Decision and Order Granting a Waiver to LG Electronics U.S.A., Inc. From the Department of Energy Commercial Package Air Conditioner and Heat Pump Test Procedures, 78910-78915 [2011-32529]
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• Adjourn.
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Issued at Washington, DC on December 14,
2011.
LaTanya R. Butler,
Acting Deputy Committee Management
Officer.
[FR Doc. 2011–32539 Filed 12–19–11; 8:45 am]
BILLING CODE 6450–01–P
DEPARTMENT OF ENERGY
Office of Energy Efficiency and
Renewable Energy
[Case No. CAC–036]
Decision and Order Granting a Waiver
to LG Electronics U.S.A., Inc. From the
Department of Energy Commercial
Package Air Conditioner and Heat
Pump Test Procedures
Office of Energy Efficiency and
Renewable Energy, Department of
Energy.
ACTION: Decision and Order.
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AGENCY:
This notice publishes the U.S.
Department of Energy’s (DOE) Decision
and Order in Case No. CAC–036, which
grants LG Electronics U.S.A., Inc. (LG)
a waiver from the existing DOE test
procedures applicable to commercial
package air-source central air
SUMMARY:
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conditioners and heat pumps. The
waiver is applicable to the LG Multi V
III variable refrigerant flow (VRF) multisplit commercial heat pumps specified
in LG’s July 22, 2011 petition for waiver.
As a condition of this waiver, LG must
use the alternate test procedure set forth
in this notice to test and rate its Multi
V III VRF multi-split commercial heat
pumps.
DATES: This Decision and Order is
effective December 20, 2011.
FOR FURTHER INFORMATION CONTACT: Dr.
Michael G. Raymond, U.S. Department
of Energy, Building Technologies
Program, Mailstop EE–2J, 1000
Independence Avenue SW.,
Washington, DC 20585–0121.
Telephone: (202) 586–9611. Email:
Michael.Raymond@ee.doe.gov.
Ms. Elizabeth Kohl, U.S. Department
of Energy, Office of the General Counsel,
Mail Stop GC–71, Forrestal Building,
1000 Independence Avenue SW.,
Washington, DC 20585–0103.
Telephone: (202) 586–7796. Email:
mailto:Elizabeth.Kohl@hq.doe.gov.
SUPPLEMENTARY INFORMATION: DOE
issues notice of this Decision and Order
in accordance with Title 10 of the Code
of Federal Regulations (10 CFR)
431.401(f)(4). In this Decision and
Order, DOE grants LG a waiver from the
existing DOE commercial package air
conditioner and heat pump test
procedures for the basic models of its
Multi V III VRF multi-split equipment
specified in its July 22, 2011 petition for
waiver. DOE also requires the use of
AHRI 1230 with Addendum 1 as the
alternative test procedure for these basic
models.
Today’s decision requires LG to make
representations concerning the energy
efficiency of this equipment consistent
with the provisions and restrictions of
the alternate test procedure in the
Decision and Order below, and the
representations must fairly disclose the
test results. (42 U.S.C. 6314(d)) The
same standard applies to distributors,
retailers, and private labelers when
making representations of the energy
efficiency of this equipment. Id.
Issued in Washington, DC, on December
14, 2011.
Kathleen B. Hogan,
Deputy Assistant Secretary for Energy
Efficiency, Energy Efficiency and Renewable
Energy.
Decision and Order
In the Matter of: LG Electronics
U.S.A., Inc. (LG) (Case No. CAC–036).
Background
Title III, Part C of the Energy Policy
and Conservation Act of 1975 (EPCA),
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Public Law 94–163 (42 U.S.C. 6311–
6317), established the Energy
Conservation Program for certain
industrial equipment, which includes
commercial air conditioning equipment,
the focus of this decision and order.1
Part C specifically includes
definitions (42 U.S.C. 6311), test
procedures (42 U.S.C. 6314), labeling
provisions (42 U.S.C. 6315), energy
conservation standards (42 U.S.C 6313),
and the authority to require information
and reports from manufacturers (42
U.S.C. 6316). With respect to test
procedures, Part C authorizes the
Secretary of Energy (the Secretary) to
prescribe test procedures that are
reasonably designed to produce results
that measure energy efficiency, energy
use, and estimated annual operating
costs, and that are not unduly
burdensome to conduct. (42 U.S.C.
6314(a)(2))
For commercial package airconditioning and heating equipment,
EPCA provides that ‘‘the test procedures
shall be those generally accepted
industry testing procedures or rating
procedures developed or recognized by
the Air-Conditioning and Refrigeration
Institute [ARI] or by the American
Society of Heating, Refrigerating and
Air-Conditioning Engineers [ASHRAE],
as referenced in ASHRAE/IES Standard
90.1 and in effect on June 30, 1992.’’ (42
U.S.C. 6314(a)(4)(A)) Under 42 U.S.C.
6314(a)(4)(B), if the industry test
procedure for commercial package airconditioning and heating equipment is
amended, EPCA directs the Secretary to
amend the corresponding DOE test
procedure unless the Secretary
determines, by rule and based on clear
and convincing evidence, that such a
modified test procedure does not meet
the statutory criteria set forth in 42
U.S.C. 6314(a)(2) and (3).
On December 8, 2006, DOE published
a final rule adopting test procedures for
commercial package air-conditioning
and heating equipment, effective
January 8, 2007. 71 FR 71340. Table 1
to Title 10 of the Code of Federal
Regulations (10 CFR) 431.96 directs
manufacturers of commercial package
air conditioning and heating equipment
to use the appropriate procedure when
measuring energy efficiency of this
equipment. For commercial package airsource equipment with capacities
between 65,000 and 760,000 Btu/h, ARI
Standard 340/360–2004 is the
applicable test procedure.
DOE’s regulations for covered
products and equipment permit a
person to seek a waiver from the test
1 For editorial reasons, upon codification in the
U.S. Code, Part C was re-designated Part A–1.
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procedure requirements for covered
commercial equipment if at least one of
the following conditions is met: (1) The
petitioner’s basic model contains one or
more design characteristics that prevent
testing according to the prescribed test
procedures; or (2) the prescribed test
procedures may evaluate the basic
model in a manner so unrepresentative
of its true energy consumption as to
provide materially inaccurate
comparative data. 10 CFR 431.401(a)(1).
Petitioners must include in their
petition any alternate test procedures
known to the petitioner to evaluate the
basic model in a manner representative
of its energy consumption. 10 CFR
431.401(b)(1)(iii). The Assistant
Secretary for Energy Efficiency and
Renewable Energy (Assistant Secretary)
may grant a waiver subject to
conditions, including adherence to
alternate test procedures. 10 CFR
431.401(f)(4). Waivers remain in effect
according to the provisions of 10 CFR
431.401(g).
The waiver process also permits
parties submitting a petition for waiver
to file an application for interim waiver
of the applicable test procedure
requirements. 10 CFR 431.401(a)(2). The
Assistant Secretary will grant an interim
waiver request if it is determined that
the applicant will experience economic
hardship if the application for interim
waiver is denied, if it appears likely that
the petition for waiver will be granted,
and/or the Assistant Secretary
determines that it would be desirable for
public policy reasons to grant
immediate relief pending a
determination on the petition for
waiver. 10 CFR 431.401(e)(3). An
interim waiver remains in effect for 180
days or until DOE issues its
determination on the petition for
waiver, whichever occurs first. It may be
extended by DOE for an additional 180
days. 10 CFR 431.401(e)(4).
On July 22, 2011, LG filed an
application for interim waiver and a
petition for waiver from the test
procedures under 10 CFR 431.96 that
apply to commercial package air source
air conditioners and heat pumps. LG’s
petition requests a waiver from the
applicable test procedures for its multisplit models designated Multi V III, with
capacities ranging from 69,000 Btu/h to
414,000 Btu/h, as specified in the
petition. The applicable test procedure
for these heat pumps is ARI 340/360–
2004. Manufacturers are directed to use
these test procedures pursuant to Table
1 of 10 CFR 431.96.
LG seeks a waiver from the applicable
test procedures under 10 CFR 431.96 on
the grounds that its Multi V III multisplit heat pumps contain design
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characteristics that prevent testing
according to the current DOE test
procedures. Specifically, LG asserts that
the two primary factors that prevent
testing of its Multi V III multi-split
variable speed equipment are the same
factors stated in the waivers that DOE
granted to Mitsubishi Electric &
Electronics USA, Inc. (Mitsubishi) and
other manufacturers for similar lines of
commercial multi-split air-conditioning
systems:
• Testing laboratories cannot test
products with so many indoor units;
and
• There are too many possible
combinations of indoor and outdoor
units to test.
See, e.g., 72 FR 17528 (April 9, 2007)
(Mitsubishi); 76 FR 19069 (April 6,
2011) (Daikin); 76 FR 19078 (April 6,
2011) (Mitsubishi); 76 FR 31951 (June 2,
2011) (Carrier); 76 FR 50204 (August 12,
2011) (Fujitsu General Limited); 76 FR
65707 (Oct. 24, 2011) (LG).
On August 30, 2011, DOE published
LG’s petition for waiver in the Federal
Register, seeking public comment
pursuant to 10 CFR 431.401(b)(1)(iv),
and granted the application for interim
waiver. 76 FR 53889. DOE received no
comments on LG’s petition.
Assertions and Determinations
LG’s Petition for Waiver
LG seeks a waiver from the DOE test
procedures for this product class on the
grounds that its Multi V III VRF multisplit commercial heat pumps contain
design characteristics that prevent them
from being tested using the current DOE
test procedures. LG asserts that the two
primary factors that prevent testing of
its multi-split variable speed equipment
are the same factors stated in the
waivers that DOE granted to Mitsubishi,
Fujitsu General Ltd. (Fujitsu), Samsung
Air Conditioning (Samsung), Daikin,
Sanyo, and Carrier for similar lines of
commercial multi-split air-conditioning
systems: (1) Testing laboratories cannot
test products with so many indoor units;
and (2) there are too many possible
combinations of indoor and outdoor
unit to test.
The Multi V III systems have
operational characteristics similar to the
commercial multi-split equipment
manufactured by other manufacturers.
As indicated above, DOE has already
granted waivers for these products. The
Multi V III system consists of multiple
indoor units connected to an air-source
outdoor unit. These multi-splits are
used in zoned systems where an
outdoor air-source unit can be
connected with up to 13–61 separate
indoor units, which need not be the
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same models. According to LG, the
various indoor and outdoor models can
be connected in a multitude of
configurations, with many thousands of
possible combinations. Consequently,
LG requested that DOE grant a waiver
from the applicable test procedures for
its Multi V III product designs until a
suitable test method can be prescribed.
In responses to two petitions for
waiver from Mitsubishi for similar
equipment, DOE specified an alternate
test procedure to provide a basis upon
which Mitsubishi could test and make
valid energy efficiency representations
for its R410A CITY MULTI equipment,
as well as for its R22 multi-split
equipment. Alternate test procedures
related to the Mitsubishi petitions were
published in the Federal Register on
April 9, 2007. See 72 FR 17528 and 72
FR 17533. The LG Multi V III VRF
systems have operational characteristics
similar to the commercial multi-split
products manufactured by Mitsubishi,
as well as by Samsung, Fujitsu, Daikin,
Carrier, and Sanyo. DOE has also
granted waivers to these manufacturers.
For reasons similar to those published
in these prior notices, DOE believes that
an alternate test procedure is
appropriate in this instance.
After DOE granted a waiver to
Mitsubishi’s CITY MULTI products, the
Air-Conditioning and Refrigeration
Institute (ARI) (now AHRI) formed a
committee to develop a general testing
protocol for VRF systems. The
committee developed AHRI 1230, which
is referenced in ASHRAE 90.1–2010 as
the test procedure for VRF equipment.
AHRI 1230 establishes a test procedure
for VRF multi-split air conditioners and
heat pumps. The test procedure covers
matched VRF systems with cooling and
heating capacities for outdoor units
between 12,000 Btu/h and 300,000
Btu/h. DOE is assessing AHRI 1230 with
respect to the requirements EPCA
specifies for test procedures, and will
make a preliminary determination
regarding AHRI 1230 in a future
rulemaking.
AHRI 1230 is very similar to the
alternate test procedure in the
commercial multi-split waivers that
DOE previously granted to LG and other
manufacturers, but contains minor
differences in the definition of tested
combination, the testing of ducted
versus non-ducted indoor units, and the
line lengths. These differences are
discussed below.
First, the definition of ‘‘tested
combination’’ in AHRI 1230 and the
alternate test procedure prescribed by
DOE in the earlier multi-split waivers
are identical in all relevant respects,
except that AHRI 1230 with Addendum
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1 2 allows the use of up to 12 indoor
units, as opposed to eight in the earlier
alternate test procedure.
Second, ANSI/AHRI 1230–2010
requires an additional test. The earlier
alternate test procedure provides for
efficiency rating of a non-tested
combination in one of two ways: (1) At
an energy efficiency level determined
using a DOE-approved alternative rating
method; or (2) at the efficiency level of
the tested combination utilizing the
same outdoor unit. In AHRI 1230,
similar to the residential test procedure
set forth in 10 CFR part 430, subpart B,
appendix M, multi-split manufacturers
must also test two or more combinations
of indoor units with each outdoor unit.
The first system combination is tested
using only non-ducted indoor units that
meet the definition of a tested
combination. The rating given to any
untested multi-split system combination
having the same outdoor unit and all
non-ducted indoor units is set equal to
the rating of the tested system having all
non-ducted indoor units. The second
system combination is tested using only
ducted indoor units that meet the
definition of a tested combination. The
rating given to any untested multi-split
system combination having the same
outdoor unit and all ducted indoor units
is set equal to the rating of the tested
system having all ducted indoor units.
The rating given to any untested multisplit system combination having the
same outdoor unit and a mix of nonducted and ducted indoor units is set
equal to the average of the ratings for the
two required tested combinations.
Third, the alternate test procedure
and AHRI 1230 require the use of
different line lengths for the cooling
refrigerant line when performing
efficiency testing. AHRI 1230 requires
longer line lengths depending on the
type and capacity of the connected
indoor units.
As DOE continues to evaluate AHRI
1230, DOE has granted manufacturers’
request to use AHRI 1230 as the
alternate test procedure for testing and
rating their commercial multi-split
products subject to a waiver of DOE’s
test procedures. DOE prescribed AHRI
1230 as the alternate test procedure for
those Daikin AC (Americas) Inc.
2 The revision to the definition of ‘‘tested
combination’’ to allow the use of up to 12 indoor
units is the only change made by Addendum 1.
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(‘‘Daikin’’) commercial multi-split
equipment that have cooling capacities
less than or equal to 300,000 Btu/h (76
FR 34685, June 14, 2011), for Carrier
Corporation’s (‘‘Carrier’’) commercial
multi-split equipment (76 FR 31951,
June 2, 2011), and for LG’s interim
waiver in response to the instant
petition.
LG’s petition requested a waiver for
the LG Multi V III VRF multi-split heat
pumps with capacities ranging from
69,000 Btu/h to 414,000 Btu/h. LG
requested that DOE permit it to use
AHRI 1230 as the alternate test
procedure to test and rate its Multi V III
VRF equipment that have capacities less
than or equal to 300,000 Btu/h. AHRI
1230 covers multi-split equipment with
cooling and heating capacities for
outdoor units from 12,000 Btu/h to
300,000 Btu/h. For those Multi V III
VRF products that have capacities
greater than 300,000 Btu/h, LG will
continue to use the alternate test
procedure specified in the earlier
waivers.
As discussed above, AHRI 1230
requires longer line lengths for the
cooling refrigerant line during testing,
depending on the type and capacity of
the connected indoor units. This
difference affects the resulting energy
efficiency determination. Testing
according to AHRI 1230’s requirements
provides a more conservative estimate
of energy consumption because it
results in a slightly lower efficiency
rating than testing according to the
alternate test procedure.
In addition, the definition of ‘‘tested
combination’’ in AHRI 1230 is more
appropriate for these LG products than
the definition in the current alternate
test procedure. As defined in the current
alternate test procedures for LG’s
products, the ‘‘tested combination’’ of a
VRF system is defined as one outdoor
unit matched with between two and
eight indoor units. The indoor units
must represent the highest sales model
family, and, together, must have a
nominal cooling capacity that is
between 95% and 105% of the nominal
cooling capacity of the outdoor unit.
Due to the relative size of some of LG’s
outdoor units and indoor units,
permitting the matching of up to only
eight indoor units may not be sufficient
to comply with the requirement that the
indoor units must have a combined
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capacity that is between 95% and 105%
of the nominal cooling capacity of the
outdoor unit. AHRI 1230, as revised in
March 2011, permits the use of up to
twelve indoor units. For consistency
purposes, DOE also amends the
definition of ‘‘tested combination’’ in
the current alternate test procedure to
make it identical to the definition in
AHRI 1230 for those units with
capacities greater than 300,000 Btu/h
that are outside the scope of AHRI 1230.
For the reasons discussed above, DOE
believes LG’s Multi V III VRF multi-split
heat pumps cannot be tested using the
procedure prescribed in 10 CFR 431.96
(ARI Standard 340/360–2004) and
incorporated by reference in DOE’s
regulations at 10 CFR 431.95(b)(2)–(3).
After careful consideration, DOE has
decided to prescribe ANSI/AHRI 1230–
2010 as the alternate test procedure for
LG’s commercial multi-split products
with capacities less than or equal to
300,000 Btu/h, and the modified
alternate test procedure described above
for those units with capacities greater
than 300,000 Btu/h that are outside the
scope of AHRI 1230.
Conclusion
After careful consideration of all the
materials submitted by LG, it is ordered
that:
(A) LG is required to test the products
listed below with cooling capacities of
300,000 Btu/h and less according to the
alternate test procedure ANSI/AHRI
1230–2010.
(B) LG shall be required to test the
products listed below with cooling
capacities above 300,000 Btu/h
according to the test procedures for
central air conditioners and heat pumps
prescribed by DOE at 10 CFR 431.96,
except that LG shall test each model of
outdoor unit with two or more
combinations of indoor units. The first
system combination shall be tested
using only non-ducted indoor units that
meet the definition of a tested
combination as set forth in
subparagraph (C). The second system
combination shall be tested using only
ducted indoor units that meet the
definition of a tested combination as set
forth in subparagraph (C). LG shall make
representations concerning the products
covered in this waiver according to the
provisions of subparagraph (D):
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BILLING CODE 6450–01–C
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(C) Tested combination. The term
‘‘tested combination’’ means a sample
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basic model comprised of units that are
production units, or are representative
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of production units, of the basic model
being tested. For the purposes of this
waiver, the tested combination shall
have the following features: The basic
model of a variable refrigerant flow
system (‘‘VRF system’’) used as a tested
combination shall consist of an outdoor
unit (an outdoor unit can include
multiple outdoor units that have been
manifolded into a single refrigeration
system, with a specific model number)
that is matched with between 2 and 12
indoor units; for multi-split systems,
each of these indoor units shall be
designed for individual operation.
(D) Representations. In making
representations about the energy
efficiency of its Multi V III VRF multisplit equipment, for compliance,
marketing, or other purposes, LG must
fairly disclose the results of testing
under the DOE test procedure in a
manner consistent with the provisions
outlined below:
(i) For multi-split combinations tested
in accordance with this alternate test
procedure, LG may make
representations based on those test
results.
(ii) For multi-split combinations that
are not tested, LG may make
representations based on the testing
results for the tested combination and
that are consistent with one of the
following methods:
(a) Rating of non-tested combinations
according to an alternative rating
method approved by DOE; or
(b) Rating of non-tested combinations
having the same outdoor unit and all
non-ducted indoor units shall be set
equal to the rating of the tested system
having all non-ducted indoor units.
(c) Rating of non-tested combinations
having the same outdoor unit and all
ducted indoor units shall be set equal to
the rating of the tested system having all
ducted indoor units. To be considered a
ducted unit, the indoor unit must be
intended to be connected with ductwork
and have a rated external static pressure
capability greater than zero (0).
(d) Rating of non-tested combinations
having the same outdoor unit and a mix
of non-ducted and ducted indoor units
shall be set equal to the average of the
ratings for the two required tested
combinations.
(E) This waiver amendment shall
remain in effect from the date this
Decision and Order is issued, consistent
with the provisions of 10 CFR
431.401(g).
(F) This waiver is issued on the
condition that the statements,
representations, and documentary
materials provided by the petitioner are
valid. DOE may revoke or modify the
waiver at any time if it determines that
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the factual basis underlying the petition
for waiver is incorrect, or the results
from the alternate test procedure are
unrepresentative of the basic models’
true energy consumption characteristics.
(G) This waiver applies only to those
basic models set out in LG’s petition for
waiver. Grant of this waiver does not
release a petitioner from the
certification requirements set forth at 10
CFR part 429.
Issued in Washington, DC, on December
14, 2011.
Kathleen B. Hogan,
Deputy Assistant Secretary for Energy
Efficiency, Energy Efficiency and Renewable
Energy.
[FR Doc. 2011–32529 Filed 12–19–11; 8:45 am]
BILLING CODE 6450–01–P
DEPARTMENT OF ENERGY
Federal Energy Regulatory
Commission
[Docket No. CP12–23–000]
Inergy Pipeline East, LLC; Notice of
Application for a Section 284.224
Blanket Certificate
Take notice that on December 5, 2011,
Inergy Pipeline East, LLC (IPE), Two
Brush Creek Boulevard, Kansas City,
Missouri 64112, filed with the Federal
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application under Section 7 of the
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284.224 of the Commission’s
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Commission’s Regulations. IPE further
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governing the firm and interruptible
interstate transportation services IPE
proposes to provide and of IPE’s costbased rates for such services pursuant to
18 CFR 284.123(b)(2). Questions
concerning this Application may be
directed to James F. Bowe, Jr., Dewey &
LeBoeuf LLP, 1101 New York Avenue,
NW., Washington, DC 20005, (202) 346–
8000 (phone) (202) 346–8102 (fax),
jbowe@dl.com.
Any person desiring to participate in
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Procedure (18 CFR 385.211 and
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not serve to make protestants parties to
the proceeding. Any person wishing to
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become a party must file a notice of
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date need not serve motions to intervene
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Applicant.
The Commission encourages
electronic submission of protests and
interventions in lieu of paper using the
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Persons unable to file electronically
should submit an original and 7 copies
of the protest or intervention to the
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888 First Street, NE., Washington, DC
20426.
This filing is accessible on-line at
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There is an ‘‘eSubscription’’ link on the
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Comment Date: 5 p.m. Eastern Time
on January 4, 2012.
Dated: December 14, 2011.
Kimberly D. Bose,
Secretary.
[FR Doc. 2011–32512 Filed 12–19–11; 8:45 am]
BILLING CODE 6717–01–P
DEPARTMENT OF ENERGY
Federal Energy Regulatory
Commission
[Docket No. PR12–10–000]
Washington 10 Storage Corporation;
Notice of Filing
Take notice that on December 13,
2011, Washington 10 Storage
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E:\FR\FM\20DEN1.SGM
20DEN1
Agencies
[Federal Register Volume 76, Number 244 (Tuesday, December 20, 2011)]
[Notices]
[Pages 78910-78915]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-32529]
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DEPARTMENT OF ENERGY
Office of Energy Efficiency and Renewable Energy
[Case No. CAC-036]
Decision and Order Granting a Waiver to LG Electronics U.S.A.,
Inc. From the Department of Energy Commercial Package Air Conditioner
and Heat Pump Test Procedures
AGENCY: Office of Energy Efficiency and Renewable Energy, Department of
Energy.
ACTION: Decision and Order.
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SUMMARY: This notice publishes the U.S. Department of Energy's (DOE)
Decision and Order in Case No. CAC-036, which grants LG Electronics
U.S.A., Inc. (LG) a waiver from the existing DOE test procedures
applicable to commercial package air-source central air conditioners
and heat pumps. The waiver is applicable to the LG Multi V III variable
refrigerant flow (VRF) multi-split commercial heat pumps specified in
LG's July 22, 2011 petition for waiver. As a condition of this waiver,
LG must use the alternate test procedure set forth in this notice to
test and rate its Multi V III VRF multi-split commercial heat pumps.
DATES: This Decision and Order is effective December 20, 2011.
FOR FURTHER INFORMATION CONTACT: Dr. Michael G. Raymond, U.S.
Department of Energy, Building Technologies Program, Mailstop EE-2J,
1000 Independence Avenue SW., Washington, DC 20585-0121. Telephone:
(202) 586-9611. Email: Michael.Raymond@ee.doe.gov.
Ms. Elizabeth Kohl, U.S. Department of Energy, Office of the
General Counsel, Mail Stop GC-71, Forrestal Building, 1000 Independence
Avenue SW., Washington, DC 20585-0103. Telephone: (202) 586-7796.
Email: mailto:Elizabeth.Kohl@hq.doe.gov.
SUPPLEMENTARY INFORMATION: DOE issues notice of this Decision and Order
in accordance with Title 10 of the Code of Federal Regulations (10 CFR)
431.401(f)(4). In this Decision and Order, DOE grants LG a waiver from
the existing DOE commercial package air conditioner and heat pump test
procedures for the basic models of its Multi V III VRF multi-split
equipment specified in its July 22, 2011 petition for waiver. DOE also
requires the use of AHRI 1230 with Addendum 1 as the alternative test
procedure for these basic models.
Today's decision requires LG to make representations concerning the
energy efficiency of this equipment consistent with the provisions and
restrictions of the alternate test procedure in the Decision and Order
below, and the representations must fairly disclose the test results.
(42 U.S.C. 6314(d)) The same standard applies to distributors,
retailers, and private labelers when making representations of the
energy efficiency of this equipment. Id.
Issued in Washington, DC, on December 14, 2011.
Kathleen B. Hogan,
Deputy Assistant Secretary for Energy Efficiency, Energy Efficiency and
Renewable Energy.
Decision and Order
In the Matter of: LG Electronics U.S.A., Inc. (LG) (Case No. CAC-
036).
Background
Title III, Part C of the Energy Policy and Conservation Act of 1975
(EPCA), Public Law 94-163 (42 U.S.C. 6311-6317), established the Energy
Conservation Program for certain industrial equipment, which includes
commercial air conditioning equipment, the focus of this decision and
order.\1\
---------------------------------------------------------------------------
\1\ For editorial reasons, upon codification in the U.S. Code,
Part C was re-designated Part A-1.
---------------------------------------------------------------------------
Part C specifically includes definitions (42 U.S.C. 6311), test
procedures (42 U.S.C. 6314), labeling provisions (42 U.S.C. 6315),
energy conservation standards (42 U.S.C 6313), and the authority to
require information and reports from manufacturers (42 U.S.C. 6316).
With respect to test procedures, Part C authorizes the Secretary of
Energy (the Secretary) to prescribe test procedures that are reasonably
designed to produce results that measure energy efficiency, energy use,
and estimated annual operating costs, and that are not unduly
burdensome to conduct. (42 U.S.C. 6314(a)(2))
For commercial package air-conditioning and heating equipment, EPCA
provides that ``the test procedures shall be those generally accepted
industry testing procedures or rating procedures developed or
recognized by the Air-Conditioning and Refrigeration Institute [ARI] or
by the American Society of Heating, Refrigerating and Air-Conditioning
Engineers [ASHRAE], as referenced in ASHRAE/IES Standard 90.1 and in
effect on June 30, 1992.'' (42 U.S.C. 6314(a)(4)(A)) Under 42 U.S.C.
6314(a)(4)(B), if the industry test procedure for commercial package
air-conditioning and heating equipment is amended, EPCA directs the
Secretary to amend the corresponding DOE test procedure unless the
Secretary determines, by rule and based on clear and convincing
evidence, that such a modified test procedure does not meet the
statutory criteria set forth in 42 U.S.C. 6314(a)(2) and (3).
On December 8, 2006, DOE published a final rule adopting test
procedures for commercial package air-conditioning and heating
equipment, effective January 8, 2007. 71 FR 71340. Table 1 to Title 10
of the Code of Federal Regulations (10 CFR) 431.96 directs
manufacturers of commercial package air conditioning and heating
equipment to use the appropriate procedure when measuring energy
efficiency of this equipment. For commercial package air-source
equipment with capacities between 65,000 and 760,000 Btu/h, ARI
Standard 340/360-2004 is the applicable test procedure.
DOE's regulations for covered products and equipment permit a
person to seek a waiver from the test
[[Page 78911]]
procedure requirements for covered commercial equipment if at least one
of the following conditions is met: (1) The petitioner's basic model
contains one or more design characteristics that prevent testing
according to the prescribed test procedures; or (2) the prescribed test
procedures may evaluate the basic model in a manner so unrepresentative
of its true energy consumption as to provide materially inaccurate
comparative data. 10 CFR 431.401(a)(1). Petitioners must include in
their petition any alternate test procedures known to the petitioner to
evaluate the basic model in a manner representative of its energy
consumption. 10 CFR 431.401(b)(1)(iii). The Assistant Secretary for
Energy Efficiency and Renewable Energy (Assistant Secretary) may grant
a waiver subject to conditions, including adherence to alternate test
procedures. 10 CFR 431.401(f)(4). Waivers remain in effect according to
the provisions of 10 CFR 431.401(g).
The waiver process also permits parties submitting a petition for
waiver to file an application for interim waiver of the applicable test
procedure requirements. 10 CFR 431.401(a)(2). The Assistant Secretary
will grant an interim waiver request if it is determined that the
applicant will experience economic hardship if the application for
interim waiver is denied, if it appears likely that the petition for
waiver will be granted, and/or the Assistant Secretary determines that
it would be desirable for public policy reasons to grant immediate
relief pending a determination on the petition for waiver. 10 CFR
431.401(e)(3). An interim waiver remains in effect for 180 days or
until DOE issues its determination on the petition for waiver,
whichever occurs first. It may be extended by DOE for an additional 180
days. 10 CFR 431.401(e)(4).
On July 22, 2011, LG filed an application for interim waiver and a
petition for waiver from the test procedures under 10 CFR 431.96 that
apply to commercial package air source air conditioners and heat pumps.
LG's petition requests a waiver from the applicable test procedures for
its multi-split models designated Multi V III, with capacities ranging
from 69,000 Btu/h to 414,000 Btu/h, as specified in the petition. The
applicable test procedure for these heat pumps is ARI 340/360-2004.
Manufacturers are directed to use these test procedures pursuant to
Table 1 of 10 CFR 431.96.
LG seeks a waiver from the applicable test procedures under 10 CFR
431.96 on the grounds that its Multi V III multi-split heat pumps
contain design characteristics that prevent testing according to the
current DOE test procedures. Specifically, LG asserts that the two
primary factors that prevent testing of its Multi V III multi-split
variable speed equipment are the same factors stated in the waivers
that DOE granted to Mitsubishi Electric & Electronics USA, Inc.
(Mitsubishi) and other manufacturers for similar lines of commercial
multi-split air-conditioning systems:
Testing laboratories cannot test products with so many
indoor units; and
There are too many possible combinations of indoor and
outdoor units to test.
See, e.g., 72 FR 17528 (April 9, 2007) (Mitsubishi); 76 FR 19069
(April 6, 2011) (Daikin); 76 FR 19078 (April 6, 2011) (Mitsubishi); 76
FR 31951 (June 2, 2011) (Carrier); 76 FR 50204 (August 12, 2011)
(Fujitsu General Limited); 76 FR 65707 (Oct. 24, 2011) (LG).
On August 30, 2011, DOE published LG's petition for waiver in the
Federal Register, seeking public comment pursuant to 10 CFR
431.401(b)(1)(iv), and granted the application for interim waiver. 76
FR 53889. DOE received no comments on LG's petition.
Assertions and Determinations
LG's Petition for Waiver
LG seeks a waiver from the DOE test procedures for this product
class on the grounds that its Multi V III VRF multi-split commercial
heat pumps contain design characteristics that prevent them from being
tested using the current DOE test procedures. LG asserts that the two
primary factors that prevent testing of its multi-split variable speed
equipment are the same factors stated in the waivers that DOE granted
to Mitsubishi, Fujitsu General Ltd. (Fujitsu), Samsung Air Conditioning
(Samsung), Daikin, Sanyo, and Carrier for similar lines of commercial
multi-split air-conditioning systems: (1) Testing laboratories cannot
test products with so many indoor units; and (2) there are too many
possible combinations of indoor and outdoor unit to test.
The Multi V III systems have operational characteristics similar to
the commercial multi-split equipment manufactured by other
manufacturers. As indicated above, DOE has already granted waivers for
these products. The Multi V III system consists of multiple indoor
units connected to an air-source outdoor unit. These multi-splits are
used in zoned systems where an outdoor air-source unit can be connected
with up to 13-61 separate indoor units, which need not be the same
models. According to LG, the various indoor and outdoor models can be
connected in a multitude of configurations, with many thousands of
possible combinations. Consequently, LG requested that DOE grant a
waiver from the applicable test procedures for its Multi V III product
designs until a suitable test method can be prescribed.
In responses to two petitions for waiver from Mitsubishi for
similar equipment, DOE specified an alternate test procedure to provide
a basis upon which Mitsubishi could test and make valid energy
efficiency representations for its R410A CITY MULTI equipment, as well
as for its R22 multi-split equipment. Alternate test procedures related
to the Mitsubishi petitions were published in the Federal Register on
April 9, 2007. See 72 FR 17528 and 72 FR 17533. The LG Multi V III VRF
systems have operational characteristics similar to the commercial
multi-split products manufactured by Mitsubishi, as well as by Samsung,
Fujitsu, Daikin, Carrier, and Sanyo. DOE has also granted waivers to
these manufacturers. For reasons similar to those published in these
prior notices, DOE believes that an alternate test procedure is
appropriate in this instance.
After DOE granted a waiver to Mitsubishi's CITY MULTI products, the
Air-Conditioning and Refrigeration Institute (ARI) (now AHRI) formed a
committee to develop a general testing protocol for VRF systems. The
committee developed AHRI 1230, which is referenced in ASHRAE 90.1-2010
as the test procedure for VRF equipment. AHRI 1230 establishes a test
procedure for VRF multi-split air conditioners and heat pumps. The test
procedure covers matched VRF systems with cooling and heating
capacities for outdoor units between 12,000 Btu/h and 300,000 Btu/h.
DOE is assessing AHRI 1230 with respect to the requirements EPCA
specifies for test procedures, and will make a preliminary
determination regarding AHRI 1230 in a future rulemaking.
AHRI 1230 is very similar to the alternate test procedure in the
commercial multi-split waivers that DOE previously granted to LG and
other manufacturers, but contains minor differences in the definition
of tested combination, the testing of ducted versus non-ducted indoor
units, and the line lengths. These differences are discussed below.
First, the definition of ``tested combination'' in AHRI 1230 and
the alternate test procedure prescribed by DOE in the earlier multi-
split waivers are identical in all relevant respects, except that AHRI
1230 with Addendum
[[Page 78912]]
1 \2\ allows the use of up to 12 indoor units, as opposed to eight in
the earlier alternate test procedure.
---------------------------------------------------------------------------
\2\ The revision to the definition of ``tested combination'' to
allow the use of up to 12 indoor units is the only change made by
Addendum 1.
---------------------------------------------------------------------------
Second, ANSI/AHRI 1230-2010 requires an additional test. The
earlier alternate test procedure provides for efficiency rating of a
non-tested combination in one of two ways: (1) At an energy efficiency
level determined using a DOE-approved alternative rating method; or (2)
at the efficiency level of the tested combination utilizing the same
outdoor unit. In AHRI 1230, similar to the residential test procedure
set forth in 10 CFR part 430, subpart B, appendix M, multi-split
manufacturers must also test two or more combinations of indoor units
with each outdoor unit. The first system combination is tested using
only non-ducted indoor units that meet the definition of a tested
combination. The rating given to any untested multi-split system
combination having the same outdoor unit and all non-ducted indoor
units is set equal to the rating of the tested system having all non-
ducted indoor units. The second system combination is tested using only
ducted indoor units that meet the definition of a tested combination.
The rating given to any untested multi-split system combination having
the same outdoor unit and all ducted indoor units is set equal to the
rating of the tested system having all ducted indoor units. The rating
given to any untested multi-split system combination having the same
outdoor unit and a mix of non-ducted and ducted indoor units is set
equal to the average of the ratings for the two required tested
combinations.
Third, the alternate test procedure and AHRI 1230 require the use
of different line lengths for the cooling refrigerant line when
performing efficiency testing. AHRI 1230 requires longer line lengths
depending on the type and capacity of the connected indoor units.
As DOE continues to evaluate AHRI 1230, DOE has granted
manufacturers' request to use AHRI 1230 as the alternate test procedure
for testing and rating their commercial multi-split products subject to
a waiver of DOE's test procedures. DOE prescribed AHRI 1230 as the
alternate test procedure for those Daikin AC (Americas) Inc.
(``Daikin'') commercial multi-split equipment that have cooling
capacities less than or equal to 300,000 Btu/h (76 FR 34685, June 14,
2011), for Carrier Corporation's (``Carrier'') commercial multi-split
equipment (76 FR 31951, June 2, 2011), and for LG's interim waiver in
response to the instant petition.
LG's petition requested a waiver for the LG Multi V III VRF multi-
split heat pumps with capacities ranging from 69,000 Btu/h to 414,000
Btu/h. LG requested that DOE permit it to use AHRI 1230 as the
alternate test procedure to test and rate its Multi V III VRF equipment
that have capacities less than or equal to 300,000 Btu/h. AHRI 1230
covers multi-split equipment with cooling and heating capacities for
outdoor units from 12,000 Btu/h to 300,000 Btu/h. For those Multi V III
VRF products that have capacities greater than 300,000 Btu/h, LG will
continue to use the alternate test procedure specified in the earlier
waivers.
As discussed above, AHRI 1230 requires longer line lengths for the
cooling refrigerant line during testing, depending on the type and
capacity of the connected indoor units. This difference affects the
resulting energy efficiency determination. Testing according to AHRI
1230's requirements provides a more conservative estimate of energy
consumption because it results in a slightly lower efficiency rating
than testing according to the alternate test procedure.
In addition, the definition of ``tested combination'' in AHRI 1230
is more appropriate for these LG products than the definition in the
current alternate test procedure. As defined in the current alternate
test procedures for LG's products, the ``tested combination'' of a VRF
system is defined as one outdoor unit matched with between two and
eight indoor units. The indoor units must represent the highest sales
model family, and, together, must have a nominal cooling capacity that
is between 95% and 105% of the nominal cooling capacity of the outdoor
unit. Due to the relative size of some of LG's outdoor units and indoor
units, permitting the matching of up to only eight indoor units may not
be sufficient to comply with the requirement that the indoor units must
have a combined capacity that is between 95% and 105% of the nominal
cooling capacity of the outdoor unit. AHRI 1230, as revised in March
2011, permits the use of up to twelve indoor units. For consistency
purposes, DOE also amends the definition of ``tested combination'' in
the current alternate test procedure to make it identical to the
definition in AHRI 1230 for those units with capacities greater than
300,000 Btu/h that are outside the scope of AHRI 1230.
For the reasons discussed above, DOE believes LG's Multi V III VRF
multi-split heat pumps cannot be tested using the procedure prescribed
in 10 CFR 431.96 (ARI Standard 340/360-2004) and incorporated by
reference in DOE's regulations at 10 CFR 431.95(b)(2)-(3). After
careful consideration, DOE has decided to prescribe ANSI/AHRI 1230-2010
as the alternate test procedure for LG's commercial multi-split
products with capacities less than or equal to 300,000 Btu/h, and the
modified alternate test procedure described above for those units with
capacities greater than 300,000 Btu/h that are outside the scope of
AHRI 1230.
Conclusion
After careful consideration of all the materials submitted by LG,
it is ordered that:
(A) LG is required to test the products listed below with cooling
capacities of 300,000 Btu/h and less according to the alternate test
procedure ANSI/AHRI 1230-2010.
(B) LG shall be required to test the products listed below with
cooling capacities above 300,000 Btu/h according to the test procedures
for central air conditioners and heat pumps prescribed by DOE at 10 CFR
431.96, except that LG shall test each model of outdoor unit with two
or more combinations of indoor units. The first system combination
shall be tested using only non-ducted indoor units that meet the
definition of a tested combination as set forth in subparagraph (C).
The second system combination shall be tested using only ducted indoor
units that meet the definition of a tested combination as set forth in
subparagraph (C). LG shall make representations concerning the products
covered in this waiver according to the provisions of subparagraph (D):
BILLING CODE 6450-01-P
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[GRAPHIC] [TIFF OMITTED] TN20DE11.009
[[Page 78914]]
[GRAPHIC] [TIFF OMITTED] TN20DE11.010
BILLING CODE 6450-01-C
(C) Tested combination. The term ``tested combination'' means a
sample basic model comprised of units that are production units, or are
representative
[[Page 78915]]
of production units, of the basic model being tested. For the purposes
of this waiver, the tested combination shall have the following
features: The basic model of a variable refrigerant flow system (``VRF
system'') used as a tested combination shall consist of an outdoor unit
(an outdoor unit can include multiple outdoor units that have been
manifolded into a single refrigeration system, with a specific model
number) that is matched with between 2 and 12 indoor units; for multi-
split systems, each of these indoor units shall be designed for
individual operation.
(D) Representations. In making representations about the energy
efficiency of its Multi V III VRF multi-split equipment, for
compliance, marketing, or other purposes, LG must fairly disclose the
results of testing under the DOE test procedure in a manner consistent
with the provisions outlined below:
(i) For multi-split combinations tested in accordance with this
alternate test procedure, LG may make representations based on those
test results.
(ii) For multi-split combinations that are not tested, LG may make
representations based on the testing results for the tested combination
and that are consistent with one of the following methods:
(a) Rating of non-tested combinations according to an alternative
rating method approved by DOE; or
(b) Rating of non-tested combinations having the same outdoor unit
and all non-ducted indoor units shall be set equal to the rating of the
tested system having all non-ducted indoor units.
(c) Rating of non-tested combinations having the same outdoor unit
and all ducted indoor units shall be set equal to the rating of the
tested system having all ducted indoor units. To be considered a ducted
unit, the indoor unit must be intended to be connected with ductwork
and have a rated external static pressure capability greater than zero
(0).
(d) Rating of non-tested combinations having the same outdoor unit
and a mix of non-ducted and ducted indoor units shall be set equal to
the average of the ratings for the two required tested combinations.
(E) This waiver amendment shall remain in effect from the date this
Decision and Order is issued, consistent with the provisions of 10 CFR
431.401(g).
(F) This waiver is issued on the condition that the statements,
representations, and documentary materials provided by the petitioner
are valid. DOE may revoke or modify the waiver at any time if it
determines that the factual basis underlying the petition for waiver is
incorrect, or the results from the alternate test procedure are
unrepresentative of the basic models' true energy consumption
characteristics.
(G) This waiver applies only to those basic models set out in LG's
petition for waiver. Grant of this waiver does not release a petitioner
from the certification requirements set forth at 10 CFR part 429.
Issued in Washington, DC, on December 14, 2011.
Kathleen B. Hogan,
Deputy Assistant Secretary for Energy Efficiency, Energy Efficiency and
Renewable Energy.
[FR Doc. 2011-32529 Filed 12-19-11; 8:45 am]
BILLING CODE 6450-01-P