Scott W. Houghton, M.D.; Decision and Order, 7182-7183 [2012-3057]
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[FR Doc. 2012–3092 Filed 2–9–12; 8:45 am]
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DEPARTMENT OF JUSTICE
Drug Enforcement Administration
[Docket No. 12–09]
Scott W. Houghton, M.D.; Decision and
Order
On November 4, 2011, Chief
Administrative Law Judge (ALJ) John J.
Mulrooney, II, issued the attached
recommended decision. Neither party
filed exceptions to the decision. Having
reviewed the entire record, I have
decided to adopt the ALJ’s rulings,
findings of fact, conclusions of law, and
recommended Order.
Order
Pursuant to the authority vested in me
by 21 U.S.C. 823(f) and 824(a), as well
as 28 CFR 0.100(b), I order that DEA
Certificate of Registration BH8796077,
issued to Scott W. Houghton, M.D., be,
and it hereby is, revoked. I further order
that any pending application of Scott W.
Houghton, M.D., to renew or modify his
registration, be, and it hereby is, denied.
This Order is effective immediately.1
Dated: February 1, 2012.
Michele M. Leonhart,
Administrator.
Carrie Bland, Esq., for the Government.
R. Cornelius Danaher, Jr., Esq., for the
Respondent.
Order Granting Summary Disposition and
Recommended Decision
Chief Administrative Law Judge John J.
Mulrooney, II. The Deputy Assistant
Administrator, Drug Enforcement
Administration (DEA or Government), issued
an Order to Show Cause (OSC), dated
September 27, 2011, proposing to revoke the
DEA Certificate of Registration (COR),
Number BH8796077, Scott W. Houghton,
M.D. (Respondent), pursuant to 21 U.S.C.
§ 824(a)(3) and (4) (2006). In the OSC, the
Government alleges that Respondent is
‘‘currently without authority to handle
controlled substances in the [s]tate of
Connecticut,’’ and that, as such,
Respondent’s continued registration is
inconsistent with the public interest as that
1 Based on the State’s Immediate Suspension of
Respondent’s Connecticut Controlled Substances
Registration, I conclude that the public interest
requires that this Order be effective immediately. 21
CFR 1316.67.
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10FEN1
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Federal Register / Vol. 77, No. 28 / Friday, February 10, 2012 / Notices
term is used in 21 U.S.C. § 823(f) (2006 &
Supp. III 2010).1 OSC at 1.
On October 26, 2011, the Respondent,
through counsel, timely filed a request for
hearing coupled with a request for a
continuance. An order issued that day which
denied the Respondent’s continuance request
and set a briefing schedule on the issue of
whether he possessed state authority to
possess controlled substances. The parties
timely complied. On October 28, 2011, the
Government filed a document styled
‘‘Government’s Motion for Summary
Disposition’’ (Motion for Summary
Disposition) and on November 4, 2011, the
Respondent filed his reply (Respondent’s
Reply).
The Government’s Motion for Summary
Disposition attached a copy of a February 3,
2010 Order of Immediate Suspension of
Controlled Substance Registration
(Suspension Order) issued by the
Commissioner of the Connecticut Department
of Consumer Protection, as well as an August
13, 2011 Interim Consent Order, executed by
the Respondent and an official of the
Connecticut Department of Health, which
memorialized the former’s suspension and
surrender of his state license to practice
medicine. Both parties agree that the
Respondent is currently without
authorization to practice medicine and
handle controlled substances in Connecticut,
the jurisdiction where he holds the DEA COR
that is the subject of this litigation. Although
the Respondent does not contest the current
status of his state license and lack of
authorization to handle controlled
substances, in his Reply, he has stresses his
intention to contest these issues before the
Connecticut authorities in the future. Reply
at 2.
The Controlled Substances Act (CSA)
requires that a practitioner must be currently
authorized to handle controlled substances in
‘‘the jurisdiction in which he practices’’ in
order to maintain a DEA registration. See 21
U.S.C. § 802(21) (‘‘[t]he term ‘practitioner’
means a physician * * * licensed, registered,
or otherwise permitted, by * * * the
jurisdiction in which he practices * * * to
distribute, dispense, [or] administer * * * a
controlled substance in the course of
professional practice’’); see also id. § 823(f)
(‘‘The Attorney General shall register
practitioners * * * if the applicant is
authorized to dispense * * * controlled
substances under the laws of the State in
which he practices.’’). Therefore, because
‘‘possessing authority under state law to
handle controlled substances is an essential
condition for holding a DEA registration,’’
this Agency has consistently held that ‘‘the
CSA requires the revocation of a registration
issued to a practitioner who lacks [such
authority].’’ Roy Chi Lung, 74 FR 20346,
20347 (2009); Scott Sandarg, D.M.D., 74 FR
17528, 174529 (2009); John B. Freitas, D.O.,
74 FR 17524, 17525 (2009); Roger A.
1 Interestingly, lack of state authority is the only
ground for which the Government’s charging
document has supplied a factual basis. Beyond the
issue of state authority, no factual basis has been
included that would provide the Respondent with
notice as to why his continued registration might
be inconsistent with the public interest.
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21:29 Feb 09, 2012
Jkt 226001
Rodriguez, M.D., 70 FR 33206, 33207 (2005);
Stephen J. Graham, M.D., 69 FR 11661
(2004); Dominick A. Ricci, M.D., 58 FR 51104
(1993); Abraham A. Chaplan, M.D., 57 FR
55280 (1992); Bobby Watts, M.D., 53 FR
11919 (1988); see also Harrell E. Robinson,
74 FR 61370, 61375 (2009).
In order to revoke a registrant’s DEA
registration, the DEA has the burden of
proving that the requirements for revocation
are satisfied. 21 C.F.R. § 1301.44(e). Once
DEA has made its prima facie case for
revocation of the registrant’s DEA COR, the
burden of production then shifts to the
Respondent to show that, given the totality
of the facts and circumstances in the record,
revoking the registrant’s registration would
not be appropriate. Morall v. DEA, 412 F.3d
165, 174 (DC Cir. 2005); Humphreys v. DEA,
96 F.3d 658, 661 (3d Cir. 1996); Shatz v. U.S.
Dept. of Justice, 873 F.2d 1089, 1091 (8th Cir.
1989); Thomas E. Johnston, 45 FR 72311
(1980).
Regarding the Government’s motion,
summary disposition of an administrative
case is warranted where, as here, ‘‘there is no
factual dispute of substance.’’ See Veg-Mix,
Inc., 832 F.2d 601, 607 (DC Cir. 1987) (‘‘an
agency may ordinarily dispense with a
hearing when no genuine dispute exists’’). A
summary disposition would likewise be
warranted even if the period of suspension
were temporary, or if there were (as he avers)
the potential that Respondent’s state
controlled substances privileges could be
reinstated, because ‘‘revocation is also
appropriate when a state license has been
suspended, but with the possibility of future
reinstatement,’’ Rodriguez, 70 FR at 33207
(citations omitted), and even where there is
a judicial challenge to the state medical
board action actively pending in the state
courts. Michael G. Dolin, M.D., 65 FR 5661,
5662 (2000). It is well-settled that where no
genuine question of fact is involved, or when
the material facts are agreed upon, a plenary,
adversarial administrative proceeding is not
required, see Jesus R. Juarez, M.D., 62 FR
14945 (1997); Dominick A. Ricci, M.D., 58 FR
51104 (1993), under the rationale that
Congress does not intend for administrative
agencies to perform meaningless tasks. See
Philip E. Kirk, M.D., 48 FR 32887 (1983), aff’d
sub nom. Kirk v. Mullen, 749 F.2d 297 (6th
Cir. 1984); see also Puerto Rico Aqueduct &
Sewer Auth. v. EPA, 35 F.3d 600, 605 (1st Cir.
1994); NLRB v. Int’l Assoc. of Bridge,
Structural & Ornamental Ironworkers, AFL–
CIO, 549 F.2d 634 (9th Cir. 1977); United
States v. Consol. Mines & Smelting Co., 455
F.2d 432, 453 (9th Cir. 1971).
At this juncture, no genuine dispute exists
over the established material fact that
Respondent currently lacks state authority to
handle controlled substances. Because the
Respondent lacks such state authority, both
the plain language of applicable federal
statutory provisions and Agency interpretive
precedent dictate that the Respondent is not
entitled to maintain his DEA registration.
Simply put, there is no contested factual
matter adducible at a hearing that can
provide me with authority to continue his
entitlement to a COR under the
circumstances. I therefore conclude that
further delay in ruling on the Government’s
PO 00000
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Fmt 4703
Sfmt 4703
7183
motion for summary disposition is not
warranted. See Gregory F. Saric, M.D., 76 FR
16821 (2011) (stay denied in the face of
Respondent’s petition based on pending state
administrative action wherein he was seeking
reinstatement of state privileges).
Accordingly, I hereby
GRANT the Government’s Motion for
Summary Disposition;
DENY the Government’s Motion for Stay of
Proceedings as moot;
and further RECOMMEND that the
Respondent’s DEA registration be REVOKED
forthwith and any pending applications for
renewal be DENIED.
Dated: November 4, 2011.
John J. Mulrooney, II,
Chief Administrative Law Judge.
[FR Doc. 2012–3057 Filed 2–9–12; 8:45 am]
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[Federal Register Volume 77, Number 28 (Friday, February 10, 2012)]
[Notices]
[Pages 7182-7183]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-3057]
-----------------------------------------------------------------------
DEPARTMENT OF JUSTICE
Drug Enforcement Administration
[Docket No. 12-09]
Scott W. Houghton, M.D.; Decision and Order
On November 4, 2011, Chief Administrative Law Judge (ALJ) John J.
Mulrooney, II, issued the attached recommended decision. Neither party
filed exceptions to the decision. Having reviewed the entire record, I
have decided to adopt the ALJ's rulings, findings of fact, conclusions
of law, and recommended Order.
Order
Pursuant to the authority vested in me by 21 U.S.C. 823(f) and
824(a), as well as 28 CFR 0.100(b), I order that DEA Certificate of
Registration BH8796077, issued to Scott W. Houghton, M.D., be, and it
hereby is, revoked. I further order that any pending application of
Scott W. Houghton, M.D., to renew or modify his registration, be, and
it hereby is, denied. This Order is effective immediately.\1\
---------------------------------------------------------------------------
\1\ Based on the State's Immediate Suspension of Respondent's
Connecticut Controlled Substances Registration, I conclude that the
public interest requires that this Order be effective immediately.
21 CFR 1316.67.
Dated: February 1, 2012.
Michele M. Leonhart,
Administrator.
Carrie Bland, Esq., for the Government.
R. Cornelius Danaher, Jr., Esq., for the Respondent.
Order Granting Summary Disposition and Recommended Decision
Chief Administrative Law Judge John J. Mulrooney, II. The Deputy
Assistant Administrator, Drug Enforcement Administration (DEA or
Government), issued an Order to Show Cause (OSC), dated September
27, 2011, proposing to revoke the DEA Certificate of Registration
(COR), Number BH8796077, Scott W. Houghton, M.D. (Respondent),
pursuant to 21 U.S.C. Sec. 824(a)(3) and (4) (2006). In the OSC,
the Government alleges that Respondent is ``currently without
authority to handle controlled substances in the [s]tate of
Connecticut,'' and that, as such, Respondent's continued
registration is inconsistent with the public interest as that
[[Page 7183]]
term is used in 21 U.S.C. Sec. 823(f) (2006 & Supp. III 2010).\1\
OSC at 1.
---------------------------------------------------------------------------
\1\ Interestingly, lack of state authority is the only ground
for which the Government's charging document has supplied a factual
basis. Beyond the issue of state authority, no factual basis has
been included that would provide the Respondent with notice as to
why his continued registration might be inconsistent with the public
interest.
---------------------------------------------------------------------------
On October 26, 2011, the Respondent, through counsel, timely
filed a request for hearing coupled with a request for a
continuance. An order issued that day which denied the Respondent's
continuance request and set a briefing schedule on the issue of
whether he possessed state authority to possess controlled
substances. The parties timely complied. On October 28, 2011, the
Government filed a document styled ``Government's Motion for Summary
Disposition'' (Motion for Summary Disposition) and on November 4,
2011, the Respondent filed his reply (Respondent's Reply).
The Government's Motion for Summary Disposition attached a copy
of a February 3, 2010 Order of Immediate Suspension of Controlled
Substance Registration (Suspension Order) issued by the Commissioner
of the Connecticut Department of Consumer Protection, as well as an
August 13, 2011 Interim Consent Order, executed by the Respondent
and an official of the Connecticut Department of Health, which
memorialized the former's suspension and surrender of his state
license to practice medicine. Both parties agree that the Respondent
is currently without authorization to practice medicine and handle
controlled substances in Connecticut, the jurisdiction where he
holds the DEA COR that is the subject of this litigation. Although
the Respondent does not contest the current status of his state
license and lack of authorization to handle controlled substances,
in his Reply, he has stresses his intention to contest these issues
before the Connecticut authorities in the future. Reply at 2.
The Controlled Substances Act (CSA) requires that a practitioner
must be currently authorized to handle controlled substances in
``the jurisdiction in which he practices'' in order to maintain a
DEA registration. See 21 U.S.C. Sec. 802(21) (``[t]he term
`practitioner' means a physician * * * licensed, registered, or
otherwise permitted, by * * * the jurisdiction in which he practices
* * * to distribute, dispense, [or] administer * * * a controlled
substance in the course of professional practice''); see also id.
Sec. 823(f) (``The Attorney General shall register practitioners *
* * if the applicant is authorized to dispense * * * controlled
substances under the laws of the State in which he practices.'').
Therefore, because ``possessing authority under state law to handle
controlled substances is an essential condition for holding a DEA
registration,'' this Agency has consistently held that ``the CSA
requires the revocation of a registration issued to a practitioner
who lacks [such authority].'' Roy Chi Lung, 74 FR 20346, 20347
(2009); Scott Sandarg, D.M.D., 74 FR 17528, 174529 (2009); John B.
Freitas, D.O., 74 FR 17524, 17525 (2009); Roger A. Rodriguez, M.D.,
70 FR 33206, 33207 (2005); Stephen J. Graham, M.D., 69 FR 11661
(2004); Dominick A. Ricci, M.D., 58 FR 51104 (1993); Abraham A.
Chaplan, M.D., 57 FR 55280 (1992); Bobby Watts, M.D., 53 FR 11919
(1988); see also Harrell E. Robinson, 74 FR 61370, 61375 (2009).
In order to revoke a registrant's DEA registration, the DEA has
the burden of proving that the requirements for revocation are
satisfied. 21 C.F.R. Sec. 1301.44(e). Once DEA has made its prima
facie case for revocation of the registrant's DEA COR, the burden of
production then shifts to the Respondent to show that, given the
totality of the facts and circumstances in the record, revoking the
registrant's registration would not be appropriate. Morall v. DEA,
412 F.3d 165, 174 (DC Cir. 2005); Humphreys v. DEA, 96 F.3d 658, 661
(3d Cir. 1996); Shatz v. U.S. Dept. of Justice, 873 F.2d 1089, 1091
(8th Cir. 1989); Thomas E. Johnston, 45 FR 72311 (1980).
Regarding the Government's motion, summary disposition of an
administrative case is warranted where, as here, ``there is no
factual dispute of substance.'' See Veg-Mix, Inc., 832 F.2d 601, 607
(DC Cir. 1987) (``an agency may ordinarily dispense with a hearing
when no genuine dispute exists''). A summary disposition would
likewise be warranted even if the period of suspension were
temporary, or if there were (as he avers) the potential that
Respondent's state controlled substances privileges could be
reinstated, because ``revocation is also appropriate when a state
license has been suspended, but with the possibility of future
reinstatement,'' Rodriguez, 70 FR at 33207 (citations omitted), and
even where there is a judicial challenge to the state medical board
action actively pending in the state courts. Michael G. Dolin, M.D.,
65 FR 5661, 5662 (2000). It is well-settled that where no genuine
question of fact is involved, or when the material facts are agreed
upon, a plenary, adversarial administrative proceeding is not
required, see Jesus R. Juarez, M.D., 62 FR 14945 (1997); Dominick A.
Ricci, M.D., 58 FR 51104 (1993), under the rationale that Congress
does not intend for administrative agencies to perform meaningless
tasks. See Philip E. Kirk, M.D., 48 FR 32887 (1983), aff'd sub nom.
Kirk v. Mullen, 749 F.2d 297 (6th Cir. 1984); see also Puerto Rico
Aqueduct & Sewer Auth. v. EPA, 35 F.3d 600, 605 (1st Cir. 1994);
NLRB v. Int'l Assoc. of Bridge, Structural & Ornamental Ironworkers,
AFL-CIO, 549 F.2d 634 (9th Cir. 1977); United States v. Consol.
Mines & Smelting Co., 455 F.2d 432, 453 (9th Cir. 1971).
At this juncture, no genuine dispute exists over the established
material fact that Respondent currently lacks state authority to
handle controlled substances. Because the Respondent lacks such
state authority, both the plain language of applicable federal
statutory provisions and Agency interpretive precedent dictate that
the Respondent is not entitled to maintain his DEA registration.
Simply put, there is no contested factual matter adducible at a
hearing that can provide me with authority to continue his
entitlement to a COR under the circumstances. I therefore conclude
that further delay in ruling on the Government's motion for summary
disposition is not warranted. See Gregory F. Saric, M.D., 76 FR
16821 (2011) (stay denied in the face of Respondent's petition based
on pending state administrative action wherein he was seeking
reinstatement of state privileges).
Accordingly, I hereby
GRANT the Government's Motion for Summary Disposition;
DENY the Government's Motion for Stay of Proceedings as moot;
and further RECOMMEND that the Respondent's DEA registration be
REVOKED forthwith and any pending applications for renewal be
DENIED.
Dated: November 4, 2011.
John J. Mulrooney, II,
Chief Administrative Law Judge.
[FR Doc. 2012-3057 Filed 2-9-12; 8:45 am]
BILLING CODE 4410-09-P