New Animal Drugs; Cephalosporin Drugs; Extralabel Animal Drug Use; Order of Prohibition, 735-745 [2012-35]
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Issued in Renton, Washington, on
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Michael Kaszycki,
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[FR Doc. 2011–33351 Filed 1–5–12; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
21 CFR Part 530
[Docket No. FDA–2008–N–0326]
New Animal Drugs; Cephalosporin
Drugs; Extralabel Animal Drug Use;
Order of Prohibition
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
Final rule.
The Food and Drug
Administration (FDA, the Agency) is
issuing an order prohibiting certain
extralabel uses of cephalosporin
antimicrobial drugs in certain foodproducing animals. We are issuing this
order based on evidence that certain
extralabel uses of these drugs in these
animals will likely cause an adverse
event in humans and, therefore, present
a risk to the public health.
DATES: This rule becomes effective April
5, 2012. Submit either electronic or
SUMMARY:
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735
written comments on this document by
March 6, 2012.
ADDRESSES: You may submit comments,
identified by Docket No. FDA–2008–N–
0326, by any of the following methods:
Electronic Submissions
Submit electronic comments in the
following way:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
Written Submissions
Submit written submissions in the
following ways:
• Fax: (301) 827–6870.
• Mail/Hand delivery/Courier (For
paper, disk, or CD–ROM submissions):
Division of Dockets Management (HFA–
305), Food and Drug Administration,
5630 Fishers Lane, rm. 1061, Rockville,
MD 20852.
Instructions: All submissions received
must include the Agency name and
Docket No. FDA–2008–N–0326 for this
rulemaking. All comments received may
be posted without change to https://
www.regulations.gov, including any
personal information provided. For
additional information on submitting
comments, see the ‘‘Comments’’ heading
of the SUPPLEMENTARY INFORMATION
section of this document.
Docket: For access to the docket to
read background documents or
comments received, go to https://
www.regulations.gov and insert the
docket number, found in brackets in the
heading of this document, into the
‘‘Search’’ box and follow the prompts
and/or go to the Division of Dockets
Management, 5630 Fishers Lane, rm.
1061, Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT: Eric
Nelson, Center for Veterinary Medicine
(HFV–230), Food and Drug
Administration, 7519 Standish Pl.,
Rockville, MD 20855, (240) 276–9201,
email: eric.nelson@fda.hhs.gov.
SUPPLEMENTARY INFORMATION:
I. Background
A. History
In the Federal Register of July 3, 2008
(73 FR 38110), FDA published an order
prohibiting the extralabel use of
cephalosporin antimicrobial drugs in
food-producing animals, with a 60-day
comment period and a 90-day effective
date for the final order. The order,
which was to take effect as a final rule
on October 1, 2008, would have resulted
in a change to part 530 (21 CFR part
530) in § 530.41 to list cephalosporins as
prohibited from extralabel use in foodproducing animals as provided for in
§ 530.25(f).
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In response to publication of this
order, the Agency received requests for
a 60-day extension of the comment
period. The requests conveyed concern
that the original 60-day comment period
would not allow the requesters
sufficient time to examine the available
evidence, consider the impact of the
order, and provide constructive
comment.
FDA considered the requests and, in
the Federal Register of August 18, 2008
(73 FR 48127), extended the comment
period for the order for 60 days, until
November 1, 2008. Accordingly, FDA
also delayed the effective date of the
final rule 60 days, until November 30,
2008.
The Agency received many
substantive comments on the July 3,
2008, order of prohibition. Therefore, to
allow more time to fully consider the
comments, FDA decided to revoke the
order so that it would not take effect
November 30, 2008. Accordingly, in the
Federal Register of November 26, 2008
(73 FR 71923), FDA withdrew the final
rule and indicated that if, after
considering the comments and other
relevant information the Agency
decided to issue another order of
prohibition addressing this matter, FDA
would follow the procedures in § 530.25
that provide for a public comment
period prior to implementing the new
order.
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B. Comments on the July 3, 2008, Order
of Prohibition
The Agency received comments from
approximately 170 organizations and
individuals on the July 3, 2008, order of
prohibition. Comments were received
from a trade organization representing
new animal drug manufacturers, several
trade organizations representing food
animal producers, several professional
associations representing veterinarians,
a consumer protection organization,
several new animal drug manufacturers,
and many individuals including food
animal veterinarians, farmers, and
ranchers. Only two of the commenters
supported the July 3, 2008, order of
prohibition as written. All others felt
that the prohibition should be revised in
some manner before enactment or that
it was unnecessary and should not be
enacted in any form. These comments
can be summarized into two general
categories:
(1) The scope of the order was too
broad in that it unnecessarily prohibited
certain extralabel uses that do not
significantly contribute to the problem
of cephalosporin resistance. Many of
these commenters were concerned about
the unintended negative consequences
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on animal health that would result from
such action; and
(2) FDA failed to meet the legal
standard for issuing a prohibition order.
Some of these comments alleged that
FDA appeared to have applied the
‘‘precautionary principle’’ rather than
basing its decision on sound scientific
evidence.
Although FDA does not agree with
comments alleging that the Agency did
not meet the legal standard for issuing
an order of prohibition, the Agency does
agree with comments that the scope of
the original order of prohibition could
have been more targeted. After
considering the comments and
information submitted in response to
the July 2008 order of prohibition, FDA
has re-examined the basis for the
original order. Based on this reexamination, FDA has determined that
there is sufficient basis for prohibiting
certain extralabel uses of cephalosporin
drugs in food-producing major animal
species. Specifically, as explained in
detail later in this document, FDA is
prohibiting the extralabel use of
cephalosporin antimicrobial drugs (not
including cephapirin) in cattle, swine,
chickens, and turkeys: (1) For disease
prevention purposes; (2) at unapproved
doses, frequencies, durations, or routes
of administration; and (3) if the drug is
not approved for that species and
production class.
Thus, with the exception of extralabel
uses of cephapirin, the final effect of
this order will be to prohibit many
extralabel uses of cephalosporin drugs
in food-producing major animal species
(cattle, swine, chickens, and turkeys)
including:
(1) Use for disease prevention
purposes;
(2) Use at unapproved dose levels,
frequencies, durations, or routes of
administration (e.g., Biobullets in cattle
and injection or dipping of poultry
eggs); and
(3) Use of products not approved in
the major food species (e.g., use of
human or companion animal
cephalosporin drugs).
The extralabel uses that are not
prohibited by this order include:
(1) Use of approved cephapirin
products in food-producing animals;
(2) Use to treat or control an extralabel
disease indication as long as such use
adheres to a labeled dosage regimen
(i.e., dose, route, frequency, and
duration of administration) approved for
that species and production class; and
(3) Use in food-producing minor
species.
The Agency is prohibiting these
extralabel uses in food-producing major
species because we believe such uses in
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these animals will likely cause an
adverse event in humans and, therefore,
present a risk to the public health. FDA
may further restrict extralabel use of
cephalosporin antimicrobial drugs in
animals in the future if it has evidence
that demonstrates that such use has
caused or likely will cause an adverse
event.
II. Basis for Prohibiting the Extralabel
Use of Cephalosporins With Certain
Exceptions
A. AMDUCA and Cephalosporins
The Animal Medicinal Drug Use
Clarification Act of 1994 (AMDUCA)
(Public Law 103–396) was signed into
law October 22, 1994. It amended the
Federal Food, Drug, and Cosmetic Act
(the FD&C Act) to permit licensed
veterinarians to prescribe extralabel
uses of approved human and animal
drugs in animals. In the Federal
Register of November 7, 1996 (61 FR
57732), FDA published the
implementing regulations (codified at
part 530) for AMDUCA that include,
among other things, a definition for the
term ‘‘extralabel use’’ as well as
provisions for prohibiting extralabel
uses.
Section 530.3 states that extralabel
use means actual use or intended use of
a drug in an animal in a manner that is
not in accordance with the approved
labeling. This includes, but is not
limited to:
(1) Use in species not listed in the
labeling;
(2) Use for indications (disease or
other conditions) not listed in the
labeling;
(3) Use at dose levels, frequencies, or
routes of administration other than
those stated in the labeling; and
(4) Deviation from the labeled
withdrawal time based on these
different uses.
The sections in FDA’s implementing
regulations governing the prohibition of
extralabel use of drugs in animals
include §§ 530.21, 530.25, and 530.30.
These sections describe the basis for
issuing an order prohibiting an
extralabel drug use in animals and the
procedure to be followed in issuing
such an order. FDA may issue a
prohibition order if it finds that
extralabel use of a drug in animals
presents a risk to the public health.
Under § 530.3(e), this means that FDA
has evidence demonstrating that the use
of the drug has caused, or likely will
cause, an adverse event. Furthermore, as
discussed in section III.B of this
document, the regulations permit a
prohibition order to be either a general
ban on the extralabel use of the drug or
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class of drugs, or a ban limited to one
or more of the uses described in the
definition of extralabel use cited
previously.
Section 530.25 provides for a public
comment period of not less than 60
days. It also provides that the order of
prohibition become effective 90 days
after the date of publication, unless FDA
revokes or modifies the order, or
extends the period of public comment.
The list of drugs prohibited from
extralabel use is found in § 530.41.
At this time, FDA is concerned that
certain extralabel uses of cephalosporins
in food-producing major species are
likely to lead to the emergence and
dissemination of cephalosporinresistant strains of foodborne bacterial
pathogens. If these drug-resistant
bacterial strains infect humans, it is
likely that cephalosporins will no longer
be effective for treating disease in those
people. The Agency is particularly
concerned about the extralabel use of
cephalosporin drugs that are not
approved for use in food-producing
major species because very little is
known about their microbiological or
toxicological effects when used in foodproducing animals. Therefore, FDA is
issuing an order prohibiting, with
limited exceptions, the extralabel use of
cephalosporins in food-producing major
species because, as discussed in this
document, the Agency has determined
that such extralabel use likely will cause
an adverse event and, therefore,
presents a risk to the public health.
B. Importance of Cephalosporins in
Veterinary and Human Medicine
Cephalosporins are members of the
beta-lactam (b-lactam) class of
antimicrobials. Members of the
cephalosporin class have a b-lactam ring
fused to a sulfur-containing ringexpanded system (Ref. 1). These
antimicrobials work by targeting
synthesis of the bacterial cell wall,
resulting in increased permeability and
eventual hydrolysis of the cell.
Introduced into clinical use in 1964,
cephalosporins are widely used
antimicrobial agents in human
medicine. Beta-lactams make up 40
percent of total prescriptions in the
outpatient setting, and cephalosporins
contribute 14 percent of the total
outpatient antibiotic prescriptions. This
use accounts for over 50 million
prescriptions per year (Ref. 2). In the
inpatient setting, cephalosporins are
most commonly used to treat
pneumonia. Older cephalosporins are
widely used as therapy for skin and soft
tissue infections caused by
Staphylococcus aureus and
Streptococcus pyogenes, as well as
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treatment of upper respiratory tract
infections, intra-abdominal infections,
pelvic inflammatory disease, and
diabetic foot infections. Approved
indications for newer cephalosporins
include the treatment of lower
respiratory tract infections, acute
bacterial otitis media, skin and skin
structure infections, urinary tract
infections (complicated and
uncomplicated), uncomplicated
gonorrhea, pneumonia (moderate to
severe), empiric therapy for febrile
neutropenic patients, complicated intraabdominal infections, pelvic
inflammatory disease, septicemia, bone
and joint infections, meningitis, and
surgical prophylaxis. Indicated
pathogens include, but are not limited
to, Acinetobacter calcoaceticus,
Bacteroides fragilis, Enterobacter
agglomerans, Escherichia coli,
Haemophilus influenzae (including blactamase producing strains), Klebsiella
oxytoca, Klebsiella pneumoniae,
Moraxella catarrhalis, Morganella
morganii, Proteus mirabilis,
Pseudomonas aeruginosa, Serratia
marcescens, Staphylococcus aureus,
Streptococcus pneumoniae, and
Streptococcus pyogenes (Ref. 3). Newer
cephalosporins (for example, third
generation cephalosporins such as
ceftriaxone) are used in the hospital
setting to treat seriously ill patients with
life-threatening disease, many of which
are due to organisms that reside in the
gastrointestinal tract. These newer
cephalosporins are the antibiotics of
choice in the treatment of serious
Salmonella and Shigella infections,
particularly in children where
fluoroquinolones may be avoided due to
potential for toxicity (Ref. 4).
Two cephalosporin drugs are
currently approved for use in foodproducing animal species: Ceftiofur and
cephapirin. Injectable ceftiofur products
are approved for the treatment and
control of certain diseases, including:
(1) The treatment of respiratory disease
in cattle, swine, sheep, and goats; (2) the
treatment of acute bovine interdigital
necrobacillosis (foot rot) and acute
bovine metritis; (3) the control of bovine
respiratory disease; and (4) the control
of early mortality associated with E. coli
infections in day-old chicks and poults.
In addition, ceftiofur is approved as an
intramammary infusion for the
treatment of clinical mastitis in lactating
dairy cattle associated with coagulasenegative staphylococci, Streptococcus
dysgalactiae, and E. coli. Cephapirin is
only approved as an intramammary
infusion for the treatment of lactating
cows having bovine mastitis caused by
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737
susceptible strains of Streptococcus
agalactiae and Staphylococcus aureus.
C. Mechanism of Cephalosporin
Resistance
In general, there are three major
mechanisms by which bacteria become
resistant to antimicrobial agents:
(1) Alteration of the antimicrobial target,
(2) efflux of the antimicrobial or changes
in permeability of the bacterial cell, and
(3) inactivation of the antimicrobial
agent itself. Gram-negative bacterial
resistance to cephalosporins occurs
mainly through inactivation of the
cephalosporin by b-lactamases. These
enzymes can be both innate and
acquired (Ref. 5).
Among bacteria of human health
concern, the two most important classes
of b-lactamase enzymes are the AmpC
cephalosporinases and the extendedspectrum b-lactamases (ESBL). CMY–2
(a type of AmpC) enzymes are found on
the chromosome of most
Enterobacteriaceae, and are also
currently found on promiscuous
plasmids in Salmonella, E. coli, and
other members of the
Enterobacteriaceae. These enzymes
provide resistance to first, second, and
third generation cephalosporins. CMY–
2 is currently the predominant blactamase associated with Salmonella
collected from animals and humans in
the United States displaying resistance
to ceftiofur and decreased susceptibility
or resistance to ceftriaxone (Refs. 6–8),
both third generation cephalosporins.
‘‘Fourth generation’’ cephalosporins
are active in vitro against bacteria
producing AmpC type b-lactamases, but
there is some disagreement as to the
clinical significance of that activity.
Recently, three E. coli producing variant
CMY–2 b-lactamases were isolated from
patients in Pennsylvania. Two of the
three patients from whom these isolates
were obtained had undergone treatment
with cefepime, a fourth generation
cephalosporin, within the 2 months
preceding isolation of the organisms.
These isolates were shown to have
reduced susceptibility to fourth
generation cephalosporins, suggesting
that CMY–2 has the potential to evolve
to provide resistance to fourth
generation cephalosporins when
exposed to selective pressure (Ref. 9).
ESBLs present in bacteria of human
health concern include members of the
TEM, SHV, and CTX–M families. These
enzymes are plasmid-mediated and
have the potential to provide resistance
to all cephalosporins. Different ESBLs
hydrolyze different cephalosporins at
different efficiencies and rates, thus
leading to varying patterns of in vitro
susceptibility. In 2010, the CLSI revised
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the cephalosporin resistance
breakpoints to more accurately reflect in
vivo susceptibility. Prior to this time, a
particular ESBL strain that might not
raise the minimum inhibitory
concentration (MIC) for a given
cephalosporin to a level above the
breakpoint for resistance would
commonly prove to be resistant in vivo
(Ref. 5). Therefore, there were specific
guidelines for screening bacterial
isolates for the presence of ESBLs when
MICs fell in the susceptible range. Any
bacterial isolate which produced either
an AmpC enzyme or an ESBL was
reported to clinicians as resistant to all
cephalosporins even though
susceptibility testing may have shown
in vitro susceptibility to some of the
cephalosporins (Ref. 10).
In a review of the CTX–M family of
ESBLs, Livermore, et al. (Ref. 11) noted
that until the late 1990s, European
surveys found the TEM and SHV
families of ESBLs almost exclusively.
CTX–M enzymes were recorded rarely,
although large outbreaks caused by
Salmonella serovar Typhimurium with
CTX–M–4 and CTX–M–5 were reported
in Latvia, Russia, and Belarus in the
mid-1990s. However, CTX–M enzymes
are now the predominant ESBLs in
many European countries, and E. coli
has joined Klebsiella pneumoniae as a
major host. CTX–M enzymes are
supplanting TEM and SHV in East Asia
as well as in Europe. Only in the United
States do TEM and SHV still
predominate, although CTX–M enzymes
are now rising in prevalence (Refs. 12–
19). Once mobilized, CTX–M enzymes
can be hosted by many different genetic
elements, but are most often found on
large multi-drug resistance plasmids.
Therefore, FDA is concerned that if
CTM–X becomes prevalent in the
United States, as has occurred in other
countries, cephalosporin resistance may
escalate.
Serious infections caused by
cephalosporin-resistant bacteria may be
empirically treated with ineffective
antibacterial regimens, significantly
increasing the likelihood of death.
Urinary tract infections caused by
community-acquired cephalosporinresistant E. coli may be associated with
bloodstream infections, and these
infections may also be resistant to most
or all antibiotics commonly used to treat
such infections. Empirical treatment of
such infections is often with a
fluoroquinolone, amoxicillinclavulanate, or a cephalosporin;
however, these E. coli are likely to be
resistant to all of these agents, making
treatment of these infections more
difficult (Ref. 11).
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D. Cephalosporin-Resistant Zoonotic
Foodborne Bacteria
In regard to antimicrobial drug use in
animals, the Agency considers the most
significant risk to the public health
associated with antimicrobial resistance
to be human exposure to food
containing antimicrobial-resistant
bacteria resulting from the exposure of
food-producing animals to
antimicrobials, including
cephalosporins. Resistance to certain
cephalosporins is of particular public
health concern in light of the evidence
of cross-resistance among drugs in the
cephalosporin class. Importantly,
resistance to ceftiofur compromises the
efficacy of ceftriaxone, a first-line
therapy for treating salmonellosis in
humans. A recent review of b-lactam
resistance in bacteria of animal origin
states that an emerging issue of concern
is the increase in reports of CMY–2 and
CTX–M b-lactamases (Ref. 6), which
confer cephalosporin resistance and are
transmissible between enteric bacteria.
Acquired resistance to b-lactams in
animal and human isolates has been
observed in surveillance programs such
as the U.S. National Antimicrobial
Resistance Monitoring System (NARMS)
and the Canadian Integrated Program for
Antimicrobial Resistance Surveillance
(CIPARS).
Because food-producing animals are a
known source of resistant Salmonella
infections in humans (Ref. 20), the
NARMS program has monitored
ceftiofur resistance among Salmonella
isolates from food-producing animals at
slaughter since 1997. In 1997, no
Salmonella isolates from cattle or swine
were resistant to ceftiofur, while
ceftiofur resistance among isolates from
chickens and turkeys was 0.5 percent
and 3.7 percent, respectively. By 2009,
the prevalence of ceftiofur resistance
among Salmonella slaughter isolates
increased to 14.5 percent for cattle, 4.2
percent for swine, 12.7 percent for
chickens, and 12.4 percent for turkeys
(Ref. 21).
Among food animal Salmonella
isolates in NARMS, ceftiofur resistance
has been identified in more than 20
different serotypes, and it has increased
substantially in several serotypes
commonly found in humans (Ref. 22).
Ceftiofur resistance among all
Salmonella Typhimurium isolates from
chickens was 0.0 percent in 1997 and
33.3 percent in 2009. Among all
Salmonella Typhimurium isolates from
cattle, ceftiofur resistance was 3.0
percent in 1998 and 27.8 percent in
2009. Ceftiofur resistance rose from 12.5
percent in 1998 to 58.8 percent in 2009
among Salmonella Newport isolates
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from cattle. There was no ceftiofur
resistance among Salmonella Heidelberg
isolates from poultry in 1997, but
resistance rose to 17.6 percent in
chicken isolates and 33.3 percent in
turkey isolates in 2009 (Refs. 22, 23).
The NARMS program has also
monitored ceftiofur resistance among
Salmonella isolates from humans since
1996. Ceftiofur resistance among nonTyphi Salmonella isolates from humans
rose from 0.2 percent in 1996 to 3.4
percent in 2009. Resistance to ceftiofur
also rose in several Salmonella
serotypes commonly isolated from
humans. In 1996, ceftiofur resistance
among Salmonella isolates from humans
was 0.0 percent, 0.0 percent, and 1.4
percent for serotypes Typhimurium,
Newport, and Heidelberg, respectively.
In 2009, ceftiofur resistance among
isolates from these serotypes was 6.5
percent, 6.4 percent, and 20.9 percent,
respectively (Refs. 23, 24).
The CIPARS program revealed an
increase in Quebec of resistance to
cephalosporins among Salmonella
Heidelberg isolates from humans
reaching a level of 36 percent of isolates
in 2004. This increase was accompanied
temporally by an increase in ceftiofur
resistance in Salmonella Heidelberg
isolates from retail chicken, which rose
to 62 percent in 2004. Hatcheries in
Quebec voluntarily stopped the use of
ceftiofur in eggs and day-old chicks in
February 2005. This action was
followed temporally by a dramatic
decline in the prevalence of ceftiofur
resistance in Salmonella Heidelberg
isolates from humans and retail chicken
in Quebec, which by 2008 had declined
to 12 percent and 18 percent,
respectively. These trends in
Salmonella Heidelberg were
accompanied by similar trends in
ceftiofur resistance in E. coli isolates
from retail chicken (Ref. 25).
Ceftiofur is not used in human
medicine in the United States, but after
the 2010 CLSI change in the
cephalosporin breakpoint, resistance to
this agent largely coincides with
resistance to ceftriaxone, a third
generation cephalosporin that is a
critically important antimicrobial
approved for use in humans (Ref. 23).
As discussed earlier, this resistance trait
conferred by the CMY–2 enzyme. CMY–
2 provides resistance to first, second,
and third generation cephalosporins. In
addition to conferring ceftiofur and
ceftriaxone resistance, CMY–2 also
imparts resistance to several other blactams, including ampicillin and
amoxicillin/clavulanate (Ref. 26). The
prevalence and spread of CMY–2 is
reflected in the surveillance data on
ceftriaxone and ceftiofur susceptibility
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(Ref. 27) and supports the finding that
cephalosporin use in food-producing
animals is likely contributing to an
increase in cephalosporin-resistant
human pathogens.
E. Extralabel Uses of Greatest Concern
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1. Dairy Cattle
The U.S. Department of Agriculture
(USDA) Food Safety and Inspection
Service (FSIS) conducts both antemortem and post-mortem inspection of
livestock and poultry presented for
slaughter at each official establishment.
As part of ante-mortem inspection, FSIS
personnel inspect animals to determine
whether they exhibit behaviors or
conditions that are indicative of illegal
chemical use. If such behaviors or
symptoms are exhibited, the animals are
tagged and further examined at postmortem inspection. During post-mortem
inspection, FSIS veterinarians examine
carcasses and their organs to determine
whether the animals they came from
had pathological diseases or other
conditions that could have warranted
the use of drugs or other chemicals and
whether there are any indications of
illegal chemical use. In addition, FSIS
conducts laboratory analysis of sample
tissues that have been taken from
carcasses that have pathologies or other
conditions indicative of chemical use to
determine whether they contain
violative chemical residues. FSIS
transmits to FDA information about the
violative chemical residue found,
including the name of the official
establishment where the livestock or
poultry was presented for slaughter.
During the 1-year period ending June
25, 2009, FSIS reported 113 instances of
violative ceftiofur residues in dairy
cows and an additional 22 instances of
violative ceftiofur residues in other
food-producing animals, including beef
cattle and veal calves. The FSIS reports
include quantitative drug residue levels
for each violation. In most instances, the
violative residue levels of ceftiofur
detected in dairy cows were
significantly above the allowable
tolerance of 0.4 ppm (kidney) in tested
tissues and are summarized as follows:
• Up to 2x above the tolerance = 12
violations
• Between 2x and 5x above the
tolerance = 17 violations
• Between 5x and 10x above the
tolerance = 16 violations
• Between 10x and 20x above the
tolerance = 30 violations
• Over 20x above the tolerance = 38
violations
An examination of 25 recent
inspections of farms responsible for
violative ceftiofur residues identified a
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number of factors that resulted in the
misuse of ceftiofur animal drug
products. These factors include, but
were not limited to, the following: (1)
Poor or nonexistent animal treatment
records for adequately monitoring
treated animals; (2) inadequate animal
identification systems for monitoring
treated animals; (3) animal owners’ lack
of knowledge regarding withdrawal
times associated with the animal drug
product; (4) the animal drug product
was administered by a route not
included in the approved labeling; (5)
the animal drug product was
administered at a dose higher than
stated in the approved labeling; and (6)
the animal drug product was
administered to a type of animal (e.g.,
veal calves) not listed in the approved
labeling. Most of the violations involved
culled dairy cows. More than half of the
violations involved ceftiofur residue
levels more than 10 times the
established tolerance level.
Based on investigations conducted by
FDA, the majority of residue violations
were the result of poor recordkeeping
and other management practices.
Among the provisions required for
extralabel drug use in animals under 21
CFR part 530, the client (the owner of
the animal or animals or other caretaker)
must agree to follow the instructions of
the veterinarian, the veterinarian must
institute procedures to assure that the
identity of the treated animal or animals
is carefully maintained, and the
veterinarian must take appropriate
measures to assure that assigned
timeframes for withdrawal are met and
no illegal drug residues occur in any
food-producing animal subjected to
extralabel treatment.
Adhering to the ELU requirements is
particularly important for extralabel
drug use in dairy cattle because
treatment often occurs in sick adult
dairy cows close to the time of potential
slaughter and introduction into the food
supply. Evidence of this practice is the
fact that 67 percent of all tissue residue
violations reported by FSIS at slaughter
are attributed to adult dairy cattle. In
comparison, antimicrobial drug
treatment in swine and beef cattle more
often occurs earlier in the life of the
animal, typically at some transition
point that is well before slaughter. This
aspect of dairy husbandry is not only a
concern regarding violative drug
residues, it is also a concern in the
context of antimicrobial resistance.
Recent evidence suggests that
administration of ceftiofur crystallinefree acid (CCFA) in cattle will cause a
transient increase in the population of
ceftiofur-resistant isolates in gut bacteria
that lasts approximately two weeks
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before a return to more normal
susceptibility patterns (Ref. 28). Because
of this, the Agency is concerned that
improper extralabel use of ceftiofur in
culled dairy cows just prior to slaughter
could result in increased levels of
cephalosporin resistance in carcass
bacteria.
Ceftiofur use in dairy herds has been
shown to increase herd prevalence of
ceftriaxone resistant E. coli over that in
herds without ceftiofur use. Herds
reporting ceftiofur use were 25 times
more likely to have cows from which
ceftriaxone resistant E. coli were
isolated than those that did not use
ceftiofur (Ref. 29). In addition, a
ceftiofur-resistant fecal E. coli isolate
expressing CTX-M-type extendedspectrum b-lactamase was recovered
from a sick dairy calf that was treated
in an extralabel manner for diarrhea
with ceftiofur (Ref 17). Escherichia coli
are considered good indicators of the
selective pressure imposed by
antimicrobial use in food-producing
animals and, as such, may reflect what
might occur in Salmonella spp. under
the same conditions (Ref. 30).
Salmonella Newport has been shown to
be the predominant serotype among
cases of clinical salmonellosis in dairy
cattle, followed by S. Typhimurium,
including the S. Typhimurium variant,
4,5,12:i:- (Refs. 31, 32). Over 68 percent
of all isolates were resistant to five or
more antimicrobials in these studies. In
one study, 97 percent of S. Newport
isolates were multi-drug resistant
(MDR), exhibiting an MDR-AmpC
phenotype (Ref. 31). The proportion of
multi-drug resistance was significantly
higher (p < 0.0001) among S. Newport
and S. Typhimurium, both serotypes of
human importance, than among all
other serotypes. MDR-AmpC S. Newport
resistant to third generation
cephalosporins has also been shown to
persist in the dairy environment and
can be shed from individual cows for up
to 190 days (Ref. 33). Studies have also
shown that recent antimicrobial
treatment, including ceftiofur, can
increase the probability of isolating
Salmonella in calves, heifers, and cows
(Refs. 34, 35).
It is estimated that just over one
million cases of human salmonellosis
occur every year in the United States
(Ref 36). Salmonella serovars
Typhimurium and Newport are often
multi-drug resistant and appear to be
associated with more severe human
disease than other serovars (Refs. 37,
38). These infections can lead to
treatment failures, greater
hospitalization or death rates, and
higher costs than infections with
susceptible strains. Consumption of
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dairy products, as well as dairy farm
contact, represents important risk
factors for human S. Newport MDRAmpC infection (Ref. 39). Additionally,
a number of outbreaks of S. Newport
MDR-AmpC have been linked to dairy
product consumption (Refs. 40, 41).
NARMS data indicate that in 2006, 42.6
percent of diagnostic Salmonella
isolates from cattle were ceftiofur
resistant. S. Typhimurium and S.
Newport were the second and third
most frequently isolated serovars from
human infections in that year, and S.
Newport was the third most frequently
isolated serovar from cattle. Thirty-four
percent of S. Newport isolated from
humans and 32 percent of S. Newport
isolated from cattle were resistant to
ceftiofur, making this serovar the
leading source of ceftiofur-resistant
isolates for both hosts.
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2. Poultry
FDA conducted inspections at U.S.
poultry hatcheries in 2001 and
examined records relating to the
hatcheries’ antimicrobial use during the
30-day period prior to inspection. FDA
found that six of the eight hatcheries
inspected that used ceftiofur during that
period were doing so in an extralabel
manner (Ref. 42). For example, ceftiofur
was being administered at unapproved
dosing levels or via unapproved
methods of administration. In
particular, ceftiofur was being
administered via egg injection, rather
than by the approved method of
administering the drug to day-old
chicks. The Agency is concerned that
this extralabel use, particularly when
employed in conjunction with
automated technology, could result in
levels of cephalosporin exposure in
food-producing animals that are
significantly higher than exposure levels
from the approved uses. As a result,
FDA believes human exposure to food
containing cephalosporin-resistant
bacteria would be significantly higher as
well. Therefore, considering the large
amount of food produced by the poultry
industry each year, the Agency believes
such extralabel use presents a risk to the
public health.
3. Other Extralabel Uses That Increase
Drug Exposure
One of the goals of this order of
prohibition is to reduce the amount of
cephalosporins used in food-producing
animals for uses that have not been
evaluated for safety and approved by
FDA. This is particularly important for
uses that result in significant increases
in cephalosporin drug exposure such as
the injection of chick eggs previously
noted. Other extralabel uses that
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significantly increase drug exposure
include certain deviations from an
approved dosage regimen. This would
include higher doses and longer
durations of administration than
approved and extralabel routes of
administration that facilitate mass
dosing of large numbers of animals,
such as through drinking water. A
similar concern is the use of a
cephalosporin drugs to prevent an
extralabel disease or condition,
particularly when such use involves
entire flocks or herds of animals. FDA
believes that exposing large numbers of
animals to cephalosporin drugs when
such use has been neither evaluated nor
approved by FDA presents a risk to the
public health.
4. Biobullets
The Agency received 35 comments on
the July 3, 2008, order of prohibition
that documented the extralabel use of
ceftiofur in a compounded new animal
drug product known as Biobullets.
According to the manufacturer’s Web
site, Biobullets deliver a solid pellet of
ceftiofur sodium (NADA 140–338)
encased in a biodegradable bullet
propelled by an air rifle into the muscle
of cattle. Such use clearly represents an
extralabel use because ceftiofur sodium
is only approved for injection in liquid
form by hypodermic needle. Since the
rate and extent of dissolution and
distribution of ceftiofur sodium in solid
form delivered as an implant has not
been established, the microbiological
and toxicological profile of this
extralabel use is unknown; thus, the
safety of human food derived from
animals treated in this manner is also
unknown. Furthermore, based on these
comments, and on past regulatory
actions regarding Biobullets (Ref. 43),
FDA continues to have concerns that the
manufacture, distribution, and use of
this product may violate the
compounding and valid veterinaryclient-patient-relationship provisions of
AMDUCA and 21 CFR part 530.
5. Human Cephalosporins
Another concern is the extralabel use
in food-producing animals of
cephalosporin drugs that are only
approved for use in humans. The use of
these human drug products in foodproducing animals presents a risk to
public health because, like Biobullets,
the microbiological and toxicological
profile of this extralabel use is
unknown; thus, the safety of human
food derived from animals treated with
these drugs is also unknown. Also, since
none of these drugs are approved for use
in food-producing animals, there are no
approved labels to guide the use of these
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drugs regarding, for example, dosing
regimen or withdrawal period.
FDA has evidence of the extralabel
use of human cephalosporins
(cephalexin) by veterinarians for the
treatment of cattle. This evidence was
obtained during inspections of farms
and veterinary hospitals by FDA
investigators. Furthermore, one of the
comments on the July 3, 2008, order of
prohibition reported that cephalosporin
drugs that are either being researched or
approved for human use are being
administered to food-producing
animals, including via drinking water.
III. Response to Comments
A. Revised Scope of the Order
Many of the comments received on
the July 3, 2008, order of prohibition
said the scope of the original order was
too broad in that it unnecessarily
prohibited certain extralabel uses that
do not significantly contribute to the
development of antimicrobial
resistance.
As is recognized for the use of
antimicrobial drugs in general, the use
of cephalosporins provides selection
pressure that favors expansion of
resistant variants of bacteria. Given the
importance of the cephalosporin class of
drugs for treating disease in humans,
FDA believes that preserving the
effectiveness of such drugs is critical.
Therefore, as stated in the July 2008
order of prohibition, FDA believes that
it is necessary to take action to limit the
extent to which extralabel use of
cephalosporins in food-producing
animals may be contributing to the
emergence and dissemination of
resistant variants. However, as noted
earlier, FDA also agrees with many of
the comments received on the July 3,
2008, order of prohibition that said the
scope of the original order was too
broad in that it unnecessarily prohibited
certain extralabel uses that are not likely
to cause an adverse event and present a
risk to the public health. As discussed
below, based on the comments and
additional information submitted in
response to the July 3 order, the Agency
has reconsidered its position on the
following three specific areas: extralabel
use of cephapirin, extralabel use for
unapproved indications, and extralabel
use in food-producing minor species.
1. Cephapirin
FDA considered the possibility of
limiting the order of prohibition to
certain generations of cephalosporins, or
to certain individual cephalosporin
drugs. FDA recognized that not all
cephalosporin drugs necessarily posed
the same level of risk. But given the
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potential for confusion regarding the
classification of individual
cephalosporin drugs into various
generations, FDA concluded in the July
3, 2008, final rule, that it would be
problematic to define the scope of the
prohibition based on cephalosporin
‘‘generation.’’ Although FDA continues
to believe that a ‘‘generation-based’’
prohibition would be problematic, the
Agency has given further consideration
to excluding certain cephalosporin
drugs from the order of prohibition.
Therefore, based on the comments
received on the July 3, 2008, order of
prohibition, the Agency now believes
that it is not necessary to prohibit the
extralabel use of approved cephapirin
drug products in food-producing
animals.
Several factors contribute to
cephapirin drug products being of a
lesser concern for promoting
antimicrobial resistance in bacteria of
significant public health concern. First,
there are currently no cephapirin drug
products approved for use in humans
and, since cephapirin has such a narrow
spectrum of activity compared to newer
cephalosporins like ceftiofur, it is less
likely to cause cross-resistance to drugs
in other cephalosporin classes (Refs. 26,
28). Furthermore, target organisms for
approved uses of cephapirin include
those not normally considered to cause
serious human infections through the
foodborne route.
Second, cephapirin is currently only
approved for use in food-producing
animals as intramammary infusion drug
products for dairy cattle. These products
are formulated and dispensed in a
manner that limits their suitability for
other uses or routes of administration,
thus restricting their potential for
extralabel use significantly.
Therefore, because the impact of
cephapirin on antimicrobial resistance
among bacteria of public health concern
is substantially less than other, newer
cephalosporins, and its unique dosage
form restricts the extent of its extralabel
use significantly, the Agency believes
that it is appropriate to exclude
cephapirin drug products from the
prohibition order.
2. Extralabel Indications for Use
People often think of extralabel use
only in terms of unapproved indications
for use, that is, diseases or conditions
not included in the approved labeling.
However, as noted earlier, the definition
of ‘‘extralabel use’’ includes several
aspects of drug use not described in the
approved labeling including, but not
limited to:
(1) Use in species not listed in the
labeling;
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(2) Use for indications (disease or
other conditions) not listed in the
labeling;
(3) Use at dose levels, frequencies, or
routes of administration other than
those stated in the labeling; and
(4) Deviation from the labeled
withdrawal time based on these
different uses.
For example, if a veterinarian uses a
drug for an approved therapeutic
indication, but administers it at twice
the labeled dose, such use would
represent an extralabel use.
Alternatively, if a veterinarian uses a
drug for an approved therapeutic
indication, and administers the drug at
the approved dosage regimen for that
indication, but there is a failure to
observe the labeled withdrawal time
before the treated animal is sent to
slaughter, such use would also represent
an extralabel use. It is important to
understand that there are many ways to
use an approved drug in an extralabel
fashion.
As noted earlier, a prohibition order
can be either a general ban on all
extralabel use of a drug or class of drugs,
or a lesser ban limited to one or more
of the individual extralabel uses. Many
commenters were concerned that a
blanket prohibition of all extralabel use
of cephalosporins would have a
negative impact on animal health and
welfare because, by prohibiting all
extralabel use, therapeutic use for
unapproved indications would also be
prohibited, thereby eliminating effective
treatment options for many lifethreatening diseases for which there are
limited or no approved therapies.
However, while the vast majority of the
comments objected to a blanket
prohibition, few expressed an objection
to prohibiting extralabel dosage
regimens. Only those comments
regarding intramammary use of
cephalosporins expressed a need for
extralabel dosage regimens. In fact,
several comments explicitly suggested
FDA narrow the order to only allow
extralabel use for unapproved
therapeutic indications, but still
prohibit most other extralabel use,
including modifications to approved
dosage regimens.
An important tenet of the Agency’s
microbial food safety assessment for
antimicrobial drugs in food-producing
animals is its focus on conditions of use.
When the microbial food safety hazard
associated with the use of an
antimicrobial drug in food-producing
animals is evaluated as part of the new
animal drug approval process, the
evaluation takes into consideration the
proposed conditions of use, including:
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(1) Dosage regimen (dose level,
frequency of administration, duration,
and route of administration), and
(2) Indications for use (purpose of
treatment, species, class or age of the
target animal, and the number of
animals likely to be treated).
As such, it is the approved conditions
of use that help mitigate antimicrobial
resistance risks associated with a
particular drug’s use by controlling the
overall drug exposure in treated
animals. Although all aspects of the
conditions of use contribute to some
extent to drug exposure, FDA believes,
after re-examining the basis for this
order of prohibition, that extralabel uses
of cephalosporins that involve
modifications of the approved dosage
regimen are likely to pose the greatest
risk of increasing the extent to which
animals are exposed to the drug. Such
extralabel uses allow for greater
exposure of individual animals through
modification of dose levels, duration of
administration, and/or frequency of
administration. Furthermore, using the
drug by unapproved routes of
administration (e.g., via drinking water)
can also increase exposure levels by
facilitating administration of the drug to
a significantly larger number of animals.
It is in this context that FDA
concluded that extralabel uses that
conform to the approved dosage
regimen, but involve use for
unapproved therapeutic indications,
pose a significantly lower risk with
respect to increasing overall drug
exposure than uses at unapproved dose
levels, unapproved duration and/or
frequency of administration, or
unapproved routes of administration.
Accordingly, the Agency also concluded
that an exception to the order of
prohibition could be made on this basis.
However, FDA also took into account
the extralabel uses of cephalosporin
drugs in food-producing animals of
greatest concern (see discussion in
section II.E of this document regarding
prevention use) and concluded that this
exception to the prohibition should only
be for the treatment and control of
disease.
Therefore, the Agency thinks it is
appropriate to narrow the scope of the
prohibition order somewhat by only
allowing extralabel use in foodproducing major species for treatment or
control of unapproved disease
indications, but continuing to prohibit
most other extralabel use in these
species including unapproved dosage
regimens and use to prevent extralabel
disease indications.
For the reasons described previously,
FDA does not at this time believe that
extralabel use in food-producing major
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species to treat or control an
unapproved disease indication presents
a risk to the public health as long as the
drug is used at a labeled dose,
frequency, duration, and route of
administration approved for that species
and production class.
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3. Food-Producing Minor Species
In accordance with the act, minor
species means animals other than cattle,
swine, chickens, turkeys, horses, dogs,
cats, and humans. Many comments
requested that food-producing minor
species, particularly small ruminants, be
excluded from the order of prohibition.
Most of these comments cited the
limited availability of approved animal
drug products for these species and
several comments also noted that small
ruminants represent only very limited
uses of cephalosporin drug products
compared to cattle, swine, and poultry.
Based on these comments, the Agency
reconsidered the decision to include
food-producing minor species in the
prohibition on the extralabel use of
cephalosporin drugs in food-producing
animals.
As noted earlier, in regard to the use
of antimicrobial drugs in animals, the
Agency considers the most significant
risk to the public health associated with
antimicrobial resistance to be human
exposure to food containing
antimicrobial-resistant bacteria resulting
from the exposure of food-producing
animals to antimicrobials. However,
when considering the foodborne
pathway, the potential for human
exposure to antimicrobial-resistant
pathogens is significantly less for food
derived from minor species than it is for
food derived from the food-producing
major species. The exposure potential is
less in part because the amount of food
derived from cattle, swine, and poultry
is much greater than the amount of food
derived from sheep, goats, and
aquaculture, the minor species from
which the most food is derived.
Furthermore, the amount of food
derived from any of the other foodproducing minor species, such as deer,
bison, elk, rabbit, duck, goose, quail,
pheasant, partridge, pigeon, ostrich, or
emu is considerably less than the
amount of food derived from sheep,
goats, and aquaculture. In addition,
cephalosporins are approved for use in
sheep and goats, thereby reducing the
potential for extralabel use in these
species, and there is little or no practical
use for cephalosporin drugs in
aquaculture.
Therefore, for the reasons described
previously, FDA does not at this time
believe that extralabel use in food-
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producing minor species presents a risk
to the public health.
Please note that all the provisions of
AMDUCA remain applicable to the
exceptions noted above. This includes
provisions making it unlawful for the
permitted extralabel use of a
cephalosporin drug to result in a residue
above an established tolerance or safe
level. See 21 U.S.C. 360b(a)(4)(B) and
FDA regulations at 21 CFR 530.11.
B. Legal Standard
Several comments questioned the
legal standard applied by FDA in
implementing the order of prohibition.
Some comments referred to the
Agency’s approach as involving the
‘‘precautionary principle,’’ an apparent
reference to a principle used in the
European Union in some environmental
and regulatory decision-making. Two
comments suggested that, in order to
support an order of prohibition, it
would be necessary for FDA to
demonstrate ‘‘either a demonstrative
negative impact on human health or an
imminent danger to human health.’’
Some comments suggested that FDA
must perform a risk assessment that
would characterize the hazard, evaluate
the risk, and ascertain the impact of any
risk management recommendations
associated with the order.
One comment suggested that a link
between the use of cephalosporins in
the treatment of animals and the
development of bacterial resistance in
humans would not meet the criterion of
the AMDUCA implementing regulation
that the extralabel use of cephalosporins
has caused or will likely cause an
adverse event. That comment appears to
make a technical argument that an
adverse event in the context of the
regulation can only be an adverse event
in animals, as opposed to humans. (The
commenter acknowledged that the lack
of drug efficacy when used for a labeled
pathogen in target animals would be
considered an adverse event.)
AMDUCA was enacted in 1994, and
its provisions became effective upon
FDA’s issuance of final regulations
implementing those provisions in 1996.
Prior to the passage of AMDUCA,
Federal law prohibited the use of a new
animal drug in a manner other than in
accordance with the approved label
directions, i.e., extralabel use.
Recognizing the reality that
veterinarians are often confronted with
situations in which there are no
approved drugs for the species of animal
that they are treating, or for particular
diseases or conditions afflicting those
animals, Congress enacted AMDUCA to
allow licensed veterinarians to prescribe
extralabel uses of approved animal
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drugs and approved human drugs for
animals without violating the law.
The provisions of AMDUCA relating
to extralabel use in animals of approved
new animal drugs and approved human
drugs, sections 512(a)(4) and 512(a)(5) of
the FD&C Act, respectively, provide that
such extralabel use must be in
compliance with conditions specified in
implementing regulations promulgated
by FDA. (21 U.S.C. 360b(a)(4) and
360b(a)(5)). Section 512(a)(4) further
provides that if FDA finds, after
extending an opportunity for public
comment, that the extralabel use of a
new animal drug ‘‘presents a risk to the
public health * * * [FDA] may, by
order, prohibit any such use.’’ (Section
512(a)(4)(D) (21 U.S.C. 360b(a)(4)(D)).
Although the express language
relating to prohibiting extralabel use
appears in the provisions of AMDUCA
that deal with extralabel use of
approved new animal drugs, in its
implementing regulations at part 530,
FDA has interpreted the statute as
applying the same standard to extralabel
use of approved human drugs in foodproducing animals. FDA’s
implementing regulations state that a
prohibition may occur if FDA
determines that ‘‘[t]he extralabel use of
the drug or class of drugs presents a risk
to the public health.’’ 21 CFR
530.21(a)(2). See also 21 CFR
530.25(a)(2). The regulations permit a
prohibition to be either a general ban on
the extralabel use of the drug or class of
drugs, or a ban limited to particular
species, indications for use, dosage
forms, routes of administration, or a
combination of those factors. 21 CFR
530.21(b).
The regulations further define the
phrase ‘‘use of a drug presents a risk to
the public health’’ to mean that ‘‘FDA
has evidence that demonstrates that the
use of the drug has caused or likely will
cause an adverse event.’’ 21 CFR
530.3(e). FDA has thus, by regulation,
imposed upon itself the requirement
that it have some evidence that
demonstrates either that a drug has
caused an adverse event or that it likely
will cause an adverse event. FDA
believes that, when the issue is, as with
cephalosporins, a question of the
development of antibacterial resistance
in animals that may affect human
health, an order of prohibition may be
based on evidence that such
development of antibacterial
resistance—which could lead to serious
adverse events in humans—is ‘‘likely’’
as a result of the extralabel animal drug
use. The regulation is clear that there
need not be evidence that such an event
has actually occurred.
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FDA rejects the apparent suggestion of
one commenter, noted above, that an
order of prohibition cannot be based on
an adverse event in humans. Such a
reading would be squarely inconsistent
with the statutory provisions
authorizing FDA to ban extralabel uses
that present a risk to the public health.
FDA addressed this issue in the
preamble to the final AMDUCA
implementing regulations, clarifying
that ‘‘[t]he agency did not intend for the
term ‘adverse event’ to be interpreted as
related only to animal ‘adverse drug
reactions.’ ’’ (61 FR 57732 at 57737,
November 7, 1996). Also, as made clear
by the preamble, ‘‘* * * the primary
focus will be on human health.’’ (61 FR
at 57732 at 57737).
FDA also rejects the assertion by some
commenters that FDA relied on the
‘‘precautionary principle.’’ As
previously noted, the standard in the
regulation does require the existence of
evidence. In the preamble to the final
rule, FDA addressed the question of
what type of evidence would be
necessary by saying that the risk
determinations that would lead to
prohibition of an extralabel use
‘‘typically will involve documented
scientific information. However, the
Agency believes that it is not limited to
making risk determinations based solely
on documented scientific information,
but may use other suitable information
as appropriate.’’ (61 FR 57732 and
57738; November 7, 1996). In other
sections of this preamble, FDA provides
a detailed description of the evidence
supporting its conclusion that the
extralabel use that is being prohibited
by this revised order does in fact present
a risk to the public health, including a
likelihood that the use would, if not
prohibited, ultimately lead to adverse
events in humans resulting from the
development of resistance to antibiotic
drugs needed to treat human infections.
IV. Conclusions
Based on information regarding
cephalosporin resistance as discussed
previously, FDA continues to believe, as
it did in July of 2008, that it is likely
that the extralabel use of cephalosporins
in certain food-producing animal
species is contributing to the emergence
of cephalosporin-resistant zoonotic
foodborne bacteria. Therefore, FDA has
determined in accordance with the
relevant provisions of 21 CFR part 530
that, with some exceptions, such
extralabel use likely will cause an
adverse event and, as such, presents a
risk to the public health. As also noted
earlier, FDA agrees with many of the
comments received on the July 3, 2008,
order of prohibition that said the scope
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of the original order was too broad and,
in response, has narrowed the scope of
this order accordingly. Specifically, this
order prohibits all extralabel use of
cephalosporin drugs in food-producing
animals except for the following uses,
provided they comply with AMDUCA
and FDA’s regulations implementing
AMDUCA at 21 CFR part 530:
(1) Cephapirin: Extralabel uses of
approved cephapirin products are
excluded from the prohibition.
(2) Extralabel Indications for Use:
Extralabel uses to treat or control an
extralabel disease indication in foodproducing major species when used at
a labeled dose, frequency, duration, and
route of administration approved for
that species and production class, are
excluded from the prohibition.
(3) Food-Producing Minor Species:
Extralabel uses in food-producing minor
species are excluded from the
prohibition.
To restate in more practical terms,
after this order becomes effective, the
following extralabel use restrictions will
apply to all cephalosporin drug
products, except approved cephapirin
products, when used in food-producing
animals:
Major Species: Extralabel use of a
cephalosporin drug product is permitted
in food-producing major species to treat
or control an extralabel disease
indication, but only when it is approved
and labeled for use in that particular
species and production class, and only
when the product is administered at
dose levels, frequencies, durations, and
routes of administration stated on the
approved labeling for that particular
species and production class. However,
extralabel use for disease prevention
purposes is prohibited.
Minor Species: All extralabel use of a
cephalosporin drug product is permitted
in food-producing minor species
provided such use complies with the
requirements of AMDUCA and 21 CFR
part 530.
V. Comments
FDA is providing 60 days from the
date of this publication for the public to
comment on this document. For the
effective date of the order, see the DATES
section of this document, unless the
Agency revokes or modifies the order, or
extends the comment period. Interested
persons may submit to the Division of
Dockets Management (see ADDRESSES)
either electronic or written comments
regarding this document. It is only
necessary to send one set of comments.
It is no longer necessary to send two
copies of mailed comments. Identify
comments with the docket number
found in brackets in the heading of this
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document. Received comments may be
seen in the Division of Dockets
Management between 9 a.m. and 4 p.m.,
Monday through Friday.
VI. Order of Prohibition
Therefore, I hereby issue the
following order under 21 CFR 530.21
and 530.25. FDA finds that certain
extralabel use of the cephalosporin class
of antimicrobial drugs in foodproducing animals likely will cause an
adverse event, which constitutes a
finding that extralabel use of these drugs
presents a risk to the public health.
Therefore, the Agency is prohibiting the
extralabel use of the cephalosporin class
of antimicrobial drugs as follows:
Cephalosporins (not including
cephapirin) are prohibited from
extralabel use in cattle, swine, chickens,
or turkeys as follows: (1) For disease
prevention purposes; (2) at unapproved
doses, frequencies, durations, or routes
of administration; and (3) if the drug is
not approved for that species and
production class.
VII. References
The following references have been
placed on display in the Dockets
Management Branch (see ADDRESSES).
You may view them between 9 a.m. and
4 p.m., Monday through Friday. FDA
has verified the Web site addresses, but
FDA is not responsible for any
subsequent changes to the Web site after
this document publishes in the Federal
Register.
1. Livermore, D.M. and L.D. Williams. bLactams: Mode of Action and
Mechanisms of Resistance. In Antibiotics
in Laboratory Medicine; Victor Lorian
(ed.); Williams & Wilkins, Baltimore, pp.
502–578, 1991.
2. John H. Powers, M.D., Transcript—Official
Meeting of the Veterinary Medicine
Advisory Committee, New Drug
Microbial Safety Review Under
Guidance #152, https://www.fda.gov/
AdvisoryCommittees/Committees
MeetingMaterials/VeterinaryMedicine
AdvisoryCommittee/ucm126971.htm
(accessed January 6, 2011), September
25, 2006.
3. U.S. Food and Drug Administration,
MAXIPIME (cefepime hydrochloride) for
Injection, NDA 50–679/S–021, https://
www.accessdata.fda.gov/drugsatfda_
docs/label/2007/050679s028lbl.pdf
(accessed January 6, 2011).
4. Biedenbach, D.J. et al. Analysis of
Salmonella spp. with resistance to
extended-spectrum cephalosporins and
fluoroquinolones isolated in North
America and Latin America: report from
the SENTRY Antimicrobial Surveillance
Program (1997–2004). Diagnostic
Microbiology and Infectious Disease
54:13–21, 2006.
5. Livermore, D.M. Beta-Lactamases in
Laboratory and Clinical Resistance.
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Federal Register / Vol. 77, No. 4 / Friday, January 6, 2012 / Rules and Regulations
Clinical Microbiology Review 8:557–584,
1995.
6. Li, X.Z. et al. b-Lactam Resistance and blactamases in Bacteria of Animal Origin.
Veterinary Microbiology 121:197–214,
2007.
7. Centers for Disease Control and Prevention
(CDC), National Antimicrobial
Resistance Monitoring System for Enteric
Bacteria (NARMS): Human Isolates Final
Report, 2008. Atlanta, Georgia: U.S.
Department of Health and Human
Services, CDC, 2010.
8. Glenn, L.M. et al. Analysis of
Antimicrobial Resistance Genes Detected
in Multidrug-Resistant Salmonella
enterica Serovar Typhimurium Isolated
from Food Animals. Microbial Drug
Resistance 17:407–418, 2011.
9. Doi, Y. et al. Reduced Susceptibility to
Cefepime among Escherichia coli
Clinical Isolates Producing Novel
Variants of CMY–2 b-Lactamase.
Antimicrobial Agents and Chemotherapy
53:3159–3161, 2009.
10. Clinical and Laboratory Standards
Institute, Performance Standards for
Antimicrobial Susceptibility Testing:
Sixteenth Informational Supplement,
M100–S16, Wayne, PA, USA: CLSI,
2006.
11. Livermore, D.M. et al. CTX–M: Changing
the Face of ESBLs in Europe. J.
Antimicrobial Chemotherapy 59:165–
174, 2007.
12. Lewis, J.S. et al. First Report of the
Emergence of CTX–M-Type ExtendedSpectrum +-Lactamases (ESBLs) as the
Predominant ESBL Isolated in a U.S.
Health Care System. Antimicrobial
Agents and Chemotherapy 51:4015–
4021, 2007.
13. Castanheira, M. et al. Rapid Emergence of
blaCTX–M Among Enterobacteriaceae in
U.S. Medical Centers: Molecular
Evaluation From the MYSTIC Program
(2007). Microbial Drug Resistance
14:211–216, 2008.
¨
14. Sjolund-Karlsson, M. et al. Human
Salmonella Infection Yielding CTX–M bLactamase, United States. Emerging
Infectious Diseases 14:1957–1959, 2008.
15. McGettigan, SE. et al. Prevalence of CTX–
M b-Lactamases in Philadelphia,
Pennsylvania. Journal of Clinical
Microbiology 47:2970–2974, 2009.
¨
16. Sjolund-Karlsson, M. et al. Salmonella
Isolates with Decreased Susceptibility to
Extended-Spectrum Cephalosporins in
the United States. Foodborne Pathogens
and Disease 7:1503–1509, 2010.
17. Wittum, T.E. et al. CTX–M-Type
Extended-Spectrum +-Lactamases
Present in Escherichia coli from the
Feces of Cattle in Ohio, United States.
Foodborne Pathogens and Disease
7:1575–1579, 2010.
18. Naseer, U. and A. Sundsfjord. The CTX–
M Conundrum: Dissemination of
Plasmids and Escherichia coli Clones.
Microbial Drug Resistance 17:83–97,
2011.
¨
19. Sjolund-Karlsson, M. et al. CTX–Mproducing Non-Typhi Salmonella spp.
Isolated from Humans, United States.
Emerging Infectious Diseases 17:97–99,
2011.
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20. M2010
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Bacillus Amyloliquefaciens Strain
D747; Exemption From the
Requirement of a Tolerance
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
This regulation establishes an
exemption from the requirement of a
SUMMARY:
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745
tolerance for residues of the Bacillus
amyloliquefaciens strain D747 (formerly
known as Bacillus subtilis variant
amyloliquefaciens strain D747) in or on
all food commodities when used in
accordance with good agricultural
practices. Certis USA LLC submitted a
petition to EPA under the Federal Food,
Drug, and Cosmetic Act (FFDCA),
requesting an exemption from the
requirement of a tolerance. This
regulation eliminates the need to
establish a maximum permissible level
for residues of Bacillus
amyloliquefaciens strain D747 (formerly
known as Bacillus subtilis variant
amyloliquefaciens strain D747).
DATES: This regulation is effective
January 6, 2012. Objections and requests
for hearings must be received on or
before March 6, 2012, and must be filed
in accordance with the instructions
provided in 40 CFR part 178 (see also
Unit I.C. of the SUPPLEMENTARY
INFORMATION).
ADDRESSES: EPA has established a
docket for this action under docket
identification (ID) number EPA–HQ–
OPP–2010–0944. All documents in the
docket are listed in the docket index
available at https://www.regulations.gov.
Although listed in the index, some
information is not publicly available,
e.g., Confidential Business Information
(CBI) or other information the disclosure
of which is restricted by statute. Certain
other material, such as copyrighted
material, is not made available via the
Internet and will be publicly available
only in hard copy form. Publicly
available docket materials are available
in the electronic docket at https://
www.regulations.gov, or, if only
available in hard copy, at the OPP
Regulatory Public Docket in Rm. S–
4400, One Potomac Yard (South Bldg.),
2777 S. Crystal Dr., Arlington, VA. The
Docket Facility is open from 8:30 a.m.
to 4 p.m., Monday through Friday,
excluding legal holidays. The Docket
Facility telephone number is (703) 305–
5805.
FOR FURTHER INFORMATION CONTACT:
Susanne Cerrelli, Biopesticides and
Pollution Prevention Division (7511P),
Office of Pesticide Programs,
Environmental Protection Agency, 1200
Pennsylvania Ave. NW., Washington,
DC 20460–0001; telephone number:
(703) 308–8077; email address:
cerrelli.susanne@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this action apply to me?
You may be potentially affected by
this action if you are an agricultural
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Agencies
[Federal Register Volume 77, Number 4 (Friday, January 6, 2012)]
[Rules and Regulations]
[Pages 735-745]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-35]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Part 530
[Docket No. FDA-2008-N-0326]
New Animal Drugs; Cephalosporin Drugs; Extralabel Animal Drug
Use; Order of Prohibition
AGENCY: Food and Drug Administration, HHS.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA, the Agency) is issuing
an order prohibiting certain extralabel uses of cephalosporin
antimicrobial drugs in certain food-producing animals. We are issuing
this order based on evidence that certain extralabel uses of these
drugs in these animals will likely cause an adverse event in humans
and, therefore, present a risk to the public health.
DATES: This rule becomes effective April 5, 2012. Submit either
electronic or written comments on this document by March 6, 2012.
ADDRESSES: You may submit comments, identified by Docket No. FDA-2008-
N-0326, by any of the following methods:
Electronic Submissions
Submit electronic comments in the following way:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
Written Submissions
Submit written submissions in the following ways:
Fax: (301) 827-6870.
Mail/Hand delivery/Courier (For paper, disk, or CD-ROM
submissions): Division of Dockets Management (HFA-305), Food and Drug
Administration, 5630 Fishers Lane, rm. 1061, Rockville, MD 20852.
Instructions: All submissions received must include the Agency name
and Docket No. FDA-2008-N-0326 for this rulemaking. All comments
received may be posted without change to https://www.regulations.gov,
including any personal information provided. For additional information
on submitting comments, see the ``Comments'' heading of the
SUPPLEMENTARY INFORMATION section of this document.
Docket: For access to the docket to read background documents or
comments received, go to https://www.regulations.gov and insert the
docket number, found in brackets in the heading of this document, into
the ``Search'' box and follow the prompts and/or go to the Division of
Dockets Management, 5630 Fishers Lane, rm. 1061, Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT: Eric Nelson, Center for Veterinary
Medicine (HFV-230), Food and Drug Administration, 7519 Standish Pl.,
Rockville, MD 20855, (240) 276-9201, email: eric.nelson@fda.hhs.gov.
SUPPLEMENTARY INFORMATION:
I. Background
A. History
In the Federal Register of July 3, 2008 (73 FR 38110), FDA
published an order prohibiting the extralabel use of cephalosporin
antimicrobial drugs in food-producing animals, with a 60-day comment
period and a 90-day effective date for the final order. The order,
which was to take effect as a final rule on October 1, 2008, would have
resulted in a change to part 530 (21 CFR part 530) in Sec. 530.41 to
list cephalosporins as prohibited from extralabel use in food-producing
animals as provided for in Sec. 530.25(f).
[[Page 736]]
In response to publication of this order, the Agency received
requests for a 60-day extension of the comment period. The requests
conveyed concern that the original 60-day comment period would not
allow the requesters sufficient time to examine the available evidence,
consider the impact of the order, and provide constructive comment.
FDA considered the requests and, in the Federal Register of August
18, 2008 (73 FR 48127), extended the comment period for the order for
60 days, until November 1, 2008. Accordingly, FDA also delayed the
effective date of the final rule 60 days, until November 30, 2008.
The Agency received many substantive comments on the July 3, 2008,
order of prohibition. Therefore, to allow more time to fully consider
the comments, FDA decided to revoke the order so that it would not take
effect November 30, 2008. Accordingly, in the Federal Register of
November 26, 2008 (73 FR 71923), FDA withdrew the final rule and
indicated that if, after considering the comments and other relevant
information the Agency decided to issue another order of prohibition
addressing this matter, FDA would follow the procedures in Sec. 530.25
that provide for a public comment period prior to implementing the new
order.
B. Comments on the July 3, 2008, Order of Prohibition
The Agency received comments from approximately 170 organizations
and individuals on the July 3, 2008, order of prohibition. Comments
were received from a trade organization representing new animal drug
manufacturers, several trade organizations representing food animal
producers, several professional associations representing
veterinarians, a consumer protection organization, several new animal
drug manufacturers, and many individuals including food animal
veterinarians, farmers, and ranchers. Only two of the commenters
supported the July 3, 2008, order of prohibition as written. All others
felt that the prohibition should be revised in some manner before
enactment or that it was unnecessary and should not be enacted in any
form. These comments can be summarized into two general categories:
(1) The scope of the order was too broad in that it unnecessarily
prohibited certain extralabel uses that do not significantly contribute
to the problem of cephalosporin resistance. Many of these commenters
were concerned about the unintended negative consequences on animal
health that would result from such action; and
(2) FDA failed to meet the legal standard for issuing a prohibition
order. Some of these comments alleged that FDA appeared to have applied
the ``precautionary principle'' rather than basing its decision on
sound scientific evidence.
Although FDA does not agree with comments alleging that the Agency
did not meet the legal standard for issuing an order of prohibition,
the Agency does agree with comments that the scope of the original
order of prohibition could have been more targeted. After considering
the comments and information submitted in response to the July 2008
order of prohibition, FDA has re-examined the basis for the original
order. Based on this re-examination, FDA has determined that there is
sufficient basis for prohibiting certain extralabel uses of
cephalosporin drugs in food-producing major animal species.
Specifically, as explained in detail later in this document, FDA is
prohibiting the extralabel use of cephalosporin antimicrobial drugs
(not including cephapirin) in cattle, swine, chickens, and turkeys: (1)
For disease prevention purposes; (2) at unapproved doses, frequencies,
durations, or routes of administration; and (3) if the drug is not
approved for that species and production class.
Thus, with the exception of extralabel uses of cephapirin, the
final effect of this order will be to prohibit many extralabel uses of
cephalosporin drugs in food-producing major animal species (cattle,
swine, chickens, and turkeys) including:
(1) Use for disease prevention purposes;
(2) Use at unapproved dose levels, frequencies, durations, or
routes of administration (e.g., Biobullets in cattle and injection or
dipping of poultry eggs); and
(3) Use of products not approved in the major food species (e.g.,
use of human or companion animal cephalosporin drugs).
The extralabel uses that are not prohibited by this order include:
(1) Use of approved cephapirin products in food-producing animals;
(2) Use to treat or control an extralabel disease indication as
long as such use adheres to a labeled dosage regimen (i.e., dose,
route, frequency, and duration of administration) approved for that
species and production class; and
(3) Use in food-producing minor species.
The Agency is prohibiting these extralabel uses in food-producing
major species because we believe such uses in these animals will likely
cause an adverse event in humans and, therefore, present a risk to the
public health. FDA may further restrict extralabel use of cephalosporin
antimicrobial drugs in animals in the future if it has evidence that
demonstrates that such use has caused or likely will cause an adverse
event.
II. Basis for Prohibiting the Extralabel Use of Cephalosporins With
Certain Exceptions
A. AMDUCA and Cephalosporins
The Animal Medicinal Drug Use Clarification Act of 1994 (AMDUCA)
(Public Law 103-396) was signed into law October 22, 1994. It amended
the Federal Food, Drug, and Cosmetic Act (the FD&C Act) to permit
licensed veterinarians to prescribe extralabel uses of approved human
and animal drugs in animals. In the Federal Register of November 7,
1996 (61 FR 57732), FDA published the implementing regulations
(codified at part 530) for AMDUCA that include, among other things, a
definition for the term ``extralabel use'' as well as provisions for
prohibiting extralabel uses.
Section 530.3 states that extralabel use means actual use or
intended use of a drug in an animal in a manner that is not in
accordance with the approved labeling. This includes, but is not
limited to:
(1) Use in species not listed in the labeling;
(2) Use for indications (disease or other conditions) not listed in
the labeling;
(3) Use at dose levels, frequencies, or routes of administration
other than those stated in the labeling; and
(4) Deviation from the labeled withdrawal time based on these
different uses.
The sections in FDA's implementing regulations governing the
prohibition of extralabel use of drugs in animals include Sec. Sec.
530.21, 530.25, and 530.30. These sections describe the basis for
issuing an order prohibiting an extralabel drug use in animals and the
procedure to be followed in issuing such an order. FDA may issue a
prohibition order if it finds that extralabel use of a drug in animals
presents a risk to the public health. Under Sec. 530.3(e), this means
that FDA has evidence demonstrating that the use of the drug has
caused, or likely will cause, an adverse event. Furthermore, as
discussed in section III.B of this document, the regulations permit a
prohibition order to be either a general ban on the extralabel use of
the drug or
[[Page 737]]
class of drugs, or a ban limited to one or more of the uses described
in the definition of extralabel use cited previously.
Section 530.25 provides for a public comment period of not less
than 60 days. It also provides that the order of prohibition become
effective 90 days after the date of publication, unless FDA revokes or
modifies the order, or extends the period of public comment. The list
of drugs prohibited from extralabel use is found in Sec. 530.41.
At this time, FDA is concerned that certain extralabel uses of
cephalosporins in food-producing major species are likely to lead to
the emergence and dissemination of cephalosporin-resistant strains of
foodborne bacterial pathogens. If these drug-resistant bacterial
strains infect humans, it is likely that cephalosporins will no longer
be effective for treating disease in those people. The Agency is
particularly concerned about the extralabel use of cephalosporin drugs
that are not approved for use in food-producing major species because
very little is known about their microbiological or toxicological
effects when used in food-producing animals. Therefore, FDA is issuing
an order prohibiting, with limited exceptions, the extralabel use of
cephalosporins in food-producing major species because, as discussed in
this document, the Agency has determined that such extralabel use
likely will cause an adverse event and, therefore, presents a risk to
the public health.
B. Importance of Cephalosporins in Veterinary and Human Medicine
Cephalosporins are members of the beta-lactam ([beta]-lactam) class
of antimicrobials. Members of the cephalosporin class have a [beta]-
lactam ring fused to a sulfur-containing ring-expanded system (Ref. 1).
These antimicrobials work by targeting synthesis of the bacterial cell
wall, resulting in increased permeability and eventual hydrolysis of
the cell.
Introduced into clinical use in 1964, cephalosporins are widely
used antimicrobial agents in human medicine. Beta-lactams make up 40
percent of total prescriptions in the outpatient setting, and
cephalosporins contribute 14 percent of the total outpatient antibiotic
prescriptions. This use accounts for over 50 million prescriptions per
year (Ref. 2). In the inpatient setting, cephalosporins are most
commonly used to treat pneumonia. Older cephalosporins are widely used
as therapy for skin and soft tissue infections caused by Staphylococcus
aureus and Streptococcus pyogenes, as well as treatment of upper
respiratory tract infections, intra-abdominal infections, pelvic
inflammatory disease, and diabetic foot infections. Approved
indications for newer cephalosporins include the treatment of lower
respiratory tract infections, acute bacterial otitis media, skin and
skin structure infections, urinary tract infections (complicated and
uncomplicated), uncomplicated gonorrhea, pneumonia (moderate to
severe), empiric therapy for febrile neutropenic patients, complicated
intra-abdominal infections, pelvic inflammatory disease, septicemia,
bone and joint infections, meningitis, and surgical prophylaxis.
Indicated pathogens include, but are not limited to, Acinetobacter
calcoaceticus, Bacteroides fragilis, Enterobacter agglomerans,
Escherichia coli, Haemophilus influenzae (including [beta]-lactamase
producing strains), Klebsiella oxytoca, Klebsiella pneumoniae,
Moraxella catarrhalis, Morganella morganii, Proteus mirabilis,
Pseudomonas aeruginosa, Serratia marcescens, Staphylococcus aureus,
Streptococcus pneumoniae, and Streptococcus pyogenes (Ref. 3). Newer
cephalosporins (for example, third generation cephalosporins such as
ceftriaxone) are used in the hospital setting to treat seriously ill
patients with life-threatening disease, many of which are due to
organisms that reside in the gastrointestinal tract. These newer
cephalosporins are the antibiotics of choice in the treatment of
serious Salmonella and Shigella infections, particularly in children
where fluoroquinolones may be avoided due to potential for toxicity
(Ref. 4).
Two cephalosporin drugs are currently approved for use in food-
producing animal species: Ceftiofur and cephapirin. Injectable
ceftiofur products are approved for the treatment and control of
certain diseases, including: (1) The treatment of respiratory disease
in cattle, swine, sheep, and goats; (2) the treatment of acute bovine
interdigital necrobacillosis (foot rot) and acute bovine metritis; (3)
the control of bovine respiratory disease; and (4) the control of early
mortality associated with E. coli infections in day-old chicks and
poults. In addition, ceftiofur is approved as an intramammary infusion
for the treatment of clinical mastitis in lactating dairy cattle
associated with coagulase-negative staphylococci, Streptococcus
dysgalactiae, and E. coli. Cephapirin is only approved as an
intramammary infusion for the treatment of lactating cows having bovine
mastitis caused by susceptible strains of Streptococcus agalactiae and
Staphylococcus aureus.
C. Mechanism of Cephalosporin Resistance
In general, there are three major mechanisms by which bacteria
become resistant to antimicrobial agents: (1) Alteration of the
antimicrobial target, (2) efflux of the antimicrobial or changes in
permeability of the bacterial cell, and (3) inactivation of the
antimicrobial agent itself. Gram-negative bacterial resistance to
cephalosporins occurs mainly through inactivation of the cephalosporin
by [beta]-lactamases. These enzymes can be both innate and acquired
(Ref. 5).
Among bacteria of human health concern, the two most important
classes of [beta]-lactamase enzymes are the AmpC cephalosporinases and
the extended-spectrum [beta]-lactamases (ESBL). CMY-2 (a type of AmpC)
enzymes are found on the chromosome of most Enterobacteriaceae, and are
also currently found on promiscuous plasmids in Salmonella, E. coli,
and other members of the Enterobacteriaceae. These enzymes provide
resistance to first, second, and third generation cephalosporins. CMY-2
is currently the predominant [beta]-lactamase associated with
Salmonella collected from animals and humans in the United States
displaying resistance to ceftiofur and decreased susceptibility or
resistance to ceftriaxone (Refs. 6-8), both third generation
cephalosporins.
``Fourth generation'' cephalosporins are active in vitro against
bacteria producing AmpC type [beta]-lactamases, but there is some
disagreement as to the clinical significance of that activity.
Recently, three E. coli producing variant CMY-2 [beta]-lactamases were
isolated from patients in Pennsylvania. Two of the three patients from
whom these isolates were obtained had undergone treatment with
cefepime, a fourth generation cephalosporin, within the 2 months
preceding isolation of the organisms. These isolates were shown to have
reduced susceptibility to fourth generation cephalosporins, suggesting
that CMY-2 has the potential to evolve to provide resistance to fourth
generation cephalosporins when exposed to selective pressure (Ref. 9).
ESBLs present in bacteria of human health concern include members
of the TEM, SHV, and CTX-M families. These enzymes are plasmid-mediated
and have the potential to provide resistance to all cephalosporins.
Different ESBLs hydrolyze different cephalosporins at different
efficiencies and rates, thus leading to varying patterns of in vitro
susceptibility. In 2010, the CLSI revised
[[Page 738]]
the cephalosporin resistance breakpoints to more accurately reflect in
vivo susceptibility. Prior to this time, a particular ESBL strain that
might not raise the minimum inhibitory concentration (MIC) for a given
cephalosporin to a level above the breakpoint for resistance would
commonly prove to be resistant in vivo (Ref. 5). Therefore, there were
specific guidelines for screening bacterial isolates for the presence
of ESBLs when MICs fell in the susceptible range. Any bacterial isolate
which produced either an AmpC enzyme or an ESBL was reported to
clinicians as resistant to all cephalosporins even though
susceptibility testing may have shown in vitro susceptibility to some
of the cephalosporins (Ref. 10).
In a review of the CTX-M family of ESBLs, Livermore, et al. (Ref.
11) noted that until the late 1990s, European surveys found the TEM and
SHV families of ESBLs almost exclusively. CTX-M enzymes were recorded
rarely, although large outbreaks caused by Salmonella serovar
Typhimurium with CTX-M-4 and CTX-M-5 were reported in Latvia, Russia,
and Belarus in the mid-1990s. However, CTX-M enzymes are now the
predominant ESBLs in many European countries, and E. coli has joined
Klebsiella pneumoniae as a major host. CTX-M enzymes are supplanting
TEM and SHV in East Asia as well as in Europe. Only in the United
States do TEM and SHV still predominate, although CTX-M enzymes are now
rising in prevalence (Refs. 12-19). Once mobilized, CTX-M enzymes can
be hosted by many different genetic elements, but are most often found
on large multi-drug resistance plasmids. Therefore, FDA is concerned
that if CTM-X becomes prevalent in the United States, as has occurred
in other countries, cephalosporin resistance may escalate.
Serious infections caused by cephalosporin-resistant bacteria may
be empirically treated with ineffective antibacterial regimens,
significantly increasing the likelihood of death. Urinary tract
infections caused by community-acquired cephalosporin-resistant E. coli
may be associated with bloodstream infections, and these infections may
also be resistant to most or all antibiotics commonly used to treat
such infections. Empirical treatment of such infections is often with a
fluoroquinolone, amoxicillin-clavulanate, or a cephalosporin; however,
these E. coli are likely to be resistant to all of these agents, making
treatment of these infections more difficult (Ref. 11).
D. Cephalosporin-Resistant Zoonotic Foodborne Bacteria
In regard to antimicrobial drug use in animals, the Agency
considers the most significant risk to the public health associated
with antimicrobial resistance to be human exposure to food containing
antimicrobial-resistant bacteria resulting from the exposure of food-
producing animals to antimicrobials, including cephalosporins.
Resistance to certain cephalosporins is of particular public health
concern in light of the evidence of cross-resistance among drugs in the
cephalosporin class. Importantly, resistance to ceftiofur compromises
the efficacy of ceftriaxone, a first-line therapy for treating
salmonellosis in humans. A recent review of [beta]-lactam resistance in
bacteria of animal origin states that an emerging issue of concern is
the increase in reports of CMY-2 and CTX-M [beta]-lactamases (Ref. 6),
which confer cephalosporin resistance and are transmissible between
enteric bacteria. Acquired resistance to [beta]-lactams in animal and
human isolates has been observed in surveillance programs such as the
U.S. National Antimicrobial Resistance Monitoring System (NARMS) and
the Canadian Integrated Program for Antimicrobial Resistance
Surveillance (CIPARS).
Because food-producing animals are a known source of resistant
Salmonella infections in humans (Ref. 20), the NARMS program has
monitored ceftiofur resistance among Salmonella isolates from food-
producing animals at slaughter since 1997. In 1997, no Salmonella
isolates from cattle or swine were resistant to ceftiofur, while
ceftiofur resistance among isolates from chickens and turkeys was 0.5
percent and 3.7 percent, respectively. By 2009, the prevalence of
ceftiofur resistance among Salmonella slaughter isolates increased to
14.5 percent for cattle, 4.2 percent for swine, 12.7 percent for
chickens, and 12.4 percent for turkeys (Ref. 21).
Among food animal Salmonella isolates in NARMS, ceftiofur
resistance has been identified in more than 20 different serotypes, and
it has increased substantially in several serotypes commonly found in
humans (Ref. 22). Ceftiofur resistance among all Salmonella Typhimurium
isolates from chickens was 0.0 percent in 1997 and 33.3 percent in
2009. Among all Salmonella Typhimurium isolates from cattle, ceftiofur
resistance was 3.0 percent in 1998 and 27.8 percent in 2009. Ceftiofur
resistance rose from 12.5 percent in 1998 to 58.8 percent in 2009 among
Salmonella Newport isolates from cattle. There was no ceftiofur
resistance among Salmonella Heidelberg isolates from poultry in 1997,
but resistance rose to 17.6 percent in chicken isolates and 33.3
percent in turkey isolates in 2009 (Refs. 22, 23).
The NARMS program has also monitored ceftiofur resistance among
Salmonella isolates from humans since 1996. Ceftiofur resistance among
non-Typhi Salmonella isolates from humans rose from 0.2 percent in 1996
to 3.4 percent in 2009. Resistance to ceftiofur also rose in several
Salmonella serotypes commonly isolated from humans. In 1996, ceftiofur
resistance among Salmonella isolates from humans was 0.0 percent, 0.0
percent, and 1.4 percent for serotypes Typhimurium, Newport, and
Heidelberg, respectively. In 2009, ceftiofur resistance among isolates
from these serotypes was 6.5 percent, 6.4 percent, and 20.9 percent,
respectively (Refs. 23, 24).
The CIPARS program revealed an increase in Quebec of resistance to
cephalosporins among Salmonella Heidelberg isolates from humans
reaching a level of 36 percent of isolates in 2004. This increase was
accompanied temporally by an increase in ceftiofur resistance in
Salmonella Heidelberg isolates from retail chicken, which rose to 62
percent in 2004. Hatcheries in Quebec voluntarily stopped the use of
ceftiofur in eggs and day-old chicks in February 2005. This action was
followed temporally by a dramatic decline in the prevalence of
ceftiofur resistance in Salmonella Heidelberg isolates from humans and
retail chicken in Quebec, which by 2008 had declined to 12 percent and
18 percent, respectively. These trends in Salmonella Heidelberg were
accompanied by similar trends in ceftiofur resistance in E. coli
isolates from retail chicken (Ref. 25).
Ceftiofur is not used in human medicine in the United States, but
after the 2010 CLSI change in the cephalosporin breakpoint, resistance
to this agent largely coincides with resistance to ceftriaxone, a third
generation cephalosporin that is a critically important antimicrobial
approved for use in humans (Ref. 23). As discussed earlier, this
resistance trait conferred by the CMY-2 enzyme. CMY-2 provides
resistance to first, second, and third generation cephalosporins. In
addition to conferring ceftiofur and ceftriaxone resistance, CMY-2 also
imparts resistance to several other [beta]-lactams, including
ampicillin and amoxicillin/clavulanate (Ref. 26). The prevalence and
spread of CMY-2 is reflected in the surveillance data on ceftriaxone
and ceftiofur susceptibility
[[Page 739]]
(Ref. 27) and supports the finding that cephalosporin use in food-
producing animals is likely contributing to an increase in
cephalosporin-resistant human pathogens.
E. Extralabel Uses of Greatest Concern
1. Dairy Cattle
The U.S. Department of Agriculture (USDA) Food Safety and
Inspection Service (FSIS) conducts both ante-mortem and post-mortem
inspection of livestock and poultry presented for slaughter at each
official establishment. As part of ante-mortem inspection, FSIS
personnel inspect animals to determine whether they exhibit behaviors
or conditions that are indicative of illegal chemical use. If such
behaviors or symptoms are exhibited, the animals are tagged and further
examined at post-mortem inspection. During post-mortem inspection, FSIS
veterinarians examine carcasses and their organs to determine whether
the animals they came from had pathological diseases or other
conditions that could have warranted the use of drugs or other
chemicals and whether there are any indications of illegal chemical
use. In addition, FSIS conducts laboratory analysis of sample tissues
that have been taken from carcasses that have pathologies or other
conditions indicative of chemical use to determine whether they contain
violative chemical residues. FSIS transmits to FDA information about
the violative chemical residue found, including the name of the
official establishment where the livestock or poultry was presented for
slaughter.
During the 1-year period ending June 25, 2009, FSIS reported 113
instances of violative ceftiofur residues in dairy cows and an
additional 22 instances of violative ceftiofur residues in other food-
producing animals, including beef cattle and veal calves. The FSIS
reports include quantitative drug residue levels for each violation. In
most instances, the violative residue levels of ceftiofur detected in
dairy cows were significantly above the allowable tolerance of 0.4 ppm
(kidney) in tested tissues and are summarized as follows:
Up to 2x above the tolerance = 12 violations
Between 2x and 5x above the tolerance = 17 violations
Between 5x and 10x above the tolerance = 16 violations
Between 10x and 20x above the tolerance = 30 violations
Over 20x above the tolerance = 38 violations
An examination of 25 recent inspections of farms responsible for
violative ceftiofur residues identified a number of factors that
resulted in the misuse of ceftiofur animal drug products. These factors
include, but were not limited to, the following: (1) Poor or
nonexistent animal treatment records for adequately monitoring treated
animals; (2) inadequate animal identification systems for monitoring
treated animals; (3) animal owners' lack of knowledge regarding
withdrawal times associated with the animal drug product; (4) the
animal drug product was administered by a route not included in the
approved labeling; (5) the animal drug product was administered at a
dose higher than stated in the approved labeling; and (6) the animal
drug product was administered to a type of animal (e.g., veal calves)
not listed in the approved labeling. Most of the violations involved
culled dairy cows. More than half of the violations involved ceftiofur
residue levels more than 10 times the established tolerance level.
Based on investigations conducted by FDA, the majority of residue
violations were the result of poor recordkeeping and other management
practices. Among the provisions required for extralabel drug use in
animals under 21 CFR part 530, the client (the owner of the animal or
animals or other caretaker) must agree to follow the instructions of
the veterinarian, the veterinarian must institute procedures to assure
that the identity of the treated animal or animals is carefully
maintained, and the veterinarian must take appropriate measures to
assure that assigned timeframes for withdrawal are met and no illegal
drug residues occur in any food-producing animal subjected to
extralabel treatment.
Adhering to the ELU requirements is particularly important for
extralabel drug use in dairy cattle because treatment often occurs in
sick adult dairy cows close to the time of potential slaughter and
introduction into the food supply. Evidence of this practice is the
fact that 67 percent of all tissue residue violations reported by FSIS
at slaughter are attributed to adult dairy cattle. In comparison,
antimicrobial drug treatment in swine and beef cattle more often occurs
earlier in the life of the animal, typically at some transition point
that is well before slaughter. This aspect of dairy husbandry is not
only a concern regarding violative drug residues, it is also a concern
in the context of antimicrobial resistance. Recent evidence suggests
that administration of ceftiofur crystalline-free acid (CCFA) in cattle
will cause a transient increase in the population of ceftiofur-
resistant isolates in gut bacteria that lasts approximately two weeks
before a return to more normal susceptibility patterns (Ref. 28).
Because of this, the Agency is concerned that improper extralabel use
of ceftiofur in culled dairy cows just prior to slaughter could result
in increased levels of cephalosporin resistance in carcass bacteria.
Ceftiofur use in dairy herds has been shown to increase herd
prevalence of ceftriaxone resistant E. coli over that in herds without
ceftiofur use. Herds reporting ceftiofur use were 25 times more likely
to have cows from which ceftriaxone resistant E. coli were isolated
than those that did not use ceftiofur (Ref. 29). In addition, a
ceftiofur-resistant fecal E. coli isolate expressing CTX-M-type
extended-spectrum [beta]-lactamase was recovered from a sick dairy calf
that was treated in an extralabel manner for diarrhea with ceftiofur
(Ref 17). Escherichia coli are considered good indicators of the
selective pressure imposed by antimicrobial use in food-producing
animals and, as such, may reflect what might occur in Salmonella spp.
under the same conditions (Ref. 30). Salmonella Newport has been shown
to be the predominant serotype among cases of clinical salmonellosis in
dairy cattle, followed by S. Typhimurium, including the S. Typhimurium
variant, 4,5,12:i:- (Refs. 31, 32). Over 68 percent of all isolates
were resistant to five or more antimicrobials in these studies. In one
study, 97 percent of S. Newport isolates were multi-drug resistant
(MDR), exhibiting an MDR-AmpC phenotype (Ref. 31). The proportion of
multi-drug resistance was significantly higher (p < 0.0001) among S.
Newport and S. Typhimurium, both serotypes of human importance, than
among all other serotypes. MDR-AmpC S. Newport resistant to third
generation cephalosporins has also been shown to persist in the dairy
environment and can be shed from individual cows for up to 190 days
(Ref. 33). Studies have also shown that recent antimicrobial treatment,
including ceftiofur, can increase the probability of isolating
Salmonella in calves, heifers, and cows (Refs. 34, 35).
It is estimated that just over one million cases of human
salmonellosis occur every year in the United States (Ref 36).
Salmonella serovars Typhimurium and Newport are often multi-drug
resistant and appear to be associated with more severe human disease
than other serovars (Refs. 37, 38). These infections can lead to
treatment failures, greater hospitalization or death rates, and higher
costs than infections with susceptible strains. Consumption of
[[Page 740]]
dairy products, as well as dairy farm contact, represents important
risk factors for human S. Newport MDR-AmpC infection (Ref. 39).
Additionally, a number of outbreaks of S. Newport MDR-AmpC have been
linked to dairy product consumption (Refs. 40, 41). NARMS data indicate
that in 2006, 42.6 percent of diagnostic Salmonella isolates from
cattle were ceftiofur resistant. S. Typhimurium and S. Newport were the
second and third most frequently isolated serovars from human
infections in that year, and S. Newport was the third most frequently
isolated serovar from cattle. Thirty-four percent of S. Newport
isolated from humans and 32 percent of S. Newport isolated from cattle
were resistant to ceftiofur, making this serovar the leading source of
ceftiofur-resistant isolates for both hosts.
2. Poultry
FDA conducted inspections at U.S. poultry hatcheries in 2001 and
examined records relating to the hatcheries' antimicrobial use during
the 30-day period prior to inspection. FDA found that six of the eight
hatcheries inspected that used ceftiofur during that period were doing
so in an extralabel manner (Ref. 42). For example, ceftiofur was being
administered at unapproved dosing levels or via unapproved methods of
administration. In particular, ceftiofur was being administered via egg
injection, rather than by the approved method of administering the drug
to day-old chicks. The Agency is concerned that this extralabel use,
particularly when employed in conjunction with automated technology,
could result in levels of cephalosporin exposure in food-producing
animals that are significantly higher than exposure levels from the
approved uses. As a result, FDA believes human exposure to food
containing cephalosporin-resistant bacteria would be significantly
higher as well. Therefore, considering the large amount of food
produced by the poultry industry each year, the Agency believes such
extralabel use presents a risk to the public health.
3. Other Extralabel Uses That Increase Drug Exposure
One of the goals of this order of prohibition is to reduce the
amount of cephalosporins used in food-producing animals for uses that
have not been evaluated for safety and approved by FDA. This is
particularly important for uses that result in significant increases in
cephalosporin drug exposure such as the injection of chick eggs
previously noted. Other extralabel uses that significantly increase
drug exposure include certain deviations from an approved dosage
regimen. This would include higher doses and longer durations of
administration than approved and extralabel routes of administration
that facilitate mass dosing of large numbers of animals, such as
through drinking water. A similar concern is the use of a cephalosporin
drugs to prevent an extralabel disease or condition, particularly when
such use involves entire flocks or herds of animals. FDA believes that
exposing large numbers of animals to cephalosporin drugs when such use
has been neither evaluated nor approved by FDA presents a risk to the
public health.
4. Biobullets
The Agency received 35 comments on the July 3, 2008, order of
prohibition that documented the extralabel use of ceftiofur in a
compounded new animal drug product known as Biobullets. According to
the manufacturer's Web site, Biobullets deliver a solid pellet of
ceftiofur sodium (NADA 140-338) encased in a biodegradable bullet
propelled by an air rifle into the muscle of cattle. Such use clearly
represents an extralabel use because ceftiofur sodium is only approved
for injection in liquid form by hypodermic needle. Since the rate and
extent of dissolution and distribution of ceftiofur sodium in solid
form delivered as an implant has not been established, the
microbiological and toxicological profile of this extralabel use is
unknown; thus, the safety of human food derived from animals treated in
this manner is also unknown. Furthermore, based on these comments, and
on past regulatory actions regarding Biobullets (Ref. 43), FDA
continues to have concerns that the manufacture, distribution, and use
of this product may violate the compounding and valid veterinary-
client-patient-relationship provisions of AMDUCA and 21 CFR part 530.
5. Human Cephalosporins
Another concern is the extralabel use in food-producing animals of
cephalosporin drugs that are only approved for use in humans. The use
of these human drug products in food-producing animals presents a risk
to public health because, like Biobullets, the microbiological and
toxicological profile of this extralabel use is unknown; thus, the
safety of human food derived from animals treated with these drugs is
also unknown. Also, since none of these drugs are approved for use in
food-producing animals, there are no approved labels to guide the use
of these drugs regarding, for example, dosing regimen or withdrawal
period.
FDA has evidence of the extralabel use of human cephalosporins
(cephalexin) by veterinarians for the treatment of cattle. This
evidence was obtained during inspections of farms and veterinary
hospitals by FDA investigators. Furthermore, one of the comments on the
July 3, 2008, order of prohibition reported that cephalosporin drugs
that are either being researched or approved for human use are being
administered to food-producing animals, including via drinking water.
III. Response to Comments
A. Revised Scope of the Order
Many of the comments received on the July 3, 2008, order of
prohibition said the scope of the original order was too broad in that
it unnecessarily prohibited certain extralabel uses that do not
significantly contribute to the development of antimicrobial
resistance.
As is recognized for the use of antimicrobial drugs in general, the
use of cephalosporins provides selection pressure that favors expansion
of resistant variants of bacteria. Given the importance of the
cephalosporin class of drugs for treating disease in humans, FDA
believes that preserving the effectiveness of such drugs is critical.
Therefore, as stated in the July 2008 order of prohibition, FDA
believes that it is necessary to take action to limit the extent to
which extralabel use of cephalosporins in food-producing animals may be
contributing to the emergence and dissemination of resistant variants.
However, as noted earlier, FDA also agrees with many of the comments
received on the July 3, 2008, order of prohibition that said the scope
of the original order was too broad in that it unnecessarily prohibited
certain extralabel uses that are not likely to cause an adverse event
and present a risk to the public health. As discussed below, based on
the comments and additional information submitted in response to the
July 3 order, the Agency has reconsidered its position on the following
three specific areas: extralabel use of cephapirin, extralabel use for
unapproved indications, and extralabel use in food-producing minor
species.
1. Cephapirin
FDA considered the possibility of limiting the order of prohibition
to certain generations of cephalosporins, or to certain individual
cephalosporin drugs. FDA recognized that not all cephalosporin drugs
necessarily posed the same level of risk. But given the
[[Page 741]]
potential for confusion regarding the classification of individual
cephalosporin drugs into various generations, FDA concluded in the July
3, 2008, final rule, that it would be problematic to define the scope
of the prohibition based on cephalosporin ``generation.'' Although FDA
continues to believe that a ``generation-based'' prohibition would be
problematic, the Agency has given further consideration to excluding
certain cephalosporin drugs from the order of prohibition. Therefore,
based on the comments received on the July 3, 2008, order of
prohibition, the Agency now believes that it is not necessary to
prohibit the extralabel use of approved cephapirin drug products in
food-producing animals.
Several factors contribute to cephapirin drug products being of a
lesser concern for promoting antimicrobial resistance in bacteria of
significant public health concern. First, there are currently no
cephapirin drug products approved for use in humans and, since
cephapirin has such a narrow spectrum of activity compared to newer
cephalosporins like ceftiofur, it is less likely to cause cross-
resistance to drugs in other cephalosporin classes (Refs. 26, 28).
Furthermore, target organisms for approved uses of cephapirin include
those not normally considered to cause serious human infections through
the foodborne route.
Second, cephapirin is currently only approved for use in food-
producing animals as intramammary infusion drug products for dairy
cattle. These products are formulated and dispensed in a manner that
limits their suitability for other uses or routes of administration,
thus restricting their potential for extralabel use significantly.
Therefore, because the impact of cephapirin on antimicrobial
resistance among bacteria of public health concern is substantially
less than other, newer cephalosporins, and its unique dosage form
restricts the extent of its extralabel use significantly, the Agency
believes that it is appropriate to exclude cephapirin drug products
from the prohibition order.
2. Extralabel Indications for Use
People often think of extralabel use only in terms of unapproved
indications for use, that is, diseases or conditions not included in
the approved labeling. However, as noted earlier, the definition of
``extralabel use'' includes several aspects of drug use not described
in the approved labeling including, but not limited to:
(1) Use in species not listed in the labeling;
(2) Use for indications (disease or other conditions) not listed in
the labeling;
(3) Use at dose levels, frequencies, or routes of administration
other than those stated in the labeling; and
(4) Deviation from the labeled withdrawal time based on these
different uses.
For example, if a veterinarian uses a drug for an approved
therapeutic indication, but administers it at twice the labeled dose,
such use would represent an extralabel use. Alternatively, if a
veterinarian uses a drug for an approved therapeutic indication, and
administers the drug at the approved dosage regimen for that
indication, but there is a failure to observe the labeled withdrawal
time before the treated animal is sent to slaughter, such use would
also represent an extralabel use. It is important to understand that
there are many ways to use an approved drug in an extralabel fashion.
As noted earlier, a prohibition order can be either a general ban
on all extralabel use of a drug or class of drugs, or a lesser ban
limited to one or more of the individual extralabel uses. Many
commenters were concerned that a blanket prohibition of all extralabel
use of cephalosporins would have a negative impact on animal health and
welfare because, by prohibiting all extralabel use, therapeutic use for
unapproved indications would also be prohibited, thereby eliminating
effective treatment options for many life-threatening diseases for
which there are limited or no approved therapies. However, while the
vast majority of the comments objected to a blanket prohibition, few
expressed an objection to prohibiting extralabel dosage regimens. Only
those comments regarding intramammary use of cephalosporins expressed a
need for extralabel dosage regimens. In fact, several comments
explicitly suggested FDA narrow the order to only allow extralabel use
for unapproved therapeutic indications, but still prohibit most other
extralabel use, including modifications to approved dosage regimens.
An important tenet of the Agency's microbial food safety assessment
for antimicrobial drugs in food-producing animals is its focus on
conditions of use. When the microbial food safety hazard associated
with the use of an antimicrobial drug in food-producing animals is
evaluated as part of the new animal drug approval process, the
evaluation takes into consideration the proposed conditions of use,
including:
(1) Dosage regimen (dose level, frequency of administration,
duration, and route of administration), and
(2) Indications for use (purpose of treatment, species, class or
age of the target animal, and the number of animals likely to be
treated).
As such, it is the approved conditions of use that help mitigate
antimicrobial resistance risks associated with a particular drug's use
by controlling the overall drug exposure in treated animals. Although
all aspects of the conditions of use contribute to some extent to drug
exposure, FDA believes, after re-examining the basis for this order of
prohibition, that extralabel uses of cephalosporins that involve
modifications of the approved dosage regimen are likely to pose the
greatest risk of increasing the extent to which animals are exposed to
the drug. Such extralabel uses allow for greater exposure of individual
animals through modification of dose levels, duration of
administration, and/or frequency of administration. Furthermore, using
the drug by unapproved routes of administration (e.g., via drinking
water) can also increase exposure levels by facilitating administration
of the drug to a significantly larger number of animals.
It is in this context that FDA concluded that extralabel uses that
conform to the approved dosage regimen, but involve use for unapproved
therapeutic indications, pose a significantly lower risk with respect
to increasing overall drug exposure than uses at unapproved dose
levels, unapproved duration and/or frequency of administration, or
unapproved routes of administration. Accordingly, the Agency also
concluded that an exception to the order of prohibition could be made
on this basis. However, FDA also took into account the extralabel uses
of cephalosporin drugs in food-producing animals of greatest concern
(see discussion in section II.E of this document regarding prevention
use) and concluded that this exception to the prohibition should only
be for the treatment and control of disease.
Therefore, the Agency thinks it is appropriate to narrow the scope
of the prohibition order somewhat by only allowing extralabel use in
food-producing major species for treatment or control of unapproved
disease indications, but continuing to prohibit most other extralabel
use in these species including unapproved dosage regimens and use to
prevent extralabel disease indications.
For the reasons described previously, FDA does not at this time
believe that extralabel use in food-producing major
[[Page 742]]
species to treat or control an unapproved disease indication presents a
risk to the public health as long as the drug is used at a labeled
dose, frequency, duration, and route of administration approved for
that species and production class.
3. Food-Producing Minor Species
In accordance with the act, minor species means animals other than
cattle, swine, chickens, turkeys, horses, dogs, cats, and humans. Many
comments requested that food-producing minor species, particularly
small ruminants, be excluded from the order of prohibition. Most of
these comments cited the limited availability of approved animal drug
products for these species and several comments also noted that small
ruminants represent only very limited uses of cephalosporin drug
products compared to cattle, swine, and poultry. Based on these
comments, the Agency reconsidered the decision to include food-
producing minor species in the prohibition on the extralabel use of
cephalosporin drugs in food-producing animals.
As noted earlier, in regard to the use of antimicrobial drugs in
animals, the Agency considers the most significant risk to the public
health associated with antimicrobial resistance to be human exposure to
food containing antimicrobial-resistant bacteria resulting from the
exposure of food-producing animals to antimicrobials. However, when
considering the foodborne pathway, the potential for human exposure to
antimicrobial-resistant pathogens is significantly less for food
derived from minor species than it is for food derived from the food-
producing major species. The exposure potential is less in part because
the amount of food derived from cattle, swine, and poultry is much
greater than the amount of food derived from sheep, goats, and
aquaculture, the minor species from which the most food is derived.
Furthermore, the amount of food derived from any of the other food-
producing minor species, such as deer, bison, elk, rabbit, duck, goose,
quail, pheasant, partridge, pigeon, ostrich, or emu is considerably
less than the amount of food derived from sheep, goats, and
aquaculture. In addition, cephalosporins are approved for use in sheep
and goats, thereby reducing the potential for extralabel use in these
species, and there is little or no practical use for cephalosporin
drugs in aquaculture.
Therefore, for the reasons described previously, FDA does not at
this time believe that extralabel use in food-producing minor species
presents a risk to the public health.
Please note that all the provisions of AMDUCA remain applicable to
the exceptions noted above. This includes provisions making it unlawful
for the permitted extralabel use of a cephalosporin drug to result in a
residue above an established tolerance or safe level. See 21 U.S.C.
360b(a)(4)(B) and FDA regulations at 21 CFR 530.11.
B. Legal Standard
Several comments questioned the legal standard applied by FDA in
implementing the order of prohibition. Some comments referred to the
Agency's approach as involving the ``precautionary principle,'' an
apparent reference to a principle used in the European Union in some
environmental and regulatory decision-making. Two comments suggested
that, in order to support an order of prohibition, it would be
necessary for FDA to demonstrate ``either a demonstrative negative
impact on human health or an imminent danger to human health.'' Some
comments suggested that FDA must perform a risk assessment that would
characterize the hazard, evaluate the risk, and ascertain the impact of
any risk management recommendations associated with the order.
One comment suggested that a link between the use of cephalosporins
in the treatment of animals and the development of bacterial resistance
in humans would not meet the criterion of the AMDUCA implementing
regulation that the extralabel use of cephalosporins has caused or will
likely cause an adverse event. That comment appears to make a technical
argument that an adverse event in the context of the regulation can
only be an adverse event in animals, as opposed to humans. (The
commenter acknowledged that the lack of drug efficacy when used for a
labeled pathogen in target animals would be considered an adverse
event.)
AMDUCA was enacted in 1994, and its provisions became effective
upon FDA's issuance of final regulations implementing those provisions
in 1996. Prior to the passage of AMDUCA, Federal law prohibited the use
of a new animal drug in a manner other than in accordance with the
approved label directions, i.e., extralabel use. Recognizing the
reality that veterinarians are often confronted with situations in
which there are no approved drugs for the species of animal that they
are treating, or for particular diseases or conditions afflicting those
animals, Congress enacted AMDUCA to allow licensed veterinarians to
prescribe extralabel uses of approved animal drugs and approved human
drugs for animals without violating the law.
The provisions of AMDUCA relating to extralabel use in animals of
approved new animal drugs and approved human drugs, sections 512(a)(4)
and 512(a)(5) of the FD&C Act, respectively, provide that such
extralabel use must be in compliance with conditions specified in
implementing regulations promulgated by FDA. (21 U.S.C. 360b(a)(4) and
360b(a)(5)). Section 512(a)(4) further provides that if FDA finds,
after extending an opportunity for public comment, that the extralabel
use of a new animal drug ``presents a risk to the public health * * *
[FDA] may, by order, prohibit any such use.'' (Section 512(a)(4)(D) (21
U.S.C. 360b(a)(4)(D)).
Although the express language relating to prohibiting extralabel
use appears in the provisions of AMDUCA that deal with extralabel use
of approved new animal drugs, in its implementing regulations at part
530, FDA has interpreted the statute as applying the same standard to
extralabel use of approved human drugs in food-producing animals. FDA's
implementing regulations state that a prohibition may occur if FDA
determines that ``[t]he extralabel use of the drug or class of drugs
presents a risk to the public health.'' 21 CFR 530.21(a)(2). See also
21 CFR 530.25(a)(2). The regulations permit a prohibition to be either
a general ban on the extralabel use of the drug or class of drugs, or a
ban limited to particular species, indications for use, dosage forms,
routes of administration, or a combination of those factors. 21 CFR
530.21(b).
The regulations further define the phrase ``use of a drug presents
a risk to the public health'' to mean that ``FDA has evidence that
demonstrates that the use of the drug has caused or likely will cause
an adverse event.'' 21 CFR 530.3(e). FDA has thus, by regulation,
imposed upon itself the requirement that it have some evidence that
demonstrates either that a drug has caused an adverse event or that it
likely will cause an adverse event. FDA believes that, when the issue
is, as with cephalosporins, a question of the development of
antibacterial resistance in animals that may affect human health, an
order of prohibition may be based on evidence that such development of
antibacterial resistance--which could lead to serious adverse events in
humans--is ``likely'' as a result of the extralabel animal drug use.
The regulation is clear that there need not be evidence that such an
event has actually occurred.
[[Page 743]]
FDA rejects the apparent suggestion of one commenter, noted above,
that an order of prohibition cannot be based on an adverse event in
humans. Such a reading would be squarely inconsistent with the
statutory provisions authorizing FDA to ban extralabel uses that
present a risk to the public health. FDA addressed this issue in the
preamble to the final AMDUCA implementing regulations, clarifying that
``[t]he agency did not intend for the term `adverse event' to be
interpreted as related only to animal `adverse drug reactions.' '' (61
FR 57732 at 57737, November 7, 1996). Also, as made clear by the
preamble, ``* * * the primary focus will be on human health.'' (61 FR
at 57732 at 57737).
FDA also rejects the assertion by some commenters that FDA relied
on the ``precautionary principle.'' As previously noted, the standard
in the regulation does require the existence of evidence. In the
preamble to the final rule, FDA addressed the question of what type of
evidence would be necessary by saying that the risk determinations that
would lead to prohibition of an extralabel use ``typically will involve
documented scientific information. However, the Agency believes that it
is not limited to making risk determinations based solely on documented
scientific information, but may use other suitable information as
appropriate.'' (61 FR 57732 and 57738; November 7, 1996). In other
sections of this preamble, FDA provides a detailed description of the
evidence supporting its conclusion that the extralabel use that is
being prohibited by this revised order does in fact present a risk to
the public health, including a likelihood that the use would, if not
prohibited, ultimately lead to adverse events in humans resulting from
the development of resistance to antibiotic drugs needed to treat human
infections.
IV. Conclusions
Based on information regarding cephalosporin resistance as
discussed previously, FDA continues to believe, as it did in July of
2008, that it is likely that the extralabel use of cephalosporins in
certain food-producing animal species is contributing to the emergence
of cephalosporin-resistant zoonotic foodborne bacteria. Therefore, FDA
has determined in accordance with the relevant provisions of 21 CFR
part 530 that, with some exceptions, such extralabel use likely will
cause an adverse event and, as such, presents a risk to the public
health. As also noted earlier, FDA agrees with many of the comments
received on the July 3, 2008, order of prohibition that said the scope
of the original order was too broad and, in response, has narrowed the
scope of this order accordingly. Specifically, this order prohibits all
extralabel use of cephalosporin drugs in food-producing animals except
for the following uses, provided they comply with AMDUCA and FDA's
regulations implementing AMDUCA at 21 CFR part 530:
(1) Cephapirin: Extralabel uses of approved cephapirin products are
excluded from the prohibition.
(2) Extralabel Indications for Use: Extralabel uses to treat or
control an extralabel disease indication in food-producing major
species when used at a labeled dose, frequency, duration, and route of
administration approved for that species and production class, are
excluded from the prohibition.
(3) Food-Producing Minor Species: Extralabel uses in food-producing
minor species are excluded from the prohibition.
To restate in more practical terms, after this order becomes
effective, the following extralabel use restrictions will apply to all
cephalosporin drug products, except approved cephapirin products, when
used in food-producing animals:
Major Species: Extralabel use of a cephalosporin drug product is
permitted in food-producing major species to treat or control an
extralabel disease indication, but only when it is approved and labeled
for use in that particular species and production class, and only when
the product is administered at dose levels, frequencies, durations, and
routes of administration stated on the approved labeling for that
particular species and production class. However, extralabel use for
disease prevention purposes is prohibited.
Minor Species: All extralabel use of a cephalosporin drug product
is permitted in food-producing minor species provided such use complies
with the requirements of AMDUCA and 21 CFR part 530.
V. Comments
FDA is providing 60 days from the date of this publication for the
public to comment on this document. For the effective date of the
order, see the DATES section of this document, unless the Agency
revokes or modifies the order, or extends the comment period.
Interested persons may submit to the Division of Dockets Management
(see ADDRESSES) either electronic or written comments regarding this
document. It is only necessary to send one set of comments. It is no
longer necessary to send two copies of mailed comments. Identify
comments with the docket number found in brackets in the heading of
this document. Received comments may be seen in the Division of Dockets
Management between 9 a.m. and 4 p.m., Monday through Friday.
VI. Order of Prohibition
Therefore, I hereby issue the following order under 21 CFR 530.21
and 530.25. FDA finds that certain extralabel use of the cephalosporin
class of antimicrobial drugs in food-producing animals likely will
cause an adverse event, which constitutes a finding that extralabel use
of these drugs presents a risk to the public health. Therefore, the
Agency is prohibiting the extralabel use of the cephalosporin class of
antimicrobial drugs as follows:
Cephalosporins (not including cephapirin) are prohibited from
extralabel use in cattle, swine, chickens, or turkeys as follows: (1)
For disease prevention purposes; (2) at unapproved doses, frequencies,
durations, or routes of administration; and (3) if the drug is not
approved for that species and production class.
VII. References
The following references have been placed on display in the Dockets
Management Branch (see ADDRESSES). You may view them between 9 a.m. and
4 p.m., Monday through Friday. FDA has verified the Web site addresses,
but FDA is not responsible for any subsequent changes to the Web site
after this document publishes in the Federal Register.
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2. John H. Powers, M.D., Transcript--Official Meeting of the
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8. Glenn, L.M. et al. Analysis of Antimicrobial Resistance Genes
Detected in Multidrug-Resistant Salmonella enterica Serovar
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9. Doi, Y. et al. Reduced Susceptibility to Cefepime among
Escherichia coli Clinical Isolates Producing Novel Variants of CMY-2
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Enterobacteriaceae in U.S. Medical Centers: Molecular Evaluation
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