Hawaii Disaster # HI-00026, 25010 [2012-10112]
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25010
Federal Register / Vol. 77, No. 81 / Thursday, April 26, 2012 / Notices
an issuer, whether or not such offering
is subject to registration under the
Securities Act of 1933, regardless of
whether such transaction is effected
through the facilities of a national
securities exchange; and (2) sales of
securities by a selling shareholder in
connection with an initial public
offering or in a registered secondary
offering if such selling shareholder is a
current or former employee of the issuer
and the securities being sold were
acquired as part of the person’s
compensation as an employee of the
issuer. The Commission believes that
providing this limited exemption will
continue to ensure that Rule 13h–1
provides a mechanism for the
Commission to gather data on persons
that conduct a significant amount of
secondary market trading in NMS
securities, while providing limited relief
to issuers and selling shareholders who
would not otherwise meet the definition
of large trader in the absence of these
capital market transactions. Because
such transactions typically are
infrequent in nature and are
distinguishable in character from the
secondary market activity that is the
focus of Rule 13h–1, this exemption
should preserve the Commission’s
ability to identify large traders while
reducing burdens on issuers and selling
shareholders and thereby assist in the
promotion of capital formation.
IV. Conclusion
It is hereby ordered, pursuant to
Exchange Act Section 13(h)(6) and Rule
13h–1(g) thereunder, that broker-dealers
subject to the recordkeeping, reporting,
and monitoring requirements of Rule
13h–1 are temporarily exempted from
those requirements until May 1, 2013,
except that clearing broker-dealers for a
large trader that either (1) is a U.S.registered broker-dealer,33 or (2) trades
through a sponsored access
arrangement,34 are temporarily
exempted from the recordkeeping and
reporting provisions of Rule 13h–1 only
until November 30, 2012.
Further, it is hereby ordered, pursuant
to Exchange Act Section 13(h)(6) and
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33 This
includes the large trader broker-dealer
itself, if self-clearing.
34 A ‘‘sponsored access arrangement’’ in this
context refers to an arrangement in which a brokerdealer permits a large trader customer to enter
orders directly to a trading center where such
orders are not processed through the broker-dealer’s
own trading system (other than any risk
management controls established for purposes of
compliance with Rule 15c3–5 under the Exchange
Act) and where the orders are routed directly to a
trading center, in some cases supported by a service
bureau or other third party technology provider. See
Securities Exchange Act Release No. 63241
(November 3, 2010), 75 FR 69792 (November 15,
2010) (S7–03–10).
VerDate Mar<15>2010
17:51 Apr 25, 2012
Jkt 226001
Rule 13h–1(g) thereunder, that: (1)
Transactions that are part of an offering
of securities by or on behalf of an issuer,
or by an underwriter on behalf of an
issuer, or an agent for an issuer, whether
or not such offering is subject to
registration under the Securities Act of
1933, or such transaction is effected
through the facilities of a national
securities exchange, and (2) sales of
securities by a selling shareholder in
connection with an initial public
offering or in a registered secondary
offering if such selling shareholder is a
current or former employee of the issuer
and the securities being sold were
acquired as part of the person’s
compensation as an employee of the
issuer, are hereby exempt from the
definition of the term ‘‘transaction’’
under Rule 13h-1(a)(6) for the sole
purpose of determining whether a
person is a large trader.
By the Commission.
Elizabeth M. Murphy,
Secretary.
organizations that provide essential
services of governmental nature may file
disaster loan applications at the address
listed above or other locally announced
locations.
The following areas have been
determined to be adversely affected by
the disaster:
Primary Counties Kauai.
The Interest Rates are:
Percent
For Physical Damage:
Non-Profit Organizations With
Credit Available Elsewhere .......
Non-Profit Organizations Without
Credit Available Elsewhere .......
For Economic Injury:
Non-Profit Organizations Without
Credit Available Elsewhere .......
3.125
3.000
3.000
The number assigned to this disaster
for physical damage is 13065B and for
economic injury is 13066B.
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
[FR Doc. 2012–10026 Filed 4–25–12; 8:45 am]
BILLING CODE 8011–01–P
Joseph P. Loddo,
Acting Associate Administrator for Disaster
Assistance.
[FR Doc. 2012–10112 Filed 4–25–12; 8:45 am]
SMALL BUSINESS ADMINISTRATION
BILLING CODE 8025–01–P
[Disaster Declaration #13065 and #13066]
Hawaii Disaster # HI–00026
SMALL BUSINESS ADMINISTRATION
U.S. Small Business
Administration.
ACTION: Notice.
Military Reservist Economic Injury
Disaster Loans Interest Rate for Third
Quarter FY 2012
AGENCY:
This is a Notice of the
Presidential declaration of a major
disaster for Public Assistance Only for
the State of Hawaii (FEMA–4062–DR),
dated 04/18/2012.
Incident: Severe Storms, Flooding,
and Landslides.
Incident Period: 03/03/2012 through
03/11/2012.
Effective Date: 04/18/2012.
Physical Loan Application Deadline
Date: 06/18/2012.
Economic Injury (EIDL) Loan
Application Deadline Date: 01/18/2013.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: Notice is
hereby given that as a result of the
President’s major disaster declaration on
04/18/2012, Private Non-Profit
SUMMARY:
PO 00000
Frm 00086
Fmt 4703
Sfmt 4703
In accordance with the Code of
Federal Regulations 13—Business Credit
and Assistance § 123.512, the following
interest rate is effective for Military
Reservist Economic Injury Disaster
Loans approved on or after April 20,
2012.
Military Reservist Loan Program—
4.000%
Dated: April 23, 2012.
Joseph P. Loddo,
Acting Associate Administrator for Disaster
Assistance.
[FR Doc. 2012–10115 Filed 4–25–12; 8:45 am]
BILLING CODE P
SUSQUEHANNA RIVER BASIN
COMMISSION
Projects Approved for Consumptive
Uses of Water
Susquehanna River Basin
Commission.
ACTION: Notice.
AGENCY:
This notice lists the projects
approved by rule by the Susquehanna
SUMMARY:
E:\FR\FM\26APN1.SGM
26APN1
]]>Agencies
[Federal Register Volume 77, Number 81 (Thursday, April 26, 2012)]
[Notices]
[Page 25010]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-10112]
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SMALL BUSINESS ADMINISTRATION
[Disaster Declaration 13065 and 13066]
Hawaii Disaster HI-00026
AGENCY: U.S. Small Business Administration.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: This is a Notice of the Presidential declaration of a major
disaster for Public Assistance Only for the State of Hawaii (FEMA-4062-
DR), dated 04/18/2012.
Incident: Severe Storms, Flooding, and Landslides.
Incident Period: 03/03/2012 through 03/11/2012.
Effective Date: 04/18/2012.
Physical Loan Application Deadline Date: 06/18/2012.
Economic Injury (EIDL) Loan Application Deadline Date: 01/18/2013.
ADDRESSES: Submit completed loan applications to: U.S. Small Business
Administration, Processing and Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster
Assistance, U.S. Small Business Administration, 409 3rd Street SW.,
Suite 6050, Washington, DC 20416.
SUPPLEMENTARY INFORMATION: Notice is hereby given that as a result of
the President's major disaster declaration on 04/18/2012, Private Non-
Profit organizations that provide essential services of governmental
nature may file disaster loan applications at the address listed above
or other locally announced locations.
The following areas have been determined to be adversely affected
by the disaster:
Primary Counties Kauai.
The Interest Rates are:
------------------------------------------------------------------------
Percent
------------------------------------------------------------------------
For Physical Damage:
Non-Profit Organizations With Credit Available Elsewhere..... 3.125
Non-Profit Organizations Without Credit Available Elsewhere.. 3.000
For Economic Injury:
Non-Profit Organizations Without Credit Available Elsewhere.. 3.000
------------------------------------------------------------------------
The number assigned to this disaster for physical damage is 13065B
and for economic injury is 13066B.
(Catalog of Federal Domestic Assistance Numbers 59002 and 59008)
Joseph P. Loddo,
Acting Associate Administrator for Disaster Assistance.
[FR Doc. 2012-10112 Filed 4-25-12; 8:45 am]
BILLING CODE 8025-01-P
