Alternate Tonnage Threshold for Oil Spill Response Vessels, 77128-77131 [2011-31708]
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77128
Federal Register / Vol. 76, No. 238 / Monday, December 12, 2011 / Rules and Regulations
(2) The safety zone is closed to all
vessel traffic, except as may be
permitted by the COTP or a designated
representative.
(3) Vessel operators desiring to enter
or operate within the safety zone must
contact the COTP or a designated
representative to obtain permission to
do so. Vessel operators given permission
to enter or operate in the safety zone
must comply with all directions given to
them by the COTP or a designated
representative. Persons and vessels may
request permission to enter the safety
zone on VHF–16 or through the 24-hour
Command Center at telephone (415)
399–3547.
(d) Effective period. This section is
effective from 11 a.m. through 8:05 p.m.
on December 10, 2011.
Dated: November 21, 2011.
Cynthia L. Stowe,
Captain, U.S. Coast Guard, Captain of the
Port San Francisco.
[FR Doc. 2011–31707 Filed 12–9–11; 8:45 am]
BILLING CODE 9110–04–P
DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
46 CFR Part 126
[Docket No. USCG–2011–0966]
You may submit comments
identified by docket number USCG–
2011–0966 using any one of the
following methods:
(1) Federal eRulemaking Portal:
https://www.regulations.gov.
(2) Fax: (202) 493–2251.
(3) Mail: Docket Management Facility
(M–30), U.S. Department of
Transportation, West Building Ground
Floor, Room W12–140, 1200 New Jersey
Avenue, SE., Washington, DC 20590–
0001.
(4) Hand delivery: Same as mail
address above, between 9 a.m. and 5
p.m., Monday through Friday, except
Federal holidays. The telephone number
is (202) 366–9329.
To avoid duplication, please use only
one of these four methods. See the
‘‘Public Participation and Request for
Comments’’ portion of the
SUPPLEMENTARY INFORMATION section
below for instructions on submitting
comments.
FOR FURTHER INFORMATION CONTACT: If
you have questions on this rule, email
or call Mr. Brian T. Ellis, Coast Guard
Marine Safety Center; email
brian.t.ellis@uscg.mil, telephone (202)
475–5636. If you have questions on
viewing or submitting material to the
docket, call Renee V. Wright, Program
Manager, Docket Operations, telephone
(202) 366–9826.
SUPPLEMENTARY INFORMATION:
ADDRESSES:
RIN 1625–AB82
Table of Contents for Preamble
Alternate Tonnage Threshold for Oil
Spill Response Vessels
I. Public Participation and Request for
Comments
A. Submitting Comments
B. Viewing Comments and Documents
C. Privacy Act
D. Public Meeting
II. Abbreviations
III. Regulatory History
IV. Basis and Purpose
V. Discussion of the Interim Rule
VI. Regulatory Analyses
A. Regulatory Planning and Review
B. Small Entities
C. Assistance for Small Entities
D. Collection of Information
E. Federalism
F. Unfunded Mandates Reform Act
G. Taking of Private Property
H. Civil Justice Reform
I. Protection of Children
J. Indian Tribal Governments
K. Energy Effects
L. Technical Standards
M. Environment
Coast Guard, DHS.
Interim rule with request for
comments.
AGENCY:
ACTION:
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SUMMARY: The Coast Guard is
establishing an alternate size threshold
based on the measurement system
established under the International
Convention on Tonnage Measurement of
Ships, 1969, for Oil Spill Response
Vessels (OSRVs), which are properly
certificated under 46 CFR subchapter L.
The present size threshold of 500 gross
registered tons is based on the U.S.
regulatory measurement system. This
rule provides an alternative for owners
and operators of offshore supply vessels
(OSVs) that may result in an increase in
oil spill response capacity and
capability.
This interim rule is effective
December 12, 2011. Comments and
related material must either be
submitted to our online docket via
https://www.regulations.gov on or before
February 10, 2012 or reach the Docket
Management Facility by that date.
DATES:
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I. Public Participation and Request for
Comments
We encourage you to participate in
this rulemaking by submitting
comments and related materials. All
comments received will be posted,
without change, to https://
www.regulations.gov and will include
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any personal information you have
provided.
A. Submitting Comments
If you submit a comment, please
include the docket number for this
rulemaking (USCG–2011–0966),
indicate the specific section of this
document to which each comment
applies, and provide a reason for each
suggestion or recommendation. You
may submit your comments and
material online, or by fax, mail or hand
delivery, but please use only one of
these means. We recommend that you
include your name and a mailing
address, an email address, or a phone
number in the body of your document
so that we can contact you if we have
questions regarding your submission.
To submit your comment online, go to
https://www.regulations.gov, click on the
‘‘submit a comment’’ box, which will
then become highlighted in blue. In the
‘‘Document Type’’ drop down menu
select ‘‘Proposed Rule’’ and insert
‘‘USCG–2011–0966’’ in the ‘‘Keyword’’
box. Click ‘‘Search’’ then click on the
balloon shape in the ‘‘Actions’’ column.
If you submit your comments by mail or
hand delivery, submit them in an
unbound format, no larger than 81⁄2 by
11 inches, suitable for copying and
electronic filing. If you submit them by
mail and would like to know that they
reached the Facility, please enclose a
stamped, self-addressed postcard or
envelope. We will consider all
comments and material received during
the comment period and may change
this rule based on your comments.
B. Viewing Comments and Documents
To view comments, as well as
documents mentioned in this preamble
as being available in the docket, go to
https://www.regulations.gov, click on the
‘‘read comments’’ box, which will then
become highlighted in blue. In the
‘‘Keyword’’ box insert ‘‘USCG–2011–
0966’’ and click ‘‘Search.’’ Click the
‘‘Open Docket Folder’’ in the ‘‘Actions’’
column. If you do not have access to the
Internet, you may view the docket
online by visiting the Docket
Management Facility in Room W12–140
on the ground floor of the Department
of Transportation West Building, 1200
New Jersey Avenue SE., Washington,
DC 20590, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal
holidays. We have an agreement with
the Department of Transportation to use
the Docket Management Facility.
C. Privacy Act
Anyone can search the electronic
form of comments received into any of
our dockets by the name of the
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individual submitting the comment (or
signing the comment, if submitted on
behalf of an association, business, labor
union, etc.). You may review a Privacy
Act notice regarding our public dockets
in the January 17, 2008, issue of the
Federal Register (73 FR 3316).
D. Public Meeting
We do not now plan to hold a public
meeting, but you may submit a request
for one to the docket using one of the
methods specified under ADDRESSES. In
your request, explain why you believe a
public meeting would be beneficial. If
we determine that one would aid this
rulemaking, we will hold one at a time
and place announced by a later notice
in the Federal Register.
II. Abbreviations
DHS Department of Homeland Security
FR Federal Register
GRT Gross Register Tons
GT ITC Gross Tonnage International
Tonnage Convention
OSV Offshore Supply Vessel
OSRV Oil Spill Response Vessel
U.S.C. United States Code
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III. Regulatory History
This rule is issued as an interpretive
rule as authorized by section 702 of the
Coast Guard Authorization Act of 1996
(the Act) (Pub. L. 104–324; October 19,
1996) (46 U.S.C. 14104). The Conference
Report on the Act (H. Rept. 104–854)
states that, because this rule is
considered to be an interpretive rule
under the Administrative Procedure Act
(5 U.S.C. 551 et seq.), the notice of
proposed rulemaking, the comment
requirements, and the 30-day delay of
the effective date under 5 U.S.C. 553 are
not required.1 Therefore, this
interpretive rule is effective on the date
of publication in the Federal Register.
However, the Coast Guard values input
from the public, and as such, we are
issuing this interpretive rule as an
interim rule, and seeking comments
from the public. Please see the section
above titled ‘‘Public Participation and
Request for Comments.’’
IV. Basis and Purpose
This interpretive rule establishes an
alternate tonnage threshold at 6000
Gross Tonnage International Tonnage
Convention (GT ITC) for oil spill
response vessels (OSRVs) that are also
certificated as offshore supply vessels
(OSVs). The alternate tonnage
framework enacted by the Coast Guard
Authorization Act of 1996 provided a
mechanism for the Coast Guard to
regulate vessels under tonnages
assigned using the system of the
1 House
Report 104–854 at p. 116.
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International Convention on Tonnage
Measurement of Ships, 1969
(implemented into U.S. law as the
‘‘convention measurement system’’),
instead of the U.S. domestic
measurement system (now referred to in
U.S. law as the ‘‘regulatory
measurement system’’)(46 U.S.C.
14104(b)). The selected alternate
tonnage threshold is consistent with a
6000 GT ITC alternate threshold
established for OSVs in 1996.2 As
discussed further below, this will allow
owners of OSVs regulated under the
alternate tonnage framework to also
have their vessels certificated as OSRVs
without the need to meet significantly
higher standards applicable to tank
vessels.
Use of alternate tonnage facilitates the
design, construction, and operation of
vessels without the need for the fitting
of undesirable design features, whose
sole purpose is to artificially reduce
tonnages assigned under the regulatory
measurement system. Because the
rulemaking provides for optional use of
an alternative approach to meet an
existing requirement, there is no
mandatory cost to the public. The
authority for this rulemaking is the 1996
Coast Guard Authorization Act (Pub. L.
104–324), as codified in 46 U.S.C.
Sections 3702(f)(2)(A) and 14104(b).
V. Discussion of the Interpretive Rule
Both domestically and
internationally, a vessel’s gross or net
tonnage assignment is the basis for
applying requirements of a multitude of
laws, regulations, and standards,
including the 500 gross register ton
(GRT) size threshold that is the subject
of this interpretive rule. The primary
U.S. domestic measurement system
used to assign tonnages to U.S. flag
vessels evolved from an older British
measurement system and involves a
complex series of exemptions and
deductions. It is now a subset of the
regulatory measurement system, and is
called the ‘‘standard measurement
system.’’ This system is highly
susceptible to manipulation through
inclusion of costly and inefficient
design features, such as so-called
‘‘tonnage openings’’ and ‘‘deep frames’’.
Although in 1986 the U.S. implemented
the internationally accepted
measurement system of the
International Convention on Tonnage
Measurement of Ships, 1969, the
standard measurement system may still
be used to measure any U.S. flag vessel,
at the vessel owner’s option.
2 See Offshore Supply Vessels: Alternate
Tonnage, 61 FR 66613 (Dec. 18, 1996), amending 46
CFR 125.160.
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To help facilitate conversion to
tonnage assignments under the
convention measurement system, in
1996 Congress gave the Coast Guard the
authority to establish tonnage
thresholds based on the convention
measurement system as an alternative to
existing thresholds specified in U.S. law
that were based on the regulatory
measurement system. This authority
included a mandate that any regulations
used to establish alternate tonnage
thresholds be interpretive rules. While
the Coast Guard promptly issued an
interpretive rule establishing an
alternate tonnage threshold bounding
the upper size for OSVs (61 FR 66614
dated December 18, 1996), little
additional progress has been made on
this initiative due to its complexity,
broad scope, and competing priorities.
Experience with cleanup of the 2010
Deepwater Horizon oil spill generated
interest, in both the public and private
sectors, for expanding spill response
capability and capacity by using
certificated OSVs as OSRVs. Many of
the newer OSVs that were constructed
under the alternate tonnage framework
established in 1996 exceed the 500 GRT
threshold for multi-service OSRVs
specified in 46 U.S.C. 3702(f)(2)(A).
Therefore, they are currently precluded
from also being certificated as OSRVs,
unless they meet tank vessel standards.
This rule, in effect, removes this
obstacle to OSRV certification. Safety,
design and operational standards for
OSRVs may be the subject of a future
rulemaking by the U.S. Coast Guard.
Tonnage thresholds in all tonnagebased laws of the United States are
applied to the vessel using convention
measurement system tonnage when a
vessel is optionally assigned convention
measurement system tonnage only (i.e.,
GRT tonnage not assigned). This
includes the 6000 GT ITC alternate
tonnage threshold established under
this rule. The vessel’s assigned
regulatory measurement tonnage is used
to apply these thresholds when the
option is not exercised. This includes
the 500 GRT threshold that is the
subject of this rule. There are no
restrictions that would preclude the
vessel owner, or a future owner, from
reverting to a previous decision in this
regard.
VI. Regulatory Analyses
We developed this interpretive rule
after considering numerous statutes and
executive orders related to rulemaking.
Below we summarize our analyses
based on 14 of these statutes or
executive orders.
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A. Regulatory Planning and Review
Executive Orders 12866 (‘‘Regulatory
Planning and Review’’) and 13563
(‘‘Improving Regulation and Regulatory
Review’’) direct agencies to assess the
costs and benefits of available regulatory
alternatives and, if regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety
effects, distributive impacts, and
equity). Executive Order 13563
emphasizes the importance of
quantifying both costs and benefits, of
reducing costs, of harmonizing rules,
and of promoting flexibility.
This interpretive rule is not a
significant regulatory action under
section 3(f) of Executive Order 12866,
Regulatory Planning and Review, and
does not require an assessment of
potential costs and benefits under
section 6(a)(3) of that Order. The Office
of Management and Budget has not
reviewed it under that Order.
This interpretive rule establishes a
tonnage threshold of 6000 GT ITC for
OSRVs under the alternate tonnage
framework, which offers a mechanism
for the Coast Guard to regulate vessels
under tonnages assigned using the
convention measurement system,
instead of the regulatory measurement
system. Therefore, this interpretive rule
provides an option to owners of vessels
certificated as OSVs (under 46 CFR
subchapter L) to seek OSRV certification
based on this alternate tonnage
threshold. We believe that a vessel
owner will opt to use the alternate
tonnage framework described in this
interpretive rule only if it will be
beneficial to the owner’s business.
We expect this interpretive rule to be
beneficial to the public and to the
maritime industry because it provides
the opportunity to increase oil spill
response capacity and capability.
This interpretive rule provides for
optional and voluntary use of an
alternative approach to meet an existing
requirement. Accordingly, there is no
mandatory cost to the public.
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B. Small Entities
Under the Regulatory Flexibility Act
(5 U.S.C. 601–612), this rule is
considered an interpretive rule and is
not subject to the requirement under 5
U.S.C. 553(b) for publication of a
general notice of proposed rulemaking.
Therefore, under 5 U.S.C. 601, it is not
a rule that is subject to the Regulatory
Flexibility Act (5 U.S.C. 601 et seq.).
As previously discussed in Section III
(Regulatory History) of this preamble,
the Coast Guard is issuing this rule as
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an interpretive rule as authorized by
section 702 of the Coast Guard
Authorization Act of 1996 (the Act)
(Pub. L. 104–324; October 19, 1996).
The Conference Report on the Act (H.
Rept. 104–854) states that, because this
rule is considered to be an interpretive
rule under the Administrative
Procedure Act (5 U.S.C. 551 et seq.), the
notice of proposed rulemaking and
comment requirements and the 30-day
delay of effective date under 5 U.S.C.
553 would not be required in order to
expedite this rulemaking.
This interpretive rule provides for
optional and voluntary use of an
alternative approach to owners of
vessels certificated as OSVs to seek an
OSRV certification based on an alternate
tonnage threshold. We believe that a
vessel owner will opt to use the
alternate tonnage framework described
in this interpretive final rule only if it
will be beneficial to the owner’s
business. We expect this interim rule to
be beneficial to the public and to the
maritime industry because it provides
the opportunity to increase the
availability and capacity of OSRVs.
Reduction Act of 1995 (44 U.S.C. 3501–
3520).
C. Assistance for Small Entities
G. Taking of Private Property
Under section 213(a) of the Small
Business Regulatory Enforcement
Fairness Act of 1996 (Pub. L. 104–121),
we want to assist small entities in
understanding this rule so that they can
better evaluate its effects on them and
participate in the rulemaking. If the rule
would affect your small business,
organization, or governmental
jurisdiction and you have questions
concerning its provisions or options for
compliance, please consult Brian T.
Ellis, U. S. Coast Guard Marine Safety
Center, Tonnage Division, (202) 475–
5636, Brian.T.Ellis@uscg.mil. The Coast
Guard will not retaliate against small
entities that question or complain about
this rule or any policy or action of the
Coast Guard.
Small businesses may send comments
on the actions of Federal employees
who enforce, or otherwise determine
compliance with, Federal regulations to
the Small Business and Agriculture
Regulatory Enforcement Ombudsman
and the Regional Small Business
Regulatory Fairness Boards. The
Ombudsman evaluates these actions
annually and rates each agency’s
responsiveness to small business. If you
wish to comment on actions by
employees of the Coast Guard, call 1–
888–REG–FAIR (1–(888) 734–3247).
D. Collection of Information
This rule calls for no new collection
of information under the Paperwork
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E. Federalism
A rule has implications for federalism
under Executive Order 13132,
Federalism, if it has a substantial direct
effect on State or local governments and
would either preempt State law or
impose a substantial direct cost of
compliance on them.
We have analyzed this rule under that
Order and have determined that it does
not have implications for federalism.
F. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act
of 1995 (2 U.S.C. 1531–1538) requires
Federal agencies to assess the effects of
their discretionary regulatory actions. In
particular, the Act addresses actions
that may result in the expenditure by a
State, local, or Tribal government, in the
aggregate, or by the private sector of
$100,000,000 (adjusted for inflation) or
more in any one year. Though this rule
will not result in such an expenditure,
we do discuss the effects of this rule
elsewhere in this preamble.
This rule will not cause a taking of
private property or otherwise have
taking implications under Executive
Order 12630, Governmental Actions and
Interference with Constitutionally
Protected Property Rights.
H. Civil Justice Reform
This rule meets applicable standards
in sections 3(a) and 3(b)(2) of Executive
Order 12988, Civil Justice Reform, to
minimize litigation, eliminate
ambiguity, and reduce burden.
I. Protection of Children
We have analyzed this rule under
Executive Order 13045, Protection of
Children from Environmental Health
Risks and Safety Risks. This rule is not
an economically significant rule and
does not create an environmental risk to
health or risk to safety that may
disproportionately affect children.
J. Indian Tribal Governments
This rule does not have Tribal
implications under Executive Order
13175, Consultation and Coordination
with Indian Tribal Governments,
because it does not have a substantial
direct effect on one or more Indian
Tribes, on the relationship between the
Federal Government and Indian Tribes,
or on the distribution of power and
responsibilities between the Federal
Government and Indian Tribes.
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K. Energy Effects
We have analyzed this rule under
Executive Order 13211, Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use. We have
determined that it is not a ‘‘significant
energy action’’ under that order because
it is not a ‘‘significant regulatory action’’
under Executive Order 12866 and is not
likely to have a significant adverse effect
on the supply, distribution, or use of
energy.
L. Technical Standards
The National Technology Transfer
and Advancement Act (NTTAA) (15
U.S.C. 272 note) directs agencies to use
voluntary consensus standards in their
regulatory activities unless the agency
provides Congress, through the Office of
Management and Budget, with an
explanation of why using these
standards would be inconsistent with
applicable law or otherwise impractical.
Voluntary consensus standards are
technical standards (e.g., specifications
of materials, performance, design, or
operation; test methods; sampling
procedures; and related management
systems practices) that are developed or
adopted by voluntary consensus
standards bodies.
This rule does not use technical
standards. Therefore, we did not
consider the use of voluntary consensus
standards.
For the reasons discussed in the
preamble, the Coast Guard amends 46
CFR part 126 as follows:
PART 126—INSPECTION AND
CERTIFICATION
1. The authority citation for part 126
is revised to read as follows:
■
Authority: 33 U.S.C. 1321(j); 46 U.S.C.
3205, 3306, 3307, 3702, 14104; 46 U.S.C.
Chapter 701; Executive Order 11735, 38 FR
21243; 3 CFR 1971–1975 Comp., p. 793;
Department of Homeland Security Delegation
No. 0170.1.
■
2. Add § 126.225 to read as follows:
§ 126.225 Alternate tonnage for offshore
supply vessels seeking oil spill response
vessel certification.
An offshore supply vessel certificated
under this subchapter that is less than
500 gross register tons (GRT) as
measured under section 14502 of Title
46, United States Code, or 6,000 gross
tonnage (GT ITC) as measured under
section 14302 of Title 46, United States
Code when GRT is not assigned, may
also be certificated as an oil spill
response vessel.
Dated: December 5, 2011.
J.G. Lantz,
Director of Commercial Regulations and
Standards, U.S. Coast Guard.
[FR Doc. 2011–31708 Filed 12–9–11; 8:45 am]
BILLING CODE 9110–04–P
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M. Environment
DEPARTMENT OF THE INTERIOR
We have analyzed this interpretive
rule under Department of Homeland
Security Management Directive 023–01
and Commandant Instruction
M16475.lD, which guide the Coast
Guard in complying with the National
Environmental Policy Act of 1969
(NEPA) (42 U.S.C. 4321–4370f), and
have concluded that this action is one
of a category of actions that do not
individually or cumulatively have a
significant effect on the human
environment. This interpretive rule is
categorically excluded under section
2.B.2, figure 2–1, paragraph (34)(d) of
the Instruction. Exclusion under
paragraph (34)(d) applies because this
interpretive rule pertains to regulations
concerning documentation and
admeasurement of vessels. An
environmental analysis checklist and a
categorical exclusion determination are
available in the docket where indicated
under ADDRESSES.
National Park Service
List of Subjects in 46 CFR Part 126
Cargo vessels, Marine safety,
Reporting and recordkeeping
requirements.
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36 CFR Part 7
RIN 1024–AD92
Special Regulations; Areas of the
National Park System, Yellowstone
National Park
National Park Service, Interior.
Final rule.
AGENCY:
ACTION:
SUMMARY: This rule implements the
Record of Decision for the 2011 Winter
Use Plan/Environmental Impact
Statement and governs winter visitation
and certain recreational activities in
Yellowstone National Park for the 2011–
2012 winter season. The rule retains, for
one additional year, the regulations and
management framework that have been
in place for the past two winter seasons
(2009–2010 and 2010–2011).
Specifically, the rule retains provisions
that: require most recreational
snowmobiles operating in the park to
meet certain National Park Service air
and sound emissions requirements;
require snowmobiles and snowcoaches
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77131
in Yellowstone to be accompanied by a
commercial guide; set daily entry limits
on the numbers of snowmobiles (up to
318) and snowcoaches (up to 78) that
may enter the park; and prohibit
traveling off designated oversnow
routes.
DATES: This rule is effective December
15, 2011.
FOR FURTHER INFORMATION CONTACT:
Steve Iobst, Deputy Superintendent,
Yellowstone National Park, (307) 344–
2002.
SUPPLEMENTARY INFORMATION:
Background
The National Park Service (NPS) has
managed winter use in Yellowstone
National Park for several decades. A
detailed history of the winter use issue,
past planning efforts, and litigation is
provided in the background section of
the 2011 Environmental Impact
Statement (EIS), available at https://
parkplanning.nps.gov/yell. The park has
most recently operated under the 2009
interim plan, which was in effect for the
past two winter seasons and expired by
its own terms on March 15, 2011.
On July 5, 2011, NPS published a
proposed long-term regulation to
implement the preferred alternative
identified in the Draft EIS. Under that
alternative, NPS proposed providing
four different use-level combinations for
snowmobiles and snowcoaches, which
would vary according to a seasonal
schedule. Snowmobile use would have
ranged from 110 to 330 vehicles per day
and snowcoach use would have ranged
from 30 to 80 vehicles per day.
NPS had intended to issue a Final EIS
and final long-term regulation for
Yellowstone winter use by December
2011. However, some of the more than
59,000 public comments received on the
Draft EIS raised reasonable questions as
to long-term effects and options, and
NPS has decided to delay
implementation of a long-term rule. In
order to make a reasoned, sustainable
long-term decision, NPS requires
additional time to update its analyses.
In the Record of Decision for the 2011
EIS, NPS identified Alternative 8 as the
selected action to be implemented.
Under Alternative 8, the 2009 interim
regulation will remain in effect for one
additional year, the 2011–2012 winter
season. Accordingly, up to 318
commercially guided, best available
technology snowmobiles and 78
commercially guided snowcoaches will
be allowed in the park per day; a variety
of non-motorized uses will also be
allowed.
In the proposed rule (76 FR 39049),
NPS stated its intent to implement a
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Agencies
[Federal Register Volume 76, Number 238 (Monday, December 12, 2011)]
[Rules and Regulations]
[Pages 77128-77131]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-31708]
-----------------------------------------------------------------------
DEPARTMENT OF HOMELAND SECURITY
Coast Guard
46 CFR Part 126
[Docket No. USCG-2011-0966]
RIN 1625-AB82
Alternate Tonnage Threshold for Oil Spill Response Vessels
AGENCY: Coast Guard, DHS.
ACTION: Interim rule with request for comments.
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SUMMARY: The Coast Guard is establishing an alternate size threshold
based on the measurement system established under the International
Convention on Tonnage Measurement of Ships, 1969, for Oil Spill
Response Vessels (OSRVs), which are properly certificated under 46 CFR
subchapter L. The present size threshold of 500 gross registered tons
is based on the U.S. regulatory measurement system. This rule provides
an alternative for owners and operators of offshore supply vessels
(OSVs) that may result in an increase in oil spill response capacity
and capability.
DATES: This interim rule is effective December 12, 2011. Comments and
related material must either be submitted to our online docket via
https://www.regulations.gov on or before February 10, 2012 or reach the
Docket Management Facility by that date.
ADDRESSES: You may submit comments identified by docket number USCG-
2011-0966 using any one of the following methods:
(1) Federal eRulemaking Portal: https://www.regulations.gov.
(2) Fax: (202) 493-2251.
(3) Mail: Docket Management Facility (M-30), U.S. Department of
Transportation, West Building Ground Floor, Room W12-140, 1200 New
Jersey Avenue, SE., Washington, DC 20590-0001.
(4) Hand delivery: Same as mail address above, between 9 a.m. and 5
p.m., Monday through Friday, except Federal holidays. The telephone
number is (202) 366-9329.
To avoid duplication, please use only one of these four methods.
See the ``Public Participation and Request for Comments'' portion of
the SUPPLEMENTARY INFORMATION section below for instructions on
submitting comments.
FOR FURTHER INFORMATION CONTACT: If you have questions on this rule,
email or call Mr. Brian T. Ellis, Coast Guard Marine Safety Center;
email brian.t.ellis@uscg.mil, telephone (202) 475-5636. If you have
questions on viewing or submitting material to the docket, call Renee
V. Wright, Program Manager, Docket Operations, telephone (202) 366-
9826.
SUPPLEMENTARY INFORMATION:
Table of Contents for Preamble
I. Public Participation and Request for Comments
A. Submitting Comments
B. Viewing Comments and Documents
C. Privacy Act
D. Public Meeting
II. Abbreviations
III. Regulatory History
IV. Basis and Purpose
V. Discussion of the Interim Rule
VI. Regulatory Analyses
A. Regulatory Planning and Review
B. Small Entities
C. Assistance for Small Entities
D. Collection of Information
E. Federalism
F. Unfunded Mandates Reform Act
G. Taking of Private Property
H. Civil Justice Reform
I. Protection of Children
J. Indian Tribal Governments
K. Energy Effects
L. Technical Standards
M. Environment
I. Public Participation and Request for Comments
We encourage you to participate in this rulemaking by submitting
comments and related materials. All comments received will be posted,
without change, to https://www.regulations.gov and will include any
personal information you have provided.
A. Submitting Comments
If you submit a comment, please include the docket number for this
rulemaking (USCG-2011-0966), indicate the specific section of this
document to which each comment applies, and provide a reason for each
suggestion or recommendation. You may submit your comments and material
online, or by fax, mail or hand delivery, but please use only one of
these means. We recommend that you include your name and a mailing
address, an email address, or a phone number in the body of your
document so that we can contact you if we have questions regarding your
submission.
To submit your comment online, go to https://www.regulations.gov,
click on the ``submit a comment'' box, which will then become
highlighted in blue. In the ``Document Type'' drop down menu select
``Proposed Rule'' and insert ``USCG-2011-0966'' in the ``Keyword'' box.
Click ``Search'' then click on the balloon shape in the ``Actions''
column. If you submit your comments by mail or hand delivery, submit
them in an unbound format, no larger than 8\1/2\ by 11 inches, suitable
for copying and electronic filing. If you submit them by mail and would
like to know that they reached the Facility, please enclose a stamped,
self-addressed postcard or envelope. We will consider all comments and
material received during the comment period and may change this rule
based on your comments.
B. Viewing Comments and Documents
To view comments, as well as documents mentioned in this preamble
as being available in the docket, go to https://www.regulations.gov,
click on the ``read comments'' box, which will then become highlighted
in blue. In the ``Keyword'' box insert ``USCG-2011-0966'' and click
``Search.'' Click the ``Open Docket Folder'' in the ``Actions'' column.
If you do not have access to the Internet, you may view the docket
online by visiting the Docket Management Facility in Room W12-140 on
the ground floor of the Department of Transportation West Building,
1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5
p.m., Monday through Friday, except Federal holidays. We have an
agreement with the Department of Transportation to use the Docket
Management Facility.
C. Privacy Act
Anyone can search the electronic form of comments received into any
of our dockets by the name of the
[[Page 77129]]
individual submitting the comment (or signing the comment, if submitted
on behalf of an association, business, labor union, etc.). You may
review a Privacy Act notice regarding our public dockets in the January
17, 2008, issue of the Federal Register (73 FR 3316).
D. Public Meeting
We do not now plan to hold a public meeting, but you may submit a
request for one to the docket using one of the methods specified under
ADDRESSES. In your request, explain why you believe a public meeting
would be beneficial. If we determine that one would aid this
rulemaking, we will hold one at a time and place announced by a later
notice in the Federal Register.
II. Abbreviations
DHS Department of Homeland Security
FR Federal Register
GRT Gross Register Tons
GT ITC Gross Tonnage International Tonnage Convention
OSV Offshore Supply Vessel
OSRV Oil Spill Response Vessel
U.S.C. United States Code
III. Regulatory History
This rule is issued as an interpretive rule as authorized by
section 702 of the Coast Guard Authorization Act of 1996 (the Act)
(Pub. L. 104-324; October 19, 1996) (46 U.S.C. 14104). The Conference
Report on the Act (H. Rept. 104-854) states that, because this rule is
considered to be an interpretive rule under the Administrative
Procedure Act (5 U.S.C. 551 et seq.), the notice of proposed
rulemaking, the comment requirements, and the 30-day delay of the
effective date under 5 U.S.C. 553 are not required.\1\ Therefore, this
interpretive rule is effective on the date of publication in the
Federal Register. However, the Coast Guard values input from the
public, and as such, we are issuing this interpretive rule as an
interim rule, and seeking comments from the public. Please see the
section above titled ``Public Participation and Request for Comments.''
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\1\ House Report 104-854 at p. 116.
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IV. Basis and Purpose
This interpretive rule establishes an alternate tonnage threshold
at 6000 Gross Tonnage International Tonnage Convention (GT ITC) for oil
spill response vessels (OSRVs) that are also certificated as offshore
supply vessels (OSVs). The alternate tonnage framework enacted by the
Coast Guard Authorization Act of 1996 provided a mechanism for the
Coast Guard to regulate vessels under tonnages assigned using the
system of the International Convention on Tonnage Measurement of Ships,
1969 (implemented into U.S. law as the ``convention measurement
system''), instead of the U.S. domestic measurement system (now
referred to in U.S. law as the ``regulatory measurement system'')(46
U.S.C. 14104(b)). The selected alternate tonnage threshold is
consistent with a 6000 GT ITC alternate threshold established for OSVs
in 1996.\2\ As discussed further below, this will allow owners of OSVs
regulated under the alternate tonnage framework to also have their
vessels certificated as OSRVs without the need to meet significantly
higher standards applicable to tank vessels.
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\2\ See Offshore Supply Vessels: Alternate Tonnage, 61 FR 66613
(Dec. 18, 1996), amending 46 CFR 125.160.
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Use of alternate tonnage facilitates the design, construction, and
operation of vessels without the need for the fitting of undesirable
design features, whose sole purpose is to artificially reduce tonnages
assigned under the regulatory measurement system. Because the
rulemaking provides for optional use of an alternative approach to meet
an existing requirement, there is no mandatory cost to the public. The
authority for this rulemaking is the 1996 Coast Guard Authorization Act
(Pub. L. 104-324), as codified in 46 U.S.C. Sections 3702(f)(2)(A) and
14104(b).
V. Discussion of the Interpretive Rule
Both domestically and internationally, a vessel's gross or net
tonnage assignment is the basis for applying requirements of a
multitude of laws, regulations, and standards, including the 500 gross
register ton (GRT) size threshold that is the subject of this
interpretive rule. The primary U.S. domestic measurement system used to
assign tonnages to U.S. flag vessels evolved from an older British
measurement system and involves a complex series of exemptions and
deductions. It is now a subset of the regulatory measurement system,
and is called the ``standard measurement system.'' This system is
highly susceptible to manipulation through inclusion of costly and
inefficient design features, such as so-called ``tonnage openings'' and
``deep frames''. Although in 1986 the U.S. implemented the
internationally accepted measurement system of the International
Convention on Tonnage Measurement of Ships, 1969, the standard
measurement system may still be used to measure any U.S. flag vessel,
at the vessel owner's option.
To help facilitate conversion to tonnage assignments under the
convention measurement system, in 1996 Congress gave the Coast Guard
the authority to establish tonnage thresholds based on the convention
measurement system as an alternative to existing thresholds specified
in U.S. law that were based on the regulatory measurement system. This
authority included a mandate that any regulations used to establish
alternate tonnage thresholds be interpretive rules. While the Coast
Guard promptly issued an interpretive rule establishing an alternate
tonnage threshold bounding the upper size for OSVs (61 FR 66614 dated
December 18, 1996), little additional progress has been made on this
initiative due to its complexity, broad scope, and competing
priorities.
Experience with cleanup of the 2010 Deepwater Horizon oil spill
generated interest, in both the public and private sectors, for
expanding spill response capability and capacity by using certificated
OSVs as OSRVs. Many of the newer OSVs that were constructed under the
alternate tonnage framework established in 1996 exceed the 500 GRT
threshold for multi-service OSRVs specified in 46 U.S.C. 3702(f)(2)(A).
Therefore, they are currently precluded from also being certificated as
OSRVs, unless they meet tank vessel standards. This rule, in effect,
removes this obstacle to OSRV certification. Safety, design and
operational standards for OSRVs may be the subject of a future
rulemaking by the U.S. Coast Guard.
Tonnage thresholds in all tonnage-based laws of the United States
are applied to the vessel using convention measurement system tonnage
when a vessel is optionally assigned convention measurement system
tonnage only (i.e., GRT tonnage not assigned). This includes the 6000
GT ITC alternate tonnage threshold established under this rule. The
vessel's assigned regulatory measurement tonnage is used to apply these
thresholds when the option is not exercised. This includes the 500 GRT
threshold that is the subject of this rule. There are no restrictions
that would preclude the vessel owner, or a future owner, from reverting
to a previous decision in this regard.
VI. Regulatory Analyses
We developed this interpretive rule after considering numerous
statutes and executive orders related to rulemaking. Below we summarize
our analyses based on 14 of these statutes or executive orders.
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A. Regulatory Planning and Review
Executive Orders 12866 (``Regulatory Planning and Review'') and
13563 (``Improving Regulation and Regulatory Review'') direct agencies
to assess the costs and benefits of available regulatory alternatives
and, if regulation is necessary, to select regulatory approaches that
maximize net benefits (including potential economic, environmental,
public health and safety effects, distributive impacts, and equity).
Executive Order 13563 emphasizes the importance of quantifying both
costs and benefits, of reducing costs, of harmonizing rules, and of
promoting flexibility.
This interpretive rule is not a significant regulatory action under
section 3(f) of Executive Order 12866, Regulatory Planning and Review,
and does not require an assessment of potential costs and benefits
under section 6(a)(3) of that Order. The Office of Management and
Budget has not reviewed it under that Order.
This interpretive rule establishes a tonnage threshold of 6000 GT
ITC for OSRVs under the alternate tonnage framework, which offers a
mechanism for the Coast Guard to regulate vessels under tonnages
assigned using the convention measurement system, instead of the
regulatory measurement system. Therefore, this interpretive rule
provides an option to owners of vessels certificated as OSVs (under 46
CFR subchapter L) to seek OSRV certification based on this alternate
tonnage threshold. We believe that a vessel owner will opt to use the
alternate tonnage framework described in this interpretive rule only if
it will be beneficial to the owner's business.
We expect this interpretive rule to be beneficial to the public and
to the maritime industry because it provides the opportunity to
increase oil spill response capacity and capability.
This interpretive rule provides for optional and voluntary use of
an alternative approach to meet an existing requirement. Accordingly,
there is no mandatory cost to the public.
B. Small Entities
Under the Regulatory Flexibility Act (5 U.S.C. 601-612), this rule
is considered an interpretive rule and is not subject to the
requirement under 5 U.S.C. 553(b) for publication of a general notice
of proposed rulemaking. Therefore, under 5 U.S.C. 601, it is not a rule
that is subject to the Regulatory Flexibility Act (5 U.S.C. 601 et
seq.).
As previously discussed in Section III (Regulatory History) of this
preamble, the Coast Guard is issuing this rule as an interpretive rule
as authorized by section 702 of the Coast Guard Authorization Act of
1996 (the Act) (Pub. L. 104-324; October 19, 1996). The Conference
Report on the Act (H. Rept. 104-854) states that, because this rule is
considered to be an interpretive rule under the Administrative
Procedure Act (5 U.S.C. 551 et seq.), the notice of proposed rulemaking
and comment requirements and the 30-day delay of effective date under 5
U.S.C. 553 would not be required in order to expedite this rulemaking.
This interpretive rule provides for optional and voluntary use of
an alternative approach to owners of vessels certificated as OSVs to
seek an OSRV certification based on an alternate tonnage threshold. We
believe that a vessel owner will opt to use the alternate tonnage
framework described in this interpretive final rule only if it will be
beneficial to the owner's business. We expect this interim rule to be
beneficial to the public and to the maritime industry because it
provides the opportunity to increase the availability and capacity of
OSRVs.
C. Assistance for Small Entities
Under section 213(a) of the Small Business Regulatory Enforcement
Fairness Act of 1996 (Pub. L. 104-121), we want to assist small
entities in understanding this rule so that they can better evaluate
its effects on them and participate in the rulemaking. If the rule
would affect your small business, organization, or governmental
jurisdiction and you have questions concerning its provisions or
options for compliance, please consult Brian T. Ellis, U. S. Coast
Guard Marine Safety Center, Tonnage Division, (202) 475-5636,
Brian.T.Ellis@uscg.mil. The Coast Guard will not retaliate against
small entities that question or complain about this rule or any policy
or action of the Coast Guard.
Small businesses may send comments on the actions of Federal
employees who enforce, or otherwise determine compliance with, Federal
regulations to the Small Business and Agriculture Regulatory
Enforcement Ombudsman and the Regional Small Business Regulatory
Fairness Boards. The Ombudsman evaluates these actions annually and
rates each agency's responsiveness to small business. If you wish to
comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR
(1-(888) 734-3247).
D. Collection of Information
This rule calls for no new collection of information under the
Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).
E. Federalism
A rule has implications for federalism under Executive Order 13132,
Federalism, if it has a substantial direct effect on State or local
governments and would either preempt State law or impose a substantial
direct cost of compliance on them.
We have analyzed this rule under that Order and have determined
that it does not have implications for federalism.
F. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538)
requires Federal agencies to assess the effects of their discretionary
regulatory actions. In particular, the Act addresses actions that may
result in the expenditure by a State, local, or Tribal government, in
the aggregate, or by the private sector of $100,000,000 (adjusted for
inflation) or more in any one year. Though this rule will not result in
such an expenditure, we do discuss the effects of this rule elsewhere
in this preamble.
G. Taking of Private Property
This rule will not cause a taking of private property or otherwise
have taking implications under Executive Order 12630, Governmental
Actions and Interference with Constitutionally Protected Property
Rights.
H. Civil Justice Reform
This rule meets applicable standards in sections 3(a) and 3(b)(2)
of Executive Order 12988, Civil Justice Reform, to minimize litigation,
eliminate ambiguity, and reduce burden.
I. Protection of Children
We have analyzed this rule under Executive Order 13045, Protection
of Children from Environmental Health Risks and Safety Risks. This rule
is not an economically significant rule and does not create an
environmental risk to health or risk to safety that may
disproportionately affect children.
J. Indian Tribal Governments
This rule does not have Tribal implications under Executive Order
13175, Consultation and Coordination with Indian Tribal Governments,
because it does not have a substantial direct effect on one or more
Indian Tribes, on the relationship between the Federal Government and
Indian Tribes, or on the distribution of power and responsibilities
between the Federal Government and Indian Tribes.
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K. Energy Effects
We have analyzed this rule under Executive Order 13211, Actions
Concerning Regulations That Significantly Affect Energy Supply,
Distribution, or Use. We have determined that it is not a ``significant
energy action'' under that order because it is not a ``significant
regulatory action'' under Executive Order 12866 and is not likely to
have a significant adverse effect on the supply, distribution, or use
of energy.
L. Technical Standards
The National Technology Transfer and Advancement Act (NTTAA) (15
U.S.C. 272 note) directs agencies to use voluntary consensus standards
in their regulatory activities unless the agency provides Congress,
through the Office of Management and Budget, with an explanation of why
using these standards would be inconsistent with applicable law or
otherwise impractical. Voluntary consensus standards are technical
standards (e.g., specifications of materials, performance, design, or
operation; test methods; sampling procedures; and related management
systems practices) that are developed or adopted by voluntary consensus
standards bodies.
This rule does not use technical standards. Therefore, we did not
consider the use of voluntary consensus standards.
M. Environment
We have analyzed this interpretive rule under Department of
Homeland Security Management Directive 023-01 and Commandant
Instruction M16475.lD, which guide the Coast Guard in complying with
the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-
4370f), and have concluded that this action is one of a category of
actions that do not individually or cumulatively have a significant
effect on the human environment. This interpretive rule is
categorically excluded under section 2.B.2, figure 2-1, paragraph
(34)(d) of the Instruction. Exclusion under paragraph (34)(d) applies
because this interpretive rule pertains to regulations concerning
documentation and admeasurement of vessels. An environmental analysis
checklist and a categorical exclusion determination are available in
the docket where indicated under ADDRESSES.
List of Subjects in 46 CFR Part 126
Cargo vessels, Marine safety, Reporting and recordkeeping
requirements.
For the reasons discussed in the preamble, the Coast Guard amends
46 CFR part 126 as follows:
PART 126--INSPECTION AND CERTIFICATION
0
1. The authority citation for part 126 is revised to read as follows:
Authority: 33 U.S.C. 1321(j); 46 U.S.C. 3205, 3306, 3307, 3702,
14104; 46 U.S.C. Chapter 701; Executive Order 11735, 38 FR 21243; 3
CFR 1971-1975 Comp., p. 793; Department of Homeland Security
Delegation No. 0170.1.
0
2. Add Sec. 126.225 to read as follows:
Sec. 126.225 Alternate tonnage for offshore supply vessels seeking
oil spill response vessel certification.
An offshore supply vessel certificated under this subchapter that
is less than 500 gross register tons (GRT) as measured under section
14502 of Title 46, United States Code, or 6,000 gross tonnage (GT ITC)
as measured under section 14302 of Title 46, United States Code when
GRT is not assigned, may also be certificated as an oil spill response
vessel.
Dated: December 5, 2011.
J.G. Lantz,
Director of Commercial Regulations and Standards, U.S. Coast Guard.
[FR Doc. 2011-31708 Filed 12-9-11; 8:45 am]
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