Proposed Collection; Comment Request, 1093-1095 [2012-190]
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1093
Federal Register / Vol. 77, No. 5 / Monday, January 9, 2012 / Notices
PROCEDURAL SCHEDULE—Continued
January 5, 2012 ........................................
January 25, 2012 ......................................
February 9, 2012 ......................................
February 16, 2012 ....................................
March 23, 2012 .........................................
Deadline for Petitioners’ Form 61 or initial brief in support of petition (see 39 CFR 3001.115(a) and
(b)).
Deadline for answering brief in support of the Postal Service (see 39 CFR 3001.115(c)).
Deadline for reply briefs in response to answering briefs (see 39 CFR 3001.115(d)).
Deadline for motions by any party requesting oral argument; the Commission will schedule oral argument only when it is a necessary addition to the written filings (see 39 CFR 3001.116).
Expiration of the Commission’s 120-day decisional schedule (see 39 U.S.C. 404(d)(5)).
[FR Doc. 2012–90 Filed 1–6–12; 8:45 am]
BILLING CODE 7710–FW–P
RAILROAD RETIREMENT BOARD
Proposed Collection; Comment
Request
In accordance with the
requirement of Section 3506 (c)(2)(A) of
the Paperwork Reduction Act of 1995
which provides opportunity for public
comment on new or revised data
collections, the Railroad Retirement
Board (RRB) will publish periodic
summaries of proposed data collections.
Comments are invited on: (a) Whether
the proposed information collection is
necessary for the proper performance of
the functions of the agency, including
whether the information has practical
utility; (b) the accuracy of the RRB’s
estimate of the burden of the collection
of the information; (c) ways to enhance
the quality, utility, and clarity of the
information to be collected; and (d)
ways to minimize the burden related to
the collection of information on
respondents, including the use of
automated collection techniques or
other forms of information technology.
1. Title and purpose of information
collection: Application for Employee
Annuity Under the Railroad Retirement
Act; OMB 3220–0002.
Section 2a of the Railroad Retirement
Act (RRA) provides for payments of age
and service, disability, and
supplemental annuities to qualified
employees. An annuity cannot be paid
until the employee stops working for a
railroad employer. In addition, the age
and service employee must relinquish
any rights held to such jobs. A disabled
employee does not need to relinquish
employee rights until attaining Full
Retirement Age, or if earlier, when their
SUMMARY:
spouse files for a spouse annuity.
Benefits become payable after the
employee meets certain other
requirements, which depend on the type
of annuity payable. The requirements
for obtaining the annuities are
prescribed in 20 CFR parts 216 and 220.
To collect the information needed to
help determine an applicant’s
entitlement to, and the amount of, an
employee retirement annuity the RRB
uses Forms AA–1, Application for
Employee Annuity; AA–1d, Application
for Determination of Employee
Disability; G–204, Verification of
Workers Compensation/Public Disability
Benefit Information and electronic Form
AA–1cert, Application Summary and
Certification.
The AA–1 application process obtains
information from an applicant about
their marital history, work history,
military service, benefits from other
governmental agencies, railroad
pensions and Medicare entitlement for
either an age and service or disability
annuity. An RRB representative
interviews the applicant either at a field
office (preferred), an itinerant point, or
by telephone. During the interview, the
RRB representative enters the
information obtained into an on-line
information system. Upon completion of
the interview, the on-line information
system generates, for the applicant’s
review and traditional pen and ink
‘‘wet’’ signature, Form AA–1cert,
Application Summary and Certification,
which summarizes the information that
was provided or verified by the
applicant. When the RRB representative
is unable to contact the applicant in
person or by telephone, for example, the
applicant lives in another country, a
manual version of Form AA–1 is used.
Form AA–1d, Application for
Determination of Employee’s Disability,
is completed by an employee who is
filing for a disability annuity under the
RRA, or a disability freeze under the
Social Security Act, for early Medicare
based on a disability. Form G–204,
Verification of Worker’s Compensation/
Public Disability Benefit Information, is
used to obtain and verify information
concerning a worker’s compensation or
a public disability benefit that is or will
be paid by a public agency to a disabled
railroad employee. The RRB proposes
no changes to Forms AA–1d or G–204.
Consistent with 20 CFR 217.17, upon
completion of the AA–1 interview
process, the RRB proposes to provide, in
addition to the current Form AA–1cert
pen and ink ‘‘wet’’ signature, an
alternate signing method called
‘‘Attestation,’’ which will be
documented by new form AA–1sum.
Attestation refers to an action taken by
the RRB representative to confirm and
annotate in the RRB records (1) the
applicant’s intent to file an application;
(2) the applicant’s affirmation under
penalty of perjury that the information
provided is correct; and (3) the
applicant’s agreement to sign the
application by proxy. The information
collected as part of the AA–1 interview
process will be the same irrespective of
whether the application is signed by a
pen and ink ‘‘wet’’ signature or by
attestation. The only difference will be
the method of signature.
In addition, consistent with
Department of Treasury guidelines, the
RRB proposes revisions to Forms AA–1
and AA–1cert to provide claimants a
Direct Express® Master Card® Debit
Card payment option. Other nonburden-impacting editorial and
formatting changes are proposed. One
response is requested of each
respondent. Completion of the forms is
required to obtain a benefit.
tkelley on DSK3SPTVN1PROD with NOTICES
ESTIMATE OF ANNUAL RESPONDENT BURDEN
[The estimated annual respondent burden is as follows]
Annual
responses
Form No.
AA–1 (without assistance) ...........................................................................................................
AA–1cert (with assistance) ..........................................................................................................
AA–1sum (with assistance) .........................................................................................................
AA–1d (with assistance) ..............................................................................................................
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16:26 Jan 06, 2012
Jkt 226001
PO 00000
Frm 00045
Fmt 4703
Sfmt 4703
E:\FR\FM\09JAN1.SGM
100
4,900
9,100
3,700
09JAN1
Time
(minutes)
Burden
(hours)
62
30
29
35
103
2,450
4,398
2,158
1094
Federal Register / Vol. 77, No. 5 / Monday, January 9, 2012 / Notices
ESTIMATE OF ANNUAL RESPONDENT BURDEN—Continued
[The estimated annual respondent burden is as follows]
Annual
responses
Form No.
Time
(minutes)
Burden
(hours)
AA–1d (without assistance) .........................................................................................................
G–204 ..........................................................................................................................................
5
20
60
15
5
5
Total ......................................................................................................................................
17,825
........................
9,119
2. Title and purpose of information
collection: Application for Survivor
Insurance Annuities; OMB 3220–0030.
Under Section 2(d) of the Railroad
Retirement Act (RRA), monthly survivor
annuities are payable to surviving
widow(er)s, parents, unmarried
children, and in certain cases, divorced
spouses, mothers (fathers), remarried
widow(er)s, and grandchildren of
deceased railroad employees if there are
no qualified survivors of the employee
immediately eligible for an annuity. The
requirements relating to the annuities
are prescribed in 20 CFR 216, 217, 218,
and 219.
To collect the information needed to
help determine an applicant’s
entitlement to, and the amount of, a
survivor annuity the RRB uses Forms
AA–17, Application for Widow(er)’s
Annuity; AA–17b, Applications for
Determination of Widow(er)’s Disability;
AA–18, Application for Mother’s/
Father’s and Child’s Annuity; AA–19,
Application for Child’s Annuity; AA–
19a, Application for Determination of
Child’s Disability; AA–20, Application
for Parent’s Annuity, and electronic
Form AA–17cert, Application Summary
and Certification.
The AA–17 application process
obtains information from an applicant
about their marital history, work
history, benefits from other government
agencies, and Medicare entitlement for
a survivor annuity. An RRB
representative interviews the applicant
either at a field office (preferred), an
itinerant point, or by telephone. During
the interview, the RRB representative
enters the information obtained into an
on-line information system. Upon
completion of the interview, the system
generates, for the applicant’s review and
traditional pen and ink ‘‘wet’’ signature,
Form AA–17cert, Application Summary
and Certification, which is a summary
of the information that the applicant
provided or verified. When the RRB
representative is unable to contact the
applicant in person or by telephone, for
example, the applicant lives in another
country, a manual version of Form AA–
17 is used.
Consistent with 20 CFR 217.17, upon
completion of the AA–17 interview
process, the RRB proposes to provide, in
addition to the current Form AA–17cert
pen and ink ‘‘wet’’ signature, an
alternate signing method called
‘‘Attestation,’’ which will be
documented by new form AA–17sum.
Attestation refers to an action taken by
the RRB representative to confirm and
annotate in the RRB records (1) the
applicant’s intent to file an application;
(2) the applicant’s affirmation under
penalty of perjury that the information
provided is correct; and (3) the
applicant’s agreement to sign the
application by proxy. The information
collected as part of the AA–17 interview
process will be the same irrespective of
whether the application is signed by a
pen and ink ‘‘wet’’ signature or by
attestation. The only difference will be
the method of signature.
In addition, consistent with
Department of Treasury guidelines, the
RRB proposes revisions to Forms AA–
17, AA–17cert, AA–18, AA–19, and
AA–20 cert to provide claimants a
Direct Express® Master Card® Debit
Card payment option. Other nonburden-impacting editorial and
formatting changes are proposed. No
changes are proposed to Forms AA–17b
and AA–19a. One response is requested
of each respondent. Completion of the
forms is required to obtain a benefit.
ESTIMATE OF ANNUAL RESPONDENT BURDEN
[The estimated annual respondent burden is as follows]
Annual
responses
Form No.
Time
(minutes)
Burden
(hours)
100
280
20
900
2,100
12
9
285
15
1
47
40
50
20
19
47
47
45
65
47
78
187
17
300
665
9
7
214
16
1
Total ......................................................................................................................................
tkelley on DSK3SPTVN1PROD with NOTICES
AA–17 (without assistance) .........................................................................................................
AA–17b (with assistance) ............................................................................................................
AA–17b (without assistance) .......................................................................................................
AA–17cert (with assistance) ........................................................................................................
AA–17sum (with assistance) .......................................................................................................
AA–18 (without assistance) .........................................................................................................
AA–19 (without assistance) .........................................................................................................
AA–19a (with assistance) ............................................................................................................
AA–19a (without assistance) .......................................................................................................
AA–20 (without assistance) .........................................................................................................
3,722
........................
1,494
3. Title and purpose of information
collection: Application for Spouse
Annuity Under the Railroad Retirement
Act; OMB 3220–0042.
Section 2(c) of the Railroad
Retirement Act (RRA), provides for the
VerDate Mar<15>2010
16:26 Jan 06, 2012
Jkt 226001
payment of annuities to spouses of
railroad retirement annuitants who meet
the requirements under the RRA. The
age requirements for a spouse annuity
depend on the employee’s age, date of
retirement, and years of railroad service.
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Frm 00046
Fmt 4703
Sfmt 4703
The requirements relating to the
annuities are prescribed in 20 CFR parts
216, 218, 219, 232, 234, and 295.
To collect the information needed to
help determine an applicant’s
entitlement to, and the amount of, a
E:\FR\FM\09JAN1.SGM
09JAN1
1095
Federal Register / Vol. 77, No. 5 / Monday, January 9, 2012 / Notices
spouse annuity the RRB uses Form AA–
3, Application for Spouse/Divorced
Spouse Annuity, and electronic Form
AA–3cert, Application Summary and
Certification.
The AA–3 application process gathers
information from an applicant about
their marital history, work history,
benefits from other government
agencies, railroad pensions and
Medicare entitlement for a spouse
annuity. An RRB representative
interviews the applicant either at a field
office (preferred), an itinerant point, or
by telephone. During the interview, the
RRB representative enters the
information obtained into an on-line
information system. Upon completion of
the interview, the system generates, for
the applicant’s review and traditional
pen and ink ‘‘wet’’ signature, Form AA–
3cert, Application Summary and
Certification, which is a summary of the
information that the applicant provided
or verified. When the RRB
representative is unable to contact the
applicant in person or by telephone, for
example, the applicant lives in another
country, a manual version of Form AA–
3 is used.
Consistent with 20 CFR 217.17, upon
completion of the AA–3 interview
process, the RRB proposes to provide, in
addition to the current Form AA–3cert
pen and ink ‘‘wet’’ signature, an
alternate signing method called
‘‘Attestation,’’ which will be
documented by new Form AA–3sum.
Attestation refers to an action taken by
the RRB representative to confirm and
annotate in the RRB records (1) the
applicant’s intent to file an application;
(2) the applicant’s affirmation under
penalty of perjury that the information
provided is correct; and (3) the
applicant’s agreement to sign the
application by proxy. The information
collected as part of the AA–3 interview
process will be the same irrespective of
whether the application is signed by a
pen and ink ‘‘wet’’ signature or by
attestation. The only difference will be
the method of signature.
In addition, consistent with
Department of Treasury guidelines, the
RRB proposes revisions to Forms AA–3
and AA–3cert, to provide claimants a
Direct Express® Master Card® Debit
Card payment option. Other nonburden-impacting editorial and
formatting changes are proposed. One
response is requested of each
respondent. Completion of the forms is
required to obtain a benefit.
ESTIMATE OF ANNUAL RESPONDENT BURDEN
[The estimated annual respondent burden is as follows]
Annual
responses
Form No.
Time
(minutes)
Burden
(hours)
AA–3 (without assistance) ...........................................................................................................
AA–3cert (with assistance) ..........................................................................................................
AA–3sum (with assistance) .........................................................................................................
250
3,700
7,100
58
30
29
242
1,850
3,432
Total ......................................................................................................................................
11,050
........................
5,524
Additional Information or Comments:
To request more information or to
obtain a copy of the information
collection justification, forms, and/or
supporting material, contact Charles
Mierzwa, the RRB Clearance Officer, at
(312) 751–3363 or
Charles.Mierzwa@RRB.GOV. Comments
regarding the information collection
should be addressed to Patricia
Henaghan, Railroad Retirement Board,
844 North Rush Street, Chicago, Illinois
60611–2092 or emailed to
Patricia.Henaghan@RRB.GOV. Written
comments should be received within 60
days of this notice.
Charles Mierzwa,
Clearance Officer.
[FR Doc. 2012–190 Filed 1–6–12; 8:45 am]
BILLING CODE 7905–01–P
tkelley on DSK3SPTVN1PROD with NOTICES
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold an Open Meeting
VerDate Mar<15>2010
16:26 Jan 06, 2012
Jkt 226001
on Wednesday, January 11, 2012 at 10
a.m., in the Auditorium, Room L–002.
The subject matter of the Open
Meeting will be:
The Commission will consider
whether to approve the 2012 budget of
the Public Company Accounting
Oversight Board and will consider the
related annual accounting support fee
for the Board under Section 109 of the
Sarbanes-Oxley Act of 2002.
Commissioner Paredes, as duty
officer, determined that no earlier notice
thereof was possible.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact:
The Office of the Secretary at (202)
551–5400.
Dated: January 5, 2012.
Elizabeth M. Murphy,
Secretary.
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–66087; File No. SR–Phlx–
2011–182]
Self-Regulatory Organizations;
NASDAQ OMX PHLX LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change Relating to the
PHLX Market Exhaust Functionality
January 3, 2012.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on December
22, 2011, NASDAQ OMX PHLX LLC
(‘‘Phlx’’ or ‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘SEC’’ or ‘‘Commission’’) the proposed
rule change as described in Items I, II,
and III below, which Items have been
prepared by the Exchange. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
[FR Doc. 2012–282 Filed 1–5–12; 4:15 pm]
BILLING CODE 8011–01–P
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1 15
2 17
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E:\FR\FM\09JAN1.SGM
U.S.C. 78s(b)(1).
CFR 240.19b–4.
09JAN1
Agencies
[Federal Register Volume 77, Number 5 (Monday, January 9, 2012)]
[Notices]
[Pages 1093-1095]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-190]
=======================================================================
-----------------------------------------------------------------------
RAILROAD RETIREMENT BOARD
Proposed Collection; Comment Request
SUMMARY: In accordance with the requirement of Section 3506 (c)(2)(A)
of the Paperwork Reduction Act of 1995 which provides opportunity for
public comment on new or revised data collections, the Railroad
Retirement Board (RRB) will publish periodic summaries of proposed data
collections.
Comments are invited on: (a) Whether the proposed information
collection is necessary for the proper performance of the functions of
the agency, including whether the information has practical utility;
(b) the accuracy of the RRB's estimate of the burden of the collection
of the information; (c) ways to enhance the quality, utility, and
clarity of the information to be collected; and (d) ways to minimize
the burden related to the collection of information on respondents,
including the use of automated collection techniques or other forms of
information technology.
1. Title and purpose of information collection: Application for
Employee Annuity Under the Railroad Retirement Act; OMB 3220-0002.
Section 2a of the Railroad Retirement Act (RRA) provides for
payments of age and service, disability, and supplemental annuities to
qualified employees. An annuity cannot be paid until the employee stops
working for a railroad employer. In addition, the age and service
employee must relinquish any rights held to such jobs. A disabled
employee does not need to relinquish employee rights until attaining
Full Retirement Age, or if earlier, when their spouse files for a
spouse annuity. Benefits become payable after the employee meets
certain other requirements, which depend on the type of annuity
payable. The requirements for obtaining the annuities are prescribed in
20 CFR parts 216 and 220.
To collect the information needed to help determine an applicant's
entitlement to, and the amount of, an employee retirement annuity the
RRB uses Forms AA-1, Application for Employee Annuity; AA-1d,
Application for Determination of Employee Disability; G-204,
Verification of Workers Compensation/Public Disability Benefit
Information and electronic Form AA-1cert, Application Summary and
Certification.
The AA-1 application process obtains information from an applicant
about their marital history, work history, military service, benefits
from other governmental agencies, railroad pensions and Medicare
entitlement for either an age and service or disability annuity. An RRB
representative interviews the applicant either at a field office
(preferred), an itinerant point, or by telephone. During the interview,
the RRB representative enters the information obtained into an on-line
information system. Upon completion of the interview, the on-line
information system generates, for the applicant's review and
traditional pen and ink ``wet'' signature, Form AA-1cert, Application
Summary and Certification, which summarizes the information that was
provided or verified by the applicant. When the RRB representative is
unable to contact the applicant in person or by telephone, for example,
the applicant lives in another country, a manual version of Form AA-1
is used.
Form AA-1d, Application for Determination of Employee's Disability,
is completed by an employee who is filing for a disability annuity
under the RRA, or a disability freeze under the Social Security Act,
for early Medicare based on a disability. Form G-204, Verification of
Worker's Compensation/Public Disability Benefit Information, is used to
obtain and verify information concerning a worker's compensation or a
public disability benefit that is or will be paid by a public agency to
a disabled railroad employee. The RRB proposes no changes to Forms AA-
1d or G-204.
Consistent with 20 CFR 217.17, upon completion of the AA-1
interview process, the RRB proposes to provide, in addition to the
current Form AA-1cert pen and ink ``wet'' signature, an alternate
signing method called ``Attestation,'' which will be documented by new
form AA-1sum. Attestation refers to an action taken by the RRB
representative to confirm and annotate in the RRB records (1) the
applicant's intent to file an application; (2) the applicant's
affirmation under penalty of perjury that the information provided is
correct; and (3) the applicant's agreement to sign the application by
proxy. The information collected as part of the AA-1 interview process
will be the same irrespective of whether the application is signed by a
pen and ink ``wet'' signature or by attestation. The only difference
will be the method of signature.
In addition, consistent with Department of Treasury guidelines, the
RRB proposes revisions to Forms AA-1 and AA-1cert to provide claimants
a Direct Express[reg] Master Card[reg] Debit Card payment option. Other
non-burden-impacting editorial and formatting changes are proposed. One
response is requested of each respondent. Completion of the forms is
required to obtain a benefit.
Estimate of Annual Respondent Burden
[The estimated annual respondent burden is as follows]
----------------------------------------------------------------------------------------------------------------
Annual Time Burden
Form No. responses (minutes) (hours)
----------------------------------------------------------------------------------------------------------------
AA-1 (without assistance)....................................... 100 62 103
AA-1cert (with assistance)...................................... 4,900 30 2,450
AA-1sum (with assistance)....................................... 9,100 29 4,398
AA-1d (with assistance)......................................... 3,700 35 2,158
[[Page 1094]]
AA-1d (without assistance)...................................... 5 60 5
G-204........................................................... 20 15 5
=================
Total....................................................... 17,825 .............. 9,119
----------------------------------------------------------------------------------------------------------------
2. Title and purpose of information collection: Application for
Survivor Insurance Annuities; OMB 3220-0030.
Under Section 2(d) of the Railroad Retirement Act (RRA), monthly
survivor annuities are payable to surviving widow(er)s, parents,
unmarried children, and in certain cases, divorced spouses, mothers
(fathers), remarried widow(er)s, and grandchildren of deceased railroad
employees if there are no qualified survivors of the employee
immediately eligible for an annuity. The requirements relating to the
annuities are prescribed in 20 CFR 216, 217, 218, and 219.
To collect the information needed to help determine an applicant's
entitlement to, and the amount of, a survivor annuity the RRB uses
Forms AA-17, Application for Widow(er)'s Annuity; AA-17b, Applications
for Determination of Widow(er)'s Disability; AA-18, Application for
Mother's/Father's and Child's Annuity; AA-19, Application for Child's
Annuity; AA-19a, Application for Determination of Child's Disability;
AA-20, Application for Parent's Annuity, and electronic Form AA-17cert,
Application Summary and Certification.
The AA-17 application process obtains information from an applicant
about their marital history, work history, benefits from other
government agencies, and Medicare entitlement for a survivor annuity.
An RRB representative interviews the applicant either at a field office
(preferred), an itinerant point, or by telephone. During the interview,
the RRB representative enters the information obtained into an on-line
information system. Upon completion of the interview, the system
generates, for the applicant's review and traditional pen and ink
``wet'' signature, Form AA-17cert, Application Summary and
Certification, which is a summary of the information that the applicant
provided or verified. When the RRB representative is unable to contact
the applicant in person or by telephone, for example, the applicant
lives in another country, a manual version of Form AA-17 is used.
Consistent with 20 CFR 217.17, upon completion of the AA-17
interview process, the RRB proposes to provide, in addition to the
current Form AA-17cert pen and ink ``wet'' signature, an alternate
signing method called ``Attestation,'' which will be documented by new
form AA-17sum. Attestation refers to an action taken by the RRB
representative to confirm and annotate in the RRB records (1) the
applicant's intent to file an application; (2) the applicant's
affirmation under penalty of perjury that the information provided is
correct; and (3) the applicant's agreement to sign the application by
proxy. The information collected as part of the AA-17 interview process
will be the same irrespective of whether the application is signed by a
pen and ink ``wet'' signature or by attestation. The only difference
will be the method of signature.
In addition, consistent with Department of Treasury guidelines, the
RRB proposes revisions to Forms AA-17, AA-17cert, AA-18, AA-19, and AA-
20 cert to provide claimants a Direct Express[reg] Master Card[reg]
Debit Card payment option. Other non-burden-impacting editorial and
formatting changes are proposed. No changes are proposed to Forms AA-
17b and AA-19a. One response is requested of each respondent.
Completion of the forms is required to obtain a benefit.
Estimate of Annual Respondent Burden
[The estimated annual respondent burden is as follows]
----------------------------------------------------------------------------------------------------------------
Annual Time Burden
Form No. responses (minutes) (hours)
----------------------------------------------------------------------------------------------------------------
AA-17 (without assistance)...................................... 100 47 78
AA-17b (with assistance)........................................ 280 40 187
AA-17b (without assistance)..................................... 20 50 17
AA-17cert (with assistance)..................................... 900 20 300
AA-17sum (with assistance)...................................... 2,100 19 665
AA-18 (without assistance)...................................... 12 47 9
AA-19 (without assistance)...................................... 9 47 7
AA-19a (with assistance)........................................ 285 45 214
AA-19a (without assistance)..................................... 15 65 16
AA-20 (without assistance)...................................... 1 47 1
-----------------------------------------------
Total....................................................... 3,722 .............. 1,494
----------------------------------------------------------------------------------------------------------------
3. Title and purpose of information collection: Application for
Spouse Annuity Under the Railroad Retirement Act; OMB 3220-0042.
Section 2(c) of the Railroad Retirement Act (RRA), provides for the
payment of annuities to spouses of railroad retirement annuitants who
meet the requirements under the RRA. The age requirements for a spouse
annuity depend on the employee's age, date of retirement, and years of
railroad service. The requirements relating to the annuities are
prescribed in 20 CFR parts 216, 218, 219, 232, 234, and 295.
To collect the information needed to help determine an applicant's
entitlement to, and the amount of, a
[[Page 1095]]
spouse annuity the RRB uses Form AA-3, Application for Spouse/Divorced
Spouse Annuity, and electronic Form AA-3cert, Application Summary and
Certification.
The AA-3 application process gathers information from an applicant
about their marital history, work history, benefits from other
government agencies, railroad pensions and Medicare entitlement for a
spouse annuity. An RRB representative interviews the applicant either
at a field office (preferred), an itinerant point, or by telephone.
During the interview, the RRB representative enters the information
obtained into an on-line information system. Upon completion of the
interview, the system generates, for the applicant's review and
traditional pen and ink ``wet'' signature, Form AA-3cert, Application
Summary and Certification, which is a summary of the information that
the applicant provided or verified. When the RRB representative is
unable to contact the applicant in person or by telephone, for example,
the applicant lives in another country, a manual version of Form AA-3
is used.
Consistent with 20 CFR 217.17, upon completion of the AA-3
interview process, the RRB proposes to provide, in addition to the
current Form AA-3cert pen and ink ``wet'' signature, an alternate
signing method called ``Attestation,'' which will be documented by new
Form AA-3sum. Attestation refers to an action taken by the RRB
representative to confirm and annotate in the RRB records (1) the
applicant's intent to file an application; (2) the applicant's
affirmation under penalty of perjury that the information provided is
correct; and (3) the applicant's agreement to sign the application by
proxy. The information collected as part of the AA-3 interview process
will be the same irrespective of whether the application is signed by a
pen and ink ``wet'' signature or by attestation. The only difference
will be the method of signature.
In addition, consistent with Department of Treasury guidelines, the
RRB proposes revisions to Forms AA-3 and AA-3cert, to provide claimants
a Direct Express[supreg] Master Card[supreg] Debit Card payment option.
Other non-burden-impacting editorial and formatting changes are
proposed. One response is requested of each respondent. Completion of
the forms is required to obtain a benefit.
Estimate of Annual Respondent Burden
[The estimated annual respondent burden is as follows]
----------------------------------------------------------------------------------------------------------------
Annual Time Burden
Form No. responses (minutes) (hours)
----------------------------------------------------------------------------------------------------------------
AA-3 (without assistance)....................................... 250 58 242
AA-3cert (with assistance)...................................... 3,700 30 1,850
AA-3sum (with assistance)....................................... 7,100 29 3,432
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Total....................................................... 11,050 .............. 5,524
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Additional Information or Comments: To request more information or
to obtain a copy of the information collection justification, forms,
and/or supporting material, contact Charles Mierzwa, the RRB Clearance
Officer, at (312) 751-3363 or Charles.Mierzwa@RRB.GOV. Comments
regarding the information collection should be addressed to Patricia
Henaghan, Railroad Retirement Board, 844 North Rush Street, Chicago,
Illinois 60611-2092 or emailed to Patricia.Henaghan@RRB.GOV. Written
comments should be received within 60 days of this notice.
Charles Mierzwa,
Clearance Officer.
[FR Doc. 2012-190 Filed 1-6-12; 8:45 am]
BILLING CODE 7905-01-P