Establishment of User Fees for Filovirus Testing of Nonhuman Primate Liver Samples, 6971-6976 [2012-2843]
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Federal Register / Vol. 77, No. 28 / Friday, February 10, 2012 / Rules and Regulations
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
42 CFR Part 71
[Docket No. CDC–2012–0003]
RIN 0920–AA47
Establishment of User Fees for
Filovirus Testing of Nonhuman Primate
Liver Samples
Centers for Disease Control and
Prevention (CDC), Department of Health
and Human Services (HHS).
ACTION: Direct final rule and request for
comments.
AGENCY:
Through this Direct Final
Rule, the Centers for Disease Control
and Prevention (CDC), located within
the Department of Health and Human
Services (HHS) is establishing a user fee
for filovirus testing of all nonhuman
primates that die during HHS/CDCrequired 31-day quarantine period for
any reason other than trauma. We are
amending regulations to establish a
filovirus testing service at HHS/CDC
because testing is no longer being
offered by the only private, commercial
laboratory that previously performed
these tests. This testing service will be
funded through user fees. The direct
final rule does not impose any new
burdens on the regulated community
because the testing of non-human
primates for filovirus is a long-standing
requirement and the amount of the user
fee is consistent with the amount
previously charged commercially. HHS/
CDC is therefore publishing a direct
final rule because it does not expect to
receive any significant adverse comment
and believes that the establishment of
an HHS/CDC testing program and
imposition of user fees are noncontroversial. However, in this Federal
Register, HHS/CDC is simultaneously
publishing a companion notice of
proposed rulemaking that proposes
identical filovirus testing and user fee
requirements. If HHS/CDC does not
receive any significant adverse comment
on this direct final rule within the
specified comment period, it will
publish a notice in the Federal Register
confirming the effective date of this
final rule within 30 days after the
comment period on the direct final rule
ends and withdraw the notice of
proposed rulemaking. If HHS/CDC
receives any timely significant adverse
comment, it will withdraw the direct
final rule in part or in whole by
publication of a document in the
Federal Register within 30 days after
the comment period ends and proceed
with notice and comment under the
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SUMMARY:
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notice of proposed rulemaking
published elsewhere in this issue of the
Federal Register. A significant adverse
comment is one that explains: Why the
direct final rule is inappropriate,
including challenges to the rule’s
underlying premise or approach; or why
the direct final rule will be ineffective
or unacceptable without a change.
DATES: The direct final rule is effective
on March 12, 2012 unless significant
adverse comment is received by April
10, 2012. If we receive no significant
adverse comment within the specified
comment period, we intend to publish
a notice confirming the effective date of
the final rule in the Federal Register
within 30 days after the end of the
comment period on this direct final
rule. If we receive any timely significant
adverse comment, we will withdraw
this final rule in part or in whole by
publication of a notice in the Federal
Register within 30 days after the
comment period ends.
ADDRESSES: You may submit comments,
identified by ‘‘RIN 0920–AA47’’: by any
of the following methods:
• Internet: Access the Federal erulemaking portal at https://
www.regulations.gov. Follow the
instructions for submitting comments.
• Mail: Division of Global Migration
and Quarantine, Centers for Disease
Control and Prevention, 1600 Clifton
Road NE., MS–03, Atlanta, Georgia
30333, ATTN: NHP DFR.
Instructions: All submissions received
must include the agency name and
docket number or Regulation Identifier
Number (RIN) for this rulemaking. All
comments will be posted without
change to https://regulations.gov,
including any personal information
provided. For detailed instructions on
submitting comments and additional
information on the rulemaking process,
see the ‘‘Public Participation’’ heading
of the SUPPLEMENTARY INFORMATION
section of this document.
Docket: For access to the docket to
read background documents or
comments received, please go to
https://www.regulations.gov. Comments
will be available for public inspection
Monday through Friday, except for legal
holidays, from 9 a.m. until 5 p.m.,
Eastern Time, at 1600 Clifton Road NE.,
Atlanta, Georgia 30333. Please call
ahead to 1–866–694–4867 and ask for a
representative in the Division of Global
Migration and Quarantine (DGMQ) to
schedule your visit. To download an
electronic version of the rule, access
https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: For
questions concerning this direct final
rule: Ashley A. Marrone, JD, Centers for
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6971
Disease Control and Prevention, 1600
Clifton Road NE., Mailstop E–03,
Atlanta, Georgia 30333; telephone 404–
498–1600. For information concerning
program operations: Dr. Robert Mullan,
Centers for Disease Control and
Prevention, 1600 Clifton Road NE.,
Mailstop E–03, Atlanta, Georgia 30333;
telephone 404–498–1600.
SUPPLEMENTARY INFORMATION:
This preamble is organized as follows:
I. Public Participation
II. Background
III. Rationale for Direct Final Rule
IV. User Fees
V. Services and Activities Covered by User
Fees
VI. Analysis of User Fee Charge (Cost to
Government)
VII. Payment Instructions
VIII. Regulatory Analysis
IX. References
I. Public Participation
Interested persons are invited to
participate in this rulemaking by
submitting written views, opinions,
recommendations, and data. Comments
received, including attachments and
other supporting materials, are part of
the public record and subject to public
disclosure. Do not include any
information in your comment or
supporting materials that you do not
wish to be disclosed publicly.
Comments are invited on any topic
related to this direct final rule.
II. Background
Filoviruses belong to a family of
viruses known to cause severe
hemorrhagic fever in humans and
nonhuman primates (NHPs). So far, only
two members of this virus family have
been identified: Ebola virus and
Marburg virus. Five species of Ebola
virus have been acknowledged: Zaire,
Sudan, Reston, Ivory Coast, and
Bundibugyo. Most strains of Ebola virus
can be highly fatal in humans, and
while the Reston strain is the only strain
of filovirus that has not been reported to
cause disease in humans, it can be fatal
in monkeys. (https://www.cdc.gov/
ncidod/dvrd/spb/mnpages/dispages/
filoviruses.htm).
Ebola hemorrhagic fever was first
recognized in 1976, when two
epidemics occurred in southern Sudan
and in Zaire. Since that time, multiple
outbreaks have occurred, mostly in
Central Africa, and all have been
associated with high (45–90%) casefatality rates in humans (for an updated
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list see https://www.cdc.gov/ncidod/
dvrd/spb/mnpages/dispages/ebola/
ebolatable.htm). In these epidemics,
transmission of the disease originated or
occurred in a hospital (often by
contaminated needles) and was
followed by person-to-person
transmission by individuals who were
exposed to, or had close contact with
blood or secretions from seriously ill
patients.
The ecology, natural history, and
mode of transmission of Ebola virus in
nature, and of the related Marburg virus,
are becoming more clearly understood
with the implication of bats as
reservoirs. The incubation period for
Ebola disease is 5–9 days (range: 2–15
days) but can be shorter with parenteral
transmission. Disease onset is abrupt
and characterized by severe malaise,
headache, high fever, myalgia, joint
pains, and sore throat. The progression
is rapid and includes pharyngitis,
conjunctivitis, diarrhea, abdominal
pain, and occasionally facial edema and
jaundice. Severe thrombocytopenia can
occur, with hemorrhagic manifestations
ranging from petechiae to frank
bleeding. Death occurs primarily as a
result of multi-organ failures. There is
no specific therapy, and patient
management is usually limited to
supportive measures. The disease in
nonhuman primates is very similar to
that in humans, with a very high
mortality.
On January 19, 1990, in response to
the identification of Ebola-Reston virus
in NHPs imported from the Philippines,
HHS/CDC published interim guidelines
for handling NHPs during transit and
also during quarantine (1). Importers of
NHPs were informed by letter from the
HHS/CDC Director on March 15, 1990,
that they must comply with specific
isolation and quarantine standards
under 42 CFR part 71 for continued
registration as an importer of NHPs (2).
On March 23, 1990, HHS/CDC held a
meeting at CDC headquarters in Atlanta,
Georgia, at which the public could
comment on new guidelines for the
importation of NHPs and the potential
impact of a temporary ban on the
importation of cynomolgus monkeys
into the United States (3). After
considering information received at this
public meeting, coupled with an April
4, 1990 confirmation of asymptomatic
Ebola virus infection in four NHP
caretakers and serologic findings
suggesting that cynomolgus, African
green, and rhesus monkeys posed a risk
for human filovirus infection, HHS/CDC
concluded that these three species were
capable of being an animal host or
vector of human disease (4).
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As a result, on April 20, 1990, HHS/
CDC published a notice in the Federal
Register requiring a special-permit for
importing cynomolgus, African green,
and rhesus monkeys (5). To be granted
a special-permit, importers must submit
a plan to HHS/CDC describing specific
isolation, quarantine, and
communicable disease control
measures. The plan must detail the
measures to be carried out at every step
of the chain of custody, from
embarkation at the country of origin,
through delivery of the NHPs to the
quarantine facility and the completion
of the required quarantine period.
Additional requirements include
detailed testing procedures for all
quarantined NHPs to rule out the
possibility of filovirus infection. When
importers demonstrate compliance with
these special-permit requirements,
HHS/CDC authorizes continued
shipments under the same permit for a
period of 180 days. Certain components
of the special-permit requirement have
changed slightly in response to
surveillance findings and the
development of improved laboratory
tests. As indicated in the 1990 notice,
importers were informed of these
changes by letter from HHS/CDC (6).
The current special-permit notice
requires filovirus antigen-detection
testing on liver specimens from any
NHP that dies during quarantine for
reasons other than trauma (7, 8).
Antibody testing is also required on
surviving NHPs that exhibit signs of
possible filovirus infection before the
cohort is released from quarantine (9).
Since October 10, 1975, HHS/CDC has
prohibited the importation of NHPs
except for scientific, educational, or
exhibition purposes. Over time, various
measures (e.g., reports, letters,
guidelines, notices), have been used to
support implementation of these
regulations. On January 5, 2011 (76 FR
678), HHS/CDC posted a Notice of
Proposed Rulemaking (NPRM) to begin
the process of revising these
requirements. The NPRM was intended
to solicit public comment and feedback
on the issue of NHP importation to
determine the need for further
rulemaking. Please see the docket
details for HHS–OS–2011–0002 on
www.Regulations.gov, for more
information. The public comment
period ended on April 25, 2011. HHS/
CDC is now working toward finalizing
the proposed rule and is not seeking
additional comment on the NPRM
through this rulemaking.
Laboratory testing of suspected NHPs
and early detection of infected animals
within the quarantine period prevents
spread of disease among NHPs and
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caretakers (4). Since the implementation
and strengthening of the 1990 specialpermit requirements for importing
nonhuman primates into the United
States, the morbidity and mortality of
imported animals has decreased from an
estimated 20% to less than 1% (10).
Since 1990, these laboratory tests have
been conducted by a single commercial
laboratory. Recently, a number of
circumstances have arisen such that this
laboratory is no longer able to perform
the testing for filovirus required on liver
specimens from monkeys that die
during the HHS/CDC-mandated
quarantine. Further, HHS/CDC notes
that the reagents required for this testing
are not commercially available and
production of the reagents requires a
biosafety level 4 laboratory (BSL–4). A
BSL–4 laboratory is also required during
part of the testing procedure. To our
knowledge, neither commercial entities
nor Federal laboratories other than those
at HHS/CDC are planning to offer this
service. Because HHS/CDC has the
required laboratory facility, access to the
reagents, and experienced personnel, it
has started performing this testing when
required and in the absence of a viable
alternative.
III. Rationale for Direct Final Rule
Through this Direct Final Rule (DFR),
HHS/CDC is establishing a user fee to
reimburse HHS/CDC for the costs
incurred performing these tests. Upon
the effective date, every NHP quarantine
facility will be contacted by HHS/CDC’s
Division of Global Migration and
Quarantine (DGMQ), and will be
instructed how to transfer tissue
specimens to HHS/CDC for testing. After
receipt of the specimens, HHS/CDC will
process the specimens in its BSL–4
laboratory and test the specimens by an
antigen-detection enzyme-linked
immunosorbant assay (ELISA) or other
appropriate methodology. Each
specimen will be held for six months.
After six months, the specimen will be
disposed of following established HHS/
CDC protocol. Based on information
supplied by the commercial laboratory,
HHS/CDC estimates that between 100
and 150 specimens per year are
expected to be received and tested.
Results will be provided to the NHP
importers. If a positive test result is
found, HHS/CDC will ensure that the
NHP cohort is not released from HHS/
CDC required quarantine until the
health status of the full cohort is
determined. This testing protocol will
be maintained until further notice.
HHS/CDC has chosen to publish a
Direct Final Rule (DFR) because we
view this as a non-controversial action
and anticipate no significant adverse
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comment. This DFR does not create any
additional requirements or burden upon
the regulated community. A significant
adverse comment is one that explains:
(1) Why the direct final rule is
inappropriate, including challenges to
the rule’s underlying premise or
approach; or (2) why the direct final
rule will be ineffective or unacceptable
without a change. In determining
whether a comment necessitates
withdrawal of this direct final rule,
HHS/CDC will consider whether it
warrants a substantive response in a
notice and comment process. If we
receive significant adverse comment on
this direct final rule, we will publish a
timely withdrawal in the Federal
Register informing the public that the
amendment in this rule will not take
effect. If this DFR is withdrawn, we will
address all public comments in any
subsequent final rule based on the
Notice of Proposed Rulemaking which
is published simultaneously in the
Federal Register.
Nothing in this DFR is intended to
prohibit a private sector facility from
developing the capability and offering
this same service in the future. The
testing of non-human primate samples
is necessary to prevent and control a
potential outbreak of a filovirus
infection in imported monkeys and to
prevent the potential spread of
filoviruses to humans.
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IV. User Fees
Title V of the Independent Offices
Appropriation Act of 1952 (31 U.S.C.
9701) (‘‘IOAA’’) provides general
authority to Federal agencies to
establish user fees through regulations.
The IOAA sets parameters for any fee
charged under its authority. Each charge
shall be:
(1) Fair; and
(2) Based on—
(A) The costs to the Government;
(B) The value of the service or thing
to the recipient;
(C) Public-policy or interest served;
and
(D) Other relevant facts.
OMB Circular A–25 (‘‘the Circular’’)
establishes general policy for
implementing user fees, including
criteria for determining amounts and
exceptions, and guidelines for
implementation. According to the
Circular, its provisions must be applied
to any fees collected pursuant to the
IOAA authority.
The Circular states that ‘‘[a] user
charge
* * * will be assessed against each
identifiable recipient for special benefits
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derived from Federal activities beyond
those received by the general public.’’
The Circular gives three examples of
when the special benefit is considered
to accrue, including when a
Government service: (a) Enables the
beneficiary to obtain more immediate or
substantial gains or values (which may
or may not be measurable in monetary
terms) than those that accrue to the
general public (e.g., receiving a patent,
insurance, or guarantee provision, or a
license to carry on a specific activity or
business or various kinds of public land
use); or (b) provides business stability or
contributes to public confidence in the
business activity of the beneficiary (e.g.,
insuring deposits in commercial banks);
or (c) is performed at the request of, or
for the convenience of, the recipient,
and is beyond the services regularly
received by other members of the same
industry or group or by the general
public (e.g., receiving a passport, visa,
airman’s certificate, or a Customs
inspection after regular duty hours).
The Circular sets forth guidelines for
determining the amount of user charges
to assess. When the Government is
acting in its sovereign capacity, user
charges should be sufficient to cover the
full cost to the Federal Government of
providing the service, resource, or good.
The Circular sets forth criteria for
determining full cost. ‘‘Full cost
includes all direct and indirect costs to
any part of the Federal Government of
providing a good, resource, or service.’’
Examples of these types of costs
include, but are not limited to, direct
and indirect personnel costs, including
salaries and fringe benefits; physical
overhead, consulting, and other indirect
costs, including material and supply
costs, utilities, insurance, travel, and
rents; management and supervisory
costs; and the costs of enforcement,
collection, research, establishment of
standards, and regulation. Full costs are
determined based on the best available
records of the agency.
Agencies are responsible for the
initiation and adoption of user charge
schedules consistent with the guidance
listed in the Circular. In doing so,
agencies should identify the services
and activities covered by the Circular;
determine the extent of the special
benefits provided; and apply the
principles set forth in the Circular in
determining full cost or market cost as
appropriate.
Finally, CDC has legal authority to
retain collected user fees through its
annual appropriations bill. In fiscal year
2012, this authority is provided through
the Consolidated Appropriations Act of
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2012, Public Law 112–74, 125 Stat.
1069, 1070 (2011).
V. Services and Activities Covered by
User Fee
HHS/CDC is establishing a user fee to
recoup the costs associated with
performing the required testing. The
user fee will cover the costs of the test
for filovirus for specimens submitted to
HHS/CDC. The following is a list of
services and activities that are covered
by the user fee:
• Providing information to the
participants about the service, including
instructions on submission of samples
and payment;
• Receiving payment and maintaining
account, including distributing funds;
• Tracking the shipment to ensure a
safe arrival at HHS/CDC;
• Providing reagents for and
performing the antigen-detection test on
submitted NHP liver samples in a BSL–
4, high-containment facility;
• Performing all provided services in
accordance with industry standards,
including quality assurance, handling
and processing procedures, and
hazardous medical waste guidelines;
and
• Ensuring that the importer receives
the test results in a timely manner.
VI. Analysis of User Fee Charge (Cost
to the Government)
HHS/CDC’s analysis of costs to the
Government is based on the current
methodology (ELISA) used to test NHP
liver samples. This cost determines the
amount of the user fee. HHS/CDC notes
that the use of a different methodology
or changes in the availability of ELISA
reagents will affect the amount of the
user fee. HHS/CDC will impose the fee
by schedule and will notify importers of
changes to the user fee by notice in the
Federal Register. Importers may also
contact HHS/CDC at 404–498–1600 or
check its Web site (https://www.cdc.gov/
animalimportation/) for an up-to-date
fee schedule.
In its analysis of cost, HHS/CDC
considered five components: (1) The
cost of reagents and materials; (2) the
cost of the BSL–4 laboratory in reagent
production and during the assay; (3) the
cost of irradiation of the sample; (4)
personnel costs to perform the testing;
and (5) administrative costs. The total
cost to the Government is summarized
in Table 1 followed by a description of
each component; all monies reflected
are in U.S. Dollars (USD).
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hazard pathogens. Safety restrictions on
irradiators are complex and time
consuming; requiring frequent,
Costs professional safety inspections and
Components
(USD) complex annual training for all
personnel that work with or near the
1. Use of reagents and other mateirradiator. Finally, a high level of
rials ..................................................
$100
2. Use of BSL–4 lab facility ................
112 security must be maintained because the
3. Irradiation (inactivation) of sample
150 complexities of using irradiators and the
4. Personnel costs to conduct testing
145 specimens being irradiated require
5. Administrative costs .......................
33 access to be controlled and monitored.
Typically it takes five hours to
ESTIMATED TOTAL ...................
540 inactivate a sample, at a total estimated
User Fee ......................................
540
irradiation cost of $150.
The fourth component of the cost is
The first component in the estimate is
the hourly wage and benefits of
the cost of the reagent materials and
other materials necessary to perform the personnel who perform the laboratory
tests. We assume that the scientist
test. Two reagents are used to prepare
performing the test is a microbiologist
the specific antibodies needed in the
with a masters’ degree. Most of the
test. These reagents are not
personnel in this category are paid at a
commercially available and must be
GS 11 level. For the purposes of this
made in-house by HHS/CDC scientists.
estimate, we have assumed a pay level
Since these reagents are not
of GS 11, Step 3. We set the basic wage
commercially available, there is no
at $25.70 per hour, and a benefit of 30%
commercial or observable product
pricing. HHS/CDC estimates the cost for for a total hourly salary of $33.41 an
these reagents to be $70.00. This amount hour (U.S. Office of Personnel
Management 2010 General Schedule
includes the cost of production and
validation of the reagents. Material costs (GS) Locality Pay Tables for Atlanta;
https://www.opm.gov/oca/11tables/
include plastic plates, pipettes, and
other reagents. These items are available indexgs.asp). In total, the tests take
commercially and their cost is estimated about 13 hours (four hours in the BSL–
at $30.00. Thus, the total estimated cost 4; three hours of irradiation; and six
hours running the test with
for this component totals $100.00 per
interpretation). However, we assume
test. This cost can be a bit higher or
lower depending on how many tests are that the person working on this test will
run at the same time. If the test requests be carrying on other duties
simultaneously. Therefore, we assign
come in one at a time, then the cost
one-third of the 13 hours of work time
might be above $100, if there is more
to the fourth part, or $145.00 ($434.33/
than one request at a time, the cost
3).
might be a bit less than $100. The test
The fifth and final component is the
calls for the same amount of reagents for
administrative costs related to test result
one or 3 samples to test.
collection and dissemination. The
The second component is the cost of
individual responsible for the activities
the BSL–4 facility that is used to
develop the reagents. We have estimated under this component is typically in a
supervisory position. The supervisor
this cost on the charges made by
examines the assay to ensure that the
University of Texas Medical Branch at
Galveston (UTMB) of $28 per hour. The positive and negative tests (quality
controls) are accurate, and to ensure that
UTMB is the only BSL–4 facility in the
the test was performed according to
United States that has developed
commercial fees for the use of their labs. prescribed scientific standards. The
supervisor puts the results on a
In the ELISA methodology, scientists
need four hours in the BSL–4 laboratory response form and sends the results to
the importer with a copy to CDC’s
to process the sample. The cost of this
Division of Global Migration and
component is $112.00.
The third component in the cost
Quarantine (DGMQ). To calculate this
estimate is the cost to inactivate the
cost, we used half an hour of the salary
sample by irradiation in an irradiator.
and benefits of a GS 14 level, Senior
For this component, we estimate the
Health Scientist (601 series). The hourly
cost to use an irradiator at $30 per hour. rate of a GS14, level 3 is $50 (U.S. Office
This estimate is based on a five-year
of Personnel Management 2010 General
cost of $300,000 to HHS/CDC to run and Schedule (GS) Locality Pay Tables for
maintain the irradiator. Irradiators are
Atlanta; https://www.opm.gov/oca/
extremely expensive to maintain for a
10tables/indexgs.asp). We added 30% of
number of reasons. Only research
the hourly rate for benefits to total
facilities have irradiator equipment
$65.00. Thirty minutes of this
because of the need to inactivate highindividual’s time is $33.00.
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TABLE 1—SUMMARY CALCULATIONS
OF USER FEE CHARGE-PER-TEST
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Total cost: Adding these parts (Table
1) results in a grand total of $540. We
note that our results can potentially vary
from this figure for a couple of reasons.
First, as mentioned already, commercial
data are not available for some of the
reagents so our calculation of their costs
is an estimate and not based on
observed market pricing. Second, the
costs will vary depending on how many
tests are conducted at one time. If
multiple tests are run concurrently, then
the costs would be a bit less. If only one
test is conducted at one time, the costs
will be relatively higher. Therefore, we
set the cost of reimbursement per test at
$540. We feel confident that this is a fair
price to the importers because this
amount is consistent with the sum
charged by the commercial lab of
$500.00 that previously performed these
tests. We also note that our assumption
of the effect of multiple tests is
supported by past experience. HHS/CDC
receives notification of about 100 to 150
requests performed per year. Although
HHS/CDC cannot control the flow of
tests and cannot forecast how many
tests will be underway at any given
point in time, HHS/CDC estimates that
the total amount of fees charged will
range from about $50,000 to $75,000 per
year. The user fee charged for the testing
will cover the costs of the test.
HHS/CDC will impose the user fee by
schedule. An up-to-date fee schedule is
available from the Division of Global
Migration & Quarantine, Centers for
Disease Control and Prevention, 1600
Clifton Road, Atlanta, Georgia 30333,
404–498–1600, or [insert url of Web
site].
VII. Payment Instructions
HHS/CDC Importers should submit a
check or money order in the amount of
$540.00 (USD) made payable to Centers
for Disease Control and Prevention for
each test conducted at the time that
specimens are submitted to the CDC for
testing. The check(s) should be sent to
Centers for Disease Control and
Prevention, P.O. Box 15580, Atlanta, GA
30333.
VIII. Regulatory Analyses
A. Required Regulatory Analyses under
Executive Orders 12866 and 13563
We have examined the impacts of the
direct final rule under Executive Orders
12866 and 13563, which direct agencies
to assess all costs and benefits of
available regulatory alternatives and,
when regulation is necessary, to select
regulatory approaches that maximize
net benefits (including potential
economic, environmental, public health
and safety, and other advantages,
E:\FR\FM\10FER1.SGM
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Federal Register / Vol. 77, No. 28 / Friday, February 10, 2012 / Rules and Regulations
distributive impacts, and equity).
Because the purpose of this rule is to
provide a framework to determine a fair
fee to charge for a service that has
become unavailable in private,
commercial markets within the United
States, we have determined that the rule
will not violate the intent of either of
the Executive Orders because it will in
no way prevent a private entity from
entering the field and providing a
similar, privatized service. If any private
entity expresses an interest in providing
this service, we will strongly encourage
them to do so.
B. Regulatory Flexibility Act
We have examined the impacts of the
direct final rule under the Regulatory
Flexibility Act (5 U.S.C. 601–612).
Unless we certify that the rule is not
expected to have a significant economic
impact on a substantial number of small
entities, the Regulatory Flexibility Act,
as amended by the Small Business
Regulatory Enforcement Fairness Act
(SBREFA), requires agencies to analyze
regulatory options that would minimize
any significant economic impact of a
rule on small entities. We certify that
this rule will not have a significant
economic impact on a substantial
number of small entities within the
meaning of the RFA.
C. Small Business Regulatory
Enforcement Fairness Act of 1996
This regulatory action is not a major
rule as defined by Sec. 804 of the Small
Business Regulatory Enforcement
Fairness Act of 1996. This direct final
rule will not result in an annual effect
on the economy of $100,000,000 or
more; a major increase in cost or prices;
or significant adverse effects on
competition, employment, investment,
productivity, innovation, or on the
ability of United States-based
companies to compete with foreignbased companies in domestic and
export markets.
wreier-aviles on DSK5TPTVN1PROD with RULES
D. The Paperwork Reduction Act of
1995
HHS/CDC has reviewed the
information collection requirements of
the direct final rule and has determined
that the information collection
requested in the direct final rule is
already approved by the Office of
Management and Budget (OMB) under
OMB Control No. 0920–0263, expiration
date 6/30/2014. The direct final rule
does not contain any new data
collection or record keeping
requirements.
VerDate Mar<15>2010
15:19 Feb 09, 2012
Jkt 226001
E. National Environmental Policy Act
(NEPA)
Pursuant to 48 FR 9374 (list of HHS/
CDC program actions that are
categorically excluded from the NEPA
environmental review process), HHS/
CDC has determined that this action
does not qualify for a categorical
exclusion. In the absence of an
applicable categorical exclusion, the
Director, CDC, has determined that
provisions amending 42 CFR 71.53 will
not have a significant impact on the
human environment. Therefore, neither
an environmental assessment nor an
environmental impact statement is
required.
F. Civil Justice Reform (Executive Order
12988)
This direct final rule has been
reviewed under Executive Order 12988,
Civil Justice Reform. Under this direct
final rule: (1) All State and local laws
and regulations that are inconsistent
with this rule will be preempted; (2) no
retroactive effect will be given to this
rule; and (3) administrative proceedings
will not be required before parties may
file suit in court challenging this rule.
G. Executive Order 13132 (Federalism)
The Department has reviewed this
rule in accordance with Executive Order
13132 regarding federalism, and has
determined that it does not have
‘‘federalism implications.’’ The rule
does not ‘‘have substantial direct effects
on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government.’’
H. Plain Language Act of 2010
Under Public Law 111–274 (October
13, 2010), executive Departments and
Agencies are required to use plain
language in documents that explain to
the public how to comply with a
requirement the Federal Government
administers or enforces. HHS has
attempted to use plain language in
promulgating this rule consistent with
the Federal Plain Writing Act
guidelines.
I. Conclusion
In accordance with the provisions of
Executive Order 12866, this direct final
rule was not reviewed by the Office of
Management and Budget.
IX. References
1. Centers for Disease Control and
Prevention. Update: Ebola-Related
Filovirus Infection in Nonhuman
Primates and Interim Guidelines for
Handling Nonhuman Primates during
PO 00000
Frm 00035
Fmt 4700
Sfmt 4700
6975
Transit and Quarantine. Morbidity and
Mortality Weekly Report MMWR 1990;
39(2):22–24, 29–30.
2. Roper, W.L. Dear interested party (letter).
March 15, 1990. Available upon request:
(404) 639–1600.
3. 55 FR 10288, March 20, 1990,
‘‘Importation of Nonhuman Primates:
Meeting.’’
4. Centers for Disease Control and
Prevention. Update: Filovirus Infection
in Animal Handlers. Morbidity and
Mortality Weekly Report MMWR 1990;
39(13):221.
5. 55 FR 15210, April 20, 1990, Requirement
for a Special-permit to Import
Cynomolgus, African Green, or rhesus
Monkeys into the United States.
6. Roper, W.L. Dear interested party (letter).
October 10, 1991. Available upon
request: (404) 639–1600.
7. Ksiazek, Thomas G.; Rollin, Pierre E.;
Jahrling, Peter B.; Johnson, Eugene;
Dalgard, Dan W., and Peters, Clarence J.
Enzyme immunosorbent assay for Ebola
virus antigens in tissues of infected
primates. Journal of Clinical
Microbiology. 1992; 30(4):947–950.
8. Ksiazek, Thomas G. Laboratory diagnosis
of filovirus infections in nonhuman
primates. Laboratory Animal. 1991;
20(7):34–46.
9. Tipple, M.A. Dear interested party (letter).
March 5, 1996. Available upon request:
(404) 639–1600.
10. Demarcus, T., Tipple, M., Ostrowski, S.,
US Policy for Disease Control among
Imported Nonhuman Primates, J Infect
Dis. (1999) 179 (supplement 1): S281–
S282.
List of Subjects in 42 CFR Part 71
Communicable diseases, Public
health, Quarantine, Reporting and
recordkeeping requirements, Testing,
User fees.
For the reasons set forth in the
preamble, amend 42 CFR part 71 as
follows:
PART 71—FOREIGN QUARANTINE
1. The authority citation for part 71
continues to read as follows:
■
Authority: Secs. 215 and 311 of the Public
Health Service (PHS) Act, as amended (42
U.S.C. 216, 243); section 361–369, PHS Act,
as amended (42 U.S.C. 264–272); 31 U.S.C.
9701.
Subpart F—Importations
2. In § 71.53, add paragraph (j) to read
as follows:
■
§ 71.53
Nonhuman primates.
*
*
*
*
*
(j) Filovirus testing fee. (1) Effective
March 12, 2012, non-human primate
importers shall be charged a fee for
filovirus testing of non-human primate
liver samples submitted to the Centers
for Disease Control and Prevention
(CDC).
E:\FR\FM\10FER1.SGM
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Federal Register / Vol. 77, No. 28 / Friday, February 10, 2012 / Rules and Regulations
(2) The fee shall be based on the cost
of reagents and other materials
necessary to perform the testing; the use
of the laboratory testing facility;
irradiation for inactivation of the
sample; personnel costs associated with
performance of the laboratory tests; and
administrative costs for test planning,
review of assay results, and
dissemination of test results.
(3) An up-to-date fee schedule is
available from the Division of Global
Migration & Quarantine, Centers for
Disease Control and Prevention, 1600
Clifton Road, Atlanta, Georgia 30333.
Any changes in the fee schedule will be
published in the Federal Register.
(4) The fee must be paid in U.S.
dollars at the time that the importer
submits the specimens to HHS/CDC for
testing.
Dated: January 19, 2012.
Kathleen Sebelius,
Secretary.
[FR Doc. 2012–2843 Filed 2–9–12; 8:45 am]
BILLING CODE 4163–18–P
DEPARTMENT OF HOMELAND
SECURITY
Federal Emergency Management
Agency
44 CFR Part 67
[Docket ID FEMA–2011–0002]
Final Flood Elevation Determinations
Federal Emergency
Management Agency, DHS.
ACTION: Final rule.
AGENCY:
Base (1% annual-chance)
Flood Elevations (BFEs) and modified
BFEs are made final for the
communities listed below. The BFEs
and modified BFEs are the basis for the
floodplain management measures that
each community is required either to
SUMMARY:
wreier-aviles on DSK5TPTVN1PROD with RULES
Flooding source(s)
adopt or to show evidence of being
already in effect in order to qualify or
remain qualified for participation in the
National Flood Insurance Program
(NFIP).
DATES: The date of issuance of the Flood
Insurance Rate Map (FIRM) showing
BFEs and modified BFEs for each
community. This date may be obtained
by contacting the office where the maps
are available for inspection as indicated
in the table below.
ADDRESSES: The final BFEs for each
community are available for inspection
at the office of the Chief Executive
Officer of each community. The
respective addresses are listed in the
table below.
FOR FURTHER INFORMATION CONTACT: Luis
Rodriguez, Chief, Engineering
Management Branch, Federal Insurance
and Mitigation Administration, Federal
Emergency Management Agency, 500 C
Street SW., Washington, DC 20472,
(202) 646–4064, or (email)
Luis.Rodriguez3@fema.dhs.gov.
SUPPLEMENTARY INFORMATION: The
Federal Emergency Management Agency
(FEMA) makes the final determinations
listed below for the modified BFEs for
each community listed. These modified
elevations have been published in
newspapers of local circulation and
ninety (90) days have elapsed since that
publication. The Deputy Federal
Insurance and Mitigation Administrator
has resolved any appeals resulting from
this notification.
This final rule is issued in accordance
with section 110 of the Flood Disaster
Protection Act of 1973, 42 U.S.C. 4104,
and 44 CFR part 67. FEMA has
developed criteria for floodplain
management in floodprone areas in
accordance with 44 CFR part 60.
Interested lessees and owners of real
property are encouraged to review the
proof Flood Insurance Study and FIRM
available at the address cited below for
each community. The BFEs and
modified BFEs are made final in the
communities listed below. Elevations at
selected locations in each community
are shown.
National Environmental Policy Act.
This final rule is categorically excluded
from the requirements of 44 CFR part
10, Environmental Consideration. An
environmental impact assessment has
not been prepared.
Regulatory Flexibility Act. As flood
elevation determinations are not within
the scope of the Regulatory Flexibility
Act, 5 U.S.C. 601–612, a regulatory
flexibility analysis is not required.
Regulatory Classification. This final
rule is not a significant regulatory action
under the criteria of section 3(f) of
Executive Order 12866 of September 30,
1993, Regulatory Planning and Review,
58 FR 51735.
Executive Order 13132, Federalism.
This final rule involves no policies that
have federalism implications under
Executive Order 13132.
Executive Order 12988, Civil Justice
Reform. This final rule meets the
applicable standards of Executive Order
12988.
List of Subjects in 44 CFR Part 67
Administrative practice and
procedure, Flood insurance, Reporting
and recordkeeping requirements.
Accordingly, 44 CFR part 67 is
amended as follows:
PART 67—[AMENDED]
1. The authority citation for part 67
continues to read as follows:
■
Authority: 42 U.S.C. 4001 et seq.;
Reorganization Plan No. 3 of 1978, 3 CFR,
1978 Comp., p. 329; E.O. 12127, 44 FR 19367,
3 CFR, 1979 Comp., p. 376.
§ 67.11
[Amended]
2. The tables published under the
authority of § 67.11 are amended as
follows:
■
* Elevation in feet
(NGVD)
+ Elevation in feet
(NAVD)
# Depth in feet
above ground
∧ Elevation in meters (MSL)
Modified
Location of referenced elevation
Communities
affected
Humphreys County, Mississippi, and Incorporated Areas
Docket No.: FEMA–B–1159
Shallow Flooding ......................
Yazoo River ..............................
VerDate Mar<15>2010
15:19 Feb 09, 2012
An area bounded by the county boundary to the west and
south, the William M. Whittington Channel Levee to the
east, and the confluence with Silver Creek and Straight
Bayou to the north.
Approximately 10 miles upstream of State Highway 12 .....
Jkt 226001
PO 00000
Frm 00036
Fmt 4700
Sfmt 4700
E:\FR\FM\10FER1.SGM
+100
Unincorporated Areas of
Humphreys County
+117
Unincorporated Areas of
Humphreys County.
10FER1
Agencies
[Federal Register Volume 77, Number 28 (Friday, February 10, 2012)]
[Rules and Regulations]
[Pages 6971-6976]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-2843]
[[Page 6971]]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
42 CFR Part 71
[Docket No. CDC-2012-0003]
RIN 0920-AA47
Establishment of User Fees for Filovirus Testing of Nonhuman
Primate Liver Samples
AGENCY: Centers for Disease Control and Prevention (CDC), Department of
Health and Human Services (HHS).
ACTION: Direct final rule and request for comments.
-----------------------------------------------------------------------
SUMMARY: Through this Direct Final Rule, the Centers for Disease
Control and Prevention (CDC), located within the Department of Health
and Human Services (HHS) is establishing a user fee for filovirus
testing of all nonhuman primates that die during HHS/CDC-required 31-
day quarantine period for any reason other than trauma. We are amending
regulations to establish a filovirus testing service at HHS/CDC because
testing is no longer being offered by the only private, commercial
laboratory that previously performed these tests. This testing service
will be funded through user fees. The direct final rule does not impose
any new burdens on the regulated community because the testing of non-
human primates for filovirus is a long-standing requirement and the
amount of the user fee is consistent with the amount previously charged
commercially. HHS/CDC is therefore publishing a direct final rule
because it does not expect to receive any significant adverse comment
and believes that the establishment of an HHS/CDC testing program and
imposition of user fees are non-controversial. However, in this Federal
Register, HHS/CDC is simultaneously publishing a companion notice of
proposed rulemaking that proposes identical filovirus testing and user
fee requirements. If HHS/CDC does not receive any significant adverse
comment on this direct final rule within the specified comment period,
it will publish a notice in the Federal Register confirming the
effective date of this final rule within 30 days after the comment
period on the direct final rule ends and withdraw the notice of
proposed rulemaking. If HHS/CDC receives any timely significant adverse
comment, it will withdraw the direct final rule in part or in whole by
publication of a document in the Federal Register within 30 days after
the comment period ends and proceed with notice and comment under the
notice of proposed rulemaking published elsewhere in this issue of the
Federal Register. A significant adverse comment is one that explains:
Why the direct final rule is inappropriate, including challenges to the
rule's underlying premise or approach; or why the direct final rule
will be ineffective or unacceptable without a change.
DATES: The direct final rule is effective on March 12, 2012 unless
significant adverse comment is received by April 10, 2012. If we
receive no significant adverse comment within the specified comment
period, we intend to publish a notice confirming the effective date of
the final rule in the Federal Register within 30 days after the end of
the comment period on this direct final rule. If we receive any timely
significant adverse comment, we will withdraw this final rule in part
or in whole by publication of a notice in the Federal Register within
30 days after the comment period ends.
ADDRESSES: You may submit comments, identified by ``RIN 0920-AA47'': by
any of the following methods:
Internet: Access the Federal e-rulemaking portal at https://www.regulations.gov. Follow the instructions for submitting comments.
Mail: Division of Global Migration and Quarantine, Centers
for Disease Control and Prevention, 1600 Clifton Road NE., MS-03,
Atlanta, Georgia 30333, ATTN: NHP DFR.
Instructions: All submissions received must include the agency name
and docket number or Regulation Identifier Number (RIN) for this
rulemaking. All comments will be posted without change to https://regulations.gov, including any personal information provided. For
detailed instructions on submitting comments and additional information
on the rulemaking process, see the ``Public Participation'' heading of
the SUPPLEMENTARY INFORMATION section of this document.
Docket: For access to the docket to read background documents or
comments received, please go to https://www.regulations.gov. Comments
will be available for public inspection Monday through Friday, except
for legal holidays, from 9 a.m. until 5 p.m., Eastern Time, at 1600
Clifton Road NE., Atlanta, Georgia 30333. Please call ahead to 1-866-
694-4867 and ask for a representative in the Division of Global
Migration and Quarantine (DGMQ) to schedule your visit. To download an
electronic version of the rule, access https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: For questions concerning this direct
final rule: Ashley A. Marrone, JD, Centers for Disease Control and
Prevention, 1600 Clifton Road NE., Mailstop E-03, Atlanta, Georgia
30333; telephone 404-498-1600. For information concerning program
operations: Dr. Robert Mullan, Centers for Disease Control and
Prevention, 1600 Clifton Road NE., Mailstop E-03, Atlanta, Georgia
30333; telephone 404-498-1600.
SUPPLEMENTARY INFORMATION:
This preamble is organized as follows:
I. Public Participation
II. Background
III. Rationale for Direct Final Rule
IV. User Fees
V. Services and Activities Covered by User Fees
VI. Analysis of User Fee Charge (Cost to Government)
VII. Payment Instructions
VIII. Regulatory Analysis
IX. References
I. Public Participation
Interested persons are invited to participate in this rulemaking by
submitting written views, opinions, recommendations, and data. Comments
received, including attachments and other supporting materials, are
part of the public record and subject to public disclosure. Do not
include any information in your comment or supporting materials that
you do not wish to be disclosed publicly. Comments are invited on any
topic related to this direct final rule.
II. Background
Filoviruses belong to a family of viruses known to cause severe
hemorrhagic fever in humans and nonhuman primates (NHPs). So far, only
two members of this virus family have been identified: Ebola virus and
Marburg virus. Five species of Ebola virus have been acknowledged:
Zaire, Sudan, Reston, Ivory Coast, and Bundibugyo. Most strains of
Ebola virus can be highly fatal in humans, and while the Reston strain
is the only strain of filovirus that has not been reported to cause
disease in humans, it can be fatal in monkeys. (https://www.cdc.gov/ncidod/dvrd/spb/mnpages/dispages/filoviruses.htm).
Ebola hemorrhagic fever was first recognized in 1976, when two
epidemics occurred in southern Sudan and in Zaire. Since that time,
multiple outbreaks have occurred, mostly in Central Africa, and all
have been associated with high (45-90%) case-fatality rates in humans
(for an updated
[[Page 6972]]
list see https://www.cdc.gov/ncidod/dvrd/spb/mnpages/dispages/ebola/ebolatable.htm). In these epidemics, transmission of the disease
originated or occurred in a hospital (often by contaminated needles)
and was followed by person-to-person transmission by individuals who
were exposed to, or had close contact with blood or secretions from
seriously ill patients.
The ecology, natural history, and mode of transmission of Ebola
virus in nature, and of the related Marburg virus, are becoming more
clearly understood with the implication of bats as reservoirs. The
incubation period for Ebola disease is 5-9 days (range: 2-15 days) but
can be shorter with parenteral transmission. Disease onset is abrupt
and characterized by severe malaise, headache, high fever, myalgia,
joint pains, and sore throat. The progression is rapid and includes
pharyngitis, conjunctivitis, diarrhea, abdominal pain, and occasionally
facial edema and jaundice. Severe thrombocytopenia can occur, with
hemorrhagic manifestations ranging from petechiae to frank bleeding.
Death occurs primarily as a result of multi-organ failures. There is no
specific therapy, and patient management is usually limited to
supportive measures. The disease in nonhuman primates is very similar
to that in humans, with a very high mortality.
On January 19, 1990, in response to the identification of Ebola-
Reston virus in NHPs imported from the Philippines, HHS/CDC published
interim guidelines for handling NHPs during transit and also during
quarantine (1). Importers of NHPs were informed by letter from the HHS/
CDC Director on March 15, 1990, that they must comply with specific
isolation and quarantine standards under 42 CFR part 71 for continued
registration as an importer of NHPs (2).
On March 23, 1990, HHS/CDC held a meeting at CDC headquarters in
Atlanta, Georgia, at which the public could comment on new guidelines
for the importation of NHPs and the potential impact of a temporary ban
on the importation of cynomolgus monkeys into the United States (3).
After considering information received at this public meeting, coupled
with an April 4, 1990 confirmation of asymptomatic Ebola virus
infection in four NHP caretakers and serologic findings suggesting that
cynomolgus, African green, and rhesus monkeys posed a risk for human
filovirus infection, HHS/CDC concluded that these three species were
capable of being an animal host or vector of human disease (4).
As a result, on April 20, 1990, HHS/CDC published a notice in the
Federal Register requiring a special-permit for importing cynomolgus,
African green, and rhesus monkeys (5). To be granted a special-permit,
importers must submit a plan to HHS/CDC describing specific isolation,
quarantine, and communicable disease control measures. The plan must
detail the measures to be carried out at every step of the chain of
custody, from embarkation at the country of origin, through delivery of
the NHPs to the quarantine facility and the completion of the required
quarantine period. Additional requirements include detailed testing
procedures for all quarantined NHPs to rule out the possibility of
filovirus infection. When importers demonstrate compliance with these
special-permit requirements, HHS/CDC authorizes continued shipments
under the same permit for a period of 180 days. Certain components of
the special-permit requirement have changed slightly in response to
surveillance findings and the development of improved laboratory tests.
As indicated in the 1990 notice, importers were informed of these
changes by letter from HHS/CDC (6). The current special-permit notice
requires filovirus antigen-detection testing on liver specimens from
any NHP that dies during quarantine for reasons other than trauma (7,
8). Antibody testing is also required on surviving NHPs that exhibit
signs of possible filovirus infection before the cohort is released
from quarantine (9).
Since October 10, 1975, HHS/CDC has prohibited the importation of
NHPs except for scientific, educational, or exhibition purposes. Over
time, various measures (e.g., reports, letters, guidelines, notices),
have been used to support implementation of these regulations. On
January 5, 2011 (76 FR 678), HHS/CDC posted a Notice of Proposed
Rulemaking (NPRM) to begin the process of revising these requirements.
The NPRM was intended to solicit public comment and feedback on the
issue of NHP importation to determine the need for further rulemaking.
Please see the docket details for HHS-OS-2011-0002 on
www.Regulations.gov, for more information. The public comment period
ended on April 25, 2011. HHS/CDC is now working toward finalizing the
proposed rule and is not seeking additional comment on the NPRM through
this rulemaking.
Laboratory testing of suspected NHPs and early detection of
infected animals within the quarantine period prevents spread of
disease among NHPs and caretakers (4). Since the implementation and
strengthening of the 1990 special-permit requirements for importing
nonhuman primates into the United States, the morbidity and mortality
of imported animals has decreased from an estimated 20% to less than 1%
(10). Since 1990, these laboratory tests have been conducted by a
single commercial laboratory. Recently, a number of circumstances have
arisen such that this laboratory is no longer able to perform the
testing for filovirus required on liver specimens from monkeys that die
during the HHS/CDC-mandated quarantine. Further, HHS/CDC notes that the
reagents required for this testing are not commercially available and
production of the reagents requires a biosafety level 4 laboratory
(BSL-4). A BSL-4 laboratory is also required during part of the testing
procedure. To our knowledge, neither commercial entities nor Federal
laboratories other than those at HHS/CDC are planning to offer this
service. Because HHS/CDC has the required laboratory facility, access
to the reagents, and experienced personnel, it has started performing
this testing when required and in the absence of a viable alternative.
III. Rationale for Direct Final Rule
Through this Direct Final Rule (DFR), HHS/CDC is establishing a
user fee to reimburse HHS/CDC for the costs incurred performing these
tests. Upon the effective date, every NHP quarantine facility will be
contacted by HHS/CDC's Division of Global Migration and Quarantine
(DGMQ), and will be instructed how to transfer tissue specimens to HHS/
CDC for testing. After receipt of the specimens, HHS/CDC will process
the specimens in its BSL-4 laboratory and test the specimens by an
antigen-detection enzyme-linked immunosorbant assay (ELISA) or other
appropriate methodology. Each specimen will be held for six months.
After six months, the specimen will be disposed of following
established HHS/CDC protocol. Based on information supplied by the
commercial laboratory, HHS/CDC estimates that between 100 and 150
specimens per year are expected to be received and tested. Results will
be provided to the NHP importers. If a positive test result is found,
HHS/CDC will ensure that the NHP cohort is not released from HHS/CDC
required quarantine until the health status of the full cohort is
determined. This testing protocol will be maintained until further
notice.
HHS/CDC has chosen to publish a Direct Final Rule (DFR) because we
view this as a non-controversial action and anticipate no significant
adverse
[[Page 6973]]
comment. This DFR does not create any additional requirements or burden
upon the regulated community. A significant adverse comment is one that
explains: (1) Why the direct final rule is inappropriate, including
challenges to the rule's underlying premise or approach; or (2) why the
direct final rule will be ineffective or unacceptable without a change.
In determining whether a comment necessitates withdrawal of this direct
final rule, HHS/CDC will consider whether it warrants a substantive
response in a notice and comment process. If we receive significant
adverse comment on this direct final rule, we will publish a timely
withdrawal in the Federal Register informing the public that the
amendment in this rule will not take effect. If this DFR is withdrawn,
we will address all public comments in any subsequent final rule based
on the Notice of Proposed Rulemaking which is published simultaneously
in the Federal Register.
Nothing in this DFR is intended to prohibit a private sector
facility from developing the capability and offering this same service
in the future. The testing of non-human primate samples is necessary to
prevent and control a potential outbreak of a filovirus infection in
imported monkeys and to prevent the potential spread of filoviruses to
humans.
IV. User Fees
Title V of the Independent Offices Appropriation Act of 1952 (31
U.S.C. 9701) (``IOAA'') provides general authority to Federal agencies
to establish user fees through regulations. The IOAA sets parameters
for any fee charged under its authority. Each charge shall be:
(1) Fair; and
(2) Based on--
(A) The costs to the Government;
(B) The value of the service or thing to the recipient;
(C) Public-policy or interest served; and
(D) Other relevant facts.
OMB Circular A-25 (``the Circular'') establishes general policy for
implementing user fees, including criteria for determining amounts and
exceptions, and guidelines for implementation. According to the
Circular, its provisions must be applied to any fees collected pursuant
to the IOAA authority.
The Circular states that ``[a] user charge * * * will be assessed
against each identifiable recipient for special benefits derived from
Federal activities beyond those received by the general public.'' The
Circular gives three examples of when the special benefit is considered
to accrue, including when a Government service: (a) Enables the
beneficiary to obtain more immediate or substantial gains or values
(which may or may not be measurable in monetary terms) than those that
accrue to the general public (e.g., receiving a patent, insurance, or
guarantee provision, or a license to carry on a specific activity or
business or various kinds of public land use); or (b) provides business
stability or contributes to public confidence in the business activity
of the beneficiary (e.g., insuring deposits in commercial banks); or
(c) is performed at the request of, or for the convenience of, the
recipient, and is beyond the services regularly received by other
members of the same industry or group or by the general public (e.g.,
receiving a passport, visa, airman's certificate, or a Customs
inspection after regular duty hours).
The Circular sets forth guidelines for determining the amount of
user charges to assess. When the Government is acting in its sovereign
capacity, user charges should be sufficient to cover the full cost to
the Federal Government of providing the service, resource, or good.
The Circular sets forth criteria for determining full cost. ``Full
cost includes all direct and indirect costs to any part of the Federal
Government of providing a good, resource, or service.'' Examples of
these types of costs include, but are not limited to, direct and
indirect personnel costs, including salaries and fringe benefits;
physical overhead, consulting, and other indirect costs, including
material and supply costs, utilities, insurance, travel, and rents;
management and supervisory costs; and the costs of enforcement,
collection, research, establishment of standards, and regulation. Full
costs are determined based on the best available records of the agency.
Agencies are responsible for the initiation and adoption of user
charge schedules consistent with the guidance listed in the Circular.
In doing so, agencies should identify the services and activities
covered by the Circular; determine the extent of the special benefits
provided; and apply the principles set forth in the Circular in
determining full cost or market cost as appropriate.
Finally, CDC has legal authority to retain collected user fees
through its annual appropriations bill. In fiscal year 2012, this
authority is provided through the Consolidated Appropriations Act of
2012, Public Law 112-74, 125 Stat. 1069, 1070 (2011).
V. Services and Activities Covered by User Fee
HHS/CDC is establishing a user fee to recoup the costs associated
with performing the required testing. The user fee will cover the costs
of the test for filovirus for specimens submitted to HHS/CDC. The
following is a list of services and activities that are covered by the
user fee:
Providing information to the participants about the
service, including instructions on submission of samples and payment;
Receiving payment and maintaining account, including
distributing funds;
Tracking the shipment to ensure a safe arrival at HHS/CDC;
Providing reagents for and performing the antigen-
detection test on submitted NHP liver samples in a BSL-4, high-
containment facility;
Performing all provided services in accordance with
industry standards, including quality assurance, handling and
processing procedures, and hazardous medical waste guidelines; and
Ensuring that the importer receives the test results in a
timely manner.
VI. Analysis of User Fee Charge (Cost to the Government)
HHS/CDC's analysis of costs to the Government is based on the
current methodology (ELISA) used to test NHP liver samples. This cost
determines the amount of the user fee. HHS/CDC notes that the use of a
different methodology or changes in the availability of ELISA reagents
will affect the amount of the user fee. HHS/CDC will impose the fee by
schedule and will notify importers of changes to the user fee by notice
in the Federal Register. Importers may also contact HHS/CDC at 404-498-
1600 or check its Web site (https://www.cdc.gov/animalimportation/) for
an up-to-date fee schedule.
In its analysis of cost, HHS/CDC considered five components: (1)
The cost of reagents and materials; (2) the cost of the BSL-4
laboratory in reagent production and during the assay; (3) the cost of
irradiation of the sample; (4) personnel costs to perform the testing;
and (5) administrative costs. The total cost to the Government is
summarized in Table 1 followed by a description of each component; all
monies reflected are in U.S. Dollars (USD).
[[Page 6974]]
Table 1--Summary Calculations of User Fee Charge-Per-Test
------------------------------------------------------------------------
Costs
Components (USD)
------------------------------------------------------------------------
1. Use of reagents and other materials.......................... $100
2. Use of BSL-4 lab facility.................................... 112
3. Irradiation (inactivation) of sample......................... 150
4. Personnel costs to conduct testing........................... 145
5. Administrative costs......................................... 33
-------
ESTIMATED TOTAL............................................. 540
User Fee.................................................... 540
------------------------------------------------------------------------
The first component in the estimate is the cost of the reagent
materials and other materials necessary to perform the test. Two
reagents are used to prepare the specific antibodies needed in the
test. These reagents are not commercially available and must be made
in-house by HHS/CDC scientists. Since these reagents are not
commercially available, there is no commercial or observable product
pricing. HHS/CDC estimates the cost for these reagents to be $70.00.
This amount includes the cost of production and validation of the
reagents. Material costs include plastic plates, pipettes, and other
reagents. These items are available commercially and their cost is
estimated at $30.00. Thus, the total estimated cost for this component
totals $100.00 per test. This cost can be a bit higher or lower
depending on how many tests are run at the same time. If the test
requests come in one at a time, then the cost might be above $100, if
there is more than one request at a time, the cost might be a bit less
than $100. The test calls for the same amount of reagents for one or 3
samples to test.
The second component is the cost of the BSL-4 facility that is used
to develop the reagents. We have estimated this cost on the charges
made by University of Texas Medical Branch at Galveston (UTMB) of $28
per hour. The UTMB is the only BSL-4 facility in the United States that
has developed commercial fees for the use of their labs. In the ELISA
methodology, scientists need four hours in the BSL-4 laboratory to
process the sample. The cost of this component is $112.00.
The third component in the cost estimate is the cost to inactivate
the sample by irradiation in an irradiator. For this component, we
estimate the cost to use an irradiator at $30 per hour. This estimate
is based on a five-year cost of $300,000 to HHS/CDC to run and maintain
the irradiator. Irradiators are extremely expensive to maintain for a
number of reasons. Only research facilities have irradiator equipment
because of the need to inactivate high-hazard pathogens. Safety
restrictions on irradiators are complex and time consuming; requiring
frequent, professional safety inspections and complex annual training
for all personnel that work with or near the irradiator. Finally, a
high level of security must be maintained because the complexities of
using irradiators and the specimens being irradiated require access to
be controlled and monitored. Typically it takes five hours to
inactivate a sample, at a total estimated irradiation cost of $150.
The fourth component of the cost is the hourly wage and benefits of
personnel who perform the laboratory tests. We assume that the
scientist performing the test is a microbiologist with a masters'
degree. Most of the personnel in this category are paid at a GS 11
level. For the purposes of this estimate, we have assumed a pay level
of GS 11, Step 3. We set the basic wage at $25.70 per hour, and a
benefit of 30% for a total hourly salary of $33.41 an hour (U.S. Office
of Personnel Management 2010 General Schedule (GS) Locality Pay Tables
for Atlanta; https://www.opm.gov/oca/11tables/indexgs.asp). In total,
the tests take about 13 hours (four hours in the BSL-4; three hours of
irradiation; and six hours running the test with interpretation).
However, we assume that the person working on this test will be
carrying on other duties simultaneously. Therefore, we assign one-third
of the 13 hours of work time to the fourth part, or $145.00 ($434.33/
3).
The fifth and final component is the administrative costs related
to test result collection and dissemination. The individual responsible
for the activities under this component is typically in a supervisory
position. The supervisor examines the assay to ensure that the positive
and negative tests (quality controls) are accurate, and to ensure that
the test was performed according to prescribed scientific standards.
The supervisor puts the results on a response form and sends the
results to the importer with a copy to CDC's Division of Global
Migration and Quarantine (DGMQ). To calculate this cost, we used half
an hour of the salary and benefits of a GS 14 level, Senior Health
Scientist (601 series). The hourly rate of a GS14, level 3 is $50 (U.S.
Office of Personnel Management 2010 General Schedule (GS) Locality Pay
Tables for Atlanta; https://www.opm.gov/oca/10tables/indexgs.asp). We
added 30% of the hourly rate for benefits to total $65.00. Thirty
minutes of this individual's time is $33.00.
Total cost: Adding these parts (Table 1) results in a grand total
of $540. We note that our results can potentially vary from this figure
for a couple of reasons. First, as mentioned already, commercial data
are not available for some of the reagents so our calculation of their
costs is an estimate and not based on observed market pricing. Second,
the costs will vary depending on how many tests are conducted at one
time. If multiple tests are run concurrently, then the costs would be a
bit less. If only one test is conducted at one time, the costs will be
relatively higher. Therefore, we set the cost of reimbursement per test
at $540. We feel confident that this is a fair price to the importers
because this amount is consistent with the sum charged by the
commercial lab of $500.00 that previously performed these tests. We
also note that our assumption of the effect of multiple tests is
supported by past experience. HHS/CDC receives notification of about
100 to 150 requests performed per year. Although HHS/CDC cannot control
the flow of tests and cannot forecast how many tests will be underway
at any given point in time, HHS/CDC estimates that the total amount of
fees charged will range from about $50,000 to $75,000 per year. The
user fee charged for the testing will cover the costs of the test.
HHS/CDC will impose the user fee by schedule. An up-to-date fee
schedule is available from the Division of Global Migration &
Quarantine, Centers for Disease Control and Prevention, 1600 Clifton
Road, Atlanta, Georgia 30333, 404-498-1600, or [insert url of Web
site].
VII. Payment Instructions
HHS/CDC Importers should submit a check or money order in the
amount of $540.00 (USD) made payable to Centers for Disease Control and
Prevention for each test conducted at the time that specimens are
submitted to the CDC for testing. The check(s) should be sent to
Centers for Disease Control and Prevention, P.O. Box 15580, Atlanta, GA
30333.
VIII. Regulatory Analyses
A. Required Regulatory Analyses under Executive Orders 12866 and 13563
We have examined the impacts of the direct final rule under
Executive Orders 12866 and 13563, which direct agencies to assess all
costs and benefits of available regulatory alternatives and, when
regulation is necessary, to select regulatory approaches that maximize
net benefits (including potential economic, environmental, public
health and safety, and other advantages,
[[Page 6975]]
distributive impacts, and equity). Because the purpose of this rule is
to provide a framework to determine a fair fee to charge for a service
that has become unavailable in private, commercial markets within the
United States, we have determined that the rule will not violate the
intent of either of the Executive Orders because it will in no way
prevent a private entity from entering the field and providing a
similar, privatized service. If any private entity expresses an
interest in providing this service, we will strongly encourage them to
do so.
B. Regulatory Flexibility Act
We have examined the impacts of the direct final rule under the
Regulatory Flexibility Act (5 U.S.C. 601-612). Unless we certify that
the rule is not expected to have a significant economic impact on a
substantial number of small entities, the Regulatory Flexibility Act,
as amended by the Small Business Regulatory Enforcement Fairness Act
(SBREFA), requires agencies to analyze regulatory options that would
minimize any significant economic impact of a rule on small entities.
We certify that this rule will not have a significant economic impact
on a substantial number of small entities within the meaning of the
RFA.
C. Small Business Regulatory Enforcement Fairness Act of 1996
This regulatory action is not a major rule as defined by Sec. 804
of the Small Business Regulatory Enforcement Fairness Act of 1996. This
direct final rule will not result in an annual effect on the economy of
$100,000,000 or more; a major increase in cost or prices; or
significant adverse effects on competition, employment, investment,
productivity, innovation, or on the ability of United States-based
companies to compete with foreign-based companies in domestic and
export markets.
D. The Paperwork Reduction Act of 1995
HHS/CDC has reviewed the information collection requirements of the
direct final rule and has determined that the information collection
requested in the direct final rule is already approved by the Office of
Management and Budget (OMB) under OMB Control No. 0920-0263, expiration
date 6/30/2014. The direct final rule does not contain any new data
collection or record keeping requirements.
E. National Environmental Policy Act (NEPA)
Pursuant to 48 FR 9374 (list of HHS/CDC program actions that are
categorically excluded from the NEPA environmental review process),
HHS/CDC has determined that this action does not qualify for a
categorical exclusion. In the absence of an applicable categorical
exclusion, the Director, CDC, has determined that provisions amending
42 CFR 71.53 will not have a significant impact on the human
environment. Therefore, neither an environmental assessment nor an
environmental impact statement is required.
F. Civil Justice Reform (Executive Order 12988)
This direct final rule has been reviewed under Executive Order
12988, Civil Justice Reform. Under this direct final rule: (1) All
State and local laws and regulations that are inconsistent with this
rule will be preempted; (2) no retroactive effect will be given to this
rule; and (3) administrative proceedings will not be required before
parties may file suit in court challenging this rule.
G. Executive Order 13132 (Federalism)
The Department has reviewed this rule in accordance with Executive
Order 13132 regarding federalism, and has determined that it does not
have ``federalism implications.'' The rule does not ``have substantial
direct effects on the States, on the relationship between the national
government and the States, or on the distribution of power and
responsibilities among the various levels of government.''
H. Plain Language Act of 2010
Under Public Law 111-274 (October 13, 2010), executive Departments
and Agencies are required to use plain language in documents that
explain to the public how to comply with a requirement the Federal
Government administers or enforces. HHS has attempted to use plain
language in promulgating this rule consistent with the Federal Plain
Writing Act guidelines.
I. Conclusion
In accordance with the provisions of Executive Order 12866, this
direct final rule was not reviewed by the Office of Management and
Budget.
IX. References
1. Centers for Disease Control and Prevention. Update: Ebola-Related
Filovirus Infection in Nonhuman Primates and Interim Guidelines for
Handling Nonhuman Primates during Transit and Quarantine. Morbidity
and Mortality Weekly Report MMWR 1990; 39(2):22-24, 29-30.
2. Roper, W.L. Dear interested party (letter). March 15, 1990.
Available upon request: (404) 639-1600.
3. 55 FR 10288, March 20, 1990, ``Importation of Nonhuman Primates:
Meeting.''
4. Centers for Disease Control and Prevention. Update: Filovirus
Infection in Animal Handlers. Morbidity and Mortality Weekly Report
MMWR 1990; 39(13):221.
5. 55 FR 15210, April 20, 1990, Requirement for a Special-permit to
Import Cynomolgus, African Green, or rhesus Monkeys into the United
States.
6. Roper, W.L. Dear interested party (letter). October 10, 1991.
Available upon request: (404) 639-1600.
7. Ksiazek, Thomas G.; Rollin, Pierre E.; Jahrling, Peter B.;
Johnson, Eugene; Dalgard, Dan W., and Peters, Clarence J. Enzyme
immunosorbent assay for Ebola virus antigens in tissues of infected
primates. Journal of Clinical Microbiology. 1992; 30(4):947-950.
8. Ksiazek, Thomas G. Laboratory diagnosis of filovirus infections
in nonhuman primates. Laboratory Animal. 1991; 20(7):34-46.
9. Tipple, M.A. Dear interested party (letter). March 5, 1996.
Available upon request: (404) 639-1600.
10. Demarcus, T., Tipple, M., Ostrowski, S., US Policy for Disease
Control among Imported Nonhuman Primates, J Infect Dis. (1999) 179
(supplement 1): S281-S282.
List of Subjects in 42 CFR Part 71
Communicable diseases, Public health, Quarantine, Reporting and
recordkeeping requirements, Testing, User fees.
For the reasons set forth in the preamble, amend 42 CFR part 71 as
follows:
PART 71--FOREIGN QUARANTINE
0
1. The authority citation for part 71 continues to read as follows:
Authority: Secs. 215 and 311 of the Public Health Service (PHS)
Act, as amended (42 U.S.C. 216, 243); section 361-369, PHS Act, as
amended (42 U.S.C. 264-272); 31 U.S.C. 9701.
Subpart F--Importations
0
2. In Sec. 71.53, add paragraph (j) to read as follows:
Sec. 71.53 Nonhuman primates.
* * * * *
(j) Filovirus testing fee. (1) Effective March 12, 2012, non-human
primate importers shall be charged a fee for filovirus testing of non-
human primate liver samples submitted to the Centers for Disease
Control and Prevention (CDC).
[[Page 6976]]
(2) The fee shall be based on the cost of reagents and other
materials necessary to perform the testing; the use of the laboratory
testing facility; irradiation for inactivation of the sample; personnel
costs associated with performance of the laboratory tests; and
administrative costs for test planning, review of assay results, and
dissemination of test results.
(3) An up-to-date fee schedule is available from the Division of
Global Migration & Quarantine, Centers for Disease Control and
Prevention, 1600 Clifton Road, Atlanta, Georgia 30333. Any changes in
the fee schedule will be published in the Federal Register.
(4) The fee must be paid in U.S. dollars at the time that the
importer submits the specimens to HHS/CDC for testing.
Dated: January 19, 2012.
Kathleen Sebelius,
Secretary.
[FR Doc. 2012-2843 Filed 2-9-12; 8:45 am]
BILLING CODE 4163-18-P