Reporting and Recordkeeping Requirements Under OMB Review, 8942 [2012-3539]

Download as PDF 8942 Federal Register / Vol. 77, No. 31 / Wednesday, February 15, 2012 / Notices FINRA has clarified the proposed rule change in Amendment No. 2 to make clear that any such new reports or schedules will be filed with the Commission pursuant to Exchange Act Section 19(b).60 Accordingly, the proposed rule change is clear that interested parties will have opportunity to have notice of, and comment upon, future schedules or reports issued by FINRA under FINRA Rule 4524. The Commission believes that FINRA carefully considered all comments on the proposal and has responded appropriately. FINRA’s Amendment No. 2 changed the proposed rule change in response to commenter concerns to provide broker-dealers with additional time to file the SSOI and to include an additional component to the de minimis exception based on a percentage of gross revenue threshold. FINRA has suitably explained its reasons for declining to amend Rule 4524 and the SSOI in response to the remainder of comments it received. V. Accelerated Approval The Commission finds goods cause, pursuant to Section 19(b)(2) of the Act 61 for approving the proposed rule change, as modified by Amendment No. 2 thereto, prior to the 30th day after publication of Amendment No. 2 in the Federal Register. The changes proposed in Amendment No. 2 respond to specific concerns raised by the commenters and do not raise regulatory concerns. Accordingly, the Commission finds that good cause exists to approve the proposal, as modified by Amendment No. 2, on an accelerated basis. VI. Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether Amendment No. 2 to the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic Comments sroberts on DSK5SPTVN1PROD with NOTICES • Use the Commission’s Internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rulecomments@sec.gov. Please include File Number SR–FINRA–2011–064 on the subject line. Paper Comments SMALL BUSINESS ADMINISTRATION • Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549–1090. All submissions should refer to File Number SR–FINRA–2011– 064. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of FINRA. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–FINRA–2011–064 and should be submitted on or before March 7, 2012. Reporting and Recordkeeping Requirements Under OMB Review VII. Conclusion It is therefore ordered, pursuant to Section 19(b)(2) of the Act,62 that the proposed rule change (SR–FINRA– 2011–064), as modified by Amendment No. 2, be, and hereby is, approved on an accelerated basis. Small Business Administration. Notice of Reporting Requirements Submitted for OMB Review. AGENCY: ACTION: Under the provisions of the Paperwork Reduction Act (44 U.S.C. Chapter 35), agencies are required to submit proposed reporting and recordkeeping requirements to OMB for review and approval, and to publish a notice in the Federal Register notifying the public that the agency has made such a submission. DATES: Submit comments on or before March 16, 2012. If you intend to comment but cannot prepare comments promptly, please advise the OMB Reviewer and the Agency Clearance Officer before the deadline. Copies: Request for clearance (OMB 83–1), supporting statement, and other documents submitted to OMB for review may be obtained from the Agency Clearance Officer. ADDRESSES: Address all comments concerning this notice to: Agency Clearance Officer, Jacqueline White, Small Business Administration, 409 3rd Street SW., 5th Floor, Washington, DC 20416; and OMB Reviewer, Office of Information and Regulatory Affairs, Office of Management and Budget, New Executive Office Building, Washington, DC 20503. FOR FURTHER INFORMATION CONTACT: Jacqueline White, Agency Clearance Officer, (202) 205–7044. SUPPLEMENTARY INFORMATION: Title: ‘‘Intellectual Property and Women Entrepreneurs.’’ Frequency: On Occasion. SBA Form Number: N/A. Description of Respondents: Women Entrepreneurs. Responses: 60. Annual Burden: 100. SUMMARY: Jacqueline White, Chief, Administrative Information Branch. [FR Doc. 2012–3539 Filed 2–14–12; 8:45 am] Commission notes that such reports or schedules, or changes to any existing reports or schedules, fall within the definition of ‘‘rules of an association’’ under Exchange Act Section 3(a)(27), subject to the self-regulatory organization rulemaking provisions set forth in Exchange Act Section 19(b) and Rule 19b–4 thereunder. 61 15 U.S.C. 78s(b)(2). VerDate Mar<15>2010 17:09 Feb 14, 2012 Jkt 226001 BILLING CODE P [FR Doc. 2012–3471 Filed 2–14–12; 8:45 am] 60 The For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.63 Kevin M. O’Neill, Deputy Secretary. Alabama Disaster Number AL–00040 BILLING CODE 8011–01–P AGENCY: 62 15 63 17 PO 00000 Fmt 4703 [Disaster Declaration # 13002 and # 13003] U.S. Small Business Administration. ACTION: Amendment 1. U.S.C. 78(b)(2). CFR 200.30–3(a)(12). Frm 00142 SMALL BUSINESS ADMINISTRATION Sfmt 4703 This is an amendment of the Presidential declaration of a major SUMMARY: E:\FR\FM\15FEN1.SGM 15FEN1

Agencies

[Federal Register Volume 77, Number 31 (Wednesday, February 15, 2012)]
[Notices]
[Page 8942]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-3539]


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SMALL BUSINESS ADMINISTRATION


Reporting and Recordkeeping Requirements Under OMB Review

AGENCY: Small Business Administration.

ACTION: Notice of Reporting Requirements Submitted for OMB Review.

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SUMMARY: Under the provisions of the Paperwork Reduction Act (44 U.S.C. 
Chapter 35), agencies are required to submit proposed reporting and 
recordkeeping requirements to OMB for review and approval, and to 
publish a notice in the Federal Register notifying the public that the 
agency has made such a submission.

DATES: Submit comments on or before March 16, 2012. If you intend to 
comment but cannot prepare comments promptly, please advise the OMB 
Reviewer and the Agency Clearance Officer before the deadline.
    Copies: Request for clearance (OMB 83-1), supporting statement, and 
other documents submitted to OMB for review may be obtained from the 
Agency Clearance Officer.

ADDRESSES: Address all comments concerning this notice to: Agency 
Clearance Officer, Jacqueline White, Small Business Administration, 409 
3rd Street SW., 5th Floor, Washington, DC 20416; and OMB Reviewer, 
Office of Information and Regulatory Affairs, Office of Management and 
Budget, New Executive Office Building, Washington, DC 20503.

FOR FURTHER INFORMATION CONTACT: Jacqueline White, Agency Clearance 
Officer, (202) 205-7044.

SUPPLEMENTARY INFORMATION: Title: ``Intellectual Property and Women 
Entrepreneurs.''
    Frequency: On Occasion.
    SBA Form Number: N/A.
    Description of Respondents: Women Entrepreneurs.
    Responses: 60.
    Annual Burden: 100.


Jacqueline White,
Chief, Administrative Information Branch.
[FR Doc. 2012-3539 Filed 2-14-12; 8:45 am]
BILLING CODE P
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