Federal Motor Vehicle Safety Standards; Theft Protection and Rollaway Prevention, 77183-77200 [2011-31441]
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Federal Register / Vol. 76, No. 238 / Monday, December 12, 2011 / Proposed Rules
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SUPPLEMENTARY INFORMATION:
Dated: November 29, 2011.
W.C. Early,
Acting Regional Administrator, Region III.
[FR Doc. 2011–31662 Filed 12–9–11; 8:45 am]
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DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety
Administration
49 CFR Part 571
[Docket No. NHTSA–2011–0174]
RIN 2127–AK88
Federal Motor Vehicle Safety
Standards; Theft Protection and
Rollaway Prevention
AGENCY: National Highway Traffic
Safety Administration (NHTSA),
Department of Transportation (DOT).
ACTION: Notice of proposed rulemaking
(NPRM).
SUMMARY: In this NPRM, we (NHTSA)
address safety issues arising from
increasing variations of keyless ignition
controls, and the operation of those
controls. At issue are drivers’ inability
to stop a moving vehicle in a panic
situation, and drivers who
unintentionally leave the vehicle
without the vehicle transmission’s being
‘‘locked in park,’’ or with the engine
still running, increasing the chances of
vehicle rollaway or carbon monoxide
poisoning in an enclosed area.
Therefore in this NPRM, among other
matters, we propose to standardize the
operation of controls that are used to
stop the vehicle engine or other
propulsion system and that do not
involve the use of a physical key. We
are also proposing to require that an
audible warning be given to any driver
who: Attempts to shut down the
propulsion system without first moving
the gear selection control to the ‘‘park’’
position (for vehicles with a ‘‘park’’
position); exits a vehicle without having
first moved the gear selection control to
‘‘park’’ (for vehicles with a ‘‘park’’
position), or exits a vehicle without first
turning off the propulsion system.
DATES: Comments must be received on
or before March 12, 2012.
ADDRESSES: You may submit comments
to the docket number identified in the
heading of this document by any of the
following methods:
• Federal eRulemaking Portal: go to
https://www.regulations.gov. Follow the
online instructions for submitting
comments.
• Mail: Docket Management Facility,
M–30, U.S. Department of
Transportation, West Building, Ground
Floor, Rm. W12–140, 1200 New Jersey
Avenue SE. Washington, DC 20590.
• Hand Delivery or Courier: West
Building Ground Floor, Room W12–140,
1200 New Jersey Avenue SE., between
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9 a.m. and 5 p.m. Eastern Time, Monday
through Friday, except Federal holidays.
• Fax: (202) 493–2251.
Regardless of how you submit your
comments, you should mention the
docket number of this document.
You may call the Docket at (202) 366–
9324.
Instructions: For detailed instructions
on submitting comments and additional
information on the rulemaking process,
see the Public Participation heading of
the Supplementary Information section
of this document. Note that all
comments received will be posted
without change to https://
www.regulations.gov, including any
personal information provided.
Privacy Act: Please see the Privacy
Act heading under Rulemaking
Analyses and Notices.
FOR FURTHER INFORMATION CONTACT: For
non-legal issues, Ms. Gayle Dalrymple,
Office of Crash Avoidance Standards
(telephone: 202–366–5559) (fax: (202)
493–2990). Ms. Dalrymple’s mailing
address is National Highway Traffic
Safety Administration, NVS–112, 1200
New Jersey Avenue SE., Washington,
DC 20590.
For legal issues, Ms. Dorothy Nakama,
Office of the Chief Counsel (telephone:
(202) 366–2992) (fax: (202) 366–3820).
Ms. Nakama’s mailing address is
National Highway Traffic Safety
Administration, NCC–112, 1200 New
Jersey Avenue SE., Washington, DC
20590.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Executive Summary
II. Background
III. Safety Need for Proposed Changes to
FMVSS No. 114
A. Inability To Stop a Moving Vehicle in
a Panic Situation
B. Rollaway—Leaving a Vehicle Not in
‘‘Park’’
C. Leaving the Vehicle With the Vehicle
Propulsion System Unintentionally Left
Active
IV. Society of Automotive Engineers Effort in
This Area
V. NHTSA’s Proposal
A. New Definitions
B. Standardizing Shutting Down a Moving
Vehicle’s Propulsion System
C. Audible Warning When Key Is in the
Starting System and the Driver Opens
the Door
D. Audible Warning To Prevent Rollaways
E. Audible Warning To Reduce Chances of
Drivers’ Leaving a Vehicle With the
Propulsion System Active
F. Owners’ Manual Required Language
VI. Other Issues Considered by NHTSA
A. Propulsion System Kill Switch in Plain
View of the Driver
B. Stepping on Brake Before Starting the
Propulsion System
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C. Specified Actuation Time for the
Propulsion System Start Control
D. Automatic Timed Shut-Off of
Propulsion System for a Stationary
Vehicle
E. Preventing Shut-Off of Propulsion
System for a Stationary Vehicle Not in
‘‘Park’’
VII. Additional Questions
VIII. Benefits, Costs and Lead Time
IX. Rulemaking Analyses and Notices
X. Public Participation
I. Executive Summary
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In this notice, the National Highway
Traffic Safety Administration (NHTSA)
addresses safety issues arising from
increased availability of ignition
systems that do not use physical keys to
start and stop passenger motor vehicles’
engines or other propulsion systems. At
issue are drivers’ inability to stop a
moving vehicle in a panic situation, and
drivers who unintentionally leave the
vehicle without the vehicle
transmission’s being locked in ‘‘park,’’
or with the engine still running,
increasing the chances of vehicle
rollaway or carbon monoxide poisoning
in an enclosed area.
Therefore in this NPRM, among other
matters, we propose to standardize the
length of time it is necessary to push a
control to stop the vehicle engine or
other propulsion system. We are also
proposing to require that an audible
warning be given to any driver who: (1)
Attempts to shut down the propulsion
system without first moving the gear
selection control to the ‘‘park’’ position
(for vehicles with a ‘‘park’’ position); (2)
exits a vehicle without having first
moved the gear selection control to
‘‘park’’ (for vehicles with a ‘‘park’’
position), or (3) exits a vehicle without
first turning off the propulsion system.
This rulemaking action is undertaken
in response to our review of complaints
from consumers to our Office of Defects
Investigation (ODI) reporting incidents
such as those described above and
investigations of crashes and complaints
regarding unintended acceleration.1
While we recognize that this is not the
traditional data base upon which our
agency typically bases a rulemaking, we
believe that, in this instance, we are
addressing an emerging safety issue
1 We also note the recommendation of the
National Aeronautic and Space Administration’s
(NASA) Engineering and Safety Center (NESC) that
NHTSA consider regulation of ‘‘controls for
managing safety critical functions’’ and that we
noted that ‘‘Keyless ignition systems can exacerbate
UA incidents (particularly prolonged incidents
involving a stuck accelerator pedal) if the driver
cannot determine how to shut off the engine
quickly.’’ ‘‘Technical Assessment of Toyota
Electronic Throttle Control (ETC) Systems,’’
National Highway Traffic Safety Administration,
February 2011, page 65.
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with non-standardized new technology
in way that imposes minimal cost on
vehicle manufacturers, especially given
that the proposed two-year lead time of
the new requirements, and that many
vehicles already have some form of the
features we are proposing today.
Today’s proposal would, if finalized:
• Clarify that definitions for ‘‘key’’
and ‘‘starting system’’ currently in
Federal Motor Vehicle Safety Standard
(FMVSS) No. 114 apply to all
propulsion systems.
• Propose a new definition for ‘‘key
code carrying device.’’
• Propose to revise the definition of
‘‘starting system.’’
• Propose a new definition for ‘‘stop
control.’’
• Delete the door opening alert
exclusion currently in FMVSS No. 114
for a running vehicle (only for vehicles
equipped with keyless ignition).
• Add requirements for the operation
of a pushed stop control: The driver
must hold the control for a minimum of
500 milliseconds to shut down the
propulsion system, whether the vehicle
is moving or stationary, and the
propulsion system must shut down
within 1 second of the initial push of
the stop control.
• Add a requirement for an internal
alert to the driver when s/he requests
propulsion system shut down without
first placing the gear selection control in
‘‘park.’’
• Add a requirement for an external
alert that the driver and bystanders can
hear when the vehicle is not in ‘‘park’’
and the driver exits the vehicle.
• Add a requirement for an external
alert that sounds when the driver leaves
a keyless ignition vehicle with the
propulsion system active.
• Add new test procedures for the
new requirements.
We believe that the benefits of the
new requirements proposed today,
while not yet quantifiable on a national
level, will reduce the risk that drivers
will misuse these new keyless ignition
systems and therefore also reduce:
• Crashes, injuries and deaths
resulting from a driver’s inability to shut
down a moving vehicle;
• Rollaway incidents due to drivers
failing to place the gear shift control in
‘‘park’’ before shutting down the
propulsion system, and leaving the
vehicle; and
• Incidents of carbon monoxide
poisoning due to drivers inadvertently
leaving a vehicle running or with its
propulsion system active in an enclosed
space, such as a garage adjoining a
home.
We believe that taking precautionary
action now, before these non-
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standardized systems become more
widely available, will be beneficial to
highway safety. Production of vehicles
with these systems has grown from
about 5,000 vehicles in model year 2002
to over 1,2 million in model year 2008.
We believe we will accrue benefits by
establishing a consistent experience for
the users across all vehicles and a
consistent way to turn off the
propulsion system whether the vehicle
is moving or not. This not only
simplifies training new drivers, but also
training drivers new to keyless ignition
vehicles, and reduces the stress and
confusion relating to fundamental
differences in how one operates a
vehicle. This is especially important in
vehicles that provide less obvious cues
as to the state of the engine and the
starting system. If the measures we
propose in this notice prevent just one
serious injury over three years, the rule
will be cost beneficial. We believe the
countermeasures we have proposed can
reasonably be expected to have their
intended effect based on similar
requirements already in place in FMVSS
No. 114 and other standards and in
common automotive practice. For
example, the warning to drivers to take
their keys with them when they leave
their vehicles (currently in FMVSS No.
114) and the threshold warning device
for platform lifts (currently in FMVSS
No. 403) are effective alerts, and we see
no reason the new alerts proposed here
should be less effective. The common
automotive practice of the rotating
ignition switch, combined with a
physical key, has standardized the
engine shut down procedure before the
advent of the new electronic
convenience controls. We believe
standardizing the operation of these
new controls, combined with the new
alerts, will have the same effect. We
believe these new requirements are
especially worthwhile considering what
we believe to be minimal costs to
implement them.
Today, in the vehicles with keyless
ignition systems, the great majority use
push-button type switches. Some
require a momentary tap, some require
longer hold times, and some use
different hold times to affect different
functions. The countermeasure for
driver confusion over shutting down a
moving vehicle is to require that the
switch that turns off the propulsion
system work consistently, whether the
vehicle is moving or not. From our
knowledge of the operation of current
designs, we believe that our proposed
500 millisecond hold time is well
within the functional range of the
switches currently in use. The only
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change necessary, in most cases, will be
in the additional software coding. Thus,
we believe there will be little
incremental cost for changing the
behavior of the keyless ignition control.
There will be costs associated with
testing the new software for correct
operation.
We are proposing to require one new
internal driver alert and two new
external driver alerts. Some models
already use some version of these alerts
and other alerts are already required by
FMVSS No. 114. In most cases,
manufacturers need only reconfigure
existing sound generating systems to
engage under the right circumstances.
For this reason, we believe the warning
cues proposed here have little cost
associated with their implementation.
Because the incremental cost for
equipping every vehicle in the fleet
would be very small, it follows that
regardless of the number of vehicles
needing a countermeasure, the cost to
equip the entire fleet of keyless ignition
vehicles would be similarly small.
If the proposed changes in this NPRM
are made final, NHTSA proposes a lead
time of two years from the next
September 1 after a final rule is
published in the Federal Register. We
believe that this lead time gives vehicle
manufacturers ample time to implement
the new requirements in the normal
course of vehicle model updating at
minimal cost.
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II. Background
Under 49 U.S.C. Section 30111(a),
NHTSA (by delegation from the
Secretary of Transportation) is directed
to prescribe Federal motor vehicle safety
standards (FMVSSs). Section 30111(a)
also states that ‘‘Each standard shall be
practicable, meet the need for motor
vehicle safety, and be stated in objective
terms.’’ This subsection was the
statutory basis for the original
promulgation of FMVSS No. 114, Theft
protection and rollaway prevention (49
CFR Section 571.114) and is also the
basis for this proposal.
Federal Motor Vehicle Safety
Standard No. 114, specifies vehicle
performance requirements intended to
reduce the incidence of crashes, injuries
and fatalities resulting from theft and
accidental rollaway of motor vehicles.
The purpose of this standard is to
decrease the likelihood that a vehicle is
in a crash as a result of theft, or
accidentally set in motion. FMVSS No.
114 applies to all passenger cars, and to
trucks and multipurpose passenger
vehicles with a gross vehicle weight
rating (GVWR) of 4,536 kilograms
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(10,000 pounds) or less. However, it
does not apply to walk-in vans.2
To minimize crashes involving stolen
vehicles, FMVSS No. 114 specifies at
S5.1.1 that each vehicle must have a
starting system which, whenever the
key is removed from the starting system
prevents: (a) The normal activation of
the vehicle’s engine or motor and; (b)
either steering, or forward self-mobility,
of the vehicle, or both. To deter theft,
Section 5.1.3 requires an audible alert to
the driver if the driver’s door is opened
and the key left in the starting system.
This serves as a reminder to the driver
to always take the key. It is further
specified at S5.1.4 that if a vehicle is
equipped with a transmission with a
‘‘park’’ position, the means for
deactivating the vehicle’s engine or
motor must not activate any device
installed to prevent steering or forward
self-mobility, unless the transmission is
locked in the ‘‘park’’ position.
To minimize rollaway in vehicles
equipped with transmissions with a
‘‘park’’ position, the standard specifies
in S5.2.1 that the starting system must
prevent key removal unless the
transmission or gear selection control is
locked in ‘‘park’’ or becomes locked in
‘‘park’’ as a direct result of key removal.
The standard further specifies at S5.2.2
that the vehicle must be designed such
that the transmission or gear selection
control cannot move from the ‘‘park’’
position, unless the key is in the starting
system.3
FMVSS No. 114 includes a specific
definition of ‘‘key’’: ‘‘means a physical
device or an electronic code which,
when inserted into the starting system
(by physical or electronic means),
enables the vehicle operator to activate
the engine or motor.’’ For purposes of
FMVSS No. 114, ‘‘key’’ means both the
traditional physical key and codes that
are electronically transmitted by a fob,
plastic card, or a similar device. The
electronic code also includes numeric
codes entered onto a keypad inside the
vehicle by the driver. The standard also
includes a definition of ‘‘starting
system’’: ‘‘means the vehicle system
used in conjunction with the key to
activate the engine or motor.’’
While the new electronic keyless
ignitions systems are currently subject
to FMVSS No. 114, NHTSA is aware of
emerging safety issues that we believe
2 In addition, FMVSS No. 114 specifies
requirements for a brake transmission shift
interlock (BTSI) at S5.3. S5.3 applies to all motor
vehicles (except trailers and motorcycles) with a
GVWR of 4,536 kilograms (10,000 pounds) or less.
3 Exceptions (not relevant to this rulemaking) to
these requirements are specified at S5.2.3 Key
removal override option and S5.2.4 Gear selection
control override option.
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should be addressed by new
requirements specific to these systems.
Keyless ignition systems, as they are
commonly called, usually consist of a
device carried by the driver, which
contains an electronic code that grants
access to the vehicle (allows the doors
to unlock) and the ignition system. The
electronic code is transmitted to the
vehicle’s starting system without
physical contact with the vehicle, other
than its presence in the vehicle, and the
driver is granted access to start the
vehicle’s propulsion system, usually by
pushing a button or turning a rotary
switch. Keyless ignition systems first
became available in luxury models but
are now migrating to more popular
vehicles (for example, the 2011 Kia
Sedona minivan has keyless entry and
ignition standard on the base model,
with a manufacturer’s suggested retail
price of $24,595). Implementation of
keyless ignition differs across models.
Circular push buttons are most
common, but there are also rocker
switches and rotary switches (similar to
the familiar ignition switch that is
turned with a key). Among the push
button keyless ignition systems, there
are differences in how these systems
turn on and shut off the propulsion
system, both while the vehicle is
stationary (normal usage) and while
moving (emergency situations). There
are also differences in alerts given to the
driver by different models if the driver
does something unsafe while using the
system, such as not putting the
transmission in ‘‘park’’ before shutting
down the engine, or leaving the vehicle
while the propulsion system is still
active.
III. Safety Need for Proposed Changes
to FMVSS No. 114
In this section, we describe alleged
incidents, and those that we have
investigated, resulting in crashes,
injuries and fatalities, involving
vehicles with electronic keyless ignition
systems. We also describe how we
believe such incidents may have
occurred.
The Office of Defects Investigation
(ODI) is the office within NHTSA
responsible for conducting defect
investigations and administering safety
recalls in support of NHTSA’s mission
to improve safety on our nation’s
roadways. One important means by
which ODI discovers vehicle safetyrelated defects is self-reporting by
vehicle owners. By relating the
information over a toll-free hotline
number (1–(888) 327–4236, TTY for the
hearing impaired: 1–(800) 423–9153) or
filling out an on-line or paper
questionnaire, the Vehicle Owner’s
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Questionnaire (VOQ), vehicle owners
can provide complaint information that
is entered into NHTSA’s ODI vehicle
owner’s complaint database. This
information is used with other
complaints and information to
determine if a safety-related defect trend
exists.
Traditionally, the data NHTSA uses
for rulemakings are from data bases of
police- or NHTSA-investigated crashes:
the Fatality Analysis Reporting System
(FARS), the National Automotive
Sampling System Crashworthiness Data
System (NASS–CDS) and the National
Automotive Sampling System General
Estimates System (NASS–GES). Today’s
discussion is based on driver
complaints to ODI through the VOQ
because in this case the crashes or
incidents of interest either cannot be
identified from data elements available
in those data bases (crashes involving a
vehicle speeding out of control, such as
with a stuck accelerator pedal) or they
will not be present in those data bases
in the first place because they do not
involve a motor vehicle in transport
(rollaways and carbon monoxide
poisoning). The relatively new ‘‘Not-InTraffic Surveillance’’ (NiTS) data base
was searched for these incidents, but no
keyless ignition vehicles were found.
Keyless ignition is an item of equipment
that is still not widely used on vehicles,
constituting less than 10 percent of
vehicles sold, so it is not surprising that
none of these vehicles are in the
relatively new NiTS.
We recognize that there are many
caveats to using VOQs as a data source,
among them are:
• The crashes are not randomly
selected.
• VOQs are self-reported and for most
there is no follow up investigation as to
what actually happened in the incident.
• There is no analysis of the root
cause of the crash so we cannot confirm
if the type of ignition switch contributed
to crash causation.
• We have no information on other
possible contributing factors in these
crashes.
• There may be many more incidents
that were not reported to NHTSA
because the driver did not know how or
where to make the complaint.4
However, an accumulation of VOQs
from drivers stating a similar problem
4 NASA ESC also observed this quality regarding
the VOQ data, ‘‘The available incident reporting
databases are valuable for identifying potential
vehicle symptoms related to UA events. However,
voluntary reporting systems may not allow for
accurate quantitative estimates of incident rates or
statistical trends. ‘‘Technical Assessment of Toyota
Electronic Throttle Control (ETC) Systems,’’
National Highway Traffic Safety Administration,
February 2011, page 61.
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with a particular vehicle system points
to emerging safety issues with new
systems, which is what we are trying to
document and correct with this
precautionary proposal in a manner that
has very little cost. We request comment
on the use of vehicle owners complaints
as a basis of this proposal.
A. Inability To Stop a Moving Vehicle in
a Panic Situation
On August 28, 2009, there was a
passenger car crash near San Diego,
California that resulted in the deaths of
four people. The vehicle at issue had a
keyless electronic starting system,
including a start/stop control (a push
button) on the front dashboard. This
control would stop the engine
immediately when the vehicle was
stationary, but the driver needed to
depress the ‘‘stop’’ control for as long as
three seconds to stop the engine when
the vehicle was moving. NHTSA’s
Office of Defects Investigation inspected
this vehicle and crash site on September
3, 2009 and a report was filed on
September 30, 2009.5 The investigator
noted the following:
• The vehicle was a loaned Lexus ES–
350 traveling at a very high rate of speed
that did not stop at the end of Highway
125.
• The driver was a 19 year veteran of
the California Highway Patrol.
• The cause of the crash was ‘‘very
excessive speed.’’
• The accelerator pedal had
apparently been entrapped by the allweather floor mat that was not the
correct mat for the vehicle.
• Among the ‘‘other significant
factors’’ was:
Push Button Ignition Start with no
Emergency Instantaneous Shut off Device—In
the event that this vehicle was producing
unwanted power, there was no ignition key
that could be mechanically actuated to
instantaneously disconnect electrical power
to the engine. In place of the key is a software
push button that delays engine shutdown for
three seconds once depressed. This
instruction is not indicated on the dashboard.
In July of 2007, another fatal crash
occurred in California involving a 2007
Toyota Camry equipped with keyless
ignition experiencing an unwanted
acceleration which hit a Honda Accord,
killing its driver. This crash was
investigated by Dynamic Science, Inc.,
under contract to NHTSA’s Special
Crash Investigation Division. The report
on this crash notes,
5 Memorandum from Bill Collins (Investigator
and Interviewer, Vehicle Research and Test Center)
to Kathleen DeMeter (Director, Office of Defects
Investigation), September 30, 2009, available at
https://www.odi.nhtsa.dot.gov/acms/docservlet/
Artemis/Public/Pursuits/2009/DP/INME-DP0900137211P.pdf.
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The driver reported that he attempted to
turn off the vehicle by pushing the power
button several times. The vehicle was
equipped with a Smart Key system. In order
to turn off the power while moving at speed
requires the driver to press and hold the
power button down for three seconds. The
driver was unaware of this feature.6 7
NHTSA’s Office of Defects
Investigation has received complaints,
through the submission of Vehicle
Owner’s Questionnaires (VOQ) 8
submitted to the agency, of similar
situations in which the driver attempted
to shut down the propulsion system in
a runaway vehicle with keyless ignition.
Two examples are:
While driving the car on the Falmouth
connector with the toll booth in sight, I lifted
my foot from the accelerator to decelerate
and suddenly the accelerator just took off. I
immediately applied the brake, but the car
continued to try to accelerate, I then applied
both feet to the brake as I tried desperately
to stop the car while the front wheels were
spinning and burning rubber. I tried to shut
down the ignition with the pushbutton on
the gear shifter and also desperately tried to
move the gear shifter from drive but could
not. Neither the ignition button nor the gear
shifter would respond.
and
The critical safety concern is noted as
follows: * * *, I was traveling with the
cruise control active at 55 miles per hour.
Upon approaching a slower vehicle and
checking traffic, I proceeded to accelerate the
vehicle in an attempt to quickly pass the
vehicle driving before me. Upon successful
passage of the vehicle, I let off the accelerator
and pressed the brakes several times, but the
vehicle continued to accelerate under full
power. Under the conditions, I tried to
quickly disrupt this safety critical issue. To
the best of my recollection I tried to slow the
vehicle by pushing the power button,
manipulating the cruise control lever, and
putting the vehicle in neutral. All attempts
were unsuccessful.
We can conclude from these VOQs
and others like them that:
• Drivers will attempt to stop a
vehicle in a wide open throttle event by
using the engine stop control.
• Drivers expect the engine stop
control to function the same way every
time it is used, regardless of the vehicle
state, stationary or moving.
6 ‘‘ODI Unintended Acceleration Investigation/
Vehicle to Vehicle’’, Dynamic Science, Inc. Case
Number: DS07035, 2007 Toyota Camry, California,
July 2007 available at https://wwwnass.nhtsa.dot.gov/BIN/logon.exe/airmislogon by
entering case number DS07035.
7 Reviewers of UA complaints during NHTSA’s
investigation of Toyota UA incidents also noted the
necessity of learning this new procedure for
shutting down the propulsion system with a keyless
ignition system. ‘‘Technical Assessment of Toyota
Electronic Throttle Control (ETC) Systems,’’
National Highway Traffic Safety Administration,
February 2011, page 51, section 2.7.7.
8 To see the questionnaire form, go to https://
www-odi.nhtsa.dot.gov/ivoq/online.cfm.
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• It is reasonable to link the driver’s
inability to shut down the moving
vehicle to the difference between the
expectation of how the control would
work in this situation and the reality of
how it actually does function.9
B. Rollaway—Leaving a Vehicle Not in
‘‘Park’’
When shutting down a stationary
vehicle (with a transmission with a
‘‘park’’ position) to leave it parked, the
driver should first move the gear
selection control to ‘‘park’’ and then
request propulsion system shut down.
Performing these actions in this order
will ensure that the vehicle is in ‘‘park’’
before the driver leaves the vehicle. In
a vehicle fitted with a traditional key
and starting system, this involves
moving to ‘‘park,’’ turning the ignition
switch to ‘‘off’’ and removing the key.
Due to a requirement in FMVSS No.
114, the driver will not be able to
remove the key if the gear selection
control is not in ‘‘park’’ unless it
becomes locked in ‘‘park’’ as a direct
result of key removal. To prevent
rollaway in the keyless ignition vehicle,
the gear selection control should be
moved to ‘‘park’’ and then propulsion
system shut down should be requested
via whatever type of switch is used in
the vehicle, most typically a push
button. What we find drivers are
reporting is that they occasionally (often
while distracted) push the switch to
shut down the engine without first
moving the gear selection control into
‘‘park.’’ 10 If they then leave the vehicle
in this condition and it is on any kind
of incline it can rollaway, possibly
causing injury or fatality to the driver or
bystanders or damage to surrounding
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9 This
difference in function was also noted by
NASA NESC, ‘‘The keyless (push-button) ignition
design can likewise have an unintended
consequence. Here, the concern was that the driver
(or passenger) might inadvertently turn off it the
vehicle when it is in motion. To prevent such an
error, the safeguard was added that the button must
be held for three seconds to turn off the vehicle
when the vehicle is in motion. However, this
procedure is certainly not well practiced by drivers.
Indeed, many owners are not even aware of this
‘hold the button’ requirement. In any case, the most
common behavior in an emergency situation is to
revert to the well-learned, oft-practiced, alwayssuccessful procedure: push the button briefly to
turn off the vehicle. However, this procedure fails
in the off-nominal situation, no matter how many
times the driver executes it in rapid succession.’’
NASA Engineering and Safety Center Technical
Assessment Report, ‘‘Technical Support to the
National Highway Traffic Safety Administration
(NHTSA) on the Reported Toyota Motor
Corporation (TMC) Unintended Acceleration (UA)
Investigation,’’ page 44.
10 The vehicle complies with S5.2.1 of FMVSS
No.114 because the key is the electronic code and
that code can remain in the vehicle even if the
physical device the driver carries is taken outside
the vehicle.
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property. In ODI’s VOQ data base, we
found six complaints of rollaway and
another three complaints in which the
drivers realized that the vehicle could
have rolled in this condition, but it did
not. Below are two examples of rollaway
incidents (quoted exactly from the VOQ
statement):
I bought a used 2006 Audi A6 two months
before the accident. I had been using the
‘‘keyless’’ option when starting and stopping
the vehicle. I stopped at a library, pushed the
button twice to turn off the ignition and the
vehicle’s electrical system. I got out of the
vehicle and noticed that it was rolling
forward. I attempted to stop it; I opened the
driver’s door and as I was getting in the door
struck a trash can in the parking lot,
knocking me down. The vehicle’s rear wheel
caught my left heel and drug me across a
curb before stopping on my left foot. Several
men in the parking lot lifted the vehicle off
my foot. I was transported to the hospital and
kept for injuries to my left leg. Evidently I
failed to put the vehicle’s transmission in
‘‘p’’ and had left it in ‘‘d’’. Cars that use a
physical key to start and stop the vehicle will
not allow a driver to remove the key unless
the vehicle’s transmission has been shifted to
‘‘park.’’ A vehicle that does not utilize a
physical key, does not have that built-in
safety feature. Five weeks later I am in
physical therapy and am grateful I did not
sustain more serious injuries, or that an
innocent bystander was not killed by a
driverless car rolling through a parking lot at
a library that is frequented by children. Now
I am adamant about always setting the
emergency brake. My concern is real: as more
and more vehicles are manufactured with
‘‘keyless’’ ignition systems that contain no
fail-safe feature to prevent ‘‘inadvertent
rolling’’ as explained in the Audi’s owner’s
manual, I believe more injuries and deaths
will be realized. In speaking with the
regional representative at Audi, he explained
that Audi publishes a ‘‘book’’ explaining the
vehicle and what happened was totally my
fault. My Audi has a sensor in the passenger
seat that prevents an expensive airbag from
deploying unnecessarily; how about a sensor
in the driver’s seat that prevents a vehicle
from rolling when there is no driver?
and
The contact owns a 2007 Toyota Avalon.
The contact stated that when the vehicle is
shut off, there is no way to determine if the
vehicle is in park due to the keyless entry.
She is able to exit the vehicle with the gear
shift indicator in the drive position. This
failure has caused the vehicle to roll away
after she exits. The dealer stated that the
failure was dangerous and was unable to
perform the repair because the vehicle was
designed in that manner. The manufacturer
also stated that there was nothing they could
do about the design.
C. Leaving the Vehicle With the Vehicle
Propulsion System Unintentionally Left
Active
There were four VOQs regarding
carbon monoxide incidents with keyless
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ignition vehicles in the past 10 years.
Reviewing complaints involving
vehicles without a physical key for the
propulsion system, we note that drivers
occasionally do not turn off the
propulsion systems on their vehicles
after parking them. One possibility for
this behavior is that the driver may not
immediately know that the propulsion
system has not been turned off. In the
following self-reported cases (quoted
directly from the VOQs), the drivers
only found that they did not turn off the
propulsion system because their inhouse carbon monoxide detectors were
activated after an extended period of the
vehicle running in an attached garage:
I arrived home after dinner, drove my 2007
Lexus LS460 (equipped with keyless
ignition) into my attached garage, closed the
garage door and, leaving the key fob inside
the vehicle, I entered my home and
eventually went to sleep. I was awoken at
approx. 2:15 a.m. by a carbon monoxide
alarm located in the foyer inside my home
adjacent to the entrance to the garage. I
entered the garage to discover that the car’s
engine was still running, the garage filled
with noxious fumes, and the entire vehicle
extremely hot to touch, inside and out. I
opened the garage door and was eventually
able to shut down the engine and clear out
the fumes. As I see it, the failure here was
two-fold: (1) When I opened my door to exit
the car, no alarm or other sound alerted me
that the engine was still running, as is the
case with ignitions requiring keys.11 This is
particularly problematic because the car’s
engine runs in virtual silence; and (2) even
after the car was unwittingly left idling while
in park, the engine did not cut off after some
predetermined period of time.
The following incident was reported
by the owner of another motor vehicle
manufacturer’s product which happens
to have a hybrid propulsion system:
Our garage is attached to our house with
our bedroom above the garage. With 3 kids,
both my wife and I have been distracted
leaving the car in the garage to unload
groceries or help the children. When on
electric power we have neglected to turn off
the ignition since the car is silent. Only when
the carbon-monoxide detector sounded in
our garage did we realize the engine had
started while we were in the house. We think
this could be deadly to other families without
carbon monoxide alarms who may also forget
to turn off the engine when parked in an
attached garage while on electric power.
Because the above two owners had
carbon monoxide detectors in their
homes, they were alerted of the problem
11 This statement by the vehicle owner is not
correct for all vehicles. As previously discussed,
FMVSS No. 114 excludes the situation of the
running vehicle from the requirement to sound the
alert to the driver when the door has opened and
the key is in the ignition. However, some
manufacturers do sound the alert when the engine
is running, so this driver’s experience may have
been with those vehicles.
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in time to be able to shut down their
vehicle propulsion systems. Others, not
as fortunate, may have died because of
carbon monoxide poisoning from their
vehicles. For example, a September 1,
2010 article in the South Florida SunSentinel.com, reported that Palm Beach
County detectives were investigating
whether a keyless ignition system on a
vehicle that was left running in a garage
attached to a house could have led to
the death of a 29 year-old woman from
carbon monoxide poisoning. (A copy of
this article taken from www.sunsentinel.com is placed in the docket
cited in the heading of this notice.)
IV. Society of Automotive Engineers
Effort in This Area
In response to the above areas of
safety concern and concern regarding
the myriad different ways
manufacturers are implementing keyless
ignition features, the Society of
Automotive Engineers (SAE) created the
Keyless Ignition Subcommittee as a
subcommittee of the Controls and
Displays Committee, which has worked
since early 2009 to develop an SAE
Recommended Practice (RP) to
standardize the operation of keyless
ignition systems.12 The committee
consisted of experts in the study of how
humans interact with machines (human
factors experts) and designers of keyless
ignition systems from auto
manufacturers and suppliers. A NHTSA
staff person attended the subcommittee
meetings, but did not participate in
decision making. The resulting RP is
based on the subcommittee members’
experience with their company’s
vehicles and systems, knowledge of
consumers’ comments about the
operation of the systems, knowledge of
human factors engineering and, in some
cases, knowledge of proprietary studies
done during the development of their
products (actual data was not shared
with the group). The RP applies to all
passenger cars, multipurpose passenger
vehicles (MPVs), and trucks of 10,000
pounds GVWR and under, with
automatic and manual transmissions
(some provisions apply only to vehicles
with automatic transmissions with a
‘‘park’’ position). The RP sets control
actuation requirements for starting and
stopping stationary and moving
vehicles, and requirements in the form
of visual or audible alerts to the driver
to address leaving the vehicle without
putting it in ‘‘park’’ and inadvertently
leaving the engine running. NHTSA has
used portions of the SAE RP as a
foundation for the requirements
12 SAE
J2948–201101 ‘‘Keyless Ignition Control
Design,’’ January 2011.
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proposed and explained in the next
section.
In order to better address specific
safety issues and to be more enforceable,
our proposal today differs from the SAE
RP on several points:
• The SAE RP has a range of
500msec–2sec for control actuation to
stop a moving vehicle, while we
propose a 500 millisecond control
actuation for all stops regardless of
whether the vehicle is moving or
stationary.
• The SAE RP has requirements for
control actuation to start the propulsion
system, while we tentatively conclude
that there is, at this time, no safety
benefit upon which this agency can
regulate propulsion system starting.
• The ‘‘Not in Park’’ alert required by
the SAE RP sounds upon door opening,
but has no measureable attributes. The
internal audible alert we are proposing
today sounds at 85dBA (500–3000 Hz)
the instant the driver requests engine
shut down (in a stationary vehicle)
without the transmission in ‘‘park’’ and
continues until the gear selection
control is moved to ‘‘park’’.
• The SAE RP requires an unspecified
audible or visual external alert if the
vehicle is not in ‘‘park’’ and the key
code carrying device is not in the
vehicle, while we are proposing an
external audible alert that sounds at
85dBA, 1 meter from the vehicle, for 1
minute when the vehicle is stationary,
the key code carrying device leaves the
vehicle, and the vehicle is not in
‘‘park’’.
• The SAE RP requires an unspecified
audible alert if the propulsion system is
active and the driver’s door is opened,
while our proposal is for an external
audible alert at 85dBA, 1 meter from the
vehicle, for 1 second when the vehicle
is stationary, the key code carrying
device leaves the vehicle, and the
propulsion system is active (either an
internal combustion engine is running,
or in the case of a hybrid vehicle the
propulsion system is in a state that the
internal combustion engine could
engage when the electric power became
depleted over time).
We seek comment on whether our
deviations from the SAE RP are
appropriate for an FMVSS.
NHTSA requested that human factors
experts at the John A. Volpe National
Transportation Systems Center review
the SAE RP to help us make our
proposal more specific in addressing the
safety issues we have noted in our
VOQs. Their report has been placed in
the docket for this notice.13
13 ‘‘Review of SAE RP J2948 JAN2011: Keyless
Ignition Control Design,’’ John A. Volpe National
Transportation Systems Center, March 2011.
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V. NHTSA Proposal
In this section, we will describe how
we propose to amend FMVSS No. 114
so that the safety issues described in
Section III. Safety Need for Proposed
Changes to FMVSS No. 114 may be
mitigated.
Based in part on NHTSA’s ODI VOQ
data, we are proposing regulatory text
for addressing the following three types
of safety related problems: (1) The
driver’s inability to shut down a moving
vehicle in an emergency because the
driver may be unfamiliar with the fact
that the shut-down process is different
in a moving vehicle than in a stopped
vehicle. This situation may lead to a
crash. (2) The possibility that the driver
will walk away from a vehicle which is
not locked in ‘‘park’’ because the driver
is able to shut off the vehicle propulsion
system without first putting the
transmission in ‘‘park.’’ This results in
a greater likelihood that the vehicle will
roll away on its own. (3) The possibility
that the driver will walk away from a
vehicle whose propulsion system has
been unintentionally left active (even
though the driver may have placed the
transmission in ‘‘park.’’). If the vehicle
is in an enclosed garage connected to
living quarters, this situation may result
in carbon monoxide poisoning of
persons in the dwelling; if outdoors, this
increases the possibility of vehicle theft
and a subsequent crash.
As the earlier incidents related from
the VOQs have shown, in many ignition
systems that don’t use physical keys, the
driver may not know whether s/he has
turned off the vehicle propulsion
system.
In this NPRM, NHTSA proposes
additional requirements for vehicles
using keyless ignition systems because,
unlike systems which use the traditional
physical key, the start/stop process on
vehicles that use electronic codes as
keys are not standardized across
manufacturers. In particular, if a pushbutton type control is used, the amount
of time the start/stop control must be
pressed differs not only among
manufacturers, but also on the same
vehicle, depending on whether the
vehicle is started from a stopped
position, stopped while the vehicle is in
motion, or whether the vehicle
propulsion system is being turned off
while the vehicle is stopped.
Standardization of controls teaches
drivers how the controls will operate
and ensures that drivers’ expectations
about those operations are met.
The problem presented by the lack of
standardization is exacerbated by the
fact that electronic keys lack many of
the visual and tactile cues about the
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status of the vehicle’s propulsion system
that are available to drivers when using
traditional physical keys. In a system
using the physical key, the driver knows
from the angle of the key in the ignition
whether the vehicle is in ‘‘lock,’’
‘‘accessory,’’ ‘‘start,’’ or ‘‘run.’’ Also, the
key will not release from the ignition
switch unless the transmission is in
‘‘park.’’ The keyless ignition system
provides no such physical cues to the
driver.
The requirement for a visible
indication of transmission position
comes from FMVSS No. 102,
Transmission shift position sequence,
starter interlock, and transmission
braking effect. S3.1.4.1 requires that if
the transmission shift position sequence
includes a ‘‘park’’ position,
identification of shift positions,
including the positions in relation to
each other and the position selected,
shall be displayed in view of the driver
whenever: (a) The ignition is in a
position where transmission can be
shifted; or (b) the transmission is not in
‘‘park.’’ Despite this visual cue that the
transmission is not in ‘‘park’’, some
drivers of vehicles equipped with
keyless ignition systems, especially
when distracted or unfamiliar with the
operation of the vehicle they are
driving, leave their vehicles without
ensuring the transmission is in the
‘‘park’’ position. They do so because
they do not have the tactile cue of being
unable to remove the key unless the
transmission or gear selection control is
locked in ‘‘park.’’ 14 Such actions result
in a risk that the vehicle will roll away
of its own accord.
We note that the current title of
Standard No. 114, ‘‘Theft protection and
rollaway prevention,’’ may be made
outdated and not inclusive if the
proposals described in this notice were
made final. However, a title that is fully
descriptive of all the purposes served by
the standard may be unwieldy. We seek
comment on the need to update the title
and ask commenters to suggest a new
title if they believe a change would be
necessary or beneficial.
A. New Definitions
As mentioned in the Background
section of this NPRM, FMVSS No. 114
already contains definitions for ‘‘key’’
and ‘‘starting system’’ which are
inclusive of systems that use electronic
codes without a physical key to allow
the driver to start the vehicle. However,
14 In keyless ignition vehicles, the ‘‘key’’ is the
electronic code transmitted from a device carried by
the driver to the vehicle’s starting system. When the
vehicle is not in ‘‘park,’’ this key code remains in
the vehicle, thus the vehicle conforms to the
requirement at 49 CFR 571.114 S5.2.1.
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we are proposing the addition of one
definition specific to keyless ignition
systems:
Key code carrying device means a physical
device which is capable of electronically
transmitting a key code to the vehicle starting
system without physical connection (other
than its presence in the vehicle) between the
device and the vehicle.
This key code carrying device is
typically called a ‘‘key fob’’ by
consumers. It carries and transmits the
electronic code to the vehicle that gives
the driver permission to start the
vehicle. The electronic code carried in
the device is the ‘‘key.’’ The device is
not the ‘‘key.’’ This new definition for
key code carrying device is based on
that used in the SAE Recommended
Practice discussed in Section IV
above.15 We propose adding ‘‘without
physical connection (other than its
presence in the vehicle) between the
device and the vehicle,’’ to SAE’s RP
language to differentiate these devices
from physical keys which also carry a
chip containing an electronic code as
part of a theft deterrent system. These
physical keys must be inserted into the
ignition switch of the vehicle and the
key is used to turn the switch. Our
proposed definition is intended to
specifically exclude any key which
must be physically inserted into any
part of the vehicle each time the driver
desires to start the propulsion system. If
a key must be inserted into the vehicle
we consider it to be a physical key,
regardless of whether or not it also
contains electronic components which
communicate with the vehicle intended
to identify this particular key as
belonging to this particular vehicle (i.e.,
for theft prevention purposes). Further,
our proposed definition of key code
carrying device (KCCD) is not intended
to exclude a device which otherwise
would be a KCCD simply because it
occasionally must have physical contact
with the vehicle to recharge the battery
in the KCCD or because the vehicle
manufacturer provides a place where
the driver may insert the KCCD if s/he
chooses for the convenience of
providing a place to keep the device
while driving. We note that the primary
attraction of these keyless systems
appears to be that the driver need not
handle a key to access and start the
vehicle. We seek comment on whether
our proposed definition is specific
enough to (a) Exclude devices that we
would consider physical keys—they
must be inserted to start the vehicle, and
(b) include devices which may be
inserted to charge a battery or for driver
15 SAE
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convenience, but do not need to be
inserted for normal vehicle operation.
We request comment on how the
definition of KCCD could be improved
to clarify these points.
At this time, we are not proposing to
change our definition of ‘‘key,’’ which
provides that for keyless ignition
systems, the electronic code, not the
physical device carried by the driver, is
the key. We note that NHTSA’s
definition of the code as the key is longstanding. It was first articulated in a
letter to Mr. Stephen Selander of
General Motors in May of 1992.16
Further, in August of 2005 we published
a Notice of Proposed Rulemaking
which, among other things, proposed
the current definition of ‘‘key.’’ There
were no comments which disagreed
with our definition of ‘‘key’’ with regard
to keyless ignition systems at that time
and we finalized that rulemaking in
April of 2006.17 However, we
acknowledge that consumers may think
of the key code carrying device as the
key and that some manufacturers do
refer to this device as a key in their
consumer literature, so there may be
some confusion on the part of
consumers as to what is actually the
key. Therefore, we seek comment on
whether we should revise our definition
of ‘‘key’’ and if so, what that definition
should be and how we should
differentiate between the device the
driver carries and the code that actually
allows the vehicle to start. Changing the
definition of ‘‘key’’ may change the
interpretation of what it means for the
key to be removed from (S5.1.1) or
inserted into the starting system
(S5.1.3).
In addition, we are proposing to
amend the definition of ‘‘starting
system.’’ At present, ‘‘starting system’’ is
defined as: ‘‘means the vehicle system
used in conjunction with the key to
activate the engine or motor.’’ In this
NPRM, we propose to amend the end of
the ‘‘starting system’’ definition to state:
‘‘* * * activate the engine, motor, or
other system which provides propulsion
to the motor vehicle.’’ We are proposing
this clarification so that it is explicit
that FMVSS No. 114 applies to any
propulsion ‘‘starting system’’ available
in motor vehicles today, or at some
point in the future.
We are proposing to add a second
definition, ‘‘stop control means the
device used by the driver to deactivate
the engine, motor, or other system
which provides propulsion to the motor
16 Letter from Paul Jackson Rice, Chief Counsel to
Stephen E. Selander, General Motors Corp, May 22,
1992.
17 71 FR 17752, April 7, 2006.
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vehicle.’’ In most vehicles available
today, this control is a push button
switch, but this definition is not limited
to push button switches.
B. Standardizing Shutting Down a
Moving Vehicle’s Propulsion System
As we have seen in the quoted VOQs,
drivers recognize the need and
desirability of shutting down the engine
in a moving vehicle when they
experience an event in which the
acceleration of the vehicle does not
seem to be under their control. The
VOQs also point out that drivers are
stymied in their efforts to shut down the
engine in a moving vehicle by the fact
that when the vehicle is moving the
shut down procedure they are used to
in every day operation does not work.
To remedy this safety issue, NHTSA
proposes to standardize the length of
time the driver must press on a ‘‘stop’’
control in order to stop a vehicle,
whether moving or stationary. At
S5.4.2.1(a), we propose that for vehicles
equipped with propulsion system stop
controls that are activated by the driver
pressing on the control, the vehicle’s
propulsion system must stop only after
the control has been depressed for more
than 500 milliseconds. The 500
milliseconds time is based on SAE
Recommended Practice J2948 Keyless
Ignition Control Design (January 2011).
Five hundred milliseconds is the lowest
time specified by the Recommended
Practice for engine shut down in a
moving vehicle (the RP has a range of
500 milliseconds to 2 seconds, NHTSA
believes that standardization is not
achieved by allowing a window of
operation).
We are proposing to regulate only the
operation of controls that are pushed
because we believe that this covers the
great majority of stop controls
manufactured today (a circular push
button) or contemplated for the future
(pressing or touching a portion of a
display screen). However, we note that
other controls, such as rotary knobs and
rocker switches 18 have been used in
keyless ignition systems in the past. We
seek comment on what other controls
are used or contemplated and whether
there is a safety need to regulate the
actuation of all types of stop controls
(not just those that are pushed) and how
that might be accomplished. NHTSA
seeks comment on whether the language
of S5.4 needs to be more specific as to
the point at which the 500 msec time
begins and what that more specific
language would be. When offering
18 We noted that a rocker switch must be pressed
and therefore would be subject to the regulatory text
proposed in this notice.
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suggestions, commenters should keep in
mind that there are several different
types of switch designs currently
available and that could become
available that would be subject to this
standard.
NHTSA understands manufacturers
implemented the practice of designing
keyless ignition systems to shut down
differently while the vehicle is moving
than while stationary to help prevent
inadvertent propulsion system shut
down, i.e. a situation in which the
driver reaches for a different control,
accidentally bumps the engine off
control and as a result experiences an
unintended, unexpected engine shut
down, which can create a hazardous
situation. However, different times for
different modes of operation (for
example, a light tap to start or stop a
parked vehicle and several seconds to
turn the propulsion system off while the
vehicle is in motion) result in the driver
experiencing an unexpected result when
using his accustomed tap motion to
request engine shut off (in a stationary
vehicle). The drivers’ accustomed tap
motion does not have the expected
effect in a moving vehicle in a panic
situation. As previously discussed, this
safety issue was identified in the VOQs
by and NASA NESC in its review of UA
incidents. NHTSA believes that
requiring the driver to use the same
action to request engine shut down in
all cases should result in the safety
benefit of drivers’ ability to shut down
a moving vehicle without the necessity
of knowing or remembering a separate
motion. We have chosen to propose the
500 millisecond control actuation time
believing it will be long enough to guard
against inadvertent shut down, while
also short enough for drivers to tolerate
for everyday normal stationary shut
down. We ask for comment on whether
this time is too long or too short and
whether the danger of inadvertent shut
down is that much greater than that of
an inability to shut the propulsion
system off in the event of a stuck
throttle, engine fire, or other emergency
situation. Please provide data on this
risk comparison. We also believe that
the instances of inadvertent shut down
can be mitigated by other means, such
as better control or switch location,
which will not inadvertently get in the
way of the driver’s wrist, arm, bracelet,
or other foreseeable obstruction and ask
for comment on this facet of vehicle
design.
In our proposal, the time between
when the control actuation starts the
shut down process (500 milliseconds)
and the time the engine must be stopped
(1 second) allows for the signals to be
sent and acted upon by the vehicle to
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bring the engine to a stop. We seek
comment on this length of time and the
problem of engine inertia working to
keep the engine running when the
vehicle is moving. We propose that the
test procedures for compliance with this
standard will be conducted on a level
surface.
We have proposed a requirement that
once the propulsion system of a moving
vehicle is shut down, any restart of the
system must be initiated by the driver
by actuation of the engine start control.
This is to prevent automatic restart by
any vehicle system, such as idle-stop
technology, when the driver has shut
down the engine in an emergency
situation.
In developing this NPRM, we
considered whether to make all control
actuations the same, 500 millisecond
hold for starting and stopping the
engine under any condition, to
emphasize to the driver that this control
functions the same under all conditions.
However, we understand that drivers
are so anxious to get started as soon as
possible that they would not tolerate a
wait time as long as 500 milliseconds to
start the engine. We have seen examples
of vehicles in which the manufacturers
have designed their systems such that if
the driver ‘‘taps’’ the start control (as
little as 60 milliseconds) the vehicle
will start. After careful consideration,
we have tentatively decided that
requiring all stops to be the same
accomplishes the goal of standardizing
the propulsion stop function without
inconveniencing drivers in the start
mode and that there is little additional
safety benefit to be gained by regulating
the starting of the propulsion system.
However we note that more time spent
in the starting up process would provide
more time for systems like a rearview
camera system to boot up and begin
functioning before rearward movement
begins. We ask for comment on this
tentative decision.
In S5.4.1.2(b), we are not proposing to
allow auto-shift to ‘‘neutral’’ in lieu of
engine shut down because we believe,
based on the VOQ data, that when
drivers actuate the engine ‘‘off’’ control
or switch, they expect the engine to shut
off. An engine which continues to run
could confuse the driver and cause
unwanted actions by the driver. We are
aware that some manufacturers
currently do shift the transmission to
‘‘neutral’’ when the driver requests
engine shut down while the vehicle is
moving. These manufacturers believe
that if the engine is shut down while the
vehicle is moving, the driver’s ability to
control the vehicle will be hampered by
the resulting loss of power steering and
power braking. In the same vein, we are
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not requiring auto-shift to ‘‘neutral’’
because, in addition to the issue of
driver expectation, we know requiring
this feature would require all vehicles to
be fitted with electronic transmissions
and this would be extremely costly. We
note that drivers have dealt with this
loss of control when shutting down
conventionally keyed vehicles for many
years. If we were to determine that loss
of power control when shutting down
the propulsion system of a moving
vehicle is a safety concern, we believe
we would need to address that safety
issue for all vehicles, not just those
fitted with keyless ignitions.
We ask for comment on whether the
safety problem associated with loss of
power assist to braking and steering is
greater than the safety risk of the driver
believing that s/he has requested the
engine to shut down and has instead
experienced an unexpected action by
the vehicle. If we were persuaded by
comments to the NPRM on this issue
that allowing auto-shift to ‘‘neutral’’ is
a countermeasure that meets the need
for safety, the regulatory language
proposed today would be altered so that
S5.4.1.1(b) would read ‘‘The propulsion
system must shut off, or remove motive
power from the drive wheels, within 1
second after the control has been
depressed for more than 500
milliseconds.’’ The phrase ‘‘or remove
motive power from the drive wheels,’’ is
not part of the current proposal. We also
note that we have seen examples where
the manufacturer has chosen not to
allow the vehicle’s propulsion system to
shut down at all while the vehicle is
moving. If today’s proposal is made
final, these systems would not be
allowed. We note that as early as 1997
we voiced our concern about the fact
that such systems would not meet
driver’s expectations.19
We have also considered allowing a
vehicle to enter a ‘‘limp home’’ mode
instead of shutting down the propulsion
system when shut down is requested in
a moving vehicle. Such an operating
mode would allow the driver to finish
his or her trip at some reduced
maximum allowable throttle output,
rather than requiring the driver to pull
over to the side of the road (encumbered
with the loss of power assist to braking
and steering) as would be the case with
full engine shut down. While this mode
has the advantage of allowing the driver
to continue his or her trip, it has all the
disadvantages of the auto-shift to
neutral listed above. It is also uncertain
whether whatever vehicle malfunction
was causing the excessive throttle
19 Letter to a redacted party from John Womack,
Acting Chief Counsel, January 30, 1997.
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condition to which the driver was
initially responding (by requesting shut
down) would also affect the ‘‘limp
home’’ mode. For these reasons, we
have tentatively decided not to allow
this mode of operation, but we ask for
comment on whether any manufacturer
is currently using such a ‘‘limp home’’
mode when propulsion shut down is
requested in a moving vehicle and what
are the possible advantages and
disadvantages of such an operating
mode.
Finally, we note that SAE J2948
specifies stop conditions at S4.3.2.1., ’’
Stop Conditions Met.’’ Among other
matters, S4.3.2.1 states that the vehicle
shall also exit the run mode after
multiple actuations (defined at S3.7.3 as
two or three actuations in a row) of the
keyless ignition control system. We do
not believe that NHTSA needs to
include this requirement in our
proposal since we believe that
standardizing propulsion control shut
down to a 500 msec hold obviates the
likelihood that the driver will attempt to
shut down the propulsion system using
multiple short presses. We believe this
has happened in current vehicles
because the ‘‘everyday’’ shut down
procedure is a momentary press of the
control and the driver uses that
momentary press in the moving
condition also. When it does not work,
s/he tries it again. S/he is not
intentionally pressing multiple times
because s/he knows the shut down
procedure is different while the vehicle
is moving, s/he’s just repeating what s/
he thought should work.20 If today’s
proposal were made final, the driver
will experience no need for multiple
control actuations; the propulsion
system will have deactivated within the
time period that the driver expects from
normal use.
C. Audible Warning When Key Is in the
Starting System and Driver Opens the
Door
At present, S5.1.3 of FMVSS No. 114
specifies that an audible warning must
be activated when the key is in the
ignition system and the door closest to
the driver’s designated seating position
is opened. There are three exceptions to
this requirement: (a) After the key has
been inserted into the starting system,
and before the driver takes further
action; (b) if the key is in the starting
system in a manner or position that
allows the engine or motor to be started
or to continue operating; or (c) for
mechanical keys and starting systems,
after the key has been withdrawn to a
20 See
PO 00000
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77191
position from which it may not be
turned.
In this NPRM, we propose to limit the
exclusion at S5.1.3(b) to vehicles with
mechanical keys and starting systems.
The original logic of S5.1.3(b) (i.e.,
applying to motor vehicles with all
types of keys and starting systems) was
that if the engine were running, then the
driver must have intentionally left the
key behind. However, with keyless
ignition systems, it is not obvious to the
driver that s/he has left the ‘‘key’’ (the
electronic code) behind and also it may
not be obvious that the engine or other
propulsion system is running.
Therefore, if this NPRM were made
final, on vehicles with electronic
keyless ignition systems, when the
‘‘key’’ is left in the starting system in a
manner or position that allows the
engine, motor or other propulsion
system to be started or to continue
operating, the audible warning currently
excluded by S5.1.3(b) must be activated
when .the driver’s door is opened.
S5.1.3 does not specify the volume or
duration of this audible warning. Many
manufacturers currently choose to
sound this alarm regardless of whether
they use a physical or electronic key in
the vehicle.
D. Audible Warning To Prevent
Rollaway
In this NPRM at S5.4.2 Warnings to
driver exiting a vehicle with the gear
selection control not in ‘‘park’’ for
vehicles equipped with a ‘‘park’’
position, we propose two new audible
alerts of no less than 85 dBa between
500–3000 Hz. The first, S5.4.2.2, must
sound if propulsion shut down is
requested, the gear selection control is
not in ‘‘park,’’ and the vehicle is moving
at less than 15 km/h (9.3 miles per
hour). We propose that the alert must
continue until the gear selection control
is placed in ‘‘park.’’ The gear selection
control must be able to be moved to the
‘‘park’’ position without having to
restart the propulsion system.
We are proposing a loud audible
warning as opposed to allowing the
manufacturer a choice between an
audible or visual warning (as allowed by
the SAE RP) for two reasons. First,
FMVSS No. 114 currently requires an
audible warning as discussed above, so
drivers are accustomed to this type of
warning. Secondly, we believe that a
visual alert, such as a written or
pictographic message to the driver in
the message center of the dashboard
(currently used in some vehicles), is too
easily ignored by the driver. The alert
must be loud to guarantee a driver’s
response to this very dangerous
situation. The sound level proposed, 85
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dBA between 500–3000 Hz, comes from
the threshold- warning alert required in
FMVSS No. 403, Platform lift systems
for motor vehicles. We seek comment on
whether the test method proposed today
in S6.3.1 is the best method to measure
the sound level and whether the sound
level is too loud or not loud enough (for
this requirement and all other sound
levels proposed in this NPRM).
The test procedure proposed at S6.3.1
uses the height of a seated 50th
percentile male dummy to establish the
height at which sound levels are
measured. The proposal is that the
sound be measured 740 mm above the
driver’s seat. This height was derived
from the fact that the seated height of
the 50th percentile male dummy (to the
top of the head) is 909mm and the
shoulder height is 565mm above the
seat. The midpoint of the difference
between those two distances is
740mm.21
An alternative to this loud warning
sound could be an audible voice
command telling the driver exactly what
is wrong (for example, ‘‘Danger. Not in
‘park’.’’) and how to remedy the
situation (‘‘Move gear selection control
to ‘park’’’). This solution may be more
helpful to the driver, but we do not
know if most vehicles currently have
the capability for voice commands or if
such capability could be added at very
low cost. We know that such artificial
human voice alerts have been used in
some vehicles in the past to alert drivers
and passengers to potentially harmful
conditions, e.g. ‘‘door ajar’’ or ‘‘turn off
headlights.’’ We have the following
questions regarding this alternative form
of alert:
• Is a voice command preferable to an
unspecified loud audible warning?
• How loud should such a voice alert
be?
• Should a voice alert be required to
be in English?
• Should it be required to be able to
be programmed to the driver’s choice of
language?
• Should NHTSA specify the exact
words to be used and if so what should
those words be?
• Are most vehicle manufacturers
capable of providing such a voice alert
and at what cost?
We propose to use the phrase ‘‘the
vehicle is moving at less than 15 km/h’’
in lieu of ‘‘the vehicle is stationary.’’ We
believe that most currently available
wheel speed sensors are not capable of
determining speeds of 0. The 15 km/h
figure is also that referenced in the final
21 909—[(909—565)/2] = 737mm, rounded up is
740mm.
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rule establishing the electronic stability
control system.22
The second alert, at S5.4.2.3, must
sound outside the vehicle if the driver
does not respond to the internal alarm
and continues to exit the vehicle
without placing the transmission in
‘‘park.’’ We propose to determine that
the driver has left the vehicle by
requiring the vehicle to sense the
absence of the KCCD. The proposed
regulatory text is:
When tested in accordance with S6.3.2, an
audible alert of no less than 85dBA between
500–3000 Hz, measured outside the vehicle,
must sound when the door located closest to
the driver’s designated seating position is
opened while the gear selection control is not
in ‘‘park’’, the vehicle is moving at less than
15 km/h (9.3 mph), and the key code carrying
device is not present in the vehicle. This alert
must sound for 1 minute or until the gear
selection control is moved to ‘‘park,’’
whichever occurs first. This alert is not
required to sound if the transmission
becomes locked in ‘‘park’’ as a direct result
of key removal upon door opening, or upon
removal of the key code carrying device from
the vehicle.
We seek comment on the ways in
which vehicles manufactured today
sense the absence of the key code
carrying device. If the system does not
already incorporate such a sensor, what
would be the cost to add it? We realize
that sensing the presence or absence of
the KCCD is not an ideal substitute for
sensing the presence or absence of the
driver, for a number of reasons,
primarily that the driver may not take
the KCCD with him or her, in which
case the warning will not sound and the
vehicle will be left in an unsafe
condition—vulnerable to rollaway and
theft. (Sensing the absence of the KCCD
is the approach used in SAE J2948.) The
driver may be especially likely to leave
the KCCD in the vehicle when the
vehicle is in his or her own garage or
driveway. As explained in the next
section, we also seek comment on
whether a one-second audible warning
to the driver leaving a vehicle with the
propulsion system operating sufficiently
reduces this risk.
One way of sensing the driver’s
presence is to do it directly, such as is
done for the right front passenger for the
purpose of determining whether or not
to deploy an air bag in a crash.
However, we do not believe that most,
if any, manufacturers currently have
such sensors in the driver’s position. We
estimate that adding some sort of sensor
to indicate the driver has left the vehicle
would cost between $4 per vehicle for
a seat belt sensor, and $12 per vehicle
for a weight sensor in the driver’s seat.
22 See
PO 00000
66 FR 17236, at 17264, April 6, 2007.
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We request comment on how such
sensors might be used to indicate the
presence or absence of the driver, the
accuracy of our cost estimate, and
whether this cost is commensurate with
the safety risk we are attempting to
reduce.
The sound level required, again 85
dBA between 500–3000 Hz, is measured
at 1580mm 23 above the ground, one
meter from the vehicle (S6.3.3). We also
propose that the alarm discontinue after
one minute (or until the gear selection
control has been moved to ‘‘park’’), as
after that time, we believe the alarm has
been ignored by the driver and will be
ignored by any bystanders. We seek
comment on the duration of the alarm,
on whether the alarm should be
continuous, and on the test method
proposed at S6.3.2. We also seek
comment on whether such an alarm
requirement can be readily confused
with the antitheft alarm system that is
already standard on many passenger
motor vehicles.
E. Audible Warning To Reduce Chances
of Drivers’ Leaving a Vehicle With the
Propulsion System Active
In S5.5 Warning to driver exiting a
vehicle with the propulsion system
operating, we propose to require an
audible alert to sound outside the
vehicle if the propulsion system is
running, or is capable of starting
without reintroduction of the electronic
key code into the starting system, the
door closest to the driver’s designated
seating position is opened, and the
KCCD is not in the vehicle.
This is a proposed countermeasure for
those cases in which a driver is unaware
that s/he has inadvertently left the
vehicle running. We are proposing an
alert time of one second because a
person walking at an average pace of
three miles per hour will cover three
feet in less than one second. After that
time and distance, we assume that the
driver has left the vehicle running
intentionally, either because someone
else is in the vehicle, to facilitate
vehicle repair, or for some other reason.
The alert would sound for one second
(rather than one minute, as the alert for
leaving the vehicle not in ‘‘park’’ would
sound), because leaving the vehicle with
the propulsion system on is more
commonly intentional on the part of the
driver, and less immediately risky to
bystanders. If it sounds for longer than
a second, the alert would also tend to
23 As with the previous discussion this height is
based on the height of the 50th percentile male
dummy. The height to the top of the standing
dummy’s head is 1750mm. Subtracting the same
172mm as above leaves 1578mm which we round
up to 1580mm.
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annoy bystanders and serve no purpose.
However, we seek comment on whether
one second is long enough for an alert
that the driver has left the vehicle with
the propulsion system active.
We recognize that there is a
competition between our desire to alert
the driver to the fact that s/he has
inadvertently left the vehicle with the
propulsion system active and the
potential to create a nuisance alert when
the driver has left the vehicle running
intentionally. Most of these potential
nuisance situations will be alleviated if
the driver takes the KCCD with him or
her. We also recognize that there are
occasions when a driver may leave the
vehicle running while a passenger
remains in the vehicle. The required
alert then becomes a nuisance to the
passenger, but this is very brief—one
second. We seek comment on whether
this warning would be necessary if the
manufacturer could determine that
seating positions other than the driver’s
are occupied. We know that most
vehicles are capable of determining if
the right front passenger position is
occupied for purposes of complying
with FMVSS No. 208, Occupant
protection. Would manufacturers value
the ability to reduce passenger
annoyance equal to the cost of adding
software to prevent this alarm if the seat
were occupied, if given the option?
As with the above section on the ‘‘not
in park’’ alerts we seek comment on
whether simulated voice alerts
containing a warning (such as
‘‘Propulsion system active’’) and how to
remedy the situation (e.g. ‘‘Turn off
propulsion system’’) would be an
effective alternative to the proposed
alert and if manufacturers are capable of
installing this type of alert and at what
cost.
We also recognize that this
requirement will not have the intended
result of preventing vehicle theft or
death due to carbon monoxide
poisoning if the driver does not take the
KCCD from the vehicle. A driver may be
especially prone to leave the KCCD in
the vehicle when the vehicle is locked
in the garage at home. This is another
reason that we are seeking comment on
the availability and cost of sensors that
would indicate the presence or absence
of the driver as discussed in the last
section.
As will be explained later, we
considered requiring the engine to shut
down after a specified period of time,
however, there are many situations in
which a driver intends to leave some
electrical system or the engine in the
vehicle running without his or her
presence. An example is leaving a
passenger with heat or air conditioning
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on while the driver runs an errand, or
keeping the engine running to prevent
the inability to restart the engine in a
very cold climate. After reviewing many
possible scenarios and careful
consideration, we decided we could not
propose a time period for shut down
that would cover all possible reasons
consumers would want to leave the
propulsion system running in their
absence from the vehicle.
F. Owner’s Manual Required Language
In order to ensure that drivers who are
so inclined have access to information
on how the propulsion system in their
vehicles operates, normally, and in the
event of an emergency, in this NPRM at
S5.6, we are proposing to require that
manufacturers place in the vehicle’s
owner’s manual, instructions regarding
the operation of the control(s) that stops
and starts the propulsion system. This
proposed language would provide a
warning that power assist to steering
and braking will be lost in the event the
propulsion system is shut down while
the vehicle is in motion. We are also
proposing that there must be an
explanation of how to handle the
vehicle safely in the event power assist
to steering and braking is lost.
NHTSA has reviewed the available
owner’s manuals for many
manufacturers. As a practical matter, we
are not aware of any manufacturer
whose manual does not already address
this critical safety situation. The
proposed language at S5.6 will ensure
that this language will continue to be
maintained. Nothing in this proposed
language should dissuade a
manufacturer from adding additional
information, if it believes the
information would help a driver safely
handle the vehicle in the event of an
emergency.
We note that NHTSA’s proposed
language in the owner’s manual, if made
final, would be a ‘‘collection of
information’’ as defined by the Office of
Management and Budget at 5 CFR 1320
Controlling Paperwork Burdens on the
Public. In this NPRM, we seek public
comment on this proposed collection of
information. A full description of this
proposed collection of information is
provided in Section IX Rulemaking
Analyses and Notices.
Since we believe that very few drivers
actually read the owner’s manual, we
request comment on whether this
proposed requirement (and hence the
collection of information) is actually
necessary and if manufacturers will
continue to provide the instructions for
these controls regardless of any
requirement by NHTSA to do so.
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VI. Other Issues Considered by NHTSA
In the following sections, we will
discuss additional measures, other than
those mentioned above that we have
taken under consideration to address
the safety issues raised in this NPRM.
We have considered whether each of
these measures would meet the need for
safety in both keyless ignition systems
and systems using the traditional
physical key. We are not proposing
regulatory text for the following
measures and explain why we are not
doing so. However, we seek comment
on each of them and may adopt
provisions relating to one or more of
them in the final rule, if it can be
demonstrated that they can be
incorporated by manufacturers at little
cost. Further, nothing in this rulemaking
should be construed as prohibitions
against manufacturers from voluntarily
incorporating these systems in the
passenger motor vehicles they
manufacture.
A. Propulsion System Kill Switch in
Plain View of the Driver
NHTSA considered whether to
require a kill switch in plain view of the
driver that would stop the propulsion
system in the event of an emergency.
Preferably, this switch would be an eyecatching color, such as red, and would
be readily accessible on the instrument
panel or other obvious location. Such a
switch would, ideally, be used for all
stops, not just emergency stops, so that
drivers would learn the function and
correct use of the switch. For example
NHTSA requires such a switch for
motorcycles.24 Boats, personal water
craft, and construction equipment and
power tools also have such switches.
NHTSA has not proposed regulatory
text that would require this kill switch
in passenger motor vehicles. Requiring
the separate switch would mean adding
new equipment to the passenger motor
vehicle at issue, thus adding expense to
the vehicle and possibly requiring a
significant amount of lead time to
implement. We cannot at this time
determine whether such a switch would
be easier for drivers to understand and
use in an emergency than a stop control
that meets the requirements we are
proposing today. We seek comment and
data on whether a stand alone stop
control would be safer than the
combined start/stop control in use now,
24 FMVSS No. 123 Motorcycle controls and
displays, at S5.1. states: ‘‘Each motorcycle shall be
equipped with a supplemental engine stop control,
located and operable as specified in Table 1.’’ Table
1 specifies that this control must be located on the
right handlebar.
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if the stop control function complied
with our proposal.
B. Stepping on Brake Before Starting the
Propulsion System
In thinking about the risks associated
with today’s keyless ignition systems,
NHTSA considered whether we should
propose requiring that the driver must
first step on the service brake before the
propulsion system can be started. This
feature is currently available in some
vehicles. It addresses the situation in
which an unattended child left in a
vehicle could play with power windows
or other electrical system features to
which s/he could have access by
actuating a control that works with a
simple touch, even in the absence of the
KCCD. NHTSA has not proposed
regulatory text for this requirement
because we cannot estimate this risk at
this time.
We also note that on September 1,
2010, the requirement in FMVSS No.
114 for a brake transmission shift
interlock (BTSI) took effect. The
requirement was mandated by Congress
and implemented into FMVSS No. 114
by rulemaking.25 The new S5.3 Brake
transmission shift interlock states as
follows:
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Each motor vehicle manufactured on or
after September 1, 2010 with a GVWR of
4,536 kilograms (10,000 pounds) or less with
an automatic transmission that includes a
‘‘park’’ position shall be equipped with a
system that requires the service brake to be
depressed before the transmission can be
shifted out of ‘‘park.’’ This system shall
function in any starting system key position
in which the transmission can be shifted out
of ‘‘park.’’ This section does not apply to
trailers or motorcycles.
This S5.3 requirement is intended to
prevent children from being able to shift
the transmission out of ‘‘park’’ even if
the physical key is in the ignition. We
believe it also will minimize sudden
acceleration by brake/accelerator
misapplication because the driver must
have his foot on the brake before the
vehicle can be shifted out of ‘‘park.’’ It
would then take a conscious decision to
remove the foot from the brake, and
then onto the accelerator, before the
vehicle can be set in motion.
A new requirement that the driver
must step on the service brake before
the propulsion system can be started
would extend the length of time the
driver’s foot must be on the brake (i.e.,
because the foot must be on the brake
before the propulsion system can be
started and then when the driver takes
the vehicle out of ‘‘park.’’) S5.1.4
specifies that the vehicle must be in
25 75
FR 15621, March 30, 2010.
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‘‘park’’ before the key can be removed,
so the stopped vehicle should always
begin in the ‘‘park’’ position. The
vehicle can only move when the vehicle
is taken out of ‘‘park.’’ This is when the
driver must step on the brake, before
s/he makes a conscious decision to
move, forward or in reverse.
C. Specified Actuation Time for the
Propulsion System Start Control
As mentioned above, we considered
whether to propose specifying, for
electronic key systems, the amount of
time that the driver must press on the
‘‘start’’ control in order to start the
vehicle. We were considering a 500
millisecond time period (the same as the
time period we are proposing to shut
down the propulsion system). This
would indicate to the driver that
pushing the control for the same period
of time (500 milliseconds) would
actuate both stopping and starting, i.e.,
that the control works the same way at
all times. However, NHTSA
understands that some manufacturers
have received complaints from their
customers regarding a perceived lengthy
start time (such as 500 milliseconds). To
satisfy such drivers, some vehicle
manufacturers have designed their
vehicles to start at a mere tap on the
‘‘start’’ control, which could be as little
as 60 milliseconds.
After carefully considering this issue
and the safety issue that would be
addressed by such a requirement,
NHTSA has decided not to propose
regulatory text to specify the length of
time the ‘‘start’’ control must be
depressed to start the vehicle. We are
not aware of any safety issues resulting
from a ‘‘start’’ control that has to be
pushed for either a too short (e.g., less
than 60 millisecond) or a too long (e.g.,
more than two second) period of time.
We have also considered the fact that
when the vehicle is started, the
transmission position should
presumably still be in ‘‘park.’’
Therefore, even if a sudden start of the
vehicle propulsion system should startle
the driver, the vehicle should not move.
Due to the brake transmission shift
interlock requirement specified at S5.3,
the driver would then need to depress
the service brake in order to shift the
transmission out of the ‘‘park’’ position
to commence driving. The driver
decides when to commence driving.
D. Automatic Shut-Off of Propulsion
System for a Stationary Vehicle
When examining possible
countermeasures for the situation in
which a driver walks away from a
vehicle with its propulsion system
active, thereby increasing the risk of
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theft or carbon monoxide poisoning,
NHTSA considered a requirement for an
automatic shut-off feature applied to
vehicles fitted with electronic key code
systems. We are aware that some
manufacturers already provide this
feature on their passenger motor
vehicles. Such manufacturers have
determined on their own the
appropriate range of time (15 minutes to
half an hour or longer) after which the
vehicle propulsion system is
automatically shut off. We are also
aware that some systems that allow the
vehicle to be started from a remote
location rather than from inside the
vehicle (‘‘remote start’’) have this
feature as well—if the driver does not
enter the vehicle after a certain amount
of time after having remotely started the
vehicle, the propulsion system will shut
off.
NHTSA is not proposing regulatory
text to require these automatic shut off
systems. We have been unable to
conclude that there is a specified period
of time after which the propulsion
system should be shut down to
effectively address various scenarios
mentioned in VOQs submitted to the
agency. There are scenarios, such as
leaving pets in the vehicle with the air
conditioning or heating system on while
the driver shops or is at a restaurant,
where an automatic shut off of the
propulsion system would have adverse
results. It is our understanding that
some drivers may stay in their vehicles
for hours, for example, to sleep, with the
air conditioning or heating system on.
For the pet owner or the person staying
in the vehicle for an extended period, it
would be inconvenient if the propulsion
system had to be restarted every 15
minutes or so.
As earlier noted, a consumer
submitted a VOQ reporting a carbon
monoxide build up situation where the
driver parked the vehicle in the garage
without turning off the engine, and
locked the garage, but left the key fob,
or key code carrying device, in the
vehicle. Some propulsion systems that
automatically shut off do so after they
sense that the KCCD has been removed
from the interior of the vehicle. In the
situation reported in the VOQ, the
automatic system would not have shut
off the propulsion system because it
continued to sense the presence of the
KCCD in the vehicle interior.
We believe that the new alert that we
are proposing would refocus the driver’s
attention on the vehicle when s/he is
leaving if s/he has inadvertently left the
propulsion system active. For these
reasons, we tentatively conclude that we
do not need to regulate vehicle
propulsion automatic shut off systems at
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this time, however, we request comment
on this issue.
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E. Preventing Shut-Off of Propulsion
System for a Stationary Vehicle not in
‘‘Park’’
We have reviewed vehicles with
keyless ignition systems in situations
where the driver has forgotten to place
the gear selection control in ‘‘park’’
before shutting down the propulsion
system and leaving the vehicle. As a
countermeasure to rollaway incidents in
such situations, we have considered
whether preventing the propulsion
system from shutting down unless the
gear selection control is in ‘‘park’’
would meet the need for safety. Some
manufacturers already provide this
feature on their passenger motor
vehicles. We considered requiring this
feature, but have tentatively decided
that the internal and external alerts that
we are proposing are more appropriate
because they alert the driver to the
situation rather than masking it (i.e., not
only may the driver not realize the gear
selection control is not in ‘‘park’’, s/he
may not realize that the propulsion
system has not shut down). This
proposed remedy is simpler and more
direct and reinforces the message that a
driver must put the gear selection
control in ‘‘park’’ before requesting
propulsion system shut down, just as
the inability to remove a traditional key
from the ignition if the gear selection
control was not in ‘‘park’’ does. We also
believe that a strategy of not shutting
down a vehicle that is not in ‘‘park’’
may contribute to an increased risk of
carbon monoxide poisoning if a driver
walks away from a vehicle in this
condition. We seek comment on why
manufacturers who choose to
implement this strategy have done so
and what are the perceived benefits.
What would be the cost to implement
such a strategy? If we were to require
such a strategy, should it be instead of,
or in addition to, the proposed internal
and external alarms?
VII. Additional Questions
NHTSA requests comment on the
following questions:
1. Is there any safety benefit to keyless
ignition (separate from keyless entry)
systems over the traditional physical
key that is used to turn a rotary switch?
Are there cost or weight savings? If there
are no safety benefits to these new
systems over the traditional key, do
their convenience advantages outweigh
the new safety risks we are seeing in
VOQ submissions?
2. What would be the effects—safety
or otherwise—of requiring vehicles to
have an ignition system that uses a
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physical key inserted by the driver, in
other words, doing away with current
ignition systems that are activated by
electronic key codes and touching some
sort of switch?
3. Will vehicles with propulsion stop
systems that meet the new FMVSS No.
114 requirements proposed in this
notice somehow interfere with the
functioning of anti-theft systems
(immobilizers) that are part of vehicle
antitheft systems available today? 26
VIII. Benefits, Costs and Proposed Lead
Time
Benefits
We believe that the benefits of the
new requirements proposed today,
while not yet quantifiable, would be a
reduction in the risk that drivers will
misuse these new keyless ignition
systems and therefore a reduction in:
• Crashes, injuries and deaths
resulting from a driver’s inability to shut
down a moving vehicle,
• Rollaway incidents and their
accompanying crashes, injuries, and
deaths, and
• Incidents of carbon monoxide
poisoning due to drivers inadvertently
leaving a vehicle running or with its
propulsion system active in an enclosed
space, such as a garage underneath or
adjoining a home.
Although the current information
indicates a clear safety problem, it is
difficult to quantify the benefits.
However, we believe the potential risks
justify the costs of this rule. Given that
we believe the total costs of this
proposal would be relatively small,
certainly less than $500,000 a year, for
the entire industry, preventing even one
serious injury over three years would
make the proposed rule cost-beneficial.
We believe that taking precautionary
steps now, before these nonstandardized systems become more
widely available, would be beneficial to
vehicle safety. The availability of these
systems increases every model year. For
example, for the 11 manufacturers for
which we have data, production of
models with any type of keyless ignition
(as standard or optional equipment)
increased from 5,000 vehicles in model
year 2002 to over 1.2 million vehicles in
model year 2008. For models equipped
with push button controls as standard or
optional equipment, production
26 We are aware that Canadian Motor Vehicle
Safety Standard No. 114 requires the use of
immobilizers and that many manufacturers equip
some or all of the U.S. market vehicles with
immobilizers that meet the requirements of CMVSS
114 to sell the same vehicles in both the U.S. and
Canada. We do not want to add requirements to
FMVSS No. 114 that would prevent this practice
unnecessarily.
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increased from 5,000 vehicles in model
year 2002 to over 1.1 million vehicles in
model year 2008. We believe a benefit
would accrue from establishing
consistent experience for the users
across all vehicles. This simplifies the
operation of these systems for drivers,
reducing the stress and confusion
relating to fundamental differences in
how one operates a vehicle. This is
especially important in vehicles that
provide less obvious cues as to the state
of the engine and the starting system.
We believe the countermeasures we
have proposed can reasonably be
expected to have their intended effect
based on similar requirements already
in place in FMVSS No. 114 and other
standards and in common automotive
practice. For example, the warning to
drivers to take their key with them
when they leave the vehicle (currently
in FMVSS No. 114) and the threshold
warning device for platform lifts
(currently in FMVSS No. 403) are
effective alerts. We see no reason why
the new alerts proposed here should be
less effective. The common automotive
practice of the rotating ignition switch
combined with a physical key has
standardized engine shut down
procedure before the advent of the new
electronic convenience controls. We
believe standardizing the operation of
these new controls, combined with the
new alerts, will have the same effect.
We believe these new requirements are
especially worthwhile considering what
we believe to be minimal costs to
implement them. We seek comments on
this understanding of the benefit of the
proposed changes to FMVSS No. 114.
Costs
The countermeasure for driver
confusion over how to shut down a
moving vehicle is to require that the
switch that turns off the propulsion
system work consistently, whether the
vehicle is moving or not. In the vehicles
that are in production today and are
fitted with keyless ignition systems, the
great majority have push-button type
switches. Some require a momentary
tap, some require longer hold times, and
some use different times to affect
different functions. From our knowledge
of the operation of current designs, we
believe that our proposed 500
millisecond hold time is well within the
functional range of the switches
currently in use. The only change
necessary, in most cases, would be in
the lines of software coding for the
system operated by button. Thus, we
believe there would be little incremental
cost for changing the behavior of the
keyless ignition control. There would be
costs associated with testing the new
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software for correct operation. Those
costs would be minimized by the lead
time we are proposing below. This lead
time would allow changes to be made
between and not during model years.
We are proposing to require one new
internal driver alert and two new
external driver alerts. Some models
already use some version of these alerts
and other alerts are already required by
FMVSS No. 114. In most cases,
manufacturers need only reconfigure
existing sound generating systems to
engage under the right circumstances.
For this reason, we believe the warning
cues proposed here have very little cost
associated with their implementation.
Because the incremental cost for
equipping every vehicle in the fleet
would be very small, it follows that
regardless of the number of vehicles
needing a countermeasure, the cost to
equip the entire fleet would be similarly
small.
We seek comment on our tentative
conclusions regarding the costs to
manufacturers to implement the
changes proposed today.
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Proposed Lead Time
If the proposed changes in this NPRM
are made final, NHTSA proposes a lead
time of two years from the next
September 1 after a final rule is
published in the Federal Register. This
means, for example, if a final rule were
published on September 2, 2012, the
final rule would take effect on
September 1, 2015. We believe that this
lead time gives vehicle manufacturers
ample time to implement the new
requirements at minimal cost, especially
given that we believe the required
changes would be minimal.
Manufacturers are already making
changes to accommodate the SAE RP.
The changes we are proposing today
would be minimal changes from that
RP. Comments are requested on this
proposed lead time.
We are not proposing a phased-in lead
time because we believe that the
changes we propose today are relatively
minor and can be implemented in a
two-year period. We tentatively
conclude that a phased-in lead time
would be an unnecessary complication
that would increase cost to the
manufacturers and to the agency due to
the need to keep track of which vehicle
lines are subject to compliance in a
given model year. The percentage of
vehicles now using keyless ignition and
the number of model lines is so small
that we believe the proposed changes
can be made in the proposed two year
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lead time without phase in.27 We seek
comment on our tentative conclusion
that a phased-in lead time is not
necessary.
IX. Rulemaking Analyses and Notices
Executive Orders 12866 and DOT
Regulatory Policies and Procedures
The agency has considered the
impacts of this rulemaking action under
Executive Orders 12866 and 13563 and
the Department of Transportation’s
regulatory policies and procedures (44
FR 11034; February 26, 1979). This
proposal has been deemed ‘‘nonsignificant’’ by the Office of
Management and Budget. This NPRM
includes the following proposed
changes to FMVSS No. 114: Establishing
a standardized time for pushing a
control to stop the vehicle propulsion
system and several new warnings to the
driver; requesting propulsion system
shut down without first moving the gear
selection control to the ‘‘park’’ position
(for vehicles with a ‘‘park’’ position),
exiting a vehicle with the gear selection
control not in ‘‘park’’ (for vehicles with
a ‘‘park’’ position), and exiting a vehicle
with the propulsion system operating.
None of these proposed changes
would require the addition of new
systems or equipment on existing
vehicles. The first proposed change,
standardizing the time to push a control
to stop the vehicle propulsion system,
could be accomplished by reconfiguring
lines of software coding for the system
operated by the control. The costs
involved in reconfiguring the software
are minimal. For the proposed driver
alerts (one new internal driver alert and
two new external alerts), in most cases,
manufacturers need only reconfigure
existing sound generating systems to
engage under the right circumstances.
For these reasons, we have tentatively
concluded that the warning cues
proposed in this NPRM have little cost
associated with their implementation.
Regulatory Flexibility Act
Pursuant to the Regulatory Flexibility
Act (5 U.S.C. 601 et seq., as amended by
the Small Business Regulatory
Enforcement Fairness Act (SBREFA) of
1996), whenever an agency is required
to publish a notice of rulemaking for
any proposed or final rule, it must
prepare and make available for public
27 The most recent information we have for a full
year of production and sales indicates that the 2008
model year production of vehicles with keyless
ignition standard or optional was 1,212,355
vehicles while the 2008 calendar year sales of all
vehicles was 13,194,741 vehicles. Therefore, we
believe the current sales level of keyless ignition
vehicles is less than ten percent of the total U.S.
sales.
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comment a regulatory flexibility
analysis that describes the effect of the
rule on small entities (i.e., small
businesses, small organizations, and
small governmental jurisdictions). The
Small Business Administration’s
regulations at 13 CFR part 121 define a
small business, in part, as a business
entity ‘‘which operates primarily within
the United States.’’ (13 CFR 121.105(a)).
No regulatory flexibility analysis is
required if the head of an agency
certifies that the rule would not have a
significant economic impact on a
substantial number of small entities.
The SBREFA amended the Regulatory
Flexibility Act to require Federal
agencies to provide a statement of the
factual basis for certifying that a rule
will not have a significant economic
impact on a substantial number of small
entities.
NHTSA has considered the effects of
this rulemaking action under the
Regulatory Flexibility Act. According to
13 CFR 121.201, the Small Business
Administration’s size standards
regulations used to define small
business concerns, manufacturers of
passenger vehicles would fall under
North American Industry Classification
System (NAICS) No. 336111,
Automobile Manufacturing, which has a
size standard of 1,000 employees or
fewer. Using the size standard of 1,000
employees or fewer, NHTSA estimates
that there are a limited number of small
business manufacturers of passenger
vehicles subject to the proposed
requirements. These small U.S.
businesses, which include Tesla,
manufacture specialty passenger cars
which serve niche markets.
I hereby certify that this proposed rule
would not have a significant economic
impact on a substantial number of small
entities. The basis for this certification
is that as earlier stated, if made final,
none of these proposed changes would
require the addition of new systems or
equipment on existing vehicles, and
would result in minimal costs to all
businesses, small and large. The first
proposed change, standardizing the time
to push a control to stop the vehicle
propulsion system, would incur
minimal costs resulting from
reconfiguring lines of software coding
for the system operated by the control.
All the proposed driver alerts can rely
on the existing systems that are already
required by FMVSS No. 114 or used for
other purposes. In most cases,
manufacturers need only reconfigure
existing sound generating systems to
engage under the right circumstances.
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Executive Order 13132 (Federalism)
NHTSA has examined today’s NPRM
pursuant to Executive Order 13132 (64
FR 43255, August 10, 1999) and
concluded that no additional
consultation with States, local
governments or their representatives is
mandated beyond the rulemaking
process. The agency has concluded that
the rulemaking would not have
sufficient federalism implications to
warrant consultation with State and
local officials or the preparation of a
federalism summary impact statement.
The final rule would not have
‘‘substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.’’
NHTSA rules can preempt in two
ways. First, the National Traffic and
Motor Vehicle Safety Act contains an
express preemption provision:
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When a motor vehicle safety standard is in
effect under this chapter, a State or a political
subdivision of a State may prescribe or
continue in effect a standard applicable to
the same aspect of performance of a motor
vehicle or motor vehicle equipment only if
the standard is identical to the standard
prescribed under this chapter.
49 U.S.C. 30103(b)(1).
It is this statutory command by
Congress that preempts any nonidentical State legislative and
administrative law addressing the same
aspect of performance.
The express preemption provision
described above is subject to a savings
clause under which ‘‘[c]ompliance with
a motor vehicle safety standard
prescribed under this chapter does not
exempt a person from liability at
common law.’’ 49 U.S.C. 30103(e)
Pursuant to this provision, State
common law tort causes of action
against motor vehicle manufacturers
that might otherwise be preempted by
the express preemption provision are
generally preserved. However, the
Supreme Court has recognized the
possibility, in some instances, of
implied preemption of such State
common law tort causes of action by
virtue of NHTSA’s rules, even if not
expressly preempted. This second way
that NHTSA rules can preempt is
dependent upon there being an actual
conflict between an FMVSS and the
higher standard that would effectively
be imposed on motor vehicle
manufacturers if someone obtained a
State common law tort judgment against
the manufacturer, notwithstanding the
manufacturer’s compliance with the
NHTSA standard. Because most NHTSA
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standards established by an FMVSS are
minimum standards, a State common
law tort cause of action that seeks to
impose a higher standard on motor
vehicle manufacturers will generally not
be preempted. However, if and when
such a conflict does exist—for example,
when the standard at issue is both a
minimum and a maximum standard—
the State common law tort cause of
action is impliedly preempted. See
Geier v. American Honda Motor Co.,
529 U.S. 861 (2000).
Pursuant to Executive Order 13132
and 12988, NHTSA has considered
whether this rule could or should
preempt State common law causes of
action. The agency’s ability to announce
its conclusion regarding the preemptive
effect of one of its rules reduces the
likelihood that preemption will be an
issue in any subsequent tort litigation.
To this end, the agency has examined
the nature (e.g., the language and
structure of the regulatory text) and
objectives of today’s rule and finds that
this rule, like many NHTSA rules,
prescribes only a minimum safety
standard. As such, NHTSA does not
intend that this rule preempt state tort
law that would effectively impose a
higher standard on motor vehicle
manufacturers than that established by
today’s rule. Establishment of a higher
standard by means of State tort law
would not conflict with the minimum
standard announced here. Without any
conflict, there could not be any implied
preemption of a State common law tort
cause of action. Nevertheless, we solicit
the comments of the States and other
interested parties on this assessment of
issues relevant to E.O. 13132.
National Environmental Policy Act
NHTSA has analyzed this NPRM for
the purposes of the National
Environmental Policy Act. The agency
has determined that implementation of
this action would not have any
significant impact on the quality of the
human environment.
Paperwork Reduction Act
Before a Federal agency can collect
certain information from the public, it
must receive approval from the Office of
Management and Budget (OMB). Under
the Paperwork Reduction Act of 1995, a
person is not required to respond to a
collection of information by a Federal
agency unless the collection displays a
valid OMB control number. Before
seeking OMB approval, Federal agencies
must publish a document in the Federal
Register providing a 60-day public
comment period and otherwise consult
with members of the public and affected
agencies concerning each proposed
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collection of information. In this NPRM,
we are proposing a revision to an
existing OMB approved collection, OMB
Clearance No. 2127–0541, Consolidated
Justification of Owner’s Manual
Requirements for Motor Vehicles and
Equipment, for which we are soliciting
public comment.
Title: Consolidated Justification of
Owner’s Manual Requirements for
Motor Vehicles and Equipment.
OMB Control Number and Expiration
Date: OMB Control No. 2127–0541,
approved through May 31, 2012.
Type of Request: Revision of a
currently approved collection.
Abstract: In this NPRM, at S5.6
Owner’s manual required language, we
are proposing that manufacturers must
place in the vehicle owner’s manual,
instructions regarding the operation of
the control(s) that stops and starts the
propulsion system. This language
(which the manufacturers would
provide) must contain a warning that
power assist to steering and braking will
be lost in the event the propulsion
system is shut down while the vehicle
is in motion. There must also be an
explanation of how to handle the
vehicle safely in the event power assist
to steering and braking is lost.
If this proposed S5.6 language (in
FMVSS No. 114) is made final, we will
submit a request for OMB clearance of
the proposed collection of information
in time to obtain clearance prior to the
effective date of the final rule.
Description of the likely
respondents—Manufacturers of
passenger cars, multipurpose passenger
vehicles, trucks, and multipurpose
passenger vehicles with a GVWR of
4,536 kg or less. NHTSA estimates that
there are a total of 21 such
manufacturers.
Estimated total annual reporting and
recordkeeping burden of the proposed
collection of information—The total
estimated annual burden (counting all
respondents) is estimated at 21 hours.
This breaks down to an estimated one
hour per manufacturer to write the
information to be provided in the
owner’s manual. 21 times one hour each
results in 21 estimated burden hours for
report preparation. Because the
information to be provided is of a very
general nature, NHTSA does not believe
that manufacturers must provide
separate explanations for each vehicle
line or model they produce regarding
how to handle a vehicle in the event of
an emergency.
There are no proposed recordkeeping
requirements associated with this
collection of information.
Estimated total annual costs of the
proposed collection of information—
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NHTSA believes all manufacturers
already have the engineering staff on
hand needed to write the description,
which they will accomplish in the
regular performance of their duties. The
additional few pages in an owner’s
manual (or, especially, information on a
CD ROM) will result in minimal
additional costs. NHTSA notes that it is
not aware of any manufacturer that is
not already providing this information
in the vehicle owner’s manuals.
Therefore, NHTSA believes the cost of
complying would be $0.
Comments are invited on: (i) Whether
the proposed collection of information
is necessary for the proper performance
of the functions of the agency, including
whether the information will have
practical utility; (ii) The accuracy of the
agency’s estimate of the burden of the
proposed collection of information,
including the validity of the
methodology and assumptions; (iii)
How to enhance the quality, utility, and
clarity of the information to be
collected; and (iv) How to minimize the
burden of the collection of information
on those who are to respond, including
the use of appropriate automated,
electronic, mechanical, or other
technological collection techniques or
other forms of information technology,
e.g., permitting electronic submission of
responses.
Please provide comments on this
proposed collection of information by
the comment due date cited in the DATES
section of this NPRM, and please
reference the docket number cited in the
heading of this notice in your
comments. Any of the means of
comment described in the ADDRESSES
section of this NPRM may be used.
National Technology Transfer and
Advancement Act
Under the National Technology
Transfer and Advancement Act of 1995
(NTTAA) (Pub. L. 104–113), ‘‘all Federal
agencies and departments shall use
technical standards that are developed
or adopted by voluntary consensus
standards bodies, using such technical
standards as a means to carry out policy
objectives or activities determined by
the agencies and departments.’’ For
today’s NPRM, NHTSA has relied on an
SAE Recommended Practice, J2948
Keyless Ignition Control Design (January
2011) for guidance.
Executive Order 12988
With respect to the review of the
promulgation of a new regulation,
section 3(b) of Executive Order 12988,
‘‘Civil Justice Reform’’ (61 FR 4729,
February 7, 1996) requires that
Executive agencies make every
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reasonable effort to ensure that the
regulation: (1) Clearly specifies the
preemptive effect; (2) clearly specifies
the effect on existing Federal law or
regulation; (3) provides a clear legal
standard for affected conduct, while
promoting simplification and burden
reduction; (4) clearly specifies the
retroactive effect, if any; (5) adequately
defines key terms; and (6) addresses
other important issues affecting clarity
and general draftsmanship under any
guidelines issued by the Attorney
General. This document is consistent
with that requirement.
Pursuant to this Order, NHTSA notes
as follows.
The issue of preemption is discussed
above in connection with E.O. 13132.
NHTSA notes further that there is no
requirement that individuals submit a
petition for reconsideration or pursue
other administrative proceeding before
they may file suit in court.
Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act
of 1995 requires agencies to prepare a
written assessment of the costs, benefits
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local or tribal governments, in the
aggregate, or by the private sector, of
more than $100 million annually
(adjusted for inflation with base year of
1995 this is $141.23 million in 2009
dollars). This NPRM, if made final,
would not result in expenditures by
State, local or tribal governments, in the
aggregate, or by the private sector in
excess of $141.23 million annually.
Executive Order 13045
Executive Order 13045 (62 FR 19885,
April 23, 1997) applies to any rule that:
(1) Is determined to be ‘‘economically
significant’’ as defined under E.O.
12866, and (2) concerns an
environmental, health, or safety risk that
NHTSA has reason to believe may have
a disproportionate effect on children.
This rulemaking is not subject to the
Executive Order because it is not
economically significant as defined in
E.O. 12866. However, since this NPRM,
if made final, would make more explicit
how the stop control on electronic
keyless coded vehicles are to be
actuated, and would provide warnings
to the driver, it should have a beneficial
safety effect on children riding in such
vehicles.
Executive Order 13211
Executive Order 13211 (66 FR 28355,
May 18, 2001) applies to any
rulemaking that: (1) Is determined to be
economically significant as defined
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under E.O. 12866, and is likely to have
a significantly adverse effect on the
supply of, distribution of, or use of
energy; or (2) that is designated by the
Administrator of the Office of
Information and Regulatory Affairs as a
significant energy action. This
rulemaking is not subject to E.O. 13211.
Plain Language
Executive Order 12866 requires each
agency to write all rules in plain
language. Application of the principles
of plain language includes consideration
of the following questions:
• Have we organized the material to
suit the public’s needs?
• Are the requirements in the rule
clearly stated?
• Does the rule contain technical
language or jargon that isn’t clear?
• Would a different format (grouping
and order of sections, use of headings,
paragraphing) make the rule easier to
understand?
• Would more (but shorter) sections
be better?
• Could we improve clarity by adding
tables, lists, or diagrams?
• What else could we do to make the
rule easier to understand?
If you have any responses to these
questions, please include them in your
comments on this proposal.
Regulation Identifier Number (RIN)
The Department of Transportation
assigns a regulation identifier number
(RIN) to each regulatory action listed in
the Unified Agenda of Federal
Regulations. The Regulatory Information
Service Center publishes the Unified
Agenda in April and October of each
year. You may use the RIN contained in
the heading at the beginning of this
document to find this action in the
Unified Agenda.
Privacy Act
Anyone is able to search the
electronic form of all comments
received into any of our dockets by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (Volume
65, Number 70; Pages 19477–78).
X. Public Participation
How do I prepare and submit
comments?
Your comments must be written and
in English. To ensure that your
comments are correctly filed in the
Docket, please include the docket
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Federal Register / Vol. 76, No. 238 / Monday, December 12, 2011 / Proposed Rules
number of this document in your
comments.
Your comments must not be more
than 15 pages long. (49 CFR 553.21). We
established this limit to encourage you
to write your primary comments in a
concise fashion. However, you may
attach necessary additional documents
to your comments. There is no limit on
the length of the attachments.
Comments may also be submitted to
the docket electronically by logging onto
the Federal Docket Management System
Web site at https://www.regulations.gov.
Follow the online instructions for
submitting comments.
Please note that pursuant to the Data
Quality Act, in order for substantive
data to be relied upon and used by the
agency, it must meet the information
quality standards set forth in the OMB
and DOT Data Quality Act guidelines.
Accordingly, we encourage you to
consult the guidelines in preparing your
comments. OMB’s guidelines may be
accessed at https://www.whitehouse.gov/
omb/fedreg/reproducible.html. DOT’s
guidelines may be accessed at https://
www.bts.gov/programs/
statistical_policy_and_research/
data_quality_guidelines/html/
introduction.html.
How can I be sure that my comments
were received?
If you wish Docket Management to
notify you upon its receipt of your
comments, enclose a self-addressed,
stamped postcard in the envelope
containing your comments. Upon
receiving your comments, Docket
Management will return the postcard by
mail.
mstockstill on DSK4VPTVN1PROD with PROPOSALS
How do I submit confidential business
information?
If you wish to submit any information
under a claim of confidentiality, you
should submit three copies of your
complete submission, including the
information you claim to be confidential
business information, to the Chief
Counsel, NHTSA, at the address given
above under FOR FURTHER INFORMATION
CONTACT. In addition, you should
submit a copy, from which you have
deleted the claimed confidential
business information, to the docket at
the address given above under
ADDRESSES. When you send a comment
containing information claimed to be
confidential business information, you
should include a cover letter setting
forth the information specified in our
confidential business information
regulation. (49 CFR part 512.)
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Will the agency consider late
comments?
We will consider all comments
received before the close of business on
the comment closing date indicated
above under DATES. To the extent
possible, we will also consider
comments that the docket receives after
that date. If the docket receives a
comment too late for us to consider in
developing a final rule (assuming that
one is issued), we will consider that
comment as an informal suggestion for
future rulemaking action.
How can I read the comments submitted
by other people?
You may read the comments received
by the docket at the address given above
under ADDRESSES. The hours of the
docket are indicated above in the same
location. You may also see the
comments on the Internet. To read the
comments on the Internet, go to
https://www.regulations.gov. Follow the
online instructions for accessing the
dockets.
Please note that even after the
comment closing date, we will continue
to file relevant information in the docket
as it becomes available. Further, some
people may submit late comments.
Accordingly, we recommend that you
periodically check the Docket for new
material. You can arrange with the
docket to be notified when others file
comments in the docket. See
www.regulations.gov for more
information.
List of Subjects in 49 CFR Part 571
Imports, Motor vehicle safety, Motor
vehicles, and Tires.
In consideration of the foregoing,
NHTSA proposes to amend 49 CFR Part
571 as set forth below.
PART 571—FEDERAL MOTOR
VEHICLE SAFETY STANDARDS
1. The authority citation for Part 571
continues to read as follows:
Authority: 49 U.S.C. 322, 30111, 30115,
30117 and 30166; delegation of authority at
49 CFR 1.50.
2. Section 571.114 is amended by:
a. revising S1.;
b. revising S2.;
c. revising in S4, the definition of
‘‘Key’’;
d. adding, in S4, in alphabetical order,
the definitions of ‘‘Key code carrying
device’’, ‘‘Starting system’’ and ‘‘Stop
control’’;
e. revising in S5, the first sentence;
f. revising in S5.1.3, paragraph (b);
g. adding S5.4;
h. adding S5.4.1;
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77199
i. adding S5.4.1.1, and paragraphs (a)
through (c);
j. adding S5.4.2;
k. adding S5.4.2.1;
l. adding S5.4.2.2;
m. adding S5.4.2.3;
n. adding S5.5;
o. adding S5.6;
p. revising S6.;
q. revising S6.2;
r. adding S6.3
s. adding S6.3.1 paragraphs (a)
through (i);
t. adding S6.3.2 paragraphs (a)
through (i); and
u. adding S6.3.3 paragraphs (a)
through (g).
The revisions and additions read as
follows:
§ 571.114 Standard No. 114; Theft
protection and rollaway prevention.
S1. Scope. This standard specifies
vehicle performance requirements
intended to reduce the incidence of
crashes and injuries resulting from theft,
accidental rollaway of motor vehicles,
inability to deactivate the vehicle
propulsion system and inadvertently
leaving the system activated.
S2. Purpose. The purpose of this
standard is to decrease the likelihood
that a vehicle is stolen, is accidentally
set in motion, cannot be stopped during
a panic situation, or is shut down
without the gear in the ‘‘park’’ position
or without deactivating the vehicle
propulsion system.
*
*
*
*
*
S4. Definitions.
*
*
*
*
*
Key means a physical device or an
electronic code which, when inserted
into the starting system (by physical or
electronic means), enables the vehicle
operator to activate the engine, motor or
other system that provides propulsion to
the motor vehicle.
Key code carrying device means a
physical device which is capable of
electronically transmitting the key code
to the vehicle starting system without
physical connection (other than its
presence in the vehicle) between the
device and the vehicle.
*
*
*
*
*
Starting system means the vehicle
system used in conjunction with the key
to activate the engine, motor or other
system which provides propulsion to
the motor vehicle.
Stop control means the device used
by the driver to deactivate the engine,
motor or other system which provides
propulsion to the motor vehicle.
*
*
*
*
*
S5. Requirements. Each vehicle
subject to this standard must meet the
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requirements of S5.1 through S5.5.
* * *
*
*
*
*
*
S5.1.3 * * *
(b) For mechanical keys and starting
systems, if the key is in the starting
system in a manner or position that
allows the engine or motor to be started
or to continue operating; or
*
*
*
*
*
S5.4 Requirements for vehicles using
electronic codes to access the starting
system without physical connection
between the key and the vehicle.
S5.4.1 Propulsion system
deactivation
S5.4.1.1. For a vehicle equipped with
a propulsion system stop control that is
activated by the driver pressing on the
control—
(a) The vehicle’s propulsion system
must not stop until the control has been
depressed for more than 500
milliseconds.
(b) The propulsion system must shut
off within 1 second after the control is
first pressed.
(c) Restarting the propulsion system
after it has been stopped, but the vehicle
is still moving at more than 15 km/h
(9.3 mph), is permitted only by means
of actuating the control used by the
driver to start the propulsion system.
S5.4.2 Warnings to driver exiting a
vehicle with the gear selection control
not in ‘‘park,’’ for vehicles equipped
with a ‘‘park’’ position.
S5.4.2.1. Motor vehicles whose
transmissions have a ‘‘park’’ position
and whose starting system is accessed
by electronic key codes without any
physical connection between the key
and the vehicle shall meet the
requirements of S5.4.2.2 and S5.4.2.3.
S5.4.2.2 When tested in accordance
with S6.3.1, an audible alert of no less
than 85dBA between 500–3000 Hz must
sound when the driver actuates the stop
control while the gear selection control
is not in ‘‘park’’ and the vehicle is
moving at less than 15 km/h (9.3 mph).
This alert must continue until the gear
selection control is placed in ‘‘park’’.
The gear selection control must be
movable to the ‘‘park’’ position without
the restarting of the propulsion system.
S5.4.2.3. When tested in accordance
with S6.3.2, an audible alert of no less
than 85dBA between 500–3000 Hz,
measured outside the vehicle, must
sound when the door located closest to
the driver’s designated seating position
is opened while the gear selection
control is not in ‘‘park’’, the vehicle is
moving at less than 15 km/h (9.3 mph),
and the key code carrying device is not
present in the vehicle. This alert must
sound for 1 minute or until the gear
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selection control is moved to ‘‘park,’’
whichever occurs first. This alert is not
required to sound if the transmission
becomes locked in ‘‘park’’ as a direct
result of key removal upon door
opening, or upon removal of the key
code carrying device from the vehicle.
S5.5 Warning to driver exiting a
vehicle while propulsion system is
operating. When tested in accordance
with section S6.3.3, an audible alert of
no less than 85dBA between 500–3000
Hz, measured outside the vehicle, must
sound if, the propulsion system is
actuated, or capable of actuating
without reintroduction of the electronic
key code into the starting system, the
door located closest to the driver’s
designated seating position is opened,
and the key code carrying device is not
present in the vehicle. This alert must
sound for no less than 1 second.
S5.6 Owner’s manual required
language. In the vehicle’s owner’s
manual, the manufacturer must place
instructions regarding the operation of
the control(s) that starts and stops the
propulsion system. This language must
contain a warning that power assist to
steering and braking will be lost in the
event the propulsion system is shut
down while the vehicle is in motion.
There must be an explanation of how to
handle the vehicle safely in the event
power assist to steering and braking is
lost.
S6. Compliance test procedure.
*
*
*
*
*
S6.2 Test procedure for vehicles
with transmissions with a ‘‘park’’
position.
*
*
*
*
*
S6.3 Test procedures for vehicles
using electronic key codes with their
starting systems.
S6.3.1(a) Enter the vehicle with the
key code carrying device.
(b) Actuate the propulsion system
start control.
(c) Place the gear selection control in
any position except ‘‘park’’
(d) Activate the propulsion system
stop control.
(e) Verify that an alert sounds.
(f) Measure the sound level of this
alert at 740 mm above the driver’s seat.
(g) Verify that the sound level is no
less than 85dBA between 500–3000Hz.
(h) Move the gear selection control to
the ‘‘park’’ position.
(i) Verify that the alert stops.
S6.3.2 (a) Enter the vehicle with the
key code carrying device and sit in the
driver’s seat.
(b) Actuate the propulsion system
start control.
(c) Place the gear selection control in
any position except ‘‘park’’.
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Fmt 4702
Sfmt 4702
(d) Actuate the propulsion system
stop control.
(e) Open the driver’s door, exit the
vehicle with the key code carrying
device and close the driver’s door.
(f) Verify that an alert can be heard
exterior to the vehicle.
(g) Verify the sound level of the alert
is no less than 85 dBA at 500–3000 Hz
measured 1 meter perpendicular to the
driver’s door and 1580 mm above the
ground.
(h) Without moving the gear selection
control to the ‘‘park’’ position, verify
that the alert continues to sound for 1
minute.
(i) Verify that the alert sounds until
the gear selection control is moved to
the ‘‘park’’ position.
S6.3.3 (a) Enter the vehicle with the
key code carrying device and sit in the
driver’s seat.
(b) Actuate the propulsion system
start control.
(c) Do not actuate the propulsion
system stop control.
(d) Open the driver’s door, exit the
vehicle with the key code carrying
device and close the driver’s door.
(e) Verify that an alert can be heard
exterior to the vehicle.
(f) Verify the sound level of the alert
is no less than 85 dBA at 500–3000 Hz
measured 1 meter perpendicular to the
driver’s door and 1580mm above the
ground.
(g) Verify that the alert continues to
sound for no less than 1 sec.
Issued on: December 1, 2011.
Christopher J. Bonanti,
Associate Administrator for Rulemaking.
[FR Doc. 2011–31441 Filed 12–9–11; 8:45 am]
BILLING CODE 4910–59–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 648
RIN 0648–BB34
Fisheries of the Northeastern United
States; Northeast Multispecies;
Amendment 17
AGENCY: National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice of availability of a fishery
management plan amendment; request
for comments.
SUMMARY: The New England Fishery
Management Council has submitted
Amendment 17 to the Northeast
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Agencies
[Federal Register Volume 76, Number 238 (Monday, December 12, 2011)]
[Proposed Rules]
[Pages 77183-77200]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-31441]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety Administration
49 CFR Part 571
[Docket No. NHTSA-2011-0174]
RIN 2127-AK88
Federal Motor Vehicle Safety Standards; Theft Protection and
Rollaway Prevention
AGENCY: National Highway Traffic Safety Administration (NHTSA),
Department of Transportation (DOT).
ACTION: Notice of proposed rulemaking (NPRM).
-----------------------------------------------------------------------
SUMMARY: In this NPRM, we (NHTSA) address safety issues arising from
increasing variations of keyless ignition controls, and the operation
of those controls. At issue are drivers' inability to stop a moving
vehicle in a panic situation, and drivers who unintentionally leave the
vehicle without the vehicle transmission's being ``locked in park,'' or
with the engine still running, increasing the chances of vehicle
rollaway or carbon monoxide poisoning in an enclosed area.
Therefore in this NPRM, among other matters, we propose to
standardize the operation of controls that are used to stop the vehicle
engine or other propulsion system and that do not involve the use of a
physical key. We are also proposing to require that an audible warning
be given to any driver who: Attempts to shut down the propulsion system
without first moving the gear selection control to the ``park''
position (for vehicles with a ``park'' position); exits a vehicle
without having first moved the gear selection control to ``park'' (for
vehicles with a ``park'' position), or exits a vehicle without first
turning off the propulsion system.
DATES: Comments must be received on or before March 12, 2012.
ADDRESSES: You may submit comments to the docket number identified in
the heading of this document by any of the following methods:
Federal eRulemaking Portal: go to https://www.regulations.gov. Follow the online instructions for submitting
comments.
Mail: Docket Management Facility, M-30, U.S. Department of
Transportation, West Building, Ground Floor, Rm. W12-140, 1200 New
Jersey Avenue SE. Washington, DC 20590.
Hand Delivery or Courier: West Building Ground Floor, Room
W12-140, 1200 New Jersey Avenue SE., between 9 a.m. and 5 p.m. Eastern
Time, Monday through Friday, except Federal holidays.
Fax: (202) 493-2251.
Regardless of how you submit your comments, you should mention the
docket number of this document.
You may call the Docket at (202) 366-9324.
Instructions: For detailed instructions on submitting comments and
additional information on the rulemaking process, see the Public
Participation heading of the Supplementary Information section of this
document. Note that all comments received will be posted without change
to https://www.regulations.gov, including any personal information
provided.
Privacy Act: Please see the Privacy Act heading under Rulemaking
Analyses and Notices.
FOR FURTHER INFORMATION CONTACT: For non-legal issues, Ms. Gayle
Dalrymple, Office of Crash Avoidance Standards (telephone: 202-366-
5559) (fax: (202) 493-2990). Ms. Dalrymple's mailing address is
National Highway Traffic Safety Administration, NVS-112, 1200 New
Jersey Avenue SE., Washington, DC 20590.
For legal issues, Ms. Dorothy Nakama, Office of the Chief Counsel
(telephone: (202) 366-2992) (fax: (202) 366-3820). Ms. Nakama's mailing
address is National Highway Traffic Safety Administration, NCC-112,
1200 New Jersey Avenue SE., Washington, DC 20590.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Executive Summary
II. Background
III. Safety Need for Proposed Changes to FMVSS No. 114
A. Inability To Stop a Moving Vehicle in a Panic Situation
B. Rollaway--Leaving a Vehicle Not in ``Park''
C. Leaving the Vehicle With the Vehicle Propulsion System
Unintentionally Left Active
IV. Society of Automotive Engineers Effort in This Area
V. NHTSA's Proposal
A. New Definitions
B. Standardizing Shutting Down a Moving Vehicle's Propulsion
System
C. Audible Warning When Key Is in the Starting System and the
Driver Opens the Door
D. Audible Warning To Prevent Rollaways
E. Audible Warning To Reduce Chances of Drivers' Leaving a
Vehicle With the Propulsion System Active
F. Owners' Manual Required Language
VI. Other Issues Considered by NHTSA
A. Propulsion System Kill Switch in Plain View of the Driver
B. Stepping on Brake Before Starting the Propulsion System
[[Page 77184]]
C. Specified Actuation Time for the Propulsion System Start
Control
D. Automatic Timed Shut-Off of Propulsion System for a
Stationary Vehicle
E. Preventing Shut-Off of Propulsion System for a Stationary
Vehicle Not in ``Park''
VII. Additional Questions
VIII. Benefits, Costs and Lead Time
IX. Rulemaking Analyses and Notices
X. Public Participation
I. Executive Summary
In this notice, the National Highway Traffic Safety Administration
(NHTSA) addresses safety issues arising from increased availability of
ignition systems that do not use physical keys to start and stop
passenger motor vehicles' engines or other propulsion systems. At issue
are drivers' inability to stop a moving vehicle in a panic situation,
and drivers who unintentionally leave the vehicle without the vehicle
transmission's being locked in ``park,'' or with the engine still
running, increasing the chances of vehicle rollaway or carbon monoxide
poisoning in an enclosed area.
Therefore in this NPRM, among other matters, we propose to
standardize the length of time it is necessary to push a control to
stop the vehicle engine or other propulsion system. We are also
proposing to require that an audible warning be given to any driver
who: (1) Attempts to shut down the propulsion system without first
moving the gear selection control to the ``park'' position (for
vehicles with a ``park'' position); (2) exits a vehicle without having
first moved the gear selection control to ``park'' (for vehicles with a
``park'' position), or (3) exits a vehicle without first turning off
the propulsion system.
This rulemaking action is undertaken in response to our review of
complaints from consumers to our Office of Defects Investigation (ODI)
reporting incidents such as those described above and investigations of
crashes and complaints regarding unintended acceleration.\1\ While we
recognize that this is not the traditional data base upon which our
agency typically bases a rulemaking, we believe that, in this instance,
we are addressing an emerging safety issue with non-standardized new
technology in way that imposes minimal cost on vehicle manufacturers,
especially given that the proposed two-year lead time of the new
requirements, and that many vehicles already have some form of the
features we are proposing today.
---------------------------------------------------------------------------
\1\ We also note the recommendation of the National Aeronautic
and Space Administration's (NASA) Engineering and Safety Center
(NESC) that NHTSA consider regulation of ``controls for managing
safety critical functions'' and that we noted that ``Keyless
ignition systems can exacerbate UA incidents (particularly prolonged
incidents involving a stuck accelerator pedal) if the driver cannot
determine how to shut off the engine quickly.'' ``Technical
Assessment of Toyota Electronic Throttle Control (ETC) Systems,''
National Highway Traffic Safety Administration, February 2011, page
65.
---------------------------------------------------------------------------
Today's proposal would, if finalized:
Clarify that definitions for ``key'' and ``starting
system'' currently in Federal Motor Vehicle Safety Standard (FMVSS) No.
114 apply to all propulsion systems.
Propose a new definition for ``key code carrying device.''
Propose to revise the definition of ``starting system.''
Propose a new definition for ``stop control.''
Delete the door opening alert exclusion currently in FMVSS
No. 114 for a running vehicle (only for vehicles equipped with keyless
ignition).
Add requirements for the operation of a pushed stop
control: The driver must hold the control for a minimum of 500
milliseconds to shut down the propulsion system, whether the vehicle is
moving or stationary, and the propulsion system must shut down within 1
second of the initial push of the stop control.
Add a requirement for an internal alert to the driver when
s/he requests propulsion system shut down without first placing the
gear selection control in ``park.''
Add a requirement for an external alert that the driver
and bystanders can hear when the vehicle is not in ``park'' and the
driver exits the vehicle.
Add a requirement for an external alert that sounds when
the driver leaves a keyless ignition vehicle with the propulsion system
active.
Add new test procedures for the new requirements.
We believe that the benefits of the new requirements proposed
today, while not yet quantifiable on a national level, will reduce the
risk that drivers will misuse these new keyless ignition systems and
therefore also reduce:
Crashes, injuries and deaths resulting from a driver's
inability to shut down a moving vehicle;
Rollaway incidents due to drivers failing to place the
gear shift control in ``park'' before shutting down the propulsion
system, and leaving the vehicle; and
Incidents of carbon monoxide poisoning due to drivers
inadvertently leaving a vehicle running or with its propulsion system
active in an enclosed space, such as a garage adjoining a home.
We believe that taking precautionary action now, before these non-
standardized systems become more widely available, will be beneficial
to highway safety. Production of vehicles with these systems has grown
from about 5,000 vehicles in model year 2002 to over 1,2 million in
model year 2008. We believe we will accrue benefits by establishing a
consistent experience for the users across all vehicles and a
consistent way to turn off the propulsion system whether the vehicle is
moving or not. This not only simplifies training new drivers, but also
training drivers new to keyless ignition vehicles, and reduces the
stress and confusion relating to fundamental differences in how one
operates a vehicle. This is especially important in vehicles that
provide less obvious cues as to the state of the engine and the
starting system. If the measures we propose in this notice prevent just
one serious injury over three years, the rule will be cost beneficial.
We believe the countermeasures we have proposed can reasonably be
expected to have their intended effect based on similar requirements
already in place in FMVSS No. 114 and other standards and in common
automotive practice. For example, the warning to drivers to take their
keys with them when they leave their vehicles (currently in FMVSS No.
114) and the threshold warning device for platform lifts (currently in
FMVSS No. 403) are effective alerts, and we see no reason the new
alerts proposed here should be less effective. The common automotive
practice of the rotating ignition switch, combined with a physical key,
has standardized the engine shut down procedure before the advent of
the new electronic convenience controls. We believe standardizing the
operation of these new controls, combined with the new alerts, will
have the same effect. We believe these new requirements are especially
worthwhile considering what we believe to be minimal costs to implement
them.
Today, in the vehicles with keyless ignition systems, the great
majority use push-button type switches. Some require a momentary tap,
some require longer hold times, and some use different hold times to
affect different functions. The countermeasure for driver confusion
over shutting down a moving vehicle is to require that the switch that
turns off the propulsion system work consistently, whether the vehicle
is moving or not. From our knowledge of the operation of current
designs, we believe that our proposed 500 millisecond hold time is well
within the functional range of the switches currently in use. The only
[[Page 77185]]
change necessary, in most cases, will be in the additional software
coding. Thus, we believe there will be little incremental cost for
changing the behavior of the keyless ignition control. There will be
costs associated with testing the new software for correct operation.
We are proposing to require one new internal driver alert and two
new external driver alerts. Some models already use some version of
these alerts and other alerts are already required by FMVSS No. 114. In
most cases, manufacturers need only reconfigure existing sound
generating systems to engage under the right circumstances. For this
reason, we believe the warning cues proposed here have little cost
associated with their implementation.
Because the incremental cost for equipping every vehicle in the
fleet would be very small, it follows that regardless of the number of
vehicles needing a countermeasure, the cost to equip the entire fleet
of keyless ignition vehicles would be similarly small.
If the proposed changes in this NPRM are made final, NHTSA proposes
a lead time of two years from the next September 1 after a final rule
is published in the Federal Register. We believe that this lead time
gives vehicle manufacturers ample time to implement the new
requirements in the normal course of vehicle model updating at minimal
cost.
II. Background
Under 49 U.S.C. Section 30111(a), NHTSA (by delegation from the
Secretary of Transportation) is directed to prescribe Federal motor
vehicle safety standards (FMVSSs). Section 30111(a) also states that
``Each standard shall be practicable, meet the need for motor vehicle
safety, and be stated in objective terms.'' This subsection was the
statutory basis for the original promulgation of FMVSS No. 114, Theft
protection and rollaway prevention (49 CFR Section 571.114) and is also
the basis for this proposal.
Federal Motor Vehicle Safety Standard No. 114, specifies vehicle
performance requirements intended to reduce the incidence of crashes,
injuries and fatalities resulting from theft and accidental rollaway of
motor vehicles. The purpose of this standard is to decrease the
likelihood that a vehicle is in a crash as a result of theft, or
accidentally set in motion. FMVSS No. 114 applies to all passenger
cars, and to trucks and multipurpose passenger vehicles with a gross
vehicle weight rating (GVWR) of 4,536 kilograms (10,000 pounds) or
less. However, it does not apply to walk-in vans.\2\
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\2\ In addition, FMVSS No. 114 specifies requirements for a
brake transmission shift interlock (BTSI) at S5.3. S5.3 applies to
all motor vehicles (except trailers and motorcycles) with a GVWR of
4,536 kilograms (10,000 pounds) or less.
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To minimize crashes involving stolen vehicles, FMVSS No. 114
specifies at S5.1.1 that each vehicle must have a starting system
which, whenever the key is removed from the starting system prevents:
(a) The normal activation of the vehicle's engine or motor and; (b)
either steering, or forward self-mobility, of the vehicle, or both. To
deter theft, Section 5.1.3 requires an audible alert to the driver if
the driver's door is opened and the key left in the starting system.
This serves as a reminder to the driver to always take the key. It is
further specified at S5.1.4 that if a vehicle is equipped with a
transmission with a ``park'' position, the means for deactivating the
vehicle's engine or motor must not activate any device installed to
prevent steering or forward self-mobility, unless the transmission is
locked in the ``park'' position.
To minimize rollaway in vehicles equipped with transmissions with a
``park'' position, the standard specifies in S5.2.1 that the starting
system must prevent key removal unless the transmission or gear
selection control is locked in ``park'' or becomes locked in ``park''
as a direct result of key removal. The standard further specifies at
S5.2.2 that the vehicle must be designed such that the transmission or
gear selection control cannot move from the ``park'' position, unless
the key is in the starting system.\3\
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\3\ Exceptions (not relevant to this rulemaking) to these
requirements are specified at S5.2.3 Key removal override option and
S5.2.4 Gear selection control override option.
---------------------------------------------------------------------------
FMVSS No. 114 includes a specific definition of ``key'': ``means a
physical device or an electronic code which, when inserted into the
starting system (by physical or electronic means), enables the vehicle
operator to activate the engine or motor.'' For purposes of FMVSS No.
114, ``key'' means both the traditional physical key and codes that are
electronically transmitted by a fob, plastic card, or a similar device.
The electronic code also includes numeric codes entered onto a keypad
inside the vehicle by the driver. The standard also includes a
definition of ``starting system'': ``means the vehicle system used in
conjunction with the key to activate the engine or motor.''
While the new electronic keyless ignitions systems are currently
subject to FMVSS No. 114, NHTSA is aware of emerging safety issues that
we believe should be addressed by new requirements specific to these
systems.
Keyless ignition systems, as they are commonly called, usually
consist of a device carried by the driver, which contains an electronic
code that grants access to the vehicle (allows the doors to unlock) and
the ignition system. The electronic code is transmitted to the
vehicle's starting system without physical contact with the vehicle,
other than its presence in the vehicle, and the driver is granted
access to start the vehicle's propulsion system, usually by pushing a
button or turning a rotary switch. Keyless ignition systems first
became available in luxury models but are now migrating to more popular
vehicles (for example, the 2011 Kia Sedona minivan has keyless entry
and ignition standard on the base model, with a manufacturer's
suggested retail price of $24,595). Implementation of keyless ignition
differs across models. Circular push buttons are most common, but there
are also rocker switches and rotary switches (similar to the familiar
ignition switch that is turned with a key). Among the push button
keyless ignition systems, there are differences in how these systems
turn on and shut off the propulsion system, both while the vehicle is
stationary (normal usage) and while moving (emergency situations).
There are also differences in alerts given to the driver by different
models if the driver does something unsafe while using the system, such
as not putting the transmission in ``park'' before shutting down the
engine, or leaving the vehicle while the propulsion system is still
active.
III. Safety Need for Proposed Changes to FMVSS No. 114
In this section, we describe alleged incidents, and those that we
have investigated, resulting in crashes, injuries and fatalities,
involving vehicles with electronic keyless ignition systems. We also
describe how we believe such incidents may have occurred.
The Office of Defects Investigation (ODI) is the office within
NHTSA responsible for conducting defect investigations and
administering safety recalls in support of NHTSA's mission to improve
safety on our nation's roadways. One important means by which ODI
discovers vehicle safety-related defects is self-reporting by vehicle
owners. By relating the information over a toll-free hotline number (1-
(888) 327-4236, TTY for the hearing impaired: 1-(800) 423-9153) or
filling out an on-line or paper questionnaire, the Vehicle Owner's
[[Page 77186]]
Questionnaire (VOQ), vehicle owners can provide complaint information
that is entered into NHTSA's ODI vehicle owner's complaint database.
This information is used with other complaints and information to
determine if a safety-related defect trend exists.
Traditionally, the data NHTSA uses for rulemakings are from data
bases of police- or NHTSA-investigated crashes: the Fatality Analysis
Reporting System (FARS), the National Automotive Sampling System
Crashworthiness Data System (NASS-CDS) and the National Automotive
Sampling System General Estimates System (NASS-GES). Today's discussion
is based on driver complaints to ODI through the VOQ because in this
case the crashes or incidents of interest either cannot be identified
from data elements available in those data bases (crashes involving a
vehicle speeding out of control, such as with a stuck accelerator
pedal) or they will not be present in those data bases in the first
place because they do not involve a motor vehicle in transport
(rollaways and carbon monoxide poisoning). The relatively new ``Not-In-
Traffic Surveillance'' (NiTS) data base was searched for these
incidents, but no keyless ignition vehicles were found. Keyless
ignition is an item of equipment that is still not widely used on
vehicles, constituting less than 10 percent of vehicles sold, so it is
not surprising that none of these vehicles are in the relatively new
NiTS.
We recognize that there are many caveats to using VOQs as a data
source, among them are:
The crashes are not randomly selected.
VOQs are self-reported and for most there is no follow up
investigation as to what actually happened in the incident.
There is no analysis of the root cause of the crash so we
cannot confirm if the type of ignition switch contributed to crash
causation.
We have no information on other possible contributing
factors in these crashes.
There may be many more incidents that were not reported to
NHTSA because the driver did not know how or where to make the
complaint.\4\
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\4\ NASA ESC also observed this quality regarding the VOQ data,
``The available incident reporting databases are valuable for
identifying potential vehicle symptoms related to UA events.
However, voluntary reporting systems may not allow for accurate
quantitative estimates of incident rates or statistical trends.
``Technical Assessment of Toyota Electronic Throttle Control (ETC)
Systems,'' National Highway Traffic Safety Administration, February
2011, page 61.
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However, an accumulation of VOQs from drivers stating a similar
problem with a particular vehicle system points to emerging safety
issues with new systems, which is what we are trying to document and
correct with this precautionary proposal in a manner that has very
little cost. We request comment on the use of vehicle owners complaints
as a basis of this proposal.
A. Inability To Stop a Moving Vehicle in a Panic Situation
On August 28, 2009, there was a passenger car crash near San Diego,
California that resulted in the deaths of four people. The vehicle at
issue had a keyless electronic starting system, including a start/stop
control (a push button) on the front dashboard. This control would stop
the engine immediately when the vehicle was stationary, but the driver
needed to depress the ``stop'' control for as long as three seconds to
stop the engine when the vehicle was moving. NHTSA's Office of Defects
Investigation inspected this vehicle and crash site on September 3,
2009 and a report was filed on September 30, 2009.\5\ The investigator
noted the following:
---------------------------------------------------------------------------
\5\ Memorandum from Bill Collins (Investigator and Interviewer,
Vehicle Research and Test Center) to Kathleen DeMeter (Director,
Office of Defects Investigation), September 30, 2009, available at
https://www.odi.nhtsa.dot.gov/acms/docservlet/Artemis/Public/Pursuits/2009/DP/INME-DP09001-37211P.pdf.
---------------------------------------------------------------------------
The vehicle was a loaned Lexus ES-350 traveling at a very
high rate of speed that did not stop at the end of Highway 125.
The driver was a 19 year veteran of the California Highway
Patrol.
The cause of the crash was ``very excessive speed.''
The accelerator pedal had apparently been entrapped by the
all-weather floor mat that was not the correct mat for the vehicle.
Among the ``other significant factors'' was:
Push Button Ignition Start with no Emergency Instantaneous Shut
off Device--In the event that this vehicle was producing unwanted
power, there was no ignition key that could be mechanically actuated
to instantaneously disconnect electrical power to the engine. In
place of the key is a software push button that delays engine
shutdown for three seconds once depressed. This instruction is not
indicated on the dashboard.
In July of 2007, another fatal crash occurred in California
involving a 2007 Toyota Camry equipped with keyless ignition
experiencing an unwanted acceleration which hit a Honda Accord, killing
its driver. This crash was investigated by Dynamic Science, Inc., under
contract to NHTSA's Special Crash Investigation Division. The report on
this crash notes,
The driver reported that he attempted to turn off the vehicle by
pushing the power button several times. The vehicle was equipped
with a Smart Key system. In order to turn off the power while moving
at speed requires the driver to press and hold the power button down
for three seconds. The driver was unaware of this feature.\6\ \7\
\6\ ``ODI Unintended Acceleration Investigation/Vehicle to
Vehicle'', Dynamic Science, Inc. Case Number: DS07035, 2007 Toyota
Camry, California, July 2007 available at https://www-nass.nhtsa.dot.gov/BIN/logon.exe/airmislogon by entering case number
DS07035.
\7\ Reviewers of UA complaints during NHTSA's investigation of
Toyota UA incidents also noted the necessity of learning this new
procedure for shutting down the propulsion system with a keyless
ignition system. ``Technical Assessment of Toyota Electronic
Throttle Control (ETC) Systems,'' National Highway Traffic Safety
Administration, February 2011, page 51, section 2.7.7.
---------------------------------------------------------------------------
NHTSA's Office of Defects Investigation has received complaints,
through the submission of Vehicle Owner's Questionnaires (VOQ) \8\
submitted to the agency, of similar situations in which the driver
attempted to shut down the propulsion system in a runaway vehicle with
keyless ignition. Two examples are:
---------------------------------------------------------------------------
\8\ To see the questionnaire form, go to https://www-odi.nhtsa.dot.gov/ivoq/online.cfm.
While driving the car on the Falmouth connector with the toll
booth in sight, I lifted my foot from the accelerator to decelerate
and suddenly the accelerator just took off. I immediately applied
the brake, but the car continued to try to accelerate, I then
applied both feet to the brake as I tried desperately to stop the
car while the front wheels were spinning and burning rubber. I tried
to shut down the ignition with the pushbutton on the gear shifter
and also desperately tried to move the gear shifter from drive but
could not. Neither the ignition button nor the gear shifter would
---------------------------------------------------------------------------
respond.
and
The critical safety concern is noted as follows: * * *, I was
traveling with the cruise control active at 55 miles per hour. Upon
approaching a slower vehicle and checking traffic, I proceeded to
accelerate the vehicle in an attempt to quickly pass the vehicle
driving before me. Upon successful passage of the vehicle, I let off
the accelerator and pressed the brakes several times, but the
vehicle continued to accelerate under full power. Under the
conditions, I tried to quickly disrupt this safety critical issue.
To the best of my recollection I tried to slow the vehicle by
pushing the power button, manipulating the cruise control lever, and
putting the vehicle in neutral. All attempts were unsuccessful.
We can conclude from these VOQs and others like them that:
Drivers will attempt to stop a vehicle in a wide open
throttle event by using the engine stop control.
Drivers expect the engine stop control to function the
same way every time it is used, regardless of the vehicle state,
stationary or moving.
[[Page 77187]]
It is reasonable to link the driver's inability to shut
down the moving vehicle to the difference between the expectation of
how the control would work in this situation and the reality of how it
actually does function.\9\
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\9\ This difference in function was also noted by NASA NESC,
``The keyless (push-button) ignition design can likewise have an
unintended consequence. Here, the concern was that the driver (or
passenger) might inadvertently turn off it the vehicle when it is in
motion. To prevent such an error, the safeguard was added that the
button must be held for three seconds to turn off the vehicle when
the vehicle is in motion. However, this procedure is certainly not
well practiced by drivers. Indeed, many owners are not even aware of
this `hold the button' requirement. In any case, the most common
behavior in an emergency situation is to revert to the well-learned,
oft-practiced, always-successful procedure: push the button briefly
to turn off the vehicle. However, this procedure fails in the off-
nominal situation, no matter how many times the driver executes it
in rapid succession.'' NASA Engineering and Safety Center Technical
Assessment Report, ``Technical Support to the National Highway
Traffic Safety Administration (NHTSA) on the Reported Toyota Motor
Corporation (TMC) Unintended Acceleration (UA) Investigation,'' page
44.
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B. Rollaway--Leaving a Vehicle Not in ``Park''
When shutting down a stationary vehicle (with a transmission with a
``park'' position) to leave it parked, the driver should first move the
gear selection control to ``park'' and then request propulsion system
shut down. Performing these actions in this order will ensure that the
vehicle is in ``park'' before the driver leaves the vehicle. In a
vehicle fitted with a traditional key and starting system, this
involves moving to ``park,'' turning the ignition switch to ``off'' and
removing the key. Due to a requirement in FMVSS No. 114, the driver
will not be able to remove the key if the gear selection control is not
in ``park'' unless it becomes locked in ``park'' as a direct result of
key removal. To prevent rollaway in the keyless ignition vehicle, the
gear selection control should be moved to ``park'' and then propulsion
system shut down should be requested via whatever type of switch is
used in the vehicle, most typically a push button. What we find drivers
are reporting is that they occasionally (often while distracted) push
the switch to shut down the engine without first moving the gear
selection control into ``park.'' \10\ If they then leave the vehicle in
this condition and it is on any kind of incline it can rollaway,
possibly causing injury or fatality to the driver or bystanders or
damage to surrounding property. In ODI's VOQ data base, we found six
complaints of rollaway and another three complaints in which the
drivers realized that the vehicle could have rolled in this condition,
but it did not. Below are two examples of rollaway incidents (quoted
exactly from the VOQ statement):
---------------------------------------------------------------------------
\10\ The vehicle complies with S5.2.1 of FMVSS No.114 because
the key is the electronic code and that code can remain in the
vehicle even if the physical device the driver carries is taken
outside the vehicle.
I bought a used 2006 Audi A6 two months before the accident. I
had been using the ``keyless'' option when starting and stopping the
vehicle. I stopped at a library, pushed the button twice to turn off
the ignition and the vehicle's electrical system. I got out of the
vehicle and noticed that it was rolling forward. I attempted to stop
it; I opened the driver's door and as I was getting in the door
struck a trash can in the parking lot, knocking me down. The
vehicle's rear wheel caught my left heel and drug me across a curb
before stopping on my left foot. Several men in the parking lot
lifted the vehicle off my foot. I was transported to the hospital
and kept for injuries to my left leg. Evidently I failed to put the
vehicle's transmission in ``p'' and had left it in ``d''. Cars that
use a physical key to start and stop the vehicle will not allow a
driver to remove the key unless the vehicle's transmission has been
shifted to ``park.'' A vehicle that does not utilize a physical key,
does not have that built-in safety feature. Five weeks later I am in
physical therapy and am grateful I did not sustain more serious
injuries, or that an innocent bystander was not killed by a
driverless car rolling through a parking lot at a library that is
frequented by children. Now I am adamant about always setting the
emergency brake. My concern is real: as more and more vehicles are
manufactured with ``keyless'' ignition systems that contain no fail-
safe feature to prevent ``inadvertent rolling'' as explained in the
Audi's owner's manual, I believe more injuries and deaths will be
realized. In speaking with the regional representative at Audi, he
explained that Audi publishes a ``book'' explaining the vehicle and
what happened was totally my fault. My Audi has a sensor in the
passenger seat that prevents an expensive airbag from deploying
unnecessarily; how about a sensor in the driver's seat that prevents
---------------------------------------------------------------------------
a vehicle from rolling when there is no driver?
and
The contact owns a 2007 Toyota Avalon. The contact stated that
when the vehicle is shut off, there is no way to determine if the
vehicle is in park due to the keyless entry. She is able to exit the
vehicle with the gear shift indicator in the drive position. This
failure has caused the vehicle to roll away after she exits. The
dealer stated that the failure was dangerous and was unable to
perform the repair because the vehicle was designed in that manner.
The manufacturer also stated that there was nothing they could do
about the design.
C. Leaving the Vehicle With the Vehicle Propulsion System
Unintentionally Left Active
There were four VOQs regarding carbon monoxide incidents with
keyless ignition vehicles in the past 10 years. Reviewing complaints
involving vehicles without a physical key for the propulsion system, we
note that drivers occasionally do not turn off the propulsion systems
on their vehicles after parking them. One possibility for this behavior
is that the driver may not immediately know that the propulsion system
has not been turned off. In the following self-reported cases (quoted
directly from the VOQs), the drivers only found that they did not turn
off the propulsion system because their in-house carbon monoxide
detectors were activated after an extended period of the vehicle
running in an attached garage:
I arrived home after dinner, drove my 2007 Lexus LS460 (equipped
with keyless ignition) into my attached garage, closed the garage
door and, leaving the key fob inside the vehicle, I entered my home
and eventually went to sleep. I was awoken at approx. 2:15 a.m. by a
carbon monoxide alarm located in the foyer inside my home adjacent
to the entrance to the garage. I entered the garage to discover that
the car's engine was still running, the garage filled with noxious
fumes, and the entire vehicle extremely hot to touch, inside and
out. I opened the garage door and was eventually able to shut down
the engine and clear out the fumes. As I see it, the failure here
was two-fold: (1) When I opened my door to exit the car, no alarm or
other sound alerted me that the engine was still running, as is the
case with ignitions requiring keys.\11\ This is particularly
problematic because the car's engine runs in virtual silence; and
(2) even after the car was unwittingly left idling while in park,
the engine did not cut off after some predetermined period of time.
---------------------------------------------------------------------------
\11\ This statement by the vehicle owner is not correct for all
vehicles. As previously discussed, FMVSS No. 114 excludes the
situation of the running vehicle from the requirement to sound the
alert to the driver when the door has opened and the key is in the
ignition. However, some manufacturers do sound the alert when the
engine is running, so this driver's experience may have been with
those vehicles.
The following incident was reported by the owner of another motor
vehicle manufacturer's product which happens to have a hybrid
---------------------------------------------------------------------------
propulsion system:
Our garage is attached to our house with our bedroom above the
garage. With 3 kids, both my wife and I have been distracted leaving
the car in the garage to unload groceries or help the children. When
on electric power we have neglected to turn off the ignition since
the car is silent. Only when the carbon-monoxide detector sounded in
our garage did we realize the engine had started while we were in
the house. We think this could be deadly to other families without
carbon monoxide alarms who may also forget to turn off the engine
when parked in an attached garage while on electric power.
Because the above two owners had carbon monoxide detectors in their
homes, they were alerted of the problem
[[Page 77188]]
in time to be able to shut down their vehicle propulsion systems.
Others, not as fortunate, may have died because of carbon monoxide
poisoning from their vehicles. For example, a September 1, 2010 article
in the South Florida Sun-Sentinel.com, reported that Palm Beach County
detectives were investigating whether a keyless ignition system on a
vehicle that was left running in a garage attached to a house could
have led to the death of a 29 year-old woman from carbon monoxide
poisoning. (A copy of this article taken from www.sun-sentinel.com is
placed in the docket cited in the heading of this notice.)
IV. Society of Automotive Engineers Effort in This Area
In response to the above areas of safety concern and concern
regarding the myriad different ways manufacturers are implementing
keyless ignition features, the Society of Automotive Engineers (SAE)
created the Keyless Ignition Subcommittee as a subcommittee of the
Controls and Displays Committee, which has worked since early 2009 to
develop an SAE Recommended Practice (RP) to standardize the operation
of keyless ignition systems.\12\ The committee consisted of experts in
the study of how humans interact with machines (human factors experts)
and designers of keyless ignition systems from auto manufacturers and
suppliers. A NHTSA staff person attended the subcommittee meetings, but
did not participate in decision making. The resulting RP is based on
the subcommittee members' experience with their company's vehicles and
systems, knowledge of consumers' comments about the operation of the
systems, knowledge of human factors engineering and, in some cases,
knowledge of proprietary studies done during the development of their
products (actual data was not shared with the group). The RP applies to
all passenger cars, multipurpose passenger vehicles (MPVs), and trucks
of 10,000 pounds GVWR and under, with automatic and manual
transmissions (some provisions apply only to vehicles with automatic
transmissions with a ``park'' position). The RP sets control actuation
requirements for starting and stopping stationary and moving vehicles,
and requirements in the form of visual or audible alerts to the driver
to address leaving the vehicle without putting it in ``park'' and
inadvertently leaving the engine running. NHTSA has used portions of
the SAE RP as a foundation for the requirements proposed and explained
in the next section.
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\12\ SAE J2948-201101 ``Keyless Ignition Control Design,''
January 2011.
---------------------------------------------------------------------------
In order to better address specific safety issues and to be more
enforceable, our proposal today differs from the SAE RP on several
points:
The SAE RP has a range of 500msec-2sec for control
actuation to stop a moving vehicle, while we propose a 500 millisecond
control actuation for all stops regardless of whether the vehicle is
moving or stationary.
The SAE RP has requirements for control actuation to start
the propulsion system, while we tentatively conclude that there is, at
this time, no safety benefit upon which this agency can regulate
propulsion system starting.
The ``Not in Park'' alert required by the SAE RP sounds
upon door opening, but has no measureable attributes. The internal
audible alert we are proposing today sounds at 85dBA (500-3000 Hz) the
instant the driver requests engine shut down (in a stationary vehicle)
without the transmission in ``park'' and continues until the gear
selection control is moved to ``park''.
The SAE RP requires an unspecified audible or visual
external alert if the vehicle is not in ``park'' and the key code
carrying device is not in the vehicle, while we are proposing an
external audible alert that sounds at 85dBA, 1 meter from the vehicle,
for 1 minute when the vehicle is stationary, the key code carrying
device leaves the vehicle, and the vehicle is not in ``park''.
The SAE RP requires an unspecified audible alert if the
propulsion system is active and the driver's door is opened, while our
proposal is for an external audible alert at 85dBA, 1 meter from the
vehicle, for 1 second when the vehicle is stationary, the key code
carrying device leaves the vehicle, and the propulsion system is active
(either an internal combustion engine is running, or in the case of a
hybrid vehicle the propulsion system is in a state that the internal
combustion engine could engage when the electric power became depleted
over time).
We seek comment on whether our deviations from the SAE RP are
appropriate for an FMVSS.
NHTSA requested that human factors experts at the John A. Volpe
National Transportation Systems Center review the SAE RP to help us
make our proposal more specific in addressing the safety issues we have
noted in our VOQs. Their report has been placed in the docket for this
notice.\13\
---------------------------------------------------------------------------
\13\ ``Review of SAE RP J2948 JAN2011: Keyless Ignition Control
Design,'' John A. Volpe National Transportation Systems Center,
March 2011.
---------------------------------------------------------------------------
V. NHTSA Proposal
In this section, we will describe how we propose to amend FMVSS No.
114 so that the safety issues described in Section III. Safety Need for
Proposed Changes to FMVSS No. 114 may be mitigated.
Based in part on NHTSA's ODI VOQ data, we are proposing regulatory
text for addressing the following three types of safety related
problems: (1) The driver's inability to shut down a moving vehicle in
an emergency because the driver may be unfamiliar with the fact that
the shut-down process is different in a moving vehicle than in a
stopped vehicle. This situation may lead to a crash. (2) The
possibility that the driver will walk away from a vehicle which is not
locked in ``park'' because the driver is able to shut off the vehicle
propulsion system without first putting the transmission in ``park.''
This results in a greater likelihood that the vehicle will roll away on
its own. (3) The possibility that the driver will walk away from a
vehicle whose propulsion system has been unintentionally left active
(even though the driver may have placed the transmission in ``park.'').
If the vehicle is in an enclosed garage connected to living quarters,
this situation may result in carbon monoxide poisoning of persons in
the dwelling; if outdoors, this increases the possibility of vehicle
theft and a subsequent crash.
As the earlier incidents related from the VOQs have shown, in many
ignition systems that don't use physical keys, the driver may not know
whether s/he has turned off the vehicle propulsion system.
In this NPRM, NHTSA proposes additional requirements for vehicles
using keyless ignition systems because, unlike systems which use the
traditional physical key, the start/stop process on vehicles that use
electronic codes as keys are not standardized across manufacturers. In
particular, if a push-button type control is used, the amount of time
the start/stop control must be pressed differs not only among
manufacturers, but also on the same vehicle, depending on whether the
vehicle is started from a stopped position, stopped while the vehicle
is in motion, or whether the vehicle propulsion system is being turned
off while the vehicle is stopped. Standardization of controls teaches
drivers how the controls will operate and ensures that drivers'
expectations about those operations are met.
The problem presented by the lack of standardization is exacerbated
by the fact that electronic keys lack many of the visual and tactile
cues about the
[[Page 77189]]
status of the vehicle's propulsion system that are available to drivers
when using traditional physical keys. In a system using the physical
key, the driver knows from the angle of the key in the ignition whether
the vehicle is in ``lock,'' ``accessory,'' ``start,'' or ``run.'' Also,
the key will not release from the ignition switch unless the
transmission is in ``park.'' The keyless ignition system provides no
such physical cues to the driver.
The requirement for a visible indication of transmission position
comes from FMVSS No. 102, Transmission shift position sequence, starter
interlock, and transmission braking effect. S3.1.4.1 requires that if
the transmission shift position sequence includes a ``park'' position,
identification of shift positions, including the positions in relation
to each other and the position selected, shall be displayed in view of
the driver whenever: (a) The ignition is in a position where
transmission can be shifted; or (b) the transmission is not in
``park.'' Despite this visual cue that the transmission is not in
``park'', some drivers of vehicles equipped with keyless ignition
systems, especially when distracted or unfamiliar with the operation of
the vehicle they are driving, leave their vehicles without ensuring the
transmission is in the ``park'' position. They do so because they do
not have the tactile cue of being unable to remove the key unless the
transmission or gear selection control is locked in ``park.'' \14\ Such
actions result in a risk that the vehicle will roll away of its own
accord.
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\14\ In keyless ignition vehicles, the ``key'' is the electronic
code transmitted from a device carried by the driver to the
vehicle's starting system. When the vehicle is not in ``park,'' this
key code remains in the vehicle, thus the vehicle conforms to the
requirement at 49 CFR 571.114 S5.2.1.
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We note that the current title of Standard No. 114, ``Theft
protection and rollaway prevention,'' may be made outdated and not
inclusive if the proposals described in this notice were made final.
However, a title that is fully descriptive of all the purposes served
by the standard may be unwieldy. We seek comment on the need to update
the title and ask commenters to suggest a new title if they believe a
change would be necessary or beneficial.
A. New Definitions
As mentioned in the Background section of this NPRM, FMVSS No. 114
already contains definitions for ``key'' and ``starting system'' which
are inclusive of systems that use electronic codes without a physical
key to allow the driver to start the vehicle. However, we are proposing
the addition of one definition specific to keyless ignition systems:
Key code carrying device means a physical device which is
capable of electronically transmitting a key code to the vehicle
starting system without physical connection (other than its presence
in the vehicle) between the device and the vehicle.
This key code carrying device is typically called a ``key fob'' by
consumers. It carries and transmits the electronic code to the vehicle
that gives the driver permission to start the vehicle. The electronic
code carried in the device is the ``key.'' The device is not the
``key.'' This new definition for key code carrying device is based on
that used in the SAE Recommended Practice discussed in Section IV
above.\15\ We propose adding ``without physical connection (other than
its presence in the vehicle) between the device and the vehicle,'' to
SAE's RP language to differentiate these devices from physical keys
which also carry a chip containing an electronic code as part of a
theft deterrent system. These physical keys must be inserted into the
ignition switch of the vehicle and the key is used to turn the switch.
Our proposed definition is intended to specifically exclude any key
which must be physically inserted into any part of the vehicle each
time the driver desires to start the propulsion system. If a key must
be inserted into the vehicle we consider it to be a physical key,
regardless of whether or not it also contains electronic components
which communicate with the vehicle intended to identify this particular
key as belonging to this particular vehicle (i.e., for theft prevention
purposes). Further, our proposed definition of key code carrying device
(KCCD) is not intended to exclude a device which otherwise would be a
KCCD simply because it occasionally must have physical contact with the
vehicle to recharge the battery in the KCCD or because the vehicle
manufacturer provides a place where the driver may insert the KCCD if
s/he chooses for the convenience of providing a place to keep the
device while driving. We note that the primary attraction of these
keyless systems appears to be that the driver need not handle a key to
access and start the vehicle. We seek comment on whether our proposed
definition is specific enough to (a) Exclude devices that we would
consider physical keys--they must be inserted to start the vehicle, and
(b) include devices which may be inserted to charge a battery or for
driver convenience, but do not need to be inserted for normal vehicle
operation. We request comment on how the definition of KCCD could be
improved to clarify these points.
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\15\ SAE J2948-201101.
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At this time, we are not proposing to change our definition of
``key,'' which provides that for keyless ignition systems, the
electronic code, not the physical device carried by the driver, is the
key. We note that NHTSA's definition of the code as the key is long-
standing. It was first articulated in a letter to Mr. Stephen Selander
of General Motors in May of 1992.\16\ Further, in August of 2005 we
published a Notice of Proposed Rulemaking which, among other things,
proposed the current definition of ``key.'' There were no comments
which disagreed with our definition of ``key'' with regard to keyless
ignition systems at that time and we finalized that rulemaking in April
of 2006.\17\ However, we acknowledge that consumers may think of the
key code carrying device as the key and that some manufacturers do
refer to this device as a key in their consumer literature, so there
may be some confusion on the part of consumers as to what is actually
the key. Therefore, we seek comment on whether we should revise our
definition of ``key'' and if so, what that definition should be and how
we should differentiate between the device the driver carries and the
code that actually allows the vehicle to start. Changing the definition
of ``key'' may change the interpretation of what it means for the key
to be removed from (S5.1.1) or inserted into the starting system
(S5.1.3).
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\16\ Letter from Paul Jackson Rice, Chief Counsel to Stephen E.
Selander, General Motors Corp, May 22, 1992.
\17\ 71 FR 17752, April 7, 2006.
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In addition, we are proposing to amend the definition of ``starting
system.'' At present, ``starting system'' is defined as: ``means the
vehicle system used in conjunction with the key to activate the engine
or motor.'' In this NPRM, we propose to amend the end of the ``starting
system'' definition to state: ``* * * activate the engine, motor, or
other system which provides propulsion to the motor vehicle.'' We are
proposing this clarification so that it is explicit that FMVSS No. 114
applies to any propulsion ``starting system'' available in motor
vehicles today, or at some point in the future.
We are proposing to add a second definition, ``stop control means
the device used by the driver to deactivate the engine, motor, or other
system which provides propulsion to the motor
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vehicle.'' In most vehicles available today, this control is a push
button switch, but this definition is not limited to push button
switches.
B. Standardizing Shutting Down a Moving Vehicle's Propulsion System
As we have seen in the quoted VOQs, drivers recognize the need and
desirability of shutting down the engine in a moving vehicle when they
experience an event in which the acceleration of the vehicle does not
seem to be under their control. The VOQs also point out that drivers
are stymied in their efforts to shut down the engine in a moving
vehicle by the fact that when the vehicle is moving the shut down
procedure they are used to in every day operation does not work. To
remedy this safety issue, NHTSA proposes to standardize the length of
time the driver must press on a ``stop'' control in order to stop a
vehicle, whether moving or stationary. At S5.4.2.1(a), we propose that
for vehicles equipped with propulsion system stop controls that are
activated by the driver pressing on the control, the vehicle's
propulsion system must stop only after the control has been depressed
for more than 500 milliseconds. The 500 milliseconds time is based on
SAE Recommended Practice J2948 Keyless Ignition Control Design (January
2011). Five hundred milliseconds is the lowest time specified by the
Recommended Practice for engine shut down in a moving vehicle (the RP
has a range of 500 milliseconds to 2 seconds, NHTSA believes that
standardization is not achieved by allowing a window of operation).
We are proposing to regulate only the operation of controls that
are pushed because we believe that this covers the great majority of
stop controls manufactured today (a circular push button) or
contemplated for the future (pressing or touching a portion of a
display screen). However, we note that other controls, such as rotary
knobs and rocker switches \18\ have been used in keyless ignition
systems in the past. We seek comment on what other controls are used or
contemplated and whether there is a safety need to regulate the
actuation of all types of stop controls (not just those that are
pushed) and how that might be accomplished. NHTSA seeks comment on
whether the language of S5.4 needs to be more specific as to the point
at which the 500 msec time begins and what that more specific language
would be. When offering suggestions, commenters should keep in mind
that there are several different types of switch designs currently
available and that could become available that would be subject to this
standard.
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\18\ We noted that a rocker switch must be pressed and therefore
would be subject to the regulatory text proposed in this notice.
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NHTSA understands manufacturers implemented the practice of
designing keyless ignition systems to shut down differently while the
vehicle is moving than while stationary to help prevent inadvertent
propulsion system shut down, i.e. a situation in which the driver
reaches for a different control, accidentally bumps the engine off
control and as a result experiences an unintended, unexpected engine
shut down, which can create a hazardous situation. However, different
times for different modes of operation (for example, a light tap to
start or stop a parked vehicle and several seconds to turn the
propulsion system off while the vehicle is in motion) result in the
driver experiencing an unexpected result when using his accustomed tap
motion to request engine shut off (in a stationary vehicle). The
drivers' accustomed tap motion does not have the expected effect in a
moving vehicle in a panic situation. As previously discussed, this
safety issue was identified in the VOQs by and NASA NESC in its review
of UA incidents. NHTSA believes that requiring the driver to use the
same action to request engine shut down in all cases should result in
the safety benefit of drivers' ability to shut down a moving vehicle
without the necessity of knowing or remembering a separate motion. We
have chosen to propose the 500 millisecond control actuation time
believing it will be long enough to guard against inadvertent shut
down, while also short enough for drivers to tolerate for everyday
normal stationary shut down. We ask for comment on whether this time is
too long or too short and whether the danger of inadvertent shut down
is that much greater than that of an inability to shut the propulsion
system off in the event of a stuck throttle, engine fire, or other
emergency situation. Please provide data on this risk comparison. We
also believe that the instances of inadvertent shut down can be
mitigated by other means, such as better control or switch location,
which will not inadvertently get in the way of the driver's wrist, arm,
bracelet, or other foreseeable obstruction and ask for comment on this
facet of vehicle design.
In our proposal, the time between when the control actuation starts
the shut down process (500 milliseconds) and the time the engine must
be stopped (1 second) allows for the signals to be sent and acted upon
by the vehicle to bring the engine to a stop. We seek comment on this
length of time and the problem of engine inertia working to keep the
engine running when the vehicle is moving. We propose that the test
procedures for compliance with this standard will be conducted on a
level surface.
We have proposed a requirement that once the propulsion system of a
moving vehicle is shut down, any restart of the system must be
initiated by the driver by actuation of the engine start control. This
is to prevent automatic restart by any vehicle system, such as idle-
stop technology, when the driver has shut down the engine in an
emergency situation.
In developing this NPRM, we considered whether to make all control
actuations the same, 500 millisecond hold for starting and stopping the
engine under any condition, to emphasize to the driver that this
control functions the same under all conditions. However, we understand
that drivers are so anxious to get started as soon as possible that
they would not tolerate a wait time as long as 500 milliseconds to
start the engine. We have seen examples of vehicles in which the
manufacturers have designed their systems such that if the driver
``taps'' the start control (as little as 60 milliseconds) the vehicle
will start. After careful consideration, we have tentatively decided
that requiring all stops to be the same accomplishes the goal of
standardizing the propulsion stop function without inconveniencing
drivers in the start mode and that there is little additional safety
benefit to be gained by regulating the starting of the propulsion
system. However we note that more time spent in the starting up process
would provide more time for systems like a rearview camera system to
boot up and begin functioning before rearward movement begins. We ask
for comment on this tentative decision.
In S5.4.1.2(b), we are not proposing to allow auto-shift to
``neutral'' in lieu of engine shut down because we believe, based on
the VOQ data, that when drivers actuate the engine ``off'' control or
switch, they expect the engine to shut off. An engine which continues
to run could confuse the driver and cause unwanted actions by the
driver. We are aware that some manufacturers currently do shift the
transmission to ``neutral'' when the driver requests engine shut down
while the vehicle is moving. These manufacturers believe that if the
engine is shut down while the vehicle is moving, the driver's ability
to control the vehicle will be hampered by the resulting loss of power
steering and power braking. In the same vein, we are
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not requiring auto-shift to ``neutral'' because, in addition to the
issue of driver expectation, we know requiring this feature would
require all vehicles to be fitted with electronic transmissions and
this would be extremely costly. We note that drivers have dealt with
this loss of control when shutting down conventionally keyed vehicles
for many years. If we were to determine that loss of power control when
shutting down the propulsion system of a moving vehicle is a safety
concern, we believe we would need to address that safety issue for all
vehicles, not just those fitted with keyless ignitions.
We ask for comment on whether the safety problem associated with
loss of power assist to braking and steering is greater than the safety
risk of the driver believing that s/he has requested the engine to shut
down and has instead experienced an unexpected action by the vehicle.
If we were persuaded by comments to the NPRM on this issue that
allowing auto-shift to ``neutral'' is a countermeasure that meets the
need for safety, the regulatory language proposed today would be
altered so that S5.4.1.1(b) would read ``The propulsion system must
shut off, or remove motive power from the drive wheels, within 1 second
after the control has been depressed for more than 500 milliseconds.''
The phrase ``or remove motive power from the drive wheels,'' is not
part of the current proposal. We also note that we have seen examples
where the manufacturer has chosen not to allow the vehicle's propulsion
system to shut down at all while the vehicle is moving. If today's
proposal is made final, these systems would not be allowed. We note
that as early as 1997 we voiced our concern about the fact that such
systems would not meet driver's expectations.\19\