Hazardous Materials; Miscellaneous Amendments (RRR), 24885-24907 [2012-9895]
Download as PDF
Federal Register / Vol. 77, No. 81 / Thursday, April 26, 2012 / Proposed Rules
3. ‘‘Guidance Document for Correcting
Common VOC & Other Rule
Deficiencies,’’ EPA Region 9, August 21,
2001 (the Little Bluebook).
4. ‘‘Determination of Reasonably
Available Control Technology and Best
Available Retrofit Control Technology
for Industrial, Institutional, and
Commercial Boilers, Steam Generators,
and Process Heaters,’’ CARB, July 18,
1991.
5. ‘‘Alternative Control Techniques
Document—NOX Emissions from
Industrial/Commercial/Institutional
(ICI) Boilers,’’ US EPA 453/R–94–022,
March 1994.
6. ‘‘Alternative Control Techniques
Document— NOX Emissions from
Utility Boilers,’’ US EPA 452/R–93–008,
March 1994.
B. Does the rule meet the evaluation
criteria?
We believe this rule is consistent with
the relevant policy and guidance
regarding enforceability, RACT, and SIP
relaxations. The TSD has more
information on our evaluation.
On January 10, 2012, EPA partially
approved and partially disapproved the
RACT SIP submitted by California on
June 18, 2009 for the SJV extreme ozone
nonattainment area (2009 RACT SIP),
based in part on our conclusion that the
State had not fully satisfied CAA section
182 RACT requirements for solid fuel
fired boiler operations. See 77 FR 1417,
1425 (January 10, 2012). Final approval
of Rule 4352 would satisfy California’s
obligation to implement RACT under
CAA section 182 for this source category
for the 1-hour ozone and 1997 8-hour
ozone NAAQS and thereby terminate
both the sanctions clocks and the
Federal Implementation Plan (FIP) clock
associated with this rule.
emcdonald on DSK29S0YB1PROD with PROPOSALS
C. EPA Recommendations To Further
Improve the Rule
The TSD describes additional rule
revisions that we recommend for the
next time the local agency modifies the
rule.
III. EPA’s Proposed Action
Because EPA believes the submitted
rule fulfills all applicable requirements
and corrects all deficiencies identified
in our October 1, 2010 action, we are
proposing to fully approve it under
section 110(k)(3) of the Act. We will
accept comments from the public on
this proposal for the next 30 days.
IV. Statutory and Executive Order
Reviews
Under the Clean Air Act, the
Administrator is required to approve a
SIP submission that complies with the
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provisions of the Act and applicable
Federal regulations. 42 U.S.C. 7410(k);
40 CFR 52.02(a). Thus, in reviewing SIP
submissions, EPA’s role is to approve
State choices, provided that they meet
the criteria of the Clean Air Act.
Accordingly, this proposed action
merely proposes to approve State law as
meeting Federal requirements and does
not impose additional requirements
beyond those imposed by State law. For
that reason, this proposed action:
• Is not a ‘‘significant regulatory
action’’ subject to review by the Office
of Management and Budget under
Executive Order 12866 (58 FR 51735,
October 4, 1993);
• Does not impose an information
collection burden under the provisions
of the Paperwork Reduction Act (44
U.S.C. 3501 et seq.);
• Is certified as not having a
significant economic impact on a
substantial number of small entities
under the Regulatory Flexibility Act
(5 U.S.C. 601 et seq.);
• Does not contain any unfunded
mandate or significantly or uniquely
affect small governments, as described
in the Unfunded Mandates Reform Act
of 1995 (Pub. L. 104–4);
• does not have Federalism
implications as specified in Executive
Order 13132 (64 FR 43255, August 10,
1999);
• Is not an economically significant
regulatory action based on health or
safety risks subject to Executive Order
13045 (62 FR 19885, April 23, 1997);
• Is not a significant regulatory action
subject to Executive Order 13211 (66 FR
28355, May 22, 2001);
• Is not subject to requirements of
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (15 U.S.C. 272 note) because
application of those requirements would
be inconsistent with the Clean Air Act;
and
• Does not provide EPA with the
discretionary authority to address
disproportionate human health or
environmental effects with practical,
appropriate, and legally permissible
methods under Executive Order 12898
(59 FR 7629, February 16, 1994).
In addition, this proposed action does
not have tribal implications as specified
by Executive Order 13175 (65 FR 67249,
November 9, 2000), because the SIP is
not approved to apply in Indian country
located in the State, and EPA notes that
it will not impose substantial direct
costs on tribal governments or preempt
tribal law.
List of Subjects in 40 CFR Part 52
Environmental protection, Air
pollution control, Intergovernmental
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24885
relations, Nitrogen dioxide, Ozone,
Particulate matter, Reporting and
recordkeeping requirements.
Authority: 42 U.S.C. 7401 et seq.
Dated: April 13, 2012.
Jared Blumenfeld,
Regional Administrator, Region IX.
[FR Doc. 2012–10076 Filed 4–25–12; 8:45 am]
BILLING CODE 6560–50–P
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials
Safety Administration
49 CFR Parts 105, 171, 172, 173, 177,
178, and 180
[Docket No. PHMSA–2011–0138 (HM–218G)]
RIN 2137–AE78
Hazardous Materials; Miscellaneous
Amendments (RRR)
Pipeline and Hazardous
Materials Safety Administration
(PHMSA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM).
AGENCY:
PHMSA proposes to make
miscellaneous amendments to the
Hazardous Materials Regulations to
update and clarify certain regulatory
requirements. These proposed
amendments are designed to promote
safer transportation practices; eliminate
unnecessary regulatory requirements;
address a petition for rulemaking;
incorporate a special permit into the
Hazardous Materials Regulations;
facilitate international commerce; and
simplify the regulations. Among other
provisions, PHMSA is proposing to
update various entries in the Hazardous
Materials Table and corresponding
special provisions, clarify the lab pack
requirements for temperature-controlled
materials, and revise the training
requirements to require that a hazardous
material employer must make hazardous
materials employee training records
available upon request to an authorized
official of the Department of
Transportation (DOT) or the Department
of Homeland Security (DHS).
DATES: Comments must be received by
June 25, 2012.
ADDRESSES: You may submit comments
by any of the following methods:
• Federal Rulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• Fax: 202–493–2251.
• Mail: Dockets Management System;
U.S. Department of Transportation,
Dockets Operations, M–30, Ground
SUMMARY:
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Floor, Room W12–140, 1200 New Jersey
Avenue SE., Washington, DC 20590–
0001.
• Hand Delivery: To U.S. Department
of Transportation, Dockets Operations,
M–30, Ground Floor, Room W12–140,
1200 New Jersey Avenue SE.,
Washington, DC 20590–0001, between
9 a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
Instructions: Include the agency name
and docket number PHMSA–2011–0138
(HM–218G) or rule identification
number (RIN 2137–AE78) for this
rulemaking at the beginning of your
comment. Note that all comments
received will be posted without change
to https://www.regulations.gov including
any personal information provided. If
sent by mail, comments must be
submitted in duplicate. Persons wishing
to receive confirmation of receipt of
their comments must include a selfaddressed stamped postcard.
Privacy Act: Anyone is able to search
the electronic form of any written
communications and comments
received into any of our dockets by the
name of the individual submitting the
document (or signing the document, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (65 FR
19477), or you may visit https://
www.regulations.gov.
Docket: You may view the public
docket through the Internet at https://
www.regulations.gov or in person at the
Docket Operations office at the above
address (See ADDRESSES).
FOR FURTHER INFORMATION CONTACT: Rob
Benedict, Standards and Rulemaking
Division, (202) 366–8553, Pipeline and
Hazardous Materials Safety
Administration, U.S. Department of
Transportation, 1200 New Jersey
Avenue SE., Washington, DC 20590–
0001.
SUPPLEMENTARY INFORMATION:
emcdonald on DSK29S0YB1PROD with PROPOSALS
Contents
I. Background
II. Section-by-Section Review
III. Regulatory Analyses and Notices
A. Statutory/Legal Authority for the
Rulemaking
B. Executive Order 12866, Executive Order
13563 and DOT Regulatory Policies and
Procedures
C. Executive Order 13132
D. Executive Order 13175
E. Regulatory Flexibility Act, Executive
Order 13272, and DOT Procedures and
Policies
F. Paperwork Reduction Act
G. Regulatory Identifier Number (RIN)
H. Unfunded Mandates Reform Act
I. Environmental Assessment
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J. Privacy Act
K. International Trade Analysis
I. Background
The purpose of this NPRM is to
update and clarify existing requirements
by incorporating changes into the
Hazardous Materials Regulations (HMR;
49 CFR parts 171–180) based on
PHMSA’s own initiatives. The proposed
amendments were identified through an
extensive review of the HMR and
previously-issued letters of
interpretation to the regulated
hazardous materials transportation
community. In addition, this NPRM
proposes to incorporate a widely-held
special permit with a longstanding
history of safety into the HMR and
respond to a petition for rulemaking. To
this end, PHMSA is proposing to revise,
clarify, and relax certain regulatory
requirements.
Specifically, PHMSA is proposing to:
• Permit designated agents for nonresidents to submit designation requests
by electronic mail in addition to
traditional mail.
• Add the Sulphur Institute’s (TSI)
‘‘Molten Sulphur Rail Tank Car
Guidance’’ document to the list of
informational materials not requiring
incorporation by reference in § 171.7
(Responds to petition for rulemaking
P–1581).
• Revise the § 172.101 Hazardous
Materials Table (HMT) to correct an
error in the transportation requirements
for entries listed under the proper
shipping name, ‘‘Hydrazine Dicarbonic
Acid Diazide.’’
• Revise the § 172.101 HMT to
remove the entry for ‘‘Zinc ethyl, see
Diethylzinc’’ which was superseded by
proper shipping names adopted in a
previous rulemaking.
• Revise special provision 138 in
§ 172.102 to clarify the lead solubility
calculation utilized for classification of
material as a Marine Pollutant.
• Remove references to special
provisions B72 and B74 in § 172.102.
These special provisions were removed
in a previous rulemaking; however,
twelve entries in the § 172.101 HMT
still contain references to these special
provisions.
• Revise the shipping paper
requirements in § 172.203(e) to permit
the phrase ‘‘Residue last contained’’ to
be placed before or after the basic
shipping description sequence, or for
rail shipments, directly preceding the
proper shipping name in the basic
shipping description sequence.
• Update the training recordkeeping
requirements in § 172.704 to specify that
a hazardous materials (hazmat)
employer must make hazmat employee
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training records available upon request,
at a reasonable time and location, to an
authorized official of the Department of
Transportation or the Department of
Homeland Security.
• Clarify that the material of trade
exception in § 173.6 may be used when
transporting Division 2.1 and 2.2 gases
in Dewar flasks.
• Clarify the lab pack provisions in
§ 173.12 pertaining to temperaturecontrolled materials contained in a lab
pack.
• Clarify the exceptions for external
emergency self-closing valves on cargo
tank motor vehicles (CTMVs) in
§ 173.33(g) to specify that external
emergency self-closing valves on MC
338 cargo tanks containing cryogenic
liquids may remain open during
transportation.
• Correct an inadvertent deletion of
the § 173.62 packaging requirements for
explosives.
• Incorporate special permit DOT SP–
13556 into § 173.134, to authorize the
transportation by motor vehicle of
certain regulated medical wastes,
designated as sharps, in non-DOT
specification containers fitted into
wheeled racks.
• Revise the requirements for cargo
air transport of alcoholic beverages
§ 173.150 to harmonize with the
International Civil Aviation
Organization’s (ICAO) Technical
Instructions (TI).
• Clarify the exceptions in § 173.159a
for non-spillable batteries secured to
skids or pallets.
• Revise § 178.2(c) to clarify the
applicability of the notification
requirements for packages containing
residues.
• Clarify the inspection record
requirements in § 180.416 for discharge
systems of cargo tanks transporting
liquefied compressed gases.
• Clarify the requirements for the
Flame Penetration Resistance test
required for chemical oxygen generators
and certain compressed gases in
Appendix E to Part 178.
II. Section-by-Section Review
Part 105
Section 105.40
This section provides the
requirements for designated agents for
non-residents. In specific instances,
such as the approval of fireworks
manufactured by a foreign entity, the
HMR require non-residents of the
United States who perform hazmat
operations within the United States to
designate a permanent resident of the
United States to act as an agent and
receive documents on behalf of the non-
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resident. As specified in the HMR, nonresidents of the United States must
prepare a designation notification and
file it with PHMSA in accordance with
§ 105.40.
Currently, the HMR only permits
designated agent notification documents
to be mailed to the Approvals and
Permits Division, Pipeline and
Hazardous Materials Safety
Administration, Attn: PHH–30, U.S.
Department of Transportation, East
Building, 1200 New Jersey Avenue SE.,
Washington, DC 20590–0001, as
specified in § 105.40(d). Revising this
requirement to allow an agent
designation to be transmitted by
electronic mail would provide greater
regulatory flexibility and align the
submission of these documents with the
procedures currently in place for the
submission of other documents required
by PHMSA.
In this NPRM, PHMSA is proposing to
amend § 105.40(d) to permit agent
designations to be submitted by
electronic mail to the special permits or
approvals office, as appropriate. The
option to submit a completed agent
designation to the Approvals and
Permits Division by mail would remain
unchanged.
emcdonald on DSK29S0YB1PROD with PROPOSALS
Part 171
Section 171.7
The National Technology Transfer
and Advancement Act of 1995 (15
U.S.C. 272) directs agencies to use
voluntary consensus standards in lieu of
government-unique standards except
where inconsistent with law or
otherwise impractical. Section 171.7
lists all standards incorporated by
reference into the HMR and
informational materials not requiring
incorporation by reference. The
informational materials not requiring
incorporation by reference are noted
throughout the HMR and provide best
practices and additional safety measures
that while not mandatory, may enhance
safety and compliance.
The Sulphur Institute (TSI) represents
the sulphur industry in the United
States on a variety of issues including
the safe transportation of sulphur in
commerce. TSI submitted petition P–
1581 requesting that PHMSA
incorporate by reference TSI’s ‘‘Molten
Sulphur Tank Rail Car Guidance
Document.’’ TSI also requested that we
amend § 173.24(b)(4) to add the
sentence ‘‘Dried residue of molten
sulfur on tank cars shall meet the
‘Molten Sulphur Rail Car Guidance
Document’ incorporated by reference in
§ 171.7.’’ TSI recognizes that molten
sulphur rail tank cars with formed, solid
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sulphur obscuring tank car markings,
labels, and stencils can present a safety
risk. Furthermore, markings and labels
with diminished visibility due to
molten sulphur residue present an
obstacle to not only those responsible
for the safe handling of these rail tank
cars, but also to first responders who
rely on rapid and accurate identification
of a material through hazard
communication markings in the event of
an accident or incident. Further, the
presence of an excessive amount of
formed, solid sulphur on molten
sulphur tank car safety appliances may
also lead to decreased effectiveness of
safety equipment. To address these
issues, TSI has created a document
entitled ‘‘Molten Sulphur Rail Tank Car
Guidance’’ which provides best
practices for the safe transport of molten
sulphur in rail tank cars.
In this rulemaking, PHMSA proposes
to adopt ‘‘Molten Sulphur Rail Tank Car
Guidance’’ in the list of informational
materials not requiring incorporation by
reference in § 171.7(b). The inclusion of
this document as reference material in
the HMR should provide rail shippers of
molten sulfur with a greater situational
awareness of safe transport conditions
for this particular commodity and
reduce rail incidents for this hazardous
material. In addition, PHMSA proposes
to revise the entries for ‘‘Sulfur, Molten’’
specified in the § 172.101 HMT to
reference special provision ‘‘R1’’ and
add special provision ‘‘R1’’ to the R
codes specified in § 172.102(c)(6). This
new special provision will recommend
the use of the Molten Sulphur Rail Tank
Car Guidance document when
transporting ‘‘Sulfur, Molten’’ residues
by rail; however, it will not make its use
mandatory. By referencing this
document, we believe a greater level of
safety may be achieved during the
transportation of rail tanks cars which
have held or currently hold molten
sulfur.
Part 172
Section 172.101
This section contains the HMT and
explanatory text for each of the columns
in the table. In this NPRM, PHMSA is
proposing a number of revisions to the
§ 172.101 HMT, and the special
provisions specified in § 172.102 to
clarify the regulations and correct
inadvertent errors. Proposed changes to
the § 172.101 HMT will appear as an,
‘‘add,’’ ‘‘remove,’’ or ‘‘revise,’’ and
include the following:
• Hydrazine dicarbonic acid diazide
• Zinc ethyl, see Diethylzinc
• Hydrazine dicarbonic acid diazide
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• UN3469 Paint related material,
flammable, corrosive (including paint
thinning or reducing compound)
• UN2484 tert-Butyl isocyanate
• NA2927 Ethyl phosphonothioic
dichloride, anhydrous
• NA2845 Ethyl phosphonous
dichloride, anhydrous pyrophoric liquid
• NA2927 Ethyl
phosphorodichloridate
• NA2845 Methyl phosphonous
dichloride, pyrophoric liquid
• UN1831 Sulfuric acid, fuming
with 30 percent or more free sulfur
trioxide
• NA2448 Sulfur, molten
• UN2448 Sulfur, molten
• UN3492 Toxic by inhalation
liquid, corrosive, flammable, n.o.s. with
an inhalation toxicity lower than or
equal to 200 ml/m3 and saturated vapor
concentration greater than or equal to
500 LC50
• UN3493 Toxic by inhalation
liquid, corrosive, flammable, n.o.s. with
an inhalation toxicity lower than or
equal to 1000 ml/m3 and saturated
vapor concentration greater than or
equal to 10 LC50
• UN3488 Toxic by inhalation
liquid, flammable, corrosive, n.o.s. with
an inhalation toxicity lower than or
equal to 200 ml/m3 and saturated vapor
concentration greater than or equal to
500 LC50
• UN3489 Toxic by inhalation
liquid, flammable, corrosive, n.o.s. with
an inhalation toxicity lower than or
equal to 1000 ml/m3 and saturated
vapor concentration greater than or
equal to 10 LC50
• UN3490 Toxic by inhalation
liquid, water-reactive, flammable, n.o.s.
with an inhalation toxicity lower than or
equal to 200 ml/m3 and saturated vapor
concentration greater than or equal to
500 LC50
• UN3491 Toxic by inhalation
liquid, water-reactive, flammable, n.o.s.
with an inhalation toxicity lower than or
equal to 1000 ml/m3 and saturated
vapor concentration greater than or
equal to 10 LC50
On January 28, 2008, PHMSA
published a final rule under Docket
Number PHMSA–2005–21812 (HM–
218D) [73 FR 4699] entitled ‘‘Hazardous
Materials; Miscellaneous
Amendments.’’ In this final rule, one of
the two duplicate entries in the
§ 172.101 HMT for ‘‘Hydrazine, aqueous
solution, with more than 37%
hydrazine, by mass’’ was intended to be
eliminated. Although one entry in the
§ 172.101 HMT for ‘‘Hydrazine, aqueous
solution, with more than 37%
hydrazine, by mass’’ was deleted,
during the table revisions of this final
rule, Columns 5 through 10 for the
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entries for ‘‘Hydrazine, aqueous
solution, with more than 37%
Hydrazine, by mass’’ Packing Groups II
and III were inadvertently relocated
below the entry ‘‘Hydrazine dicarbonic
acid diazide.’’ ‘‘Hydrazine dicarbonic
acid diazide’’ should not have any
entries in Columns 5 through 10 as it is
forbidden for transport in the HMR. The
appearance of these entries in the
§ 172.101 HMT is confusing and could
potentially lead to the mistaken belief
that ‘‘Hydrazine dicarbonic acid
diazide’’ is not a forbidden material,
but, rather authorized for transport as a
Packing Group II or III material.
Therefore, in this NPRM, we are
proposing to remove the Packing Group
II and III entries for the proper shipping
name, ‘‘Hydrazine dicarbonic acid
diazide’’ in the § 172.101 HMT.
On January 14, 2009, PHMSA
published a final rule under Docket
Numbers PHMSA–2007–0065 (HM–
224D) and PHMSA–2008–0005 (HM–
215J) [74 FR 220] entitled ‘‘Hazardous
Materials: Revision to Requirements for
the Transportation of Batteries and
Battery-Powered Devices; and
Harmonization with the United Nations
Recommendations, International
Maritime Dangerous Goods Code, and
International Civil Aviation
Organization’s Technical Instructions.’’
Among other revisions, PHMSA
removed various specific entries for
organometallic compounds and
substances in the § 172.101 HMT
because these entries were superseded
by more appropriate generic entries. As
part of these revisions, the entry for
‘‘UN1366 Diethylzinc’’ was removed
from the § 172.101 HMT. However, the
entry for ‘‘Zinc ethyl, see Diethylzinc’’
was inadvertently overlooked.
In this NPRM, we are proposing to
remove the proper shipping name,
‘‘Zinc ethyl, see Diethylzinc’’ since
‘‘UN1366 Diethylzinc’’ is no longer
listed in the § 172.101 HMT. Individuals
offering ‘‘Zinc ethyl’’ should choose one
of the more appropriate generic entries
for organometallic compounds and
substances added to the § 172.101 HMT
under the January 14, 2009 final rule.
On January 13, 2009, PHMSA, in
coordination with the Federal Railroad
Administration (FRA), published a final
rule under Docket Number FRA–2006–
25169 [74 FR 1770], entitled
‘‘Hazardous Materials: Improving the
Safety of Railroad Tank Car
Transportation of Hazardous Materials.’’
Among other revisions, this final rule
revised the HMR to improve the
crashworthiness protection of railroad
tank cars designed to transport
poisonous inhalation hazard (PIH)
materials. As part of this final rule, the
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§ 172.101 HMT and special provisions
specified in § 172.102 were amended to
consolidate and update the special
provisions applicable to the rail tank car
transportation of PIH materials. The
revisions to the § 172.101 HMT were for
ease of reference only and did not
substantively change the requirements
applicable to the transportation of PIH
materials by railroad tank cars.
Specifically, special provisions B71,
B72, and B74 were removed from the
§ 172.101 HMT and § 172.102, while
§ 172.244(a) was revised to incorporate
the language from these eliminated
special provisions. However, twelve
additional references to special
provisions B72, and B74 for selected
entries in the § 172.101 HMT were not
removed at the time of publication of
this final rule. Therefore, in this NPRM,
PHMSA proposes to make the following
amendments to the Column (7) special
provisions of the § 172.101 HMT:
Special provision B72 is removed
from Column (7) for the following
entries:
UN2484 tert-Butyl isocyanate;
UN3492 Toxic by inhalation liquid,
corrosive, flammable, n.o.s. with an
inhalation toxicity lower than or equal
to 200 ml/m3 and saturated vapor
concentration greater than or equal to
500 LC50;
UN3488 Toxic by inhalation liquid,
flammable, corrosive, n.o.s. with an
inhalation toxicity lower than or equal
to 200 ml/m3 and saturated vapor
concentration greater than or equal to
500 LC50; and
UN3490 Toxic by inhalation liquid,
water-reactive, flammable, n.o.s. with an
inhalation toxicity lower than or equal
to 200 ml/m3 and saturated vapor
concentration greater than or equal to
500 LC50.
Special provision B74 is removed
from Column (7) for the following
entries:
NA2927 Ethyl phosphonothioic
dichloride, anhydrous;
NA2845 Ethyl phosphonous
dichloride, anhydrous pyrophoric
liquid;
NA2927 Ethyl
phosphorodichloridate;
NA2845 Methyl phosphonous
dichloride, pyrophoric liquid;
UN1831 Sulfuric acid, fuming with
30 percent or more free sulfur trioxide;
UN3493 Toxic by inhalation liquid,
corrosive, flammable, n.o.s. with an
inhalation toxicity lower than or equal
to 1000 ml/m3 and saturated vapor
concentration greater than or equal to
10 LC50;
UN3489 Toxic by inhalation liquid,
flammable, corrosive, n.o.s. with an
inhalation toxicity lower than or equal
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to 1000 ml/m3 and saturated vapor
concentration greater than or equal to
10 LC50; and
UN3491 Toxic by inhalation liquid,
water-reactive, flammable, n.o.s. with an
inhalation toxicity lower than or equal
to 1000 ml/m3 and saturated vapor
concentration greater than or equal to
10 LC50.
In addition, as discussed above,
PHMSA proposes to revise the entries
for ‘‘Sulfur, Molten’’ specified in the
§ 172.101 HMT to reference special
provision ‘‘R1.’’
Section 172.102
This section contains the special
provisions listed in column (7) of the
§ 172.101 HMT. These special
provisions contain packaging
provisions, prohibitions, exceptions
from requirements for particular
quantities or forms of materials, and
requirements or prohibitions applicable
to specific modes of transportation. In
this NPRM, PHMSA is proposing
revisions to the special provisions
specified in § 172.102 to clarify the
regulations and correct inadvertent
errors.
As discussed above, PHMSA proposes
to add special provision ‘‘R1’’ to the R
codes specified in § 172.102(c)(6). This
new special provision will reference the
‘‘Molten Sulphur Rail Tank Car
Guidance’’ document as a resource for
best practices for the cleaning of tank
cars containing ‘‘Sulfur, Molten.’’ By
referencing this document, we believe a
greater level of safety can be achieved
when transporting rail tanks cars which
have held or currently hold molten
sulfur.
In this rulemaking, we propose to
revise special provision 138 to
harmonize the HMR with the
International Maritime Dangerous
Goods (IMDG) code and to clarify that
the solubility calculation provided in
special provision 138 should be applied
when determining when to utilize the
lead compounds, soluble n.o.s. entry in
the List of Marine Pollutants found in
§ 172.101, Appendix B.
The defining criteria for the solubility
of a lead compound is specified in
special provision 138 in § 172.102(c)(1).
Special provision 138 specifies that a
lead compound is soluble when it
exhibits a solubility greater than 5
percent after being mixed with a 0.07 M
(molar concentration) of hydrochloric
acid and is stirred for one hour. If the
material exhibits a solubility of 5
percent or less after the test is
completed, it is considered insoluble
and not subject to the HMR. The IMDG
Code identifies ‘‘Lead compounds,
soluble, n.o.s.,’’ in Columns 4 and 6 of
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the Dangerous Goods List (DGL; Chapter
3.2) as a marine pollutant, and
simultaneously refers to the definition
for the solubility of lead compounds
under Chapter 3.3.1, special provision
199.
On March 5, 1999, the Research and
Special Programs Administration
(RSPA), the predecessor agency to
PHMSA, published a final rule under
Docket Number RSPA–98–4185 (HM–
215C) [64 FR 10741], entitled
‘‘Harmonization with the United
Nations Recommendations,
International Maritime Dangerous
Goods Code, and International Civil
Aviation Organization’s Technical
Instructions.’’ In HM–215C, when
PHMSA incorporated the IMDG code’s
definition for ‘‘Lead compounds,
soluble, n.o.s.,’’ in special provision 138
into the HMR, our intent was to mirror
special provision 199 of the IMDG code
and to permit the definition provided in
this special provision to apply to both
the ‘‘lead compounds, soluble n.o.s.’’
entry in the § 172.101 HMT and the
entry in the List of marine pollutants in
§ 172.101, Appendix B. However, as
adopted in the HMR, special provision
138 is unclear with regard to whether
this criteria applies to marine
pollutants.
On December 29, 2006, PHMSA
published a final rule under Docket
Number PHMSA–2006–25476 (HM–
215I) [71 FR 78596], entitled
‘‘Harmonization with the United
Nations Recommendations,
International Maritime Dangerous
Goods Code, and International Civil
Aviation Organization’s Technical
Instructions.’’ The HM–215I final rule
revised the HMR to maintain alignment
with international standards by
incorporating various amendments,
including changes to proper shipping
names, hazard classes, packing groups,
special provisions, packaging
authorizations, air transport quantity
limitations, and vessel stowage
requirements. These revisions also
harmonized the HMR with certain
changes to the IMDG Code, the ICAO
Technical Instructions, and the United
Nations (UN) Recommendations. As
part of the revisions in that final rule,
new entries, ‘‘UN3469, Paint related
material, flammable, corrosive
(including paint thinning or reducing
compound),’’ PG II, and PG III were
added to the § 172.101 HMT. However,
these entries were never published in
subsequent versions of the HMR.
Therefore, in this NPRM, we are
proposing to add the entries for ‘‘Paint
related material, flammable, corrosive
(including paint thinning or reducing
compound)’’ UN3469, PG II, and PG III.
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Section 172.203
Section 172.202 specifies the
requirements that a shipping
description of a hazardous material
must be indicated on a shipping paper.
On December 29, 2006, PHMSA
published a final rule under PHMSA–
06–25476 (HM–215I) [71 FR 78595] that
permitted the continued use for
domestic shipments of either one of two
shipping description sequences in effect
in the HMR on December 31, 2006, until
January 1, 2013. Specifically, the HMR
authorizes the basic description of a
hazardous material to consist of either
the identification number first, followed
by the proper shipping name, hazard
class, and packing group, or as an
alternative description sequence, the
proper shipping name, hazard class, ID
number and packing group. In addition,
the basic description described above
and specified in paragraphs
§ 172.202(a)(1)–(4) must be shown in the
sequences described with no additional
information interspersed. After January
1, 2013, only the basic shipping
description sequence consisting of the
identification number first, followed by
the proper shipping name, hazard class,
and packing group (in that order) is
authorized.
However, § 172.203 provides
allowances for a shipping paper to
contain information in addition to the
basic shipping description specified in
§ 172.202. Specifically, § 172.203(e)(1)
permits that the shipping paper for a
packaging containing the residue of a
hazardous material may include the
words ‘‘RESIDUE: LAST CONTAINED
* * *’’ in association with the basic
description of the hazardous material
last contained in the packaging. Further,
the shipping papers for tank cars
containing the residue of a hazardous
material must include the phrase,
‘‘RESIDUE: LAST CONTAINED * * *’’
before the basic description. While the
HMR provides such a general provision,
various international standards provide
more specific guidance on the location
of this phrase. Currently the ICAO TI,
IMDG Code, and UN Model Regulations
require this phrase, if used, to be placed
either before or after the basic shipping
description.
In this NPRM, PHMSA proposes to
revise § 172.203(e)(1) to permit the
shipping paper for a packaging
containing the residue of a hazardous
material to include the words
‘‘RESIDUE: LAST CONTAINED * * *’’
before or after the basic shipping
description of the hazardous material
last contained in the packaging. PHMSA
also proposes to remove the language
‘‘in association with’’ and replace it
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with the language ‘‘before or after’’ to
align with various international
standards. This proposed revision
harmonizes the HMR with the ICAO TI,
IMDG Code and UN Model Regulations.
For rail shipments of tank cars,
§ 172.203(e)(2) requires that the
description on the shipping paper for a
tank car containing the residue of a
hazardous material must include the
phrase, ‘‘RESIDUE: LAST CONTAINED
* * *’’ before the basic description.
Prior to the publication of the HM–215I
final rule, the proper shipping name
was the first piece of information
required in the basic shipping
description, and therefore, the phrase,
‘‘RESIDUE: LAST CONTAINED * * *’’
preceded the proper shipping name.
Effective January 1, 2013, rail
shipments coming from Canada to the
United States will be unable to comply
with both the current requirements in
the HMR for rail tank cars and the
Transportation of Dangerous Goods
(TDG) requirements. As stated above,
after January 1, 2013, the proper
shipping name will no longer be
permitted to be the first piece of
shipping information in the basic
shipping description. Subsequently, the
phrase, ‘‘RESIDUE: LAST CONTAINED
* * *’’ will no longer immediately
precede the proper shipping name.
Furthermore the phrase, ‘‘RESIDUE:
LAST CONTAINED * * *’’ may not be
inserted into the basic description, as
§ 172.202(b) specifies the basic shipping
description may not contain any
additional information interspersed in
the sequence described in § 172.202(a).
Canada’s TDG regulations currently
permit a residue of hazardous material
to be described as ‘‘Residue—Last
´
Contained’’ or ‘‘Residu—dernier
contenu,’’ followed by the shipping
name of the dangerous goods last
contained in the means of containment.
Therefore, in this NPRM, PHMSA
proposes to revise § 172.203(e)(2) to
require the description on the shipping
paper for a tank car containing the
residue of a hazardous material to
include the phrase, ‘‘RESIDUE: LAST
CONTAINED * * *’’ before or after the
basic shipping description, or
immediately preceding the proper
shipping name. This change maintains
the HMR’s harmonization with the
ICAO TI, IMDG Code and UN Model
Regulations while permitting shipments
transported to, from or within the
United States to remain in compliance
with the Canadian TDG shipping paper
requirements. This revision will foster
commerce between rail systems in the
United States and Canada.
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Section 172.704
The requirements for hazardous
materials training are specified in
§ 172.704. This section includes a
description of the applicability for
hazardous materials training, the
necessary components of a training
program, and the recurrent training and
recordkeeping requirements.
Currently, 49 CFR Part 172, Subpart I
describes the requirements for security
plans. Specifically, §§ 172.802(d) and
172.820(i)(1) require that a copy of the
security plan must be maintained and
that security plan documentation be
made available upon request, at a
reasonable time and location, to an
authorized official of the Department of
Transportation (DOT) or the Department
of Homeland Security (DHS).
Similar to the security plan
requirements, the training requirements
include a recordkeeping component.
Specifically, as specified in
§ 172.704(d), a record of current
training, inclusive of the preceding
three years, must be created and
retained by each hazmat employer for as
long as that employee is employed by
that employer as a hazmat employee
and for 90 days thereafter. However,
unlike the security plan documentation,
the HMR currently do not stipulate that
the training records must be made
available upon request to authorized
officials of the DOT or DHS.
The Federal hazardous materials
transportation law (Federal hazmat law,
49 U.S.C. 5101 et seq.) authorizes the
Secretary of Transportation to prescribe
regulations for the safe transportation of
hazardous material in intrastate,
interstate, and foreign commerce. The
Secretary has delegated this authority to
PHMSA. Authority to enforce the HMR
has been delegated to the Federal
Aviation Administration ‘‘with
particular emphasis on the
transportation or shipment of hazardous
materials by air;’’ the Federal Railroad
Administration ‘‘with particular
emphasis on the transportation or
shipment of hazardous materials by
railroad;’’ PHMSA ‘‘with particular
emphasis on the shipment of hazardous
materials and the manufacture,
fabrication, marking, maintenance,
reconditioning, repair or test of multimodal containers that are represented,
marked, certified, or sold for use in the
transportation of hazardous materials;’’
and the Federal Motor Carrier Safety
Administration ‘‘with particular
emphasis on the transportation or
shipment of hazardous materials by
highway’’ (CFR part 1, subpart C). In
addition, as provided in the Homeland
Security Act and as defined in a
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Memorandum of Agreement between
the DHS and the DOT, the United States
Coast Guard retained the ability to
enforce the HMR with particular
emphasis on the transportation or
shipment of hazardous materials by
vessel. Thus, enforcement of the HMR,
including the training regulations, is
shared among the DOT operating
administrations, United States Coast
Guard and DHS, with each placing
particular emphasis on their respective
authorities.
Federal hazmat law, 49 U.S.C.
5121(b)(2), states that a person subject to
this law shall make the records,
property, reports, and information
available for inspection when the
Secretary undertakes an investigation or
makes a request. The completion of
training in accordance with Subpart H
of Part 172 is essential for hazmat
employees handling hazardous
materials and ensures proper
compliance with the HMR resulting in
a greater level of safety. The
recordkeeping requirements specified in
§ 172.704(d) allow for hazmat employers
and PHMSA personnel to verify that
only individuals knowledgeable in the
applicable regulations are handling
hazardous materials.
In an effort to foster greater
compliance with the training
requirements specified in Subpart H of
Part 172, in this rulemaking we are
proposing to revise § 172.704(d) to
require that an employer must make
hazmat employee training records
required by Subpart H of Part 172
available upon request, at a reasonable
time and location, to an authorized
official of DOT or DHS.
conformance with § 173.6 is not subject
to any other requirements of the HMR
except for those explicitly set forth or
referenced in § 173.6.
PHMSA recently received a request
for a formal letter of interpretation
pertaining to the application of the
materials of trade exception (Reference
No.: 10–0101). The letter expressed
confusion and concern regarding
whether the exception would apply to
Division 2.1 and Division 2.2
compressed gas transported in Dewar
flasks. Dewar flasks are not considered
cylinders but are often used to transport
Division 2.2 cryogenic liquids.
Currently, § 173.6(a)(2) states that a
Division 2.1 or 2.2 material in a cylinder
with a gross weight not over 100 kg (220
pounds), may be transported as a
material of trade provided it meets the
definition of a material of trade
specified in § 171.8 and all other
requirements of § 173.6. As noted in
PHMSA’s response to this letter, Dewar
flasks are permitted to utilize the
exception specified in § 173.6 provided
they meet all the requirements of that
section. PHMSA did not intend to limit
the materials of trade exception solely to
Division 2.1 or 2.2 materials packaged
in cylinders.
PHMSA acknowledges that this
requirement needs additional
clarification, and believes that increased
clarity will help to ensure the proper
intended application of the materials of
trade exception. Therefore, in this
NPRM, we are proposing to modify
§ 173.6(a)(2) to clarify that Dewar flasks
may be transported as materials of trade
provided these materials meet all the
requirements specified in § 173.6.
Part 173
Section 173.12
Section 173.12 specifies the
exceptions for shipment of waste
materials including the requirements for
waste packages known as ‘‘lab packs.’’
A lab pack, although not specifically
defined in § 171.8, is considered a large
outer packaging containing small inner
packagings that are filled with various
compatible laboratory hazardous wastes.
In accordance with § 173.12, a lab pack
is a combination packaging consisting of
a glass inner packaging, not exceeding 4
L (1 gallon) rated capacity, or a metal or
plastic inner packaging, not exceeding
20 L (5.3 gallons) rated capacity. Inner
packagings containing liquid must be
surrounded by a chemically-compatible
absorbent material in sufficient quantity
to absorb the total liquid contents.
These inner packagings are then further
packed in specification outer packaging
and the completed package must not
exceed a gross weight of 205 kilograms.
The requirements and regulatory relief
Section 173.6
Section 173.6 specifies the exceptions
for shipments of materials of trade. A
material of trade, is defined in § 171.8
as ‘‘a hazardous material, other than a
hazardous waste, that is carried on a
motor vehicle for the purpose of
protecting the health and safety of the
motor vehicle operator or passengers;
for the purpose of supporting the
operation or maintenance of a motor
vehicle (including its auxiliary
equipment); or by a private motor
carrier (including vehicles operated by a
rail carrier) in direct support of a
principal business that is other than
transportation by motor vehicle.’’
Section 173.6 authorizes only specific
hazard classes and quantities to utilize
the materials of trade exception. A
hazardous material that meets the
definition of a material of trade and is
transported by motor vehicle in
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provided for the transportation of waste
hazardous materials under the lab pack
exception are specified in § 173.12(b) of
the HMR.
The requirements for lab packs were
adopted in a final rule published under
Docket Number HM–181 entitled,
‘‘Performance Oriented Packaging
Standards; Changes to Classification,
Hazard Communication, Packaging and
Handling Requirements Based on UN
Standards and Agency Initiative’’ and
published on December 21, 1990 [55 FR
52402]. These requirements were
adopted to align the HMR with
regulations on lab packs issued by the
Environmental Protection Agency.
The lab packing section was recently
amended in a final rule published on
May 14, 2010, in the Federal Register
under Docket Number PHMSA–2009–
0289 (HM–233A) [74 FR 53413] entitled,
‘‘Hazardous Materials: Incorporation of
Special Permits into Regulations.’’ As
part of these amendments, certain
widely-used and longstanding special
permits that had an established safety
record were incorporated into the HMR.
Special Permit DOT SP–13192 was
among these special permits, and it
authorized the transport of additional
hazardous materials not previously
authorized for transport under § 173.12.
Specifically, the incorporation of this
special permit authorized the transport
of waste Division 4.2, Packing Group
(PG) I material and Division 5.2 (organic
peroxide) material in lab packs.
PHMSA recently received a request
for a formal letter of interpretation
pertaining to the recent changes of the
lab pack exception (Reference No.: 10–
0233). The writer expressed confusion
and concern regarding whether the
amendments of the HM–233A final rule
authorized the transportation, as lab
packs, of Division 4.1 and Division 5.2
materials that were also required to be
temperature-controlled. PHMSA
explained that § 173.12(b) permits
certain waste materials to be placed in
non-specification packagings which
conform to the requirements of that
section. Furthermore, hazardous
materials placed in lab packs are also
subject to additional safety control
measures designed to mitigate the risks
presented by these materials, such as
quantity limitations, additional
packaging, and segregation
requirements. However, these control
measures do not eliminate the
requirement that lab packs containing
materials required to be temperaturecontrolled must also comply with
temperature-control requirements
specified in § 173.21(f)(1).
PHMSA acknowledges that this
requirement needs additional
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clarification, and believes that increased
clarity will help to ensure that
individuals transporting lab packs
containing temperature-controlled
materials are aware that such
packagings are not excepted from other
safety measures. Therefore, in this
NPRM, we are proposing to modify
§ 173.12 to clarify that temperaturecontrolled materials may be transported
in lab packs provided these materials
also meet the requirements in
§ 173.21(f)(1).
Section 173.33
Section 173.33 provides the
requirements for hazardous materials
transported in Cargo Tank Motor
Vehicles (CTMVs). This section
includes general requirements for
CTMVs, as well as more specific
requirements for loading, maximum
lading pressure, relief systems, and
closing valves.
Section 173.33(g) requires each liquid
filling and liquid discharge line in a
specification MC 338 cargo tank must be
provided with a remotely-controlled
internal self-closing stop valve except
when the MC 338 cargo tank is used to
transport argon, carbon dioxide, helium,
krypton, neon, nitrogen, and xenon.
The discharge control device
requirements for a MC 338 cargo tank
are found in § 178.338–11(b) and state
that each liquid filling and liquid
discharge line must be provided with a
shut-off valve located as close to the
tank as practicable and, unless the valve
is manually operable at the valve, the
line must also have a manual shut-off
valve.
PHMSA received a request for a
formal letter of interpretation regarding
the current requirements for MC 338
cargo tanks (Reference No.: 06–0243).
According to the request, most vacuum
insulated MC 338 cargo tanks operate at
temperatures below the reliable
operating temperature of available
internal self-closing stop valves, and
currently no manufacturer builds an
internal self-closing stop valve that will
operate reliably at temperatures that
may reach minus 452 °F. The requestor
asked if a MC 338 cargo tank is required
to have a remotely-controlled internal
self-closing stop valve as specified in
§ 173.33(g), provided an external stop
valve is present in accordance with
§ 178.338–11(b).
PHMSA does not intend to require a
remotely-controlled internal self-closing
stop valve if the MC 338 cargo tank
already utilizes an external self-closing
stop valve to meet the requirements in
§ 178.338–11(b). Therefore, in this
rulemaking, we are proposing to revise
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the provisions in § 173.33(g) to clarify
this exception.
Section 173.62
Section 173.62 specifies packaging
requirements for explosives.
Specifically, § 173.62 provides a table
that specifies the packaging
instructions, and corresponding
authorized inner, intermediate and
outer packagings based on the assigned
identification number of the explosive.
In a final rule published on
September 13, 2011, under Docket
Number PHMSA–2011–0134 (HM–
244D) [76 FR 56304], entitled ‘‘Minor
Editorial Corrections and
Clarifications,’’ PHMSA revised
§ 173.63(c)(5) packaging instruction 130
to authorize the use of aluminum boxes
(4B) and natural wood, sift-proof walls
boxes (4C2). However, the following
language was inadvertently removed
from the first column of the packing
instruction:
2. Subject to approval by the Associate
Administrator, large explosive articles, as
part of their operational safety and suitability
tests, subjected to testing that meets the
intentions of Test Series 4 of the UN Manual
of Tests and Criteria with successful test
results, may be offered for transportation in
accordance with the requirements of this
subchapter.’’
PHMSA did not intend to remove this
portion of the packaging instruction and
unnecessarily limit the transport of large
explosive articles. Therefore, in this
NPRM, PHMSA is proposing to revise
§ 173.63(c)(5) packing instruction 130 to
reinstate the language inadvertently
removed from the first column of
packing instruction 130.
Section 173.134
Section 173.134 provides definitions
and exceptions for infectious
substances. Paragraph (c)(2) of this
section requires a Regulated Medical
Waste (RMW) that contains Category B
cultures and stocks to be transported on
a vehicle ‘‘used exclusively’’ to
transport RMW. A Category B substance
is defined as ‘‘an infectious substance
that is not in a form generally capable
of causing permanent disability or lifethreatening or fatal disease in otherwise
healthy humans or animals when
exposure to it occurs.’’
As amended on July 20, 2011, in a
final rule published under Docket
Number PHMSA–2009–0151 (HM–
218F) [76 FR 43510], entitled
‘‘Miscellaneous Amendments,’’ PHMSA
revised § 173.134(c)(2) to incorporate
the clarifications from a March 19, 2007
letter of interpretation (Ref. No. 070057). Specifically, PHMSA specified
that the following materials may be
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transported on a vehicle used
exclusively to transport RMW: (1) Plant
and animal waste regulated by the
Animal and Plant Health Inspection
Service (APHIS); (2) waste
pharmaceutical materials; (3) laboratory
and recyclable wastes; (4) infectious
substances that have been treated to
eliminate or neutralize pathogens; (5)
forensic materials being transported for
final destruction; (6) rejected or recalled
health care products; and (7) documents
intended for destruction in accordance
with Health Insurance Portability and
Accountability Act of 1996 (HIPAA)
requirements.
In response to the proposals in the
HM–218F Notice of Proposed
Rulemaking, Stericycle commented that
the rationale underlying PHMSA’s
decision to authorize the transportation
of multiple waste streams from medical
facilities should also apply to other
regulated activities, specifically to those
covered under special permit DOT SP–
13556, which authorizes the
transportation of sharps in specialized
containers. At the time of the July 20,
2011 final rule, PHMSA determined that
incorporating special permit DOT SP13556 into the HMR was beyond the
scope of that rulemaking, but this issue
would be addressed in a future NPRM.
We are addressing the issue in this
rulemaking. Therefore, in this NPRM,
PHMSA is proposing to revise
§ 173.134(c)(2) to incorporate special
permit DOT SP–13556 relating to the
transport of regulated medical waste
into the HMR.
Specifically, PHMSA is proposing to
add the phrase ‘‘sharps containers
containing sharps’’ to § 173.134(c)(2) to
permit certain materials to be
transported on a vehicle used
exclusively to transport RMW. PHMSA
is also proposing to include certain
operational controls for shipments of
sharps containers that are detailed in
special permit DOT SP–13556.
Section 173.150
Section 173.150 provides exceptions
from the HMR for certain Class 3
flammable liquid material. Specifically,
§ 173.150(d) provides exceptions for
alcoholic beverages for all modes of
transport. An alcoholic beverage (as
defined in 27 CFR §§ 4.10 and 5.11) that
meets one of three conditions specified
in § 173.150(d) is not subject to the
requirements of the HMR for a Class 3
flammable liquid material.
Currently, the ICAO Technical
Instructions (TI) provide exceptions for
alcoholic beverages transported via
aircraft in Chapter 3; 3.1.1, Table 3–2,
special provision A9 and Chapter 8;
8.1.2 paragraph (l). Specifically, Chapter
3; 3.1.1 states that alcoholic beverages
containing not more than 70 percent
alcohol by volume, when packaged in
receptacles of 5 liters or less are not
subject to the ICAO TI when carried by
cargo aircraft. In addition, as specified
in Chapter 8; 1.1.2 paragraph (l) of the
ICAO TI, alcohol beverages with less
than 24 percent alcohol by volume or
alcohol beverages in retail packaging
and alcoholic beverages containing
more than 24 percent but not more than
70 percent alcohol by volume in
receptacles not exceeding 5 liters are
permitted to be carried by passengers or
crew in carry-on or checked luggage and
are not otherwise subject to the ICAO
TI.
Generally, the HMR is harmonized
with the ICAO TI with regard to the
exceptions provided for alcoholic
beverages shipped by passenger carrying
and cargo aircraft. However, for cargo
aircraft, the HMR does not align with
the ICAO TI. For example, as specified
in § 173.150(d), the HMR excepts
alcoholic beverages in an inner
packaging of 5 L (1.3 gallons) or less
from regulation regardless of the alcohol
percent on cargo aircraft. In contrast, the
ICAO TI limits this exception to
alcoholic beverages not exceeding 70
percent alcohol by volume. This lack of
harmonization can lead to frustration of
shipments of these types of materials in
international air transport.
Therefore, in this NPRM, we propose
to revise the exceptions in § 173.150(d)
to harmonize the alcoholic beverages
exception via aircraft with the
requirements in the ICAO TI and to
restructure the exceptions in
§ 173.150(d) to provide clarity on the
requirements for the transport of
alcoholic beverages by each mode of
transport including passenger carrying
and cargo aircraft. Specifically, PHMSA
proposes to revise § 173.150(d) by
separating the requirements for
alcoholic beverages into two
subparagraphs: one paragraph
pertaining to the transport of alcoholic
beverages via motor vehicle, rail, and
vessel; and one paragraph pertaining to
the transport of alcoholic beverages via
air transport. We believe that separating
the requirements for alcoholic beverages
by mode promotes clarity and allows for
the current requirements to remain in
effect for motor vehicle, rail and vessel
transport while fully harmonizing the
air requirements in the HMR with the
ICAO TI.
PHMSA proposes to harmonize with
the ICAO technical instructions by
stipulating that for transport via cargo
aircraft, in addition to the current 5 liter
limitation in the HMR, the alcohol
beverage must not exceed 70 percent
alcohol by volume. In addition, we
propose to move the requirements for
the transport of alcoholic beverages by
passenger carrying aircraft by
passengers and crew into a standalone
sub-subparagraph to improve clarity.
A cost may be incurred by the
alcoholic beverage industry for certain
high alcohol content (70 percent and
up) beverages shipped by cargo aircraft
which are currently excepted from the
requirements of the HMR. However,
PHMSA anticipates this cost to the
alcoholic beverage industry will be
minimized by three factors. First, due to
the non-perishable nature of alcoholic
beverages, the vast majority of alcoholic
beverages are transported by ground
transport or, if required to be exported,
by vessel transport. Second, the majority
of alcohols and distilled spirits
manufactured and transported have a
percentage of alcoholic content of, at, or
below 40 percent (80 proof). Thus the
proposed change would affect only a
small segment of high alcohol content
liquors. Lastly, in the rare instances
these beverages are shipped by air,
many air carriers already require
compliance with ICAO TI, thus the
impact of this harmonization should be
minimal. The derived benefit from this
revision would be realized from
increased harmonization with the ICAO
TI and greater hazard communication
and packaging standards on high
content alcoholic beverages which pose
a risk in transport. A summary of the
proposed revisions to the requirements
for alcoholic beverages can be seen in
the table below.
Current HMR alcohol beverage
exceptions
Highway .............
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Current ICAO TI alcohol beverage
exceptions
Proposed HMR change
(1) Contains 24 percent or less alcohol
by volume.
(2) Is in an inner packaging of 5 L (1.3
gallons) or less.
N/A .........................................................
No change. Restructure the paragraph.
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Current HMR alcohol beverage
exceptions
Rail .....................
Vessel ................
Passenger Air ....
Cargo Air ...........
(3) Is a Packing Group III alcoholic beverage in a packaging of 250 L (66
gallons) or less.
(1) Contains 24 percent or less alcohol
by volume.
(2) Is in an inner packaging of 5 L (1.3
gallons) or less.
(3) Is a Packing Group III alcoholic beverage in a packaging of 250 L (66
gallons) or less.
(1) Contains 24 percent or less alcohol
by volume.
(2) Is in an inner packaging of 5 L (1.3
gallons) or less.
(3) Is a Packing Group III alcoholic beverage in a packaging of 250 L (66
gallons) or less.
(1) Contains 24 percent or less alcohol
by volume.
(2) More than 24 percent and not more
than 70 percent alcohol by volume
when in unopened retail packagings
not exceeding 5 liters (1.3 gallons)
carried in carry-on or checked baggage, with a total net quantity per
person of 5 liters (1.3) gallons for
such beverages.
(1) Contains 24 percent or less alcohol
by volume.
(2) Is in an inner packaging of 5 L (1.3
gallons) or less.
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Section 173.159a
Section 173.159 specifies
requirements for the transportation of
wet batteries, including non-spillable
batteries. Further exceptions for nonspillable batteries are specified in
§ 173.159a. If certain transport
conditions specified in §§ 173.159 and
173.159a are met, such as specific
packaging and securement
requirements, non-spillable batteries are
excepted from the HMR.
In a final rule published on January
14, 2009, under Docket Nos. PHMSA–
2007–0065 (HM–224D) and PHMSA–
2008–0005 (HM–215J) [74 FR 2200],
entitled ‘‘Hazardous Materials: Revision
to Requirements for the Transportation
of Batteries and Battery-Powered
Devices; and Harmonization With the
United Nations Recommendations,
International Maritime Dangerous
Goods Code, and International Civil
Aviation Organization’s Technical
Instructions,’’ PHMSA amended
§ 173.159(f) to describe the conditions
under which a battery is considered
‘‘non-spillable,’’ and relocated the
exceptions pertaining to non-spillable
batteries from §§ 173.159(d) and
173.159(f), to a new § 173.159a.
However, when these exceptions were
relocated, PHMSA inadvertently
required that excepted non-spillable
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Current ICAO TI alcohol beverage
exceptions
Proposed HMR change
N/A .........................................................
No change. Restructure the paragraph.
N/A .........................................................
No change. Restructure the paragraph.
(1) Contains 24 percent or less alcohol
by volume.
(2) More than 24 percent and not more
than 70 percent alcohol by volume
when in unopened retail packagings
not exceeding 5 liters (1.3 gallons)
carried in carry-on or checked baggage, with a total net quantity per
person of 5 liters (1.3) gallons for
such beverages.
(1) Contains 24 percent or less alcohol
by volume.
(2) Alcoholic beverages not exceeding
70 percent alcohol content by volume
when packaged in 5 liters or less.
No change. Restructure the paragraph.
batteries must be securely packaged in
strong outer packagings. This
modification, in essence, prohibited
excepted batteries from being palletized
or placed on a skid. Therefore, in this
NPRM, PHMSA is proposing to revise
§ 173.159a(c)(1) to except from the
packaging requirements of § 173.159,
non-spillable batteries that are secured
to skids or pallets and capable of
withstanding the shocks normally
incident to transportation, provided the
batteries meet the requirements of
§ 173.159(a) and are loaded or braced so
as to prevent damage and short circuits
in transit. Further, any other material
loaded in the same vehicle must be
blocked, braced, or otherwise secured to
prevent contact with or damage to the
batteries.
Part 177
Section 177.834
Section 177.834 provides the general
requirements for the loading and
unloading of vehicles intended to
transport hazardous materials via
ground transportation. Paragraph (j) of
this section requires CTMVs to be
transported with all valves and other
closures in liquid discharge systems to
be closed and free of leaks unless
transported in accordance with the
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An upper limit of 70 percent alcohol by
volume is proposed to be added to
alcoholic beverages shipped by cargo
aircraft to harmonize with the ICAO
requirements.
requirements for empty packages
specified in § 173.29(b)(2).
The provision specified in § 177.834(j)
was added on May 30, 1996, in a final
rule published under Docket Number
HM–222B [61 FR 27166] to consolidate
the closure requirements for cargo tanks
transporting Class 3 (flammable liquid)
materials, Class 8 (corrosive) materials,
and Division 6.1 (poisonous) materials.
This rule inadvertently overlooked the
impact the closure requirement would
have on MC 338 cargo tanks that
transport cryogenic liquids. These tanks
have external self-closing valves that are
normally transported in an open
position and are designed to close with
a tremendous amount of force to ensure
proper closure. Subsequently, these
valves require a large amount of force
and effort to open. As a result, the
potential for physical injury to
employee personnel is increased and
the ability of the valve system to operate
is potentially compromised as a result of
repeated cycling (opening, closing, and
testing).
Therefore, in this NPRM, we propose
to revise § 177.834(j) to permit external
emergency self-closing valves on MC
338 cargo tanks containing residues of
cryogenic liquids to remain either open
or closed during transit.
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Part 178
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packagings containing a residue of a
hazardous materials unless these
packagings of hazardous materials meet
the exceptions provided in § 173.29(b).
This clarification will ensure packages
containing residues are properly closed
and increase compliance with the intent
of this regulation. This increased
compliance should also result in fewer
packages being improperly closed, and
thereby reduce the potential for leaks in
transportation.
Certain CTMVs require as part of their
specification both a CTMV
manufacturer’s data report and a
certificate stating that the completed
cargo tank motor vehicle conforms in all
respects to the appropriate specification
and the American Society of Mechanical
Engineers (ASME) Code. Section
178.2(c) currently excepts CTMVs
which require a manufacturer’s data
report and certificate from the
notification requirements. Specifically,
§ 178.2(c) states that CTMV’s in
compliance with §§ 178.337–18 and
178.345–10 are excepted from the
notification requirements specified in
§ 178.2(c). The current reference to
§ 178.345–10 in paragraph § 178.2 (c)
refers to pressure relief, not the CTMV
manufacturer’s data report and
certificates for DOT 406, 407 and 412
(CTMVs), and is in error. The correct
citation should read § 178.345–15,
which refers to the manufacturer’s data
report and certification of DOT 406, 407
and 412 CTMVs. In addition, it was
brought to PHMSA’s attention that a
reference to a MC 338 cargo tank
manufacturer’s data report certificate in
§ 178.338–19 is missing in § 178.2(c).
We agree and believe that a reference
to a MC 338 cargo tank manufacturer’s
data report certificate would be
appropriate in § 178.2(c). Therefore, in
this rulemaking, we propose to correct
these errors and omissions by replacing
the reference to § 178.345–10 with
§ 178.345–15 and adding a reference to
§ 178.338–19.
Section 178.2
Section 178.2 specifies the
responsibilities of the manufacturer or
other person certifying compliance with
the specification packaging
requirements of Part 178. As part of
these requirements, the manufacturer or
other person certifying compliance with
the requirements of Part 178 must
provide both notification to each person
to whom a packaging is transferred of all
requirements in Part 178 not met at the
time of transfer, and closure
requirements for the packaging. These
closure requirements include
information specifying the type(s) and
dimensions of the closures, including
gaskets and any other components
needed to ensure that the packaging is
capable of successfully passing the
applicable performance tests. This
information must include any
procedures to be followed, including
closure instructions for inner
packagings and receptacles, to
effectively assemble and close the
packaging for the purpose of preventing
leakage in transportation. Closure
instructions must provide for a
consistent and repeatable means of
closure that is sufficient to ensure the
packaging is closed in the same manner
as it was tested.
A package, as defined in § 171.8,
‘‘means a packaging plus its contents.’’
Ensuring that a package is closed in a
manner which precludes the release of
a hazardous material is essential to safe
transportation, regardless of whether the
package is completely filled or contains
only residue. In accordance with
§ 173.29, an empty packaging containing
only the residue of a hazardous material
must be offered for transportation and
transported in the same manner as when
it previously contained a greater
quantity of that hazardous material.
This includes properly closing the
packaging for transportation and
providing closure notification
requirements to each person whom a
packaging is transferred in accordance
with § 178.2(c).
In April 2006, PHMSA received a
request (Reference No.: 06–0123)
seeking clarification of the closure
notification requirements specified in
§ 178.2(c) for packages containing
residues. In response, we indicated that
packages containing residues must meet
the notification requirements of
§ 178.2(c) and that we would clarify this
issue in a future rulemaking.
In this rulemaking, PHMSA is
addressing this issue by proposing to
revise § 178.2(c) to clarify that the
notification requirements apply to
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Appendix E to Part 178
Appendix E to Part 178 describes the
Flame Penetration Resistance Test
referenced throughout the HMR with
regard to the outer packaging for
chemical oxygen generators and
cylinders containing compressed
oxygen. This appendix specifies
requirements for the Flame Penetration
Resistance Test and includes criteria for
acceptance of a passing test result, a
summary of the test method and
procedure, details on the preparation of
test specimens, and construction and
calibration specifications for the test
equipment.
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On January 31, 2007, PHMSA
published a final rule under docket
number RSPA–04–17664 (HM–224B)
[72 FR 4442] entitled ‘‘Transportation of
Compressed Oxygen, Other Oxidizing
Gases and Chemical Oxygen Generators
on Aircraft,’’ which included
amendments that changed packaging
and marking requirements for air
shipments of compressed oxygen
cylinders and chemical oxygen
generators. As of October 1, 2009,
certain compressed gases shipped by
air, and chemical oxygen generators
must be placed in a rigid outer
packaging demonstrated to withstand
both flame penetration and thermal
resistance testing requirements.
Appendix E specifies the procedures
to follow to conduct the Flame
Penetration Resistance Test. The test
procedure is described in sections (g)(2)
of this Appendix and references a
‘‘Figure 1,’’ but HMR, Figure 1 is
omitted. In sections (d)(3) and (f)(2) of
this Appendix, the design and
calibration of the calorimeter is
described and refers to a ‘‘Figure 2,’’ but
Figure 2 is also omitted. Therefore, in
this NPRM, PHMSA is proposing to add
Figures 1 and 2 that were referenced but
inadvertently omitted from Appendix E.
Part 180
Section 180.416
Section 180.416 details the
requirements for a discharge system
inspection and maintenance program for
cargo tanks transporting liquefied
compressed gases. Specifically,
§ 180.416 applies to operators using
specification MC 330, MC 331, and nonspecification cargo tanks authorized
under § 173.315(k) for transportation of
liquefied compressed gases other than
carbon dioxide. As part of the discharge
system inspection specified in this
section, the operator must visually
inspect each delivery hose assembly at
least once each calendar month in
which the delivery hose assembly is in
service and keep a record of each
inspection. In accordance with
§ 180.416(d), that record must include
the inspection date, the name of the
person performing the inspection, the
hose assembly identification number,
the company name, the date the hose
was assembled and tested, and an
indication that the delivery hose
assembly and piping system passed or
failed the tests and inspections.
There has been some confusion
among the regulated community
pertaining to the requirement to include
‘‘the company name’’ in the record as
specified in § 180.416(d). Specifically,
there was concern over whether ‘‘the
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company name’’ refers to the name of
the operator or the name of the
manufacturer of the hose.
In this NPRM, PHMSA proposes to
revise § 180.416(d) to clarify that the
reference to the ‘‘company name’’ on the
inspection record is the name of the
hose manufacturer. We believe this
proposed revision will clarify the
requirement for discharge system
inspection records, resulting in more
accurate records for specification MC
330, MC 331, and non-specification
cargo tanks authorized under
§ 173.315(k) transporting of liquefied
compressed gases other than carbon
dioxide.
III. Regulatory Analyses and Notices
A. Statutory/Legal Authority for This
Rulemaking
This NPRM is published under
authority of Federal hazardous materials
transportation law (Federal hazmat law;
49 U.S.C. 5101 et seq.). Section 5103(b)
of Federal hazmat law authorizes the
Secretary of Transportation to prescribe
regulations for the safe transportation,
including security, of hazardous
materials in intrastate, interstate, and
foreign commerce. If adopted as
proposed, this NPRM would make
miscellaneous amendments to the HMR.
In addition, if adopted as proposed, this
NPRM would correct errors in the
hazardous materials table and
corresponding special provisions,
clarify the requirements for lab packing
temperature controlled materials and
clarify various cargo tank provisions
and revise the training requirements to
require that a hazmat employer must
make hazmat employee training records
available upon request to an authorized
officials. These amendments clarify
regulatory requirements and, where
appropriate, decrease the regulatory
burden without compromising the safe
transportation of hazardous materials in
commerce.
emcdonald on DSK29S0YB1PROD with PROPOSALS
B. Executive Order 12866, Executive
Order 13563 and DOT Regulatory
Policies and Procedures
This proposed rule is not considered
a significant regulatory action under
section 3(f) and was not reviewed by the
Office of Management and Budget
(OMB). The proposed rule is not
considered a significant rule under the
Regulatory Policies and Procedures
order issued by the Department of
Transportation [44 FR 11034].
In this notice of proposed rulemaking,
we propose to amend miscellaneous
provisions in the HMR to clarify the
provisions and to relax overly
burdensome requirements. PHMSA
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anticipates the proposals contained in
this rule will have economic benefits to
the regulated community. This NPRM is
designed to increase the clarity of the
HMR, thereby increasing voluntary
compliance while reducing compliance
costs.
Executive Order 13563 is
supplemental to and reaffirms the
principles, structures, and definitions
governing regulatory review that were
established in Executive Order 12866
Regulatory Planning and Review of
September 30, 1993. In addition,
Executive Order 13563 specifically
requires agencies to: (1) Involve the
public in the regulatory process; (2)
promote simplification and
harmonization through interagency
coordination; (3) identify and consider
regulatory approaches that reduce
burden and maintain flexibility; (4)
ensure the objectivity of any scientific
or technological information used to
support regulatory action; and (5)
consider how to best promote
retrospective analysis to modify,
streamline, expand, or repeal existing
rules that are outmoded, ineffective,
insufficient, or excessively burdensome.
In this NPRM, PHMSA has involved
the public in the regulatory process in
a variety of ways. Specifically, in this
rulemaking PHMSA is addressing issues
and errors that were identified and
tagged for future rulemaking
consideration in letters of interpretation
issued to the regulated community and
through other correspondence with
PHMSA stakeholders. In addition,
PHMSA has responded to the TSI’s
request to incorporate a guidance
document designed to assist the sulphur
industry in ensuring the safe transport
of molten sulphur (P–1581). PHMSA is
asking for public comments based on
the proposals in this NPRM. Upon
receipt of public comment, PHMSA will
address all substantive comments in the
next rulemaking action under this
docket number.
The amendments in the NPRM
promote simplification and
harmonization through interagency
coordination. Specifically, in this
NPRM, PHMSA is simplifying the lab
packing requirements, the hazardous
materials table and special provisions
and the requirements for cargo tank
transportation. These revisions are
expected to produce a safety benefit
derived from the increased clarity and
reduced ambiguity in the special
provisions to the § 172.101 HMT, and
the lab packaging and cargo tank
requirements of the HMR. There are
minimal additional costs. The clarity
will result in net benefits.
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This NPRM also promotes
harmonization with international
standards, such as the IMDG Code,
Canada’s TDG requirements and the
ICAO TI with regard to the handling of
‘‘Lead compounds, soluble n.o.s.’’ via
vessel, rail shipments of residue
between the United States and Canada
and alcoholic beverages via aircraft.
These revisions to the § 172.101 HMT
will eliminate errors in the § 172.101
HMT, reduce ambiguity, harmonize the
HMR with international regulations, and
improve clarity. Many of these revisions
were brought to PHMSA’s attention
through letters of interpretation
requested from the regulated
community. Although these revisions
are minor, they are expected to produce
a safety benefit derived from the
increased clarity and accuracy of the
text in the § 172.101 HMT.
This NPRM proposes approaches that
reduce the regulatory burden on the
regulated community, allows for
flexibility in achieving compliance and
maintains an appropriate level of safety.
This NPRM permits flexibility in
achieving compliance when
transporting cargo tanks while
maintaining an appropriate level of
safety. This NPRM also incorporates a
special permit DOT SP–13556 that has
a strong record of safety. Incorporating
this permit into the HMR will provide
wider access to the benefits of the
provisions granted in this special
permit, therefore, fostering greater
regulatory flexibility without
compromising transportation safety.
A majority of the amendments in this
rulemaking are simple clarifications and
do not require significant scientific or
technological information. However,
when necessary in this NPRM, PHMSA
used scientific or technological
information to support its regulatory
action. Specifically, such data was
considered when structuring
alternatives on how to best deal with
issues regarding the safe transport of
cargo tanks and the transport of
alcoholic beverages with greater than 70
percent alcohol by volume via cargo
aircraft. This information was used in
the evaluation of alternative proposals
and ultimately this information
determined how best to promote
retrospective analysis to modify and
streamline existing requirements that
are outmoded, ineffective, insufficient,
or excessively burdensome.
C. Executive Order 13132
This proposed rule was analyzed in
accordance with the principles and
criteria contained in Executive Order
13132 (‘‘Federalism’’). This proposed
rule would preempt state, local and
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Indian tribe requirements but does not
propose any regulation that has
substantial direct effects on the states,
the relationship between the national
government and the states, or the
distribution of power and
responsibilities among the various
levels of government. Therefore, the
consultation and funding requirements
of Executive Order 13132 do not apply.
The Federal hazardous material
transportation law, 49 U.S.C. 5125(b)(1),
contains an express preemption
provision (49 U.S.C. 5125(b))
preempting state, local, and Indian tribe
requirements on certain covered
subjects. Covered subjects are:
(i) The designation, description, and
classification of hazardous materials;
(ii) The packing, repacking, handling,
labeling, marking, and placarding of
hazardous materials;
(iii) The preparation, execution, and
use of shipping documents related to
hazardous materials and requirements
related to the number, content, and
placement of those documents;
(iv) The written notification,
recording, and reporting of the
unintentional release in transportation
of hazardous materials; or
(v) The design, manufacture,
fabrication, marking, maintenance,
reconditioning, repair, or testing of a
packaging or container which is
represented, marked, certified, or sold
as qualified for use in the transport of
hazardous materials.
This proposed rule concerns the
classification, packaging, and handling
of hazardous materials, among other
covered subjects. If adopted, this rule
would preempt any state, local, or
Indian tribe requirements concerning
these subjects unless the non-Federal
requirements are ‘‘substantively the
same’’(see 49 CFR 107.202(d) as the
Federal requirements.)
Federal hazardous materials
transportation law provides at 49 U.S.C.
5125(b)(2) that if PHMSA issues a
regulation concerning any of the
covered subjects, PHMSA must
determine and publish in the Federal
Register the effective date of Federal
preemption. That effective date may not
be earlier than the 90th day following
the date of issuance of the final rule and
not later than two years after the date of
issuance. PHMSA proposes the effective
date of federal preemption be 90 days
from publication of a final rule in this
matter in the Federal Register.
D. Executive Order 13175
This proposed rule has been analyzed
in accordance with the principles and
criteria contained in Executive Order
13175 (‘‘Consultation and Coordination
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with Indian Tribal Governments’’).
Because this proposed rule does not
have tribal implications and does not
impose substantial direct compliance
costs on Indian tribal governments, the
funding and consultation requirements
of Executive Order 13175 do not apply,
and a tribal summary impact statement
is not required.
E. Regulatory Flexibility Act, Executive
Order 13272, and DOT Procedures and
Policies
The Regulatory Flexibility Act (5
U.S.C. 601 et seq.) requires an agency to
review regulations to assess their impact
on small entities unless the agency
determines the rule is not expected to
have a significant impact on a
substantial number of small entities.
This proposed rule would amend
miscellaneous provisions in the HMR to
clarify provisions based on our
PHMSA’s initiatives and
correspondence with the regulated
community. While maintaining safety, it
would relax certain requirements that
are overly burdensome. The proposed
changes are generally intended to
provide relief to shippers, carriers, and
packaging manufacturers, including
small entities.
Consideration of alternative proposals
for small businesses. The Regulatory
Flexibility Act directs agencies to
establish exceptions and differing
compliance standards for small
businesses, where it is possible to do so
and still meet the objectives of
applicable regulatory statutes. In the
case of hazardous materials
transportation, it is not possible to
establish exceptions or differing
standards and still accomplish our
safety objectives.
The impact of this proposed rule is
not expected to be significant. The
proposed changes are generally
intended to provide relief to shippers,
carriers, and packaging manufactures
and testers, including small entities.
This relief will provide marginal
positive economic benefits to shippers,
carriers, and packaging manufactures
and testers, including small entities
however; these benefits are not at a level
that can be considered economically
significant. Therefore, this proposed
rule will not have a significant
economic impact on a substantial
number of small entities.
This proposed rule has been
developed in accordance with Executive
Order 13272 (‘‘Proper Consideration of
Small Entities in Agency Rulemaking’’)
and DOT’s procedures and policies to
promote compliance with the
Regulatory Flexibility Act to ensure that
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potential impacts of draft rules on small
entities are properly considered.
F. Paperwork Reduction Act
This proposed rule does not impose
any new information collection
requirements and in three instances
marginally decreases the information
collection burden on the reregulated
community. Specifically the following
information collections affected by this
rulemaking are:
• Office of Management and Budget
(OMB) Control Number 2137–0051;
Rulemaking and Special Permit
Petitions: A slight reduction in
information collection burden is
anticipated due to the incorporation of
a DOT SP–13556 into § 173.134. This
permit will allow individuals more
flexibility when transporting sharps and
decrease the need for special permits
applications when transporting sharps
as regulated medical wastes.
• OMB Control Number 2137–0034;
Hazardous Materials Shipping Papers
and Emergency Response Information:
A negligible reduction in information
collection burden due to relaxation of
the shipping paper description
requirements for residues specified in
§ 172.203. Specifically, this will allow
individuals more flexibility on the
shipping paper descriptions when
shipping waste internationally, and will
correct a regulatory inconsistency
between the HMR and Canadian
Hazardous materials regulations,
fostering international transport of
residues.
• OMB Control Number 2137–0557;
Approvals for Hazardous Materials: A
slight reduction in information
collection burden is anticipated due to
relaxation of approval submittal
requirements specified in § 105.40.
Specifically, this relaxation will permit
individuals wishing to apply with
PHMSA to be an approved designated
agent to submit their applications either
by standard mail or electronic mail.
Currently, the HMR only permits
submission through standard mail. This
change will result in a decrease in
duplicate hard copies submitted to
PHMSA as well as a decrease in the
processing time for such applications.
G. Regulation Identifier Number (RIN)
A regulation identifier number (RIN)
is assigned to each regulatory action
listed in the Unified Agenda of Federal
Regulations. The Regulatory Information
Service Center publishes the Unified
Agenda in April and October of each
year. The RIN number contained in the
heading of this document can be used
to cross-reference this action with the
Unified Agenda.
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H. Unfunded Mandates Reform Act
This proposed rule does not impose
unfunded mandates under the
Unfunded Mandates Reform Act of
1995. It does not result in costs of
$141,300,000 or more to either state,
local, or tribal governments, in the
aggregate, or to the private sector, and
is the least burdensome alternative that
achieves the objective of the rule.
I. Environmental Assessment
The National Environmental Policy
Act, 42 U.S.C. 4321–4375, requires
federal agencies to analyze proposed
actions to determine whether the action
will have a significant impact on the
human environment. The Council on
Environmental Quality (CEQ)
regulations require federal agencies to
conduct an environmental review
considering: (1) The need for the
proposed action; (2) alternatives to the
proposed action; (3) probable
environmental impacts of the proposed
action and alternatives; and (4) the
agencies and persons consulted during
the consideration process. PHMSA
proposes to make miscellaneous
amendments to the HMR based on
PHMSA’s own initiatives including a
review of the HMR, previous letters of
interpretation and special permits we
issued. The proposed amendments are
intended to update, clarify, or provide
relief from certain existing regulatory
requirements to promote safer
transportation practices; eliminate
unnecessary regulatory requirements;
facilitate international commerce; and
make these requirements easier to
understand.
Description of Action:
emcdonald on DSK29S0YB1PROD with PROPOSALS
Docket No. PHMSA–2011–0138 (HM–
218G), NPRM
Transportation of hazardous materials
in commerce is subject to requirements
in the HMR, issued under authority of
Federal hazardous materials
transportation law, codified at 49 U.S.C.
5001 et seq. To facilitate the safe and
efficient transportation of hazardous
materials in international commerce, the
HMR provide that both domestic and
international shipments of hazardous
materials may be offered for
transportation and transported under
provisions of the international
regulations.
Proposed Amendments to the HMR:
In this NPRM, PHMSA is proposing
to:
• Permit designated agents for nonresidents to submit designation requests
by electronic mail in addition to
traditional mail.
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• Add the TSI ‘‘Molten Sulphur Rail
Tank Car Guidance’’ document to the
list of informational materials not
requiring incorporation by reference in
§ 171.7.
• Revise the § 172.101 HMT to correct
an error in the transportation
requirements for entries listed under the
proper shipping name, ‘‘Hydrazine
Dicarbonic Acid Diazide.’’
• Revise the § 172.101 HMT to
remove the entry for ‘‘Zinc ethyl, see
Diethylzinc’’ which was superseded by
proper shipping names adopted in a
previous rulemaking.
• Revise special provision 138 in
§ 172.102 to clarify the lead solubility
calculation utilized for classification of
material as a Marine Pollutant.
• Remove references to special
provisions B72 and B74 in § 172.102.
These special provisions were removed
in a previous rulemaking, however,
twelve entries in the § 172.101 HMT
still contain references to these special
provisions.
• Revise the shipping paper
requirements in § 172.203(e) to permit
the phrase ‘‘Residue last contained’’ to
be placed before or after the basic
shipping description sequence, or for
rail shipment, directly preceding the
proper shipping name in the basic
shipping description sequence.
• Update the training recordkeeping
requirements in § 172.704 to specify that
a hazardous materials (hazmat)
employer must make hazmat employee
training records available upon request,
at a reasonable time and location, to an
authorized official of the Department of
Transportation or the Department of
Homeland Security.
• Clarify that the material of trade
exception in § 173.6 may be used when
transporting Division 2.1 and 2.2 gases
in Dewar flasks.
• Clarify the lab pack provisions in
§ 173.12 pertaining to temperaturecontrolled materials contained in a lab
pack.
• Clarify the exceptions for external
emergency self-closing valves on
CTMVs in § 173.33(g) to specify that
external emergency self-closing valves
on MC 338 cargo tanks containing
cryogenic liquids may remain open
during transportation.
• Correct an inadvertent deletion of
the § 173.62 packaging requirements for
explosives.
• Incorporate DOT SP–13556 into
§ 173.134, to authorize the
transportation by motor vehicle of
certain regulated medical wastes,
designated as sharps, in non-DOT
specification containers fitted into
wheeled racks.
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24897
• Revise the requirements for cargo
air transport of alcoholic beverages
§ 173.150 to harmonize with the ICAO
TI.
• Clarify the exceptions in § 173.159a
for non-spillable batteries secured to
skids or pallets.
• Revise § 178.2(c) to clarify the
applicability of the notification
requirements for packages containing
residues.
• Clarify the inspection record
requirements in § 180.416 for discharge
systems of cargo tanks transporting
liquefied compressed gases.
• Clarify the requirements for the
Flame Penetration Resistance test
required for chemical oxygen generators
and certain compressed gases in
Appendix E to Part 178.
Alternatives Considered:
Alternative (1): Do nothing.
Our goal is to update, clarify and
provide relief from certain existing
regulatory requirements to promote
safer transportation practices, eliminate
unnecessary regulatory requirements,
and facilitate international commerce.
We rejected the do-nothing alternative.
Alternative (2): Go forward with the
proposed amendments to the HMR in
this NPRM.
This is the selected alternative.
Environmental Consequences
Hazardous materials are substances
that may pose a threat to public safety
or the environment during
transportation because of their physical,
chemical, or nuclear properties. The
hazardous materials regulatory system is
a risk management system that is
prevention oriented and focused on
identifying a safety hazard and reducing
the probability and quantity of a
hazardous material release. Hazardous
materials are categorized by hazard
analysis and experience into hazard
classes and packing groups. The
regulations require each shipper to
classify a material in accordance with
these hazard classes and packing
groups. The process of classifying a
hazardous material is itself a form of
hazard analysis. Further, the regulations
require the shipper to communicate a
material’s hazards through use of the
hazard class, packing group, and proper
shipping name on the shipping paper
and the use of labels on packages and
placards on transport vehicles. Thus,
the shipping paper, labels, and placards
communicate the most significant
findings of the shipper’s hazard
analysis. A hazardous material is
assigned to one of three packing groups
based upon its degree of hazard, from a
high hazard, Packing Group I to a low
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hazard, Packing Group III material. The
quality, damage resistance, and
performance standards of the packaging
in each packing group are appropriate
for the hazards of the material
transported.
Under the HMR, hazardous materials
are transported by aircraft, vessel, rail,
and highway. The potential for
environmental damage or contamination
exists when packages of hazardous
materials are involved in accidents or en
route incidents resulting from cargo
shifts, valve failures, package failures,
loading, unloading, collisions, handling
problems, or deliberate sabotage. The
release of hazardous materials can cause
the loss of ecological resources (e.g.
wildlife habitats) and the contamination
of air, aquatic environments, and soil.
Contamination of soil can lead to the
contamination of ground water.
Compliance with the HMR substantially
reduces the possibility of accidental
release of hazardous materials.
Conclusion
PHMSA proposes to make
miscellaneous amendments to the HMR
based on comments from the regulated
community and PHMSA’s own
rulemaking initiatives. The proposed
amendments are intended to update,
clarify, or provide relief from certain
existing regulatory requirements to
promote safer transportation practices;
eliminate unnecessary regulatory
requirements; facilitate international
commerce; and make these
requirements easier to understand.
These proposed clarifications of
regulatory requirements, if adopted, will
foster a greater level of compliance with
the HMR and thus, diminished levels of
hazardous materials transportation
incidents affecting the health and safety
of the environment. Therefore, the net
environmental impact of this proposal
will be positive.
emcdonald on DSK29S0YB1PROD with PROPOSALS
J. Privacy Act
Anyone is able to search the
electronic form of any written
communications and comments
received into any of our dockets by the
name of the individual submitting the
document (or signing the document, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (65 FR
19477), or you may visit https://
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Jkt 226001
www.regulations.gov/search/footer/
privacyanduse.jsp.
K. International Trade Analysis
The Trade Agreements Act of 1979
(Pub. L. 96–39), as amended by the
Uruguay Round Agreements Act (Pub.
L. 103–465), prohibits Federal agencies
from establishing any standards or
engaging in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Pursuant to these Acts, the
establishment of standards are not
considered unnecessary obstacles to the
foreign commerce of the United States,
so long as the standards have a
legitimate domestic objective, such as
the protection of safety, and do not
operate in a manner that excludes
imports that meet this objective. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards. PHMSA notes the
purpose is to ensure the safety of the
American public, and has assessed the
effects of this rule to ensure that it does
not exclude imports that meet this
objective. As a result, this proposed rule
is not considered as creating an
unnecessary obstacle to foreign
commerce.
49 CFR Part 177
Hazardous materials transportation,
Loading and unloading, Segregation and
separation.
49 CFR Part 178
Hazardous materials transportation,
Incorporation by reference, Motor
vehicle safety, Packaging and
containers, Reporting and recordkeeping
requirements.
49 CFR Part 180
Hazardous materials transportation,
Motor carriers, Motor vehicle safety,
Packaging and containers, Railroad
safety, Reporting and recordkeeping
requirements.
In consideration of the foregoing, we
propose to amend 49 CFR chapter I as
follows:
PART 105—HAZARDOUS MATERIALS
PROGRAM PROCEDURES
1. The authority citation for part 105
continues to read as follows:
Authority: 49 U.S.C. 5101–5127; 49 CFR
1.53.
2. In § 105.40, paragraph (d) is revised
to read as follows:
List of Subjects
§ 105.40 Designated agents for nonresidents.
49 CFR Part 105
*
Administrative practice and
procedure, Hazardous materials
transportation, Penalties, Reporting and
recordkeeping requirements.
49 CFR Part 171
Exports, Hazardous materials
transportation, Hazardous waste,
Imports, Incorporation by reference,
Reporting and recordkeeping
requirements.
49 CFR Part 172
Education, Hazardous materials
transportation, Hazardous waste,
Incorporation by reference, Labeling,
Markings, Packaging and containers,
Reporting and recordkeeping
requirements.
49 CFR Part 173
Hazardous materials transportation,
Incorporation by reference, Packaging
and containers, Radioactive materials,
Reporting and recordkeeping
requirements, Uranium.
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*
*
*
*
(d) Each designation must be
submitted to: Approvals and Permits
Division, Pipeline and Hazardous
Materials Safety Administration, Attn:
PHH–30, U.S. Department of
Transportation, East Building, 1200
New Jersey Avenue SE., Washington,
DC 20590–0001 or by electronic mail to:
specialpermits@dot.gov or
approvals@dot.gov as appropriate.
*
*
*
*
*
PART 171—GENERAL INFORMATION,
REGULATIONS, AND DEFINITIONS
3. The authority citation for part 171
continues to read as follows:
Authority: 49 U.S.C. 5101–5128, 44701; 49
CFR 1.45 and 1.53; Pub. L. 101–410 section
4 (28 U.S.C. 2461 note); Pub. L. 104–134,
section 31001.
4. In § 171.7, in the paragraph (b)
table, the following entry is added:
§ 171.7
Reference material.
(b) * * *
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Federal Register / Vol. 77, No. 81 / Thursday, April 26, 2012 / Proposed Rules
Source and name of material
49 CFR reference
*
*
*
*
*
*
The Sulphur Institute, 1140 Connecticut Avenue NW., Washington, DC 20036
Molten Sulphur Rail Tank Car Guidance document, November 2011 final edition .........................................................
*
*
*
*
*
*
*
*
*
*
PART 172—HAZARDOUS MATERIALS
TABLE, SPECIAL PROVISIONS,
HAZARDOUS MATERIALS
COMMUNICATIONS, EMERGENCY
RESPONSE INFORMATION, AND
TRAINING REQUIREMENTS
5. The authority citation for part 172
continues to read as follows:
*
172.102
*
*
Authority: 49 U.S.C. 5101–5128, 44701; 49
CFR 1.53.
6. In § 172.101, the Hazardous
Materials Table is amended by removing
the entries under ‘‘[REMOVE]’’, by
adding the entries under ‘‘[ADD]’’ and
revising entries under ‘‘[REVISE]’’ in the
appropriate alphabetical sequence to
read as follows:
§ 172.101 Purpose and use of hazardous
materials table.
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*
*
26APP1
*
*
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Ethyl phosphonothioic dichloride, anhydrous.
tert-Butyl isocyanate ........
[REVISE]
Paint related material,
flammable, corrosive
(including paint thinning
or reducing compound).
Hydrazine dicarbonic acid
diazide.
[ADD]
Zinc ethyl, see Diethylzinc.
Hydrazine dicarbonic acid
diazide.
[REMOVE]
(2)
Ethyl phosphonous dichloride, anhydrous
pyrophoric liquid.
Ethyl
phosphorodichloridate.
D .................
(1)
Symbols
Hazardous materials
descriptions and
proper shipping
names
emcdonald on DSK29S0YB1PROD with PROPOSALS
D .................
D .................
*
*
*
*
26APP1
6.1
6.1
6.1
6.1
3
*
Forbidden
*
*
*
Forbidden
(3)
Hazard
class or
division
*
(5)
PG
8, 6.1 ........
(4)
Identification
numbers
NA2927 ....
NA2845 ....
*
NA2927 ....
*
UN2484 ....
*
*
UN3469 ....
*
*
*
*
*
*
3, 8 .............
I ................
I ................
I ................
6.1, 8 ..........
6.1, 4.2 .......
*
6.1, 8 ..........
*
6.1, 3 ..........
*
3, 8 .............
III ..............
I ................
*
(7)
*
2, B9, B14,
B32, T20,
TP4, TP12,
TP13, TP38,
TP45.
2, B9, B14,
B32, T20,
TP4, TP12,
TP13, TP38,
TP45.
2, B9, B14,
B32, T20,
TP4, TP12,
TP13, TP38,
TP45.
*
1, B9, B14,
B30, T20,
TP2, TP13,
TP38, TP44.
*
IB3, T4, TP1,
TP29.
*
IB2, T7, TP2,
TP8, TP28.
*
*
*
B16, B53,
None ................
IB2, T7,
TP2, TP13.
B16, B53,
154 ...................
IB3, T4,
TP1.
II ...............
III ..............
*
8, 6.1 ........
II ...............
*
(6)
Label codes
Special
provisions
(§ 172.102)
*
None .........
None .........
*
None .........
*
None .........
*
150 ...........
*
150 ...........
*
*
*
203 ...........
202 ...........
(8A)
Exceptions
227 ...........
227 ...........
227 ...........
226 ...........
203 ...........
202 ...........
241 ...........
243 ...........
(8B)
Non-bulk
(8)
Packaging
(§ 173.***)
§ 172.101—HAZARDOUS MATERIALS TABLE
244 ...........
244 ...........
*
244 ...........
*
244 ...........
*
242 ...........
*
243 ...........
*
*
*
5 L ............
Forbidden
*
(8C)
Bulk
*
Forbidden
Forbidden
*
Forbidden
*
Forbidden
*
5 L ............
*
1 L ............
*
*
*
60 L ..........
30 L ..........
(9A)
Passenger
aircraft/rail
Forbidden
Forbidden
Forbidden
Forbidden
60 L ..........
5 L ............
D ...............
D ...............
(9B)
Cargo aircraft only
(9)
Quantity limitations
D ...............
D ...............
D ...............
D ...............
A ...............
B ...............
40 .............
40 .............
(10A)
Location
40
18
40
40
40
40
III
II
(10B)
Other
(10)
Vessel stowage
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Sulfur, molten ..................
Sulfuric acid, fuming with
30 percent or more free
sulfur trioxide.
Methyl phosphonous dichloride, pyrophoric liquid.
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G .................
G .................
G .................
Toxic by inhalation liquid,
corrosive, flammable,
n.o.s. with an inhalation
toxicity lower than or
equal to 200 ml/m3 and
saturated vapor concentration greater than
or equal to 500 LC50.
Toxic by inhalation liquid,
corrosive, flammable,
n.o.s. with an inhalation
toxicity lower than or
equal to 1000 ml/m3
and saturated vapor
concentration greater
than or equal to 10
LC50.
Toxic by inhalation liquid,
flammable, corrosive,
n.o.s. with an inhalation
toxicity lower than or
equal to 200 ml/m3 and
saturated vapor concentration greater than
or equal to 500 LC50.
Toxic by inhalation liquid,
flammable, corrosive,
n.o.s. with an inhalation
toxicity lower than or
equal to 1000 ml/m3
and saturated vapor
concentration greater
than or equal to 10
LC50.
I ..................
G .................
Sulfur, molten ..................
D .................
+ .................
D .................
emcdonald on DSK29S0YB1PROD with PROPOSALS
*
*
*
*
6.1
6.1
6.1
6.1
4.1
9
8
6.1
UN3489 ....
UN3488 ....
UN3493 ....
*
UN3492 ....
UN2448 ....
*
NA2448 ....
*
UN1831 ....
*
NA2845 ....
I ................
I ................
I ................
I ................
III ..............
III ..............
I ................
I ................
6.1, 3, 8 ......
6.1, 3, 8 ......
6.1, 8, 3 ......
*
6.1, 8, 3 ......
4.1 ..............
*
9 .................
*
8, 6.1 ..........
*
6.1, 4.2 .......
2, B9, B14,
B32, T20,
TP2, TP13,
TP27, TP38,
TP45.
1, B9, B14,
B30, T22,
TP2, TP13,
TP27, TP38,
TP44.
2, B9, B14,
B32, T20,
TP2, TP13,
TP27, TP38,
TP45.
*
1, B9, B14,
B30, T22,
TP2, TP13,
TP27, TP38,
TP44.
*
30, B13, IB3,
R1, T1, TP3.
30, B13, IB1,
R1 T1, TP3.
*
2, B9, B14,
B32, B77,
B84, N34,
T20, TP2,
TP12, TP13.
*
2, B9, B14,
B16, B32,
T20, TP4,
TP12, TP13,
TP38, TP45.
None .........
None .........
None .........
*
None .........
None .........
*
None .........
*
None .........
*
None .........
227 ...........
226 ...........
227 ...........
226 ...........
213 ...........
213 ...........
227 ...........
227 ...........
244 ...........
244 ...........
244 ...........
*
244 ...........
247 ...........
*
247 ...........
*
244 ...........
*
244 ...........
Forbidden
Forbidden
Forbidden
*
Forbidden
Forbidden
*
Forbidden
*
Forbidden
*
Forbidden
Forbidden
Forbidden
Forbidden
Forbidden
Forbidden
Forbidden
Forbidden
Forbidden
D ...............
D ...............
D ...............
D ...............
C ...............
C ...............
C ...............
D ...............
40, 125
40, 125
40, 125
40, 125
74
61
14, 40
18
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G .................
G .................
Toxic by inhalation liquid,
water-reactive, flammable, n.o.s. with an
inhalation toxicity lower
than or equal to 200
ml/m3 and saturated
vapor concentration
greater than or equal to
500 LC50.
Toxic by inhalation liquid,
water-reactive, flammable, n.o.s. with an
inhalation toxicity lower
than or equal to 1000
ml/m3 and saturated
vapor concentration
greater than or equal to
10 LC50.
(1)
Symbols
Hazardous materials
descriptions and
proper shipping
names
emcdonald on DSK29S0YB1PROD with PROPOSALS
*
*
(3)
6.1
6.1
Hazard
class or
division
Jkt 226001
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*
UN3491 ....
*
UN3490 ....
(4)
Identification
numbers
I ................
I ................
(5)
PG
*
6.1, 4.3, 3 ...
*
6.1, 4.3, 3 ...
(6)
Label codes
Frm 00030
*
2, B9, B14,
B32, T20,
TP2, TP13,
TP27, TP38,
TP45.
*
1, B9, B14,
B30, T22,
TP2, TP13,
TP27, TP38,
TP44.
(7)
Special
provisions
(§ 172.102)
*
None .........
*
None .........
(8A)
Exceptions
227 ...........
226 ...........
(8B)
Non-bulk
(8)
Packaging
(§ 173.***)
§ 172.101—HAZARDOUS MATERIALS TABLE—Continued
*
244 ...........
*
244 ...........
(8C)
Bulk
*
Forbidden
*
Forbidden
(9A)
Passenger
aircraft/rail
Forbidden
Forbidden
(9B)
Cargo aircraft only
(9)
Quantity limitations
D ...............
D ...............
(10A)
Location
21, 28, 40,
49
21, 28, 40,
49
(10B)
Other
(10)
Vessel stowage
24902
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*
*
*
*
*
7. In § 172.102, special provision 138
is added in paragraph (c)(1) and special
provision R1 in paragraph (c)(6) is
revised to read as follows:
§ 172.102
Special Provisions.
*
*
*
*
*
(c) * * *
(1) * * *
138 This entry applies to lead
compounds which, when mixed in a
ratio of 1:1,000 with 0.07 M (Molar
concentration) hydrochloric acid and
stirred for one hour at a temperature of
23 °C ± 2 °C, exhibit a solubility of more
than 5 percent. Lead compounds which,
when mixed in a ratio of 1:1,000 with
0.07 M (Molar concentration)
hydrochloric acid and stirred for one
hour at a temperature of 23 °C ± 2 °C,
exhibit a solubility of 5 percent or less
are not subject to the requirements of
this subchapter unless they meet criteria
as another hazard class or division. Lead
compounds that have a solubility of 5
percent or less in accordance with this
special provision are not subject to the
requirements of this subchapter that
pertain to Marine Pollutants.
*
*
*
*
*
(6) * * *
R1 A person who offers for
transportation tank cars containing
sulfur, molten or residue of sulfur,
molten may reference the Sulphur
Institute’s, ‘‘Molten Sulphur Rail Tank
Car Guidance document’’ (see § 171.7 of
this subchapter) to indentify tank cars
that may pose a risk in transportation
due to the accumulation of molten
sulfur on the outside of the tank.
*
*
*
*
*
8. In § 172.203 paragraph (e) is revised
to read as follows:
§ 172.203 Additional description
requirements.
emcdonald on DSK29S0YB1PROD with PROPOSALS
*
*
*
*
*
(e) * * * (1) The description on the
shipping paper for a packaging
containing the residue of a hazardous
material may include the words
‘‘RESIDUE: Last Contained * * * ’’
immediately before or after the basic
shipping description on the shipping
paper.
(2) The description on the shipping
paper for a tank car containing the
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residue of a hazardous material must
include the phrase, ‘‘RESIDUE: LAST
CONTAINED * * *’’ immediately
before or after the basic shipping
description or immediately preceding
the proper shipping name of the
material on the shipping paper.
9. In § 172.704, paragraph (d) is
revised to read as follows:
§ 172.704
Training requirements.
*
*
*
*
*
(d) Recordkeeping. Each hazmat
employer must create and retain a
record of current training of each
hazmat employee, inclusive of the
preceding three years, in accordance
with this section for as long as that
employee is employed by that employer
as a hazmat employee and for 90 days
thereafter. A hazmat employer must
make a hazmat employee’s record of
current training available upon request,
at a reasonable time and location, to an
authorized official of the Department of
Transportation or the Department of
Homeland Security. The record must
include:
*
*
*
*
*
PART 173—SHIPPERS—GENERAL
REQUIREMENTS FOR SHIPMENTS
AND PACKAGINGS
10. The authority citation for part 173
continues to read as follows:
Authority: 49 U.S.C. 5101–5128, 44701; 49
CFR 1.45 and 1.53.
11. In § 173.6, paragraph (a)(2) is
revised to read as follows:
§ 173.6
Materials of trade exceptions.
*
*
*
*
*
(a) * * *
(2) A Division 2.1 or 2.2 material in
a cylinder with a gross weight not over
100 kg (220 pounds), in a Dewar flask
meeting the requirements of § 173.320,
or a permanently mounted tank
manufactured to the ASME Code of not
more than 70 gallon water capacity for
a non-liquefied Division 2.2 material
with no subsidiary hazard.
*
*
*
*
*
12. In § 173.12, paragraph (b)(3) is
revised to read as follows:
§ 173.12 Exceptions for shipment of waste
materials.
*
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*
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*
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*
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(b) * * *
(3) Prohibited materials. The
following waste materials may not be
packaged or described under the
provisions of this paragraph (b): a
material poisonous-by-inhalation, a
temperature controlled material unless
it complies with § 173.21(f)(1), a
Division 6.1, Packing Group I material,
chloric acid, and oleum (fuming sulfuric
acid).
*
*
*
*
*
13. In § 173.33, paragraph (g) is
revised to read as follows:
§ 173.33 Hazardous materials in cargo
tank motor vehicles.
*
*
*
*
*
(g) Remote control of self-closing stop
valves—MC 330, MC 331 and MC 338
cargo tanks. Each liquid or vapor
discharge opening in an MC 330 or MC
331 cargo tank and each liquid filling
and liquid discharge line in an MC 338
cargo tank must be provided with a
remotely controlled internal self-closing
stop valve, except when an MC 330 or
MC 331 cargo tank is marked and used
exclusively to transport carbon dioxide,
or except when an MC 338 is used to
transport argon, carbon dioxide, helium,
krypton, neon, nitrogen, and xenon, or
except when an MC 338 utilizes an
external self-closing stop valve to
comply with the requirements in
§ 178.338–11(b). However, if the cargo
tank motor vehicle was certified before
January 1, 1995, this requirement is
applicable only when an MC 330 or MC
331 cargo tank is used to transport a
flammable liquid, flammable gas,
hydrogen chloride (refrigerated liquid),
or anhydrous ammonia; or when an MC
338 cargo tank is used to transport
flammable ladings.
*
*
*
*
*
14. In § 173.62, in paragraph (c)(5), in
the Table of Packing Methods, Packing
Instructions 130 is revised to read as
follows:
§ 173.62 Specific packaging requirements
for explosives.
*
*
*
(c) * * *
(5) * * *
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TABLE OF PACKING METHODS
Packaging instruction
Intermediate
packagings
Inner packagings
Outer packaging
*
*
*
*
*
*
*
130 ........................................................................ Not necessary ....... Not necessary ....... Boxes. Steel (4A). Aluminum (4B) Wood natural,
Particular Packaging Requirements:
ordinary (4C1). Wood natural, sift-proof walls
1. The following applies to UN 0006, 0009,
(4C2) Plywood (4D). Reconstituted wood (4F).
0010, 0015, 0016, 0018, 0019, 0034,
Fiberboard (4G). Plastics, expanded (4H1).
0035, 0038, 0039, 0048, 0056, 0137,
Plastics, solid (4H2). Drums. Steel, removable
0138, 0168, 0169, 0171, 0181, 0182,
head (1A2). Aluminum, removable head (1B2).
0183, 0186, 0221, 0238, 0243, 0244,
Plywood (1D). Fiber (1G). Plastics, removable
0245, 0246, 0254, 0280, 0281, 0286,
head (1H2). Large Packagings. Steel (50A)
0287, 0297, 0299, 0300, 0301, 0303,
Aluminum (50B) Metal other than steel or alu0321, 0328, 0329, 0344, 0345, 0346,
minum (50N) Rigid plastics (50H) Natural
0347, 0362, 0363, 0370, 0412, 0424,
wood (50C) Plywood (50D) Reconstituted
0425, 0434, 0435, 0436, 0437, 0438,
wood (50F) Rigid fiberboard (50G).
0451, 0459 and 0488. Large and robust
explosives articles, normally intended for
military use, without their means of initiation or with their means of initiation containing at least two effective protective
features, may be carried unpackaged.
When such articles have propelling
charges or are self-propelled, their ignition
systems must be protected against stimuli
encountered during normal conditions of
transport. A negative result in Test Series
4 on an unpackaged article indicates that
the article can be considered for transport
unpackaged. Such unpackaged articles
may be fixed to cradles or contained in
crates or other suitable handling devices..
2. Subject to approval by the Associate Administrator, large explosive articles, as
part of their operational safety and suitability tests, subjected to testing that
meets the intentions of Test Series 4 of
the UN Manual of Tests and Criteria with
successful test results, may be offered for
transportation in accordance with the requirements of this subchapter.
*
*
*
15. In § 173.134, paragraph (c)(2) is
revised to read as follows:
§ 173.134 Class 6, Division 6.2—
Definitions and exceptions.
emcdonald on DSK29S0YB1PROD with PROPOSALS
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*
*
*
*
(c) * * *
(2) * * *
(viii) Documents intended for
destruction in accordance with the
Health Insurance Portability and
Accountability Act of 1996 (HIPAA)
requirements;
(ix) Medical or clinical equipment
and laboratory products provided they
are properly packaged and secured
against exposure or contamination; and
(x) Sharps in sharp containers
provided the containers are securely
closed to prevent leaks or punctures; do
not exceed 18 gallons capacity;
registered under the Medical Device
Regulations of FDA; made of puncture
resistant plastic that meets ASTM
Standard F2132–01, Standard
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*
*
Specification for Puncture Resistance of
Materials Used in Containers for
Discarded Medical Needles and Other
Sharps; and are securely fitted into
wheeled racks that hold them in an
upright position. The wheeled racks
must contain full rows of sharps
containers secured in place by a
moveable bar; and must be securely
held in place on the motor vehicle by
straps or load bars during
transportation. No shelf in any wheeled
rack may exceed the manufacturer’s
recommended load capacity.
*
*
*
*
*
16. In § 173.150, paragraph (d) is
revised to read as follows:
§ 173.150 Exceptions for Class 3
(flammable and combustible liquids).
*
*
*
*
*
(d) Alcoholic beverages. (1) An
alcoholic beverage (wine and distilled
spirits as defined in 27 CFR §§ 4.10 and
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*
*
5.11), when transported via motor
vehicle, vessel, or rail, is not subject to
the requirements of this subchapter if
the alcoholic beverage:
(i) Contains 24 percent or less alcohol
by volume;
(ii) Is contained in an inner packaging
of 5 L (1.3 gallons) or less; or
(iii) Is a Packing Group III alcoholic
beverage contained in a packaging 250
liters (66 gallons) or less;
(2) An alcoholic beverage (wine and
distilled spirits as defined in 27 CFR
§§ 4.10 and 5.11), when transported via
aircraft, is not subject to the
requirements of this subchapter if the
alcoholic beverage:
(i) Contains 24 percent or less alcohol
by volume;
(ii) For transportation aboard a
passenger-carrying aircraft, contains
more than 24 percent but less than 70
percent alcohol by volume when in
unopened retail packagings not
exceeding 5 liters (1.3 gallons) carried in
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carry-on or checked baggage, with a
total net quantity per person of 5 liters
(1.3 gallons) (See § 175.10(a)(4)).
(iii) For transportation aboard a cargo
aircraft contains more than 24 percent
but less than 70 percent alcohol by
volume in an inner packaging of 5 L (1.3
gallons) or less.
*
*
*
*
*
17. In § 173.159a, paragraph (c)(1) is
revised to read as follows:
§ 173.159a
batteries.
Exceptions for non-spillable
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PART 177—CARRIAGE BY PUBLIC
HIGHWAY
18. The authority citation for part 177
continues to read as follows:
Authority: 49 U.S.C. 5101–5127; 49 CFR
1.53.
*
*
*
*
(c) Non-spillable batteries are
excepted from the packaging
requirements of § 173.159 under the
following conditions:
(1) Non-spillable batteries must be
securely packed in strong outer
packagings or secured to skids or pallets
capable of withstanding the shocks
normally incident to transportation. The
batteries must meet the requirements of
§ 173.159(a), be loaded or braced so as
to prevent damage and short circuits in
transit, and any other material loaded in
the same vehicle must be blocked,
braced, or otherwise secured to prevent
contact with or damage to the batteries.
A non-spillable battery which is an
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*
integral part of and necessary for the
operation of mechanical or electronic
equipment must be securely fastened in
the battery holder on the equipment.
*
*
*
*
*
19. In § 177.834, paragraph (j)(2) is
revised to read as follows:
§ 177.834
General requirements.
*
*
*
*
*
(j) * * *
(2) All valves and other closures in
liquid discharge systems are closed and
free of leaks, except external emergency
self-closing valves on MC 338 cargo
tanks containing the residue of
cryogenic liquids may remain either
open or closed during transit.
*
*
*
*
*
PO 00000
PART 178—SPECIFICATIONS FOR
PACKAGINGS
20. The authority citation for part 178
continues to read as follows:
Authority: 49 U.S.C. 5101–5128; 49 CFR
1.53.
21. In § 178.2, paragraph (c)(1) is
revised to read as follows:
§ 178.2
Applicability and responsibility.
*
*
*
*
*
(c) Notification. (1) Except as
specifically provided in §§ 178.337–18,
178.338–19 and 178.345–15 of this part
or for empty packagings meeting the
requirements specified in§ 173.29(b),
the manufacturer or other person
certifying compliance with the
requirements of this part, and each
subsequent distributor of that packaging
must:
*
*
*
*
*
22. In Appendix E to part 178 Figure
1 and Figure 2 are added following the
text.
Appendix E to Part 178—Flame
Penetration Resistance Test
*
*
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*
BILLING CODE 4910–60–P
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Federal Register / Vol. 77, No. 81 / Thursday, April 26, 2012 / Proposed Rules
PART 180—CONTINUING
QUALIFICATION AND MAINTENANCE
OF PACKAGINGS
emcdonald on DSK29S0YB1PROD with PROPOSALS
23. The authority citation for part 180
continues to read as follows:
Authority: 49 U.S.C. 5101–5128; 49 CFR
1.53.
24. In § 180.416, paragraph (d)(5) is
revised to read as follows:
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§ 180.416 Discharge system inspection
and maintenance program for cargo tanks
transporting liquefied compressed gases.
*
*
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*
(d) * * *
(5) The operator must note each
inspection in a record. That record must
include the inspection date, the name of
the person performing the inspection,
the hose assembly identification
number, the manufacturer of the hose
assembly, the date the hose was
assembled and tested, and an indication
that the delivery hose assembly and
piping system passed or failed the tests
and inspections. A copy of each test and
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inspection record must be retained by
the operator at its principal place of
business or where the vehicle is housed
or maintained until the next test of the
same type is successfully completed.
*
*
*
*
*
Issued in Washington, DC, on April 19,
2012, under authority elegated in 49 CFR part
106.
R. Ryan Posten,
Deputy Associate Administrator for
Hazardous Materials Safety, Pipeline and
Hazardous Materials Safety Administration.
[FR Doc. 2012–9895 Filed 4–25–12; 8:45 am]
BILLING CODE 4910–60–P
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24907
Agencies
[Federal Register Volume 77, Number 81 (Thursday, April 26, 2012)]
[Proposed Rules]
[Pages 24885-24907]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-9895]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials Safety Administration
49 CFR Parts 105, 171, 172, 173, 177, 178, and 180
[Docket No. PHMSA-2011-0138 (HM-218G)]
RIN 2137-AE78
Hazardous Materials; Miscellaneous Amendments (RRR)
AGENCY: Pipeline and Hazardous Materials Safety Administration (PHMSA),
DOT.
ACTION: Notice of proposed rulemaking (NPRM).
-----------------------------------------------------------------------
SUMMARY: PHMSA proposes to make miscellaneous amendments to the
Hazardous Materials Regulations to update and clarify certain
regulatory requirements. These proposed amendments are designed to
promote safer transportation practices; eliminate unnecessary
regulatory requirements; address a petition for rulemaking; incorporate
a special permit into the Hazardous Materials Regulations; facilitate
international commerce; and simplify the regulations. Among other
provisions, PHMSA is proposing to update various entries in the
Hazardous Materials Table and corresponding special provisions, clarify
the lab pack requirements for temperature-controlled materials, and
revise the training requirements to require that a hazardous material
employer must make hazardous materials employee training records
available upon request to an authorized official of the Department of
Transportation (DOT) or the Department of Homeland Security (DHS).
DATES: Comments must be received by June 25, 2012.
ADDRESSES: You may submit comments by any of the following methods:
Federal Rulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
Fax: 202-493-2251.
Mail: Dockets Management System; U.S. Department of
Transportation, Dockets Operations, M-30, Ground
[[Page 24886]]
Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590-
0001.
Hand Delivery: To U.S. Department of Transportation,
Dockets Operations, M-30, Ground Floor, Room W12-140, 1200 New Jersey
Avenue SE., Washington, DC 20590-0001, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal holidays.
Instructions: Include the agency name and docket number PHMSA-2011-
0138 (HM-218G) or rule identification number (RIN 2137-AE78) for this
rulemaking at the beginning of your comment. Note that all comments
received will be posted without change to https://www.regulations.gov
including any personal information provided. If sent by mail, comments
must be submitted in duplicate. Persons wishing to receive confirmation
of receipt of their comments must include a self-addressed stamped
postcard.
Privacy Act: Anyone is able to search the electronic form of any
written communications and comments received into any of our dockets by
the name of the individual submitting the document (or signing the
document, if submitted on behalf of an association, business, labor
union, etc.). You may review DOT's complete Privacy Act Statement in
the Federal Register published on April 11, 2000 (65 FR 19477), or you
may visit https://www.regulations.gov.
Docket: You may view the public docket through the Internet at
https://www.regulations.gov or in person at the Docket Operations office
at the above address (See ADDRESSES).
FOR FURTHER INFORMATION CONTACT: Rob Benedict, Standards and Rulemaking
Division, (202) 366-8553, Pipeline and Hazardous Materials Safety
Administration, U.S. Department of Transportation, 1200 New Jersey
Avenue SE., Washington, DC 20590-0001.
SUPPLEMENTARY INFORMATION:
Contents
I. Background
II. Section-by-Section Review
III. Regulatory Analyses and Notices
A. Statutory/Legal Authority for the Rulemaking
B. Executive Order 12866, Executive Order 13563 and DOT
Regulatory Policies and Procedures
C. Executive Order 13132
D. Executive Order 13175
E. Regulatory Flexibility Act, Executive Order 13272, and DOT
Procedures and Policies
F. Paperwork Reduction Act
G. Regulatory Identifier Number (RIN)
H. Unfunded Mandates Reform Act
I. Environmental Assessment
J. Privacy Act
K. International Trade Analysis
I. Background
The purpose of this NPRM is to update and clarify existing
requirements by incorporating changes into the Hazardous Materials
Regulations (HMR; 49 CFR parts 171-180) based on PHMSA's own
initiatives. The proposed amendments were identified through an
extensive review of the HMR and previously-issued letters of
interpretation to the regulated hazardous materials transportation
community. In addition, this NPRM proposes to incorporate a widely-held
special permit with a longstanding history of safety into the HMR and
respond to a petition for rulemaking. To this end, PHMSA is proposing
to revise, clarify, and relax certain regulatory requirements.
Specifically, PHMSA is proposing to:
Permit designated agents for non-residents to submit
designation requests by electronic mail in addition to traditional
mail.
Add the Sulphur Institute's (TSI) ``Molten Sulphur Rail
Tank Car Guidance'' document to the list of informational materials not
requiring incorporation by reference in Sec. 171.7 (Responds to
petition for rulemaking P-1581).
Revise the Sec. 172.101 Hazardous Materials Table (HMT)
to correct an error in the transportation requirements for entries
listed under the proper shipping name, ``Hydrazine Dicarbonic Acid
Diazide.''
Revise the Sec. 172.101 HMT to remove the entry for
``Zinc ethyl, see Diethylzinc'' which was superseded by proper shipping
names adopted in a previous rulemaking.
Revise special provision 138 in Sec. 172.102 to clarify
the lead solubility calculation utilized for classification of material
as a Marine Pollutant.
Remove references to special provisions B72 and B74 in
Sec. 172.102. These special provisions were removed in a previous
rulemaking; however, twelve entries in the Sec. 172.101 HMT still
contain references to these special provisions.
Revise the shipping paper requirements in Sec. 172.203(e)
to permit the phrase ``Residue last contained'' to be placed before or
after the basic shipping description sequence, or for rail shipments,
directly preceding the proper shipping name in the basic shipping
description sequence.
Update the training recordkeeping requirements in Sec.
172.704 to specify that a hazardous materials (hazmat) employer must
make hazmat employee training records available upon request, at a
reasonable time and location, to an authorized official of the
Department of Transportation or the Department of Homeland Security.
Clarify that the material of trade exception in Sec.
173.6 may be used when transporting Division 2.1 and 2.2 gases in Dewar
flasks.
Clarify the lab pack provisions in Sec. 173.12 pertaining
to temperature-controlled materials contained in a lab pack.
Clarify the exceptions for external emergency self-closing
valves on cargo tank motor vehicles (CTMVs) in Sec. 173.33(g) to
specify that external emergency self-closing valves on MC 338 cargo
tanks containing cryogenic liquids may remain open during
transportation.
Correct an inadvertent deletion of the Sec. 173.62
packaging requirements for explosives.
Incorporate special permit DOT SP-13556 into Sec.
173.134, to authorize the transportation by motor vehicle of certain
regulated medical wastes, designated as sharps, in non-DOT
specification containers fitted into wheeled racks.
Revise the requirements for cargo air transport of
alcoholic beverages Sec. 173.150 to harmonize with the International
Civil Aviation Organization's (ICAO) Technical Instructions (TI).
Clarify the exceptions in Sec. 173.159a for non-spillable
batteries secured to skids or pallets.
Revise Sec. 178.2(c) to clarify the applicability of the
notification requirements for packages containing residues.
Clarify the inspection record requirements in Sec.
180.416 for discharge systems of cargo tanks transporting liquefied
compressed gases.
Clarify the requirements for the Flame Penetration
Resistance test required for chemical oxygen generators and certain
compressed gases in Appendix E to Part 178.
II. Section-by-Section Review
Part 105
Section 105.40
This section provides the requirements for designated agents for
non-residents. In specific instances, such as the approval of fireworks
manufactured by a foreign entity, the HMR require non-residents of the
United States who perform hazmat operations within the United States to
designate a permanent resident of the United States to act as an agent
and receive documents on behalf of the non-
[[Page 24887]]
resident. As specified in the HMR, non-residents of the United States
must prepare a designation notification and file it with PHMSA in
accordance with Sec. 105.40.
Currently, the HMR only permits designated agent notification
documents to be mailed to the Approvals and Permits Division, Pipeline
and Hazardous Materials Safety Administration, Attn: PHH-30, U.S.
Department of Transportation, East Building, 1200 New Jersey Avenue
SE., Washington, DC 20590-0001, as specified in Sec. 105.40(d).
Revising this requirement to allow an agent designation to be
transmitted by electronic mail would provide greater regulatory
flexibility and align the submission of these documents with the
procedures currently in place for the submission of other documents
required by PHMSA.
In this NPRM, PHMSA is proposing to amend Sec. 105.40(d) to permit
agent designations to be submitted by electronic mail to the special
permits or approvals office, as appropriate. The option to submit a
completed agent designation to the Approvals and Permits Division by
mail would remain unchanged.
Part 171
Section 171.7
The National Technology Transfer and Advancement Act of 1995 (15
U.S.C. 272) directs agencies to use voluntary consensus standards in
lieu of government-unique standards except where inconsistent with law
or otherwise impractical. Section 171.7 lists all standards
incorporated by reference into the HMR and informational materials not
requiring incorporation by reference. The informational materials not
requiring incorporation by reference are noted throughout the HMR and
provide best practices and additional safety measures that while not
mandatory, may enhance safety and compliance.
The Sulphur Institute (TSI) represents the sulphur industry in the
United States on a variety of issues including the safe transportation
of sulphur in commerce. TSI submitted petition P-1581 requesting that
PHMSA incorporate by reference TSI's ``Molten Sulphur Tank Rail Car
Guidance Document.'' TSI also requested that we amend Sec.
173.24(b)(4) to add the sentence ``Dried residue of molten sulfur on
tank cars shall meet the `Molten Sulphur Rail Car Guidance Document'
incorporated by reference in Sec. 171.7.'' TSI recognizes that molten
sulphur rail tank cars with formed, solid sulphur obscuring tank car
markings, labels, and stencils can present a safety risk. Furthermore,
markings and labels with diminished visibility due to molten sulphur
residue present an obstacle to not only those responsible for the safe
handling of these rail tank cars, but also to first responders who rely
on rapid and accurate identification of a material through hazard
communication markings in the event of an accident or incident.
Further, the presence of an excessive amount of formed, solid sulphur
on molten sulphur tank car safety appliances may also lead to decreased
effectiveness of safety equipment. To address these issues, TSI has
created a document entitled ``Molten Sulphur Rail Tank Car Guidance''
which provides best practices for the safe transport of molten sulphur
in rail tank cars.
In this rulemaking, PHMSA proposes to adopt ``Molten Sulphur Rail
Tank Car Guidance'' in the list of informational materials not
requiring incorporation by reference in Sec. 171.7(b). The inclusion
of this document as reference material in the HMR should provide rail
shippers of molten sulfur with a greater situational awareness of safe
transport conditions for this particular commodity and reduce rail
incidents for this hazardous material. In addition, PHMSA proposes to
revise the entries for ``Sulfur, Molten'' specified in the Sec.
172.101 HMT to reference special provision ``R1'' and add special
provision ``R1'' to the R codes specified in Sec. 172.102(c)(6). This
new special provision will recommend the use of the Molten Sulphur Rail
Tank Car Guidance document when transporting ``Sulfur, Molten''
residues by rail; however, it will not make its use mandatory. By
referencing this document, we believe a greater level of safety may be
achieved during the transportation of rail tanks cars which have held
or currently hold molten sulfur.
Part 172
Section 172.101
This section contains the HMT and explanatory text for each of the
columns in the table. In this NPRM, PHMSA is proposing a number of
revisions to the Sec. 172.101 HMT, and the special provisions
specified in Sec. 172.102 to clarify the regulations and correct
inadvertent errors. Proposed changes to the Sec. 172.101 HMT will
appear as an, ``add,'' ``remove,'' or ``revise,'' and include the
following:
Hydrazine dicarbonic acid diazide
Zinc ethyl, see Diethylzinc
Hydrazine dicarbonic acid diazide
UN3469 Paint related material, flammable, corrosive
(including paint thinning or reducing compound)
UN2484 tert-Butyl isocyanate
NA2927 Ethyl phosphonothioic dichloride, anhydrous
NA2845 Ethyl phosphonous dichloride, anhydrous pyrophoric
liquid
NA2927 Ethyl phosphorodichloridate
NA2845 Methyl phosphonous dichloride, pyrophoric liquid
UN1831 Sulfuric acid, fuming with 30 percent or more free
sulfur trioxide
NA2448 Sulfur, molten
UN2448 Sulfur, molten
UN3492 Toxic by inhalation liquid, corrosive, flammable,
n.o.s. with an inhalation toxicity lower than or equal to 200 ml/m3 and
saturated vapor concentration greater than or equal to 500 LC50
UN3493 Toxic by inhalation liquid, corrosive, flammable,
n.o.s. with an inhalation toxicity lower than or equal to 1000 ml/m\3\
and saturated vapor concentration greater than or equal to 10 LC50
UN3488 Toxic by inhalation liquid, flammable, corrosive,
n.o.s. with an inhalation toxicity lower than or equal to 200 ml/m\3\
and saturated vapor concentration greater than or equal to 500 LC50
UN3489 Toxic by inhalation liquid, flammable, corrosive,
n.o.s. with an inhalation toxicity lower than or equal to 1000 ml/m\3\
and saturated vapor concentration greater than or equal to 10 LC50
UN3490 Toxic by inhalation liquid, water-reactive,
flammable, n.o.s. with an inhalation toxicity lower than or equal to
200 ml/m\3\ and saturated vapor concentration greater than or equal to
500 LC50
UN3491 Toxic by inhalation liquid, water-reactive,
flammable, n.o.s. with an inhalation toxicity lower than or equal to
1000 ml/m\3\ and saturated vapor concentration greater than or equal to
10 LC50
On January 28, 2008, PHMSA published a final rule under Docket
Number PHMSA-2005-21812 (HM-218D) [73 FR 4699] entitled ``Hazardous
Materials; Miscellaneous Amendments.'' In this final rule, one of the
two duplicate entries in the Sec. 172.101 HMT for ``Hydrazine, aqueous
solution, with more than 37% hydrazine, by mass'' was intended to be
eliminated. Although one entry in the Sec. 172.101 HMT for
``Hydrazine, aqueous solution, with more than 37% hydrazine, by mass''
was deleted, during the table revisions of this final rule, Columns 5
through 10 for the
[[Page 24888]]
entries for ``Hydrazine, aqueous solution, with more than 37%
Hydrazine, by mass'' Packing Groups II and III were inadvertently
relocated below the entry ``Hydrazine dicarbonic acid diazide.''
``Hydrazine dicarbonic acid diazide'' should not have any entries in
Columns 5 through 10 as it is forbidden for transport in the HMR. The
appearance of these entries in the Sec. 172.101 HMT is confusing and
could potentially lead to the mistaken belief that ``Hydrazine
dicarbonic acid diazide'' is not a forbidden material, but, rather
authorized for transport as a Packing Group II or III material.
Therefore, in this NPRM, we are proposing to remove the Packing Group
II and III entries for the proper shipping name, ``Hydrazine dicarbonic
acid diazide'' in the Sec. 172.101 HMT.
On January 14, 2009, PHMSA published a final rule under Docket
Numbers PHMSA-2007-0065 (HM-224D) and PHMSA-2008-0005 (HM-215J) [74 FR
220] entitled ``Hazardous Materials: Revision to Requirements for the
Transportation of Batteries and Battery-Powered Devices; and
Harmonization with the United Nations Recommendations, International
Maritime Dangerous Goods Code, and International Civil Aviation
Organization's Technical Instructions.'' Among other revisions, PHMSA
removed various specific entries for organometallic compounds and
substances in the Sec. 172.101 HMT because these entries were
superseded by more appropriate generic entries. As part of these
revisions, the entry for ``UN1366 Diethylzinc'' was removed from the
Sec. 172.101 HMT. However, the entry for ``Zinc ethyl, see
Diethylzinc'' was inadvertently overlooked.
In this NPRM, we are proposing to remove the proper shipping name,
``Zinc ethyl, see Diethylzinc'' since ``UN1366 Diethylzinc'' is no
longer listed in the Sec. 172.101 HMT. Individuals offering ``Zinc
ethyl'' should choose one of the more appropriate generic entries for
organometallic compounds and substances added to the Sec. 172.101 HMT
under the January 14, 2009 final rule.
On January 13, 2009, PHMSA, in coordination with the Federal
Railroad Administration (FRA), published a final rule under Docket
Number FRA-2006-25169 [74 FR 1770], entitled ``Hazardous Materials:
Improving the Safety of Railroad Tank Car Transportation of Hazardous
Materials.'' Among other revisions, this final rule revised the HMR to
improve the crashworthiness protection of railroad tank cars designed
to transport poisonous inhalation hazard (PIH) materials. As part of
this final rule, the Sec. 172.101 HMT and special provisions specified
in Sec. 172.102 were amended to consolidate and update the special
provisions applicable to the rail tank car transportation of PIH
materials. The revisions to the Sec. 172.101 HMT were for ease of
reference only and did not substantively change the requirements
applicable to the transportation of PIH materials by railroad tank
cars. Specifically, special provisions B71, B72, and B74 were removed
from the Sec. 172.101 HMT and Sec. 172.102, while Sec. 172.244(a)
was revised to incorporate the language from these eliminated special
provisions. However, twelve additional references to special provisions
B72, and B74 for selected entries in the Sec. 172.101 HMT were not
removed at the time of publication of this final rule. Therefore, in
this NPRM, PHMSA proposes to make the following amendments to the
Column (7) special provisions of the Sec. 172.101 HMT:
Special provision B72 is removed from Column (7) for the following
entries:
UN2484 tert-Butyl isocyanate;
UN3492 Toxic by inhalation liquid, corrosive, flammable, n.o.s.
with an inhalation toxicity lower than or equal to 200 ml/m\3\ and
saturated vapor concentration greater than or equal to 500 LC50;
UN3488 Toxic by inhalation liquid, flammable, corrosive, n.o.s.
with an inhalation toxicity lower than or equal to 200 ml/m\3\ and
saturated vapor concentration greater than or equal to 500 LC50; and
UN3490 Toxic by inhalation liquid, water-reactive, flammable,
n.o.s. with an inhalation toxicity lower than or equal to 200 ml/m\3\
and saturated vapor concentration greater than or equal to 500 LC50.
Special provision B74 is removed from Column (7) for the following
entries:
NA2927 Ethyl phosphonothioic dichloride, anhydrous;
NA2845 Ethyl phosphonous dichloride, anhydrous pyrophoric liquid;
NA2927 Ethyl phosphorodichloridate;
NA2845 Methyl phosphonous dichloride, pyrophoric liquid;
UN1831 Sulfuric acid, fuming with 30 percent or more free sulfur
trioxide;
UN3493 Toxic by inhalation liquid, corrosive, flammable, n.o.s.
with an inhalation toxicity lower than or equal to 1000 ml/m\3\ and
saturated vapor concentration greater than or equal to 10 LC50;
UN3489 Toxic by inhalation liquid, flammable, corrosive, n.o.s.
with an inhalation toxicity lower than or equal to 1000 ml/m\3\ and
saturated vapor concentration greater than or equal to 10 LC50; and
UN3491 Toxic by inhalation liquid, water-reactive, flammable,
n.o.s. with an inhalation toxicity lower than or equal to 1000 ml/m\3\
and saturated vapor concentration greater than or equal to 10 LC50.
In addition, as discussed above, PHMSA proposes to revise the
entries for ``Sulfur, Molten'' specified in the Sec. 172.101 HMT to
reference special provision ``R1.''
Section 172.102
This section contains the special provisions listed in column (7)
of the Sec. 172.101 HMT. These special provisions contain packaging
provisions, prohibitions, exceptions from requirements for particular
quantities or forms of materials, and requirements or prohibitions
applicable to specific modes of transportation. In this NPRM, PHMSA is
proposing revisions to the special provisions specified in Sec.
172.102 to clarify the regulations and correct inadvertent errors.
As discussed above, PHMSA proposes to add special provision ``R1''
to the R codes specified in Sec. 172.102(c)(6). This new special
provision will reference the ``Molten Sulphur Rail Tank Car Guidance''
document as a resource for best practices for the cleaning of tank cars
containing ``Sulfur, Molten.'' By referencing this document, we believe
a greater level of safety can be achieved when transporting rail tanks
cars which have held or currently hold molten sulfur.
In this rulemaking, we propose to revise special provision 138 to
harmonize the HMR with the International Maritime Dangerous Goods
(IMDG) code and to clarify that the solubility calculation provided in
special provision 138 should be applied when determining when to
utilize the lead compounds, soluble n.o.s. entry in the List of Marine
Pollutants found in Sec. 172.101, Appendix B.
The defining criteria for the solubility of a lead compound is
specified in special provision 138 in Sec. 172.102(c)(1). Special
provision 138 specifies that a lead compound is soluble when it
exhibits a solubility greater than 5 percent after being mixed with a
0.07 M (molar concentration) of hydrochloric acid and is stirred for
one hour. If the material exhibits a solubility of 5 percent or less
after the test is completed, it is considered insoluble and not subject
to the HMR. The IMDG Code identifies ``Lead compounds, soluble,
n.o.s.,'' in Columns 4 and 6 of
[[Page 24889]]
the Dangerous Goods List (DGL; Chapter 3.2) as a marine pollutant, and
simultaneously refers to the definition for the solubility of lead
compounds under Chapter 3.3.1, special provision 199.
On March 5, 1999, the Research and Special Programs Administration
(RSPA), the predecessor agency to PHMSA, published a final rule under
Docket Number RSPA-98-4185 (HM-215C) [64 FR 10741], entitled
``Harmonization with the United Nations Recommendations, International
Maritime Dangerous Goods Code, and International Civil Aviation
Organization's Technical Instructions.'' In HM-215C, when PHMSA
incorporated the IMDG code's definition for ``Lead compounds, soluble,
n.o.s.,'' in special provision 138 into the HMR, our intent was to
mirror special provision 199 of the IMDG code and to permit the
definition provided in this special provision to apply to both the
``lead compounds, soluble n.o.s.'' entry in the Sec. 172.101 HMT and
the entry in the List of marine pollutants in Sec. 172.101, Appendix
B. However, as adopted in the HMR, special provision 138 is unclear
with regard to whether this criteria applies to marine pollutants.
On December 29, 2006, PHMSA published a final rule under Docket
Number PHMSA-2006-25476 (HM-215I) [71 FR 78596], entitled
``Harmonization with the United Nations Recommendations, International
Maritime Dangerous Goods Code, and International Civil Aviation
Organization's Technical Instructions.'' The HM-215I final rule revised
the HMR to maintain alignment with international standards by
incorporating various amendments, including changes to proper shipping
names, hazard classes, packing groups, special provisions, packaging
authorizations, air transport quantity limitations, and vessel stowage
requirements. These revisions also harmonized the HMR with certain
changes to the IMDG Code, the ICAO Technical Instructions, and the
United Nations (UN) Recommendations. As part of the revisions in that
final rule, new entries, ``UN3469, Paint related material, flammable,
corrosive (including paint thinning or reducing compound),'' PG II, and
PG III were added to the Sec. 172.101 HMT. However, these entries were
never published in subsequent versions of the HMR. Therefore, in this
NPRM, we are proposing to add the entries for ``Paint related material,
flammable, corrosive (including paint thinning or reducing compound)''
UN3469, PG II, and PG III.
Section 172.203
Section 172.202 specifies the requirements that a shipping
description of a hazardous material must be indicated on a shipping
paper. On December 29, 2006, PHMSA published a final rule under PHMSA-
06-25476 (HM-215I) [71 FR 78595] that permitted the continued use for
domestic shipments of either one of two shipping description sequences
in effect in the HMR on December 31, 2006, until January 1, 2013.
Specifically, the HMR authorizes the basic description of a hazardous
material to consist of either the identification number first, followed
by the proper shipping name, hazard class, and packing group, or as an
alternative description sequence, the proper shipping name, hazard
class, ID number and packing group. In addition, the basic description
described above and specified in paragraphs Sec. 172.202(a)(1)-(4)
must be shown in the sequences described with no additional information
interspersed. After January 1, 2013, only the basic shipping
description sequence consisting of the identification number first,
followed by the proper shipping name, hazard class, and packing group
(in that order) is authorized.
However, Sec. 172.203 provides allowances for a shipping paper to
contain information in addition to the basic shipping description
specified in Sec. 172.202. Specifically, Sec. 172.203(e)(1) permits
that the shipping paper for a packaging containing the residue of a
hazardous material may include the words ``RESIDUE: LAST CONTAINED * *
*'' in association with the basic description of the hazardous material
last contained in the packaging. Further, the shipping papers for tank
cars containing the residue of a hazardous material must include the
phrase, ``RESIDUE: LAST CONTAINED * * *'' before the basic description.
While the HMR provides such a general provision, various international
standards provide more specific guidance on the location of this
phrase. Currently the ICAO TI, IMDG Code, and UN Model Regulations
require this phrase, if used, to be placed either before or after the
basic shipping description.
In this NPRM, PHMSA proposes to revise Sec. 172.203(e)(1) to
permit the shipping paper for a packaging containing the residue of a
hazardous material to include the words ``RESIDUE: LAST CONTAINED * *
*'' before or after the basic shipping description of the hazardous
material last contained in the packaging. PHMSA also proposes to remove
the language ``in association with'' and replace it with the language
``before or after'' to align with various international standards. This
proposed revision harmonizes the HMR with the ICAO TI, IMDG Code and UN
Model Regulations.
For rail shipments of tank cars, Sec. 172.203(e)(2) requires that
the description on the shipping paper for a tank car containing the
residue of a hazardous material must include the phrase, ``RESIDUE:
LAST CONTAINED * * *'' before the basic description. Prior to the
publication of the HM-215I final rule, the proper shipping name was the
first piece of information required in the basic shipping description,
and therefore, the phrase, ``RESIDUE: LAST CONTAINED * * *'' preceded
the proper shipping name.
Effective January 1, 2013, rail shipments coming from Canada to the
United States will be unable to comply with both the current
requirements in the HMR for rail tank cars and the Transportation of
Dangerous Goods (TDG) requirements. As stated above, after January 1,
2013, the proper shipping name will no longer be permitted to be the
first piece of shipping information in the basic shipping description.
Subsequently, the phrase, ``RESIDUE: LAST CONTAINED * * *'' will no
longer immediately precede the proper shipping name. Furthermore the
phrase, ``RESIDUE: LAST CONTAINED * * *'' may not be inserted into the
basic description, as Sec. 172.202(b) specifies the basic shipping
description may not contain any additional information interspersed in
the sequence described in Sec. 172.202(a). Canada's TDG regulations
currently permit a residue of hazardous material to be described as
``Residue--Last Contained'' or ``R[eacute]sidu--dernier contenu,''
followed by the shipping name of the dangerous goods last contained in
the means of containment.
Therefore, in this NPRM, PHMSA proposes to revise Sec.
172.203(e)(2) to require the description on the shipping paper for a
tank car containing the residue of a hazardous material to include the
phrase, ``RESIDUE: LAST CONTAINED * * *'' before or after the basic
shipping description, or immediately preceding the proper shipping
name. This change maintains the HMR's harmonization with the ICAO TI,
IMDG Code and UN Model Regulations while permitting shipments
transported to, from or within the United States to remain in
compliance with the Canadian TDG shipping paper requirements. This
revision will foster commerce between rail systems in the United States
and Canada.
[[Page 24890]]
Section 172.704
The requirements for hazardous materials training are specified in
Sec. 172.704. This section includes a description of the applicability
for hazardous materials training, the necessary components of a
training program, and the recurrent training and recordkeeping
requirements.
Currently, 49 CFR Part 172, Subpart I describes the requirements
for security plans. Specifically, Sec. Sec. 172.802(d) and
172.820(i)(1) require that a copy of the security plan must be
maintained and that security plan documentation be made available upon
request, at a reasonable time and location, to an authorized official
of the Department of Transportation (DOT) or the Department of Homeland
Security (DHS).
Similar to the security plan requirements, the training
requirements include a recordkeeping component. Specifically, as
specified in Sec. 172.704(d), a record of current training, inclusive
of the preceding three years, must be created and retained by each
hazmat employer for as long as that employee is employed by that
employer as a hazmat employee and for 90 days thereafter. However,
unlike the security plan documentation, the HMR currently do not
stipulate that the training records must be made available upon request
to authorized officials of the DOT or DHS.
The Federal hazardous materials transportation law (Federal hazmat
law, 49 U.S.C. 5101 et seq.) authorizes the Secretary of Transportation
to prescribe regulations for the safe transportation of hazardous
material in intrastate, interstate, and foreign commerce. The Secretary
has delegated this authority to PHMSA. Authority to enforce the HMR has
been delegated to the Federal Aviation Administration ``with particular
emphasis on the transportation or shipment of hazardous materials by
air;'' the Federal Railroad Administration ``with particular emphasis
on the transportation or shipment of hazardous materials by railroad;''
PHMSA ``with particular emphasis on the shipment of hazardous materials
and the manufacture, fabrication, marking, maintenance, reconditioning,
repair or test of multi-modal containers that are represented, marked,
certified, or sold for use in the transportation of hazardous
materials;'' and the Federal Motor Carrier Safety Administration ``with
particular emphasis on the transportation or shipment of hazardous
materials by highway'' (CFR part 1, subpart C). In addition, as
provided in the Homeland Security Act and as defined in a Memorandum of
Agreement between the DHS and the DOT, the United States Coast Guard
retained the ability to enforce the HMR with particular emphasis on the
transportation or shipment of hazardous materials by vessel. Thus,
enforcement of the HMR, including the training regulations, is shared
among the DOT operating administrations, United States Coast Guard and
DHS, with each placing particular emphasis on their respective
authorities.
Federal hazmat law, 49 U.S.C. 5121(b)(2), states that a person
subject to this law shall make the records, property, reports, and
information available for inspection when the Secretary undertakes an
investigation or makes a request. The completion of training in
accordance with Subpart H of Part 172 is essential for hazmat employees
handling hazardous materials and ensures proper compliance with the HMR
resulting in a greater level of safety. The recordkeeping requirements
specified in Sec. 172.704(d) allow for hazmat employers and PHMSA
personnel to verify that only individuals knowledgeable in the
applicable regulations are handling hazardous materials.
In an effort to foster greater compliance with the training
requirements specified in Subpart H of Part 172, in this rulemaking we
are proposing to revise Sec. 172.704(d) to require that an employer
must make hazmat employee training records required by Subpart H of
Part 172 available upon request, at a reasonable time and location, to
an authorized official of DOT or DHS.
Part 173
Section 173.6
Section 173.6 specifies the exceptions for shipments of materials
of trade. A material of trade, is defined in Sec. 171.8 as ``a
hazardous material, other than a hazardous waste, that is carried on a
motor vehicle for the purpose of protecting the health and safety of
the motor vehicle operator or passengers; for the purpose of supporting
the operation or maintenance of a motor vehicle (including its
auxiliary equipment); or by a private motor carrier (including vehicles
operated by a rail carrier) in direct support of a principal business
that is other than transportation by motor vehicle.'' Section 173.6
authorizes only specific hazard classes and quantities to utilize the
materials of trade exception. A hazardous material that meets the
definition of a material of trade and is transported by motor vehicle
in conformance with Sec. 173.6 is not subject to any other
requirements of the HMR except for those explicitly set forth or
referenced in Sec. 173.6.
PHMSA recently received a request for a formal letter of
interpretation pertaining to the application of the materials of trade
exception (Reference No.: 10-0101). The letter expressed confusion and
concern regarding whether the exception would apply to Division 2.1 and
Division 2.2 compressed gas transported in Dewar flasks. Dewar flasks
are not considered cylinders but are often used to transport Division
2.2 cryogenic liquids. Currently, Sec. 173.6(a)(2) states that a
Division 2.1 or 2.2 material in a cylinder with a gross weight not over
100 kg (220 pounds), may be transported as a material of trade provided
it meets the definition of a material of trade specified in Sec. 171.8
and all other requirements of Sec. 173.6. As noted in PHMSA's response
to this letter, Dewar flasks are permitted to utilize the exception
specified in Sec. 173.6 provided they meet all the requirements of
that section. PHMSA did not intend to limit the materials of trade
exception solely to Division 2.1 or 2.2 materials packaged in
cylinders.
PHMSA acknowledges that this requirement needs additional
clarification, and believes that increased clarity will help to ensure
the proper intended application of the materials of trade exception.
Therefore, in this NPRM, we are proposing to modify Sec. 173.6(a)(2)
to clarify that Dewar flasks may be transported as materials of trade
provided these materials meet all the requirements specified in Sec.
173.6.
Section 173.12
Section 173.12 specifies the exceptions for shipment of waste
materials including the requirements for waste packages known as ``lab
packs.'' A lab pack, although not specifically defined in Sec. 171.8,
is considered a large outer packaging containing small inner packagings
that are filled with various compatible laboratory hazardous wastes. In
accordance with Sec. 173.12, a lab pack is a combination packaging
consisting of a glass inner packaging, not exceeding 4 L (1 gallon)
rated capacity, or a metal or plastic inner packaging, not exceeding 20
L (5.3 gallons) rated capacity. Inner packagings containing liquid must
be surrounded by a chemically-compatible absorbent material in
sufficient quantity to absorb the total liquid contents. These inner
packagings are then further packed in specification outer packaging and
the completed package must not exceed a gross weight of 205 kilograms.
The requirements and regulatory relief
[[Page 24891]]
provided for the transportation of waste hazardous materials under the
lab pack exception are specified in Sec. 173.12(b) of the HMR.
The requirements for lab packs were adopted in a final rule
published under Docket Number HM-181 entitled, ``Performance Oriented
Packaging Standards; Changes to Classification, Hazard Communication,
Packaging and Handling Requirements Based on UN Standards and Agency
Initiative'' and published on December 21, 1990 [55 FR 52402]. These
requirements were adopted to align the HMR with regulations on lab
packs issued by the Environmental Protection Agency.
The lab packing section was recently amended in a final rule
published on May 14, 2010, in the Federal Register under Docket Number
PHMSA-2009-0289 (HM-233A) [74 FR 53413] entitled, ``Hazardous
Materials: Incorporation of Special Permits into Regulations.'' As part
of these amendments, certain widely-used and longstanding special
permits that had an established safety record were incorporated into
the HMR. Special Permit DOT SP-13192 was among these special permits,
and it authorized the transport of additional hazardous materials not
previously authorized for transport under Sec. 173.12. Specifically,
the incorporation of this special permit authorized the transport of
waste Division 4.2, Packing Group (PG) I material and Division 5.2
(organic peroxide) material in lab packs.
PHMSA recently received a request for a formal letter of
interpretation pertaining to the recent changes of the lab pack
exception (Reference No.: 10-0233). The writer expressed confusion and
concern regarding whether the amendments of the HM-233A final rule
authorized the transportation, as lab packs, of Division 4.1 and
Division 5.2 materials that were also required to be temperature-
controlled. PHMSA explained that Sec. 173.12(b) permits certain waste
materials to be placed in non-specification packagings which conform to
the requirements of that section. Furthermore, hazardous materials
placed in lab packs are also subject to additional safety control
measures designed to mitigate the risks presented by these materials,
such as quantity limitations, additional packaging, and segregation
requirements. However, these control measures do not eliminate the
requirement that lab packs containing materials required to be
temperature-controlled must also comply with temperature-control
requirements specified in Sec. 173.21(f)(1).
PHMSA acknowledges that this requirement needs additional
clarification, and believes that increased clarity will help to ensure
that individuals transporting lab packs containing temperature-
controlled materials are aware that such packagings are not excepted
from other safety measures. Therefore, in this NPRM, we are proposing
to modify Sec. 173.12 to clarify that temperature-controlled materials
may be transported in lab packs provided these materials also meet the
requirements in Sec. 173.21(f)(1).
Section 173.33
Section 173.33 provides the requirements for hazardous materials
transported in Cargo Tank Motor Vehicles (CTMVs). This section includes
general requirements for CTMVs, as well as more specific requirements
for loading, maximum lading pressure, relief systems, and closing
valves.
Section 173.33(g) requires each liquid filling and liquid discharge
line in a specification MC 338 cargo tank must be provided with a
remotely-controlled internal self-closing stop valve except when the MC
338 cargo tank is used to transport argon, carbon dioxide, helium,
krypton, neon, nitrogen, and xenon.
The discharge control device requirements for a MC 338 cargo tank
are found in Sec. 178.338-11(b) and state that each liquid filling and
liquid discharge line must be provided with a shut-off valve located as
close to the tank as practicable and, unless the valve is manually
operable at the valve, the line must also have a manual shut-off valve.
PHMSA received a request for a formal letter of interpretation
regarding the current requirements for MC 338 cargo tanks (Reference
No.: 06-0243). According to the request, most vacuum insulated MC 338
cargo tanks operate at temperatures below the reliable operating
temperature of available internal self-closing stop valves, and
currently no manufacturer builds an internal self-closing stop valve
that will operate reliably at temperatures that may reach minus
452[emsp14] [deg]F. The requestor asked if a MC 338 cargo tank is
required to have a remotely-controlled internal self-closing stop valve
as specified in Sec. 173.33(g), provided an external stop valve is
present in accordance with Sec. 178.338-11(b).
PHMSA does not intend to require a remotely-controlled internal
self-closing stop valve if the MC 338 cargo tank already utilizes an
external self-closing stop valve to meet the requirements in Sec.
178.338-11(b). Therefore, in this rulemaking, we are proposing to
revise the provisions in Sec. 173.33(g) to clarify this exception.
Section 173.62
Section 173.62 specifies packaging requirements for explosives.
Specifically, Sec. 173.62 provides a table that specifies the
packaging instructions, and corresponding authorized inner,
intermediate and outer packagings based on the assigned identification
number of the explosive.
In a final rule published on September 13, 2011, under Docket
Number PHMSA-2011-0134 (HM-244D) [76 FR 56304], entitled ``Minor
Editorial Corrections and Clarifications,'' PHMSA revised Sec.
173.63(c)(5) packaging instruction 130 to authorize the use of aluminum
boxes (4B) and natural wood, sift-proof walls boxes (4C2). However, the
following language was inadvertently removed from the first column of
the packing instruction:
2. Subject to approval by the Associate Administrator, large
explosive articles, as part of their operational safety and
suitability tests, subjected to testing that meets the intentions of
Test Series 4 of the UN Manual of Tests and Criteria with successful
test results, may be offered for transportation in accordance with
the requirements of this subchapter.''
PHMSA did not intend to remove this portion of the packaging
instruction and unnecessarily limit the transport of large explosive
articles. Therefore, in this NPRM, PHMSA is proposing to revise Sec.
173.63(c)(5) packing instruction 130 to reinstate the language
inadvertently removed from the first column of packing instruction 130.
Section 173.134
Section 173.134 provides definitions and exceptions for infectious
substances. Paragraph (c)(2) of this section requires a Regulated
Medical Waste (RMW) that contains Category B cultures and stocks to be
transported on a vehicle ``used exclusively'' to transport RMW. A
Category B substance is defined as ``an infectious substance that is
not in a form generally capable of causing permanent disability or
life-threatening or fatal disease in otherwise healthy humans or
animals when exposure to it occurs.''
As amended on July 20, 2011, in a final rule published under Docket
Number PHMSA-2009-0151 (HM-218F) [76 FR 43510], entitled
``Miscellaneous Amendments,'' PHMSA revised Sec. 173.134(c)(2) to
incorporate the clarifications from a March 19, 2007 letter of
interpretation (Ref. No. 07- 0057). Specifically, PHMSA specified that
the following materials may be
[[Page 24892]]
transported on a vehicle used exclusively to transport RMW: (1) Plant
and animal waste regulated by the Animal and Plant Health Inspection
Service (APHIS); (2) waste pharmaceutical materials; (3) laboratory and
recyclable wastes; (4) infectious substances that have been treated to
eliminate or neutralize pathogens; (5) forensic materials being
transported for final destruction; (6) rejected or recalled health care
products; and (7) documents intended for destruction in accordance with
Health Insurance Portability and Accountability Act of 1996 (HIPAA)
requirements.
In response to the proposals in the HM-218F Notice of Proposed
Rulemaking, Stericycle commented that the rationale underlying PHMSA's
decision to authorize the transportation of multiple waste streams from
medical facilities should also apply to other regulated activities,
specifically to those covered under special permit DOT SP-13556, which
authorizes the transportation of sharps in specialized containers. At
the time of the July 20, 2011 final rule, PHMSA determined that
incorporating special permit DOT SP- 13556 into the HMR was beyond the
scope of that rulemaking, but this issue would be addressed in a future
NPRM. We are addressing the issue in this rulemaking. Therefore, in
this NPRM, PHMSA is proposing to revise Sec. 173.134(c)(2) to
incorporate special permit DOT SP-13556 relating to the transport of
regulated medical waste into the HMR.
Specifically, PHMSA is proposing to add the phrase ``sharps
containers containing sharps'' to Sec. 173.134(c)(2) to permit certain
materials to be transported on a vehicle used exclusively to transport
RMW. PHMSA is also proposing to include certain operational controls
for shipments of sharps containers that are detailed in special permit
DOT SP-13556.
Section 173.150
Section 173.150 provides exceptions from the HMR for certain Class
3 flammable liquid material. Specifically, Sec. 173.150(d) provides
exceptions for alcoholic beverages for all modes of transport. An
alcoholic beverage (as defined in 27 CFR Sec. Sec. 4.10 and 5.11) that
meets one of three conditions specified in Sec. 173.150(d) is not
subject to the requirements of the HMR for a Class 3 flammable liquid
material.
Currently, the ICAO Technical Instructions (TI) provide exceptions
for alcoholic beverages transported via aircraft in Chapter 3; 3.1.1,
Table 3-2, special provision A9 and Chapter 8; 8.1.2 paragraph (l).
Specifically, Chapter 3; 3.1.1 states that alcoholic beverages
containing not more than 70 percent alcohol by volume, when packaged in
receptacles of 5 liters or less are not subject to the ICAO TI when
carried by cargo aircraft. In addition, as specified in Chapter 8;
1.1.2 paragraph (l) of the ICAO TI, alcohol beverages with less than 24
percent alcohol by volume or alcohol beverages in retail packaging and
alcoholic beverages containing more than 24 percent but not more than
70 percent alcohol by volume in receptacles not exceeding 5 liters are
permitted to be carried by passengers or crew in carry-on or checked
luggage and are not otherwise subject to the ICAO TI.
Generally, the HMR is harmonized with the ICAO TI with regard to
the exceptions provided for alcoholic beverages shipped by passenger
carrying and cargo aircraft. However, for cargo aircraft, the HMR does
not align with the ICAO TI. For example, as specified in Sec.
173.150(d), the HMR excepts alcoholic beverages in an inner packaging
of 5 L (1.3 gallons) or less from regulation regardless of the alcohol
percent on cargo aircraft. In contrast, the ICAO TI limits this
exception to alcoholic beverages not exceeding 70 percent alcohol by
volume. This lack of harmonization can lead to frustration of shipments
of these types of materials in international air transport.
Therefore, in this NPRM, we propose to revise the exceptions in
Sec. 173.150(d) to harmonize the alcoholic beverages exception via
aircraft with the requirements in the ICAO TI and to restructure the
exceptions in Sec. 173.150(d) to provide clarity on the requirements
for the transport of alcoholic beverages by each mode of transport
including passenger carrying and cargo aircraft. Specifically, PHMSA
proposes to revise Sec. 173.150(d) by separating the requirements for
alcoholic beverages into two subparagraphs: one paragraph pertaining to
the transport of alcoholic beverages via motor vehicle, rail, and
vessel; and one paragraph pertaining to the transport of alcoholic
beverages via air transport. We believe that separating the
requirements for alcoholic beverages by mode promotes clarity and
allows for the current requirements to remain in effect for motor
vehicle, rail and vessel transport while fully harmonizing the air
requirements in the HMR with the ICAO TI.
PHMSA proposes to harmonize with the ICAO technical instructions by
stipulating that for transport via cargo aircraft, in addition to the
current 5 liter limitation in the HMR, the alcohol beverage must not
exceed 70 percent alcohol by volume. In addition, we propose to move
the requirements for the transport of alcoholic beverages by passenger
carrying aircraft by passengers and crew into a standalone sub-
subparagraph to improve clarity.
A cost may be incurred by the alcoholic beverage industry for
certain high alcohol content (70 percent and up) beverages shipped by
cargo aircraft which are currently excepted from the requirements of
the HMR. However, PHMSA anticipates this cost to the alcoholic beverage
industry will be minimized by three factors. First, due to the non-
perishable nature of alcoholic beverages, the vast majority of
alcoholic beverages are transported by ground transport or, if required
to be exported, by vessel transport. Second, the majority of alcohols
and distilled spirits manufactured and transported have a percentage of
alcoholic content of, at, or below 40 percent (80 proof). Thus the
proposed change would affect only a small segment of high alcohol
content liquors. Lastly, in the rare instances these beverages are
shipped by air, many air carriers already require compliance with ICAO
TI, thus the impact of this harmonization should be minimal. The
derived benefit from this revision would be realized from increased
harmonization with the ICAO TI and greater hazard communication and
packaging standards on high content alcoholic beverages which pose a
risk in transport. A summary of the proposed revisions to the
requirements for alcoholic beverages can be seen in the table below.
------------------------------------------------------------------------
Current HMR Current ICAO TI
alcohol alcohol Proposed HMR
beverage beverage change
exceptions exceptions
------------------------------------------------------------------------
Highway.............. (1) Contains 24 N/A............ No change.
percent or Restructure
less alcohol the paragraph.
by volume.
(2) Is in an
inner
packaging of 5
L (1.3
gallons) or
less.
[[Page 24893]]
(3) Is a
Packing Group
III alcoholic
beverage in a
packaging of
250 L (66
gallons) or
less.
Rail................. (1) Contains 24 N/A............ No change.
percent or Restructure
less alcohol the paragraph.
by volume.
(2) Is in an
inner
packaging of 5
L (1.3
gallons) or
less.
(3) Is a
Packing Group
III alcoholic
beverage in a
packaging of
250 L (66
gallons) or
less.
Vessel............... (1) Contains 24 N/A............ No change.
percent or Restructure
less alcohol the paragraph.
by volume.
(2) Is in an
inner
packaging of 5
L (1.3
gallons) or
less.
(3) Is a
Packing Group
III alcoholic
beverage in a
packaging of
250 L (66
gallons) or
less.
Passenger Air........ (1) Contains 24 (1) Contains 24 No change.
percent or percent or Restructure
less alcohol less alcohol the paragraph.
by volume. by volume.
(2) More than (2) More than
24 percent and 24 percent and
not more than not more than
70 percent 70 percent
alcohol by alcohol by
volume when in volume when in
unopened unopened
retail retail
packagings not packagings not
exceeding 5 exceeding 5
liters (1.3 liters (1.3
gallons) gallons)
carried in carried in
carry-on or carry-on or
checked checked
baggage, with baggage, with
a total net a total net
quantity per quantity per
person of 5 person of 5
liters (1.3) liters (1.3)
gallons for gallons for
such beverages. such beverages.
Cargo Air............ (1) Contains 24 (1) Contains 24 An upper limit
percent or percent or of 70 percent
less alcohol less alcohol alcohol by
by volume. by volume. volume is
(2) Is in an (2) Alcoholic proposed to be
inner beverages not added to
packaging of 5 exceeding 70 alcoholic
L (1.3 percent beverages
gallons) or alcohol shipped by
less.. content by cargo aircraft
volume when to harmonize
packaged in 5 with the ICAO
liters or requirements.
less..
------------------------------------------------------------------------
Section 173.159a
Section 173.159 specifies requirements for the transportation of
wet batteries, including non-spillable batteries. Further exceptions
for non-spillable batteries are specified in Sec. 173.159a. If certain
transport conditions specified in Sec. Sec. 173.159 and 173.159a are
met, such as specific packaging and securement requirements, non-
spillable batteries are excepted from the HMR.
In a final rule published on January 14, 2009, under Docket Nos.
PHMSA-2007-0065 (HM-224D) and PHMSA-2008-0005 (HM-215J) [74 FR 2200],
entitled ``Hazardous Materials: Revision to Requirements for the
Transportation of Batteries and Battery-Powered Devices; and
Harmonization With the United Nations Recommendations, International
Maritime Dangerous Goods Code, and International Civil Aviation
Organization's Technical Instructions,'' PHMSA amended Sec. 173.159(f)
to describe the conditions under which a battery is considered ``non-
spillable,'' and relocated the exceptions pertaining to non-spillable
batteries from Sec. Sec. 173.159(d) and 173.159(f), to a new Sec.
173.159a.
However, when these exceptions were relocated, PHMSA inadvertently
required that excepted non-spillable batteries must be securely
packaged in strong outer packagings. This modification, in essence,
prohibited excepted batteries from being palletized or placed on a
skid. Therefore, in this NPRM, PHMSA is proposing to revise Sec.
173.159a(c)(1) to except from the packaging requirements of Sec.
173.159, non-spillable batteries that are secured to skids or pallets
and capable of withstanding the shocks normally incident to
transportation, provided the batteries meet the requirements of Sec.
173.159(a) and are loaded or braced so as to prevent damage and short
circuits in transit. Further, any other material loaded in the same
vehicle must be blocked, braced, or otherwise secured to prevent
contact with or damage to the batteries.
Part 177
Section 177.834
Section 177.834 provides the general requirements for the loading
and unloading of vehicles intended to transport hazardous materials via
ground transportation. Paragraph (j) of this section requires CTMVs to
be transported with all valves and other closures in liquid discharge
systems to be closed and free of leaks unless transported in accordance
with the requirements for empty packages specified in Sec.
173.29(b)(2).
The provision specified in Sec. 177.834(j) was added on May 30,
1996, in a final rule published under Docket Number HM-222B [61 FR
27166] to consolidate the closure requirements for cargo tanks
transporting Class 3 (flammable liquid) materials, Class 8 (corrosive)
materials, and Division 6.1 (poisonous) materials. This rule
inadvertently overlooked the impact the closure requirement would have
on MC 338 cargo tanks that transport cryogenic liquids. These tanks
have external self-closing valves that are normally transported in an
open position and are designed to close with a tremendous amount of
force to ensure proper closure. Subsequently, these valves require a
large amount of force and effort to open. As a result, the potential
for physical injury to employee personnel is increased and the ability
of the valve system to operate is potentially compromised as a result
of repeated cycling (opening, closing, and testing).
Therefore, in this NPRM, we propose to revise Sec. 177.834(j) to
permit external emergency self-closing valves on MC 338 cargo tanks
containing residues of cryogenic liquids to remain either open or
closed during transit.
[[Page 24894]]
Part 178
Section 178.2
Section 178.2 specifies the responsibilities of the manufacturer or
other person certifying compliance with the specification packaging
requirements of Part 178. As part of these requirements, the
manufacturer or other person certifying compliance with the
requirements of Part 178 must provide both notification to each person
to whom a packaging is transferred of all requirements in Part 178 not
met at the time of transfer, and closure requirements for the
packaging. These closure requirements include information specifying
the type(s) and dimensions of the closures, including gaskets and any
other components needed to ensure that the packaging is capable of
successfully passing the applicable performance tests. This information
must include any procedures to be followed, including closure
instructions for inner packagings and receptacles, to effectively
assemble and close the packaging for the purpose of preventing leakage
in transportation. Closure instructions must provide for a consistent
and repeatable means of closure that is sufficient to ensure the
packaging is closed in the same manner as it was tested.
A package, as defined in Sec. 171.8, ``means a packaging plus its
contents.'' Ensuring that a package is closed in a manner which
precludes the release of a hazardous material is essential to safe
transportation, regardless of whether the package is completely filled
or contains only residue. In accordance with Sec. 173.29, an empty
packaging containing only the residue of a hazardous material must be
offered for transportation and transported in the same manner as when
it previously contained a greater quantity of that hazardous material.
This includes properly closing the packaging for transportation and
providing closure notification requirements to each person whom a
packaging is transferred in accordance with Sec. 178.2(c).
In April 2006, PHMSA received a request (Reference No.: 06-0123)
seeking clarification of the closure notification requirements
specified in Sec. 178.2(c) for packages containing residues. In
response, we indicated that packages containing residues must meet the
notification requirements of Sec. 178.2(c) and that we would clarify
this issue in a future rulemaking.
In this rulemaking, PHMSA is addressing this issue by proposing to
revise Sec. 178.2(c) to clarify that the notification requirements
apply to packagings containing a residue of a hazardous materials
unless these packagings of hazardous materials meet the exceptions
provided in Sec. 173.29(b). This clarification will ensure packages
containing residues are properly closed and increase compliance with
the intent of this regulation. This increased compliance should also
result in fewer packages being improperly closed, and thereby reduce
the potential for leaks in transportation.
Certain CTMVs require as part of their specification both a CTMV
manufacturer's data report and a certificate stating that the completed
cargo tank motor vehicle conforms in all respects to the appropriate
specification and the American Society of Mechanical Engineers (ASME)
Code. Section 178.2(c) currently excepts CTMVs which require a
manufacturer's data report and certificate from the notification
requirements. Specifically, Sec. 178.2(c) states that CTMV's in
compliance with Sec. Sec. 178.337-18 and 178.345-10 are excepted from
the notification requirements specified in Sec. 178.2(c). The current
reference to Sec. 178.345-10 in paragraph Sec. 178.2 (c) refers to
pressure relief, not the CTMV manufacturer's data report and
certificates for DOT 406, 407 and 412 (CTMVs), and is in error. The
correct citation should read Sec. 178.345-15, which refers to the
manufacturer's data report and certification of DOT 406, 407 and 412
CTMVs. In addition, it was brought to PHMSA's attention that a
reference to a MC 338 cargo tank manufacturer's data report certificate
in Sec. 178.338-19 is missing in Sec. 178.2(c).
We agree and believe that a reference to a MC 338 cargo tank
manufacturer's data report certificate would be appropriate in Sec.
178.2(c). Therefore, in this rulemaking, we propose to correct these
errors and omissions by replacing the reference to Sec. 178.345-10
with Sec. 178.345-15 and adding a reference to Sec. 178.338-19.
Appendix E to Part 178
Appendix E to Part 178 describes the Flame Penetration Resistance
Test referenced throughout the HMR with regard to the outer packaging
for chemical oxygen generators and cylinders containing compressed
oxygen. This appendix specifies requirements for the Flame Penetration
Resistance Test and includes criteria for acceptance of a passing test
result, a summary of the test method and procedure, details on the
preparation of test specimens, and construction and calibration
specifications for the test equipment.
On January 31, 2007, PHMSA published a final rule under docket
number RSPA-04-17664 (HM-224B) [72 FR 4442] entitled ``Transportation
of Compressed Oxygen, Other Oxidizing Gases and Chemical Oxygen
Generators on Aircraft,'' which included amendments that changed
packaging and marking requirements for air shipments of compressed
oxygen cylinders and chemical oxygen generators. As of October 1, 2009,
certain compressed gases shipped by air, and chemical oxygen generators
must be placed in a rigid outer packaging demonstrated to withstand
both flame penetration and thermal resistance testing requirements.
Appendix E specifies the procedures to follow to conduct the Flame
Penetration Resistance Test. The test procedure is described in
sections (g)(2) of this Appendix and references a ``Figure 1,'' but
HMR, Figure 1 is omitted. In sections (d)(3) and (f)(2) of this
Appendix, the design and calibration of the calorimeter is described
and refers to a ``Figure 2,'' but Figure 2 is also omitted. Therefore,
in this NPRM, PHMSA is proposing to add Figures 1 and 2 that were
referenced but inadvertently omitted from Appendix E.
Part 180
Section 180.416
Section 180.416 details the requirements for a discharge system
inspection and maintenance program for cargo tanks transporting
liquefied compressed gases. Specifically, Sec. 180.416 applies to
operators using specification MC 330, MC 331, and non-specification
cargo tanks authorized under Sec. 173.315(k) for transportation of
liquefied compressed gases other than carbon dioxide. As part of the
discharge system inspection specified in this section, the operator
must visually inspect each delivery hose assembly at least once each
calendar month in which the delivery hose assembly is in service and
keep a record of each inspection. In accordance with Sec. 180.416(d),
that record must include the inspection date, the name of the person
performing the inspection, the hose assembly identification number, the
company name, the date the hose was assembled and tested, and an
indication that the delivery hose assembly and piping system passed or
failed the tests and inspections.
There has been some confusion among the regulated community
pertaining to the requirement to include ``the company name'' in the
record as specified in Sec. 180.416(d). Specifically, there was
concern over whether ``the
[[Page 24895]]
company name'' refers to the name of the operator or the name of the
manufacturer of the hose.
In this NPRM, PHMSA proposes to revise Sec. 180.416(d) to clarify
that the reference to the ``company name'' on the inspection record is
the name of the hose manufacturer. We believe this proposed revision
will clarify the requirement for discharge system inspection records,
resulting in more accurate records for specification MC 330, MC 331,
and non-specification cargo tanks authorized under Sec. 173.315(k)
transporting of liquefied compressed gases other than carbon dioxide.
III. Regulatory Analyses and Notices
A. Statutory/Legal Authority for This Rulemaking
This NPRM is published under authority of Federal hazardous
materials transportation law (Federal hazmat law; 49 U.S.C. 5101 et
seq.). Section 5103(b) of Federal hazmat law authorizes the Secretary
of Transportation to prescribe regulations for the safe transportation,
including security, of hazardous materials in intrastate, interstate,
and foreign commerce. If adopted as proposed, this NPRM would make
miscellaneous amendments to the HMR. In addition, if adopted as
proposed, this NPRM would correct errors in the hazardous materials
table and corresponding special provisions, clarify the requirements
for lab packing temperature controlled materials and clarify various
cargo tank provisions and revise the training requirements to require
that a hazmat employer must make hazmat employee training records
available upon request to an authorized officials. These amendments
clarify regulatory requirements and, where appropriate, decrease the
regulatory burden without compromising the safe transportation of
hazardous materials in commerce.
B. Executive Order 12866, Executive Order 13563 and DOT Regulatory
Policies and Procedures
This proposed rule is not considered a significant regulatory
action under section 3(f) and was not reviewed by the Office of
Management and Budget (OMB). The proposed rule is not considered a
significant rule under the Regulatory Policies and Procedures order
issued by the Department of Transportation [44 FR 11034].
In this notice of proposed rulemaking, we propose to amend
miscellaneous provisions in the HMR to clarify the provisions and to
relax overly burdensome requirements. PHMSA anticipates the proposals
contained in this rule will have economic benefits to the regulated
community. This NPRM is designed to increase the clarity of the HMR,
thereby increasing voluntary compliance while reducing compliance
costs.
Executive Order 13563 is supplemental to and reaffirms the
principles, structures, and definitions governing regulatory review
that were established in Executive Order 12866 Regulatory Planning and
Review of September 30, 1993. In addition, Executive Order 13563
specifically requires agencies to: (1) Involve the public in the
regulatory process; (2) promote simplification and harmonization
through interagency coordination; (3) identify and consider regulatory
approaches that reduce burden and maintain flexibility; (4) ensure the
objectivity of any scientific or technological information used to
support regulatory action; and (5) consider how to best promote
retrospective analysis to modify, streamline, expand, or repeal
existing rules that are outmoded, ineffective, insufficient, or
excessively burdensome.
In this NPRM, PHMSA has involved the public in the regulatory
process in a variety of ways. Specifically, in this rulemaking PHMSA is
addressing issues and errors that were identified and tagged for future
rulemaking consideration in letters of interpretation issued to the
regulated community and through other correspondence with PHMSA
stakeholders. In addition, PHMSA has responded to the TSI's request to
incorporate a guidance document designed to assist the sulphur industry
in ensuring the safe transport of molten sulphur (P-1581). PHMSA is
asking for public comments based on the proposals in this NPRM. Upon
receipt of public comment, PHMSA will address all substantive comments
in the next rulemaking action under this docket number.
The amendments in the NPRM promote simplification and harmonization
through interagency coordination. Specifically, in this NPRM, PHMSA is
simplifying the lab packing requirements, the hazardous materials table
and special provisions and the requirements for cargo tank
transportation. These revisions are expected to produce a safety
benefit derived from the increased clarity and reduced ambiguity in the
special provisions to the Sec. 172.101 HMT, and the lab packaging and
cargo tank requirements of the HMR. There are minimal additional costs.
The clarity will result in net benefits.
This NPRM also promotes harmonization with international standards,
such as the IMDG Code, Canada's TDG requirements and the ICAO TI with
regard to the handling of ``Lead compounds, soluble n.o.s.'' via
vessel, rail shipments of residue between the United States and Canada
and alcoholic beverages via aircraft.
These revisions to the Sec. 172.101 HMT will eliminate errors in
the Sec. 172.101 HMT, reduce ambiguity, harmonize the HMR with
international regulations, and improve clarity. Many of these revisions
were brought to PHMSA's attention through letters of interpretation
requested from the regulated community. Although these revisions are
minor, they are expected to produce a safety benefit derived from the
increased clarity and accuracy of the text in the Sec. 172.101 HMT.
This NPRM proposes approaches that reduce the regulatory burden on
the regulated community, allows for flexibility in achieving compliance
and maintains an appropriate level of safety. This NPRM permits
flexibility in achieving compliance when transporting cargo tanks while
maintaining an appropriate level of safety. This NPRM also incorporates
a special permit DOT SP-13556 that has a strong record of safety.
Incorporating this permit into the HMR will provide wider access to the
benefits of the provisions granted in this special permit, therefore,
fostering greater regulatory flexibility without compromising
transportation safety.
A majority of the amendments in this rulemaking are simple
clarifications and do not require significant scientific or
technological information. However, when necessary in this NPRM, PHMSA
used scientific or technological information to support its regulatory
action. Specifically, such data was considered when structuring
alternatives on how to best deal with issues regarding the safe
transport of cargo tanks and the transport of alcoholic beverages with
greater than 70 percent alcohol by volume via cargo aircraft. This
information was used in the evaluation of alternative proposals and
ultimately this information determined how best to promote
retrospective analysis to modify and streamline existing requirements
that are outmoded, ineffective, insufficient, or excessively
burdensome.
C. Executive Order 13132
This proposed rule was analyzed in accordance with the principles
and criteria contained in Executive Order 13132 (``Federalism''). This
proposed rule would preempt state, local and
[[Page 24896]]
Indian tribe requirements but does not propose any regulation that has
substantial direct effects on the states, the relationship between the
national government and the states, or the distribution of power and
responsibilities among the various levels of government. Therefore, the
consultation and funding requirements of Executive Order 13132 do not
apply.
The Federal hazardous material transportation law, 49 U.S.C.
5125(b)(1), contains an express preemption provision (49 U.S.C.
5125(b)) preempting state, local, and Indian tribe requirements on
certain covered subjects. Covered subjects are:
(i) The designation, description, and classification of hazardous
materials;
(ii) The packing, repacking, handling, labeling, marking, and
placarding of hazardous materials;
(iii) The preparation, execution, and use of shipping documents
related to hazardous materials and requirements related to the number,
content, and placement of those documents;
(iv) The written notification, recording, and reporting of the
unintentional release in transportation of hazardous materials; or
(v) The design, manufacture, fabrication, marking, maintenance,
reconditioning, repair, or testing of a packaging or container which is
represented, marked, certified, or sold as qualified for use in the
transport of hazardous materials.
This proposed rule concerns the classification, packaging, and
handling of hazardous materials, among other covered subjects. If
adopted, this rule would preempt any state, local, or Indian tribe
requirements concerning these subjects unless the non-Federal
requirements are ``substantively the same''(see 49 CFR 107.202(d) as
the Federal requirements.)
Federal hazardous materials transportation law provides at 49
U.S.C. 5125(b)(2) that if PHMSA issues a regulation concerning any of
the covered subjects, PHMSA must determine and publish in the Federal
Register the effective date of Federal preemption. That effective date
may not be earlier than the 90th day following the date of issuance of
the final rule and not later than two years after the date of issuance.
PHMSA proposes the effective date of federal preemption be 90 days from
publication of a final rule in this matter in the Federal Register.
D. Executive Order 13175
This proposed rule has been analyzed in accordance with the
principles and criteria contained in Executive Order 13175
(``Consultation and Coordination with Indian Tribal Governments'').
Because this proposed rule does not have tribal implications and does
not impose substantial direct compliance costs on Indian tribal
governments, the funding and consultation requirements of Executive
Order 13175 do not apply, and a tribal summary impact statement is not
required.
E. Regulatory Flexibility Act, Executive Order 13272, and DOT
Procedures and Policies
The Regulatory Flexibility Act (5 U.S.C. 601 et seq.) requires an
agency to review regulations to assess their impact on small entities
unless the agency determines the rule is not expected to have a
significant impact on a substantial number of small entities. This
proposed rule would amend miscellaneous provisions in the HMR to
clarify provisions based on our PHMSA's initiatives and correspondence
with the regulated community. While maintaining safety, it would relax
certain requirements that are overly burdensome. The proposed changes
are generally intended to provide relief to shippers, carriers, and
packaging manufacturers, including small entities.
Consideration of alternative proposals for small businesses. The
Regulatory Flexibility Act directs agencies to establish exceptions and
differing compliance standards for small businesses, where it is
possible to do so and still meet the objectives of applicable
regulatory statutes. In the case of hazardous materials transportation,
it is not possible to establish exceptions or differing standards and
still accomplish our safety objectives.
The impact of this proposed rule is not expected to be significant.
The proposed changes are generally intended to provide relief to
shippers, carriers, and packaging manufactures and testers, including
small entities. This relief will provide marginal positive economic
benefits to shippers, carriers, and packaging manufactures and testers,
including small entities however; these benefits are not at a level
that can be considered economically significant. Therefore, this
proposed rule will not have a significant economic impact on a
substantial number of small entities.
This proposed rule has been developed in accordance with Executive
Order 13272 (``Proper Consideration of Small Entities in Agency
Rulemaking'') and DOT's procedures and policies to promote compliance
with the Regulatory Flexibility Act to ensure that potential impacts of
draft rules on small entities are properly considered.
F. Paperwork Reduction Act
This proposed rule does not impose any new information collection
requirements and in three instances marginally decreases the
information collection burden on the reregulated community.
Specifically the following information collections affected by this
rulemaking are:
Office of Management and Budget (OMB) Control Number 2137-
0051; Rulemaking and Special Permit Petitions: A slight reduction in
information collection burden is anticipated due to the incorporation
of a DOT SP-13556 into Sec. 173.134. This permit will allow
individuals more flexibility when transporting sharps and decrease the
need for special permits applications when transporting sharps as
regulated medical wastes.
OMB Control Number 2137-0034; Hazardous Materials Shipping
Papers and Emergency Response Information: A negligible reduction in
information collection burden due to relaxation of the shipping paper
description requirements for residues specified in Sec. 172.203.
Specifically, this will allow individuals more flexibility on the
shipping paper descriptions when shipping waste internationally, and
will correct a regulatory inconsistency between the HMR and Canadian
Hazardous materials regulations, fostering international transport of
residues.
OMB Control Number 2137-0557; Approvals for Hazardous
Materials: A slight reduction in information collection burden is
anticipated due to relaxation of approval submittal requirements
specified in Sec. 105.40. Specifically, this relaxation will permit
individuals wishing to apply with PHMSA to be an approved designated
agent to submit their applications either by standard mail or
electronic mail. Currently, the HMR only permits submission through
standard mail. This change will result in a decrease in duplicate hard
copies submitted to PHMSA as well as a decrease in the processing time
for such applications.
G. Regulation Identifier Number (RIN)
A regulation identifier number (RIN) is assigned to each regulatory
action listed in the Unified Agenda of Federal Regulations. The
Regulatory Information Service Center publishes the Unified Agenda in
April and October of each year. The RIN number contained in the heading
of this document can be used to cross-reference this action with the
Unified Agenda.
[[Page 24897]]
H. Unfunded Mandates Reform Act
This proposed rule does not impose unfunded mandates under the
Unfunded Mandates Reform Act of 1995. It does not result in costs of
$141,300,000 or more to either state, local, or tribal governments, in
the aggregate, or to the private sector, and is the least burdensome
alternative that achieves the objective of the rule.
I. Environmental Assessment
The National Environmental Policy Act, 42 U.S.C. 4321-4375,
requires federal agencies to analyze proposed actions to determine
whether the action will have a significant impact on the human
environment. The Council on Environmental Quality (CEQ) regulations
require federal agencies to conduct an environmental review
considering: (1) The need for the proposed action; (2) alternatives to
the proposed action; (3) probable environmental impacts of the proposed
action and alternatives; and (4) the agencies and persons consulted
during the consideration process. PHMSA proposes to make miscellaneous
amendments to the HMR based on PHMSA's own initiatives including a
review of the HMR, previous letters of interpretation and special
permits we issued. The proposed amendments are intended to update,
clarify, or provide relief from certain existing regulatory
requirements to promote safer transportation practices; eliminate
unnecessary regulatory requirements; facilitate international commerce;
and make these requirements easier to understand.
Description of Action:
Docket No. PHMSA-2011-0138 (HM-218G), NPRM
Transportation of hazardous materials in commerce is subject to
requirements in the HMR, issued under authority of Federal hazardous
materials transportation law, codified at 49 U.S.C. 5001 et seq. To
facilitate the safe and efficient transportation of hazardous materials
in international commerce, the HMR provide that both domestic and
international shipments of hazardous materials may be offered for
transportation and transported under provisions of the international
regulations.
Proposed Amendments to the HMR:
In this NPRM, PHMSA is proposing to:
Permit designated agents for non-residents to submit
designation requests by electronic mail in addition to traditional
mail.
Add the TSI ``Molten Sulphur Rail Tank Car Guidance''
document to the list of informational materials not requiring
incorporation by reference in Sec. 171.7.
Revise the Sec. 172.101 HMT to correct an error in the
transportation requirements for entries listed under the proper
shipping name, ``Hydrazine Dicarbonic Acid Diazide.''
Revise the Sec. 172.101 HMT to remove the entry for
``Zinc ethyl, see Diethylzinc'' which was superseded by proper shipping
names adopted in a previous rulemaking.
Revise special provision 138 in Sec. 172.102 to clarify
the lead solubility calculation utilized for classification of material
as a Marine Pollutant.
Remove references to special provisions B72 and B74 in
Sec. 172.102. These special provisions were removed in a previous
rulemaking, however, twelve entries in the Sec. 172.101 HMT still
contain references to these special provisions.
Revise the shipping paper requirements in Sec. 172.203(e)
to permit the phrase ``Residue last contained'' to be placed before or
after the basic shipping description sequence, or for rail shipment,
directly preceding the proper shipping name in the basic shipping
description sequence.
Update the training recordkeeping requirements in Sec.
172.704 to specify that a hazardous materials (hazmat) employer must
make hazmat employee training records available upon request, at a
reasonable time and location, to an authorized official of the
Department of Transportation or the Department of Homeland Security.
Clarify that the material of trade exception in Sec.
173.6 may be used when transporting Division 2.1 and 2.2 gases in Dewar
flasks.
Clarify the lab pack provisions in Sec. 173.12 pertaining
to temperature-controlled materials contained in a lab pack.
Clarify the exceptions for external emergency self-closing
valves on CTMVs in Sec. 173.33(g) to specify that external emergency
self-closing valves on MC 338 cargo tanks containing cryogenic liquids
may remain open during transportation.
Correct an inadvertent deletion of the Sec. 173.62
packaging requirements for explosives.
Incorporate DOT SP-13556 into Sec. 173.134, to authorize
the transportation by motor vehicle of certain regulated medical
wastes, designated as sharps, in non-DOT specification containers
fitted into wheeled racks.
Revise the requirements for cargo air transport of
alcoholic beverages Sec. 173.150 to harmonize with the ICAO TI.
Clarify the exceptions in Sec. 173.159a for non-spillable
batteries secured to skids or pallets.
Revise Sec. 178.2(c) to clarify the applicability of the
notification requirements for packages containing residues.
Clarify the inspection record requirements in Sec.
180.416 for discharge systems of cargo tanks transporting liquefied
compressed gases.
Clarify the requirements for the Flame Penetration
Resistance test required for chemical oxygen generators and certain
compressed gases in Appendix E to Part 178.
Alternatives Considered:
Alternative (1): Do nothing.
Our goal is to update, clarify and provide relief from certain
existing regulatory requirements to promote safer transportation
practices, eliminate unnecessary regulatory requirements, and
facilitate international commerce. We rejected the do-nothing
alternative.
Alternative (2): Go forward with the proposed amendments to the HMR
in this NPRM.
This is the selected alternative.
Environmental Consequences
Hazardous materials are substances that may pose a threat to public
safety or the environment during transportation because of their
physical, chemical, or nuclear properties. The hazardous materials
regulatory system is a risk management system that is prevention
oriented and focused on identifying a safety hazard and reducing the
probability and quantity of a hazardous material release. Hazardous
materials are categorized by hazard analysis and experience into hazard
classes and packing groups. The regulations require each shipper to
classify a material in accordance with these hazard classes and packing
groups. The process of classifying a hazardous material is itself a
form of hazard analysis. Further, the regulations require the shipper
to communicate a material's hazards through use of the hazard class,
packing group, and proper shipping name on the shipping paper and the
use of labels on packages and placards on transport vehicles. Thus, the
shipping paper, labels, and placards communicate the most significant
findings of the shipper's hazard analysis. A hazardous material is
assigned to one of three packing groups based upon its degree of
hazard, from a high hazard, Packing Group I to a low
[[Page 24898]]
hazard, Packing Group III material. The quality, damage resistance, and
performance standards of the packaging in each packing group are
appropriate for the hazards of the material transported.
Under the HMR, hazardous materials are transported by aircraft,
vessel, rail, and highway. The potential for environmental damage or
contamination exists when packages of hazardous materials are involved
in accidents or en route incidents resulting from cargo shifts, valve
failures, package failures, loading, unloading, collisions, handling
problems, or deliberate sabotage. The release of hazardous materials
can cause the loss of ecological resources (e.g. wildlife habitats) and
the contamination of air, aquatic environments, and soil. Contamination
of soil can lead to the contamination of ground water. Compliance with
the HMR substantially reduces the possibility of accidental release of
hazardous materials.
Conclusion
PHMSA proposes to make miscellaneous amendments to the HMR based on
comments from the regulated community and PHMSA's own rulemaking
initiatives. The proposed amendments are intended to update, clarify,
or provide relief from certain existing regulatory requirements to
promote safer transportation practices; eliminate unnecessary
regulatory requirements; facilitate international commerce; and make
these requirements easier to understand. These proposed clarifications
of regulatory requirements, if adopted, will foster a greater level of
compliance with the HMR and thus, diminished levels of hazardous
materials transportation incidents affecting the health and safety of
the environment. Therefore, the net environmental impact of this
proposal will be positive.
J. Privacy Act
Anyone is able to search the electronic form of any written
communications and comments received into any of our dockets by the
name of the individual submitting the document (or signing the
document, if submitted on behalf of an association, business, labor
union, etc.). You may review DOT's complete Privacy Act Statement in
the Federal Register published on April 11, 2000 (65 FR 19477), or you
may visit https://www.regulations.gov/search/footer/privacyanduse.jsp.
K. International Trade Analysis
The Trade Agreements Act of 1979 (Pub. L. 96-39), as amended by the
Uruguay Round Agreements Act (Pub. L. 103-465), prohibits Federal
agencies from establishing any standards or engaging in related
activities that create unnecessary obstacles to the foreign commerce of
the United States. Pursuant to these Acts, the establishment of
standards are not considered unnecessary obstacles to the foreign
commerce of the United States, so long as the standards have a
legitimate domestic objective, such as the protection of safety, and do
not operate in a manner that excludes imports that meet this objective.
The statute also requires consideration of international standards and,
where appropriate, that they be the basis for U.S. standards. PHMSA
notes the purpose is to ensure the safety of the American public, and
has assessed the effects of this rule to ensure that it does not
exclude imports that meet this objective. As a result, this proposed
rule is not considered as creating an unnecessary obstacle to foreign
commerce.
List of Subjects
49 CFR Part 105
Administrative practice and procedure, Hazardous materials
transportation, Penalties, Reporting and recordkeeping requirements.
49 CFR Part 171
Exports, Hazardous materials transportation, Hazardous waste,
Imports, Incorporation by reference, Reporting and recordkeeping
requirements.
49 CFR Part 172
Education, Hazardous materials transportation, Hazardous waste,
Incorporation by reference, Labeling, Markings, Packaging and
containers, Reporting and recordkeeping requirements.
49 CFR Part 173
Hazardous materials transportation, Incorporation by reference,
Packaging and containers, Radioactive materials, Reporting and
recordkeeping requirements, Uranium.
49 CFR Part 177
Hazardous materials transportation, Loading and unloading,
Segregation and separation.
49 CFR Part 178
Hazardous materials transportation, Incorporation by reference,
Motor vehicle safety, Packaging and containers, Reporting and
recordkeeping requirements.
49 CFR Part 180
Hazardous materials transportation, Motor carriers, Motor vehicle
safety, Packaging and containers, Railroad safety, Reporting and
recordkeeping requirements.
In consideration of the foregoing, we propose to amend 49 CFR
chapter I as follows:
PART 105--HAZARDOUS MATERIALS PROGRAM PROCEDURES
1. The authority citation for part 105 continues to read as
follows:
Authority: 49 U.S.C. 5101-5127; 49 CFR 1.53.
2. In Sec. 105.40, paragraph (d) is revised to read as follows:
Sec. 105.40 Designated agents for non-residents.
* * * * *
(d) Each designation must be submitted to: Approvals and Permits
Division, Pipeline and Hazardous Materials Safety Administration, Attn:
PHH-30, U.S. Department of Transportation, East Building, 1200 New
Jersey Avenue SE., Washington, DC 20590-0001 or by electronic mail to:
specialpermits@dot.gov or approvals@dot.gov as appropriate.
* * * * *
PART 171--GENERAL INFORMATION, REGULATIONS, AND DEFINITIONS
3. The authority citation for part 171 continues to read as
follows:
Authority: 49 U.S.C. 5101-5128, 44701; 49 CFR 1.45 and 1.53;
Pub. L. 101-410 section 4 (28 U.S.C. 2461 note); Pub. L. 104-134,
section 31001.
4. In Sec. 171.7, in the paragraph (b) table, the following entry
is added:
Sec. 171.7 Reference material.
(b) * * *
[[Page 24899]]
------------------------------------------------------------------------
Source and name of material 49 CFR reference
------------------------------------------------------------------------
* * * * * * *
The Sulphur Institute, 1140 Connecticut Avenue
NW., Washington, DC 20036
Molten Sulphur Rail Tank Car Guidance 172.102
document, November 2011 final edition........
* * * * * * *
------------------------------------------------------------------------
* * * * *
PART 172--HAZARDOUS MATERIALS TABLE, SPECIAL PROVISIONS, HAZARDOUS
MATERIALS COMMUNICATIONS, EMERGENCY RESPONSE INFORMATION, AND
TRAINING REQUIREMENTS
5. The authority citation for part 172 continues to read as
follows:
Authority: 49 U.S.C. 5101-5128, 44701; 49 CFR 1.53.
6. In Sec. 172.101, the Hazardous Materials Table is amended by
removing the entries under ``[REMOVE]'', by adding the entries under
``[ADD]'' and revising entries under ``[REVISE]'' in the appropriate
alphabetical sequence to read as follows:
Sec. 172.101 Purpose and use of hazardous materials table.
* * * * *
[[Page 24900]]
Sec. 172.101--Hazardous Materials Table
----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Hazardous (8) Packaging (Sec. 173.***) (9) Quantity limitations (10) Vessel stowage
materials Hazard Special ---------------------------------------------------------------------------------------------------------------
Symbols descriptions and class or Identification PG Label codes provisions (Sec.
proper shipping division numbers 172.102) Exceptions Non-bulk Bulk Passenger Cargo aircraft Location Other
names aircraft/rail only
(1) (2)............... (3) (4)............. (5)........... (6).............. (7).............. (8A).......... (8B).......... (8C).......... (9A).......... (9B).......... (10A)......... (10B)
----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
[REMOVE]
* * * * * * *
Hydrazine Forbidden
dicarbonic acid
diazide.
.......... II.............. 8, 6.1........ B16, B53, IB2, None............. 202........... 243........... Forbidden..... 30 L.......... D............. 40............ II
T7, TP2, TP13.
.......... III............. 8, 6.1........ B16, B53, IB3, 154.............. 203........... 241........... 5 L........... 60 L.......... D............. 40............ III
T4, TP1.
* * * * * * *
Zinc ethyl, see
Diethylzinc.
* * * * * * *
[ADD]
* * * * * * *
Hydrazine Forbidden
dicarbonic acid
diazide.
* * * * * * *
Paint related 3 UN3469.......... II............ 3, 8............. IB2, T7, TP2, 150........... 202........... 243........... 1 L........... 5 L........... B............. 40
material, TP8, TP28.
flammable,
corrosive
(including paint
thinning or
reducing
compound).
.......... III........... 3, 8............. IB3, T4, TP1, 150........... 203........... 242........... 5 L........... 60 L.......... A............. 40
TP29.
* * * * * * *
[REVISE]
* * * * * * *
tert-Butyl 6.1 UN2484.......... I............. 6.1, 3........... 1, B9, B14, B30, None.......... 226........... 244........... Forbidden..... Forbidden..... D............. 40
isocyanate. T20, TP2, TP13,
TP38, TP44.
* * * * * * *
D............... Ethyl 6.1 NA2927.......... I............. 6.1, 8........... 2, B9, B14, B32, None.......... 227........... 244........... Forbidden..... Forbidden..... D............. 40
phosphonothioic T20, TP4, TP12,
dichloride, TP13, TP38, TP45.
anhydrous.
D............... Ethyl phosphonous 6.1 NA2845.......... I............. 6.1, 4.2......... 2, B9, B14, B32, None.......... 227........... 244........... Forbidden..... Forbidden..... D............. 18
dichloride, T20, TP4, TP12,
anhydrous TP13, TP38, TP45.
pyrophoric liquid.
D............... Ethyl 6.1 NA2927.......... I............. 6.1, 8........... 2, B9, B14, B32, None.......... 227........... 244........... Forbidden..... Forbidden..... D............. 40
phosphorodichlori T20, TP4, TP12,
date. TP13, TP38, TP45.
[[Page 24901]]
* * * * * * *
D............... Methyl phosphonous 6.1 NA2845.......... I............. 6.1, 4.2......... 2, B9, B14, B16, None.......... 227........... 244........... Forbidden..... Forbidden..... D............. 18
dichloride, B32, T20, TP4,
pyrophoric liquid. TP12, TP13,
TP38, TP45.
* * * * * * *
+............... Sulfuric acid, 8 UN1831.......... I............. 8, 6.1........... 2, B9, B14, B32, None.......... 227........... 244........... Forbidden..... Forbidden..... C............. 14, 40
fuming with 30 B77, B84, N34,
percent or more T20, TP2, TP12,
free sulfur TP13.
trioxide.
* * * * * * *
D............... Sulfur, molten.... 9 NA2448.......... III........... 9................ 30, B13, IB3, R1, None.......... 213........... 247........... Forbidden..... Forbidden..... C............. 61
T1, TP3.
I............... Sulfur, molten.... 4.1 UN2448.......... III........... 4.1.............. 30, B13, IB1, R1 None.......... 213........... 247........... Forbidden..... Forbidden..... C............. 74
T1, TP3.
* * * * * * *
G............... Toxic by 6.1 UN3492.......... I............. 6.1, 8, 3........ 1, B9, B14, B30, None.......... 226........... 244........... Forbidden..... Forbidden..... D............. 40, 125
inhalation T22, TP2, TP13,
liquid, TP27, TP38, TP44.
corrosive,
flammable, n.o.s.
with an
inhalation
toxicity lower
than or equal to
200 ml/m3 and
saturated vapor
concentration
greater than or
equal to 500 LC50.
G............... Toxic by 6.1 UN3493.......... I............. 6.1, 8, 3........ 2, B9, B14, B32, None.......... 227........... 244........... Forbidden..... Forbidden..... D............. 40, 125
inhalation T20, TP2, TP13,
liquid, TP27, TP38, TP45.
corrosive,
flammable, n.o.s.
with an
inhalation
toxicity lower
than or equal to
1000 ml/m3 and
saturated vapor
concentration
greater than or
equal to 10 LC50.
G............... Toxic by 6.1 UN3488.......... I............. 6.1, 3, 8........ 1, B9, B14, B30, None.......... 226........... 244........... Forbidden..... Forbidden..... D............. 40, 125
inhalation T22, TP2, TP13,
liquid, TP27, TP38, TP44.
flammable,
corrosive, n.o.s.
with an
inhalation
toxicity lower
than or equal to
200 ml/m3 and
saturated vapor
concentration
greater than or
equal to 500 LC50.
G............... Toxic by 6.1 UN3489.......... I............. 6.1, 3, 8........ 2, B9, B14, B32, None.......... 227........... 244........... Forbidden..... Forbidden..... D............. 40, 125
inhalation T20, TP2, TP13,
liquid, TP27, TP38, TP45.
flammable,
corrosive, n.o.s.
with an
inhalation
toxicity lower
than or equal to
1000 ml/m3 and
saturated vapor
concentration
greater than or
equal to 10 LC50.
[[Page 24902]]
* * * * * * *
G............... Toxic by 6.1 UN3490.......... I............. 6.1, 4.3, 3...... 1, B9, B14, B30, None.......... 226........... 244........... Forbidden..... Forbidden..... D............. 21, 28, 40, 49
inhalation T22, TP2, TP13,
liquid, water- TP27, TP38, TP44.
reactive,
flammable, n.o.s.
with an
inhalation
toxicity lower
than or equal to
200 ml/m3 and
saturated vapor
concentration
greater than or
equal to 500 LC50.
G............... Toxic by 6.1 UN3491.......... I............. 6.1, 4.3, 3...... 2, B9, B14, B32, None.......... 227........... 244........... Forbidden..... Forbidden..... D............. 21, 28, 40, 49
inhalation T20, TP2, TP13,
liquid, water- TP27, TP38, TP45.
reactive,
flammable, n.o.s.
with an
inhalation
toxicity lower
than or equal to
1000 ml/m3 and
saturated vapor
concentration
greater than or
equal to 10 LC50.
* * * * * * *
----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 24903]]
* * * * *
7. In Sec. 172.102, special provision 138 is added in paragraph
(c)(1) and special provision R1 in paragraph (c)(6) is revised to read
as follows:
Sec. 172.102 Special Provisions.
* * * * *
(c) * * *
(1) * * *
138 This entry applies to lead compounds which, when mixed in a
ratio of 1:1,000 with 0.07 M (Molar concentration) hydrochloric acid
and stirred for one hour at a temperature of 23 [deg]C 2
[deg]C, exhibit a solubility of more than 5 percent. Lead compounds
which, when mixed in a ratio of 1:1,000 with 0.07 M (Molar
concentration) hydrochloric acid and stirred for one hour at a
temperature of 23 [deg]C 2 [deg]C, exhibit a solubility of
5 percent or less are not subject to the requirements of this
subchapter unless they meet criteria as another hazard class or
division. Lead compounds that have a solubility of 5 percent or less in
accordance with this special provision are not subject to the
requirements of this subchapter that pertain to Marine Pollutants.
* * * * *
(6) * * *
R1 A person who offers for transportation tank cars containing
sulfur, molten or residue of sulfur, molten may reference the Sulphur
Institute's, ``Molten Sulphur Rail Tank Car Guidance document'' (see
Sec. 171.7 of this subchapter) to indentify tank cars that may pose a
risk in transportation due to the accumulation of molten sulfur on the
outside of the tank.
* * * * *
8. In Sec. 172.203 paragraph (e) is revised to read as follows:
Sec. 172.203 Additional description requirements.
* * * * *
(e) * * * (1) The description on the shipping paper for a packaging
containing the residue of a hazardous material may include the words
``RESIDUE: Last Contained * * * '' immediately before or after the
basic shipping description on the shipping paper.
(2) The description on the shipping paper for a tank car containing
the residue of a hazardous material must include the phrase, ``RESIDUE:
LAST CONTAINED * * *'' immediately before or after the basic shipping
description or immediately preceding the proper shipping name of the
material on the shipping paper.
9. In Sec. 172.704, paragraph (d) is revised to read as follows:
Sec. 172.704 Training requirements.
* * * * *
(d) Recordkeeping. Each hazmat employer must create and retain a
record of current training of each hazmat employee, inclusive of the
preceding three years, in accordance with this section for as long as
that employee is employed by that employer as a hazmat employee and for
90 days thereafter. A hazmat employer must make a hazmat employee's
record of current training available upon request, at a reasonable time
and location, to an authorized official of the Department of
Transportation or the Department of Homeland Security. The record must
include:
* * * * *
PART 173--SHIPPERS--GENERAL REQUIREMENTS FOR SHIPMENTS AND
PACKAGINGS
10. The authority citation for part 173 continues to read as
follows:
Authority: 49 U.S.C. 5101-5128, 44701; 49 CFR 1.45 and 1.53.
11. In Sec. 173.6, paragraph (a)(2) is revised to read as follows:
Sec. 173.6 Materials of trade exceptions.
* * * * *
(a) * * *
(2) A Division 2.1 or 2.2 material in a cylinder with a gross
weight not over 100 kg (220 pounds), in a Dewar flask meeting the
requirements of Sec. 173.320, or a permanently mounted tank
manufactured to the ASME Code of not more than 70 gallon water capacity
for a non-liquefied Division 2.2 material with no subsidiary hazard.
* * * * *
12. In Sec. 173.12, paragraph (b)(3) is revised to read as
follows:
Sec. 173.12 Exceptions for shipment of waste materials.
* * * * *
(b) * * *
(3) Prohibited materials. The following waste materials may not be
packaged or described under the provisions of this paragraph (b): a
material poisonous-by-inhalation, a temperature controlled material
unless it complies with Sec. 173.21(f)(1), a Division 6.1, Packing
Group I material, chloric acid, and oleum (fuming sulfuric acid).
* * * * *
13. In Sec. 173.33, paragraph (g) is revised to read as follows:
Sec. 173.33 Hazardous materials in cargo tank motor vehicles.
* * * * *
(g) Remote control of self-closing stop valves--MC 330, MC 331 and
MC 338 cargo tanks. Each liquid or vapor discharge opening in an MC 330
or MC 331 cargo tank and each liquid filling and liquid discharge line
in an MC 338 cargo tank must be provided with a remotely controlled
internal self-closing stop valve, except when an MC 330 or MC 331 cargo
tank is marked and used exclusively to transport carbon dioxide, or
except when an MC 338 is used to transport argon, carbon dioxide,
helium, krypton, neon, nitrogen, and xenon, or except when an MC 338
utilizes an external self-closing stop valve to comply with the
requirements in Sec. 178.338-11(b). However, if the cargo tank motor
vehicle was certified before January 1, 1995, this requirement is
applicable only when an MC 330 or MC 331 cargo tank is used to
transport a flammable liquid, flammable gas, hydrogen chloride
(refrigerated liquid), or anhydrous ammonia; or when an MC 338 cargo
tank is used to transport flammable ladings.
* * * * *
14. In Sec. 173.62, in paragraph (c)(5), in the Table of Packing
Methods, Packing Instructions 130 is revised to read as follows:
Sec. 173.62 Specific packaging requirements for explosives.
* * * * *
(c) * * *
(5) * * *
[[Page 24904]]
Table of Packing Methods
----------------------------------------------------------------------------------------------------------------
Intermediate
Packaging instruction Inner packagings packagings Outer packaging
----------------------------------------------------------------------------------------------------------------
* * * * * * *
130.................................. Not necessary.......... Not necessary.......... Boxes. Steel (4A).
Particular Packaging Requirements:... Aluminum (4B) Wood
1. The following applies to UN 0006, natural, ordinary
0009, 0010, 0015, 0016, 0018, 0019, (4C1). Wood natural,
0034, 0035, 0038, 0039, 0048, 0056, sift-proof walls (4C2)
0137, 0138, 0168, 0169, 0171, 0181, Plywood (4D).
0182, 0183, 0186, 0221, 0238, 0243, Reconstituted wood
0244, 0245, 0246, 0254, 0280, 0281, (4F). Fiberboard (4G).
0286, 0287, 0297, 0299, 0300, 0301, Plastics, expanded
0303, 0321, 0328, 0329, 0344, 0345, (4H1). Plastics, solid
0346, 0347, 0362, 0363, 0370, 0412, (4H2). Drums. Steel,
0424, 0425, 0434, 0435, 0436, 0437, removable head (1A2).
0438, 0451, 0459 and 0488. Large and Aluminum, removable
robust explosives articles, normally head (1B2). Plywood
intended for military use, without (1D). Fiber (1G).
their means of initiation or with Plastics, removable
their means of initiation containing head (1H2). Large
at least two effective protective Packagings. Steel
features, may be carried unpackaged. (50A) Aluminum (50B)
When such articles have propelling Metal other than steel
charges or are self-propelled, their or aluminum (50N)
ignition systems must be protected Rigid plastics (50H)
against stimuli encountered during Natural wood (50C)
normal conditions of transport. A Plywood (50D)
negative result in Test Series 4 on Reconstituted wood
an unpackaged article indicates that (50F) Rigid fiberboard
the article can be considered for (50G).
transport unpackaged. Such
unpackaged articles may be fixed to
cradles or contained in crates or
other suitable handling devices..
2. Subject to approval by the
Associate Administrator, large
explosive articles, as part of their
operational safety and suitability
tests, subjected to testing that
meets the intentions of Test Series
4 of the UN Manual of Tests and
Criteria with successful test
results, may be offered for
transportation in accordance with
the requirements of this subchapter.
* * * * * * *
----------------------------------------------------------------------------------------------------------------
15. In Sec. 173.134, paragraph (c)(2) is revised to read as
follows:
Sec. 173.134 Class 6, Division 6.2--Definitions and exceptions.
* * * * *
(c) * * *
(2) * * *
(viii) Documents intended for destruction in accordance with the
Health Insurance Portability and Accountability Act of 1996 (HIPAA)
requirements;
(ix) Medical or clinical equipment and laboratory products provided
they are properly packaged and secured against exposure or
contamination; and
(x) Sharps in sharp containers provided the containers are securely
closed to prevent leaks or punctures; do not exceed 18 gallons
capacity; registered under the Medical Device Regulations of FDA; made
of puncture resistant plastic that meets ASTM Standard F2132-01,
Standard Specification for Puncture Resistance of Materials Used in
Containers for Discarded Medical Needles and Other Sharps; and are
securely fitted into wheeled racks that hold them in an upright
position. The wheeled racks must contain full rows of sharps containers
secured in place by a moveable bar; and must be securely held in place
on the motor vehicle by straps or load bars during transportation. No
shelf in any wheeled rack may exceed the manufacturer's recommended
load capacity.
* * * * *
16. In Sec. 173.150, paragraph (d) is revised to read as follows:
Sec. 173.150 Exceptions for Class 3 (flammable and combustible
liquids).
* * * * *
(d) Alcoholic beverages. (1) An alcoholic beverage (wine and
distilled spirits as defined in 27 CFR Sec. Sec. 4.10 and 5.11), when
transported via motor vehicle, vessel, or rail, is not subject to the
requirements of this subchapter if the alcoholic beverage:
(i) Contains 24 percent or less alcohol by volume;
(ii) Is contained in an inner packaging of 5 L (1.3 gallons) or
less; or
(iii) Is a Packing Group III alcoholic beverage contained in a
packaging 250 liters (66 gallons) or less;
(2) An alcoholic beverage (wine and distilled spirits as defined in
27 CFR Sec. Sec. 4.10 and 5.11), when transported via aircraft, is not
subject to the requirements of this subchapter if the alcoholic
beverage:
(i) Contains 24 percent or less alcohol by volume;
(ii) For transportation aboard a passenger-carrying aircraft,
contains more than 24 percent but less than 70 percent alcohol by
volume when in unopened retail packagings not exceeding 5 liters (1.3
gallons) carried in
[[Page 24905]]
carry-on or checked baggage, with a total net quantity per person of 5
liters (1.3 gallons) (See Sec. 175.10(a)(4)).
(iii) For transportation aboard a cargo aircraft contains more than
24 percent but less than 70 percent alcohol by volume in an inner
packaging of 5 L (1.3 gallons) or less.
* * * * *
17. In Sec. 173.159a, paragraph (c)(1) is revised to read as
follows:
Sec. 173.159a Exceptions for non-spillable batteries.
* * * * *
(c) Non-spillable batteries are excepted from the packaging
requirements of Sec. 173.159 under the following conditions:
(1) Non-spillable batteries must be securely packed in strong outer
packagings or secured to skids or pallets capable of withstanding the
shocks normally incident to transportation. The batteries must meet the
requirements of Sec. 173.159(a), be loaded or braced so as to prevent
damage and short circuits in transit, and any other material loaded in
the same vehicle must be blocked, braced, or otherwise secured to
prevent contact with or damage to the batteries. A non-spillable
battery which is an integral part of and necessary for the operation of
mechanical or electronic equipment must be securely fastened in the
battery holder on the equipment.
* * * * *
PART 177--CARRIAGE BY PUBLIC HIGHWAY
18. The authority citation for part 177 continues to read as
follows:
Authority: 49 U.S.C. 5101-5127; 49 CFR 1.53.
19. In Sec. 177.834, paragraph (j)(2) is revised to read as
follows:
Sec. 177.834 General requirements.
* * * * *
(j) * * *
(2) All valves and other closures in liquid discharge systems are
closed and free of leaks, except external emergency self-closing valves
on MC 338 cargo tanks containing the residue of cryogenic liquids may
remain either open or closed during transit.
* * * * *
PART 178--SPECIFICATIONS FOR PACKAGINGS
20. The authority citation for part 178 continues to read as
follows:
Authority: 49 U.S.C. 5101-5128; 49 CFR 1.53.
21. In Sec. 178.2, paragraph (c)(1) is revised to read as follows:
Sec. 178.2 Applicability and responsibility.
* * * * *
(c) Notification. (1) Except as specifically provided in Sec. Sec.
178.337-18, 178.338-19 and 178.345-15 of this part or for empty
packagings meeting the requirements specified inSec. 173.29(b), the
manufacturer or other person certifying compliance with the
requirements of this part, and each subsequent distributor of that
packaging must:
* * * * *
22. In Appendix E to part 178 Figure 1 and Figure 2 are added
following the text.
Appendix E to Part 178--Flame Penetration Resistance Test
* * * * *
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PART 180--CONTINUING QUALIFICATION AND MAINTENANCE OF PACKAGINGS
23. The authority citation for part 180 continues to read as
follows:
Authority: 49 U.S.C. 5101-5128; 49 CFR 1.53.
24. In Sec. 180.416, paragraph (d)(5) is revised to read as
follows:
Sec. 180.416 Discharge system inspection and maintenance program for
cargo tanks transporting liquefied compressed gases.
* * * * *
(d) * * *
(5) The operator must note each inspection in a record. That record
must include the inspection date, the name of the person performing the
inspection, the hose assembly identification number, the manufacturer
of the hose assembly, the date the hose was assembled and tested, and
an indication that the delivery hose assembly and piping system passed
or failed the tests and inspections. A copy of each test and inspection
record must be retained by the operator at its principal place of
business or where the vehicle is housed or maintained until the next
test of the same type is successfully completed.
* * * * *
Issued in Washington, DC, on April 19, 2012, under authority
elegated in 49 CFR part 106.
R. Ryan Posten,
Deputy Associate Administrator for Hazardous Materials Safety, Pipeline
and Hazardous Materials Safety Administration.
[FR Doc. 2012-9895 Filed 4-25-12; 8:45 am]
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