Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Allow the Mortgage-Backed Securities Division To Provide Guaranteed Settlement and Central Counterparty Services; Correction, 77865 [2011-32164]
Download as PDF
Federal Register / Vol. 76, No. 240 / Wednesday, December 14, 2011 / Notices
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of such filing
also will be available for inspection and
copying at the principal office of the
Exchange. All comments received will
be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File No. SR–NASDAQ–
2011–166 and should be submitted on
or before January 4, 2012.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.15
Kevin M. O’Neill,
Deputy Secretary.
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rulecomments@sec.gov. Please include File
No. SR–NASDAQ–2011–166 on the
subject line.
mstockstill on DSK4VPTVN1PROD with NOTICES
The Commission believes that
waiving the 30-day operative delay is
consistent with the protection of
investors and the public interest.
Specifying 30% as the Designated
Percentage for rights and warrants in
Rule 4613(a)(2)(D) would restore the
Market Maker quoting obligations that
existed prior to the recent inclusion and
subsequent exclusion of rights and
warrants from the single-stock circuit
breaker pilot program. Allowing the
change to be operative upon filing
should minimize investor confusion on
how Rule 4613(a)(2)(D) will operate for
rights and warrants in light of the recent
exclusion of rights and warrants from
Rule 4120(a)(11). For this reason, the
Commission designates the proposed
rule change as operative upon filing
with the Commission.14
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act.
SECURITIES AND EXCHANGE
COMMISSION
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street NE., Washington, DC
20549–1090.
All submissions should refer to File No.
SR–NASDAQ–2011–166. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
14 For purposes only of waiving the 30-day
operative delay, the Commission has also
considered the proposed rule’s impact on
efficiency, competition, and capital formation. See
15 U.S.C. 78c(f).
VerDate Mar<15>2010
15:14 Dec 13, 2011
Jkt 226001
[FR Doc. 2011–32000 Filed 12–13–11; 8:45 am]
BILLING CODE 8011–01–P
[Release No. 34–65899A; File No. SR–FICC–
2008–01]
Self-Regulatory Organizations; Fixed
Income Clearing Corporation; Notice of
Filing of Proposed Rule Change To
Allow the Mortgage-Backed Securities
Division To Provide Guaranteed
Settlement and Central Counterparty
Services; Correction
Securities and Exchange
Commission.
ACTION: Notice; correction.
AGENCY:
The Securities and Exchange
Commission published a document in
the Federal Register of December 12,
2011, concerning a Self-Regulatory
Organizations; Fixed Income Clearing
Corporation; Notice of Filing of
Proposed Rule Change to Allow the
Mortgage-Backed Securities Division to
Provide Guaranteed Settlement and
Central Counterparty Services. The
document contained improper timing
SUMMARY:
15 17
PO 00000
CFR 200.30–3(a)(12).
Frm 00100
Fmt 4703
Sfmt 4703
77865
requirements. Because this filing was
received by the Securities and Exchange
Commission prior to amendments to
Section 19(b) of the Securities Exchange
Act (through the Dodd-Frank Wall
Street Reform and Consumer Protection
Act), the operative timing requirements
for the Securities and Exchange
Commission’s action with respect to the
filing are different from the amended
timing requirements. However, the
release was sent to the Federal Register
reflecting the amended and
consequently improper timing
requirements.
FOR FURTHER INFORMATION CONTACT:
Joseph Horn, Division of Trading and
Markets, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549, (202) 551–5765.
Correction
In the Federal Register of December
12, 2010, in FR Doc. 2011–31762, on
page 77296, in the thirty-second line of
the third column, correct the paragraph
to read ‘‘Within 35 days of the date of
publication of this notice in the Federal
Register or within such longer period (i)
As the Commission may designate up to
90 days of such date if it finds such
longer period to be appropriate and
publishes its reasons for so finding or
(ii) as to which the self-regulatory
organization consents, the Commission
shall: (a) By order approve such
proposed rule change or (b) institute
proceedings to determine whether the
proposed rule change should be
disapproved.’’
Dated: December 12, 2011.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2011–32164 Filed 12–12–11; 4:15 pm]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–65918; File No. SR–MSRB–
2011–09]
Self-Regulatory Organizations;
Municipal Securities Rulemaking
Board; Order Instituting Proceedings
to Determine Whether to Disapprove
Proposed Rule Change, as Modified by
Amendment No. 2, Consisting of
Interpretive Notice Concerning the
Application of MSRB Rule G–17 to
Underwriters of Municipal Securities
December 8, 2011.
I. Introduction
On August 22, 2011, the Municipal
Securities Rulemaking Board (‘‘MSRB’’
or ‘‘Board’’) filed with the Securities
E:\FR\FM\14DEN1.SGM
14DEN1
Agencies
[Federal Register Volume 76, Number 240 (Wednesday, December 14, 2011)]
[Notices]
[Page 77865]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-32164]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-65899A; File No. SR-FICC-2008-01]
Self-Regulatory Organizations; Fixed Income Clearing Corporation;
Notice of Filing of Proposed Rule Change To Allow the Mortgage-Backed
Securities Division To Provide Guaranteed Settlement and Central
Counterparty Services; Correction
AGENCY: Securities and Exchange Commission.
ACTION: Notice; correction.
-----------------------------------------------------------------------
SUMMARY: The Securities and Exchange Commission published a document in
the Federal Register of December 12, 2011, concerning a Self-Regulatory
Organizations; Fixed Income Clearing Corporation; Notice of Filing of
Proposed Rule Change to Allow the Mortgage-Backed Securities Division
to Provide Guaranteed Settlement and Central Counterparty Services. The
document contained improper timing requirements. Because this filing
was received by the Securities and Exchange Commission prior to
amendments to Section 19(b) of the Securities Exchange Act (through the
Dodd-Frank Wall Street Reform and Consumer Protection Act), the
operative timing requirements for the Securities and Exchange
Commission's action with respect to the filing are different from the
amended timing requirements. However, the release was sent to the
Federal Register reflecting the amended and consequently improper
timing requirements.
FOR FURTHER INFORMATION CONTACT: Joseph Horn, Division of Trading and
Markets, Securities and Exchange Commission, 100 F Street NE.,
Washington, DC 20549, (202) 551-5765.
Correction
In the Federal Register of December 12, 2010, in FR Doc. 2011-
31762, on page 77296, in the thirty-second line of the third column,
correct the paragraph to read ``Within 35 days of the date of
publication of this notice in the Federal Register or within such
longer period (i) As the Commission may designate up to 90 days of such
date if it finds such longer period to be appropriate and publishes its
reasons for so finding or (ii) as to which the self-regulatory
organization consents, the Commission shall: (a) By order approve such
proposed rule change or (b) institute proceedings to determine whether
the proposed rule change should be disapproved.''
Dated: December 12, 2011.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2011-32164 Filed 12-12-11; 4:15 pm]
BILLING CODE 8011-01-P