Endangered and Threatened Wildlife and Plants; Final Rule To Remove the Morelet's Crocodile From the Federal List of Endangered and Threatened Wildlife, 30820-30854 [2012-12263]
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Federal Register / Vol. 77, No. 100 / Wednesday, May 23, 2012 / Rules and Regulations
DEPARTMENT OF THE INTERIOR
Executive Summary
Fish and Wildlife Service
(1) Purpose of the Regulatory Action
We are delisting the Morelet’s
crocodile throughout its range due to
recovery under the Endangered Species
Act (16 U.S.C. 1531 et seq.)
Conservation actions by the three range
countries of Mexico, Belize, and
Guatemala have eliminated or
significantly reduced the threats to the
species to point that it is no longer
endangered or threatened. Wild
populations have increased
substantially since restrictions on
commercial harvest and trade were
instituted in the 1970s. Species experts
now widely characterize Morelet’s
crocodile populations as healthy.
50 CFR Part 17
[Docket No. FWS–R9–ES–2010–0030;
92210–1113–0000–C6]
RIN 1018–AV22
Endangered and Threatened Wildlife
and Plants; Final Rule To Remove the
Morelet’s Crocodile From the Federal
List of Endangered and Threatened
Wildlife
Fish and Wildlife Service,
Interior.
ACTION: Final rule.
AGENCY:
Under the authority of the
Endangered Species Act of 1973, as
amended (Act), we, the U.S. Fish and
Wildlife Service (Service), are removing
the Morelet’s crocodile (Crocodylus
moreletii) throughout its range from the
Federal List of Endangered and
Threatened Wildlife due to recovery.
This action is based on a thorough
review of the best available scientific
and commercial data, which indicate
that the species’ status has improved to
the point that the Morelet’s crocodile is
not likely to become threatened within
the foreseeable future throughout all or
a significant portion of its range. After
the effective date of this final rule, the
Morelet’s crocodile will remain
protected under the provisions of the
Convention on International Trade in
Endangered Species of Wild Fauna and
Flora.
DATES: This rule becomes effective June
22, 2012.
ADDRESSES: This final rule is available
on the Internet at https://
www.regulations.gov and comments and
materials received, as well as supporting
documentation used in the preparation
of this rule, will be available for public
inspection, by appointment, during
normal business hours at: U.S. Fish and
Wildlife Service, 4401 N. Fairfax Drive,
Suite 400, Arlington, VA 22203.
FOR FURTHER INFORMATION CONTACT:
Janine Van Norman, Chief, Branch of
Foreign Species, Endangered Species
Program, U.S. Fish and Wildlife Service,
4401 North Fairfax Drive, Room 420,
Arlington, VA 22203; telephone 703–
358–2171; facsimile 703–358–1735. If
you use a telecommunications device
for the deaf (TDD), call the Federal
Information Relay Service (FIRS) at
800–877–8339.
SUPPLEMENTARY INFORMATION:
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SUMMARY:
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(2) Major Provision of the Regulatory
Action
This action is authorized by the
Endangered Species Act of 1973 (Act),
as amended.
We are amending § 17.11(h),
subchapter B of chapter I, title 50 of the
Code of Federal Regulations by
removing the entry for ‘‘Crocodile,
Morelet’s’’ from the List of Endangered
and Threatened Wildlife.
(3) Costs and Benefits
This is a delisting action, and the
Office of Management and Budget
(OMB) has designated it as not
significant. Therefore, we have not
analyzed the costs or benefits of this
rulemaking action.
Previous Federal Actions
The Morelet’s crocodile was listed as
endangered throughout its entire range
under the predecessor of the Act via a
rule published in the Federal Register
on June 2, 1970 (35 FR 8491). Import
into, export from, or re-export from the
United States, as well as other
prohibitions, including movement in
the course of a commercial activity and
sale in interstate or foreign commerce,
of endangered species and their parts
and products, are prohibited under the
Act unless otherwise authorized.
Authorizations for endangered species
can only be made for scientific purposes
or to enhance the propagation or
survival of the species. On July 1, 1975,
the Morelet’s crocodile was listed in
Appendix I of CITES. These protections
were put in place because the species
had suffered substantial population
declines throughout its range due to
habitat destruction and overexploitation
through the commercial crocodilian
skin trade. CITES Appendix I includes
species that are ‘‘threatened with
extinction which are or may be affected
by trade.’’
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On May 26, 2005, the Service received
a petition from the Government of
´
Mexico’s Comision Nacional para el
Conocimiento y Uso de la Biodiversidad
(CONABIO) to remove the Morelet’s
crocodile from the List of Endangered
and Threatened Wildlife at 50 CFR
17.11.
Based on the information provided,
the Service’s 90-day finding on the
petition, which was published in the
Federal Register on June 28, 2006 (71
FR 36743), stated that the petition
provided substantial information to
indicate that the requested action may
be warranted. In that finding, we
announced that we had initiated a status
review of the species as required under
section 4(b)(3)(A) of the Act, and that
we were seeking comments on the
petition, as well as information on the
status of the species, particularly in
Belize and Guatemala. The Service also
solicited comments or additional
information from counterparts in
Mexico, Belize and Guatemala.
On April 27, 2011, the Service
published in the Federal Register a rule
proposing to delist the Morelet’s
crocodile from the Federal List of
Endangered and Threatened Wildlife
(76 FR 23650). With publication of the
proposed rule, we implemented the
Service’s peer review process and
opened a 60-day comment period to
solicit scientific and commercial
information on the species from all
interested parties. For more detailed
information on previous Federal
actions, please refer to the April 2011
proposed rule.
We based this action on a review of
the best scientific and commercial
information available, including all
information received during the public
comment period. In the April 27, 2011,
proposed rule, we requested that all
interested parties submit information
that might contribute to development of
a final rule. We also contacted
appropriate scientific experts and
organizations and invited them to
comment on the proposed delisting. We
received comments from five
individuals; two of those comments
were from peer reviewers.
Summary of Comments and
Recommendations
We reviewed all comments we
received from the public and peer
reviewers for substantive issues and
new information regarding the proposed
delisting of this species, and we address
those comments below. Overall, the
commenters and peer reviewers
supported the proposed delisting. Belize
and Guatemala did not submit
comments.
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Federal Register / Vol. 77, No. 100 / Wednesday, May 23, 2012 / Rules and Regulations
Peer Review
In accordance with our policy
published on July 1, 1994 (59 FR
34270), we solicited expert opinions
from six individuals with scientific
expertise that included familiarity with
the species, the geographic region in
which the species occurs, and
conservation biology principles. We
received responses from two of the peer
reviewers from whom we requested
comments. They generally agreed that
the description of the biology and
habitat for the species was accurate and
based on all relevant literature. Some
new information was provided, as well
as technical clarifications, as described
below. Technical corrections suggested
by the peer reviewers have been
incorporated into this final rule. In some
cases, it has been indicated in the
citations by ‘‘personal communication’’
(pers. comm.), which could indicate
either an email or telephone
conversation; in other cases, the
research citation is provided. Public
Comments
The Service only received substantive
comments from peer reviewers. There
were no substantive comments from the
public.
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Peer Reviewer Comments
(1) Comment: One peer reviewer
disagreed with our statement that
‘‘Unlike most other species of
crocodilians, the Morelet’s crocodile
lacks bony plates beneath the skin
(osteoderms) * * *’’ The reviewer
stated that 14 of 23 extant crocodilian
species share that same characteristic.
He suggested we change the language to
‘‘Like many crocodilians * * *’’
Our Response: The Service agrees,
and we have revised the statement to
incorporate this change.
(2) Comment: One peer reviewer
suggested that caution be made when
discussing threats; we should not
assume that mortality factors affecting
some crocodiles constitute a threat that
affects population recruitment or
population growth trajectory. He noted
that crocodilians have a robust lifehistory strategy, including repeated
production of offspring at intervals
throughout their life cycle; long
reproductive lives; high fecundity; and
low egg and hatchling survival, likely
enhanced by crocodilian parental care
demonstrated for most species,
including Crocodylus moreletii. The
combined result is that crocodilians can
sustain relatively high levels of
mortality at all life stages without
reducing recruitment or population
growth. Thus the persistence of some
anthropogenic threats at low levels such
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as killing, subsistence hunting, and
fishing net entanglement are unlikely to
constitute significant impacts to
population persistence or even to
recovery.
Our Response: We agree, and have
included revised language in this rule.
(3) Comment: One peer reviewer
stated that although the finding refers to
a ‘‘rule,’’ there were very few rules
governing this species, unlike other
crocodilian species such as the saltwater
crocodile, some caimans, and Nile
crocodile, in which there are
requirements governing trade, use,
marking, etc.
Our Response: Those particular
crocodilians were reclassified to
‘‘Threatened’’ status under the Act with
a special rule under section 4(d) of the
Act, governing crocodilians (see 50 CFR
17.42(c)). The Service notes that the
Morelet’s crocodile is being delisted,
and will no longer fall under the
provisions of the Act, and therefore will
have no further requirements under the
Act. However, this species will be
subject to the requirements of 50 CFR
part 23 regulations, concerning the
Convention on International Trade in
Endangered Species of Wild Fauna and
Flora, (CITES), and 50 CFR part 13
(General Permit Procedures) and 50 CFR
part 14 (Importation, Exportation, and
Transportation of Wildlife). We have
included this statement in this final
rule.
(4) Comment: One reviewer stated
that they were not aware of any
information on trade, biology, or
populations in Guatemala. However,
they spoke to Dr. Frank Mazzotti
regarding his work referenced in the
proposed rule (76 FR 23682) pertaining
to a national crocodile management
program with the Belize Forestry
Department and Lamanai Field Research
Center. The reviewer reports with Dr.
Mazzotti’s consent that this effort has
resulted in little progress being made.
As of June 20, 2011, Dr. Mazzotti was
in Belize trying to reactivate the
program.
Our Response: We have updated the
section pertaining to Dr. Mazzotti’s
efforts in trying to reactivate this effort.
(5) Comment: One peer reviewer
asserted our statement pertaining to the
Morelet’s crocodile’s size attained at
sexual maturity was incorrect:
‘‘Morelet’s crocodiles attain sexual
maturity at about 4.9 ft. (1.5 m) in
length, at approximately 7–8 years of
age.’’ The reviewer asserted that this
only pertains to females (see Platt et al.
2008). Males attain sexual maturity at
larger sizes than females, although this
size may vary by habitat, nutrition, etc.
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Our Response: We revised that section
to reflect this correction.
(6) Comment: One peer reviewer
asserted our statement pertaining to
‘‘Nests, usually constructed of leaf
mounds * * *’’ was incomplete. They
stated that Morelet’s crocodile nests are
constructed of various types and
components of vegetation such as
grasses and sedges, leaves and soil, as
well as other materials, such as woody
debris.
Our Response: We revised that section
to include the other nesting materials
highlighted by the peer reviewer.
(7) Comment: One peer reviewer
noted that the proposed rule had a
number of repetitious sections where
the same information was presented
almost word for word (e.g. the sections
describing Mexico’s 2010 CITES
proposal.)
Our Response: We agree, and have
limited the CITES 2010 discussion to
Factor D., Inadequacy of Existing
Regulatory Mechanisms, Mexico’s
Proposal To Transfer the Morelet’s
Crocodile to CITES Appendix II. We
refer back to this discussion in Factor D
as needed.
(8) One of the peer reviewers
expressed concern about effective
enforcement, after delisting. He stated
that, due to financial constraints,
limited personnel, and other factors,
‘‘effective enforcement of wildlife laws
and regulations can be difficult to
impossible to achieve in the range
countries.
Our Response: The principle threat to
Morelet’s crocodiles was trade for the
crocodilian skin trade. Illegal harvest or
killing of individuals perceived as
threats to humans or livestock cannot be
completely precluded, but enforcement
of controls on domestic and
international trade severely limit any
commercial incentives. In this rule we
state that even with this delisting of the
species under the Endangered Species
Act, ‘‘the status of the species under
CITES, which is an international trade
agreement (see Factor D., Inadequacy of
Existing Regulatory Mechanisms,
Mexico’s Proposal To Transfer the
Morelet’s Crocodile to CITES Appendix
II), will continue to preclude the trade
of wild specimens for commercial
purposes and therefore should not
create additional pressure on wild
populations in any of the range states,
as long as enforcement remains
effective.’’ The Service feels that
enforcement under CITES is effective at
curtailing illegal trade of Morelet’s
crocodile, and there is no indication
that it will change in the immediate
future.
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Federal Register / Vol. 77, No. 100 / Wednesday, May 23, 2012 / Rules and Regulations
Summary of Changes From Proposed
Rule
We fully considered the comments we
received from the public on the
proposed rule when developing this
final delisting of the Morelet’s crocodile.
This final rule incorporates changes to
our proposed delisting based on the
comments that we received (discussed
above) and newly available scientific
and commercial information. Reviewers
generally commented that the proposed
rule was very thorough and
comprehensive. We made some
technical corrections based on new,
although limited, information presented
by the peer reviewers. None of the
information, however, changed our
determination that delisting this species
is warranted.
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Species Information
Three species of crocodilians occur in
Mexico and Central America. The
Morelet’s crocodile and the American
crocodile (Crocodylus acutus) co-occur
in Mexico, Belize, and Guatemala
(Schmidt 1924, pp. 79 and 85; Stuart
1948, p. 45). While their ranges overlap,
the American crocodile has a much
larger range than the Morelet’s
crocodile, and is found in the United
States in the State of Florida, as well as
in the Caribbean, on Pacific and Atlantic
coasts of Central America and in
northern South America, in Venezuela,
Colombia, Ecuador, and northern Peru.
A third species, the common or
spectacled caiman (Caiman crocodilus)
occurs in Mexico and Guatemala, but is
absent from Belize. The distribution of
the common caiman also extends into
northern South America (Ross 1998, pp.
14–17; Thorbjarnarson 1992, pp. 82–85).
The Morelet’s crocodile was named after
a French naturalist, P.M.A. Morelet
(1809–1892), who discovered this
species in Mexico, in 1850 (Britton
2008, p. 1). The type locality of the
species was later restricted to
‘‘Guatemala, El Peten, Laguna de Peten’’
when the species was scientifically
described. In Mexico, the Morelet’s
crocodile is known as ‘‘lagarto’’ or
‘‘swamp crocodile’’ (Rodriguez-Quivedo
et al. 2008).
The Morelet’s crocodile is a
‘‘relatively small species’’ that usually
attains a maximum length of
approximately 9.8–11.5 ft. (3–3.5 m
´
(Sanchez 2005, p. 4); Britton 2008, p.
1)), with most wild adults ranging in
length 6.6–8.2 ft. (2–2.5 m). Hurley
(2005, p. 2), however, reported
specimens attaining 15.4 ft. (4.7 m).
Platt and Rainwater (2005, p. 25) stated
that size estimates where shorter lengths
were documented were probably based
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on populations that had been heavily
impacted by hunting, and which now
contained few large adults. The
Morelet’s crocodile is distinguished
from other crocodiles, particularly the
partially sympatric (having the same or
overlapping distribution) and somewhat
larger American crocodile, by the
number of dorsal scales in each
transverse row on its back, the number
and arrangement of nuchal scales
(located at the nape of the neck), and
irregular scales on the ventrolateral
(lower side) surface of the tail (Meerman
1994, p. 110; Navarro Serment 2004, pp.
55–56; Platt and Rainwater 2005, p. 27;
´
Hernandez Hurtado et al. 2006, p. 376;
Platt et al. 2008b, p. 294). The Morelet’s
crocodile has six nuchal scales of
similar size compared to other crocodile
species, which have either four nuchal
scales or four large nuchal scales and
two small ones (CITES 2010a, p. 11).
Like many crocodilians, the Morelet’s
crocodile lacks bony plates beneath the
skin (osteoderms), making their skin
more valuable as leather (Hurley 2005,
p. 9). Adults have a yellowish-olive
black skin, usually showing big black
spots at the tail and at the back area,
which in some adults can be entirely
black. The ventral (underside) area is
light in color, with a creamy yellowish
tone. A thick and soft skin has made the
Morelet’s crocodile desirable for
commercialization (CITES 2010a, p. 3).
Opportunistic carnivores, juvenile
Morelet’s crocodiles feed on small
invertebrates, especially insects and
arachnids, while subadults eat a more
diverse diet including mollusks,
crustaceans, fish, amphibians, and small
reptiles. Adult crocodiles consume
reptiles, birds, and mammals (Platt et al.
´
2002, p. 82; Sanchez 2005, p. 7; Platt et
al. 2006, pp. 283–285; CITES 2008, p. 9,
CITES 2010a, p. 3). This species is also
known to exhibit necrophagy
(consumption of dead animal carcasses
over an extended period (several days))
and interspecific kleptoparasitism
(stealing of food from one individual by
another individual) (Platt et al. 2007, p.
310). Female Morelet’s crocodiles attain
sexual maturity at about 4.9 ft. (1.5 m)
in length, at approximately 7–8 years of
age. Males attain sexual maturity at
larger sizes than females, although this
size may vary by habitat, nutrition, and
other environmental factors (Rainwater
2011, pers. comm.)
A growth rate of 0.63 inches (in) per
month (1.6 centimeters (cm) per month)
was observed in Morelet’s crocodiles
during the first 3 years of life under
protected conditions in Mexico, while a
rate of 0.94–1.18 in per month (2.4–3.0
cm per month) was achieved under
´
farming conditions (Perez-Higareda et
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al. 1995, p. 173). Adult females build
nests and lay 20–40 eggs per clutch
´
(Hurley 2005, p. 3; Sanchez 2005, p. 6),
with an average of 35 eggs per clutch
(CITES 2008, p. 9; CITES 2010a, p. 3).
Nests consist of mounds composed of
grasses, sedges, leaves, soil and woody
material (Rainwater 2011, pers. comm.),
and are generally constructed at the
beginning of the wet season (April–
June). They are located on the shores of
freshwater wetlands, as well as in
coastal lagoons and mangrove patches
(Platt et al. 2008a, pp. 179–182).
An analysis based on DNA
microsatellite data from hatchlings
collected at 10 Morelet’s crocodile nests
in Belize showed that progeny from 5 of
the 10 nests were sired by at least two
males (McVay et al. 2008, p. 643). These
data suggested that multiple paternities
was a mating strategy for the Morelet’s
crocodile and was not an isolated event.
In addition, this information may be
useful in the application of conservation
and management techniques for the
species.
The eggs of Morelet’s crocodiles hatch
in September–October, 65–90 days after
they are laid. Females attend the nest
during incubation, and can assist the
newborns to leave the nest. Both parents
protect juveniles against predators and
other adult crocodiles (CITES 2010a, p.
3). Nest failures due to flooding and
predation, both avian and mammalian,
are common (Platt et al. 2008a, p. 184).
Expected lifespan in the wild is 50–65
years (Hurley 2005, p. 4.) The Morelet’s
crocodile exhibits and shares with other
crocodilians many acoustic and visual
signals that convey reproductive,
territorial, and other types of
information (Senter 2008, p. 354).
The Morelet’s crocodile occurs
primarily in freshwater environments
such as lakes, swamps, and slowmoving rivers, but can temporarily
inhabit intermittent freshwater bodies,
such as flooded savannahs, and is
occasionally observed in brackish
coastal lagoons (Villegas 2006, p. 8).
Floating and emergent vegetation
provide cover to protect young
crocodiles from predators, including
cannibalism by adult crocodiles
´
(Sanchez 2005, p. 7). In contrast to the
Morelet’s crocodile, the American
crocodile feeds mainly on fish and
occurs primarily in coastal or brackish
environments, such as coastal mangrove
swamps, brackish and saltwater bays,
lagoons, marshes, tidal rivers, and
brackish creeks. American crocodiles
can also be found in abandoned coastal
canals and borrow pits, and may range
inland into freshwater environments
preferred by the Morelet’s crocodile,
such as lakes and lower reaches of large
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Federal Register / Vol. 77, No. 100 / Wednesday, May 23, 2012 / Rules and Regulations
rivers. American and Morelet’s
crocodiles have been known to lay eggs
within the same nest mound as
conspecifics, suggesting a more
gregarious and tolerant demeanor (Brien
et al. 2007, pp. 17–18).
The historical distribution of the
Morelet’s crocodile comprised the
eastern coastal plain of Mexico, most of
the Yucatan Peninsula, Belize, and
northern Guatemala (Hurley 2005, p. 1),
with an estimated historical distribution
covering 173,746 mi2 (450,000 km2)
´
(Sigler and Domınguez Laso 2008, pp.
11–12). Approximately 51 percent of the
original geographic distribution in
Mexico remains undisturbed, while
approximately 49 percent is disturbed
or altered (Mexico 2006, p. 17, CITES
2010a, p. 16). In linear terms, the
amount of undisturbed shoreline habitat
available in Mexico to the Morelet’s
crocodile is about 15,534 mi (25,000
km) of shoreline, which is
approximately 72 percent of the total
undisturbed shoreline habitat available
throughout the species’ range.
According to CONABIO, the amount of
undisturbed shoreline habitat available
to the Morelet’s crocodile in Belize and
Guatemala is estimated to be 2,050 mi
(3,300 km) and 4,163 mi (6,700 km),
respectively, or 9 and 19 percent of the
total undisturbed shoreline habitat
available throughout the species’ range
(CONABIO 2005, pp. 16–19).
Historical estimates of total
population sizes in the three range
countries are unavailable or imprecise,
and we were not able to find any
additional data on historical, rangewide
population estimates for the species.
While not quantifiable or documented
by field surveys, Lee (1996, p. 134)
characterized the historical distribution
and abundance of the Morelet’s
crocodile in the Yucatan Peninsula of
Mexico as follows: ‘‘Throughout its
range, nearly every local aguada (flood)
has (or had) its lagarto, which generally
proves to be C. moreletii.’’ The same
probably could be said about Belize and
Guatemala.
It has been widely reported, however,
that by the middle of the 20th century,
populations of Morelet’s crocodiles
were widely depleted due primarily to
overharvest for commercial purposes
during the 1940s and1950s. In
‘‘Crocodiles: An action plan for their
conservation,’’ Thorbjarnarson (1992, p.
68 and the references cited therein)
characterized the Mexican populations
of Morelet’s crocodiles in the early
1990s as very depleted in the Mexican
States of Tamaulipas and Veracruz,
recovering to some degree and viable in
northeastern Mexico, and severely
threatened in Tabasco State and
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Campeche State. However, populations
of Morelet’s crocodiles were not
depleted in southern Chiapas State and
eastern Quintana Roo State (Sian Ka’an
Biosphere Reserve).
Few historical estimates for the
Morelet’s crocodile in Belize are
available, but based on surveys during
1978 and 1979, Abercrombie et al.
(1980, p. 103) reported that very few
adults were observed in areas where
they had previously been relatively
abundant. This condition was attributed
to overexploitation (i.e., commercial
trade in hides). Thorbjarnarson (1992, p.
55) characterized the Morelet’s
crocodile populations in the early 1990s
as generally depleted in the northern
part of Belize, but relatively abundant in
several other areas. Abercrombie et al.
estimated the total population of
Morelet’s crocodiles older than 9
months of age in Belize at 2,200–2,500
individuals (Abercrombie et al. 1982, p.
16). Nothing was known in the scientific
literature at that time about populations
in the southern part of Belize. The only
available countrywide estimates for the
Morelet’s crocodile in Belize suggested
a total population size of 25,000–30,000
individuals that was declining in
number in 1945, was near depletion
between 1970 and 1980, and, in
response to several protective measures,
had undergone a slow recovery by 2000
to about 20,000 individuals (Finger et
al. 2002, p. 199).
Thorbjarnarson (1992, p. 64)
characterized the Guatemalan
populations in the early 1990s as
depleted, but capable of recovery. He
indicated that 75 individuals had been
´
reported at three lakes in the Peten
Region, in the northern portion of the
country, and that Morelet’s crocodiles
were known to be common in other
parts of that region.
By the late 1990s, little had changed
with regard to our knowledge of the
distribution and abundance of the
Morelet’s crocodile. In ‘‘Crocodiles:
Status survey and conservation action
plan (second edition),’’ Ross (1998, pp.
46–47) characterized several
populations of Morelet’s crocodiles in
all three countries as depleted. In some
´
areas, however, including the Lacandon
Forest (Chiapas State, Mexico) and the
Sian Ka’an Biosphere Reserve (Quintana
Roo State, Mexico), healthy populations
of the Morelet’s crocodile existed. These
findings were based on anecdotal
reports and incidental records;
numerical data were not readily
available.
Based on extrapolations of habitat
relationships (e.g., vegetation type, size
of wetland/riverine feature, and
disturbance factors, described in more
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30823
detail in CONABIO 2005, pp. 16–19)
and frequency of encounter rates
(derived from country-specific field
research), the potential global
population of free-ranging Morelet’s
crocodiles in 2004 was estimated to be
102,432 individuals (all age classes;
79,718 individuals in Mexico, 8,803 in
Belize, and 13,911 in Guatemala),
including approximately 19,400 adults
(CONABIO 2005, pp. 17–19).
Summary of Factors Affecting the
Species
Section 4 of the Act and its
implementing regulations, 50 CFR 424,
set forth the procedures for listing,
reclassifying, or removing species from
the Federal Lists of Endangered and
Threatened Wildlife and Plants.
‘‘Species’’ is defined by the Act as
including any species or subspecies of
fish or wildlife or plants, and any
distinct vertebrate population segment
of fish or wildlife that interbreeds when
mature (16 U.S.C. 1532(16)). Once the
‘‘species’’ is determined, we then
evaluate whether that species may be
endangered or threatened because of
one or more of the five factors described
in section 4(a)(1) of the Act. We must
consider these same five factors in
reclassifying or delisting a species. For
species that are already listed as
endangered or threatened, the analysis
of threats must include an evaluation of
both the threats currently facing the
species, and the threats that are
reasonably likely to affect the species in
the foreseeable future following the
delisting or downlisting and the
removal or reduction of the Act’s
protections. We may delist a species
according to 50 CFR 424.11(d) if the best
available scientific and commercial data
indicate that the species is neither
endangered nor threatened for the
following reasons: (1) The species is
extinct; (2) the species has recovered
and is no longer endangered or
threatened; and/or (3) the original
scientific data used at the time the
species was classified were in error.
Factor A. Present or Threatened
Destruction, Modification, or
Curtailment of the Species’ Habitat or
Range
The overharvest for commercial
purposes, rather than habitat
destruction or modification, was the
primary reason for the Morelet’s
crocodile being listed under the Act and
its inclusion in CITES. However, the Act
requires an analysis of current and
future potential impacts to the species
based on modification or destruction of
habitat.
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The petition (CONABIO 2005)
highlights habitat degradation as a
potential threat, especially if it involves
lack of prey and eventual contamination
of water bodies. Currently, the extent of
habitat degradation is estimated to be
moderate in Mexico and Belize, and
´
slightly higher in northern Peten,
Guatemala (CONABIO 2005, Annex 1, p.
10). However, as stated previously,
historical estimates of rangewide habitat
destruction for the Morelet’s crocodile
are unavailable or imprecise. We found
that the data on habitat destruction were
primarily presented separately for each
individual country. Therefore, the
following analysis of the potential
threats to the species from habitat
destruction or modification first
presents the specific information
available for the Morelet’s crocodile in
each country, and then presents the
general information that was available
for the species as a whole.
Mexico
The Morelet’s crocodile is known
historically from 10 states in Mexico
(from east to west): Quintana Roo,
´
Yucatan, Campeche, Chiapas, Tabasco,
Veracruz, Oaxaca, Hidalgo, San Luis
´
´
Potosı, and Tamaulipas (Aguilar 2005,
p. 2). Based on available information
and interviews during a 1995 site visit
to Mexico by the IUCN Crocodile
Specialist Group, Ross (1998, pp. 13)
suggested ‘‘with some confidence’’ that
the Morelet’s crocodile was widely
distributed throughout most of its
original range. These states were
resurveyed between 2000 and 2004 to
assess current Morelet’s crocodile
populations in those areas.
Surveys conducted between 2000 and
2004 documented the widespread
distribution and relative abundance of
wild populations of the Morelet’s
´
crocodile in Mexico (Domınguez-Laso et
al. 2005, pp. 21–30; also summarized in
´
Sanchez Herrera 2000, pp. 17–19;
CONABIO 2005, pp. 11–13 and Annex
´
´
5; Sanchez Herrera and Alvarez-Romero
´
2008, p. 415; Garcıa et al. 2007, pp. 31–
´
32; Sigler and Domınguez Laso 2008,
pp. 11–13). Surveys found Morelet’s
crocodiles at 63 sites across all 10
Mexican states comprising the species’
entire historic range in Mexico
(CONABIO 2005, p. 12). Habitat
evaluations based on five environmental
components rated habitat quality as
excellent at 10 sites (24 percent), or as
favorable or suitable at 24 sites (57
percent). Furthermore, evidence of the
presence of the Morelet’s crocodile was
found in cultivated areas and at sites
with ‘‘intermediate’’ quality habitats
(CONABIO 2005, p. 13). This suggested
that the Morelet’s crocodile does not
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require undisturbed habitat in order to
occupy a site. Habitat mapping resulted
in an estimated minimum of 15,675 mi
(25,227 km) of shoreline as suitable
Morelet’s crocodile habitat in Mexico,
which is 72 percent of the estimated
suitable shoreline habitat available
throughout the species’ range
(CONABIO 2005, pp. 14–16).
Population characteristics of the
Morelet’s crocodiles in Mexico were
also determined during the 2000–2004
field surveys. All age classes were well
represented (34 percent juveniles, 47
percent subadults, and 19 percent
adults), indicating good recruitment
´
(Domınguez-Laso et al. 2005, p. 31). A
higher proportion of males to females
(1.55 to 1 overall versus about 1 male
per female) were observed in all age
classes, except older subadults
´
(Domınguez-Laso et al. 2005, pp. 33–
34). Mean frequency of encounter, based
on 62 localities surveyed—excluding
one outlier site with an atypically large
crocodile population—was 5.76
individuals per 0.62 mi (= 1 kilometer
(km) of shoreline ((mode = 3.16
´
individuals per km); Domınguez-Laso et
al. 2005, pp. 30, 40). These frequency of
encounter rates were similar to those
reported for other sites, for example: (1)
Sigler et al. (2002, p. 222) reported rates
of 8.33–18.5 individuals per km) at
various sites throughout Mexico and
commented that these were the highest
rates ever reported for that country; (2)
´
˜
Cedeno-Vazquez (2002, p. 353) reported
rates of 1–2 individuals per km), when
present (22 of 40 surveys; 711
individuals counted; all age classes
represented; hatchlings in September),
´
at Bahia de Chetumal and Rıo Hondo,
Mexico (n = 17 sites) and commented on
˜
the recovery of the species; (3) Cedeno´
Vazquez et al. (2006, p. 15) reported
rates of 7.6 and 5.3 individuals per km
˜
at La Arriguena, Campeche State, and
commented that this suggested a healthy
population. A population estimate—
based on (a) extrapolations of 3.16
individuals per km, (b) 19 percent
adults, and (c) a cautious estimate of
occupied habitat (15,675 mi (25,227 km)
of river habitat)—produced a result of
approximately 79,718 wild individuals
(all ages) in Mexico comprising 78
percent of the total wild population,
including approximately 15,146 adults
´
in Mexico (Domınguez-Laso 2005, p.
40).
New information now available to the
Service documents updates in the
geographic distribution of the Morelet’s
crocodile in Mexico. Because of several
unauthorized introductions or escapes
from captive-breeding facilities in areas
outside of the reported range of the
species, the Morelet’s crocodile has
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become established in the wild at three
sites: Chacahua, Oaxaca State; Villa
Flores, Chiapas State; and Laguna de
´
Alcuzahue, Colima State (Alvarez
Romero et al. 2008, p. 415). Several
captive-breeding facilities along the
Pacific coast in western Mexico contain
Morelet’s crocodiles. These facilities are
located in areas outside of the reported
range of the species, but potentially
within appropriate habitat for this
species. Concerns have been raised
about these introductions and the
potential negative impacts of this
‘‘exotic’’ or ‘‘invasive’’ species on the
´
local biota (Alvarez Romero et al. 2008,
pp. 415, 417). Although genetic
evidence suggests that hybridization
with the American crocodile is a longstanding, natural situation (Ross, 2011
pers. comm.), Mexico is making efforts
to diagnose potential threats to the
native American crocodile caused by
hybridization with the introduced
Morelet’s crocodile on the Pacific coast
of Mexico. The goal of these efforts is to
generate morphological and molecular
identification materials and study the
population dynamics of the American
crocodile. It will include monitoring
and harvest of Morelet’s crocodiles and
hybrids for scientific research (CITES
2010a, p. 6).
According to the information
presented in CONABIO 2005, the
Morelet’s crocodile in Mexico occupies
at least 12 protected areas (CONABIO
2005, p. 30 and Annex 6). Part of the
´
Sistema Nacional de Areas Naturales
Protegidas (SINANP or National System
of Protected Natural Areas, described
more fully in the Factor D section,
Inadequacy of Existing Regulatory
Mechanisms), encompasses 13 percent
of the species’ range and includes the
following areas: Los Tuxtlas Biosphere
Reserve, Pantanos de Centla Biosphere
´
Reserve, Laguna de Terminos Biosphere
Reserve, Hampolol Wildlife
Conservation and Research Center, El
´
Palmar State Preserve, Rıa Lagartos
Biosphere Reserve, Yum Balam
Biosphere Reserve, Laguna Nichupte,
Sian Ka’an Biosphere Reserve, Bahia
´
Chetumal (Bay), and Rıo Hondo (River).
The Government of Mexico’s 2010
CITES proposal to transfer the Morelet’s
crocodile from CITES Appendix I to
CITES Appendix II provided updated
information on the number of protected
areas for the Morelet’s crocodile in
Mexico. About 77 Federal and certified
protected areas in Mexico provide
shelter and legal protection to the
Morelet’s crocodile in its potential
range. Of these, 11 have records of the
species covering 7,763,147 acres
(3,141,634 hectares (ha)) (CITES 2010a,
pp. 11, 17–20). The Government of
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Mexico designated 8 of the 11 protected
areas containing Morelet’s crocodiles as
Biosphere Reserves, and the 3 remaining
protected areas containing Morelet’s
crocodiles as Flora and Fauna
Protection Areas. As stated above, these
protected areas are part of SINANP
(described more fully in the Factor D
section, Inadequacy of Existing
Regulatory Mechanisms).
The Government of Mexico’s 2010
CITES proposal used both a narrative
description (CITES 2010a, p. 11) and a
list (CITES 2010a, pp. 17–20) to indicate
that there are 11 federally protected
areas in Mexico containing Morelet’s
crocodile. CONABIO 2005 used a
narrative description (CONABIO 2005,
p. 30) to indicate that there are at least
12 federally protected areas in Mexico
containing Morelet’s crocodile
(CONABIO 2005, p. 30), but did not
include a list of the federally protected
areas. Based on the information
available to the Service, we were unable
to find any additional data to explain
the difference in the numbers of
federally protected areas cited in these
two documents. The Government of
Mexico’s 2010 CITES proposal is the
more recent document, and we consider
it to contain the best available scientific
and commercial data on the number of
federally protected areas in Mexico.
The Convention on Wetlands of
International Importance especially as
Waterfowl Habitat (also known as the
Ramsar Convention) is an
intergovernmental treaty that provides a
framework for international cooperation
for the conservation of wetland habitats.
CONABIO 2005 did not provide
information on whether the Ramsar
Convention protects any Morelet’s
crocodile habitat in Mexico. However,
this information was included in the
Government of Mexico’s 2010 CITES
proposal. According to their 2010 CITES
proposal, there are 41 Ramsar sites in
the potential range of the Morelet’s
crocodile in Mexico, 13 of which have
records of the species covering
6,779,875 ac (2,743,718 ha) (CITES
2010a, pp. 11, 17–20).
According to the information
presented in CONABIO 2005, one of the
main potential threats to the Morelet’s
crocodile is habitat destruction and
fragmentation due to residential and
infrastructure development, such as
dams, roads, residential areas, and
irrigated fields (CONABIO 2005, Annex
2, pp. 4–5). The information presented
in CONABIO 2005 indicated that land
reform and the ensuing colonization of
undeveloped areas are a potential threat
to the Morelet’s crocodile, but the
Government of Mexico has no such
actions planned at this time (CONABIO
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2005, p. 33). This threat of habitat
degradation is ameliorated in Mexico by
´
the Ley General de Equilibrio Ecologico
´
y Proteccion al Ambiente (LGEEPA;
General Ecological Equilibrium and
Environmental Protection Law). This
1988 law has strict restrictions against
land use changes in Mexico, especially
for undisturbed habitat such as those
areas used by the Morelet’s crocodile
(CONABIO 2005, p. 25). This law is
supported by several others in Mexico
that ensure the conservation of native
flora and fauna in Mexico (see
discussion in the Factor D section,
Inadequacy of Existing Regulatory
Mechanisms; also see CONABIO 2005,
Annex 3).
According to the information
presented by CONABIO, even in the
historic context of prolonged habitat
alteration, wild populations of Morelet’s
crocodiles remained abundant; so much
so that large, commercial exploitation of
the species was occurring up until
federal and international protections
were put in place 40 years ago.
Alteration of Morelet’s crocodile habitat
occurring since then may have
produced some additional reductions in
local populations, but these reductions
are not comparable to those of the past.
In addition, even in areas where
changes to the original environment are
not reversible, evidence points to a
certain degree of tolerance by Morelet’s
crocodiles, especially when the habitat
alterations are a result of agriculture or
low technology livestock production
(CONABIO 2005, p. 25).
Based on surveys, it appears that the
Morelet’s crocodile in Mexico occurs in
all 10 states from where it traditionally
has been reported (CONABIO 2005, pp.
11–19). Although approximately 49
percent of the original range in Mexico
has been altered, much of the altered
habitat is still occupied by the Morelet’s
crocodile. Approximately 77,220 mi2
(200,000 km2) of undisturbed habitat
remains in Mexico, which is equivalent
to approximately 15,534 mi (25,000 km)
of shoreline. The Government of Mexico
protects habitat occupied by the
Morelet’s crocodile in 11 areas
designated by the Government of
Mexico as either Biosphere Reserves or
Flora and Fauna Protection Areas
covering a total of 7,763,147 ac
(3,141,634 ha). In addition, the Ramsar
Convention protects Morelet’s crocodile
habitat at 13 sites in Mexico covering
6,779,875 ac (2,743,718 ha). We do not
have any information or data on the
amount of geographic overlap, if any,
between the areas of habitat protected
by the Government of Mexico versus
that protected by the Ramsar
Convention. Therefore, we considered
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30825
these two protection mechanisms as
providing separate, but complementary,
habitat protection as part of our analysis
of habitat protection under this final
rule.
We find that the information
presented in the petition, as well as the
additional information available to the
Service, represents the best available
scientific and commercial data on
habitat destruction or modification for
Morelet’s crocodiles in Mexico.
Although moderate habitat destruction
or modification is currently affecting
local populations of Morelet’s
crocodiles in Mexico, and this is likely
to continue in the foreseeable future,
these activities would not have a
significant impact on the species
because they would be subject to
conservation measures under the
Government of Mexico’s regulatory
framework. This framework will
continue to provide adequate protection
to the Morelet’s crocodile and its habitat
in the foreseeable future. Surveys
conducted found Morelet’s crocodiles at
63 sites across all 10 Mexican states
comprising the species’ entire historic
range in Mexico (CONABIO 2005, p.
12). Given that Mexico contains more
than 85 percent of the species’ natural
range and an estimated 78 percent of all
wild individuals, that 7,763,147 ac
(3,141,634 ha) of habitat are protected
by the Government of Mexico, and that
6,779,875 ac (2,743,718 ha) of habitat
are protected by the Ramsar Convention,
we conclude that habitat destruction or
modification is neither a threat to, nor
is it anticipated to significantly impact,
the Morelet’s crocodile in Mexico in the
foreseeable future.
Belize
The Morelet’s crocodile was
historically known from all six districts
in Belize (from north to south): Corozal,
Orange Walk, Belize, Cayo, Toledo
(Anonymous 1998), and Stann Creek
(Platt et al 1999, p. 397.) According to
information provided by CONABIO,
virtually all of the country contained
suitable habitat for the species. The
style of economic development in Belize
has not required massive alteration of
the natural environment. Thus, in
general, no extensive and drastic
alteration of Morelet’s crocodile habitat
has occurred in Belize (CONABIO 2005,
p. 26). The current amount of altered
versus unaltered current habitat for the
Morelet’s crocodile in Belize is
unknown, but CONABIO estimated the
current amount of potentially suitable
habitat to be approximately 2,050 mi
(3,300 km) of shoreline (CONABIO
2005, pp.14–19).
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While the species is widespread in
the northern portion of the country, it is
naturally limited to a narrow region of
lowlands along the coast in the southern
part of Belize, which is otherwise
mountainous (Schmidt 1924, p. 80;
Abercrombie et al. 1982, pp. 12–16;
Platt et al. 1999, p. 395; Platt and
Thorbjarnarson 2000a, pp. 25–26).
Teams not associated with the Mexican
effort to delist the species recently
surveyed these states, in part, to assess
Morelet’s crocodile populations in those
areas. Based on recent surveys, all six
districts historically known to contain
Morelet’s crocodiles were surveyed in a
general characterization of the
biodiversity of Belize (Boles 2005, p. 4;
Belize Forest Department 2006, p. 22;
Biological-Diversity.info Web site 2009).
At Spanish Creek Wildlife Sanctuary, in
the north-central part of the country,
Meerman et al. (2004, pp. 23–24 and
30–32) determined that the Morelet’s
crocodile was fairly common at the site
(frequency of encounter rate = 1.4–2.4
individuals per km). At Mayflower
Bocawina National Park, near the coast
in the southeastern part of the country,
Meerman et al. (2003b, p. 30)
unexpectedly located the Morelet’s
crocodile at fast-flowing streams such as
Silk Grass Creek. While this specimen
could have been introduced at the site,
its occurrence could also be natural.
Along the Macal River, in west-central
Belize, Stafford et al. (2003, pp. 18, 20)
located a breeding population of the
Morelet’s crocodile (frequency of
encounter rate = 1.48 individuals per
km (2001) and 1.25 individuals per km
(2002)) at a mountainous site at 1,476 ft.
(450 m) elevation (higher than
expected). A total population size at the
Macal River site was calculated to be, at
minimum, about 94 individuals
(Stafford et al. 2003, p. 19).
Earlier comparisons between spotlight
surveys conducted in northern Belize in
1979–1980 and 1992–1997 also showed
that Morelet’s crocodiles were widely
distributed and relatively abundant
across several habitat types and levels of
human accessibility (Platt and
Thorbjarnarson 2000b, p. 23). In
addition to an extensive system of
nature reserves, including significant
areas of crocodile habitat, these
researchers noted relatively high
Morelet’s crocodile encounter rates in
wetlands surrounding sugarcane fields
in this area. Morelet’s crocodiles were
observed in canals and ditches within
the municipal limits of Belize City and
Orange Walk, as well as in wetlands
easily accessible from many villages
(Platt and Thorbjarnarson 2000b, p. 23).
Population characteristics of Morelet’s
crocodiles in Belize were also
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determined during these surveys. Size
class distribution—25.4 percent adults
in the 1990s, compared with 5–10
percent in an earlier study—was
consistent with population recovery
from past overexploitation (Platt and
Thorbjarnarson 2000b, p. 24). Platt and
Thorbjarnarson (2000b, pp. 23, 26)
reported an overall frequency of
encounter of 1.56 individuals per km;
encounter rates were much higher in
nonalluvial (8.20 individuals per km)
and alluvial (6.11 individuals per km)
lagoons than in rivers and creeks (0.95
individuals per km) or in mangrove
habitats (0.24 individuals per km).
While a significant, male-biased sex
ratio (5.3 males per 1 female versus
about 1 male per female) was identified,
the reasons were unclear (Platt and
Thorbjarnarson 2000a, pp. 23, 27).
Based on extrapolations of habitat
relationships in Mexico (which results
in an estimated 2,080 mi (3,347 km) of
potential habitat in Belize) and an
average frequency of encounter of 2.63
individuals per km, CONABIO stated
that these results suggested a total
Belize population estimate for the
Morelet’s crocodile of about 8,803
individuals in the wild (all age classes),
comprising 9 percent of the total wild
population, including about 1,673
adults (CONABIO 2005, p. 18).
Although this is not a typically
constructed population estimate, this
estimate constitutes the best available
scientific and commercial data for the
nationwide abundance of Morelet’s
crocodiles in Belize. Although Platt
suggested that these overall values for
Belize may be somewhat inflated
because habitat in southern Belize is
less suitable for Morelet’s crocodiles
than areas in the north (Platt 2008, pers.
comm.), frequency of encounter values
for Morelet’s crocodile populations and
total population sizes in Belize may
have further increased due to continued
protection for over a decade since these
surveys in the 1990s. Boles (2005, p. 4)
and Belize Forest Department (2006, p.
22), based on countrywide analyses,
both suggested that the Morelet’s
crocodile had ‘‘recovered’’ in Belize and
could be categorized as ‘‘healthy.’’
CONABIO did not present
information about the distribution and
abundance of the Morelet’s crocodile in
protected areas in Belize. Other
information obtained by the Service,
however, suggests that the species is
present in many protected areas in
Belize, including: Sarstoon Temash
National Park (Meerman et al. 2003a, p.
45), Mayflower Bocawina National Park
(Meerman et al. 2003b, p. 30), and
Spanish Creek Wildlife Sanctuary
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(Meerman et al. 2004, pp. 30–31).
Overall, about 18–26 percent of the
national territory of Belize is under
some form of protection (BERDS 2005b,
p. 1; Young 2008, p. 29). In several of
these protected areas, natural resource
extraction is permitted from the site,
thus potentially limiting these areas’
contribution to the conservation status
of the Morelet’s crocodile. However, we
have no evidence that resource
extraction in these Belizean protected
areas is currently or anticipated to affect
significantly the Morelet’s crocodile.
We find that the data presented by
CONABIO, and additional data available
to the Service, represent the best
available scientific and commercial data
on habitat destruction or modification
for Morelet’s crocodiles in Belize.
Although habitat destruction or
modification is currently affecting some
local populations of Morelet’s
crocodiles in Belize, and this is likely to
continue in the foreseeable future, we
do not have any evidence that habitat
destruction or modification is currently
or anticipated to be a threat to the
Morelet’s crocodile in Belize.
Guatemala
The Morelet’s crocodile was
historically known from the northern
´
portion of Guatemala (States of Peten
and Alta Verapaz; Schmidt 1924, pp.
79–84). According to information
´
provided by CONABIO, the Peten region
of Guatemala was scarcely populated by
humans before 1960 (an estimated
15,000 to 21,000 inhabitants in
approximately 12,960 square miles
(33,566 km2) or about one third of
Guatemala’s area) (CONABIO 2005). In
1961, the Government of Guatemala
started an official program to foster
colonization in the region, and this
caused environmental alteration, as well
as increased human conflicts with
crocodiles. Slightly more than 50
percent of the potential habitat for the
Morelet’s crocodile has been altered in
Guatemala (CONABIO 2005, p. 26).
While the current amount of altered
versus unaltered habitat for the
Morelet’s crocodile in Guatemala is
unknown, CONABIO estimated the
current amount of potentially suitable
habitat to be approximately 4,163 mi
(6,700 km) of shoreline (CONABIO
2005, pp.14–19). According to
information provided by CONABIO,
studies on the status of Morelet’s
crocodile habitat and population in
Guatemala are underway, and the
potential threats to the species are under
assessment (CONABIO 2005, p. 26).
Recent nationwide survey results are
not available for Guatemala, but
populations appear to remain in their
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historical range in the northern part of
the country, especially the central
´
portion of the State of Peten, Laguna del
Tigre National Park (northwestern
´
˜
portion of the State of Peten) (Castaneda
Moya et al. 2000, p. 63), and the El
´
Mirador-Rıo Azul National Park
(ParksWatch 2002, p. 3). The Laguna del
Tigre National Park, the largest national
park in Guatemala and the largest
protected wetland in Central America, is
home to the largest numbers of
Morelet’s crocodiles in Guatemala
(ParksWatch 2003, p. 1).
While information regarding the
distribution and abundance of Morelet’s
crocodile in Guatemala is sparse,
investigations conducted in Laguna del
Tigre National Park (date unspecified,
reported in 1998) estimated 4.35
individuals per km in the Sacluc River
and 2.1 individuals per km in the San
Pedro River, with a population structure
˜
typical of stable populations (Castaneda
˜
Moya 1998a, p. 13). Castaneda Moya
(1997, p. 1; 1998a, p. 521) characterized
Morelet’s crocodile distribution in the
´
northern State of Peten, Guatemala, as
fragmented, with the healthiest
populations in the northern region of
´
Peten, where human impact was lower.
In a follow-up study at Laguna del Tigre
˜
National Park, Castaneda Moya et al.
(2000, pp. 62–63) reported a mean
frequency of encounter rate for the
entire park of 4.3 individuals per km,
with maximum values of 12.28
individuals per km at Flor de Luna and
11.00 individuals per km at Laguna La
Pista. The Morelet’s crocodile was more
frequently encountered in closed
aquatic systems than in open aquatic
systems. Juveniles were more frequently
observed than were adults.
Based on extrapolations of habitat
relationships in Mexico (which resulted
in an estimated 4,159.8 mi (6,694.5 km)
of potential habitat in Guatemala) and
an average frequency of encounter of
2.078 individuals per km, CONABIO
stated that there is an estimated total
Guatemalan population of Morelet’s
crocodile of about 13,911 individuals in
the wild (all age classes) comprising 13
percent of the total wild population,
including about 2,643 adults (CONABIO
2005, p. 18). Although this is not a
typically constructed population
estimate, this population estimate
constitutes the best available scientific
and commercial data for the nationwide
abundance of Morelet’s crocodiles in
Guatemala.
While Guatemala has regulatory
mechanisms in place to protect these
habitats, it appears that the Government
of Guatemala, until recently, was not
able to enforce them adequately.
Resource extraction, drug trade, a lack
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of regulatory enforcement, and financial
issues limited protected areas’ potential
contribution to the conservation status
of the Morelet’s crocodile ((Instituto de
Agricultura, Recursos Naturales y
´
Agrıcolas, Universidad Rafael Landivar,
´
and Asociacion Instituto de Incidencia
Ambiental (IARNA URL IIA) 2006, pp.
88–92). For example, the Laguna del
Tigre National Park, together with the
Laguna del Tigre Protected Biotope (a
small area with a distinct set of
environmental conditions that supports
a particular ecological community of
plants and animals) was considered
critically threatened by drug trade, land
grabs, the presence of human
settlements, expanding agriculture and
cattle ranching, poaching, forest fires,
the oil industry, and the almost
complete lack of institutional control
over the area (ParksWatch 2003, p. 11).
ParksWatch also deemed this national
park, and its surrounding area, would
not meet its biological diversity
objectives in the immediate future
unless urgent steps were taken
(ParksWatch 2003, p. 11). However, the
following year, ParksWatch noted major
improvements at Laguna del Tigre since
their 2003 report. We have obtained
information on the specific protections
recently provided to Morelet’s
crocodiles in the conservation areas of
Guatemala, and events that reveal a
commitment by the Guatemalan
government to curtail illegal activities
harmful to Laguna del Tigre National
Park. We will go into detail in the Factor
D section, Inadequacy of Existing
Regulatory Mechanisms.
˜
Castaneda Moya et al. (2000, p. 61),
based on historical references, cited
increased destruction of habitat due to
human encroachment as having an
adverse effect on the species. Based on
the research at Laguna del Tigre
˜
National Park, Castaneda Moya et al.
(2000, pp. 61, 65) indicated that sibal
(sawgrass) (Cladium jamaicense) was
extensively burned each year. This
burning constituted a major impact to
the Morelet’s crocodile habitat, as sibal
habitat offered suitable insulation, food
availability, nesting cover, and
protection from predators. Furthermore,
the fires facilitated the expansion of
savannahs consisting almost exclusively
of jimbal (Bambusa longifolia). Studies
´
on the Morelet’s crocodile in Peten
suggest fires in jimbal groves prevent
Morelet’s crocodiles from reproducing
because fire affects nesting sites
(ParksWatch 2003, p. 13). In a more
general sense, the U.S. Agency for
International Development (USAID)
˜
(2002, pp. 19–23) and Ruiz Ordonez
(2005, pp. 2–8) indicated several
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conservation threats at the national level
in Guatemala, including habitat loss,
habitat degradation, habitat
fragmentation, overutilization of
resources, environmental contamination
and degradation, and the introduction of
exotic species.
For the past 10 years, USAID and the
Wildlife Conservation Society (WCS)
having been working with other
nongovernmental organizations (NGOs)
and the Guatemalan government to
combat these issues. In their ‘‘Maya
Biosphere Landscape Conservation
Area, Guatemala, Implementation Plan
FY 2008’’ (WCS 2009, page 3), the WCS
highlighted their central goals for
ensuring the conservation of wideranging target species, including the
Morelet’s crocodile, were to contain the
advance of the Laguna del Tigre agropastoral frontier and maintain the
comparatively intact eastern bloc of the
Maya Biosphere Reserve (MBR) forest.
Strategies to reduce impacts to wildlife
in the MBR landscape include involving
people in local communities, forest
concessions, governments, and NGOs in
local conservation efforts; developing
adaptive management strategies to
address tactical threats across the
landscape; and educating local
communities on best management
practices across the MBR and beyond.
Since 2003, efforts by the WCS have
reduced areas burned in the MBR in
Guatemala. Through educating locals on
best management practices, conducting
aerial flights, utilizing remote sensing to
monitor changes in forest cover and fire,
and establishing and patrolling a 47-km
fire break, along with regularly reporting
to the Guatemalan and provincial
governments and national media, WCS’s
efforts have resulted in a 90 percent
reduction in areas burned in the Laguna
del Tigre portion of the MBR ((WCS 10
year report, no date given, p. 6)).
In addition, the president of
Guatemala recently deployed 250
specially trained soldiers to recover
´
fully all the protected zones of El Peten
in Laguna del Tigre National Park. The
contingent, called the ‘‘green battalion,’’
will work jointly with the Guatemalan
Attorney General’s Office. This effort is
aimed at combating drug trafficking and
removal or destruction of natural and
archeological resources in Laguna del
´
Tigre, El Peten region of the MBR (Latin
American Herald Tribune 2010).
´
El Mirador-Rıo Azul National Park in
northeastern Guatemala is located in the
´
department of Peten and maintains a
population of Morelet’s crocodiles
(ParksWatch 2002, p. 3). The park is
composed of two sections, which are
divided by the Dos Lagunas Biotope.
The western section is known as El
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Mirador and the eastern part is known
´
as Rıo Azul. This area is considered by
World Resources Institute to be the last
pristine Guatemalan rainforest. It is also
one of the few protected areas that have
experienced little deforestation over the
years. No permanent human residents
live within the park borders or in its
immediate surrounding areas. El
´
Mirador-Rıo Azul National Park is
considered vulnerable, by ParksWatch,
meaning that immediate conservation
measures are not needed at this time,
but monitoring is necessary to ensure
the protection and maintenance of its
biological diversity in the near future
(ParksWatch 2002, p. 3). NGOs such as
´
Asociacion Balam, WCS-Guatemala, the
´
Asociation of Forest Communities of
´
Peten (ACOFOP), the Guatemalan
National Park Service (CONAP), the
Guatemalan Archeological Institute
(IDAEH), and the office of the Executive
Secretary of the President of Guatemala
formed an alliance called the ‘‘Mesa
Multisectorial para el Area Natural y
Cultural de Mirador-Rio Azule.’’ This
alliance was formed to develop
consensus among its team members
regarding the long-term protection of the
park and provide sustained economic
contribution to the people of the MBR
and of Guatemala.
While CONABIO estimated that
slightly more than 50 percent of the
potential habitat for the Morelet’s
crocodile has been altered in Guatemala,
they gave no information indicating to
what extent (CONABIO 2005, p. 26).
Very little information has been
collected about the consequences of
forest fires, hunting, and habitat
fragmentation to the Morelet’s crocodile.
However, Mexico saw the presence of
the Morelet’s crocodile in cultivated
areas and at sites with ‘‘intermediate’’
quality habitats (CONABIO 2005, p. 13)
in its own country, and Belize noted
relatively high Morelet’s crocodile
encounter rates in wetlands surrounding
sugarcane fields, canals, and ditches
within the municipal limits of Belize
(Platt and Thorbjarnarson 2000b, p. 23).
This information suggests that the
Morelet’s crocodile does not require
undisturbed habitat in order to occupy
a site. The current amount of altered
versus unaltered habitat for the
Morelet’s crocodile in Guatemala is
unknown, but CONABIO estimated the
current amount of potentially suitable
habitat to be approximately 4,163 mi
(6,700 km) of shoreline (CONABIO
2005, pp. 14–19).
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Other Threats to the Species’ Habitat
Recreational and Educational Activities
Nonconsumptive recreational or
educational uses in the form of
ecotourism are ongoing and may grow
in magnitude in the future. While
CONABIO did not present precise
information about the number of
companies or sites visited by tourists, an
informal internet search suggested that
large numbers of ecotourism companies
and nature sites in all three range
countries were involved in this activity.
At Tikal National Park in Guatemala, for
example, the number of visitors has
increased from 14,594 visitors in 1981,
to 141,899 visitors in 2002 (IARNA URL
IIA 2006, p. 103). Many of these visitors
potentially visited Morelet’s crocodile
´
areas in the Peten Region that are in the
immediate vicinity of the park as part of
their ecotourism experience.
While we cannot completely rule out
the potential for adverse effects to the
Morelet’s crocodile due to disturbance
from ecotourism activity in Tikal
National Park, we have found no
evidence of such effects. Furthermore,
we do not have any information to
indicate that ecotourism is likely to
become a serious problem in the future.
Successful ecotourism, by its very
nature, relies on the continued
conservation and protection of the
natural resources it uses. Although the
number of visitors to protected areas is
increasing and the demand for
ecotourism may grow in the future, the
ecotourism industry has a significant
incentive to ensure that its activities do
not become a serious problem to the
Morelet’s crocodile and its habitat in the
future.
Mazzotti et al. (2005, p. 984),
however, did identify the following
negative impacts associated with
tourism development at Sian Ka’an
Biosphere Reserve (Mexico):
(1) Habitat loss;
(2) Alteration of surface and
underground water flow;
(3) Ground water pollution;
(4) Extraction of resources;
(5) Erosion and sedimentation;
(6) Decrease in biodiversity; and
(7) Reduced traditional and
recreational use for local communities.
Visual pollution, including trash, as
well as ‘‘jeep safaris’’ (caravans of small
convertible sports utility vehicles being
driven through the reserve) and boat
traffic, is also increasing at Sian Ka’an
Biosphere Reserve (Mazzotti et al. 2005,
p. 992). While none of these factors was
specifically linked to the Morelet’s
crocodile, all could apply were the
situation to deteriorate. However, we do
not have any information to indicate
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that the situation will deteriorate in the
future. Biosphere Reserves in Mexico
are part of the United Nations
Educational, Scientific, and Cultural
Organization’s (UNESCO) ‘‘Man and the
Biosphere’’ program and are legally
protected under Mexican federal laws.
Key features of biosphere reserves are
core zones of complete protection of key
resources surrounded by mixed-use
buffer zones. These buffer zones are
particularly important given the
pressures on the Sian Ka’an Biosphere
Reserve from tourism, and its culturally
and archeologically significant areas
(Mazzotti et al. 2005, p. 982).
Recognizing these potential negative
factors, geographically dispersed
ecotourism involving limited numbers
of visitors under controlled conditions
to observe and photograph specimens
from canoes, photographic blinds, or
hiking trails can provide relatively
benign opportunities to local residents
for economic benefits that can serve as
an alternative or disincentive to harvest
the Morelet’s crocodile (CONABIO
2005, p. 28).
There is also evidence that
ecotourism, as well as scientific
research and wildlife conservation, are
compatible activities with respect to the
Morelet’s crocodile. In Mexico, for
example, ecotourists accompany
biologists associated with the Amigos de
Sian Ka’an group as they conduct
surveys of the Morelet’s crocodile at
Sian Ka’an Biosphere Reserve, along the
eastern coast of the Yucatan Peninsula,
Quintana Roo State (EcoColors Tours
2010, pp. 1). At another site, the La
Ventanilla Eco-tourism Project in
Oaxaca State, Mexico, international
volunteers assist local residents and
biologists to conserve the Morelet’s
crocodile, turtles, iguanas, and other
species of wildlife (Volunteers for
International Partnership-Mexico 2010,
pp. 1–4). In Belize, tourists, as well as
wildlife researchers from the United
States and their Belizean counterparts,
are implementing an ecological field
study of the Morelet’s crocodile at
Lamanai Outpost Lodge and Research
Station that eventually will lead to the
development of a national management
plan for the species (The Croc Docs
2010, pp. 1–6). If the biological data, in
part collected by the ecotourists,
support harvest, and effective
enforcement regulations can be
developed and implemented, this plan
may include commercial exploitation of
the Morelet’s crocodile. In Guatemala,
scientists and ecotourists are working
´
cooperatively with the ProPeten group
to undertake conservation work at the
Scarlet Macaw Biological Station in the
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´
Maya Biosphere Reserve (ProPeten
2009, p. 1). While these activities differ
with regard to specific details, in
general they provide positive
conservation benefits to the Morelet’s
crocodile and demonstrate that
ecotourism, as well as scientific
research and wildlife conservation, can
be compatible with respect to the
species.
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Agriculture, Grazing, and Infrastructure
Development
Agriculture, grazing, and
infrastructure development (such as
dams, roads, residential areas, and
irrigated fields) generally are indirect
impacts in that the purpose of the action
is not focused on the crocodile. These
activities can be either consumptive (for
example, destruction of nests and eggs
by machinery) or nonconsumptive (for
example, loss of access to traditional
nesting or feeding sites), and are
generally manifested through habitat
loss or fragmentation. Depending on the
nature and extent of these activities,
they may have a substantial negative
impact on local Morelet’s crocodile
populations. Although agriculture,
grazing, and infrastructure development
are currently affecting local populations
of Morelet’s crocodiles, and this is likely
to continue in the foreseeable future, we
do not have any evidence that these
activities are currently, or anticipated to
be, a rangewide threat to the Morelet’s
crocodile.
Summary of Factor A
Although some habitat degradation
has occurred in Mexico, this threat is
ameliorated by the LGEEPA. This law
has strict restrictions against land use
changes in Mexico, especially for
undisturbed habitat such as those areas
used by the Morelet’s crocodile
(CONABIO 2005, p. 25). The Sistema
´
Nacional de Areas Naturales Protegidas
(SINANP) also provides significant
habitat protection in Mexico. The
SINANP created designated protected
areas because these areas contain key or
representative ecosystems or species, or
ecosystems or species that are at risk
and require strict control. In Mexico, at
least 11 protected areas contain
populations of the Morelet’s crocodile
(CITES 2010a, pp. 17–20). In Belize, at
least three protected areas contain
Morelet’s crocodile populations
(Meerman et al. 2003a, p. 45; Meerman
et al. 2003b, p. 30; Meerman et al. 2004,
pp. 30–31). Mexico and Belize contain
the majority of all wild Morelet’s
crocodiles (87 percent) and the majority
of the potentially suitable habitat
throughout the species’ range (81
percent). We find that, although habitat
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destruction and modification is affecting
individual crocodiles locally, the overall
level of habitat protection in Mexico
and Belize is currently adequate, and we
anticipate that it will remain so.
Based on current information,
Guatemala contains the remaining 13
percent of the wild Morelet’s crocodiles
and the remaining 19 percent of the
potentially suitable habitat throughout
the species’ range. Although the
Morelet’s crocodile occupies at least two
˜
protected areas in Guatemala (Castaneda
Moya et al. 2000, p. 63), one, the El
´
Mirador-Rıo Azul National Park, has no
permanent human presence either in or
surrounding the park and contains the
last pristine rainforest in Guatemala,
which has experienced very little
deforestation. The NGO community has
partnered with the President of
Guatemala to establish a coalition to
ensure long-term protection of this
important national park, while
providing for sustainable economic
incentives to the people of the MBR and
of Guatemala. The second protected
area, Laguna del Tigre National Park,
has been affected by past human
encroachment, fire, deforestation,
grazing, and infrastructure
development. Although these factors
may have affected local populations of
Morelet’s crocodiles, we have no
evidence that it has affected the species
rangewide. The government of
Guatemala and the local and
international NGO community have
again partnered to address these issues
through direct interventions, including
local and international community in
conservation efforts; and educating
people on the use of best management
practices. These efforts have resulted in
a 90 percent reduction in fires in Laguna
del Tigre National Park, and the
successful interdiction of individuals
conducting unlawful activities.
Despite the localized impacts in all
three countries, the current rangewide
distribution of Morelet’s crocodile now
closely resembles the historical
rangewide distribution. The species has
existing available high-quality habitat,
has a healthy population distribution, is
abundant at known sites, and is
expanding into new sites. Even in the
face of habitat alteration, this species
has been shown to occupy disturbed
habitat. There have been observed
increases in the relative abundance of
the species, and a total population size
of approximately 19,400 adults in the
three range countries. Species experts
now widely characterize Morelet’s
crocodile populations as healthy. In
addition, crocodilians are known to
have a robust history strategy, including
repeated production of offspring at
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30829
intervals throughout the life cycle; long
reproductive lives; high fecundity; and
low egg and hatchling survival, likely
enhanced by crocodilian parental care
demonstrated for most species,
including C. moreletii. The combined
result is that crocodilians can sustain
relatively high levels of mortality at all
life stages without reducing recruitment
or population growth. Thus the
persistence of some anthropogenic
threats at low levels such as killing,
subsistence hunting, and fishing net
entanglement are unlikely to constitute
significant impacts to population
persistence or even to recovery (Ross,
2011 pers. comm.).
Although some local factors continue
to affect the habitat for Morelet’s
crocodile, we have no information to
indicate that these local factors are of
sufficient magnitude to have a rangewide impact on the species to the point
that would cause the Morelet’s crocodile
to meet the definition of either an
endangered or a threatened species.
Therefore, we find that the present or
threatened destruction, modification, or
curtailment of its habitat or range is not
likely to threaten or endanger the
Morelet’s crocodile in the foreseeable
future.
Factor B. Overutilization for
Commercial, Recreational, Scientific, or
Educational Purposes
Commercial Harvest (Legal and Illegal
Trade)
The Morelet’s crocodile was included
in Appendix I of CITES on July 1, 1975.
Species included in Appendix I are
species threatened with extinction that
are or may be affected by trade. CITES
prohibits international trade in
specimens of these species unless the
trade is not found to be detrimental to
the survival of the species, the
specimens in trade were legally
acquired, and the purpose of the import
is not for primarily commercial
purposes or the specimen meets one of
the exemptions established under the
CITES Treaty. A more thorough
explanation of CITES is found in the
‘‘Convention on International Trade in
Endangered Species of Wild Fauna and
Flora’’ discussion under the section
Factor D. Inadequacy of Existing
Regulatory Mechanisms.
Overexploitation for commercial
purposes prior to 1970 is widely
accepted as the primary cause of a
drastic, rangewide population decline of
Morelet’s crocodile (Platt and
Thorbjarnarson 2000b, p. 21; CONABIO
2005, p. 27). Historically, commercial
overexploitation, through the harvest of
adult animals from the wild, was a
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much greater threat to the Morelet’s
crocodile than habitat loss. During the
first half of the 20th century, hundreds
of thousands of skins per year were
marketed (CITES 2008, pp. 17, 20). The
precise magnitude of the trade is
unclear, however, because trade data for
the Morelet’s crocodile was recorded at
a higher taxonomic level incorporating
other crocodilians. See, for example,
Loa Loza 1998a, pp. 134–135 and
Arroyo-Quiroz et al. 2007, p. 933. It is
reported that prior to 1975, hide dealers
in Belize purchased up to 12,000 skins
annually, and an unknown number of
skins were exported illegally in
contravention to Mexican law (Plat and
Thorbjarnarson 2000b, p. 21). Precise
estimates of historical trade from
Mexico or Guatemala were unavailable.
Even now, the commercial market for
designer fashion items made from highquality crocodile skins, such as leather
belts, footwear, wallets, and handbags,
is highly lucrative. For example, a single
pair of shoes may retail for hundreds of
dollars, a handbag for several thousand
dollars, and a tote bag for tens of
thousands of dollars.
Legal Trade
In 1997, the Government of Mexico
established a system for registering,
supervising, and enforcing Unidad de
´
Manejo y Administracion (UMAs;
Conservation Management and
Administrative Units) for intensive
reproduction of economically valuable
natural resources, including the captive
breeding of Morelet’s crocodiles
(CONABIO 2005, Annex 3, pp. 3–5).
Commercial use of Morelet’s crocodiles
in Mexico for domestic trade was
strictly limited to animals raised in
closed-cycle, captive-breeding
operations regulated by the Government
of Mexico under the UMA system. For
international trade, commercial trade
was restricted to animals raised in these
closed-cycle, captive-breeding
operations registered with the CITES
Secretariat. In order for these closedcycle, captive-breeding operations to be
successful, great care was given to
satisfying the biological requirements of
the species (Cremieux et al. 2005, p.
417; Brien et al. 2007, pp. 1–26).
´
´
According to Leon Velazquez (2004, p.
52), there were approximately 30,000
Morelet’s crocodiles in captive-breeding
facilities in Mexico in 2004. There were
38,449 Morelet’s crocodiles housed in
19 Mexican closed-cycle, captivebreeding operations in 2008 (CITES
2010a, p. 24). Currently, the annual
production of Morelet’s crocodiles in
Mexican closed-cycle, captive-breeding
operations does not exceed 40,000
individuals (CITES 2010a, p. 8).
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Under Mexican law, closed-cycle,
captive-breeding operations wishing to
make their Morelet’s crocodiles
available for commercial use must
demonstrate that they are able to go
beyond the F2 generation of
reproducing individuals. This
requirement supports the use of
Morelet’s crocodiles that is compatible
with conservation of the species by
offsetting the demand for crocodiles
taken from the wild. Such facilities
produced a variety of items including
skins/hides, meat, live individuals as
pets, stuffed figurines, and leather
products (fashion accessories) for both
domestic and international trade.
Based on CITES annual reports for the
period 1996–2005, Caldwell (2007, pp.
6–7) noted relatively low levels of
international legal trade in products
from Mexican captive-breeding
operations during 1996–1999 (fewer
than 200 skins/year), but higher levels
during 2000–2005 (2,430 skins in 2001;
1,591 skins in 2002; and below 1,000
skins per year during the rest of the
period). Japan has been the main
importer of products from Mexican
captive-breeding operations, with lesser
quantities going to France, Italy, the
Republic of Korea, and Spain (Caldwell
2007, p. 6).
The United Nations Environment
Programme—World Conservation
Monitoring Centre (UNEP–WCMC)
manages a trade database on behalf of
the CITES Secretariat. Each Party to
CITES is responsible for compiling
annual reports to the CITES Secretariat
regarding their country’s trade in
species protected under CITES. UNEP–
WCMC enters the data from these
annual reports into a trade database,
which is used to analyze trade in CITES
specimens. Due to the time needed to
compile the data, the most recent year
for which comprehensive trade statistics
are available is normally 2 years prior to
the current year.
In general, prior to 2010, international
legal trade consisted of small quantities
of unfinished hides/skins or finished
leather products, exported primarily
from Mexico to Japan and European
countries, as well as biological
specimens destined for research. These
countries process the unfinished hides/
skins into leather products such as belts,
footwear, wallets, and handbags that in
turn are sold within their own country
or re-exported for sale to other
countries. Due to the listing status of the
species under the Act, the United States
cannot be a commercial destination for
Morelet’s crocodile skins and products.
It is currently illegal to import Morelet’s
crocodile skins and products into the
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United States, unless the import is for
scientific or enhancement purposes.
In 2010, the Government of Mexico
submitted a proposal to the 15th
Meeting of the CITES Conference of the
Parties (CoP15) to transfer the Morelet’s
crocodile throughout its range to
Appendix II of CITES with a zero quota
for trade in wild specimens because the
Government of Mexico concluded that
the Morelet’s crocodile no longer met
the criteria for inclusion in Appendix I
(see Factor D, Mexico’s Proposal To
Transfer the Morelet’s Crocodile to
CITES Appendix II; CITES 2010a, p. 1).
According to the 2010 CITES proposal
to transfer the Morelet’s crocodile to
Appendix II, the UNEP–WCMC CITES
Trade Database showed that, until 2007,
the parts and derivatives of the
Morelet’s crocodile most commonly
found in trade were skins, skin pieces,
and leather products, although other
products include live specimens, eggs,
bodies, scales, skulls, and shoes were
also traded. The largest exporter
between 2001 and 2007 was Mexico
(8,498 skins, 750 skin pieces, and 1,193
leather products), followed by Belize
with 116 bodies, 766 eggs, and 3,124
specimens for scientific purposes
(exported to the United States). The
major importing countries were Japan
(6,170 skins), United States (3,124
specimens for scientific purposes), Italy
(1,219 skins), the Republic of Korea (560
skins), France (375 skins), and Spain
(162 skins) (CITES 2010a, p. 8).
According to the CITES (CITES 2010a)
proposal to transfer the Morelet’s
crocodile to Appendix II, the national
harvest of animals from closed-cycle
operations authorized in Mexico
amounts to fewer than 2,000 skins per
year since the year 2000. In the period
between 2000 and 2009, 119 CITES
export permits were issued in Mexico
for a total of 12,276 Morelet’s crocodile
skins. However, the total potential
production from closed-cycle, captivebreeding operations were about 16,500
individuals and approximately 10,000
skins per year (CITES 2010a, p. 7).
We examined the information on
Mexico’s closed-cycle, captive-breeding
operations in Annex 3 of the 2010
CITES proposal. According to the
information provided in the Annex,
there were 19 closed-cycle, captivebreeding operations registered as UMAs
for the Morelet’s crocodile in Mexico.
Only 4 of the 19 UMAs had a captive
population sufficient to support
commercial trade, and only 2—both of
which were registered with CITES—of
these 4 could support international
commercial trade. As of 2008, the
captive population in these four UMAs
ranged from 1,237 to 28,673 individuals.
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The two UMAs that were not registered
with CITES had the potential to produce
1,100 skins per year for local
commercial trade (CITES 2010a, Annex
3, p. 24). The population levels for the
remaining 15 UMAs were relatively low
by comparison, ranging from 6 to 576
individuals. Rather than supporting
commercial trade, 4 of the remaining 15
UMAs supported exhibition, 7 had no
commercial production, 3 contributed to
the economic support of the local
community, and 1 was used for
research.
Three of these 19 Mexican captivebreeding operations were also registered
with CITES, and could therefore
commercially trade Morelet’s crocodile
products internationally, as well as
domestically while the species was
listed under Appendix I. However, one
of these CITES-registered captivebreeding operations contains only six
individuals, and is used for exhibition
purposes. Only two of the three CITESregistered captive breeding operations
commercially produce enough Morelet’s
crocodile skins with the annual
production potential for international
trade. These two captive-breeding
operations have the potential to produce
an estimated 2,500 skins annually for
international trade (CITES 2010a, pp. 7
and 24, Annex 3). Please see the
discussion in the Factor D section,
Inadequacy of Existing Regulatory
Mechanisms, for additional information
on the three CITES-registered captivebreeding operations.
There are no captive-breeding
facilities in Belize or Guatemala that are
providing specimens or skins for trade,
either domestically or internationally
under the CITES captive-breeding
exception (CITES 2010c). In Belize,
Morelet’s crocodiles are officially
protected from commercial harvest.
Platt and Thorbjarnarson (2000b) found
no evidence of commercial poaching of
Morelet’s crocodiles for skins or meat in
Belize (Platt and Thorbjarnarson 2000b,
p. 27). Reportedly, the species is not
subject to commercial activities in
Guatemala, given that Guatemala’s
´
´
Comision Nacional de Areas Protegidas
(CONAP; National Commission on
Protected Areas, also known as the
Guatemalan National Park Service)
prohibits the export and trade in wild
specimens of endangered species
(CITES 2010a, p. 7).
Illegal Trade
According to the 2010 CITES proposal
to transfer the Morelet’s crocodile to
Appendix II, the UNEP–WCMC CITES
Trade Database showed few illegal
movements of parts and derivatives of
the Morelet’s crocodile between 1975
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and 2007 from Mexico, Guatemala, and
Belize, with the United States as the
only destination. This suggests that
there is a very low level of illegal trade
and that it is only with the United
States; however, enforcement actions
are not a required field for CITES
Annual Reports. Unlike the United
States, most countries do not specify the
action taken on imports. Thus, the fact
that illegal trade to the United States is
documented in the WCMC database
does not mean that this is the only
illegal trade in the species. That said,
between 1982 and 2005, items found to
have been ‘‘illegally’’ imported to the
United States from Mexico were mainly
leather products (308) and shoes (419
pairs). It is quite possible that these U.S.
imports derived from legal operations in
Mexico, but were precluded from
import into the U.S. because of the
Morelet’s crocodile’s endangered status
under the Endangered Species Act.
Considering the same caveats
pertaining to WCMC data, there were
eight records of illegal trade occurring
from Guatemala (between 1989 and
1997), mainly involving pairs of shoes
(27), and one case in Belize, which
involved the export of 31 eggs in 1995.
˜
Regarding Guatemala, Castaneda-Moya
(1998) stated that illegal capture of the
´
species continued in the Peten region in
that year. However, he admitted that the
volume of such activity had decreased
compared to the situation 25 years
before (CITES 2010a, p. 8).
Recent data available on illegal trade
in the Morelet’s crocodile between 1975
and 2007 showed that the United States
reported illegal imports (UNEP–WCMC
CITES Trade Database 2010a). The data
on illegal imports are based on the
numbers of items that were seized and
confiscated by law enforcement
personnel in both the United States and
in other countries. This information is
not included in CITES annual reports
for each country; the United States is
the exception. The majority of the illegal
Morelet’s crocodile parts and
derivatives confiscated upon arrival into
the United States between 1975 and
2007 came from Mexico (20 skins, 28
handbags, 243 leather items, 419 pairs
of shoes, 3 watch straps, 9 bodies, 10
garments, 2 live animals, and 65 small
leather products). Again, these items
could have come from legal operations
in Mexico, but were a violation at the
time under the Act due to the Morelet’s
crocodile’s endangered status. A
significantly smaller number of illegal
items originated from Guatemala (1
skin, 2 handbags, 1 leather item, 27
pairs of shoes, and 1 body) and Belize
(31 eggs). The majority of the illegal
trade reportedly began in 1985, but
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began to decline steadily starting in
2000. Between 2005 and 2007, there
were only a few reported illegal imports
of Morelet’s crocodile into the United
States, and these were small leather
products from Mexico (UNEP–WCMC
CITES Trade Database 2010b).
The Government of Mexico’s Federal
Prosecutor for Environmental Protection
(PROFEPA) has investigated illegal
trade in live animals, presumably for the
pet trade. A potential illegal market in
live animals is under analysis, and
would be expected to involve the
Mexican cities of Guadalajara,
Monterrey, and Mexico City (Mexico
2006, p. 41). Illegal harvest or killing of
individuals perceived as threats to
humans or livestock cannot be
completely precluded, but enforcement
of controls on domestic and
international trade severely limit any
commercial incentives. PROFEPA
performs inspections to prevent
laundering of wild Morelet’s crocodile
specimens and other illegal activities.
According to Mexico (Mexico 2006, pp.
39–42), 85 specimens were confiscated
in 2003, 2 in 2004, 80 in 2005, and 14
in 2006 (partial results). In addition, and
according to Paola Mosig, Program
officer for TRAFFIC North America in
Mexico, 20 seizures with a total of 48
live specimens, as well as 25 belts and
2 wallets were confiscated in 2007
(Mosig 2008, pers. comm.). According to
TRAFFIC, the Wildlife Trade
Monitoring Network, these seizures are
indicative of a strong enforcement
program that deters illegal trade (Mosig
2008, pers. comm.).
Current Trade
In accordance with Article II,
paragraph 2(a) of CITES, and CITES
Resolution Conf. 9.24 (Rev CoP14)
Annex 1, the Government of Mexico
submitted a proposal (CoP15 Prop. 8) to
CoP15 to transfer the Morelet’s
crocodile throughout its range to
Appendix II of CITES with an
annotation requiring a zero quota for
wild specimens that was further
amended by adding the phrase, ‘‘for
commercial purposes’’ (CITES 2010a, p.
1). The Government of Guatemala
opposed Mexico’s CITES proposal as it
pertains to the species in Guatemala,
based on the limited knowledge of the
population and population trends in
Guatemala; the threats to the species
from deforestation and pollution in
Guatemala; and the possibilities of
illegal, cross-border trade taking place
from Guatemala to Mexico. As a result,
the parties to CITES agreed that
Morelet’s crocodiles in Mexico and
Belize should be transferred to CITES
Appendix II but that Morelet’s
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crocodiles in Guatemala remain in
CITES Appendix I (CITES 2010b, p. 2).
The change in CITES status for
Morelet’s crocodiles in Mexico and
Belize became effective on June 23,
2010. Because of the zero quota
annotation, transferring the Morelet’s
crocodile to CITES Appendix II
precludes the trade of wild specimens
for commercial purposes and therefore
should not create additional pressure on
wild populations in any of the range
states, as long as enforcement remains
effective. Consequently, international
commercial trade in Morelet’s
crocodiles under CITES is currently
limited to individuals from sources
other than wild populations. However,
once the Appendix-II listing went into
effect for Morelet’s crocodiles in Mexico
and Belize, international trade of
Morelet’s crocodiles in Mexico and
Belize under CITES was no longer
limited to facilities that are registered
with the CITES Secretariat pursuant to
the resolution on registration of
operations that breed Appendix-I
animal species for commercial purposes
(Resolution Conf. 12.10 (Rev. CoP15)).
According to Mexico’s 2010 CITES
proposal, the current level of
international trade in the Morelet’s
crocodile is around 8,600 individuals in
10 years (an average of 860 individuals
per year). The Morelet’s crocodile
represents only a small fraction of the
global trade in crocodilians, far behind
the market leaders: brown spectacled
caiman (Caiman crocodilus fuscus),
American alligator (Alligator
mississippiensis), and Nile crocodile
(Crocodylus niloticus). Current trends in
international trade do not indicate a
threat to the Morelet’s crocodile in the
wild (CITES 2010a, p. 8). In addition,
the Government of Mexico’s proposal to
move the Morelet’s crocodile to CITES
Appendix II allows only individuals
from sources other than wild
populations to be exported, and this
provision remains in effect with the zero
quota for wild specimens traded for
commercial purposes. The risk of
laundering of wild specimens through
farms is very low, because the quality of
skins produced in captivity is much
higher than wild-caught skins, and
demand in international trade focuses
on high-quality skins (CITES 2010a, pp.
8, 23). It should be noted that there are
a number of CITES-recognized
production methods that are not ‘‘wild’’
and not ‘‘bred in captivity.’’ Mexico or
any other country is free to propose a
change to the annotation at the next CoP
removing this limitation. However,
there is no indication at this time that
a change is imminent.
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To see if our results would be
comparable to Mexico’s assessment, we
queried the UNEP–WCMC CITES Trade
Database for the number of Morelet’s
crocodile skins legally exported
between 1998 and 2008, and found
similar results for the current level of
legal trade cited above by the
Government of Mexico. According to
the UNEP–WCMC CITES Trade
Database, Mexico exported 8,780 skins
between 1998 and 2008, an average of
878 skins per year (UNEP–WCMC
CITES Trade Database 2010b). Two of
the previously CITES-registered captivebreeding operations in Mexico have the
potential to produce 2,500 skins per
year for international trade (CITES
2010a, Annex 3, p. 24), which is more
than adequate to meet the current
demand for legal trade of fewer than 900
skins per year. Now that this rule is
final, Morelet’s crocodile products may
be imported into the United States and
the demand for international trade may
increase. However, we do not believe
this potential increase in international
trade is likely to threaten or endanger
wild Morelet’s crocodiles due to the
adequate supply of captive-bred
individuals in Mexico available for legal
international commercial trade under
CITES.
Besides CITES and the Act, no other
international measures control the
cross-border movement of the Morelet’s
crocodile (CITES 2010a, p. 10). When
this final rule is effective, (see DATES
above), the prohibitions of the Act are
removed, and Morelet’s crocodile parts
and products may be imported into the
United States for commercial purposes,
provided they do not originate in
Guatemala. However, cross-border
movement of the Morelet’s crocodile
throughout its range will still be
regulated through CITES (Appendix II
for Mexico and Belize; Appendix I in
Guatemala).
Subsistence Harvest
The overharvest for commercial
purposes, other than subsistence
harvest, was the primary reason for the
Morelet’s crocodile listing under the Act
and under CITES. Although subsistence
harvest has historically had an impact
on some local populations of Morelet’s
crocodiles, these impacts have
diminished over time and do not
currently have a significant impact on
the species as a whole.
Indigenous cultures in Mexico, Belize,
and Guatemala have a long history of
using the Morelet’s crocodile for
subsistence and cultural purposes
(Maimone Celorio et al. 2006, pp. 40–
´
43; Zamudio 2006, pp. 5–8; MendezCabrera and Montiel 2007, p. 132).
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Historically, the Maya Indians in
Mexico consumed small quantities of
the eggs and meat of the Morelet’s
crocodile (Maimone Celorio et al. 2006,
pp. 40–43; Zamudio 2006, pp. 5–8;
´
Mendez-Cabrera and Montiel 2007, p.
132). Hunting and harvest techniques
were based on traditional knowledge by
these people of the behavior and
ecology of the Morelet’s crocodile
´
˜
(Cedeno-Vazquez and Zamudio Acedo
2005, pp. 8–9). More recently (1965–
1980), and in response to a demand by
outside buyers and businessmen, Maya
hunters harvested large quantities of
hides for commercial purposes, but that
activity now has largely been
discontinued (Zamudio et al. 2004, p.
344).
Indigenous and nonindigenous people
in Belize, generally poor farmers, also
engaged in large-scale, commercial
harvest of hides during the previous
century, but that practice was primarily
based on economic instead of cultural
reasons (Hope and Abercrombie 1986, p.
146). Abercrombie et al. (1982, p. 19)
made a distinction between master
hunters in Belize, generally older men
who made extensive forays into the
forest in search of specific game species,
and part-time hunters, generally
younger men who made short-term,
opportunistic outings and often
harvested Morelet’s crocodiles. Among
other uses, the Morelet’s crocodile also
has important roles in indigenous art,
medicine, and religion (Stocker and
˜
Armsey, 1980, p. 740; Cupul-Magana
2003, pp. 45–48), and is used locally for
handicrafts, jewelry, decorations, and
curios (BERDS 2005a, p. 1). Meerman et
al. (2003a, p. 49) noted a relative
scarcity of fish and fish predators such
as crocodiles in the Sarstoon Temash
National Park in Belize. They suspected
that fish populations are depressed, and
that over-fishing by humans must play
a role. People engaged in fishing along
the Upper Temash River also annually
collect Morelet’s crocodile eggs from
nests located along water channels for
human consumption. In some years, one
or more nests escape discovery, so the
eggs are not collected. As a result, baby
crocodiles are subsequently seen that
year. Heavy fishing also reduces the
potential prey base for the Morelet’s
crocodile. The heavy predation on eggs
together with the depletion of the
Morelet’s crocodile’s prey base may be
responsible for the low crocodile count
along the river (Meerman et al. 2003a,
pp. 42, 45).
˜
Castaneda Moya (1998a, p. 521;
1998b, p. 13) listed illegal hunting as a
threat to Morelet’s crocodile in the
´
Peten region of Guatemala, but did not
provide a numerical estimate of the
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take. ARCAS, an animal welfare group
in Guatemala, reported the rescue or
recovery of 49 live individuals (about 8
per year), most likely from pet dealers
or private individuals, during the period
2002–2007 (ARCAS 2002, p. 3; 2003, p.
2; 2004, p. 2; 2005, p. 2; 2006, p. 3;
2007, p. 3). We do not have any
information describing the effect of
these threats on the status of wild
populations in Guatemala.
Although subsistence harvest
continues to affect negatively some local
populations of the Morelet’s crocodile,
the impacts appear to be very small. We
have no evidence that subsistence
harvest is currently or anticipated to
significantly affect the Morelet’s
crocodile throughout its range. The
current rangewide distribution of the
Morelet’s crocodile closely mirrors the
historical rangewide distribution, with a
total population size of approximately
19,400 adults in the three range
countries.
Scientific Research
Scientific research in and of itself also
constitutes a use of the Morelet’s
crocodile. Research in the three range
countries has mainly focused on field
surveys for the occurrence of the
species, relative to abundance and
habitat quality, which do not require
removal of specimens. Research
protocols followed so far have been
those accepted worldwide and do not
involve significant alteration of habitat
or behavior (CITES 2010a, p. 7). Several
scientific research projects on the
Morelet’s crocodile have focused on
field surveys that involve capture,
handling, or invasive techniques to
identify, for example, the species, sex,
or size class of the specimen, as well as
to collect biological specimens or to
attach an identification tag. If conducted
according to standard protocols, these
physical activities pose little risk of
injury or disturbance to the subject
crocodiles. Several studies have also
entailed, for example, night surveys
˜
using bright spotlights (Castaneda Moya
et al. 2000, p. 62), stomach flushing
(Platt et al. 2006, p. 282), collection of
small blood samples (Dever et al. 2002,
p. 1079), or the gathering of nonviable
eggs from nests for contaminants
analyses (Rainwater et al. 2002a, p.
320). None of these studies has cited
any negative effects due to handling or
observation on the Morelet’s crocodile
populations.
All three range countries regulate
scientific research and collection.
According to the UNEP–WCMC CITES
Trade Database, 3,124 specimens were
exported for scientific purposes from
Mexico to the United States. From an
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administrative standpoint, a permit at
the state or Federal level regulates the
collection of biological samples for
scientific purposes in Mexico. In
Mexico, the Mexican Endangered
Species List (NOM–126–SEMARNAT–
2000) regulates the collection of
biological samples from wild species for
scientific use. In addition, the
Governments of Belize and Guatemala
regulate scientific collection and
research. In Belize, this type of export
is subject to strict protocols and
provisions of the Wildlife Protection Act
(CITES 2010a, p. 7).
With the Appendix-II designation for
Morelet’s crocodiles in Mexico and
Belize, individuals or institutions
wishing to import scientific samples
originating from those countries will no
longer be required to obtain a CITES
import permit. However, the CITES
import permit requirement will still be
in effect for Guatemala, and CITES
export permits or re-export certificates,
regardless of the country of origin, will
be required. The elimination of import
permits, while continuing the CITES
requirement for export permits and reexport certificates, may result in
additional scientific collecting and
research to benefit the species while
ensuring that adequate protections for
the species remain in place (see the
Factor D section, Inadequacy of Existing
Regulatory Mechanisms, below).
In conclusion, we are not aware of
any evidence that utilization of the
Morelet’s crocodile for scientific
research purposes poses anything more
than a low risk to the subject
individuals; furthermore, risks at the
population level are probably negligible.
To the contrary, these studies (surveys
and sampling) provide useful
information essential to monitoring the
status and continued health of
individuals as well as populations.
These studies also allow ecotourists in
these countries to work with the
scientific community in the collection
of Morelet’s crocodile data (Volunteers
for International Partnership 2009, pp.
1–4.) This provides ecotourists with an
opportunity to observe the Morelet’s
crocodile in its native habitat and to
gain firsthand knowledge about the
conservation of the species.
Ranching
Although the Belize-GuatemalaMexico Tri-national Strategy for the
Conservation and Sustainable Use of
Morelet’s Crocodile (see the Post
Delisting Monitoring section, below)
includes long-term plans for ranching,
none of the range countries have given
any indication they plan to ranch
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Morelet’s crocodiles within the
foreseeable future.
Summary of Factor B
While uncontrolled commercial
harvests nearly extirpated the Morelet’s
crocodile, the species has largely
recovered because of being protected
under CITES and the Act in the early
1970s, as well as the implementation of
CITES trade controls by all three range
countries. All of the range countries
currently continue to prohibit harvest of
wild Morelet’s crocodiles.
Illegal international and domestic
trade still occurs, but levels remain low.
Any incidence of illegal killing that may
have occurred has not prevented the
observed population increase of the
species. The potential remains for illegal
cross-border trade, as well as the
laundering of wild specimens through
existing captive-breeding operations in
Mexico, but enforcement in Mexico is
relatively strict. Given the increased
effectiveness of law enforcement
personnel with regard to the
implementation of CITES, the increased
supply of captive-bred Morelet’s
crocodiles in Mexico that are now
available for commercial trade as a
result of the Morelet’s crocodile’s
transfer to CITES Appendix II, and the
increasing awareness of these
regulations by the public, we anticipate
that illegal trade in wild Morelet’s
crocodiles will decrease in the majority
of the species’ range in the foreseeable
future.
The Government of Mexico’s Federal
Prosecutor for Environmental Protection
(PROFEPA) performs inspections to
prevent laundering of wild Morelet’s
crocodile specimens and other illegal
activities. In Belize, the importation and
exportation of wildlife requires a permit
and is subject to strict protocols and
provisions of the Wildlife Protection
Act; hunting of scheduled species for
scientific or educational purposes in
Belize also requires a permit. There was
a declining trend in seizures of illegal
specimens and products from 1998–
2007. According to TRAFFIC, these
seizures are indicative of a strong
enforcement program that deters illegal
trade (Mosig 2008, pers. comm.).
Other uses such as scientific research
are either benign or involve relatively
small numbers of Morelet’s crocodiles.
In addition, and given the steps that the
Government of Mexico is taking
internally to promote the sustainable
commercial use of Morelet’s crocodiles,
we anticipate that commercial uses will
increase in the foreseeable future,
especially in Mexico, but that captivebred specimens will be used instead of
wild individuals.
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In conclusion, we find that the
overutilization for commercial,
recreational, scientific, or educational
purposes is not a significant factor
affecting the Morelet’s crocodile
throughout its range, both now and for
the foreseeable future.
Factor C. Disease or Predation
Inter-specific interactions, namely
disease and predation, can have
significant impacts on the conservation
status of a species. At the time
CONABIO petitioned us to delist the
Morelet’s crocodile, disease was not
considered a significant conservation
threat to the Morelet’s crocodile.
However, the West Nile Virus (WNV)
has been detected in several Mexican
populations of the Morelet’s crocodile.
´
According to Farfan-Ale et al. (2006, pp.
910–911), six specimens tested negative
´
to the WNV at the Merida Zoo, Yucatan
State, Mexico, during 2003–2004, while
six of seven specimens tested positive to
the WNV at Ciudad del Carmen,
Campeche State, Mexico, in 2004. All
crocodiles, including those not sampled,
showed no signs of illness at the time
of the testing or during the 3 months
´
that followed (Farfan-Ale et al. (2006, p.
911).
In a separate survey conducted during
´
May–October 2005, Hidalgo-Martınez et
al. (2008, p. 80) detected the WNV in six
of seven Morelet’s crocodiles at
´
Zoologico La Venta, Villahermosa,
Tabasco State, Mexico. All animals were
healthy at the time of serum collection,
and none had a history of WNV-like
illness. The presence of WNV antibodies
in animals from those zoos
demonstrated the presence of WNV in
those regions and indicated a potential
risk of infection in animals. The
magnitude of that potential risk,
however, has not been determined. West
Nile Virus was responsible for a
significant number of deaths of farmed
American alligators in the U.S. State of
Georgia during separate outbreaks in
´
2001 and 2002 (Farfan-Ale et al. 2006,
p. 908). However, we do not have any
information to indicate that WNV
causes illness in the Morelet’s crocodile.
The sample sizes in the above studies
on Morelet’s crocodile were small;
much larger studies are needed.
However, the best available information
does not suggest that WNV is a threat or
likely to become a threat.
Predation on Morelet’s crocodile eggs
and juveniles is a common natural
phenomenon, posing no risk to healthy
populations. They are preyed upon
more frequently at the juvenile stage by
many birds and medium-sized
mammals (CITES 2010a, p. 4). Larger
juveniles and subadults are less
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susceptible than small juveniles are to
predation, and only large carnivores
such as jaguars (Panthera onca)
(Navarro Serment 2004, p. 57) pose a
risk to adult crocodiles. Larger Morelet’s
crocodiles may prey upon the juveniles
of their species. However, this tends to
act as an early factor promoting
population regulation and adult
spacing. Aggressive interactions among
adults seem to be reduced by this
mechanism, especially in populations
with too many adults. In populations
with a steady state of age distribution,
cannibalism usually remains at a
minimum (CONABIO 2005, p. 29). We
are unaware of any unnatural rates of
predation affecting any age class of
Morelet’s crocodile, and we have no
indication that predation will
exacerbate other threats to the species in
the future.
Other interspecific interactions can
also affect the conservation status of a
species. The Morelet’s crocodile and the
American crocodile co-occur and may
compete with each other for resources
along the freshwater-saltwater interface
in coastal Mexico and Belize. Platt and
Thorbjarnarson (2000a, p. 16; 2000b, pp.
24–26) reported relatively higher
frequency of encounter rates for the
Morelet’s crocodile at alluvial and
nonalluvial lagoons, mangrove forest,
and rivers and creeks, collectively
characterized as inland sites, while the
American crocodile was relatively more
abundant in offshore cays and the
Turneffe Atoll. These differences were
attributed to the smaller body size of the
Morelet’s crocodile, as well as past
exploitation patterns by hunters and
subsequent niche expansion by this
species (Platt and Thorbjarnarson
2000b, p. 26). There was no indication,
however, that interspecific competition
between the Morelet’s and the American
crocodiles was a serious conservation
problem.
Parasites have been also reported for
the Morelet’s crocodile, but have not
been identified as a conservation threat.
In Mexico, trematodes (parasitic
flatworms commonly called flukes) and
nematodes (unsegmented worms
commonly called roundworms) have
been reported (Moravec and Vargas´
Vazquez 1998, p. 499; Moravec 2001, p.
47) from the Yucatan Peninsula, but
health problems with the crocodile
hosts were not noted. Rainwater et al.
(2001a, p. 836) reported ticks
(Amblyomma dissimile and
Amblyomma sp.), but noted that
parasitism by ticks on the Morelet’s
crocodile was rare in Belize and
elsewhere.
Padilla Paz (2008, p. vi) characterized
hematology, body index, and external
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injuries for 103 Morelet’s crocodiles
from the northern wetlands of
Campeche State, Mexico. These
variables were used to characterize the
health of the animals. Captive Morelet’s
crocodiles evaluated for that study
presented significantly more injuries
than did wild individuals. Parasitism
with nematodes (Paratrichosoma
recurvum) was greater in wild
crocodiles than in captive individuals.
No serious health issues were identified
in individuals in either group (Padilla
Paz 2008, pp. 67–68).
Individual Morelet’s crocodiles can
also have physical issues that can affect
their well-being. Rainwater et al.
(2001b, pp. 125–127) reported 2
individuals among 642 Morelet’s
crocodiles captured in Belize with a
missing forelimb. Known in the
technical literature as ectromelia, this
condition was probably the result of
congenital defects and not due to an
injury. Both individuals otherwise
appeared to be in good condition.
Summary of Factor C
While the full impact of WNV on the
Morelet’s crocodile has yet to be
determined, there is no indication at
present that WNV poses a threat to the
species, and other interspecific
interactions do not appear to be
adversely affecting the Morelet’s
crocodile. In conclusion, we find that
neither disease nor predation is a
significant factor affecting the Morelet’s
crocodile throughout its range, both
now and for the foreseeable future.
Factor D. Inadequacy of Existing
Regulatory Mechanisms
CITES
CITES (the Convention, or Treaty) is
an international agreement between
member governments to ensure that the
international trade in plants and
wildlife does not threaten the species’
survival. It provides varying degrees of
protection to more than 30,000 species
of animals and plants, whether they are
traded as live specimens, parts, or
products. Countries that have agreed to
be bound by the Convention (that have
‘‘joined’’ CITES) are known as Parties.
Although CITES is legally binding on
the Parties, it does not take the place of
national laws. Rather, it provides a
framework to be respected by each
Party, which has to adopt its own
domestic legislation to ensure that
CITES is implemented at the national
level. For many years, CITES has been
among the international conservation
agreements with the largest
membership, with now 175 Parties
(https://www.cites.org).
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CITES works by subjecting
international trade in specimens of
selected species to certain controls.
Trade includes any movement into or
out of a country and is not limited to
commercial movement. All import,
export, re-export, and ‘‘introduction
from the sea’’ of species covered by the
Convention have to be authorized
through a permitting system. The
species covered by CITES are listed in
three Appendices, according to the
degree of protection they need (CITES
2009c).
Appendix I include species
threatened with extinction that are or
may be affected by trade. Trade in
specimens of these species is permitted
only in exceptional circumstances.
Appendix II includes species not
necessarily threatened with extinction,
but in which trade must be controlled
in order to avoid utilization
incompatible with their survival.
Appendix III includes species that have
been unilaterally listed by a Party to
assist in the implementation of the
listing Party’s national legislation to
conserve and monitor trade in the listed
species. The Conference of the Parties
(CoP), which is the decision-making
body of the Convention and comprises
all its member countries, has agreed on
a set of biological and trade criteria to
help determine whether a species
should be included in Appendices I or
II. As Appendix-III listings are a
unilateral decision, Parties do not need
to abide by the same biological and
trade criteria adopted by the Parties. At
each regular meeting of the CoP, Parties
submit proposals based on those criteria
to amend these two Appendices to add,
remove, or reclassify species (such as
the Government of Mexico’s 2010
proposal to transfer the Morelet’s
crocodile from Appendix I to Appendix
II). Parties discuss these amendment
proposals during the CoP, and then they
are submitted for adoption by the
Parties (https://www.cites.org).
A specimen of a CITES-listed species
may be imported into or exported (or reexported) from a Party only if the
appropriate permit or certificate has
been obtained prior to the international
trade and presented for clearance at the
port of entry or exit.
Regulation of Trade in Appendix-I
Specimens
Both an export permit or re-export
certificate must be issued by the country
of export and an import permit from the
country of import must be obtained
prior to international trade for
Appendix-I species. An export permit
may only be issued if: (1) The country
of export determines that the export will
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not be detrimental to the survival of the
species; (2) the specimen was legally
obtained according to the animal and
plant protection laws in the country of
export; (3) live animals or plants are
prepared and shipped for export to
minimize any risk of injury, damage to
health, or cruel treatment; and (4) an
import permit has been granted by the
importing country. Likewise, the
requirements for a re-export certificate
are that the country of re-export
determines: (1) That the specimen was
imported into their country in
accordance with CITES; (2) that live
animals or plants are prepared and
shipped for re-export to minimize any
risk of injury, damage to health, or cruel
treatment; and (3) that an import permit
has been granted.
Issuance of import permits for
Appendix-I species will also need a
determination from the country of
import that the import will not be for
purposes that are detrimental to the
survival of the species, the proposed
recipient of live animals or plants is
suitably equipped to house and care for
them, and the purpose of the import is
not for primarily commercial purposes.
Thus, with few exceptions, Appendix-I
species cannot be traded for commercial
purposes.
Regulation of Trade in Appendix-II
Specimens
In contrast to the trade requirements
for an Appendix-I species, CITES does
not require an import permit from the
destination country as a condition for
the export and re-export of an
Appendix-II species, unless it is
required by the destination country’s
national law. However, an export permit
or re-export certificate is required from
the exporting country prior to the
international trade taking place. An
export permit may only be issued for
Appendix-II species if the country of
export determines that: (1) The export
will not be detrimental to the survival
of the species; (2) the specimen was
legally obtained according to the animal
and plant protection laws in the country
of export; and (3) live animals or plants
are prepared and shipped for export to
minimize any risk of injury, damage to
health, or cruel treatment.
A re-export certificate may only be
issued for Appendix-II species if the
country of re-export determines that: (1)
The specimen was imported into their
country in accordance with CITES and
(2) live animals or plants are prepared
and shipped for re-export to minimize
any risk of injury, damage to health, or
cruel treatment.
Parties to CITES are required to
monitor both the export permits granted
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30835
and the actual exports for Appendix II
species. If a Party determines that the
export of an Appendix-II species should
be limited in order to maintain that
species throughout its range at a level
consistent with its role in the
ecosystems in which it occurs and well
above the level at which the species
might become eligible for inclusion as
an Appendix-I species, then that Party
must take suitable measures to limit the
number of export permits granted for
that species (CITES article IV, paragraph
3).
CITES Registered Captive-Breeding
Operations
Prior to the Morelet’s crocodile in
Mexico and Belize being downlisted to
Appendix II, it could be treated as an
Appendix-II species and internationally
traded commercially only if the
specimen originated from a captivebreeding operation registered with the
CITES Secretariat in accordance with
CITES Resolution Conf. 12.10 (Rev.
CoP15) ‘‘Guidelines for a procedure to
register and monitor operations that
breed Appendix-I animal species for
commercial purposes.’’ These captivebreeding operations may only be
registered if specimens produced by that
operation qualify as ‘‘bred in captivity’’
according to the provisions of
Resolution Conf. 10.16 (Rev.). To qualify
as bred in captivity, specimens must be
born in a controlled environment where
the parents mated. In addition, breeding
stock must be established in accordance
with the provisions of CITES and
relevant national laws, and in a manner
not detrimental to the survival of the
species in the wild. Breeding stock must
also be maintained without the
introduction of specimens from the
wild, except for the occasional addition
of animals, eggs, or gametes meeting
certain requirements. The breeding
stock must have produced offspring of
second generation (F2) in a controlled
environment or be able to demonstrate
that it is capable of reliably producing
second-generation offspring in a
controlled environment. Resolution
Conf. 12.10 (Rev. CoP15) defines the
term ‘‘bred in captivity for commercial
purposes’’ as ‘‘any specimen of an
animal bred to obtain economic benefit,
including profit, whether in cash or
kind where the purpose is directed
toward sale, exchange, or provision of a
service or any other form of economic
use or benefit.’’ Countries operating
CITES-registered operations must
ensure that the operation, ‘‘will make a
continuing meaningful contribution
according to the conservation needs of
the species’’ (CITES 2007b, pp. 1–2).
Under the exception in the Treaty and
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Resolution Conf. 12.10 (Rev. CoP15),
specimens of Appendix-I species
originating from CITES-registered
captive-breeding operations can be
traded for commercial purposes, and
shipments only need to be accompanied
by an export permit issued by the
exporting country. The importer is not
required to obtain an import permit
because these specimens are treated as
CITES Appendix II. Countries that are
Parties to CITES should restrict their
imports of Appendix-I captive-bred
specimens to those coming only from
CITES-registered operations. Additional
information on CITES-registered
operations can be found on the CITES
Web site at https://www.cites.org/eng/
resources/registers.shtml.
Prior to the downlisting of the species
in Mexico and Belize, three CITESregistered operations for Morelet’s
crocodiles were located in Mexico.
These facilities, while no longer
registered with the CITES Secretariat,
are still in operation (CITES 2010a, p.
24, Annex 3). The names of these
operations are:
(1) Cocodrilos Mexicanos (established
in 1989; (former) registration number A–
MX–501) in Culiacan, Sinaloa State. In
2008, this operation contained 28,673
captive Morelet’s crocodiles for
commercial production (CITES 2010a,
p. 24, Annex 3).
(2) Industrias Moreletii (established in
1993; (former) registration number A–
MX–502) in Villahermosa, Tabasco
State. In 2008, this operation contained
1,237 captive Morelet’s crocodiles for
commercial production (CITES 2010a,
p. 24, Annex 3).
(3) Cocodrilos de Chiapas (established
in 1989; (former) registration number A–
MX–503) in Tapachula, Chiapas State.
In 2008, this operation contained six
captive Morelet’s crocodiles for
exhibition purposes (CITES 2010a, p.
24, Annex 3).
When the CITES Appendix-II
designation became effective on June 23,
2010, for Morelet’s crocodiles in Mexico
and Belize, commercial international
trade in captive Morelet’s crocodiles
was no longer limited to crocodiles
originating from the three operations
that were registered with the CITES
Secretariat. However, with the
annotated listing, no export of wildcaught specimens for commercial
purposes is allowed. Thus, any
commercial export will continue to
come from sources other than wild
populations. There are currently 19
closed-cycle, captive-breeding
operations registered with the
Government of Mexico as UMAs for the
production of Morelet’s crocodile in
Mexico. Under Mexican law, UMAs
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registered with the Government of
Mexico must be closed-cycle and prove
that they can produce individuals
beyond the F2 generation (UMAs are
described more fully below). Only 4 of
the 19 UMAs have a captive population
sufficiently large to support commercial
trade, and only 2, Cocodrilos Mexicanos
and Industrias Moreletii, of these 4
UMAs currently support international
commercial trade() (CITES 2010a,
Annex 3, p. 24). Importing Morelet’s
crocodiles from Mexican captivebreeding operations no longer requires a
CITES import permit because a CITES
import permit is not required for
Appendix-II species. However, a CITES
export permit or re-export certificate is
still required. Although the two
remaining UMAs capable of supporting
trade (Cacahuatal in Veracruz State and
Punta del Este in Campeche State)
currently do not contain enough
Morelet’s crocodiles to support
international commercial trade, they do
have enough potential annual
production to produce enough skins to
support local commercial trade (CITES
2010a, Annex 3, p. 24).
Because the Morelet’s crocodile in
Guatemala is listed as an Appendix-I
species under CITES, the only way that
Morelet’s crocodiles and their parts and
products from Guatemala could legally
be traded commercially in international
trade is if a captive-breeding operation
were to be registered with the CITES
Secretariat. However, because
Guatemala does not currently have any
captive-breeding operations that are
registered with the CITES Secretariat,
the commercial international trade in
Morelet’s crocodile products from
Guatemala remains restricted.
However, under the current listing of
the species under the Act, it remains
illegal to import Morelet’s crocodiles or
their parts or products into the United
States, regardless of the source, unless
the purpose of the import is for
scientific research or enhancement of
propagation or survival of the species.
When this final rule is effective (see
DATES above), the prohibitions of the
Act are removed. Morelet’s crocodile
parts and products originating from
sources other than wild populations
from Mexico and Belize may be
imported into the United States for
commercial purposes, as long as the
required CITES export permit or reexport certificate has been granted. As
discussed earlier, however, an export
permit will not be granted unless the
exporting country finds that the export
will not be detrimental to the species
and the specimen was lawfully
acquired.
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Mexico’s Proposal To Transfer the
Morelet’s Crocodile to CITES Appendix
II
At the 2008 CITES Animals
Committee meeting, the Government of
Mexico submitted for comment and
review a draft proposal to transfer
Mexico’s population of Morelet’s
crocodile from Appendix I to Appendix
II based on Mexico’s belief that the
Morelet’s crocodile no longer met the
criteria for inclusion in Appendix I
(CITES 2008a, pp. 1–28; CITES 2008a, p.
32). Committee members were generally
favorable of the proposal, but had
several technical questions and
suggestions. The Government of Mexico
subsequently revised their 2008
proposal and formally submitted a 2010
CITES proposal for consideration at
CoP15, held in March 2010 in Doha,
Qatar (Government of Mexico 2010).
The 2010 proposal was to transfer the
Morelet’s crocodile throughout its range
to Appendix II (CoP15 Prop. 8). The
CITES Secretariat reviewed the proposal
and agreed that the Morelet’s crocodile
no longer met the biological criteria for
an Appendix-I species and
recommended that the proposal be
adopted.
The Government of Mexico’s 2010
CITES proposal recommended
transferring the Morelet’s crocodile from
Appendix I to Appendix II because the
species no longer met the criteria for
inclusion in Appendix I. Under the
2010 proposal, the transfer to Appendix
II applied to all three range countries.
The 2010 proposal included an
annotation establishing a zero quota for
wild specimens. The zero quota would
prohibit any international trade in wild
specimens within the context of CITES,
thereby limiting the trade in Morelet’s
crocodile and its products to those
originating from sources other than wild
specimens. Although the BelizeGuatemala-Mexico Tri-national Strategy
for the Conservation and Sustainable
Use of Morelet’s Crocodile (see the Postdelisting Monitoring section, below)
includes long-term plans for ranching,
none of the range countries have
indicated they plan to ranch Morelet’s
crocodiles within the foreseeable future.
The Government of Mexico consulted
with the Governments of Belize and
Guatemala on their 2010 CITES
proposal. The Government of Belize
supported the proposal, but did not
provide documents to the CITES
Secretariat to indicate their official
support. According to the Government
of Mexico’s 2010 CITES proposal, the
Government of Guatemala supported the
proposal in part, but recommended
transferring only the Mexican
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population of Morelet’s crocodile in
captive-breeding operations to
Appendix II, with a zero quota for wild
specimens traded for commercial
purposes. In a letter from Guatemala’s
Consejo Nacional de Areas Protegidas to
the Ambassador of Mexico dated 5 June
2009 (CITES 2010a, Annex 4, p. 25), the
Government of Guatemala indicated that
it did not support the Government of
Mexico’s 2010 CITES proposal as
written. They recommended verifying
that moving captive Morelet’s crocodiles
in Mexico to Appendix II would not put
wild Morelet’s crocodiles in Mexico at
risk. They supported Mexico’s transfer
of captive-bred populations of Morelet’s
crocodiles from Appendix I to
Appendix II provided the parties ensure
the following:
• They verify that wild populations of
Morelet’s crocodiles in Mexico will not
be at risk as they are moved from
Appendix I to II;
• If Mexico’s proposal at CoP15 is
approved, then measures should be put
in place for strict monitoring and
enforcement on the Mexico-Guatemala
border;
• That the marking of live animals be
done by methods that cannot be falsified
and that skins be tagged in accordance
with CITES to maintain chain of
custody;
• That the tagging methods for
Mexican populations of Morelet’s
crocodile be widely circulated to range
countries and those countries importing
parts and products as well as live
specimens.
Under Guatemala’s recommended
scenario, Morelet’s crocodiles in Mexico
and Belize would be in Appendix II,
with a zero quota for wild specimens
traded for commercial purposes, and all
Morelet’s crocodiles in Guatemala
would remain on Appendix I (CITES
2010a, pp. 12, 25–26). The Appendix-II
designation became effective on June 23,
2010. As a result, Morelet’s crocodiles
and their products from Mexico and
Belize from sources other than wild
populations are now allowed to enter
international trade for commercial
purposes under CITES. They are not,
however, currently able to enter the
United States market because the Act’s
prohibitions remain in effect. The
international commercial trade in all
wild Morelet’s crocodiles remains
restricted.
At this time, the Government of
Mexico intends to export products
derived from Morelet’s crocodiles raised
in its captive-breeding operations that
are registered with the Government of
Mexico as UMAs, and that have a
proven track record of producing
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offspring beyond the F2 generation
(CITES 2008, p. 23; CITES 2010a, p. 9).
Now that the Morelet’s crocodile in
Mexico and Belize is transferred to
CITES Appendix II with an annotation
providing a zero quota for wild
specimens traded for commercial
purposes, and when this delisting rule
becomes effective (see DATES, above),
live Morelet’s crocodiles and parts and
products originating from any captivebreeding operations in Mexico (and
Belize, if any) may be imported into the
United States. In addition, Morelet’s
crocodile products manufactured in
other countries could also be reexported into the United States if those
skins originated in Mexico or Belize and
were not derived from wild populations.
Live Morelet’s crocodiles and parts or
products originating from Guatemala
will remain in CITES Appendix I, with
its associated trade restrictions
remaining in place.
CITES National Legislation Project
Through Resolution Conf. 8.4 (Rev.
CoP15), the Parties to CITES have
adopted a process, the National
Legislation Project, to evaluate whether
Parties have adequate domestic
legislation to successfully implement
the Treaty. In reviewing a country’s
national legislation, the Secretariat
considers whether a Party’s domestic
laws designate the responsible Scientific
and Management authorities, prohibit
trade in violation of the Convention,
have penalty provisions in place for
illegal trade, and provide for seizure of
specimens that were illegally traded or
possessed.
While both Guatemala and Mexico’s
legislation have been determined to be
sufficient to properly implement the
Treaty, Belize’s national legislation was
considered lacking. As part of the
National Legislative Project, Belize has
submitted a plan to revise their
legislation to the Secretariat in March
2010, but as of the publication of this
final rule, Belize has not officially
enacted any revised legislation (CITES
2010e). Although a trade suspension
was put in place for Belize for one
orchid species, Myrmecophila tibicinis,
the suspension was in relation to the
Review of Significant Trade in
Specimens of Appendix II species
(CITES 2010d) and not due to Belize’s
current legislation implementing CITES.
After the effective date of this final rule
(see DATES, above), CITES will
continue to protect the Morelet’s
crocodile throughout its range by
regulating international trade.
All three countries also have
protected-species and protected-areas
legislation under the jurisdiction of
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30837
specific ministries or departments. The
three range countries have an extensive
regulatory framework to control
activities with respect to the Morelet’s
crocodile and its habitat. Mexico is
unique among the three range countries
in that the Government of Mexico also
has legislation regulating captivebreeding operations.
Mexico
The Government of Mexico has a
strict and comprehensive legal
framework to regulate the conservation
and sustainable use of the Morelet’s
crocodile in Mexico:
(1) Ley General de Equilibrio
´
´
Ecologico y Proteccion al Ambiente
(LGEEPA; General Ecological
Equilibrium and Environmental
Protection Law)—This is the primary
Mexican law for environmental matters
and is the principal legal instrument
that regulates the Morelet’s crocodile in
Mexico (CONABIO 2005, Annex 3, p. 1).
Passed in 1988, this law applies to and
integrates the three levels of government
within the context of natural resources:
Federal, state, and municipal. With
regard to trade in wildlife species,
including the Morelet’s crocodile, the
LGEEPA contains the basis to regulate
all activities, including importation,
exportation, seizures, sustainable use,
violations, fines, animal welfare, and
legal possession. While 45 articles
within the Mexican LGEEPA deal with
environmental contamination
(CONABIO 2005, Annex 3, p. 1), we are
not aware of any specific provisions or
their relevance to Morelet’s crocodile.
(2) Ley General de Vida Silvestre
(LGVS: General Wildlife Law)— Passed
in 2000, this law regulates the use,
conservation, and management of
domestic wild fauna and flora and their
habitat (CONABIO 2005, Annex 3, pp.
1–2). This law is based on the principle
of sustainable use. Any activity with
regard to wild fauna and flora must
comply with certain requirements: The
activity must be supported by an
approved management plan; the
quantity to be harvested must be less
than natural recruitment (replacement);
and the harvest must not have negative
impacts on the wild populations, their
habitat, or biological activities. With
regard to the Morelet’s crocodile,
harvest of wild populations is not
permitted, and harvest under this law
would only be permitted for specimens
obtained through closed-cycle, captivebreeding operations that have programs
that contribute to the development of
wild populations (CITES 2010a, p. 9).
According to the LGVS, alien
specimens or populations are those
occurring outside their natural range
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(such as the Morelet’s crocodiles found
on the Pacific coast of Mexico),
including hybrids. Such specimens or
populations can only be managed in
captivity, and with prior approval. A
management plan must be in place with
established security and contingency
measures to avoid any negative effects
on the conservation of wild native
specimens and populations or their
habitat. LGVS establishes management,
control, and remediation measures for
individuals or populations considered
harmful. Measures may consist of
capture/collection for the development
of recovery, restocking, and
reintroduction projects; for research or
environmental education activities; for
relocation of specimens (subject to prior
evaluation of the destination habitat and
condition of the individuals); for
elimination or eradication of
individuals/populations; or of actions or
devices to keep the individuals away,
disperse them, make access difficult, or
reduce the damage they cause (CITES
2010a, p. 9).
´
(3) Programa de Conservacion de la
´
Vida Silvestre y Diversificacion
Productiva en el Sector Rural (Program
for Wildlife Conservation and
Productive Diversification of the Rural
Sector)—Launched in 2000, this
program defines the conceptual,
strategic, legal, and administrative
framework that governs any initiative
for the conservation and use of wild
species (CITES 2010a, p. 8). The goal of
this program is to establish incentives
for private and public initiatives that
favor natural resources conservation, as
well as provide economic opportunities
for private entities for the sustainable
use of these resources (CONABIO 2005,
Annex 3, pp. 2–3). Based on a biological
evaluation of the species, this program
promotes the use and conservation of
priority species of plants and animals,
including the establishment of wildlife
production units and technical advisory
committees such as the COMACROM
´ ´
(Subcomite Tecnico Consultivo para la
´
Conservacion, Manejo y
Aprovechamiento Sustentable de los
´
Crocodylia en Mexico; Technical
Advisory Subcommittee for the
Conservation, Management, and
Sustainable Use of the Crocodilians in
Mexico) in the case of the Morelet’s
crocodile. Created by the Government of
Mexico in 1999, COMACROM includes
scientists, technicians, NGOs,
producers, authorities, and other
stakeholders. It participates in meetings
of the IUCN Crocodile Specialist Group
(CSG) and contributes publications to
the CSG (CITES 2010a, p. 8).
(4) Norma Oficial Mexicana NOM–
059–SEMARNAT–2001—Passed in
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2001, this regulation provides legal
protection to domestic endangered
species of fauna and flora, and provides
a mechanism to evaluate extinction
risks (CONABIO 2005, Annex 3, p. 3).
´
´
The Metodo de Evaluacion de Riesgo de
´
Extincion de Especies Silvestres de
´
Mexico (MER; Method to Evaluate
Wildlife Extinction Risks in Mexico),
one of the parts of this regulation, has
four categories of risk: Probably extinct
in the wild, in peril, threatened, and
subject to special protection. The
Morelet’s crocodile is included in the
category ‘‘subject to special protection.’’
This regulation defines the category
‘‘subject to special protection’’ as ‘‘those
species or populations that might find
themselves threatened by factors that
adversely affect their viability, thus
determining the need to promote
conservation or recovery and the
recovery and conservation of associated
species populations. (This category may
include lower risk categories of the
IUCN classification).’’
Although the Government of Mexico
no longer classifies the Morelet’s
crocodile as ‘‘endangered’’ or
‘‘threatened,’’ classification as ‘‘subject
to special protection’’ under Mexican
Official Law NOM–059–SEMARNAT–
2001 allows legal protection at the
national level (CITES 2010a, p. 9).
Including the Morelet’s crocodile in this
category allows the Government of
Mexico to make sure it still meets the
conservation needs of important species
from both a biologically and
socioeconomic standpoint before the
species can be considered to be
endangered or threatened. CONABIO
recommended keeping the Morelet’s
crocodile in this category of ‘‘subject to
special protection’’ to maintain existing
measures of conservation, technical
supervision, monitoring and
enforcement in order to avoid the
species’ having a higher risk category in
the future (CONABIO 2005, p. 4 and
Annex 2, p. 5).
(5) Norma Oficial Mexicana NOM–
126–SEMARNAT–2000—Passed in
2000, this regulation oversees scientific
research and collection by individual
domestic and foreign researchers, as
well as by institutions (CONABIO 2005,
Annex 3, p. 3). If a species is also
regulated under CITES, the appropriate
permit or certificate must be obtained
under this regulation. Scientific
research or collections involving the
Morelet’s crocodile are regulated under
these provisions.
(6) Sistema de Unidades de Manejo
´
para la Conservacion de la Vida
Silvestre (SUMA; Wildlife Conservation
Management and Administration Unit
System)—In 1997, the Government of
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Mexico established a system for
registering, supervising, and enforcing
UMAs (Unidad de Manejo y
´
Administracion; Conservation
Management and Administrative Units)
for intensive reproduction of
economically valuable natural
resources, including captive farming of
Morelet’s crocodiles (CONABIO 2005,
Annex 3, pp. 3–5). The goal of this
regulation was to ensure that
biodiversity conservation be considered
within the context of the production
and socioeconomic needs of the
country. This system combined a broad
range of entities or facilities (‘‘units’’)
under a single administrative program,
including zoological and botanical
gardens, greenhouses, and animal
breeding centers. Through these units,
the Government of Mexico promotes
natural resources uses that are
responsible and planned. Extensive and
intensive captive-breeding units for the
Morelet’s crocodile are covered under
this system. In exchange for the right to
harvest the Morelet’s crocodile under
controlled conditions, closed-cycle,
captive-breeding unit operators are
required to develop and implement an
approved management plan for the site,
as well as to conserve the species’
habitat and other species that use that
habitat. Strict animal husbandry
practices and welfare considerations are
required under these plans.
Legal registration of approved UMAs
requires proof of captive production
beyond the F2 generation (CITES 2010a,
p. 9). For intensive UMAs, such as
captive-breeding operations in Mexico,
the Government of Mexico requires the
UMAs to submit regular reports that
must include information on births and
deaths, number and identification of
traded specimens, and management
activities (CITES 2010a, p. 10).
The Government of Mexico uses three
methods to mark live Morelet’s
crocodiles registered with the Wildlife
Division through the corresponding
inventories of UMAs. The first method
is interdigital staples on the feet. The
second method is the traditional method
of cutting notches in the tail scales and
is only used by some operations (CITES
2010a, p. 10). These marks are registered
with the Government of Mexico. The
third method is the Universal Tagging
System required by CITES for the export
of skins (Resolution Conf. 11.12 (Rev.
CoP15)), which consists of a plastic
security tag with the UMA registration
number, the species code, a serial
number, and the year of production or
harvest. Any application for a CITES
export permit must include the number
of the authorized specimen based on the
interdigital tag and the skin’s plastic
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security tag, and is used to track skins
and other products (CITES 2010a, p. 10).
Approximately 50 UMAs have been
registered for rearing Morelet’s
crocodiles in Mexico since the 1980s,
primarily for domestic commerce.
Nineteen of them are still actively
managing the species, and 3 were
registered with the CITES Secretariat
when the species in Mexico was
included in Appendix I (CITES 2010a,
p. 11). Only 5 of the 19 UMAs have the
potential for annual commercial
production of products made from
Morelet’s crocodile (CITES 2010a, p.
24).
´
(7) Sistema Nacional de Areas
Naturales Protegidas (SINANP; National
System of Protected Natural Areas)—
Passed in 2000, this system is made up
of parcels identified as Protected
Natural Areas (CONABIO 2005, Annex
3, p. 5). These Protected Natural Areas
are created by Presidential decree and
the activities on them are regulated
under the LGEEPA, which requires that
the Protected Natural Areas receive
special protection for conservation,
restoration, and development activities.
The National Commission of Natural
Protected Areas (CONANP), a
decentralized organ of the Government
of Mexico’s Ministry of Environment
and Natural Resources (SEMARNAT),
currently administers 173 federal
natural areas representing more than
62,396,392 ac (25,250,963 ha). These
natural areas are categorized as:
Biosphere Reserves, National Parks,
Natural Monuments, Areas of Natural
Resource Protection, Areas of Protection
of Flora and Fauna, and Sanctuaries.
These areas are protected under
Mexican law because they contain key
or representative ecosystems or species,
or ecosystems or species that are at risk
and require strict control. Many
ecosystems or species, including the
Morelet’s crocodile, are protected under
this system. According to the
Government of Mexico, SINANP
includes at least 12 protected areas
occupied by Morelet’s crocodile,
covering an estimated 13 percent of the
species’ geographic range (CONABIO
2005, p. 30).
´
(8) Codigo Penal Federal (Federal
Penal Code)—The code contains a
special section for environmental crimes
(CONABIO 2005, Annex 3, pp. 5–6).
These penalties apply to those who
commit crimes against plants or
animals, as well as to individuals who
illegally use or commercialize regulated
species without authorization. These
penalties apply to crimes involving the
Morelet’s crocodile.
In order to implement and enforce the
laws and regulations mentioned above,
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SEMARNAT created the office of the
´
´
Procuradurıa Federal de Proteccion al
Ambiente (PROFEPA; Federal
Prosecutor for Environmental
Protection) and the Programa para la
´
Inspeccion y Vigilancia en Puertos,
Aeropuertos y Fronteras (Ports,
Airports, and Borders Inspection and
Enforcement Program) (CONABIO 2005,
Annex 3, p. 6). Under this program,
imports and exports for key products
regulated by SEMARNAT are inspected
at 65 points of entry and exit to prevent
laundering. Morelet’s crocodile
products are regulated under this
program. PROFEPA implements the
Environmental Inspection Program at
ports, airports, and borders, as well as
the Wildlife Inspection Program, which
monitors all stages of the use of wild
species and ensures their protection.
Inspection and enforcement programs
make these Mexican laws and
regulations more effective, especially at
airports and border ports of entry and
exit. Specific actions include the
verification of cross-border movements
in compliance with CITES and other
international agreements in
coordination with customs authorities;
inspection of areas of wildlife harvest,
stockpiling, distribution, and sale;
surveillance of areas of wildlife
distribution and harvest; and special
operations in areas of wildlife harvest,
stockpiling, distribution and sale, in
coordination with public law
enforcement and judicial authorities
(Govt. of Mexico 2010, p. 11). Mexico
has implemented several programs to
prevent and combat illegal harvest,
including the System of Wildlife
Management Units (SUMA) which is
based on six key elements: (1)
Registration with the Wildlife Division
´
(DGVS Direccion General de Vida
Silvestre—SEMARNAT, CITES
Management Authority); (2) proper
habitat management; (3) monitoring of
wild populations of the species
harvested; (4) controlled harvest
(including periodic reports and
inventories on each UMA); (5)
management plan approved and
registered with the Wildlife Division;
and (6) certificate of production and
market/tagging methods. SEMARNAT
conducts random inspections of UMAs
and, if any issues are detected in the
management plan, carries out
population studies, including sampling
activities and species inventories, and
producing periodic reports on these
findings (CITES 2010a, p. 10).
We do not have any information on
whether the Mexican legal framework
specifically authorizes subsistence
hunting or cultural use of the Morelet’s
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crocodile, or on the current level of
enforcement, or whether the
enforcement is considered adequate.
Belize
The Government of Belize also has a
legal framework that regulates the
conservation and sustainable use of the
Morelet’s crocodile, along with other
species of birds, mammals, and reptiles
(collectively known as Scheduled
species). In general terms, the Wildlife
Protection Act prohibits illegal harvest
and export in Belize (Government of
Belize 2000 pp. 7–9). The Forestry
Department, within the Ministry of
Natural Resources and the Environment,
is the relevant government agency with
respect to the Morelet’s crocodile.
Under this legislation, the Game
Warden controls hunting of these
species. Certain activities are
prohibited, and a license is required.
For example, hunting of the Morelet’s
crocodile is prohibited. Importation and
exportation of wildlife is subject to strict
protocols and provisions of the Wildlife
Protection Act and requires a permit.
Hunting of certain species for scientific
or educational purposes also requires a
permit. The legislation also identifies
offenses and penalties.
In addition to the Wildlife Protection
Act, the Government of Belize is in the
process of developing and
implementing a National List of Critical
Species (Meerman 2005a, pp. 1–8;
Meerman 2005b, p. 38). This list is
based, in part, on the procedures used
by IUCN Red List of Threatened
Animals (see IUCN 2001, version 3.1, 35
pp.). Within the context of the Belize
Protected Areas Policy and System Plan,
this list will serve as a basis for the
Belize Red Data List. According to the
2005 list (Meerman 2005a, p. 8), the
Morelet’s crocodile is categorized as
‘‘CD’’ (Conservation Dependent) in
Belize due to the following factors:
small range, hunted, economic
importance, charismatic species
drawing national and international
attention, and persecuted as perceived
pest. Under the 2005 list, Conservation
Dependent species are taxa that are the
focus of a continuing taxon-specific or
habitat-specific conservation program
for the taxon in question, the cessation
of which would result in the taxon
qualifying for one of the threatened
categories on the list within 5 years
(Meerman 2005a, p. 3).
These laws and regulations provide
legal protection to the Morelet’s
crocodile in Belize. We have no
information on whether the Wildlife
Protection Act is sufficiently enforced.
The CITES Legislation Project (CITES
2010e) concluded that Belize’s national
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legislation does not meet any of the
requirements for implementing CITES.
However, Belize has submitted a plan
and draft legislation to CITES as of
March 2010, but has not officially
enacted the legislation. In spite of this
assessment by CITES, trade data seem to
indicate the threat of unregulated trade
from Belize is minimal.
Guatemala
The Government of Guatemala also
has a legal framework that regulates the
conservation and sustainable use of
natural resources, including the
Morelet’s crocodile (IIA URL FCAA
IARNA 2003, pp. 67–69; IARNA URL
´
IIA 2006, pp. 104–107; Republica de
Guatemala 2007, pp. 3–4, 31). In general
terms, and based on our review of other
materials, natural resources
management is under the jurisdiction of
the Ministerio de Ambiente y Recursos
Naturales (Ministry of the Environment
and Natural Resources; USAID 2002, pp.
´
44–45; Republica de Guatemala 2007,
pp. 3–4, 9). The main legislation in this
´
regard is Decreto Numero 4–89 (Ley de
´
Areas Protegidas, Gobierno de
Guatemala 1989, pp. 1–24; Birner et al.
2005, p. 290; Law of Protected Areas
and Amendments/Revisions). This
´
decree established the Comision
´
Nacional de Areas Protegidas (CONAP;
National Commission on Protected
Areas). CONAP has been tasked to run
´
the Sistema Nacional de Areas
Protegidas (SIGAP; National System of
Protected Areas; IARNA URL IIA 2006,
pp. 104–107). In Guatemala, the
Morelet’s crocodile is included in the
Endangered Species List (Resolution No.
ALC/032–99 of CONAP) in Category 2,
‘‘Seriously Endangered,’’ which
includes species that are endangered
because of habitat loss, trade, the very
small size of their populations, and/or
endemism with limited distribution
(CITES 2010a, p. 9).
In the past, threats to the Morelet’s
crocodile and its habitat in Guatemala,
compounded with the lack of funding
and personnel, made it difficult for the
Government of Guatemala to adequately
enforce these laws and regulations.
Ongoing conservation actions were
often overwhelmed by slow economic
development, high levels of poverty,
unequal land distribution, a highly
segmented society, and the effects of
more than 3 decades of civil war (Birner
et al. 2005, pp. 285, 292). In 2003,
Laguna del Tigre National Park was
considered by ParkWatch as critically
threatened due to drug trade, land grabs,
the presence of human settlements,
expanding agriculture and cattle
ranching, poaching, forest fires, the oil
industry, and an almost complete lack
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of institutional control over the area
(ParksWatch 2003, pp. 1, 11). However,
in 2004, ParksWatch stated that the staff
at Laguna del Tigre had doubled in size
since their 2003 report (ParksWatch
2004, p, 30.) Seventy-three park rangers,
10 archeological site guards, and 96
Army personnel were hired to staff the
park, and since the increase in staffing,
both the park and the biotope are
‘‘constantly patrolled.’’ In addition, the
Wildlife Conservation Society and
USAID continued its ‘‘Biodiversity
Conservation at a Landscape Scale’’
program and have provided a
comprehensive plan with specific goals
to preserve and protect wildlife in the
Maya Biosphere Reserve (MBR) in
Guatemala through conserving wildlife
species and their habitat, while
maintaining the economic productivity
of renewable natural resources. They are
fulfilling these goals by establishing
specific parameters: ‘‘to develop
adaptive and participatory strategy to
reduce threats to wildlife in the MBR; to
develop, implement, and monitor
sustainable mechanisms to reduce
threats to wildlife and ecosystems
across the MBR landscape; to learn and
teach best management practices for the
conservation of the MBR and beyond;
and to guide, design, and test wildlifefocused planning’’ (WCS 2008, p. 3). For
the past 9 years, the WCS has been
conducting over-flights of Laguna del
Tigre National Park with the
Guatemalan National Park Service and
LightHawk, a volunteer-based
environmental aviation organization,
and has used that information to
identify illegal colonization, resulting in
successfully removing illegal squatters
(80+ families) from the area. In addition,
over-flights revealed marijuana clearings
´
on the eastern-most port of Mirador-Rıo
Azule National Park in 2007. WCS overflights helped to monitor fires, locate
illegal settlements, and notify the
national and provincial government as
well as the national media of illegal
activities. As a result, the presence of
fires in Laguna del Tigre National Park
has been reduced by 90 percent. In
addition, WCS has taken an active role
in educating locals and concessionaires
on best management practices for
sustainable use of forest products (WCS
10 year report, no date given, p. 6).
In August 2010, the president of
Guatemala announced that he was
deploying 250 soldiers to recover fully
´
all the protected zones of El Peten in the
Laguna del Tigre section of the MBR.
This ‘‘Green Battalion’’ was deployed
specifically to protect the Laguna del
Tigre National Park and work jointly
with the National Civil Police and the
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Attorney General’s Office to combat
drug trafficking and the illegal harvest
of natural resources and archaeological
sites of that region of the MBR (Latin
American Herald Tribune, December 6,
2010).
The Government of Guatemala is also
participating in the Tri-national Strategy
(see the Post-delisting Monitoring
section below) for Morelet’s crocodile,
wherein specific actions directed
toward the Morelet’s crocodile are
defined. Conservation actions in
Guatemala are being developed and
implemented within the context of the
Convention on Biological Diversity and
the National Biodiversity Strategy and
Action Plan (Birner et al. 2005, p. 285).
Many outstanding accomplishments
have been achieved in Guatemala in
terms of biodiversity conservation
(IARNA URL IIA 2006, p. 22), and the
Guatemalan government seems
committed to ensuring that
environmental management and
enforcement efforts continue.
Summary of Factor D
Based on the fact that all three range
countries are Parties to CITES, have
protected-species and protected-areas
legislation, implemented that
legislation, and enforce relevant laws,
the current regulatory mechanisms
appear to be adequate to conserve the
Morelet’s crocodile in the majority of
the species’ range. As per the CITES
National Legislation Project (CITES
2010e), both Guatemala and Mexico’s
legislation meet all the requirements for
implementing CITES. Belize’s national
legislation was considered not to meet
any of the requirements for
implementing CITES. However, Belize
has submitted a plan and draft
legislation to CITES as of March 2010,
but has not officially enacted the
legislation. Per decisions made during
CoP15, the CITES protections for
Morelet’s crocodiles in Guatemala will
remain unchanged. They will remain
protected as an Appendix-I species,
with those CITES trade restrictions
remaining in place.
Together, Mexico and Belize contain
the majority of wild individuals (87
percent) and the estimated potentially
suitable habitat (81 percent) throughout
the species’ range. We anticipate that
these conditions will remain essentially
the same, both domestically and
internationally, in the foreseeable
future. However, we did not solely rely
on these future measures in finding the
species is no longer endangered or
threatened.
Existing regulatory mechanisms,
including CITES and domestic
prohibitions on harvest of wild
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Morelet’s crocodiles, have played a vital
role in the resurgence of Morelet’s
crocodiles over the last 40 years. While
some trade restrictions could be lifted in
the future, particularly to allow
increased trade in captive-bred
specimens now that Morelet’s
crocodiles in Mexico and Belize have
been moved to CITES Appendix II with
a zero export quota for wild specimens
traded for commercial purposes, we
believe such lifting of restrictions would
pose little risk to the species. All three
range countries restrict the use of wild
specimens, and the Government of
Mexico has institutions with proven
track records to administer and enforce
controls on captive-breeding operations
and laundering of illegal specimens.
Should the zero export quota for wild
specimens traded for commercial
purposes be lifted, it may create greater
enforcement challenges in all three
range countries in the foreseeable future
because the taking of wild Morelet’s
crocodiles could be authorized. If this
happens, the requirements of CITES
Appendix II will apply. The exporting
country will be required to determine
that the export is not detrimental to the
survival of the species in the wild and
specimens are legally acquired prior to
issuing a permit authorizing the export.
However, a change to the annotation
would require approval of two-thirds of
the Parties voting at a CoP and cannot
be achieved unilaterally by any of the
range countries. Therefore, we do not
have any indication that CITES and the
regulatory mechanisms of the range
countries will be inadequate to continue
to protect the species in the wild when
this delisting rule becomes effective, or
if ranching or wild harvest are
authorized in the future.
The reproduction and survival rates of
wild Morelet’s crocodiles are currently
robust. Populations remain stable
throughout most of their range, and
have expanded their range in some
areas. In conclusion, we find that, taken
together, the currently existing
protections described above are
adequate, and they will remain adequate
to protect the Morelet’s crocodile and its
habitat in the majority of its range now
and within the foreseeable future.
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Factor E. Other Natural or Manmade
Factors Affecting the Continued
Existence of the Species
Human-Crocodile Conflicts
The Morelet’s crocodile is known to
attack humans. While data about these
conflicts are limited, anecdotal reports
suggest that these conflicts are
widespread and ongoing. In a welldocumented attack in Belize in August
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2001, a Morelet’s crocodile attacked a
13-year-old male and caused him to
drown in the Belama area of Belize City
(Finger et al. 2002, p. 198).
More often, human-crocodile conflicts
involving the Morelet’s crocodile are
more benign. In Mexico, for example,
the Crocodile Museum (Chiapas State;
about 80 cases per year) assists local
officials through the capture, rescue,
and relocation of local crocodilians (all
three species, including the Morelet’s
crocodile) that are considered
potentially dangerous or, because of
their location (close proximity to human
activities), they might be killed by local
´
inhabitants (Domınguez-Laso 2008, p.
5). Abercrombie et al. (1982, p. 19)
reported that the Morelet’s crocodile
was generally feared in Belize. Finger et
al. (2002, p. 199) indicated that
development related to human
occupation (such as residential areas
and infrastructure) in Morelet’s
crocodile habitat around Belize City was
generating increasing numbers of
human-crocodile conflicts. Windsor et
al. (2002, p. 418) also noted that the
practice of feeding the Morelet’s
crocodile by residents and tourists was
becoming more common and was also
generating increasing numbers of
human-crocodile conflicts in Belize.
According to Platt and Thorbjarnarson
(2000a, p. 27), large Morelet’s
crocodiles, despite legal protections, are
still perceived as threats to humans and
livestock, and are occasionally killed
near residential areas in Belize. While
educational programs are needed for
local residents and visitors to deter this
activity, it may also be necessary to
develop a problem crocodile removal
program to resolve these conflicts
(Windsor et al. 2002, p. 418). No
information was available about humancrocodile conflicts in Guatemala.
Although human-crocodile conflicts are
affecting local populations of Morelet’s
crocodiles, and this is likely to continue
in the foreseeable future, we do not have
any evidence that it is currently or
anticipated to be a threat to the species
as a whole.
Environmental Contaminants
Environmental contaminants are
known to have negative impacts on
terrestrial vertebrates (Smith et al. 2007,
p. 41), including crocodilians (Ross
1998, p. 3). The primary routes through
which terrestrial reptiles, including the
Morelet’s crocodile, are exposed to
environmental pollutants are ingestion
of contaminated prey, dermal contact,
maternal transfer, and accumulation of
chemicals into eggs from contaminated
nesting media (Smith et al. 2007, p. 48).
With regard to the Morelet’s crocodile,
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organochlorine contaminants have been
detected in the scutes (external scales)
(DeBusk 2001, pp. viii–ix) and the
chorioallantoic membrane (CAM) of
hatched Morelet’s crocodile eggs
(Pepper et al. 2004, pp. 493, 495), as
well as in whole contents analysis of
nonviable crocodile eggs (Wu et al.
2000a, p. 6,416; 2000b, p. 671; Wu et al.
2006, p. 151).
The most common organochlorine
found in studies of Morelet’s crocodile
in Belize was DDE
(dichlorodiphenyldichloroethylene),
detected in 100 percent of eggs collected
by Wu et al. (2000b, p. 673) and 69
percent of CAMs sampled by Pepper et
al. (2004, p. 495). Organochlorines have
also been detected at additional sites
throughout coastal Belize and the
interior highlands (Meerman 2006a, p.
26; Wu et al. 2006, p. 153). Although
exposure to organochlorines has been
linked to adverse effects on population
health of the American alligator in
Florida (several studies cited by Wu et
al. 2000b, p. 676), no population-level
effects were detected in Belize
(McMurry and Anderson 2000, pp. 1, 4;
Wu et al. 2000b, p. 676). Rainwater
(2003, pp. xii, 38), however, later
suggested that some of the sites that had
been chosen for comparative purposes
in fact had similar contaminant profiles
and that some study results suggesting
no significant differences between sites
may be equivocal.
Reproductive impairment due to
endocrine-disrupting contaminants has
been demonstrated elsewhere in
crocodilians and is suspected to occur
with Morelet’s crocodiles in Belize due
to known contaminant levels (Selcer et
al. 2006, p. 50; Rainwater et al. 2008, p.
101). Initial results have not
documented contaminant-induced
vitellogenin in blood plasma in the
Morelet’s crocodile, but this condition
may occur in the wild in Belize; studies
are ongoing (Selcer et al. 2006, p. 50;
Rainwater et al. 2008, pp. 101, 106–
107).
Mercury was detected in nonviable
Morelet’s crocodile eggs collected from
eight nests across three localities in
northern Belize in 1995 (Rainwater et al.
2002a, p. 320; Rainwater et al. 2002b, p.
190). While mercury was detected in all
eggs sampled, the mean concentration
per egg was among the lowest reported
values for any crocodile species. No
overt signs of mercury toxicity or
evidence of a population decline was
noted for Morelet’s crocodiles at the site
(Rainwater et al. 2002a, pp. 321–322).
All samples for studies of
organochlorine and mercury
contaminants cited above came from
Belize, and we are not aware of any
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similar investigations elsewhere in the
Morelet’s crocodile range (Mexico or
Guatemala). As reproduction and
survival rates of Morelet’s crocodiles are
currently robust, we do not have any
reason to believe that environmental
contaminants are currently likely to
cause the Morelet’s crocodile to become
in danger of extinction within the
foreseeable future.
Populations currently remain stable
throughout most of the species range,
and have even expanded their range in
some areas. This provides empirical
evidence of the species’ intrinsic
resilience and adaptability. There is no
evidence that environmental
contaminants currently pose a threat to
the species. Although environmental
contaminants may represent a potential
threat, especially given the potential for
long-term bioaccumulation of
contaminants during the species’ long
reproductive life, given this species’
resiliency we do not have any data to
indicate that they are likely to become
a threat in the foreseeable future.
Manmade factors that could affect the
continued existence of the Morelet’s
crocodile, according to CONABIO
(CONABIO 2005, p. 32), were the
construction and operation of oil
extraction infrastructure and
thermoelectric plants. The operation of
chemical and manufacturing industries
could also become a threat if potentially
toxic residual materials are disposed of
improperly. These activities, however,
are highly regulated by the Ley General
´
´
de Equilibrio Ecologico y Proteccion al
Ambiente (LGEEPA; General Ecological
Equilibrium and Environmental
Protection Law) and the Attorney
General for the Protection of the
Environment (PROFEPA). Under
LGEEPA, every new project has to fulfill
strict protocols for the assessment of
environmental impacts before it can be
approved.
As discussed above in the Factor D.,
Inadequacy of Existing Regulatory
Mechanisms, section, the Government
of Guatemala opposed the Government
of Mexico’s 2010 CITES proposal based,
in part, on threats to the species from
pollution in Guatemala (CITES 2010a, p.
6). However, we do not have any
information or data on the extent of the
impact, if any, that pollution may have
on the Morelet’s crocodile in Guatemala.
Genetic Diversity and Integrity
At least three factors have been
identified as potential threats with
respect to the Morelet’s crocodile: (1)
Genetic heterogeneity; (2) hybridization;
and (3) male-biased sex ratios.
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Genetic Heterogeneity
Evaluation of nine microsatellite loci
(highly repetitive DNA sequences) from
Morelet’s crocodiles in Belize suggested
a high degree of genetic heterogeneity
within local populations, relatively high
levels of migration among populations,
and no evidence of a major genetic
bottleneck due to population depletion
in the mid-1900s (Dever and Densmore
2001, pp. 543–544; Dever et al. 2002, p.
1084). Population bottlenecks are a
period when a species population drops
to such a low level that many genetic
lineages become extinct and genetic
variation is reduced to a few
individuals, resulting in genetic
homogeneity. If severe, it can lead to
inbreeding. Endangered species that do
not become extinct might expand their
populations, but with limited genetic
diversity, they may not be able to adapt
to changing environmental conditions.
The high degree of genetic heterogeneity
found in Morelet’s crocodiles was
attributed to frequent migration by
individuals among the several adjacent
Morelet’s crocodile populations. Ray et
al. (2004, pp. 455–457) found low levels
of genetic diversity in the mitochondrial
control region of Morelet’s crocodiles at
10 sites in northern Belize and at one
site each in northern Guatemala and
Mexico, but these results were
inconsistent with a population
bottleneck and may be typical of
crocodilian populations. Other studies
of the repetitive sequences in the
mitochondrial control are ongoing in the
Morelet’s crocodile and may be a useful
tool for researchers investigating
population dynamics of this species
(Ray and Densmore 2003, p. 1012).
Hybridization
Data suggest that some hybridization
between Morelet’s crocodiles and
American crocodiles has always
periodically occurred in the wild in
areas where both species are sympatric,
and that the hybridization is more
frequent than previously believed
´
˜
(Cedeno-Vazquez et al., 2008, pp. 666–
´
667; Rodrıguez et al. 2008, p. 678). In
fact, Ross (2011, pers. comm.) states that
‘‘evidence suggests that hybridization is
a long standing, quite natural situation,
and likely a stable hybrid zone of the
sort described for many other species.
While it is of considerable scientific and
evolutionary interest, it does not
constitute a threat to the species in its
present form.’’
While the first hybrids were identified
in coastal areas of eastern Belize, later
studies also located hybrids in Mexico
along the eastern and northern coasts of
the Yucatan Peninsula (Ray et al. 2004,
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´
˜
p. 449; Cedeno-Vazquez et al. 2008, p.
´
661; Rodrıguez et al. 2008, p. 674).
Hybridization involves several key
issues. First, hybridization appears to be
bidirectional (males of one species with
females of the other species, and vice
versa). In addition, hybrids (confirmed
by laboratory tests) do not always
exhibit physical characteristics (such as
body size, shape, or coloration) that are
a mixture of both species, and they are
not always readily identifiable as such
in the hand. Furthermore, F2 hybrids
and backcrosses of hybrids to
nonhybrids have been reported. These
circumstances hinder the field
identification of potential hybrids.
Ray et al. (2004, p. 459) stated that
further assessment of genetic contact
between these two species should
precede reclassification of Morelet’s
crocodile under CITES, presumably
because of uncertainty regarding
numbers of genetically pure individuals
in Belize. While populations of both the
Morelet’s crocodile and the American
crocodile suffered from the hunting
pressures of the 1950s and 1960s, the
American crocodile has been slower to
recover. Indeed, Ray et al. (2004, p. 459)
noted that hybridization likely
represents a greater danger to the
genetic integrity of the larger but rarer
American crocodile than to the
Morelet’s crocodile in Belize. The
Service believes this concern bears
additional investigation, but is not
sufficient to warrant continued
endangered or threatened status under
the Act for the Morelet’s crocodile.
One hypothetical concern about
hybridization is that supplementation of
wild Morelet’s crocodile populations in
Mexico with captive-bred crocodiles
might affect the genetic integrity of wild
populations. While analyses of captivebred populations have not been
published, differences in the nature and
extent of genetic variation of these
populations compared with wild
populations might be expected. It is not
clear if these differences, if they occur,
would be significant or important from
a conservation standpoint. Furthermore,
this issue may be a moot point.
Although agreements between captivebreeding operations and the
Government of Mexico require breeders
to make available up to 10 percent of
their offspring for reintroduction to the
wild, or as breeding stock for other
crocodile farms in the country, no
releases of captive-bred stock have
occurred (Mexico 2006, p. 28). No
releases have occurred because the
current total population sizes of wild
populations in Mexico, according to
Mexican officials, are sufficiently large
to render releases unnecessary (CITES
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2008, p. 23). However, accidental
escapes and deliberate releases of the
Morelet’s crocodile from captive-rearing
units outside of the species’ natural
range have occurred in wetland habitats
along the Pacific coast of Mexico. These
wetland habitats are already occupied
by the naturally occurring American
crocodile, and interactions between the
two crocodile species are likely (Ross
1995, p. 14). These escapes and releases
of Morelet’s crocodiles may pose risks to
the genetic integrity of naturally
occurring American crocodiles, but
probably not to Morelet’s crocodiles.
The Government of Mexico is making
efforts to diagnose potential threats to
the native American crocodile caused
by hybridization with the introduced
Morelet’s crocodile on the Pacific coast
of Mexico. The goal of these efforts is to
generate morphological and molecular
identification materials and study the
population dynamics of the American
crocodile. The efforts will include
monitoring and harvest of Morelet’s
crocodiles and hybrids for scientific
research (CITES 2010a, p. 6).
Although hybridization between
American and Morelet’s crocodiles
continues to affect some local
populations of the Morelet’s crocodile,
the impacts appear to be very small. We
have no evidence that hybridization is
currently or anticipated to significantly
affect the Morelet’s crocodile
throughout its range.
information is not sufficient to be able
to judge the timing of this potential, i.e.,
that it will manifest within the
foreseeable future. Therefore, we do not
have any information to indicate that it
is likely to become a threat in the
foreseeable future.
Male-Biased Sex Ratios
Another potential risk from
supplementation of wild populations
with captive-bred Morelet’s crocodiles
is that of skewed sex ratios (greater
proportion of males in captive
populations). Incubation temperature
affects the sex ratio of crocodilian
´
species differently (Escobedo-Galvan
2006, p. 131). Like many crocodilian
species, the Morelet’s crocodile exhibits
temperature-dependent sex
determination. Incubation temperatures
greater than about 93 °F (34 °C) or less
than 90 °F (32 °C) produce females,
while temperatures between 90–93 °F
(32–34 °C) generally produce males
´
(Escobedo-Galvan 2006, p. 133;
´
Escobedo-Galvan et al. 2008, p. 2). Some
wild populations of the Morelet’s
crocodile in Belize also have greater
proportions of males than females (5.3
males per 1 female), but seem to be
healthy (Platt and Thorbjarnarson
2000a, p. 23). We do not have any
evidence that skewed sex ratios
currently pose a threat to the species.
Although skewed sex ratios may
represent a potential threat, especially
given the potential for skewed sex ratios
as a result of climate change, this
Climate Change
The Intergovernmental Panel on
Climate Change (IPCC) concluded that
warming of the climate system is
unequivocal (IPCC 2007a, p. 30) and sea
levels are expected to rise well into the
foreseeable future (Bates et al. 2008, pp.
20, 28–29). Numerous long-term
changes have been observed including
changes in arctic temperatures and ice,
widespread changes in precipitation
amounts, ocean salinity, wind patterns,
and aspects of extreme weather
including droughts, heavy precipitation,
heat waves, and the intensity of tropical
cyclones (IPCC 2007b, p. 7). Based on
scenarios that do not assume explicit
climate policies to reduce greenhouse
gas emissions, global average
temperature is projected to rise by 2–
11.5 °F by the end of this century
(relative to the 1980–1999 time period)
(USGCRP 2011, p. 9). Species that are
dependent on specialized habitat types,
limited in distribution, or occurring
already at the extreme periphery of their
range will be most susceptible to the
impacts of climate change. While
continued change is certain, the
magnitude and rate of change is
unknown in many cases.
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Natural Weather Events
Natural weather can affect the
Morelet’s crocodile. Hurricanes or heavy
seasonal rains, for example, may pose
risks to Morelet’s crocodile eggs located
in nests along water channels. Flooding
associated with hurricanes or rains,
however, may also provide conservation
benefits to the Morelet’s crocodile by
facilitating movements of individuals
across the landscape, thereby promoting
gene flow (CITES 2010a, p. 6).
Furthermore, extended dry periods can
result in the temporary disappearance of
ephemeral water bodies, with
concomitant increases in Morelet’s
crocodile densities and intraspecific
interactions at nearby sites that still
have water. There is no evidence,
however, that natural weather
conditions have been a problem for the
Morelet’s crocodile, which has adapted
to these weather conditions. Therefore,
we have no reason to believe that
natural weather events are currently
likely to cause the Morelet’s crocodile to
become in danger of extinction within
the foreseeable future throughout all or
any significant portion of its range.
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The information currently available
on the effects of climate change and the
available climate change models do not
make sufficiently accurate estimates of
location and magnitude of effects at a
scale small enough to apply to the range
of the Morelet’s crocodile. We do not
have any information on the projected
impacts to the Morelet’s crocodile
because of climate change, particularly
the potential impacts of shifting global
temperatures on sex ratios. The study by
´
Escobedo-Galvan et al. (2008) regarding
climate change’s projected impacts to
the American crocodile illustrates the
possible impacts to the Morelet’s
crocodile. This study, entitled
‘‘Potential effects of climate change on
the sex ratio of crocodiles’’ (Escobedo´
Galvan et al. 2008), was presented at the
February 2008 International Science
Symposium: Climate Change and
Diversity in the Americas. The study
selected several areas in Florida and
western Mexico that contain American
crocodiles, and used the current
environmental information for these
areas to predict how increased
temperatures would affect the potential
geographical distribution and sex ratios
of the species in Florida, the Caribbean,
and Central America.
Based on a preliminary analysis
(focusing on the geographic distribution
and sex ratios of American crocodiles in
the present, 2020, and 2050), Escobedo´
Galvan et al. (2008) postulated that the
geographic distribution and sex ratios of
American crocodile populations in
different parts of the range would
change in response to temperature and
sea-level parameters. Crocodiles are
ectothermic, relying on external sources
of heat to regulate their body
temperature. They control their body
temperature by basking in the sun, or
moving to areas with warmer or cooler
air or water temperatures. Optimal
growth in crocodilians has been found
to occur around 88 °F (31 °C), with
appetites and effective digestion
diminishing below 84 °F (29 °C) (Brien
et al. 2007, p. 15). As global
temperatures increase, areas that are
currently too cool to support American
and Morelet’s crocodiles may become
warm enough to support them in the
´
future. According to Escobedo-Galvan et
al. 2008, increased global temperatures
and sea level would benefit the
American crocodile by significantly
increasing its potential habitat and
distribution. Their study predicted that
the current potential distribution for the
American crocodile would expand 69
percent in 2020, and 207 percent in
2050. This is an 81 percent increase in
potential distribution from 2020 to 2050
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´
(Escobedo-Galvan et al. 2008,
presentation, pp. 9–10).
The study also predicted that
increased global temperatures would
have a significantly negative impact on
the sex ratios of the American crocodile.
Like many other crocodilian species,
both the American and the Morelet’s
crocodile exhibit temperaturedependent sex determination. The
macroclimate (global climate) affects the
mesoclimate (the temperature outside of
a crocodile’s nest), which in turn affects
the microclimate (the temperature
inside of a crocodile’s nest), which in
turn determines the proportion of males
to females produced in the nest
´
(Escobedo-Galvan et al. 2008,
presentation, p. 4). Incubation
temperatures greater than about 93 °F
(34 ßC) or less than 90 °F (32 ßC) produce
females while temperatures between
90–93 °F (32–34 ßC) generally produce
´
males (Escobedo-Galvan 2006, p. 133;
´
Escobedo-Galvan et al. 2008, p. 2).
Thus, the production of males is
entirely dependent upon a sustained
incubation temperature range of only 3
degrees. Incubation temperatures greater
than 97 °F (36 °C) are at the upper end
of the tolerance range for reptile eggs
and result in death of embryos and
stress to the surviving hatchlings
´
(Escobedo-Galvan et al. 2008,
presentation, p. 2).
´
According to Escobedo-Galvan et al.
(2008), the current sex ratio of the
American crocodile favors females
(based on potential species
distribution): 75 percent of the potential
species distribution has fewer males
than females, 15 percent has an equal
number of males and females, and 10
percent has more males than females.
The study predicted that by 2020, the
sex ratio is expected to shift in favor of
males due to increases in nest
temperature as a result of climate
change: 24 percent of the potential
species distribution will have fewer
males than females, 16 percent will
have an equal number of males and
females, and 60 percent will have more
´
males than females (Escobedo-Galvan et
al. 2008, presentation, pp. 11–12).
Under this scenario, the number of
females produced will be reduced
significantly by 2020, which in turn will
reduce the overall total eggs laid in each
breeding season. Of the eggs laid, more
are likely to become males, which in
turn would further reduce the number
of breeding females produced over time.
´
Escobedo-Galvan et al. (2008) predicted
that by 2050, American crocodiles
would become extinct in Florida, the
Caribbean, or Central America
´
(Escobedo-Galvan et al. 2008,
presentation, p. 13).
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Although American crocodiles are
found primarily in saline and brackish
environments, they can also be found in
abandoned coastal canals and borrow
pits, and may range inland into
freshwater environments preferred by
Morelet’s crocodiles, such as lakes and
lower reaches of large rivers. American
crocodiles are extremely adaptable in
their nesting strategy, and while they
mainly nest in holes, individuals will
readily build mound nests if suitable
materials are available. American and
Morelet’s crocodiles have been known
to lay eggs within the same nest mound
as conspecifics, suggesting a more
gregarious and tolerant demeanor (Brien
et al. 2007, pp. 17–18). Sea-level rise
would significantly expand the amount
of inland saline and brackish coastal
habitat available to the American
crocodile, and correspondingly decrease
the amount of inland freshwater habitat
available to the Morelet’s crocodile. The
area of available land would also be
reduced as a result of sea-level rise,
further increasing competition between
the two species for terrestrial activities
such as nesting and basking on the
shoreline.
´
The study by Escobedo-Galvan et al.
(2008) did not provide any information
or data on the effects of climate change
on the Morelet’s crocodile. Although the
American crocodile and Morelet’s
crocodile have overlapping ranges,
similar life-history requirements, and
may lay eggs in the same nest, we do not
have any evidence that climate change
currently poses a threat to the Morelet’s
crocodile. Ross (2010, pers. comm.)
noted that while climate change
constitutes one of the most pressing
potential threats to biodiversity,
crocodilians seem the most adapted to
be minimally impacted. ‘‘Crocodilians
have demonstrably survived several
previous periods of climate change
comparable to current and predicted
scenarios and while they may well
change distribution and experience sex
ratio and physiological effects, these
seem well within the capacity of this
species. They seem likely to be one of
those species that will adapt to climate
change, neither going extinct or
requiring significant movement or
mitigation.’’ Thus, although climate
change may represent a potential threat
to the Morelet’s crocodile, all
indications are that it is not likely to
become a threat to this species in the
foreseeable future.
Other Potential Concerns
Other information obtained by the
Service, however, suggests that the
construction and operation of dams to
generate electricity could be a
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conservation threat to the Morelet’s
crocodile (for example, the Chalillo
hydroelectric dam in Belize on the
Macal River, an area inhabited by the
Morelet’s crocodile) (Environment News
Service 2004, p. 1; Hogan 2008, p. 2). At
the national level, six main
environmental issues affecting natural
resources have been identified for
Belize: (1) High deforestation rate; (2)
solid and liquid waste management
issues; (3) rising poverty rates; (4) rapid
coastal development; (5) ineffective
institution and legal frameworks; and
(6) oil discovery (Young 2008, p. 18).
We do not have any information to
indicate the extent of the impact, if any,
that these environmental issues may
have on the Morelet’s crocodile in
Belize. There is no evidence that these
environmental issues in Belize currently
pose a threat to the species. Although
they may represent a potential threat,
we do not have any data to indicate that
they are likely to become a threat in the
foreseeable future.
There has been some information
indicating that fishing nets (for fish and
turtles) and death by drowning are
threats to the Morelet’s crocodile in
Guatemala, but we do not have
information regarding specific rates of
injury or mortality (CITES 2008, p. 18).
CONABIO (2005, p. 27) suggested that
the number of crocodiles accidentally
captured in nets in Guatemala was low,
but the basis for this claim was unclear.
Platt and Thorbjarnarson (2000b, p. 27)
noted that ‘‘a limited number of
crocodiles’’ drown in fish and turtle
nets in northern Belize each year. There
is no evidence that fishing currently
poses a threat to the species. Although
it may represent a potential threat, we
do not have any data to indicate that it
is likely to become a threat in the
foreseeable future.
Summary of Factor E
Few, if any, natural or manmade
factors are anticipated to affect the
continued existence of the Morelet’s
crocodile. While natural factors such as
hurricanes and extended dry seasons
(CONABIO 2005, p. 32) may affect the
species, we believe that the species has
evolved with these kinds of events, and
the events do not pose a threat to the
species.
Several phenomena are categorized
here as other natural or manmade
factors that were considered as
potentially affecting the conservation
status of the Morelet’s crocodile in the
foreseeable future. Our knowledge about
these factors is incomplete and uneven
among the three range countries.
Environmental contaminants, especially
DDE and mercury, have been widely
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reported for Belize. To date, however,
there is no evidence of negative effects
to the Morelet’s crocodile due to
exposure to organochlorines even
though these contaminants have been
linked to documented adverse effects on
population health in a similar species,
the American alligator.
Vitellogenin induction in males,
suggesting endocrine disruption due to
environmental contamination, is
predicted in Belize, but has not been
documented. These factors do not
appear to pose a conservation threat to
the Morelet’s crocodile in Belize at this
time. Information about environmental
contaminants in Mexico and Guatemala
with regard to the Morelet’s crocodile is
limited. Potential environmental
contaminant issues with respect to the
Morelet’s crocodile probably are the
least well known in Mexico, but that
country has an extensive legal
framework to resolve any problems that
may develop, especially if contaminants
also become a public health issue. We
do not have any information to indicate
that environmental contaminants pose a
danger to the species throughout its
range. Although environmental
contaminants may represent a potential
threat, especially given the potential for
bioaccumulation of contaminants
during the species’ long reproductive
life, we do not have any data to indicate
that environmental contaminants are
likely to become a threat to the species
in the foreseeable future.
Bycatch in fishing nets has been
mentioned as a potential problem in
Guatemala. In Belize, a ‘‘limited number
of crocodiles’’ may die or be injured in
nets (Platt and Thorbjarnarson 2000b, p.
27), while information about the
potential negative effects of fishing nets
on the Morelet’s crocodile in Mexico is
limited. Overall, these local impacts do
not appear to have any significant
impact on Morelet’s crocodiles.
Although bycatch in fishing nets may
represent a potential threat, we do not
have any data to indicate that it is likely
to become a threat in the foreseeable
future.
Genetic diversity and integrity is a
relatively complicated subject with
respect to the Morelet’s crocodile, and
our knowledge across the three range
countries is uneven. Studies in Belize
suggest that wild populations in that
country have a high degree of genetic
diversity (Dever and Densmore 2001,
pp. 543–544; Dever et al. 2002, p. 1084).
Hybridization between the Morelet’s
crocodile and the American crocodile
has been documented for eastern Belize
and the eastern and northern coasts of
the Yucatan Peninsula in Mexico (Ray et
´
˜
al. 2004, p. 440; Cedeno-Vazquez et al.
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2008, p. 661; Rodriguez et al. 2008, p.
674). The nature and extent of genetic
variation of captive-bred populations
with respect to wild populations, as
well as male-biased sex ratios, are also
poorly understood issues, but
potentially important in Mexico where
captive-bred individuals may eventually
be released into the wild. There is no
indication, however, that the Morelet’s
crocodile suffers from any genetic
limitations throughout its range.
Natural weather events do not appear
to have any population-level impacts to
the Morelet’s crocodile, which has
evolved to thrive in this climate. We
also do not have any evidence that
climate change poses a threat to the
species. Although climate change may
represent a potential threat, especially
given the crocodilian requirement for
temperature dependent sex
determination, we do not have any data
to indicate that climate change is likely
to become a threat in the foreseeable
future.
Although some local factors continue
to affect the Morelet’s crocodile, we do
not have any information to indicate
that these factors are of sufficient
magnitude to affect any population of
the Morelet’s crocodile. In conclusion,
we find that other natural and manmade
factors are not a significant factor
affecting the Morelet’s crocodile
throughout its range, both now and for
the foreseeable future.
Finding
We have carefully assessed the best
scientific and commercial data available
and have determined that the Morelet’s
crocodile is no longer endangered or
threatened throughout all of its range.
When considering the listing status of
the species, the first step in the analysis
is to determine whether the species is in
danger of extinction or likely to become
endangered throughout all of its range.
For instance, if the threats on a species
are acting only on a portion of its range,
but the effects of the threats are such
that they do not place the entire species
in danger of extinction or likely to
become endangered, we would not
retain the entire species on the list.
In developing this final rule, we have
carefully assessed the best scientific and
commercial data available regarding the
threats facing this species, as well as the
ongoing conservation efforts by the
three range countries. This information
indicates that numbers of Morelet’s
crocodiles have significantly increased
over the past 4 decades since being
categorized as depleted by species
experts in the 1970s. In Mexico and
Belize, the species is broadly distributed
geographically, essentially occupying
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the entire historical range, and age
classes reflect healthy reproduction and
recruitment into a wild breeding
population of about 10,000–20,000
adults (Ross 2000, p. 3; CONABIO 2005,
p. 19).
We have identified a number of
potential threats to the Morelet’s
crocodile. Some of these potential
threats may directly or indirectly affect
individual Morelet’s crocodiles, while
others may affect Morelet’s crocodile
habitat. The contributions of these
potential threats, identified in the
Summary of Factors Affecting the
Species sections above, are discussed in
approximate descending magnitude of
impact in the foreseeable future:
(1) A continuation of wild harvest for
ranching or direct export may pose a
threat to the species if the countries
decide to change course. However, if
conducted in compliance with CITES,
the wild harvest would have to be nondetrimental for the specimens to enter
international trade. Our assessment of
the risk associated with this potential
threat is based primarily on the
demonstrated adverse effects of past
overharvest on populations. Additional
monitoring programs and adequate
regulatory mechanisms would need to
be established prior to legalizing
ranching. Such mechanisms would be
important to prevent the laundering of
illegally harvested Morelet’s crocodiles.
We find that, taken together, the
currently existing protections (described
above in the Factor D section,
Inadequacy of Existing Regulatory
Mechanisms) are adequate, and they
will remain adequate to protect the
Morelet’s crocodile and its habitat in the
majority of its range now and within the
foreseeable future.
(2) The detection of organic and
inorganic environmental contaminants
in Morelet’s crocodile eggs in Belize
indicates that impacts from
concentrations of environmental
contaminants may represent a potential
threat because Morelet’s crocodiles have
a long lifespan during which
contaminants may bioaccumulate.
However, there is no evidence that
environmental contaminants are
currently affecting populations
(numbers and reproduction appear to be
robust). In order to determine that
environmental contaminants may be a
threat to the Morelet’s crocodile in the
future, their presence in the
environment must be occurring at a
level that affects the long-term
population levels over at least a
significant portion of the range of the
species. We know of no ongoing
monitoring of environmental
contaminants anywhere in the species’
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range. Although 45 articles within the
Mexican LGEEPA deal with
environmental contamination
(CONABIO 2005, Annex 3, p. 1), we
have not received a detailed analysis of
the specific provisions and their
relevance to Morelet’s crocodile. We are
unaware of regulatory mechanisms
governing activities that discharge
environmental contaminants that
potentially affect Morelet’s crocodile in
Belize. However, we do not have any
data to indicate that environmental
contaminants are likely to become a
threat in the foreseeable future.
(3) Although habitat loss and
degradation continues to negatively
affect the habitat for some local
populations of the Morelet’s crocodile,
we do not have any information to
indicate that it is of sufficient
magnitude to have a rangewide impact
on the species to the point that would
cause the Morelet’s crocodile to meet
the definition of either an endangered or
a threatened species. The species’
relatively wide distribution throughout
its historical range and apparent
tolerance for habitats in proximity to
agriculture, grazing, and human
habitation are substantial factors
mitigating these impacts to Morelet’s
crocodiles over the next several
decades. We anticipate that these
conditions will remain essentially the
same in the foreseeable future due to the
adequate regulatory mechanisms in
place to protect suitable habitat for the
Morelet’s crocodile in the majority of its
range (see discussion above under the
Factor D. section, Inadequacy of
Existing Regulatory Mechanisms).
The Morelet’s crocodile continues to
be affected by a variety of potential
residual threats. It is likely that
development, hurricanes and other
storm events, random human
disturbance, fishery activities, oil spills,
and infestation by parasites will
continue to impact individual
crocodiles into the future. Although
these impacts are generally expected to
continue intermittently at low levels
into the foreseeable future, we do not
expect these impacts to significantly
affect the Morelet’s crocodile to the
point that they would result in declines
in the rangewide status of the species.
Although some potential threats to the
Morelet’s crocodile remain throughout
its range, as discussed above, they are at
a low enough level they are not having
a significant population-level or
demographic effect on Morelet’s
crocodile populations in Mexico and
Belize; in fact, most populations are
stable and/or increasing and still occur
in their historical range. Any low-level
threats occurring in Guatemala are
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currently being addressed by the
Guatemalan national and provincial
governments with the help of the local
and international NGO community. We
do not believe, based on the best
available information, that the extent of
potential threats to the species in
Guatemala, even if the extent of the
potential threats increase, will cause the
Morelet’s crocodile to become
endangered or threatened in the future.
The government of Guatemala
recognizes the importance of this and
other landscape species in the
Guatemalan Maya Biosphere and are
implementing regulatory and
enforcement controls to combat human
encroachment, land clearing, fires, and
other illegal activities that may pose a
threat to these species. In addition,
Guatemala’s request to keep
Guatemala’s populations of Morelet’s
crocodile in Appendix I attests to their
commitment to ensure trade does not
affect Guatemala’s wild Morelet’s
crocodile populations.
The population viability analysis
´
(PVA) conducted by Sanchez (Sanchez
2005) suggests the probability of
survival of a population of 30,000
individuals (roughly 1⁄3 of the actual
population of Morelet’s crocodiles),
subject to high-stress conditions, is
approximately 86 percent, and the longterm prognosis for the survival and
genetic diversity of the Morelet’s
crocodile throughout its range is very
good, estimating that the average time to
reach the quasi-extinction threshold of
500 individuals being 483 years
´
(Sanchez 2005, pp. 43–61).
A species is ‘‘endangered’’ for
purposes of the Act if it is in danger of
extinction throughout all or a significant
portion of its range and is ‘‘threatened’’
if it is likely to become endangered
within the foreseeable future throughout
all or a significant portion of its range.
The word ‘‘range’’ is used here to refer
to the range in which the species
currently exists, and the word
‘‘significant’’ refers to the value of that
portion of the range being considered to
the conservation of the species.
In considering the foreseeable future
as it relates to the status of the Morelet’s
crocodile, we defined the ‘‘foreseeable
future’’ to be the extent to which, given
the amount and substance of available
data, events or effects can and should be
anticipated, or the threats reasonably
extrapolated. We considered the
historical data to identify any relevant
threats acting on the species, ongoing
conservation efforts, data on species
abundance and persistence at individual
sites since the time of listing, and
identifiable informational gaps and
uncertainties regarding residual and
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emerging threats to the species, as well
as population status and trends. We
then looked to see if reliable predictions
about the status of the species in
response to those factors could be
drawn. We considered the historical
data to identify any relevant existing
trends that might allow for reliable
prediction of the future, in the form of
extrapolating the trends. We also
considered whether we could reliably
predict any future events, not yet acting
on the species and, therefore, not yet
manifested in a trend, that might affect
the status of the species, recognizing
that our ability to make reliable
predictions into the future is limited by
the variable quantity and quality of
available data. Following a range-wide
threats analysis, we evaluated whether
the Morelet’s crocodile is endangered or
threatened in any significant portion(s)
of its range.
As required by the Act, we considered
the five factors, alone and in
combination, in assessing whether the
Morelet’s crocodile is endangered or
threatened throughout all or a
significant portion of its range. We
reviewed the petition, information
available in our files, comments and
information received after the
publication of our 90-day finding (71 FR
36743; June 28, 2006), comments
received after the publication of our 12month finding and proposed rule (76 FR
23650; April 27, 2011) and other
available published and unpublished
information, and we consulted with
recognized experts. We have carefully
assessed the best available scientific and
commercial data regarding the past,
present, and future threats faced by the
Morelet’s crocodile. We found that
although some localized impacts to
individual Morelet’s crocodiles still
occur, such as habitat loss from
agricultural development, they have
been reduced enough so as to not affect
the species on a population level. In
addition to the five-factor analysis, we
also considered the progress made by
the range countries towards addressing
previous threats to Morelet’s crocodiles.
We took into consideration the
conservation actions that have occurred,
are ongoing, and are planned. Since
listing, the species’ status has improved
because of the following:
• National and international laws and
treaties have minimized the impacts of
hunting and trade in wild-caught
specimens.
• Morelet’s crocodile populations are
stable or increasing.
• Total population size is
approximately 19,400 adults in the three
range countries.
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• Species experts now widely
characterize Morelet’s crocodile
populations as healthy.
• The current rangewide distribution
of Morelet’s crocodile now closely
resembles the historical rangewide
distribution.
• Range countries have improved
efforts to protect and manage Morelet’s
crocodile habitat.
• The long-term prognosis for the
survival and genetic diversity of the
Morelet’s crocodile throughout its range
is very good.
In sum, the ongoing development and
updating of management plans, the
active management of habitat, the
ongoing research, and the protections
provided by laws and protected lands
provide compelling evidence that
recovery actions have been and will
continue to be successful.
The primary factor that led to the
listing of the Morelet’s crocodile was
trade. However, the trend today is
towards increasing population sizes,
with trade restricted to ‘‘sources other
than wild’’ specimens only. We find
that the localized impacts identified in
the three range countries, when
combined with the increase in
population sizes, ongoing active
research and management, and
protections provided by range countries,
those impacts are not of sufficient
imminence, intensity, or magnitude to
indicate that the Morelet’s crocodile is
threatened with extinction now or in the
foreseeable future. Consequently, we
have determined that Morelet’s
crocodile is no longer endangered or
threatened throughout its range.
Having determined that the Morelet’s
crocodile is no longer endangered or
threatened throughout its range, we
must next determine if the threats to the
Morelet’s crocodile are not uniformly
distributed such that populations in one
portion of its range experience higher a
level of threats than populations in
other portions of its range.
Significant Portion of Its Range
The Act defines ‘‘endangered species’’
as any species which is ‘‘in danger of
extinction throughout all or a significant
portion of its range,’’ and ‘‘threatened
species’’ as any species which is ‘‘likely
to become an endangered species within
the foreseeable future throughout all or
a significant portion of its range.’’ The
definition of ‘‘species’’ is also relevant
to this discussion. The Act defines
‘‘species’’ as any subspecies of fish or
wildlife or plants, and any distinct
population segment [DPS] of any
species of vertebrate fish or wildlife
which interbreeds when mature. The
phrase ‘‘significant portion of its range’’
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(SPR) is not defined by the statute, and
we have never addressed in our
regulations either: (1) The consequences
of a determination that a species is
either endangered or likely to become so
throughout a significant portion of its
range, but not throughout all of its
range; or (2) what qualifies a portion of
a range as ‘‘significant.’’
For the purposes of this finding, we
interpret the phrase ‘‘significant portion
of its range’’ in the Act’s definitions of
‘‘endangered species’’ and ‘‘threatened
species’’ to provide an independent
basis for listing; thus there are two
situations (or factual bases) under which
a species would qualify for listing: a
species may be endangered or
threatened throughout all of its range; or
a species may be endangered or
threatened in only a significant portion
of its range. If a species is in danger of
extinction throughout an SPR, then that
species is an ‘‘endangered species.’’ The
same analysis applies to ‘‘threatened
species.’’ Based on this interpretation
and supported by existing case law, the
consequence of finding that a species is
endangered or threatened in only a
significant portion of its range is that the
entire species will be listed as
endangered or threatened, respectively,
and the Act’s protections will be
applied across the species’ entire range.
We conclude, for the purposes of this
finding, that interpreting the SPR phrase
as providing an independent basis for
listing is the best interpretation of the
Act because it is consistent with the
purposes and the plain meaning of the
key definitions of the Act; it does not
conflict with established past agency
practice, as no consistent, long-term
agency practice has been established;
and it is consistent with the judicial
opinions that have most closely
examined this issue. Having concluded
that the phrase ‘‘significant portion of
its range’’ provides an independent
basis for listing and protecting the entire
species, we next turn to the meaning of
‘‘significant’’ to determine the threshold
for when such an independent basis for
listing exists.
Although there are potentially many
ways to determine whether a portion of
a species’ range is ‘‘significant,’’ we
conclude, for the purposes of this
finding, that the significance of the
portion of the range should be
determined based on its biological
contribution to the conservation of the
species. For this reason, we describe the
threshold for ‘‘significant’’ in terms of
an increase in the risk of extinction for
the species. We conclude that a
biologically based definition of
‘‘significant’’ best conforms to the
purposes of the Act, is consistent with
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30847
judicial interpretations, and best
ensures species’ conservation. Thus, for
the purposes of this finding, and as
explained further below, a portion of the
range of a species is ‘‘significant’’ if its
contribution to the viability of the
species is so important that without that
portion, the species would be in danger
of extinction.
We evaluate biological significance
based on the principles of conservation
biology using the concepts of
redundancy, resiliency, and
representation. Resiliency describes the
characteristics of a species and its
habitat that allow it to recover from
periodic disturbance. Redundancy
(having multiple populations
distributed across the landscape) may be
needed to provide a margin of safety for
the species to withstand catastrophic
events. Representation (the range of
variation found in a species) ensures
that the species’ adaptive capabilities
are conserved. Redundancy, resiliency,
and representation are not independent
of each other, and some characteristic of
a species or area may contribute to all
three. For example, distribution across a
wide variety of habitat types is an
indicator of representation, but it may
also indicate a broad geographic
distribution contributing to redundancy
(decreasing the chance that any one
event affects the entire species), and the
likelihood that some habitat types are
less susceptible to certain threats,
contributing to resiliency (the ability of
the species to recover from disturbance).
None of these concepts is intended to be
mutually exclusive, and a portion of a
species’ range may be determined to be
‘‘significant’’ due to its contributions
under any one or more of these
concepts.
For the purposes of this finding, we
determine whether a portion qualifies as
‘‘significant’’ by asking whether without
that portion, the representation,
redundancy, or resiliency of the species
would be so impaired that the species
would have an increased vulnerability
to threats to the point that the overall
species would be in danger of extinction
(i.e., would be ‘‘endangered’’).
Conversely, we would not consider the
portion of the range at issue to be
‘‘significant’’ if there is sufficient
resiliency, redundancy, and
representation elsewhere in the species’
range that the species would not be in
danger of extinction throughout its
range if the population in that portion
of the range in question became
extirpated (extinct locally).
We recognize that this definition of
‘‘significant’’ (a portion of the range of
a species is ‘‘significant’’ if its
contribution to the viability of the
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species is so important that without that
portion, the species would be in danger
of extinction) establishes a threshold
that is relatively high. On the one hand,
given that the consequences of finding
a species to be endangered or threatened
in an SPR would be listing the species
throughout its entire range, it is
important to use a threshold for
‘‘significant’’ that is robust. It would not
be meaningful or appropriate to
establish a very low threshold whereby
a portion of the range can be considered
‘‘significant’’ even if only a negligible
increase in extinction risk would result
from its loss. Because nearly any portion
of a species’ range can be said to
contribute some increment to a species’
viability, use of such a low threshold
would require us to impose restrictions
and expend conservation resources
disproportionately to conservation
benefit: Listing would be rangewide,
even if only a portion of the range of
minor conservation importance to the
species is imperiled. On the other hand,
it would be inappropriate to establish a
threshold for ‘‘significant’’ that is too
high. This would be the case if the
standard were, for example, that a
portion of the range can be considered
‘‘significant’’ only if threats in that
portion result in the entire species’
being currently endangered or
threatened. Such a high bar would not
give the SPR phrase independent
meaning, as the Ninth Circuit held in
Defenders of Wildlife v. Norton, 258
F.3d 1136 (9th Cir. 2001).
The definition of ‘‘significant’’ used in
this finding carefully balances these
concerns. By setting a relatively high
threshold, we minimize the degree to
which restrictions will be imposed or
resources expended that do not
contribute substantially to species
conservation. But we have not set the
threshold so high that the phrase ‘‘in a
significant portion of its range’’ loses
independent meaning. Specifically, we
have not set the threshold as high as it
was under the interpretation presented
by the Service in the Defenders
litigation. Under that interpretation, the
portion of the range would have to be
so important that current imperilment
there would mean that the species
would be currently imperiled
everywhere. Under the definition of
‘‘significant’’ used in this finding, the
portion of the range need not rise to
such an exceptionally high level of
biological significance. (We recognize
that if the species is imperiled in a
portion that rises to that level of
biological significance, then we should
conclude that the species is in fact
imperiled throughout all of its range,
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and that we would not need to rely on
the SPR language for such a listing.)
Rather, under this interpretation we ask
whether the species would be
endangered everywhere without that
portion, i.e., if that portion were
completely extirpated. In other words,
the portion of the range need not be so
important that even the species being in
danger of extinction in that portion
would be sufficient to cause the species
in the remainder of the range to be
endangered; rather, the complete
extirpation (in a hypothetical future) of
the species in that portion would be
required to cause the species in the
remainder of the range to be
endangered.
The range of a species can
theoretically be divided into portions in
an infinite number of ways. However,
there is no purpose to analyzing
portions of the range that have no
reasonable potential to be significant or
to analyzing portions of the range in
which there is no reasonable potential
for the species to be endangered or
threatened. To identify only those
portions that warrant further
consideration, we determine whether
there is substantial information
indicating that: (1) The portions may be
‘‘significant,’’ and (2) the species may be
in danger of extinction there or likely to
become so within the foreseeable future.
Depending on the biology of the species,
its range, and the threats it faces, it
might be more efficient for us to address
the significance question first or the
status question first. Thus, if we
determine that a portion of the range is
not ‘‘significant,’’ we do not need to
determine whether the species is
endangered or threatened there; if we
determine that the species is not
endangered or threatened in a portion of
its range, we do not need to determine
if that portion is ‘‘significant.’’ In
practice, a key part of the determination
that a species is in danger of extinction
in a significant portion of its range is
whether the threats are geographically
concentrated in some way. If the threats
to the species are essentially uniform
throughout its range, no portion is likely
to warrant further consideration.
Moreover, if any concentration of
threats to the species occurs only in
portions of the species’ range that
clearly would not meet the biologically
based definition of ‘‘significant,’’ such
portions will not warrant further
consideration.
After reviewing the potential threats
throughout the range of the Morelet’s
crocodile, we determine that there is
one portion, Guatemala, in which
threats could be considered to be
concentrated. However, Guatemala
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comprises a small portion of the overall
range of the Morelet’s crocodile. The
estimated number of Morelet’s
crocodiles in Guatemala is 13 percent of
the potential global population estimate.
The extent of undisturbed habitat in
Guatemala is estimated to be 19 percent
of the total range of undisturbed habitat
for the species (CONABIO 2005, pp. 16–
19).
As stated above, a portion of the range
of a species is ‘‘significant’’ if it
contributes to the viability of the
species, and is so important that
without that portion, the species would
be in danger of extinction. Although
Guatemala’s commitment to the
conservation of the Morelet’s crocodile
and its habitat has markedly improved,
past drug trade, land grabs, the presence
of human settlements, expanding
agriculture and cattle ranching,
poaching, forest fires, the oil industry,
habitat fragmentation, environmental
contamination, introduction of invasive
species, and an almost complete lack of
institutional control over their protected
areas (IARNA URL IIA 2006, pp. 88–92)
has greatly limited, Guatemala’s
potential contribution to the
conservation status of the species. In
addition, we have no information
indicating that the Guatemala
population is genetically different from
the remainder of the range, and we are
unaware of any data or information
indicating that the Morelet’s crocodile
in Guatemala is ecologically unusual,
unique, or otherwise significant to the
species as a whole in any way. We find
that if there were a loss of the
Guatemalan range, it would be unlikely
to place the remainder of the species in
danger of extinction. Thus, we conclude
that Guatemala does not qualify as a
significant portion of the species’ range,
and therefore find that the species does
not warrant listing throughout a
significant portion of its range.
Distinct Vertebrate Population Segment
Section 3(16) of the Act defines
‘‘species’’ to include any species or
subspecies of fish and wildlife or plants,
and any distinct population segment of
any species of vertebrate fish or wildlife
which interbreeds when mature (16
U.S.C. 1532(16)). After assessing
whether or not the Morelet’s crocodile
is endangered or threatened throughout
all or a significant portion of its range,
we next consider whether a distinct
vertebrate population segment (DPS) of
the Morelet’s crocodile meets the
definition of endangered or is likely to
become endangered in the foreseeable
future (threatened).
To interpret and implement the DPS
provisions of the Act and congressional
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guidance, the Service and the National
Marine Fisheries Service (now the
National Oceanic and Atmospheric
Administration—Fisheries Service)
published the Policy Regarding the
Recognition of Distinct Vertebrate
Population Segments (DPS Policy) in
the Federal Register on February 7,
1996 (61 FR 4722). Under the DPS
Policy, we evaluate a set of elements in
a three-step process in order to make
our decision concerning the
establishment and classification of a
possible DPS. These elements are
applied similarly for additions to or
removals from the Federal Lists of
Endangered and Threatened Wildlife
and Plants.
These elements include: (1) The
discreteness of a population in relation
to the remainder of the taxon to which
it belongs; (2) the significance of the
population segment to the taxon to
which it belongs; and (3) the population
segment’s conservation status in relation
to the Act’s definitions of ‘‘endangered’’
species and ‘‘threatened’’ species.
First, the Policy requires the Service
to determine that a vertebrate
population is discrete in relation to the
remainder of the taxon to which it
belongs. Discreteness refers to the
ability to delineate a population
segment from other members of a taxon
based on either (1) Physical,
physiological, ecological, or behavioral
factors; or (2) international
governmental boundaries that result in
significant differences in control of
exploitation, management, or habitat
conservation status, or regulatory
mechanisms that are significant in light
of section 4(a)(1)(D) of the Act—the
inadequacy of existing regulatory
mechanisms.
Second, if we determine that the
population is discrete under one or
more of the discreteness conditions,
then a determination is made as to
whether the population is significant to
the larger taxon to which it belongs in
light of Congressional guidance (see
Senate Report 151, 96th Congress, 1st
Session) that the authority to list a DPS
be used ‘‘sparingly and only when the
biological evidence indicates that such
action is warranted.’’ In carrying out
this examination, we consider available
scientific evidence of the population’s
importance to the taxon to which it
belongs. This consideration may
include, but is not limited to the
following: (1) The persistence of the
population segment in an ecological
setting that is unique or unusual for the
taxon; (2) evidence that loss of the
population segment would result in a
significant gap in the range of the taxon;
(3) evidence that the population
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segment represents the only surviving
natural occurrence of a taxon that may
be more abundant elsewhere as an
introduced population outside of its
historical range; and (4) evidence that
the discrete population segment differs
markedly from other populations of the
species in its genetic characteristics
from other populations of the species.
The Service may determine that a
population segment is significant to the
taxon to which it belongs based on
sufficiently strong evidence with respect
to any one of these considerations.
Lastly, if we determine that a
population segment is significant to the
taxon to which it belongs based on these
considerations, then the policy requires
an analysis of the population segment’s
conservation status in relation to the
Act’s definitions of ‘‘endangered
species’’ and ‘‘threatened species.’’
Discreteness
The first step in our DPS analysis for
the Morelet’s crocodile was to
determine whether there were any
populations of the Morelet’s crocodile
that were discrete in relation to the
remainder of the taxon to which it
belongs. Under the DPS Policy, a
population segment of a vertebrate
taxon may be considered discrete if it
satisfies either one of the following
conditions: (1) It is markedly separated
from other populations of the same
taxon because of physical,
physiological, ecological, or behavioral
factors. Quantitative measures of genetic
or morphological discontinuity may
provide evidence of this separation; or
(2) it is delimited by international
governmental boundaries within which
differences in control of exploitation,
management of habitat, conservation
status, or regulatory mechanisms exist
that are significant in light of section
4(a)(1)(D) of the Act—the inadequacy of
existing regulatory mechanisms.
Recognition of international boundaries
when they coincide with differences in
the management, status, or exploitation
of the species under the Act is
consistent with CITES, which
recognizes international boundaries for
these same reasons. CITES is
implemented in the United States by the
Act.
Physical, Physiological, Ecological, or
Behavioral Factors
We do not have any data or
information to indicate that there are
any physical, physiological, ecological,
or behavioral facts that separate any
populations of the Morelet’s crocodile.
The historical distribution of the
Morelet’s crocodile comprised the
eastern coastal plain of Mexico, most of
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30849
the Yucatan Peninsula, Belize, and
northern Guatemala (Hurley 2005, p. 1),
with an estimated historical distribution
covering 173,746 mi2 (450,000 km2)
´
(Sigler and Domınguez Laso 2008, pp.
11–12). The Morelet’s crocodile is a
wide-ranging species that occurs
primarily in freshwater environments
such as lakes, swamps, and slowmoving rivers. This species of crocodile
can temporarily inhabit intermittent
freshwater bodies such as flooded
savannahs and is occasionally observed
in brackish coastal lagoons (Villegas
2006, p. 8).
We do not have any data or
information to indicate that any
populations of the Morelet’s crocodile
exhibit genetic or morphological
discontinuity that may indicate that
they are a separate population.
Although we do not have any data or
information on the dispersal strategies
for the Morelet’s crocodile that would
indicate a population may be discrete,
we have no evidence to suggest that
there are barriers that would prevent the
Morelet’s crocodile from dispersing
within its known range. The current
rangewide distribution of the Morelet’s
crocodile closely mirrors the historical
rangewide distribution, and there is a
large amount of high-quality habitat
available. Therefore, we have no
evidence suggesting that the Morelet’s
crocodile is isolated in any part of its
range.
International Differences in Species’
Conservation Status
As discussed above in the Factor D
section, Inadequacy of Existing
Regulatory Mechanisms, all three range
countries are Parties to CITES. In
addition, data and information available
to the Service indicates that all three
range countries have federally
protected-species and protected-areas
legislation under the jurisdiction of
specific ministries or departments that
control activities that affect the
Morelet’s crocodile and its habitat.
Mexico’s Federal legal framework is
particularly robust. The CITES National
Legislation Project (https://
www.CITES.org) deemed both Mexico
and Guatemala’s national legislation as
Category 1, meeting all the requirements
to implement CITES. Belize is currently
considered to be Category 3 (not
meeting the requirements for
implementing CITES), but has
submitted to CITES a national
legislation plan and draft of legislation,
which, if adopted, may qualify Belize as
Category 1.
Based on current data and
information available to the Service, the
Governments of Mexico, Guatemala, and
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Belize appear to be adequately enforcing
their respective legal frameworks, both
at the federal level and under CITES.
Mexico and Belize contain the majority
of wild Morelet’s crocodiles (87 percent)
and the majority of the potentially
suitable habitat (81 percent) throughout
the species’ range. Because of this
adequate enforcement, the majority of
the threats to the species and its habitat
have been eliminated in Mexico and
Belize. Although some residual threats
remain, these threats have been reduced
to a low enough level that they are not
having significant population level or
demographic effects.
In contrast, based on data and
information available to the Service, it
appears that in the past, the Government
of Guatemala was not able to enforce
adequately their legal framework to
protect the Morelet’s crocodile and its
habitat in Guatemala. The lack of
funding and personnel made
enforcement of Guatemala’s legal
framework especially challenging.
Conservation actions were often
overwhelmed by slow economic
development, high levels of poverty,
unequal land distribution, a highly
segmented society, and the effects of
more than three decades of civil war
(Birner et al. 2005, pp. 285, 292).
For example, ParkWatch (2003) noted
that a designation as a national park or
important wetland conservation area in
Guatemala does not necessarily afford
protection to the Morelet’s crocodile or
its habitat. The Laguna del Tigre
´
National Park, located in Peten region of
Guatemala, is home to the largest
population of Morelet’s crocodiles in
Guatemala. The park was considered by
ParkWatch as critically threatened due
to drug trade, land grabs, the presence
of human settlements, expanding
agriculture and cattle ranching,
poaching, forest fires, the oil industry,
and an almost complete lack of
institutional control over the area
(ParksWatch 2003, pp. 1, 11). However,
by 2004, ParksWatch stated that the staff
at Laguna del Tigre had doubled in size
since their 2003 report. Seventy-three
park rangers, 10 archeological site
guards, and 96 Army personnel were
hired to staff the park and since the
increase in staffing, both the park and
the biotope are ‘‘constantly patrolled.’’
In addition, the Wildlife Conservation
Society continued its ‘‘Biodiversity
Conservation at a Landscape Scale’’
program (with USAID) for Guatemala
and has provided a comprehensive plan
with specific goals to preserve and
protect wildlife in the Maya Biosphere
Reserve in Guatemala through
conserving wildlife species and their
habitat, while maintaining the economic
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productivity of renewable natural
resources. They are fulfilling these goals
by establishing specific parameters: ‘‘to
develop adaptive and participatory
strategy to reduce threats to wildlife in
the MBR; to develop, implement, and
monitor sustainable mechanisms to
reduce threats to wildlife and
ecosystems across the MBR landscape;
to learn and teach best management
practices for the conservation of the
MBR and beyond; and to guide, design,
and test wildlife-focused planning’’
(WCS 2008, p. 3). These efforts were
endorsed by the president of Guatemala
through his office’s attendance at the
Mesa Multisectorial roundtable
discussion held in Guatemala in 2009.
Many outstanding accomplishments
have been achieved in Guatemala in
terms of biodiversity conservation
(IARNA URL IIA 2006, p. 22), and
efforts to achieve desired levels of
environmental management are
ongoing. In August 2010, the president
of Guatemala announced that he is
deploying 250 soldiers to recover fully
´
all the protected zones of El Peten in the
Laguna del Tigre section of the MBR.
This ‘‘Green Battalion’’ was deployed
specifically to protect the Laguna del
Tigre National Park and to work jointly
with the National Civil Police and the
Attorney General’s Office to combat
drug trafficking and the illegal harvest
of natural resources and archaeological
sites of that region of the MBR (Latin
American Herald Tribune, December 6,
2010). Additional help from WCS and
USAID includes establishing overflights to monitor fires, locating illegal
settlements, and notifying the national
and provincial governments (as well as
the national media) of illegal activities.
These efforts have resulted in additional
personnel added to parks, removal of
settlements, consistent patrols and
cessation of illegal activities, and
educating locals and concessionaires on
best management practices for
sustainable use of forest products.
˜
Castaneda Moya (1998a, p. 521;
1998b, p. 13) listed illegal hunting as a
threat to Morelet’s crocodile in the
´
Peten region of Guatemala (CITES
2010a), but did not provide a numerical
estimate of the take. ARCAS, an animal
welfare group in Guatemala, reported
the rescue or recovery of 49 live
individuals (about 8 per year), most
likely from pet dealers or private
individuals, during the period 2002–
2007 (ARCAS 2002, p. 3; 2003, p. 2;
2004, p. 2; 2005, p. 2; 2006, p. 3; 2007,
p. 3).
The Government of Guatemala
acknowledged these issues when it
opposed Mexico’s 2010 CITES proposal
to transfer the Morelet’s crocodile from
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Appendix I to Appendix II throughout
its range (See Factor D. Inadequacy of
Regulatory Mechanisms, Mexico’s
Proposal To Transfer the Morelet’s
Crocodile to CITES Appendix II. As a
result of the Government of Guatemala’s
past inability to adequately enforce their
legal framework, the Morelet’s crocodile
in Guatemala may be still subject to
some illegal hunting and some
destruction of habitat due to previous
human encroachment. This constitutes a
difference in control of exploitation,
management of habitat, conservation
status, or regulatory mechanisms that is
significant in light of section 4(a)(1)(D)
of the Act.
We have determined, based on the
best available data and information, that
the population of Morelet’s crocodiles
in Guatemala is discrete due to the
significant difference in the control of
exploitation, management of habitat,
conservation status, or regulatory
mechanisms between international
boundaries. Therefore, we have
determined that the Guatemala
population of the Morelet’s crocodile
meets the requirements of our DPS
Policy for discreteness.
Significance
Having determined that the
population of Morelet’s crocodiles in
Guatemala is discrete under one or more
of the discreteness conditions described
in the DPS Policy, we determined
whether the population in Guatemala is
significant. We evaluate its biological
and ecological significance based on
‘‘the available scientific evidence of the
discrete population segment’s
importance to the taxon to which it
belongs’’ (61 FR 4722). We make this
evaluation in light of congressional
guidance that the Service’s authority to
list a DPS be used ‘‘sparingly.’’ As
precise circumstances are likely to vary
considerably from case to case, the DPS
Policy does not describe all the classes
of information that might be used in
determining the biological and
ecological importance of a discrete
population. However, the DPS Policy
describes four possible classes of
information that provide evidence of a
population segment’s biological and
ecological importance to the taxon to
which it belongs. As specified in the
DPS Policy (61 FR 4722), consideration
of the population segment’s significance
may include, but is not limited to the
following: (1) Persistence of the
population segment in an ecological
setting that is unusual or unique for the
taxon; (2) evidence that loss of the
population segment would result in a
significant gap in the range of the taxon;
(3) evidence that the population
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segment represents the only surviving
natural occurrence of a taxon that may
be more abundant elsewhere as an
introduced population outside of its
historical range; and (4) evidence that
the discrete population segment differs
markedly from other populations of the
species in its genetic characteristics.
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Persistence in a Unique Ecological
Setting
As stated in the DPS Policy,
occurrence in an unusual ecological
setting may be an indication that a
population segment represents a
significant resource warranting
conservation under the Act (61 FR
4724). In considering whether the
population occupies an ecological
setting that is unusual or unique for the
taxon, we evaluate whether the habitat
includes unique features not used by the
taxon elsewhere and whether the habitat
shares many features common to the
habitats of other populations. As stated
above, the Morelet’s crocodile is a wideranging species that occurs primarily in
freshwater environments such as lakes,
swamps, and slow-moving rivers. This
species of crocodile can temporarily
inhabit intermittent freshwater bodies
such as flooded savannahs and is
occasionally observed in brackish
coastal lagoons (Villegas 2006, p. 8). All
3 of the Morelet’s crocodile’s range
countries have similar freshwater
habitats utilized by this species. We do
not have any evidence to indicate that
the Guatemala population of the
Morelet’s crocodile occurs in habitat
that includes unique features not used
by the taxon elsewhere in its range.
Morelet’s crocodile habitat in the
Laguna del Tigre National Park consists
of flooded savannahs and marshes that
are typical of the species’ habitat
throughout its range. Therefore, we
conclude that the discrete population of
Morelet’s crocodiles in Guatemala is not
‘‘significant’’ because of persistence in a
unique or unusual ecological setting.
Significant Gap in the Taxon’s Range
As stated in the DPS Policy, evidence
that loss of the discrete population
segment would result in a significant
gap in the range of a taxon is potentially
an indication that a population segment
represents a significant resource
warranting conservation under the Act
(61 FR 4724). As the Ninth Circuit has
stated, ‘‘[t]he plain language of the
second significance factor does not limit
how a gap could be important’’
(National Ass’n of Home Builders v.
Norton, 340 F.3d 835, 846 (9th Cir.
2003)). Thus, we considered a variety of
ways in which the loss of the Guatemala
population of the Morelet’s crocodile
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might result in a significant gap in the
range of species. Namely, we considered
whether Guatemala contributed to the
resiliency, redundancy, or
representation of the taxon’s range. As
stated previously in the Significant
Portion of its Range analysis, the Service
concluded that due to the small size of
the Guatemalan portion of the Morelet’s
crocodile’s range and the small
population size of the species in
Guatemala, its overall contribution to
the species was limited. While
Guatemala has regulatory mechanisms
in place to protect their national parks,
it appears that until recently, the
government was unable to enforce them
adequately. Although Guatemala has
conserved several areas of the Morelet’s
crocodile’s range, past threats limited
this population’s contribution to the
species (IARNA URL IIA 2006, pp. 88–
92).
The Morelet’s crocodile in Guatemala
does not significantly contribute to the
resiliency, redundancy, or
representation of the species or its
range, including, but not limited to, the
size of the range, habitat quality, habitat
variability, or genetic uniqueness. The
majority of the species’ range occurs in
Mexico and Belize, which contain the
majority of all wild Morelet’s crocodiles
(87 percent) and the majority of the
potentially suitable habitat throughout
the species’ range (81 percent).
Guatemala is surrounded to the east by
Belize, and the north and west by
Mexico. It is the southernmost range of
the species, which resides primarily in
the northern part of the country.
Guatemala shares several rivers with the
other range countries, including but not
limited to, the Rio San Pedro, Rio
´
´
Pasion, and the Rio Ixcan with Mexico,
´
and the Rio Mopan with Belize. All 3
countries share the Rio Azule. Because
they move throughout these river
systems, should a discrete population
segment of Morelet’s crocodiles in
Guatemala decrease for any reason
(which we have concluded is unlikely),
then it is likely that Morelet’s crocodiles
in Mexico and Belize, where 87 percent
of the species exist, could expand their
range and recolonize any potential
habitat in Guatemala. Finally, in spite of
Guatemala’s recent successes in
mitigating localized threats to Morelet’s
crocodile habitat, Guatemala’s biological
contribution to the conservation status
of the species is limited, due to past
impacts from the drug trade, land grabs,
the presence of human settlements,
expanding agriculture and cattle
ranching, poaching, forest fires, the oil
industry, habitat fragmentation,
environmental contamination,
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introduction of invasive species, and
lack of institutional control over their
protected areas. Thus, we have
determined that, although the loss of a
discrete population segment in
Guatemala may create a gap, we
conclude that such a loss would not
create a significant gap in the range of
the species.
Natural Occurrence of a Taxon
Abundant Elsewhere as an Introduced
Population
As stated in the DPS Policy, evidence
that the population segment represents
the only surviving natural occurrence of
a taxon that may be more abundant
elsewhere as an introduced population
outside of its historical range may be an
indication that a population segment
represents a significant resource
warranting conservation under the Act
(61 FR 4724). This element does not
apply to the Morelet’s crocodile in
Guatemala. The Guatemala population
of the Morelet’s crocodile does not
represent the only surviving natural
occurrence of the Morelet’s crocodile
throughout the range of the taxon. After
the protections of the Act and CITES
were put in place in the 1970s,
populations of Morelet’s crocodiles
increased and expanded their range
naturally over time to the point that
they have recovered and are now found
in all areas of their historical range.
Marked Differences in Genetic
Characteristics
As stated in the DPS Policy, evidence
that a discrete population segment
differs markedly from other populations
of the species in its genetic
characteristics may be an indication that
a population segment represents a
significant resource warranting
conservation under the Act (61 FR
4724).
Genetic diversity and integrity is a
relatively complicated subject with
respect to the Morelet’s crocodile, and
our knowledge across the three range
countries is uneven. The genetic data
we do have are with respect to
hybridization between Morelet’s
crocodiles and American crocodiles.
Thus, we have no information
indicating that the Guatemala
population is markedly different from
the remainder of the range
Summary of Significance
First, we do not have any data or
information to indicate that the
Guatemala population of the Morelet’s
crocodile occurs in habitat that includes
unique features not used by the taxon
elsewhere in its range. Morelet’s
crocodile habitat in the Laguna del Tigre
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National Park consists of flooded
savannahs and marshes that are typical
of the species’ habitat throughout its
range. Second, we conclude that based
on Guatemala’s limited biological
contribution to the range of the species,
the loss of Morelet’s crocodiles in 13
percent of their range would not
constitute a significant gap in the range
of the species, due to the loss of a
population that is ecologically unusual,
unique, or otherwise significant to the
species as a whole in any way (for
example, in terms of species or habitat),
or that contributes substantially to the
representation, resiliency, or
redundancy of the species. Third, the
Guatemala population of the Morelet’s
crocodile does not represent the only
surviving natural occurrence of the
Morelet’s crocodile throughout the
range of the taxon. Finally, the
Guatemala population of the Morelet’s
crocodile does not have any genetic
characteristics that are markedly
different from Morelet’s crocodiles
elsewhere in the range of the taxon.
Therefore, based on the information
available to the Service, we conclude
that the discrete population of Morelet’s
crocodiles in Guatemala does not meet
the requirements under our DPS Policy
for significance.
Based on the best available data and
information, we conclude that the
Guatemala population of the Morelet’s
crocodile meets the requirements of our
DPS Policy for discreteness, but does
not meet the requirements of our DPS
policy for significance in relation to the
remainder of the taxon (i.e., Morelet’s
crocodiles in Mexico and Belize). The
population of Morelet’s crocodiles in
Guatemala is discrete due to the
significant difference in the control of
exploitation, management of habitat,
conservation status, or regulatory
mechanisms between international
boundaries. This difference is evidenced
by the fact that Morelet’s crocodiles in
Guatemala remain listed under
Appendix I of CITES, while those in
Mexico and Belize were downgraded to
Appendix II. The discrete population of
Morelet’s crocodiles in Guatemala does
not meet the requirements of our DPS
policy for significance because it: (1)
Does not occur in habitat that includes
unique features not used by the taxon
elsewhere in its range; (2) would not
constitute a significant gap in the range
of the species due to the loss of a
population that contributes
substantially to the representation,
resiliency, or redundancy of the species;
(3) does not represent the only surviving
natural occurrence of the Morelet’s
crocodile throughout the range of the
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Jkt 226001
taxon; and (4) does not have any genetic
characteristics that are markedly
different from Morelet’s crocodiles
elsewhere in the range of the taxon.
Therefore, we conclude that the
population of the Morelet’s crocodile in
Guatemala is not a DPS pursuant to our
DPS Policy and, therefore, is not a
listable entity under section 3(16) of the
Act.
Effects of This Final Rule
This final rule revises our regulations
at 50 CFR 17.11(h) by removing the
Morelet’s crocodile throughout its range
from the Federal List of Endangered and
Threatened Wildlife. Our regulations do
not authorize designating critical habitat
in areas outside of the United States.
Specifically, our regulations at 50 CFR
424.12(h) specify that critical habitat
shall not be designated within foreign
countries or in other areas outside of
U.S. jurisdiction. Because no critical
habitat was ever designated for this
species, this rule will not affect 50 CFR
17.95.
The prohibitions and conservation
measures provided by the Act,
particularly through section 9, will no
longer apply after the effective date of
this rule (see DATES, above). This
rulemaking, however, does not affect the
protection given to the Morelet’s
crocodile under CITES. Delisting under
the Act allows U.S. import, re-export,
and commercial activity in Morelet’s
crocodiles and their parts and products
originating from any country, including
the three range countries, provided that
the requirements of 50 CFR part 13
(General Permit Procedures), 50 CFR
part 14 (Importation, Exportation, and
Transportation of Wildlife) and 50 CFR
part 23 (CITES) have been met.
Post-Delisting Monitoring
Section 4(g)(1) of the Act requires the
Secretary of Interior, through the
Service, to implement a system in
cooperation with the States to monitor
for not less than 5 years the status of all
species that are removed from the Lists
of Endangered and Threatened Wildlife
and Plants (50 CFR 17.11 and 17.12) due
to recovery. This monitoring
requirement is to ensure prevention of
significant risk to the well-being of
recovered species.
Species monitoring is also called for
under CITES. CITES Resolution Conf.
9.24 (Rev. CoP 15) provides criteria for
including species under CITES
Appendices I and II. Through the
resolution, the parties have resolved
that the status of species included in
Appendices I and II should be regularly
reviewed by the range countries and
proponents, in collaboration with the
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CITES Animals Committee or Plants
Committee, in order to monitor the
effectiveness of CITES protections,
subject to the availability of funds
(CITES 2007a, p. 3).
At the international level, perhaps the
most important ongoing conservation
effort for the Morelet’s crocodile is the
agreement by the three range countries
to develop and implement the BelizeGuatemala-Mexico Tri-national Strategy
for the Conservation and Sustainable
Management of Morelet’s Crocodile
(Crocodylus moreletii) (Estrategia Tri´
nacional Belice-Guatemala-Mexico para
´
la Conservacion y el Manejo Sostenible
del Cocodrilo de Morelet (Crocodylus
moreletii) (Tri-national Strategy)
´
(Sanchez 2006).
This initiative began in June 2001, at
´
Laguna del Tigre National Park, Peten,
Guatemala, when representatives of the
three countries met to discuss matters of
mutual interest. A follow-up meeting
attended by about 25 species experts
and government officials from all three
range countries took place in April 2006
(Mexico City, Mexico). Two working
groups were formed: (1) Technical and
Scientific Matters; and (2)
Administration, Management, and Uses.
Group members discussed technical
issues for 2 days, and generated a series
of products, commitments, and
agreements. The first group produced or
agreed to compile a series of documents,
including distribution maps, survey
techniques, scientific literature, and
databases (e.g., geographic information
system). The second group agreed to
work toward a regional assessment of
the conservation status of the Morelet’s
crocodile, as well as development and
implementation of regional actions to
improve the conservation status of the
species (institutional capacity building,
project development and
implementation, and development of a
regional captive-breeding program). The
final product of the workshop was the
development of ‘‘Estrategia Regional
´
para el Manejo y la Conservacion del
Cocodrilo de Morelet (Crocodylus
moreletii) (Regional Strategy for the
Management and Conservation of the
Morelet’s Crocodile) (Regional Strategy),
found on pp. 43–53 of the Tri-national
Strategy document (Sanchez 2006). This
Regional Strategy outlines a series of
objectives, products, and working
protocols to accomplish the goals of the
Tri-national Strategy. As these tasks are
completed, they will significantly
enhance the conservation status of the
Morelet’s crocodile.
´
According to Sanchez Herrera and
´
Alvarez-Romero (2006), as a result of
this initiative, the three range countries
have agreed to implement the Regional
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Strategy, which also includes
monitoring the species. The three range
countries plan to implement the
Regional Strategy by:
(1) Conducting population surveys in
defined priority areas using systematic
and coordinated monitoring, with
standardized fieldwork methods and
techniques.
(2) Developing a shared biological and
geographical information system.
(3) Identifying priority areas and
routes for conservation and
surveillance, along with those for future
potential for ranching.
(4) Supporting and developing
educational programs and outreach
materials.
(5) Promoting personnel training and
experience exchange, including field
techniques and surveillance.
(6) Promoting species-friendly
production projects such as closed-cycle
farms (and eventually future ranching),
along with the development of a legal
regional market and a certification
strategy for Morelet’s crocodile
products.
(7) Raising funds in support of the
activities and tasks outlined in the
´
´
Strategy (Sanchez Herrera and AlvarezRomero 2006, p. 263).
In 2003, CONABIO requested the
Natural History and Ecology Institute of
Chiapas (IHNE) to develop a study on
‘‘Determination of the status of the wild
populations of the Morelet’s crocodile
(Crocodylus moreletii) in Mexico and
evaluation of its status in CITES’’ (called
the CoPan Project) (CITES 2010a). The
Government of Mexico is making efforts
to design and implement a countrywide
monitoring program for the populations
and habitat of the Morelet’s crocodile,
including the possibility of involving
Belize and Guatemala. The aim is to
build on the experiences and results of
the CoPan Project and the suggestions
made at the 23rd meeting of the CITES
Animals Committee (Geneva, April
2008, see the Animals Committee
summary record labeled as document
AC23) to obtain better information about
the status and trends of relevant
populations of the species and their
habitat. The program will be developed
in the framework of the Tri-national
Strategy (CITES 2010a, p. 9). The
Government of Mexico has established
contacts with the Governments of Belize
and Guatemala as part of the TriNational Strategy (CITES 2008, p. 32).
Stage 1 of the project is currently
under way. It aims to develop a
preliminary design of the program,
considering relevant areas in the range
of the species. Ideally, areas could be
selected in the three countries, based on
the COPAN Project and subsequent
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studies. The design was reviewed and
assessed in a 2010 workshop involving
species experts and authorities, who
agreed upon on the most appropriate
methods and define time intervals,
routes/localities and variables to take
into account for crocodiles and their
habitat. A manual was developed to
ensure the effectiveness of fieldwork
and training of staff. This stage also
includes the design of a database where
information will be organized and
centralized (CITES 2010a, p. 9).
To date, the preliminary design
proposes a monitoring effort with
biannual sampling throughout the range
of the species, with observations made
in at least three routes per defined
region (e.g., 12 regions in Mexico) using
nighttime counts. In addition, one of the
three routes per region will be selected
for capture-mark-recapture of
individuals and standard data/sample
collection, as well as nest location and
monitoring. Information obtained will
make it possible to estimate relative
abundance indices to detect variations
in the population in time; determine the
sex and age ratio and the general status
and activity of individuals; and obtain
data on the reproductive effort and
success of the species, and on habitat
critical for breeding (CITES 2010a, pp.
9–10).
Stage 2 will be implemented once the
monitoring program has been published.
It will consist of implementing the
actions decided, including setting up
and training the field teams; signing the
relevant cooperation agreements;
carrying out field work, and developing
the database. Information stored in the
database will be periodically analyzed
to produce estimates of the population
and its trends in the short, medium, and
long term (CITES 2010a, pp. 9–10)
(CITES 2010a, p. 10).
In Belize, Dr. Frank Mazzotti
(University of Florida) is collaborating
with the Belize Forestry Department to
develop a national crocodile
management program (The Croc Docs
2009, pp. 1–8). This project seeks to
develop, in collaboration with the
Lamanai Field Research Center, a
monitoring program for these species.
Along with the monitoring program, the
project will develop a training program
for government and nongovernment
personnel in Belize so that the
monitoring program can be maintained.
This long-term program has great
potential to provide ongoing
conservation benefits to the Morelet’s
crocodile in Belize. However, recent
information suggests that little progress
has been made for this monitoring
program in Belize, and it is currently in
the process of being reactivated.
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The Act requires the Service to
monitor the status of the species in
cooperation with the States. The Act
defines the term ‘‘State’’ as ‘‘any of the
several States, the District of Columbia,
the Commonwealth of Puerto Rico,
American Samoa, the Virgin Islands,
Guam, and the Trust Territory of the
Pacific Islands.’’ For species found
entirely outside of the United States and
therefore outside the areas defined as a
‘‘State’’ under the Act, we must
cooperate with the species’ range
countries to meet the post-delisting
monitoring requirements of the Act to
ensure that the species will maintain its
recovered status throughout its range
after the protections of Act are removed.
As the species experts, the range
countries are best qualified to develop
and implement a range-wide postdelisting monitoring plan for their
species. When this rule becomes
effective (see DATES, above), and the
Morelet’s crocodile is delisted under the
Act, we will work with the range
countries to monitor the status of the
species throughout its range via the
range countries’ implementation of the
existing monitoring requirements under
CITES, the Tri-national Strategy, the
Belizean monitoring program discussed
above, and any additional monitoring
plans that may be developed in the
future.
Peer Review
In accordance with our joint peer
review policy with the National Marine
Fisheries Service, ‘‘Notice of
Interagency Cooperative Policy for Peer
Review in Endangered Species Act
Activities,’’ that was published in the
Federal Register on July 1, 1994 (59 FR
34270), and the Office of Management
and Budget’s Final Information Quality
Bulletin for Peer Review, dated
December 16, 2004, we sought the
expert opinions of six independent
specialists regarding the science in this
rule. The purpose of peer review is to
ensure that listing, reclassification, and
delisting decisions are based on
scientifically sound data, assumptions,
and analyses. We sent copies of the
April 27, 2011, proposed rule to the
peer reviewers immediately following
publication in the Federal Register. We
invited these peer reviewers to
comment, during the public comment
period, on the specific assumptions and
conclusions in the proposed delisting of
the Morelet’s crocodile. Although we
solicited peer review from 6 peer
reviewers, only 2 responded. We
summarized the opinions of these 2
reviewers in this final rule, and
considered their input and any
additional information we received as
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part of our process of making this final
decision.
Required Determinations
mstockstill on DSK4VPTVN1PROD with RULES3
Clarity of Rule
We are required by Executive Orders
12866 and 12988 and by the
Presidential Memorandum of June 1,
1998, to write all rules in plain
language. This means that each rule we
publish must: (a) Be logically organized;
(b) Use the active voice to address
readers directly; (c) Use clear language
rather than jargon; (d) Be divided into
short sections and sentences; and (e)
Use lists and tables wherever possible.
If you feel that we have not met these
requirements, send us comments by one
of the methods listed in the ADDRESSES
section. To better help us revise the
rule, your comments should be as
specific as possible. For example, you
should tell us page numbers and the
names of the sections or paragraphs that
are unclearly written, which sections or
sentences are too long, the sections
where you feel lists or tables would be
useful, etc.
VerDate Mar<15>2010
18:11 May 22, 2012
Jkt 226001
National Environmental Policy Act
Regulation Promulgation
We have determined that we do not
need to prepare an environmental
assessment or environmental impact
statement, as defined under the
authority of the National Environmental
Policy Act of 1969 (42 U.S.C. 4321 et
seq.), in connection with regulations
adopted pursuant to section 4(a) of the
Endangered Species Act. We published
a notice outlining our reasons for this
determination in the Federal Register
on October 25, 1983 (48 FR 49244).
Accordingly, we hereby amend part
17, subchapter B of chapter I, title 50 of
the Code of Federal Regulations, as set
forth below:
References Cited
A complete list of the references used
to develop this rule is available upon
request from the Endangered Species
Program in our Headquarters office (see
FOR FURTHER INFORMATION CONTACT
section).
List of Subjects in 50 CFR Part 17
Endangered and threatened species,
Exports, Imports, Reporting and
recordkeeping requirements,
Transportation.
PO 00000
Frm 00036
Fmt 4701
Sfmt 9990
PART 17—[AMENDED]
1. The authority citation for part 17
continues to read as follows:
■
Authority: 16 U.S.C. 1361–1407; 16 U.S.C.
1531–1544; 16 U.S.C. 4201–4245; Public Law
99–625, 100 Stat. 3500; unless otherwise
noted.
§ 17.11
[Amended]
2. Amend § 17.11(h) by removing the
entry for ‘‘Crocodile, Morelet’s’’ under
‘‘REPTILES’’ from the List of
Endangered and Threatened Wildlife.
■
Dated: May 11, 2012.
Daniel M. Ashe,
Director, U.S. Fish and Wildlife Service.
[FR Doc. 2012–12263 Filed 5–22–12; 8:45 am]
BILLING CODE 4310–55–P
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23MYR3
Agencies
[Federal Register Volume 77, Number 100 (Wednesday, May 23, 2012)]
[Rules and Regulations]
[Pages 30820-30854]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-12263]
[[Page 30819]]
Vol. 77
Wednesday,
No. 100
May 23, 2012
Part IV
Department of the Interior
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Fish and Wildlife Service
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50 CFR Part 17
Endangered and Threatened Wildlife and Plants; Final Rule To Remove the
Morelet's Crocodile From the Federal List of Endangered and Threatened
Wildlife; Final Rule
Federal Register / Vol. 77 , No. 100 / Wednesday, May 23, 2012 /
Rules and Regulations
[[Page 30820]]
-----------------------------------------------------------------------
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[Docket No. FWS-R9-ES-2010-0030; 92210-1113-0000-C6]
RIN 1018-AV22
Endangered and Threatened Wildlife and Plants; Final Rule To
Remove the Morelet's Crocodile From the Federal List of Endangered and
Threatened Wildlife
AGENCY: Fish and Wildlife Service, Interior.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: Under the authority of the Endangered Species Act of 1973, as
amended (Act), we, the U.S. Fish and Wildlife Service (Service), are
removing the Morelet's crocodile (Crocodylus moreletii) throughout its
range from the Federal List of Endangered and Threatened Wildlife due
to recovery. This action is based on a thorough review of the best
available scientific and commercial data, which indicate that the
species' status has improved to the point that the Morelet's crocodile
is not likely to become threatened within the foreseeable future
throughout all or a significant portion of its range. After the
effective date of this final rule, the Morelet's crocodile will remain
protected under the provisions of the Convention on International Trade
in Endangered Species of Wild Fauna and Flora.
DATES: This rule becomes effective June 22, 2012.
ADDRESSES: This final rule is available on the Internet at https://www.regulations.gov and comments and materials received, as well as
supporting documentation used in the preparation of this rule, will be
available for public inspection, by appointment, during normal business
hours at: U.S. Fish and Wildlife Service, 4401 N. Fairfax Drive, Suite
400, Arlington, VA 22203.
FOR FURTHER INFORMATION CONTACT: Janine Van Norman, Chief, Branch of
Foreign Species, Endangered Species Program, U.S. Fish and Wildlife
Service, 4401 North Fairfax Drive, Room 420, Arlington, VA 22203;
telephone 703-358-2171; facsimile 703-358-1735. If you use a
telecommunications device for the deaf (TDD), call the Federal
Information Relay Service (FIRS) at 800-877-8339.
SUPPLEMENTARY INFORMATION:
Executive Summary
(1) Purpose of the Regulatory Action
We are delisting the Morelet's crocodile throughout its range due
to recovery under the Endangered Species Act (16 U.S.C. 1531 et seq.)
Conservation actions by the three range countries of Mexico, Belize,
and Guatemala have eliminated or significantly reduced the threats to
the species to point that it is no longer endangered or threatened.
Wild populations have increased substantially since restrictions on
commercial harvest and trade were instituted in the 1970s. Species
experts now widely characterize Morelet's crocodile populations as
healthy.
(2) Major Provision of the Regulatory Action
This action is authorized by the Endangered Species Act of 1973
(Act), as amended.
We are amending Sec. 17.11(h), subchapter B of chapter I, title 50
of the Code of Federal Regulations by removing the entry for
``Crocodile, Morelet's'' from the List of Endangered and Threatened
Wildlife.
(3) Costs and Benefits
This is a delisting action, and the Office of Management and Budget
(OMB) has designated it as not significant. Therefore, we have not
analyzed the costs or benefits of this rulemaking action.
Previous Federal Actions
The Morelet's crocodile was listed as endangered throughout its
entire range under the predecessor of the Act via a rule published in
the Federal Register on June 2, 1970 (35 FR 8491). Import into, export
from, or re-export from the United States, as well as other
prohibitions, including movement in the course of a commercial activity
and sale in interstate or foreign commerce, of endangered species and
their parts and products, are prohibited under the Act unless otherwise
authorized. Authorizations for endangered species can only be made for
scientific purposes or to enhance the propagation or survival of the
species. On July 1, 1975, the Morelet's crocodile was listed in
Appendix I of CITES. These protections were put in place because the
species had suffered substantial population declines throughout its
range due to habitat destruction and overexploitation through the
commercial crocodilian skin trade. CITES Appendix I includes species
that are ``threatened with extinction which are or may be affected by
trade.''
On May 26, 2005, the Service received a petition from the
Government of Mexico's Comisi[oacute]n Nacional para el Conocimiento y
Uso de la Biodiversidad (CONABIO) to remove the Morelet's crocodile
from the List of Endangered and Threatened Wildlife at 50 CFR 17.11.
Based on the information provided, the Service's 90-day finding on
the petition, which was published in the Federal Register on June 28,
2006 (71 FR 36743), stated that the petition provided substantial
information to indicate that the requested action may be warranted. In
that finding, we announced that we had initiated a status review of the
species as required under section 4(b)(3)(A) of the Act, and that we
were seeking comments on the petition, as well as information on the
status of the species, particularly in Belize and Guatemala. The
Service also solicited comments or additional information from
counterparts in Mexico, Belize and Guatemala.
On April 27, 2011, the Service published in the Federal Register a
rule proposing to delist the Morelet's crocodile from the Federal List
of Endangered and Threatened Wildlife (76 FR 23650). With publication
of the proposed rule, we implemented the Service's peer review process
and opened a 60-day comment period to solicit scientific and commercial
information on the species from all interested parties. For more
detailed information on previous Federal actions, please refer to the
April 2011 proposed rule.
We based this action on a review of the best scientific and
commercial information available, including all information received
during the public comment period. In the April 27, 2011, proposed rule,
we requested that all interested parties submit information that might
contribute to development of a final rule. We also contacted
appropriate scientific experts and organizations and invited them to
comment on the proposed delisting. We received comments from five
individuals; two of those comments were from peer reviewers.
Summary of Comments and Recommendations
We reviewed all comments we received from the public and peer
reviewers for substantive issues and new information regarding the
proposed delisting of this species, and we address those comments
below. Overall, the commenters and peer reviewers supported the
proposed delisting. Belize and Guatemala did not submit comments.
[[Page 30821]]
Peer Review
In accordance with our policy published on July 1, 1994 (59 FR
34270), we solicited expert opinions from six individuals with
scientific expertise that included familiarity with the species, the
geographic region in which the species occurs, and conservation biology
principles. We received responses from two of the peer reviewers from
whom we requested comments. They generally agreed that the description
of the biology and habitat for the species was accurate and based on
all relevant literature. Some new information was provided, as well as
technical clarifications, as described below. Technical corrections
suggested by the peer reviewers have been incorporated into this final
rule. In some cases, it has been indicated in the citations by
``personal communication'' (pers. comm.), which could indicate either
an email or telephone conversation; in other cases, the research
citation is provided. Public Comments
The Service only received substantive comments from peer reviewers.
There were no substantive comments from the public.
Peer Reviewer Comments
(1) Comment: One peer reviewer disagreed with our statement that
``Unlike most other species of crocodilians, the Morelet's crocodile
lacks bony plates beneath the skin (osteoderms) * * *'' The reviewer
stated that 14 of 23 extant crocodilian species share that same
characteristic. He suggested we change the language to ``Like many
crocodilians * * *''
Our Response: The Service agrees, and we have revised the statement
to incorporate this change.
(2) Comment: One peer reviewer suggested that caution be made when
discussing threats; we should not assume that mortality factors
affecting some crocodiles constitute a threat that affects population
recruitment or population growth trajectory. He noted that crocodilians
have a robust life-history strategy, including repeated production of
offspring at intervals throughout their life cycle; long reproductive
lives; high fecundity; and low egg and hatchling survival, likely
enhanced by crocodilian parental care demonstrated for most species,
including Crocodylus moreletii. The combined result is that
crocodilians can sustain relatively high levels of mortality at all
life stages without reducing recruitment or population growth. Thus the
persistence of some anthropogenic threats at low levels such as
killing, subsistence hunting, and fishing net entanglement are unlikely
to constitute significant impacts to population persistence or even to
recovery.
Our Response: We agree, and have included revised language in this
rule.
(3) Comment: One peer reviewer stated that although the finding
refers to a ``rule,'' there were very few rules governing this species,
unlike other crocodilian species such as the saltwater crocodile, some
caimans, and Nile crocodile, in which there are requirements governing
trade, use, marking, etc.
Our Response: Those particular crocodilians were reclassified to
``Threatened'' status under the Act with a special rule under section
4(d) of the Act, governing crocodilians (see 50 CFR 17.42(c)). The
Service notes that the Morelet's crocodile is being delisted, and will
no longer fall under the provisions of the Act, and therefore will have
no further requirements under the Act. However, this species will be
subject to the requirements of 50 CFR part 23 regulations, concerning
the Convention on International Trade in Endangered Species of Wild
Fauna and Flora, (CITES), and 50 CFR part 13 (General Permit
Procedures) and 50 CFR part 14 (Importation, Exportation, and
Transportation of Wildlife). We have included this statement in this
final rule.
(4) Comment: One reviewer stated that they were not aware of any
information on trade, biology, or populations in Guatemala. However,
they spoke to Dr. Frank Mazzotti regarding his work referenced in the
proposed rule (76 FR 23682) pertaining to a national crocodile
management program with the Belize Forestry Department and Lamanai
Field Research Center. The reviewer reports with Dr. Mazzotti's consent
that this effort has resulted in little progress being made. As of June
20, 2011, Dr. Mazzotti was in Belize trying to reactivate the program.
Our Response: We have updated the section pertaining to Dr.
Mazzotti's efforts in trying to reactivate this effort.
(5) Comment: One peer reviewer asserted our statement pertaining to
the Morelet's crocodile's size attained at sexual maturity was
incorrect: ``Morelet's crocodiles attain sexual maturity at about 4.9
ft. (1.5 m) in length, at approximately 7-8 years of age.'' The
reviewer asserted that this only pertains to females (see Platt et al.
2008). Males attain sexual maturity at larger sizes than females,
although this size may vary by habitat, nutrition, etc.
Our Response: We revised that section to reflect this correction.
(6) Comment: One peer reviewer asserted our statement pertaining to
``Nests, usually constructed of leaf mounds * * *'' was incomplete.
They stated that Morelet's crocodile nests are constructed of various
types and components of vegetation such as grasses and sedges, leaves
and soil, as well as other materials, such as woody debris.
Our Response: We revised that section to include the other nesting
materials highlighted by the peer reviewer.
(7) Comment: One peer reviewer noted that the proposed rule had a
number of repetitious sections where the same information was presented
almost word for word (e.g. the sections describing Mexico's 2010 CITES
proposal.)
Our Response: We agree, and have limited the CITES 2010 discussion
to Factor D., Inadequacy of Existing Regulatory Mechanisms, Mexico's
Proposal To Transfer the Morelet's Crocodile to CITES Appendix II. We
refer back to this discussion in Factor D as needed.
(8) One of the peer reviewers expressed concern about effective
enforcement, after delisting. He stated that, due to financial
constraints, limited personnel, and other factors, ``effective
enforcement of wildlife laws and regulations can be difficult to
impossible to achieve in the range countries.
Our Response: The principle threat to Morelet's crocodiles was
trade for the crocodilian skin trade. Illegal harvest or killing of
individuals perceived as threats to humans or livestock cannot be
completely precluded, but enforcement of controls on domestic and
international trade severely limit any commercial incentives. In this
rule we state that even with this delisting of the species under the
Endangered Species Act, ``the status of the species under CITES, which
is an international trade agreement (see Factor D., Inadequacy of
Existing Regulatory Mechanisms, Mexico's Proposal To Transfer the
Morelet's Crocodile to CITES Appendix II), will continue to preclude
the trade of wild specimens for commercial purposes and therefore
should not create additional pressure on wild populations in any of the
range states, as long as enforcement remains effective.'' The Service
feels that enforcement under CITES is effective at curtailing illegal
trade of Morelet's crocodile, and there is no indication that it will
change in the immediate future.
[[Page 30822]]
Summary of Changes From Proposed Rule
We fully considered the comments we received from the public on the
proposed rule when developing this final delisting of the Morelet's
crocodile. This final rule incorporates changes to our proposed
delisting based on the comments that we received (discussed above) and
newly available scientific and commercial information. Reviewers
generally commented that the proposed rule was very thorough and
comprehensive. We made some technical corrections based on new,
although limited, information presented by the peer reviewers. None of
the information, however, changed our determination that delisting this
species is warranted.
Species Information
Three species of crocodilians occur in Mexico and Central America.
The Morelet's crocodile and the American crocodile (Crocodylus acutus)
co-occur in Mexico, Belize, and Guatemala (Schmidt 1924, pp. 79 and 85;
Stuart 1948, p. 45). While their ranges overlap, the American crocodile
has a much larger range than the Morelet's crocodile, and is found in
the United States in the State of Florida, as well as in the Caribbean,
on Pacific and Atlantic coasts of Central America and in northern South
America, in Venezuela, Colombia, Ecuador, and northern Peru. A third
species, the common or spectacled caiman (Caiman crocodilus) occurs in
Mexico and Guatemala, but is absent from Belize. The distribution of
the common caiman also extends into northern South America (Ross 1998,
pp. 14-17; Thorbjarnarson 1992, pp. 82-85). The Morelet's crocodile was
named after a French naturalist, P.M.A. Morelet (1809-1892), who
discovered this species in Mexico, in 1850 (Britton 2008, p. 1). The
type locality of the species was later restricted to ``Guatemala, El
Peten, Laguna de Peten'' when the species was scientifically described.
In Mexico, the Morelet's crocodile is known as ``lagarto'' or ``swamp
crocodile'' (Rodriguez-Quivedo et al. 2008).
The Morelet's crocodile is a ``relatively small species'' that
usually attains a maximum length of approximately 9.8-11.5 ft. (3-3.5 m
(S[aacute]nchez 2005, p. 4); Britton 2008, p. 1)), with most wild
adults ranging in length 6.6-8.2 ft. (2-2.5 m). Hurley (2005, p. 2),
however, reported specimens attaining 15.4 ft. (4.7 m). Platt and
Rainwater (2005, p. 25) stated that size estimates where shorter
lengths were documented were probably based on populations that had
been heavily impacted by hunting, and which now contained few large
adults. The Morelet's crocodile is distinguished from other crocodiles,
particularly the partially sympatric (having the same or overlapping
distribution) and somewhat larger American crocodile, by the number of
dorsal scales in each transverse row on its back, the number and
arrangement of nuchal scales (located at the nape of the neck), and
irregular scales on the ventrolateral (lower side) surface of the tail
(Meerman 1994, p. 110; Navarro Serment 2004, pp. 55-56; Platt and
Rainwater 2005, p. 27; Hern[aacute]ndez Hurtado et al. 2006, p. 376;
Platt et al. 2008b, p. 294). The Morelet's crocodile has six nuchal
scales of similar size compared to other crocodile species, which have
either four nuchal scales or four large nuchal scales and two small
ones (CITES 2010a, p. 11). Like many crocodilians, the Morelet's
crocodile lacks bony plates beneath the skin (osteoderms), making their
skin more valuable as leather (Hurley 2005, p. 9). Adults have a
yellowish-olive black skin, usually showing big black spots at the tail
and at the back area, which in some adults can be entirely black. The
ventral (underside) area is light in color, with a creamy yellowish
tone. A thick and soft skin has made the Morelet's crocodile desirable
for commercialization (CITES 2010a, p. 3).
Opportunistic carnivores, juvenile Morelet's crocodiles feed on
small invertebrates, especially insects and arachnids, while subadults
eat a more diverse diet including mollusks, crustaceans, fish,
amphibians, and small reptiles. Adult crocodiles consume reptiles,
birds, and mammals (Platt et al. 2002, p. 82; S[aacute]nchez 2005, p.
7; Platt et al. 2006, pp. 283-285; CITES 2008, p. 9, CITES 2010a, p.
3). This species is also known to exhibit necrophagy (consumption of
dead animal carcasses over an extended period (several days)) and
interspecific kleptoparasitism (stealing of food from one individual by
another individual) (Platt et al. 2007, p. 310). Female Morelet's
crocodiles attain sexual maturity at about 4.9 ft. (1.5 m) in length,
at approximately 7-8 years of age. Males attain sexual maturity at
larger sizes than females, although this size may vary by habitat,
nutrition, and other environmental factors (Rainwater 2011, pers.
comm.)
A growth rate of 0.63 inches (in) per month (1.6 centimeters (cm)
per month) was observed in Morelet's crocodiles during the first 3
years of life under protected conditions in Mexico, while a rate of
0.94-1.18 in per month (2.4-3.0 cm per month) was achieved under
farming conditions (P[eacute]rez-Higareda et al. 1995, p. 173). Adult
females build nests and lay 20-40 eggs per clutch (Hurley 2005, p. 3;
S[aacute]nchez 2005, p. 6), with an average of 35 eggs per clutch
(CITES 2008, p. 9; CITES 2010a, p. 3). Nests consist of mounds composed
of grasses, sedges, leaves, soil and woody material (Rainwater 2011,
pers. comm.), and are generally constructed at the beginning of the wet
season (April-June). They are located on the shores of freshwater
wetlands, as well as in coastal lagoons and mangrove patches (Platt et
al. 2008a, pp. 179-182).
An analysis based on DNA microsatellite data from hatchlings
collected at 10 Morelet's crocodile nests in Belize showed that progeny
from 5 of the 10 nests were sired by at least two males (McVay et al.
2008, p. 643). These data suggested that multiple paternities was a
mating strategy for the Morelet's crocodile and was not an isolated
event. In addition, this information may be useful in the application
of conservation and management techniques for the species.
The eggs of Morelet's crocodiles hatch in September-October, 65-90
days after they are laid. Females attend the nest during incubation,
and can assist the newborns to leave the nest. Both parents protect
juveniles against predators and other adult crocodiles (CITES 2010a, p.
3). Nest failures due to flooding and predation, both avian and
mammalian, are common (Platt et al. 2008a, p. 184). Expected lifespan
in the wild is 50-65 years (Hurley 2005, p. 4.) The Morelet's crocodile
exhibits and shares with other crocodilians many acoustic and visual
signals that convey reproductive, territorial, and other types of
information (Senter 2008, p. 354).
The Morelet's crocodile occurs primarily in freshwater environments
such as lakes, swamps, and slow-moving rivers, but can temporarily
inhabit intermittent freshwater bodies, such as flooded savannahs, and
is occasionally observed in brackish coastal lagoons (Villegas 2006, p.
8). Floating and emergent vegetation provide cover to protect young
crocodiles from predators, including cannibalism by adult crocodiles
(S[aacute]nchez 2005, p. 7). In contrast to the Morelet's crocodile,
the American crocodile feeds mainly on fish and occurs primarily in
coastal or brackish environments, such as coastal mangrove swamps,
brackish and saltwater bays, lagoons, marshes, tidal rivers, and
brackish creeks. American crocodiles can also be found in abandoned
coastal canals and borrow pits, and may range inland into freshwater
environments preferred by the Morelet's crocodile, such as lakes and
lower reaches of large
[[Page 30823]]
rivers. American and Morelet's crocodiles have been known to lay eggs
within the same nest mound as conspecifics, suggesting a more
gregarious and tolerant demeanor (Brien et al. 2007, pp. 17-18).
The historical distribution of the Morelet's crocodile comprised
the eastern coastal plain of Mexico, most of the Yucatan Peninsula,
Belize, and northern Guatemala (Hurley 2005, p. 1), with an estimated
historical distribution covering 173,746 mi\2\ (450,000 km\2\) (Sigler
and Dom[iacute]nguez Laso 2008, pp. 11-12). Approximately 51 percent of
the original geographic distribution in Mexico remains undisturbed,
while approximately 49 percent is disturbed or altered (Mexico 2006, p.
17, CITES 2010a, p. 16). In linear terms, the amount of undisturbed
shoreline habitat available in Mexico to the Morelet's crocodile is
about 15,534 mi (25,000 km) of shoreline, which is approximately 72
percent of the total undisturbed shoreline habitat available throughout
the species' range. According to CONABIO, the amount of undisturbed
shoreline habitat available to the Morelet's crocodile in Belize and
Guatemala is estimated to be 2,050 mi (3,300 km) and 4,163 mi (6,700
km), respectively, or 9 and 19 percent of the total undisturbed
shoreline habitat available throughout the species' range (CONABIO
2005, pp. 16-19).
Historical estimates of total population sizes in the three range
countries are unavailable or imprecise, and we were not able to find
any additional data on historical, rangewide population estimates for
the species. While not quantifiable or documented by field surveys, Lee
(1996, p. 134) characterized the historical distribution and abundance
of the Morelet's crocodile in the Yucatan Peninsula of Mexico as
follows: ``Throughout its range, nearly every local aguada (flood) has
(or had) its lagarto, which generally proves to be C. moreletii.'' The
same probably could be said about Belize and Guatemala.
It has been widely reported, however, that by the middle of the
20th century, populations of Morelet's crocodiles were widely depleted
due primarily to overharvest for commercial purposes during the 1940s
and1950s. In ``Crocodiles: An action plan for their conservation,''
Thorbjarnarson (1992, p. 68 and the references cited therein)
characterized the Mexican populations of Morelet's crocodiles in the
early 1990s as very depleted in the Mexican States of Tamaulipas and
Veracruz, recovering to some degree and viable in northeastern Mexico,
and severely threatened in Tabasco State and Campeche State. However,
populations of Morelet's crocodiles were not depleted in southern
Chiapas State and eastern Quintana Roo State (Sian Ka'an Biosphere
Reserve).
Few historical estimates for the Morelet's crocodile in Belize are
available, but based on surveys during 1978 and 1979, Abercrombie et
al. (1980, p. 103) reported that very few adults were observed in areas
where they had previously been relatively abundant. This condition was
attributed to overexploitation (i.e., commercial trade in hides).
Thorbjarnarson (1992, p. 55) characterized the Morelet's crocodile
populations in the early 1990s as generally depleted in the northern
part of Belize, but relatively abundant in several other areas.
Abercrombie et al. estimated the total population of Morelet's
crocodiles older than 9 months of age in Belize at 2,200-2,500
individuals (Abercrombie et al. 1982, p. 16). Nothing was known in the
scientific literature at that time about populations in the southern
part of Belize. The only available countrywide estimates for the
Morelet's crocodile in Belize suggested a total population size of
25,000-30,000 individuals that was declining in number in 1945, was
near depletion between 1970 and 1980, and, in response to several
protective measures, had undergone a slow recovery by 2000 to about
20,000 individuals (Finger et al. 2002, p. 199).
Thorbjarnarson (1992, p. 64) characterized the Guatemalan
populations in the early 1990s as depleted, but capable of recovery. He
indicated that 75 individuals had been reported at three lakes in the
Pet[eacute]n Region, in the northern portion of the country, and that
Morelet's crocodiles were known to be common in other parts of that
region.
By the late 1990s, little had changed with regard to our knowledge
of the distribution and abundance of the Morelet's crocodile. In
``Crocodiles: Status survey and conservation action plan (second
edition),'' Ross (1998, pp. 46-47) characterized several populations of
Morelet's crocodiles in all three countries as depleted. In some areas,
however, including the Lacand[oacute]n Forest (Chiapas State, Mexico)
and the Sian Ka'an Biosphere Reserve (Quintana Roo State, Mexico),
healthy populations of the Morelet's crocodile existed. These findings
were based on anecdotal reports and incidental records; numerical data
were not readily available.
Based on extrapolations of habitat relationships (e.g., vegetation
type, size of wetland/riverine feature, and disturbance factors,
described in more detail in CONABIO 2005, pp. 16-19) and frequency of
encounter rates (derived from country-specific field research), the
potential global population of free-ranging Morelet's crocodiles in
2004 was estimated to be 102,432 individuals (all age classes; 79,718
individuals in Mexico, 8,803 in Belize, and 13,911 in Guatemala),
including approximately 19,400 adults (CONABIO 2005, pp. 17-19).
Summary of Factors Affecting the Species
Section 4 of the Act and its implementing regulations, 50 CFR 424,
set forth the procedures for listing, reclassifying, or removing
species from the Federal Lists of Endangered and Threatened Wildlife
and Plants. ``Species'' is defined by the Act as including any species
or subspecies of fish or wildlife or plants, and any distinct
vertebrate population segment of fish or wildlife that interbreeds when
mature (16 U.S.C. 1532(16)). Once the ``species'' is determined, we
then evaluate whether that species may be endangered or threatened
because of one or more of the five factors described in section 4(a)(1)
of the Act. We must consider these same five factors in reclassifying
or delisting a species. For species that are already listed as
endangered or threatened, the analysis of threats must include an
evaluation of both the threats currently facing the species, and the
threats that are reasonably likely to affect the species in the
foreseeable future following the delisting or downlisting and the
removal or reduction of the Act's protections. We may delist a species
according to 50 CFR 424.11(d) if the best available scientific and
commercial data indicate that the species is neither endangered nor
threatened for the following reasons: (1) The species is extinct; (2)
the species has recovered and is no longer endangered or threatened;
and/or (3) the original scientific data used at the time the species
was classified were in error.
Factor A. Present or Threatened Destruction, Modification, or
Curtailment of the Species' Habitat or Range
The overharvest for commercial purposes, rather than habitat
destruction or modification, was the primary reason for the Morelet's
crocodile being listed under the Act and its inclusion in CITES.
However, the Act requires an analysis of current and future potential
impacts to the species based on modification or destruction of habitat.
[[Page 30824]]
The petition (CONABIO 2005) highlights habitat degradation as a
potential threat, especially if it involves lack of prey and eventual
contamination of water bodies. Currently, the extent of habitat
degradation is estimated to be moderate in Mexico and Belize, and
slightly higher in northern Pet[eacute]n, Guatemala (CONABIO 2005,
Annex 1, p. 10). However, as stated previously, historical estimates of
rangewide habitat destruction for the Morelet's crocodile are
unavailable or imprecise. We found that the data on habitat destruction
were primarily presented separately for each individual country.
Therefore, the following analysis of the potential threats to the
species from habitat destruction or modification first presents the
specific information available for the Morelet's crocodile in each
country, and then presents the general information that was available
for the species as a whole.
Mexico
The Morelet's crocodile is known historically from 10 states in
Mexico (from east to west): Quintana Roo, Yucat[aacute]n, Campeche,
Chiapas, Tabasco, Veracruz, Oaxaca, Hidalgo, San Luis Potos[iacute],
and Tamaulipas ([Aacute]guilar 2005, p. 2). Based on available
information and interviews during a 1995 site visit to Mexico by the
IUCN Crocodile Specialist Group, Ross (1998, pp. 13) suggested ``with
some confidence'' that the Morelet's crocodile was widely distributed
throughout most of its original range. These states were resurveyed
between 2000 and 2004 to assess current Morelet's crocodile populations
in those areas.
Surveys conducted between 2000 and 2004 documented the widespread
distribution and relative abundance of wild populations of the
Morelet's crocodile in Mexico (Dom[iacute]nguez-Laso et al. 2005, pp.
21-30; also summarized in S[aacute]nchez Herrera 2000, pp. 17-19;
CONABIO 2005, pp. 11-13 and Annex 5; S[aacute]nchez Herrera and
[Aacute]lvarez-Romero 2008, p. 415; Garc[iacute]a et al. 2007, pp. 31-
32; Sigler and Dom[iacute]nguez Laso 2008, pp. 11-13). Surveys found
Morelet's crocodiles at 63 sites across all 10 Mexican states
comprising the species' entire historic range in Mexico (CONABIO 2005,
p. 12). Habitat evaluations based on five environmental components
rated habitat quality as excellent at 10 sites (24 percent), or as
favorable or suitable at 24 sites (57 percent). Furthermore, evidence
of the presence of the Morelet's crocodile was found in cultivated
areas and at sites with ``intermediate'' quality habitats (CONABIO
2005, p. 13). This suggested that the Morelet's crocodile does not
require undisturbed habitat in order to occupy a site. Habitat mapping
resulted in an estimated minimum of 15,675 mi (25,227 km) of shoreline
as suitable Morelet's crocodile habitat in Mexico, which is 72 percent
of the estimated suitable shoreline habitat available throughout the
species' range (CONABIO 2005, pp. 14-16).
Population characteristics of the Morelet's crocodiles in Mexico
were also determined during the 2000-2004 field surveys. All age
classes were well represented (34 percent juveniles, 47 percent
subadults, and 19 percent adults), indicating good recruitment
(Dom[iacute]nguez-Laso et al. 2005, p. 31). A higher proportion of
males to females (1.55 to 1 overall versus about 1 male per female)
were observed in all age classes, except older subadults
(Dom[iacute]nguez-Laso et al. 2005, pp. 33-34). Mean frequency of
encounter, based on 62 localities surveyed--excluding one outlier site
with an atypically large crocodile population--was 5.76 individuals per
0.62 mi (= 1 kilometer (km) of shoreline ((mode = 3.16 individuals per
km); Dom[iacute]nguez-Laso et al. 2005, pp. 30, 40). These frequency of
encounter rates were similar to those reported for other sites, for
example: (1) Sigler et al. (2002, p. 222) reported rates of 8.33-18.5
individuals per km) at various sites throughout Mexico and commented
that these were the highest rates ever reported for that country; (2)
Cede[ntilde]o-V[aacute]zquez (2002, p. 353) reported rates of 1-2
individuals per km), when present (22 of 40 surveys; 711 individuals
counted; all age classes represented; hatchlings in September), at
Bahia de Chetumal and R[iacute]o Hondo, Mexico (n = 17 sites) and
commented on the recovery of the species; (3) Cede[ntilde]o-
V[aacute]zquez et al. (2006, p. 15) reported rates of 7.6 and 5.3
individuals per km at La Arrigue[ntilde]a, Campeche State, and
commented that this suggested a healthy population. A population
estimate--based on (a) extrapolations of 3.16 individuals per km, (b)
19 percent adults, and (c) a cautious estimate of occupied habitat
(15,675 mi (25,227 km) of river habitat)--produced a result of
approximately 79,718 wild individuals (all ages) in Mexico comprising
78 percent of the total wild population, including approximately 15,146
adults in Mexico (Dom[iacute]nguez-Laso 2005, p. 40).
New information now available to the Service documents updates in
the geographic distribution of the Morelet's crocodile in Mexico.
Because of several unauthorized introductions or escapes from captive-
breeding facilities in areas outside of the reported range of the
species, the Morelet's crocodile has become established in the wild at
three sites: Chacahua, Oaxaca State; Villa Flores, Chiapas State; and
Laguna de Alcuzahue, Colima State ([Aacute]lvarez Romero et al. 2008,
p. 415). Several captive-breeding facilities along the Pacific coast in
western Mexico contain Morelet's crocodiles. These facilities are
located in areas outside of the reported range of the species, but
potentially within appropriate habitat for this species. Concerns have
been raised about these introductions and the potential negative
impacts of this ``exotic'' or ``invasive'' species on the local biota
([Aacute]lvarez Romero et al. 2008, pp. 415, 417). Although genetic
evidence suggests that hybridization with the American crocodile is a
long-standing, natural situation (Ross, 2011 pers. comm.), Mexico is
making efforts to diagnose potential threats to the native American
crocodile caused by hybridization with the introduced Morelet's
crocodile on the Pacific coast of Mexico. The goal of these efforts is
to generate morphological and molecular identification materials and
study the population dynamics of the American crocodile. It will
include monitoring and harvest of Morelet's crocodiles and hybrids for
scientific research (CITES 2010a, p. 6).
According to the information presented in CONABIO 2005, the
Morelet's crocodile in Mexico occupies at least 12 protected areas
(CONABIO 2005, p. 30 and Annex 6). Part of the Sistema Nacional de
[Aacute]reas Naturales Protegidas (SINANP or National System of
Protected Natural Areas, described more fully in the Factor D section,
Inadequacy of Existing Regulatory Mechanisms), encompasses 13 percent
of the species' range and includes the following areas: Los Tuxtlas
Biosphere Reserve, Pantanos de Centla Biosphere Reserve, Laguna de
T[eacute]rminos Biosphere Reserve, Hampolol Wildlife Conservation and
Research Center, El Palmar State Preserve, R[iacute]a Lagartos
Biosphere Reserve, Yum Balam Biosphere Reserve, Laguna Nichupte, Sian
Ka'an Biosphere Reserve, Bahia Chetumal (Bay), and R[iacute]o Hondo
(River).
The Government of Mexico's 2010 CITES proposal to transfer the
Morelet's crocodile from CITES Appendix I to CITES Appendix II provided
updated information on the number of protected areas for the Morelet's
crocodile in Mexico. About 77 Federal and certified protected areas in
Mexico provide shelter and legal protection to the Morelet's crocodile
in its potential range. Of these, 11 have records of the species
covering 7,763,147 acres (3,141,634 hectares (ha)) (CITES 2010a, pp.
11, 17-20). The Government of
[[Page 30825]]
Mexico designated 8 of the 11 protected areas containing Morelet's
crocodiles as Biosphere Reserves, and the 3 remaining protected areas
containing Morelet's crocodiles as Flora and Fauna Protection Areas. As
stated above, these protected areas are part of SINANP (described more
fully in the Factor D section, Inadequacy of Existing Regulatory
Mechanisms).
The Government of Mexico's 2010 CITES proposal used both a
narrative description (CITES 2010a, p. 11) and a list (CITES 2010a, pp.
17-20) to indicate that there are 11 federally protected areas in
Mexico containing Morelet's crocodile. CONABIO 2005 used a narrative
description (CONABIO 2005, p. 30) to indicate that there are at least
12 federally protected areas in Mexico containing Morelet's crocodile
(CONABIO 2005, p. 30), but did not include a list of the federally
protected areas. Based on the information available to the Service, we
were unable to find any additional data to explain the difference in
the numbers of federally protected areas cited in these two documents.
The Government of Mexico's 2010 CITES proposal is the more recent
document, and we consider it to contain the best available scientific
and commercial data on the number of federally protected areas in
Mexico.
The Convention on Wetlands of International Importance especially
as Waterfowl Habitat (also known as the Ramsar Convention) is an
intergovernmental treaty that provides a framework for international
cooperation for the conservation of wetland habitats. CONABIO 2005 did
not provide information on whether the Ramsar Convention protects any
Morelet's crocodile habitat in Mexico. However, this information was
included in the Government of Mexico's 2010 CITES proposal. According
to their 2010 CITES proposal, there are 41 Ramsar sites in the
potential range of the Morelet's crocodile in Mexico, 13 of which have
records of the species covering 6,779,875 ac (2,743,718 ha) (CITES
2010a, pp. 11, 17-20).
According to the information presented in CONABIO 2005, one of the
main potential threats to the Morelet's crocodile is habitat
destruction and fragmentation due to residential and infrastructure
development, such as dams, roads, residential areas, and irrigated
fields (CONABIO 2005, Annex 2, pp. 4-5). The information presented in
CONABIO 2005 indicated that land reform and the ensuing colonization of
undeveloped areas are a potential threat to the Morelet's crocodile,
but the Government of Mexico has no such actions planned at this time
(CONABIO 2005, p. 33). This threat of habitat degradation is
ameliorated in Mexico by the Ley General de Equilibrio Ecol[oacute]gico
y Protecci[oacute]n al Ambiente (LGEEPA; General Ecological Equilibrium
and Environmental Protection Law). This 1988 law has strict
restrictions against land use changes in Mexico, especially for
undisturbed habitat such as those areas used by the Morelet's crocodile
(CONABIO 2005, p. 25). This law is supported by several others in
Mexico that ensure the conservation of native flora and fauna in Mexico
(see discussion in the Factor D section, Inadequacy of Existing
Regulatory Mechanisms; also see CONABIO 2005, Annex 3).
According to the information presented by CONABIO, even in the
historic context of prolonged habitat alteration, wild populations of
Morelet's crocodiles remained abundant; so much so that large,
commercial exploitation of the species was occurring up until federal
and international protections were put in place 40 years ago.
Alteration of Morelet's crocodile habitat occurring since then may have
produced some additional reductions in local populations, but these
reductions are not comparable to those of the past. In addition, even
in areas where changes to the original environment are not reversible,
evidence points to a certain degree of tolerance by Morelet's
crocodiles, especially when the habitat alterations are a result of
agriculture or low technology livestock production (CONABIO 2005, p.
25).
Based on surveys, it appears that the Morelet's crocodile in Mexico
occurs in all 10 states from where it traditionally has been reported
(CONABIO 2005, pp. 11-19). Although approximately 49 percent of the
original range in Mexico has been altered, much of the altered habitat
is still occupied by the Morelet's crocodile. Approximately 77,220
mi\2\ (200,000 km\2\) of undisturbed habitat remains in Mexico, which
is equivalent to approximately 15,534 mi (25,000 km) of shoreline. The
Government of Mexico protects habitat occupied by the Morelet's
crocodile in 11 areas designated by the Government of Mexico as either
Biosphere Reserves or Flora and Fauna Protection Areas covering a total
of 7,763,147 ac (3,141,634 ha). In addition, the Ramsar Convention
protects Morelet's crocodile habitat at 13 sites in Mexico covering
6,779,875 ac (2,743,718 ha). We do not have any information or data on
the amount of geographic overlap, if any, between the areas of habitat
protected by the Government of Mexico versus that protected by the
Ramsar Convention. Therefore, we considered these two protection
mechanisms as providing separate, but complementary, habitat protection
as part of our analysis of habitat protection under this final rule.
We find that the information presented in the petition, as well as
the additional information available to the Service, represents the
best available scientific and commercial data on habitat destruction or
modification for Morelet's crocodiles in Mexico. Although moderate
habitat destruction or modification is currently affecting local
populations of Morelet's crocodiles in Mexico, and this is likely to
continue in the foreseeable future, these activities would not have a
significant impact on the species because they would be subject to
conservation measures under the Government of Mexico's regulatory
framework. This framework will continue to provide adequate protection
to the Morelet's crocodile and its habitat in the foreseeable future.
Surveys conducted found Morelet's crocodiles at 63 sites across all 10
Mexican states comprising the species' entire historic range in Mexico
(CONABIO 2005, p. 12). Given that Mexico contains more than 85 percent
of the species' natural range and an estimated 78 percent of all wild
individuals, that 7,763,147 ac (3,141,634 ha) of habitat are protected
by the Government of Mexico, and that 6,779,875 ac (2,743,718 ha) of
habitat are protected by the Ramsar Convention, we conclude that
habitat destruction or modification is neither a threat to, nor is it
anticipated to significantly impact, the Morelet's crocodile in Mexico
in the foreseeable future.
Belize
The Morelet's crocodile was historically known from all six
districts in Belize (from north to south): Corozal, Orange Walk,
Belize, Cayo, Toledo (Anonymous 1998), and Stann Creek (Platt et al
1999, p. 397.) According to information provided by CONABIO, virtually
all of the country contained suitable habitat for the species. The
style of economic development in Belize has not required massive
alteration of the natural environment. Thus, in general, no extensive
and drastic alteration of Morelet's crocodile habitat has occurred in
Belize (CONABIO 2005, p. 26). The current amount of altered versus
unaltered current habitat for the Morelet's crocodile in Belize is
unknown, but CONABIO estimated the current amount of potentially
suitable habitat to be approximately 2,050 mi (3,300 km) of shoreline
(CONABIO 2005, pp.14-19).
[[Page 30826]]
While the species is widespread in the northern portion of the
country, it is naturally limited to a narrow region of lowlands along
the coast in the southern part of Belize, which is otherwise
mountainous (Schmidt 1924, p. 80; Abercrombie et al. 1982, pp. 12-16;
Platt et al. 1999, p. 395; Platt and Thorbjarnarson 2000a, pp. 25-26).
Teams not associated with the Mexican effort to delist the species
recently surveyed these states, in part, to assess Morelet's crocodile
populations in those areas. Based on recent surveys, all six districts
historically known to contain Morelet's crocodiles were surveyed in a
general characterization of the biodiversity of Belize (Boles 2005, p.
4; Belize Forest Department 2006, p. 22; Biological-Diversity.info Web
site 2009). At Spanish Creek Wildlife Sanctuary, in the north-central
part of the country, Meerman et al. (2004, pp. 23-24 and 30-32)
determined that the Morelet's crocodile was fairly common at the site
(frequency of encounter rate = 1.4-2.4 individuals per km). At
Mayflower Bocawina National Park, near the coast in the southeastern
part of the country, Meerman et al. (2003b, p. 30) unexpectedly located
the Morelet's crocodile at fast-flowing streams such as Silk Grass
Creek. While this specimen could have been introduced at the site, its
occurrence could also be natural. Along the Macal River, in west-
central Belize, Stafford et al. (2003, pp. 18, 20) located a breeding
population of the Morelet's crocodile (frequency of encounter rate =
1.48 individuals per km (2001) and 1.25 individuals per km (2002)) at a
mountainous site at 1,476 ft. (450 m) elevation (higher than expected).
A total population size at the Macal River site was calculated to be,
at minimum, about 94 individuals (Stafford et al. 2003, p. 19).
Earlier comparisons between spotlight surveys conducted in northern
Belize in 1979-1980 and 1992-1997 also showed that Morelet's crocodiles
were widely distributed and relatively abundant across several habitat
types and levels of human accessibility (Platt and Thorbjarnarson
2000b, p. 23). In addition to an extensive system of nature reserves,
including significant areas of crocodile habitat, these researchers
noted relatively high Morelet's crocodile encounter rates in wetlands
surrounding sugarcane fields in this area. Morelet's crocodiles were
observed in canals and ditches within the municipal limits of Belize
City and Orange Walk, as well as in wetlands easily accessible from
many villages (Platt and Thorbjarnarson 2000b, p. 23).
Population characteristics of Morelet's crocodiles in Belize were
also determined during these surveys. Size class distribution--25.4
percent adults in the 1990s, compared with 5-10 percent in an earlier
study--was consistent with population recovery from past
overexploitation (Platt and Thorbjarnarson 2000b, p. 24). Platt and
Thorbjarnarson (2000b, pp. 23, 26) reported an overall frequency of
encounter of 1.56 individuals per km; encounter rates were much higher
in nonalluvial (8.20 individuals per km) and alluvial (6.11 individuals
per km) lagoons than in rivers and creeks (0.95 individuals per km) or
in mangrove habitats (0.24 individuals per km). While a significant,
male-biased sex ratio (5.3 males per 1 female versus about 1 male per
female) was identified, the reasons were unclear (Platt and
Thorbjarnarson 2000a, pp. 23, 27). Based on extrapolations of habitat
relationships in Mexico (which results in an estimated 2,080 mi (3,347
km) of potential habitat in Belize) and an average frequency of
encounter of 2.63 individuals per km, CONABIO stated that these results
suggested a total Belize population estimate for the Morelet's
crocodile of about 8,803 individuals in the wild (all age classes),
comprising 9 percent of the total wild population, including about
1,673 adults (CONABIO 2005, p. 18). Although this is not a typically
constructed population estimate, this estimate constitutes the best
available scientific and commercial data for the nationwide abundance
of Morelet's crocodiles in Belize. Although Platt suggested that these
overall values for Belize may be somewhat inflated because habitat in
southern Belize is less suitable for Morelet's crocodiles than areas in
the north (Platt 2008, pers. comm.), frequency of encounter values for
Morelet's crocodile populations and total population sizes in Belize
may have further increased due to continued protection for over a
decade since these surveys in the 1990s. Boles (2005, p. 4) and Belize
Forest Department (2006, p. 22), based on countrywide analyses, both
suggested that the Morelet's crocodile had ``recovered'' in Belize and
could be categorized as ``healthy.''
CONABIO did not present information about the distribution and
abundance of the Morelet's crocodile in protected areas in Belize.
Other information obtained by the Service, however, suggests that the
species is present in many protected areas in Belize, including:
Sarstoon Temash National Park (Meerman et al. 2003a, p. 45), Mayflower
Bocawina National Park (Meerman et al. 2003b, p. 30), and Spanish Creek
Wildlife Sanctuary (Meerman et al. 2004, pp. 30-31). Overall, about 18-
26 percent of the national territory of Belize is under some form of
protection (BERDS 2005b, p. 1; Young 2008, p. 29). In several of these
protected areas, natural resource extraction is permitted from the
site, thus potentially limiting these areas' contribution to the
conservation status of the Morelet's crocodile. However, we have no
evidence that resource extraction in these Belizean protected areas is
currently or anticipated to affect significantly the Morelet's
crocodile.
We find that the data presented by CONABIO, and additional data
available to the Service, represent the best available scientific and
commercial data on habitat destruction or modification for Morelet's
crocodiles in Belize. Although habitat destruction or modification is
currently affecting some local populations of Morelet's crocodiles in
Belize, and this is likely to continue in the foreseeable future, we do
not have any evidence that habitat destruction or modification is
currently or anticipated to be a threat to the Morelet's crocodile in
Belize.
Guatemala
The Morelet's crocodile was historically known from the northern
portion of Guatemala (States of Pet[eacute]n and Alta Verapaz; Schmidt
1924, pp. 79-84). According to information provided by CONABIO, the
Pet[eacute]n region of Guatemala was scarcely populated by humans
before 1960 (an estimated 15,000 to 21,000 inhabitants in approximately
12,960 square miles (33,566 km\2\) or about one third of Guatemala's
area) (CONABIO 2005). In 1961, the Government of Guatemala started an
official program to foster colonization in the region, and this caused
environmental alteration, as well as increased human conflicts with
crocodiles. Slightly more than 50 percent of the potential habitat for
the Morelet's crocodile has been altered in Guatemala (CONABIO 2005, p.
26). While the current amount of altered versus unaltered habitat for
the Morelet's crocodile in Guatemala is unknown, CONABIO estimated the
current amount of potentially suitable habitat to be approximately
4,163 mi (6,700 km) of shoreline (CONABIO 2005, pp.14-19). According to
information provided by CONABIO, studies on the status of Morelet's
crocodile habitat and population in Guatemala are underway, and the
potential threats to the species are under assessment (CONABIO 2005, p.
26).
Recent nationwide survey results are not available for Guatemala,
but populations appear to remain in their
[[Page 30827]]
historical range in the northern part of the country, especially the
central portion of the State of Pet[eacute]n, Laguna del Tigre National
Park (northwestern portion of the State of Pet[eacute]n)
(Casta[ntilde]eda Moya et al. 2000, p. 63), and the El Mirador-
R[iacute]o Azul National Park (ParksWatch 2002, p. 3). The Laguna del
Tigre National Park, the largest national park in Guatemala and the
largest protected wetland in Central America, is home to the largest
numbers of Morelet's crocodiles in Guatemala (ParksWatch 2003, p. 1).
While information regarding the distribution and abundance of
Morelet's crocodile in Guatemala is sparse, investigations conducted in
Laguna del Tigre National Park (date unspecified, reported in 1998)
estimated 4.35 individuals per km in the Sacluc River and 2.1
individuals per km in the San Pedro River, with a population structure
typical of stable populations (Casta[ntilde]eda Moya 1998a, p. 13).
Casta[ntilde]eda Moya (1997, p. 1; 1998a, p. 521) characterized
Morelet's crocodile distribution in the northern State of Pet[eacute]n,
Guatemala, as fragmented, with the healthiest populations in the
northern region of Pet[eacute]n, where human impact was lower. In a
follow-up study at Laguna del Tigre National Park, Casta[ntilde]eda
Moya et al. (2000, pp. 62-63) reported a mean frequency of encounter
rate for the entire park of 4.3 individuals per km, with maximum values
of 12.28 individuals per km at Flor de Luna and 11.00 individuals per
km at Laguna La Pista. The Morelet's crocodile was more frequently
encountered in closed aquatic systems than in open aquatic systems.
Juveniles were more frequently observed than were adults.
Based on extrapolations of habitat relationships in Mexico (which
resulted in an estimated 4,159.8 mi (6,694.5 km) of potential habitat
in Guatemala) and an average frequency of encounter of 2.078
individuals per km, CONABIO stated that there is an estimated total
Guatemalan population of Morelet's crocodile of about 13,911
individuals in the wild (all age classes) comprising 13 percent of the
total wild population, including about 2,643 adults (CONABIO 2005, p.
18). Although this is not a typically constructed population estimate,
this population estimate constitutes the best available scientific and
commercial data for the nationwide abundance of Morelet's crocodiles in
Guatemala.
While Guatemala has regulatory mechanisms in place to protect these
habitats, it appears that the Government of Guatemala, until recently,
was not able to enforce them adequately. Resource extraction, drug
trade, a lack of regulatory enforcement, and financial issues limited
protected areas' potential contribution to the conservation status of
the Morelet's crocodile ((Instituto de Agricultura, Recursos Naturales
y Agr[iacute]colas, Universidad Rafael Landivar, and Asociaci[oacute]n
Instituto de Incidencia Ambiental (IARNA URL IIA) 2006, pp. 88-92). For
example, the Laguna del Tigre National Park, together with the Laguna
del Tigre Protected Biotope (a small area with a distinct set of
environmental conditions that supports a particular ecological
community of plants and animals) was considered critically threatened
by drug trade, land grabs, the presence of human settlements, expanding
agriculture and cattle ranching, poaching, forest fires, the oil
industry, and the almost complete lack of institutional control over
the area (ParksWatch 2003, p. 11). ParksWatch also deemed this national
park, and its surrounding area, would not meet its biological diversity
objectives in the immediate future unless urgent steps were taken
(ParksWatch 2003, p. 11). However, the following year, ParksWatch noted
major improvements at Laguna del Tigre since their 2003 report. We have
obtained information on the specific protections recently provided to
Morelet's crocodiles in the conservation areas of Guatemala, and events
that reveal a commitment by the Guatemalan government to curtail
illegal activities harmful to Laguna del Tigre National Park. We will
go into detail in the Factor D section, Inadequacy of Existing
Regulatory Mechanisms.
Casta[ntilde]eda Moya et al. (2000, p. 61), based on historical
references, cited increased destruction of habitat due to human
encroachment as having an adverse effect on the species. Based on the
research at Laguna del Tigre National Park, Casta[ntilde]eda Moya et
al. (2000, pp. 61, 65) indicated that sibal (sawgrass) (Cladium
jamaicense) was extensively burned each year. This burning constituted
a major impact to the Morelet's crocodile habitat, as sibal habitat
offered suitable insulation, food availability, nesting cover, and
protection from predators. Furthermore, the fires facilitated the
expansion of savannahs consisting almost exclusively of jimbal (Bambusa
longifolia). Studies on the Morelet's crocodile in Pet[eacute]n suggest
fires in jimbal groves prevent Morelet's crocodiles from reproducing
because fire affects nesting sites (ParksWatch 2003, p. 13). In a more
general sense, the U.S. Agency for International Development (USAID)
(2002, pp. 19-23) and Ruiz Ordo[ntilde]ez (2005, pp. 2-8) indicated
several conservation threats at the national level in Guatemala,
including habitat loss, habitat degradation, habitat fragmentation,
overutilization of resources, environmental contamination and
degradation, and the introduction of exotic species.
For the past 10 years, USAID and the Wildlife Conservation Society
(WCS) having been working with other nongovernmental organizations
(NGOs) and the Guatemalan government to combat these issues. In their
``Maya Biosphere Landscape Conservation Area, Guatemala, Implementation
Plan FY 2008'' (WCS 2009, page 3), the WCS highlighted their central
goals for ensuring the conservation of wide-ranging target species,
including the Morelet's crocodile, were to contain the advance of the
Laguna del Tigre agro-pastoral frontier and maintain the comparatively
intact eastern bloc of the Maya Biosphere Reserve (MBR) forest.
Strategies to reduce impacts to wildlife in the MBR landscape include
involving people in local communities, forest concessions, governments,
and NGOs in local conservation efforts; developing adaptive management
strategies to address tactical threats across the landscape; and
educating local communities on best management practices across the MBR
and beyond. Since 2003, efforts by the WCS have reduced areas burned in
the MBR in Guatemala. Through educating locals on best management
practices, conducting aerial flights, utilizing remote sensing to
monitor changes in forest cover and fire, and establishing and
patrolling a 47-km fire break, along with regularly reporting to the
Guatemalan and provincial governments and national media, WCS's efforts
have resulted in a 90 percent reduction in areas burned in the Laguna
del Tigre portion of the MBR ((WCS 10 year report, no date given, p.
6)).
In addition, the president of Guatemala recently deployed 250
specially trained soldiers to recover fully all the protected zones of
El Pet[eacute]n in Laguna del Tigre National Park. The contingent,
called the ``green battalion,'' will work jointly with the Guatemalan
Attorney General's Office. This effort is aimed at combating drug
trafficking and removal or destruction of natural and archeological
resources in Laguna del Tigre, El Pet[eacute]n region of the MBR (Latin
American Herald Tribune 2010).
El Mirador-R[iacute]o Azul National Park in northeastern Guatemala
is located in the department of Pet[eacute]n and maintains a population
of Morelet's crocodiles (ParksWatch 2002, p. 3). The park is composed
of two sections, which are divided by the Dos Lagunas Biotope. The
western section is known as El
[[Page 30828]]
Mirador and the eastern part is known as R[iacute]o Azul. This area is
considered by World Resources Institute to be the last pristine
Guatemalan rainforest. It is also one of the few protected areas that
have experienced little deforestation over the years. No permanent
human residents live within the park borders or in its immediate
surrounding areas. El Mirador-R[iacute]o Azul National Park is
considered vulnerable, by ParksWatch, meaning that immediate
conservation measures are not needed at this time, but monitoring is
necessary to ensure the protection and maintenance of its biological
diversity in the near future (ParksWatch 2002, p. 3). NGOs such as
Asociaci[oacute]n Balam, WCS-Guatemala, the Asociati[oacute]n of Forest
Communities of Pet[eacute]n (ACOFOP), the Guatemalan National Park
Service (CONAP), the Guatemalan Archeological Institute (IDAEH), and
the office of the Executive Secretary of the President of Guatemala
formed an alliance called the ``Mesa Multisectorial para el Area
Natural y Cultural de Mirador-Rio Azule.'' This alliance was formed to
develop consensus among its team members regarding the long-term
protection of the park and provide sustained economic contribution to
the people of the MBR and of Guatemala.
While CONABIO estimated that slightly more than 50 percent of the
potential habitat for the Morelet's crocodile has been altered in
Guatemala, they gave no information indicating to what extent (CONABIO
2005, p. 26). Very little information has been collected about the
consequences of forest fires, hunting, and habitat fragmentation to the
Morelet's crocodile. However, Mexico saw the presence of the Morelet's
crocodile in cultivated areas and at sites with ``intermediate''
quality habitats (CONABIO 2005, p. 13) in its own country, and Belize
noted relatively high Morelet's crocodile encounter rates in wetlands
surrounding sugarcane fields, canals, and ditches within the municipal
limits of Belize (Platt and Thorbjarnarson 2000b, p. 23). This
information suggests that the Morelet's crocodile does not require
undisturbed habitat in order to occupy a site. The current amount of
altered versus unaltered habitat for the Morelet's crocodile in
Guatemala is unknown, but CONABIO estimated the current amount of
potentially suitable habitat to be approximately 4,163 mi (6,700 km) of
shoreline (CONABIO 2005, pp. 14-19).
Other Threats to the Species' Habitat
Recreational and Educational Activities
Nonconsumptive recreational or educational uses in the form of
ecotourism are ongoing and may grow in magnitude in the future. While
CONABIO did not present precise information about the number of
companies or sites visited by tourists, an informal internet search
suggested that large numbers of ecotourism companies and nature sites
in all three range countries were involved in this activity. At Tikal
National Park in Guatemala, for example, the number of visitors has
increased from 14,594 visitors in 1981, to 141,899 visitors in 2002
(IARNA URL IIA 2006, p. 103). Many of these visitors potentially
visited Morelet's crocodile areas in the Pet[eacute]n Region that are
in the immediate vicinity of the park as part of their ecotourism
experience.
While we cannot completely rule out the potential for adverse
effects to the Morelet's crocodile due to disturbance from ecotourism
activity in Tikal National Park, we have found no evidence of such
effects. Furthermore, we do not have any information to indicate that
ecotourism is likely to become a serious problem in the future.
Successful ecotourism, by its very nature, relies on the continued
conservation and protection of the natural resources it uses. Although
the number of visitors to protected areas is increasing and the demand
for ecotourism may grow in the future, the ecotourism industry has a
significant incentive to ensure that its activities do not become a
serious problem to the Morelet's crocodile and its habitat in the
future.
Mazzotti et al. (2005, p. 984), however, did identify the following
negative impacts associated with tourism development at Sian Ka'an
Biosphere Reserve (Mexico):
(1) Habitat loss;
(2) Alteration of surface and underground water flow;
(3) Ground water pollution;
(4) Extraction of resources;
(5) Erosion and sedimentation;
(6) Decrease in biodiversity; and
(7) Reduced traditional and recreational use for local communities.
Visual pollution, including trash, as well as ``jeep safaris''
(caravans of small convertible sports utility vehicles being driven
through the reserve) and boat traffic, is also increasing at Sian Ka'an
Biosphere Reserve (Mazzotti et al. 2005, p. 992). While none of these
factors was specifically linked to the Morelet's crocodile, all could
apply were the situation to deteriorate. However, we do not have any
information to indicate that the situation will deteriorate in the
future. Biosphere Reserves in Mexico are part of the United Nations
Educational, Scientific, and Cultural Organization's (UNESCO) ``Man and
the Biosphere'' program and are legally protected under Mexican federal
laws. Key features of biosphere reserves are core zones of complete
protection of key resources surrounded by mixed-use buffer zones. These
buffer zones are particularly important given the pressures on the Sian
Ka'an Biosphere Reserve from tourism, and its culturally and
archeologically significant areas (Mazzotti et al. 2005, p. 982).
Recognizing these potential negative factors, geographically dispersed
ecotourism involving limited numbers of visitors under controlled
conditions to observe and photograph specimens from canoes,
photographic blinds, or hiking trails can provide relatively benign
opportunities to local residents for economic benefits that can serve
as an alternative or disincentive to harvest the Morelet's crocodile
(CONABIO 2005, p. 28).
There is also evidence that ecotourism, as well as scientific
research and wildlife conservation, are compatible activities with
respect to the Morelet's crocodile. In Mexico, for example, ecotourists
accompany biologists associated with the Amigos de Sian Ka'an group as
they conduct surveys of the Morelet's crocodile at Sian Ka'an Biosphere
Reserve, along the eastern coast of the Yucatan Peninsula, Quintana Roo
State (EcoColors Tours 2010, pp. 1). At another site, the La Ventanilla
Eco-tourism Project in Oaxaca State, Mexico, international volunteers
assist local residents and biologists to conserve the Morelet's
crocodile, turtles, iguanas, and other species of wildlife (Volunteers
for International Partnership-Mexico 2010, pp. 1-4). In Belize,
tourists, as well as wildlife researchers from the United States and
their Belizean counterparts, are implementing an ecological field study
of the Morelet's crocodile at Lamanai Outpost Lodge and Research
Station that eventually will lead to the development of a national
management plan for the species (The Croc Docs 2010, pp. 1-6). If the
biological data, in part collected by the ecotourists, support harvest,
and effective enforcement regulations can be developed and implemented,
this plan may include commercial exploitation of the Morelet's
crocodile. In Guatemala, scientists and ecotourists are working
cooperatively with the ProPet[eacute]n group to undertake conservation
work at the Scarlet Macaw Biological Station in the
[[Page 30829]]
Maya Biosphere Reserve (ProPet[eacute]n 2009, p. 1). While these
activities differ with regard to specific details, in general they
provide positive conservation benefits to the Morelet's crocodile and
demonstrate that ecotourism, as well as scientific research and
wildlife conservation, can be compatible with respect to the species.
Agriculture, Grazing, and Infrastructure Development
Agriculture, grazing, and infrastructure development (such as dams,
roads, residential areas, and irrigated fields) generally are indirect
impacts in that the purpose of the action is not focused on the
crocodile. These activities can be either consumptive (for example,
destruction of nests and eggs by machinery) or nonconsumptive (for
example, loss of access to traditional nesting or feeding sites), and
are generally manifested through habitat loss or fragmentation.
Depending on the nature and extent of these activities, they may have a
substantial negative impact on local Morelet's crocodile populations.
Although agriculture, grazing, and infrastructure development are
currently affecting local populations of Morelet's crocodiles, and this
is likely to continue in the foreseeable future, we do not have any
evidence that these activities are currently, or anticipated to be, a
rangewide threat to the Morelet's crocodile.
Summary of Factor A
Although some habitat degradation has occurred in Mexico, this
threat is ameliorated by the LGEEPA. This law has strict restrictions
against land use changes in Mexico, especially for undisturbed habitat
such as those areas used by the Morelet's crocodile (CONABIO 2005, p.
25). The Sistema Nacional de [Aacute]reas Naturales Protegidas (SINANP)
also provides significant habitat protection in Mexico. The SINANP
created designated protected areas because these areas contain key or
representative ecosystems or species, or ecosystems or species that are
at risk and require strict control. In Mexico, at least 11 protected
areas contain populations of the Morelet's crocodile (CITES 2010a, pp.
17-20). In Belize, at least three protected areas contain Morelet's
crocodile populations (Meerman et al. 2003a, p. 45; Meerman et al.
2003b, p. 30; Meerman et al. 2004, pp. 30-31). Mexico and Belize
contain the majority of all wild Morelet's crocodiles (87 percent) and
the majority of the potentially suitable habitat throughout the
species' range (81 percent). We find that, although habitat destruction
and modification is affecting individual crocodiles locally, the
overall level of habitat protection in Mexico and Belize is currently
adequate, and we anticipate that it will remain so.
Based on current information, Guatemala contains the remaining 13
percent of the wild Morelet's crocodiles and the remaining 19 percent
of the potentially suitable habitat throughout the species' range.
Although the Morelet's crocodile occupies at least two protected areas
in Guatemala (Casta[ntilde]eda Moya et al. 2000, p. 63), one, the El
Mirador-R[iacute]o Azul National Park, has no permanent human presence
either in or surrounding the park and contains the last pristine
rainforest in Guatemala, which has experienced very little
deforestation. The NGO community has partnered with the President of
Guatemala to establish a coalition to ensure long-term protection of
this important national park, while providing for sustainable economic
incentives to the people of the MBR and of Guatemala. The second
protected area, Laguna del Tigre National Park, has been affected by
past human encroachment, fire, deforestation, grazing, and
infrastructure development. Although these factors may have affected
local populations of Morelet's crocodiles, we have no evidence that it
has affected the species rangewide. The government of Guatemala and the
local and international NGO community have again partnered to address
these issues through direct interventions, including local and
international community in conservation efforts; and educating people
on the use of best management practices. These efforts have resulted in
a 90 percent reduction in fires in Laguna del Tigre National Park, and
the successful interdiction of individuals conducting unlawful
activities.
Despite the localized impacts in all three countries, the current
rangewide distribution of Morelet's crocodile now closely resembles the
historical rangewide distribution. The species has existing available
high-quality habitat, has a healthy population distribution, is
abundant at known sites, and is expanding into new sites. Even in the
face of habitat alteration, this species has been shown to occupy
disturbed habitat. There have been observed increases in the relative
abundance of the species, and a total population size of approximately
19,400 adults in the three range countries. Species experts now widely
characterize Morelet's crocodile populations as healthy. In addition,
crocodilians are known to have a robust history strategy, including
repeated production of offspring at intervals throughout the life
cycle; long reproductive lives; high fecundity; and low egg and
hatchling survival, likely enhanced by crocodilian parental care
demonstrated for most species, including C. moreletii. The combined
result is that crocodilians can sustain relatively high levels of
mortality at all life stages without reducing recruitment or population
growth. Thus the persistence of some anthropogenic threats at low
levels such as killing, subsistence hunting, and fishing net
entanglement are unlikely to constitute significant impacts to
population persistence or even to recovery (Ross, 2011 pers. comm.).
Although some local factors continue to affect the habitat for
Morelet's crocodile, we have no information to indicate that these
local factors are of sufficient magnitude to have a range-wide impact
on the species to the point that would cause the Morelet's crocodile to
meet the definition of either an endangered or a threatened species.
Therefore, we find that the present or threatened destruction,
modification, or curtailment of its habitat or range is not likely to
threaten or endanger the Morelet's crocodile in the foreseeable future.
Factor B. Overutilization for Commercial, Recreational, Scientific, or
Educational Purposes
Commercial Harvest (Legal and Illegal Trade)
The Morelet's crocodile was included in Appendix I of CITES on July
1, 1975. Species included in Appendix I are species threatened with
extinction that are or may be affected by trade. CITES prohibits
international trade in specimens of these species unless the trade is
not found to be detrimental to the survival of the species, the
specimens in trade were legally acquired, and the purpose of the import
is not for primarily commercial purposes or the specimen meets one of
the exemptions established under the CITES Treaty. A more thorough
explanation of CITES is found in the ``Convention on International
Trade in Endangered Species of Wild Fauna and Flora'' discussion under
the section Factor D. Inadequacy of Existing Regulatory Mechanisms.
Overexploitation for commercial purposes prior to 1970 is widely
accepted as the primary cause of a drastic, rangewide population
decline of Morelet's crocodile (Platt and Thorbjarnarson 2000b, p. 21;
CONABIO 2005, p. 27). Historically, commercial overexploitation,
through the harvest of adult animals from the wild, was a
[[Page 30830]]
much greater threat to the Morelet's crocodile than habitat loss.
During the first half of the 20th century, hundreds of thousands of
skins per year were marketed (CITES 2008, pp. 17, 20). The precise
magnitude of the trade is unclear, however, because trade data for the
Morelet's crocodile was recorded at a higher taxonomic level
incorporating other crocodilians. See, for example, Loa Loza 1998a, pp.
134-135 and Arroyo-Quiroz et al. 2007, p. 933. It is reported that
prior to 1975, hide dealers in Belize purchased up to 12,000 skins
annually, and an unknown number of skins were exported illegally in
contravention to Mexican law (Plat and Thorbjarnarson 2000b, p. 21).
Precise estimates of historical trade from Mexico or Guatemala were
unavailable. Even now, the commercial market for designer fashion items
made from high-quality crocodile skins, such as leather belts,
footwear, wallets, and handbags, is highly lucrative. For example, a
single pair of shoes may retail for hundreds of dollars, a handbag for
several thousand dollars, and a tote bag for tens of thousands of
dollars.
Legal Trade
In 1997, the Government of Mexico established a system for
registering, supervising, and enforcing Unidad de Manejo y
Administraci[oacute]n (UMAs; Conservation Management and Administrative
Units) for intensive reproduction of economically valuable natural
resources, including the captive breeding of Morelet's crocodiles
(CONABIO 2005, Annex 3, pp. 3-5). Commercial use of Morelet's
crocodiles in Mexico for domestic trade was strictly limited to animals
raised in closed-cycle, captive-breeding operations regulated by the
Government of Mexico under the UMA system. For international trade,
commercial trade was restricted to animals raised in these closed-
cycle, captive-breeding operations registered with the CITES
Secretariat. In order for these closed-cycle, captive-breeding
operations to be successful, great care was given to satisfying the
biological requirements of the species (Cremieux et al. 2005, p. 417;
Brien et al. 2007, pp. 1-26). According to Le[oacute]n Vel[aacute]zquez
(2004, p. 52), there were approximately 30,000 Morelet's crocodiles in
captive-breeding facilities in Mexico in 2004. There were 38,449
Morelet's crocodiles housed in 19 Mexican closed-cycle, captive-
breeding operations in 2008 (CITES 2010a, p. 24). Currently, the annual
production of Morelet's crocodiles in Mexican closed-cycle, captive-
breeding operations does not exceed 40,000 individuals (CITES 2010a, p.
8).
Under Mexican law, closed-cycle, captive-breeding operations
wishing to make their Morelet's crocodiles available for commercial use
must demonstrate that they are able to go beyond the F2 generation of
reproducing individuals. This requirement supports the use of Morelet's
crocodiles that is compatible with conservation of the species by
offsetting the demand for crocodiles taken from the wild. Such
facilities produced a variety of items including skins/hides, meat,
live individuals as pets, stuffed figurines, and leather products
(fashion accessories) for both domestic and international trade.
Based on CITES annual reports for the period 1996-2005, Caldwell
(2007, pp. 6-7) noted relatively low levels of international legal
trade in products from Mexican captive-breeding operations during 1996-
1999 (fewer than 200 skins/year), but higher levels during 2000-2005
(2,430 skins in 2001; 1,591 skins in 2002; and below 1,000 skins per
year during the rest of the period). Japan has been the main importer
of products from Mexican captive-breeding operations, with lesser
quantities going to France, Italy, the Republic of Korea, and Spain
(Caldwell 2007, p. 6).
The United Nations Environment Programme--World Conservation
Monitoring Centre (UNEP-WCMC) manages a trade database on behalf of the
CITES Secretariat. Each Party to CITES is responsible for compiling
annual reports to the CITES Secretariat regarding their country's trade
in species protected under CITES. UNEP-WCMC enters the data from these
annual reports into a trade database, which is used to analyze trade in
CITES specimens. Due to the time needed to compile the data, the most
recent year for which comprehensive trade statistics are available is
normally 2 years prior to the current year.
In general, prior to 2010, international legal trade consisted of
small quantities of unfinished hides/skins or finished leather
products, exported primarily from Mexico to Japan and European
countries, as well as biological specimens destined for research. These
countries process the unfinished hides/skins into leather products such
as belts, footwear, wallets, and handbags that in turn are sold within
their own country or re-exported for sale to other countries. Due to
the listing status of the species under the Act, the United States
cannot be a commercial destination for Morelet's crocodile skins and
products. It is currently illegal to import Morelet's crocodile skins
and products into the United States, unless the import is for
scientific or enhancement purposes.
In 2010, the Government of Mexico submitted a proposal to the 15th
Meeting of the CITES Conference of the Parties (CoP15) to transfer the
Morelet's crocodile throughout its range to Appendix II of CITES with a
zero quota for trade in wild specimens because the Government of Mexico
concluded that the Morelet's crocodile no longer met the criteria for
inclusion in Appendix I (see Factor D, Mexico's Proposal To Transfer
the Morelet's Crocodile to CITES Appendix II; CITES 2010a, p. 1).
According to the 2010 CITES proposal to transfer the Morelet's
crocodile to Appendix II, the UNEP-WCMC CITES Trade Database showed
that, until 2007, the parts and derivatives of the Morelet's crocodile
most commonly found in trade were skins, skin pieces, and leather
products, although other products include live specimens, eggs, bodies,
scales, skulls, and shoes were also traded. The largest exporter
between 2001 and 2007 was Mexico (8,498 skins, 750 skin pieces, and
1,193 leather products), followed by Belize with 116 bodies, 766 eggs,
and 3,124 specimens for scientific purposes (exported to the United
States). The major importing countries were Japan (6,170 skins), United
States (3,124 specimens for scientific purposes), Italy (1,219 skins),
the Republic of Korea (560 skins), France (375 skins), and Spain (162
skins) (CITES 2010a, p. 8).
According to the CITES (CITES 2010a) proposal to transfer the
Morelet's crocodile to Appendix II, the national harvest of animals
from closed-cycle operations authorized in Mexico amounts to fewer than
2,000 skins per year since the year 2000. In the period between 2000
and 2009, 119 CITES export permits were issued in Mexico for a total of
12,276 Morelet's crocodile skins. However, the total potential
production from closed-cycle, captive-breeding operations were about
16,500 individuals and approximately 10,000 skins per year (CITES
2010a, p. 7).
We examined the information on Mexico's closed-cycle, captive-
breeding operations in Annex 3 of the 2010 CITES proposal. According to
the information provided in the Annex, there were 19 closed-cycle,
captive-breeding operations registered as UMAs for the Morelet's
crocodile in Mexico. Only 4 of the 19 UMAs had a captive population
sufficient to support commercial trade, and only 2--both of which were
registered with CITES--of these 4 could support international
commercial trade. As of 2008, the captive population in these four UMAs
ranged from 1,237 to 28,673 individuals.
[[Page 30831]]
The two UMAs that were not registered with CITES had the potential to
produce 1,100 skins per year for local commercial trade (CITES 2010a,
Annex 3, p. 24). The population levels for the remaining 15 UMAs were
relatively low by comparison, ranging from 6 to 576 individuals. Rather
than supporting commercial trade, 4 of the remaining 15 UMAs supported
exhibition, 7 had no commercial production, 3 contributed to the
economic support of the local community, and 1 was used for research.
Three of these 19 Mexican captive-breeding operations were also
registered with CITES, and could therefore commercially trade Morelet's
crocodile products internationally, as well as domestically while the
species was listed under Appendix I. However, one of these CITES-
registered captive-breeding operations contains only six individuals,
and is used for exhibition purposes. Only two of the three CITES-
registered captive breeding operations commercially produce enough
Morelet's crocodile skins with the annual production potential for
international trade. These two captive-breeding operations have the
potential to produce an estimated 2,500 skins annually for
international trade (CITES 2010a, pp. 7 and 24, Annex 3). Please see
the discussion in the Factor D section, Inadequacy of Existing
Regulatory Mechanisms, for additional information on the three CITES-
registered captive-breeding operations.
There are no captive-breeding facilities in Belize or Guatemala
that are providing specimens or skins for trade, either domestically or
internationally under the CITES captive-breeding exception (CITES
2010c). In Belize, Morelet's crocodiles are officially protected from
commercial harvest. Platt and Thorbjarnarson (2000b) found no evidence
of commercial poaching of Morelet's crocodiles for skins or meat in
Belize (Platt and Thorbjarnarson 2000b, p. 27). Reportedly, the species
is not subject to commercial activities in Guatemala, given that
Guatemala's Comisi[oacute]n Nacional de [Aacute]reas Protegidas (CONAP;
National Commission on Protected Areas, also known as the Guatemalan
National Park Service) prohibits the export and trade in wild specimens
of endangered species (CITES 2010a, p. 7).
Illegal Trade
According to the 2010 CITES proposal to transfer the Morelet's
crocodile to Appendix II, the UNEP-WCMC CITES Trade Database showed few
illegal movements of parts and derivatives of the Morelet's crocodile
between 1975 and 2007 from Mexico, Guatemala, and Belize, with the
United States as the only destination. This suggests that there is a
very low level of illegal trade and that it is only with the United
States; however, enforcement actions are not a required field for CITES
Annual Reports. Unlike the United States, most countries do not specify
the action taken on imports. Thus, the fact that illegal trade to the
United States is documented in the WCMC database does not mean that
this is the only illegal trade in the species. That said, between 1982
and 2005, items found to have been ``illegally'' imported to the United
States from Mexico were mainly leather products (308) and shoes (419
pairs). It is quite possible that these U.S. imports derived from legal
operations in Mexico, but were precluded from import into the U.S.
because of the Morelet's crocodile's endangered status under the
Endangered Species Act.
Considering the same caveats pertaining to WCMC data, there were
eight records of illegal trade occurring from Guatemala (between 1989
and 1997), mainly involving pairs of shoes (27), and one case in
Belize, which involved the export of 31 eggs in 1995. Regarding
Guatemala, Casta[ntilde]eda-Moya (1998) stated that illegal capture of
the species continued in the Pet[eacute]n region in that year. However,
he admitted that the volume of such activity had decreased compared to
the situation 25 years before (CITES 2010a, p. 8).
Recent data available on illegal trade in the Morelet's crocodile
between 1975 and 2007 showed that the United States reported illegal
imports (UNEP-WCMC CITES Trade Database 2010a). The data on illegal
imports are based on the numbers of items that were seized and
confiscated by law enforcement personnel in both the United States and
in other countries. This information is not included in CITES annual
reports for each country; the United States is the exception. The
majority of the illegal Morelet's crocodile parts and derivatives
confiscated upon arrival into the United States between 1975 and 2007
came from Mexico (20 skins, 28 handbags, 243 leather items, 419 pairs
of shoes, 3 watch straps, 9 bodies, 10 garments, 2 live animals, and 65
small leather products). Again, these items could have come from legal
operations in Mexico, but were a violation at the time under the Act
due to the Morelet's crocodile's endangered status. A significantly
smaller number of illegal items originated from Guatemala (1 skin, 2
handbags, 1 leather item, 27 pairs of shoes, and 1 body) and Belize (31
eggs). The majority of the illegal trade reportedly began in 1985, but
began to decline steadily starting in 2000. Between 2005 and 2007,
there were only a few reported illegal imports of Morelet's crocodile
into the United States, and these were small leather products from
Mexico (UNEP-WCMC CITES Trade Database 2010b).
The Government of Mexico's Federal Prosecutor for Environmental
Protection (PROFEPA) has investigated illegal trade in live animals,
presumably for the pet trade. A potential illegal market in live
animals is under analysis, and would be expected to involve the Mexican
cities of Guadalajara, Monterrey, and Mexico City (Mexico 2006, p. 41).
Illegal harvest or killing of individuals perceived as threats to
humans or livestock cannot be completely precluded, but enforcement of
controls on domestic and international trade severely limit any
commercial incentives. PROFEPA performs inspections to prevent
laundering of wild Morelet's crocodile specimens and other illegal
activities. According to Mexico (Mexico 2006, pp. 39-42), 85 specimens
were confiscated in 2003, 2 in 2004, 80 in 2005, and 14 in 2006
(partial results). In addition, and according to Paola Mosig, Program
officer for TRAFFIC North America in Mexico, 20 seizures with a total
of 48 live specimens, as well as 25 belts and 2 wallets were
confiscated in 2007 (Mosig 2008, pers. comm.). According to TRAFFIC,
the Wildlife Trade Monitoring Network, these seizures are indicative of
a strong enforcement program that deters illegal trade (Mosig 2008,
pers. comm.).
Current Trade
In accordance with Article II, paragraph 2(a) of CITES, and CITES
Resolution Conf. 9.24 (Rev CoP14) Annex 1, the Government of Mexico
submitted a proposal (CoP15 Prop. 8) to CoP15 to transfer the Morelet's
crocodile throughout its range to Appendix II of CITES with an
annotation requiring a zero quota for wild specimens that was further
amended by adding the phrase, ``for commercial purposes'' (CITES 2010a,
p. 1). The Government of Guatemala opposed Mexico's CITES proposal as
it pertains to the species in Guatemala, based on the limited knowledge
of the population and population trends in Guatemala; the threats to
the species from deforestation and pollution in Guatemala; and the
possibilities of illegal, cross-border trade taking place from
Guatemala to Mexico. As a result, the parties to CITES agreed that
Morelet's crocodiles in Mexico and Belize should be transferred to
CITES Appendix II but that Morelet's
[[Page 30832]]
crocodiles in Guatemala remain in CITES Appendix I (CITES 2010b, p. 2).
The change in CITES status for Morelet's crocodiles in Mexico and
Belize became effective on June 23, 2010. Because of the zero quota
annotation, transferring the Morelet's crocodile to CITES Appendix II
precludes the trade of wild specimens for commercial purposes and
therefore should not create additional pressure on wild populations in
any of the range states, as long as enforcement remains effective.
Consequently, international commercial trade in Morelet's crocodiles
under CITES is currently limited to individuals from sources other than
wild populations. However, once the Appendix-II listing went into
effect for Morelet's crocodiles in Mexico and Belize, international
trade of Morelet's crocodiles in Mexico and Belize under CITES was no
longer limited to facilities that are registered with the CITES
Secretariat pursuant to the resolution on registration of operations
that breed Appendix-I animal species for commercial purposes
(Resolution Conf. 12.10 (Rev. CoP15)).
According to Mexico's 2010 CITES proposal, the current level of
international trade in the Morelet's crocodile is around 8,600
individuals in 10 years (an average of 860 individuals per year). The
Morelet's crocodile represents only a small fraction of the global
trade in crocodilians, far behind the market leaders: brown spectacled
caiman (Caiman crocodilus fuscus), American alligator (Alligator
mississippiensis), and Nile crocodile (Crocodylus niloticus). Current
trends in international trade do not indicate a threat to the Morelet's
crocodile in the wild (CITES 2010a, p. 8). In addition, the Government
of Mexico's proposal to move the Morelet's crocodile to CITES Appendix
II allows only individuals from sources other than wild populations to
be exported, and this provision remains in effect with the zero quota
for wild specimens traded for commercial purposes. The risk of
laundering of wild specimens through farms is very low, because the
quality of skins produced in captivity is much higher than wild-caught
skins, and demand in international trade focuses on high-quality skins
(CITES 2010a, pp. 8, 23). It should be noted that there are a number of
CITES-recognized production methods that are not ``wild'' and not
``bred in captivity.'' Mexico or any other country is free to propose a
change to the annotation at the next CoP removing this limitation.
However, there is no indication at this time that a change is imminent.
To see if our results would be comparable to Mexico's assessment,
we queried the UNEP-WCMC CITES Trade Database for the number of
Morelet's crocodile skins legally exported between 1998 and 2008, and
found similar results for the current level of legal trade cited above
by the Government of Mexico. According to the UNEP-WCMC CITES Trade
Database, Mexico exported 8,780 skins between 1998 and 2008, an average
of 878 skins per year (UNEP-WCMC CITES Trade Database 2010b). Two of
the previously CITES-registered captive-breeding operations in Mexico
have the potential to produce 2,500 skins per year for international
trade (CITES 2010a, Annex 3, p. 24), which is more than adequate to
meet the current demand for legal trade of fewer than 900 skins per
year. Now that this rule is final, Morelet's crocodile products may be
imported into the United States and the demand for international trade
may increase. However, we do not believe this potential increase in
international trade is likely to threaten or endanger wild Morelet's
crocodiles due to the adequate supply of captive-bred individuals in
Mexico available for legal international commercial trade under CITES.
Besides CITES and the Act, no other international measures control
the cross-border movement of the Morelet's crocodile (CITES 2010a, p.
10). When this final rule is effective, (see DATES above), the
prohibitions of the Act are removed, and Morelet's crocodile parts and
products may be imported into the United States for commercial
purposes, provided they do not originate in Guatemala. However, cross-
border movement of the Morelet's crocodile throughout its range will
still be regulated through CITES (Appendix II for Mexico and Belize;
Appendix I in Guatemala).
Subsistence Harvest
The overharvest for commercial purposes, other than subsistence
harvest, was the primary reason for the Morelet's crocodile listing
under the Act and under CITES. Although subsistence harvest has
historically had an impact on some local populations of Morelet's
crocodiles, these impacts have diminished over time and do not
currently have a significant impact on the species as a whole.
Indigenous cultures in Mexico, Belize, and Guatemala have a long
history of using the Morelet's crocodile for subsistence and cultural
purposes (Maimone Celorio et al. 2006, pp. 40-43; Zamudio 2006, pp. 5-
8; M[eacute]ndez-Cabrera and Montiel 2007, p. 132). Historically, the
Maya Indians in Mexico consumed small quantities of the eggs and meat
of the Morelet's crocodile (Maimone Celorio et al. 2006, pp. 40-43;
Zamudio 2006, pp. 5-8; M[eacute]ndez-Cabrera and Montiel 2007, p. 132).
Hunting and harvest techniques were based on traditional knowledge by
these people of the behavior and ecology of the Morelet's crocodile
(Cede[ntilde]o-V[aacute]zquez and Zamudio Acedo 2005, pp. 8-9). More
recently (1965-1980), and in response to a demand by outside buyers and
businessmen, Maya hunters harvested large quantities of hides for
commercial purposes, but that activity now has largely been
discontinued (Zamudio et al. 2004, p. 344).
Indigenous and nonindigenous people in Belize, generally poor
farmers, also engaged in large-scale, commercial harvest of hides
during the previous century, but that practice was primarily based on
economic instead of cultural reasons (Hope and Abercrombie 1986, p.
146). Abercrombie et al. (1982, p. 19) made a distinction between
master hunters in Belize, generally older men who made extensive forays
into the forest in search of specific game species, and part-time
hunters, generally younger men who made short-term, opportunistic
outings and often harvested Morelet's crocodiles. Among other uses, the
Morelet's crocodile also has important roles in indigenous art,
medicine, and religion (Stocker and Armsey, 1980, p. 740; Cupul-
Maga[ntilde]a 2003, pp. 45-48), and is used locally for handicrafts,
jewelry, decorations, and curios (BERDS 2005a, p. 1). Meerman et al.
(2003a, p. 49) noted a relative scarcity of fish and fish predators
such as crocodiles in the Sarstoon Temash National Park in Belize. They
suspected that fish populations are depressed, and that over-fishing by
humans must play a role. People engaged in fishing along the Upper
Temash River also annually collect Morelet's crocodile eggs from nests
located along water channels for human consumption. In some years, one
or more nests escape discovery, so the eggs are not collected. As a
result, baby crocodiles are subsequently seen that year. Heavy fishing
also reduces the potential prey base for the Morelet's crocodile. The
heavy predation on eggs together with the depletion of the Morelet's
crocodile's prey base may be responsible for the low crocodile count
along the river (Meerman et al. 2003a, pp. 42, 45).
Casta[ntilde]eda Moya (1998a, p. 521; 1998b, p. 13) listed illegal
hunting as a threat to Morelet's crocodile in the Pet[eacute]n region
of Guatemala, but did not provide a numerical estimate of the
[[Page 30833]]
take. ARCAS, an animal welfare group in Guatemala, reported the rescue
or recovery of 49 live individuals (about 8 per year), most likely from
pet dealers or private individuals, during the period 2002-2007 (ARCAS
2002, p. 3; 2003, p. 2; 2004, p. 2; 2005, p. 2; 2006, p. 3; 2007, p.
3). We do not have any information describing the effect of these
threats on the status of wild populations in Guatemala.
Although subsistence harvest continues to affect negatively some
local populations of the Morelet's crocodile, the impacts appear to be
very small. We have no evidence that subsistence harvest is currently
or anticipated to significantly affect the Morelet's crocodile
throughout its range. The current rangewide distribution of the
Morelet's crocodile closely mirrors the historical rangewide
distribution, with a total population size of approximately 19,400
adults in the three range countries.
Scientific Research
Scientific research in and of itself also constitutes a use of the
Morelet's crocodile. Research in the three range countries has mainly
focused on field surveys for the occurrence of the species, relative to
abundance and habitat quality, which do not require removal of
specimens. Research protocols followed so far have been those accepted
worldwide and do not involve significant alteration of habitat or
behavior (CITES 2010a, p. 7). Several scientific research projects on
the Morelet's crocodile have focused on field surveys that involve
capture, handling, or invasive techniques to identify, for example, the
species, sex, or size class of the specimen, as well as to collect
biological specimens or to attach an identification tag. If conducted
according to standard protocols, these physical activities pose little
risk of injury or disturbance to the subject crocodiles. Several
studies have also entailed, for example, night surveys using bright
spotlights (Casta[ntilde]eda Moya et al. 2000, p. 62), stomach flushing
(Platt et al. 2006, p. 282), collection of small blood samples (Dever
et al. 2002, p. 1079), or the gathering of nonviable eggs from nests
for contaminants analyses (Rainwater et al. 2002a, p. 320). None of
these studies has cited any negative effects due to handling or
observation on the Morelet's crocodile populations.
All three range countries regulate scientific research and
collection. According to the UNEP-WCMC CITES Trade Database, 3,124
specimens were exported for scientific purposes from Mexico to the
United States. From an administrative standpoint, a permit at the state
or Federal level regulates the collection of biological samples for
scientific purposes in Mexico. In Mexico, the Mexican Endangered
Species List (NOM-126-SEMARNAT-2000) regulates the collection of
biological samples from wild species for scientific use. In addition,
the Governments of Belize and Guatemala regulate scientific collection
and research. In Belize, this type of export is subject to strict
protocols and provisions of the Wildlife Protection Act (CITES 2010a,
p. 7).
With the Appendix-II designation for Morelet's crocodiles in Mexico
and Belize, individuals or institutions wishing to import scientific
samples originating from those countries will no longer be required to
obtain a CITES import permit. However, the CITES import permit
requirement will still be in effect for Guatemala, and CITES export
permits or re-export certificates, regardless of the country of origin,
will be required. The elimination of import permits, while continuing
the CITES requirement for export permits and re-export certificates,
may result in additional scientific collecting and research to benefit
the species while ensuring that adequate protections for the species
remain in place (see the Factor D section, Inadequacy of Existing
Regulatory Mechanisms, below).
In conclusion, we are not aware of any evidence that utilization of
the Morelet's crocodile for scientific research purposes poses anything
more than a low risk to the subject individuals; furthermore, risks at
the population level are probably negligible. To the contrary, these
studies (surveys and sampling) provide useful information essential to
monitoring the status and continued health of individuals as well as
populations. These studies also allow ecotourists in these countries to
work with the scientific community in the collection of Morelet's
crocodile data (Volunteers for International Partnership 2009, pp. 1-
4.) This provides ecotourists with an opportunity to observe the
Morelet's crocodile in its native habitat and to gain firsthand
knowledge about the conservation of the species.
Ranching
Although the Belize-Guatemala-Mexico Tri-national Strategy for the
Conservation and Sustainable Use of Morelet's Crocodile (see the Post
Delisting Monitoring section, below) includes long-term plans for
ranching, none of the range countries have given any indication they
plan to ranch Morelet's crocodiles within the foreseeable future.
Summary of Factor B
While uncontrolled commercial harvests nearly extirpated the
Morelet's crocodile, the species has largely recovered because of being
protected under CITES and the Act in the early 1970s, as well as the
implementation of CITES trade controls by all three range countries.
All of the range countries currently continue to prohibit harvest of
wild Morelet's crocodiles.
Illegal international and domestic trade still occurs, but levels
remain low. Any incidence of illegal killing that may have occurred has
not prevented the observed population increase of the species. The
potential remains for illegal cross-border trade, as well as the
laundering of wild specimens through existing captive-breeding
operations in Mexico, but enforcement in Mexico is relatively strict.
Given the increased effectiveness of law enforcement personnel with
regard to the implementation of CITES, the increased supply of captive-
bred Morelet's crocodiles in Mexico that are now available for
commercial trade as a result of the Morelet's crocodile's transfer to
CITES Appendix II, and the increasing awareness of these regulations by
the public, we anticipate that illegal trade in wild Morelet's
crocodiles will decrease in the majority of the species' range in the
foreseeable future.
The Government of Mexico's Federal Prosecutor for Environmental
Protection (PROFEPA) performs inspections to prevent laundering of wild
Morelet's crocodile specimens and other illegal activities. In Belize,
the importation and exportation of wildlife requires a permit and is
subject to strict protocols and provisions of the Wildlife Protection
Act; hunting of scheduled species for scientific or educational
purposes in Belize also requires a permit. There was a declining trend
in seizures of illegal specimens and products from 1998-2007. According
to TRAFFIC, these seizures are indicative of a strong enforcement
program that deters illegal trade (Mosig 2008, pers. comm.).
Other uses such as scientific research are either benign or involve
relatively small numbers of Morelet's crocodiles. In addition, and
given the steps that the Government of Mexico is taking internally to
promote the sustainable commercial use of Morelet's crocodiles, we
anticipate that commercial uses will increase in the foreseeable
future, especially in Mexico, but that captive-bred specimens will be
used instead of wild individuals.
[[Page 30834]]
In conclusion, we find that the overutilization for commercial,
recreational, scientific, or educational purposes is not a significant
factor affecting the Morelet's crocodile throughout its range, both now
and for the foreseeable future.
Factor C. Disease or Predation
Inter-specific interactions, namely disease and predation, can have
significant impacts on the conservation status of a species. At the
time CONABIO petitioned us to delist the Morelet's crocodile, disease
was not considered a significant conservation threat to the Morelet's
crocodile. However, the West Nile Virus (WNV) has been detected in
several Mexican populations of the Morelet's crocodile. According to
Farf[aacute]n-Ale et al. (2006, pp. 910-911), six specimens tested
negative to the WNV at the M[eacute]rida Zoo, Yucatan State, Mexico,
during 2003-2004, while six of seven specimens tested positive to the
WNV at Ciudad del Carmen, Campeche State, Mexico, in 2004. All
crocodiles, including those not sampled, showed no signs of illness at
the time of the testing or during the 3 months that followed
(Farf[aacute]n-Ale et al. (2006, p. 911).
In a separate survey conducted during May-October 2005, Hidalgo-
Mart[iacute]nez et al. (2008, p. 80) detected the WNV in six of seven
Morelet's crocodiles at Zool[oacute]gico La Venta, Villahermosa,
Tabasco State, Mexico. All animals were healthy at the time of serum
collection, and none had a history of WNV-like illness. The presence of
WNV antibodies in animals from those zoos demonstrated the presence of
WNV in those regions and indicated a potential risk of infection in
animals. The magnitude of that potential risk, however, has not been
determined. West Nile Virus was responsible for a significant number of
deaths of farmed American alligators in the U.S. State of Georgia
during separate outbreaks in 2001 and 2002 (Farf[aacute]n-Ale et al.
2006, p. 908). However, we do not have any information to indicate that
WNV causes illness in the Morelet's crocodile. The sample sizes in the
above studies on Morelet's crocodile were small; much larger studies
are needed. However, the best available information does not suggest
that WNV is a threat or likely to become a threat.
Predation on Morelet's crocodile eggs and juveniles is a common
natural phenomenon, posing no risk to healthy populations. They are
preyed upon more frequently at the juvenile stage by many birds and
medium-sized mammals (CITES 2010a, p. 4). Larger juveniles and
subadults are less susceptible than small juveniles are to predation,
and only large carnivores such as jaguars (Panthera onca) (Navarro
Serment 2004, p. 57) pose a risk to adult crocodiles. Larger Morelet's
crocodiles may prey upon the juveniles of their species. However, this
tends to act as an early factor promoting population regulation and
adult spacing. Aggressive interactions among adults seem to be reduced
by this mechanism, especially in populations with too many adults. In
populations with a steady state of age distribution, cannibalism
usually remains at a minimum (CONABIO 2005, p. 29). We are unaware of
any unnatural rates of predation affecting any age class of Morelet's
crocodile, and we have no indication that predation will exacerbate
other threats to the species in the future.
Other interspecific interactions can also affect the conservation
status of a species. The Morelet's crocodile and the American crocodile
co-occur and may compete with each other for resources along the
freshwater-saltwater interface in coastal Mexico and Belize. Platt and
Thorbjarnarson (2000a, p. 16; 2000b, pp. 24-26) reported relatively
higher frequency of encounter rates for the Morelet's crocodile at
alluvial and nonalluvial lagoons, mangrove forest, and rivers and
creeks, collectively characterized as inland sites, while the American
crocodile was relatively more abundant in offshore cays and the
Turneffe Atoll. These differences were attributed to the smaller body
size of the Morelet's crocodile, as well as past exploitation patterns
by hunters and subsequent niche expansion by this species (Platt and
Thorbjarnarson 2000b, p. 26). There was no indication, however, that
interspecific competition between the Morelet's and the American
crocodiles was a serious conservation problem.
Parasites have been also reported for the Morelet's crocodile, but
have not been identified as a conservation threat. In Mexico,
trematodes (parasitic flatworms commonly called flukes) and nematodes
(unsegmented worms commonly called roundworms) have been reported
(Moravec and Vargas-V[aacute]zquez 1998, p. 499; Moravec 2001, p. 47)
from the Yucatan Peninsula, but health problems with the crocodile
hosts were not noted. Rainwater et al. (2001a, p. 836) reported ticks
(Amblyomma dissimile and Amblyomma sp.), but noted that parasitism by
ticks on the Morelet's crocodile was rare in Belize and elsewhere.
Padilla Paz (2008, p. vi) characterized hematology, body index, and
external injuries for 103 Morelet's crocodiles from the northern
wetlands of Campeche State, Mexico. These variables were used to
characterize the health of the animals. Captive Morelet's crocodiles
evaluated for that study presented significantly more injuries than did
wild individuals. Parasitism with nematodes (Paratrichosoma recurvum)
was greater in wild crocodiles than in captive individuals. No serious
health issues were identified in individuals in either group (Padilla
Paz 2008, pp. 67-68).
Individual Morelet's crocodiles can also have physical issues that
can affect their well-being. Rainwater et al. (2001b, pp. 125-127)
reported 2 individuals among 642 Morelet's crocodiles captured in
Belize with a missing forelimb. Known in the technical literature as
ectromelia, this condition was probably the result of congenital
defects and not due to an injury. Both individuals otherwise appeared
to be in good condition.
Summary of Factor C
While the full impact of WNV on the Morelet's crocodile has yet to
be determined, there is no indication at present that WNV poses a
threat to the species, and other interspecific interactions do not
appear to be adversely affecting the Morelet's crocodile. In
conclusion, we find that neither disease nor predation is a significant
factor affecting the Morelet's crocodile throughout its range, both now
and for the foreseeable future.
Factor D. Inadequacy of Existing Regulatory Mechanisms
CITES
CITES (the Convention, or Treaty) is an international agreement
between member governments to ensure that the international trade in
plants and wildlife does not threaten the species' survival. It
provides varying degrees of protection to more than 30,000 species of
animals and plants, whether they are traded as live specimens, parts,
or products. Countries that have agreed to be bound by the Convention
(that have ``joined'' CITES) are known as Parties. Although CITES is
legally binding on the Parties, it does not take the place of national
laws. Rather, it provides a framework to be respected by each Party,
which has to adopt its own domestic legislation to ensure that CITES is
implemented at the national level. For many years, CITES has been among
the international conservation agreements with the largest membership,
with now 175 Parties (https://www.cites.org).
[[Page 30835]]
CITES works by subjecting international trade in specimens of
selected species to certain controls. Trade includes any movement into
or out of a country and is not limited to commercial movement. All
import, export, re-export, and ``introduction from the sea'' of species
covered by the Convention have to be authorized through a permitting
system. The species covered by CITES are listed in three Appendices,
according to the degree of protection they need (CITES 2009c).
Appendix I include species threatened with extinction that are or
may be affected by trade. Trade in specimens of these species is
permitted only in exceptional circumstances. Appendix II includes
species not necessarily threatened with extinction, but in which trade
must be controlled in order to avoid utilization incompatible with
their survival. Appendix III includes species that have been
unilaterally listed by a Party to assist in the implementation of the
listing Party's national legislation to conserve and monitor trade in
the listed species. The Conference of the Parties (CoP), which is the
decision-making body of the Convention and comprises all its member
countries, has agreed on a set of biological and trade criteria to help
determine whether a species should be included in Appendices I or II.
As Appendix-III listings are a unilateral decision, Parties do not need
to abide by the same biological and trade criteria adopted by the
Parties. At each regular meeting of the CoP, Parties submit proposals
based on those criteria to amend these two Appendices to add, remove,
or reclassify species (such as the Government of Mexico's 2010 proposal
to transfer the Morelet's crocodile from Appendix I to Appendix II).
Parties discuss these amendment proposals during the CoP, and then they
are submitted for adoption by the Parties (https://www.cites.org).
A specimen of a CITES-listed species may be imported into or
exported (or re-exported) from a Party only if the appropriate permit
or certificate has been obtained prior to the international trade and
presented for clearance at the port of entry or exit.
Regulation of Trade in Appendix-I Specimens
Both an export permit or re-export certificate must be issued by
the country of export and an import permit from the country of import
must be obtained prior to international trade for Appendix-I species.
An export permit may only be issued if: (1) The country of export
determines that the export will not be detrimental to the survival of
the species; (2) the specimen was legally obtained according to the
animal and plant protection laws in the country of export; (3) live
animals or plants are prepared and shipped for export to minimize any
risk of injury, damage to health, or cruel treatment; and (4) an import
permit has been granted by the importing country. Likewise, the
requirements for a re-export certificate are that the country of re-
export determines: (1) That the specimen was imported into their
country in accordance with CITES; (2) that live animals or plants are
prepared and shipped for re-export to minimize any risk of injury,
damage to health, or cruel treatment; and (3) that an import permit has
been granted.
Issuance of import permits for Appendix-I species will also need a
determination from the country of import that the import will not be
for purposes that are detrimental to the survival of the species, the
proposed recipient of live animals or plants is suitably equipped to
house and care for them, and the purpose of the import is not for
primarily commercial purposes. Thus, with few exceptions, Appendix-I
species cannot be traded for commercial purposes.
Regulation of Trade in Appendix-II Specimens
In contrast to the trade requirements for an Appendix-I species,
CITES does not require an import permit from the destination country as
a condition for the export and re-export of an Appendix-II species,
unless it is required by the destination country's national law.
However, an export permit or re-export certificate is required from the
exporting country prior to the international trade taking place. An
export permit may only be issued for Appendix-II species if the country
of export determines that: (1) The export will not be detrimental to
the survival of the species; (2) the specimen was legally obtained
according to the animal and plant protection laws in the country of
export; and (3) live animals or plants are prepared and shipped for
export to minimize any risk of injury, damage to health, or cruel
treatment.
A re-export certificate may only be issued for Appendix-II species
if the country of re-export determines that: (1) The specimen was
imported into their country in accordance with CITES and (2) live
animals or plants are prepared and shipped for re-export to minimize
any risk of injury, damage to health, or cruel treatment.
Parties to CITES are required to monitor both the export permits
granted and the actual exports for Appendix II species. If a Party
determines that the export of an Appendix-II species should be limited
in order to maintain that species throughout its range at a level
consistent with its role in the ecosystems in which it occurs and well
above the level at which the species might become eligible for
inclusion as an Appendix-I species, then that Party must take suitable
measures to limit the number of export permits granted for that species
(CITES article IV, paragraph 3).
CITES Registered Captive-Breeding Operations
Prior to the Morelet's crocodile in Mexico and Belize being
downlisted to Appendix II, it could be treated as an Appendix-II
species and internationally traded commercially only if the specimen
originated from a captive-breeding operation registered with the CITES
Secretariat in accordance with CITES Resolution Conf. 12.10 (Rev.
CoP15) ``Guidelines for a procedure to register and monitor operations
that breed Appendix-I animal species for commercial purposes.'' These
captive-breeding operations may only be registered if specimens
produced by that operation qualify as ``bred in captivity'' according
to the provisions of Resolution Conf. 10.16 (Rev.). To qualify as bred
in captivity, specimens must be born in a controlled environment where
the parents mated. In addition, breeding stock must be established in
accordance with the provisions of CITES and relevant national laws, and
in a manner not detrimental to the survival of the species in the wild.
Breeding stock must also be maintained without the introduction of
specimens from the wild, except for the occasional addition of animals,
eggs, or gametes meeting certain requirements. The breeding stock must
have produced offspring of second generation (F2) in a controlled
environment or be able to demonstrate that it is capable of reliably
producing second-generation offspring in a controlled environment.
Resolution Conf. 12.10 (Rev. CoP15) defines the term ``bred in
captivity for commercial purposes'' as ``any specimen of an animal bred
to obtain economic benefit, including profit, whether in cash or kind
where the purpose is directed toward sale, exchange, or provision of a
service or any other form of economic use or benefit.'' Countries
operating CITES-registered operations must ensure that the operation,
``will make a continuing meaningful contribution according to the
conservation needs of the species'' (CITES 2007b, pp. 1-2). Under the
exception in the Treaty and
[[Page 30836]]
Resolution Conf. 12.10 (Rev. CoP15), specimens of Appendix-I species
originating from CITES-registered captive-breeding operations can be
traded for commercial purposes, and shipments only need to be
accompanied by an export permit issued by the exporting country. The
importer is not required to obtain an import permit because these
specimens are treated as CITES Appendix II. Countries that are Parties
to CITES should restrict their imports of Appendix-I captive-bred
specimens to those coming only from CITES-registered operations.
Additional information on CITES-registered operations can be found on
the CITES Web site at https://www.cites.org/eng/resources/registers.shtml.
Prior to the downlisting of the species in Mexico and Belize, three
CITES-registered operations for Morelet's crocodiles were located in
Mexico. These facilities, while no longer registered with the CITES
Secretariat, are still in operation (CITES 2010a, p. 24, Annex 3). The
names of these operations are:
(1) Cocodrilos Mexicanos (established in 1989; (former)
registration number A-MX-501) in Culiacan, Sinaloa State. In 2008, this
operation contained 28,673 captive Morelet's crocodiles for commercial
production (CITES 2010a, p. 24, Annex 3).
(2) Industrias Moreletii (established in 1993; (former)
registration number A-MX-502) in Villahermosa, Tabasco State. In 2008,
this operation contained 1,237 captive Morelet's crocodiles for
commercial production (CITES 2010a, p. 24, Annex 3).
(3) Cocodrilos de Chiapas (established in 1989; (former)
registration number A-MX-503) in Tapachula, Chiapas State. In 2008,
this operation contained six captive Morelet's crocodiles for
exhibition purposes (CITES 2010a, p. 24, Annex 3).
When the CITES Appendix-II designation became effective on June 23,
2010, for Morelet's crocodiles in Mexico and Belize, commercial
international trade in captive Morelet's crocodiles was no longer
limited to crocodiles originating from the three operations that were
registered with the CITES Secretariat. However, with the annotated
listing, no export of wild-caught specimens for commercial purposes is
allowed. Thus, any commercial export will continue to come from sources
other than wild populations. There are currently 19 closed-cycle,
captive-breeding operations registered with the Government of Mexico as
UMAs for the production of Morelet's crocodile in Mexico. Under Mexican
law, UMAs registered with the Government of Mexico must be closed-cycle
and prove that they can produce individuals beyond the F2 generation
(UMAs are described more fully below). Only 4 of the 19 UMAs have a
captive population sufficiently large to support commercial trade, and
only 2, Cocodrilos Mexicanos and Industrias Moreletii, of these 4 UMAs
currently support international commercial trade() (CITES 2010a, Annex
3, p. 24). Importing Morelet's crocodiles from Mexican captive-breeding
operations no longer requires a CITES import permit because a CITES
import permit is not required for Appendix-II species. However, a CITES
export permit or re-export certificate is still required. Although the
two remaining UMAs capable of supporting trade (Cacahuatal in Veracruz
State and Punta del Este in Campeche State) currently do not contain
enough Morelet's crocodiles to support international commercial trade,
they do have enough potential annual production to produce enough skins
to support local commercial trade (CITES 2010a, Annex 3, p. 24).
Because the Morelet's crocodile in Guatemala is listed as an
Appendix-I species under CITES, the only way that Morelet's crocodiles
and their parts and products from Guatemala could legally be traded
commercially in international trade is if a captive-breeding operation
were to be registered with the CITES Secretariat. However, because
Guatemala does not currently have any captive-breeding operations that
are registered with the CITES Secretariat, the commercial international
trade in Morelet's crocodile products from Guatemala remains
restricted.
However, under the current listing of the species under the Act, it
remains illegal to import Morelet's crocodiles or their parts or
products into the United States, regardless of the source, unless the
purpose of the import is for scientific research or enhancement of
propagation or survival of the species. When this final rule is
effective (see DATES above), the prohibitions of the Act are removed.
Morelet's crocodile parts and products originating from sources other
than wild populations from Mexico and Belize may be imported into the
United States for commercial purposes, as long as the required CITES
export permit or re-export certificate has been granted. As discussed
earlier, however, an export permit will not be granted unless the
exporting country finds that the export will not be detrimental to the
species and the specimen was lawfully acquired.
Mexico's Proposal To Transfer the Morelet's Crocodile to CITES Appendix
II
At the 2008 CITES Animals Committee meeting, the Government of
Mexico submitted for comment and review a draft proposal to transfer
Mexico's population of Morelet's crocodile from Appendix I to Appendix
II based on Mexico's belief that the Morelet's crocodile no longer met
the criteria for inclusion in Appendix I (CITES 2008a, pp. 1-28; CITES
2008a, p. 32). Committee members were generally favorable of the
proposal, but had several technical questions and suggestions. The
Government of Mexico subsequently revised their 2008 proposal and
formally submitted a 2010 CITES proposal for consideration at CoP15,
held in March 2010 in Doha, Qatar (Government of Mexico 2010). The 2010
proposal was to transfer the Morelet's crocodile throughout its range
to Appendix II (CoP15 Prop. 8). The CITES Secretariat reviewed the
proposal and agreed that the Morelet's crocodile no longer met the
biological criteria for an Appendix-I species and recommended that the
proposal be adopted.
The Government of Mexico's 2010 CITES proposal recommended
transferring the Morelet's crocodile from Appendix I to Appendix II
because the species no longer met the criteria for inclusion in
Appendix I. Under the 2010 proposal, the transfer to Appendix II
applied to all three range countries. The 2010 proposal included an
annotation establishing a zero quota for wild specimens. The zero quota
would prohibit any international trade in wild specimens within the
context of CITES, thereby limiting the trade in Morelet's crocodile and
its products to those originating from sources other than wild
specimens. Although the Belize-Guatemala-Mexico Tri-national Strategy
for the Conservation and Sustainable Use of Morelet's Crocodile (see
the Post-delisting Monitoring section, below) includes long-term plans
for ranching, none of the range countries have indicated they plan to
ranch Morelet's crocodiles within the foreseeable future.
The Government of Mexico consulted with the Governments of Belize
and Guatemala on their 2010 CITES proposal. The Government of Belize
supported the proposal, but did not provide documents to the CITES
Secretariat to indicate their official support. According to the
Government of Mexico's 2010 CITES proposal, the Government of Guatemala
supported the proposal in part, but recommended transferring only the
Mexican
[[Page 30837]]
population of Morelet's crocodile in captive-breeding operations to
Appendix II, with a zero quota for wild specimens traded for commercial
purposes. In a letter from Guatemala's Consejo Nacional de Areas
Protegidas to the Ambassador of Mexico dated 5 June 2009 (CITES 2010a,
Annex 4, p. 25), the Government of Guatemala indicated that it did not
support the Government of Mexico's 2010 CITES proposal as written. They
recommended verifying that moving captive Morelet's crocodiles in
Mexico to Appendix II would not put wild Morelet's crocodiles in Mexico
at risk. They supported Mexico's transfer of captive-bred populations
of Morelet's crocodiles from Appendix I to Appendix II provided the
parties ensure the following:
They verify that wild populations of Morelet's crocodiles
in Mexico will not be at risk as they are moved from Appendix I to II;
If Mexico's proposal at CoP15 is approved, then measures
should be put in place for strict monitoring and enforcement on the
Mexico-Guatemala border;
That the marking of live animals be done by methods that
cannot be falsified and that skins be tagged in accordance with CITES
to maintain chain of custody;
That the tagging methods for Mexican populations of
Morelet's crocodile be widely circulated to range countries and those
countries importing parts and products as well as live specimens.
Under Guatemala's recommended scenario, Morelet's crocodiles in
Mexico and Belize would be in Appendix II, with a zero quota for wild
specimens traded for commercial purposes, and all Morelet's crocodiles
in Guatemala would remain on Appendix I (CITES 2010a, pp. 12, 25-26).
The Appendix-II designation became effective on June 23, 2010. As a
result, Morelet's crocodiles and their products from Mexico and Belize
from sources other than wild populations are now allowed to enter
international trade for commercial purposes under CITES. They are not,
however, currently able to enter the United States market because the
Act's prohibitions remain in effect. The international commercial trade
in all wild Morelet's crocodiles remains restricted.
At this time, the Government of Mexico intends to export products
derived from Morelet's crocodiles raised in its captive-breeding
operations that are registered with the Government of Mexico as UMAs,
and that have a proven track record of producing offspring beyond the
F2 generation (CITES 2008, p. 23; CITES 2010a, p. 9).
Now that the Morelet's crocodile in Mexico and Belize is
transferred to CITES Appendix II with an annotation providing a zero
quota for wild specimens traded for commercial purposes, and when this
delisting rule becomes effective (see DATES, above), live Morelet's
crocodiles and parts and products originating from any captive-breeding
operations in Mexico (and Belize, if any) may be imported into the
United States. In addition, Morelet's crocodile products manufactured
in other countries could also be re-exported into the United States if
those skins originated in Mexico or Belize and were not derived from
wild populations. Live Morelet's crocodiles and parts or products
originating from Guatemala will remain in CITES Appendix I, with its
associated trade restrictions remaining in place.
CITES National Legislation Project
Through Resolution Conf. 8.4 (Rev. CoP15), the Parties to CITES
have adopted a process, the National Legislation Project, to evaluate
whether Parties have adequate domestic legislation to successfully
implement the Treaty. In reviewing a country's national legislation,
the Secretariat considers whether a Party's domestic laws designate the
responsible Scientific and Management authorities, prohibit trade in
violation of the Convention, have penalty provisions in place for
illegal trade, and provide for seizure of specimens that were illegally
traded or possessed.
While both Guatemala and Mexico's legislation have been determined
to be sufficient to properly implement the Treaty, Belize's national
legislation was considered lacking. As part of the National Legislative
Project, Belize has submitted a plan to revise their legislation to the
Secretariat in March 2010, but as of the publication of this final
rule, Belize has not officially enacted any revised legislation (CITES
2010e). Although a trade suspension was put in place for Belize for one
orchid species, Myrmecophila tibicinis, the suspension was in relation
to the Review of Significant Trade in Specimens of Appendix II species
(CITES 2010d) and not due to Belize's current legislation implementing
CITES. After the effective date of this final rule (see DATES, above),
CITES will continue to protect the Morelet's crocodile throughout its
range by regulating international trade.
All three countries also have protected-species and protected-areas
legislation under the jurisdiction of specific ministries or
departments. The three range countries have an extensive regulatory
framework to control activities with respect to the Morelet's crocodile
and its habitat. Mexico is unique among the three range countries in
that the Government of Mexico also has legislation regulating captive-
breeding operations.
Mexico
The Government of Mexico has a strict and comprehensive legal
framework to regulate the conservation and sustainable use of the
Morelet's crocodile in Mexico:
(1) Ley General de Equilibrio Ecol[oacute]gico y Protecci[oacute]n
al Ambiente (LGEEPA; General Ecological Equilibrium and Environmental
Protection Law)--This is the primary Mexican law for environmental
matters and is the principal legal instrument that regulates the
Morelet's crocodile in Mexico (CONABIO 2005, Annex 3, p. 1). Passed in
1988, this law applies to and integrates the three levels of government
within the context of natural resources: Federal, state, and municipal.
With regard to trade in wildlife species, including the Morelet's
crocodile, the LGEEPA contains the basis to regulate all activities,
including importation, exportation, seizures, sustainable use,
violations, fines, animal welfare, and legal possession. While 45
articles within the Mexican LGEEPA deal with environmental
contamination (CONABIO 2005, Annex 3, p. 1), we are not aware of any
specific provisions or their relevance to Morelet's crocodile.
(2) Ley General de Vida Silvestre (LGVS: General Wildlife Law)--
Passed in 2000, this law regulates the use, conservation, and
management of domestic wild fauna and flora and their habitat (CONABIO
2005, Annex 3, pp. 1-2). This law is based on the principle of
sustainable use. Any activity with regard to wild fauna and flora must
comply with certain requirements: The activity must be supported by an
approved management plan; the quantity to be harvested must be less
than natural recruitment (replacement); and the harvest must not have
negative impacts on the wild populations, their habitat, or biological
activities. With regard to the Morelet's crocodile, harvest of wild
populations is not permitted, and harvest under this law would only be
permitted for specimens obtained through closed-cycle, captive-breeding
operations that have programs that contribute to the development of
wild populations (CITES 2010a, p. 9).
According to the LGVS, alien specimens or populations are those
occurring outside their natural range
[[Page 30838]]
(such as the Morelet's crocodiles found on the Pacific coast of
Mexico), including hybrids. Such specimens or populations can only be
managed in captivity, and with prior approval. A management plan must
be in place with established security and contingency measures to avoid
any negative effects on the conservation of wild native specimens and
populations or their habitat. LGVS establishes management, control, and
remediation measures for individuals or populations considered harmful.
Measures may consist of capture/collection for the development of
recovery, restocking, and reintroduction projects; for research or
environmental education activities; for relocation of specimens
(subject to prior evaluation of the destination habitat and condition
of the individuals); for elimination or eradication of individuals/
populations; or of actions or devices to keep the individuals away,
disperse them, make access difficult, or reduce the damage they cause
(CITES 2010a, p. 9).
(3) Programa de Conservaci[oacute]n de la Vida Silvestre y
Diversificaci[oacute]n Productiva en el Sector Rural (Program for
Wildlife Conservation and Productive Diversification of the Rural
Sector)--Launched in 2000, this program defines the conceptual,
strategic, legal, and administrative framework that governs any
initiative for the conservation and use of wild species (CITES 2010a,
p. 8). The goal of this program is to establish incentives for private
and public initiatives that favor natural resources conservation, as
well as provide economic opportunities for private entities for the
sustainable use of these resources (CONABIO 2005, Annex 3, pp. 2-3).
Based on a biological evaluation of the species, this program promotes
the use and conservation of priority species of plants and animals,
including the establishment of wildlife production units and technical
advisory committees such as the COMACROM (Subcomit[eacute]
T[eacute]cnico Consultivo para la Conservaci[oacute]n, Manejo y
Aprovechamiento Sustentable de los Crocodylia en M[eacute]xico;
Technical Advisory Subcommittee for the Conservation, Management, and
Sustainable Use of the Crocodilians in Mexico) in the case of the
Morelet's crocodile. Created by the Government of Mexico in 1999,
COMACROM includes scientists, technicians, NGOs, producers,
authorities, and other stakeholders. It participates in meetings of the
IUCN Crocodile Specialist Group (CSG) and contributes publications to
the CSG (CITES 2010a, p. 8).
(4) Norma Oficial Mexicana NOM-059-SEMARNAT-2001--Passed in 2001,
this regulation provides legal protection to domestic endangered
species of fauna and flora, and provides a mechanism to evaluate
extinction risks (CONABIO 2005, Annex 3, p. 3). The M[eacute]todo de
Evaluaci[oacute]n de Riesgo de Extinci[oacute]n de Especies Silvestres
de M[eacute]xico (MER; Method to Evaluate Wildlife Extinction Risks in
Mexico), one of the parts of this regulation, has four categories of
risk: Probably extinct in the wild, in peril, threatened, and subject
to special protection. The Morelet's crocodile is included in the
category ``subject to special protection.'' This regulation defines the
category ``subject to special protection'' as ``those species or
populations that might find themselves threatened by factors that
adversely affect their viability, thus determining the need to promote
conservation or recovery and the recovery and conservation of
associated species populations. (This category may include lower risk
categories of the IUCN classification).''
Although the Government of Mexico no longer classifies the
Morelet's crocodile as ``endangered'' or ``threatened,'' classification
as ``subject to special protection'' under Mexican Official Law NOM-
059-SEMARNAT-2001 allows legal protection at the national level (CITES
2010a, p. 9). Including the Morelet's crocodile in this category allows
the Government of Mexico to make sure it still meets the conservation
needs of important species from both a biologically and socioeconomic
standpoint before the species can be considered to be endangered or
threatened. CONABIO recommended keeping the Morelet's crocodile in this
category of ``subject to special protection'' to maintain existing
measures of conservation, technical supervision, monitoring and
enforcement in order to avoid the species' having a higher risk
category in the future (CONABIO 2005, p. 4 and Annex 2, p. 5).
(5) Norma Oficial Mexicana NOM-126-SEMARNAT-2000--Passed in 2000,
this regulation oversees scientific research and collection by
individual domestic and foreign researchers, as well as by institutions
(CONABIO 2005, Annex 3, p. 3). If a species is also regulated under
CITES, the appropriate permit or certificate must be obtained under
this regulation. Scientific research or collections involving the
Morelet's crocodile are regulated under these provisions.
(6) Sistema de Unidades de Manejo para la Conservaci[oacute]n de la
Vida Silvestre (SUMA; Wildlife Conservation Management and
Administration Unit System)--In 1997, the Government of Mexico
established a system for registering, supervising, and enforcing UMAs
(Unidad de Manejo y Administraci[oacute]n; Conservation Management and
Administrative Units) for intensive reproduction of economically
valuable natural resources, including captive farming of Morelet's
crocodiles (CONABIO 2005, Annex 3, pp. 3-5). The goal of this
regulation was to ensure that biodiversity conservation be considered
within the context of the production and socioeconomic needs of the
country. This system combined a broad range of entities or facilities
(``units'') under a single administrative program, including zoological
and botanical gardens, greenhouses, and animal breeding centers.
Through these units, the Government of Mexico promotes natural
resources uses that are responsible and planned. Extensive and
intensive captive-breeding units for the Morelet's crocodile are
covered under this system. In exchange for the right to harvest the
Morelet's crocodile under controlled conditions, closed-cycle, captive-
breeding unit operators are required to develop and implement an
approved management plan for the site, as well as to conserve the
species' habitat and other species that use that habitat. Strict animal
husbandry practices and welfare considerations are required under these
plans.
Legal registration of approved UMAs requires proof of captive
production beyond the F2 generation (CITES 2010a, p. 9). For intensive
UMAs, such as captive-breeding operations in Mexico, the Government of
Mexico requires the UMAs to submit regular reports that must include
information on births and deaths, number and identification of traded
specimens, and management activities (CITES 2010a, p. 10).
The Government of Mexico uses three methods to mark live Morelet's
crocodiles registered with the Wildlife Division through the
corresponding inventories of UMAs. The first method is interdigital
staples on the feet. The second method is the traditional method of
cutting notches in the tail scales and is only used by some operations
(CITES 2010a, p. 10). These marks are registered with the Government of
Mexico. The third method is the Universal Tagging System required by
CITES for the export of skins (Resolution Conf. 11.12 (Rev. CoP15)),
which consists of a plastic security tag with the UMA registration
number, the species code, a serial number, and the year of production
or harvest. Any application for a CITES export permit must include the
number of the authorized specimen based on the interdigital tag and the
skin's plastic
[[Page 30839]]
security tag, and is used to track skins and other products (CITES
2010a, p. 10).
Approximately 50 UMAs have been registered for rearing Morelet's
crocodiles in Mexico since the 1980s, primarily for domestic commerce.
Nineteen of them are still actively managing the species, and 3 were
registered with the CITES Secretariat when the species in Mexico was
included in Appendix I (CITES 2010a, p. 11). Only 5 of the 19 UMAs have
the potential for annual commercial production of products made from
Morelet's crocodile (CITES 2010a, p. 24).
(7) Sistema Nacional de [Aacute]reas Naturales Protegidas (SINANP;
National System of Protected Natural Areas)--Passed in 2000, this
system is made up of parcels identified as Protected Natural Areas
(CONABIO 2005, Annex 3, p. 5). These Protected Natural Areas are
created by Presidential decree and the activities on them are regulated
under the LGEEPA, which requires that the Protected Natural Areas
receive special protection for conservation, restoration, and
development activities. The National Commission of Natural Protected
Areas (CONANP), a decentralized organ of the Government of Mexico's
Ministry of Environment and Natural Resources (SEMARNAT), currently
administers 173 federal natural areas representing more than 62,396,392
ac (25,250,963 ha). These natural areas are categorized as: Biosphere
Reserves, National Parks, Natural Monuments, Areas of Natural Resource
Protection, Areas of Protection of Flora and Fauna, and Sanctuaries.
These areas are protected under Mexican law because they contain
key or representative ecosystems or species, or ecosystems or species
that are at risk and require strict control. Many ecosystems or
species, including the Morelet's crocodile, are protected under this
system. According to the Government of Mexico, SINANP includes at least
12 protected areas occupied by Morelet's crocodile, covering an
estimated 13 percent of the species' geographic range (CONABIO 2005, p.
30).
(8) C[oacute]digo Penal Federal (Federal Penal Code)--The code
contains a special section for environmental crimes (CONABIO 2005,
Annex 3, pp. 5-6). These penalties apply to those who commit crimes
against plants or animals, as well as to individuals who illegally use
or commercialize regulated species without authorization. These
penalties apply to crimes involving the Morelet's crocodile.
In order to implement and enforce the laws and regulations
mentioned above, SEMARNAT created the office of the Procuradur[iacute]a
Federal de Protecci[oacute]n al Ambiente (PROFEPA; Federal Prosecutor
for Environmental Protection) and the Programa para la
Inspecci[oacute]n y Vigilancia en Puertos, Aeropuertos y Fronteras
(Ports, Airports, and Borders Inspection and Enforcement Program)
(CONABIO 2005, Annex 3, p. 6). Under this program, imports and exports
for key products regulated by SEMARNAT are inspected at 65 points of
entry and exit to prevent laundering. Morelet's crocodile products are
regulated under this program. PROFEPA implements the Environmental
Inspection Program at ports, airports, and borders, as well as the
Wildlife Inspection Program, which monitors all stages of the use of
wild species and ensures their protection. Inspection and enforcement
programs make these Mexican laws and regulations more effective,
especially at airports and border ports of entry and exit. Specific
actions include the verification of cross-border movements in
compliance with CITES and other international agreements in
coordination with customs authorities; inspection of areas of wildlife
harvest, stockpiling, distribution, and sale; surveillance of areas of
wildlife distribution and harvest; and special operations in areas of
wildlife harvest, stockpiling, distribution and sale, in coordination
with public law enforcement and judicial authorities (Govt. of Mexico
2010, p. 11). Mexico has implemented several programs to prevent and
combat illegal harvest, including the System of Wildlife Management
Units (SUMA) which is based on six key elements: (1) Registration with
the Wildlife Division (DGVS Direcci[oacute]n General de Vida
Silvestre--SEMARNAT, CITES Management Authority); (2) proper habitat
management; (3) monitoring of wild populations of the species
harvested; (4) controlled harvest (including periodic reports and
inventories on each UMA); (5) management plan approved and registered
with the Wildlife Division; and (6) certificate of production and
market/tagging methods. SEMARNAT conducts random inspections of UMAs
and, if any issues are detected in the management plan, carries out
population studies, including sampling activities and species
inventories, and producing periodic reports on these findings (CITES
2010a, p. 10).
We do not have any information on whether the Mexican legal
framework specifically authorizes subsistence hunting or cultural use
of the Morelet's crocodile, or on the current level of enforcement, or
whether the enforcement is considered adequate.
Belize
The Government of Belize also has a legal framework that regulates
the conservation and sustainable use of the Morelet's crocodile, along
with other species of birds, mammals, and reptiles (collectively known
as Scheduled species). In general terms, the Wildlife Protection Act
prohibits illegal harvest and export in Belize (Government of Belize
2000 pp. 7-9). The Forestry Department, within the Ministry of Natural
Resources and the Environment, is the relevant government agency with
respect to the Morelet's crocodile. Under this legislation, the Game
Warden controls hunting of these species. Certain activities are
prohibited, and a license is required. For example, hunting of the
Morelet's crocodile is prohibited. Importation and exportation of
wildlife is subject to strict protocols and provisions of the Wildlife
Protection Act and requires a permit. Hunting of certain species for
scientific or educational purposes also requires a permit. The
legislation also identifies offenses and penalties.
In addition to the Wildlife Protection Act, the Government of
Belize is in the process of developing and implementing a National List
of Critical Species (Meerman 2005a, pp. 1-8; Meerman 2005b, p. 38).
This list is based, in part, on the procedures used by IUCN Red List of
Threatened Animals (see IUCN 2001, version 3.1, 35 pp.). Within the
context of the Belize Protected Areas Policy and System Plan, this list
will serve as a basis for the Belize Red Data List. According to the
2005 list (Meerman 2005a, p. 8), the Morelet's crocodile is categorized
as ``CD'' (Conservation Dependent) in Belize due to the following
factors: small range, hunted, economic importance, charismatic species
drawing national and international attention, and persecuted as
perceived pest. Under the 2005 list, Conservation Dependent species are
taxa that are the focus of a continuing taxon-specific or habitat-
specific conservation program for the taxon in question, the cessation
of which would result in the taxon qualifying for one of the threatened
categories on the list within 5 years (Meerman 2005a, p. 3).
These laws and regulations provide legal protection to the
Morelet's crocodile in Belize. We have no information on whether the
Wildlife Protection Act is sufficiently enforced. The CITES Legislation
Project (CITES 2010e) concluded that Belize's national
[[Page 30840]]
legislation does not meet any of the requirements for implementing
CITES. However, Belize has submitted a plan and draft legislation to
CITES as of March 2010, but has not officially enacted the legislation.
In spite of this assessment by CITES, trade data seem to indicate the
threat of unregulated trade from Belize is minimal.
Guatemala
The Government of Guatemala also has a legal framework that
regulates the conservation and sustainable use of natural resources,
including the Morelet's crocodile (IIA URL FCAA IARNA 2003, pp. 67-69;
IARNA URL IIA 2006, pp. 104-107; Rep[uacute]blica de Guatemala 2007,
pp. 3-4, 31). In general terms, and based on our review of other
materials, natural resources management is under the jurisdiction of
the Ministerio de Ambiente y Recursos Naturales (Ministry of the
Environment and Natural Resources; USAID 2002, pp. 44-45;
Rep[uacute]blica de Guatemala 2007, pp. 3-4, 9). The main legislation
in this regard is Decreto N[uacute]mero 4-89 (Ley de [Aacute]reas
Protegidas, Gobierno de Guatemala 1989, pp. 1-24; Birner et al. 2005,
p. 290; Law of Protected Areas and Amendments/Revisions). This decree
established the Comisi[oacute]n Nacional de [Aacute]reas Protegidas
(CONAP; National Commission on Protected Areas). CONAP has been tasked
to run the Sistema Nacional de [Aacute]reas Protegidas (SIGAP; National
System of Protected Areas; IARNA URL IIA 2006, pp. 104-107). In
Guatemala, the Morelet's crocodile is included in the Endangered
Species List (Resolution No. ALC/032-99 of CONAP) in Category 2,
``Seriously Endangered,'' which includes species that are endangered
because of habitat loss, trade, the very small size of their
populations, and/or endemism with limited distribution (CITES 2010a, p.
9).
In the past, threats to the Morelet's crocodile and its habitat in
Guatemala, compounded with the lack of funding and personnel, made it
difficult for the Government of Guatemala to adequately enforce these
laws and regulations. Ongoing conservation actions were often
overwhelmed by slow economic development, high levels of poverty,
unequal land distribution, a highly segmented society, and the effects
of more than 3 decades of civil war (Birner et al. 2005, pp. 285, 292).
In 2003, Laguna del Tigre National Park was considered by ParkWatch as
critically threatened due to drug trade, land grabs, the presence of
human settlements, expanding agriculture and cattle ranching, poaching,
forest fires, the oil industry, and an almost complete lack of
institutional control over the area (ParksWatch 2003, pp. 1, 11).
However, in 2004, ParksWatch stated that the staff at Laguna del Tigre
had doubled in size since their 2003 report (ParksWatch 2004, p, 30.)
Seventy-three park rangers, 10 archeological site guards, and 96 Army
personnel were hired to staff the park, and since the increase in
staffing, both the park and the biotope are ``constantly patrolled.''
In addition, the Wildlife Conservation Society and USAID continued its
``Biodiversity Conservation at a Landscape Scale'' program and have
provided a comprehensive plan with specific goals to preserve and
protect wildlife in the Maya Biosphere Reserve (MBR) in Guatemala
through conserving wildlife species and their habitat, while
maintaining the economic productivity of renewable natural resources.
They are fulfilling these goals by establishing specific parameters:
``to develop adaptive and participatory strategy to reduce threats to
wildlife in the MBR; to develop, implement, and monitor sustainable
mechanisms to reduce threats to wildlife and ecosystems across the MBR
landscape; to learn and teach best management practices for the
conservation of the MBR and beyond; and to guide, design, and test
wildlife-focused planning'' (WCS 2008, p. 3). For the past 9 years, the
WCS has been conducting over-flights of Laguna del Tigre National Park
with the Guatemalan National Park Service and LightHawk, a volunteer-
based environmental aviation organization, and has used that
information to identify illegal colonization, resulting in successfully
removing illegal squatters (80+ families) from the area. In addition,
over-flights revealed marijuana clearings on the eastern-most port of
Mirador-R[iacute]o Azule National Park in 2007. WCS over-flights helped
to monitor fires, locate illegal settlements, and notify the national
and provincial government as well as the national media of illegal
activities. As a result, the presence of fires in Laguna del Tigre
National Park has been reduced by 90 percent. In addition, WCS has
taken an active role in educating locals and concessionaires on best
management practices for sustainable use of forest products (WCS 10
year report, no date given, p. 6).
In August 2010, the president of Guatemala announced that he was
deploying 250 soldiers to recover fully all the protected zones of El
Pet[eacute]n in the Laguna del Tigre section of the MBR. This ``Green
Battalion'' was deployed specifically to protect the Laguna del Tigre
National Park and work jointly with the National Civil Police and the
Attorney General's Office to combat drug trafficking and the illegal
harvest of natural resources and archaeological sites of that region of
the MBR (Latin American Herald Tribune, December 6, 2010).
The Government of Guatemala is also participating in the Tri-
national Strategy (see the Post-delisting Monitoring section below) for
Morelet's crocodile, wherein specific actions directed toward the
Morelet's crocodile are defined. Conservation actions in Guatemala are
being developed and implemented within the context of the Convention on
Biological Diversity and the National Biodiversity Strategy and Action
Plan (Birner et al. 2005, p. 285). Many outstanding accomplishments
have been achieved in Guatemala in terms of biodiversity conservation
(IARNA URL IIA 2006, p. 22), and the Guatemalan government seems
committed to ensuring that environmental management and enforcement
efforts continue.
Summary of Factor D
Based on the fact that all three range countries are Parties to
CITES, have protected-species and protected-areas legislation,
implemented that legislation, and enforce relevant laws, the current
regulatory mechanisms appear to be adequate to conserve the Morelet's
crocodile in the majority of the species' range. As per the CITES
National Legislation Project (CITES 2010e), both Guatemala and Mexico's
legislation meet all the requirements for implementing CITES. Belize's
national legislation was considered not to meet any of the requirements
for implementing CITES. However, Belize has submitted a plan and draft
legislation to CITES as of March 2010, but has not officially enacted
the legislation. Per decisions made during CoP15, the CITES protections
for Morelet's crocodiles in Guatemala will remain unchanged. They will
remain protected as an Appendix-I species, with those CITES trade
restrictions remaining in place.
Together, Mexico and Belize contain the majority of wild
individuals (87 percent) and the estimated potentially suitable habitat
(81 percent) throughout the species' range. We anticipate that these
conditions will remain essentially the same, both domestically and
internationally, in the foreseeable future. However, we did not solely
rely on these future measures in finding the species is no longer
endangered or threatened.
Existing regulatory mechanisms, including CITES and domestic
prohibitions on harvest of wild
[[Page 30841]]
Morelet's crocodiles, have played a vital role in the resurgence of
Morelet's crocodiles over the last 40 years. While some trade
restrictions could be lifted in the future, particularly to allow
increased trade in captive-bred specimens now that Morelet's crocodiles
in Mexico and Belize have been moved to CITES Appendix II with a zero
export quota for wild specimens traded for commercial purposes, we
believe such lifting of restrictions would pose little risk to the
species. All three range countries restrict the use of wild specimens,
and the Government of Mexico has institutions with proven track records
to administer and enforce controls on captive-breeding operations and
laundering of illegal specimens. Should the zero export quota for wild
specimens traded for commercial purposes be lifted, it may create
greater enforcement challenges in all three range countries in the
foreseeable future because the taking of wild Morelet's crocodiles
could be authorized. If this happens, the requirements of CITES
Appendix II will apply. The exporting country will be required to
determine that the export is not detrimental to the survival of the
species in the wild and specimens are legally acquired prior to issuing
a permit authorizing the export. However, a change to the annotation
would require approval of two-thirds of the Parties voting at a CoP and
cannot be achieved unilaterally by any of the range countries.
Therefore, we do not have any indication that CITES and the regulatory
mechanisms of the range countries will be inadequate to continue to
protect the species in the wild when this delisting rule becomes
effective, or if ranching or wild harvest are authorized in the future.
The reproduction and survival rates of wild Morelet's crocodiles
are currently robust. Populations remain stable throughout most of
their range, and have expanded their range in some areas. In
conclusion, we find that, taken together, the currently existing
protections described above are adequate, and they will remain adequate
to protect the Morelet's crocodile and its habitat in the majority of
its range now and within the foreseeable future.
Factor E. Other Natural or Manmade Factors Affecting the Continued
Existence of the Species
Human-Crocodile Conflicts
The Morelet's crocodile is known to attack humans. While data about
these conflicts are limited, anecdotal reports suggest that these
conflicts are widespread and ongoing. In a well-documented attack in
Belize in August 2001, a Morelet's crocodile attacked a 13-year-old
male and caused him to drown in the Belama area of Belize City (Finger
et al. 2002, p. 198).
More often, human-crocodile conflicts involving the Morelet's
crocodile are more benign. In Mexico, for example, the Crocodile Museum
(Chiapas State; about 80 cases per year) assists local officials
through the capture, rescue, and relocation of local crocodilians (all
three species, including the Morelet's crocodile) that are considered
potentially dangerous or, because of their location (close proximity to
human activities), they might be killed by local inhabitants
(Dom[iacute]nguez-Laso 2008, p. 5). Abercrombie et al. (1982, p. 19)
reported that the Morelet's crocodile was generally feared in Belize.
Finger et al. (2002, p. 199) indicated that development related to
human occupation (such as residential areas and infrastructure) in
Morelet's crocodile habitat around Belize City was generating
increasing numbers of human-crocodile conflicts. Windsor et al. (2002,
p. 418) also noted that the practice of feeding the Morelet's crocodile
by residents and tourists was becoming more common and was also
generating increasing numbers of human-crocodile conflicts in Belize.
According to Platt and Thorbjarnarson (2000a, p. 27), large Morelet's
crocodiles, despite legal protections, are still perceived as threats
to humans and livestock, and are occasionally killed near residential
areas in Belize. While educational programs are needed for local
residents and visitors to deter this activity, it may also be necessary
to develop a problem crocodile removal program to resolve these
conflicts (Windsor et al. 2002, p. 418). No information was available
about human-crocodile conflicts in Guatemala. Although human-crocodile
conflicts are affecting local populations of Morelet's crocodiles, and
this is likely to continue in the foreseeable future, we do not have
any evidence that it is currently or anticipated to be a threat to the
species as a whole.
Environmental Contaminants
Environmental contaminants are known to have negative impacts on
terrestrial vertebrates (Smith et al. 2007, p. 41), including
crocodilians (Ross 1998, p. 3). The primary routes through which
terrestrial reptiles, including the Morelet's crocodile, are exposed to
environmental pollutants are ingestion of contaminated prey, dermal
contact, maternal transfer, and accumulation of chemicals into eggs
from contaminated nesting media (Smith et al. 2007, p. 48). With regard
to the Morelet's crocodile, organochlorine contaminants have been
detected in the scutes (external scales) (DeBusk 2001, pp. viii-ix) and
the chorioallantoic membrane (CAM) of hatched Morelet's crocodile eggs
(Pepper et al. 2004, pp. 493, 495), as well as in whole contents
analysis of nonviable crocodile eggs (Wu et al. 2000a, p. 6,416; 2000b,
p. 671; Wu et al. 2006, p. 151).
The most common organochlorine found in studies of Morelet's
crocodile in Belize was DDE (dichlorodiphenyldichloroethylene),
detected in 100 percent of eggs collected by Wu et al. (2000b, p. 673)
and 69 percent of CAMs sampled by Pepper et al. (2004, p. 495).
Organochlorines have also been detected at additional sites throughout
coastal Belize and the interior highlands (Meerman 2006a, p. 26; Wu et
al. 2006, p. 153). Although exposure to organochlorines has been linked
to adverse effects on population health of the American alligator in
Florida (several studies cited by Wu et al. 2000b, p. 676), no
population-level effects were detected in Belize (McMurry and Anderson
2000, pp. 1, 4; Wu et al. 2000b, p. 676). Rainwater (2003, pp. xii,
38), however, later suggested that some of the sites that had been
chosen for comparative purposes in fact had similar contaminant
profiles and that some study results suggesting no significant
differences between sites may be equivocal.
Reproductive impairment due to endocrine-disrupting contaminants
has been demonstrated elsewhere in crocodilians and is suspected to
occur with Morelet's crocodiles in Belize due to known contaminant
levels (Selcer et al. 2006, p. 50; Rainwater et al. 2008, p. 101).
Initial results have not documented contaminant-induced vitellogenin in
blood plasma in the Morelet's crocodile, but this condition may occur
in the wild in Belize; studies are ongoing (Selcer et al. 2006, p. 50;
Rainwater et al. 2008, pp. 101, 106-107).
Mercury was detected in nonviable Morelet's crocodile eggs
collected from eight nests across three localities in northern Belize
in 1995 (Rainwater et al. 2002a, p. 320; Rainwater et al. 2002b, p.
190). While mercury was detected in all eggs sampled, the mean
concentration per egg was among the lowest reported values for any
crocodile species. No overt signs of mercury toxicity or evidence of a
population decline was noted for Morelet's crocodiles at the site
(Rainwater et al. 2002a, pp. 321-322).
All samples for studies of organochlorine and mercury contaminants
cited above came from Belize, and we are not aware of any
[[Page 30842]]
similar investigations elsewhere in the Morelet's crocodile range
(Mexico or Guatemala). As reproduction and survival rates of Morelet's
crocodiles are currently robust, we do not have any reason to believe
that environmental contaminants are currently likely to cause the
Morelet's crocodile to become in danger of extinction within the
foreseeable future.
Populations currently remain stable throughout most of the species
range, and have even expanded their range in some areas. This provides
empirical evidence of the species' intrinsic resilience and
adaptability. There is no evidence that environmental contaminants
currently pose a threat to the species. Although environmental
contaminants may represent a potential threat, especially given the
potential for long-term bioaccumulation of contaminants during the
species' long reproductive life, given this species' resiliency we do
not have any data to indicate that they are likely to become a threat
in the foreseeable future.
Manmade factors that could affect the continued existence of the
Morelet's crocodile, according to CONABIO (CONABIO 2005, p. 32), were
the construction and operation of oil extraction infrastructure and
thermoelectric plants. The operation of chemical and manufacturing
industries could also become a threat if potentially toxic residual
materials are disposed of improperly. These activities, however, are
highly regulated by the Ley General de Equilibrio Ecol[oacute]gico y
Protecci[oacute]n al Ambiente (LGEEPA; General Ecological Equilibrium
and Environmental Protection Law) and the Attorney General for the
Protection of the Environment (PROFEPA). Under LGEEPA, every new
project has to fulfill strict protocols for the assessment of
environmental impacts before it can be approved.
As discussed above in the Factor D., Inadequacy of Existing
Regulatory Mechanisms, section, the Government of Guatemala opposed the
Government of Mexico's 2010 CITES proposal based, in part, on threats
to the species from pollution in Guatemala (CITES 2010a, p. 6).
However, we do not have any information or data on the extent of the
impact, if any, that pollution may have on the Morelet's crocodile in
Guatemala.
Genetic Diversity and Integrity
At least three factors have been identified as potential threats
with respect to the Morelet's crocodile: (1) Genetic heterogeneity; (2)
hybridization; and (3) male-biased sex ratios.
Genetic Heterogeneity
Evaluation of nine microsatellite loci (highly repetitive DNA
sequences) from Morelet's crocodiles in Belize suggested a high degree
of genetic heterogeneity within local populations, relatively high
levels of migration among populations, and no evidence of a major
genetic bottleneck due to population depletion in the mid-1900s (Dever
and Densmore 2001, pp. 543-544; Dever et al. 2002, p. 1084). Population
bottlenecks are a period when a species population drops to such a low
level that many genetic lineages become extinct and genetic variation
is reduced to a few individuals, resulting in genetic homogeneity. If
severe, it can lead to inbreeding. Endangered species that do not
become extinct might expand their populations, but with limited genetic
diversity, they may not be able to adapt to changing environmental
conditions. The high degree of genetic heterogeneity found in Morelet's
crocodiles was attributed to frequent migration by individuals among
the several adjacent Morelet's crocodile populations. Ray et al. (2004,
pp. 455-457) found low levels of genetic diversity in the mitochondrial
control region of Morelet's crocodiles at 10 sites in northern Belize
and at one site each in northern Guatemala and Mexico, but these
results were inconsistent with a population bottleneck and may be
typical of crocodilian populations. Other studies of the repetitive
sequences in the mitochondrial control are ongoing in the Morelet's
crocodile and may be a useful tool for researchers investigating
population dynamics of this species (Ray and Densmore 2003, p. 1012).
Hybridization
Data suggest that some hybridization between Morelet's crocodiles
and American crocodiles has always periodically occurred in the wild in
areas where both species are sympatric, and that the hybridization is
more frequent than previously believed (Cede[ntilde]o-V[aacute]zquez et
al., 2008, pp. 666-667; Rodr[iacute]guez et al. 2008, p. 678). In fact,
Ross (2011, pers. comm.) states that ``evidence suggests that
hybridization is a long standing, quite natural situation, and likely a
stable hybrid zone of the sort described for many other species. While
it is of considerable scientific and evolutionary interest, it does not
constitute a threat to the species in its present form.''
While the first hybrids were identified in coastal areas of eastern
Belize, later studies also located hybrids in Mexico along the eastern
and northern coasts of the Yucatan Peninsula (Ray et al. 2004, p. 449;
Cede[ntilde]o-V[aacute]zquez et al. 2008, p. 661; Rodr[iacute]guez et
al. 2008, p. 674).
Hybridization involves several key issues. First, hybridization
appears to be bidirectional (males of one species with females of the
other species, and vice versa). In addition, hybrids (confirmed by
laboratory tests) do not always exhibit physical characteristics (such
as body size, shape, or coloration) that are a mixture of both species,
and they are not always readily identifiable as such in the hand.
Furthermore, F2 hybrids and backcrosses of hybrids to nonhybrids have
been reported. These circumstances hinder the field identification of
potential hybrids.
Ray et al. (2004, p. 459) stated that further assessment of genetic
contact between these two species should precede reclassification of
Morelet's crocodile under CITES, presumably because of uncertainty
regarding numbers of genetically pure individuals in Belize. While
populations of both the Morelet's crocodile and the American crocodile
suffered from the hunting pressures of the 1950s and 1960s, the
American crocodile has been slower to recover. Indeed, Ray et al.
(2004, p. 459) noted that hybridization likely represents a greater
danger to the genetic integrity of the larger but rarer American
crocodile than to the Morelet's crocodile in Belize. The Service
believes this concern bears additional investigation, but is not
sufficient to warrant continued endangered or threatened status under
the Act for the Morelet's crocodile.
One hypothetical concern about hybridization is that
supplementation of wild Morelet's crocodile populations in Mexico with
captive-bred crocodiles might affect the genetic integrity of wild
populations. While analyses of captive-bred populations have not been
published, differences in the nature and extent of genetic variation of
these populations compared with wild populations might be expected. It
is not clear if these differences, if they occur, would be significant
or important from a conservation standpoint. Furthermore, this issue
may be a moot point. Although agreements between captive-breeding
operations and the Government of Mexico require breeders to make
available up to 10 percent of their offspring for reintroduction to the
wild, or as breeding stock for other crocodile farms in the country, no
releases of captive-bred stock have occurred (Mexico 2006, p. 28). No
releases have occurred because the current total population sizes of
wild populations in Mexico, according to Mexican officials, are
sufficiently large to render releases unnecessary (CITES
[[Page 30843]]
2008, p. 23). However, accidental escapes and deliberate releases of
the Morelet's crocodile from captive-rearing units outside of the
species' natural range have occurred in wetland habitats along the
Pacific coast of Mexico. These wetland habitats are already occupied by
the naturally occurring American crocodile, and interactions between
the two crocodile species are likely (Ross 1995, p. 14). These escapes
and releases of Morelet's crocodiles may pose risks to the genetic
integrity of naturally occurring American crocodiles, but probably not
to Morelet's crocodiles. The Government of Mexico is making efforts to
diagnose potential threats to the native American crocodile caused by
hybridization with the introduced Morelet's crocodile on the Pacific
coast of Mexico. The goal of these efforts is to generate morphological
and molecular identification materials and study the population
dynamics of the American crocodile. The efforts will include monitoring
and harvest of Morelet's crocodiles and hybrids for scientific research
(CITES 2010a, p. 6).
Although hybridization between American and Morelet's crocodiles
continues to affect some local populations of the Morelet's crocodile,
the impacts appear to be very small. We have no evidence that
hybridization is currently or anticipated to significantly affect the
Morelet's crocodile throughout its range.
Male-Biased Sex Ratios
Another potential risk from supplementation of wild populations
with captive-bred Morelet's crocodiles is that of skewed sex ratios
(greater proportion of males in captive populations). Incubation
temperature affects the sex ratio of crocodilian species differently
(Escobedo-Galv[aacute]n 2006, p. 131). Like many crocodilian species,
the Morelet's crocodile exhibits temperature-dependent sex
determination. Incubation temperatures greater than about 93 [deg]F (34
[deg]C) or less than 90 [deg]F (32 [deg]C) produce females, while
temperatures between 90-93 [deg]F (32-34 [deg]C) generally produce
males (Escobedo-Galv[aacute]n 2006, p. 133; Escobedo-Galv[aacute]n et
al. 2008, p. 2). Some wild populations of the Morelet's crocodile in
Belize also have greater proportions of males than females (5.3 males
per 1 female), but seem to be healthy (Platt and Thorbjarnarson 2000a,
p. 23). We do not have any evidence that skewed sex ratios currently
pose a threat to the species. Although skewed sex ratios may represent
a potential threat, especially given the potential for skewed sex
ratios as a result of climate change, this information is not
sufficient to be able to judge the timing of this potential, i.e., that
it will manifest within the foreseeable future. Therefore, we do not
have any information to indicate that it is likely to become a threat
in the foreseeable future.
Natural Weather Events
Natural weather can affect the Morelet's crocodile. Hurricanes or
heavy seasonal rains, for example, may pose risks to Morelet's
crocodile eggs located in nests along water channels. Flooding
associated with hurricanes or rains, however, may also provide
conservation benefits to the Morelet's crocodile by facilitating
movements of individuals across the landscape, thereby promoting gene
flow (CITES 2010a, p. 6). Furthermore, extended dry periods can result
in the temporary disappearance of ephemeral water bodies, with
concomitant increases in Morelet's crocodile densities and
intraspecific interactions at nearby sites that still have water. There
is no evidence, however, that natural weather conditions have been a
problem for the Morelet's crocodile, which has adapted to these weather
conditions. Therefore, we have no reason to believe that natural
weather events are currently likely to cause the Morelet's crocodile to
become in danger of extinction within the foreseeable future throughout
all or any significant portion of its range.
Climate Change
The Intergovernmental Panel on Climate Change (IPCC) concluded that
warming of the climate system is unequivocal (IPCC 2007a, p. 30) and
sea levels are expected to rise well into the foreseeable future (Bates
et al. 2008, pp. 20, 28-29). Numerous long-term changes have been
observed including changes in arctic temperatures and ice, widespread
changes in precipitation amounts, ocean salinity, wind patterns, and
aspects of extreme weather including droughts, heavy precipitation,
heat waves, and the intensity of tropical cyclones (IPCC 2007b, p. 7).
Based on scenarios that do not assume explicit climate policies to
reduce greenhouse gas emissions, global average temperature is
projected to rise by 2-11.5 [deg]F by the end of this century (relative
to the 1980-1999 time period) (USGCRP 2011, p. 9). Species that are
dependent on specialized habitat types, limited in distribution, or
occurring already at the extreme periphery of their range will be most
susceptible to the impacts of climate change. While continued change is
certain, the magnitude and rate of change is unknown in many cases.
The information currently available on the effects of climate
change and the available climate change models do not make sufficiently
accurate estimates of location and magnitude of effects at a scale
small enough to apply to the range of the Morelet's crocodile. We do
not have any information on the projected impacts to the Morelet's
crocodile because of climate change, particularly the potential impacts
of shifting global temperatures on sex ratios. The study by Escobedo-
Galv[aacute]n et al. (2008) regarding climate change's projected
impacts to the American crocodile illustrates the possible impacts to
the Morelet's crocodile. This study, entitled ``Potential effects of
climate change on the sex ratio of crocodiles'' (Escobedo-Galv[aacute]n
et al. 2008), was presented at the February 2008 International Science
Symposium: Climate Change and Diversity in the Americas. The study
selected several areas in Florida and western Mexico that contain
American crocodiles, and used the current environmental information for
these areas to predict how increased temperatures would affect the
potential geographical distribution and sex ratios of the species in
Florida, the Caribbean, and Central America.
Based on a preliminary analysis (focusing on the geographic
distribution and sex ratios of American crocodiles in the present,
2020, and 2050), Escobedo-Galv[aacute]n et al. (2008) postulated that
the geographic distribution and sex ratios of American crocodile
populations in different parts of the range would change in response to
temperature and sea-level parameters. Crocodiles are ectothermic,
relying on external sources of heat to regulate their body temperature.
They control their body temperature by basking in the sun, or moving to
areas with warmer or cooler air or water temperatures. Optimal growth
in crocodilians has been found to occur around 88 [deg]F (31 [deg]C),
with appetites and effective digestion diminishing below 84 [deg]F (29
[deg]C) (Brien et al. 2007, p. 15). As global temperatures increase,
areas that are currently too cool to support American and Morelet's
crocodiles may become warm enough to support them in the future.
According to Escobedo-Galv[aacute]n et al. 2008, increased global
temperatures and sea level would benefit the American crocodile by
significantly increasing its potential habitat and distribution. Their
study predicted that the current potential distribution for the
American crocodile would expand 69 percent in 2020, and 207 percent in
2050. This is an 81 percent increase in potential distribution from
2020 to 2050
[[Page 30844]]
(Escobedo-Galv[aacute]n et al. 2008, presentation, pp. 9-10).
The study also predicted that increased global temperatures would
have a significantly negative impact on the sex ratios of the American
crocodile. Like many other crocodilian species, both the American and
the Morelet's crocodile exhibit temperature-dependent sex
determination. The macroclimate (global climate) affects the
mesoclimate (the temperature outside of a crocodile's nest), which in
turn affects the microclimate (the temperature inside of a crocodile's
nest), which in turn determines the proportion of males to females
produced in the nest (Escobedo-Galv[aacute]n et al. 2008, presentation,
p. 4). Incubation temperatures greater than about 93 [deg]F (34
[ordm]C) or less than 90 [deg]F (32 [ordm]C) produce females while
temperatures between 90-93 [deg]F (32-34 [ordm]C) generally produce
males (Escobedo-Galv[aacute]n 2006, p. 133; Escobedo-Galv[aacute]n et
al. 2008, p. 2). Thus, the production of males is entirely dependent
upon a sustained incubation temperature range of only 3 degrees.
Incubation temperatures greater than 97 [deg]F (36 [deg]C) are at the
upper end of the tolerance range for reptile eggs and result in death
of embryos and stress to the surviving hatchlings (Escobedo-
Galv[aacute]n et al. 2008, presentation, p. 2).
According to Escobedo-Galv[aacute]n et al. (2008), the current sex
ratio of the American crocodile favors females (based on potential
species distribution): 75 percent of the potential species distribution
has fewer males than females, 15 percent has an equal number of males
and females, and 10 percent has more males than females. The study
predicted that by 2020, the sex ratio is expected to shift in favor of
males due to increases in nest temperature as a result of climate
change: 24 percent of the potential species distribution will have
fewer males than females, 16 percent will have an equal number of males
and females, and 60 percent will have more males than females
(Escobedo-Galv[aacute]n et al. 2008, presentation, pp. 11-12). Under
this scenario, the number of females produced will be reduced
significantly by 2020, which in turn will reduce the overall total eggs
laid in each breeding season. Of the eggs laid, more are likely to
become males, which in turn would further reduce the number of breeding
females produced over time. Escobedo-Galv[aacute]n et al. (2008)
predicted that by 2050, American crocodiles would become extinct in
Florida, the Caribbean, or Central America (Escobedo-Galv[aacute]n et
al. 2008, presentation, p. 13).
Although American crocodiles are found primarily in saline and
brackish environments, they can also be found in abandoned coastal
canals and borrow pits, and may range inland into freshwater
environments preferred by Morelet's crocodiles, such as lakes and lower
reaches of large rivers. American crocodiles are extremely adaptable in
their nesting strategy, and while they mainly nest in holes,
individuals will readily build mound nests if suitable materials are
available. American and Morelet's crocodiles have been known to lay
eggs within the same nest mound as conspecifics, suggesting a more
gregarious and tolerant demeanor (Brien et al. 2007, pp. 17-18). Sea-
level rise would significantly expand the amount of inland saline and
brackish coastal habitat available to the American crocodile, and
correspondingly decrease the amount of inland freshwater habitat
available to the Morelet's crocodile. The area of available land would
also be reduced as a result of sea-level rise, further increasing
competition between the two species for terrestrial activities such as
nesting and basking on the shoreline.
The study by Escobedo-Galv[aacute]n et al. (2008) did not provide
any information or data on the effects of climate change on the
Morelet's crocodile. Although the American crocodile and Morelet's
crocodile have overlapping ranges, similar life-history requirements,
and may lay eggs in the same nest, we do not have any evidence that
climate change currently poses a threat to the Morelet's crocodile.
Ross (2010, pers. comm.) noted that while climate change constitutes
one of the most pressing potential threats to biodiversity,
crocodilians seem the most adapted to be minimally impacted.
``Crocodilians have demonstrably survived several previous periods of
climate change comparable to current and predicted scenarios and while
they may well change distribution and experience sex ratio and
physiological effects, these seem well within the capacity of this
species. They seem likely to be one of those species that will adapt to
climate change, neither going extinct or requiring significant movement
or mitigation.'' Thus, although climate change may represent a
potential threat to the Morelet's crocodile, all indications are that
it is not likely to become a threat to this species in the foreseeable
future.
Other Potential Concerns
Other information obtained by the Service, however, suggests that
the construction and operation of dams to generate electricity could be
a conservation threat to the Morelet's crocodile (for example, the
Chalillo hydroelectric dam in Belize on the Macal River, an area
inhabited by the Morelet's crocodile) (Environment News Service 2004,
p. 1; Hogan 2008, p. 2). At the national level, six main environmental
issues affecting natural resources have been identified for Belize: (1)
High deforestation rate; (2) solid and liquid waste management issues;
(3) rising poverty rates; (4) rapid coastal development; (5)
ineffective institution and legal frameworks; and (6) oil discovery
(Young 2008, p. 18).
We do not have any information to indicate the extent of the
impact, if any, that these environmental issues may have on the
Morelet's crocodile in Belize. There is no evidence that these
environmental issues in Belize currently pose a threat to the species.
Although they may represent a potential threat, we do not have any data
to indicate that they are likely to become a threat in the foreseeable
future.
There has been some information indicating that fishing nets (for
fish and turtles) and death by drowning are threats to the Morelet's
crocodile in Guatemala, but we do not have information regarding
specific rates of injury or mortality (CITES 2008, p. 18). CONABIO
(2005, p. 27) suggested that the number of crocodiles accidentally
captured in nets in Guatemala was low, but the basis for this claim was
unclear. Platt and Thorbjarnarson (2000b, p. 27) noted that ``a limited
number of crocodiles'' drown in fish and turtle nets in northern Belize
each year. There is no evidence that fishing currently poses a threat
to the species. Although it may represent a potential threat, we do not
have any data to indicate that it is likely to become a threat in the
foreseeable future.
Summary of Factor E
Few, if any, natural or manmade factors are anticipated to affect
the continued existence of the Morelet's crocodile. While natural
factors such as hurricanes and extended dry seasons (CONABIO 2005, p.
32) may affect the species, we believe that the species has evolved
with these kinds of events, and the events do not pose a threat to the
species.
Several phenomena are categorized here as other natural or manmade
factors that were considered as potentially affecting the conservation
status of the Morelet's crocodile in the foreseeable future. Our
knowledge about these factors is incomplete and uneven among the three
range countries. Environmental contaminants, especially DDE and
mercury, have been widely
[[Page 30845]]
reported for Belize. To date, however, there is no evidence of negative
effects to the Morelet's crocodile due to exposure to organochlorines
even though these contaminants have been linked to documented adverse
effects on population health in a similar species, the American
alligator.
Vitellogenin induction in males, suggesting endocrine disruption
due to environmental contamination, is predicted in Belize, but has not
been documented. These factors do not appear to pose a conservation
threat to the Morelet's crocodile in Belize at this time. Information
about environmental contaminants in Mexico and Guatemala with regard to
the Morelet's crocodile is limited. Potential environmental contaminant
issues with respect to the Morelet's crocodile probably are the least
well known in Mexico, but that country has an extensive legal framework
to resolve any problems that may develop, especially if contaminants
also become a public health issue. We do not have any information to
indicate that environmental contaminants pose a danger to the species
throughout its range. Although environmental contaminants may represent
a potential threat, especially given the potential for bioaccumulation
of contaminants during the species' long reproductive life, we do not
have any data to indicate that environmental contaminants are likely to
become a threat to the species in the foreseeable future.
Bycatch in fishing nets has been mentioned as a potential problem
in Guatemala. In Belize, a ``limited number of crocodiles'' may die or
be injured in nets (Platt and Thorbjarnarson 2000b, p. 27), while
information about the potential negative effects of fishing nets on the
Morelet's crocodile in Mexico is limited. Overall, these local impacts
do not appear to have any significant impact on Morelet's crocodiles.
Although bycatch in fishing nets may represent a potential threat, we
do not have any data to indicate that it is likely to become a threat
in the foreseeable future.
Genetic diversity and integrity is a relatively complicated subject
with respect to the Morelet's crocodile, and our knowledge across the
three range countries is uneven. Studies in Belize suggest that wild
populations in that country have a high degree of genetic diversity
(Dever and Densmore 2001, pp. 543-544; Dever et al. 2002, p. 1084).
Hybridization between the Morelet's crocodile and the American
crocodile has been documented for eastern Belize and the eastern and
northern coasts of the Yucatan Peninsula in Mexico (Ray et al. 2004, p.
440; Cede[ntilde]o-V[aacute]zquez et al. 2008, p. 661; Rodriguez et al.
2008, p. 674). The nature and extent of genetic variation of captive-
bred populations with respect to wild populations, as well as male-
biased sex ratios, are also poorly understood issues, but potentially
important in Mexico where captive-bred individuals may eventually be
released into the wild. There is no indication, however, that the
Morelet's crocodile suffers from any genetic limitations throughout its
range.
Natural weather events do not appear to have any population-level
impacts to the Morelet's crocodile, which has evolved to thrive in this
climate. We also do not have any evidence that climate change poses a
threat to the species. Although climate change may represent a
potential threat, especially given the crocodilian requirement for
temperature dependent sex determination, we do not have any data to
indicate that climate change is likely to become a threat in the
foreseeable future.
Although some local factors continue to affect the Morelet's
crocodile, we do not have any information to indicate that these
factors are of sufficient magnitude to affect any population of the
Morelet's crocodile. In conclusion, we find that other natural and
manmade factors are not a significant factor affecting the Morelet's
crocodile throughout its range, both now and for the foreseeable
future.
Finding
We have carefully assessed the best scientific and commercial data
available and have determined that the Morelet's crocodile is no longer
endangered or threatened throughout all of its range. When considering
the listing status of the species, the first step in the analysis is to
determine whether the species is in danger of extinction or likely to
become endangered throughout all of its range. For instance, if the
threats on a species are acting only on a portion of its range, but the
effects of the threats are such that they do not place the entire
species in danger of extinction or likely to become endangered, we
would not retain the entire species on the list.
In developing this final rule, we have carefully assessed the best
scientific and commercial data available regarding the threats facing
this species, as well as the ongoing conservation efforts by the three
range countries. This information indicates that numbers of Morelet's
crocodiles have significantly increased over the past 4 decades since
being categorized as depleted by species experts in the 1970s. In
Mexico and Belize, the species is broadly distributed geographically,
essentially occupying the entire historical range, and age classes
reflect healthy reproduction and recruitment into a wild breeding
population of about 10,000-20,000 adults (Ross 2000, p. 3; CONABIO
2005, p. 19).
We have identified a number of potential threats to the Morelet's
crocodile. Some of these potential threats may directly or indirectly
affect individual Morelet's crocodiles, while others may affect
Morelet's crocodile habitat. The contributions of these potential
threats, identified in the Summary of Factors Affecting the Species
sections above, are discussed in approximate descending magnitude of
impact in the foreseeable future:
(1) A continuation of wild harvest for ranching or direct export
may pose a threat to the species if the countries decide to change
course. However, if conducted in compliance with CITES, the wild
harvest would have to be non-detrimental for the specimens to enter
international trade. Our assessment of the risk associated with this
potential threat is based primarily on the demonstrated adverse effects
of past overharvest on populations. Additional monitoring programs and
adequate regulatory mechanisms would need to be established prior to
legalizing ranching. Such mechanisms would be important to prevent the
laundering of illegally harvested Morelet's crocodiles. We find that,
taken together, the currently existing protections (described above in
the Factor D section, Inadequacy of Existing Regulatory Mechanisms) are
adequate, and they will remain adequate to protect the Morelet's
crocodile and its habitat in the majority of its range now and within
the foreseeable future.
(2) The detection of organic and inorganic environmental
contaminants in Morelet's crocodile eggs in Belize indicates that
impacts from concentrations of environmental contaminants may represent
a potential threat because Morelet's crocodiles have a long lifespan
during which contaminants may bioaccumulate. However, there is no
evidence that environmental contaminants are currently affecting
populations (numbers and reproduction appear to be robust). In order to
determine that environmental contaminants may be a threat to the
Morelet's crocodile in the future, their presence in the environment
must be occurring at a level that affects the long-term population
levels over at least a significant portion of the range of the species.
We know of no ongoing monitoring of environmental contaminants anywhere
in the species'
[[Page 30846]]
range. Although 45 articles within the Mexican LGEEPA deal with
environmental contamination (CONABIO 2005, Annex 3, p. 1), we have not
received a detailed analysis of the specific provisions and their
relevance to Morelet's crocodile. We are unaware of regulatory
mechanisms governing activities that discharge environmental
contaminants that potentially affect Morelet's crocodile in Belize.
However, we do not have any data to indicate that environmental
contaminants are likely to become a threat in the foreseeable future.
(3) Although habitat loss and degradation continues to negatively
affect the habitat for some local populations of the Morelet's
crocodile, we do not have any information to indicate that it is of
sufficient magnitude to have a rangewide impact on the species to the
point that would cause the Morelet's crocodile to meet the definition
of either an endangered or a threatened species. The species'
relatively wide distribution throughout its historical range and
apparent tolerance for habitats in proximity to agriculture, grazing,
and human habitation are substantial factors mitigating these impacts
to Morelet's crocodiles over the next several decades. We anticipate
that these conditions will remain essentially the same in the
foreseeable future due to the adequate regulatory mechanisms in place
to protect suitable habitat for the Morelet's crocodile in the majority
of its range (see discussion above under the Factor D. section,
Inadequacy of Existing Regulatory Mechanisms).
The Morelet's crocodile continues to be affected by a variety of
potential residual threats. It is likely that development, hurricanes
and other storm events, random human disturbance, fishery activities,
oil spills, and infestation by parasites will continue to impact
individual crocodiles into the future. Although these impacts are
generally expected to continue intermittently at low levels into the
foreseeable future, we do not expect these impacts to significantly
affect the Morelet's crocodile to the point that they would result in
declines in the rangewide status of the species.
Although some potential threats to the Morelet's crocodile remain
throughout its range, as discussed above, they are at a low enough
level they are not having a significant population-level or demographic
effect on Morelet's crocodile populations in Mexico and Belize; in
fact, most populations are stable and/or increasing and still occur in
their historical range. Any low-level threats occurring in Guatemala
are currently being addressed by the Guatemalan national and provincial
governments with the help of the local and international NGO community.
We do not believe, based on the best available information, that the
extent of potential threats to the species in Guatemala, even if the
extent of the potential threats increase, will cause the Morelet's
crocodile to become endangered or threatened in the future. The
government of Guatemala recognizes the importance of this and other
landscape species in the Guatemalan Maya Biosphere and are implementing
regulatory and enforcement controls to combat human encroachment, land
clearing, fires, and other illegal activities that may pose a threat to
these species. In addition, Guatemala's request to keep Guatemala's
populations of Morelet's crocodile in Appendix I attests to their
commitment to ensure trade does not affect Guatemala's wild Morelet's
crocodile populations.
The population viability analysis (PVA) conducted by Sanchez
(S[aacute]nchez 2005) suggests the probability of survival of a
population of 30,000 individuals (roughly \1/3\ of the actual
population of Morelet's crocodiles), subject to high-stress conditions,
is approximately 86 percent, and the long-term prognosis for the
survival and genetic diversity of the Morelet's crocodile throughout
its range is very good, estimating that the average time to reach the
quasi-extinction threshold of 500 individuals being 483 years
(S[aacute]nchez 2005, pp. 43-61).
A species is ``endangered'' for purposes of the Act if it is in
danger of extinction throughout all or a significant portion of its
range and is ``threatened'' if it is likely to become endangered within
the foreseeable future throughout all or a significant portion of its
range. The word ``range'' is used here to refer to the range in which
the species currently exists, and the word ``significant'' refers to
the value of that portion of the range being considered to the
conservation of the species.
In considering the foreseeable future as it relates to the status
of the Morelet's crocodile, we defined the ``foreseeable future'' to be
the extent to which, given the amount and substance of available data,
events or effects can and should be anticipated, or the threats
reasonably extrapolated. We considered the historical data to identify
any relevant threats acting on the species, ongoing conservation
efforts, data on species abundance and persistence at individual sites
since the time of listing, and identifiable informational gaps and
uncertainties regarding residual and emerging threats to the species,
as well as population status and trends. We then looked to see if
reliable predictions about the status of the species in response to
those factors could be drawn. We considered the historical data to
identify any relevant existing trends that might allow for reliable
prediction of the future, in the form of extrapolating the trends. We
also considered whether we could reliably predict any future events,
not yet acting on the species and, therefore, not yet manifested in a
trend, that might affect the status of the species, recognizing that
our ability to make reliable predictions into the future is limited by
the variable quantity and quality of available data. Following a range-
wide threats analysis, we evaluated whether the Morelet's crocodile is
endangered or threatened in any significant portion(s) of its range.
As required by the Act, we considered the five factors, alone and
in combination, in assessing whether the Morelet's crocodile is
endangered or threatened throughout all or a significant portion of its
range. We reviewed the petition, information available in our files,
comments and information received after the publication of our 90-day
finding (71 FR 36743; June 28, 2006), comments received after the
publication of our 12-month finding and proposed rule (76 FR 23650;
April 27, 2011) and other available published and unpublished
information, and we consulted with recognized experts. We have
carefully assessed the best available scientific and commercial data
regarding the past, present, and future threats faced by the Morelet's
crocodile. We found that although some localized impacts to individual
Morelet's crocodiles still occur, such as habitat loss from
agricultural development, they have been reduced enough so as to not
affect the species on a population level. In addition to the five-
factor analysis, we also considered the progress made by the range
countries towards addressing previous threats to Morelet's crocodiles.
We took into consideration the conservation actions that have occurred,
are ongoing, and are planned. Since listing, the species' status has
improved because of the following:
National and international laws and treaties have
minimized the impacts of hunting and trade in wild-caught specimens.
Morelet's crocodile populations are stable or increasing.
Total population size is approximately 19,400 adults in
the three range countries.
[[Page 30847]]
Species experts now widely characterize Morelet's
crocodile populations as healthy.
The current rangewide distribution of Morelet's crocodile
now closely resembles the historical rangewide distribution.
Range countries have improved efforts to protect and
manage Morelet's crocodile habitat.
The long-term prognosis for the survival and genetic
diversity of the Morelet's crocodile throughout its range is very good.
In sum, the ongoing development and updating of management plans,
the active management of habitat, the ongoing research, and the
protections provided by laws and protected lands provide compelling
evidence that recovery actions have been and will continue to be
successful.
The primary factor that led to the listing of the Morelet's
crocodile was trade. However, the trend today is towards increasing
population sizes, with trade restricted to ``sources other than wild''
specimens only. We find that the localized impacts identified in the
three range countries, when combined with the increase in population
sizes, ongoing active research and management, and protections provided
by range countries, those impacts are not of sufficient imminence,
intensity, or magnitude to indicate that the Morelet's crocodile is
threatened with extinction now or in the foreseeable future.
Consequently, we have determined that Morelet's crocodile is no longer
endangered or threatened throughout its range.
Having determined that the Morelet's crocodile is no longer
endangered or threatened throughout its range, we must next determine
if the threats to the Morelet's crocodile are not uniformly distributed
such that populations in one portion of its range experience higher a
level of threats than populations in other portions of its range.
Significant Portion of Its Range
The Act defines ``endangered species'' as any species which is ``in
danger of extinction throughout all or a significant portion of its
range,'' and ``threatened species'' as any species which is ``likely to
become an endangered species within the foreseeable future throughout
all or a significant portion of its range.'' The definition of
``species'' is also relevant to this discussion. The Act defines
``species'' as any subspecies of fish or wildlife or plants, and any
distinct population segment [DPS] of any species of vertebrate fish or
wildlife which interbreeds when mature. The phrase ``significant
portion of its range'' (SPR) is not defined by the statute, and we have
never addressed in our regulations either: (1) The consequences of a
determination that a species is either endangered or likely to become
so throughout a significant portion of its range, but not throughout
all of its range; or (2) what qualifies a portion of a range as
``significant.''
For the purposes of this finding, we interpret the phrase
``significant portion of its range'' in the Act's definitions of
``endangered species'' and ``threatened species'' to provide an
independent basis for listing; thus there are two situations (or
factual bases) under which a species would qualify for listing: a
species may be endangered or threatened throughout all of its range; or
a species may be endangered or threatened in only a significant portion
of its range. If a species is in danger of extinction throughout an
SPR, then that species is an ``endangered species.'' The same analysis
applies to ``threatened species.'' Based on this interpretation and
supported by existing case law, the consequence of finding that a
species is endangered or threatened in only a significant portion of
its range is that the entire species will be listed as endangered or
threatened, respectively, and the Act's protections will be applied
across the species' entire range.
We conclude, for the purposes of this finding, that interpreting
the SPR phrase as providing an independent basis for listing is the
best interpretation of the Act because it is consistent with the
purposes and the plain meaning of the key definitions of the Act; it
does not conflict with established past agency practice, as no
consistent, long-term agency practice has been established; and it is
consistent with the judicial opinions that have most closely examined
this issue. Having concluded that the phrase ``significant portion of
its range'' provides an independent basis for listing and protecting
the entire species, we next turn to the meaning of ``significant'' to
determine the threshold for when such an independent basis for listing
exists.
Although there are potentially many ways to determine whether a
portion of a species' range is ``significant,'' we conclude, for the
purposes of this finding, that the significance of the portion of the
range should be determined based on its biological contribution to the
conservation of the species. For this reason, we describe the threshold
for ``significant'' in terms of an increase in the risk of extinction
for the species. We conclude that a biologically based definition of
``significant'' best conforms to the purposes of the Act, is consistent
with judicial interpretations, and best ensures species' conservation.
Thus, for the purposes of this finding, and as explained further below,
a portion of the range of a species is ``significant'' if its
contribution to the viability of the species is so important that
without that portion, the species would be in danger of extinction.
We evaluate biological significance based on the principles of
conservation biology using the concepts of redundancy, resiliency, and
representation. Resiliency describes the characteristics of a species
and its habitat that allow it to recover from periodic disturbance.
Redundancy (having multiple populations distributed across the
landscape) may be needed to provide a margin of safety for the species
to withstand catastrophic events. Representation (the range of
variation found in a species) ensures that the species' adaptive
capabilities are conserved. Redundancy, resiliency, and representation
are not independent of each other, and some characteristic of a species
or area may contribute to all three. For example, distribution across a
wide variety of habitat types is an indicator of representation, but it
may also indicate a broad geographic distribution contributing to
redundancy (decreasing the chance that any one event affects the entire
species), and the likelihood that some habitat types are less
susceptible to certain threats, contributing to resiliency (the ability
of the species to recover from disturbance). None of these concepts is
intended to be mutually exclusive, and a portion of a species' range
may be determined to be ``significant'' due to its contributions under
any one or more of these concepts.
For the purposes of this finding, we determine whether a portion
qualifies as ``significant'' by asking whether without that portion,
the representation, redundancy, or resiliency of the species would be
so impaired that the species would have an increased vulnerability to
threats to the point that the overall species would be in danger of
extinction (i.e., would be ``endangered''). Conversely, we would not
consider the portion of the range at issue to be ``significant'' if
there is sufficient resiliency, redundancy, and representation
elsewhere in the species' range that the species would not be in danger
of extinction throughout its range if the population in that portion of
the range in question became extirpated (extinct locally).
We recognize that this definition of ``significant'' (a portion of
the range of a species is ``significant'' if its contribution to the
viability of the
[[Page 30848]]
species is so important that without that portion, the species would be
in danger of extinction) establishes a threshold that is relatively
high. On the one hand, given that the consequences of finding a species
to be endangered or threatened in an SPR would be listing the species
throughout its entire range, it is important to use a threshold for
``significant'' that is robust. It would not be meaningful or
appropriate to establish a very low threshold whereby a portion of the
range can be considered ``significant'' even if only a negligible
increase in extinction risk would result from its loss. Because nearly
any portion of a species' range can be said to contribute some
increment to a species' viability, use of such a low threshold would
require us to impose restrictions and expend conservation resources
disproportionately to conservation benefit: Listing would be rangewide,
even if only a portion of the range of minor conservation importance to
the species is imperiled. On the other hand, it would be inappropriate
to establish a threshold for ``significant'' that is too high. This
would be the case if the standard were, for example, that a portion of
the range can be considered ``significant'' only if threats in that
portion result in the entire species' being currently endangered or
threatened. Such a high bar would not give the SPR phrase independent
meaning, as the Ninth Circuit held in Defenders of Wildlife v. Norton,
258 F.3d 1136 (9th Cir. 2001).
The definition of ``significant'' used in this finding carefully
balances these concerns. By setting a relatively high threshold, we
minimize the degree to which restrictions will be imposed or resources
expended that do not contribute substantially to species conservation.
But we have not set the threshold so high that the phrase ``in a
significant portion of its range'' loses independent meaning.
Specifically, we have not set the threshold as high as it was under the
interpretation presented by the Service in the Defenders litigation.
Under that interpretation, the portion of the range would have to be so
important that current imperilment there would mean that the species
would be currently imperiled everywhere. Under the definition of
``significant'' used in this finding, the portion of the range need not
rise to such an exceptionally high level of biological significance.
(We recognize that if the species is imperiled in a portion that rises
to that level of biological significance, then we should conclude that
the species is in fact imperiled throughout all of its range, and that
we would not need to rely on the SPR language for such a listing.)
Rather, under this interpretation we ask whether the species would be
endangered everywhere without that portion, i.e., if that portion were
completely extirpated. In other words, the portion of the range need
not be so important that even the species being in danger of extinction
in that portion would be sufficient to cause the species in the
remainder of the range to be endangered; rather, the complete
extirpation (in a hypothetical future) of the species in that portion
would be required to cause the species in the remainder of the range to
be endangered.
The range of a species can theoretically be divided into portions
in an infinite number of ways. However, there is no purpose to
analyzing portions of the range that have no reasonable potential to be
significant or to analyzing portions of the range in which there is no
reasonable potential for the species to be endangered or threatened. To
identify only those portions that warrant further consideration, we
determine whether there is substantial information indicating that: (1)
The portions may be ``significant,'' and (2) the species may be in
danger of extinction there or likely to become so within the
foreseeable future. Depending on the biology of the species, its range,
and the threats it faces, it might be more efficient for us to address
the significance question first or the status question first. Thus, if
we determine that a portion of the range is not ``significant,'' we do
not need to determine whether the species is endangered or threatened
there; if we determine that the species is not endangered or threatened
in a portion of its range, we do not need to determine if that portion
is ``significant.'' In practice, a key part of the determination that a
species is in danger of extinction in a significant portion of its
range is whether the threats are geographically concentrated in some
way. If the threats to the species are essentially uniform throughout
its range, no portion is likely to warrant further consideration.
Moreover, if any concentration of threats to the species occurs only in
portions of the species' range that clearly would not meet the
biologically based definition of ``significant,'' such portions will
not warrant further consideration.
After reviewing the potential threats throughout the range of the
Morelet's crocodile, we determine that there is one portion, Guatemala,
in which threats could be considered to be concentrated. However,
Guatemala comprises a small portion of the overall range of the
Morelet's crocodile. The estimated number of Morelet's crocodiles in
Guatemala is 13 percent of the potential global population estimate.
The extent of undisturbed habitat in Guatemala is estimated to be 19
percent of the total range of undisturbed habitat for the species
(CONABIO 2005, pp. 16-19).
As stated above, a portion of the range of a species is
``significant'' if it contributes to the viability of the species, and
is so important that without that portion, the species would be in
danger of extinction. Although Guatemala's commitment to the
conservation of the Morelet's crocodile and its habitat has markedly
improved, past drug trade, land grabs, the presence of human
settlements, expanding agriculture and cattle ranching, poaching,
forest fires, the oil industry, habitat fragmentation, environmental
contamination, introduction of invasive species, and an almost complete
lack of institutional control over their protected areas (IARNA URL IIA
2006, pp. 88-92) has greatly limited, Guatemala's potential
contribution to the conservation status of the species. In addition, we
have no information indicating that the Guatemala population is
genetically different from the remainder of the range, and we are
unaware of any data or information indicating that the Morelet's
crocodile in Guatemala is ecologically unusual, unique, or otherwise
significant to the species as a whole in any way. We find that if there
were a loss of the Guatemalan range, it would be unlikely to place the
remainder of the species in danger of extinction. Thus, we conclude
that Guatemala does not qualify as a significant portion of the
species' range, and therefore find that the species does not warrant
listing throughout a significant portion of its range.
Distinct Vertebrate Population Segment
Section 3(16) of the Act defines ``species'' to include any species
or subspecies of fish and wildlife or plants, and any distinct
population segment of any species of vertebrate fish or wildlife which
interbreeds when mature (16 U.S.C. 1532(16)). After assessing whether
or not the Morelet's crocodile is endangered or threatened throughout
all or a significant portion of its range, we next consider whether a
distinct vertebrate population segment (DPS) of the Morelet's crocodile
meets the definition of endangered or is likely to become endangered in
the foreseeable future (threatened).
To interpret and implement the DPS provisions of the Act and
congressional
[[Page 30849]]
guidance, the Service and the National Marine Fisheries Service (now
the National Oceanic and Atmospheric Administration--Fisheries Service)
published the Policy Regarding the Recognition of Distinct Vertebrate
Population Segments (DPS Policy) in the Federal Register on February 7,
1996 (61 FR 4722). Under the DPS Policy, we evaluate a set of elements
in a three-step process in order to make our decision concerning the
establishment and classification of a possible DPS. These elements are
applied similarly for additions to or removals from the Federal Lists
of Endangered and Threatened Wildlife and Plants.
These elements include: (1) The discreteness of a population in
relation to the remainder of the taxon to which it belongs; (2) the
significance of the population segment to the taxon to which it
belongs; and (3) the population segment's conservation status in
relation to the Act's definitions of ``endangered'' species and
``threatened'' species.
First, the Policy requires the Service to determine that a
vertebrate population is discrete in relation to the remainder of the
taxon to which it belongs. Discreteness refers to the ability to
delineate a population segment from other members of a taxon based on
either (1) Physical, physiological, ecological, or behavioral factors;
or (2) international governmental boundaries that result in significant
differences in control of exploitation, management, or habitat
conservation status, or regulatory mechanisms that are significant in
light of section 4(a)(1)(D) of the Act--the inadequacy of existing
regulatory mechanisms.
Second, if we determine that the population is discrete under one
or more of the discreteness conditions, then a determination is made as
to whether the population is significant to the larger taxon to which
it belongs in light of Congressional guidance (see Senate Report 151,
96th Congress, 1st Session) that the authority to list a DPS be used
``sparingly and only when the biological evidence indicates that such
action is warranted.'' In carrying out this examination, we consider
available scientific evidence of the population's importance to the
taxon to which it belongs. This consideration may include, but is not
limited to the following: (1) The persistence of the population segment
in an ecological setting that is unique or unusual for the taxon; (2)
evidence that loss of the population segment would result in a
significant gap in the range of the taxon; (3) evidence that the
population segment represents the only surviving natural occurrence of
a taxon that may be more abundant elsewhere as an introduced population
outside of its historical range; and (4) evidence that the discrete
population segment differs markedly from other populations of the
species in its genetic characteristics from other populations of the
species. The Service may determine that a population segment is
significant to the taxon to which it belongs based on sufficiently
strong evidence with respect to any one of these considerations.
Lastly, if we determine that a population segment is significant to
the taxon to which it belongs based on these considerations, then the
policy requires an analysis of the population segment's conservation
status in relation to the Act's definitions of ``endangered species''
and ``threatened species.''
Discreteness
The first step in our DPS analysis for the Morelet's crocodile was
to determine whether there were any populations of the Morelet's
crocodile that were discrete in relation to the remainder of the taxon
to which it belongs. Under the DPS Policy, a population segment of a
vertebrate taxon may be considered discrete if it satisfies either one
of the following conditions: (1) It is markedly separated from other
populations of the same taxon because of physical, physiological,
ecological, or behavioral factors. Quantitative measures of genetic or
morphological discontinuity may provide evidence of this separation; or
(2) it is delimited by international governmental boundaries within
which differences in control of exploitation, management of habitat,
conservation status, or regulatory mechanisms exist that are
significant in light of section 4(a)(1)(D) of the Act--the inadequacy
of existing regulatory mechanisms. Recognition of international
boundaries when they coincide with differences in the management,
status, or exploitation of the species under the Act is consistent with
CITES, which recognizes international boundaries for these same
reasons. CITES is implemented in the United States by the Act.
Physical, Physiological, Ecological, or Behavioral Factors
We do not have any data or information to indicate that there are
any physical, physiological, ecological, or behavioral facts that
separate any populations of the Morelet's crocodile. The historical
distribution of the Morelet's crocodile comprised the eastern coastal
plain of Mexico, most of the Yucatan Peninsula, Belize, and northern
Guatemala (Hurley 2005, p. 1), with an estimated historical
distribution covering 173,746 mi\2\ (450,000 km\2\) (Sigler and
Dom[iacute]nguez Laso 2008, pp. 11-12). The Morelet's crocodile is a
wide-ranging species that occurs primarily in freshwater environments
such as lakes, swamps, and slow-moving rivers. This species of
crocodile can temporarily inhabit intermittent freshwater bodies such
as flooded savannahs and is occasionally observed in brackish coastal
lagoons (Villegas 2006, p. 8).
We do not have any data or information to indicate that any
populations of the Morelet's crocodile exhibit genetic or morphological
discontinuity that may indicate that they are a separate population.
Although we do not have any data or information on the dispersal
strategies for the Morelet's crocodile that would indicate a population
may be discrete, we have no evidence to suggest that there are barriers
that would prevent the Morelet's crocodile from dispersing within its
known range. The current rangewide distribution of the Morelet's
crocodile closely mirrors the historical rangewide distribution, and
there is a large amount of high-quality habitat available. Therefore,
we have no evidence suggesting that the Morelet's crocodile is isolated
in any part of its range.
International Differences in Species' Conservation Status
As discussed above in the Factor D section, Inadequacy of Existing
Regulatory Mechanisms, all three range countries are Parties to CITES.
In addition, data and information available to the Service indicates
that all three range countries have federally protected-species and
protected-areas legislation under the jurisdiction of specific
ministries or departments that control activities that affect the
Morelet's crocodile and its habitat. Mexico's Federal legal framework
is particularly robust. The CITES National Legislation Project (https://
www.CITES.org) deemed both Mexico and Guatemala's national legislation
as Category 1, meeting all the requirements to implement CITES. Belize
is currently considered to be Category 3 (not meeting the requirements
for implementing CITES), but has submitted to CITES a national
legislation plan and draft of legislation, which, if adopted, may
qualify Belize as Category 1.
Based on current data and information available to the Service, the
Governments of Mexico, Guatemala, and
[[Page 30850]]
Belize appear to be adequately enforcing their respective legal
frameworks, both at the federal level and under CITES. Mexico and
Belize contain the majority of wild Morelet's crocodiles (87 percent)
and the majority of the potentially suitable habitat (81 percent)
throughout the species' range. Because of this adequate enforcement,
the majority of the threats to the species and its habitat have been
eliminated in Mexico and Belize. Although some residual threats remain,
these threats have been reduced to a low enough level that they are not
having significant population level or demographic effects.
In contrast, based on data and information available to the
Service, it appears that in the past, the Government of Guatemala was
not able to enforce adequately their legal framework to protect the
Morelet's crocodile and its habitat in Guatemala. The lack of funding
and personnel made enforcement of Guatemala's legal framework
especially challenging. Conservation actions were often overwhelmed by
slow economic development, high levels of poverty, unequal land
distribution, a highly segmented society, and the effects of more than
three decades of civil war (Birner et al. 2005, pp. 285, 292).
For example, ParkWatch (2003) noted that a designation as a
national park or important wetland conservation area in Guatemala does
not necessarily afford protection to the Morelet's crocodile or its
habitat. The Laguna del Tigre National Park, located in Pet[eacute]n
region of Guatemala, is home to the largest population of Morelet's
crocodiles in Guatemala. The park was considered by ParkWatch as
critically threatened due to drug trade, land grabs, the presence of
human settlements, expanding agriculture and cattle ranching, poaching,
forest fires, the oil industry, and an almost complete lack of
institutional control over the area (ParksWatch 2003, pp. 1, 11).
However, by 2004, ParksWatch stated that the staff at Laguna del Tigre
had doubled in size since their 2003 report. Seventy-three park
rangers, 10 archeological site guards, and 96 Army personnel were hired
to staff the park and since the increase in staffing, both the park and
the biotope are ``constantly patrolled.'' In addition, the Wildlife
Conservation Society continued its ``Biodiversity Conservation at a
Landscape Scale'' program (with USAID) for Guatemala and has provided a
comprehensive plan with specific goals to preserve and protect wildlife
in the Maya Biosphere Reserve in Guatemala through conserving wildlife
species and their habitat, while maintaining the economic productivity
of renewable natural resources. They are fulfilling these goals by
establishing specific parameters: ``to develop adaptive and
participatory strategy to reduce threats to wildlife in the MBR; to
develop, implement, and monitor sustainable mechanisms to reduce
threats to wildlife and ecosystems across the MBR landscape; to learn
and teach best management practices for the conservation of the MBR and
beyond; and to guide, design, and test wildlife-focused planning'' (WCS
2008, p. 3). These efforts were endorsed by the president of Guatemala
through his office's attendance at the Mesa Multisectorial roundtable
discussion held in Guatemala in 2009.
Many outstanding accomplishments have been achieved in Guatemala in
terms of biodiversity conservation (IARNA URL IIA 2006, p. 22), and
efforts to achieve desired levels of environmental management are
ongoing. In August 2010, the president of Guatemala announced that he
is deploying 250 soldiers to recover fully all the protected zones of
El Pet[eacute]n in the Laguna del Tigre section of the MBR. This
``Green Battalion'' was deployed specifically to protect the Laguna del
Tigre National Park and to work jointly with the National Civil Police
and the Attorney General's Office to combat drug trafficking and the
illegal harvest of natural resources and archaeological sites of that
region of the MBR (Latin American Herald Tribune, December 6, 2010).
Additional help from WCS and USAID includes establishing over-flights
to monitor fires, locating illegal settlements, and notifying the
national and provincial governments (as well as the national media) of
illegal activities. These efforts have resulted in additional personnel
added to parks, removal of settlements, consistent patrols and
cessation of illegal activities, and educating locals and
concessionaires on best management practices for sustainable use of
forest products.
Casta[ntilde]eda Moya (1998a, p. 521; 1998b, p. 13) listed illegal
hunting as a threat to Morelet's crocodile in the Pet[eacute]n region
of Guatemala (CITES 2010a), but did not provide a numerical estimate of
the take. ARCAS, an animal welfare group in Guatemala, reported the
rescue or recovery of 49 live individuals (about 8 per year), most
likely from pet dealers or private individuals, during the period 2002-
2007 (ARCAS 2002, p. 3; 2003, p. 2; 2004, p. 2; 2005, p. 2; 2006, p. 3;
2007, p. 3).
The Government of Guatemala acknowledged these issues when it
opposed Mexico's 2010 CITES proposal to transfer the Morelet's
crocodile from Appendix I to Appendix II throughout its range (See
Factor D. Inadequacy of Regulatory Mechanisms, Mexico's Proposal To
Transfer the Morelet's Crocodile to CITES Appendix II. As a result of
the Government of Guatemala's past inability to adequately enforce
their legal framework, the Morelet's crocodile in Guatemala may be
still subject to some illegal hunting and some destruction of habitat
due to previous human encroachment. This constitutes a difference in
control of exploitation, management of habitat, conservation status, or
regulatory mechanisms that is significant in light of section
4(a)(1)(D) of the Act.
We have determined, based on the best available data and
information, that the population of Morelet's crocodiles in Guatemala
is discrete due to the significant difference in the control of
exploitation, management of habitat, conservation status, or regulatory
mechanisms between international boundaries. Therefore, we have
determined that the Guatemala population of the Morelet's crocodile
meets the requirements of our DPS Policy for discreteness.
Significance
Having determined that the population of Morelet's crocodiles in
Guatemala is discrete under one or more of the discreteness conditions
described in the DPS Policy, we determined whether the population in
Guatemala is significant. We evaluate its biological and ecological
significance based on ``the available scientific evidence of the
discrete population segment's importance to the taxon to which it
belongs'' (61 FR 4722). We make this evaluation in light of
congressional guidance that the Service's authority to list a DPS be
used ``sparingly.'' As precise circumstances are likely to vary
considerably from case to case, the DPS Policy does not describe all
the classes of information that might be used in determining the
biological and ecological importance of a discrete population. However,
the DPS Policy describes four possible classes of information that
provide evidence of a population segment's biological and ecological
importance to the taxon to which it belongs. As specified in the DPS
Policy (61 FR 4722), consideration of the population segment's
significance may include, but is not limited to the following: (1)
Persistence of the population segment in an ecological setting that is
unusual or unique for the taxon; (2) evidence that loss of the
population segment would result in a significant gap in the range of
the taxon; (3) evidence that the population
[[Page 30851]]
segment represents the only surviving natural occurrence of a taxon
that may be more abundant elsewhere as an introduced population outside
of its historical range; and (4) evidence that the discrete population
segment differs markedly from other populations of the species in its
genetic characteristics.
Persistence in a Unique Ecological Setting
As stated in the DPS Policy, occurrence in an unusual ecological
setting may be an indication that a population segment represents a
significant resource warranting conservation under the Act (61 FR
4724). In considering whether the population occupies an ecological
setting that is unusual or unique for the taxon, we evaluate whether
the habitat includes unique features not used by the taxon elsewhere
and whether the habitat shares many features common to the habitats of
other populations. As stated above, the Morelet's crocodile is a wide-
ranging species that occurs primarily in freshwater environments such
as lakes, swamps, and slow-moving rivers. This species of crocodile can
temporarily inhabit intermittent freshwater bodies such as flooded
savannahs and is occasionally observed in brackish coastal lagoons
(Villegas 2006, p. 8). All 3 of the Morelet's crocodile's range
countries have similar freshwater habitats utilized by this species. We
do not have any evidence to indicate that the Guatemala population of
the Morelet's crocodile occurs in habitat that includes unique features
not used by the taxon elsewhere in its range. Morelet's crocodile
habitat in the Laguna del Tigre National Park consists of flooded
savannahs and marshes that are typical of the species' habitat
throughout its range. Therefore, we conclude that the discrete
population of Morelet's crocodiles in Guatemala is not ``significant''
because of persistence in a unique or unusual ecological setting.
Significant Gap in the Taxon's Range
As stated in the DPS Policy, evidence that loss of the discrete
population segment would result in a significant gap in the range of a
taxon is potentially an indication that a population segment represents
a significant resource warranting conservation under the Act (61 FR
4724). As the Ninth Circuit has stated, ``[t]he plain language of the
second significance factor does not limit how a gap could be
important'' (National Ass'n of Home Builders v. Norton, 340 F.3d 835,
846 (9th Cir. 2003)). Thus, we considered a variety of ways in which
the loss of the Guatemala population of the Morelet's crocodile might
result in a significant gap in the range of species. Namely, we
considered whether Guatemala contributed to the resiliency, redundancy,
or representation of the taxon's range. As stated previously in the
Significant Portion of its Range analysis, the Service concluded that
due to the small size of the Guatemalan portion of the Morelet's
crocodile's range and the small population size of the species in
Guatemala, its overall contribution to the species was limited. While
Guatemala has regulatory mechanisms in place to protect their national
parks, it appears that until recently, the government was unable to
enforce them adequately. Although Guatemala has conserved several areas
of the Morelet's crocodile's range, past threats limited this
population's contribution to the species (IARNA URL IIA 2006, pp. 88-
92).
The Morelet's crocodile in Guatemala does not significantly
contribute to the resiliency, redundancy, or representation of the
species or its range, including, but not limited to, the size of the
range, habitat quality, habitat variability, or genetic uniqueness. The
majority of the species' range occurs in Mexico and Belize, which
contain the majority of all wild Morelet's crocodiles (87 percent) and
the majority of the potentially suitable habitat throughout the
species' range (81 percent). Guatemala is surrounded to the east by
Belize, and the north and west by Mexico. It is the southernmost range
of the species, which resides primarily in the northern part of the
country. Guatemala shares several rivers with the other range
countries, including but not limited to, the Rio San Pedro, Rio
Pasi[oacute]n, and the Rio Ixc[aacute]n with Mexico, and the Rio
Mop[aacute]n with Belize. All 3 countries share the Rio Azule. Because
they move throughout these river systems, should a discrete population
segment of Morelet's crocodiles in Guatemala decrease for any reason
(which we have concluded is unlikely), then it is likely that Morelet's
crocodiles in Mexico and Belize, where 87 percent of the species exist,
could expand their range and recolonize any potential habitat in
Guatemala. Finally, in spite of Guatemala's recent successes in
mitigating localized threats to Morelet's crocodile habitat,
Guatemala's biological contribution to the conservation status of the
species is limited, due to past impacts from the drug trade, land
grabs, the presence of human settlements, expanding agriculture and
cattle ranching, poaching, forest fires, the oil industry, habitat
fragmentation, environmental contamination, introduction of invasive
species, and lack of institutional control over their protected areas.
Thus, we have determined that, although the loss of a discrete
population segment in Guatemala may create a gap, we conclude that such
a loss would not create a significant gap in the range of the species.
Natural Occurrence of a Taxon Abundant Elsewhere as an Introduced
Population
As stated in the DPS Policy, evidence that the population segment
represents the only surviving natural occurrence of a taxon that may be
more abundant elsewhere as an introduced population outside of its
historical range may be an indication that a population segment
represents a significant resource warranting conservation under the Act
(61 FR 4724). This element does not apply to the Morelet's crocodile in
Guatemala. The Guatemala population of the Morelet's crocodile does not
represent the only surviving natural occurrence of the Morelet's
crocodile throughout the range of the taxon. After the protections of
the Act and CITES were put in place in the 1970s, populations of
Morelet's crocodiles increased and expanded their range naturally over
time to the point that they have recovered and are now found in all
areas of their historical range.
Marked Differences in Genetic Characteristics
As stated in the DPS Policy, evidence that a discrete population
segment differs markedly from other populations of the species in its
genetic characteristics may be an indication that a population segment
represents a significant resource warranting conservation under the Act
(61 FR 4724).
Genetic diversity and integrity is a relatively complicated subject
with respect to the Morelet's crocodile, and our knowledge across the
three range countries is uneven. The genetic data we do have are with
respect to hybridization between Morelet's crocodiles and American
crocodiles. Thus, we have no information indicating that the Guatemala
population is markedly different from the remainder of the range
Summary of Significance
First, we do not have any data or information to indicate that the
Guatemala population of the Morelet's crocodile occurs in habitat that
includes unique features not used by the taxon elsewhere in its range.
Morelet's crocodile habitat in the Laguna del Tigre
[[Page 30852]]
National Park consists of flooded savannahs and marshes that are
typical of the species' habitat throughout its range. Second, we
conclude that based on Guatemala's limited biological contribution to
the range of the species, the loss of Morelet's crocodiles in 13
percent of their range would not constitute a significant gap in the
range of the species, due to the loss of a population that is
ecologically unusual, unique, or otherwise significant to the species
as a whole in any way (for example, in terms of species or habitat), or
that contributes substantially to the representation, resiliency, or
redundancy of the species. Third, the Guatemala population of the
Morelet's crocodile does not represent the only surviving natural
occurrence of the Morelet's crocodile throughout the range of the
taxon. Finally, the Guatemala population of the Morelet's crocodile
does not have any genetic characteristics that are markedly different
from Morelet's crocodiles elsewhere in the range of the taxon.
Therefore, based on the information available to the Service, we
conclude that the discrete population of Morelet's crocodiles in
Guatemala does not meet the requirements under our DPS Policy for
significance.
Based on the best available data and information, we conclude that
the Guatemala population of the Morelet's crocodile meets the
requirements of our DPS Policy for discreteness, but does not meet the
requirements of our DPS policy for significance in relation to the
remainder of the taxon (i.e., Morelet's crocodiles in Mexico and
Belize). The population of Morelet's crocodiles in Guatemala is
discrete due to the significant difference in the control of
exploitation, management of habitat, conservation status, or regulatory
mechanisms between international boundaries. This difference is
evidenced by the fact that Morelet's crocodiles in Guatemala remain
listed under Appendix I of CITES, while those in Mexico and Belize were
downgraded to Appendix II. The discrete population of Morelet's
crocodiles in Guatemala does not meet the requirements of our DPS
policy for significance because it: (1) Does not occur in habitat that
includes unique features not used by the taxon elsewhere in its range;
(2) would not constitute a significant gap in the range of the species
due to the loss of a population that contributes substantially to the
representation, resiliency, or redundancy of the species; (3) does not
represent the only surviving natural occurrence of the Morelet's
crocodile throughout the range of the taxon; and (4) does not have any
genetic characteristics that are markedly different from Morelet's
crocodiles elsewhere in the range of the taxon. Therefore, we conclude
that the population of the Morelet's crocodile in Guatemala is not a
DPS pursuant to our DPS Policy and, therefore, is not a listable entity
under section 3(16) of the Act.
Effects of This Final Rule
This final rule revises our regulations at 50 CFR 17.11(h) by
removing the Morelet's crocodile throughout its range from the Federal
List of Endangered and Threatened Wildlife. Our regulations do not
authorize designating critical habitat in areas outside of the United
States. Specifically, our regulations at 50 CFR 424.12(h) specify that
critical habitat shall not be designated within foreign countries or in
other areas outside of U.S. jurisdiction. Because no critical habitat
was ever designated for this species, this rule will not affect 50 CFR
17.95.
The prohibitions and conservation measures provided by the Act,
particularly through section 9, will no longer apply after the
effective date of this rule (see DATES, above). This rulemaking,
however, does not affect the protection given to the Morelet's
crocodile under CITES. Delisting under the Act allows U.S. import, re-
export, and commercial activity in Morelet's crocodiles and their parts
and products originating from any country, including the three range
countries, provided that the requirements of 50 CFR part 13 (General
Permit Procedures), 50 CFR part 14 (Importation, Exportation, and
Transportation of Wildlife) and 50 CFR part 23 (CITES) have been met.
Post-Delisting Monitoring
Section 4(g)(1) of the Act requires the Secretary of Interior,
through the Service, to implement a system in cooperation with the
States to monitor for not less than 5 years the status of all species
that are removed from the Lists of Endangered and Threatened Wildlife
and Plants (50 CFR 17.11 and 17.12) due to recovery. This monitoring
requirement is to ensure prevention of significant risk to the well-
being of recovered species.
Species monitoring is also called for under CITES. CITES Resolution
Conf. 9.24 (Rev. CoP 15) provides criteria for including species under
CITES Appendices I and II. Through the resolution, the parties have
resolved that the status of species included in Appendices I and II
should be regularly reviewed by the range countries and proponents, in
collaboration with the CITES Animals Committee or Plants Committee, in
order to monitor the effectiveness of CITES protections, subject to the
availability of funds (CITES 2007a, p. 3).
At the international level, perhaps the most important ongoing
conservation effort for the Morelet's crocodile is the agreement by the
three range countries to develop and implement the Belize-Guatemala-
Mexico Tri-national Strategy for the Conservation and Sustainable
Management of Morelet's Crocodile (Crocodylus moreletii) (Estrategia
Tri-nacional Belice-Guatemala-M[eacute]xico para la Conservaci[oacute]n
y el Manejo Sostenible del Cocodrilo de Morelet (Crocodylus moreletii)
(Tri-national Strategy) (S[aacute]nchez 2006).
This initiative began in June 2001, at Laguna del Tigre National
Park, Pet[eacute]n, Guatemala, when representatives of the three
countries met to discuss matters of mutual interest. A follow-up
meeting attended by about 25 species experts and government officials
from all three range countries took place in April 2006 (Mexico City,
Mexico). Two working groups were formed: (1) Technical and Scientific
Matters; and (2) Administration, Management, and Uses. Group members
discussed technical issues for 2 days, and generated a series of
products, commitments, and agreements. The first group produced or
agreed to compile a series of documents, including distribution maps,
survey techniques, scientific literature, and databases (e.g.,
geographic information system). The second group agreed to work toward
a regional assessment of the conservation status of the Morelet's
crocodile, as well as development and implementation of regional
actions to improve the conservation status of the species
(institutional capacity building, project development and
implementation, and development of a regional captive-breeding
program). The final product of the workshop was the development of
``Estrategia Regional para el Manejo y la Conservaci[oacute]n del
Cocodrilo de Morelet (Crocodylus moreletii) (Regional Strategy for the
Management and Conservation of the Morelet's Crocodile) (Regional
Strategy), found on pp. 43-53 of the Tri-national Strategy document
(Sanchez 2006). This Regional Strategy outlines a series of objectives,
products, and working protocols to accomplish the goals of the Tri-
national Strategy. As these tasks are completed, they will
significantly enhance the conservation status of the Morelet's
crocodile.
According to S[aacute]nchez Herrera and [Aacute]lvarez-Romero
(2006), as a result of this initiative, the three range countries have
agreed to implement the Regional
[[Page 30853]]
Strategy, which also includes monitoring the species. The three range
countries plan to implement the Regional Strategy by:
(1) Conducting population surveys in defined priority areas using
systematic and coordinated monitoring, with standardized fieldwork
methods and techniques.
(2) Developing a shared biological and geographical information
system.
(3) Identifying priority areas and routes for conservation and
surveillance, along with those for future potential for ranching.
(4) Supporting and developing educational programs and outreach
materials.
(5) Promoting personnel training and experience exchange, including
field techniques and surveillance.
(6) Promoting species-friendly production projects such as closed-
cycle farms (and eventually future ranching), along with the
development of a legal regional market and a certification strategy for
Morelet's crocodile products.
(7) Raising funds in support of the activities and tasks outlined
in the Strategy (S[aacute]nchez Herrera and [Aacute]lvarez-Romero 2006,
p. 263).
In 2003, CONABIO requested the Natural History and Ecology
Institute of Chiapas (IHNE) to develop a study on ``Determination of
the status of the wild populations of the Morelet's crocodile
(Crocodylus moreletii) in Mexico and evaluation of its status in
CITES'' (called the CoPan Project) (CITES 2010a). The Government of
Mexico is making efforts to design and implement a countrywide
monitoring program for the populations and habitat of the Morelet's
crocodile, including the possibility of involving Belize and Guatemala.
The aim is to build on the experiences and results of the CoPan Project
and the suggestions made at the 23rd meeting of the CITES Animals
Committee (Geneva, April 2008, see the Animals Committee summary record
labeled as document AC23) to obtain better information about the status
and trends of relevant populations of the species and their habitat.
The program will be developed in the framework of the Tri-national
Strategy (CITES 2010a, p. 9). The Government of Mexico has established
contacts with the Governments of Belize and Guatemala as part of the
Tri-National Strategy (CITES 2008, p. 32).
Stage 1 of the project is currently under way. It aims to develop a
preliminary design of the program, considering relevant areas in the
range of the species. Ideally, areas could be selected in the three
countries, based on the COPAN Project and subsequent studies. The
design was reviewed and assessed in a 2010 workshop involving species
experts and authorities, who agreed upon on the most appropriate
methods and define time intervals, routes/localities and variables to
take into account for crocodiles and their habitat. A manual was
developed to ensure the effectiveness of fieldwork and training of
staff. This stage also includes the design of a database where
information will be organized and centralized (CITES 2010a, p. 9).
To date, the preliminary design proposes a monitoring effort with
biannual sampling throughout the range of the species, with
observations made in at least three routes per defined region (e.g., 12
regions in Mexico) using nighttime counts. In addition, one of the
three routes per region will be selected for capture-mark-recapture of
individuals and standard data/sample collection, as well as nest
location and monitoring. Information obtained will make it possible to
estimate relative abundance indices to detect variations in the
population in time; determine the sex and age ratio and the general
status and activity of individuals; and obtain data on the reproductive
effort and success of the species, and on habitat critical for breeding
(CITES 2010a, pp. 9-10).
Stage 2 will be implemented once the monitoring program has been
published. It will consist of implementing the actions decided,
including setting up and training the field teams; signing the relevant
cooperation agreements; carrying out field work, and developing the
database. Information stored in the database will be periodically
analyzed to produce estimates of the population and its trends in the
short, medium, and long term (CITES 2010a, pp. 9-10) (CITES 2010a, p.
10).
In Belize, Dr. Frank Mazzotti (University of Florida) is
collaborating with the Belize Forestry Department to develop a national
crocodile management program (The Croc Docs 2009, pp. 1-8). This
project seeks to develop, in collaboration with the Lamanai Field
Research Center, a monitoring program for these species. Along with the
monitoring program, the project will develop a training program for
government and nongovernment personnel in Belize so that the monitoring
program can be maintained. This long-term program has great potential
to provide ongoing conservation benefits to the Morelet's crocodile in
Belize. However, recent information suggests that little progress has
been made for this monitoring program in Belize, and it is currently in
the process of being reactivated.
The Act requires the Service to monitor the status of the species
in cooperation with the States. The Act defines the term ``State'' as
``any of the several States, the District of Columbia, the Commonwealth
of Puerto Rico, American Samoa, the Virgin Islands, Guam, and the Trust
Territory of the Pacific Islands.'' For species found entirely outside
of the United States and therefore outside the areas defined as a
``State'' under the Act, we must cooperate with the species' range
countries to meet the post-delisting monitoring requirements of the Act
to ensure that the species will maintain its recovered status
throughout its range after the protections of Act are removed. As the
species experts, the range countries are best qualified to develop and
implement a range-wide post-delisting monitoring plan for their
species. When this rule becomes effective (see DATES, above), and the
Morelet's crocodile is delisted under the Act, we will work with the
range countries to monitor the status of the species throughout its
range via the range countries' implementation of the existing
monitoring requirements under CITES, the Tri-national Strategy, the
Belizean monitoring program discussed above, and any additional
monitoring plans that may be developed in the future.
Peer Review
In accordance with our joint peer review policy with the National
Marine Fisheries Service, ``Notice of Interagency Cooperative Policy
for Peer Review in Endangered Species Act Activities,'' that was
published in the Federal Register on July 1, 1994 (59 FR 34270), and
the Office of Management and Budget's Final Information Quality
Bulletin for Peer Review, dated December 16, 2004, we sought the expert
opinions of six independent specialists regarding the science in this
rule. The purpose of peer review is to ensure that listing,
reclassification, and delisting decisions are based on scientifically
sound data, assumptions, and analyses. We sent copies of the April 27,
2011, proposed rule to the peer reviewers immediately following
publication in the Federal Register. We invited these peer reviewers to
comment, during the public comment period, on the specific assumptions
and conclusions in the proposed delisting of the Morelet's crocodile.
Although we solicited peer review from 6 peer reviewers, only 2
responded. We summarized the opinions of these 2 reviewers in this
final rule, and considered their input and any additional information
we received as
[[Page 30854]]
part of our process of making this final decision.
Required Determinations
Clarity of Rule
We are required by Executive Orders 12866 and 12988 and by the
Presidential Memorandum of June 1, 1998, to write all rules in plain
language. This means that each rule we publish must: (a) Be logically
organized; (b) Use the active voice to address readers directly; (c)
Use clear language rather than jargon; (d) Be divided into short
sections and sentences; and (e) Use lists and tables wherever possible.
If you feel that we have not met these requirements, send us
comments by one of the methods listed in the ADDRESSES section. To
better help us revise the rule, your comments should be as specific as
possible. For example, you should tell us page numbers and the names of
the sections or paragraphs that are unclearly written, which sections
or sentences are too long, the sections where you feel lists or tables
would be useful, etc.
National Environmental Policy Act
We have determined that we do not need to prepare an environmental
assessment or environmental impact statement, as defined under the
authority of the National Environmental Policy Act of 1969 (42 U.S.C.
4321 et seq.), in connection with regulations adopted pursuant to
section 4(a) of the Endangered Species Act. We published a notice
outlining our reasons for this determination in the Federal Register on
October 25, 1983 (48 FR 49244).
References Cited
A complete list of the references used to develop this rule is
available upon request from the Endangered Species Program in our
Headquarters office (see FOR FURTHER INFORMATION CONTACT section).
List of Subjects in 50 CFR Part 17
Endangered and threatened species, Exports, Imports, Reporting and
recordkeeping requirements, Transportation.
Regulation Promulgation
Accordingly, we hereby amend part 17, subchapter B of chapter I,
title 50 of the Code of Federal Regulations, as set forth below:
PART 17--[AMENDED]
0
1. The authority citation for part 17 continues to read as follows:
Authority: 16 U.S.C. 1361-1407; 16 U.S.C. 1531-1544; 16 U.S.C.
4201-4245; Public Law 99-625, 100 Stat. 3500; unless otherwise
noted.
Sec. 17.11 [Amended]
0
2. Amend Sec. 17.11(h) by removing the entry for ``Crocodile,
Morelet's'' under ``REPTILES'' from the List of Endangered and
Threatened Wildlife.
Dated: May 11, 2012.
Daniel M. Ashe,
Director, U.S. Fish and Wildlife Service.
[FR Doc. 2012-12263 Filed 5-22-12; 8:45 am]
BILLING CODE 4310-55-P