)(17) of the HMR is necessary.
Therefore, in this NPRM, PHMSA
proposes to amend the HMR for
consistency with the ICAO DGP/23
Panel recommendations. This NPRM
also proposes to clarify and correct
some related amendments adopted in
the original January 19, 2011 final rule.
See the Section-by-Section discussion of
specific amendments being proposed in
§ 175.10 in Section V. of this preamble.
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IV. Administrative Appeal Submitted in
Response to the HM–231 Final Rule
In this notice, PHMSA responds to an
administrative appeal submitted in
response to a final rule published
February 2, 2010 (HM–231; 75 FR 5376)
that adopted miscellaneous
amendments to packaging provisions in
the HMR. The final rule revised
recordkeeping requirements in § 173.22
for shipper retention of manufacturer
notification (including closure
instructions) and required shippers to
maintain a packaging’s manufacturer
notification (including closure
instructions) for 365 days subsequent to
offering the package for transportation.
The final rule also revised § 178.2(c) to
strengthen manufacturer notification
requirements and to allow them greater
flexibility in how they provide the
notification. The final rule was effective
on October 1, 2010.
On March 3, 2010, we received an
administrative appeal from DGAC
requesting that PHMSA delay the
effective date of the final rule for two
years to provide sufficient time for
packaging manufacturers to review their
current packaging design manufacturer
notification (including closure
instructions) for compliance with the
new requirement to ensure closure
instructions provide a repeatable
method of closing the packaging
consistent with the way it was closed
prior to performing qualification testing
on the packaging design.
We did not grant the DGAC
administrative appeal in our September
30, 2010 final rule (75 FR 60333) that
responded to a petition for rulemaking
and several other administrative
appeals. Specifically, we did not grant
DGAC’s request for a two-year extension
of the effective date; however, we did
agree that aligning the review and
preparation of a packaging’s
manufacturer notification with its
periodic retest merited consideration
because it would facilitate the packaging
manufacturer’s and distributor’s
compliance with new packaging
manufacturer notification requirements
adopted in the rule. Thus, in the
September 30, 2010 final rule, we
revised the recordkeeping requirement
from 365 days to a two-year period for
combination packagings and a one-year
period for single packagings consistent
with a typical packaging design’s
periodic retest frequency.
DGAC submitted a follow-up
administrative appeal objecting to our
revision in the September 30, 2010 final
rule to the recordkeeping requirement
for manufacturer notification and
requested that PHMSA return the
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recordkeeping duration to the 365 days
adopted under the February 2, 2010
final rule. DGAC stated that while the
preamble discussion in the September
30, 2010 final rule recognized its
concerns in the initial appeal, the
regulatory response did not grant its
request for the extension of the effective
date and, instead, created a
recordkeeping requirement of two years
that is more difficult to comply with
than the original one-year (365-day)
requirement in the February 2, 2010
final rule. DGAC claimed there is no
need for a shipper to retain a copy of a
packaging’s manufacturer notification
(including closure instructions) for
longer than 365 days. DGAC also asked
whether the words ‘‘supporting
documentation’’ were intentionally
omitted from the September 30, 2011
final rule revision to 49 CFR
178.601(g)(1). Further, DGAC requested
that PHMSA amend 49 CFR 171.14 to
extend the effective date of the February
2, 2010 final rule to October 1, 2011.
PHMSA response.
Although not stated clearly in both
final rules, it was our intent that the
new manufacturer notification
requirements apply to all applicable
hazardous materials packagings
manufactured on or after October 1,
2010. Packagings manufactured before
this date should already conform to
HMR performance standards for their
design type in effect at the time of
manufacture. As we stated in the
February 2, 2010 final rule, we revised
this regulation to address an increase in
hazardous materials releases as a result
of improperly closed packagings. In our
opinion, review of existing
manufacturer notifications for packaging
designs that should already be in
compliance with the HMR would
involve much less effort than DGAC
described in its administrative appeal.
We also believe sufficient time has
elapsed since the February 2, 2010 final
rule was published to complete this task
and any additional time is not
warranted.
Therefore, in this notice, we are
denying DGAC’s appeal to extend the
effective date of the rule. However, we
are proposing to amend § 178.2(c)(1)(ii)
of the HMR based on DGAC’s request to
revert back to the original recordkeeping
retention duration for manufacturer
notification to the 365-day period
adopted in the February 2, 2010 final
rule. Additionally, PHMSA is proposing
to amend § 173.22(a)(4)(ii) by requiring
a shipper to retain manufacturer
notification (including closure
instructions) for a period of 90 days
once a package is offered to the initial
carrier for transportation in commerce.
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In this NPRM, PHMSA is proposing to
clarify that only bulk packagings and
cylinders manufactured in accordance
with Part 178 of the HMR are excepted
from the manufacturer notification
(including closure instructions)
retention requirements specified in
§ 173.22(a)(4) if such information is
permanently embossed or printed on the
packaging. This exception was only
provided with such packagings in mind
and was originally adopted as a result
of public comment.
For clarification, we did not revise
§ 178.601(g)(1) in the September 30,
2010 final rule as DGAC asserts; we did
correct punctuation in
§§ 178.601(g)(8)(xiii)(C) and
(g)(8)(xiii)(D), which do not include
references to supporting documentation.
Moreover, we note that the requirement
for supporting documentation adopted
in the February 2, 2010 final rule
remains in § 178.601(g)(1) with the
statement that the method used to
determine whether the inner packaging,
including closure, of a Variation 1
packaging maintains an equivalent level
of performance to the originally tested
packaging design must be ‘‘documented
in writing by the person certifying
compliance and retained in accordance
with paragraph (l)’’ of § 178.601.
Therefore, no further revision of this
paragraph is needed or is proposed in
this notice.
V. Section-by-Section Review of
Changes
Part 171
Section 171.16
This section prescribes written
hazardous material incident report
requirements. In this notice, we are
proposing to revise the paragraph (d)
exceptions to reflect the eventual phaseout of the ORM–D system on December
31, 2015 and to extend the exception
provided for material classed as ORM–
D to hazardous materials authorized for
transportation as limited quantity
material under Subparts C through E
and Subpart G of Part 173 of the HMR.
This exception is not applicable to air
transportation. See section II.E for a
comprehensive discussion of the
proposed changes.
Part 172
Section 172.200
Section 172.200 prescribes the
applicability of shipping paper
requirements for the transportation of
hazardous materials. In the January 19
final rule, paragraph (b)(3) was revised
to remove the exceptions for ORM–D
material in conformance with revisions
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made to the limited quantity
requirements. In this notice, we are
proposing to revise the effective date for
expiration of the authorization to
reclassify to the ORM–D hazard class
from December 31, 2013 to December
31, 2015 in response to the appeal
submitted by HDMA. Additionally, we
propose to revise paragraph (b)(3) to
correct the shipping paper applicability
for a vessel shipment of ORM–D
material that was inadvertently adopted
in the January 19, 2011 final rule.
Additionally, we want to emphasize
that limited quantity shipments offered
for transportation by air or vessel are
required to be accompanied by shipping
papers as adopted in the January 19,
2011 final rule.
Section 172.315
Section 173.315 prescribes the
requirements for marking packages
containing limited quantity material.
Based on administrative appeals
submitted and requests to make the
requirements for limited quantity
marking clearer, we propose to revise
§ 172.315 to allow the continued use of
alternative limited quantity markings
(i.e., square-on-point with Identification
Number) marking for the same duration
offered for continued use of the ORM–
D marking, that is, until December 31,
2015. The expiration date for the squareon-point with Identification Number
marking remains December 31, 2012 for
air transportation.
Section 172.316
Section 172.316 prescribes marking
requirements for packages containing
materials classed as ORM–D and ORM–
D–AIR. As adopted in the January 19
final rule, the marking prescribed in this
section will no longer be authorized for
limited quantities effective January 1,
2014. In this document, we are
proposing to revise the effective date for
expiration of the authorization to
reclassify to the ORM–D hazard class
from December 31, 2013 to December
31, 2015 in response to the appeal
submitted by HDMA. The expiration
date for the ORM–D–AIR hazard class
marking remains December 31, 2012 for
air transportation.
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Part 173
Section 173.6
This section prescribes exceptions
from certain requirements of the HMR
for the transportation of hazardous
materials defined as material of trade
when transported by motor vehicle. See
§ 171.8. In this notice, we are proposing
to revise the paragraph (d) exceptions to
reflect the phase-out of the ORM–D
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system on December 31, 2015 and
extend the exception provided ORM–D
material to hazardous materials
authorized for transportation as limited
quantity material under Subparts C
through E and Subpart G of Part 173 of
the HMR. See section II.F for a
comprehensive discussion of these
proposed changes.
Section 173.22
Section 173.22 prescribes shipper
responsibilities. In this document,
PHMSA responds to an administrative
appeal submitted in response to a final
rule published February 2, 2010 (HM–
231; 75 FR 5376) that adopted
miscellaneous amendments to
packaging provisions in the HMR. The
final rule revised recordkeeping
requirements in § 173.22 for shipper
retention of manufacturer notification
(including closure instructions). The
amendments adopted required shippers
to maintain a packaging’s manufacturer
notification (including closure
instructions) for 365 days subsequent to
offering the package for transportation.
In this notice, PHMSA is proposing to
revise § 173.22(a)(4) to clarify that only
bulk packagings and cylinders
manufactured in accordance with Part
178 of the HMR are excepted from the
manufacturer notification (including
closure instructions) retention
requirements specified in § 173.22(a)(4)
(shipper responsibilities) if such
information is permanently embossed or
printed on the packaging. Additionally,
we are proposing to revise the same
paragraph to require that, if applicable,
a shipper only be required to retain the
packaging design’s manufacturer
notification (including closure
instructions) for 90 days once offered to
the initial carrier for transportation. See
Section III of this preamble for a more
comprehensive discussion.
Section 173.25
This section prescribes requirements
for the transportation of authorized
packages in overpacks used for
protection or convenience of handling
or to consolidate packages. In this
document, we are proposing to revise
§ 173.25(a)(6) to clarify that all markings
on each package containing a limited
quantity or ORM–D material in an
overpack are not required to be visible,
but rather, that markings representative
of each hazardous material in the
overpack are visible as specified in
§ 173.25(a)(2) and (a)(3). Additionally,
we are proposing to correct an error
made in the January 19, 2011 final rule
by revising paragraphs (a)(6) and the
new (a)(7) applicable to overpacked
packages of limited quantities, ORM–D,
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and excepted quantity materials to
reaffirm that an overpack is only
required to be marked with the word
‘‘OVERPACK’’ if specification markings,
when required, are not visible.
Because these amendments were not
proposed in the original NPRM, nor
were they adopted in the January 19,
2011 final rule, we believe notice and
comment are appropriate. We are
therefore granting the administrative
appeals and soliciting public comment
until July 24, 2012 for the purpose of
gathering information to help determine
if § 173.25(a)(6) and (a)(7) should be
revised to clarify that all markings on
each package containing a limited
quantity, ORM–D, or excepted quantity
material in an overpack, are not
required to be visible; rather, all
markings representative of each
hazardous material in the overpack are
to be visible and whether the required
use of the ‘‘OVERPACK’’ mark should
be expanded in accordance with the
various international standards.
Section 173.63
Section 173.63 specifies packaging
exceptions for certain Division 1.4S
explosive articles authorized for
reclassification and transport as ORM–
D material. Such articles in Division
1.4S may continue to be reclassed as
ORM–D and offered for transportation
until December 31, 2013. Thus, in this
notice we are proposing to revise the
effective date for expiration of the
authorization to reclassify to the ORM–
D hazard class from December 31, 2013
to December 31, 2015 in response to the
appeal submitted by HDMA.
Section 173.144
Section 173.144 defines ‘‘Other
Regulated Materials, ORM–D.’’ In this
notice, we are proposing to revise the
effective date for expiration of the
ORM–D hazard class from December 31,
2013 to December 31, 2015 in response
to the appeal submitted by HDMA.
Sections 173.150, 173.151, 173.152,
173.153, 173.154, 173.155 and 173.306
Sections 173.150 through 173.155
prescribe the exceptions for certain
Class 3, 8 and 9 and Division 2.1, 2.2,
4.1, 4.2, 5.1, 5.2, 6.1 hazardous materials
under the HMR. In response to HDMA’s
administrative appeal, in this notice, we
are proposing to revise the effective date
for expiration of the authorization to
reclassify to the ORM–D hazard class
from December 31, 2013 to December
31, 2015 in each of these sections’
consumer commodity paragraphs,
where applicable.
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Section 173.156
Section 173.156 prescribes exceptions
for the Other Regulated Materials,
ORM–D hazard class. In this notice, we
are proposing to revise the effective date
for expiration of the authorization to
reclassify to the ORM–D hazard class
from December 31, 2013 to December
31, 2015 in response to HDMA’s
administrative appeal.
Section 173.161
Section 173.161 prescribes packaging
requirements for chemical kits and first
aid kits containing small amounts of
hazardous materials. In this notice, we
are proposing to revise the effective date
for expiration of the authorization to
reclassify to the ORM–D hazard class
from December 31, 2013 to December
31, 2015 in response to HDMA’s
administrative appeal.
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Section 173.165
In the January 19 final rule, a new
section 173.165 was added to prescribe
packaging and other requirements for
‘‘Polyester resin kits, UN3269’’ formerly
contained in § 172.102, special
provision 40 and § 173.152(b)(4) of the
HMR. In this notice, we are proposing
to revise the effective date for expiration
of the authorization to reclassify to the
ORM–D hazard class from December 31,
2013 to December 31, 2015 in response
to HDMA’s administrative appeal.
Section 173.167
In the January 19 final rule, a new
section 173.167 was added to indicate
authorized materials and quantity limits
for articles and substances that may be
described as ‘‘ID8000, Consumer
commodity,’’ eligible for transport by
aircraft and authorized transportation by
all modes. This notice addresses
inconsistencies with the ICAO
Technical Instructions brought to our
attention in appeals submitted in
response to the final rule. Appellants
are correct in their assessment of the
inconsistencies that exist between the
consumer commodity provisions
adopted in the HMR and the ICAO
Technical Instructions. We are granting
their administrative appeals and
soliciting public comment for the
limited purpose of gathering any
information to help determine if we
should revise the § 173.167 amendments
adopted in the final rule consistent with
Packing Instruction Y963 of the ICAO
Technical Instructions.
Section 173.230
Section 173.230 prescribes the
requirements for fuel cells offered for
transportation by all modes. In
paragraph (g) of the final rule, PHMSA
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adopted limited quantity provisions for
such articles by aircraft consistent with
the ICAO Technical Instructions. In
paragraph (h), PHMSA also adopted a
prohibition of reclassification to
‘‘Consumer commodity, ORM–D–AIR’’
for transportation by aircraft. In this
notice, we are proposing to revise the
effective date for expiration of the
authorization to reclassify to the ORM–
D hazard class for other than air
transportation from December 31, 2013
to December 31, 2015 in response to
HDMA’s administrative appeal.
Section 173.306
Section 173.306 prescribes
requirements for limited quantity of
compressed gases. In paragraph (i)(2),
we are proposing to revise the effective
date for expiration of the authorization
to reclassify to the ORM–D hazard class
from December 31, 2013 to December
31, 2015 in response to HDMA’s
administrative appeal.
Section 173.309
Section 173.309 prescribes
requirements for fire extinguishers. In
this NPRM, we are proposing to revise
the entire section for clarity. First, we
are proposing to move the limited
quantity requirements and exceptions
from paragraph (a) to paragraph (b) as
we typically indicate regulation first in
most sections followed by any
exceptions to that regulation. Second,
we are proposing to add regulatory text
from § 172.102(c)(1) Special provision
18 to revised paragraph (a) that
prescribes the conditions when
specification cylinders may be
described, offered and transported in
commerce as fire extinguishers. Further,
we solicit public comment on whether
we should consider allowing UN
specification cylinders as fire
extinguishers in § 173.309. Lastly, we
are proposing to revise paragraph (b) by
excepting a limited quantity package of
fire extinguishers from shipping papers
when transported by highway or rail if
marked in accordance with § 172.315.
This exception is provided in addition
to the existing HMR exceptions from
labeling (unless offered for
transportation by aircraft), placarding,
Part 174 and Part 177 for limited
quantity packages of fire extinguishers.
Part 175
Section 175.10
In the January 19, 2011 final rule, we
amended the HMR to align with
international standards by designating
paragraphs (a)(17) and (a)(18) as
paragraphs (a)(18) and (a)(19) and by
adding a new paragraph (a)(17) that
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authorized a mobility aid such as a
wheelchair, powered by a lithium ion
battery, to be transported aboard a
passenger-carrying aircraft.
For consistency with the wheelchair
or other battery-powered mobility aid
provisions in § 175.10(a)(15) and (a)(16),
and the provisions provided for the
carriage of portable electronic devices
powered by lithium ion batteries in
§ 175.10(a)(17) (now § 175.10(a)(18)), the
final rule merged applicable provisions
for the transportation of lithium ion
battery-powered mobility aids into a
new § 175.10(a)(17). We stated that
removal of the battery may be necessary
based on results of the required visual
inspection or if the mobility aid was to
be offered to the operator as checked
baggage. It was not our intent to require
an operator or passenger to remove a
properly secured lithium ion battery
from a mobility aid that was not
specifically designed to allow its
batteries to be removed. Further, it is the
responsibility of the operator to
determine if the wheelchair or other
mobility aid is designed to have its
battery removed by the user.
Information provided by the user or
visual inspection may be used in this
process. Therefore, a revision of certain
amendments adopted in § 175.10(a)(17)
of the final rule is required and are as
follows:
• A mobility aid such as a
wheelchair, powered by a lithium ion
battery, must be transported as checked
baggage aboard an aircraft. This
requirement is consistent with the 14
CFR Part 382 provisions under the Air
Carrier Access Act (ACAA);
• Provided the wheelchair or other
mobility aid is not specifically designed
to allow its lithium ion battery to be
removed, battery removal is not
required;
• If the battery is to remain installed,
a wheelchair or other mobility aid may
be loaded and stowed in any orientation
determined by the operator necessary to
prevent unintentional activation of the
mobility aid or short circuiting of the
battery and is equally protected as the
upright orientation would provide;
• The wheelchair or other mobility
aid must be protected from damage by
the movement of baggage, mail, service
items, or other cargo; and
• As adopted in the January 19, 2011
final rule, a lithium ion battery
specifically designed to be removed
from a mobility aid (e.g., collapsible) by
the user and any spare batteries must be
transported in carry-on baggage in
accordance with paragraph (vii). The
carry-on battery must not exceed 25
grams aggregate equivalent lithium
content and a maximum of one spare
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battery not exceeding 25 grams
aggregate equivalent lithium content or
two spares not exceeding 13.5 grams
aggregate equivalent lithium content
each may be carried on.
Part 176
Section 176.905
Section 176.905 prescribes specific
requirements for motor vehicles or
mechanical equipment powered by
internal combustion engines that are
offered for transportation and
transported by vessel. In the January 19,
2011 final rule, PHMSA should have
revised the paragraph (i) introductory
text to clarify that if any of the
exceptions criteria were met, the articles
were excepted from the requirements of
the HMR. Additionally, PHMSA is
proposing in this notice to remove the
heading for each exception criterion in
paragraph (i) for clarity. They are not
necessary and have resulted in
confusion among our stakeholders as
some of the headings were perceived to
be inconsistent with the IMDG Code.
Part 178
Section 178.2
Section 178.2 prescribes HMR
applicability and responsibility required
of packaging manufacturers. In this
notice, PHMSA responds to an
administrative appeal submitted in
response to a final rule published
February 2, 2010 (HM–231; 75 FR 5376)
that adopted miscellaneous
amendments to packaging provisions in
the HMR. The final rule revised
recordkeeping requirements in § 173.22
for shipper retention of manufacturer
notification (including closure
instructions). The amendments adopted
required shippers to maintain a
packaging manufacturer’s notification
(including closure instructions) for 365
days subsequent to offering the package
for transportation. The final rule also
revised § 178.2(c) to strengthen
manufacturer notification requirements
and to allow manufacturers greater
flexibility in how they provide the
notification. The final rule was effective
on October 1, 2010.
In response to a misunderstanding of
an administrative appeal, PHMSA
revised the recordkeeping requirement
from 365 days to a two-year period for
combination packagings and a one-year
period for single packagings consistent
with a typical packaging design’s
periodic retest frequency. Subsequently,
DGAC submitted another administrative
appeal requesting PHMSA revise the
notification retention requirements in
§ 178.2(c)(1)(ii) back to the original one
year from date of issuance. Thus, in this
notice we are proposing to amend the
HMR based on DGAC’s request to revert
back to the original recordkeeping
retention duration for manufacturer
notification to one year.
VI. Regulatory Analyses and Notices
A. Statutory/Legal Authority for This
Rulemaking
This NPRM is published under the
following statutory authorities:
1. 49 U.S.C. 5103(b) authorizes the
Secretary of Transportation to prescribe
regulations for the safe transportation,
including security, of hazardous
material in intrastate, interstate, and
foreign commerce. This NPRM responds
to administrative appeals of certain
amendments adopted in final rule
PHMSA–2009–0126 (HM–215K)
published on January 19, 2011 (76 FR
3308). Additionally, it responds to
administrative appeals of certain
amendments adopted in a final rule
PHMSA–2006–25736 (HM–231)
published on February 2, 2010 (75 FR
5376).
2. 49 U.S.C. 5120(b) authorizes the
Secretary of Transportation to ensure
that, to the extent practicable,
regulations governing the transportation
of hazardous materials in commerce are
consistent with standards adopted by
international authorities.
B. Executive Orders 12866 and 13563
and DOT Regulatory Policies and
Procedures
This notice is not considered a
significant regulatory action under
section 3(f) of Executive Order 12866
and, therefore, was not reviewed by the
Office of Management and Budget. This
notice is not considered a significant
rule under the Regulatory Policies and
Procedures of the Department of
Transportation (44 FR 11034).
Additionally, E.O. 13563 supplements
and reaffirms E.O. 12866, stressing that,
to the extent permitted by law, an
agency rulemaking action must be based
on benefits that justify its costs, impose
the least burden, consider cumulative
burdens, maximize benefits, use
performance objectives, and assess
available alternatives.
This notice applies to offerors and
carriers of hazardous materials, such as
chemical manufacturers, chemical users
and suppliers, packaging manufacturers,
distributors, radiopharmaceutical
companies, and training companies.
Benefits resulting from the adoption of
the amendments in this notice include
enhanced transportation safety resulting
from the consistency of domestic and
international hazard communications
and continued access to foreign markets
by U.S. manufacturers of hazardous
materials. A regulatory evaluation is
available for review in the public docket
for this rulemaking.
In most instances, the amendments in
this rulemaking reduce compliance
costs of the regulated population, and it
is likely that these changes are possible
without reducing public safety.
Although we were not able to quantify
all of the costs and benefits for most of
the amendments, the net benefits of
those we were able to quantify are
approximately $3.5 million per year.
The following table summarizes the
costs and benefits for the different
amendments being proposed:
SUMMARY OF COSTS AND BENEFITS
Issue addressed by
amendments to HMR
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Domestic transportation
of ORM–D material.
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Costs
Benefits
Net benefit
Extending the effective date of eliminating the
ORM–D system will result in minor short-term
costs on shippers and carriers who will have
to recognize and comply with two marking
systems over a longer transition period.
Extending the effective date of eliminating the
ORM–D system will allow companies to deplete stocks of hazard communication materials and pre-printed packaging with the
ORM–D markings on them. Clarifications will
reduce compliance costs that result from confusion and misinterpretation of the regulatory
requirements.
$7.3 million over
2 years.
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SUMMARY OF COSTS AND BENEFITS—Continued
Issue addressed by
amendments to HMR
Costs
Benefits
Use of the Square-onPoint and ID Number
Limited Quantity Marking.
Extending the effective date of eliminating the
revised limited quantity marking system will
result in minor short-term costs on shippers
and carriers who will have to recognize and
comply with two marking systems over a
longer transition period.
Positive.
Fuel Cell Cartridges
Transported in Passenger Checked Baggage.
Costs are expected to be negligible ...................
Consumer Commodity
Transport by Aircraft.
No costs are anticipated as the proposal provides clarification and guidance for existing
requirements adopted in the January 19,
2011 Final Rule.
No costs are anticipated .....................................
Extending the effective date of eliminating the
revised limited quantity marking system will
allow companies to deplete stocks of hazard
communication materials and pre-printed
packaging with the ORM–D markings on
them. Clarifications will reduce compliance
costs that result from confusion and misinterpretation of the regulatory requirements.
The proposal is expected to reduce security
costs for locating and removing fuel cells
from passenger checked baggage, as well as
reduce passenger confusion and the cost to
consumers of replacing confiscated fuel cell
cartridges.
Clarifications will reduce compliance costs that
result from confusion and misinterpretation of
the regulatory requirements.
Increased exceptions for written reporting requirements will reduce the regulatory burden
on shippers/carriers of limited quantity materials.
Increased materials of trade exceptions will reduce the regulatory burden on shippers/carriers of limited quantity materials.
Reduced costs that shippers will incur as a result of having to retain records for only 90
days as opposed to 730 days.
Positive.
Incident Reporting for
Limited Quantity Material.
Materials of Trade Exceptions.
No costs are anticipated .....................................
Recordkeeping Requirements for Manufacturer Notification*.
Costs are expected to be negligible ...................
Net benefit
$155,766 per
year.
Positive.
Positive.
$3.3 million per
year.
* Administrative appeals submitted in response to the HM–231 Final Rule.
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C. Executive Order 13132
This notice has been analyzed in
accordance with the principles and
criteria contained in Executive Order
13132 (‘‘Federalism’’), and the
President’s memorandum on
‘‘Preemption’’ published in the Federal
Register on May 22, 2009 (74 FR 24693).
If adopted in a final rule, it would
preempt State, local, and Indian tribe
requirements but does not propose any
regulation that has substantial direct
effects on the States, the relationship
between the national government and
the States, or the distribution of power
and responsibilities among the various
levels of government. Therefore, the
consultation and funding requirements
of Executive Order 13132 do not apply.
The Federal hazardous material
transportation law, 49 U.S.C. 5101–
5128, contains an express preemption
provision (49 U.S.C. 5125(b)) that
preempts State, local, and Indian tribe
requirements for certain subjects. The
subjects are:
(1) The designation, description, and
classification of hazardous materials;
(2) The packing, repacking, handling,
labeling, marking, and placarding of
hazardous materials;
(3) The preparation, execution, and
use of shipping documents related to
hazardous materials and requirements
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related to the number, contents, and
placement of those documents;
(4) The written notification,
recording, and reporting of the
unintentional release in transportation
of hazardous material; and
(5) The design, manufacture,
fabrication, marking, maintenance,
recondition, repair, or testing of a
packaging or container represented,
marked, certified, or sold as qualified
for use in transporting hazardous
material.
This notice addresses all the covered
subject items above and preempts State,
local, and Indian tribe requirements not
meeting the ‘‘substantively the same’’
standard. This notice is necessary to
incorporate revisions to the HMR based
on administrative appeals submitted in
response to the January 19, 2011 final
rule, effective January 1, 2011. Federal
hazardous materials transportation law
provides at section 5125(b)(2) that, if
DOT issues a regulation concerning any
of the covered subjects, DOT must
determine and publish in the Federal
Register the effective date of Federal
preemption. The effective date may not
be earlier than the 90th day following
the date of issuance of the final rule and
not later than two years after the date of
issuance. The effective date of Federal
preemption is [DATE 90 DAYS FROM
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PUBLICATION DATE OF FINAL RULE
IN THE Federal Register].
D. Executive Order 13175
This notice was analyzed in
accordance with the principles and
criteria contained in Executive Order
13175 (‘‘Consultation and Coordination
with Indian Tribal Governments’’).
Because this notice does not have tribal
implications, does not impose
substantial direct compliance costs, and
is required by statute, the funding and
consultation requirements of Executive
Order 13175 do not apply.
E. Regulatory Flexibility Act, Executive
Order 13272, and DOT Procedures and
Policies
The Regulatory Flexibility Act (5
U.S.C. 601 et seq.) requires an agency to
review regulations to assess their impact
on small entities unless the agency
determines that a rule is not expected to
have a significant impact on a
substantial number of small entities. We
have completed an assessment and
placed it in the docket for this
rulemaking. Commenters are invited to
address the costs and benefits of the
amendments proposed in this notice
and the potential impacts, positive or
negative, on small businesses.
This notice has been developed in
accordance with Executive Order 13272
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(‘‘Proper Consideration of Small Entities
in Agency Rulemaking’’) and DOT’s
procedures and policies to promote
compliance with the Regulatory
Flexibility Act to ensure that potential
impacts of proposed rules on small
entities are properly considered.
F. Paperwork Reduction Act
Under the Paperwork Reduction Act
of 1995, no person is required to
respond to an information collection
unless it has been approved by OMB
and displays a valid OMB control
number. Section 1320.8(d), Title 5, Code
of Federal Regulations requires that
PHMSA provide interested members of
the public and affected agencies an
opportunity to comment on information
and recordkeeping requests.
This notice identifies a revised
information collection request that
PHMSA will submit to OMB for
approval based on the requirements
proposed in this notice. PHMSA has
developed burden estimates to reflect
proposed changes in this notice, and
estimates the information collection and
recordkeeping burden as proposed in
this notice to be as follows:
• This notice reduces the OMB
Control Number 2137–0572 information
collection burden by $1,654,384
annually.
PHMSA will submit the revised
information collection and
recordkeeping requirements to OMB for
approval.
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G. Regulatory Identifier Number (RIN)
A regulation identifier number (RIN)
is assigned to each regulatory action
listed in the Unified Agenda of Federal
Regulations. The Regulatory Information
Service Center publishes the Unified
Agenda in April and October of each
year. The RIN contained in the heading
of this document can be used to crossreference this action with the Unified
Agenda.
H. Unfunded Mandates Reform Act
This notice does not impose
unfunded mandates under the
Unfunded Mandates Reform Act of
1995. It does not result in costs of
$141.3 million or more to either State,
local, or tribal governments, in the
aggregate, or to the private sector, and
is the least burdensome alternative that
achieves the objective of the rule.
I. Environmental Assessment
The National Environmental Policy
Act of 1969 (NEPA) requires Federal
agencies to consider the consequences
of major Federal actions and prepare a
detailed statement on actions
significantly affecting the quality of the
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human environment. In the January 19,
2011 final rule, we developed an
assessment to determine the effects of
these revisions on the environment and
whether a more comprehensive
environmental impact statement may be
required. Our findings concluded that
there are no significant environmental
impacts associated with the final rule.
Consistency in the regulations for the
transportation of hazardous materials
aids in shippers’ understanding of what
is required and permits shippers to
more easily comply with safety
regulations and avoid the potential for
environmental damage or
contamination. For interested parties, an
environmental assessment was included
with the January 19, 2011 final rule
available in the public docket.
Additionally, we do not see any
significant environmental impacts
associated with the amendments
proposed in this notice regarding the
administrative appeals submitted in
response to the January 19 final rule. We
welcome comment on this initial
determination.
exclude imports that meet this objective.
Accordingly, this rulemaking is
consistent with PHMSA’s obligations
under the Trade Agreement Act, as
amended.
J. Privacy Act
Anyone is able to search the
electronic form of any written
communications and comments
received into any of our dockets by the
name of the individual submitting the
document (or signing the document, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (65 FR
19477) or you may visit https://
www.dot.gov/privacy.html.
49 CFR Part 175
K. International Trade Analysis
The Trade Agreements Act of 1979
(Pub. L. 96–39), as amended by the
Uruguay Round Agreements Act (Pub.
L. 103–465), prohibits Federal agencies
from establishing any standards or
engaging in related activities that create
unnecessary obstacles to the foreign
commerce of the United States. For
purposes of these requirements, Federal
agencies may participate in the
establishment of international
standards, so long as the standards have
a legitimate domestic objective, such as
providing for safety, and do not operate
to exclude imports that meet this
objective. The statute also requires
consideration of international standards
and, where appropriate, that they be the
basis for U.S. standards. PHMSA
participates in the establishment of
international standards in order to
protect the safety of the American
public, and we have assessed the effects
of this notice to ensure that it does not
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List of Subjects
49 CFR Part 171
Exports, Hazardous materials
transportation, Hazardous waste,
Imports, Incorporation by reference,
Reporting and recordkeeping
requirements.
49 CFR Part 172
Education, Hazardous materials
transportation, Hazardous waste,
Incorporation by reference, Labeling,
Markings, Packaging and containers,
Reporting and recordkeeping
requirements.
49 CFR Part 173
Hazardous materials transportation,
Incorporation by reference, Packaging
and containers, Radioactive materials,
Reporting and recordkeeping
requirements, Uranium.
Air carriers, Hazardous materials
transportation, Incorporation by
reference, Radioactive materials,
Reporting and recordkeeping
requirements.
49 CFR Part 176
Hazardous materials transportation,
Incorporation by reference, Maritime
carriers, Radioactive materials,
Reporting and recordkeeping
requirements.
49 CFR Part 178
Hazardous materials transportation,
Incorporation by reference, Motor
vehicle safety, Packaging and
containers, Reporting and recordkeeping
requirements.
In consideration of the foregoing,
PHMSA is proposing to amend Title 49,
Subtitle B, Chapter I as follows:
PART 171—GENERAL INFORMATION,
REGULATIONS, AND DEFINITIONS
1. The authority citation for part 171
continues to read as follows:
Authority: 49 U.S.C. 5101–5128, 44701; 49
CFR 1.45 and 1.53; Pub. L. 101–410 section
4 (28 U.S.C. 2461 note); Pub. L. 104–134
section 31001.
2. In § 171.16, paragraph (d)(2)(i) is
revised to read as follows:
§ 171.16 Detailed hazardous materials
incident reports.
*
*
*
(d) * * *
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(2) An unintentional release of a
hazardous material when:
(i) The material is—
(A) A limited quantity material
packaged under authorized exceptions
in the § 172.101 Hazardous Materials
Table of this subchapter excluding Class
7 (radioactive) material; or
(B) A Packing Group III material in
Class or Division 3, 4, 5, 6.1, 8, or 9;
(ii) The material is released from a
package having a capacity of less than
20 liters (5.2 gallons) for liquids or less
than 30 kg (66 pounds) for solids;
(iii) The total amount of material
released is less than 20 liters (5.2
gallons) for liquids or less than 30 kg (66
pounds) for solids; and
(iv) The material is not—
(A) Offered for transportation or
transported by aircraft;
(B) A hazardous waste; or
(C) An undeclared hazardous
material;
*
*
*
*
*
PART 172—HAZARDOUS MATERIALS
TABLE, SPECIAL PROVISIONS,
HAZARDOUS MATERIALS
COMMUNICATIONS, EMERGENCY
RESPONSE INFORMATION, AND
TRAINING REQUIREMENTS, AND
SECURITY PLANS
3. The authority citation for part 172
continues to read as follows:
Authority: 49 U.S.C. 5101–5128; 44701; 49
CFR 1.53.
(2) ORM–D marked packaging. Except
for transportation by aircraft and until
December 31, 2015, a packaging marked
in accordance with § 172.316 of this part
is not required to be marked with the
limited quantity marking required by
paragraph (a) of this section. For
transportation by aircraft and until
December 31, 2012, a packaging marked
in accordance with § 172.316 is not
required to be marked with the limited
quantity ‘‘Y’’ marking required by
paragraph (b) of this section.
6. In § 172.316, paragraph (a)(2) is
revised to read as follows:
§ 172.316 Packagings containing materials
classed as ORM–D.
(a) * * *
(1) * * *
(2) Until December 31, 2015, ORM–D
for an ORM–D material that is packaged
in accordance with §§ 173.63, 173.150
through 173.156 and 173.306.
*
*
*
*
*
PART 173—SHIPPERS—GENERAL
REQUIREMENTS FOR SHIPMENTS
AND PACKAGINGS
7. The authority citation for part 173
continues to read as follows:
Authority: 49 U.S.C. 5101–5128, 44701; 49
CFR 1.45, 1.53.
8. In § 173.6, paragraph (a)(6) is added
to read as follows:
§ 173.6
Materials of trade exceptions.
*
*
*
*
*
(b) * * *
(3) A limited quantity package unless
the material is offered for transportation
by aircraft or vessel and, until December
31, 2015, a package of ORM–D material
authorized by this subchapter on
October 1, 2010, when offered for
transportation by highway, rail or
vessel.
*
*
*
*
*
5. In § 172.315, paragraph (d) is
revised to read as follows:
*
*
*
*
(a) * * *
(6) A limited quantity package
prepared in accordance with §§ 173.27,
173.63, 173.150, 173.151(b) and (c),
173.152, 173.153, 173.154, 173.155,
173.161, 173.165, 173.167 and
173.306(i) of this subchapter. Division
4.3 substances must be prepared in
accordance with paragraph (a)(3) of this
section. Class 7 (radioactive) substances,
instruments and articles are not
authorized under the provisions of this
section.
*
*
*
*
*
9. In § 173.22, paragraph (a)(4) is
revised to read as follows:
§ 172.315
§ 173.22
4. In § 172.200, paragraph (b)(3) is
revised to read as follows:
§ 172.200
Applicability.
*
Limited quantities.
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*
*
*
*
*
(d) Transitional exceptions. (1)
Alternative markings. Except for
transportation by aircraft and until
December 31, 2015, a package
containing a limited quantity may
continue to be marked in accordance
with the requirements of this section in
effect on October 1, 2010 (i.e., squareon-point with identification number
only) as an alternative to the marking
required by paragraph (a) of this section.
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Shipper’s responsibility.
(a) * * *
(4)(i) For a DOT Specification or UN
standard packaging subject to the
requirements of part 178 of this
subchapter, a person must perform all
functions necessary to bring the package
into compliance with parts 173 and 178
of this subchapter, as identified by the
packaging manufacturer or subsequent
distributor (for example, applying
closures consistent with the
manufacturer’s closure instructions) in
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31285
accordance with § 178.2 of this
subchapter.
(ii) For other than a bulk packaging or
a cylinder, a person must retain a copy
of the manufacturer’s notification,
including closure instructions (see
§ 178.2(c) of this subchapter). For a bulk
packaging or a cylinder, a person must
retain a copy of the manufacturer’s
notification, including closure
instructions (see § 178.2(c) of this
subchapter), unless permanently
embossed or printed on the packaging.
A copy of the manufacturer’s
notification, including closure
instructions (see § 178.2(c) of this
subchapter), unless permanently
embossed or printed on the packaging
when applicable, must be made
available for inspection by a
representative of the Department upon
request for at least 90 days once the
package is offered to the initial carrier.
(iii) When applicable, a person must
retain a copy of any supporting
documentation used to determine an
equivalent level of performance under
the selective testing variation in
§ 178.601(g)(1) of this subchapter. Such
documentation is to be retained by the
person certifying compliance with
§ 178.601(g)(1) as specified in
§ 178.601(l).
10. In § 173.25, paragraph (a)(6) is
revised and new paragraph (a)(7) is
added to read as follows:
§ 173.25 Authorized packagings and
overpacks.
(a) * * *
(6) Limited quantities and ORM
material. The overpack is marked with
a limited quantity marking prescribed in
§ 172.315 of this subchapter or, the
ORM marking prescribed in § 172.316 of
this subchapter, unless a limited
quantity or ORM marking representative
of the hazardous material in the
overpack is visible.
(7) Excepted quantities. The overpack
is marked with all required marking of
§ 173.4a of this part unless visible.
*
*
*
*
*
11. In § 173.63, paragraph (b)(1)(ii) is
revised to read as follows:
§ 173.63
Packaging exceptions.
*
*
*
*
*
(b) * * *
(1) * * *
(ii) Until December 31, 2012, a
package containing such articles may be
marked with the proper shipping name
‘‘Cartridges, small arms’’ or ‘‘Cartridges,
power device (used to project fastening
devices)’’ and reclassed as ‘‘ORM–D–
AIR’’ material if it contains properly
packaged articles as authorized by this
subchapter on October 1, 2010.
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Additionally, for transportation by
aircraft, Cartridge, power devices must
be successfully tested under the UN
Test Series 6(d) criteria for
reclassification as ORM–D–AIR material
effective July 1, 2011. Until December
31, 2015, a package containing such
articles may be marked with the proper
shipping name ‘‘Cartridges, small arms’’
or ‘‘Cartridges, power device (used to
project fastening devices)’’ and
reclassed as ‘‘ORM–D’’ material if it
contains properly packaged articles as
authorized by this subchapter on
October 1, 2010.
*
*
*
*
*
12. Section 173.144 is revised to read
as follows:
§ 173.144 Other Regulated Material
(ORM)—Definitions.
Until December 31, 2015 and for the
purposes of this subchapter, ‘‘ORM–D
material’’ means a material such as a
consumer commodity, cartridges, small
arms or cartridges, power devices
which, although otherwise subject to the
regulations of this subchapter, presents
a limited hazard during transportation
due to its form, quantity and packaging.
The article or substance must be a
material for which exceptions are
provided in Column (8A) of the
§ 172.101 Hazardous Materials Table.
13. In § 173.150, paragraph (c) is
revised to read as follows:
§ 173.150 Exceptions for Class 3
(flammable and combustible liquids).
*
*
*
*
*
(c) Consumer commodities. Until
December 31, 2015, a limited quantity
package containing a ‘‘consumer
commodity’’ as defined in § 171.8 of this
subchapter, may be renamed ‘‘Consumer
commodity’’ and reclassed as ORM–D
or, until December 31, 2012, as ORM–
D–AIR material and offered for
transportation and transported in
accordance with the applicable
provisions of this subchapter in effect
on October 1, 2010.
*
*
*
*
*
14. In § 173.151, paragraphs (b) and
(c) are revised to read as follows:
§ 173.151
Exceptions for Class 4.
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*
*
*
*
*
(b) Limited quantities of Division 4.1.
Limited quantities of flammable solids
(Division 4.1) in Packing Groups II and
III and, where authorized by this
section, charcoal briquettes (Division
4.2) in Packing Group III, are excepted
from labeling requirements unless the
material is offered for transportation or
transported by aircraft, and are excepted
from the specification packaging
requirements of this subchapter when
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packaged in combination packagings
according to this paragraph. If
authorized for transportation by aircraft,
the package must also conform to
applicable requirements of § 173.27 of
this part (e.g., authorized materials,
inner packaging quantity limits and
closure securement) and only hazardous
material authorized aboard passengercarrying aircraft may be transported as
a limited quantity. A limited quantity
package that conforms to the provisions
of this section is not subject to the
shipping paper requirements of subpart
C of part 172 of this subchapter, unless
the material meets the definition of a
hazardous substance, hazardous waste,
marine pollutant, or is offered for
transportation and transported by
aircraft or vessel, and is eligible for the
exceptions provided in § 173.156 of this
part. In addition, shipments of limited
quantities are not subject to subpart F
(Placarding) of part 172 of this
subchapter. Each package must conform
to the packaging requirements of
subpart B of this part and may not
exceed 30 kg (66 pounds) gross weight.
Except for transportation by aircraft, the
following combination packagings are
authorized:
(1) For flammable solids in Packing
Group II, inner packagings not over 1.0
kg (2.2 pounds) net capacity each,
packed in a strong outer packaging.
(2) For flammable solids in Packing
Group III, inner packagings not over 5.0
kg (11 pounds) net capacity each,
packed in a strong outer packaging.
(c) Consumer commodities. Until
December 31, 2015, a limited quantity
package (including Charcoal briquettes
(NA1361)) containing a ‘‘consumer
commodity’’ as defined in § 171.8 of this
subchapter, may be renamed ‘‘Consumer
commodity’’ and reclassed as ORM–D
or, until December 31, 2012, as ORM–
D–AIR material and offered for
transportation and transported in
accordance with the applicable
provisions of this subchapter in effect
on October 1, 2010. For transportation
by aircraft, the maximum net mass for
Charcoal briquettes (NA1361) is 25 kg
per package.
*
*
*
*
*
15. In § 173.152, paragraph (c) is
revised to read as follows:
§ 173.152 Exceptions for Division 5.1
(oxidizers) and Division 5.2 (organic
peroxides).
*
*
*
*
*
(c) Consumer commodities. Until
December 31, 2015, a limited quantity
package containing a ‘‘consumer
commodity’’ as defined in § 171.8 of this
subchapter, may be renamed ‘‘Consumer
commodity’’ and reclassed as ORM–D
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or, until December 31, 2012, as ORM–
D–AIR material and offered for
transportation and transported in
accordance with the applicable
provisions of this subchapter in effect
on October 1, 2010.
16. In § 173.153, paragraph (c) is
revised to read as follows:
§ 173.153 Exceptions for Division 6.1
(poisonous material).
*
*
*
*
*
(c) Consumer commodities. Until
December 31, 2015, a limited quantity
package of poisonous material in
Packing Group III or a drug or medicine
in Packing Group II or III that is also a
‘‘consumer commodity’’ as defined in
§ 171.8 of this subchapter, may be
renamed ‘‘Consumer commodity’’ and
reclassed as ORM–D or, until December
31, 2012, as ORM–D–AIR material and
offered for transportation and
transported in accordance with the
applicable provisions of this subchapter
in effect on October 1, 2010.
17. In § 173.154, paragraph (c) is
revised to read as follows:
§ 173.154 Exceptions for Class 8
(corrosive material).
*
*
*
*
*
(c) Consumer commodities. Until
December 31, 2015, a limited quantity
package containing a ‘‘consumer
commodity’’ as defined in § 171.8 of this
subchapter, may be renamed ‘‘Consumer
commodity’’ and reclassed as ORM–D
or, until December 31, 2012, as ORM–
D–AIR material and offered for
transportation and transported in
accordance with the applicable
provisions of this subchapter in effect
on October 1, 2010.
*
*
*
*
*
18. In § 173.155, paragraph (c) is
revised to read as follows:
§ 173.155 Exceptions for Class 9
(miscellaneous hazardous materials).
*
*
*
*
*
(c) Consumer commodities. Until
December 31, 2015, a limited quantity
package containing a ‘‘consumer
commodity’’ as defined in § 171.8 of this
subchapter, may be renamed ‘‘Consumer
commodity’’ and reclassed as ORM–D
or, until December 31, 2012, as ORM–
D–AIR material and offered for
transportation and transported in
accordance with the applicable
provisions of this subchapter in effect
on October 1, 2010.
19. Section 173.156 is revised to read
as follows:
§ 173.156 Exceptions for limited quantity
and ORM.
(a) Exceptions for hazardous materials
shipments in the following paragraphs
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are permitted only if this section is
referenced for the specific hazardous
material in the § 172.101 Table or in a
packaging section in this part.
(b) Packagings for limited quantity
and ORM–D are specified according to
hazard class in §§ 173.150 through
173.155 and in 173.306 and 173.309(b).
In addition to exceptions provided for
limited quantity and ORM–D materials
elsewhere in this part, the following are
provided:
(1) Strong outer packagings as
specified in this part, marking
requirements specified in subpart D of
part 172 of this subchapter, and the 30
kg (66 pounds) gross weight limitation
are not required for packages of limited
quantity materials marked in
accordance with § 172.315 of this
subchapter, or, until December 31, 2015,
materials classed and marked as ORM–
D and described as a Consumer
commodity, as defined in § 171.8 of this
subchapter, when—
(i) Unitized in cages, carts, boxes or
similar overpacks;
(ii) Offered for transportation or
transported by:
(A) Rail;
(B) Private or contract motor carrier;
or
(C) Common carrier in a vehicle under
exclusive use for such service; and
(iii) Transported to or from a
manufacturer, a distribution center, or a
retail outlet, or transported to a disposal
facility from one offeror.
(2) The 30 kg (66 pounds) gross
weight limitation does not apply to
packages of limited quantity materials
marked in accordance with § 172.315 of
this subchapter, or, until December 31,
2015, materials classed and marked as
ORM–D and described as a Consumer
commodity, as defined in § 171.8 of this
subchapter, when offered for
transportation or transported by
highway or rail between a manufacturer,
a distribution center, and a retail outlet
provided—
(i) Inner packagings conform to the
quantity limits for inner packagings
specified in §§ 173.150(b), 173.152(b),
173.154(b), 173.155(b), 173.306(a) and
(b), and 173.309(b), as appropriate;
(ii) The inner packagings are packed
into corrugated fiberboard trays to
prevent them from moving freely;
(iii) The trays are placed in a
fiberboard box which is banded and
secured to a wooden pallet by metal,
fabric, or plastic straps, to form a single
palletized unit;
(iv) The package conforms to the
general packaging requirements of
subpart B of this part;
(v) The maximum net quantity of
hazardous material permitted on one
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16:05 May 24, 2012
Jkt 226001
palletized unit is 250 kg (550 pounds);
and
(vi) The package is properly marked
in accordance with § 172.315 or, until
December 31, 2015, § 172.316 of this
subchapter.
20. In section 173.161, paragraph
(d)(2) is revised to read as follows:
§ 173.161
Chemical kits and first aid kits.
*
*
*
*
*
(d) * * *
(2) Consumer commodities. Until
December 31, 2015, a limited quantity
package containing a ‘‘consumer
commodity’’ as defined in § 171.8 of this
subchapter may be renamed ‘‘Consumer
commodity’’ and reclassed as ORM–D
or, until December 31, 2012, as ORM–
D–AIR material and offered for
transportation and transported in
accordance with the applicable
provisions of this subchapter in effect
on October 1, 2010.
*
*
*
*
*
21. In section 173.165, paragraph (c)
is revised to read as follows:
§ 173.165
Polyester resin kits.
*
*
*
*
*
(c) Consumer commodities. Until
December 31, 2015, a limited quantity
package containing a ‘‘consumer
commodity’’ as defined in § 171.8 of this
subchapter may be renamed ‘‘Consumer
commodity’’ and reclassed as ORM–D
or, until December 31, 2012, as ORM–
D–AIR material and offered for
transportation and transported in
accordance with the applicable
provisions of this subchapter in effect
on October 1, 2010.
22. Section 173.167 is revised to read
as follows:
§ 173.167
Consumer commodities.
(a) Effective January 1, 2013, a
‘‘consumer commodity’’ (see § 171.8 of
this subchapter) when authorized
transportation by aircraft may only
include articles or substances of Class 2
(non-toxic aerosols only), Class 3
(Packing Group II and III only), Division
6.1 (Packing Group III only), UN3077,
UN3082, UN3175, UN3334, and
UN3335, provided such materials do not
have a subsidiary risk and are
authorized aboard a passenger-carrying
aircraft. Consumer commodities are
excepted from the specification outer
packaging requirements of this
subchapter. Packages prepared under
the requirements of this section may be
offered for transportation and
transported by all modes. Additionally,
the following apply:
(1) Inner and outer packaging
quantity limits. (i) Non-toxic aerosols, as
defined in § 171.8 of this subchapter
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31287
and constructed in accordance with
§ 173.306 of this part, in non-refillable,
non-metal containers not exceeding 120
mL (4 fluid ounces) each, or in nonrefillable metal containers not exceeding
820 mL (28 ounces) each, except that
flammable aerosols may not exceed 500
mL (16.9 ounces) each;
(ii) Liquids, in inner packagings not
exceeding 500 mL (16.9 ounces) each;
(iii) Solids, in inner packagings not
exceeding 500 g (1.0 pounds) each; or
(iv) Any combination thereof not to
exceed 30 kg (66 pounds) gross weight
as prepared for shipment.
(2) Closures. Friction-type closures
must be secured by secondary means.
Examples of such methods include:
adhesive tape, friction sleeves, welding
or soldering, positive locking wires,
locking rings, induction heats seals, and
child-resistant closures. The body and
closure of any packaging must be
constructed so as to be able to
adequately resist the effects of
temperature and vibration occurring in
conditions normally incident to air
transportation. The closure device must
be so designed that it is unlikely that it
can be incorrectly or incompletely
closed.
(3) Absorbent material. Inner
packagings must be tightly packaged in
strong outer packagings. Absorbent and
cushioning material must not react
dangerously with the contents of inner
packagings. Fragile receptacles
containing liquids of Class 3 or Division
6.1, sufficient absorbent material must
be provided to absorb the entire
contents of the largest inner packaging
contained in the outer packaging.
Absorbent material is not required if
such fragile inner packagings are
sufficiently protected as packaged for
transport that it is unlikely a failure
would occur and, if a failure did occur,
that it would be unlikely that the
contents would leak from the outer
packaging.
(4) Pressure differential capability.
Except for UN3082, inner packagings
intended to contain liquids must be
capable of meeting the pressure
differential requirements (75 kPa)
prescribed in § 173.27(c) of this part.
The capability of a packaging to
withstand an internal pressure without
leakage that produces the specified
pressure differential should be
determined by successfully testing
design samples or prototypes.
(5) Drop test capability. Fragile inner
packagings must be packaged to prevent
failure under conditions normally
incident to transport. Packages of
consumer commodities must be capable
of withstanding a 1.2 m drop on solid
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Federal Register / Vol. 77, No. 102 / Friday, May 25, 2012 / Proposed Rules
concrete in the position most likely to
cause damage.
(6) Stack test capability. Packages of
consumer commodities must be capable
of withstanding, without failure or
leakage of any inner packaging and
without any significant reduction in
effectiveness, a force applied to the top
surface for a duration of 24 hours
equivalent to the total weight of
identical packages if stacked to a height
of 3.0 m (including the test sample).
(b) When offered for transportation by
aircraft, packages prepared under the
requirements of this section are to be
marked as a limited quantity in
accordance with § 172.315(b)(1) and
labeled as a Class 9 article or substance,
as appropriate, in accordance with
subpart E of part 172 of this subchapter.
23. In § 173.230, paragraph (h) is
revised to read as follows:
§ 173.230 Fuel cell cartridges containing
hazardous material.
*
*
*
*
*
(h) Consumer commodities. Until
December 31, 2015, for other than
transportation by aircraft, a limited
quantity that conforms to the provisions
of paragraph (g) of this section and is
also a ‘‘consumer commodity’’ as
defined in § 171.8 of this subchapter,
may be renamed ‘‘Consumer
commodity’’ and reclassed as ORM–D.
In addition to the exceptions provided
by paragraph (g), shipments of ORM–D
materials are not subject to the shipping
paper requirements of subpart C of part
172 of this subchapter, unless the
materials meet the definition of a
hazardous substance, hazardous waste,
marine pollutant, or are offered for
transportation aircraft, and are eligible
for the exceptions provided in § 173.156
of this part.
24. In § 173.306, paragraph (i)(2) is
revised to read as follows:
§ 173.306 Limited quantities of
compressed gases.
mstockstill on DSK4VPTVN1PROD with PROPOSALS
*
*
*
*
*
(i) * * *
(2) Consumer commodities. Until
December 31, 2015, a limited quantity
package containing a ‘‘consumer
commodity’’ as defined in § 171.8 of this
subchapter may be renamed ‘‘Consumer
commodity’’ and reclassed as ORM–D
or, until December 31, 2012, as ORM–
D–AIR material and offered for
transportation and transported in
accordance with the applicable
provisions of this subchapter in effect
on October 1, 2010.
*
*
*
*
*
25. Section 173.309 is revised to read
as follows:
VerDate Mar<15>2010
16:05 May 24, 2012
Jkt 226001
§ 173.309
Fire extinguishers.
(a) Specification 3A, 3AA, 3E, 3AL,
4B, 4BA, 4B240ET or 4BW (§§ 178.36,
178.37, 178.42, 178.46, 178.50, 178.51,
178.55 and 178.61 of this subchapter)
cylinders are authorized for
manufacture and use as fire
extinguishers under the following
conditions:
(1) Extinguishing agents must be
nonflammable, non-poisonous, noncorrosive, and commercially free from
corroding components.
(2) Each fire extinguisher must be
charged with a nonflammable, nonpoisonous, dry gas that has a dew-point
at or below minus 46.7 °C (minus 52 °F)
at 101 kPa (1 atmosphere) and is free of
corroding components, to not more than
the service pressure of the cylinder.
(3) A fire extinguisher may not
contain more than 30% carbon dioxide
by volume or any other corrosive
extinguishing agent.
(4) Each fire extinguisher must be
protected externally by suitable
corrosion-resisting coating.
(5) Specification 3E and 4BA
cylinders must be packed in strong nonbulk outer packagings. The outside of
the combination packaging must be
marked with an indication that the
inner packagings conform to the
prescribed specifications.
(b) Limited quantities. Fire
extinguishers charged with a limited
quantity of compressed gas to not more
than 1660 kPa (241 psig) at 21 °C (70 °F)
are excepted from shipping papers
(except when offered for transportation
by aircraft or vessel), labeling (except
when offered for transportation by
aircraft), placarding, the specification
packaging requirements of this
subchapter, and are eligible for the
exceptions provided in § 173.156 when
offered for transportation in accordance
with this paragraph (b). Packages must
be marked as specified for limited
quantities in § 172.315 of this
subchapter. Limited quantity shipments
conforming to this paragraph are not
subject to parts 174 and 177 of this
subchapter when transported by
highway or rail. In addition, limited
quantity packages of fire extinguishers
are subject to the following conditions,
as applicable:
(1) Each fire extinguisher must have
contents which are nonflammable, nonpoisonous, and noncorrosive as defined
in this subchapter;
(2) Each non-specification fire
extinguisher must be packaged as an
inner packaging within a combination
outer packaging. Examples of acceptable
outer packagings for non-specification
fire extinguishers include large cartons,
racks, cages or other suitable enclosures;
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(3) Non-specification cylinders are
authorized as fire extinguishers subject
to the following conditions:
(i) The internal volume of each
cylinder may not exceed 18 L (1,100
cubic inches). For fire extinguishers not
exceeding 900 mL (55 cubic inches)
capacity, the liquid portion of the gas
plus any additional liquid or solid must
not completely fill the container at 55 °C
(130 °F). Fire extinguishers exceeding
900 mL (55 cubic inches) capacity may
not contain any liquefied compressed
gas;
(ii) Each fire extinguisher
manufactured on and after January 1,
1976, must be designed and fabricated
with a burst pressure of not less than six
times its charged pressure at 21 °C (70
°F) when shipped;
(iii) Each fire extinguisher must be
tested, without evidence of failure or
damage, to at least three times its
charged pressure at 21 °C (70 °F) but not
less than 825 kPa (120 psig) before
initial shipment, and must be marked to
indicate the year of the test (within 90
days of the actual date of the original
test) and with the words ‘‘MEETS DOT
REQUIREMENTS.’’ This marking is
considered a certification that the fire
extinguisher is manufactured in
accordance with the requirements of
this section. The words ‘‘This
extinguisher meets all requirements of
49 CFR 173.306’’ may be displayed on
fire extinguishers manufactured prior to
January 1, 1976; and
(iv) For any subsequent shipment,
each fire extinguisher must be in
compliance with the retest requirements
of the Occupational Safety and Health
Administration Regulations of the
Department of Labor, 29 CFR 1910.157;
(4) Specification 2P or 2Q (§§ 178.33
and 178.33a of this subchapter) inner
non-refillable metal packagings are
authorized as fire extinguishers subject
to the following conditions:
(i) The liquid portion of the gas plus
any additional liquid or solid may not
completely fill the packaging at 55 °C
(130 °F);
(ii) Pressure in the packaging must not
exceed 1250 kPa (181 psig) at 55 °C (130
°F). If the pressure exceeds 920 kPa (141
psig) at 55 °C (130 °F), but does not
exceed 1100 kPa (160 psig) at 55 °C (130
°F), a specification DOT 2P inner metal
packaging must be used; if the pressure
exceeds 1100 kPa (160 psig) at 55 °C
(130 °F), a specification DOT 2Q inner
metal packaging must be used. The
metal packaging must be capable of
withstanding, without bursting, a
pressure of one and one-half times the
equilibrium pressure of the contents at
55 °C (130 °F); and
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(iii) Each completed inner packaging
filled for shipment must have been
heated until the pressure in the
container is equivalent to the
equilibrium pressure of the contents at
55 °C (130 °F) without evidence of
leakage, distortion, or other defect.
(iv) Specification 2P and 2Q cylinders
must be packed in strong non-bulk outer
packagings. The outside of the
combination packaging must be marked
with an indication that the inner
packagings conform to the prescribed
specifications.
PART 175—CARRIAGE BY AIRCRAFT
26. The authority citation for part 175
continues to read as follows:
Authority: 49 U.S.C. 5101–5128; 44701; 49
CFR 1.45 and 1.53.
27. In § 175.10, paragraph (a)(17) is
revised to read as follows:
mstockstill on DSK4VPTVN1PROD with PROPOSALS
§ 175.10 Exceptions for passengers,
crewmembers, and air operators.
(a) * * *
(17) A wheelchair or other mobility
aid equipped with a lithium ion battery,
when carried as checked baggage,
provided—
(i) The lithium ion battery must be of
a type that successfully passed each test
in the UN Manual of Tests and Criteria
(IBR; see § 171.7 of this subchapter), as
specified in § 173.185 of this
subchapter, unless approved by the
Associate Administrator;
(ii) The operator must verify that:
(A) Visual inspection of the
wheelchair or other mobility aid reveals
no obvious defects;
(B) Battery terminals are protected
from short circuits (e.g., enclosed within
a battery housing);
(C) The battery must be securely
attached to the mobility aid; and
(D) Electrical circuits are isolated;
(iii) The wheelchair or other mobility
aid must be loaded and stowed in such
a manner to prevent its unintentional
activation and its battery must be
protected from short circuiting;
(iv) The wheelchair or other mobility
aid must be protected from damage by
the movement of baggage, mail, service
items, or other cargo;
(v) Where a lithium ion batterypowered wheelchair or other mobility
aid is specifically designed to allow its
VerDate Mar<15>2010
16:05 May 24, 2012
Jkt 226001
battery to be removed by the user (e.g.,
collapsible):
(A) The battery must be removed from
the wheelchair or other mobility aid
according to instructions provided by
the wheelchair or other mobility aid
owner or its manufacturer;
(B) The battery must be carried in
carry-on baggage only;
(C) Battery terminals must be
protected from short circuits (by
placement in original retail packaging or
otherwise insulating the terminal e.g. by
taping over exposed terminals or
placing each battery in a separate plastic
bag or protective pouch);
(D) The battery must not exceed 25
grams aggregate equivalent lithium
content; and
(E) A maximum of one spare battery
not exceeding 25 grams aggregate
equivalent lithium content or two spares
not exceeding 13.5 grams aggregate
equivalent lithium content each may be
carried;
(vi) The pilot-in-command is advised
either orally or in writing, prior to
departure, as to the location of the
lithium ion battery or batteries aboard
the aircraft.
*
*
*
*
*
PART 176—CARRIAGE BY VESSEL
28. The authority citation for part 176
continues to read as follows:
31289
(3) The vehicle or mechanical
equipment is stowed in a hold or
compartment designated by the
administration of the country in which
the vessel is registered as specially
designed and approved for vehicles and
mechanical equipment and there are no
signs of leakage from the battery, engine,
fuel cell, compressed gas cylinder or
accumulator, or fuel tank, as
appropriate. For vehicles with batteries
connected and fuel tanks containing
gasoline transported by U.S. vessels, see
46 CFR 70.10–1 and 90.10–38;
(4) The vehicle or mechanical
equipment is electrically powered solely
by wet electric storage batteries
(including nonspillable batteries) or
sodium batteries; or
(5) The vehicle or mechanical
equipment is equipped with liquefied
petroleum gas or other compressed gas
fuel tanks, the tanks are completely
emptied of liquefied or compressed gas
and the positive pressure in the tank
does not exceed 2 bar (29 psig), the line
from the fuel tank to the regulator and
the regulator itself is drained of all
traces of liquefied or compressed gas,
and the fuel shut-off valve is closed.
*
*
*
*
*
PART 178—SPECIFICATIONS FOR
PACKAGINGS
Authority: 49 U.S.C. 5101–5128; 49 CFR
1.53.
30. The authority citation for part 178
continues to read as follows:
29. In § 176.905, paragraph (i) is
revised to read as follows:
Authority: 49 U.S.C. 5101–5128; 49 CFR
1.53.
§ 176.905 Stowage of motor vehicles or
mechanical equipment.
31. In § 178.2, paragraph (c)(1)(ii) is
revised to read as follows:
*
§ 178.2
*
*
*
*
(i) Exceptions—A vehicle or
mechanical equipment is excepted from
the requirements of this subchapter if
any of the following are met:
(1) The vehicle or mechanical
equipment has an internal combustion
engine using liquid fuel that has a
flashpoint less than 38°C (100°F), the
fuel tank is empty, and the engine is run
until it stalls for lack of fuel;
(2) The vehicle or mechanical
equipment has an internal combustion
engine using liquid fuel that has a
flashpoint of 38°C (100°F) or higher, the
fuel tank contains 418 L (110 gallons) of
fuel or less, and there are no fuel leaks
in any portion of the fuel system;
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Applicability and responsibility.
*
*
*
*
*
(c) * * *
(1) * * *
(ii) Retain copies of each written
notification for at least one year from
date of issuance; and
*
*
*
*
*
Issued in Washington, DC, on May 18,
2012 under authority delegated in 49 CFR
part 106.
William Schoonover,
Deputy Associate Administrator, Field
Operations, Pipeline and Hazardous
Materials Safety Administration.
[FR Doc. 2012–12523 Filed 5–24–12; 8:45 am]
BILLING CODE 4910–60–P
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Agencies
[Federal Register Volume 77, Number 102 (Friday, May 25, 2012)]
[Proposed Rules]
[Pages 31274-31289]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-12523]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials Safety Administration
49 CFR Parts 171, 172, 173, 175, 176 and 178
[Docket No. PHMSA-2009-0126 (HM-215K)]
RIN 2137-AE83
Hazardous Materials: Harmonization With the United Nations
Recommendations on the Transport of Dangerous Goods: Model Regulations,
International Maritime Dangerous Goods Code, and the International
Civil Aviation Organization Technical Instructions for the Safe
Transport of Dangerous Goods by Air
AGENCY: Pipeline and Hazardous Materials Safety Administration (PHMSA),
DOT.
ACTION: Notice of proposed rulemaking (NPRM).
-----------------------------------------------------------------------
SUMMARY: This document responds to administrative appeals and solicits
public comment on proposals generated as a result of certain amendments
adopted in an international harmonization final rule published in the
Federal Register. The final rule amended the Hazardous Materials
Regulations (HMR) by revising, removing or adding proper shipping
names, the hazard class of a material, packing group assignments,
special provisions, packaging authorizations, packaging sections, air
transport quantity limitations, and vessel stowage requirements. The
amendments were
[[Page 31275]]
necessary to align the HMR with recent revisions to international
standards for the transport of hazardous materials by all modes. In
this notice, PHMSA proposes to amend the HMR as a result of
administrative appeals submitted in response to various amendments
adopted in the January 19, 2011 final rule. This document also
addresses recent actions taken by the International Civil Aviation
Organization's (ICAO) Dangerous Goods Panel (DGP) regarding certain
lithium ion battery-powered mobility aids (e.g., wheelchairs, travel
scooters) offered by passengers for air transport. Further, this notice
proposes amendments to the HMR as a result of two administrative
appeals submitted by an appellant in response to a final rule published
in the Federal Register, that revised shipper responsibilities related
to packaging design variation, manufacturer notification, and
recordkeeping requirements for certain packaging types.
DATES: Comments must be received by July 24, 2012.
ADDRESSES: You may submit comments by any of the following methods:
Federal Rulemaking Portal: https://www.regulations.gov. Follow the
on-line instructions for submitting comments.
Fax: 1-202-493-2251.
Mail: Docket Management System; U.S. Department of Transportation,
Dockets Operations, M-30, Ground Floor, Room W12-140, 1200 New Jersey
Avenue SE., Washington, DC 20590-0001.
Hand Delivery: To U.S. Department of Transportation, Dockets
Operations, M-30, Ground Floor, Room W12-140, 1200 New Jersey Avenue
SE., Washington, DC 20590-0001 between 9 a.m. and 5 p.m. Monday through
Friday, except Federal holidays.
Instructions: Include the agency name and docket number PHMSA-2009-
0126 (HM-215K) or RIN 2137-AE83 for this rulemaking at the beginning of
your comment. Note that all comments received will be posted without
change to https://www.regulations.gov including any personal information
provided. If sent by mail, comments must be submitted in duplicate.
Persons wishing to receive confirmation of receipt of their comments
must include a self-addressed stamped postcard.
Privacy Act: Anyone is able to search the electronic form of any
written communications and comments received into any of our dockets by
the name of the individual submitting the document (or signing the
document, if submitted on behalf of an association, business, labor
union, etc.). You may review DOT's complete Privacy Act Statement in
the Federal Register published on April 11, 2000 (65 FR 19477), or you
may visit https://www.regulations.gov.
Docket: You may view the public docket through the Internet at
https://www.regulations.gov or in person at the Docket Operations office
at the above address (See ADDRESSES).
FOR FURTHER INFORMATION CONTACT: Michael Stevens, telephone (202) 366-
8553, or Shane Kelley, telephone (202) 366-0656, Standards and
Rulemaking Division, telephone (202) 366-0656, Pipeline and Hazardous
Materials Safety Administration, U.S. Department of Transportation,
1200 New Jersey Avenue SE., 2nd Floor, Washington, DC. 20590-0001.
SUPPLEMENTARY INFORMATION:
I. Background
II. Administrative Appeals Submitted in Response to the HM-215K
Final Rule
A. Transportation of ORM-D Material
1. Phase-Out of the ORM-D System
2. Overpacks Containing Limited Quantity or ORM-D Material
B. Use of the Square-On-Point and ID Number Limited Quantity
Marking
C. Fuel Cell Cartridges Transported in Passenger Checked Baggage
D. Consumer Commodity Transported by Aircraft
E. Incident Reporting for Limited Quantity Material
F. Materials of Trade Exceptions
III. Recent Changes to Part 8 of the ICAO Technical Instructions
IV. Administrative Appeals Submitted in Response to the HM-231 Final
Rule
V. Section-by-Section Review of Changes
VI. Regulatory Analyses and Notices
A. Statutory/Legal Authority for the Rulemaking
B. Executive Order 12866 and DOT Regulatory Policies and
Procedures
C. Executive Order 13132
D. Executive Order 13175
E. Regulatory Flexibility Act, Executive Order 13272, and DOT
Procedures and Policies
F. Paperwork Reduction Act
G. Regulatory Identifier Number (RIN)
H. Unfunded Mandates Reform Act
I. Environmental Assessment
J. Privacy Act
K. International Trade Analysis
I. Background
On January 19, 2011, PHMSA published a final rule under Docket
PHMSA-2009-0126 (HM-215K; 76 FR 3308) that revised the Hazardous
Materials Regulations (HMR; 49 CFR Parts 171-180) to align with various
international standards. The final rule adopted amendments to the HMR
regarding hazard communication, hazard classification including packing
group assignment, packaging authorization, air transport quantity
limitations, and various other international harmonization-related
topics. The amendments were necessary to align the HMR with the latest
revisions to the International Civil Aviation Organization's Technical
Instructions for the Safe Transport of Dangerous Goods by Air (ICAO
Technical Instructions), the International Maritime Organization's
Dangerous Goods Code (IMDG Code), Transport Canada's Transportation of
Dangerous Goods Regulations (TDG Regulations), and the United Nations
Recommendations on the Transport of Dangerous Goods: Model Regulations
(UN Model Regulations) to facilitate to the seamless transportation of
hazardous materials internationally, to, from, and within the United
States. In this notice of proposed rulemaking (NPRM), PHMSA is
proposing a number of amendments in response to administrative appeals
filed in accordance with 49 CFR 106.110-130 regarding revisions to the
HMR adopted in the January 19, 2011 final rule. This document also
addresses recent actions taken by the International Civil Aviation
Organization's (ICAO) Dangerous Goods Panel (DGP) regarding certain
lithium ion battery-powered mobility aids (e.g., wheelchairs, travel
scooters) offered by passengers for air transport. Additionally, PHMSA
is proposing amendments to the HMR as a result of two administrative
appeals submitted by an appellant in response to a final rule published
February 2, 2010 (HM-231; 75 FR 5376), that revised shipper
responsibilities related to packaging design variation and manufacturer
notification recordkeeping requirements for certain packaging types.
II. Administrative Appeals Submitted in Response to the HM-215K Final
Rule
This notice addresses administrative appeals submitted in response
to the January 19, 2011 final rule from the following companies and
organizations:
American Coatings Association (ACA).
Association of Hazmat Shippers, Inc. (AHS)
Dangerous Goods Advisory Council, Inc. (DGAC).
Fuel Cell and Hydrogen Energy Association (FCHEA).
Healthcare Distribution Management Association (HDMA).
Patton Boggs, LLP, on behalf of Lilliputian Systems, Inc. (LSI)
PPG Industries (PPG).
The administrative appeals are discussed in detail as follows:
A. Transportation of ORM-D Material
A number of administrative appeals concern issues related to our
adoption of the international system for transportation of limited
quantity
[[Page 31276]]
material. Specifically, some appellants are concerned with the eventual
phase-out of our domestic system for the transportation of limited
quantity material otherwise known as other regulated material (ORM-D)
(i.e., the ORM-D system). Under certain conditions, the HMR and
international standards allow lesser quantities of relatively low risk
hazardous materials (i.e., limited quantity material) to be afforded
relief from some of the requirements generally applicable to hazardous
materials transported by all modes. For example, a limited quantity
material is not generally required to be packaged in a DOT or UN
standard packaging. Most regulatory amendments resulting from adoption
of the international system and the eventual phase-out of the ORM-D
system involve revisions to hazard communication requirements, material
quantity limitations and the types of material authorized. In this
notice, we note that the AHS petition (P-1542) and PHMSA initiative to
adopt limited quantity requirements for Types B through F self-reactive
liquids and solids (non-temperature controlled) will be addressed in a
separate NPRM under Docket No. PHMSA-2011-0142 (HM-219).
1. Phase-Out of the ORM-D System
PHMSA revised the HMR to phase out its system of reclassing and
transporting limited quantity material as ORM-D. Under this system, a
limited quantity of hazardous material that also meets the definition
of a ``consumer commodity'' may be reclassed as ORM-D and is eligible
for additional exceptions from regulation. See Sec. 171.8 for the
definition of ``consumer commodity.'' The January 19 final rule amended
the HMR by phasing out the ORM-D system beginning January 1, 2013, for
material transported by aircraft and, January 1, 2014, for material
transported by all other modes of transportation (e.g., motor vehicle).
ACA and HDMA appealed our decision to phase out the ORM-D system
arguing that we did so ``without any debate or consideration of [1] the
type of materials that use this exception; [2] the costs incurred by
the regulated community; and [3] the safety benefits.'' ACA claimed
that many companies and organizations, including themselves, asked for
a separate rulemaking to address these issues. ACA is also concerned
that although we provided a summary of comments against the phase-out
in the preamble to the final rule, PHMSA did not discuss arguments
raised in the comments. They stated we arbitrarily concluded that
because there would be no immediate phase-out of the current ORM-D
system, there would not be a sizeable impact to companies on the basis
they would have sufficient time to adjust to the eventual phase-out.
ACA asked us to reconsider the decision to not move forward in a
separate rulemaking and to fully consider the effects of phasing out
the ORM-D system. Additionally, HDMA requested that PHMSA allow for up
to a 10-year phase-out based on the longevity of its packaging systems
(i.e., totes) currently in use. According to HDMA, such totes are
permanently marked with the ``Consumer commodity, ORM-D'' marking on
them.
PHMSA response.
The HMR have long-recognized the relatively low risk posed by the
transportation of certain hazardous materials such as limited
quantities or consumer commodities. Considerable efforts have been made
internationally to harmonize multi-modal standards with regard to the
transport of limited quantities, including consumer commodities. We
held public meetings on this issue in February 2006 and March 2008 to
discuss potential impacts on domestic stakeholders. Additionally, this
issue was discussed during our pre-UN public meetings held in 2006 and
2007. There was considerable domestic interest in pursuing further
harmonization internationally due to the potential for substantial
savings in transportation costs and improved transportation efficiency.
In the advance notice of proposed rulemaking (ANPRM) (October 21, 2009;
74 FR 53982) and NPRM we invited comments on this issue with regard to
aligning the HMR with the UN Model Regulations for the domestic and
international transport of limited quantities and consumer commodities.
Of particular concern were any negative impacts on the domestic
transportation of consumer commodities reclassed as ORM-D materials.
While some changes adopted in the UN Model Regulations were similar to
those currently in the HMR regarding limited quantities and consumer
commodities (e.g., inner packaging limits and non-specification outer
packagings allowed), some changes were not (e.g., marking, labeling,
package gross mass). We stated that depending on the comments received
and our own evaluation, we may determine that the significance of any
amendments on the issue may warrant a separate rulemaking action. In
the January 19, 2011 final rule, we concluded a separate rulemaking was
not in the best interest of the hazardous material transportation
community particularly when it involves international transportation.
Further, creating a single global system for packaging, hazard
communication, and transportation of limited quantity material would
facilitate the domestic and international flow of hazardous material
trade and any further delay in the phase-out would not be useful.
Little or no quantification of any negative impact, including costs to
domestic shippers and carriers alike, was provided in response to the
ANPRM or NPRM. However, the Healthcare Distribution Management
Association (HDMA) did provide some cost data related to its unique
practice of reusing totes permanently embossed with the ORM-D marking.
Some commenters also argued against any phase-out based on the
historically safe transportation of limited quantity material under the
ORM-D system. Commenters further stated that PHMSA should not adopt the
international system simply based on the opportunity to align the HMR
with international standards.
Allowing dual systems for communicating packages of limited
quantity material would likely cause confusion and place unreasonable
burdens on carriers and some shippers to train their hazmat employees
to recognize and comply with both systems. We believe adopting a single
global system for the transportation of limited quantity material will
greatly improve safety and efficiency by decreasing the aforementioned
potential for delays and confusion during transportation and by
removing the burden of providing training in dual systems used to
communicate the transportation of limited quantity material. However,
we recognize the need to provide sufficient time for domestic shippers
and carriers to adjust to the revised system and are sympathetic to the
concerns expressed by ACA, HDMA and others regarding this need.
Therefore, in this notice we are proposing only to authorize the
continued use of packagings marked ``Consumer commodity, ORM-D'' until
December 31, 2015 for domestic highway, rail and vessel transportation.
2. Overpacks Containing Limited Quantity or ORM-D Material
In the January 19, 2011 final rule, PHMSA revised the regulation
for overpacks (as defined in Sec. 171.8) by requiring the ``OVERPACK''
marking on an overpack containing limited quantity packaging if all
markings are not visible. DGAC expressed concern over the manner in
which the language in the requirement is phrased, and that it implies
all markings on each packaging in the overpack must be visible. DGAC
noted that this is not consistent with the
[[Page 31277]]
UN Model Regulations which states the overpack ``shall be marked with
the word ``OVERPACK'' and the marking required by this Chapter unless
the markings representative of all dangerous goods in the overpack are
visible.'' See 3.4.11 of the 16th Revised Edition of the UN Model
Regulations. It is their understanding this refers to the limited
quantity marking and not to all markings that may be required by the UN
Model Regulations. Their understanding is that use of the term
``representative'' communicates a requirement that only one limited
quantity package marking needs to be visible to represent all limited
quantity packaging. DGAC requested that PHMSA revise the overpack
requirements in Sec. 173.25(a)(6) to be consistent with the UN Model
Regulations.
PHMSA response.
The HMR do not currently require that every individual mark (or
label) on each package contained in an overpack be visible. For
example, as stated in Sec. 173.25(a)(2), an overpack must be marked
with the proper shipping name and identification number (when
applicable) for each hazardous material contained in the overpack,
unless marking and labels representative of each hazardous material in
the overpack are visible. We recommend where packages are stacked and/
or banded on a pallet as part of an overpack, the packages should be
positioned, when possible, so that the markings and labels are visible
on the outside of the overpack. However, this does not mean that every
package marking (or label) must be visible or the overpack must be
marked accordingly. With regard to the ``OVERPACK'' marking requirement
for overpacks containing limited quantity and ORM packages, in this
NPRM we are accepting DGAC's appeal and are proposing to revise Sec.
173.25(a)(6) to clarify that not all limited quantity and ORM markings
must be visible and that the marking requirement is only applicable to
the limited quantity and ORM mark itself. Additionally, a new Sec.
173.25(a)(7) is proposed to be added for clarity to separate limited
quantity and ORM overpack marking requirements from excepted quantity
overpack marking requirements.
B. Use of the Square-On-Point and ID Number Limited Quantity Marking
Formerly, Sec. 172.315 excepted for other than transportation by
aircraft, a package containing a limited quantity substance or article
from being marked with the proper shipping name if it was marked with a
square-on-point containing the UN identification (ID) number of the
limited quantity substance or article. In the January 19, 2011 final
rule, we provided a one-year transition period to authorize continued
use of this marking before the revisions to the limited quantity
markings become effective. ACA, DGAC, and PPG all stated the one-year
transition period does not allow sufficient time to deplete stock(s) of
packagings pre-printed with the square-on-point mark containing the ID
number and requested an extension of three- to five-years.
Specifically, ACA requested a three- to five-year timeframe while DGAC
and PPG ask for a three-year timeframe. ACA, DGAC, and PPG maintained
that without a longer transition period, shippers will be forced to
remark packaging at their cost and there is no impact to safety by
allowing continued use of the existing marking. Appellants also pointed
out this alternative limited quantity marking communicates more
information than the newly adopted markings or the original ORM-D
markings. They stated that PHMSA already provides for a two- to three-
year transition period for the phase-out of the ORM-D marking,
depending on the mode of transportation. They also requested, for
clarification, that any transition periods be included in Sec. 171.14
(transitional provisions) and Sec. 172.300 (marking applicability).
PHMSA response.
We agree that shippers should be provided with the same transition
period to continue using the square-on-point mark containing the UN
identification (ID) number that was provided for the continued use of
the ORM-D marking(s). In the administrative appeal final rule (HM-215K;
RIN 2137-AE76), we granted the appeals submitted by ACA, DGAC, and PPG
and revised Sec. 172.315 accordingly to extend the transition period
to December 31, 2013. The administrative final rule also authorized,
for domestic air transportation, use of the square-on-point mark
containing the ID number to continue until December 31, 2012.
In response to administrative appeals filed by ACA, HDMA and DGAC,
in this NPRM we are proposing that for other than air transportation,
continued use of the square-on-point mark containing the ID number
would be authorized until December 31, 2015. PHMSA is also soliciting
public comment on whether for other than air transportation, a
previously authorized limited quantity package marking (i.e., proper
shipping name only) should be reauthorized for a similar transition
period.
C. Fuel Cell Cartridges Transported in Passenger Checked Baggage
In the January 19, 2011 final rule, we revised the 49 CFR 175.10
passenger exceptions to allow passengers and crew members to place
certain spare fuel cell cartridges containing a flammable liquid (Class
3) or corrosive material (Class 8) in checked baggage. We limited the
scope of fuel cell cartridge chemistries allowed in checked baggage by
excluding fuel cell cartridges containing Divisions 2.1 (flammable gas)
and 4.3 (dangerous when wet) material. Although this is inconsistent
with the ICAO Technical Instructions, in that ICAO only restricts spare
fuel cell cartridges containing Division 4.3 material from checked
baggage, we believed that the prohibition should include spare
cartridges containing Division 2.1 materials. Flammable gases are
generally prohibited from transportation on passenger-carrying aircraft
as cargo. When combined with the uncertainty of the effect of baggage
handling on the durability of these products when stowed in a
passenger's checked baggage, the risks posed are of concern. In their
administrative appeals, FCHEA and LSI requested that PHMSA revise Sec.
175.10 to align with the ICAO Technical Instructions and allow spare
fuel cell cartridges containing Division 2.1 flammable gas to be
carried in checked baggage.
PHMSA response.
We are granting the appeal for reconsideration of the issue by
providing additional opportunity for comment. We are soliciting public
comment until July 24, 2012 for the limited purpose of gathering
information to help us determine whether or not to allow fuel cell
cartridges containing Division 2.1 flammable gas to be carried aboard a
passenger-carrying aircraft in checked baggage.
D. Consumer Commodity By Air
In the January 19, 2011 final rule, PHMSA adopted requirements for
certain consumer commodities intended for transportation by aircraft in
new Sec. 173.167. The new description and identification number
(ID8000) are consistent with the consumer commodity entry in the ICAO
Technical Instructions in Packing Instruction Y963. In its appeal
submitted in response to the final rule, DGAC expressed concerns that
the alignment between the two standards was not consistent. For
example, DGAC pointed out that absorbent material requirements and
stack test criteria were not included in the Sec. 173.167 packaging
section.
[[Page 31278]]
PHMSA response.
DGAC is correct in its assessment of the inconsistencies that exist
between the consumer commodity provisions adopted in the HMR and the
ICAO Technical Instructions. Thus, we are granting DGAC's
administrative appeal and propose to revise Sec. 173.167 accordingly.
E. Incident Reporting for Limited Quantity Material
The detailed hazardous materials incident reporting requirements of
the HMR allow for exceptions from these requirements, specifically,
Sec. 171.16(d)(2) excepts, under certain conditions, the unintentional
release of a hazardous material properly classed as ORM-D and a PG III
material in Class or Division 3, 4, 5, 6.1, 8, or 9, from the written
reporting requirements. ACA indicated in its appeal that the reporting
requirements as they apply to limited quantity material should be
reviewed based on the eventual phase-out of the ORM-D hazard class and
suggested the exception for ORM-D material should be extended to
limited quantity packagings.
PHMSA response.
We agree with ACA that relief from incident reporting previously
provided to ORM-D material should continue to be provided for such
materials now transported as limited quantities. We are not, however,
proposing to extend the exception from incident reporting to limited
quantity Class 7 (radioactive) material, instruments, and articles due
to the unique nature of the hazard and because this type of material
was never authorized to be reclassed and transported as ORM-D.
Additionally, this exception is not applicable to air transportation.
F. Materials of Trade
The materials of trade (MOTS) exceptions of the HMR allow certain
hazardous material articles and substances, including ORM-D, to be
transported by motor vehicle as part of a business operation under less
regulation.
PHMSA response.
Similar to the applicability of written incident reporting
exceptions to limited quantity material, our review of the HMR revealed
that we did not amend the materials of trade exceptions under the
January 19, 2011 final rule to reflect the eventual phase-out of the
ORM-D system. Similar to the revisions to the written incident
reporting requirements, we believe there is no impact to safety by
extending the exception for ORM-D to limited quantity material. Most
materials reclassed as ORM-D are limited quantity material themselves;
an ORM-D is a limited quantity material that also meets the definition
of a ``consumer commodity.'' See Sec. 171.8 for the definition of
consumer commodity.
In this notice, we are proposing to extend the MOTS exceptions to
limited quantity packages consistent with the exception provided to
ORM-D material. We are not, however, proposing to extend the exception
to limited quantities of Division 4.3 (dangerous when wet) liquid
material or Class 7 (radioactive) material, instruments or articles due
to the unique nature of these hazards and because these materials were
never authorized to be reclassed and transported as ORM-D.
Additionally, we propose to clarify that exceptions for limited
quantity material also include limited quantity material authorized
under Sec. 173.63 for certain Division 1.4S explosives and Sec.
173.306 for compressed gases.
III. Recent Changes to Part 8 of the ICAO Technical Instructions
At the 23rd Meeting of the ICAO Dangerous Goods Panel (DGP), held
October 11-21, 2011, the DGP recommended amending Part 8 of the ICAO
Technical Instructions applicable to passengers and crew members and
the hazardous materials (dangerous goods) they may introduce aboard an
aircraft either in checked or carry-on baggage or on one's person. Such
provisions form the basis of similar provisions provided in Sec.
175.10 of the HMR. One recommendation adopted by the DGP addressed
concerns over wheelchairs and other mobility aids found activated after
flight. Additionally, the DGP addressed the absence of any reference to
mobility aids powered by nickel metal hydride batteries, and
wheelchairs and other mobility aids specifically designed to allow its
battery or batteries to be removed from the device and carried aboard
the aircraft by a passenger within a protective bag or pouch. In this
NPRM, PHMSA is proposing to amend the HMR by addressing the potential
for unintended activation of all stowed devices on an aircraft and
providing for the intentional removal of a lithium ion battery from a
device and its stowage in the passenger cabin. PHMSA intends to address
remaining Part 8 and Sec. 175.10 revisions, including wheelchairs and
other mobility aids powered by nickel metal hydride batteries, in a
separate rulemaking under Docket PHMSA-2012-0027 (HM-215L).
The ICAO Technical Instructions and the HMR limit lithium ion
batteries used to power portable electronic devices and medical devices
to 160 watt-hours and 25 grams aggregate equivalent lithium content,
respectively. Additionally, the ICAO Technical Instructions and the HMR
limit any spare lithium ion batteries used to power portable electronic
devices and medical devices to carry-on baggage only. At its 23rd
Meeting, the DGP was informed of lithium ion batteries developed for
wheelchairs and other mobility aids which did not exceed 160 watt-hours
(13.5 grams aggregate equivalent lithium content). Therefore, the DGP
adopted a proposal introduced by the International Air Transport
Association (IATA) to include spare lithium ion batteries for battery-
powered wheelchairs and other mobility aids in Part 8 consistent with
the provisions for spare lithium ion batteries used to power portable
electronic devices and medical devices. In this NPRM, PHMSA is
proposing similar provisions by revising Sec. 175.10(a)(17) of the
HMR.
The DGP was also informed of new mobility aid designs which require
the lithium ion battery to be removed from the device to permit
efficient and effective stowage and transport of the mobility aid in
the cargo compartment of the aircraft. The DGP agreed it would be safer
to require that the removed lithium ion battery be carried in the
passenger cabin rather than being stowed as checked baggage with the
mobility aid. Subsequently, at the same meeting, the DGP was informed
of mobility aid designs equipped with lithium ion batteries, which
required removal for stowage (e.g., collapsible), that exceed the 160
watt-hour limit (13.5 grams aggregate equivalent lithium content). The
DGP Panel therefore adopted an upper limit of 300 watt-hours (25 grams
aggregate equivalent lithium content) for batteries which must be
removed and carried aboard in the passenger cabin. The DGP Panel
agreed, that when applicable, the battery must be removed by the user.
Because the HMR currently places an upper limit on such batteries to 25
grams aggregate equivalent lithium content (300 watt-hours), no
corresponding revision to Sec. 175.10(a)(17) of the HMR is necessary.
Therefore, in this NPRM, PHMSA proposes to amend the HMR for
consistency with the ICAO DGP/23 Panel recommendations. This NPRM also
proposes to clarify and correct some related amendments adopted in the
original January 19, 2011 final rule. See the Section-by-Section
discussion of specific amendments being proposed in Sec. 175.10 in
Section V. of this preamble.
[[Page 31279]]
IV. Administrative Appeal Submitted in Response to the HM-231 Final
Rule
In this notice, PHMSA responds to an administrative appeal
submitted in response to a final rule published February 2, 2010 (HM-
231; 75 FR 5376) that adopted miscellaneous amendments to packaging
provisions in the HMR. The final rule revised recordkeeping
requirements in Sec. 173.22 for shipper retention of manufacturer
notification (including closure instructions) and required shippers to
maintain a packaging's manufacturer notification (including closure
instructions) for 365 days subsequent to offering the package for
transportation. The final rule also revised Sec. 178.2(c) to
strengthen manufacturer notification requirements and to allow them
greater flexibility in how they provide the notification. The final
rule was effective on October 1, 2010.
On March 3, 2010, we received an administrative appeal from DGAC
requesting that PHMSA delay the effective date of the final rule for
two years to provide sufficient time for packaging manufacturers to
review their current packaging design manufacturer notification
(including closure instructions) for compliance with the new
requirement to ensure closure instructions provide a repeatable method
of closing the packaging consistent with the way it was closed prior to
performing qualification testing on the packaging design.
We did not grant the DGAC administrative appeal in our September
30, 2010 final rule (75 FR 60333) that responded to a petition for
rulemaking and several other administrative appeals. Specifically, we
did not grant DGAC's request for a two-year extension of the effective
date; however, we did agree that aligning the review and preparation of
a packaging's manufacturer notification with its periodic retest
merited consideration because it would facilitate the packaging
manufacturer's and distributor's compliance with new packaging
manufacturer notification requirements adopted in the rule. Thus, in
the September 30, 2010 final rule, we revised the recordkeeping
requirement from 365 days to a two-year period for combination
packagings and a one-year period for single packagings consistent with
a typical packaging design's periodic retest frequency.
DGAC submitted a follow-up administrative appeal objecting to our
revision in the September 30, 2010 final rule to the recordkeeping
requirement for manufacturer notification and requested that PHMSA
return the recordkeeping duration to the 365 days adopted under the
February 2, 2010 final rule. DGAC stated that while the preamble
discussion in the September 30, 2010 final rule recognized its concerns
in the initial appeal, the regulatory response did not grant its
request for the extension of the effective date and, instead, created a
recordkeeping requirement of two years that is more difficult to comply
with than the original one-year (365-day) requirement in the February
2, 2010 final rule. DGAC claimed there is no need for a shipper to
retain a copy of a packaging's manufacturer notification (including
closure instructions) for longer than 365 days. DGAC also asked whether
the words ``supporting documentation'' were intentionally omitted from
the September 30, 2011 final rule revision to 49 CFR 178.601(g)(1).
Further, DGAC requested that PHMSA amend 49 CFR 171.14 to extend the
effective date of the February 2, 2010 final rule to October 1, 2011.
PHMSA response.
Although not stated clearly in both final rules, it was our intent
that the new manufacturer notification requirements apply to all
applicable hazardous materials packagings manufactured on or after
October 1, 2010. Packagings manufactured before this date should
already conform to HMR performance standards for their design type in
effect at the time of manufacture. As we stated in the February 2, 2010
final rule, we revised this regulation to address an increase in
hazardous materials releases as a result of improperly closed
packagings. In our opinion, review of existing manufacturer
notifications for packaging designs that should already be in
compliance with the HMR would involve much less effort than DGAC
described in its administrative appeal. We also believe sufficient time
has elapsed since the February 2, 2010 final rule was published to
complete this task and any additional time is not warranted.
Therefore, in this notice, we are denying DGAC's appeal to extend
the effective date of the rule. However, we are proposing to amend
Sec. 178.2(c)(1)(ii) of the HMR based on DGAC's request to revert back
to the original recordkeeping retention duration for manufacturer
notification to the 365-day period adopted in the February 2, 2010
final rule. Additionally, PHMSA is proposing to amend Sec.
173.22(a)(4)(ii) by requiring a shipper to retain manufacturer
notification (including closure instructions) for a period of 90 days
once a package is offered to the initial carrier for transportation in
commerce.
In this NPRM, PHMSA is proposing to clarify that only bulk
packagings and cylinders manufactured in accordance with Part 178 of
the HMR are excepted from the manufacturer notification (including
closure instructions) retention requirements specified in Sec.
173.22(a)(4) if such information is permanently embossed or printed on
the packaging. This exception was only provided with such packagings in
mind and was originally adopted as a result of public comment.
For clarification, we did not revise Sec. 178.601(g)(1) in the
September 30, 2010 final rule as DGAC asserts; we did correct
punctuation in Sec. Sec. 178.601(g)(8)(xiii)(C) and (g)(8)(xiii)(D),
which do not include references to supporting documentation. Moreover,
we note that the requirement for supporting documentation adopted in
the February 2, 2010 final rule remains in Sec. 178.601(g)(1) with the
statement that the method used to determine whether the inner
packaging, including closure, of a Variation 1 packaging maintains an
equivalent level of performance to the originally tested packaging
design must be ``documented in writing by the person certifying
compliance and retained in accordance with paragraph (l)'' of Sec.
178.601. Therefore, no further revision of this paragraph is needed or
is proposed in this notice.
V. Section-by-Section Review of Changes
Part 171
Section 171.16
This section prescribes written hazardous material incident report
requirements. In this notice, we are proposing to revise the paragraph
(d) exceptions to reflect the eventual phase-out of the ORM-D system on
December 31, 2015 and to extend the exception provided for material
classed as ORM-D to hazardous materials authorized for transportation
as limited quantity material under Subparts C through E and Subpart G
of Part 173 of the HMR. This exception is not applicable to air
transportation. See section II.E for a comprehensive discussion of the
proposed changes.
Part 172
Section 172.200
Section 172.200 prescribes the applicability of shipping paper
requirements for the transportation of hazardous materials. In the
January 19 final rule, paragraph (b)(3) was revised to remove the
exceptions for ORM-D material in conformance with revisions
[[Page 31280]]
made to the limited quantity requirements. In this notice, we are
proposing to revise the effective date for expiration of the
authorization to reclassify to the ORM-D hazard class from December 31,
2013 to December 31, 2015 in response to the appeal submitted by HDMA.
Additionally, we propose to revise paragraph (b)(3) to correct the
shipping paper applicability for a vessel shipment of ORM-D material
that was inadvertently adopted in the January 19, 2011 final rule.
Additionally, we want to emphasize that limited quantity shipments
offered for transportation by air or vessel are required to be
accompanied by shipping papers as adopted in the January 19, 2011 final
rule.
Section 172.315
Section 173.315 prescribes the requirements for marking packages
containing limited quantity material. Based on administrative appeals
submitted and requests to make the requirements for limited quantity
marking clearer, we propose to revise Sec. 172.315 to allow the
continued use of alternative limited quantity markings (i.e., square-
on-point with Identification Number) marking for the same duration
offered for continued use of the ORM-D marking, that is, until December
31, 2015. The expiration date for the square-on-point with
Identification Number marking remains December 31, 2012 for air
transportation.
Section 172.316
Section 172.316 prescribes marking requirements for packages
containing materials classed as ORM-D and ORM-D-AIR. As adopted in the
January 19 final rule, the marking prescribed in this section will no
longer be authorized for limited quantities effective January 1, 2014.
In this document, we are proposing to revise the effective date for
expiration of the authorization to reclassify to the ORM-D hazard class
from December 31, 2013 to December 31, 2015 in response to the appeal
submitted by HDMA. The expiration date for the ORM-D-AIR hazard class
marking remains December 31, 2012 for air transportation.
Part 173
Section 173.6
This section prescribes exceptions from certain requirements of the
HMR for the transportation of hazardous materials defined as material
of trade when transported by motor vehicle. See Sec. 171.8. In this
notice, we are proposing to revise the paragraph (d) exceptions to
reflect the phase-out of the ORM-D system on December 31, 2015 and
extend the exception provided ORM-D material to hazardous materials
authorized for transportation as limited quantity material under
Subparts C through E and Subpart G of Part 173 of the HMR. See section
II.F for a comprehensive discussion of these proposed changes.
Section 173.22
Section 173.22 prescribes shipper responsibilities. In this
document, PHMSA responds to an administrative appeal submitted in
response to a final rule published February 2, 2010 (HM-231; 75 FR
5376) that adopted miscellaneous amendments to packaging provisions in
the HMR. The final rule revised recordkeeping requirements in Sec.
173.22 for shipper retention of manufacturer notification (including
closure instructions). The amendments adopted required shippers to
maintain a packaging's manufacturer notification (including closure
instructions) for 365 days subsequent to offering the package for
transportation.
In this notice, PHMSA is proposing to revise Sec. 173.22(a)(4) to
clarify that only bulk packagings and cylinders manufactured in
accordance with Part 178 of the HMR are excepted from the manufacturer
notification (including closure instructions) retention requirements
specified in Sec. 173.22(a)(4) (shipper responsibilities) if such
information is permanently embossed or printed on the packaging.
Additionally, we are proposing to revise the same paragraph to require
that, if applicable, a shipper only be required to retain the packaging
design's manufacturer notification (including closure instructions) for
90 days once offered to the initial carrier for transportation. See
Section III of this preamble for a more comprehensive discussion.
Section 173.25
This section prescribes requirements for the transportation of
authorized packages in overpacks used for protection or convenience of
handling or to consolidate packages. In this document, we are proposing
to revise Sec. 173.25(a)(6) to clarify that all markings on each
package containing a limited quantity or ORM-D material in an overpack
are not required to be visible, but rather, that markings
representative of each hazardous material in the overpack are visible
as specified in Sec. 173.25(a)(2) and (a)(3). Additionally, we are
proposing to correct an error made in the January 19, 2011 final rule
by revising paragraphs (a)(6) and the new (a)(7) applicable to
overpacked packages of limited quantities, ORM-D, and excepted quantity
materials to reaffirm that an overpack is only required to be marked
with the word ``OVERPACK'' if specification markings, when required,
are not visible.
Because these amendments were not proposed in the original NPRM,
nor were they adopted in the January 19, 2011 final rule, we believe
notice and comment are appropriate. We are therefore granting the
administrative appeals and soliciting public comment until July 24,
2012 for the purpose of gathering information to help determine if
Sec. 173.25(a)(6) and (a)(7) should be revised to clarify that all
markings on each package containing a limited quantity, ORM-D, or
excepted quantity material in an overpack, are not required to be
visible; rather, all markings representative of each hazardous material
in the overpack are to be visible and whether the required use of the
``OVERPACK'' mark should be expanded in accordance with the various
international standards.
Section 173.63
Section 173.63 specifies packaging exceptions for certain Division
1.4S explosive articles authorized for reclassification and transport
as ORM-D material. Such articles in Division 1.4S may continue to be
reclassed as ORM-D and offered for transportation until December 31,
2013. Thus, in this notice we are proposing to revise the effective
date for expiration of the authorization to reclassify to the ORM-D
hazard class from December 31, 2013 to December 31, 2015 in response to
the appeal submitted by HDMA.
Section 173.144
Section 173.144 defines ``Other Regulated Materials, ORM-D.'' In
this notice, we are proposing to revise the effective date for
expiration of the ORM-D hazard class from December 31, 2013 to December
31, 2015 in response to the appeal submitted by HDMA.
Sections 173.150, 173.151, 173.152, 173.153, 173.154, 173.155 and
173.306
Sections 173.150 through 173.155 prescribe the exceptions for
certain Class 3, 8 and 9 and Division 2.1, 2.2, 4.1, 4.2, 5.1, 5.2, 6.1
hazardous materials under the HMR. In response to HDMA's administrative
appeal, in this notice, we are proposing to revise the effective date
for expiration of the authorization to reclassify to the ORM-D hazard
class from December 31, 2013 to December 31, 2015 in each of these
sections' consumer commodity paragraphs, where applicable.
[[Page 31281]]
Section 173.156
Section 173.156 prescribes exceptions for the Other Regulated
Materials, ORM-D hazard class. In this notice, we are proposing to
revise the effective date for expiration of the authorization to
reclassify to the ORM-D hazard class from December 31, 2013 to December
31, 2015 in response to HDMA's administrative appeal.
Section 173.161
Section 173.161 prescribes packaging requirements for chemical kits
and first aid kits containing small amounts of hazardous materials. In
this notice, we are proposing to revise the effective date for
expiration of the authorization to reclassify to the ORM-D hazard class
from December 31, 2013 to December 31, 2015 in response to HDMA's
administrative appeal.
Section 173.165
In the January 19 final rule, a new section 173.165 was added to
prescribe packaging and other requirements for ``Polyester resin kits,
UN3269'' formerly contained in Sec. 172.102, special provision 40 and
Sec. 173.152(b)(4) of the HMR. In this notice, we are proposing to
revise the effective date for expiration of the authorization to
reclassify to the ORM-D hazard class from December 31, 2013 to December
31, 2015 in response to HDMA's administrative appeal.
Section 173.167
In the January 19 final rule, a new section 173.167 was added to
indicate authorized materials and quantity limits for articles and
substances that may be described as ``ID8000, Consumer commodity,''
eligible for transport by aircraft and authorized transportation by all
modes. This notice addresses inconsistencies with the ICAO Technical
Instructions brought to our attention in appeals submitted in response
to the final rule. Appellants are correct in their assessment of the
inconsistencies that exist between the consumer commodity provisions
adopted in the HMR and the ICAO Technical Instructions. We are granting
their administrative appeals and soliciting public comment for the
limited purpose of gathering any information to help determine if we
should revise the Sec. 173.167 amendments adopted in the final rule
consistent with Packing Instruction Y963 of the ICAO Technical
Instructions.
Section 173.230
Section 173.230 prescribes the requirements for fuel cells offered
for transportation by all modes. In paragraph (g) of the final rule,
PHMSA adopted limited quantity provisions for such articles by aircraft
consistent with the ICAO Technical Instructions. In paragraph (h),
PHMSA also adopted a prohibition of reclassification to ``Consumer
commodity, ORM-D-AIR'' for transportation by aircraft. In this notice,
we are proposing to revise the effective date for expiration of the
authorization to reclassify to the ORM-D hazard class for other than
air transportation from December 31, 2013 to December 31, 2015 in
response to HDMA's administrative appeal.
Section 173.306
Section 173.306 prescribes requirements for limited quantity of
compressed gases. In paragraph (i)(2), we are proposing to revise the
effective date for expiration of the authorization to reclassify to the
ORM-D hazard class from December 31, 2013 to December 31, 2015 in
response to HDMA's administrative appeal.
Section 173.309
Section 173.309 prescribes requirements for fire extinguishers. In
this NPRM, we are proposing to revise the entire section for clarity.
First, we are proposing to move the limited quantity requirements and
exceptions from paragraph (a) to paragraph (b) as we typically indicate
regulation first in most sections followed by any exceptions to that
regulation. Second, we are proposing to add regulatory text from Sec.
172.102(c)(1) Special provision 18 to revised paragraph (a) that
prescribes the conditions when specification cylinders may be
described, offered and transported in commerce as fire extinguishers.
Further, we solicit public comment on whether we should consider
allowing UN specification cylinders as fire extinguishers in Sec.
173.309. Lastly, we are proposing to revise paragraph (b) by excepting
a limited quantity package of fire extinguishers from shipping papers
when transported by highway or rail if marked in accordance with Sec.
172.315. This exception is provided in addition to the existing HMR
exceptions from labeling (unless offered for transportation by
aircraft), placarding, Part 174 and Part 177 for limited quantity
packages of fire extinguishers.
Part 175
Section 175.10
In the January 19, 2011 final rule, we amended the HMR to align
with international standards by designating paragraphs (a)(17) and
(a)(18) as paragraphs (a)(18) and (a)(19) and by adding a new paragraph
(a)(17) that authorized a mobility aid such as a wheelchair, powered by
a lithium ion battery, to be transported aboard a passenger-carrying
aircraft.
For consistency with the wheelchair or other battery-powered
mobility aid provisions in Sec. 175.10(a)(15) and (a)(16), and the
provisions provided for the carriage of portable electronic devices
powered by lithium ion batteries in Sec. 175.10(a)(17) (now Sec.
175.10(a)(18)), the final rule merged applicable provisions for the
transportation of lithium ion battery-powered mobility aids into a new
Sec. 175.10(a)(17). We stated that removal of the battery may be
necessary based on results of the required visual inspection or if the
mobility aid was to be offered to the operator as checked baggage. It
was not our intent to require an operator or passenger to remove a
properly secured lithium ion battery from a mobility aid that was not
specifically designed to allow its batteries to be removed. Further, it
is the responsibility of the operator to determine if the wheelchair or
other mobility aid is designed to have its battery removed by the user.
Information provided by the user or visual inspection may be used in
this process. Therefore, a revision of certain amendments adopted in
Sec. 175.10(a)(17) of the final rule is required and are as follows:
A mobility aid such as a wheelchair, powered by a lithium
ion battery, must be transported as checked baggage aboard an aircraft.
This requirement is consistent with the 14 CFR Part 382 provisions
under the Air Carrier Access Act (ACAA);
Provided the wheelchair or other mobility aid is not
specifically designed to allow its lithium ion battery to be removed,
battery removal is not required;
If the battery is to remain installed, a wheelchair or
other mobility aid may be loaded and stowed in any orientation
determined by the operator necessary to prevent unintentional
activation of the mobility aid or short circuiting of the battery and
is equally protected as the upright orientation would provide;
The wheelchair or other mobility aid must be protected
from damage by the movement of baggage, mail, service items, or other
cargo; and
As adopted in the January 19, 2011 final rule, a lithium
ion battery specifically designed to be removed from a mobility aid
(e.g., collapsible) by the user and any spare batteries must be
transported in carry-on baggage in accordance with paragraph (vii). The
carry-on battery must not exceed 25 grams aggregate equivalent lithium
content and a maximum of one spare
[[Page 31282]]
battery not exceeding 25 grams aggregate equivalent lithium content or
two spares not exceeding 13.5 grams aggregate equivalent lithium
content each may be carried on.
Part 176
Section 176.905
Section 176.905 prescribes specific requirements for motor vehicles
or mechanical equipment powered by internal combustion engines that are
offered for transportation and transported by vessel. In the January
19, 2011 final rule, PHMSA should have revised the paragraph (i)
introductory text to clarify that if any of the exceptions criteria
were met, the articles were excepted from the requirements of the HMR.
Additionally, PHMSA is proposing in this notice to remove the heading
for each exception criterion in paragraph (i) for clarity. They are not
necessary and have resulted in confusion among our stakeholders as some
of the headings were perceived to be inconsistent with the IMDG Code.
Part 178
Section 178.2
Section 178.2 prescribes HMR applicability and responsibility
required of packaging manufacturers. In this notice, PHMSA responds to
an administrative appeal submitted in response to a final rule
published February 2, 2010 (HM-231; 75 FR 5376) that adopted
miscellaneous amendments to packaging provisions in the HMR. The final
rule revised recordkeeping requirements in Sec. 173.22 for shipper
retention of manufacturer notification (including closure
instructions). The amendments adopted required shippers to maintain a
packaging manufacturer's notification (including closure instructions)
for 365 days subsequent to offering the package for transportation. The
final rule also revised Sec. 178.2(c) to strengthen manufacturer
notification requirements and to allow manufacturers greater
flexibility in how they provide the notification. The final rule was
effective on October 1, 2010.
In response to a misunderstanding of an administrative appeal,
PHMSA revised the recordkeeping requirement from 365 days to a two-year
period for combination packagings and a one-year period for single
packagings consistent with a typical packaging design's periodic retest
frequency. Subsequently, DGAC submitted another administrative appeal
requesting PHMSA revise the notification retention requirements in
Sec. 178.2(c)(1)(ii) back to the original one year from date of
issuance. Thus, in this notice we are proposing to amend the HMR based
on DGAC's request to revert back to the original recordkeeping
retention duration for manufacturer notification to one year.
VI. Regulatory Analyses and Notices
A. Statutory/Legal Authority for This Rulemaking
This NPRM is published under the following statutory authorities:
1. 49 U.S.C. 5103(b) authorizes the Secretary of Transportation to
prescribe regulations for the safe transportation, including security,
of hazardous material in intrastate, interstate, and foreign commerce.
This NPRM responds to administrative appeals of certain amendments
adopted in final rule PHMSA-2009-0126 (HM-215K) published on January
19, 2011 (76 FR 3308). Additionally, it responds to administrative
appeals of certain amendments adopted in a final rule PHMSA-2006-25736
(HM-231) published on February 2, 2010 (75 FR 5376).
2. 49 U.S.C. 5120(b) authorizes the Secretary of Transportation to
ensure that, to the extent practicable, regulations governing the
transportation of hazardous materials in commerce are consistent with
standards adopted by international authorities.
B. Executive Orders 12866 and 13563 and DOT Regulatory Policies and
Procedures
This notice is not considered a significant regulatory action under
section 3(f) of Executive Order 12866 and, therefore, was not reviewed
by the Office of Management and Budget. This notice is not considered a
significant rule under the Regulatory Policies and Procedures of the
Department of Transportation (44 FR 11034). Additionally, E.O. 13563
supplements and reaffirms E.O. 12866, stressing that, to the extent
permitted by law, an agency rulemaking action must be based on benefits
that justify its costs, impose the least burden, consider cumulative
burdens, maximize benefits, use performance objectives, and assess
available alternatives.
This notice applies to offerors and carriers of hazardous
materials, such as chemical manufacturers, chemical users and
suppliers, packaging manufacturers, distributors, radiopharmaceutical
companies, and training companies. Benefits resulting from the adoption
of the amendments in this notice include enhanced transportation safety
resulting from the consistency of domestic and international hazard
communications and continued access to foreign markets by U.S.
manufacturers of hazardous materials. A regulatory evaluation is
available for review in the public docket for this rulemaking.
In most instances, the amendments in this rulemaking reduce
compliance costs of the regulated population, and it is likely that
these changes are possible without reducing public safety. Although we
were not able to quantify all of the costs and benefits for most of the
amendments, the net benefits of those we were able to quantify are
approximately $3.5 million per year. The following table summarizes the
costs and benefits for the different amendments being proposed:
Summary of Costs and Benefits
----------------------------------------------------------------------------------------------------------------
Issue addressed by amendments to
HMR Costs Benefits Net benefit
----------------------------------------------------------------------------------------------------------------
Domestic transportation of ORM-D Extending the Extending the $7.3 million over 2 years.
material. effective date of effective date of
eliminating the ORM-D eliminating the ORM-D
system will result in system will allow
minor short-term companies to deplete
costs on shippers and stocks of hazard
carriers who will communication
have to recognize and materials and pre-
comply with two printed packaging
marking systems over with the ORM-D
a longer transition markings on them.
period. Clarifications will
reduce compliance
costs that result
from confusion and
misinterpretation of
the regulatory
requirements.
[[Page 31283]]
Use of the Square-on-Point and ID Extending the Extending the Positive.
Number Limited Quantity Marking. effective date of effective date of
eliminating the eliminating the
revised limited revised limited
quantity marking quantity marking
system will result in system will allow
minor short-term companies to deplete
costs on shippers and stocks of hazard
carriers who will communication
have to recognize and materials and pre-
comply with two printed packaging
marking systems over with the ORM-D
a longer transition markings on them.
period. Clarifications will
reduce compliance
costs that result
from confusion and
misinterpretation of
the regulatory
requirements.
Fuel Cell Cartridges Transported in Costs are expected to The proposal is $155,766 per year.
Passenger Checked Baggage. be negligible. expected to reduce
security costs for
locating and removing
fuel cells from
passenger checked
baggage, as well as
reduce passenger
confusion and the
cost to consumers of
replacing confiscated
fuel cell cartridges.
Consumer Commodity Transport by No costs are Clarifications will Positive.
Aircraft. anticipated as the reduce compliance
proposal provides costs that result
clarification and from confusion and
guidance for existing misinterpretation of
requirements adopted the regulatory
in the January 19, requirements.
2011 Final Rule.
Incident Reporting for Limited No costs are Increased exceptions Positive.
Quantity Material. anticipated. for written reporting
requirements will
reduce the regulatory
burden on shippers/
carriers of limited
quantity materials.
Materials of Trade Exceptions...... No costs are Increased materials of Positive.
anticipated. trade exceptions will
reduce the regulatory
burden on shippers/
carriers of limited
quantity materials.
Recordkeeping Requirements for Costs are expected to Reduced costs that $3.3 million per year.
Manufacturer Notification*. be negligible. shippers will incur
as a result of having
to retain records for
only 90 days as
opposed to 730 days.
----------------------------------------------------------------------------------------------------------------
* Administrative appeals submitted in response to the HM-231 Final Rule.
C. Executive Order 13132
This notice has been analyzed in accordance with the principles and
criteria contained in Executive Order 13132 (``Federalism''), and the
President's memorandum on ``Preemption'' published in the Federal
Register on May 22, 2009 (74 FR 24693). If adopted in a final rule, it
would preempt State, local, and Indian tribe requirements but does not
propose any regulation that has substantial direct effects on the
States, the relationship between the national government and the
States, or the distribution of power and responsibilities among the
various levels of government. Therefore, the consultation and funding
requirements of Executive Order 13132 do not apply.
The Federal hazardous material transportation law, 49 U.S.C. 5101-
5128, contains an express preemption provision (49 U.S.C. 5125(b)) that
preempts State, local, and Indian tribe requirements for certain
subjects. The subjects are:
(1) The designation, description, and classification of hazardous
materials;
(2) The packing, repacking, handling, labeling, marking, and
placarding of hazardous materials;
(3) The preparation, execution, and use of shipping documents
related to hazardous materials and requirements related to the number,
contents, and placement of those documents;
(4) The written notification, recording, and reporting of the
unintentional release in transportation of hazardous material; and
(5) The design, manufacture, fabrication, marking, maintenance,
recondition, repair, or testing of a packaging or container
represented, marked, certified, or sold as qualified for use in
transporting hazardous material.
This notice addresses all the covered subject items above and
preempts State, local, and Indian tribe requirements not meeting the
``substantively the same'' standard. This notice is necessary to
incorporate revisions to the HMR based on administrative appeals
submitted in response to the January 19, 2011 final rule, effective
January 1, 2011. Federal hazardous materials transportation law
provides at section 5125(b)(2) that, if DOT issues a regulation
concerning any of the covered subjects, DOT must determine and publish
in the Federal Register the effective date of Federal preemption. The
effective date may not be earlier than the 90th day following the date
of issuance of the final rule and not later than two years after the
date of issuance. The effective date of Federal preemption is [DATE 90
DAYS FROM PUBLICATION DATE OF FINAL RULE IN THE Federal Register].
D. Executive Order 13175
This notice was analyzed in accordance with the principles and
criteria contained in Executive Order 13175 (``Consultation and
Coordination with Indian Tribal Governments''). Because this notice
does not have tribal implications, does not impose substantial direct
compliance costs, and is required by statute, the funding and
consultation requirements of Executive Order 13175 do not apply.
E. Regulatory Flexibility Act, Executive Order 13272, and DOT
Procedures and Policies
The Regulatory Flexibility Act (5 U.S.C. 601 et seq.) requires an
agency to review regulations to assess their impact on small entities
unless the agency determines that a rule is not expected to have a
significant impact on a substantial number of small entities. We have
completed an assessment and placed it in the docket for this
rulemaking. Commenters are invited to address the costs and benefits of
the amendments proposed in this notice and the potential impacts,
positive or negative, on small businesses.
This notice has been developed in accordance with Executive Order
13272
[[Page 31284]]
(``Proper Consideration of Small Entities in Agency Rulemaking'') and
DOT's procedures and policies to promote compliance with the Regulatory
Flexibility Act to ensure that potential impacts of proposed rules on
small entities are properly considered.
F. Paperwork Reduction Act
Under the Paperwork Reduction Act of 1995, no person is required to
respond to an information collection unless it has been approved by OMB
and displays a valid OMB control number. Section 1320.8(d), Title 5,
Code of Federal Regulations requires that PHMSA provide interested
members of the public and affected agencies an opportunity to comment
on information and recordkeeping requests.
This notice identifies a revised information collection request
that PHMSA will submit to OMB for approval based on the requirements
proposed in this notice. PHMSA has developed burden estimates to
reflect proposed changes in this notice, and estimates the information
collection and recordkeeping burden as proposed in this notice to be as
follows:
This notice reduces the OMB Control Number 2137-0572
information collection burden by $1,654,384 annually.
PHMSA will submit the revised information collection and
recordkeeping requirements to OMB for approval.
G. Regulatory Identifier Number (RIN)
A regulation identifier number (RIN) is assigned to each regulatory
action listed in the Unified Agenda of Federal Regulations. The
Regulatory Information Service Center publishes the Unified Agenda in
April and October of each year. The RIN contained in the heading of
this document can be used to cross-reference this action with the
Unified Agenda.
H. Unfunded Mandates Reform Act
This notice does not impose unfunded mandates under the Unfunded
Mandates Reform Act of 1995. It does not result in costs of $141.3
million or more to either State, local, or tribal governments, in the
aggregate, or to the private sector, and is the least burdensome
alternative that achieves the objective of the rule.
I. Environmental Assessment
The National Environmental Policy Act of 1969 (NEPA) requires
Federal agencies to consider the consequences of major Federal actions
and prepare a detailed statement on actions significantly affecting the
quality of the human environment. In the January 19, 2011 final rule,
we developed an assessment to determine the effects of these revisions
on the environment and whether a more comprehensive environmental
impact statement may be required. Our findings concluded that there are
no significant environmental impacts associated with the final rule.
Consistency in the regulations for the transportation of hazardous
materials aids in shippers' understanding of what is required and
permits shippers to more easily comply with safety regulations and
avoid the potential for environmental damage or contamination. For
interested parties, an environmental assessment was included with the
January 19, 2011 final rule available in the public docket.
Additionally, we do not see any significant environmental impacts
associated with the amendments proposed in this notice regarding the
administrative appeals submitted in response to the January 19 final
rule. We welcome comment on this initial determination.
J. Privacy Act
Anyone is able to search the electronic form of any written
communications and comments received into any of our dockets by the
name of the individual submitting the document (or signing the
document, if submitted on behalf of an association, business, labor
union, etc.). You may review DOT's complete Privacy Act Statement in
the Federal Register published on April 11, 2000 (65 FR 19477) or you
may visit https://www.dot.gov/privacy.html.
K. International Trade Analysis
The Trade Agreements Act of 1979 (Pub. L. 96-39), as amended by the
Uruguay Round Agreements Act (Pub. L. 103-465), prohibits Federal
agencies from establishing any standards or engaging in related
activities that create unnecessary obstacles to the foreign commerce of
the United States. For purposes of these requirements, Federal agencies
may participate in the establishment of international standards, so
long as the standards have a legitimate domestic objective, such as
providing for safety, and do not operate to exclude imports that meet
this objective. The statute also requires consideration of
international standards and, where appropriate, that they be the basis
for U.S. standards. PHMSA participates in the establishment of
international standards in order to protect the safety of the American
public, and we have assessed the effects of this notice to ensure that
it does not exclude imports that meet this objective. Accordingly, this
rulemaking is consistent with PHMSA's obligations under the Trade
Agreement Act, as amended.
List of Subjects
49 CFR Part 171
Exports, Hazardous materials transportation, Hazardous waste,
Imports, Incorporation by reference, Reporting and recordkeeping
requirements.
49 CFR Part 172
Education, Hazardous materials transportation, Hazardous waste,
Incorporation by reference, Labeling, Markings, Packaging and
containers, Reporting and recordkeeping requirements.
49 CFR Part 173
Hazardous materials transportation, Incorporation by reference,
Packaging and containers, Radioactive materials, Reporting and
recordkeeping requirements, Uranium.
49 CFR Part 175
Air carriers, Hazardous materials transportation, Incorporation by
reference, Radioactive materials, Reporting and recordkeeping
requirements.
49 CFR Part 176
Hazardous materials transportation, Incorporation by reference,
Maritime carriers, Radioactive materials, Reporting and recordkeeping
requirements.
49 CFR Part 178
Hazardous materials transportation, Incorporation by reference,
Motor vehicle safety, Packaging and containers, Reporting and
recordkeeping requirements.
In consideration of the foregoing, PHMSA is proposing to amend
Title 49, Subtitle B, Chapter I as follows:
PART 171--GENERAL INFORMATION, REGULATIONS, AND DEFINITIONS
1. The authority citation for part 171 continues to read as
follows:
Authority: 49 U.S.C. 5101-5128, 44701; 49 CFR 1.45 and 1.53;
Pub. L. 101-410 section 4 (28 U.S.C. 2461 note); Pub. L. 104-134
section 31001.
2. In Sec. 171.16, paragraph (d)(2)(i) is revised to read as
follows:
Sec. 171.16 Detailed hazardous materials incident reports.
* * * * *
(d) * * *
[[Page 31285]]
(2) An unintentional release of a hazardous material when:
(i) The material is--
(A) A limited quantity material packaged under authorized
exceptions in the Sec. 172.101 Hazardous Materials Table of this
subchapter excluding Class 7 (radioactive) material; or
(B) A Packing Group III material in Class or Division 3, 4, 5, 6.1,
8, or 9;
(ii) The material is released from a package having a capacity of
less than 20 liters (5.2 gallons) for liquids or less than 30 kg (66
pounds) for solids;
(iii) The total amount of material released is less than 20 liters
(5.2 gallons) for liquids or less than 30 kg (66 pounds) for solids;
and
(iv) The material is not--
(A) Offered for transportation or transported by aircraft;
(B) A hazardous waste; or
(C) An undeclared hazardous material;
* * * * *
PART 172--HAZARDOUS MATERIALS TABLE, SPECIAL PROVISIONS, HAZARDOUS
MATERIALS COMMUNICATIONS, EMERGENCY RESPONSE INFORMATION, AND
TRAINING REQUIREMENTS, AND SECURITY PLANS
3. The authority citation for part 172 continues to read as
follows:
Authority: 49 U.S.C. 5101-5128; 44701; 49 CFR 1.53.
4. In Sec. 172.200, paragraph (b)(3) is revised to read as
follows:
Sec. 172.200 Applicability.
* * * * *
(b) * * *
(3) A limited quantity package unless the material is offered for
transportation by aircraft or vessel and, until December 31, 2015, a
package of ORM-D material authorized by this subchapter on October 1,
2010, when offered for transportation by highway, rail or vessel.
* * * * *
5. In Sec. 172.315, paragraph (d) is revised to read as follows:
Sec. 172.315 Limited quantities.
* * * * *
(d) Transitional exceptions. (1) Alternative markings. Except for
transportation by aircraft and until December 31, 2015, a package
containing a limited quantity may continue to be marked in accordance
with the requirements of this section in effect on October 1, 2010
(i.e., square-on-point with identification number only) as an
alternative to the marking required by paragraph (a) of this section.
(2) ORM-D marked packaging. Except for transportation by aircraft
and until December 31, 2015, a packaging marked in accordance with
Sec. 172.316 of this part is not required to be marked with the
limited quantity marking required by paragraph (a) of this section. For
transportation by aircraft and until December 31, 2012, a packaging
marked in accordance with Sec. 172.316 is not required to be marked
with the limited quantity ``Y'' marking required by paragraph (b) of
this section.
6. In Sec. 172.316, paragraph (a)(2) is revised to read as
follows:
Sec. 172.316 Packagings containing materials classed as ORM-D.
(a) * * *
(1) * * *
(2) Until December 31, 2015, ORM-D for an ORM-D material that is
packaged in accordance with Sec. Sec. 173.63, 173.150 through 173.156
and 173.306.
* * * * *
PART 173--SHIPPERS--GENERAL REQUIREMENTS FOR SHIPMENTS AND
PACKAGINGS
7. The authority citation for part 173 continues to read as
follows:
Authority: 49 U.S.C. 5101-5128, 44701; 49 CFR 1.45, 1.53.
8. In Sec. 173.6, paragraph (a)(6) is added to read as follows:
Sec. 173.6 Materials of trade exceptions.
* * * * *
(a) * * *
(6) A limited quantity package prepared in accordance with
Sec. Sec. 173.27, 173.63, 173.150, 173.151(b) and (c), 173.152,
173.153, 173.154, 173.155, 173.161, 173.165, 173.167 and 173.306(i) of
this subchapter. Division 4.3 substances must be prepared in accordance
with paragraph (a)(3) of this section. Class 7 (radioactive)
substances, instruments and articles are not authorized under the
provisions of this section.
* * * * *
9. In Sec. 173.22, paragraph (a)(4) is revised to read as follows:
Sec. 173.22 Shipper's responsibility.
(a) * * *
(4)(i) For a DOT Specification or UN standard packaging subject to
the requirements of part 178 of this subchapter, a person must perform
all functions necessary to bring the package into compliance with parts
173 and 178 of this subchapter, as identified by the packaging
manufacturer or subsequent distributor (for example, applying closures
consistent with the manufacturer's closure instructions) in accordance
with Sec. 178.2 of this subchapter.
(ii) For other than a bulk packaging or a cylinder, a person must
retain a copy of the manufacturer's notification, including closure
instructions (see Sec. 178.2(c) of this subchapter). For a bulk
packaging or a cylinder, a person must retain a copy of the
manufacturer's notification, including closure instructions (see Sec.
178.2(c) of this subchapter), unless permanently embossed or printed on
the packaging. A copy of the manufacturer's notification, including
closure instructions (see Sec. 178.2(c) of this subchapter), unless
permanently embossed or printed on the packaging when applicable, must
be made available for inspection by a representative of the Department
upon request for at least 90 days once the package is offered to the
initial carrier.
(iii) When applicable, a person must retain a copy of any
supporting documentation used to determine an equivalent level of
performance under the selective testing variation in Sec.
178.601(g)(1) of this subchapter. Such documentation is to be retained
by the person certifying compliance with Sec. 178.601(g)(1) as
specified in Sec. 178.601(l).
10. In Sec. 173.25, paragraph (a)(6) is revised and new paragraph
(a)(7) is added to read as follows:
Sec. 173.25 Authorized packagings and overpacks.
(a) * * *
(6) Limited quantities and ORM material. The overpack is marked
with a limited quantity marking prescribed in Sec. 172.315 of this
subchapter or, the ORM marking prescribed in Sec. 172.316 of this
subchapter, unless a limited quantity or ORM marking representative of
the hazardous material in the overpack is visible.
(7) Excepted quantities. The overpack is marked with all required
marking of Sec. 173.4a of this part unless visible.
* * * * *
11. In Sec. 173.63, paragraph (b)(1)(ii) is revised to read as
follows:
Sec. 173.63 Packaging exceptions.
* * * * *
(b) * * *
(1) * * *
(ii) Until December 31, 2012, a package containing such articles
may be marked with the proper shipping name ``Cartridges, small arms''
or ``Cartridges, power device (used to project fastening devices)'' and
reclassed as ``ORM-D-AIR'' material if it contains properly packaged
articles as authorized by this subchapter on October 1, 2010.
[[Page 31286]]
Additionally, for transportation by aircraft, Cartridge, power devices
must be successfully tested under the UN Test Series 6(d) criteria for
reclassification as ORM-D-AIR material effective July 1, 2011. Until
December 31, 2015, a package containing such articles may be marked
with the proper shipping name ``Cartridges, small arms'' or
``Cartridges, power device (used to project fastening devices)'' and
reclassed as ``ORM-D'' material if it contains properly packaged
articles as authorized by this subchapter on October 1, 2010.
* * * * *
12. Section 173.144 is revised to read as follows:
Sec. 173.144 Other Regulated Material (ORM)--Definitions.
Until December 31, 2015 and for the purposes of this subchapter,
``ORM-D material'' means a material such as a consumer commodity,
cartridges, small arms or cartridges, power devices which, although
otherwise subject to the regulations of this subchapter, presents a
limited hazard during transportation due to its form, quantity and
packaging. The article or substance must be a material for which
exceptions are provided in Column (8A) of the Sec. 172.101 Hazardous
Materials Table.
13. In Sec. 173.150, paragraph (c) is revised to read as follows:
Sec. 173.150 Exceptions for Class 3 (flammable and combustible
liquids).
* * * * *
(c) Consumer commodities. Until December 31, 2015, a limited
quantity package containing a ``consumer commodity'' as defined in
Sec. 171.8 of this subchapter, may be renamed ``Consumer commodity''
and reclassed as ORM-D or, until December 31, 2012, as ORM-D-AIR
material and offered for transportation and transported in accordance
with the applicable provisions of this subchapter in effect on October
1, 2010.
* * * * *
14. In Sec. 173.151, paragraphs (b) and (c) are revised to read as
follows:
Sec. 173.151 Exceptions for Class 4.
* * * * *
(b) Limited quantities of Division 4.1. Limited quantities of
flammable solids (Division 4.1) in Packing Groups II and III and, where
authorized by this section, charcoal briquettes (Division 4.2) in
Packing Group III, are excepted from labeling requirements unless the
material is offered for transportation or transported by aircraft, and
are excepted from the specification packaging requirements of this
subchapter when packaged in combination packagings according to this
paragraph. If authorized for transportation by aircraft, the package
must also conform to applicable requirements of Sec. 173.27 of this
part (e.g., authorized materials, inner packaging quantity limits and
closure securement) and only hazardous material authorized aboard
passenger-carrying aircraft may be transported as a limited quantity. A
limited quantity package that conforms to the provisions of this
section is not subject to the shipping paper requirements of subpart C
of part 172 of this subchapter, unless the material meets the
definition of a hazardous substance, hazardous waste, marine pollutant,
or is offered for transportation and transported by aircraft or vessel,
and is eligible for the exceptions provided in Sec. 173.156 of this
part. In addition, shipments of limited quantities are not subject to
subpart F (Placarding) of part 172 of this subchapter. Each package
must conform to the packaging requirements of subpart B of this part
and may not exceed 30 kg (66 pounds) gross weight. Except for
transportation by aircraft, the following combination packagings are
authorized:
(1) For flammable solids in Packing Group II, inner packagings not
over 1.0 kg (2.2 pounds) net capacity each, packed in a strong outer
packaging.
(2) For flammable solids in Packing Group III, inner packagings not
over 5.0 kg (11 pounds) net capacity each, packed in a strong outer
packaging.
(c) Consumer commodities. Until December 31, 2015, a limited
quantity package (including Charcoal briquettes (NA1361)) containing a
``consumer commodity'' as defined in Sec. 171.8 of this subchapter,
may be renamed ``Consumer commodity'' and reclassed as ORM-D or, until
December 31, 2012, as ORM-D-AIR material and offered for transportation
and transported in accordance with the applicable provisions of this
subchapter in effect on October 1, 2010. For transportation by
aircraft, the maximum net mass for Charcoal briquettes (NA1361) is 25
kg per package.
* * * * *
15. In Sec. 173.152, paragraph (c) is revised to read as follows:
Sec. 173.152 Exceptions for Division 5.1 (oxidizers) and Division 5.2
(organic peroxides).
* * * * *
(c) Consumer commodities. Until December 31, 2015, a limited
quantity package containing a ``consumer commodity'' as defined in
Sec. 171.8 of this subchapter, may be renamed ``Consumer commodity''
and reclassed as ORM-D or, until December 31, 2012, as ORM-D-AIR
material and offered for transportation and transported in accordance
with the applicable provisions of this subchapter in effect on October
1, 2010.
16. In Sec. 173.153, paragraph (c) is revised to read as follows:
Sec. 173.153 Exceptions for Division 6.1 (poisonous material).
* * * * *
(c) Consumer commodities. Until December 31, 2015, a limited
quantity package of poisonous material in Packing Group III or a drug
or medicine in Packing Group II or III that is also a ``consumer
commodity'' as defined in Sec. 171.8 of this subchapter, may be
renamed ``Consumer commodity'' and reclassed as ORM-D or, until
December 31, 2012, as ORM-D-AIR material and offered for transportation
and transported in accordance with the applicable provisions of this
subchapter in effect on October 1, 2010.
17. In Sec. 173.154, paragraph (c) is revised to read as follows:
Sec. 173.154 Exceptions for Class 8 (corrosive material).
* * * * *
(c) Consumer commodities. Until December 31, 2015, a limited
quantity package containing a ``consumer commodity'' as defined in
Sec. 171.8 of this subchapter, may be renamed ``Consumer commodity''
and reclassed as ORM-D or, until December 31, 2012, as ORM-D-AIR
material and offered for transportation and transported in accordance
with the applicable provisions of this subchapter in effect on October
1, 2010.
* * * * *
18. In Sec. 173.155, paragraph (c) is revised to read as follows:
Sec. 173.155 Exceptions for Class 9 (miscellaneous hazardous
materials).
* * * * *
(c) Consumer commodities. Until December 31, 2015, a limited
quantity package containing a ``consumer commodity'' as defined in
Sec. 171.8 of this subchapter, may be renamed ``Consumer commodity''
and reclassed as ORM-D or, until December 31, 2012, as ORM-D-AIR
material and offered for transportation and transported in accordance
with the applicable provisions of this subchapter in effect on October
1, 2010.
19. Section 173.156 is revised to read as follows:
Sec. 173.156 Exceptions for limited quantity and ORM.
(a) Exceptions for hazardous materials shipments in the following
paragraphs
[[Page 31287]]
are permitted only if this section is referenced for the specific
hazardous material in the Sec. 172.101 Table or in a packaging section
in this part.
(b) Packagings for limited quantity and ORM-D are specified
according to hazard class in Sec. Sec. 173.150 through 173.155 and in
173.306 and 173.309(b). In addition to exceptions provided for limited
quantity and ORM-D materials elsewhere in this part, the following are
provided:
(1) Strong outer packagings as specified in this part, marking
requirements specified in subpart D of part 172 of this subchapter, and
the 30 kg (66 pounds) gross weight limitation are not required for
packages of limited quantity materials marked in accordance with Sec.
172.315 of this subchapter, or, until December 31, 2015, materials
classed and marked as ORM-D and described as a Consumer commodity, as
defined in Sec. 171.8 of this subchapter, when--
(i) Unitized in cages, carts, boxes or similar overpacks;
(ii) Offered for transportation or transported by:
(A) Rail;
(B) Private or contract motor carrier; or
(C) Common carrier in a vehicle under exclusive use for such
service; and
(iii) Transported to or from a manufacturer, a distribution center,
or a retail outlet, or transported to a disposal facility from one
offeror.
(2) The 30 kg (66 pounds) gross weight limitation does not apply to
packages of limited quantity materials marked in accordance with Sec.
172.315 of this subchapter, or, until December 31, 2015, materials
classed and marked as ORM-D and described as a Consumer commodity, as
defined in Sec. 171.8 of this subchapter, when offered for
transportation or transported by highway or rail between a
manufacturer, a distribution center, and a retail outlet provided--
(i) Inner packagings conform to the quantity limits for inner
packagings specified in Sec. Sec. 173.150(b), 173.152(b), 173.154(b),
173.155(b), 173.306(a) and (b), and 173.309(b), as appropriate;
(ii) The inner packagings are packed into corrugated fiberboard
trays to prevent them from moving freely;
(iii) The trays are placed in a fiberboard box which is banded and
secured to a wooden pallet by metal, fabric, or plastic straps, to form
a single palletized unit;
(iv) The package conforms to the general packaging requirements of
subpart B of this part;
(v) The maximum net quantity of hazardous material permitted on one
palletized unit is 250 kg (550 pounds); and
(vi) The package is properly marked in accordance with Sec.
172.315 or, until December 31, 2015, Sec. 172.316 of this subchapter.
20. In section 173.161, paragraph (d)(2) is revised to read as
follows:
Sec. 173.161 Chemical kits and first aid kits.
* * * * *
(d) * * *
(2) Consumer commodities. Until December 31, 2015, a limited
quantity package containing a ``consumer commodity'' as defined in
Sec. 171.8 of this subchapter may be renamed ``Consumer commodity''
and reclassed as ORM-D or, until December 31, 2012, as ORM-D-AIR
material and offered for transportation and transported in accordance
with the applicable provisions of this subchapter in effect on October
1, 2010.
* * * * *
21. In section 173.165, paragraph (c) is revised to read as
follows:
Sec. 173.165 Polyester resin kits.
* * * * *
(c) Consumer commodities. Until December 31, 2015, a limited
quantity package containing a ``consumer commodity'' as defined in
Sec. 171.8 of this subchapter may be renamed ``Consumer commodity''
and reclassed as ORM-D or, until December 31, 2012, as ORM-D-AIR
material and offered for transportation and transported in accordance
with the applicable provisions of this subchapter in effect on October
1, 2010.
22. Section 173.167 is revised to read as follows:
Sec. 173.167 Consumer commodities.
(a) Effective January 1, 2013, a ``consumer commodity'' (see Sec.
171.8 of this subchapter) when authorized transportation by aircraft
may only include articles or substances of Class 2 (non-toxic aerosols
only), Class 3 (Packing Group II and III only), Division 6.1 (Packing
Group III only), UN3077, UN3082, UN3175, UN3334, and UN3335, provided
such materials do not have a subsidiary risk and are authorized aboard
a passenger-carrying aircraft. Consumer commodities are excepted from
the specification outer packaging requirements of this subchapter.
Packages prepared under the requirements of this section may be offered
for transportation and transported by all modes. Additionally, the
following apply:
(1) Inner and outer packaging quantity limits. (i) Non-toxic
aerosols, as defined in Sec. 171.8 of this subchapter and constructed
in accordance with Sec. 173.306 of this part, in non-refillable, non-
metal containers not exceeding 120 mL (4 fluid ounces) each, or in non-
refillable metal containers not exceeding 820 mL (28 ounces) each,
except that flammable aerosols may not exceed 500 mL (16.9 ounces)
each;
(ii) Liquids, in inner packagings not exceeding 500 mL (16.9
ounces) each;
(iii) Solids, in inner packagings not exceeding 500 g (1.0 pounds)
each; or
(iv) Any combination thereof not to exceed 30 kg (66 pounds) gross
weight as prepared for shipment.
(2) Closures. Friction-type closures must be secured by secondary
means. Examples of such methods include: adhesive tape, friction
sleeves, welding or soldering, positive locking wires, locking rings,
induction heats seals, and child-resistant closures. The body and
closure of any packaging must be constructed so as to be able to
adequately resist the effects of temperature and vibration occurring in
conditions normally incident to air transportation. The closure device
must be so designed that it is unlikely that it can be incorrectly or
incompletely closed.
(3) Absorbent material. Inner packagings must be tightly packaged
in strong outer packagings. Absorbent and cushioning material must not
react dangerously with the contents of inner packagings. Fragile
receptacles containing liquids of Class 3 or Division 6.1, sufficient
absorbent material must be provided to absorb the entire contents of
the largest inner packaging contained in the outer packaging. Absorbent
material is not required if such fragile inner packagings are
sufficiently protected as packaged for transport that it is unlikely a
failure would occur and, if a failure did occur, that it would be
unlikely that the contents would leak from the outer packaging.
(4) Pressure differential capability. Except for UN3082, inner
packagings intended to contain liquids must be capable of meeting the
pressure differential requirements (75 kPa) prescribed in Sec.
173.27(c) of this part. The capability of a packaging to withstand an
internal pressure without leakage that produces the specified pressure
differential should be determined by successfully testing design
samples or prototypes.
(5) Drop test capability. Fragile inner packagings must be packaged
to prevent failure under conditions normally incident to transport.
Packages of consumer commodities must be capable of withstanding a 1.2
m drop on solid
[[Page 31288]]
concrete in the position most likely to cause damage.
(6) Stack test capability. Packages of consumer commodities must be
capable of withstanding, without failure or leakage of any inner
packaging and without any significant reduction in effectiveness, a
force applied to the top surface for a duration of 24 hours equivalent
to the total weight of identical packages if stacked to a height of 3.0
m (including the test sample).
(b) When offered for transportation by aircraft, packages prepared
under the requirements of this section are to be marked as a limited
quantity in accordance with Sec. 172.315(b)(1) and labeled as a Class
9 article or substance, as appropriate, in accordance with subpart E of
part 172 of this subchapter.
23. In Sec. 173.230, paragraph (h) is revised to read as follows:
Sec. 173.230 Fuel cell cartridges containing hazardous material.
* * * * *
(h) Consumer commodities. Until December 31, 2015, for other than
transportation by aircraft, a limited quantity that conforms to the
provisions of paragraph (g) of this section and is also a ``consumer
commodity'' as defined in Sec. 171.8 of this subchapter, may be
renamed ``Consumer commodity'' and reclassed as ORM-D. In addition to
the exceptions provided by paragraph (g), shipments of ORM-D materials
are not subject to the shipping paper requirements of subpart C of part
172 of this subchapter, unless the materials meet the definition of a
hazardous substance, hazardous waste, marine pollutant, or are offered
for transportation aircraft, and are eligible for the exceptions
provided in Sec. 173.156 of this part.
24. In Sec. 173.306, paragraph (i)(2) is revised to read as
follows:
Sec. 173.306 Limited quantities of compressed gases.
* * * * *
(i) * * *
(2) Consumer commodities. Until December 31, 2015, a limited
quantity package containing a ``consumer commodity'' as defined in
Sec. 171.8 of this subchapter may be renamed ``Consumer commodity''
and reclassed as ORM-D or, until December 31, 2012, as ORM-D-AIR
material and offered for transportation and transported in accordance
with the applicable provisions of this subchapter in effect on October
1, 2010.
* * * * *
25. Section 173.309 is revised to read as follows:
Sec. 173.309 Fire extinguishers.
(a) Specification 3A, 3AA, 3E, 3AL, 4B, 4BA, 4B240ET or 4BW
(Sec. Sec. 178.36, 178.37, 178.42, 178.46, 178.50, 178.51, 178.55 and
178.61 of this subchapter) cylinders are authorized for manufacture and
use as fire extinguishers under the following conditions:
(1) Extinguishing agents must be nonflammable, non-poisonous, non-
corrosive, and commercially free from corroding components.
(2) Each fire extinguisher must be charged with a nonflammable,
non-poisonous, dry gas that has a dew-point at or below minus 46.7
[deg]C (minus 52 [deg]F) at 101 kPa (1 atmosphere) and is free of
corroding components, to not more than the service pressure of the
cylinder.
(3) A fire extinguisher may not contain more than 30% carbon
dioxide by volume or any other corrosive extinguishing agent.
(4) Each fire extinguisher must be protected externally by suitable
corrosion-resisting coating.
(5) Specification 3E and 4BA cylinders must be packed in strong
non-bulk outer packagings. The outside of the combination packaging
must be marked with an indication that the inner packagings conform to
the prescribed specifications.
(b) Limited quantities. Fire extinguishers charged with a limited
quantity of compressed gas to not more than 1660 kPa (241 psig) at 21
[deg]C (70 [deg]F) are excepted from shipping papers (except when
offered for transportation by aircraft or vessel), labeling (except
when offered for transportation by aircraft), placarding, the
specification packaging requirements of this subchapter, and are
eligible for the exceptions provided in Sec. 173.156 when offered for
transportation in accordance with this paragraph (b). Packages must be
marked as specified for limited quantities in Sec. 172.315 of this
subchapter. Limited quantity shipments conforming to this paragraph are
not subject to parts 174 and 177 of this subchapter when transported by
highway or rail. In addition, limited quantity packages of fire
extinguishers are subject to the following conditions, as applicable:
(1) Each fire extinguisher must have contents which are
nonflammable, non-poisonous, and noncorrosive as defined in this
subchapter;
(2) Each non-specification fire extinguisher must be packaged as an
inner packaging within a combination outer packaging. Examples of
acceptable outer packagings for non-specification fire extinguishers
include large cartons, racks, cages or other suitable enclosures;
(3) Non-specification cylinders are authorized as fire
extinguishers subject to the following conditions:
(i) The internal volume of each cylinder may not exceed 18 L (1,100
cubic inches). For fire extinguishers not exceeding 900 mL (55 cubic
inches) capacity, the liquid portion of the gas plus any additional
liquid or solid must not completely fill the container at 55 [deg]C
(130 [deg]F). Fire extinguishers exceeding 900 mL (55 cubic inches)
capacity may not contain any liquefied compressed gas;
(ii) Each fire extinguisher manufactured on and after January 1,
1976, must be designed and fabricated with a burst pressure of not less
than six times its charged pressure at 21 [deg]C (70 [deg]F) when
shipped;
(iii) Each fire extinguisher must be tested, without evidence of
failure or damage, to at least three times its charged pressure at 21
[deg]C (70 [deg]F) but not less than 825 kPa (120 psig) before initial
shipment, and must be marked to indicate the year of the test (within
90 days of the actual date of the original test) and with the words
``MEETS DOT REQUIREMENTS.'' This marking is considered a certification
that the fire extinguisher is manufactured in accordance with the
requirements of this section. The words ``This extinguisher meets all
requirements of 49 CFR 173.306'' may be displayed on fire extinguishers
manufactured prior to January 1, 1976; and
(iv) For any subsequent shipment, each fire extinguisher must be in
compliance with the retest requirements of the Occupational Safety and
Health Administration Regulations of the Department of Labor, 29 CFR
1910.157;
(4) Specification 2P or 2Q (Sec. Sec. 178.33 and 178.33a of this
subchapter) inner non-refillable metal packagings are authorized as
fire extinguishers subject to the following conditions:
(i) The liquid portion of the gas plus any additional liquid or
solid may not completely fill the packaging at 55 [deg]C (130 [deg]F);
(ii) Pressure in the packaging must not exceed 1250 kPa (181 psig)
at 55 [deg]C (130 [deg]F). If the pressure exceeds 920 kPa (141 psig)
at 55 [deg]C (130 [deg]F), but does not exceed 1100 kPa (160 psig) at
55 [deg]C (130 [deg]F), a specification DOT 2P inner metal packaging
must be used; if the pressure exceeds 1100 kPa (160 psig) at 55 [deg]C
(130 [deg]F), a specification DOT 2Q inner metal packaging must be
used. The metal packaging must be capable of withstanding, without
bursting, a pressure of one and one-half times the equilibrium pressure
of the contents at 55 [deg]C (130 [deg]F); and
[[Page 31289]]
(iii) Each completed inner packaging filled for shipment must have
been heated until the pressure in the container is equivalent to the
equilibrium pressure of the contents at 55 [deg]C (130 [deg]F) without
evidence of leakage, distortion, or other defect.
(iv) Specification 2P and 2Q cylinders must be packed in strong
non-bulk outer packagings. The outside of the combination packaging
must be marked with an indication that the inner packagings conform to
the prescribed specifications.
PART 175--CARRIAGE BY AIRCRAFT
26. The authority citation for part 175 continues to read as
follows:
Authority: 49 U.S.C. 5101-5128; 44701; 49 CFR 1.45 and 1.53.
27. In Sec. 175.10, paragraph (a)(17) is revised to read as
follows:
Sec. 175.10 Exceptions for passengers, crewmembers, and air
operators.
(a) * * *
(17) A wheelchair or other mobility aid equipped with a lithium ion
battery, when carried as checked baggage, provided--
(i) The lithium ion battery must be of a type that successfully
passed each test in the UN Manual of Tests and Criteria (IBR; see Sec.
171.7 of this subchapter), as specified in Sec. 173.185 of this
subchapter, unless approved by the Associate Administrator;
(ii) The operator must verify that:
(A) Visual inspection of the wheelchair or other mobility aid
reveals no obvious defects;
(B) Battery terminals are protected from short circuits (e.g.,
enclosed within a battery housing);
(C) The battery must be securely attached to the mobility aid; and
(D) Electrical circuits are isolated;
(iii) The wheelchair or other mobility aid must be loaded and
stowed in such a manner to prevent its unintentional activation and its
battery must be protected from short circuiting;
(iv) The wheelchair or other mobility aid must be protected from
damage by the movement of baggage, mail, service items, or other cargo;
(v) Where a lithium ion battery-powered wheelchair or other
mobility aid is specifically designed to allow its battery to be
removed by the user (e.g., collapsible):
(A) The battery must be removed from the wheelchair or other
mobility aid according to instructions provided by the wheelchair or
other mobility aid owner or its manufacturer;
(B) The battery must be carried in carry-on baggage only;
(C) Battery terminals must be protected from short circuits (by
placement in original retail packaging or otherwise insulating the
terminal e.g. by taping over exposed terminals or placing each battery
in a separate plastic bag or protective pouch);
(D) The battery must not exceed 25 grams aggregate equivalent
lithium content; and
(E) A maximum of one spare battery not exceeding 25 grams aggregate
equivalent lithium content or two spares not exceeding 13.5 grams
aggregate equivalent lithium content each may be carried;
(vi) The pilot-in-command is advised either orally or in writing,
prior to departure, as to the location of the lithium ion battery or
batteries aboard the aircraft.
* * * * *
PART 176--CARRIAGE BY VESSEL
28. The authority citation for part 176 continues to read as
follows:
Authority: 49 U.S.C. 5101-5128; 49 CFR 1.53.
29. In Sec. 176.905, paragraph (i) is revised to read as follows:
Sec. 176.905 Stowage of motor vehicles or mechanical equipment.
* * * * *
(i) Exceptions--A vehicle or mechanical equipment is excepted from
the requirements of this subchapter if any of the following are met:
(1) The vehicle or mechanical equipment has an internal combustion
engine using liquid fuel that has a flashpoint less than 38[deg]C
(100[deg]F), the fuel tank is empty, and the engine is run until it
stalls for lack of fuel;
(2) The vehicle or mechanical equipment has an internal combustion
engine using liquid fuel that has a flashpoint of 38[deg]C (100[deg]F)
or higher, the fuel tank contains 418 L (110 gallons) of fuel or less,
and there are no fuel leaks in any portion of the fuel system;
(3) The vehicle or mechanical equipment is stowed in a hold or
compartment designated by the administration of the country in which
the vessel is registered as specially designed and approved for
vehicles and mechanical equipment and there are no signs of leakage
from the battery, engine, fuel cell, compressed gas cylinder or
accumulator, or fuel tank, as appropriate. For vehicles with batteries
connected and fuel tanks containing gasoline transported by U.S.
vessels, see 46 CFR 70.10-1 and 90.10-38;
(4) The vehicle or mechanical equipment is electrically powered
solely by wet electric storage batteries (including nonspillable
batteries) or sodium batteries; or
(5) The vehicle or mechanical equipment is equipped with liquefied
petroleum gas or other compressed gas fuel tanks, the tanks are
completely emptied of liquefied or compressed gas and the positive
pressure in the tank does not exceed 2 bar (29 psig), the line from the
fuel tank to the regulator and the regulator itself is drained of all
traces of liquefied or compressed gas, and the fuel shut-off valve is
closed.
* * * * *
PART 178--SPECIFICATIONS FOR PACKAGINGS
30. The authority citation for part 178 continues to read as
follows:
Authority: 49 U.S.C. 5101-5128; 49 CFR 1.53.
31. In Sec. 178.2, paragraph (c)(1)(ii) is revised to read as
follows:
Sec. 178.2 Applicability and responsibility.
* * * * *
(c) * * *
(1) * * *
(ii) Retain copies of each written notification for at least one
year from date of issuance; and
* * * * *
Issued in Washington, DC, on May 18, 2012 under authority
delegated in 49 CFR part 106.
William Schoonover,
Deputy Associate Administrator, Field Operations, Pipeline and
Hazardous Materials Safety Administration.
[FR Doc. 2012-12523 Filed 5-24-12; 8:45 am]
BILLING CODE 4910-60-P