Tart Cherries Grown in the State of Michigan, et al.; Increasing the Primary Reserve Capacity and Revising Exemption Requirements, 24640-24643 [2012-9860]
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24640
Proposed Rules
Federal Register
Vol. 77, No. 80
Wednesday, April 25, 2012
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
DEPARTMENT OF AGRICULTURE
Agricultural Marketing Service
7 CFR Part 930
[Doc. No. AMS–FV–11–0092; FV12–930–1
PR]
Tart Cherries Grown in the State of
Michigan, et al.; Increasing the Primary
Reserve Capacity and Revising
Exemption Requirements
Agricultural Marketing Service,
USDA.
ACTION: Proposed rule.
AGENCY:
This rule invites comments
on proposed revisions to the primary
inventory reserve capacity and the
exemption provisions applicable to
handler diversion activities prescribed
under the marketing order for tart
cherries (order). The order regulates the
handling of tart cherries grown in the
States of Michigan, New York,
Pennsylvania, Oregon, Utah,
Washington, and Wisconsin, and is
administered locally by the Cherry
Industry Administrative Board (Board).
This action would increase the volume
of tart cherries that can be placed in the
primary inventory reserve from 50
million pounds to 100 million pounds
and would revise exemption provisions
by limiting diversion credits for new
market development and market
expansion activities to one year. These
changes are intended to facilitate sales
and lessen the impact of market
expansion activities on volume
restriction calculations.
DATES: Comments must be received by
May 10, 2012.
ADDRESSES: Interested persons are
invited to submit written comments
concerning this proposal. Comments
must be sent to the Docket Clerk,
Marketing Order and Agreement
Division, Fruit and Vegetable Programs,
AMS, USDA, 1400 Independence
Avenue SW., STOP 0237, Washington,
DC 20250–0237; Fax: (202) 720–8938; or
Internet: https://www.regulations.gov. All
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SUMMARY:
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comments should reference the
document number and the date and
page number of this issue of the Federal
Register and will be made available for
public inspection in the Office of the
Docket Clerk during regular business
hours, or can be viewed at: https://
www.regulations.gov. All comments
submitted in response to this rule will
be included in the record and will be
made available to the public. Please be
advised that the identity of the
individuals or entities submitting the
comments will be made public on the
Internet at the address provided above.
FOR FURTHER INFORMATION CONTACT:
Jennie M. Varela, Marketing Specialist,
or Christian D. Nissen, Regional
Manager, Southeast Marketing Field
Office, Marketing Order and Agreement
Division, Fruit and Vegetable Programs,
AMS, USDA; Telephone: (863) 324–
3775, Fax: (863) 325–8793, or Email:
Jennie.Varela@ams.usda.gov or
Christian.Nissen@ams.usda.gov.
Small businesses may request
information on complying with this
regulation by contacting Laurel May,
Marketing Order and Agreement
Division, Fruit and Vegetable Programs,
AMS, USDA, 1400 Independence
Avenue SW., STOP 0237, Washington,
DC 20250–0237; Telephone: (202) 720–
2491, Fax: (202) 720–8938, or Email:
Laurel.May@ams.usda.gov.
SUPPLEMENTARY INFORMATION: This
proposal is issued under Marketing
Order No. 930, as amended (7 CFR part
930), regulating the handling of tart
cherries grown in the States of
Michigan, New York, Pennsylvania,
Oregon, Utah, Washington, and
Wisconsin, hereinafter referred to as the
‘‘order.’’ The order is effective under the
Agricultural Marketing Agreement Act
of 1937, as amended (7 U.S.C. 601–674),
hereinafter referred to as the ‘‘Act.’’
The Department of Agriculture
(USDA) is issuing this rule in
conformance with Executive Order
12866.
This proposal has been reviewed
under Executive Order 12988, Civil
Justice Reform. This rule is not intended
to have retroactive effect.
The Act provides that administrative
proceedings must be exhausted before
parties may file suit in court. Under
section 608c(15)(A) of the Act, any
handler subject to an order may file
with USDA a petition stating that the
order, any provision of the order, or any
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obligation imposed in connection with
the order is not in accordance with law
and request a modification of the order
or to be exempted therefrom. A handler
is afforded the opportunity for a hearing
on the petition. After the hearing, USDA
would rule on the petition. The Act
provides that the district court of the
United States in any district in which
the handler is an inhabitant, or has his
or her principal place of business, has
jurisdiction to review USDA’s ruling on
the petition, provided an action is filed
not later than 20 days after the date of
the entry of the ruling.
This rule invites comments on
proposed revisions to the primary
inventory reserve capacity and the
exemption provisions applicable to
handler diversion activities prescribed
under the order. This action would
increase the volume of tart cherries that
can be placed in the primary inventory
reserve from 50 million pounds to 100
million pounds and would revise
exemption provisions by limiting
diversion credits for new market
development and market expansion
activities to one year. These changes are
intended to facilitate sales and lessen
the impact of new market development
and market expansion activities on
volume restriction calculations. These
changes were recommended by the
Board at its meetings on September 15,
2011, and November 2, 2011,
respectively.
Section 930.55 of the order provides
authority for the establishment of a
primary inventory reserve as part of the
order’s volume control provisions.
Section 930.50(i) of the order establishes
a cap of 50 million pounds on the
primary inventory reserve, but provides
authority to raise that limit if necessary,
provided that any recommendation for
change is made by the Board on or
before September 30 to become effective
for the following crop year.
Section 930.59 of the order authorizes
handler diversion. When volume
regulation is in effect, handlers may
fulfill any restricted percentage
requirement in full or in part by
acquiring diversion certificates or by
voluntarily diverting cherries or cherry
products in a program approved by the
Board, rather than placing cherries in an
inventory reserve. These eligible
diversion activities include, in part, use
for new market development and market
expansion activities.
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Federal Register / Vol. 77, No. 80 / Wednesday, April 25, 2012 / Proposed Rules
Section 930.159 of the order’s
administrative rules specifies methods
of handler diversion, including using
cherries or cherry products for exempt
purposes prescribed under § 930.162.
Section 930.162 establishes the terms
and conditions of exemption that must
be satisfied for handlers to receive
diversion certificates for exempt uses.
Section 930.162(b) defines the activities
which qualify for exemptions including
new market development and market
expansion. New market development
and market expansion activities include,
but are not limited to, sales of cherries
into markets that are not yet
commercially established, product line
extensions, or segmentation of markets
along geographic or other definable
characteristics.
In July 2011, the Board established an
ad hoc committee (committee) to
examine the volume regulation process
under the order and recommend
changes that might benefit the industry.
The committee made a series of
recommendations, mostly
administrative in nature, which were
discussed by the entire Board at its
September and November meetings. The
recommended administrative changes
were approved by the Board and the
proposed changes to the primary reserve
and diversion credits for market
expansion activities, are the subject of
this action.
The order provides for the use of
volume regulation to stabilize prices
and improve grower returns during
periods of oversupply. At the beginning
of each season, the Board examines
production and sales data to determine
whether a volume regulation is
necessary and if so, announces free and
restricted percentages to limit the
volume of tart cherries on the market.
Free percentage cherries can be used to
supply any available market, including
domestic markets for pie filling, water
packed, and frozen tart cherries.
Restricted percentage cherries can be
placed in reserve, marketed through
exempt activities, including market
expansion, or diverted in orchard or at
the processing plant.
When using reserves to meet their
restricted percentage, handlers have two
inventory reserve pools available, a
primary reserve currently limited to 50
million pounds and an unlimited
secondary reserve. Reserves allow the
industry to mitigate the impact of
oversupply in large crop years, while
allowing the industry to supply markets
in years when production falls below
demand. Volume in the secondary
reserve cannot be released unless the
primary reserve is empty. Most reserve
inventory flows in and out of the
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primary reserve, and it is rarely at zero,
making it difficult to release volume
from the secondary reserve.
Accessing reserves, particularly at the
beginning of a crop year when the new
crop has yet to be harvested, has become
more important in recent seasons. When
the order was promulgated, tart cherries
were primarily processed as ingredients
or into pie filling and a 50 million
pound primary reserve met the needs of
the industry. However, dried cherries,
juice, and juice concentrate are growing
segments of the industry, and some
handlers are also manufacturing
finished products for retail. The
additional processing steps for these
new products, as well as the growing
variety of retail products have changed
reserve needs. At any given time,
handlers now hold more volume in
reserve.
Additionally, in years when a crop is
short or demand exceeds expectations,
the Board can vote to issue a reserve
release. During the 2010–2011 season,
the Board found it necessary to issue
two such releases. The Board believes
increasing the capacity of the primary
reserve to 100 million pounds would
facilitate the release of reserve cherries
when they are needed. Moving
additional reserve volume into the
primary pool, which is easier to access,
should allow the industry to be more
responsive to changes in demand and
supply, and allow handlers more
flexibility in how they utilize the
reserve. The intent of this action is not
to increase the volume of cherries in
reserve, but to shift a greater volume
into the primary reserve where it is
more accessible to meet handler needs.
This change should not impact volume
restriction calculations.
Accordingly, at its meeting on
September 15, 2011, the Board
recommended increasing the capacity of
the primary inventory reserve from 50
million pounds to 100 million pounds.
Fifteen Board members voted for this
change and two abstained.
In addition to discussing the primary
reserve, the Board also considered
changes to diversion credits. These
credits are a handler’s alternative to
placing fruit in reserve in order to
comply with their restricted percentage
under volume restriction. The order
provides that fruit used for certain
exempt purposes, including new market
development and market expansion, is
eligible to receive diversion credits.
Market expansion is defined as an
activity that expands the sale of either
tart cherries or the products in which
tart cherries are an ingredient. The
Board currently limits the duration of
any diversion credit for new market
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24641
development and market expansion to
three years.
The Board believes that new market
development and market expansion
activities have been successful in
increasing sales. Some Board members
expressed that these activities have been
very helpful in developing the dried
cherry and juice segments. Earlier
regulations limited the volume that
could receive diversion credit to 10
million pounds. However, the Board
believed the limitation could be
discouraging expansion and in 2006
recommended removing the diversion
credit volume limitations. Since that
time, the use of new market
development and market expansion
activities to meet restricted percentages
has grown. The current three-year
average for diversion credit for market
expansion activities is approximately 35
million pounds a year.
In its discussions of this issue, the
Board sought to find a solution that
would continue to encourage new
market development and market
expansion projects, but reduce the
impact these credits have on volume
restriction calculations. While market
expansion activities designated for
diversion credit represent about 15
percent of gross sales, these sales are not
included in the average sales figure used
to determine optimum supply for
volume regulation. The Board estimates
that limiting credits to one year would
lower the annual average credit for
market expansion to 16 million pounds,
or 19 million pounds below the current
average.
With this action, it is anticipated that
the difference in volume between the
three-year credit and one year credit for
market expansion would shift to free
sales helping to reduce the calculated
restricted percentage. Using current
numbers, assuming that the difference
of 19 million pounds would be counted
as free sales, this change would reduce
the calculated surplus. Reducing the
calculated surplus would, in turn, help
lower restricted percentages. The Board
believes this change would help make
the calculations under volume
regulation more reflective of industry
conditions.
Accordingly, at its November 2, 2011,
meeting, the Board voted unanimously
to revise exemption provisions
applicable to handler diversion
activities by limiting diversion credits
for market expansion activities to one
year, with the time limit beginning with
the date of the first shipment. The Board
also noted that projects approved prior
to this action would be allowed to finish
their three-year cycle.
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Initial Regulatory Flexibility Analysis
Pursuant to requirements set forth in
the Regulatory Flexibility Act (RFA)
(5 U.S.C. 601–612), the Agricultural
Marketing Service (AMS) has
considered the economic impact of this
action on small entities. Accordingly,
AMS has prepared this initial regulatory
flexibility analysis.
The purpose of the RFA is to fit
regulatory actions to the scale of
business subject to such actions in order
that small businesses will not be unduly
or disproportionately burdened.
Marketing orders issued pursuant to the
Act, and rules issued thereunder, are
unique in that they are brought about
through group action of essentially
small entities acting on their own
behalf.
There are approximately 40 handlers
of tart cherries who are subject to
regulation under the marketing order
and approximately 600 producers of tart
cherries in the regulated area. Small
agricultural service firms have been
defined by the Small Business
Administration (SBA) as those having
annual receipts of less than $7,000,000,
and small agricultural producers are
defined as those having annual receipts
of less than $750,000 (13 CFR 121.201).
According to the National
Agricultural Statistics Service, and
Board data, the average annual grower
price for tart cherries during the 2010–
11 season was $0.221 per pound, and
total shipments were around 270
million pounds. Therefore, average
receipts for tart cherry producers were
around $99,000, well below the SBA
threshold for small producers. In 2010,
The Food Institute estimated an f.o.b.
price of $0.84 per pound for frozen tart
cherries, which make up the majority of
processed tart cherries. Using this data,
average annual handler receipts were
about $5.7 million, also below the SBA
threshold for small agricultural service
firms. Assuming a normal distribution,
the majority of producers and handlers
of tart cherries may be classified as
small entities.
This action would increase the
volume of tart cherries that can be
placed in the primary inventory reserve
from 50 million pounds to 100 million
pounds and would revise the exemption
provisions pertaining to handler
diversion activities by limiting
diversion credits for new market
development and market expansion
activities to one year. These changes are
intended to facilitate sales and lessen
the impact of such activities on volume
restriction calculations. This rule would
add § 930.155 to the rules and
regulations to establish the increased
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limit for the primary inventory reserve,
and would revise § 930.162 of the
regulations regarding exemptions as
they pertain to handler diversion
activities. The authority for these
actions is provided in §§ 930.50 and
930.59 of the order. The Board
recommended these actions at meetings
on September 15, 2011, and November
2, 2011.
The Board believes these changes
would better align regulations with
industry needs and practices, facilitate
the release of restricted fruit, and help
avoid over-restriction. It is not
anticipated that this action would
impose additional costs on handlers or
growers, regardless of size. Handlers of
all sizes could realize a cost savings by
not having to store product relegated to
the secondary reserve, which is difficult
to access.
Further, increasing the maximum
volume that can be held in the primary
reserve would allow handlers to be
more responsive to industry needs by
making reserves easier to access in
periods of short supply or increased
demand, which could facilitate sales.
Changes in processing and cherry
products have created a situation in
which handlers may have more volume
on hand at any given time, furthering
the need to access reserves. Expanding
the volume available in the primary
reserve would assist handlers in
managing their stocks and would help
maintain a steady inventory of finished
products to supply retailers and
consumers.
Additionally, the Board believes
limiting diversion credits for market
expansion to one year would move more
sales into the free sales category for
purposes of computing volume
regulations. This would reduce the
calculated surplus, and in turn lower
restrictions. Lower restrictions would
allow handlers to have a greater portion
of their volume available for free sales.
This could facilitate additional sales
which could improve returns for
growers and handlers.
This rule is expected to benefit
producers, handlers, and consumers.
The effects of this rule are not expected
to be disproportionately greater or less
for small handlers or producers than for
larger entities.
The Committee discussed alternatives
to these changes, including not
increasing the primary reserve capacity,
as well as eliminating diversion credits
for market expansion rather than
limiting them to one year. Regarding the
change to primary reserve capacity, the
Board agreed that changes in the
industry necessitated this change and
that it was in the industry’s best interest
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to have this change in place by the next
season. In discussing the change to
diversion credits for market expansion,
the Board considered phasing out
diversion credits for market expansion
altogether. However, some Board
members believed that offering
diversion credit for these activities had
been beneficial to the industry and thus
should not be eliminated entirely. The
Board believes limiting credits to a
maximum of one year would continue
to encourage handlers to enter new
markets, but lessen the impact on
volume restriction calculations.
Therefore, these alternatives were
rejected.
In accordance with the Paperwork
Reduction Act of 1995, (44 U.S.C.
Chapter 35), the order’s information
collection requirements have been
previously approved by the Office of
Management and Budget (OMB) and
assigned OMB No. 0581–0177, (Tart
Cherries Grown in the States of
Michigan, New York, Pennsylvania,
Oregon, Utah, Washington, and
Wisconsin). No changes in those
requirements as a result of this action
are necessary. Should any changes
become necessary, they would be
submitted to OMB for approval.
Accordingly, this action would not
impose any additional reporting or
recordkeeping requirements on either
small or large tart cherry handlers. As
with all Federal marketing order
programs, reports and forms are
periodically reviewed to reduce
information requirements and
duplication by industry and public
sector agencies.
AMS is committed to complying with
the E-Government Act, to promote the
use of the Internet and other
information technologies to provide
increased opportunities for citizen
access to Government information and
services, and for other purposes.
USDA has not identified any relevant
Federal rules that duplicate, overlap or
conflict with this proposed rule.
The Board formed a committee to
review the order’s volume regulation
procedures and suggest changes to the
Board. This committee held meetings
where these issues were discussed in
detail. These meetings were public
meetings and both large and small
entities were able to participate and
express their views. In addition, the
Board’s meetings were widely
publicized throughout the tart cherry
industry and all interested persons were
invited to attend and participate in
Board deliberations on all issues. Like
all Board meetings, the September 15,
2011, and November 2, 2011, meetings
were public meetings and all entities,
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Federal Register / Vol. 77, No. 80 / Wednesday, April 25, 2012 / Proposed Rules
both large and small, were able to
express views on this issue. Finally,
interested persons are invited to submit
comments on this proposed rule,
including the regulatory and
informational impacts of this action on
small businesses.
A small business guide on complying
with fruit, vegetable, and specialty crop
marketing agreements and orders may
be viewed at: www.ams.usda.gov/
MarketingOrdersSmallBusinessGuide.
Any questions about the compliance
guide should be sent to Laurel May at
the previously mentioned address in the
FOR FURTHER INFORMATION CONTACT
section.
A 15-day comment period is provided
to allow interested persons to respond
to this proposal. Fifteen days is deemed
appropriate because the Board would
like to have this rule in place as soon
as possible so handlers can consider
these changes when making plans for
the upcoming season. Further, handlers
are aware of these proposed changes,
which were discussed and
recommended at public meetings and
interested parties had the opportunity to
provide input. All written comments
timely received will be considered
before a final determination is made on
this matter.
List of Subjects in 7 CFR Part 930
Marketing agreements, Reporting and
recordkeeping requirements, Tart
cherries.
For the reasons set forth in the
preamble, 7 CFR part 930 is proposed to
be amended as follows:
PART 930—TART CHERRIES GROWN
IN THE STATES OF MICHIGAN, NEW
YORK, PENNSYLVANIA, OREGON,
UTAH, WASHINGTON, AND
WISCONSIN
1. The authority citation for 7 CFR
part 930 continues to read as follows:
Authority: 7 U.S.C. 601–674.
2. A new § 930.150 is added to read
as follows:
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§ 930.150
Primary inventory reserve.
Beginning July 1, 2012, the primary
inventory reserve may not to exceed 100
million pounds.
3. Section 930.162 is amended by
adding a sentence at the end of section
(b)(2) to read as follows:
§ 930.162
Exemptions.
*
*
*
*
*
(b) * * *
(2) * * * In addition, shipments of
tart cherries or tart cherry products in
new market development and market
expansion outlets are eligible for
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24643
[Docket No. FAA–2012–0421; Directorate
Identifier 2012–NM–042–AD]
• Hand Delivery: Deliver to Mail
address above between 9 a.m. and
5 p.m., Monday through Friday, except
Federal holidays.
For service information identified in
this proposed AD, contact Boeing
Commercial Airplanes, Attention: Data
& Services Management, P.O. Box 3707,
MC 2H–65, Seattle, Washington 98124–
2207; telephone 206–544–5000,
extension 1; fax 206–766–5680; email
me.boecom@boeing.com; Internet
https://www.myboeingfleet.com. You
may review copies of the referenced
service information at the FAA,
Transport Airplane Directorate, 1601
Lind Avenue SW., Renton, Washington.
For information on the availability of
this material at the FAA, call 425–227–
1221.
RIN 2120–AA64
Examining the AD Docket
Airworthiness Directives; The Boeing
Company Airplanes
You may examine the AD docket on
the Internet at https://
www.regulations.gov; or in person at the
Docket Management Facility between
9 a.m. and 5 p.m., Monday through
Friday, except Federal holidays. The AD
docket contains this proposed AD, the
regulatory evaluation, any comments
received, and other information. The
street address for the Docket Office
(phone: 800–647–5527) is in the
ADDRESSES section. Comments will be
available in the AD docket shortly after
receipt.
FOR FURTHER INFORMATION CONTACT:
Elias Natsiopoulos, Aerospace Engineer,
Systems and Equipment Branch, ANM–
130S, FAA, Seattle Aircraft Certification
Office (ACO), 1601 Lind Avenue SW.,
Renton, Washington 98057–3356;
phone: 425–917–6478; fax: 425–917–
6590; email:
Elias.Natsiopoulos@faa.gov.
handler diversion credit for a period of
one year from the handler’s first date of
shipment into such outlets.
*
*
*
*
*
Dated: April 17, 2012.
David R. Shipman,
Acting Administrator, Agricultural Marketing
Service.
[FR Doc. 2012–9860 Filed 4–24–12; 8:45 am]
BILLING CODE 3410–02–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM).
AGENCY:
We propose to adopt a new
airworthiness directive (AD) for certain
Boeing Company Model 757 airplanes.
This proposed AD was prompted by a
report of in-flight fracture of the right
windshield (window 1) on the flight
deck and multiple reports of electrical
arcs at the terminal blocks of the flight
deck windshields resulting in smoke
and fire. This proposed AD would
require repetitive inspections of
electrical heat terminals on the left and
right windshields for damage, and
corrective actions if necessary. This
proposed AD would also allow for
replacing an affected windshield with a
windshield equipped with different
electrical connections, which would
terminate the repetitive inspections for
that windshield. We are proposing this
AD to prevent smoke and fire in the
flight deck, which can lead to loss of
visibility, and injuries to or
incapacitation of the flight crew.
DATES: We must receive comments on
this proposed AD by June 11, 2012.
ADDRESSES: You may send comments,
using the procedures found in 14 CFR
11.43 and 11.45, by any of the following
methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov. Follow the
instructions for submitting comments.
• Fax: 202–493–2251.
• Mail: U.S. Department of
Transportation, Docket Operations,
M–30, West Building Ground Floor,
Room W12–140, 1200 New Jersey
Avenue SE., Washington, DC 20590.
SUMMARY:
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SUPPLEMENTARY INFORMATION:
Comments Invited
We invite you to send any written
relevant data, views, or arguments about
this proposal. Send your comments to
an address listed under the ADDRESSES
section. Include ‘‘Docket No. FAA–
2012–0421; Directorate Identifier 2012–
NM–042–AD’’ at the beginning of your
comments. We specifically invite
comments on the overall regulatory,
economic, environmental, and energy
aspects of this proposed AD. We will
consider all comments received by the
closing date and may amend this
proposed AD because of those
comments.
We will post all comments we
receive, without change, to https://
www.regulations.gov, including any
personal information you provide. We
will also post a report summarizing each
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Agencies
[Federal Register Volume 77, Number 80 (Wednesday, April 25, 2012)]
[Proposed Rules]
[Pages 24640-24643]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-9860]
========================================================================
Proposed Rules
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains notices to the public of
the proposed issuance of rules and regulations. The purpose of these
notices is to give interested persons an opportunity to participate in
the rule making prior to the adoption of the final rules.
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Federal Register / Vol. 77, No. 80 / Wednesday, April 25, 2012 /
Proposed Rules
[[Page 24640]]
DEPARTMENT OF AGRICULTURE
Agricultural Marketing Service
7 CFR Part 930
[Doc. No. AMS-FV-11-0092; FV12-930-1 PR]
Tart Cherries Grown in the State of Michigan, et al.; Increasing
the Primary Reserve Capacity and Revising Exemption Requirements
AGENCY: Agricultural Marketing Service, USDA.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: This rule invites comments on proposed revisions to the
primary inventory reserve capacity and the exemption provisions
applicable to handler diversion activities prescribed under the
marketing order for tart cherries (order). The order regulates the
handling of tart cherries grown in the States of Michigan, New York,
Pennsylvania, Oregon, Utah, Washington, and Wisconsin, and is
administered locally by the Cherry Industry Administrative Board
(Board). This action would increase the volume of tart cherries that
can be placed in the primary inventory reserve from 50 million pounds
to 100 million pounds and would revise exemption provisions by limiting
diversion credits for new market development and market expansion
activities to one year. These changes are intended to facilitate sales
and lessen the impact of market expansion activities on volume
restriction calculations.
DATES: Comments must be received by May 10, 2012.
ADDRESSES: Interested persons are invited to submit written comments
concerning this proposal. Comments must be sent to the Docket Clerk,
Marketing Order and Agreement Division, Fruit and Vegetable Programs,
AMS, USDA, 1400 Independence Avenue SW., STOP 0237, Washington, DC
20250-0237; Fax: (202) 720-8938; or Internet: https://www.regulations.gov. All comments should reference the document number
and the date and page number of this issue of the Federal Register and
will be made available for public inspection in the Office of the
Docket Clerk during regular business hours, or can be viewed at: https://www.regulations.gov. All comments submitted in response to this rule
will be included in the record and will be made available to the
public. Please be advised that the identity of the individuals or
entities submitting the comments will be made public on the Internet at
the address provided above.
FOR FURTHER INFORMATION CONTACT: Jennie M. Varela, Marketing
Specialist, or Christian D. Nissen, Regional Manager, Southeast
Marketing Field Office, Marketing Order and Agreement Division, Fruit
and Vegetable Programs, AMS, USDA; Telephone: (863) 324-3775, Fax:
(863) 325-8793, or Email: Jennie.Varela@ams.usda.gov or
Christian.Nissen@ams.usda.gov.
Small businesses may request information on complying with this
regulation by contacting Laurel May, Marketing Order and Agreement
Division, Fruit and Vegetable Programs, AMS, USDA, 1400 Independence
Avenue SW., STOP 0237, Washington, DC 20250-0237; Telephone: (202) 720-
2491, Fax: (202) 720-8938, or Email: Laurel.May@ams.usda.gov.
SUPPLEMENTARY INFORMATION: This proposal is issued under Marketing
Order No. 930, as amended (7 CFR part 930), regulating the handling of
tart cherries grown in the States of Michigan, New York, Pennsylvania,
Oregon, Utah, Washington, and Wisconsin, hereinafter referred to as the
``order.'' The order is effective under the Agricultural Marketing
Agreement Act of 1937, as amended (7 U.S.C. 601-674), hereinafter
referred to as the ``Act.''
The Department of Agriculture (USDA) is issuing this rule in
conformance with Executive Order 12866.
This proposal has been reviewed under Executive Order 12988, Civil
Justice Reform. This rule is not intended to have retroactive effect.
The Act provides that administrative proceedings must be exhausted
before parties may file suit in court. Under section 608c(15)(A) of the
Act, any handler subject to an order may file with USDA a petition
stating that the order, any provision of the order, or any obligation
imposed in connection with the order is not in accordance with law and
request a modification of the order or to be exempted therefrom. A
handler is afforded the opportunity for a hearing on the petition.
After the hearing, USDA would rule on the petition. The Act provides
that the district court of the United States in any district in which
the handler is an inhabitant, or has his or her principal place of
business, has jurisdiction to review USDA's ruling on the petition,
provided an action is filed not later than 20 days after the date of
the entry of the ruling.
This rule invites comments on proposed revisions to the primary
inventory reserve capacity and the exemption provisions applicable to
handler diversion activities prescribed under the order. This action
would increase the volume of tart cherries that can be placed in the
primary inventory reserve from 50 million pounds to 100 million pounds
and would revise exemption provisions by limiting diversion credits for
new market development and market expansion activities to one year.
These changes are intended to facilitate sales and lessen the impact of
new market development and market expansion activities on volume
restriction calculations. These changes were recommended by the Board
at its meetings on September 15, 2011, and November 2, 2011,
respectively.
Section 930.55 of the order provides authority for the
establishment of a primary inventory reserve as part of the order's
volume control provisions. Section 930.50(i) of the order establishes a
cap of 50 million pounds on the primary inventory reserve, but provides
authority to raise that limit if necessary, provided that any
recommendation for change is made by the Board on or before September
30 to become effective for the following crop year.
Section 930.59 of the order authorizes handler diversion. When
volume regulation is in effect, handlers may fulfill any restricted
percentage requirement in full or in part by acquiring diversion
certificates or by voluntarily diverting cherries or cherry products in
a program approved by the Board, rather than placing cherries in an
inventory reserve. These eligible diversion activities include, in
part, use for new market development and market expansion activities.
[[Page 24641]]
Section 930.159 of the order's administrative rules specifies
methods of handler diversion, including using cherries or cherry
products for exempt purposes prescribed under Sec. 930.162. Section
930.162 establishes the terms and conditions of exemption that must be
satisfied for handlers to receive diversion certificates for exempt
uses. Section 930.162(b) defines the activities which qualify for
exemptions including new market development and market expansion. New
market development and market expansion activities include, but are not
limited to, sales of cherries into markets that are not yet
commercially established, product line extensions, or segmentation of
markets along geographic or other definable characteristics.
In July 2011, the Board established an ad hoc committee (committee)
to examine the volume regulation process under the order and recommend
changes that might benefit the industry. The committee made a series of
recommendations, mostly administrative in nature, which were discussed
by the entire Board at its September and November meetings. The
recommended administrative changes were approved by the Board and the
proposed changes to the primary reserve and diversion credits for
market expansion activities, are the subject of this action.
The order provides for the use of volume regulation to stabilize
prices and improve grower returns during periods of oversupply. At the
beginning of each season, the Board examines production and sales data
to determine whether a volume regulation is necessary and if so,
announces free and restricted percentages to limit the volume of tart
cherries on the market. Free percentage cherries can be used to supply
any available market, including domestic markets for pie filling, water
packed, and frozen tart cherries. Restricted percentage cherries can be
placed in reserve, marketed through exempt activities, including market
expansion, or diverted in orchard or at the processing plant.
When using reserves to meet their restricted percentage, handlers
have two inventory reserve pools available, a primary reserve currently
limited to 50 million pounds and an unlimited secondary reserve.
Reserves allow the industry to mitigate the impact of oversupply in
large crop years, while allowing the industry to supply markets in
years when production falls below demand. Volume in the secondary
reserve cannot be released unless the primary reserve is empty. Most
reserve inventory flows in and out of the primary reserve, and it is
rarely at zero, making it difficult to release volume from the
secondary reserve.
Accessing reserves, particularly at the beginning of a crop year
when the new crop has yet to be harvested, has become more important in
recent seasons. When the order was promulgated, tart cherries were
primarily processed as ingredients or into pie filling and a 50 million
pound primary reserve met the needs of the industry. However, dried
cherries, juice, and juice concentrate are growing segments of the
industry, and some handlers are also manufacturing finished products
for retail. The additional processing steps for these new products, as
well as the growing variety of retail products have changed reserve
needs. At any given time, handlers now hold more volume in reserve.
Additionally, in years when a crop is short or demand exceeds
expectations, the Board can vote to issue a reserve release. During the
2010-2011 season, the Board found it necessary to issue two such
releases. The Board believes increasing the capacity of the primary
reserve to 100 million pounds would facilitate the release of reserve
cherries when they are needed. Moving additional reserve volume into
the primary pool, which is easier to access, should allow the industry
to be more responsive to changes in demand and supply, and allow
handlers more flexibility in how they utilize the reserve. The intent
of this action is not to increase the volume of cherries in reserve,
but to shift a greater volume into the primary reserve where it is more
accessible to meet handler needs. This change should not impact volume
restriction calculations.
Accordingly, at its meeting on September 15, 2011, the Board
recommended increasing the capacity of the primary inventory reserve
from 50 million pounds to 100 million pounds. Fifteen Board members
voted for this change and two abstained.
In addition to discussing the primary reserve, the Board also
considered changes to diversion credits. These credits are a handler's
alternative to placing fruit in reserve in order to comply with their
restricted percentage under volume restriction. The order provides that
fruit used for certain exempt purposes, including new market
development and market expansion, is eligible to receive diversion
credits. Market expansion is defined as an activity that expands the
sale of either tart cherries or the products in which tart cherries are
an ingredient. The Board currently limits the duration of any diversion
credit for new market development and market expansion to three years.
The Board believes that new market development and market expansion
activities have been successful in increasing sales. Some Board members
expressed that these activities have been very helpful in developing
the dried cherry and juice segments. Earlier regulations limited the
volume that could receive diversion credit to 10 million pounds.
However, the Board believed the limitation could be discouraging
expansion and in 2006 recommended removing the diversion credit volume
limitations. Since that time, the use of new market development and
market expansion activities to meet restricted percentages has grown.
The current three-year average for diversion credit for market
expansion activities is approximately 35 million pounds a year.
In its discussions of this issue, the Board sought to find a
solution that would continue to encourage new market development and
market expansion projects, but reduce the impact these credits have on
volume restriction calculations. While market expansion activities
designated for diversion credit represent about 15 percent of gross
sales, these sales are not included in the average sales figure used to
determine optimum supply for volume regulation. The Board estimates
that limiting credits to one year would lower the annual average credit
for market expansion to 16 million pounds, or 19 million pounds below
the current average.
With this action, it is anticipated that the difference in volume
between the three-year credit and one year credit for market expansion
would shift to free sales helping to reduce the calculated restricted
percentage. Using current numbers, assuming that the difference of 19
million pounds would be counted as free sales, this change would reduce
the calculated surplus. Reducing the calculated surplus would, in turn,
help lower restricted percentages. The Board believes this change would
help make the calculations under volume regulation more reflective of
industry conditions.
Accordingly, at its November 2, 2011, meeting, the Board voted
unanimously to revise exemption provisions applicable to handler
diversion activities by limiting diversion credits for market expansion
activities to one year, with the time limit beginning with the date of
the first shipment. The Board also noted that projects approved prior
to this action would be allowed to finish their three-year cycle.
[[Page 24642]]
Initial Regulatory Flexibility Analysis
Pursuant to requirements set forth in the Regulatory Flexibility
Act (RFA) (5 U.S.C. 601-612), the Agricultural Marketing Service (AMS)
has considered the economic impact of this action on small entities.
Accordingly, AMS has prepared this initial regulatory flexibility
analysis.
The purpose of the RFA is to fit regulatory actions to the scale of
business subject to such actions in order that small businesses will
not be unduly or disproportionately burdened. Marketing orders issued
pursuant to the Act, and rules issued thereunder, are unique in that
they are brought about through group action of essentially small
entities acting on their own behalf.
There are approximately 40 handlers of tart cherries who are
subject to regulation under the marketing order and approximately 600
producers of tart cherries in the regulated area. Small agricultural
service firms have been defined by the Small Business Administration
(SBA) as those having annual receipts of less than $7,000,000, and
small agricultural producers are defined as those having annual
receipts of less than $750,000 (13 CFR 121.201).
According to the National Agricultural Statistics Service, and
Board data, the average annual grower price for tart cherries during
the 2010-11 season was $0.221 per pound, and total shipments were
around 270 million pounds. Therefore, average receipts for tart cherry
producers were around $99,000, well below the SBA threshold for small
producers. In 2010, The Food Institute estimated an f.o.b. price of
$0.84 per pound for frozen tart cherries, which make up the majority of
processed tart cherries. Using this data, average annual handler
receipts were about $5.7 million, also below the SBA threshold for
small agricultural service firms. Assuming a normal distribution, the
majority of producers and handlers of tart cherries may be classified
as small entities.
This action would increase the volume of tart cherries that can be
placed in the primary inventory reserve from 50 million pounds to 100
million pounds and would revise the exemption provisions pertaining to
handler diversion activities by limiting diversion credits for new
market development and market expansion activities to one year. These
changes are intended to facilitate sales and lessen the impact of such
activities on volume restriction calculations. This rule would add
Sec. 930.155 to the rules and regulations to establish the increased
limit for the primary inventory reserve, and would revise Sec. 930.162
of the regulations regarding exemptions as they pertain to handler
diversion activities. The authority for these actions is provided in
Sec. Sec. 930.50 and 930.59 of the order. The Board recommended these
actions at meetings on September 15, 2011, and November 2, 2011.
The Board believes these changes would better align regulations
with industry needs and practices, facilitate the release of restricted
fruit, and help avoid over-restriction. It is not anticipated that this
action would impose additional costs on handlers or growers, regardless
of size. Handlers of all sizes could realize a cost savings by not
having to store product relegated to the secondary reserve, which is
difficult to access.
Further, increasing the maximum volume that can be held in the
primary reserve would allow handlers to be more responsive to industry
needs by making reserves easier to access in periods of short supply or
increased demand, which could facilitate sales. Changes in processing
and cherry products have created a situation in which handlers may have
more volume on hand at any given time, furthering the need to access
reserves. Expanding the volume available in the primary reserve would
assist handlers in managing their stocks and would help maintain a
steady inventory of finished products to supply retailers and
consumers.
Additionally, the Board believes limiting diversion credits for
market expansion to one year would move more sales into the free sales
category for purposes of computing volume regulations. This would
reduce the calculated surplus, and in turn lower restrictions. Lower
restrictions would allow handlers to have a greater portion of their
volume available for free sales. This could facilitate additional sales
which could improve returns for growers and handlers.
This rule is expected to benefit producers, handlers, and
consumers. The effects of this rule are not expected to be
disproportionately greater or less for small handlers or producers than
for larger entities.
The Committee discussed alternatives to these changes, including
not increasing the primary reserve capacity, as well as eliminating
diversion credits for market expansion rather than limiting them to one
year. Regarding the change to primary reserve capacity, the Board
agreed that changes in the industry necessitated this change and that
it was in the industry's best interest to have this change in place by
the next season. In discussing the change to diversion credits for
market expansion, the Board considered phasing out diversion credits
for market expansion altogether. However, some Board members believed
that offering diversion credit for these activities had been beneficial
to the industry and thus should not be eliminated entirely. The Board
believes limiting credits to a maximum of one year would continue to
encourage handlers to enter new markets, but lessen the impact on
volume restriction calculations. Therefore, these alternatives were
rejected.
In accordance with the Paperwork Reduction Act of 1995, (44 U.S.C.
Chapter 35), the order's information collection requirements have been
previously approved by the Office of Management and Budget (OMB) and
assigned OMB No. 0581-0177, (Tart Cherries Grown in the States of
Michigan, New York, Pennsylvania, Oregon, Utah, Washington, and
Wisconsin). No changes in those requirements as a result of this action
are necessary. Should any changes become necessary, they would be
submitted to OMB for approval.
Accordingly, this action would not impose any additional reporting
or recordkeeping requirements on either small or large tart cherry
handlers. As with all Federal marketing order programs, reports and
forms are periodically reviewed to reduce information requirements and
duplication by industry and public sector agencies.
AMS is committed to complying with the E-Government Act, to promote
the use of the Internet and other information technologies to provide
increased opportunities for citizen access to Government information
and services, and for other purposes.
USDA has not identified any relevant Federal rules that duplicate,
overlap or conflict with this proposed rule.
The Board formed a committee to review the order's volume
regulation procedures and suggest changes to the Board. This committee
held meetings where these issues were discussed in detail. These
meetings were public meetings and both large and small entities were
able to participate and express their views. In addition, the Board's
meetings were widely publicized throughout the tart cherry industry and
all interested persons were invited to attend and participate in Board
deliberations on all issues. Like all Board meetings, the September 15,
2011, and November 2, 2011, meetings were public meetings and all
entities,
[[Page 24643]]
both large and small, were able to express views on this issue.
Finally, interested persons are invited to submit comments on this
proposed rule, including the regulatory and informational impacts of
this action on small businesses.
A small business guide on complying with fruit, vegetable, and
specialty crop marketing agreements and orders may be viewed at:
www.ams.usda.gov/MarketingOrdersSmallBusinessGuide. Any questions about
the compliance guide should be sent to Laurel May at the previously
mentioned address in the FOR FURTHER INFORMATION CONTACT section.
A 15-day comment period is provided to allow interested persons to
respond to this proposal. Fifteen days is deemed appropriate because
the Board would like to have this rule in place as soon as possible so
handlers can consider these changes when making plans for the upcoming
season. Further, handlers are aware of these proposed changes, which
were discussed and recommended at public meetings and interested
parties had the opportunity to provide input. All written comments
timely received will be considered before a final determination is made
on this matter.
List of Subjects in 7 CFR Part 930
Marketing agreements, Reporting and recordkeeping requirements,
Tart cherries.
For the reasons set forth in the preamble, 7 CFR part 930 is
proposed to be amended as follows:
PART 930--TART CHERRIES GROWN IN THE STATES OF MICHIGAN, NEW YORK,
PENNSYLVANIA, OREGON, UTAH, WASHINGTON, AND WISCONSIN
1. The authority citation for 7 CFR part 930 continues to read as
follows:
Authority: 7 U.S.C. 601-674.
2. A new Sec. 930.150 is added to read as follows:
Sec. 930.150 Primary inventory reserve.
Beginning July 1, 2012, the primary inventory reserve may not to
exceed 100 million pounds.
3. Section 930.162 is amended by adding a sentence at the end of
section (b)(2) to read as follows:
Sec. 930.162 Exemptions.
* * * * *
(b) * * *
(2) * * * In addition, shipments of tart cherries or tart cherry
products in new market development and market expansion outlets are
eligible for handler diversion credit for a period of one year from the
handler's first date of shipment into such outlets.
* * * * *
Dated: April 17, 2012.
David R. Shipman,
Acting Administrator, Agricultural Marketing Service.
[FR Doc. 2012-9860 Filed 4-24-12; 8:45 am]
BILLING CODE 3410-02-P