Additional Spectrum for the Medical Device Radiocommunication Service, 4252-4271 [2012-1540]
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Federal Register / Vol. 77, No. 18 / Friday, January 27, 2012 / Rules and Regulations
Populations (59 FR 7629, February 16,
1994).
Since tolerances and exemptions that
are established in accordance with
sections 408(e) and 408(l)(6) of FFDCA,
such as the tolerances in this final rule,
do not require the issuance of a
proposed rule, the requirements of the
Regulatory Flexibility Act (RFA) (5
U.S.C. 601 et seq.) do not apply.
This final rule directly regulates
growers, food processors, food handlers,
and food retailers, not States or tribes,
nor does this action alter the
relationships or distribution of power
and responsibilities established by
Congress in the preemption provisions
of section 408(n)(4) of FFDCA. As such,
the Agency has determined that this
action will not have a substantial direct
effect on States or tribal governments,
on the relationship between the national
government and the States or tribal
governments, or on the distribution of
power and responsibilities among the
various levels of government or between
the Federal Government and Indian
tribes. Thus, the Agency has determined
that Executive Order 13132, entitled
Federalism (64 FR 43255, August 10,
1999) and Executive Order 13175,
entitled Consultation and Coordination
with Indian Tribal Governments (65 FR
67249, November 9, 2000) do not apply
to this final rule. In addition, this final
rule does not impose any enforceable
duty or contain any unfunded mandate
as described under Title II of the
Unfunded Mandates Reform Act of 1995
(UMRA) (Pub. L. 104–4).
This action does not involve any
technical standards that would require
Agency consideration of voluntary
consensus standards pursuant to section
12(d) of the National Technology
Transfer and Advancement Act of 1995
(NTTAA), Public Law 104–113, section
12(d) (15 U.S.C. 272 note).
Dated: January 18, 2012.
Lois Rossi,
Director, Registration Division, Office of
Pesticide Programs.
Therefore, 40 CFR chapter I is
amended as follows:
PART 180—[AMENDED]
1. The authority citation for part 180
continues to read as follows:
■
Authority: 21 U.S.C. 321(q), 346a and 371.
VIII. Congressional Review Act
The Congressional Review Act, 5
U.S.C. 801 et seq., generally provides
that before a rule may take effect, the
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submit a rule report to each House of
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General of the United States. EPA will
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Representatives, and the Comptroller
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List of Subjects in 40 CFR Part 180
Environmental protection,
Administrative practice and procedure,
Agricultural commodities, Pesticides
and pests, Reporting and recordkeeping
requirements.
2. Section 180.601 is amended by
revising paragraph (b) to read as follows:
■
§ 180.601
residues.
Cyazofamid; tolerances for
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(b) Section 18 emergency exemptions.
Time-limited tolerances are established
for residues of the fungicide
cyazofamid, including its metabolites
and degradates, in or on the
commodities in the following table.
Compliance with the tolerance levels
specified in the following table is to be
determined by measuring only the sum
of cyazofamid, 4-chloro-2-cyano-N,Ndimethyl-5-(4-methylphenyl)-1Himidazole-1-sulfonamide and its
metabolite CCIM, 4-chloro-5-(4methylphenyl)-1H-imidazole-2carbonitrile, calculated as the
stoichiometric equivalent of
cyazofamid, resulting from use of the
pesticide under FIFRA section 18
emergency exemptions. The tolerances
expire and are revoked on the date
specified in the table.
Parts per
million
Commodity
Basil, dried ...............................................................................................................................................................
Basil, fresh ...............................................................................................................................................................
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[FR Doc. 2012–1815 Filed 1–26–12; 8:45 am]
BILLING CODE 6560–50–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Parts 2 and 95
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[ET Docket No. 09–36; RM–11404; FCC 11–
176]
Additional Spectrum for the Medical
Device Radiocommunication Service
Federal Communications
Commission.
ACTION: Final rule.
AGENCY:
This document expands the
Commission’s Medical Device
SUMMARY:
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Radiocommunication (MedRadio)
Service rules to permit the use of new
wideband medical implant devices that
employ neuromuscular
microstimulation techniques to restore
sensation, mobility, and other functions
to paralyzed limbs and organs. These
medical devices hold enormous promise
to advance the state of medical care,
lower health costs, and improve the
quality of life for countless Americans.
The rules will allow these new types of
MedRadio devices to access 24
megahertz of spectrum in the 413–419
MHz, 426–432 MHz, 438–444 MHz, and
451–457 MHz bands on a secondary
basis.
DATES:
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Effective February 27, 2012.
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12
Expiration/
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12/31/14
12/31/14
Federal Communications
Commission, 445 12th Street SW.,
Washington, DC 20554.
FOR FURTHER INFORMATION CONTACT:
Nicholas Oros, Office of Engineering
and Technology, 202–418–063,
Nicholas.oros@fcc.gov.
ADDRESSES:
This is a
summary of the Commission’s Report
and Order, ET Docket No. 09–36; RM
11404, FCC 11–176, adopted November
30, 2011 and released November 30,
2011. The full text of this document is
available for inspection and copying
during normal business hours in the
FCC Reference Center (Room CY–A257),
445 12th Street SW., Washington, DC
20554. The complete text of this
document also may be purchased from
the Commission’s copy contractor, Best
SUPPLEMENTARY INFORMATION:
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Copy and Printing, Inc., 445 12th Street
SW., Room CY–B402, Washington, DC
20554. The full text may also be
downloaded at: www.fcc.gov.
People with disabilities: To request
materials in accessible formats for
people with disabilities (braille, large
print, electronic files, audio format),
send an email to fcc504@fcc.gov or call
the Consumer & Governmental Affairs
Bureau at (202) 418–0530 (voice), (202)
418–0432 (tty).
Summary of the Report and Order
1. In this Report and Order (R&O), the
Commission expands the Medical
Device Radiocommunication
(MedRadio) Service under part 95 of the
Commission’s rules to permit the use of
new wideband medical implant devices
that employ neuromuscular
microstimulation techniques to restore
sensation, mobility, and other functions
to paralyzed limbs and organs. These
medical devices hold enormous promise
to advance the state of medical care,
lower health costs, and improve the
quality of life for countless Americans.
The rules adopted by the Commission
will allow these new types of MedRadio
devices to access 24 megahertz of
spectrum in the 413–419 MHz, 426–432
MHz, 438–444 MHz, and 451–457 MHz
bands on a secondary basis.
2. The Commission’s action is part of
a larger effort to recognize and facilitate
the significant advances in wireless
medical technologies that are
revolutionizing treatment for a wide
variety of medical conditions and
creating new health care models to
benefit all Americans. Such advances
have the potential to significantly
improve the quality of life and
sophistication of therapy for countless
Americans living with a variety of
medical conditions and, in turn, could
result in lower medical costs and extend
the time between hospital visits and
surgical procedures. The devices that
we expect to be deployed under the
rules we adopt herein hold the promise
of safer, less invasive, and more
effective treatment options than those
available under current medical
practice.
3. The Wireless Medical Telemetry
Service (WMTS) and MedRadio
services, together with unlicensed
medical applications developed and
operated under our general part 15
rules, have supported countless vital
therapeutic and diagnostic medical
applications. The Commission
recognizes, however, that the dynamic
nature of medical technology means that
our existing rules may need to evolve to
keep pace with the newest cutting edge
therapies. Thus, the Commission
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included in the MedRadio Proceeding a
notice of inquiry seeking information in
a broader context relating to future
spectrum needs for wireless medical
technologies. On September 5, 2007, the
Alfred Mann Foundation for Scientific
Research (AMF or Alfred Mann) filed a
petition for rulemaking that serves as
the basis of this proceeding.
4. In its petition, Alfred Mann asked
the Commission to designate up to 24
megahertz of spectrum in the 413–457
MHz range to support new medical
micro-power networks (MMNs)
consisting of implantable
neuromuscular microstimulation
devices and associated external control
units. Alfred Mann’s petition was based
on its research dating to 1989 on
implantable medical devices to treat
neurological injuries and disorders.
Since 2005, AMF has conducted
extensive work under the authority of
an experimental license from the
Commission to operate its devices in the
400–470 MHz band. Alfred Mann’s
wideband MMN equipment is designed
to replace damaged nerve connections
by performing functional electric
stimulation (FES) to activate and
monitor nerves and muscles in order to
restore sensation, mobility, and other
functions to nonfunctioning limbs and
organs.
5. The work that AMF has done with
the Veterans Administration and other
hospitals under its experimental license
has proven the potential benefits of
MMNs. The Commission strongly
believes that widespread MMN
deployment can foster important
advancements in medical care by,
significantly improving the quality of
life for the many Americans suffering
from spinal cord injuries, traumatic
brain injuries, and strokes. However, it
also recognizes that MMNs represent a
new type of radio communication
which does not readily fit into any of
the existing spectrum allocations.
Because of the significant benefits that
MMNs are poised to deliver, the
Commission has concluded that the
public interest warrants modifying its
rules to allow their use. First, the
Commission discussed the
characteristics of MMN operations and
concluded that this service is best
accommodated by modifying and
expanding our existing part 95
MedRadio rules. Second, it evaluated
the frequency allocations necessary to
support MMN operations and provide a
secondary allocation in the 413–419
MHz, 426–432 MHz, 438–444 MHz, and
451–457 MHz bands for use by MMNs
as proposed. This means these devices
cannot cause interference to and must
accept interference from stations of a
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primary service. This restriction ensures
that the potential for interference—i.e.,
the only cost that would be imposed on
other parties—is negligible. Finally, the
Commission sets forth the service and
technical rules that will allow MMNs
operating on a secondary basis to share
these bands with incumbent services.
7. The Commission’s decision to
allow MMNs to share spectrum with
existing services supports the
Commission’s commitment to
promoting efficient spectrum use to
meet growing demand. In the March
2010 National Broadband Plan, the
Commission underscored the
importance of expanding opportunities
for innovative spectrum access models
made possible by advanced
technologies. The Commission sought to
promote the development of such
technologies through its dynamic
spectrum use technologies Notice of
Inquiry. MMNs, which make use of
advanced technology such as spectrum
sensing, dynamic frequency selection,
and notching out of interference signals
to share spectrum with other services,
demonstrate one such spectrum access
model. These techniques will allow
MMNs to use available spectrum to
provide life-changing health benefits
without impairing the ability of other
licensed users in these frequency bands
to continue providing service.
Medical Micro-Power Networks
(MMNs)
8. In the NPRM, the Commission
sought comments on authorizing MMN
devices to operate in the 413–457 MHz
band as an extension of our existing part
95 MedRadio rules. As a part 95
MedRadio service, MMNs would qualify
for license-by-rule operation pursuant to
Section 307(e) of the Communications
Act (Act). Under this approach, medical
devices would operate in the band on a
shared, non-exclusive basis with respect
to each other. AMF supports the licenseby-rule framework and no one objects to
this approach or suggests alternative
licensing methods.
9. As discussed in the NPRM, the
Commission will authorize MMN
operations under the existing part 95
MedRadio rules. For MedRadio devices,
the Commission determined that the
license-by-rule approach minimized
regulatory procedures and would
facilitate more expeditious deployment
of new generations of beneficial wireless
medical devices. Also, MMNs share
many characteristics with devices that
operate in the existing MedRadio
service. The core MedRadio band from
402–405 MHz is restricted to
communication between an implanted
medical device and an external
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programmer/controller. This is the same
architecture employed for AMF’s
MMNs. As with MedRadio implant
devices, the MMN implant devices are
sophisticated medical devices that are
intended to be deployed by or under the
direction of a duly authorized health
care professional. The power levels
proposed by AMF for MMN devices are
on par with the power levels used by
MedRadio devices. Additionally, both
MedRadio devices and MMN systems
are designed to operate in the 400 MHz
frequency range, although MMNs
require greater bandwidth than is
available under the existing MedRadio
rules. For the reasons provided, the
Commission believes that the MedRadio
license-by-rule framework is the best
way to structure our MMN rules.
10. In the NPRM the Commission
sought comment on a number of
definitions that AMF proposed be added
to the part 95 MedRadio Service rules
for devices operating in the 413–457
MHz band. These definitions were for a
Medical Micropower Network (MMN),
MMN control transmitter, MMN implant
transmitter, and MMN transmitter. The
Commission adopted a single definition
for MMN, as follows:
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Medical Micropower Network (MMN): An
ultra-low power wideband network
consisting of a MedRadio programmer/
control transmitter and medical implant
transmitters, all of which transmit or receive
non-voice data or related device control
commands for the purpose of facilitating
functional electric stimulation, a technique
using electric currents to activate and
monitor nerves and muscles.
This definition tracks AMF’s proposal
in substance, with some word
alterations to be consistent with the
other MedRadio definitions. It is
important to make these frequency
bands available for medical applications
such as AMF’s MMNs that cannot be
accommodated in other frequency bands
and to avoid use of the band by nonmedical devices or for non-medical
purposes. The definition adopted by the
Commission accomplishes this goal.
Because the existing MedRadio
definitions in the part 95 rules for
MedRadio programmer/control
transmitter, Medical implant
transmitter, and MedRadio transmitter
can also describe the functions of the
MMN control transmitter, MMN implant
transmitter, and MMN transmitter,
respectively, the Commission will not
adopt MMN-specific definitions for
these devices.
11. The Commission declines to adopt
the more expansive definitions
proposed by Sienkiewicz and the
Cleveland FES Center or to substantially
deviate from the framework proposed in
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the NPRM. It recognizes that the
existing programmer/control transmitter
definition does not permit use of
implanted programmer/control
transmitters or the deployment of an
MMN that functions without a
programmer/control transmitter, as
Sienkiewicz and the Cleveland FES
Center have suggested should be
permitted for MMNs. The record in this
proceeding is largely based on AMF’s
MMN system, which uses an external
programmer/control transmitter which
implements a number of interference
mitigation techniques to allow the MMN
to share spectrum with other services in
these bands and which has been subject
to extensive testing. The Commission
has no information at this time to
determine whether an MMN without an
external programmer/controller could
mitigate the effects of interference and
successfully coexist in these bands.
Other use of these frequency bands such
as for non-FES medical applications or
allowing transmission of voice data is
speculative at this point. No one has
provided guidance on what alternative
specifications would appropriately
accommodate other uses while not
compromising the potential of MMNs.
Further modification to the rules may be
readily sought if and when a need
arises.
12. Based on this definition and the
rules the Commission adopts under it,
the Commission can be sure that all
MMNs will be designed with sufficient
interference mitigation techniques and
design elements to be able to operate on
a secondary basis under the
Commission’s part 95 rules. At the same
time, and because it wants parties to be
able to tap the vast potential MMN
technologies have to transform lives and
advance the state of medical care, the
Commission rejected those comments
that would have us bind our rules too
tightly to AMF’s specific equipment
design. Because manufacturers may
develop new MMN devices with
different interference mitigation
techniques, the Commission does not
think it is appropriate to require that all
MMN devices function in an identical
fashion to AMF’s devices. Future
systems, may rely on technologies that
have an even greater capability to reject
interference than AMF’s current design,
and the Commission will evaluate
individual devices as part of its
equipment authorization process.
13. Finally, the Commission sought
comments in the NPRM on the service
and technical rules that would apply to
medical devices in the 413–457 MHz
band. The discussion generally followed
the framework of the MedRadio Service
rules with, for example, modified power
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and emission bandwidth requirements
to accommodate the proposed MMNs.
While the Commission did not include
a separate appendix of proposed rules,
the NPRM stated that the Commission
was seeking comment on allowing
additional spectrum to be used under
the MedRadio Service in part 95 of the
Commission’s rules, referenced new
rules that AMF had proposed in its
filing, and discussed specific service
and technical issues at length. For this
reason parties have had ample
opportunity to provide meaningful
comments on the proposals, and the
Commission rejected suggestions to the
contrary. Because the Commission is
including MMNs within the existing
framework of the MedRadio Service, it
will apply the existing MedRadio
service and technical regulations to
MMNs to the extent possible and only
amend the rules in part 95, Subparts E
and I, as necessary to distinguish
between MMNs and other MedRadio
devices. As observed in the NPRM, such
an approach ‘‘is desirable as it would
maintain consistency with rules
applicable to wireless medical devices,
particularly for implanted and related
therapeutic devices.’’
Frequency Bands
14. Although the Commission
concluded that it is appropriate to
license MMNs as a MedRadio service, it
does not follow that it is feasible for
MMNs to operate on the existing
MedRadio frequencies. This is because
MMNs are different from existing
MedRadio applications in important
technical and design elements. For
example, a typical MMN is expected to
contain multiple implant devices,
which will require the transmission of
much more data than the MedRadio
devices operating under the existing
rules. Moreover, due to their small size,
MMN implant devices must be even
more energy efficient than typical
MedRadio implants. This efficiency is
achieved by using short transmissions,
which necessitate the use of much
wider bandwidth signals than the 300
kHz currently permitted in the existing
MedRadio bands. This limit was put in
place to maximize the number of
medical devices that can use the 5
megahertz available in the 401–406
MHz band and is consistent with the
operational needs of existing MedRadio
applications. By contrast, MMNs are
designed to operate with a 5 megahertz
emission bandwidth. Thus, the current
MedRadio frequencies are insufficient to
support MMN operation.
15. Decision. Consistent with our
proposal, the Commission will allocate
the 24 megahertz of spectrum in four
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segments of the 413–457 MHz band for
MMN use on a secondary basis, i.e.,
413–419 MHz, 426–432 MHz, 438–444
MHz, and 451–457 MHz. As described
by AMF, the propagation characteristics
of the 400 MHz band make it
particularly well suited to host MMN
devices, and the band is already used
for other MedRadio implanted devices.
Further, because these four band
segments will allow for the wide
bandwidth signals required to transmit
large amounts of data in a short amount
of time, they will provide the emission
bandwidth that MMNs require. As
explained, the Commission does not
believe operation on a secondary basis
will detrimentally impact the
development or deployment of MMNs
as they are designed to be able to
operate on a secondary basis.
16. The Commission also concluded
that allocating four band segments for
MMN use is necessary to ensure that an
MMN has sufficient spectrum to operate
while avoiding causing interference to
or receiving interference from primary
users in the band. An MMN will occupy
only one band segment at any given
time. By having a variety of authorized
frequency bands available and
employing protocols that will allow
MMNs to quickly migrate from band to
band, an MMN licensee will be able to
make robust use of the available
spectrum and respond to changing
spectrum conditions. In addition, the
four band segments serve a mix of
Federal and non-Federal use. By
permitting MMN use of all four
segments, the Commission will give
MMNs more flexibility to operate in
differing RF interference environments.
Commenters expressed concern that
heavy band use situations could render
a particular frequency band unavailable
to MMNs for extended periods of time.
However, the Commission does not
believe that such a possibility should
categorically preclude us from
allocating the four proposed frequency
bands. Similarly, the fact that certain
interference mitigation techniques
might work in some situations but not
in others is not a reason to prevent
MMNs from being authorized to operate
in all four frequency bands. Even in a
worst-case situation, the Commission
can expect that many patients with
MMN implants will still be able to make
effective use of at least one of the
allocated frequency segments.
17. The Commission will implement
this allocation by modifying footnote
US345 to the Table of Allocations for
the MedRadio service to add a
secondary mobile, except aeronautical
mobile, allocation for the 413–419 MHz,
426–432 MHz, 438–444 MHz, and 451–
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457 MHz frequency bands and
renumbering this footnote as US64. This
allocation will be in addition to the
existing allocations in these four
frequency bands and will be limited to
use solely by MedRadio operations. The
Commission is making this allocation
through a footnote rather than a direct
entry in the Table for consistency with
the existing MedRadio allocation and to
emphasize the limited nature of this
allocation.
18. The Commission will place this
footnote in both the Federal Table and
non-Federal Table for each of these four
frequency bands to allow use in a
variety of settings such as in health care
facilities operated by the Department of
Veterans Affairs or the United States
military, as well as non-Federal health
care facilities. Even though this
allocation will be both a Federal and
non-Federal allocation, the Commission
does not expect any changes in the
primary use of any of these frequency
bands. The 413–419 MHz band will
continue to be used primarily for
Federal mobile and space research
services. The 451–457 MHz band will
continue to be used primarily for nonFederal land mobile services. The 426–
432 MHz and 438–444 MHz bands will
continue to be shared by the Federal
radiolocation service and the nonFederal Amateur service. Because
MedRadio use of these bands will be on
a secondary basis, MedRadio stations
will not be allowed to cause interference
to and must accept interference from
primary services sharing the bands.
Consequently, there is no reason for any
changes to the current coordination
procedures between FCC and NTIA for
these frequency bands. NTIA will
continue to manage the 413–419 MHz
band, the FCC will continue to manage
the 451–457 MHz band, and both
agencies will continue to share
management responsibilities of the 426–
432 MHz and 438–444 MHz bands.
19. The Commission also notes that
the spectrum it is adding to the
MedRadio Service is allocated to similar
services in both the United States Table
and in all regions of the world in the
International Table. Thus, the
Commission believes that MMN devices
designed to be compatible with U.S.
radiocommunications services will be
equally compatible with the services
found elsewhere in the world. However,
it is not aware of any other
administrations that have made
provisions for MMNs. Although
individuals using MMNs should not
encounter significantly different
electromagnetic environments when
traveling abroad, the use of MMNs may
be restricted in other countries. The
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Commission finds that the benefits
promised by MMNs as well as the
ability for MMNs to coexist with the
radiocommunications services already
allocated internationally in the bands
under consideration support our
decision to adopt the proposed
allocation.
20. The Commission rejected other
frequency band suggestions made by
commenters and find that they would
not be suitable for MMN use. It rejected
suggestions by the National Association
for Amateur Radio (ARRL), the Land
Mobile Communications Council
(LMCC), the Enterprise Wireless
Alliance (EWA), and Motorola that the
WMTS bands are more appropriate for
MMNs. In the MedRadio proceeding,
the Commission stated that frequencies
below 216 MHz and above 470 MHz are
‘‘outside the range of spectrum generally
considered to be the most suitable for
propagation of radio signals within the
human body.’’ Because implanted MMN
devices must operate with minimal
power, efficient propagation of signals
through the human body is extremely
important for their operation. The
WMTS bands from 608–614 MHz, 1395–
1400 MHz, and 1429–1432 MHz are far
above the suitable range for signal
propagation in the human body. While
the use of additional power might
overcome the decreased propagation of
signals in the human body in these
bands as compared to the 400 MHz
band, it appears that it is not practical
to substantially increase the size of
batteries in the MMN implant devices.
In addition, the 608–614 MHz WMTS
band is heavily used in medical
facilities and could complicate reliable
MMN service in such close proximity.
The Commission therefore concludes
that the WMTS bands are not a practical
alternative for use by MMNs.
21. The Commission’s NPRM
envisioned, and AMF has designed,
MMNs that are capable of operating on
a secondary basis in frequency bands
with existing, established incumbent
use. Through the use of harmful
interference mitigation techniques,
operations on multiple frequency bands,
and pre-established shutdown protocols
in the event that no frequency bands are
available, MMNs will be able to operate
successfully in the lower 400 MHz
band. The Commission is further
encouraged by the fact that the MMN
concept is not just theoretical: AMF has
engaged in prototype development
under an experimental license that it
has held since January 2005 and in
actual evaluation and testing in
cooperation with Federal stakeholders.
AMF notes that it has developed
prototype programmer/controllers that
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implement these interference mitigation
techniques and points out that these
techniques have been independently
tested and shown to be effective against
a wide range of potential interference
signals.
22. AMF submitted interference
analyses, test reports, and technical
studies that it had commissioned to
evaluate MMN use in the identified
bands. These materials were the product
of a process that began in August 2009,
when AMF and the Joint Spectrum
Center (JSC) (a field office within the
U.S. Defense Spectrum Organization
that provides spectrum planning and
support for U.S. military interests)
entered into a memorandum of
agreement (MOA) for JSC to conduct a
technical analysis to determine whether
MMN devices could co-exist with
incumbent government systems in the
413–457 MHz band.
23. Pursuant to the MOA, JSC directed
a contractor, ITT, to collect, validate,
and evaluate technical data regarding
MMN devices and incumbent
government systems. The resulting
report (JSC Report) contained a
theoretical analysis to evaluate the
electromagnetic compatibility (EMC) of
incumbent government system receivers
in the presence of radiofrequency (RF)
emissions from MMN transmitters and
the EMC of MMN receivers of both the
programmer/controller (P/C) and
implanted microstimulator devices—in
the presence of RF emissions from
incumbent systems. The JSC reviewed
the report and approved it for
publication in October 2010.
24. The JSC Report concluded that,
with respect to the MMN-to-government
system interference potential, (1)
‘‘relatively small [required separation
distances] result from the low EIRP and
duty cycle of the MMN transmitters
combined with the low antenna heights
of the MMN,’’ and (2) MMN systems
‘‘should be operationally compatible
and not cause unacceptable interference
into [incumbent government] systems
currently authorized to operate in the
410–450 MHz band.’’
25. In addition, AMF commissioned
Aerospace Corporation (the operator of
a federally funded research and
development center and provider of
comprehensive technical service to
national security space programs) to
conduct laboratory tests to determine
whether MMNs could successfully
operate in the presence of incumbent
users. To evaluate the performance of
the MMN network in the 413–457 MHz
band, the Aerospace testers conducted a
wired simulation of the frequency
bands. Specifically they tested signals
representing Federal mobile radio (data
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and voice), radar (ground and airborne),
and the Enhanced Position Location
Reporting System, as well as nonFederal amateur television. The tests
specifically targeted four MMN
interference mitigation techniques:
spectral excising of narrowband
incumbent signals; changing frequency
bands without suspending critical
functions; shutting down in a
communication link loss scenario; and
incumbent signal level sensing to avoid
interference. The resulting report
(Aerospace Report) concluded that the
AMF MMN System performs according
to its specifications and can successfully
operate in presence of incumbent users.
26. The JSC Report and Aerospace
Report offer detailed evaluations of
specific interference scenarios involving
a broad spectrum of incumbent
operations backed up by testing with
actual equipment. Based on these
reports, the Commission concluded that
the record demonstrates that MMNs can
operate on a compatible secondary basis
with primary Federal operations in the
413–419 MHz, 426–432 MHz, and 438–
444 MHz band segments.
27. The Commission is also convinced
that MMNs can operate on a compatible
secondary basis with primary nonFederal operations. The findings of the
JSC Report, which focused on Federal
systems, and the simulations conducted
by AMF and the Aerospace Corporation,
which looked at a wider variety of highpowered signals, support this
conclusion. In this regard, non-Federal
fixed and land mobile radio systems in
the 451–457 MHz frequency band use
the same technologies as Federal fixed
and land mobile radio systems in the
420–450 MHz frequency band.
Moreover, the mitigation techniques
that the Aerospace Report examined
have broad applicability. For example a
P/C that incorporates ‘‘notching’’
techniques could filter out a 100 kHz
RPU signal from a BAS operator.
28. The Commission believes that the
JSC Report, Aerospace Report, and
associated materials filed by AMF are
responsive to these concerns. In
addition, because these materials
provide extensive technical details
about the interference mitigation
techniques employed by AMF’s MMN
devices, the Commission disagrees with
the contention of the Engineers for the
Integrity of the Broadcast Auxiliary
Service Spectrum (EIBASS) that AMF
has provided insufficient technical
details about its interference mitigating
protocols.
29. A number of parties claim that
incumbent operators could receive
harmful interference from MMN
devices. The Commission disagrees.
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Several factors serve to reduce any risk
that MMNs could cause harmful
interference. First, the JSC Report
concluded that the MMN systems would
not cause unacceptable interference into
government systems in the 413–419
MHz, 426–432 MHz, and 438–444 MHz
bands. Again, because the non-Federal
land mobile systems in the 451–457
MHz are virtually identical to the types
of government systems considered in
the JSC Report, there is no basis for us
to expect interference to non-Federal
land mobile systems. Such non-Federal
land mobile systems must overcome
interference caused by the highpowered operations of other incumbents
in the band. For this reason, they are
well equipped to tolerate the presence
of any signals they might receive from
an MMN system operating at a much
lower power. The Aerospace Report,
which tested actual prototype MMN
devices and concluded that incumbent
services would not receive significant
interference, further bolsters our
conclusion. The Commission further
notes that some commenters have
rejected the likelihood of interference
from MMN devices to their services
which, like land mobile systems,
operate at much higher powers than
MMNs. Finally, the Commission adopts
service rules that will require an MMN
to switch to another frequency if it
appears that there is an incumbent
operating in close proximity.
30. The studies commissioned by
AMF show that MMNs are able to
function with a significant amount of
interference from incumbent operations.
As such, the Commission is not
persuaded by those comments that
claim that MMNs are incompatible with
incumbent non-Government licensees.
Incumbent systems that operate in the
bands under consideration share the
same high-powered operational
attributes that MMNs have been
specifically designed to tolerate.
31. To the extent that objections from
commenters focus on the fact that a
transmitter of a particular service may
cause interference when operating in
close proximity to an MMN device,
commenters fail to acknowledge that the
MMN system design anticipates such a
scenario. There is no dispute that MMN
devices may not be able to function in
one or more of the four bands at a
particular moment because of
interference. AMF’s MMN devices are
capable of switching among the four
different bands and are designed to
operate on one band at a time, and the
Aerospace Report found that this design
feature worked as planned. Moreover,
because MMNs are designed to operate
in a variety of bands with a diverse set
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of Government and non-Government
users, a band that is rarely available for
use in a particular place or at a specific
time may be uncongested in other
situations. Under this reasoning, the
Commission is not troubled by
EIBASS’s claim that the tests submitted
by AMF did not specifically consider
RPU operations, a claim AMF refutes.
EIBASS states that RPU broadcasts are
distinct because they often employ a
long duty cycle and postulates a
scenario where extended RPU
operations would take place at a health
care facility. In such a case, the MMNs
operating in that place and time would
simply not be able to access the portion
of the MedRadio band that is being used
by the RPU operator.
32. Several parties argue that it would
be inappropriate for us to permit
medical devices—and MMNs in
particular—to operate on a secondary
basis. The Commission disagrees with
parties that argue that it should never
allocate spectrum to medical devices on
a secondary basis. As a general matter,
the Commission takes many factors into
account in deciding whether a given
service should operate with a primary or
secondary status in a designated
frequency band or even whether a
device should operate on an unlicensed
basis under part 15 of its rules. Each
case is evaluated on its own merits. This
is also true of our allocations for
medical devices. At the present time,
the Commission’s rules allow medical
devices to operate on a primary basis,
on a secondary basis, and on an
unlicensed basis. The Commission finds
in this order that the characteristics of
the MMN devices at issue here warrant
operation on a secondary basis. The
MMN devices that will be deployed
under the rules that it adopted herein
will be frequency agile and can switch
to other frequency bands when
interference occurs. Thus, the MMN
devices will be designed with
capabilities that enable them to share
spectrum with primary services
successfully. Rigorous testing has
shown that MMN devices can perform
as intended.
33. The Commission acknowledges
that there may be instances when MMN
devices cannot operate due to
interference on all frequency bands.
However, it also notes that AMF has
accounted for this possibility by
designing its MMN devices to shut
down in a controlled, pre-planned
manner that is designed to avoid harm
to the patient or others if interference in
all four frequency bands prevents
successful reception of signals by the
MMN system. The Commission rejects
the notion that the potential for such a
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shutdown should categorically bar us
from designating spectrum for MMNs
and, thus, deny the benefits associated
with these devices. The Food and Drug
Administration (FDA), as part of its
independent review process, will take
into account these ‘‘graceful
shutdowns’’ when it determines when
and how MMN use can be prescribed.
Further, the Commission will require
that MMN devices be authorized under
the direction of a duly authorized health
care professional who will inform
patients of the risks associated with
MMN use, including ‘‘graceful
shutdowns.’’
34. The Commission must balance the
cost of allowing MMNs to operate on a
secondary basis in these bands against
the benefits that patients could
potentially receive from their use. Given
the extremely low risk of incumbent
services suffering interference from
MMNs and the yet lower risk of a
harmful result from any such
interference, the potential benefits of
establishing a secondary allocation and
adopting rules to allow MMN operation
outweigh the slight risk to incumbent
services. Because of the great potential
of MMNs to improve the lives of people
who suffer from a range of illnesses
such as spinal cord injuries, traumatic
brain injuries, strokes, and various
neuromusculoskeletal disorders, the
Commission recognizes the enormous
potential benefit of allowing MMNs to
become a reality. The benefits of making
this secondary allocation and adopting
rules to facilitate MMN operations
therefore far exceed any potential costs.
35. Lastly, the Commission addressed
several commenters’ overarching
concerns that new MedRadio
applications must remain truly
secondary—neither interfering with
incumbent operations nor creating an
expectation that MMNs must be
protected from the types of interference
that higher-powered primary uses may
legitimately cause. The Commission
fully intends that MMN devices will
operate within the constraints of their
secondary status, and it does not adopt
here any limitations on the operations of
incumbent primary services in these
bands for the benefit of MMN operation.
Because AMF has designed its MMNs to
anticipate interference and to operate in
a challenging spectrum environment,
the Commission is confident that they
will remain secondary in both rule and
practice. The Commission also clarified
that MMNs, the Amateur Radio Service,
and the non-Federal radiolocation
service—all of which operate under a
secondary allocation in the 426–432
MHz and 438–444 MHz bands—will
have equal status. Given that MMN
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devices are expected to implement
measures to mitigate the effects of
interference, it is reasonable to expect
the MMN devices to tolerate some
interference from the Amateur Service
or to move to another frequency band as
needed. As ARRL concedes, MMN
devices are ‘‘unlikely generally’’ to
cause interference to Amateur Radio
communications in these bands.
Service and Technical Rules
36. In the NPRM the Commission
asked about the service and technical
rules that should apply to medical
devices in the 413–457 MHz band. The
discussion generally followed the
framework of the existing MedRadio
Service rules and proposed to modify
specific rules, such as those pertaining
to power and emission bandwidth
requirements, to accommodate the
proposed MMNs. The Commission also
noted that the service and technical
rules discussed in the NPRM were
essentially consistent with
recommendations made in the Alfred
Mann petition.
37. The Commission adopted the
overall approach proposed in the
NPRM. Thus, rather than creating a new
rule subpart for MMNs, it will only
amend the service and technical rules
contained in part 95 subparts E and I of
its rules to the extent necessary. The
Commission also adopted service and
technical rules that are based on the
research undertaken for AMF’s MMN
devices. This approach offers incumbent
operators greater certainty as to the
types and characteristics of MedRadio
devices that may be deployed in the
band and, because it is backed by
extensive testing, provides greater
certainty that MMNs and other new
medical technologies will be able to
thrive on a secondary basis in these
frequencies. The Commission is
confident that the state of medical
radiocommunication technology will
evolve and improve over time, as will
mitigation techniques that maximize
sharing potential on a secondary basis.
Further development and testing of
future generations of MMNs may allow
us to adopt service rules that provide
even greater flexibility while still
protecting incumbent services.
However, the service and technical rules
it adopts here are appropriate based on
the record before us today.
38. Interference Mitigation. Because
MMNs will operate under the secondary
MedRadio Service, they must be
designed to function in the presence of
signals from other services operating in
the same frequency bands. The
interference analysis, test reports, and
technical studies that AMF submitted
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have demonstrated that it is possible to
build MMNs that are highly resistant to
interference, and as technology
continues to advance, the Commission
believes it will be possible to build
MMN devices that are even more
capable of functioning in the presence
of interference. To ensure future
flexibility for equipment designers, the
Commission will not require that MMNs
include all of the types of interference
mitigation techniques that AMF has
employed in its MMN devices. Instead,
the Commission will adopt the general
requirement that P/C transmitters have
the ability to operate in the presence of
other users in the 413–457 MHz band,
and it will incorporate several basic
interference mitigation provisions into
its rules. The Commission expects that
MMN technology developed in the
future will be at least as capable of coexisting with other services as the
system AMF has demonstrated.
39. Regardless of the interference
mitigation techniques employed, the
Commission expects that there will be
instances where MMNs will not be able
to function in a particular frequency
band because of a high level of
interference from other stations. To
provide a greater probability that an
MMN will continue to function in the
presence of interference, the
Commission adopted the requirement
that all MMNs be capable of operating
in any of the four frequency bands and
that they be able to switch to another
frequency band when the band on
which they are operating becomes
unavailable due to interference. The
Commission concludes that these
requirements will not increase the cost
of equipment unreasonably or be
burdensome for manufacturers to meet.
As AMF has noted, these four bands are
nearly adjacent in frequency and thus
incorporation of a multi-channel
operating capability requires no
significant change in antenna or
transmitter design and ‘‘imposes no
undue economic burden.’’ Only a single
transmitter and one antenna are
necessary to cover these four bands.
Components to enable manufacturers of
MMNs to meet this requirement should
be readily available since equipment is
currently designed to operate across the
Federal mobile bands between 406.1
MHz and 450 MHz and non-Federal
mobile bands between 450 MHz and 512
MHz. Thus, the Commission concluded
that the improved robustness of MMNs
that will result from these requirements
will more than offset the expected
minimal cost of implementing them.
40. The Commission also notes that
AMF has proposed several rules
regarding interference mitigation
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techniques for MMNs. These suggested
rules are based on AMF’s experience in
building and testing MMN systems.
Because of AMF’s expertise in this area
and the lack of input from other parties
on this issue, the Commission is
adopting technical provisions to add
assurance that any MMN technology
developed in the future will be able to
operate successfully in the heavily used
413–457 MHz frequency range.
41. To be able to switch to another
frequency band when an existing band
becomes unavailable due to high levels
of interference, it will be necessary for
an MMN to be aware of the potential for
interference in all four frequency bands.
To that end, the Commission adopted
the requirement suggested by AMF that
the programmer/controller (P/C) of an
MMN monitor all four available
frequency bands. For the band in which
the MMN is operating, the P/C must
check at least once a second for
interference so as to be able to switch
frequency bands to avoid disabling
amounts of interference. Because most
of the potential interferers in these
bands such as land mobile, BAS, and
amateur stations, typically transmit far
longer than one second, a once-a-second
monitoring interval should be sufficient
to detect interfering signals. The P/C
must be capable of determining when
either direction of the communication
link between the P/C and the implanted
devices is being degraded to the extent
that communication is likely to be lost
for more than 45 milliseconds. The
Commission will require the P/C to
move the MMN to another frequency
band upon making this determination. It
will also require the P/C to monitor the
other frequency bands often enough
such that when it must switch
frequency bands it has determined
which frequency band is available based
on monitoring of that band during the
two second period prior to switching.
According to AMF, incorporating a
requirement to monitor MMN channels
prior to executing a channel change
‘‘will not materially increase production
costs.’’ This is not surprising
considering that radios now operating in
these bands also have a requirement to
monitor channels prior to transmitting
on them and that the technology and
techniques to accomplish spectrum
monitoring in these bands are well
established. Thus, the Commission
concludes that the benefits of these
monitoring requirements far outweigh
the expected costs to comply.
42. Because the MMN devices operate
with such low power, the Commission
does not believe that they will cause
interference to other stations sharing the
same frequency bands. However, out of
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an abundance of caution it adopted one
additional monitoring requirement to
further reduce the risk of interference.
The Commission will require the P/C to
switch to another frequency band if
during the monitoring of the occupied
frequency band it determines that there
is a received signal with power greater
than ¥60 dBm in any 12.5 kHz
bandwidth being used by the MMN
device that persists for at least fifty
milliseconds. A received signal of this
strength is likely to be caused by a
station in close proximity to the P/C.
The Commission is using a
measurement bandwidth of 12.5 kHz for
this determination because this is the
signal bandwidth used by all Federal
land mobile stations. Non-Federal land
mobile operations are currently
undergoing a migration from using 25
kHz channels to 12.5 kHz channels, and
consequently, in the near future the
majority of licensees will also be limited
to signal bandwidths of 12.5 kHz. The
Commission chose this measurement
bandwidth based on land mobile
stations because they are the most
numerous stations that will share these
frequency bands with MMNs. This
requirement should prevent the unlikely
occurrence of interference from an
MMN device to another service sharing
the same frequency band.
43. There may occasionally be
instances when MMNs may not be able
to function because of high levels of
interference in all four frequency bands.
To account for these infrequent
occurrences, the rules the Commission
adopted will require that all MMN
transmitters incorporate a
programmable means to implement a
system shutdown process in the event of
a communication failure or on
command from the P/C. Because MMNs
are used to provide therapeutic benefits
to patients, such as providing them with
a means to move muscles that they
would not otherwise be able to move, it
is important that the Commission
require the MMNs to incorporate a
means to implement a pre-defined
system shutdown process. The
Commission believes that this
requirement offers vital benefits to
patients and is integral to the success of
the MMN system design. Because
MMNs are sophisticated electronic
devices and the programming necessary
to implement a system shutdown
process should represent only a portion
of the overall design costs, the
Commission concludes that the benefits
of a system shutdown requirement far
outweigh any associated costs. The
Commission will require that this
shutdown process commence within 45
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milliseconds after loss of the
communication link or receipt of the
shutdown command from the P/C.
44. Contention Protocol Requirement.
In the NPRM, the Commission sought
comment on a number of questions
related to contention protocols, such as
whether a contention protocol should be
applied to MMN transmitting devices,
what kinds of contention protocols
should or should not be used, and how
a contention protocol might be
developed. A contention protocol would
be aimed at allowing multiple MMN
systems to share the specified frequency
bands without causing interference to
each other. This approach differs from
the interference mitigation techniques
that AMF’s MMN devices employ.
These techniques are designed to allow
the MMNs to function in the presence
of interference from other services
sharing the same frequency bands.
Commenters supported the idea of
MMNs using a contention protocol, but
no one specified a particular contention
protocol that the Commission could
adopt.
45. The Commission appreciates that
requiring MMNs to use a common
contention protocol would enable
MMNs to more efficiently share the
available spectrum. However, as no
commenters have suggested a specific
contention protocol, it cannot adopt a
requirement for use of a specific
contention protocol at this time. The
Commission also will not require the
development of a contention protocol by
a particular date. Given the novelty of
MMN technologies, the Commission is
not able to predict when entities other
than AMF will develop MMNs for use
in these bands and therefore have no
grounds to speculate on how and in
what timeframe a contention protocol
may be developed. The Commission
does encourage manufacturers of MMN
devices to cooperate in the development
of a contention protocol so that the
MMN devices may more effectively
share the limited available spectrum. If,
in the future, parties establish a specific
contention protocol that they believe
should be applied to these bands, they
are welcome to file a Petition for
Rulemaking to bring such information to
our attention.
46. In the NPRM, the Commission
also sought comment on using the
listen-before-talk (LBT) approach of the
existing MedRadio service rules to share
spectrum between different MMNs.
Under this approach, a transmitting
device must monitor a frequency band
for the presence of other MedRadio
transmitters before beginning
transmissions in that frequency band. If
a signal with power above a certain
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threshold is detected, the transmitting
device is not allowed to transmit in that
frequency band. The Commission has
adopted a similar requirement with a
high power threshold (¥60 dBm in a
12.5 kHz bandwidth) to help guard
against the unlikely occurrence of
interference from MMNs to other
services sharing the same frequency
band. Use of this high threshold will not
be effective in facilitating MMN-toMMN sharing because MMNs transmit
such low power over a wide bandwidth.
The Commission will not adopt a
similar requirement with a lower LBT
threshold because it would interfere
with the functioning of the interference
mitigation techniques employed by
AMF’s MMN devices. The MMN
devices would not be able to determine
whether a detected signal with a power
above the LBT threshold is from another
MMN or is a signal from another service
sharing the same frequency band.
Because MMNs should be designed to
operate in the presence of a certain level
of interference from other services
operating in the same frequency band,
not transmitting when signals above a
lower LBT threshold are present would
lead to MMNs not making use of the
available spectrum effectively.
47. Permissible Communications and
Operator Eligibility. In the NPRM, the
Commission sought comment on
restricting implant devices for use by
persons only for diagnostic and
therapeutic purposes and only to the
extent that such devices have been
provided to a human patient under the
direction of a duly authorized health
care professional. This requirement is
present in our existing MedRadio rules
and is consistent with how the
Commission expects MMNs to be used.
No one has raised an objection to this
requirement. The Commission will
therefore apply this restriction for
MMNs.
48. The Commission also sought
comment on prohibiting the medical
implant programmer/controller (P/C)
from relaying information to a receiver
that is not included with a medical
implant device. This prohibition is
included in the existing MedRadio
rules. The Commission will allow P/Cs
in different MMNs to communicate with
each other for the purposes of
coordination of the use of the spectrum
resource. This differs from our existing
MedRadio rules, which prohibit
controller-to-controller communication.
The Commission expects that each
MMN will use a spectrum band for short
periods of time as is the case for AMF’s
MMNs. Because of this, multiple MMNs
should be able to share a frequency
band without causing interference to
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each other. If the P/Cs for different
MMNs from the same manufacturer are
able to communicate with each other,
they can coordinate their networks’
respective transmissions to avoid
transmitting at the same time in the
same frequency bands.
49. While the Commission will allow
P/C-to-P/C communications to facilitate
sharing of the scarce spectrum resource,
it will not permit P/Cs to communicate
with non-implanted devices for other
purposes. This will prevent the 413–457
MHz spectrum from being used as
backhaul to move data from an MMN to
devices outside the network. This is the
rule currently in place for MedRadio
devices under our existing rules and is
needed because the 413–457 MHz band
remains reserved only for those medical
applications that cannot be achieved in
other spectrum and allowing other
transmissions would cause undesirable
spectrum congestion.
50. The Commission also sought
comment in the NPRM on whether
implant-to-implant communications
should be allowed, whether each
programmer/controller must always
control the transmitters implanted in a
single patient, and whether all implants
in a patient must be controlled by a
single programmer/controller.
51. The Commission will not permit
implant-to-implant communications. In
making the decision to allow MMNs to
use spectrum in the 413–457 MHz band,
it has been favorably impressed by the
interference mitigation techniques that
AMF has demonstrated in the
independent test described in the
Aerospace Report. The system tested
relied on a P/C external to the body to
schedule the implant transmissions in
accordance with these mitigation
techniques. The Commission has no
evidence on the record that MMNs can
successfully mitigate the effects of
interference if implants are permitted to
communicate with each other outside
the control of a P/C. As a result, the
Commission cannot reach the
conclusion that such a network would
be able to function in these bands with
the incumbent services.
52. The Commission will allow
multiple MMNs to exist within a single
patient with each network having its
own separate P/C. The configuration of
the networks for a particular patient
should be determined by the medical
needs of the patient and the limits of
existing technology. This may require
the use of different networks to
accomplish different functions. On the
other hand, the Commission will not
permit a P/C to control implanted
devices in multiple patients. Given the
power limits of the MMN devices, it
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expects that the P/C will have to be
within a few meters of the patient at all
times. Allowing a single P/C to control
implants in more than one patient
would require the patients to remain in
close proximity at all times, which does
not appear to be practical. No
commenter has suggested a scenario for
which such an accommodation would
be useful.
53. Emission Bandwidth. In the
NPRM, the Commission sought
comment on the maximum emission
bandwidth that should be allowed for
MMN devices. Each of the four
segments of the 413–457 MHz band
allocated in this proceeding for use by
MMN devices occupies six megahertz of
spectrum. Alternatively, it also sought
comments on whether a smaller
maximum emission bandwidth (e.g.,
three megahertz) might be sufficient for
MMN purposes and might further
improve spectrum use and efficiency.
54. The Commission adopted a
maximum emission bandwidth of six
megahertz. It sees no reason to limit the
emission bandwidth to three or five
megahertz considering that we are
allocating six megahertz bands for use
by MMNs. This will provide flexibility
for future, more efficient system design.
The Commission notes that the
maximum emission bandwidth of the
MMN signals will also be constrained
by the unwanted emission limits that it
is adopting.
55. Channelization. In the NPRM, the
Commission suggested that one
approach to channelization would be to
adopt rules that do not specify any
particular channeling plan, thereby
following the approach used with the
existing MedRadio Service. The
Commission sought comment on
whether it should require a specific
channel plan.
56. No parties suggested a
channelization plan other than AMF’s
proposal for centering the signals in
each of the four bands. Given that no
parties suggest a channelization plan,
the Commission has no grounds for
adopting one, nor does it see any reason
to specify that emissions be based
around a center frequency in each of the
four bands as AMF has proposed.
Because MMN manufacturers will have
to design equipment to operate on
specific frequencies, the Commission
recognizes that there would be little or
no added equipment design cost if it
were to specify a particular channel
plan or center frequency. Nevertheless,
the Commission sees no benefit in doing
so, as it would limit the flexibility
available for future system design.
Accordingly, the Commission will not
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adopt rules specifying a channelization
plan for MMN devices.
57. Transmitter Power. In the NPRM,
the Commission sought comment on the
appropriate transmitted power for
MMNs. AMF suggested in its petition
that each implantable microstimulator
could be limited to a maximum EIRP of
200 microwatts and each P/C
transmitter could be limited to a
maximum EIRP of 1 milliwatt.
58. The Commission shall adopt the
transmitter power limits in AMF’s
proposed rules with one minor change
to reflect the fact that it is allowing
MMNs to use a six megahertz maximum
emission bandwidth instead of a five
megahertz emission bandwidth as AMF
proposed. The Commission will limit
the maximum EIRP of any MMN
transmitter to the lesser of 1 mW or (10
log B¥7.782) dBm where B is the 20 dB
emission bandwidth of the transmitted
signal in MHz. The Commission
believes that these devices transmitting
at these power limits will not cause
interference to other services in the
413–457 MHz band. The rules it
adopted will apply the same transmitter
power limits to both implanted
transmitters and the P/C transmitter.
The Commission sees no reason to
apply a stricter power limit to
implanted transmitters considering that
the signals from these devices will be
attenuated by body tissue. For this
reason an implanted transmitter is even
less likely to cause interference than a
P/C transmitter operating at the same
power level. The Commission will also
not place a limit on the number of
devices in an MMN network or
aggregate the powers of the devices. No
one has suggested a limit on the number
of devices or how the power of multiple
devices may be aggregated. The
Commission notes that because the
implant devices in an MMN will only
transmit under the control of the P/C, as
a practical matter only one implant
device in an MMN would transmit at
any one time. Consequently, it sees no
need to aggregate the powers of the
multiple devices in the MMN for
purposes of establishing a transmitter
power limit.
59. Duty Cycle. In the NPRM, the
Commission sought comment on the
appropriate duty cycle requirements for
MMNs. In its petition AMF stated that
‘‘each implanted microstimulator
transmits data for approximately 5
microseconds every 11 milliseconds and
receives data for approximately 6
microseconds every 11 milliseconds
(i.e., less than 0.05 percent transmit
duty cycle). For a system with 10 to 20
implanted microstimulators, the
transmit duty cycle of the MCU is
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approximately 3 percent.’’ AMF made a
similar statement in its comments filed
subsequent to the NPRM when
describing the operation of its prototype
MMNs, but it did not include a duty
cycle specification in the rules it
concurrently proposed. In a recent ex
parte submission, AMF indicated that it
had reached agreement with the United
States Department of Defense that a
3 percent maximum duty cycle for P/Cs
would be appropriate.
60. The Commission finds that it is
important to specify a maximum duty
cycle for MMNs. Because each P/C will
occupy a frequency band for a fraction
of the time, other MMNs will be able to
make use of the frequency band during
the remainder of the time, thus
facilitating sharing among multiple
MMNs. Specifying a maximum duty
cycle will also help the MMNs share the
frequency bands with pulse radars with
short duration signals that are present in
the 426–432 MHz and 438–444 MHz
bands. Based on the JSC Report and
Aerospace Report, the Commission
concluded that the record demonstrates
that MMNs can operate on a compatible
secondary basis with primary Federal
systems in these bands. The JSC Report
assumed a P/C duty cycle of 3 percent
in conducting the analysis that
concluded that MMNs would be
operationally compatible and not cause
interference to Federal systems. Because
the Commission has no information on
how the conclusions of the JSC Report
would be affected if the P/C duty cycle
were allowed to rise above 3 percent,
and in recognition of the concurrence of
AMF and the Department of Defense
that a 3 percent maximum duty cycle is
appropriate for MMNs, it adopted rules
that specify a maximum duty cycle of
3 percent for P/Cs.
61. Unwanted Emissions. The existing
MedRadio rules under part 95 set limits
on unwanted emissions from medical
transmitting devices operating in the
401–406 MHz band. As delineated
therein, these provisions include limits
on both in-band and out-of-band
radiation. AMF has proposed emissions
limits that are similar to the existing
MedRadio rules. No parties commented
on the unwanted emissions limits. The
rule the Commission adopted applies
these emissions limits to these
frequency bands. Under this approach,
in the first 2.5 megahertz beyond any of
the frequency bands authorized for
MMN operation, the EIRP level
associated with any unwanted emission
must be attenuated within a 1 megahertz
bandwidth by at least 20 dB relative to
the maximum EIRP level within any 1
megahertz of the fundamental emission.
In addition, emissions more than 2.5
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megahertz outside of the authorized
bandwidth must meet the frequencydependent set of electric field strength
limits of new § 95.635(d)(1)(iv) of the
rules as set forth in Appendix A of the
R&O.
62. Frequency Stability. In the NPRM,
the Commission sought comment on
whether each MMN transmitter should
be required to maintain a frequency
stability as specified in the current
MedRadio rules of +/¥100 ppm of the
operating frequency over the range: (1)
25 °C to 45 °C in the case of MMN
implant transmitters; and (2) 0 °C to 55
°C in the case of MMN programmer/
control transmitters. AMF suggested
extending this existing frequency
stability criterion in its rulemaking
petition. Sienkiewicz argues that a
frequency stability requirement is
unnecessary if there is no
channelization scheme and that devices
from different manufacturers do not
need to talk to each other (i.e., if there
is no common contention protocol).
Even if a frequency stability criterion is
needed, he thinks that the criterion can
be ten times more relaxed than the
suggested standard, but he
acknowledges that the +/¥100 ppm
standard is common in off-the-shelf
oscillators.
63. The +/¥100 ppm frequency
stability criterion is the standard for
MedRadio devices in the current rules
and represents good engineering
practice. As Sienkiewicz acknowledges,
oscillators that meet this standard are
readily available. AMF, which has built
functioning equipment, believes it is an
appropriate standard. The Commission
agrees and sees no reason to depart from
the current MedRadio frequency
stability criterion. The Commission will
apply this standard to MMN devices.
64. Antenna Locations. In the NRPM,
the Commission sought comment on
applying the existing MedRadio
requirement that no antenna for a
control transmitter be configured for
permanent outdoor use. No one objected
to this proposal, and the Commission
will retain this rule for MMNs.
Additionally, ARRL stated that only
portable, body-worn MMN devices
should be permitted and that no fixed
antenna is appropriate in this frequency
range. The rules adopted by the
Commission will only permit MMNs
that contain implanted devices and a
programmer/controller transmitter to
operate in the MedRadio Service in
these frequency bands and the limited
transmit power permitted under our
rules will limit the programmer/
controller to locations on or in close
proximity to the patient. Because the
rules will effectively restrict MMNs to
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portable body-worn devices and
preclude the use of fixed antennas, the
Commission concluded that it is
unnecessary for us to adopt a new rule
containing these restrictions.
65. RF Safety. In the NPRM, the
Commission noted that portable devices
are subject to § 2.1093 of its rules,
pursuant to which an environmental
assessment must be prepared under
§ 1.1307, and that these rule sections
also govern existing MedRadio devices.
The Commission further noted that its
ongoing RF safety proceeding (ET
Docket No. 03–137) anticipated dealing
with proposed changes in the
Commission’s rules regarding human
exposure to RF electromagnetic fields in
a more comprehensive fashion. The
NPRM only sought comment on
whether MMN implant and
programmer/controller transmitters
should be deemed portable devices
subject to §§ 2.1093 and 1.1307 of the
existing rules. No commenters
addressed this issue. Because existing
MedRadio devices are considered
portable devices and the Commission
has no reason to treat MMN devices
differently, it shall deem MMN devices
to be portable devices subject to
§§ 2.1093 and 1.1307 of its rules.
66. The ARRL stated that ‘‘no rules
should be enacted without a
comprehensive series of field tests that
assure patient safety in the presence of
typical RF fields in the bands at issue
in this proceeding.’’ To the extent that
these comments relate to RF safety
matters, they are misplaced. Given the
ongoing Commission proceeding on RF
safety in ET Docket 03–137, the NPRM
did not request duplicative comment in
this proceeding. Rather, the only
question we raised in the NPRM that
implicated RF safety concerns was the
categorization issue, i.e., whether MMN
devices should be subject to the RF
exposure limits applicable to portable
devices, as are other MedRadio devices,
or the limits applicable to mobile
devices. Consequently, because matters
concerning RF safety are more
appropriately addressed in ET Docket
03–137 and not here ARRL should raise
any specific concerns it has regarding
RF safety directly in ET Docket 03–137.
67. Miscellaneous Provisions. In the
NPRM, the Commission sought
comment on a number of provisions
regarding equipment certification,
authorized locations, station
identification, station inspection,
disclosure policy, labeling
requirements, and marketing limitations
that mirror the existing MedRadio rules.
68. As the Commission proposed in
the NPRM, it will require each MMN
transmitter authorized to operate in the
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413–457 MHz band to be certificated.
This requirement will not apply to
transmitters that are not marketed for
use in the United States, are being used
in the United States by individuals who
have traveled to the United States from
abroad, and comply with the applicable
technical requirements. The
Commission also adopted the proposals
in the NPRM that MedRadio devices in
the 413–457 MHz band be authorized to
operate anywhere CB station operation
is authorized under § 95.405 and not be
required to transmit a station
identification announcement. In
addition, it will apply the existing
MedRadio rule that requires that all
non-implanted MMN transmitters be
made available for inspection upon
request by an authorized FCC
representative. Under this provision,
persons operating implanted MMN
transmitters are required to cooperate
reasonably with duly authorized FCC
representatives in the resolution of
interference. These requirements are all
the same as the existing MedRadio rules
for the 401–406 MHz band.
69. In the NPRM, the Commission
sought comment on whether to require
the manufacturers of MMN transmitters
to include with each transmitting device
the following disclosure statement:
This transmitter is authorized by rule
under the MedRadio Service (47 CFR part
95). This transmitter must not cause harmful
interference to stations authorized to operate
on a primary basis in the 413–419 MHz, 426–
432 MHz, 438–444 MHz, and 451–457 MHz
bands, and must accept interference that may
be caused by such stations, including
interference that may cause undesired
operation. This transmitter shall be used only
in accordance with the FCC Rules governing
the MedRadio Service. Analog and digital
voice communications are prohibited.
Although this transmitter has been approved
by the Federal Communications Commission,
there is no guarantee that it will not receive
interference or that any particular
transmission from this transmitter will be
free from interference.
The Commission also sought comment
on requiring that MMN programmer/
control transmitters be labeled and bears
the following statement in a
conspicuous location on the device:
This device may not interfere with stations
authorized to operate on a primary basis in
the 413–419 MHz, 426–432 MHz, 438–444
MHz, and 451–457 MHz bands, and must
accept any interference received, including
interference that may cause undesired
operation.
The Commission did not propose an
analogous labeling requirement for
implant transmitters but instead sought
comment on whether to require that the
implant transmitters be identified with
a serial number.
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70. The Commission does not believe
that the proposed labeling will be
‘‘useless’’ once the implanted MMN
devices are placed within the body as
claimed by SBE because only the P/C
transmitter will bear a label, and it will
not be implanted in the body. The
proposed disclosure and labeling
statements are based on the
requirements for the MedRadio Services
(and the MICS before that) that have
been in place since 1999. These notices
have served us well since that time, and
it sees no reason to change them now.
The Commission notes that MMN
devices are medical devices which will
be used only under the direction of
knowledgeable medical personnel. As
such, the notices are not aimed at
consumers but instead at medical
professionals who are in the best
position to give appropriate patient
advice. The Commission therefore
believes that the notice and labeling
requirements are sufficient and adopted
them as proposed. These disclosure and
labeling requirements provide an
important benefit to medical
professionals by warning of the
secondary status of the MMN devices.
These requirements are consistent with
those that are in place for similar
medical devices that are authorized
under the Commission’s rules, and so
the costs should be similar. Therefore,
the Commission sees no reason why
disclosure and labeling requirements
should be more burdensome in the case
of MMNs.
71. No one commented on the
proposal that implant transmitters be
identified with a serial number. This is
the same requirement that MedRadio
devices must meet under our existing
rules. The Commission therefore adopts
this requirement. Doing so will make it
easier to identify particular MMN
implant devices, and this information is
limited enough to be placed on tiny
devices. As proposed, the Commission
will allow the FCC ID number
associated with the transmitter and the
information required by § 2.925 of the
FCC rules to be placed in the instruction
manual for the transmitter in lieu of
being placed directly on the transmitter.
72. In the NPRM the Commission also
proposed to provide that MMN
transmitters intended for operation in
any portions of the 413–419 MHz, 426–
432 MHz, 438–444 MHz, and 451–457
MHz bands may be marketed and sold
only for those permissible uses
described above. No one objected to this
proposal, which currently is part of the
existing MedRadio rules. Given our
expressed intent to limit use of these
frequency bands to MedRadio
applications that cannot be achieved in
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other spectrum, the Commission
believes that this requirement is
necessary, and therefore adopts it.
Final Regulatory Flexibility Analysis
73. As required by the Regulatory
Flexibility Act of 1980, as amended
(RFA),1 an Initial Regulatory Flexibility
Analysis (IRFA) was incorporated in the
Notice of Proposed Rulemaking
(NPRM).2 The Commission sought
written public comment on the
proposals in the NPRM, including
comment on the IRFA. No comments
were received addressing the IRFA. This
present Final Regulatory Flexibility
Analysis (FRFA) conforms to the RFA.3
A. Need for, and Objectives of, the
Report and Order
74. The Report and Order (R&O)
expands the Medical Device
Radiocommunication (MedRadio)
Service under part 95 of the
Commission’s rules to enable the
operation of medical micro-power
networks (MMNs) consisting of
implantable medical devices and
associated external programmer/
controllers (P/C). These MMNs will
employ functional electric stimulation
(or FES) techniques to serve as an
artificial nervous system to restore
sensation, mobility, and function to
paralyzed limbs and organs. The R&O
establishes a secondary allocation in the
413–419 MHz, 426–432 MHz, 438–444
MHz, and 451–457 MHz bands for
MedRadio with use limited to MMNs.
75. The R&O adopts technical and
service rules to govern the operation of
MMNs in these four frequency bands.
Because MMNs will operate on a
secondary basis, they must accept
interference from and not cause
interference to primary services
operating in these frequency bands.
Consequently, these rules must prevent
MMNs from causing interference to the
other services operating in these bands.
Since MMNs will be used for medical
purposes, the rules must also provide
assurance that they can reliably function
in these frequency bands in the
presence of signals from primary
services operating these bands. For the
most part the adopted rules mirror the
existing rules that apply to MedRadio in
the 401–406 MHz band in part 95 of the
Commission’s rules with modifications
to account for the MMN’s wider
bandwidth, higher transmission power,
and need to operate in the presence of
other primary services.
76. The proposed action is authorized
under sections 4(i), 301, 302, 303(e),
303(f), 303(r), and 307(e) of the
Communications Act of 1934, as
amended, 47 U.S.C. 154(i), 301, 302,
303(e), 303(f), 303(r), and 307(e).
B. Summary of Significant Issues Raised
by Public Comments in Response to the
IRFA
77. There were no comments filed
that specifically addressed the rules and
policies proposed in the IRFA.
C. Description and Estimate of the
Number of Small Entities to Which the
Rules Will Apply
78. The RFA directs agencies to
provide a description of, and, where
feasible, an estimate of the number of
small entities that may be affected by
the rules and policies adopted herein.4
The RFA generally defines the term
‘‘small entity’’ as having the same
meaning as the terms ‘‘small business,’’
‘‘small organization,’’ and ‘‘small
governmental jurisdiction.’’ 5 In
addition, the term ‘‘small business’’ has
the same meaning as the term ‘‘small
business concern’’ under the Small
Business Act.6 A ‘‘small business
concern’’ is one which: (1) Is
independently owned and operated; (2)
is not dominant in its field of operation;
and (3) satisfies any additional criteria
established by the SBA.7 Nationwide,
there are a total of approximately 27.5
million small businesses, according to
the SBA.
79. Personal Radio Services. The
Medical Device Radio Communications
Services are being placed within part 95
of our rules (‘‘Personal Radio Services’’).
The Commission has not developed a
small business size standard specifically
applicable to these services. Therefore,
for purposes of this analysis, the
Commission uses the SBA small
business size standard for the category
45
1 See
5 U.S.C. 603. The RFA, see 5 U.S.C. 601–
612, has been amended by the Small Business
Regulatory Enforcement Fairness Act of 1996
(SBREFA), Public Law 104–121, Title II, 110 Stat.
857 (1996).
2 In the Matter of Amendment of parts 2 and 95
of the Commission’s Rules to Provide Additional
Spectrum for the Medical Device
Radiocommunication Service in the 413–457 MHz
band, ET Docket No. 09–36, RM–11404, Notice of
Proposed Rulemaking, 24 FCC Rcd 3445, 3463
(2009).
3 See 5 U.S.C. 604.
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Fmt 4700
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U.S.C. 603(b)(3).
U.S.C. 601(6).
6 5 U.S.C. 601(3) (incorporating by reference the
definition of ‘‘small-business concern’’ in the Small
Business Act, 15 U.S.C. 632). Pursuant to 5 U.S.C.
601(3), the statutory definition of a small business
applies ‘‘unless an agency, after consultation with
the Office of Advocacy of the Small Business
Administration and after opportunity for public
comment, establishes one or more definitions of
such term which are appropriate to the activities of
the agency and publishes such definition(s) in the
Federal Register.’’
7 15 U.S.C. 632 (1996).
55
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Wireless Telecommunications Carriers
(except Satellite), which is 1,500 or
fewer employees.8 Census data for 2007
show that there were 1,383 firms that
operated that year.9 Of those 1,368 had
fewer than 100 employees. Personal
radio services provide short-range, low
power radio for personal
communications, radio signaling, and
business communications not provided
for in other services. The Personal Radio
Services include spectrum licensed
under part 95 of our rules and cover a
broad range of uses.10 Many of the
licensees in these services are
individuals and thus are not small
entities. In addition, due to the fact that
licensing of operation under part 95 is
accomplished by rule (rather than by
issuance of individual license), and due
to the shared nature of the spectrum
utilized by some of these services, the
Commission lacks direct information
other than the census data above upon
which to base an estimation of the
number of small entities under an SBA
definition that might be directly affected
by the proposed rules adopted herein.
80. Wireless Communications
Equipment Manufacturers. The Census
Bureau does not have a category specific
to medical device radiocommunication
manufacturing. The appropriate
category is that for wireless
communications equipment
manufacturers. The Census Bureau
defines this category as follows: ‘‘This
industry comprises establishments
primarily engaged in manufacturing
radio and television broadcast and
wireless communications equipment.
Examples of products made by these
establishments are: transmitting and
receiving antennas, cable television
equipment, GPS equipment, pagers,
cellular phones, mobile
communications equipment, and radio
and television studio and broadcasting
equipment.’’ The SBA has developed a
small business size standard for Radio
and Television Broadcasting and
Wireless Communications Equipment
Manufacturing, which is: all such firms
having 750 or fewer employees.11
According to Census bureau data for
2007, there were a total of 919 firms in
this category that operated for the entire
year. Of this total, 771 had fewer than
100 employees and 148 had more than
8 See
13 CFR 121.201, NAICS code 517210.
9 U.S. Census Bureau, 2007 Economic Census,
Sector 51, 2007 NAICS code 517210 (rel. Oct. 20,
2009), https://factfinder.census.gov/servlet/
IBQTable?_bm=y&-geo_id=&-fds_name=
EC0700A1&-_skip=700&-ds_name=EC0751SSSZ5&_vlang=en.
10 47 CFR part 90.
11 13 CFR 121.201 NAICS code 334220.
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100 employees.12 Thus, under this size
standard, the majority of firms can be
considered small.
81. We do note, however, that the
allocation for the twenty-four megahertz
of spectrum in four frequency bands for
the Medical Device Radio
Communications Service would be
limited to use by MMNs. To date no
entities are producing MMNs on a
commercial basis. However, one entity,
the Alfred Mann Foundation (AMF), has
produced prototype MMN devices. We
have no data on the size of AMF in
terms of number of employees or
revenue, but we presume that AMF is a
small entity. In general, there are only
a small number of manufacturers who
produce wireless implanted medical
devices (less than ten), and FDA
approval must be secured before such
devices are brought to market. Due to
the stringent FDA approval
requirements, the small number of
existing medical device manufacturers
tend to focus very narrowly on this
highly specialized niche market.
D. Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements for Small Entities
82. The R&O adopts no reporting or
record keeping requirements. However,
the R&O does adopt a number of service
and technical rules that apply to all
entities who manufacture and use MMN
devices in the four frequency bands.
Under the adopted rules the MMNs will
not require individual licenses but
instead will qualify for license-by-rule
operation 13 pursuant to section 307(e)
of the Communications Act (Act).14 The
rules generally require that MMNs be
able to operate in the presence of other
primary and secondary users in these
frequency bands.15 MMNs must be
capable of operating on any of the four
allocated frequency bands.16 The
programmer/controller (P/C) in the
MMN will be required to monitor the
frequency band in which the MMN is
operating at least once a second and
12 See https://factfinder.census.gov/servlet/
IBQTable?_bm=y&-geo_id=&-fds_name=
EC0700A1&-_skip=4500&-ds_name=EC0731SG3&-_
lang=en.
13 See 47 CFR 95.1201.
14 Under section 307(e) of the Act, the
Commission may authorize the operation of radio
stations by rule without individual licenses in
certain specified radio services when the
Commission determines that such authorization
serves the public interest, convenience, and
necessity. The services set forth in this provision for
which the Commission may authorize operation by
rule include: (1) The Citizens Band Radio Service;
(2) the Radio Control Service; (3) the Aviation Radio
Service; and (4) the Maritime Radio Service. See 47
U.S.C. 307(e)(1).
15 See paragraph 56 in this Report and Order.
16 See paragraph 57 in this Report and Order.
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must monitor the other frequency bands
often enough that when it does switch
frequency bands it has monitored the
band it is switching to in the two
seconds prior to switching.17 The P/C
must be capable of determining when
either direction of the communication
link between the P/C and the implanted
devices is becoming degraded to the
extent that communication is likely to
be lost for more than 45 milliseconds.
When the P/C makes this determination
the MMN is required to move to another
frequency band. The P/C will also be
required to switch to another frequency
band if during the monitoring of the
occupied frequency band it determines
that there is a received signal with
power greater than ¥60 dBm in any
12.5 kHz bandwidth that persists for at
least fifty milliseconds.18 The MMN
transmitters must incorporate a
programmable means to implement a
system shutdown process within 45
milliseconds of a communication failure
or on command from the P/C.19
83. MMN use shall be restricted for
use by persons only for diagnostic and
therapeutic purposes and only to the
extent that such devices have been
provided to a human patient under the
direction of a duly authorized health
care professional.20 P/Cs in different
MMNs may communicate with each
other for the purposes of coordination of
the use of the spectrum resource.21
However, P/Cs may not communicate
with non-implanted devices for other
purposes.22 Implanted MMN devices
may not communicate directly with
other MMN implanted devices. Multiple
MMNs may be present within one
patient with each MMN having its own
P/C.23 However, a P/C may not control
implanted devices in multiple patients.
84. MMNs may transmit in a
maximum emission bandwidth of six
megahertz. MMN transmitters may
transmit with a maximum EIRP of lesser
of 1 mW or (10 log B ¥ 7.782) dBm here
B is the 20 dB emission bandwidth of
the transmitted signal in MHz.24 The P/
C of an MMN may transmit with a
maximum duty cycle of 3 percent.25 The
MMN must meet specific limits on both
in-band and out-of-band emissions.26
85. MMN transmitters will be
required to maintain a frequency
stability as specified in the current
17 See
paragraph 59 in this Report and Order.
paragraph 60 in this Report and Order..
19 See paragraph 61 in this Report and Order.
20 See paragraph 65 in this Report and Order.
21 See paragraph 67 in this Report and Order.
22 See paragraph 68 in this Report and Order.
23 See paragraph 70 in this Report and Order.
24 See paragraph 79 in this Report and Order.
25 See paragraph 81 in this Report and Order.
26 See paragraph 82 in this Report and Order.
18 See
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MedRadio rules of +/¥ 100 ppm of the
operating frequency over the range: (1)
25 °C to 45 °C in the case of MMN
implant transmitters; and (2) 0 °C to 55
°C in the case of MMN programmer/
control transmitters.27
86. MMN transmitters must be
certificated except for such transmitters
that are not marketed for use in the
United States, are being used in the
United States by individuals who have
traveled to the United States from
abroad, and comply with the applicable
technical requirements.28 MMNs may be
operated anywhere that CB station
operation is authorized under § 95.405
and not be required to transmit a station
identification announcement.29 All nonimplanted MMN transmitters must be
made available for inspection upon
request by an authorized FCC
representative. Manufacturers of MMN
transmitters must include with each
transmitting device a disclosure
statement and each MMN programmer/
controller must be labeled with a
statement.30 MMN transmitters must be
labeled with a serial number, but this
serial number may be placed in the
instruction manual for the transmitter in
lieu of being placed directly on the
transmitter.31
E. Steps Taken To Minimize Significant
Economic Impact on Small Entities, and
Significant Alternatives Considered
87. The RFA requires an agency to
describe any significant alternatives that
it has considered in developing its
approach, which may include the
following four alternatives (among
others): ‘‘(1) the establishment of
differing compliance or reporting
requirements or timetables that take into
account the resources available to small
entities; (2) the clarification,
consolidation, or simplification of
compliance and reporting requirements
under the rule for such small entities;
(3) the use of performance rather than
design standards; and (4) an exemption
from coverage of the rule, or any part
thereof, for such small entities.’’ 32
88. We are adopting a license-by-rule
approach for MMN operations. This
should decrease the cost of MMN use
for small entities as compared to a
licensing approach because they will
not be subject to the expense of
obtaining a license.
89. The Commission has adopted a
requirement that MMNs be capable of
27 See paragraphs 83–84, in this Report and
Order.
28 See paragraph 89 in this Report and Order.
29 See paragraph 89 in this Report and Order.
30 See paragraph 92 in this Report and Order.
31 See paragraph 93 in this Report and Order.
32 5 U.S.C. 603(c)(1)–(c)(4).
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operating in any of the four allocated
frequency bands. It do not believe this
requirement will increase the cost of
equipment unreasonably or be
burdensome for manufacturers to meet.
We note that these four bands are
relatively close in frequency and thus
only a single transmitter and one
antenna are necessary to cover these
four bands. We believe that the
components to enable manufacturers of
MMNs to meet this requirement should
be readily available since equipment is
currently designed to operate across the
Federal mobile bands between 406.1
MHz and 450 MHz and non-Federal
mobile bands between 450 MHz and 512
MHz.
90. As described we have adopted
requirements that the P/C of an MMN
monitor the frequency bands and switch
frequency bands under certain
circumstances. We considered not
imposing any frequency monitoring
requirements on MMNs. However, we
believe that this requirement is
necessary because MMNs will operate
in frequency bands where other services
will operate on a primary basis. The
MMNs must therefore be capable of
detecting signals from these other
services and taking steps to minimize
the effects of these signals on MMN
operations or switching frequency
bands. Because MMNs will be used for
medical purposes, they must be reliable
and therefore these frequency
monitoring requirements are necessary.
We do not believe this monitoring
requirement will add significant cost to
MMN equipment since radios now
operating in these bands also have a
requirement to monitor channels prior
to transmitting on them.33
91. The requirement that MMN
transmitters maintain a frequency
stability of +/¥100 ppm will not
impose significant costs on small
entities because oscillators that meet
this standard are readily available.
92. We have adopted various
provisions regarding equipment
certification, authorized locations,
station identification, station inspection,
disclosure policy, labeling requirements
and marketing limitations that mirror
the existing MedRadio rules. We note
that the certification and inspection
requirements apply to a broad range of
wireless devices within the
Commission’s jurisdiction and are a
necessary part of insuring that the
Commission’s technical rules are
followed. We therefore did not consider
alternatives to these requirements. The
disclosure and labeling requirements
inform interested parties about
33 See
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limitations on use of the MMN devices,
such as the fact that they may not cause
interference to and must accept
interference from other stations
operating on a primary basis in these
bands. We therefore believe that the
disclosure and labeling requirements are
useful and that they will not have a
significant cost. The marketing
limitation permits MMNs to be
marketed and sold only for the types of
communication that are permitted
under the rules the Commission has
adopted. We do not believe this will
impose significant costs on small
entities.
93. Report to Congress: The
Commission will send a copy of the
Report and Order, including this FRFA,
in a report to Congress pursuant to the
Congressional Review Act.34 In
addition, the Commission will send a
copy of the Report and Order, including
this FRFA, to the Chief Counsel for
Advocacy of the SBA.
Ordering Clauses
94. Pursuant to the authority
contained in Sections 4(i), 301, 302,
303(e), 303(f), 303(r), and 307(e) of the
Communications Act of 1934, as
amended, 47 U.S.C. Sections 154(i), 301,
302, 303(e), 303(f), 303(r), and 307(e),
this Report and Order is adopted and
Parts 2 and 95 of the Commission’s
Rules are amended as set forth in the
Appendix February 27, 2012.
List of Subjects in 47 CFR Parts 2 and
95
Communications equipment, Radio.
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
Final Rules
For the reasons discussed above, the
Federal Communications Commission
amends title 47 of the Code of Federal
Regulations, Parts 2 and 95, as follows:
PART 2—FREQUENCY ALLOCATIONS
AND RADIO TREATY MATTERS;
GENERAL RULES AND REGULATIONS
1. The authority citation for part 2
continues to read as follows:
■
Authority: 47 U.S.C. 154, 302a, 303, and
336, unless otherwise noted.
2. Section 2.106, the Table of
Frequency Allocations, is amended as
follows:
■ a. Pages 26 through 28 are revised.
■ b. In the list of United States (US)
Footnotes, footnote US64 is added and
footnote US345 is removed.
■
34 See
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The revisions and addition read as
follows:
§ 2.106
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Table of Frequency Allocations.
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UNITED STATES (US) FOOTNOTES
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US64(a) In the band 401–406 MHz, the
mobile, except aeronautical mobile, service is
allocated on a secondary basis and is limited
to, with the exception of military tactical
mobile stations, Medical Device
Radiocommunication Service (MedRadio)
operations. MedRadio stations are authorized
by rule on the condition that harmful
interference is not caused to stations in the
meteorological aids, meteorological-satellite,
and Earth exploration-satellite services, and
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that MedRadio stations accept interference
from stations in the meteorological aids,
meteorological-satellite, and Earth
exploration-satellite services.
(b) The bands 413–419 MHz, 426–432
MHz, 438–444 MHz, and 451–457 MHz are
also allocated on a secondary basis to the
mobile, except aeronautical mobile, service.
The use of this allocation is limited to
MedRadio operations. MedRadio stations are
authorized by rule and operate in accordance
with 47 CFR part 95.
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PART 95—PERSONAL RADIO
SERVICES
Subpart E—Technical Regulations
3. The authority citation for part 95
continues to read as follows:
■
Authority: Secs. 4, 303, 48 Stat, 1066,
1082, as amended; 47 U.S.C. 154, 303.
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Federal Register / Vol. 77, No. 18 / Friday, January 27, 2012 / Rules and Regulations
§§ 95.627 and 95.628 [Redesignated as
§§ 95.626 and 95.627]
4. Sections 95.627 and 95.628 are
redesignated as §§ 95.626, and 95.627,
respectively.
■ 5. Newly redesignated § 95.627 is
amended by revising the heading and
adding introductory text to read as
follows:
■
§ 95.627 MedRadio transmitters in the
401–406 MHz band.
The following provisions apply only
to MedRadio transmitters operating in
the 401–406 MHz band.
*
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*
■ 6. New § 95.628 is added to read as
follows:
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§ 95.628 MedRadio transmitters in the
413–419 MHz, 426–432 MHz, 438–444 MHz,
and 451–457 MHz bands.
The following provisions apply only
to MedRadio transmitters operating in
the 413–419 MHz, 426–432 MHz, 438–
444 MHz, and 451–457 MHz bands as
part of a Medical Micropower Network
(MMN).
(a) Operating frequency. Only
MedRadio stations that are part of an
MMN may operate in the 413–419 MHz,
426–432 MHz, 438–444 MHz, and 451–
457 MHz frequency bands. Each
MedRadio station that is part of an
MMN must be capable of operating in
each of the following frequency bands:
413–419 MHz, 426–432 MHz, 438–444
MHz, and 451–457 MHz. All MedRadio
stations that are part of a single MMN
must operate in the same frequency
band. A MedRadio station authorized
under this part must have out-of-band
emissions that are attenuated in
accordance with § 95.635.
(b) Frequency monitoring. MedRadio
programmer/control transmitters must
incorporate a mechanism for monitoring
the authorized bandwidth of the
frequency band that the MedRadio
transmitters intend to occupy. The
monitoring system antenna shall be the
antenna used by the programmer/
control transmitter for a
communications session.
(1) The MedRadio programmer/
control transmitter shall be capable of
monitoring any occupied frequency
band at least once every second and
monitoring alternate frequency bands
within two seconds prior to executing a
change to an alternate frequency band.
(2) The MedRadio programmer/
control transmitter shall move to
another frequency band within one
second of detecting a persistent (i.e.,
lasting more than 50 milliseconds in
duration) signal level greater than ¥60
dBm as received by a 0 dBi gain antenna
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in any 12.5 kHz bandwidth within the
authorized bandwidth.
(3) The MedRadio programmer/
control transmitter shall be capable of
monitoring the authorized bandwidth of
the occupied frequency band to
determine whether either direction of
the communications link is becoming
degraded to the extent that
communications is likely to be lost for
more than 45 milliseconds. Upon
making such a determination the
MedRadio programmer/control
transmitter shall move to another
frequency band.
(c) MedRadio transmitters. MedRadio
transmitters shall incorporate a
programmable means to implement a
system shutdown process in the event of
communication failure, on command
from the MedRadio programmer/control
transmitter, or when no frequency band
is available. The shutdown process shall
commence within 45 milliseconds after
loss of the communication link or
receipt of the shutdown command from
the MedRadio programmer/control
transmitter.
(d) MedRadio programmer/control
transmitters. MedRadio programmer/
control transmitters shall have the
ability to operate in the presence of
other primary and secondary users in
the 413–419 MHz, 426–432 MHz, 438–
444 MHz, and 451–457 MHz bands.
(e) Authorized bandwidth. The 20 dB
authorized bandwidth of the emission
from a MedRadio station operating in
the 413–419 MHz, 426–432 MHz, 438–
444 MHz, and 451–457 MHz bands shall
not exceed 6 MHz.
(f) Frequency stability. Each
transmitter in the MedRadio service
must maintain a frequency stability of
±100 ppm of the operating frequency
over the range:
(1) 25 °C to 45 °C in the case of
medical implant transmitters; and
(2) 0 °C to 55 °C in the case of
MedRadio programmer/control
transmitters.
(g) Shared access. The provisions of
this section shall not be used to extend
the range of spectrum occupied over
space or time for the purpose of denying
fair access to spectrum for other
MedRadio systems.
(h) Measurement procedures. (1)
MedRadio transmitters shall be tested
for frequency stability, radiated
emissions and EIRP limit compliance in
accordance with paragraphs (h)(2) and
(h)(3) of this section.
(2) Frequency stability testing shall be
performed over the temperature range
set forth in (f) of this section.
(3) Radiated emissions and EIRP limit
measurements may be determined by
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measuring the radiated field from the
equipment under test at 3 meters and
calculating the EIRP. The equivalent
radiated field strength at 3 meters for 1
milliwatt, 25 microwatts, 250
nanowatts, and 100 nanowatts EIRP is
115.1, 18.2, 1.8, or 1.2 mV/meter,
respectively, when measured on an
open area test site; or 57.55, 9.1, 0.9, or
0.6 mV/meter, respectively, when
measured on a test site equivalent to
free space such as a fully anechoic test
chamber. Compliance with the
maximum transmitter power
requirements set forth in § 95.639(f)
shall be based on measurements using a
peak detector function and measured
over an interval of time when
transmission is continuous and at its
maximum power level. In lieu of using
a peak detector function, measurement
procedures that have been found to be
acceptable to the Commission in
accordance with § 2.947 of this chapter
may be used to demonstrate
compliance. For a transmitter intended
to be implanted in a human body,
radiated emissions and EIRP
measurements for transmissions by
stations authorized under this section
may be made in accordance with a
Commission-approved human body
simulator and test technique. A formula
for a suitable tissue substitute material
is defined in OET Bulletin 65
Supplement C (01–01).
7. Section 95.633 is amended by
revising paragraph (e) to read as follows:
■
§ 95.633
Emission bandwidth.
*
*
*
*
*
(e) For transmitters in the MedRadio
Service:
(1) For stations operating in 402–405
MHz, the maximum authorized
emission bandwidth is 300 kHz. For
stations operating in 401–401.85 MHz or
405–406 MHz, the maximum authorized
emission bandwidth is 100 kHz. For
stations operating in 401.85–402 MHz,
the maximum authorized emission
bandwidth is 150 kHz. For stations
operating in 413–419 MHz, 426–432
MHz, 438–444 MHz, or 451–457 MHz,
the maximum authorized emission
bandwidth is 6 megahertz.
(2) Lesser emission bandwidths may
be employed, provided that the
unwanted emissions are attenuated as
provided in § 95.635. See §§ 95.627(g),
§ 95.628(h), and 95.639(f) regarding
maximum transmitter power and
measurement procedures.
(3) Emission bandwidth will be
determined by measuring the width of
the signal between points, one below
the carrier center frequency and one
above the carrier center frequency, that
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fundamental frequency designed to be
emitted by the transmitter.
(4) For devices designed to operate in
the 402–405 MHz band: Emissions
within the band more than 150 kHz
away from the center frequency of the
spectrum the transmission is intended
to occupy and emissions 250 kHz or less
below 402 MHz or above 405 MHz band
will be attenuated below the maximum
permitted output power by at least 20
dB.
(5) For devices designed to operate in
the 401–402 MHz or 405–406 MHz
bands: Emissions between 401–401.85
MHz or 405–406 MHz within the
95.635 Unwanted radiation.
MedRadio bands that are more than 50
*
*
*
*
*
kHz away from the center frequency of
(d) For transmitters designed to
the spectrum the transmission is
operate in the MedRadio service,
intended to occupy (or more than 75
emissions shall be attenuated in
kHz away from the center frequency of
accordance with the following:
MedRadio transmitters operating
(1) Emissions from a MedRadio
transmitter shall be attenuated to a level between 401.85–402 MHz) and
emissions 100 kHz or less below 401
no greater than the field strength limits
shown in the following table when they: MHz or above 406 MHz shall be
attenuated below the maximum
(i) Are more than 250 kHz outside of
permitted output power by at least 20
the 402–405 MHz band (for devices
designed to operate in the 402–405 MHz dB.
(6) For devices designed to operate in
band);
the 413–419 MHz, 426–432 MHz, 438–
(ii) Are more than 100 kHz outside of
444 MHz, and 451–457 MHz bands: In
either the 401–402 MHz or 405–406
the first 2.5 megahertz beyond any of
MHz bands (for devices designed to
the frequency bands authorized for
operate in the 401–402 MHz or 405–406
MMN operation, the EIRP level
MHz bands);
associated with any unwanted emission
(iii) Are in the 406.000–406.100 MHz
must be attenuated within a 1 megahertz
band (for devices designed to operate in
bandwidth by at least 20 dB relative to
the 401–402 MHz or 405–406 MHz
the maximum EIRP level within any 1
bands); or
megahertz of the fundamental emission.
(iv) Are more than 2.5 MHz outside of
(7) Compliance with the limits
the 413–419 MHz, 426–432 MHz, 438–
described in subparagraphs (4) through
444 MHz, or 451–457 MHz bands (for
(6) are based on the use of measurement
devices designed to operate in the 413–
instrumentation employing a peak
457 MHz band).
detector function with an instrument
resolution bandwidth approximately
Field
Measurement
Frequency
equal to 1.0 percent of the emission
strength
distance
(MHz)
bandwidth of the device under
(μV/m)
(m)
measurement.
30–88 ............
100
3
*
*
*
*
*
88–216 ..........
150
3
216–960 ........
200
3 ■ 9. Section 95.639 is amended by
revising paragraph (f) to read as follows:
960 and
are 20 dB down relative to the
maximum level of the modulated
carrier. Compliance with the emission
bandwidth limit is based on the use of
measurement instrumentation
employing a peak detector function with
an instrument resolution bandwidth
approximately equal to 1.0 percent of
the emission bandwidth of the device
under measurement.
*
*
*
*
*
■ 8. Section 95.635 is amended by
revising paragraph (d) to read as
follows:
above ........
500
3
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NOTE—At band edges, the tighter limit
applies.
(2) The emission limits shown in the
table of paragraph (d)(1) are based on
measurements employing a CISPR
quasi-peak detector except that above 1
GHz, the limit is based on
measurements employing an average
detector. Measurements above 1 GHz
shall be performed using a minimum
resolution bandwidth of 1 MHz. See
also § 95.605.
(3) The emissions from a MedRadio
transmitter must be measured to at least
the tenth harmonic of the highest
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§
95.639 Maximum transmitter power.
*
*
*
*
*
(f) In the MedRadio Service:
(1) For transmitters operating in the
401–406 MHz band that are not
excepted under § 95.627(b) from the
frequency monitoring requirements of
§ 95.627(a), the maximum radiated
power in any 300 kHz bandwidth by
MedRadio transmitters operating at
402–405 MHz, or in any 100 kHz
bandwidth by MedRadio transmitters
operating at 401–402 MHz or 405–406
MHz shall not exceed 25 microwatts
EIRP. For transmitters that are excepted
under § 95.627(b) from the frequency
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4269
monitoring requirements of § 95.627(a),
the power radiated by any station
operating in 402–405 MHz shall not
exceed 100 nanowatts EIRP confined to
a maximum total emission bandwidth of
300 kHz centered at 403.65 MHz, the
power radiated by any station operating
in 401–401.85 MHz or 405–406 MHz
shall not exceed 250 nanowatts EIRP in
any 100 kHz bandwidth and the power
radiated by any station operating in
401.85–402 MHz shall not exceed 25
microwatts in the 150 kHz bandwidth.
See §§ 95.633(e).
(2) For transmitters operating in 413–
419 MHz, 426–432 MHz, 438–444 MHz,
or 451–457 MHz bands, the peak EIRP
over the frequency bands of operation
shall not exceed the lesser of 1 mW or
10 log B—7.782 dBm, where B is the 20
dB emission bandwidth in MHz; and the
peak power spectral density shall not
exceed 800 microwatts per megahertz in
any 1 megahertz band.
(3) The antenna associated with any
MedRadio transmitter must be supplied
with the transmitter and shall be
considered part of the transmitter
subject to equipment authorization.
Compliance with these EIRP limits may
be determined as set forth in § 95.627(g)
or § 95.628(h), as applicable.
*
*
*
*
*
■ 10. Appendix 1 to subpart E of part 95
is amended by adding in alphabetical
order the definition ‘‘Medical
Micropower Network’’ to read as
follows:
Appendix 1 to Subpart E of Part 95—
Glossary of Terms
*
*
*
*
*
Medical Micropower Network (MMN). An
ultra-low power wideband network
consisting of a MedRadio programmer/
control transmitter and medical implant
transmitters, all of which transmit or receive
non-voice data or related device control
commands for the purpose of facilitating
functional electric stimulation, a technique
using electric currents to activate and
monitor nerves and muscles.
*
*
*
*
*
Subpart I—Medical Device
Radiocommunications Service
(MedRadio)
11. Section 95.1209 is amended by
revising paragraphs (b), (d), and (e) and
by adding paragraphs (f) and (g) to read
as follows:
■
§ 95.1209
Permissible communications.
*
*
*
*
*
(b) Except as provided in § 95.627(b)
no MedRadio implant or body-worn
transmitter shall transmit except in
response to a transmission from a
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MedRadio programmer/control
transmitter or in response to a non-radio
frequency actuation signal generated by
a device external to the body with
respect to which the MedRadio implant
or body-worn transmitter is used.
*
*
*
*
*
(d) For the purpose of facilitating
MedRadio system operation during a
MedRadio communications session, as
defined in § 95.627, MedRadio
transmitters in the 401–406 MHz band
may transmit in accordance with the
provisions of § 95.627(a) for no more
than 5 seconds without the
communications of data; MedRadio
transmitters may transmit in accordance
with the provisions of § 95.627(b)(2) and
(b)(3) for no more than 3.6 seconds in
total within a one hour time period; and
MedRadio transmitters may transmit in
accordance with the provisions of
§ 95.627(b)(4) for no more than 360
milliseconds in total within a one hour
time period.
(e) MedRadio programmer/control
transmitters may not be used to relay
information in the 401–406 MHz band
to a receiver that is not included with
a medical implant or medical bodyworn device. Wireless retransmission of
information intended to be transmitted
by a MedRadio programmer/control
transmitter or information received from
a medical implant or medical bodyworn transmitter shall be performed
using other radio services that operate
in spectrum outside of the 401–406
MHz band.
(f) MedRadio programmer/control
transmitters and medical implant
transmitters may not be used to relay
information in the 413–419 MHz, 426–
432 MHz, 438–444 MHz, and 451–457
MHz bands to a receiver that is not part
of the same Medical Micropower
Network. Wireless retransmission of
information to a receiver that is not part
of the same Medical Micropower
Network must be performed using other
radio services that operate in spectrum
outside of the 413–419 MHz, 426–432
MHz, 438–444 MHz, and 451–457 MHz
bands. Not withstanding the above
restrictions, a MedRadio programmer/
control transmitter of an MMN may
communicate with the MedRadio
programmer/control transmitter of
another MMN to coordinate
transmissions so as to avoid interference
between the two MMNs.
(g) MedRadio programmer/control
transmitters operating in the 413–419
MHz, 426–432 MHz, 438–444 MHz, and
451–457 MHz bands shall not transmit
with a duty cycle greater than 3 percent.
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12. Section 95.1211 is amended by
revising paragraphs (b) and (c) to read
as follows:
■
§ 95.1211
Channel use policy.
*
*
*
*
*
(b) To reduce interference and make
the most effective use of the authorized
facilities, MedRadio transmitters must
share the spectrum in accordance with
§§ 95.627 or 95.628.
(c) MedRadio operation is subject to
the condition that no harmful
interference is caused to stations
operating in the 400.150–406.000 MHz
band in the Meteorological Aids,
Meteorological Satellite, or Earth
Exploration Satellite Services, or to
other authorized stations operating in
the 413–419 MHz, 426–432 MHz, 438–
444 MHz, and 451–457 MHz bands.
MedRadio stations must accept any
interference from stations operating in
the 400.150–406.000 MHz band in the
Meteorological Aids, Meteorological
Satellite, or Earth Exploration Satellite
Services, and from other authorized
stations operating in the 413–419 MHz,
426–432 MHz, 438–444 MHz, and 451–
457 MHz bands.
■ 13. Section 95.1215 is revised to read
as follows:
§ 95.1215
Disclosure policies.
(a) Manufacturers of MedRadio
transmitters operating in the 401–406
MHz band must include with each
transmitting device the following
statement:
‘‘This transmitter is authorized by
rule under the Medical Device
Radiocommunication Service (in part 95
of the FCC Rules) and must not cause
harmful interference to stations
operating in the 400.150–406.000 MHz
band in the Meteorological Aids (i.e.,
transmitters and receivers used to
communicate weather data), the
Meteorological Satellite, or the Earth
Exploration Satellite Services and must
accept interference that may be caused
by such stations, including interference
that may cause undesired operation.
This transmitter shall be used only in
accordance with the FCC Rules
governing the Medical Device
Radiocommunication Service. Analog
and digital voice communications are
prohibited. Although this transmitter
has been approved by the Federal
Communications Commission, there is
no guarantee that it will not receive
interference or that any particular
transmission from this transmitter will
be free from interference.’’
(b) Manufacturers of MedRadio
transmitters operating in the 413–419
MHz, 426–432 MHz, 438–444 MHz, and
451–457 MHz bands must include with
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each transmitting device the following
statement:
‘‘This transmitter is authorized by
rule under the MedRadio Service (47
CFR part 95). This transmitter must not
cause harmful interference to stations
authorized to operate on a primary basis
in the 413–419 MHz, 426–432 MHz,
438–444 MHz, and 451–457 MHz bands,
and must accept interference that may
be caused by such stations, including
interference that may cause undesired
operation. This transmitter shall be used
only in accordance with the FCC Rules
governing the MedRadio Service.
Analog and digital voice
communications are prohibited.
Although this transmitter has been
approved by the Federal
Communications Commission, there is
no guarantee that it will not receive
interference or that any particular
transmission from this transmitter will
be free from interference.’’
14. Section 95.1217 is amended by
revising paragraph (a) to read as follows:
■
§ 95.1217
Labeling requirements.
(a)(1) MedRadio programmer/control
transmitters operating in the 401–406
MHz band shall be labeled as provided
in part 2 of this chapter and shall bear
the following statement in a
conspicuous location on the device:
‘‘This device may not interfere with
stations operating in the 400.150–
406.000 MHz band in the
Meteorological Aids, Meteorological
Satellite, and Earth Exploration Satellite
Services and must accept any
interference received, including
interference that may cause undesired
operation.’’
The statement may be placed in the
instruction manual for the transmitter
where it is not feasible to place the
statement on the device.
(2) MedRadio programmer/control
transmitters operating in the 413–419
MHz, 426–432 MHz, 438–444 MHz, and
451–457 MHz bands shall be labeled as
provided in part 2 of this chapter and
shall bear the following statement in a
conspicuous location on the device:
‘‘This device may not interfere with
stations authorized to operate on a
primary basis in the 413–419 MHz, 426–
432 MHz, 438–444 MHz, and 451–457
MHz bands, and must accept any
interference received, including
interference that may cause undesired
operation.’’
The statement may be placed in the
instruction manual for the transmitter
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Federal Register / Vol. 77, No. 18 / Friday, January 27, 2012 / Rules and Regulations
where it is not feasible to place the
statement on the device.
*
*
*
*
*
[FR Doc. 2012–1540 Filed 1–26–12; 8:45 am]
BILLING CODE 6712–01–P
DEPARTMENT OF TRANSPORTATION
Federal Railroad Administration
49 CFR Part 179
[HM–233A]
Special Permit Marking Removal
Federal Railroad
Administration (FRA), Department of
Transportation (DOT).
ACTION: Removal of obsolete Special
Permit markings.
AGENCY:
On January 25, 2011, FRA
published a Federal Register document
stating that markings on tank cars
related to certain gross weight on rail
(GRL) Special Permits that had been
incorporated into the hazardous
materials regulations (HMR) by a
Pipeline and Hazardous Materials Safety
Administration (PHMSA) rulemaking
were required to be removed or
obliterated by January 25, 2012, or at
each subject tank car’s first shopping
event, whichever occurred first. This
document relieves tank car owners from
that previously stated deadline and
extends the time for removal of the
markings until the date of each subject
tank car’s next required qualification.
DATES: January 27, 2012.
FOR FURTHER INFORMATION CONTACT: Karl
Alexy, Acting Staff Director, Hazardous
Materials Division, FRA, 1200 New
Jersey Avenue SE., Mailstop 25,
Washington, DC 20590, (202) 493–6245.
SUPPLEMENTARY INFORMATION:
SUMMARY:
pmangrum on DSK3VPTVN1PROD with RULES
I. Background
Historically, the HMR, at 49 CFR
179.13, limited rail tank cars
transporting hazardous materials to a
GRL limitation of 263,000 pounds.
Certain tank cars were able to operate in
excess of that GRL limitation if
permitted to do so via a Special Permit
issued by PHMSA. However, on May 14,
2010, PHMSA published a final rule
amending the HMR to incorporate
provisions contained in several widely
used or longstanding Special Permits
that had an established safety record. 75
FR 27205. The final rule amended the
HMR to allow, upon the approval of
FRA, certain rail tank cars transporting
hazardous materials to exceed the GRL
limitation of 263,000 pounds without
the need for a Special Permit. On
VerDate Mar<15>2010
15:16 Jan 26, 2012
Jkt 226001
January 25, 2011, FRA published a
Federal Register notice providing such
approval for certain tank cars. 76 FR
4250. In that notice, FRA stated that all
markings on tank cars subject to the
GRL Special Permits that had been
incorporated into the HMR by the final
rule and approved by FRA were
required to be removed or obliterated by
January 25, 2012, or at the car’s first
shopping event, whichever date
occurred first.1
As background, the requirement to
mark Special Permit packagings is
provided for in the HMR at 49 CFR
172.302(c). That section requires that a
tank car operating under a Special
Permit must have the permit number
marked on the car (unless this
requirement was waived under the
terms of a Special Permit). These
markings are typically applied to tank
cars at the time of their qualification.
Certain tank cars exceeding the GRL
limitation of 263,000 pounds were
previously required to operate under a
Special Permit. Those tank cars were
required to be marked with the
appropriate Special Permit number.
However, upon the PHMSA final rule
incorporating the applicable GRL
Special Permits into the HMR (and
FRA’s subsequent approval notice)
those Special Permits and their
corresponding Special Permit number
markings on the subject tank cars
became obsolete.
Since FRA’s publication of the notice,
FRA has received a number of requests
to extend the deadline for removal of
the Special Permit markings on tank
cars subject to that notice. Such requests
were based on the fact that owners of
large fleets of tank cars would have to
remove such cars from service in order
to send them to an appropriate tank car
facility or a loading/unloading facility to
have the markings removed. Such a
procedure could potentially be both
costly to industry and inefficient. The
requesters also pointed out that loading/
unloading facilities may not be
configured to allow for safe access to the
location of the existing markings.
Finally, personnel at loading/unloading
facilities may not have the proper
equipment or training to remove or
obliterate the appropriate markings.
FRA recognizes the logistical and cost
concerns regarding the ability of the
railroad industry to comply with the
pending January 25, 2012, deadline to
remove these now obsolete GRL Special
Permit markings. FRA also recognizes
that markings are typically applied to
tank cars at the time of qualification,
and that tank car facilities performing
such qualification inspections are
equipped to safely access all areas of the
tank car and properly remove and/or
apply required markings. Also, the
obsolete GRL Special Permit markings
remaining on the tank cars subject to the
FRA notice do not represent a safety or
environmental risk. There is no risk as
these cars were previously permitted to
operate at a GRL of greater than 263,000
pounds via Special Permit, and the now
obsolete markings merely reflected
such. The PHMSA final rule
incorporated the applicable Special
Permits into the HMR, which alleviated
the need for a Special Permit.
Based on the above discussion, the
absence of any safety risk, and in order
to avoid annual requests for the
extension of the deadline listed in
FRA’s January 25, 2011, Federal
Register notice, FRA has decided to
extend the deadline for the removal of
the obsolete Special Permit markings to
the date of each subject tank car’s next
required qualification pursuant to 49
CFR Part 180.
II. Extension of Deadline To Remove
Obsolete PHMSA Special Permit
Markings From Tank Cars
Each rail tank car subject to FRA’s
January 25, 2011, Federal Register
notice (76 FR 4250) may continue in
transportation with the obsolete GRL
Special Permit markings present until
the date of each car’s next required
qualification pursuant to 49 CFR Part
180. If a subject tank car continues in
transportation after the date of its next
required qualification without such
marking being removed, FRA reserves
the right to take appropriate
enforcement action.
Issued in Washington, DC, on January 24,
2012.
Robert C. Lauby,
Acting Associate Administrator for Railroad
Safety/Chief Safety Officer.
[FR Doc. 2012–1861 Filed 1–26–12; 8:45 am]
BILLING CODE 4910–06–P
1 The rail tank cars subject to the notice which
were required to have such markings removed were
cars previously operating under PHMSA Special
Permits 11241, 11654,11803, 12423, 12561,12613,
12768, 12903, 13856, 13936, 14004, 14038, 14207,
14398, 14505, and 14734.
PO 00000
Frm 00069
Fmt 4700
Sfmt 9990
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E:\FR\FM\27JAR1.SGM
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Agencies
[Federal Register Volume 77, Number 18 (Friday, January 27, 2012)]
[Rules and Regulations]
[Pages 4252-4271]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-1540]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Parts 2 and 95
[ET Docket No. 09-36; RM-11404; FCC 11-176]
Additional Spectrum for the Medical Device Radiocommunication
Service
AGENCY: Federal Communications Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This document expands the Commission's Medical Device
Radiocommunication (MedRadio) Service rules to permit the use of new
wideband medical implant devices that employ neuromuscular
microstimulation techniques to restore sensation, mobility, and other
functions to paralyzed limbs and organs. These medical devices hold
enormous promise to advance the state of medical care, lower health
costs, and improve the quality of life for countless Americans. The
rules will allow these new types of MedRadio devices to access 24
megahertz of spectrum in the 413-419 MHz, 426-432 MHz, 438-444 MHz, and
451-457 MHz bands on a secondary basis.
DATES: Effective February 27, 2012.
ADDRESSES: Federal Communications Commission, 445 12th Street SW.,
Washington, DC 20554.
FOR FURTHER INFORMATION CONTACT: Nicholas Oros, Office of Engineering
and Technology, 202-418-063, Nicholas.oros@fcc.gov.
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Report
and Order, ET Docket No. 09-36; RM 11404, FCC 11-176, adopted November
30, 2011 and released November 30, 2011. The full text of this document
is available for inspection and copying during normal business hours in
the FCC Reference Center (Room CY-A257), 445 12th Street SW.,
Washington, DC 20554. The complete text of this document also may be
purchased from the Commission's copy contractor, Best
[[Page 4253]]
Copy and Printing, Inc., 445 12th Street SW., Room CY-B402, Washington,
DC 20554. The full text may also be downloaded at: www.fcc.gov.
People with disabilities: To request materials in accessible
formats for people with disabilities (braille, large print, electronic
files, audio format), send an email to fcc504@fcc.gov or call the
Consumer & Governmental Affairs Bureau at (202) 418-0530 (voice), (202)
418-0432 (tty).
Summary of the Report and Order
1. In this Report and Order (R&O), the Commission expands the
Medical Device Radiocommunication (MedRadio) Service under part 95 of
the Commission's rules to permit the use of new wideband medical
implant devices that employ neuromuscular microstimulation techniques
to restore sensation, mobility, and other functions to paralyzed limbs
and organs. These medical devices hold enormous promise to advance the
state of medical care, lower health costs, and improve the quality of
life for countless Americans. The rules adopted by the Commission will
allow these new types of MedRadio devices to access 24 megahertz of
spectrum in the 413-419 MHz, 426-432 MHz, 438-444 MHz, and 451-457 MHz
bands on a secondary basis.
2. The Commission's action is part of a larger effort to recognize
and facilitate the significant advances in wireless medical
technologies that are revolutionizing treatment for a wide variety of
medical conditions and creating new health care models to benefit all
Americans. Such advances have the potential to significantly improve
the quality of life and sophistication of therapy for countless
Americans living with a variety of medical conditions and, in turn,
could result in lower medical costs and extend the time between
hospital visits and surgical procedures. The devices that we expect to
be deployed under the rules we adopt herein hold the promise of safer,
less invasive, and more effective treatment options than those
available under current medical practice.
3. The Wireless Medical Telemetry Service (WMTS) and MedRadio
services, together with unlicensed medical applications developed and
operated under our general part 15 rules, have supported countless
vital therapeutic and diagnostic medical applications. The Commission
recognizes, however, that the dynamic nature of medical technology
means that our existing rules may need to evolve to keep pace with the
newest cutting edge therapies. Thus, the Commission included in the
MedRadio Proceeding a notice of inquiry seeking information in a
broader context relating to future spectrum needs for wireless medical
technologies. On September 5, 2007, the Alfred Mann Foundation for
Scientific Research (AMF or Alfred Mann) filed a petition for
rulemaking that serves as the basis of this proceeding.
4. In its petition, Alfred Mann asked the Commission to designate
up to 24 megahertz of spectrum in the 413-457 MHz range to support new
medical micro-power networks (MMNs) consisting of implantable
neuromuscular microstimulation devices and associated external control
units. Alfred Mann's petition was based on its research dating to 1989
on implantable medical devices to treat neurological injuries and
disorders. Since 2005, AMF has conducted extensive work under the
authority of an experimental license from the Commission to operate its
devices in the 400-470 MHz band. Alfred Mann's wideband MMN equipment
is designed to replace damaged nerve connections by performing
functional electric stimulation (FES) to activate and monitor nerves
and muscles in order to restore sensation, mobility, and other
functions to nonfunctioning limbs and organs.
5. The work that AMF has done with the Veterans Administration and
other hospitals under its experimental license has proven the potential
benefits of MMNs. The Commission strongly believes that widespread MMN
deployment can foster important advancements in medical care by,
significantly improving the quality of life for the many Americans
suffering from spinal cord injuries, traumatic brain injuries, and
strokes. However, it also recognizes that MMNs represent a new type of
radio communication which does not readily fit into any of the existing
spectrum allocations. Because of the significant benefits that MMNs are
poised to deliver, the Commission has concluded that the public
interest warrants modifying its rules to allow their use. First, the
Commission discussed the characteristics of MMN operations and
concluded that this service is best accommodated by modifying and
expanding our existing part 95 MedRadio rules. Second, it evaluated the
frequency allocations necessary to support MMN operations and provide a
secondary allocation in the 413-419 MHz, 426-432 MHz, 438-444 MHz, and
451-457 MHz bands for use by MMNs as proposed. This means these devices
cannot cause interference to and must accept interference from stations
of a primary service. This restriction ensures that the potential for
interference--i.e., the only cost that would be imposed on other
parties--is negligible. Finally, the Commission sets forth the service
and technical rules that will allow MMNs operating on a secondary basis
to share these bands with incumbent services.
7. The Commission's decision to allow MMNs to share spectrum with
existing services supports the Commission's commitment to promoting
efficient spectrum use to meet growing demand. In the March 2010
National Broadband Plan, the Commission underscored the importance of
expanding opportunities for innovative spectrum access models made
possible by advanced technologies. The Commission sought to promote the
development of such technologies through its dynamic spectrum use
technologies Notice of Inquiry. MMNs, which make use of advanced
technology such as spectrum sensing, dynamic frequency selection, and
notching out of interference signals to share spectrum with other
services, demonstrate one such spectrum access model. These techniques
will allow MMNs to use available spectrum to provide life-changing
health benefits without impairing the ability of other licensed users
in these frequency bands to continue providing service.
Medical Micro-Power Networks (MMNs)
8. In the NPRM, the Commission sought comments on authorizing MMN
devices to operate in the 413-457 MHz band as an extension of our
existing part 95 MedRadio rules. As a part 95 MedRadio service, MMNs
would qualify for license-by-rule operation pursuant to Section 307(e)
of the Communications Act (Act). Under this approach, medical devices
would operate in the band on a shared, non-exclusive basis with respect
to each other. AMF supports the license-by-rule framework and no one
objects to this approach or suggests alternative licensing methods.
9. As discussed in the NPRM, the Commission will authorize MMN
operations under the existing part 95 MedRadio rules. For MedRadio
devices, the Commission determined that the license-by-rule approach
minimized regulatory procedures and would facilitate more expeditious
deployment of new generations of beneficial wireless medical devices.
Also, MMNs share many characteristics with devices that operate in the
existing MedRadio service. The core MedRadio band from 402-405 MHz is
restricted to communication between an implanted medical device and an
external
[[Page 4254]]
programmer/controller. This is the same architecture employed for AMF's
MMNs. As with MedRadio implant devices, the MMN implant devices are
sophisticated medical devices that are intended to be deployed by or
under the direction of a duly authorized health care professional. The
power levels proposed by AMF for MMN devices are on par with the power
levels used by MedRadio devices. Additionally, both MedRadio devices
and MMN systems are designed to operate in the 400 MHz frequency range,
although MMNs require greater bandwidth than is available under the
existing MedRadio rules. For the reasons provided, the Commission
believes that the MedRadio license-by-rule framework is the best way to
structure our MMN rules.
10. In the NPRM the Commission sought comment on a number of
definitions that AMF proposed be added to the part 95 MedRadio Service
rules for devices operating in the 413-457 MHz band. These definitions
were for a Medical Micropower Network (MMN), MMN control transmitter,
MMN implant transmitter, and MMN transmitter. The Commission adopted a
single definition for MMN, as follows:
Medical Micropower Network (MMN): An ultra-low power wideband
network consisting of a MedRadio programmer/control transmitter and
medical implant transmitters, all of which transmit or receive non-
voice data or related device control commands for the purpose of
facilitating functional electric stimulation, a technique using
electric currents to activate and monitor nerves and muscles.
This definition tracks AMF's proposal in substance, with some word
alterations to be consistent with the other MedRadio definitions. It is
important to make these frequency bands available for medical
applications such as AMF's MMNs that cannot be accommodated in other
frequency bands and to avoid use of the band by non-medical devices or
for non-medical purposes. The definition adopted by the Commission
accomplishes this goal. Because the existing MedRadio definitions in
the part 95 rules for MedRadio programmer/control transmitter, Medical
implant transmitter, and MedRadio transmitter can also describe the
functions of the MMN control transmitter, MMN implant transmitter, and
MMN transmitter, respectively, the Commission will not adopt MMN-
specific definitions for these devices.
11. The Commission declines to adopt the more expansive definitions
proposed by Sienkiewicz and the Cleveland FES Center or to
substantially deviate from the framework proposed in the NPRM. It
recognizes that the existing programmer/control transmitter definition
does not permit use of implanted programmer/control transmitters or the
deployment of an MMN that functions without a programmer/control
transmitter, as Sienkiewicz and the Cleveland FES Center have suggested
should be permitted for MMNs. The record in this proceeding is largely
based on AMF's MMN system, which uses an external programmer/control
transmitter which implements a number of interference mitigation
techniques to allow the MMN to share spectrum with other services in
these bands and which has been subject to extensive testing. The
Commission has no information at this time to determine whether an MMN
without an external programmer/controller could mitigate the effects of
interference and successfully coexist in these bands. Other use of
these frequency bands such as for non-FES medical applications or
allowing transmission of voice data is speculative at this point. No
one has provided guidance on what alternative specifications would
appropriately accommodate other uses while not compromising the
potential of MMNs. Further modification to the rules may be readily
sought if and when a need arises.
12. Based on this definition and the rules the Commission adopts
under it, the Commission can be sure that all MMNs will be designed
with sufficient interference mitigation techniques and design elements
to be able to operate on a secondary basis under the Commission's part
95 rules. At the same time, and because it wants parties to be able to
tap the vast potential MMN technologies have to transform lives and
advance the state of medical care, the Commission rejected those
comments that would have us bind our rules too tightly to AMF's
specific equipment design. Because manufacturers may develop new MMN
devices with different interference mitigation techniques, the
Commission does not think it is appropriate to require that all MMN
devices function in an identical fashion to AMF's devices. Future
systems, may rely on technologies that have an even greater capability
to reject interference than AMF's current design, and the Commission
will evaluate individual devices as part of its equipment authorization
process.
13. Finally, the Commission sought comments in the NPRM on the
service and technical rules that would apply to medical devices in the
413-457 MHz band. The discussion generally followed the framework of
the MedRadio Service rules with, for example, modified power and
emission bandwidth requirements to accommodate the proposed MMNs. While
the Commission did not include a separate appendix of proposed rules,
the NPRM stated that the Commission was seeking comment on allowing
additional spectrum to be used under the MedRadio Service in part 95 of
the Commission's rules, referenced new rules that AMF had proposed in
its filing, and discussed specific service and technical issues at
length. For this reason parties have had ample opportunity to provide
meaningful comments on the proposals, and the Commission rejected
suggestions to the contrary. Because the Commission is including MMNs
within the existing framework of the MedRadio Service, it will apply
the existing MedRadio service and technical regulations to MMNs to the
extent possible and only amend the rules in part 95, Subparts E and I,
as necessary to distinguish between MMNs and other MedRadio devices. As
observed in the NPRM, such an approach ``is desirable as it would
maintain consistency with rules applicable to wireless medical devices,
particularly for implanted and related therapeutic devices.''
Frequency Bands
14. Although the Commission concluded that it is appropriate to
license MMNs as a MedRadio service, it does not follow that it is
feasible for MMNs to operate on the existing MedRadio frequencies. This
is because MMNs are different from existing MedRadio applications in
important technical and design elements. For example, a typical MMN is
expected to contain multiple implant devices, which will require the
transmission of much more data than the MedRadio devices operating
under the existing rules. Moreover, due to their small size, MMN
implant devices must be even more energy efficient than typical
MedRadio implants. This efficiency is achieved by using short
transmissions, which necessitate the use of much wider bandwidth
signals than the 300 kHz currently permitted in the existing MedRadio
bands. This limit was put in place to maximize the number of medical
devices that can use the 5 megahertz available in the 401-406 MHz band
and is consistent with the operational needs of existing MedRadio
applications. By contrast, MMNs are designed to operate with a 5
megahertz emission bandwidth. Thus, the current MedRadio frequencies
are insufficient to support MMN operation.
15. Decision. Consistent with our proposal, the Commission will
allocate the 24 megahertz of spectrum in four
[[Page 4255]]
segments of the 413-457 MHz band for MMN use on a secondary basis,
i.e., 413-419 MHz, 426-432 MHz, 438-444 MHz, and 451-457 MHz. As
described by AMF, the propagation characteristics of the 400 MHz band
make it particularly well suited to host MMN devices, and the band is
already used for other MedRadio implanted devices. Further, because
these four band segments will allow for the wide bandwidth signals
required to transmit large amounts of data in a short amount of time,
they will provide the emission bandwidth that MMNs require. As
explained, the Commission does not believe operation on a secondary
basis will detrimentally impact the development or deployment of MMNs
as they are designed to be able to operate on a secondary basis.
16. The Commission also concluded that allocating four band
segments for MMN use is necessary to ensure that an MMN has sufficient
spectrum to operate while avoiding causing interference to or receiving
interference from primary users in the band. An MMN will occupy only
one band segment at any given time. By having a variety of authorized
frequency bands available and employing protocols that will allow MMNs
to quickly migrate from band to band, an MMN licensee will be able to
make robust use of the available spectrum and respond to changing
spectrum conditions. In addition, the four band segments serve a mix of
Federal and non-Federal use. By permitting MMN use of all four
segments, the Commission will give MMNs more flexibility to operate in
differing RF interference environments. Commenters expressed concern
that heavy band use situations could render a particular frequency band
unavailable to MMNs for extended periods of time. However, the
Commission does not believe that such a possibility should
categorically preclude us from allocating the four proposed frequency
bands. Similarly, the fact that certain interference mitigation
techniques might work in some situations but not in others is not a
reason to prevent MMNs from being authorized to operate in all four
frequency bands. Even in a worst-case situation, the Commission can
expect that many patients with MMN implants will still be able to make
effective use of at least one of the allocated frequency segments.
17. The Commission will implement this allocation by modifying
footnote US345 to the Table of Allocations for the MedRadio service to
add a secondary mobile, except aeronautical mobile, allocation for the
413-419 MHz, 426-432 MHz, 438-444 MHz, and 451-457 MHz frequency bands
and renumbering this footnote as US64. This allocation will be in
addition to the existing allocations in these four frequency bands and
will be limited to use solely by MedRadio operations. The Commission is
making this allocation through a footnote rather than a direct entry in
the Table for consistency with the existing MedRadio allocation and to
emphasize the limited nature of this allocation.
18. The Commission will place this footnote in both the Federal
Table and non-Federal Table for each of these four frequency bands to
allow use in a variety of settings such as in health care facilities
operated by the Department of Veterans Affairs or the United States
military, as well as non-Federal health care facilities. Even though
this allocation will be both a Federal and non-Federal allocation, the
Commission does not expect any changes in the primary use of any of
these frequency bands. The 413-419 MHz band will continue to be used
primarily for Federal mobile and space research services. The 451-457
MHz band will continue to be used primarily for non-Federal land mobile
services. The 426-432 MHz and 438-444 MHz bands will continue to be
shared by the Federal radiolocation service and the non-Federal Amateur
service. Because MedRadio use of these bands will be on a secondary
basis, MedRadio stations will not be allowed to cause interference to
and must accept interference from primary services sharing the bands.
Consequently, there is no reason for any changes to the current
coordination procedures between FCC and NTIA for these frequency bands.
NTIA will continue to manage the 413-419 MHz band, the FCC will
continue to manage the 451-457 MHz band, and both agencies will
continue to share management responsibilities of the 426-432 MHz and
438-444 MHz bands.
19. The Commission also notes that the spectrum it is adding to the
MedRadio Service is allocated to similar services in both the United
States Table and in all regions of the world in the International
Table. Thus, the Commission believes that MMN devices designed to be
compatible with U.S. radiocommunications services will be equally
compatible with the services found elsewhere in the world. However, it
is not aware of any other administrations that have made provisions for
MMNs. Although individuals using MMNs should not encounter
significantly different electromagnetic environments when traveling
abroad, the use of MMNs may be restricted in other countries. The
Commission finds that the benefits promised by MMNs as well as the
ability for MMNs to coexist with the radiocommunications services
already allocated internationally in the bands under consideration
support our decision to adopt the proposed allocation.
20. The Commission rejected other frequency band suggestions made
by commenters and find that they would not be suitable for MMN use. It
rejected suggestions by the National Association for Amateur Radio
(ARRL), the Land Mobile Communications Council (LMCC), the Enterprise
Wireless Alliance (EWA), and Motorola that the WMTS bands are more
appropriate for MMNs. In the MedRadio proceeding, the Commission stated
that frequencies below 216 MHz and above 470 MHz are ``outside the
range of spectrum generally considered to be the most suitable for
propagation of radio signals within the human body.'' Because implanted
MMN devices must operate with minimal power, efficient propagation of
signals through the human body is extremely important for their
operation. The WMTS bands from 608-614 MHz, 1395-1400 MHz, and 1429-
1432 MHz are far above the suitable range for signal propagation in the
human body. While the use of additional power might overcome the
decreased propagation of signals in the human body in these bands as
compared to the 400 MHz band, it appears that it is not practical to
substantially increase the size of batteries in the MMN implant
devices. In addition, the 608-614 MHz WMTS band is heavily used in
medical facilities and could complicate reliable MMN service in such
close proximity. The Commission therefore concludes that the WMTS bands
are not a practical alternative for use by MMNs.
21. The Commission's NPRM envisioned, and AMF has designed, MMNs
that are capable of operating on a secondary basis in frequency bands
with existing, established incumbent use. Through the use of harmful
interference mitigation techniques, operations on multiple frequency
bands, and pre-established shutdown protocols in the event that no
frequency bands are available, MMNs will be able to operate
successfully in the lower 400 MHz band. The Commission is further
encouraged by the fact that the MMN concept is not just theoretical:
AMF has engaged in prototype development under an experimental license
that it has held since January 2005 and in actual evaluation and
testing in cooperation with Federal stakeholders. AMF notes that it has
developed prototype programmer/controllers that
[[Page 4256]]
implement these interference mitigation techniques and points out that
these techniques have been independently tested and shown to be
effective against a wide range of potential interference signals.
22. AMF submitted interference analyses, test reports, and
technical studies that it had commissioned to evaluate MMN use in the
identified bands. These materials were the product of a process that
began in August 2009, when AMF and the Joint Spectrum Center (JSC) (a
field office within the U.S. Defense Spectrum Organization that
provides spectrum planning and support for U.S. military interests)
entered into a memorandum of agreement (MOA) for JSC to conduct a
technical analysis to determine whether MMN devices could co-exist with
incumbent government systems in the 413-457 MHz band.
23. Pursuant to the MOA, JSC directed a contractor, ITT, to
collect, validate, and evaluate technical data regarding MMN devices
and incumbent government systems. The resulting report (JSC Report)
contained a theoretical analysis to evaluate the electromagnetic
compatibility (EMC) of incumbent government system receivers in the
presence of radiofrequency (RF) emissions from MMN transmitters and the
EMC of MMN receivers of both the programmer/controller (P/C) and
implanted microstimulator devices--in the presence of RF emissions from
incumbent systems. The JSC reviewed the report and approved it for
publication in October 2010.
24. The JSC Report concluded that, with respect to the MMN-to-
government system interference potential, (1) ``relatively small
[required separation distances] result from the low EIRP and duty cycle
of the MMN transmitters combined with the low antenna heights of the
MMN,'' and (2) MMN systems ``should be operationally compatible and not
cause unacceptable interference into [incumbent government] systems
currently authorized to operate in the 410-450 MHz band.''
25. In addition, AMF commissioned Aerospace Corporation (the
operator of a federally funded research and development center and
provider of comprehensive technical service to national security space
programs) to conduct laboratory tests to determine whether MMNs could
successfully operate in the presence of incumbent users. To evaluate
the performance of the MMN network in the 413-457 MHz band, the
Aerospace testers conducted a wired simulation of the frequency bands.
Specifically they tested signals representing Federal mobile radio
(data and voice), radar (ground and airborne), and the Enhanced
Position Location Reporting System, as well as non-Federal amateur
television. The tests specifically targeted four MMN interference
mitigation techniques: spectral excising of narrowband incumbent
signals; changing frequency bands without suspending critical
functions; shutting down in a communication link loss scenario; and
incumbent signal level sensing to avoid interference. The resulting
report (Aerospace Report) concluded that the AMF MMN System performs
according to its specifications and can successfully operate in
presence of incumbent users.
26. The JSC Report and Aerospace Report offer detailed evaluations
of specific interference scenarios involving a broad spectrum of
incumbent operations backed up by testing with actual equipment. Based
on these reports, the Commission concluded that the record demonstrates
that MMNs can operate on a compatible secondary basis with primary
Federal operations in the 413-419 MHz, 426-432 MHz, and 438-444 MHz
band segments.
27. The Commission is also convinced that MMNs can operate on a
compatible secondary basis with primary non-Federal operations. The
findings of the JSC Report, which focused on Federal systems, and the
simulations conducted by AMF and the Aerospace Corporation, which
looked at a wider variety of high-powered signals, support this
conclusion. In this regard, non-Federal fixed and land mobile radio
systems in the 451-457 MHz frequency band use the same technologies as
Federal fixed and land mobile radio systems in the 420-450 MHz
frequency band. Moreover, the mitigation techniques that the Aerospace
Report examined have broad applicability. For example a P/C that
incorporates ``notching'' techniques could filter out a 100 kHz RPU
signal from a BAS operator.
28. The Commission believes that the JSC Report, Aerospace Report,
and associated materials filed by AMF are responsive to these concerns.
In addition, because these materials provide extensive technical
details about the interference mitigation techniques employed by AMF's
MMN devices, the Commission disagrees with the contention of the
Engineers for the Integrity of the Broadcast Auxiliary Service Spectrum
(EIBASS) that AMF has provided insufficient technical details about its
interference mitigating protocols.
29. A number of parties claim that incumbent operators could
receive harmful interference from MMN devices. The Commission
disagrees. Several factors serve to reduce any risk that MMNs could
cause harmful interference. First, the JSC Report concluded that the
MMN systems would not cause unacceptable interference into government
systems in the 413-419 MHz, 426-432 MHz, and 438-444 MHz bands. Again,
because the non-Federal land mobile systems in the 451-457 MHz are
virtually identical to the types of government systems considered in
the JSC Report, there is no basis for us to expect interference to non-
Federal land mobile systems. Such non-Federal land mobile systems must
overcome interference caused by the high-powered operations of other
incumbents in the band. For this reason, they are well equipped to
tolerate the presence of any signals they might receive from an MMN
system operating at a much lower power. The Aerospace Report, which
tested actual prototype MMN devices and concluded that incumbent
services would not receive significant interference, further bolsters
our conclusion. The Commission further notes that some commenters have
rejected the likelihood of interference from MMN devices to their
services which, like land mobile systems, operate at much higher powers
than MMNs. Finally, the Commission adopts service rules that will
require an MMN to switch to another frequency if it appears that there
is an incumbent operating in close proximity.
30. The studies commissioned by AMF show that MMNs are able to
function with a significant amount of interference from incumbent
operations. As such, the Commission is not persuaded by those comments
that claim that MMNs are incompatible with incumbent non-Government
licensees. Incumbent systems that operate in the bands under
consideration share the same high-powered operational attributes that
MMNs have been specifically designed to tolerate.
31. To the extent that objections from commenters focus on the fact
that a transmitter of a particular service may cause interference when
operating in close proximity to an MMN device, commenters fail to
acknowledge that the MMN system design anticipates such a scenario.
There is no dispute that MMN devices may not be able to function in one
or more of the four bands at a particular moment because of
interference. AMF's MMN devices are capable of switching among the four
different bands and are designed to operate on one band at a time, and
the Aerospace Report found that this design feature worked as planned.
Moreover, because MMNs are designed to operate in a variety of bands
with a diverse set
[[Page 4257]]
of Government and non-Government users, a band that is rarely available
for use in a particular place or at a specific time may be uncongested
in other situations. Under this reasoning, the Commission is not
troubled by EIBASS's claim that the tests submitted by AMF did not
specifically consider RPU operations, a claim AMF refutes. EIBASS
states that RPU broadcasts are distinct because they often employ a
long duty cycle and postulates a scenario where extended RPU operations
would take place at a health care facility. In such a case, the MMNs
operating in that place and time would simply not be able to access the
portion of the MedRadio band that is being used by the RPU operator.
32. Several parties argue that it would be inappropriate for us to
permit medical devices--and MMNs in particular--to operate on a
secondary basis. The Commission disagrees with parties that argue that
it should never allocate spectrum to medical devices on a secondary
basis. As a general matter, the Commission takes many factors into
account in deciding whether a given service should operate with a
primary or secondary status in a designated frequency band or even
whether a device should operate on an unlicensed basis under part 15 of
its rules. Each case is evaluated on its own merits. This is also true
of our allocations for medical devices. At the present time, the
Commission's rules allow medical devices to operate on a primary basis,
on a secondary basis, and on an unlicensed basis. The Commission finds
in this order that the characteristics of the MMN devices at issue here
warrant operation on a secondary basis. The MMN devices that will be
deployed under the rules that it adopted herein will be frequency agile
and can switch to other frequency bands when interference occurs. Thus,
the MMN devices will be designed with capabilities that enable them to
share spectrum with primary services successfully. Rigorous testing has
shown that MMN devices can perform as intended.
33. The Commission acknowledges that there may be instances when
MMN devices cannot operate due to interference on all frequency bands.
However, it also notes that AMF has accounted for this possibility by
designing its MMN devices to shut down in a controlled, pre-planned
manner that is designed to avoid harm to the patient or others if
interference in all four frequency bands prevents successful reception
of signals by the MMN system. The Commission rejects the notion that
the potential for such a shutdown should categorically bar us from
designating spectrum for MMNs and, thus, deny the benefits associated
with these devices. The Food and Drug Administration (FDA), as part of
its independent review process, will take into account these ``graceful
shutdowns'' when it determines when and how MMN use can be prescribed.
Further, the Commission will require that MMN devices be authorized
under the direction of a duly authorized health care professional who
will inform patients of the risks associated with MMN use, including
``graceful shutdowns.''
34. The Commission must balance the cost of allowing MMNs to
operate on a secondary basis in these bands against the benefits that
patients could potentially receive from their use. Given the extremely
low risk of incumbent services suffering interference from MMNs and the
yet lower risk of a harmful result from any such interference, the
potential benefits of establishing a secondary allocation and adopting
rules to allow MMN operation outweigh the slight risk to incumbent
services. Because of the great potential of MMNs to improve the lives
of people who suffer from a range of illnesses such as spinal cord
injuries, traumatic brain injuries, strokes, and various
neuromusculoskeletal disorders, the Commission recognizes the enormous
potential benefit of allowing MMNs to become a reality. The benefits of
making this secondary allocation and adopting rules to facilitate MMN
operations therefore far exceed any potential costs.
35. Lastly, the Commission addressed several commenters'
overarching concerns that new MedRadio applications must remain truly
secondary--neither interfering with incumbent operations nor creating
an expectation that MMNs must be protected from the types of
interference that higher-powered primary uses may legitimately cause.
The Commission fully intends that MMN devices will operate within the
constraints of their secondary status, and it does not adopt here any
limitations on the operations of incumbent primary services in these
bands for the benefit of MMN operation. Because AMF has designed its
MMNs to anticipate interference and to operate in a challenging
spectrum environment, the Commission is confident that they will remain
secondary in both rule and practice. The Commission also clarified that
MMNs, the Amateur Radio Service, and the non-Federal radiolocation
service--all of which operate under a secondary allocation in the 426-
432 MHz and 438-444 MHz bands--will have equal status. Given that MMN
devices are expected to implement measures to mitigate the effects of
interference, it is reasonable to expect the MMN devices to tolerate
some interference from the Amateur Service or to move to another
frequency band as needed. As ARRL concedes, MMN devices are ``unlikely
generally'' to cause interference to Amateur Radio communications in
these bands.
Service and Technical Rules
36. In the NPRM the Commission asked about the service and
technical rules that should apply to medical devices in the 413-457 MHz
band. The discussion generally followed the framework of the existing
MedRadio Service rules and proposed to modify specific rules, such as
those pertaining to power and emission bandwidth requirements, to
accommodate the proposed MMNs. The Commission also noted that the
service and technical rules discussed in the NPRM were essentially
consistent with recommendations made in the Alfred Mann petition.
37. The Commission adopted the overall approach proposed in the
NPRM. Thus, rather than creating a new rule subpart for MMNs, it will
only amend the service and technical rules contained in part 95
subparts E and I of its rules to the extent necessary. The Commission
also adopted service and technical rules that are based on the research
undertaken for AMF's MMN devices. This approach offers incumbent
operators greater certainty as to the types and characteristics of
MedRadio devices that may be deployed in the band and, because it is
backed by extensive testing, provides greater certainty that MMNs and
other new medical technologies will be able to thrive on a secondary
basis in these frequencies. The Commission is confident that the state
of medical radiocommunication technology will evolve and improve over
time, as will mitigation techniques that maximize sharing potential on
a secondary basis. Further development and testing of future
generations of MMNs may allow us to adopt service rules that provide
even greater flexibility while still protecting incumbent services.
However, the service and technical rules it adopts here are appropriate
based on the record before us today.
38. Interference Mitigation. Because MMNs will operate under the
secondary MedRadio Service, they must be designed to function in the
presence of signals from other services operating in the same frequency
bands. The interference analysis, test reports, and technical studies
that AMF submitted
[[Page 4258]]
have demonstrated that it is possible to build MMNs that are highly
resistant to interference, and as technology continues to advance, the
Commission believes it will be possible to build MMN devices that are
even more capable of functioning in the presence of interference. To
ensure future flexibility for equipment designers, the Commission will
not require that MMNs include all of the types of interference
mitigation techniques that AMF has employed in its MMN devices.
Instead, the Commission will adopt the general requirement that P/C
transmitters have the ability to operate in the presence of other users
in the 413-457 MHz band, and it will incorporate several basic
interference mitigation provisions into its rules. The Commission
expects that MMN technology developed in the future will be at least as
capable of co-existing with other services as the system AMF has
demonstrated.
39. Regardless of the interference mitigation techniques employed,
the Commission expects that there will be instances where MMNs will not
be able to function in a particular frequency band because of a high
level of interference from other stations. To provide a greater
probability that an MMN will continue to function in the presence of
interference, the Commission adopted the requirement that all MMNs be
capable of operating in any of the four frequency bands and that they
be able to switch to another frequency band when the band on which they
are operating becomes unavailable due to interference. The Commission
concludes that these requirements will not increase the cost of
equipment unreasonably or be burdensome for manufacturers to meet. As
AMF has noted, these four bands are nearly adjacent in frequency and
thus incorporation of a multi-channel operating capability requires no
significant change in antenna or transmitter design and ``imposes no
undue economic burden.'' Only a single transmitter and one antenna are
necessary to cover these four bands. Components to enable manufacturers
of MMNs to meet this requirement should be readily available since
equipment is currently designed to operate across the Federal mobile
bands between 406.1 MHz and 450 MHz and non-Federal mobile bands
between 450 MHz and 512 MHz. Thus, the Commission concluded that the
improved robustness of MMNs that will result from these requirements
will more than offset the expected minimal cost of implementing them.
40. The Commission also notes that AMF has proposed several rules
regarding interference mitigation techniques for MMNs. These suggested
rules are based on AMF's experience in building and testing MMN
systems. Because of AMF's expertise in this area and the lack of input
from other parties on this issue, the Commission is adopting technical
provisions to add assurance that any MMN technology developed in the
future will be able to operate successfully in the heavily used 413-457
MHz frequency range.
41. To be able to switch to another frequency band when an existing
band becomes unavailable due to high levels of interference, it will be
necessary for an MMN to be aware of the potential for interference in
all four frequency bands. To that end, the Commission adopted the
requirement suggested by AMF that the programmer/controller (P/C) of an
MMN monitor all four available frequency bands. For the band in which
the MMN is operating, the P/C must check at least once a second for
interference so as to be able to switch frequency bands to avoid
disabling amounts of interference. Because most of the potential
interferers in these bands such as land mobile, BAS, and amateur
stations, typically transmit far longer than one second, a once-a-
second monitoring interval should be sufficient to detect interfering
signals. The P/C must be capable of determining when either direction
of the communication link between the P/C and the implanted devices is
being degraded to the extent that communication is likely to be lost
for more than 45 milliseconds. The Commission will require the P/C to
move the MMN to another frequency band upon making this determination.
It will also require the P/C to monitor the other frequency bands often
enough such that when it must switch frequency bands it has determined
which frequency band is available based on monitoring of that band
during the two second period prior to switching. According to AMF,
incorporating a requirement to monitor MMN channels prior to executing
a channel change ``will not materially increase production costs.''
This is not surprising considering that radios now operating in these
bands also have a requirement to monitor channels prior to transmitting
on them and that the technology and techniques to accomplish spectrum
monitoring in these bands are well established. Thus, the Commission
concludes that the benefits of these monitoring requirements far
outweigh the expected costs to comply.
42. Because the MMN devices operate with such low power, the
Commission does not believe that they will cause interference to other
stations sharing the same frequency bands. However, out of an abundance
of caution it adopted one additional monitoring requirement to further
reduce the risk of interference. The Commission will require the P/C to
switch to another frequency band if during the monitoring of the
occupied frequency band it determines that there is a received signal
with power greater than -60 dBm in any 12.5 kHz bandwidth being used by
the MMN device that persists for at least fifty milliseconds. A
received signal of this strength is likely to be caused by a station in
close proximity to the P/C. The Commission is using a measurement
bandwidth of 12.5 kHz for this determination because this is the signal
bandwidth used by all Federal land mobile stations. Non-Federal land
mobile operations are currently undergoing a migration from using 25
kHz channels to 12.5 kHz channels, and consequently, in the near future
the majority of licensees will also be limited to signal bandwidths of
12.5 kHz. The Commission chose this measurement bandwidth based on land
mobile stations because they are the most numerous stations that will
share these frequency bands with MMNs. This requirement should prevent
the unlikely occurrence of interference from an MMN device to another
service sharing the same frequency band.
43. There may occasionally be instances when MMNs may not be able
to function because of high levels of interference in all four
frequency bands. To account for these infrequent occurrences, the rules
the Commission adopted will require that all MMN transmitters
incorporate a programmable means to implement a system shutdown process
in the event of a communication failure or on command from the P/C.
Because MMNs are used to provide therapeutic benefits to patients, such
as providing them with a means to move muscles that they would not
otherwise be able to move, it is important that the Commission require
the MMNs to incorporate a means to implement a pre-defined system
shutdown process. The Commission believes that this requirement offers
vital benefits to patients and is integral to the success of the MMN
system design. Because MMNs are sophisticated electronic devices and
the programming necessary to implement a system shutdown process should
represent only a portion of the overall design costs, the Commission
concludes that the benefits of a system shutdown requirement far
outweigh any associated costs. The Commission will require that this
shutdown process commence within 45
[[Page 4259]]
milliseconds after loss of the communication link or receipt of the
shutdown command from the P/C.
44. Contention Protocol Requirement. In the NPRM, the Commission
sought comment on a number of questions related to contention
protocols, such as whether a contention protocol should be applied to
MMN transmitting devices, what kinds of contention protocols should or
should not be used, and how a contention protocol might be developed. A
contention protocol would be aimed at allowing multiple MMN systems to
share the specified frequency bands without causing interference to
each other. This approach differs from the interference mitigation
techniques that AMF's MMN devices employ. These techniques are designed
to allow the MMNs to function in the presence of interference from
other services sharing the same frequency bands. Commenters supported
the idea of MMNs using a contention protocol, but no one specified a
particular contention protocol that the Commission could adopt.
45. The Commission appreciates that requiring MMNs to use a common
contention protocol would enable MMNs to more efficiently share the
available spectrum. However, as no commenters have suggested a specific
contention protocol, it cannot adopt a requirement for use of a
specific contention protocol at this time. The Commission also will not
require the development of a contention protocol by a particular date.
Given the novelty of MMN technologies, the Commission is not able to
predict when entities other than AMF will develop MMNs for use in these
bands and therefore have no grounds to speculate on how and in what
timeframe a contention protocol may be developed. The Commission does
encourage manufacturers of MMN devices to cooperate in the development
of a contention protocol so that the MMN devices may more effectively
share the limited available spectrum. If, in the future, parties
establish a specific contention protocol that they believe should be
applied to these bands, they are welcome to file a Petition for
Rulemaking to bring such information to our attention.
46. In the NPRM, the Commission also sought comment on using the
listen-before-talk (LBT) approach of the existing MedRadio service
rules to share spectrum between different MMNs. Under this approach, a
transmitting device must monitor a frequency band for the presence of
other MedRadio transmitters before beginning transmissions in that
frequency band. If a signal with power above a certain threshold is
detected, the transmitting device is not allowed to transmit in that
frequency band. The Commission has adopted a similar requirement with a
high power threshold (-60 dBm in a 12.5 kHz bandwidth) to help guard
against the unlikely occurrence of interference from MMNs to other
services sharing the same frequency band. Use of this high threshold
will not be effective in facilitating MMN-to-MMN sharing because MMNs
transmit such low power over a wide bandwidth. The Commission will not
adopt a similar requirement with a lower LBT threshold because it would
interfere with the functioning of the interference mitigation
techniques employed by AMF's MMN devices. The MMN devices would not be
able to determine whether a detected signal with a power above the LBT
threshold is from another MMN or is a signal from another service
sharing the same frequency band. Because MMNs should be designed to
operate in the presence of a certain level of interference from other
services operating in the same frequency band, not transmitting when
signals above a lower LBT threshold are present would lead to MMNs not
making use of the available spectrum effectively.
47. Permissible Communications and Operator Eligibility. In the
NPRM, the Commission sought comment on restricting implant devices for
use by persons only for diagnostic and therapeutic purposes and only to
the extent that such devices have been provided to a human patient
under the direction of a duly authorized health care professional. This
requirement is present in our existing MedRadio rules and is consistent
with how the Commission expects MMNs to be used. No one has raised an
objection to this requirement. The Commission will therefore apply this
restriction for MMNs.
48. The Commission also sought comment on prohibiting the medical
implant programmer/controller (P/C) from relaying information to a
receiver that is not included with a medical implant device. This
prohibition is included in the existing MedRadio rules. The Commission
will allow P/Cs in different MMNs to communicate with each other for
the purposes of coordination of the use of the spectrum resource. This
differs from our existing MedRadio rules, which prohibit controller-to-
controller communication. The Commission expects that each MMN will use
a spectrum band for short periods of time as is the case for AMF's
MMNs. Because of this, multiple MMNs should be able to share a
frequency band without causing interference to each other. If the P/Cs
for different MMNs from the same manufacturer are able to communicate
with each other, they can coordinate their networks' respective
transmissions to avoid transmitting at the same time in the same
frequency bands.
49. While the Commission will allow P/C-to-P/C communications to
facilitate sharing of the scarce spectrum resource, it will not permit
P/Cs to communicate with non-implanted devices for other purposes. This
will prevent the 413-457 MHz spectrum from being used as backhaul to
move data from an MMN to devices outside the network. This is the rule
currently in place for MedRadio devices under our existing rules and is
needed because the 413-457 MHz band remains reserved only for those
medical applications that cannot be achieved in other spectrum and
allowing other transmissions would cause undesirable spectrum
congestion.
50. The Commission also sought comment in the NPRM on whether
implant-to-implant communications should be allowed, whether each
programmer/controller must always control the transmitters implanted in
a single patient, and whether all implants in a patient must be
controlled by a single programmer/controller.
51. The Commission will not permit implant-to-implant
communications. In making the decision to allow MMNs to use spectrum in
the 413-457 MHz band, it has been favorably impressed by the
interference mitigation techniques that AMF has demonstrated in the
independent test described in the Aerospace Report. The system tested
relied on a P/C external to the body to schedule the implant
transmissions in accordance with these mitigation techniques. The
Commission has no evidence on the record that MMNs can successfully
mitigate the effects of interference if implants are permitted to
communicate with each other outside the control of a P/C. As a result,
the Commission cannot reach the conclusion that such a network would be
able to function in these bands with the incumbent services.
52. The Commission will allow multiple MMNs to exist within a
single patient with each network having its own separate P/C. The
configuration of the networks for a particular patient should be
determined by the medical needs of the patient and the limits of
existing technology. This may require the use of different networks to
accomplish different functions. On the other hand, the Commission will
not permit a P/C to control implanted devices in multiple patients.
Given the power limits of the MMN devices, it
[[Page 4260]]
expects that the P/C will have to be within a few meters of the patient
at all times. Allowing a single P/C to control implants in more than
one patient would require the patients to remain in close proximity at
all times, which does not appear to be practical. No commenter has
suggested a scenario for which such an accommodation would be useful.
53. Emission Bandwidth. In the NPRM, the Commission sought comment
on the maximum emission bandwidth that should be allowed for MMN
devices. Each of the four segments of the 413-457 MHz band allocated in
this proceeding for use by MMN devices occupies six megahertz of
spectrum. Alternatively, it also sought comments on whether a smaller
maximum emission bandwidth (e.g., three megahertz) might be sufficient
for MMN purposes and might further improve spectrum use and efficiency.
54. The Commission adopted a maximum emission bandwidth of six
megahertz. It sees no reason to limit the emission bandwidth to three
or five megahertz considering that we are allocating six megahertz
bands for use by MMNs. This will provide flexibility for future, more
efficient system design. The Commission notes that the maximum emission
bandwidth of the MMN signals will also be constrained by the unwanted
emission limits that it is adopting.
55. Channelization. In the NPRM, the Commission suggested that one
approach to channelization would be to adopt rules that do not specify
any particular channeling plan, thereby following the approach used
with the existing MedRadio Service. The Commission sought comment on
whether it should require a specific channel plan.
56. No parties suggested a channelization plan other than AMF's
proposal for centering the signals in each of the four bands. Given
that no parties suggest a channelization plan, the Commission has no
grounds for adopting one, nor does it see any reason to specify that
emissions be based around a center frequency in each of the four bands
as AMF has proposed. Because MMN manufacturers will have to design
equipment to operate on specific frequencies, the Commission recognizes
that there would be little or no added equipment design cost if it were
to specify a particular channel plan or center frequency. Nevertheless,
the Commission sees no benefit in doing so, as it would limit the
flexibility available for future system design. Accordingly, the
Commission will not adopt rules specifying a channelization plan for
MMN devices.
57. Transmitter Power. In the NPRM, the Commission sought comment
on the appropriate transmitted power for MMNs. AMF suggested in its
petition that each implantable microstimulator could be limited to a
maximum EIRP of 200 microwatts and each P/C transmitter could be
limited to a maximum EIRP of 1 milliwatt.
58. The Commission shall adopt the transmitter power limits in
AMF's proposed rules with one minor change to reflect the fact that it
is allowing MMNs to use a six megahertz maximum emission bandwidth
instead of a five megahertz emission bandwidth as AMF proposed. The
Commission will limit the maximum EIRP of any MMN transmitter to the
lesser of 1 mW or (10 log B-7.782) dBm where B is the 20 dB emission
bandwidth of the transmitted signal in MHz. The Commission believes
that these devices transmitting at these power limits will not cause
interference to other services in the 413-457 MHz band. The rules it
adopted will apply the same transmitter power limits to both implanted
transmitters and the P/C transmitter. The Commission sees no reason to
apply a stricter power limit to implanted transmitters considering that
the signals from these devices will be attenuated by body tissue. For
this reason an implanted transmitter is even less likely to cause
interference than a P/C transmitter operating at the same power level.
The Commission will also not place a limit on the number of devices in
an MMN network or aggregate the powers of the devices. No one has
suggested a limit on the number of devices or how the power of multiple
devices may be aggregated. The Commission notes that because the
implant devices in an MMN will only transmit under the control of the
P/C, as a practical matter only one implant device in an MMN would
transmit at any one time. Consequently, it sees no need to aggregate
the powers of the multiple devices in the MMN for purposes of
establishing a transmitter power limit.
59. Duty Cycle. In the NPRM, the Commission sought comment on the
appropriate duty cycle requirements for MMNs. In its petition AMF
stated that ``each implanted microstimulator transmits data for
approximately 5 microseconds every 11 milliseconds and receives data
for approximately 6 microseconds every 11 milliseconds (i.e., less than
0.05 percent transmit duty cycle). For a system with 10 to 20 implanted
microstimulators, the transmit duty cycle of the MCU is approximately 3
percent.'' AMF made a similar statement in its comments filed
subsequent to the NPRM when describing the operation of its prototype
MMNs, but it did not include a duty cycle specification in the rules it
concurrently proposed. In a recent ex parte submission, AMF indicated
that it had reached agreement with the United States Department of
Defense that a 3 percent maximum duty cycle for P/Cs would be
appropriate.
60. The Commission finds that it is important to specify a maximum
duty cycle for MMNs. Because each P/C will occupy a frequency band for
a fraction of the time, other MMNs will be able to make use of the
frequency band during the remainder of the time, thus facilitating
sharing among multiple MMNs. Specifying a maximum duty cycle will also
help the MMNs share the frequency bands with pulse radars with short
duration signals that are present in the 426-432 MHz and 438-444 MHz
bands. Based on the JSC Report and Aerospace Report, the Commission
concluded that the record demonstrates that MMNs can operate on a
compatible secondary basis with primary Federal systems in these bands.
The JSC Report assumed a P/C duty cycle of 3 percent in conducting the
analysis that concluded that MMNs would be operationally compatible and
not cause interference to Federal systems. Because the Commission has
no information on how the conclusions of the JSC Report would be
affected if the P/C duty cycle were allowed to rise above 3 percent,
and in recognition of the concurrence of AMF and the Department of
Defense that a 3 percent maximum duty cycle is appropriate for MMNs, it
adopted rules that specify a maximum duty cycle of 3 percent for P/Cs.
61. Unwanted Emissions. The existing MedRadio rules under part 95
set limits on unwanted emissions from medical transmitting devices
operating in the 401-406 MHz band. As delineated therein, these
provisions include limits on both in-band and out-of-band radiation.
AMF has proposed emissions limits that are similar to the existing
MedRadio rules. No parties commented on the unwanted emissions limits.
The rule the Commission adopted applies these emissions limits to these
frequency bands. Under this approach, in the first 2.5 megahertz beyond
any of the frequency bands authorized for MMN operation, the EIRP level
associated with any unwanted emission must be attenuated within a 1
megahertz bandwidth by at least 20 dB relative to the maximum EIRP
level within any 1 megahertz of the fundamental emission. In addition,
emissions more than 2.5
[[Page 4261]]
megahertz outside of the authorized bandwidth must meet the frequency-
dependent set of electric field strength limits of new Sec.
95.635(d)(1)(iv) of the rules as set forth in Appendix A of the R&O.
62. Frequency Stability. In the NPRM, the Commission sought comment
on whether each MMN transmitter should be required to maintain a
frequency stability as specified in the current MedRadio rules of +/-
100 ppm of the operating frequency over the range: (1) 25 [deg]C to 45
[deg]C in the case of MMN implant transmitters; and (2) 0 [deg]C to 55
[deg]C in the case of MMN programmer/control transmitters. AMF
suggested extending this existing frequency stability criterion in its
rulemaking petition. Sienkiewicz argues that a frequency stability
requirement is unnecessary if there is no channelization scheme and
that devices from different manufacturers do not need to talk to each
other (i.e., if there is no common contention protocol). Even if a
frequency stability criterion is needed, he thinks that the criterion
can be ten times more relaxed than the suggested standard, but he
acknowledges that the +/-100 ppm standard is common in off-the-shelf
oscillators.
63. The +/-100 ppm frequency stability criterion is the standard
for MedRadio devices in the current rules and represents good
engineering practice. As Sienkiewicz acknowledges, oscillators that
meet this standard are readily available. AMF, which has built
functioning equipment, believes it is an appropriate standard. The
Commission agrees and sees no reason to depart from the current
MedRadio frequency stability criterion. The Commission will apply this
standard to MMN devices.
64. Antenna Locations. In the NRPM, the Commission sought comment
on applying the existing MedRadio requirement that no antenna for a
control transmitter be configured for permanent outdoor use. No one
objected to this proposal, and the Commission will retain this rule for
MMNs. Additionally, ARRL stated that only portable, body-worn MMN
devices should be permitted and that no fixed antenna is appropriate in
this frequency range. The rules adopted by the Commission will only
permit MMNs that contain implanted devices and a programmer/controller
transmitter to operate in the MedRadio Service in these frequency bands
and the limited transmit power permitted under our rules will limit the
programmer/controller to locations on or in close proximity to the
patient. Because the rules will effectively restrict MMNs to portable
body-worn devices and preclude the use of fixed antennas, the
Commission concluded that it is unnecessary for us to adopt a new rule
containing these restrictions.
65. RF Safety. In the NPRM, the Commission noted that portab