Approval and Promulgation of Air Quality Implementation Plans; California; Determinations of Failure To Attain the One-Hour Ozone Standard, 82133-82146 [2011-33475]
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Federal Register / Vol. 76, No. 251 / Friday, December 30, 2011 / Rules and Regulations
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procedure; Labor-management relations.
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PART 102—RULES AND
REGULATIONS, SERIES 8
1. The authority citation for 29 CFR
part 102 continues to read as follows:
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Authority: Section 6, National Labor
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During any period when the Board
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Signed in Washington, DC, on December
28, 2011.
Mark Gaston Pearce,
Chairman.
[FR Doc. 2011–33668 Filed 12–29–11; 8:45 am]
BILLING CODE P
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NATIONAL LABOR RELATIONS
BOARD
29 CFR Part 104
RIN 3142–AA07
Notification of Employee Rights Under
the National Labor Relations Act
AGENCY:
National Labor Relations
Board.
ACTION:
Final rule; delay of effective
date.
On August 30, 2011, the
National Labor Relations Board (Board)
published a final rule requiring
employers, including labor
organizations in their capacity as
employers, subject to the National Labor
Relations Act (NLRA) to post notices
informing their employees of their rights
as employees under the NLRA. (76 FR
54006, August 30, 2011.) On October 12,
2011, the Board amended that rule to
delay the effective date from November
14, 2011, to January 31, 2012. (76 FR
63188, October 12, 2011.) The Board
hereby further amends that rule to delay
the effective date from January 31, 2012,
to April 30, 2012. The purpose of this
amendment is to facilitate the resolution
of the legal challenges with respect to
the rule.
DATES: This amendment is effective
December 30, 2011. The effective date of
the final rule published at 76 FR 54006,
August 30, 2011, and amended at 76 FR
63188, October 12, 2011, is delayed
from January 31, 2012 to April 30, 2012.
FOR FURTHER INFORMATION CONTACT:
Lester A. Heltzer, Executive Secretary,
National Labor Relations Board, 1099
14th Street NW., Washington, DC 20570,
(202) 273–1067 (this is not a toll-free
number), 1–(866) 315–6572 (TTY/TDD).
SUPPLEMENTARY INFORMATION: On August
30, 2011, the National Labor Relations
Board published a final rule requiring
employers, including labor
organizations in their capacity as
employers, subject to the National Labor
Relations Act (NLRA) to post notices
informing their employees of their rights
as employees under the NLRA. The
Board subsequently determined that in
the interest of ensuring broad voluntary
compliance with the rule concerning
notification of employee rights under
the National Labor Relations Act,
further public education and outreach
efforts would be helpful. Accordingly,
the Board changed the effective date of
the rule from November 14, 2011, to
January 31, 2012, in order to allow time
for such an education and outreach
effort. On December 19, 2011, the U.S.
District Court for the District of
SUMMARY:
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Columbia requested that the Board
consider postponing the effective date of
the rule in connection with a pending
proceeding concerning the rule. The
Board has determined that postponing
the effective date of the rule would
facilitate the resolution of the legal
challenges that have been filed with
respect to the rule. Accordingly, the
Board has decided to change the
effective date of the rule from January
31, 2012 to April 30, 2012.
Signed in Washington, DC, on December
23, 2011.
Mark Gaston Pearce,
Chairman.
[FR Doc. 2011–33571 Filed 12–29–11; 8:45 am]
BILLING CODE 7545–01–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R09–OAR–2011–0638; FRL–9612–8]
Approval and Promulgation of Air
Quality Implementation Plans;
California; Determinations of Failure
To Attain the One-Hour Ozone
Standard
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
The EPA is taking final action
to determine that three areas in
California, previously designated
nonattainment for the now-revoked onehour ozone national ambient air quality
standard (NAAQS), did not attain that
standard by their applicable attainment
dates: the Los Angeles-South Coast Air
Basin Area (‘‘South Coast’’), the San
Joaquin Valley Area (‘‘San Joaquin
Valley’’), and the Southeast Desert
Modified Air Quality Maintenance Area
(‘‘Southeast Desert’’). These
determinations are based on three years
of quality-assured and certified ambient
air quality monitoring data for the
period preceding the applicable
attainment deadline.
DATES: Effective Date: This rule is
effective on January 30, 2012.
ADDRESSES: EPA has established docket
number EPA–R09–OAR–2011–0638 for
this action. The index to the docket is
available electronically at
www.regulations.gov and in hard copy
at EPA Region IX, 75 Hawthorne Street,
San Francisco, California. While all
documents in the docket are listed in
the index, some information may be
publicly available only at the hard copy
location (e.g., copyrighted material), and
some may not be publicly available in
SUMMARY:
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either location (e.g., Confidential
Business Information). To inspect the
hard copy materials, please schedule an
appointment during normal business
hours with the contact listed in the FOR
FURTHER INFORMATION CONTACT section.
FOR FURTHER INFORMATION CONTACT:
Doris Lo, (415) 972–3959, or by email at
lo.doris@epa.gov.
SUPPLEMENTARY INFORMATION:
Throughout this document whenever
‘‘we,’’ ‘‘us,’’ or ‘‘our’’ is used, we mean
EPA.
Table of Contents
I. EPA’s Proposed Action
A. Background
B. Technical Evaluation
C. Consequences
II. Public Comments and EPA Responses
III. Final Action
IV. Statutory and Executive Order Reviews
I. EPA’s Proposed Action
On September 14, 2011 (76 FR 56694),
EPA proposed to determine, under the
Clean Air Act (CAA or ‘‘Act’’), that three
areas previously designated
nonattainment for the one-hour ozone
NAAQS—the South Coast, the San
Joaquin Valley, and the Southeast
Desert—failed to attain the NAAQS for
one-hour ozone by their applicable onehour NAAQS attainment dates.
A. Background
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Regulatory Context
The Act requires us to establish
NAAQS for certain widespread
pollutants that cause or contribute to air
pollution that is reasonably anticipated
to endanger public health or welfare
(sections 108 and 109 of the Act). In
1979, we promulgated the revised onehour ozone standard of 0.12 parts per
million (ppm) (44 FR 8202, February 8,
1979).1
An area is considered to have attained
the one-hour ozone standard if there are
no violations of the standard, as
determined in accordance with the
regulation codified at 40 CFR section
50.9, based on three consecutive
calendar years of complete, qualityassured and certified monitoring data. A
violation occurs when the ambient
ozone air quality monitoring data show
greater than one (1.0) ‘‘expected
number’’ of exceedances per year at any
site in the area, when averaged over
three consecutive calendar years.2 An
1 For ease of communication, many reports of
ozone concentrations are given in parts per billion
(ppb); ppb = ppm × 1000. Thus, 0.12 ppm becomes
120 ppb (or between 120 to 124 ppb, when
rounding is considered).
2 An ‘‘expected number’’ of exceedances is a
statistical term that refers to an arithmetic average.
An ‘‘expected number’’ of exceedances may be
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exceedance occurs when the maximum
hourly ozone concentration during any
day exceeds 0.124 ppm. For more
information, please see ‘‘National 1hour primary and secondary ambient air
quality standards for ozone’’ (40 CFR
50.9) and ‘‘Interpretation of the 1-Hour
Primary and Secondary National
Ambient Air Quality Standards for
Ozone’’ (40 CFR part 50, appendix H).
The Act, as amended in 1990,
required EPA to designate as
nonattainment any area that was
violating the one-hour ozone standard,
generally based on air quality
monitoring data from the 1987 through
1989 period (section 107(d)(4) of the
Act; 56 FR 56694, November 6, 1991).
The Act further classified these areas,
based on the severity of their
nonattainment problem, as Marginal,
Moderate, Serious, Severe, or Extreme.
The control requirements and date by
which attainment of the one-hour ozone
standard was to be achieved varied with
an area’s classification. Marginal areas
were subject to the fewest mandated
control requirements and had the
earliest attainment date, November 15,
1993, while Severe and Extreme areas
were subject to more stringent planning
requirements and were provided more
time to attain the standard. Two
measures that are triggered if a Severe
or Extreme area fails to attain the
standard by the applicable attainment
date are contingency measures [section
172(c)(9)] and a major stationary source
fee provision [sections 182(d)(3) and
185](‘‘major source fee program’’ or
‘‘section 185 fee program’’).
Designations and Classifications
On November 6, 1991, EPA
designated the South Coast 3 as
‘‘Extreme’’ nonattainment for the onehour ozone standard, with an
attainment date no later than November
15, 2010 (56 FR 56694). In its November
6, 1991 final rule, EPA designated the
San Joaquin Valley 4 as ‘‘Serious’’
nonattainment for the one-hour ozone
standard, but later reclassified the valley
as ‘‘Severe’’ (66 FR 56476, November 8,
2001), and then as ‘‘Extreme’’ (69 FR
equivalent to the number of observed exceedances
plus an increment that accounts for incomplete
sampling. See, 40 CFR part 50, appendix H.
Because, in this context, the term ‘‘exceedances’’
refers to days (during which the daily maximum
hourly ozone concentration exceeded 0.124 ppm),
the maximum possible number of exceedances in a
given year is 365 (or 366 in a leap year).
3 The South Coast includes Orange County, the
southwestern two-thirds of Los Angeles County,
southwestern San Bernardino County, and western
Riverside County (see 40 CFR 81.305).
4 San Joaquin Valley includes all of Fresno, Kings,
Madera, Merced, San Joaquin, Stanislaus, and
Tulare counties, as well as the western half of Kern
County (see 40 CFR 81.305).
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20550, April 16, 2004) for the one-hour
ozone standard, with the same
attainment date (November 15, 2010) as
the South Coast. In its 1991 final rule,
EPA designated the Southeast Desert 5
as ‘‘Severe-17’’ nonattainment for the
one-hour ozone standard, with an
attainment date no later than November
15, 2007.
Outside of Indian country,6 the South
Coast lies within the jurisdiction of the
South Coast Air Quality Management
District (SCAQMD). Similarly, with the
exception of Indian country, San
Joaquin Valley lies within the San
Joaquin Valley Unified Air Pollution
Control District (SJVUAPCD). Likewise,
excluding Indian country, the Los
Angeles portion of the Southeast Desert
lies within the Antelope Valley Air
Quality Management District
(AVAQMD), the San Bernardino County
portion of the Southeast Desert lies
within the Mojave Desert Air Quality
Management District (MDAQMD), and
the Riverside County portion of the
Southeast Desert lies within the
SCAQMD.
Under California law, each air district
is responsible for adopting and
implementing stationary source rules,
such as the fee program rules required
under CAA section 185, while the
California Air Resources Board (CARB)
adopts and implements consumer
products and mobile source rules. The
district and state rules are submitted to
EPA by CARB.
Transition From One-Hour Ozone
Standard to Eight-Hour Ozone Standard
In 1997, EPA promulgated a new,
more protective standard for ozone
based on an eight-hour average
concentration (the 1997 eight-hour
ozone standard). In 2004, EPA
published the 1997 eight-hour ozone
designations and classifications and a
rule governing certain facets of
implementation of the eight-hour ozone
standard (herein referred to as the
‘‘Phase 1 Rule’’) (69 FR 23858 and 69 FR
23951, respectively, April 30, 2004).
5 The Southeast Desert covers the Victor Valley/
Barstow region in San Bernardino County, the
Coachella Valley region in Riverside County, and
the Antelope Valley portion of Los Angeles County
(see 40 CFR 81.305).
6 ‘‘Indian country’’ as defined at 18 U.S.C. 1151
refers to: ‘‘(a) all land within the limits of any
Indian reservation under the jurisdiction of the
United States Government, notwithstanding the
issuance of any patent, and, including rights-of-way
running through the reservation, (b) all dependent
Indian communities within the borders of the
United States whether within the original or
subsequently acquired territory thereof, and
whether within or without the limits of a state, and
(c) all Indian allotments, the Indian titles to which
have not been extinguished, including rights-of-way
running through the same.’’
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Although EPA revoked the one-hour
ozone standard (effective June 15, 2005),
to comply with anti-backsliding
requirements of the Act, eight-hour
ozone nonattainment areas remain
subject to certain requirements based on
their one-hour ozone classification.
Initially, in our rules to address the
transition from the one-hour to the
eight-hour ozone standard, EPA did not
include contingency measures or the
section 185 fee program among the
measures retained as one-hour ozone
anti-backsliding requirements.7
However, on December 23, 2006, the
United States Court of Appeals for the
District of Columbia Circuit determined
that EPA should not have excluded
these requirements (and certain others
not relevant here) from its antibacksliding requirements. South Coast
Air Quality Management District v. EPA,
472 F.3d 882 (DC Cir. 2006) reh’g
denied 489 F.3d 1245 (clarifying that
the vacatur was limited to the issues on
which the court granted the petitions for
review) (referred to herein as the South
Coast case).
Thus, the Court vacated the
provisions that excluded these
requirements. As a result, States must
continue to meet the obligations for onehour ozone NAAQS contingency
measures and, for Severe and Extreme
areas, section 185 major source fee
programs. EPA has issued a proposed
rule that would remove those specific
portions of 40 CFR 51.905(e) that the
court vacated, and that addresses
contingency measures for failure to
attain or make reasonable further
progress toward attainment of the onehour standard. See 74 FR 2936, January
16, 2009 (proposed rule); 74 FR 7027,
February 12, 2009 (notice of public
hearing and extension of comment
period).
Rationale for Proposed Action
In our September 14, 2011 proposed
rule, we explained that, after revocation
of the one-hour ozone standard, EPA
must continue to provide a mechanism
to give effect to the one-hour antibacksliding requirements that have been
specifically retained. See South Coast,
47 F.3d 882, at 903. In keeping with this
responsibility with respect to one-hour
anti-backsliding contingency measures
and section 185 fee programs for these
three California areas, on September 14,
2011, EPA proposed to determine that
each area failed to attain the one-hour
ozone standard by its applicable
attainment date.
7 Final Rule to Implement the 8-Hour Ozone
National Ambient Air Quality Standard—Phase 1,
69 FR 23951 (April 30, 2004).
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B. Technical Evaluation
A determination of whether an area’s
air quality meets the one-hour ozone
standard is generally based upon three
years of complete,8 quality-assured and
certified air quality monitoring data
gathered at established State and Local
Air Monitoring Stations (‘‘SLAMS’’) in
the nonattainment area and entered into
the EPA’s Air Quality System (AQS)
database. Data from air monitors
operated by state/local agencies in
compliance with EPA monitoring
requirements must be submitted to the
AQS database. Monitoring agencies
annually certify that these data are
accurate to the best of their knowledge.
Accordingly, EPA relies primarily on
data in its AQS database when
determining the attainment status of an
area. See 40 CFR 50.9; 40 CFR part 50,
appendix H; 40 CFR part 53; 40 CFR
part 58, appendices A, C, D and E. All
data are reviewed to determine the
area’s air quality status in accordance
with 40 CFR part 50, appendix H.
Under EPA regulations at 40 CFR
50.9, the one-hour ozone standard is
attained at a monitoring site when the
expected number of days per calendar
year with maximum hourly average
concentrations above 0.12 parts per
million (235 micrograms per cubic
meter) is equal to or less than 1, as
determined by 40 CFR part 50, appendix
H.9
In our September 14, 2011 proposed
rule, EPA proposed to determine that
the South Coast, the San Joaquin Valley,
and the Southeast Desert failed to attain
the one-hour ozone standard by their
applicable attainment dates based on
findings that the number of expected
exceedances at sites in each of the three
nonattainment areas was greater than
one per year in the period prior to the
applicable attainment date. These
proposed determinations were based on
three years of quality-assured and
certified ambient air quality monitoring
data in AQS for the 2008–2010
monitoring period for the South Coast
and the San Joaquin Valley, and qualityassured and certified data in AQS for
2005–2007 for the Southeast Desert.
8 Generally, a ‘‘complete’’ data set for determining
attainment of the ozone is one that includes three
years of data with an average percent of days with
valid monitoring data greater than 90% with no
single year less than 75%. See 40 CFR part 50,
appendix I. There are less stringent data
requirements for showing that a monitor has failed
an attainment test and thus has recorded a violation
of the standard.
9 The average number of expected exceedances is
determined by averaging the expected exceedances
of the one-hour ozone standard over a consecutive
three calendar year period. See 40 CFR part 50,
appendix H.
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In so doing, in our September 14,
2011 proposed rule, we reviewed
documents prepared by CARB and the
local air districts in connection with the
ozone monitoring networks as well as
any applicable EPA technical systems
audits to determine the
comprehensiveness and reliability of the
data reported to AQS and used by EPA
to determine the attainment status of the
areas with respect to the one-hour ozone
standard. We then evaluated the ozone
monitoring data contained in AQS from
each area against the criterion discussed
above to determine whether the areas
attained the one-hour ozone standard by
their applicable attainment dates.
With respect to the South Coast, based
on the monitoring data from 29 ozone
monitoring sites for the years 2008–
2010, we found that, generally, the
highest ozone concentrations in the
South Coast occur in the northern and
eastern portions of the area. We also
determined that the highest three-year
average of expected exceedances at any
site in the South Coast Air Basin for
2008–2010 is 10.4 (at Crestline, a site
located at 4,500 feet elevation in the San
Bernardino Mountains). Because the
calculated exceedance rate of 10.4
represents a violation of the one-hour
ozone standard (a three-year average of
expected exceedances less than or equal
to 1), and taking into account the extent
and reliability of the applicable ozone
monitoring network, and the data
collected therefrom, we proposed in our
September 14, 2011 action to determine
that the South Coast Air Basin failed to
attain the one-hour ozone standard (as
defined in 40 CFR part 50, appendix H)
by the applicable attainment date (i.e.,
November 15, 2010). Please see pages
56696–56698 in the September 14, 2011
proposed rule for additional information
on the ozone monitoring network
operating in the South Coast during the
relevant period and the data collected
therefrom.
With respect to the San Joaquin
Valley, based on the monitoring data
from 22 ozone monitoring sites for the
years 2008–2010, we found that,
generally, the highest ozone
concentrations in San Joaquin Valley
occur in the central (i.e., in and around
the city of Fresno) and the southern
portions (i.e., southeast of Bakersfield)
of the area. We also determined that the
highest three-year average of expected
exceedances at any site in the San
Joaquin Valley for 2008–2010 is 6.6 at
Arvin, a site located with mountains to
the east, west, and south. Because the
calculated exceedance rate of 6.6
represents a violation of the one-hour
ozone standard (a three-year average of
expected exceedances less than or equal
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to 1), and taking into account the extent
and reliability of the applicable ozone
monitoring network, and the data
collected therefrom, we proposed in our
September 14, 2011 action to determine
that the San Joaquin Valley failed to
attain the one-hour ozone standard (as
defined in 40 CFR part 50, appendix H)
by the applicable attainment date (i.e.,
November 15, 2010). Please see pages
56698–56699 in the September 14, 2011
proposed rule for additional information
on the ozone monitoring network
operating in the San Joaquin Valley
during the relevant period and the data
collected therefrom.
With respect to the Southeast Desert,
based on the monitoring data from nine
ozone monitoring sites for the years
2005–2007, we found that, generally,
the highest ozone concentrations in the
Southeast Desert occur in the far
southwestern portion of the area, near
mountain passes through which
pollutants are transported to the
Southeast Desert from the South Coast
Air Basin. We also determined that the
highest three-year average of expected
exceedances at any site in the Southeast
Desert for 2005–2007 is 2.3 at Palm
Springs in Riverside County and
Hesperia in San Bernardino County.
Because the calculated exceedance rate
of 2.3 represents a violation of the onehour ozone standard (a three-year
average of expected exceedances less
than or equal to 1), and taking into
account the extent and reliability of the
applicable ozone monitoring network,
and the data collected therefrom, we
proposed to determine in our September
14, 2011 proposed action that the
Southeast Desert failed to attain the onehour ozone standard (as defined in 40
CFR part 50, appendix H) by the
applicable attainment date (i.e.,
November 15, 2007). Please see pages
56699–56700 in the September 14, 2011
proposed rule for additional information
on the ozone monitoring network
operating in the Southeast Desert during
the relevant period and the data
collected therefrom.
C. Consequences
In our September 14, 2011 proposed
rule, we explained that a final
determination of a Severe or Extreme
area’s failure to attain by its one-hour
ozone NAAQS attainment date would
trigger the obligation to implement onehour contingency measures for failure to
attain under section 172(c)(9) and fee
programs under sections 182(d)(3),
182(f), and 185. Section 172(c)(9)
requires one-hour ozone SIPs, other
than for ‘‘Marginal’’ areas, to provide for
implementation of specific measures
(referred to herein as ‘‘contingency
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measures’’) to be undertaken if the area
fails to attain the NAAQS by the
attainment date. Thus, in our September
14, 2011 proposed rules, we stated that
a consequence of the proposed
determinations, if finalized, would be to
give effect to any one-hour ozone
contingency measures that are not
already in effect within the three subject
California nonattainment areas.
Section 182(d)(3) requires SIPs to
include provisions required under
section 185, and section 185 requires
one-hour ozone SIPs in areas classified
as ‘‘Severe’’ or ‘‘Extreme’’ to provide
that, if the area has failed to attain the
standard by the applicable attainment
date, each major stationary source of
ozone precursors located in the area
must begin paying a fee [computed in
accordance with section 185(b)] to the
State. Section 182(f) extends the section
185 requirements, among others, that
apply to major stationary sources of
VOCs to major stationary sources of
NOX unless EPA has waived such
requirements for NOX sources in the
particular nonattainment area. Thus, in
our September 14, 2011 proposed rules,
we stated that another consequence of
the determinations, if finalized, would
be to give effect to the section 185 fee
requirements to the extent they are not
already in effect within the three subject
California nonattainment areas.
Please see pages 56700–56701 in the
September 14, 2011 proposed rule for
additional information on the
consequences of our proposed
determinations in the three subject
California one-hour ozone
nonattainment areas.
II. Public Comments and EPA
Responses
Our September 14, 2011 proposed
rule provided a 30-day comment period.
During this period, we received three
comment letters: a letter from the San
Joaquin Valley Unified Air Pollution
Control District (SJVUAPCD) dated
October 12, 2011; a letter from the South
Coast Air Quality Management District
(SCAQMD) dated October 13, 2011; and
a letter from Earthjustice dated October
14, 2011. None of the commenters
challenge EPA’s proposed air quality
determinations themselves, nor any
aspect of the technical basis for the
proposed determinations. Rather, they
variously challenge the necessity,
rationale, and statutory basis for the
proposed actions and the consequences
that they entail. We have summarized
the comments from each commenter’s
letter and provide EPA’s responses
below.
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San Joaquin Valley Unified Air
Pollution Control District—Comments
and Responses
SJVUAPCD Comment #1: The
SJVUAPCD provides a number of
grounds to support its argument that
EPA should not make a determination
that the San Joaquin Valley failed to
meet its deadline for attaining the onehour ozone standard. The District’s
reasons include: the one-hour ozone
standard has been revoked; EPA’s Phase
1 Ozone Implementation rule stated that
EPA will no longer make findings of
failure to attain for one-hour ozone
nonattainment areas, citing 69 FR
23951, at 23984 (April 30, 2004); while
certain provisions of EPA’s April 2004
Ozone Implementation rule were
vacated, the applicable provision related
to findings of failure to attain was not
challenged, and thus EPA remains
bound by it.
EPA Response to SJVUAPCD
Comment #1: Under EPA’s April 30,
2004 Phase 1 Rule, EPA is no longer
obligated, after revocation of the onehour ozone standard, to determine
pursuant to section 179(c) or 181(b)(2)
of the CAA whether an area attained the
one-hour ozone standard by that area’s
attainment date for the one-hour ozone
standard. See 40 CFR 51.905(e)(2). EPA
agrees that the relevant provision from
EPA’s Phase 1 Rule [i.e., 40 CFR
51.905(e)(2)] was not challenged and
has not been vacated, but disagrees that
this provision precludes EPA from
making the determinations that are the
subject of this notice. First, although the
provision states that the Agency is no
longer obligated to make certain
determinations, it does not prohibit the
Agency from exercising its discretion to
do so. However, more to the point, EPA
is not today invoking the authority of
section 179(c) to determine that the San
Joaquin Valley failed to attain the onehour ozone standard by the applicable
attainment date. Rather, EPA is acting
pursuant to its obligations to give effect
to two specific one-hour ozone antibacksliding requirements whose
implementation is dependent on such
determinations. In doing so, EPA is
complying with the DC Circuit’s
directive to formulate the Agency’s
procedures to dovetail with the required
anti-backsliding measures. For the
reasons explained in our September 14,
2011 proposed rule and further below,
EPA is acting pursuant to its authority
under section 301(a) and also the
relevant portion of section 181(b)(2).
SJVUAPCD Comment #2: The
SJVUAPCD believes that EPA’s action is
unnecessary with respect to the San
Joaquin Valley because the District’s
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one-hour ozone contingency measures
take effect without further action by the
District or EPA, and because, with
respect to section 185 fees, the DC
Circuit did not specify the mechanism
that EPA must use to trigger section 185
fees, and the District’s rule
implementing section 185 has been
proposed for approval by EPA.
EPA Response to SJVUAPCD
Comment #2: EPA recognizes that the
approved one-hour ozone plan for the
San Joaquin Valley relies on existing
State and federal on- and off-road road
new engine standards to meet the
contingency measure requirements in
section 172(c)(9), 75 FR 10420, at 10432
(March 8, 2010) and that such standards
are already being implemented and
provide an estimated additional benefit
in 2011 beyond the reductions from
those measures in 2010 regardless of our
determination of failure to attain the
one-hour ozone standard for the San
Joaquin Valley. EPA also recognizes that
the District’s rule (i.e., District Rule
3170) that is intended to implement
section 185 of the CAA in connection
with the one-hour ozone standard does
not condition its applicability upon
EPA’s determination of failure by the
area to attain the one-hour ozone
standard by the applicable attainment
date and that the rule has been
submitted to EPA for review.10 EPA,
however, believes that a determination
of failure to attain the one-hour ozone
standard is appropriate to eliminate any
uncertainty as to whether such
measures and rules must continue to be
implemented in San Joaquin Valley for
anti-backsliding purposes.
South Coast Air Quality Management
District—Comments and Responses
SCAQMD Comment #1: SCAQMD
asserts that there is no need for EPA to
make the proposed determinations.
SCAQMD believes that, with respect to
the South Coast, there is no need for a
‘‘trigger mechanism’’ which would
inform the area that, due to its failure to
attain, the area must implement section
185 fees and contingency measures
because the related section 185 fees rule
(SCAQMD Rule 317) has been adopted
and submitted to EPA and because the
contingency measures have already
been implemented.
EPA Response to SCAQMD Comment
#1: We recognize that SCAQMD Rule
317 has already been adopted by the
District and submitted to EPA by CARB
as a revision to the California SIP. As is
true for the corresponding SJVUAPCD
rule, SCAQMD Rule 317 does not
10 EPA proposed approval of SJVUAPCD Rule
3170 at 76 FR 45212 (July 28, 2011).
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condition applicability on EPA making
a determination of failure to attain the
one-hour ozone standard (by the
applicable attainment date), and thus,
the rule is in effect regardless of EPA’s
determination herein. EPA has not yet
acted to approve this SIP revision.
Furthermore, prior to today’s action,
there has been no final determination of
the area’s failure to attain, which is
what establishes the requirement to
implement a rule developed to comply
with section 185. Without a dispositive
determination that implementation is
required, it would be difficult if not
impossible to clearly establish and
enforce the obligation, and to assess
when it may cease. Moreover, because
EPA has not yet taken final action to
approve SCAQMD Rule 317, and if we
were to disapprove the rule, or if we
were to approve SCAQMD Rule 317, but
find that the SCAQMD is not
administering and enforcing the rule,
EPA could be under an obligation to
implement the fee program required
under section 185 [see CAA section
185(d)]. Thus, in order to comply with
the process set forth in section 185, and
to provide a legal basis for the State
and/or EPA as appropriate to collect
fees, EPA must ensure that the
necessary determination for application
of section 185 has been made. Thus,
EPA concludes that, in the
circumstances presented, the agency
must make the determination that
triggers the obligation to implement
section 185, and we do so today in this
document.
Moreover, the Agency has grounds to
make today’s determination other than
for purposes of implementing
contingency measures. EPA’s
determination is also linked to
implementation of anti-backsliding
requirements under section 185. Thus,
today’s action is not aimed solely at
one-hour ozone contingency measures.
SCAQMD Comment #2: Even if it
were necessary for EPA to have a
‘‘trigger mechanism’’ to cause an area to
implement its section 185 fee, or to
implement contingency measures, the
SCAQMD believes it is not necessary to
use a formal determination of failure to
attain. The SCAQMD states that there is
nothing in the South Coast case that
indicated that a formal determination of
failure to attain is necessary and that, as
a result, EPA could simply send the
affected districts a letter informing them
that those obligations had been triggered
based on submitted monitoring data.
EPA Response to SCAQMD Comment
#2: EPA’s established practice for
making a determination whether an area
has attained, or failed to attain, the
NAAQS is to conduct a rulemaking
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under the Administrative Procedure Act
(APA), not to issue a letter, a list or
some other informal document. In other
words, if there has not been a
rulemaking providing notice and an
opportunity for comment, there has not
been an attainment determination.
EPA’s longstanding practice in this
regard was explicitly recognized and
upheld more than a decade ago by the
United States Court of Appeals for the
DC Circuit. The Court rejected the Sierra
Club’s arguments that means other than
rulemaking were sufficient for this
purpose, especially when a
determination results in additional
obligations for an area. See Sierra Club
v. Whitman, 285 F.3d 63, at 66 (DC Cir.
2002). In determining through notice
and comment rulemaking that the South
Coast failed to attain the one-hour ozone
standard by the applicable attainment
date, EPA is acting consistently with its
established practice and applicable
administrative procedure law in making
such determinations.
SCAQMD Comment #3: The SCAQMD
asserts that the CAA does not authorize
EPA to make the proposed
determinations. In support of this
assertion, the SCAQMD argues that:
• While CAA sections 179(c) and
179(d) require EPA to determine
whether an area attained the standard
by the applicable attainment date and
that a new attainment demonstration
requirement is triggered by a
determination of failure to attain the
standard by the applicable attainment
date under those provisions, the onehour ozone standard has been revoked
and, as a result, the one-hour ozone
standard is no longer a ‘‘standard’’ for
the purposes of section 179(c) and
section 179(d);
• EPA’s past statements, such as
those from EPA’s April 30, 2004 Phase
1 Rule, indicate that areas would no
longer have the obligation to
demonstrate attainment of the revoked
one-hour ozone standard if the area had
an approved one-hour ozone attainment
demonstration; and
• The recent decision published by
the U.S. Court of Appeals for the Ninth
Circuit (Association of Irritated
Residents v. EPA, 632 F.3d 584 (9th Cir.
2011) that appears to require EPA to
assure that California demonstrate
attainment of the one-hour ozone
standard for the South Coast was
rendered without consideration of the
fact that the plan in issue there was
aimed at attaining the one-hour ozone
standard, which had been revoked by
the time EPA acted on the plan, and that
the decision is pending appeal and not
yet final.
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EPA Response to SCAQMD Comment
#3: In making today’s final
determinations, we are not acting
pursuant to section 179(c) nor triggering
the related requirements under section
179(d). Neither of these provisions was
retained as a 1-hour ozone antibacksliding requirement, and the
relevant provisions of the antibacksliding rule in this respect were not
challenged. As explained in our
September 14, 2011 proposed rule, we
are acting here in accordance with our
obligation to enforce specific one-hour
ozone anti-backsliding requirements,
and the DC Circuit’s instruction to us in
the South Coast case that we determine
the process necessary for that purpose.
Thus, as explained in our proposal and
elsewhere in this notice, we are acting
here pursuant to our general authority
in section 301(a) and the relevant
portion of section 181(b)(2) concerning
attainment determinations (i.e., not the
portion concerning reclassifications,
which the commenter correctly notes
was not retained for anti-backsliding
purposes), and for the purpose of
effectuating the two anti-backsliding
provisions that are triggered by a
determination of failure to meet the
attainment deadline—contingency
measures and section 185 fees.
EPA believes that the Ninth Circuit’s
decision in the Association of Irritated
Residents (AIR) case cited by SCAQMD
has no bearing on the question raised in
this rulemaking regarding whether EPA
must invoke section 179 when it seeks
to make a determination regarding 1hour ozone contingency and fee antibacksliding measures. The AIR case
centers on EPA’s duties under section
110(l) of the CAA when it reviews a SIP
revision, particularly, a SIP revision that
includes an attainment demonstration.
It does not pertain to the issue raised in
this rulemaking—whether section 179,
though not preserved in EPA’s antibacksliding provisions, should
nonetheless be tacked on for the first
time here as an additional antibacksliding requirement to impose yet
further planning for a revoked standard.
In contrast to AIR, which considers
EPA’s duty at the time it reviews a plan,
the question raised in this rulemaking is
not whether the plan’s faults were
known at the time of plan review. The
question here regarding section 179(c)
concerns only whether that section’s
provision, which was not preserved as
an anti-backsliding requirement, can be
applied to extract an additional round of
planning based on a subsequent failure
to attain. As EPA explains elsewhere in
this notice, the answer is that it cannot.
Section 179’s requirement for additional
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planning was not included in the antibacksliding measures that were
exhaustively litigated, reviewed and
dispositively determined by the DC
Circuit. As noted, the exclusion of
section 179, and in particular the
additional planning requirements in
section 179(d), from the list of
applicable requirements that continue to
apply for anti-backsliding purposes was
not challenged and remains the current
law. Above all, sections 179(c) and (d)
are not necessary to the enforcement of
any of the anti-backsliding requirements
which are included.
SCAQMD Comment #4: SCAQMD
acknowledges that EPA’s proposal
described the consequences of the
determinations only in terms of section
185 fees and contingency measures, but
is concerned that if EPA finalizes the
proposed action, it will be used in an
effort to compel SCAQMD to submit a
plan to attain the revoked one-hour
standard.
EPA Response to SCAQMD Comment
#4: EPA’s final determinations in this
rulemaking are intended to effectuate
only those 1-hour anti-backsliding
requirements that have been specifically
retained, and which are activated by a
finding of failure to attain. For the
reasons set forth at length elsewhere in
these responses, EPA is not acting
pursuant to section 179, and does not
believe that section’s provisions can be
invoked to require additional rounds of
planning for the revoked 1-hour
standard. EPA and the states are
implementing the one-hour standard,
which has been revoked, by means of
the specified one-hour anti-backsliding
requirements. While EPA agrees that it
must continue to make determinations
of attainment or failure to attain the onehour ozone standard by the applicable
attainment date, it is for the sole
purpose of ensuring implementation of
those one-hour ozone anti-backsliding
requirements (section 185 fees and
contingency measures) and not to trigger
new attainment demonstration plans or
reclassifications for the revoked onehour ozone standard. EPA’s reasoning is
elaborated further in its responses below
to the comments of Earthjustice.
SCAQMD Comment #5: SCAQMD
states that it has recently initiated the
2012 Air Quality Management Plan
(AQMP) development process.
SCAQMD anticipates that the 2012
AQMP will be submitted to EPA by the
end of 2012 and will include a
demonstration of attainment of the 24hour PM2.5 standard and an update to
the ‘‘black box’’ commitment under
CAA section 182(e)(5) for attainment of
the 1997 8-hour ozone standard.
SCAQMD asserts that this plan will
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necessarily include all feasible measures
and believes that it is doubtful that
additional measures could be identified
solely for the purposes of addressing the
revoked one-hour ozone standard.
SCAQMD also asserts that the strategies
for emissions reductions would
essentially be the same for both the one
and eight-hour ozone standards.
SCAQMD argues that no separate
additional plan for the revoked onehour ozone standard should be required,
since the 2012 plan for the eight-hour
standard will evaluate future one-hour
ozone design values and, all feasible
measures are being taken, and the
additional resource needed to prepare
such a demonstration would divert
resources away from the effort to
demonstrate attainment with the current
NAAQS. Thus, SCAQMD believes that
requiring a new attainment
demonstration for the one-hour ozone
standard is not necessary and is overly
burdensome given the upcoming 2012
AQMP.
EPA Response to SCAQMD Comment
#5: As stated above, EPA believes that
the anti-backsliding requirements
applicable for the revoked 1-hour ozone
standard are limited to those specified
in EPA’s regulations and the South
Coast decision, and do not and should
not compel additional planning for the
one-hour standard here. We agree that
requiring a new attainment
demonstration for the one-hour ozone
standard for the South Coast is not
necessary or required by a final
determination today that the South
Coast failed to attain the one-hour ozone
standard by the applicable attainment
date. As set forth in our September 14,
2011 proposed rule and elsewhere in
this document, we are making today’s
determination pursuant to our authority
under CAA section 301(a) and also
under the relevant portion of section
181(b)(2), in order to ensure
implementation of only those measures
specifically identified as one-hour
ozone anti-backsliding requirements—in
this case—contingency measures and
section 185 fees.
SCAQMD Comment #6: SCAQMD
requests that EPA clarify that a final
determination of failure to attain does
not trigger any obligation to submit an
attainment demonstration for the
revoked one-hour ozone standard.
EPA Response to SCAQMD Comment
#6: In this final rule, EPA explains and
responds to comments concerning the
statutory basis and rationale set forth in
our September 14, 2011 proposed rule
for the determination of failure to attain
the one-hour ozone standard by the
applicable attainment date. EPA is
taking this action under its authority to
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ensure implementation of one-hour
ozone anti-backsliding requirements
under CAA section 301(a) and the
relevant portion of section 181(b)(2).
Thus, EPA is stating plainly that today’s
determination does not trigger any
requirement for the State of California to
prepare and submit a new attainment
demonstration for the one-hour ozone
standard under section 179(c) and (d)
for any of the three subject California
nonattainment areas. As EPA has stated
elsewhere, a new additional attainment
demonstration triggered by a failure to
attain the one-hour ozone standard by
the attainment date is not an
‘‘applicable requirement’’ for the
purposes of anti-backsliding in 40 CFR
51.905 and 40 CFR 51.900(f).
SCAQMD Comment #7: The SCAQMD
requests that EPA separate the Coachella
Valley from the remainder of the
Southeast Desert Air Basin and
determine that the Coachella Valley has
attained the one-hour ozone standard.
SCAQMD acknowledges that the
Coachella Valley still exceeded the
revoked one-hour ozone standard in the
three-year period before 2007, but
believes that Coachella Valley can now
show it has attained the revoked onehour standard based on data from the
2008–2010 period.
EPA Response to SCAQMD Comment
#7: The air quality determinations that
are the subject of this rulemaking focus
solely on whether the areas attained the
one-hour ozone standard by the
applicable attainment dates. Whether an
area is currently attaining the standard
is not relevant to these determinations.
In the case of the South Coast and the
San Joaquin Valley, the applicable
attainment date was November 15, 2010,
and the determination of whether the
areas attained by the applicable
attainment date is based on data from
2008–2010. For the Southeast Desert,
the determination of whether the area
met its attainment date is based on data
for 2005–2007. As a Severe-17 area, the
area’s applicable attainment date for the
one-hour ozone standard was November
15, 2007.
In today’s rulemaking, EPA is not
addressing current attainment of the
one-hour ozone standard in these areas
or making a determination regarding
current attainment of any area. Should
the SCAQMD wish to seek a revision of
the boundary of the Southeast Desert
one-hour ozone nonattainment area in
order to establish a separate Coachella
Valley one-hour ozone nonattainment
area and a determination by EPA that
this area is currently attaining the onehour ozone standard, the SCAQMD
should work with CARB to prepare and
submit a request for a boundary
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redesignation under CAA section
107(d)(3)(D) and for a related attainment
determination. EPA would then
consider such requests in a separate
rulemaking.
SCAQMD Comment #8: SCAQMD
states that it believes that, for the sake
of consistency and to avoid future
litigation, EPA should make
determinations similar to today’s
determinations for all areas in the
United States that failed to attain the
revoked ozone standard by their
applicable attainment dates.
EPA Response to SCAQMD Comment
#8: By mid-2012, EPA intends to make
a determination of attainment or failure
to attain the one-hour ozone standard
for approximately 20 areas throughout
the country, consisting of almost every
one-hour ozone nonattainment area that
was classified as Moderate or above on
June 15, 2005 (the date of revocation of
the one-hour ozone standard) and that is
currently designated as nonattainment
for the 1997 8-hour ozone standard. The
only two exceptions, Portsmouth-DoverRochester, New Hampshire and
Providence, Rhode Island were
classified as ‘‘Serious’’ for the one-hour
ozone standard, and thus not subject to
section 185 fee requirements, and EPA
has determined through rulemaking that
they are attaining the 1997 eight-hour
ozone standard. See 75 FR 64949
(October 21, 2010)(Providence, RI); and
76 FR 14805 (March 18, 2011)
(Portsmouth-Dover-Rochester, NH).
The areas for which EPA has made
determinations regarding attainment of
the one-hour ozone standard, or for
which EPA is committed to make
determinations, are: South Coast (CA);
San Joaquin Valley (CA); Southeast
Desert (CA); Chicago-Gary-Lake County
(IL–IN); Houston-Galveston (TX);
Milwaukee-Racine (WI); New York-N.
New Jersey-Long Island (NY–NJ–CT);
Baltimore (MD); Baton Rouge (LA);
Philadelphia-Wilmington-Trenton (PA–
NJ–DE–MD); Sacramento Metro (CA);
Ventura County (CA); Metropolitan
Washington (DC–MD–VA); BeaumontPort Arthur (TX); Boston-LawrenceWorcester (MA–NH); Dallas-Fort Worth
(TX); El Paso (TX); Greater Connecticut
(CT); Springfield (Western MA);
Atlantic City (NJ); and Poughkeepsie
(NY).
Earthjustice—Comments and Responses
Earthjustice Comment #1: Earthjustice
states that it assumes that EPA’s failure
to cite the relevant sections of the CAA
and fully explain the implications of a
failure to attain is an oversight because
it contends that the requirements in
CAA sections 179(c) and 181(b)(2)
plainly mandate EPA to determine
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82139
whether a nonattainment area attained
the standard by the applicable
attainment date.
EPA Response to Earthjustice
Comment #1: For a number of reasons,
EPA does not agree that it is compelled
to act under the authority of CAA
sections 179(c) and 181(b)(2) when
making determinations for the revoked
one-hour ozone standard. CAA section
179(c) requires, in relevant part, that
EPA determine, based on the area’s air
quality as of the attainment date,
whether the area attained the standard
by that date. CAA section 179(c) applies
to all of the NAAQS whereas CAA
section 181(b)(2), in relevant part,
largely mirrors section 179(c) and
applies specifically to the ozone
standard.
Both section 179(c) and 181(b)(2) refer
to the ‘‘standard,’’ which doubtless
applies to the NAAQS, but which does
not clearly apply to a revoked standard,
such as the one-hour ozone standard,
which was revoked after promulgation
of the 1997 eight-hour ozone standard,
one year after the effective date of
designations for the 1997 ozone
standard. See 40 CFR 50.9(b). Based on
an effective date of June 15, 2004 for
designations for the eight-hour ozone
standard (see 69 FR 23951, April 30,
2004), the date for revocation of the onehour ozone standard was June 15, 2005.
Because we are well past that date, the
revoked one-hour ozone NAAQS no
longer constitutes a ‘‘standard’’ for the
purposes of sections 179(c) or 181(b)(2).
Moreover, not all CAA provisions that
applied prior to revocation of the onehour standard were preserved as antibacksliding requirements. Only
specified requirements were identified
and retained as applicable requirements.
While EPA’s identification of these
requirements was challenged in the
South Coast litigation, the DC Circuit’s
decisions in that case disposed of those
challenges and closed the door on the
issue of what constitutes an antibacksliding requirement. The provisions
of the rule indicating that EPA would
not be obligated to make determinations
under section 179(c) for purposes of
future planning or section 181(b)(2) for
purposes of reclassifications were not
challenged and stand as promulgated.
Even more significantly, the
consequences of determinations set
forth in portions of those provisions—
reclassification and additional one-hour
planning—were not retained as antibacksliding requirements. This aspect of
the anti-backsliding regime was not
challenged by litigants or addressed by
the South Coast Court. The court
vacated only those portions of EPA’s
implementation rule that it addressed in
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its South Coast decision. In accordance
with EPA’s Phase 1 Ozone
Implementation Rule, EPA is no longer
obligated, after revocation of the onehour ozone standard, to determine
pursuant to section 179(c) or section
181(b)(2) of the CAA whether an area
attained the one-hour ozone standard by
that area’s attainment date for the onehour ozone standard. See 40 CFR
51.905(e)(2). While EPA remains
obligated to ensure implementation of
those one-hour ozone anti-backsliding
measures that were retained as
applicable requirements, EPA is not
obligated to, and has elected not to
apply section 179(c) to make
determinations whether an area attained
the one-hour ozone standard by the
applicable attainment date. EPA is
undertaking these determinations
expressly and solely to give effect to the
anti-backsliding requirements for
contingency measures and section 185
fees that have been retained as
applicable requirements and which are
linked to such determinations, under
our authority under CAA section 301(a)
and the relevant portion of section
181(b)(2) consistent with the South
Coast decision. The only antibacksliding requirements related to
attainment planning for the one-hour
ozone standard are contained in EPA’s
regulation 40 CFR 51.905(a), which does
not include any obligations for
subsequent planning rounds under
section 179(d). Section 179(d) prescribes
consequences that were not retained for
purposes of anti-backsliding after
revocation of the one-hour ozone
standard.
Earthjustice Comment #2: Earthjustice
states its belief that the consequences of
a failure to attain are plainly
enumerated in the Act—a new plan
meeting the requirements of section 110
and 172 [see section 179(d)],
contingency measures approved under
section 172(c)(9) and section 185 fees.
EPA Response to Earthjustice
Comment #2: As stated on page 56700
of our September 14, 2011 proposed
rule, we agree that a final determination
that a Severe or Extreme area failed to
attain by its one-hour ozone NAAQS
attainment date triggers a State’s
obligation to implement one-hour
contingency measures for failure to
attain under section 172(c)(9) and fee
programs under sections 182(d)(3),
182(f), and 185. Because the South
Coast, San Joaquin Valley, and
Southeast Desert areas are classified as
Extreme (or Severe in the case of the
Southeast Desert) for the one-hour
ozone standard, today’s final
determinations of failure to attain by the
applicable attainment date trigger the
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obligation to implement such one-hour
contingency measures and fee programs.
We do not agree, however, that these
determinations re-activate a requirement
to prepare and submit an additional
round of one-hour attainment planning
pursuant to CAA section 179(d). Section
179(d) was not retained as an antibacksliding requirement, and as
explained in Response to Comment #1,
above, EPA is not applying section 179
in order to make the determinations of
failure to attain for the three subject
California areas under section 179(c).
For these and other reasons set forth
elsewhere in this notice, the additional
plan requirements under section 179(d)
are not triggered.
Earthjustice Comment #3: Earthjustice
cites the decision by the Court of
Appeals for the DC Circuit in the South
Coast Air Quality Mgmt. Dist. v. EPA
case (472 F.3d 882, 903–904 (DC Cir.
2007) in asserting that EPA
unsuccessfully attempted to delete
certain statutory requirements (i.e., new
plan under section 179(d), contingency
measures under section 172(c), and
section 185 fees) in the Agency’s 2004
Phase 1 Rule.
EPA Response to Earthjustice
Comment #3: We agree that the South
Coast case, cited above, vacated the
provisions of EPA’s Phase 1 Rule that
excluded section 172(c)(9) contingency
measures and section 185 fees from the
list of applicable requirements for
purposes of anti-backsliding after
revocation of the one-hour ozone
standard. We disagree, however, that the
South Coast decision preserves EPA’s
obligations under CAA section 179(c) or
the related State obligations under CAA
section 179(d) after revocation of the
one-hour ozone standard. EPA’s
authority to revoke the one-hour ozone
standard was specifically challenged in
the South Coast case but upheld by the
DC Circuit. See South Coast, 472 F.3d
882, at 899 (‘‘Therefore, EPA retains the
authority to revoke the one-hour
standard so long as adequate antibacksliding provisions are introduced.’’)
As we have noted, the claim that all the
specific requirements of sections 179(c)
and (d) and 181(b)(2) should be retained
and imposed as anti-backsliding
measures was not raised in the South
Coast case and cannot be resurrected at
this time. Because the one-hour ozone
standard has been revoked, it is no
longer a ‘‘standard’’ for the purposes of
CAA section 179(c) and thus the
statutory requirements of section 179(d)
also no longer apply. While EPA is
obliged to make those determinations
necessary to effectuate the contingency
measure and fee anti-backsliding
requirements, there is nothing that
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requires EPA to make those
determinations under section 179 or
181, or that dictates the imposition of
the consequences formerly imposed by
those sections before revocation, i.e.,
reclassification, second-round
attainment planning. These were not
retained as anti-backsliding
requirements and 40 CFR 51.905(e)(2)
made that explicit, was never
challenged, and was not vacated by the
South Coast decision. Commenters are
conflating EPA’s obligation to determine
whether an area attained by its one-hour
ozone attainment date with the terms of
section 179, which exceed the limits of,
and are not necessary for purposes of
anti-backsliding requirements.
Earthjustice Comment #4: Earthjustice
observes that EPA promulgated, as part
of the Agency’s Phase 1 Rule, a
provision that states in essence that,
after revocation, EPA is no longer
obliged to determine pursuant to section
179(c) or section 181(b)(2) whether an
area attained the one-hour ozone
standard by that area’s attainment date
for the one-hour ozone standard, but
asserts that EPA has never interpreted
the statute or EPA’s regulations as
allowing EPA to avoid making the
required determinations under sections
179(c) or 181(b)(2) when needed to
fulfill the obligations of the CAA. In
support of this contention, Earthjustice
points to the text found in EPA’s onehour ozone attainment determinations
for Washoe County [as citing both 179(c)
and 181(b)(2)], Philadelphia and District
of Columbia [as citing section 181(b)(2)],
Southern New Jersey [as citing section
181(b)(2)] and Milwaukee [as citing
section 181(b)(2)].
EPA Response to Earthjustice
Comment #4: First, the only example
that Earthjustice claims as evidence that
EPA has conceded that it remains
obligated after revocation of the onehour ozone standard to make attainment
determinations for the one-hour ozone
standard under section 179(c), is an
attainment determination that was made
before the one-hour ozone standard was
revoked. EPA’s one-hour ozone
attainment determination for Washoe
County, Nevada was published on May
3, 2005 (70 FR 22803), the one-hour
ozone standard was revoked on June 15,
2005. Therefore, EPA’s determination
for Washoe County proves nothing
about EPA’s obligation to make
attainment determinations under
section 179(c) of the Act after
revocation. To the contrary, 40 CFR
51.905(e)(2) clearly provides: ‘‘Upon
revocation of the 1-hour NAAQS for an
area, EPA is no longer obligated (A) To
determine pursuant to section 181(b)(2)
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or section 179(c) of the CAA whether an
area attained * * *.’’
Second, although after revocation, on
a number of occasions, EPA has cited
section 181(b)(2)—but never section
179—when determining that areas
attained the one-hour ozone standard by
the applicable deadline, all of these
rulemakings were determinations of
attainment rather than determinations of
failure to attain. Because the areas met
their attainment deadlines, EPA was not
determining or imposing the
consequences of failure to attain.
Moreover, when EPA invoked section
181(b)(2) in determining that areas had
attained the one-hour ozone deadline,
EPA made clear in those actions that the
only portion of section 181(b)(2)
applicable for purposes of the one-hour
ozone anti-backsliding requirements
was the obligation to make the
determination itself, since the portions
of the section prescribing the
consequence of reclassification had not
been retained. 40 CFR 51.905(e).
For example, in one of the
determinations of attainment, EPA
noted that:
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‘‘EPA remains obligated under section
181(b)(2) to determine whether an area
attained the one-hour ozone NAAQS by its
attainment date. However, after the
revocation of the one-hour ozone NAAQS,
EPA is no longer obligated to reclassify an
area to a higher classification for the onehour NAAQS based upon a determination
that the area failed to attain the one-hour
NAAQS by the area’s attainment date for the
one-hour NAAQS. (40 CFR
51.905(e)(2)(i)(B).) Thus even if we make a
finding that an area has failed to attain the
one-hour ozone NAAQS by its attainment
date, the area would not be reclassified to a
higher classification.’’ 73 FR 42727, at 42728
(July 23, 2008).
As EPA has noted, after revocation,
the only possible anti-backsliding
requirements triggered by a failure to
attain the one-hour ozone attainment
deadline are the requirements of
sections 172(c)(9) (i.e., contingency
measures) and 185 (i.e., fees). Thus,
even if EPA were to invoke section
181(b)(2) as the statutory basis under
which EPA is obligated to make
determinations of attainment or failure
to attain the one-hour ozone standard in
the South Coast, San Joaquin Valley,
and Southeast Desert, no requirement
for new plans would be triggered for
these areas. None of EPA’s postrevocation determinations regarding
one-hour attainment deadlines cite
section 179(c). All of the post-revocation
rulemakings determining attainment by
the attainment deadline that cite section
181(b)(2) do so only with respect to the
obligation to make the requisite air
quality determination for the sole
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purpose of the applicable one-hour antibacksliding requirements linked to such
determinations, i.e., contingency
measures and section 185 fees. An
additional round of one-hour attainment
planning is not one of these ‘‘applicable
requirements.’’ See 40 CFR 51.900(f)
and 51.905(a)(1). One could also
conclude that the requirement and
corresponding obligation to adopt and
implement a new one-hour attainment
plan for failure to attain the one-hour
ozone standard by the applicable
attainment date, in contrast to the
obligation to adopt and implement
contingency measures and fees, could
not be an ‘‘applicable requirement’’ for
anti-backsliding purposes for the
purposes of 40 CFR 51.900(f) and
51.905(a)(1) in the South Coast, San
Joaquin Valley and Southeast Desert
because the only applicable attainment
dates that could trigger new planning
requirements for these areas were well
after June 15, 2004, the date of
designation for the eight-hour ozone
standard and the date that determines
which ‘‘applicable requirements’’ apply
to any given eight-hour ozone
nonattainment area. As such, new
planning requirements triggered by a
failure to attain by the applicable
attainment date could not have been a
requirement on that date, and thus
could not be an ‘‘applicable
requirement’’ for the purposes of antibacksliding.
Earthjustice Comment #5: Earthjustice
contends that, between the plain
language of the CAA and EPA’s
consistent interpretation of these
provisions, there is no question that
section 179(c) or section 181(b)(2) is the
appropriate authority for making the
determinations that the South Coast,
San Joaquin Valley, and Southeast
Desert one-hour ozone nonattainment
areas have failed to attain the applicable
attainment dates but notes that EPA
cites neither one, but instead cites
section 301(a) as providing the authority
for EPA’s determination. Earthjustice
faults the September 14, 2011 proposed
rule for failing to explain how or why
section 301(a) provides the appropriate
authority for the action, what
regulations are being ‘‘prescribed’’
under section 301(a), and why such
regulations are ‘‘necessary’’ given the
statutory and regulatory commands.
EPA Response to Earthjustice
Comment #5: Section 301(a)(1) of the
CAA, in relevant part, provides that:
‘‘The Administrator is authorized to
prescribe such regulations as are
necessary to carry out his functions
under this chapter.’’ Today’s final rule
is a regulation that included EPA review
and evaluation of air quality
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82141
information in relation to a standard
and that followed the procedural
requirements of the Administrative
Procedure Act, including publication of
a proposed rule and the consideration of
public comments.
EPA’s invocation of section 301(a) is
appropriate because the South Coast
Court required EPA to determine the
procedures necessary to enforce the
contingency measures and section 185
fees requirements, but did not specify
those procedures. In the words of the
South Coast court: ‘‘While EPA
maintains that it would be impractical
to enforce [section 185 fees] because
EPA will no longer make findings of
attainment * * *, section 172(e) does
not condition its strict distaste for
backsliding on EPA’s determinations of
expediency; EPA must determine its
procedures after it has identified what
findings must be made under the Act.’’
South Coast, 472 F.3d 882, at 903. The
court’s decision in South Coast did not
compel EPA to make determinations for
the one-hour ozone standard under any
specific provision of the statute, much
less CAA sections 179(c) or 181(b)(2).
Nor did the Court’s decision vacate 40
CFR 51.905(e)(2), which relieves EPA of
the obligation to make determinations
under sections 181(b) and section 179.
The South Coast decision simply
required EPA to identify the procedures
to make the findings related to antibacksliding measures.
In response, EPA has identified a
determination of attainment or failure to
attain the one-hour ozone standard by
the applicable attainment date, made
through notice and comment
rulemaking, as the necessary and
appropriate procedure to be followed to
effectuate the specific one-hour ozone
anti-backsliding measures of sections
172(c)(9) and 185. EPA believes that
section 301(a) therefore provides
appropriate authority for EPA to
promulgate the necessary procedures to
fulfill the objective of ensuring
implementation of anti-backsliding
measures and be consistent with 40 CFR
51.905(e)(2). EPA also believes that it
would not bring about any different
result were EPA instead to invoke that
portion of section 181(b)(2) that
addresses such attainment
determinations. To this extent, EPA
agrees with the suggestion of the
commenter that it may also rely on
authority of section 181(b)(2) as a basis
for continuing to make determinations
for the limited purpose of effectuating
one-hour ozone contingency measures
and section 185 fees. After revocation,
the other portions of section 181(b)(2)
regarding consequences of these
determinations, including
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reclassifications, are no longer
applicable under 40 CFR 51.905(e)(2).
Conversely, there is no need or
justification for reliance on section
179(c), which has played no role with
respect to the one-hour standard since
revocation of the standard. For the
purpose of ensuring the contingency
measure and fee anti-backsliding
measures, it is not necessary for EPA to
trigger the obsolete planning
requirements of section 179(d) with
which section 179(c) was linked, nor is
EPA obligated to do so. In these
circumstances, section 179 should not
be used to revive an additional one-hour
planning obligation that has not been
preserved as an anti-backsliding
requirement.
We recognize that, subsequent to
revocation of the one-hour ozone
standard, we have cited section
181(b)(2) as preserving an obligation to
make determinations of attainment for
the one-hour ozone standard by the
applicable attainment date. As we have
observed, however, we have been
careful in every instance to sever the
attainment determination itself from
other portions of that section—notably,
the obligation to reclassify areas that fail
to attain the one-hour ozone standard by
the applicable attainment date. EPA
believes it is consistent with the statute,
the South Coast decision and EPA’s
Phase 1 Rule to proceed either under
section 301(a) or section 181(b)(2)’s
provision for making a determination,
for the limited purpose of ensuring
implementation of anti-backsliding
measures. In acting under either
provision, EPA is enforcing those
specific requirements that are applicable
for anti-backsliding. In no way do EPA’s
determinations act to revive the
additional one-hour requirements that
have not been retained for antibacksliding—one-hour planning
requirements under section 179(d) and
reclassification.
Earthjustice Comment #6: Earthjustice
questions whether the action to
determine that the three subject
California nonattainment areas failed to
attain the one-hour ozone standard by
the applicable attainment dates is an
authority that has been delegated to the
Regional Administrator from the EPA
Administrator.
EPA Response to Earthjustice
Comment #6: Section 301(a)(1) of the
CAA, in relevant part, provides that:
‘‘The Administrator may delegate to any
officer or employee of the
Environmental Protection Agency such
of his powers and duties under this
chapter, except the making of
regulations subject to section 7607(d) of
this title, as he may deem necessary or
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expedient.’’ This rulemaking is not one
of the regulations subject to section
7607(d) (i.e., section 307(d)).
Under the authority of CAA section
301(a)(1), the Administrator has
delegated numerous authorities under
the Clean Air Act. As noted above, EPA
believes that it may also rely on
authority of section 181(b)(2) as a basis
for continuing to make determinations
for the limited purpose of effectuating
one-hour ozone contingency measures
and section 185 fees, and with respect
to section 181(b)(2), Delegation 7–110 in
the Delegations Manual provides
authority for Regional Administrators to
make these determinations. Delegation
7–110 in relevant part delegates
authority to regional administrators:
‘‘[t]o determine, based on the number of
exceedances, whether an area attained
its ozone standard by the date required
(181(b)(2)).’’ Therefore, the EPA Region
IX Regional Administrator is duly
authorized to take the final action that
he does today through this document.
In addition, under Delegation 7–10 (in
Chapter 7 of EPA’s Delegations Manual),
the EPA Administrator has delegated
authority to propose or take final action
on any SIP under section 110 of the
CAA to the Regional Administrators.
Among the references cited in
Delegation 7–10 are section 110 and
section 301(a) of the CAA. EPA’s final
determinations of failure to attain the
one-hour ozone standard by the
applicable attainment dates for South
Coast, San Joaquin Valley, and
Southeast Desert are not SIP actions
themselves but are made herein under
CAA section 301(a) for the express
purpose of ensuring implementation of
one-hour ozone SIP requirements,
namely, contingency measures and
section 185 fees, that applied to these
areas as Severe or Extreme areas for the
revoked one-hour ozone standard at the
time of designation of these areas for the
eight-hour ozone standard. For these
reasons, EPA’s final determinations
made herein by the EPA Region IX
Regional Administrator are covered by
both Delegation 7–110 and 7–10.
Earthjustice Comment #7: Earthjustice
contends that EPA’s invocation of
section 301(a) is not adequate to
prescribe new regulatory requirements
revising the well-established
‘‘obligations’’ to make findings under
sections 179(c) and 181(b)(2) to
implement the requirements of the
CAA. Earthjustice argues that EPA is
attempting to change its interpretation
of its statutory requirements, and asks
EPA to explain its reasoning for this
alleged change so as to allow
commenters to meaningfully comment
on the Agency’s rationale. Earthjustice
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further states that such a change in the
ozone implementation rules must be
made through national rulemaking
signed by the Administrator.
EPA Response to Earthjustice
Comment #7: EPA disagrees with
Earthjustice’s characterization of EPA’s
actions here as somehow prescribing
new regulatory requirements. Rather, it
is Earthjustice that is seeking to use
EPA’s determinations here to impose
additional plan requirements that have
not been retained for one-hour antibacksliding. EPA here is simply making
the same air quality determinations and
applying the same notice and comment
rulemaking process that it used prior to
revocation. The only difference is that,
after revocation of the one-hour
standard, the purpose and consequences
of these determinations are no longer
‘‘reclassification’’ (section 181(b)(2)) or
requiring additional rounds of SIP
revisions (section 179(d)). The purpose
is to ensure implementation of those
one-hour ozone requirements that EPA
and the South Coast Court have taken
pains to identify with specificity. EPA is
thus acting consistently with the 2004
Phase 1 Rule and with the directives of
the Court in the South Coast case.
Simply because EPA acknowledges it
now has an obligation to make these
determinations for purposes of
legitimate anti-backsliding requirements
does not mean that these determinations
call down all the consequences that had
been excluded from those identified by
EPA and the Court. See 40 CFR
51.905(e)(2). Earthjustice, not EPA, is
attempting to change the established
rules of anti-backsliding by reviving
moribund portions of sections 179
under the guise of enforcing EPA’s
obligation to make attainment
determinations for quite different
purposes. It is Earthjustice that seeks
improperly to add to the list of antibacksliding requirements by
representing new requirements as
merely a procedural mechanism to
enforce those that have been
legitimately recognized.
We strongly disagree with the
commenter’s claim that we are changing
our interpretation of the Agency’s
statutory obligations with respect to the
one-hour ozone standard. As explained
above, since revocation of the one-hour
ozone standard, we have never cited
section 179(c) as preserving an
obligation on our part to determine
whether an area attained the one-hour
ozone standard by the applicable
attainment date. We certainly have
never stated or implied, after revocation
of the one-hour standard that a
determination of failure to attain by the
one-hour attainment deadline would
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call for additional section 179(d)
planning requirements. As pointed out
above, since revocation we have cited
section 181(b)(2) only in the context of
making determinations of attainment
that do not result in any attendant
requirements relating to additional
planning or reclassifications, but rather
only to implement two specific antibacksliding measures.
Lastly, contrary to Earthjustice’s
contention, we believe that, the specific
language in 40 CFR 51.905(e)(2)
eliminating any compulsion for EPA to
make determinations under section
179(c) for the one-hour ozone standard
and the availability of other more
appropriate procedures to enforce antibacksliding requirements, refute any
argument for reliance on that section.
The only reason to involve section
179(c) would be the illegitimate one of
seeking, long after anti-backsliding
requirements have been debated and
established, to add section 179(d) plans
to the list. It is disingenuous to argue
the necessity of invoking the authority
of section 179(c) to enforce the only
anti-backsliding requirements in play,
which clearly do not include additional
one-hour attainment demonstration
plans under section 179(d). The South
Coast decision did not vacate 40 CFR
51.905(e)(2). It established only that,
notwithstanding that provision, EPA
must continue to make determinations
of attainment for purposes other than
those addressed by that regulation. EPA
today is complying with the directive of
the Court, and making through notice
and comment rulemaking the requisite
determinations to implement the
specific anti-backsliding measures of
contingency measures and section 185
fees.
Earthjustice Comment #8: By relying
on CAA section 301(a), Earthjustice is
concerned that EPA is attempting to
invent new procedures for determining
attainment in order to avoid the
obligation under section 179(d) to
prepare a new one-hour ozone plan.
Waiving the planning obligations
would, in Earthjustice’s view, violate
the statute.
EPA Response to Earthjustice
Comment #8: EPA is not waiving any
planning requirements under section
179(d), because they are not applicable
as one-hour anti-backsliding
requirements. In accordance with 40
CFR 51.905(e)(2), we are no longer
obligated to make attainment
determinations under section 179(c) and
there is nothing in the South Coast case
or in EPA’s past statements to the
contrary. In any event, there is no
provision for retaining further planning
under section 179(d) with respect to the
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revoked one-hour ozone standard. See
also EPA Responses to Earthjustice
Comments elsewhere in this final rule.
Earthjustice Comment #9: Earthjustice
contends that spikes in one-hour ozone
concentrations over 0.12 ppm are
harmful to public health and that EPA’s
decision to adopt an eight-hour ozone
standard was not based on any
determination that these shorter-term
exposures were no longer of concern.
Earthjustice cites EPA’s 1997 final rule
establishing the eight-hour ozone
standard as describing new evidence
that EPA had found of an array of
adverse health effects associated with
short-term exposures (i.e., 1 to 3 hours)
above the standard level of 0.12 ppm.
EPA Response to Earthjustice
Comment #9: At root, Earthjustice
objects to EPA’s decision in 1997 to
replace the one-hour ozone standard
with the eight-hour ozone standard
rather than retaining both standards. 62
FR 38856 (July 18, 1997). This issue was
raised many years ago in the comments
on EPA’s proposal (61 FR 65716,
December 13, 1996) to revise the ozone
standard. A number of commenters on
EPA’s 1996 proposal urged EPA to
maintain standards based on both onehour and eight-hour averaging times to
provide protection from one- and eighthour exposures of concern. 62 FR
38856, at 38863 (column 1). These
commenters generally argued that an 8hour standard alone could still allow for
unhealthful high one-hour exposures.
While EPA acknowledged the
possibility that an eight-hour ozone
standard alone could allow for high onehour exposures of concern, at and above
0.12 ppm, EPA concluded for the
reasons set forth in the 1997 final rule
that replacing the one-hour ozone
standard with an eight-hour ozone
standard, considering the level and form
adopted, was appropriate to provide
adequate and more uniform protection
of public health from both short-term
(1–3 hours) and prolonged (6 to 8 hours)
exposure to ozone in the ambient air. 62
FR 38856, at 38863 (column 2). The
decision to retain only the new eighthour ozone standard included the result
that, apart from the specific
requirements of 40 CFR 51.905(a)
regarding one-hour ozone plans, an
attainment demonstration for the eighthour standard would provide requisite
protection against violations of both the
one- and the eight-hour standards.
EPA’s decision to replace the one-hour
ozone standard with an eight-hour
ozone standard has long been settled,
and EPA does not intend, and is not
required to re-open that issue in the
context of today’s determinations.
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Earthjustice Comment #10: Citing
CAA section 181(a) and the South Coast
case, Earthjustice believes that Congress
clearly intended the most polluted
ozone areas to address the harms caused
by these peak concentrations within 20
years of the 1990 CAA Amendments,
and contends that it would not make
sense to decide that attainment of the
one-hour standard was no longer
needed when the one-hour ozone
problem is just as serious as Congress
believed it to be.
EPA Response to Earthjustice
Comment #10: This comment
essentially restates the objection to
EPA’s decision in 1997 to replace the
one-hour ozone standard with an eighthour ozone standard and EPA’s decision
in 2004 to revoke the one-hour ozone
standard for all areas of the country by
a fixed date, rather than by the date
when areas were found to have attained
the one-hour ozone standard. In
response to the proposed rule that
culminated in our 2004 Phase 1 Rule,
we received and considered comments
that EPA should retain the one-hour
ozone standard because it is necessary
to protect public health. Comments
submitted in that rulemaking included
the same assertion that the one-hour
ozone standard may be more protective
of public health than the eight-hour
ozone standard in several areas such as
the South Coast and Houston, and the
same assertion that revocation would be
contrary to the CAA and Congressional
intent. In our 2004 Phase 1 Rule, we
responded to these comments, pointing
out that the question whether the onehour ozone standard is necessary to
protect public health is a standardsetting issue that was resolved in EPA’s
1997 final rule promulgating the eighthour ozone standard to replace the onehour ozone standard. See 69 FR 23951,
at 23970 (column 1) (April 30, 2004).
Earthjustice’s comment here regarding
Congressional intent is the same
argument that was made in the South
Coast case challenging EPA’s authority
to revoke the one-hour standard. There,
the environmental petitioners
contended that the one-hour ozone
standard cannot be withdrawn because
Congress ‘‘codified’’ the one-hour ozone
standard in subpart 2, but the court
recognized that, by establishing the
periodic NAAQS review process in
section 109(d)(1) of the CAA, Congress
clearly contemplated the possibility that
scientific advances would require
amendment of the national ambient air
quality standard, and upheld EPA’s
authority to revoke the one-hour ozone
standard so long as adequate antibacksliding provisions were applied.
South Coast, 472 F.3d 882, at 899.
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In our 2004 Phase 1 Rule, in response
to comments on the scope of its antibacksliding requirements, EPA
specifically addressed planning
requirements under the one-hour ozone
standard: ‘‘Where they are not required
by anti-backsliding provisions, EPA
does not believe that the additional
burden States would undertake in
planning to achieve both the 1-hour and
the 8-hour NAAQS is necessary to
protect public health.’’ 69 FR 23951, at
23971 (April 30, 2004). The South Coast
case also disposed of the specific
challenges raised as to the adequacy of
the anti-backsliding provisions in EPA’s
implementation rule, and established
specifically which measures were
required to be retained. As EPA has
explained elsewhere in responses to
comments, those provisions do not
include additional attainment plans
under section 179. The provisions of 40
CFR 51.905(e)(2) relating to section
179(c) were not challenged or vacated
by the South Coast court. Contrary to
commenter’s contention, today’s
determinations fully discharge EPA’s
responsibility to address the only onehour ozone anti-backsliding measures
(contingency measures and section 185
fees) activated by determinations of
failure to meet one-hour attainment
deadlines. EPA has struck the balance
between preserving old one-hour ozone
requirements and allowing current
planning and control requirements for
the newer standards to function on their
behalf. It is long past the time to
challenge this balance and dispute the
revocation of the one-hour ozone
standard and the established set of onehour anti-backsliding requirements,
which do not include additional rounds
of one-hour ozone planning. We also
note that California has submitted
attainment demonstration plans for all
three subject California nonattainment
areas for the 1997 eight-hour ozone
standard; such plans also serve to
promote attainment of the revoked onehour standard.
Earthjustice’s comment seeks to
remind EPA that the DC Circuit stated:
‘‘The Act placed states onto a one-way
street whose only outlet is attainment.’’
South Coast at 472 F.3d 882, at 900. In
making today’s determinations to ensure
implementation of one-hour ozone
contingency measures and section 185
fees, which the DC Circuit has resolved
are those required by anti-backsliding
upon failure to attain the revoked
standard, EPA is heeding the DC
Circuit’s admonition in South Coast and
fulfilling the requirements of the Act.
Earthjustice Comment #11:
Earthjustice contends that EPA cannot
reasonably conclude that the South
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Coast, San Joaquin Valley and Southeast
Desert areas, now that they have failed
to attain and their attainment plans
appear inadequate, can be relieved of
this obligation to demonstrate
attainment. In support of this
contention, Earthjustice cites two Ninth
Circuit decisions, Association of
Irritated Residents v. EPA, 632 F.3d 584,
at 594 (9th Cir. 2011) (herein referred to
as the AIR case), and Hall v. EPA, 273
F.3d 1146, at 1159 (9th Cir. 2001)
(herein referred to as the Hall case).
EPA Response to Earthjustice
Comment #11: As explained elsewhere
in these responses, EPA evaluates the
adequacy of a plan containing a
demonstration of attainment, and
whether it meets all applicable
requirements, when EPA acts to approve
or disapprove the plan and not after the
applicable attainment date. In the case
of the three subject California
nonattainment areas, EPA approved the
one-hour ozone plans prior to the
applicable attainment dates and thus,
the determinations that the areas did not
actually attain the one-hour ozone
standard by the applicable attainment
dates was not an issue under
consideration at that time and does not
undermine the validity of EPA’s prior
approvals of the plans at the time they
were taken.
The anti-backsliding requirements for
one-hour ozone attainment
demonstrations are set forth in 40 CFR
51.900(f)(13) and 51.905(a)(1)(i). For the
purposes of anti-backsliding, an eighthour ozone nonattainment area is
obligated to have a fully-approved
attainment demonstration plan for the
one-hour ozone standard based on the
area’s ozone classification that the area
had at the time of designation for the
eight-hour ozone standard. Thus, the
State of California is obligated to have
a fully-approved ‘‘Extreme’’ area
attainment demonstration plan for the
South Coast and the San Joaquin Valley
and a fully-approved ‘‘Severe-17’’ area
attainment demonstration plan for the
Southeast Desert. EPA approved the
relevant South Coast plan in April 2000
(65 FR 18903, April 10, 2000), the
relevant San Joaquin Valley plan in
March 2010 (75 FR 10420, March 8,
2010),11 and the relevant Southeast
Desert plan in January 1997 (62 FR
1150, January 8, 1997).
EPA did disapprove a revision to the
attainment demonstration plan for the
South Coast in March 2009 (74 FR
10176, March 10, 2009) because the
11 EPA’s approval of the San Joaquin Valley
‘‘Extreme’’ area one-hour ozone plan is the subject
of ongoing litigation in the Ninth Circuit Court of
Appeals. Sierra Club v. EPA (Nos. 10–71457, 10–
71458).
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measures upon which the revised
attainment demonstration relied had
been withdrawn, but such disapproval
does not necessarily undermine EPA’s
prior approval of the attainment
demonstration plan for the South Coast.
This will depend on the final decision
in the AIR case, once all appeals have
been resolved. It is possible that EPA
will need to consider requiring
California to prepare and submit a new
one-hour ozone attainment
demonstration plan for the South Coast,
but if EPA were to do so, the Agency
would be acting pursuant to a decision
that the State had not complied with the
anti-backsliding requirement for a onehour ozone attainment demonstration
under 40 CFR 51.905(a)(1) for the South
Coast, and not because the area had
failed to attain the one-hour ozone
standard by the applicable attainment
date.
Earthjustice cites the AIR case and
Hall in support of its contention that it
is unreasonable for EPA to conclude
that, in light of the failure of the three
subject California nonattainment areas
to attain the one-hour ozone standard by
the applicable attainment dates, the
areas can be relieved of the obligation to
demonstrate attainment of the one-hour
ozone standard. This argument
erroneously assumes that there is an
additional obligation to submit a revised
one-hour attainment plan even after
valid approval of the State’s plan as
required under 40 CFR 51.905(a). These
two cases stand for the principle that,
under section 110(l) of the CAA, when
EPA reviews a SIP revision, EPA must
evaluate the existing SIP and make a
determination as to whether the existing
SIP, as modified by the SIP revision at
hand, would provide for attainment of
the national ambient air quality
standards. In AIR, the specific SIP
revision at issue was a revised
attainment demonstration plan for the
one-hour ozone standard for the South
Coast. In Hall, the specific SIP revision
at issue was a set of revised new source
review rules for Clark County, Nevada.
Section 110(l) of the CAA applies to
SIP revisions, and, unlike the case in
AIR, EPA is not acting today on any SIP
revision and thus section 110 and both
the Hall and AIR cases are not relevant
to this action. After revocation of the
one-hour standard, a State’s obligation
with respect to attainment
demonstration plans for the one-hour
ozone standard is defined in 40 CFR
51.905(a)(1)(i). As stated above, because
California has submitted and EPA has
approved the one-hour ozone plans for
San Joaquin Valley and the Southeast
Desert, the State has addressed its onehour ozone attainment plan obligations
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for these areas. For the South Coast, as
explained above, whether the State has
satisfied this obligation may depend on
the final resolution and mandate by the
Court in the AIR case, but does not
depend on today’s determination. For
all three subject areas, today’s
determinations serve to ensure the
implementation of one-hour ozone
contingency measures and section 185
fees, which, unlike further one-hour
attainment planning, are the measures
required by the Court-approved antibacksliding provisions.
Earthjustice Comment #12:
Earthjustice demands that, in the final
rule, EPA clearly communicate that, for
the South Coast, San Joaquin Valley and
Southeast Desert areas, new one-hour
ozone plans complying with the
requirements of section 179(d) must be
submitted to EPA within one year of the
date EPA publishes the final
determinations.
EPA Response to Earthjustice
Comment #12: For the reasons set forth
elsewhere in EPA’s response to
comments, we disagree that the
determinations that we make in this
document trigger a requirement under
CAA section 179(d) on the State of
California to prepare and submit SIP
revisions including new demonstrations
of attainment for the one-hour ozone
standard for the three subject California
nonattainment areas. A new section
179(d) ozone plan, triggered by section
179(c) is not an applicable antibacksliding requirement.
With respect to anti-backsliding
requirements, the South Coast Court
vacated the Phase 1 Rule only with
respect to the measures addressed. Here,
the only pertinent anti-backsliding
measures triggered by a determination
of failure to meet the one-hour deadline
are one-hour contingency measures for
failure to attain and section 185 fees. In
the South Coast decision reviewing
EPA’s implementation rule, neither
51.905(e)’s provisions regarding sections
179 and 181, nor the exclusion of
section 179(d) from one-hour antibacksliding requirements was
challenged by the parties or addressed
by the Court. Challenges regarding antibacksliding specifically addressed
sections 172(c)(9) and 185 and two other
anti-backsliding provisions not relevant
here (NSR and conformity). To
effectuate section 172(c)(9) and section
185 anti-backsliding provisions, EPA is
determining that these three areas failed
to attain by their one-hour attainment
dates. But EPA has explained at length
why these determinations do not
reinstate the additional planning
requirements of section 179(d) that were
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not retained as anti-backsliding
measures.
Earthjustice Comment #13:
Earthjustice contends that the South
Coast, San Joaquin Valley, and
Southeast Desert continue to exceed the
0.12 ppm one-hour ozone standard on a
regular basis, that these spikes have
consequences. Earthjustice asserts that,
after more than 20 years, the residents
of these areas have not been afforded the
protections needed and required by the
Clean Air Act to meet even this
standard.
EPA Response to Earthjustice
Comment #13: EPA recognizes that
exceedances of the one-hour ozone
standard in the three subject California
nonattainment areas have occurred, and
is making final determinations that the
three areas have failed to attain the onehour ozone standard by their applicable
attainment dates. However, EPA also
recognizes that significant progress has
been made in lowering peak hourly
concentrations, frequency of
exceedances, and the geographic extent
of exceedances in these areas. Since
passage of the CAA Amendments of
1990, one-hour ozone concentrations in
these areas have decreased, despite
significant increases in population and
vehicle miles traveled. For example,
CARB data indicates that the number of
days on which concentrations exceeded
the one-hour ozone standard have
dropped from 131 in 1990 to only 9 in
2010 in the South Coast, from 45 in
1990 to only 7 in 2010 in San Joaquin
Valley, and from 76 in 1990 to only 3
in the Mojave Desert portion of the
Southeast Desert. Moreover, a
comparison of CARB’s one-hour ozone
data from the three-year period prior to
revocation (2002–2004) with
corresponding data from the three-year
period following revocation (2006–
2008) shows a decrease in the annual
number of days on which the one-hour
standard was exceeded from 46 to 27 in
the South Coast, from 26 to 13 in San
Joaquin Valley, and from 11 to 4 in the
Mojave Desert portion of the Southeast
Desert. While we acknowledge that even
this significant progress has not yet
resulted in attainment, it does not bear
the hallmark of backsliding.
We disagree that the residents of these
areas are not afforded the protections
needed and required by the Clean Air
Act. Through today’s determinations, all
applicable anti-backsliding
requirements for the revoked one-hour
ozone standard must be implemented.
One-hour anti-backsliding measures,
moreover, do not operate in a vacuum.
State planning efforts for attainment of
the current, more protective eight-hour
ozone standard, and adoption and
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82145
implementation of control measures
actively continue.12 These provide an
ongoing regimen for reducing ozone
concentrations in terms of both the oneand the eight-hour ozone standards.
Thus, EPA believes that the residents of
these areas are being afforded the
protections that are required in
accordance with EPA regulations and
the CAA.
III. Final Action
After revocation of the one-hour
ozone standard, EPA must continue to
provide a mechanism to give effect to
the one-hour anti-backsliding
requirements, see South Coast, 47 F.3d
882, at 903. Thus, pursuant to EPA’s
obligation and authority under section
301(a) and the relevant portion of
section 181(b)(2) to ensure
implementation of one-hour ozone antibacksliding requirements, and for the
reasons given above and in our
September 14, 2011 proposed rule, EPA
is taking final action to determine that
the South Coast, the San Joaquin Valley,
and the Southeast Desert failed to attain
the one-hour ozone standard by the
applicable attainment dates. For South
Coast and San Joaquin Valley, qualityassured and certified data collected
during 2008–2010 show that these two
‘‘Extreme’’ one-hour ozone
nonattainment areas failed to attain the
standard by November 15, 2010. For
Southeast Desert, a ‘‘Severe-17’’ onehour ozone nonattainment area, qualityassured and certified data for 2005–2007
show that the area failed to attain the
standard by November 15, 2007.
These determinations bear on the
areas’ obligations with respect to the
one-hour ozone standard antibacksliding requirements whose
implementation is triggered by a failure
to attain by the applicable attainment
date: section 172(c)(9) contingency
measures for failure to attain and
sections 182(d)(3) and 185 major
stationary source fee programs.
IV. Statutory and Executive Order
Reviews
These actions make determinations
that certain areas did not attain the
applicable standard based on air quality,
and do not impose any requirements
beyond those required by statute and
regulation. For that reason, these
actions:
• Are not a ‘‘significant regulatory
action’’ subject to review by the Office
of Management and Budget under
12 On December 15, 2011, EPA took final actions
to approve SIP revisions for the South Coast and
San Joaquin Valley as meeting, among other
requirements, the requirement to demonstrate
attainment of the 1997 eight-hour ozone standard.
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Federal Register / Vol. 76, No. 251 / Friday, December 30, 2011 / Rules and Regulations
Executive Order 12866 (58 FR 51735,
October 4, 1993);
• Do not impose an information
collection burden under the provisions
of the Paperwork Reduction Act (44
U.S.C. 3501 et seq.);
• Are certified as not having a
significant economic impact on a
substantial number of small entities
under the Regulatory Flexibility Act
(5 U.S.C. 601 et seq.);
• Do not contain any unfunded
mandate or significantly or uniquely
affect small governments, as described
in the Unfunded Mandates Reform Act
of 1995 (Pub. L. 104–4);
• Do not have Federalism
implications as specified in Executive
Order 13132 (64 FR 43255, August 10,
1999);
• Are not economically significant
regulatory actions based on health or
safety risks subject to Executive Order
13045 (62 FR 19885, April 23, 1997);
• Are not significant regulatory
actions subject to Executive Order
13211 (66 FR 28355, May 22, 2001);
• Are not subject to the requirements
of Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (15 U.S.C. 272 note) because
application of those requirements would
be inconsistent with the Clean Air Act;
and
• Do not provide EPA with the
discretionary authority to address
disproportionate human health or
environmental effects with practical,
appropriate, and legally permissible
methods under Executive Order 12898
(59 FR 7629, February 16, 1994).
In addition, this rule does not have
tribal implications as specified by
Executive Order 13175 (65 FR 67249,
November 9, 2000), because the SIP is
not approved to apply in Indian country
located in the state, and EPA notes that
it will not impose substantial direct
costs on tribal governments or preempt
tribal law.
The Congressional Review Act, 5
U.S.C. section 801 et seq., as added by
the Small Business Regulatory
Enforcement Fairness Act of 1996,
generally provides that before a rule
may take effect, the agency
promulgating the rule must submit a
rule report, which includes a copy of
the rule, to each House of the Congress
and to the Comptroller General of the
United States. EPA will submit a report
containing this rule and other required
information to the U.S. Senate, the U.S.
House of Representatives, and the
Comptroller General of the United
States prior to publication of the rule in
the Federal Register. A major rule
cannot take effect until 60 days after it
is published in the Federal Register.
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This action is not a ‘‘major rule’’ as
defined by 5 U.S.C. section 804(2).
Under section 307(b)(1) of the Clean
Air Act, petitions for judicial review of
this action must be filed in the United
States Court of Appeals for the
appropriate circuit by February 28,
2012. Filing a petition for
reconsideration by the Administrator of
this final rule does not affect the finality
of this rule for the purposes of judicial
review nor does it extend the time
within which a petition for judicial
review may be filed, and shall not
postpone the effectiveness of such rule
or action. This action may not be
challenged later in proceedings to
enforce its requirements. (See section
307(b)(2).)
172(c)(9) contingency measures for
failure to attain and sections 182(d)(3)
and 185 major stationary source fee
programs.
List of Subjects in 40 CFR Part 52
Environmental protection, Air
pollution control, Incorporation by
reference, Intergovernmental relations,
Oxides of nitrogen, Ozone, Reporting
and recordkeeping requirements,
Volatile organic compounds.
SUMMARY:
Dated: December 16, 2011.
Jared Blumenfeld,
Regional Administrator, Region IX.
Part 52, chapter I, title 40 of the Code
of Federal Regulations is amended as
follows:
PART 52—[AMENDED]
1. The authority citation for Part 52
continues to read as follows:
■
Authority: 42 U.S.C. 7401 et seq.
Subpart F—California
2. Section 52.282 is amended by
adding paragraph (d) to read as follows:
■
§ 52.282
Ozone.
Control strategy and regulations:
*
*
*
*
*
(d) Determinations that Certain Areas
Did Not Attain the 1-Hour Ozone
NAAQS. EPA has determined that the
Los Angeles-South Coast Air Basin Area
and the San Joaquin Valley Area
extreme 1-hour ozone nonattainment
areas did not attain the 1-hour ozone
NAAQS by the applicable attainment
date of November 15, 2010 and that the
Southeast Desert Modified Air Quality
Maintenance Area severe-17 1-hour
ozone nonattainment area did not attain
the 1-hour ozone NAAQS by the
applicable attainment date of November
15, 2007. These determinations bear on
the areas’ obligations with respect to the
one-hour ozone standard antibacksliding requirements whose
implementation is triggered by a
determination of failure to attain by the
applicable attainment date: section
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[FR Doc. 2011–33475 Filed 12–29–11; 8:45 am]
BILLING CODE P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 180
[EPA–HQ–OPP–2010–0865; FRL–9330–2]
Tepraloxydim; Pesticide Tolerances
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
This regulation establishes
tolerances for residues of tepraloxydim
in or on the imported commodities ‘‘Pea
and bean, dried shelled, except soybean,
subgroup 6C’’ and ‘‘Sunflower subgroup
20B’’. BASF Corporation requested
these tolerances under the Federal Food,
Drug, and Cosmetic Act (FFDCA). This
regulation also removes established
tolerances for residues of tepraloxydim
on ‘‘Lentil, seed’’ and ‘‘Pea, dry, seed,’’
as residues on these commodities will
be covered by the new tolerance on the
pea and bean subgroup (6C).
DATES: This regulation is effective
December 30, 2011. Objections and
requests for hearings must be received
on or before February 28, 2012, and
must be filed in accordance with the
instructions provided in 40 CFR part
178 (see also Unit I.C. of the
SUPPLEMENTARY INFORMATION).
ADDRESSES: EPA has established a
docket for this action under docket
identification (ID) number EPA–HQ–
OPP–2010–0865. All documents in the
docket are listed in the docket index
available at https://www.regulations.gov.
Although listed in the index, some
information is not publicly available,
e.g., Confidential Business Information
(CBI) or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the Internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
available in the electronic docket at
https://www.regulations.gov, or, if only
available in hard copy, at the OPP
Regulatory Public Docket in Rm. S–
4400, One Potomac Yard (South Bldg.),
2777 S. Crystal Dr., Arlington, VA. The
Docket Facility is open from 8:30 a.m.
to 4 p.m., Monday through Friday,
excluding legal holidays. The Docket
Facility telephone number is (703) 305–
5805.
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Agencies
[Federal Register Volume 76, Number 251 (Friday, December 30, 2011)]
[Rules and Regulations]
[Pages 82133-82146]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-33475]
=======================================================================
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 52
[EPA-R09-OAR-2011-0638; FRL-9612-8]
Approval and Promulgation of Air Quality Implementation Plans;
California; Determinations of Failure To Attain the One-Hour Ozone
Standard
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The EPA is taking final action to determine that three areas
in California, previously designated nonattainment for the now-revoked
one-hour ozone national ambient air quality standard (NAAQS), did not
attain that standard by their applicable attainment dates: the Los
Angeles-South Coast Air Basin Area (``South Coast''), the San Joaquin
Valley Area (``San Joaquin Valley''), and the Southeast Desert Modified
Air Quality Maintenance Area (``Southeast Desert''). These
determinations are based on three years of quality-assured and
certified ambient air quality monitoring data for the period preceding
the applicable attainment deadline.
DATES: Effective Date: This rule is effective on January 30, 2012.
ADDRESSES: EPA has established docket number EPA-R09-OAR-2011-0638 for
this action. The index to the docket is available electronically at
www.regulations.gov and in hard copy at EPA Region IX, 75 Hawthorne
Street, San Francisco, California. While all documents in the docket
are listed in the index, some information may be publicly available
only at the hard copy location (e.g., copyrighted material), and some
may not be publicly available in
[[Page 82134]]
either location (e.g., Confidential Business Information). To inspect
the hard copy materials, please schedule an appointment during normal
business hours with the contact listed in the FOR FURTHER INFORMATION
CONTACT section.
FOR FURTHER INFORMATION CONTACT: Doris Lo, (415) 972-3959, or by email
at lo.doris@epa.gov.
SUPPLEMENTARY INFORMATION: Throughout this document whenever ``we,''
``us,'' or ``our'' is used, we mean EPA.
Table of Contents
I. EPA's Proposed Action
A. Background
B. Technical Evaluation
C. Consequences
II. Public Comments and EPA Responses
III. Final Action
IV. Statutory and Executive Order Reviews
I. EPA's Proposed Action
On September 14, 2011 (76 FR 56694), EPA proposed to determine,
under the Clean Air Act (CAA or ``Act''), that three areas previously
designated nonattainment for the one-hour ozone NAAQS--the South Coast,
the San Joaquin Valley, and the Southeast Desert--failed to attain the
NAAQS for one-hour ozone by their applicable one-hour NAAQS attainment
dates.
A. Background
Regulatory Context
The Act requires us to establish NAAQS for certain widespread
pollutants that cause or contribute to air pollution that is reasonably
anticipated to endanger public health or welfare (sections 108 and 109
of the Act). In 1979, we promulgated the revised one-hour ozone
standard of 0.12 parts per million (ppm) (44 FR 8202, February 8,
1979).\1\
---------------------------------------------------------------------------
\1\ For ease of communication, many reports of ozone
concentrations are given in parts per billion (ppb); ppb = ppm x
1000. Thus, 0.12 ppm becomes 120 ppb (or between 120 to 124 ppb,
when rounding is considered).
---------------------------------------------------------------------------
An area is considered to have attained the one-hour ozone standard
if there are no violations of the standard, as determined in accordance
with the regulation codified at 40 CFR section 50.9, based on three
consecutive calendar years of complete, quality-assured and certified
monitoring data. A violation occurs when the ambient ozone air quality
monitoring data show greater than one (1.0) ``expected number'' of
exceedances per year at any site in the area, when averaged over three
consecutive calendar years.\2\ An exceedance occurs when the maximum
hourly ozone concentration during any day exceeds 0.124 ppm. For more
information, please see ``National 1-hour primary and secondary ambient
air quality standards for ozone'' (40 CFR 50.9) and ``Interpretation of
the 1-Hour Primary and Secondary National Ambient Air Quality Standards
for Ozone'' (40 CFR part 50, appendix H).
---------------------------------------------------------------------------
\2\ An ``expected number'' of exceedances is a statistical term
that refers to an arithmetic average. An ``expected number'' of
exceedances may be equivalent to the number of observed exceedances
plus an increment that accounts for incomplete sampling. See, 40 CFR
part 50, appendix H. Because, in this context, the term
``exceedances'' refers to days (during which the daily maximum
hourly ozone concentration exceeded 0.124 ppm), the maximum possible
number of exceedances in a given year is 365 (or 366 in a leap
year).
---------------------------------------------------------------------------
The Act, as amended in 1990, required EPA to designate as
nonattainment any area that was violating the one-hour ozone standard,
generally based on air quality monitoring data from the 1987 through
1989 period (section 107(d)(4) of the Act; 56 FR 56694, November 6,
1991). The Act further classified these areas, based on the severity of
their nonattainment problem, as Marginal, Moderate, Serious, Severe, or
Extreme.
The control requirements and date by which attainment of the one-
hour ozone standard was to be achieved varied with an area's
classification. Marginal areas were subject to the fewest mandated
control requirements and had the earliest attainment date, November 15,
1993, while Severe and Extreme areas were subject to more stringent
planning requirements and were provided more time to attain the
standard. Two measures that are triggered if a Severe or Extreme area
fails to attain the standard by the applicable attainment date are
contingency measures [section 172(c)(9)] and a major stationary source
fee provision [sections 182(d)(3) and 185](``major source fee program''
or ``section 185 fee program'').
Designations and Classifications
On November 6, 1991, EPA designated the South Coast \3\ as
``Extreme'' nonattainment for the one-hour ozone standard, with an
attainment date no later than November 15, 2010 (56 FR 56694). In its
November 6, 1991 final rule, EPA designated the San Joaquin Valley \4\
as ``Serious'' nonattainment for the one-hour ozone standard, but later
reclassified the valley as ``Severe'' (66 FR 56476, November 8, 2001),
and then as ``Extreme'' (69 FR 20550, April 16, 2004) for the one-hour
ozone standard, with the same attainment date (November 15, 2010) as
the South Coast. In its 1991 final rule, EPA designated the Southeast
Desert \5\ as ``Severe-17'' nonattainment for the one-hour ozone
standard, with an attainment date no later than November 15, 2007.
---------------------------------------------------------------------------
\3\ The South Coast includes Orange County, the southwestern
two-thirds of Los Angeles County, southwestern San Bernardino
County, and western Riverside County (see 40 CFR 81.305).
\4\ San Joaquin Valley includes all of Fresno, Kings, Madera,
Merced, San Joaquin, Stanislaus, and Tulare counties, as well as the
western half of Kern County (see 40 CFR 81.305).
\5\ The Southeast Desert covers the Victor Valley/Barstow region
in San Bernardino County, the Coachella Valley region in Riverside
County, and the Antelope Valley portion of Los Angeles County (see
40 CFR 81.305).
---------------------------------------------------------------------------
Outside of Indian country,\6\ the South Coast lies within the
jurisdiction of the South Coast Air Quality Management District
(SCAQMD). Similarly, with the exception of Indian country, San Joaquin
Valley lies within the San Joaquin Valley Unified Air Pollution Control
District (SJVUAPCD). Likewise, excluding Indian country, the Los
Angeles portion of the Southeast Desert lies within the Antelope Valley
Air Quality Management District (AVAQMD), the San Bernardino County
portion of the Southeast Desert lies within the Mojave Desert Air
Quality Management District (MDAQMD), and the Riverside County portion
of the Southeast Desert lies within the SCAQMD.
---------------------------------------------------------------------------
\6\ ``Indian country'' as defined at 18 U.S.C. 1151 refers to:
``(a) all land within the limits of any Indian reservation under the
jurisdiction of the United States Government, notwithstanding the
issuance of any patent, and, including rights-of-way running through
the reservation, (b) all dependent Indian communities within the
borders of the United States whether within the original or
subsequently acquired territory thereof, and whether within or
without the limits of a state, and (c) all Indian allotments, the
Indian titles to which have not been extinguished, including rights-
of-way running through the same.''
---------------------------------------------------------------------------
Under California law, each air district is responsible for adopting
and implementing stationary source rules, such as the fee program rules
required under CAA section 185, while the California Air Resources
Board (CARB) adopts and implements consumer products and mobile source
rules. The district and state rules are submitted to EPA by CARB.
Transition From One-Hour Ozone Standard to Eight-Hour Ozone Standard
In 1997, EPA promulgated a new, more protective standard for ozone
based on an eight-hour average concentration (the 1997 eight-hour ozone
standard). In 2004, EPA published the 1997 eight-hour ozone
designations and classifications and a rule governing certain facets of
implementation of the eight-hour ozone standard (herein referred to as
the ``Phase 1 Rule'') (69 FR 23858 and 69 FR 23951, respectively, April
30, 2004).
[[Page 82135]]
Although EPA revoked the one-hour ozone standard (effective June
15, 2005), to comply with anti-backsliding requirements of the Act,
eight-hour ozone nonattainment areas remain subject to certain
requirements based on their one-hour ozone classification. Initially,
in our rules to address the transition from the one-hour to the eight-
hour ozone standard, EPA did not include contingency measures or the
section 185 fee program among the measures retained as one-hour ozone
anti-backsliding requirements.\7\ However, on December 23, 2006, the
United States Court of Appeals for the District of Columbia Circuit
determined that EPA should not have excluded these requirements (and
certain others not relevant here) from its anti-backsliding
requirements. South Coast Air Quality Management District v. EPA, 472
F.3d 882 (DC Cir. 2006) reh'g denied 489 F.3d 1245 (clarifying that the
vacatur was limited to the issues on which the court granted the
petitions for review) (referred to herein as the South Coast case).
---------------------------------------------------------------------------
\7\ Final Rule to Implement the 8-Hour Ozone National Ambient
Air Quality Standard--Phase 1, 69 FR 23951 (April 30, 2004).
---------------------------------------------------------------------------
Thus, the Court vacated the provisions that excluded these
requirements. As a result, States must continue to meet the obligations
for one-hour ozone NAAQS contingency measures and, for Severe and
Extreme areas, section 185 major source fee programs. EPA has issued a
proposed rule that would remove those specific portions of 40 CFR
51.905(e) that the court vacated, and that addresses contingency
measures for failure to attain or make reasonable further progress
toward attainment of the one-hour standard. See 74 FR 2936, January 16,
2009 (proposed rule); 74 FR 7027, February 12, 2009 (notice of public
hearing and extension of comment period).
Rationale for Proposed Action
In our September 14, 2011 proposed rule, we explained that, after
revocation of the one-hour ozone standard, EPA must continue to provide
a mechanism to give effect to the one-hour anti-backsliding
requirements that have been specifically retained. See South Coast, 47
F.3d 882, at 903. In keeping with this responsibility with respect to
one-hour anti-backsliding contingency measures and section 185 fee
programs for these three California areas, on September 14, 2011, EPA
proposed to determine that each area failed to attain the one-hour
ozone standard by its applicable attainment date.
B. Technical Evaluation
A determination of whether an area's air quality meets the one-hour
ozone standard is generally based upon three years of complete,\8\
quality-assured and certified air quality monitoring data gathered at
established State and Local Air Monitoring Stations (``SLAMS'') in the
nonattainment area and entered into the EPA's Air Quality System (AQS)
database. Data from air monitors operated by state/local agencies in
compliance with EPA monitoring requirements must be submitted to the
AQS database. Monitoring agencies annually certify that these data are
accurate to the best of their knowledge. Accordingly, EPA relies
primarily on data in its AQS database when determining the attainment
status of an area. See 40 CFR 50.9; 40 CFR part 50, appendix H; 40 CFR
part 53; 40 CFR part 58, appendices A, C, D and E. All data are
reviewed to determine the area's air quality status in accordance with
40 CFR part 50, appendix H.
---------------------------------------------------------------------------
\8\ Generally, a ``complete'' data set for determining
attainment of the ozone is one that includes three years of data
with an average percent of days with valid monitoring data greater
than 90% with no single year less than 75%. See 40 CFR part 50,
appendix I. There are less stringent data requirements for showing
that a monitor has failed an attainment test and thus has recorded a
violation of the standard.
---------------------------------------------------------------------------
Under EPA regulations at 40 CFR 50.9, the one-hour ozone standard
is attained at a monitoring site when the expected number of days per
calendar year with maximum hourly average concentrations above 0.12
parts per million (235 micrograms per cubic meter) is equal to or less
than 1, as determined by 40 CFR part 50, appendix H.\9\
---------------------------------------------------------------------------
\9\ The average number of expected exceedances is determined by
averaging the expected exceedances of the one-hour ozone standard
over a consecutive three calendar year period. See 40 CFR part 50,
appendix H.
---------------------------------------------------------------------------
In our September 14, 2011 proposed rule, EPA proposed to determine
that the South Coast, the San Joaquin Valley, and the Southeast Desert
failed to attain the one-hour ozone standard by their applicable
attainment dates based on findings that the number of expected
exceedances at sites in each of the three nonattainment areas was
greater than one per year in the period prior to the applicable
attainment date. These proposed determinations were based on three
years of quality-assured and certified ambient air quality monitoring
data in AQS for the 2008-2010 monitoring period for the South Coast and
the San Joaquin Valley, and quality-assured and certified data in AQS
for 2005-2007 for the Southeast Desert.
In so doing, in our September 14, 2011 proposed rule, we reviewed
documents prepared by CARB and the local air districts in connection
with the ozone monitoring networks as well as any applicable EPA
technical systems audits to determine the comprehensiveness and
reliability of the data reported to AQS and used by EPA to determine
the attainment status of the areas with respect to the one-hour ozone
standard. We then evaluated the ozone monitoring data contained in AQS
from each area against the criterion discussed above to determine
whether the areas attained the one-hour ozone standard by their
applicable attainment dates.
With respect to the South Coast, based on the monitoring data from
29 ozone monitoring sites for the years 2008-2010, we found that,
generally, the highest ozone concentrations in the South Coast occur in
the northern and eastern portions of the area. We also determined that
the highest three-year average of expected exceedances at any site in
the South Coast Air Basin for 2008-2010 is 10.4 (at Crestline, a site
located at 4,500 feet elevation in the San Bernardino Mountains).
Because the calculated exceedance rate of 10.4 represents a violation
of the one-hour ozone standard (a three-year average of expected
exceedances less than or equal to 1), and taking into account the
extent and reliability of the applicable ozone monitoring network, and
the data collected therefrom, we proposed in our September 14, 2011
action to determine that the South Coast Air Basin failed to attain the
one-hour ozone standard (as defined in 40 CFR part 50, appendix H) by
the applicable attainment date (i.e., November 15, 2010). Please see
pages 56696-56698 in the September 14, 2011 proposed rule for
additional information on the ozone monitoring network operating in the
South Coast during the relevant period and the data collected
therefrom.
With respect to the San Joaquin Valley, based on the monitoring
data from 22 ozone monitoring sites for the years 2008-2010, we found
that, generally, the highest ozone concentrations in San Joaquin Valley
occur in the central (i.e., in and around the city of Fresno) and the
southern portions (i.e., southeast of Bakersfield) of the area. We also
determined that the highest three-year average of expected exceedances
at any site in the San Joaquin Valley for 2008-2010 is 6.6 at Arvin, a
site located with mountains to the east, west, and south. Because the
calculated exceedance rate of 6.6 represents a violation of the one-
hour ozone standard (a three-year average of expected exceedances less
than or equal
[[Page 82136]]
to 1), and taking into account the extent and reliability of the
applicable ozone monitoring network, and the data collected therefrom,
we proposed in our September 14, 2011 action to determine that the San
Joaquin Valley failed to attain the one-hour ozone standard (as defined
in 40 CFR part 50, appendix H) by the applicable attainment date (i.e.,
November 15, 2010). Please see pages 56698-56699 in the September 14,
2011 proposed rule for additional information on the ozone monitoring
network operating in the San Joaquin Valley during the relevant period
and the data collected therefrom.
With respect to the Southeast Desert, based on the monitoring data
from nine ozone monitoring sites for the years 2005-2007, we found
that, generally, the highest ozone concentrations in the Southeast
Desert occur in the far southwestern portion of the area, near mountain
passes through which pollutants are transported to the Southeast Desert
from the South Coast Air Basin. We also determined that the highest
three-year average of expected exceedances at any site in the Southeast
Desert for 2005-2007 is 2.3 at Palm Springs in Riverside County and
Hesperia in San Bernardino County. Because the calculated exceedance
rate of 2.3 represents a violation of the one-hour ozone standard (a
three-year average of expected exceedances less than or equal to 1),
and taking into account the extent and reliability of the applicable
ozone monitoring network, and the data collected therefrom, we proposed
to determine in our September 14, 2011 proposed action that the
Southeast Desert failed to attain the one-hour ozone standard (as
defined in 40 CFR part 50, appendix H) by the applicable attainment
date (i.e., November 15, 2007). Please see pages 56699-56700 in the
September 14, 2011 proposed rule for additional information on the
ozone monitoring network operating in the Southeast Desert during the
relevant period and the data collected therefrom.
C. Consequences
In our September 14, 2011 proposed rule, we explained that a final
determination of a Severe or Extreme area's failure to attain by its
one-hour ozone NAAQS attainment date would trigger the obligation to
implement one-hour contingency measures for failure to attain under
section 172(c)(9) and fee programs under sections 182(d)(3), 182(f),
and 185. Section 172(c)(9) requires one-hour ozone SIPs, other than for
``Marginal'' areas, to provide for implementation of specific measures
(referred to herein as ``contingency measures'') to be undertaken if
the area fails to attain the NAAQS by the attainment date. Thus, in our
September 14, 2011 proposed rules, we stated that a consequence of the
proposed determinations, if finalized, would be to give effect to any
one-hour ozone contingency measures that are not already in effect
within the three subject California nonattainment areas.
Section 182(d)(3) requires SIPs to include provisions required
under section 185, and section 185 requires one-hour ozone SIPs in
areas classified as ``Severe'' or ``Extreme'' to provide that, if the
area has failed to attain the standard by the applicable attainment
date, each major stationary source of ozone precursors located in the
area must begin paying a fee [computed in accordance with section
185(b)] to the State. Section 182(f) extends the section 185
requirements, among others, that apply to major stationary sources of
VOCs to major stationary sources of NOX unless EPA has
waived such requirements for NOX sources in the particular
nonattainment area. Thus, in our September 14, 2011 proposed rules, we
stated that another consequence of the determinations, if finalized,
would be to give effect to the section 185 fee requirements to the
extent they are not already in effect within the three subject
California nonattainment areas.
Please see pages 56700-56701 in the September 14, 2011 proposed
rule for additional information on the consequences of our proposed
determinations in the three subject California one-hour ozone
nonattainment areas.
II. Public Comments and EPA Responses
Our September 14, 2011 proposed rule provided a 30-day comment
period. During this period, we received three comment letters: a letter
from the San Joaquin Valley Unified Air Pollution Control District
(SJVUAPCD) dated October 12, 2011; a letter from the South Coast Air
Quality Management District (SCAQMD) dated October 13, 2011; and a
letter from Earthjustice dated October 14, 2011. None of the commenters
challenge EPA's proposed air quality determinations themselves, nor any
aspect of the technical basis for the proposed determinations. Rather,
they variously challenge the necessity, rationale, and statutory basis
for the proposed actions and the consequences that they entail. We have
summarized the comments from each commenter's letter and provide EPA's
responses below.
San Joaquin Valley Unified Air Pollution Control District--Comments and
Responses
SJVUAPCD Comment #1: The SJVUAPCD provides a number of grounds to
support its argument that EPA should not make a determination that the
San Joaquin Valley failed to meet its deadline for attaining the one-
hour ozone standard. The District's reasons include: the one-hour ozone
standard has been revoked; EPA's Phase 1 Ozone Implementation rule
stated that EPA will no longer make findings of failure to attain for
one-hour ozone nonattainment areas, citing 69 FR 23951, at 23984 (April
30, 2004); while certain provisions of EPA's April 2004 Ozone
Implementation rule were vacated, the applicable provision related to
findings of failure to attain was not challenged, and thus EPA remains
bound by it.
EPA Response to SJVUAPCD Comment #1: Under EPA's April 30, 2004
Phase 1 Rule, EPA is no longer obligated, after revocation of the one-
hour ozone standard, to determine pursuant to section 179(c) or
181(b)(2) of the CAA whether an area attained the one-hour ozone
standard by that area's attainment date for the one-hour ozone
standard. See 40 CFR 51.905(e)(2). EPA agrees that the relevant
provision from EPA's Phase 1 Rule [i.e., 40 CFR 51.905(e)(2)] was not
challenged and has not been vacated, but disagrees that this provision
precludes EPA from making the determinations that are the subject of
this notice. First, although the provision states that the Agency is no
longer obligated to make certain determinations, it does not prohibit
the Agency from exercising its discretion to do so. However, more to
the point, EPA is not today invoking the authority of section 179(c) to
determine that the San Joaquin Valley failed to attain the one-hour
ozone standard by the applicable attainment date. Rather, EPA is acting
pursuant to its obligations to give effect to two specific one-hour
ozone anti-backsliding requirements whose implementation is dependent
on such determinations. In doing so, EPA is complying with the DC
Circuit's directive to formulate the Agency's procedures to dovetail
with the required anti-backsliding measures. For the reasons explained
in our September 14, 2011 proposed rule and further below, EPA is
acting pursuant to its authority under section 301(a) and also the
relevant portion of section 181(b)(2).
SJVUAPCD Comment #2: The SJVUAPCD believes that EPA's action is
unnecessary with respect to the San Joaquin Valley because the
District's
[[Page 82137]]
one-hour ozone contingency measures take effect without further action
by the District or EPA, and because, with respect to section 185 fees,
the DC Circuit did not specify the mechanism that EPA must use to
trigger section 185 fees, and the District's rule implementing section
185 has been proposed for approval by EPA.
EPA Response to SJVUAPCD Comment #2: EPA recognizes that the
approved one-hour ozone plan for the San Joaquin Valley relies on
existing State and federal on- and off-road road new engine standards
to meet the contingency measure requirements in section 172(c)(9), 75
FR 10420, at 10432 (March 8, 2010) and that such standards are already
being implemented and provide an estimated additional benefit in 2011
beyond the reductions from those measures in 2010 regardless of our
determination of failure to attain the one-hour ozone standard for the
San Joaquin Valley. EPA also recognizes that the District's rule (i.e.,
District Rule 3170) that is intended to implement section 185 of the
CAA in connection with the one-hour ozone standard does not condition
its applicability upon EPA's determination of failure by the area to
attain the one-hour ozone standard by the applicable attainment date
and that the rule has been submitted to EPA for review.\10\ EPA,
however, believes that a determination of failure to attain the one-
hour ozone standard is appropriate to eliminate any uncertainty as to
whether such measures and rules must continue to be implemented in San
Joaquin Valley for anti-backsliding purposes.
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\10\ EPA proposed approval of SJVUAPCD Rule 3170 at 76 FR 45212
(July 28, 2011).
---------------------------------------------------------------------------
South Coast Air Quality Management District--Comments and Responses
SCAQMD Comment #1: SCAQMD asserts that there is no need for EPA to
make the proposed determinations. SCAQMD believes that, with respect to
the South Coast, there is no need for a ``trigger mechanism'' which
would inform the area that, due to its failure to attain, the area must
implement section 185 fees and contingency measures because the related
section 185 fees rule (SCAQMD Rule 317) has been adopted and submitted
to EPA and because the contingency measures have already been
implemented.
EPA Response to SCAQMD Comment #1: We recognize that SCAQMD Rule
317 has already been adopted by the District and submitted to EPA by
CARB as a revision to the California SIP. As is true for the
corresponding SJVUAPCD rule, SCAQMD Rule 317 does not condition
applicability on EPA making a determination of failure to attain the
one-hour ozone standard (by the applicable attainment date), and thus,
the rule is in effect regardless of EPA's determination herein. EPA has
not yet acted to approve this SIP revision.
Furthermore, prior to today's action, there has been no final
determination of the area's failure to attain, which is what
establishes the requirement to implement a rule developed to comply
with section 185. Without a dispositive determination that
implementation is required, it would be difficult if not impossible to
clearly establish and enforce the obligation, and to assess when it may
cease. Moreover, because EPA has not yet taken final action to approve
SCAQMD Rule 317, and if we were to disapprove the rule, or if we were
to approve SCAQMD Rule 317, but find that the SCAQMD is not
administering and enforcing the rule, EPA could be under an obligation
to implement the fee program required under section 185 [see CAA
section 185(d)]. Thus, in order to comply with the process set forth in
section 185, and to provide a legal basis for the State and/or EPA as
appropriate to collect fees, EPA must ensure that the necessary
determination for application of section 185 has been made. Thus, EPA
concludes that, in the circumstances presented, the agency must make
the determination that triggers the obligation to implement section
185, and we do so today in this document.
Moreover, the Agency has grounds to make today's determination
other than for purposes of implementing contingency measures. EPA's
determination is also linked to implementation of anti-backsliding
requirements under section 185. Thus, today's action is not aimed
solely at one-hour ozone contingency measures.
SCAQMD Comment #2: Even if it were necessary for EPA to have a
``trigger mechanism'' to cause an area to implement its section 185
fee, or to implement contingency measures, the SCAQMD believes it is
not necessary to use a formal determination of failure to attain. The
SCAQMD states that there is nothing in the South Coast case that
indicated that a formal determination of failure to attain is necessary
and that, as a result, EPA could simply send the affected districts a
letter informing them that those obligations had been triggered based
on submitted monitoring data.
EPA Response to SCAQMD Comment #2: EPA's established practice for
making a determination whether an area has attained, or failed to
attain, the NAAQS is to conduct a rulemaking under the Administrative
Procedure Act (APA), not to issue a letter, a list or some other
informal document. In other words, if there has not been a rulemaking
providing notice and an opportunity for comment, there has not been an
attainment determination. EPA's longstanding practice in this regard
was explicitly recognized and upheld more than a decade ago by the
United States Court of Appeals for the DC Circuit. The Court rejected
the Sierra Club's arguments that means other than rulemaking were
sufficient for this purpose, especially when a determination results in
additional obligations for an area. See Sierra Club v. Whitman, 285
F.3d 63, at 66 (DC Cir. 2002). In determining through notice and
comment rulemaking that the South Coast failed to attain the one-hour
ozone standard by the applicable attainment date, EPA is acting
consistently with its established practice and applicable
administrative procedure law in making such determinations.
SCAQMD Comment #3: The SCAQMD asserts that the CAA does not
authorize EPA to make the proposed determinations. In support of this
assertion, the SCAQMD argues that:
While CAA sections 179(c) and 179(d) require EPA to
determine whether an area attained the standard by the applicable
attainment date and that a new attainment demonstration requirement is
triggered by a determination of failure to attain the standard by the
applicable attainment date under those provisions, the one-hour ozone
standard has been revoked and, as a result, the one-hour ozone standard
is no longer a ``standard'' for the purposes of section 179(c) and
section 179(d);
EPA's past statements, such as those from EPA's April 30,
2004 Phase 1 Rule, indicate that areas would no longer have the
obligation to demonstrate attainment of the revoked one-hour ozone
standard if the area had an approved one-hour ozone attainment
demonstration; and
The recent decision published by the U.S. Court of Appeals
for the Ninth Circuit (Association of Irritated Residents v. EPA, 632
F.3d 584 (9th Cir. 2011) that appears to require EPA to assure that
California demonstrate attainment of the one-hour ozone standard for
the South Coast was rendered without consideration of the fact that the
plan in issue there was aimed at attaining the one-hour ozone standard,
which had been revoked by the time EPA acted on the plan, and that the
decision is pending appeal and not yet final.
[[Page 82138]]
EPA Response to SCAQMD Comment #3: In making today's final
determinations, we are not acting pursuant to section 179(c) nor
triggering the related requirements under section 179(d). Neither of
these provisions was retained as a 1-hour ozone anti-backsliding
requirement, and the relevant provisions of the anti-backsliding rule
in this respect were not challenged. As explained in our September 14,
2011 proposed rule, we are acting here in accordance with our
obligation to enforce specific one-hour ozone anti-backsliding
requirements, and the DC Circuit's instruction to us in the South Coast
case that we determine the process necessary for that purpose. Thus, as
explained in our proposal and elsewhere in this notice, we are acting
here pursuant to our general authority in section 301(a) and the
relevant portion of section 181(b)(2) concerning attainment
determinations (i.e., not the portion concerning reclassifications,
which the commenter correctly notes was not retained for anti-
backsliding purposes), and for the purpose of effectuating the two
anti-backsliding provisions that are triggered by a determination of
failure to meet the attainment deadline--contingency measures and
section 185 fees.
EPA believes that the Ninth Circuit's decision in the Association
of Irritated Residents (AIR) case cited by SCAQMD has no bearing on the
question raised in this rulemaking regarding whether EPA must invoke
section 179 when it seeks to make a determination regarding 1-hour
ozone contingency and fee anti-backsliding measures. The AIR case
centers on EPA's duties under section 110(l) of the CAA when it reviews
a SIP revision, particularly, a SIP revision that includes an
attainment demonstration. It does not pertain to the issue raised in
this rulemaking--whether section 179, though not preserved in EPA's
anti-backsliding provisions, should nonetheless be tacked on for the
first time here as an additional anti-backsliding requirement to impose
yet further planning for a revoked standard. In contrast to AIR, which
considers EPA's duty at the time it reviews a plan, the question raised
in this rulemaking is not whether the plan's faults were known at the
time of plan review. The question here regarding section 179(c)
concerns only whether that section's provision, which was not preserved
as an anti-backsliding requirement, can be applied to extract an
additional round of planning based on a subsequent failure to attain.
As EPA explains elsewhere in this notice, the answer is that it cannot.
Section 179's requirement for additional planning was not included in
the anti-backsliding measures that were exhaustively litigated,
reviewed and dispositively determined by the DC Circuit. As noted, the
exclusion of section 179, and in particular the additional planning
requirements in section 179(d), from the list of applicable
requirements that continue to apply for anti-backsliding purposes was
not challenged and remains the current law. Above all, sections 179(c)
and (d) are not necessary to the enforcement of any of the anti-
backsliding requirements which are included.
SCAQMD Comment #4: SCAQMD acknowledges that EPA's proposal
described the consequences of the determinations only in terms of
section 185 fees and contingency measures, but is concerned that if EPA
finalizes the proposed action, it will be used in an effort to compel
SCAQMD to submit a plan to attain the revoked one-hour standard.
EPA Response to SCAQMD Comment #4: EPA's final determinations in
this rulemaking are intended to effectuate only those 1-hour anti-
backsliding requirements that have been specifically retained, and
which are activated by a finding of failure to attain. For the reasons
set forth at length elsewhere in these responses, EPA is not acting
pursuant to section 179, and does not believe that section's provisions
can be invoked to require additional rounds of planning for the revoked
1-hour standard. EPA and the states are implementing the one-hour
standard, which has been revoked, by means of the specified one-hour
anti-backsliding requirements. While EPA agrees that it must continue
to make determinations of attainment or failure to attain the one-hour
ozone standard by the applicable attainment date, it is for the sole
purpose of ensuring implementation of those one-hour ozone anti-
backsliding requirements (section 185 fees and contingency measures)
and not to trigger new attainment demonstration plans or
reclassifications for the revoked one-hour ozone standard. EPA's
reasoning is elaborated further in its responses below to the comments
of Earthjustice.
SCAQMD Comment #5: SCAQMD states that it has recently initiated the
2012 Air Quality Management Plan (AQMP) development process. SCAQMD
anticipates that the 2012 AQMP will be submitted to EPA by the end of
2012 and will include a demonstration of attainment of the 24-hour
PM2.5 standard and an update to the ``black box'' commitment
under CAA section 182(e)(5) for attainment of the 1997 8-hour ozone
standard. SCAQMD asserts that this plan will necessarily include all
feasible measures and believes that it is doubtful that additional
measures could be identified solely for the purposes of addressing the
revoked one-hour ozone standard. SCAQMD also asserts that the
strategies for emissions reductions would essentially be the same for
both the one and eight-hour ozone standards. SCAQMD argues that no
separate additional plan for the revoked one-hour ozone standard should
be required, since the 2012 plan for the eight-hour standard will
evaluate future one-hour ozone design values and, all feasible measures
are being taken, and the additional resource needed to prepare such a
demonstration would divert resources away from the effort to
demonstrate attainment with the current NAAQS. Thus, SCAQMD believes
that requiring a new attainment demonstration for the one-hour ozone
standard is not necessary and is overly burdensome given the upcoming
2012 AQMP.
EPA Response to SCAQMD Comment #5: As stated above, EPA believes
that the anti-backsliding requirements applicable for the revoked 1-
hour ozone standard are limited to those specified in EPA's regulations
and the South Coast decision, and do not and should not compel
additional planning for the one-hour standard here. We agree that
requiring a new attainment demonstration for the one-hour ozone
standard for the South Coast is not necessary or required by a final
determination today that the South Coast failed to attain the one-hour
ozone standard by the applicable attainment date. As set forth in our
September 14, 2011 proposed rule and elsewhere in this document, we are
making today's determination pursuant to our authority under CAA
section 301(a) and also under the relevant portion of section
181(b)(2), in order to ensure implementation of only those measures
specifically identified as one-hour ozone anti-backsliding
requirements--in this case--contingency measures and section 185 fees.
SCAQMD Comment #6: SCAQMD requests that EPA clarify that a final
determination of failure to attain does not trigger any obligation to
submit an attainment demonstration for the revoked one-hour ozone
standard.
EPA Response to SCAQMD Comment #6: In this final rule, EPA explains
and responds to comments concerning the statutory basis and rationale
set forth in our September 14, 2011 proposed rule for the determination
of failure to attain the one-hour ozone standard by the applicable
attainment date. EPA is taking this action under its authority to
[[Page 82139]]
ensure implementation of one-hour ozone anti-backsliding requirements
under CAA section 301(a) and the relevant portion of section 181(b)(2).
Thus, EPA is stating plainly that today's determination does not
trigger any requirement for the State of California to prepare and
submit a new attainment demonstration for the one-hour ozone standard
under section 179(c) and (d) for any of the three subject California
nonattainment areas. As EPA has stated elsewhere, a new additional
attainment demonstration triggered by a failure to attain the one-hour
ozone standard by the attainment date is not an ``applicable
requirement'' for the purposes of anti-backsliding in 40 CFR 51.905 and
40 CFR 51.900(f).
SCAQMD Comment #7: The SCAQMD requests that EPA separate the
Coachella Valley from the remainder of the Southeast Desert Air Basin
and determine that the Coachella Valley has attained the one-hour ozone
standard. SCAQMD acknowledges that the Coachella Valley still exceeded
the revoked one-hour ozone standard in the three-year period before
2007, but believes that Coachella Valley can now show it has attained
the revoked one-hour standard based on data from the 2008-2010 period.
EPA Response to SCAQMD Comment #7: The air quality determinations
that are the subject of this rulemaking focus solely on whether the
areas attained the one-hour ozone standard by the applicable attainment
dates. Whether an area is currently attaining the standard is not
relevant to these determinations. In the case of the South Coast and
the San Joaquin Valley, the applicable attainment date was November 15,
2010, and the determination of whether the areas attained by the
applicable attainment date is based on data from 2008-2010. For the
Southeast Desert, the determination of whether the area met its
attainment date is based on data for 2005-2007. As a Severe-17 area,
the area's applicable attainment date for the one-hour ozone standard
was November 15, 2007.
In today's rulemaking, EPA is not addressing current attainment of
the one-hour ozone standard in these areas or making a determination
regarding current attainment of any area. Should the SCAQMD wish to
seek a revision of the boundary of the Southeast Desert one-hour ozone
nonattainment area in order to establish a separate Coachella Valley
one-hour ozone nonattainment area and a determination by EPA that this
area is currently attaining the one-hour ozone standard, the SCAQMD
should work with CARB to prepare and submit a request for a boundary
redesignation under CAA section 107(d)(3)(D) and for a related
attainment determination. EPA would then consider such requests in a
separate rulemaking.
SCAQMD Comment #8: SCAQMD states that it believes that, for the
sake of consistency and to avoid future litigation, EPA should make
determinations similar to today's determinations for all areas in the
United States that failed to attain the revoked ozone standard by their
applicable attainment dates.
EPA Response to SCAQMD Comment #8: By mid-2012, EPA intends to make
a determination of attainment or failure to attain the one-hour ozone
standard for approximately 20 areas throughout the country, consisting
of almost every one-hour ozone nonattainment area that was classified
as Moderate or above on June 15, 2005 (the date of revocation of the
one-hour ozone standard) and that is currently designated as
nonattainment for the 1997 8-hour ozone standard. The only two
exceptions, Portsmouth-Dover-Rochester, New Hampshire and Providence,
Rhode Island were classified as ``Serious'' for the one-hour ozone
standard, and thus not subject to section 185 fee requirements, and EPA
has determined through rulemaking that they are attaining the 1997
eight-hour ozone standard. See 75 FR 64949 (October 21,
2010)(Providence, RI); and 76 FR 14805 (March 18, 2011) (Portsmouth-
Dover-Rochester, NH).
The areas for which EPA has made determinations regarding
attainment of the one-hour ozone standard, or for which EPA is
committed to make determinations, are: South Coast (CA); San Joaquin
Valley (CA); Southeast Desert (CA); Chicago-Gary-Lake County (IL-IN);
Houston-Galveston (TX); Milwaukee-Racine (WI); New York-N. New Jersey-
Long Island (NY-NJ-CT); Baltimore (MD); Baton Rouge (LA); Philadelphia-
Wilmington-Trenton (PA-NJ-DE-MD); Sacramento Metro (CA); Ventura County
(CA); Metropolitan Washington (DC-MD-VA); Beaumont-Port Arthur (TX);
Boston-Lawrence-Worcester (MA-NH); Dallas-Fort Worth (TX); El Paso
(TX); Greater Connecticut (CT); Springfield (Western MA); Atlantic City
(NJ); and Poughkeepsie (NY).
Earthjustice--Comments and Responses
Earthjustice Comment #1: Earthjustice states that it assumes that
EPA's failure to cite the relevant sections of the CAA and fully
explain the implications of a failure to attain is an oversight because
it contends that the requirements in CAA sections 179(c) and 181(b)(2)
plainly mandate EPA to determine whether a nonattainment area attained
the standard by the applicable attainment date.
EPA Response to Earthjustice Comment #1: For a number of reasons,
EPA does not agree that it is compelled to act under the authority of
CAA sections 179(c) and 181(b)(2) when making determinations for the
revoked one-hour ozone standard. CAA section 179(c) requires, in
relevant part, that EPA determine, based on the area's air quality as
of the attainment date, whether the area attained the standard by that
date. CAA section 179(c) applies to all of the NAAQS whereas CAA
section 181(b)(2), in relevant part, largely mirrors section 179(c) and
applies specifically to the ozone standard.
Both section 179(c) and 181(b)(2) refer to the ``standard,'' which
doubtless applies to the NAAQS, but which does not clearly apply to a
revoked standard, such as the one-hour ozone standard, which was
revoked after promulgation of the 1997 eight-hour ozone standard, one
year after the effective date of designations for the 1997 ozone
standard. See 40 CFR 50.9(b). Based on an effective date of June 15,
2004 for designations for the eight-hour ozone standard (see 69 FR
23951, April 30, 2004), the date for revocation of the one-hour ozone
standard was June 15, 2005. Because we are well past that date, the
revoked one-hour ozone NAAQS no longer constitutes a ``standard'' for
the purposes of sections 179(c) or 181(b)(2).
Moreover, not all CAA provisions that applied prior to revocation
of the one-hour standard were preserved as anti-backsliding
requirements. Only specified requirements were identified and retained
as applicable requirements. While EPA's identification of these
requirements was challenged in the South Coast litigation, the DC
Circuit's decisions in that case disposed of those challenges and
closed the door on the issue of what constitutes an anti-backsliding
requirement. The provisions of the rule indicating that EPA would not
be obligated to make determinations under section 179(c) for purposes
of future planning or section 181(b)(2) for purposes of
reclassifications were not challenged and stand as promulgated. Even
more significantly, the consequences of determinations set forth in
portions of those provisions--reclassification and additional one-hour
planning--were not retained as anti-backsliding requirements. This
aspect of the anti-backsliding regime was not challenged by litigants
or addressed by the South Coast Court. The court vacated only those
portions of EPA's implementation rule that it addressed in
[[Page 82140]]
its South Coast decision. In accordance with EPA's Phase 1 Ozone
Implementation Rule, EPA is no longer obligated, after revocation of
the one-hour ozone standard, to determine pursuant to section 179(c) or
section 181(b)(2) of the CAA whether an area attained the one-hour
ozone standard by that area's attainment date for the one-hour ozone
standard. See 40 CFR 51.905(e)(2). While EPA remains obligated to
ensure implementation of those one-hour ozone anti-backsliding measures
that were retained as applicable requirements, EPA is not obligated to,
and has elected not to apply section 179(c) to make determinations
whether an area attained the one-hour ozone standard by the applicable
attainment date. EPA is undertaking these determinations expressly and
solely to give effect to the anti-backsliding requirements for
contingency measures and section 185 fees that have been retained as
applicable requirements and which are linked to such determinations,
under our authority under CAA section 301(a) and the relevant portion
of section 181(b)(2) consistent with the South Coast decision. The only
anti-backsliding requirements related to attainment planning for the
one-hour ozone standard are contained in EPA's regulation 40 CFR
51.905(a), which does not include any obligations for subsequent
planning rounds under section 179(d). Section 179(d) prescribes
consequences that were not retained for purposes of anti-backsliding
after revocation of the one-hour ozone standard.
Earthjustice Comment #2: Earthjustice states its belief that the
consequences of a failure to attain are plainly enumerated in the Act--
a new plan meeting the requirements of section 110 and 172 [see section
179(d)], contingency measures approved under section 172(c)(9) and
section 185 fees.
EPA Response to Earthjustice Comment #2: As stated on page 56700 of
our September 14, 2011 proposed rule, we agree that a final
determination that a Severe or Extreme area failed to attain by its
one-hour ozone NAAQS attainment date triggers a State's obligation to
implement one-hour contingency measures for failure to attain under
section 172(c)(9) and fee programs under sections 182(d)(3), 182(f),
and 185. Because the South Coast, San Joaquin Valley, and Southeast
Desert areas are classified as Extreme (or Severe in the case of the
Southeast Desert) for the one-hour ozone standard, today's final
determinations of failure to attain by the applicable attainment date
trigger the obligation to implement such one-hour contingency measures
and fee programs.
We do not agree, however, that these determinations re-activate a
requirement to prepare and submit an additional round of one-hour
attainment planning pursuant to CAA section 179(d). Section 179(d) was
not retained as an anti-backsliding requirement, and as explained in
Response to Comment 1, above, EPA is not applying section 179
in order to make the determinations of failure to attain for the three
subject California areas under section 179(c). For these and other
reasons set forth elsewhere in this notice, the additional plan
requirements under section 179(d) are not triggered.
Earthjustice Comment #3: Earthjustice cites the decision by the
Court of Appeals for the DC Circuit in the South Coast Air Quality
Mgmt. Dist. v. EPA case (472 F.3d 882, 903-904 (DC Cir. 2007) in
asserting that EPA unsuccessfully attempted to delete certain statutory
requirements (i.e., new plan under section 179(d), contingency measures
under section 172(c), and section 185 fees) in the Agency's 2004 Phase
1 Rule.
EPA Response to Earthjustice Comment #3: We agree that the South
Coast case, cited above, vacated the provisions of EPA's Phase 1 Rule
that excluded section 172(c)(9) contingency measures and section 185
fees from the list of applicable requirements for purposes of anti-
backsliding after revocation of the one-hour ozone standard. We
disagree, however, that the South Coast decision preserves EPA's
obligations under CAA section 179(c) or the related State obligations
under CAA section 179(d) after revocation of the one-hour ozone
standard. EPA's authority to revoke the one-hour ozone standard was
specifically challenged in the South Coast case but upheld by the DC
Circuit. See South Coast, 472 F.3d 882, at 899 (``Therefore, EPA
retains the authority to revoke the one-hour standard so long as
adequate anti-backsliding provisions are introduced.'') As we have
noted, the claim that all the specific requirements of sections 179(c)
and (d) and 181(b)(2) should be retained and imposed as anti-
backsliding measures was not raised in the South Coast case and cannot
be resurrected at this time. Because the one-hour ozone standard has
been revoked, it is no longer a ``standard'' for the purposes of CAA
section 179(c) and thus the statutory requirements of section 179(d)
also no longer apply. While EPA is obliged to make those determinations
necessary to effectuate the contingency measure and fee anti-
backsliding requirements, there is nothing that requires EPA to make
those determinations under section 179 or 181, or that dictates the
imposition of the consequences formerly imposed by those sections
before revocation, i.e., reclassification, second-round attainment
planning. These were not retained as anti-backsliding requirements and
40 CFR 51.905(e)(2) made that explicit, was never challenged, and was
not vacated by the South Coast decision. Commenters are conflating
EPA's obligation to determine whether an area attained by its one-hour
ozone attainment date with the terms of section 179, which exceed the
limits of, and are not necessary for purposes of anti-backsliding
requirements.
Earthjustice Comment #4: Earthjustice observes that EPA
promulgated, as part of the Agency's Phase 1 Rule, a provision that
states in essence that, after revocation, EPA is no longer obliged to
determine pursuant to section 179(c) or section 181(b)(2) whether an
area attained the one-hour ozone standard by that area's attainment
date for the one-hour ozone standard, but asserts that EPA has never
interpreted the statute or EPA's regulations as allowing EPA to avoid
making the required determinations under sections 179(c) or 181(b)(2)
when needed to fulfill the obligations of the CAA. In support of this
contention, Earthjustice points to the text found in EPA's one-hour
ozone attainment determinations for Washoe County [as citing both
179(c) and 181(b)(2)], Philadelphia and District of Columbia [as citing
section 181(b)(2)], Southern New Jersey [as citing section 181(b)(2)]
and Milwaukee [as citing section 181(b)(2)].
EPA Response to Earthjustice Comment #4: First, the only example
that Earthjustice claims as evidence that EPA has conceded that it
remains obligated after revocation of the one-hour ozone standard to
make attainment determinations for the one-hour ozone standard under
section 179(c), is an attainment determination that was made before the
one-hour ozone standard was revoked. EPA's one-hour ozone attainment
determination for Washoe County, Nevada was published on May 3, 2005
(70 FR 22803), the one-hour ozone standard was revoked on June 15,
2005. Therefore, EPA's determination for Washoe County proves nothing
about EPA's obligation to make attainment determinations under section
179(c) of the Act after revocation. To the contrary, 40 CFR
51.905(e)(2) clearly provides: ``Upon revocation of the 1-hour NAAQS
for an area, EPA is no longer obligated (A) To determine pursuant to
section 181(b)(2)
[[Page 82141]]
or section 179(c) of the CAA whether an area attained * * *.''
Second, although after revocation, on a number of occasions, EPA
has cited section 181(b)(2)--but never section 179--when determining
that areas attained the one-hour ozone standard by the applicable
deadline, all of these rulemakings were determinations of attainment
rather than determinations of failure to attain. Because the areas met
their attainment deadlines, EPA was not determining or imposing the
consequences of failure to attain. Moreover, when EPA invoked section
181(b)(2) in determining that areas had attained the one-hour ozone
deadline, EPA made clear in those actions that the only portion of
section 181(b)(2) applicable for purposes of the one-hour ozone anti-
backsliding requirements was the obligation to make the determination
itself, since the portions of the section prescribing the consequence
of reclassification had not been retained. 40 CFR 51.905(e).
For example, in one of the determinations of attainment, EPA noted
that:
``EPA remains obligated under section 181(b)(2) to determine
whether an area attained the one-hour ozone NAAQS by its attainment
date. However, after the revocation of the one-hour ozone NAAQS, EPA
is no longer obligated to reclassify an area to a higher
classification for the one-hour NAAQS based upon a determination
that the area failed to attain the one-hour NAAQS by the area's
attainment date for the one-hour NAAQS. (40 CFR 51.905(e)(2)(i)(B).)
Thus even if we make a finding that an area has failed to attain the
one-hour ozone NAAQS by its attainment date, the area would not be
reclassified to a higher classification.'' 73 FR 42727, at 42728
(July 23, 2008).
As EPA has noted, after revocation, the only possible anti-
backsliding requirements triggered by a failure to attain the one-hour
ozone attainment deadline are the requirements of sections 172(c)(9)
(i.e., contingency measures) and 185 (i.e., fees). Thus, even if EPA
were to invoke section 181(b)(2) as the statutory basis under which EPA
is obligated to make determinations of attainment or failure to attain
the one-hour ozone standard in the South Coast, San Joaquin Valley, and
Southeast Desert, no requirement for new plans would be triggered for
these areas. None of EPA's post-revocation determinations regarding
one-hour attainment deadlines cite section 179(c). All of the post-
revocation rulemakings determining attainment by the attainment
deadline that cite section 181(b)(2) do so only with respect to the
obligation to make the requisite air quality determination for the sole
purpose of the applicable one-hour anti-backsliding requirements linked
to such determinations, i.e., contingency measures and section 185
fees. An additional round of one-hour attainment planning is not one of
these ``applicable requirements.'' See 40 CFR 51.900(f) and
51.905(a)(1). One could also conclude that the requirement and
corresponding obligation to adopt and implement a new one-hour
attainment plan for failure to attain the one-hour ozone standard by
the applicable attainment date, in contrast to the obligation to adopt
and implement contingency measures and fees, could not be an
``applicable requirement'' for anti-backsliding purposes for the
purposes of 40 CFR 51.900(f) and 51.905(a)(1) in the South Coast, San
Joaquin Valley and Southeast Desert because the only applicable
attainment dates that could trigger new planning requirements for these
areas were well after June 15, 2004, the date of designation for the
eight-hour ozone standard and the date that determines which
``applicable requirements'' apply to any given eight-hour ozone
nonattainment area. As such, new planning requirements triggered by a
failure to attain by the applicable attainment date could not have been
a requirement on that date, and thus could not be an ``applicable
requirement'' for the purposes of anti-backsliding.
Earthjustice Comment #5: Earthjustice contends that, between the
plain language of the CAA and EPA's consistent interpretation of these
provisions, there is no question that section 179(c) or section
181(b)(2) is the appropriate authority for making the determinations
that the South Coast, San Joaquin Valley, and Southeast Desert one-hour
ozone nonattainment areas have failed to attain the applicable
attainment dates but notes that EPA cites neither one, but instead
cites section 301(a) as providing the authority for EPA's
determination. Earthjustice faults the September 14, 2011 proposed rule
for failing to explain how or why section 301(a) provides the
appropriate authority for the action, what regulations are being
``prescribed'' under section 301(a), and why such regulations are
``necessary'' given the statutory and regulatory commands.
EPA Response to Earthjustice Comment #5: Section 301(a)(1) of the
CAA, in relevant part, provides that: ``The Administrator is authorized
to prescribe such regulations as are necessary to carry out his
functions under this chapter.'' Today's final rule is a regulation that
included EPA review and evaluation of air quality information in
relation to a standard and that followed the procedural requirements of
the Administrative Procedure Act, including publication of a proposed
rule and the consideration of public comments.
EPA's invocation of section 301(a) is appropriate because the South
Coast Court required EPA to determine the procedures necessary to
enforce the contingency measures and section 185 fees requirements, but
did not specify those procedures. In the words of the South Coast
court: ``While EPA maintains that it would be impractical to enforce
[section 185 fees] because EPA will no longer make findings of
attainment * * *, section 172(e) does not condition its strict distaste
for backsliding on EPA's determinations of expediency; EPA must
determine its procedures after it has identified what findings must be
made under the Act.'' South Coast, 472 F.3d 882, at 903. The court's
decision in South Coast did not compel EPA to make determinations for
the one-hour ozone standard under any specific provision of the
statute, much less CAA sections 179(c) or 181(b)(2). Nor did the
Court's decision vacate 40 CFR 51.905(e)(2), which relieves EPA of the
obligation to make determinations under sections 181(b) and section
179. The South Coast decision simply required EPA to identify the
procedures to make the findings related to anti-backsliding measures.
In response, EPA has identified a determination of attainment or
failure to attain the one-hour ozone standard by the applicable
attainment date, made through notice and comment rulemaking, as the
necessary and appropriate procedure to be followed to effectuate the
specific one-hour ozone anti-backsliding measures of sections 172(c)(9)
and 185. EPA believes that section 301(a) therefore provides
appropriate authority for EPA to promulgate the necessary procedures to
fulfill the objective of ensuring implementation of anti-backsliding
measures and be consistent with 40 CFR 51.905(e)(2). EPA also believes
that it would not bring about any different result were EPA instead to
invoke that portion of section 181(b)(2) that addresses such attainment
determinations. To this extent, EPA agrees with the suggestion of the
commenter that it may also rely on authority of section 181(b)(2) as a
basis for continuing to make determinations for the limited purpose of
effectuating one-hour ozone contingency measures and section 185 fees.
After revocation, the other portions of section 181(b)(2) regarding
consequences of these determinations, including
[[Page 82142]]
reclassifications, are no longer applicable under 40 CFR 51.905(e)(2).
Conversely, there is no need or justification for reliance on section
179(c), which has played no role with respect to the one-hour standard
since revocation of the standard. For the purpose of ensuring the
contingency measure and fee anti-backsliding measures, it is not
necessary for EPA to trigger the obsolete planning requirements of
section 179(d) with which section 179(c) was linked, nor is EPA
obligated to do so. In these circumstances, section 179 should not be
used to revive an additional one-hour planning obligation that has not
been preserved as an anti-backsliding requirement.
We recognize that, subsequent to revocation of the one-hour ozone
standard, we have cited section 181(b)(2) as pres