Benefits and Burdens of Requiring Commenters To File Cited Materials in Rulemaking Proceedings as Further Reform To Enhance Record-Based Decisionmaking, 76728-76730 [2011-31545]
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Federal Register / Vol. 76, No. 236 / Thursday, December 8, 2011 / Notices
and antenna bearing it desires to use.
Requests will be honored to the extent
that interference and propagation
conditions permit and that they are
otherwise in accordance with the
provisions of section 47 CFR 73.702(a).
47 CFR 73.702(b) states that two
months before the start of each season,
the licensee or permittee must inform
the Commission in writing as to
whether it plans to operate in
accordance with the Commission’s
authorization or operate in another
manner.
47 CFR 73.702(c) permits entities to
file requests for changes to their original
request for assignment and use of
frequencies if they are able to show
good cause. Because international
broadcasters are assigned frequencies on
a seasonal basis, as opposed to the full
term of their eight-year license
authorization, requests for changes need
to be filed by entities on occasion.
47 CFR 73.702 (note) states that
permittees who during the process of
construction wish to engage in
equipment tests shall by informal
written request, submitted to the
Commission in triplicate not less than
30 days before they desire to begin such
testing, indicate the frequencies they
desire to use for testing and the hours
they desire to use those frequencies.
47 CFR 73.702(e) states within 14
days after the end of each season, each
licensee or permittee must file a report
with the Commission stating whether
the licensee or permittee has operated
the number of frequency hours
authorized by the seasonal schedule to
each of the zones or areas of reception
specified in the schedule.
47 CFR 73.782 requires that licensees
retain logs of international broadcast
stations for two years. If it involves
communications incident to a disaster,
logs should be retained as long as
required by the Commission.
47 CFR 73.759(d) states that the
licensee or permittee must keep records
of the time and results of each auxiliary
transmitter test performed at least
weekly.
47 CFR 73.762(b) requires that
licensees notify the Commission in
writing of any limitation or
discontinuance of operation of not more
than 10 days.
47 CFR 73.762(c) states that the
licensee or permittee must request and
receive specific authority from the
Commission to discontinue operations
for more than 10 days under extenuating
circumstances.
47 CFR 1.1301 cover certifications of
compliance with the National
Environmental Policy Act and how the
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public will be protected from radio
frequency radiation hazards.
Federal Communications Commission.
Marlene H. Dortch,
Secretary, Office of the Secretary, Office of
Managing Director.
[FR Doc. 2011–31527 Filed 12–7–11; 8:45 am]
BILLING CODE 6712–01–P
FEDERAL COMMUNICATIONS
COMMISSION
[GC Docket No. 10–44; DA 11–1950]
Benefits and Burdens of Requiring
Commenters To File Cited Materials in
Rulemaking Proceedings as Further
Reform To Enhance Record-Based
Decisionmaking
Federal Communications
Commission.
ACTION: Notice.
AGENCY:
This document seeks
comment on procedures to improve
transparency and efficiency in
Commission proceedings. In particular,
the Public Notice seeks comment on
whether the Commission should require
commenters to file materials they cite in
pleadings submitted in rulemaking
proceedings, so that those materials are
more easily accessible to all interested
parties.
DATES: Comments may be filed on or
before January 9, 2012, and reply
comments may be filed on or before
January 23, 2012.
ADDRESSES: You may submit comments,
identified by GC Docket No. 10–44, by
any of the following methods:
• Federal Communications
Commission’s Web site: https://
fjallfoss.fcc.gov/ecfs2/. Follow the
instructions for submitting comments.
• Mail: See the SUPPLEMENTARY
INFORMATION section of this document.
• People with Disabilities: Contact the
FCC to request reasonable
accommodations (accessible format
documents, sign language interpreters,
CART, etc.) by email: FCC504@fcc.gov
or phone: (202) 418–0530 or TTY: (202)
418–0432.
For detailed instructions for
submitting comments and additional
information, see the SUPPLEMENTARY
INFORMATION section of this document.
FOR FURTHER INFORMATION CONTACT: For
further information regarding this
proceeding, contact Elizabeth Lyle,
Office of General Counsel, (202) 418–
1720.
SUMMARY:
This is a
summary of a Public Notice released by
the Office of General Counsel on
SUPPLEMENTARY INFORMATION:
PO 00000
Frm 00040
Fmt 4703
Sfmt 4703
November 29, 2011. The full text of this
document is available for public
inspection and copying during regular
business hours in the Commission’s
Reference Information Center, Portals II,
445 12th Street SW., Room CY–A257,
Washington, DC 20554. The complete
text of this document also may be
purchased from the Commission’s copy
contractor, Best Copy and Printing, Inc.,
Portals II, 445 12th Street SW., Room
CY–B402, Washington, DC 20554,
telephone (202) 488–5300, facsimile
(202) 488–5563 or via email
FCC@BCPIWEB.com. The full text may
also be downloaded at https://
www.fcc.gov.
Pursuant to §§ 1.415 and 1.419 of the
Commission’s rules, 47 CFR 1.415,
1.419, interested parties may file
comments and reply comments on or
before the dates indicated on the first
page of this document. Comments may
be filed using the Commission’s
Electronic Comment Filing System
(ECFS). See Electronic Filing of
Documents in Rulemaking Proceedings,
63 FR 24121 (1998).
• Electronic Filers: Comments may be
filed electronically using the Internet by
accessing the ECFS: https://
fjallfoss.fcc.gov/ecfs2/.
• Paper Filers: Parties who choose to
file by paper must file an original and
one copy of each filing. If more than one
docket or rulemaking number appears in
the caption of this proceeding, filers
must submit two additional copies for
each additional docket or rulemaking
number.
Filings can be sent by hand or
messenger delivery, by commercial
overnight courier, or by first-class or
overnight U.S. Postal Service mail. All
filings must be addressed to the
Commission’s Secretary, Office of the
Secretary, Federal Communications
Commission.
• All hand-delivered or messengerdelivered paper filings for the
Commission’s Secretary must be
delivered to FCC Headquarters at 445
12th St. SW., Room TW–A325,
Washington, DC 20554. The filing hours
are 8 a.m. to 7 p.m. All hand deliveries
must be held together with rubber bands
or fasteners. Any envelopes and boxes
must be disposed of before entering the
building.
• Commercial overnight mail (other
than U.S. Postal Service Express Mail
and Priority Mail) must be sent to 9300
East Hampton Drive, Capitol Heights,
MD 20743.
• U.S. Postal Service first-class,
Express, and Priority mail must be
addressed to 445 12th Street SW.,
Washington DC 20554.
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Federal Register / Vol. 76, No. 236 / Thursday, December 8, 2011 / Notices
Documents will be available for
public inspection and copying during
business hours at the FCC Reference
Information Center, Portals II, Room
CY–A257, 445 12th Street SW.,
Washington, DC 20554. The documents
may also be purchased from BCPI,
telephone (202) 488–5300, facsimile
(202) 488–5563, TTY (202) 488–5562,
email fcc@bcpiweb.com. People with
Disabilities: To request materials in
accessible formats for people with
disabilities (braille, large print,
electronic files, audio format), send an
email to fcc504@fcc.gov or call the
Consumer & Governmental Affairs
Bureau at (202) 418–0530 (voice), (202)
418–0432 (tty). The Commission has
designated this proceeding as a ‘‘permitbut-disclose’’ proceeding in accordance
with the Commission’s ex parte rules.
47 CFR 1.1200 et seq.; Amendment of
Certain of the Commission’s Part 1
Rules of Practice and Procedure and
Part 0 Rules of Commission
Organization, Notice of Proposed
Rulemaking, 25 FCC Rcd 2430, 2439–40
(2010). Persons making ex parte
presentations must file a copy of any
written presentation or a memorandum
summarizing any oral presentation
within two business days after the
presentation (unless a different deadline
applicable to the Sunshine period
applies). Persons making oral ex parte
presentations are reminded that
memoranda summarizing the
presentation must (1) list all persons
attending or otherwise participating in
the meeting at which the ex parte
presentation was made, and (2)
summarize all data presented and
arguments made during the
presentation. If the presentation
consisted in whole or in part of the
presentation of data or arguments
already reflected in the presenter’s
written comments, memoranda or other
filings in the proceeding, the presenter
may provide citations to such data or
arguments in his or her prior comments,
memoranda, or other filings (specifying
the relevant page and/or paragraph
numbers where such data or arguments
can be found) in lieu of summarizing
them in the memorandum. Documents
shown or given to Commission staff
during ex parte meetings are deemed to
be written ex parte presentations and
must be filed consistent with § 1.1206(b)
of the Commission’s rules. In
proceedings governed by § 1.49(f) of the
Commission’s rules or for which the
Commission has made available a
method of electronic filing, written ex
parte presentations and memoranda
summarizing oral ex parte
presentations, and all attachments
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Jkt 226001
thereto, must be filed through the
electronic comment filing system
available for that proceeding, and must
be filed in their native format (e.g., .doc,
.xml, .ppt, searchable .pdf). Participants
in this proceeding should familiarize
themselves with the Commission’s ex
parte rules.
Summary of Public Notice
This Public Notice seeks comment on
additional procedures to improve
transparency and efficiency in
Commission proceedings. In particular,
the Public Notice seeks comment on
whether the Commission should require
commenters to file materials they cite in
pleadings submitted in rulemaking
proceedings, so that those materials are
more easily accessible to all interested
parties. The Commission bases its
decisions on record evidence, properly
disclosed, with the least possible
burden on filers, and strives to tailor its
procedures to those ends. Transparency,
robust public participation, and
informed decision-making are key
values that the Commission and its staff
strive to uphold in all proceedings. In
some proceedings, particularly large and
complicated rulemakings, staff may
analyze materials that parties have not
submitted in the record, including
materials such as state statutes,
academic articles, blog posts, and
company financial reports. This
material may or may not contribute to
the Commission’s final decision, and
seeking comment specifically on all the
sources viewed by staff would greatly
enlarge the record and tax the time and
resources of the Commission and
parties, with potentially little benefit.
In an effort to balance these
considerations, staff has submitted
collections of materials into the record
of at least two major proceedings. In the
Preserving the Open Internet
proceeding, staff added the full text of
various sources, including FCC working
papers, transcripts from FCC
workshops, comments submitted in
other Commission rulemaking
proceedings, public financial filings,
academic literature, news articles, blog
posts, corporate and non-profit research
reports, material from industry
participants’ Web sites, and investment
firm conference call transcripts. See
Letter from Carol Simpson, Deputy
Chief, Competition Policy Division,
Wireline Competition Bureau, FCC, to
Marlene S. Dortch, Secretary, FCC, GN
Docket No. 09–191, WC Docket No. 07–
52 (Dec. 13, 2010); Letter from Carol
Simpson, Deputy Chief, Competition
Policy Division, Wireline Competition
Bureau, FCC, to Marlene S. Dortch,
Secretary, FCC, GN Docket No. 09–191,
PO 00000
Frm 00041
Fmt 4703
Sfmt 4703
76729
WC Docket No. 07–52 (Dec. 10, 2010).
In the Connect America Fund
proceeding, staff added citations to
similar materials, including material
from other federal and state government
entities, books, and data already
released by the Commission or the
Universal Service Administrative
Company. See Letter from Jennifer
Prime, Legal Counsel, Wireline
Competition Bureau, FCC, to Marlene
Dortch, Secretary, FCC, WC Docket No.
10–90 et al. (Oct. 19, 2011); Letter from
Jennifer Prime, Legal Counsel, Wireline
Competition Bureau, FCC, to Marlene
Dortch, Secretary, FCC, WC Docket No.
10–90 et al. (Oct. 17, 2011); Letter from
Jennifer Prime, Legal Counsel, Wireline
Competition Bureau, FCC, to Marlene
Dortch, Secretary, FCC, WC Docket No.
10–90 et al. (Oct. 7, 2011). Materials also
included such things as state statutes,
pleadings and decisions from state
administrative proceedings, and data
and reports available on the
Commission’s Web site. In many
instances, filings that the Commission
staff placed in the record had been cited
by commenters in their filings, and the
staff’s submission was intended to make
the materials more accessible. In both
proceedings, however, a small number
of commenters voiced concern that such
submissions, toward the end of the
proceeding, might not serve their
intended purpose of promoting
transparent decision-making and might,
indeed, limit opportunities for
meaningful responsive comment. See,
e.g., Letter from Todd D. Daubert & J.
Isaac Himowitz, Counsel for
SoutherinLINC Wireless and the
Universal Service for America Coalition,
to Chairman Genachowski, WC Docket
No. 10–90 et al., at 3 (Oct. 21, 2011);
Letter from David A. LaFuria, Counsel
to Allied Wireless Communications
Corp. et al., WC Docket No. 10–90 et al.
(Oct. 20, 2011); see also Preserving the
Open Internet, Broadband Industry
Practices, Report and Order, 25 FCC Rcd
17905, 18049–50 (2010) (dissenting
Stmt. of Cmmr. McDowell), recon. and
pets. for review pending.
In light of these developments, the
Public Notice seeks comment on filing
requirements that may improve
transparency and informed decisionmaking in future rulemaking
proceedings. In particular, the Public
Notice seeks comment on requiring
parties to submit full copies of any
materials cited in their pleadings or ex
parte submissions. Such a requirement
may be viable under the Commission’s
current electronic filing processes, when
it would not previously have been
feasible. Further, it could help to ensure
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Federal Register / Vol. 76, No. 236 / Thursday, December 8, 2011 / Notices
that the record timely and
unambiguously includes those materials
that parties to our proceedings believe
to be germane and informative. In the
context of formal complaint
proceedings, the Commission’s rules
already require parties to provide ‘‘all
non-Commission authorities relied upon
which are not routinely available in
national reporting systems, such as
unpublished decisions or slip opinions
of courts or administrative agencies.’’
See 47 CFR 1.721(f).
What would be the benefits and
burdens of such a new procedural
requirement in rulemaking proceedings?
Should any such rule distinguish among
types of documents cited? For example,
should data be treated differently from
other forms of information and should
economic analysis be treated differently
from a law review article, court
decision, or other government
publication? Should ease of access to
the cited information matter? If so, how
should ease of access be determined?
Are there some circumstances in which
materials could not practically be
placed in the record, such as when third
parties do not permit copying (e.g., daily
newsletters), the material is very bulky,
or the material is in the form of a
database? Would parties need to place
an entire document in the record or
would an excerpt suffice? Should the
inclusion of an Internet address (URL)
where the document can be viewed be
deemed sufficient to satisfy the filing
requirement for that document? Might
this proposal diminish the quality of the
comments received by the Commission,
for instance if the additional burden of
providing supporting materials
outweighs their perceived value to the
commenter? Would this proposal
impose an undue paperwork burden on
filers? Should the proposal be adopted
in additional, or different, categories of
proceedings?
Federal Communications Commission.
Julie A. Veach,
Deputy General Counsel, Office of General
Counsel.
[FR Doc. 2011–31545 Filed 12–7–11; 8:45 am]
BILLING CODE 6712–01–P
mstockstill on DSK4VPTVN1PROD with NOTICES
FEDERAL ELECTION COMMISSION
Sunshine Act Meeting
Federal Election Commission.
DATE & TIME: Tuesday, December 13,
2011 at 10 a.m.
PLACE: 999 E Street, NW., Washington,
DC
STATUS: This meeting will be closed to
the public.
AGENCY:
VerDate Mar<15>2010
15:59 Dec 07, 2011
Jkt 226001
Compliance
matters pursuant to 2 U.S.C. 437g.
Audits conducted pursuant to 2
U.S.C. 437g, 438(b), and Title 26, U.S.C.
Matters concerning participation in
civil actions or proceedings or
arbitration.
Internal personnel rules and
procedures or matters affecting a
particular employee.
*
*
*
*
*
PERSON TO CONTACT FOR INFORMATION:
Judith Ingram, Press Officer, Telephone:
(202) 694–1220.
ITEMS TO BE DISCUSSED:
Shelley E. Garr,
Deputy Secretary of the Commission.
[FR Doc. 2011–31649 Filed 12–6–11; 4:15 pm]
BILLING CODE 6715–01–P
FEDERAL RESERVE SYSTEM
Proposed Agency Information
Collection Activities; Comment
Request
Board of Governors of the
Federal Reserve System.
SUMMARY: On June 15, 1984, the Office
of Management and Budget (OMB)
delegated to the Board of Governors of
the Federal Reserve System (Board) its
approval authority under the Paperwork
Reduction Act (PRA), pursuant to 5 CFR
1320.16, to approve of and assign OMB
control numbers to collection of
information requests and requirements
conducted or sponsored by the Board
under conditions set forth in 5 CFR part
1320 Appendix A.1. Board-approved
collections of information are
incorporated into the official OMB
inventory of currently approved
collections of information. Copies of the
Paperwork Reduction Act Submission,
supporting statements and approved
collection of information instruments
are placed into OMB’s public docket
files. The Federal Reserve may not
conduct or sponsor, and the respondent
is not required to respond to, an
information collection that has been
extended, revised, or implemented on or
after October 1, 1995, unless it displays
a currently valid OMB control number.
DATES: Comments must be submitted on
or before February 6, 2012.
ADDRESSES: You may submit comments,
identified by FR 2644, FR 2835, FR
2835a, or FR 2502q, by any of the
following methods:
• Agency Web Site: https://
www.federalreserve.gov. Follow the
instructions for submitting comments at
https://www.federalreserve.gov/
generalinfo/foia/ProposedRegs.cfm.
AGENCY:
PO 00000
Frm 00042
Fmt 4703
Sfmt 4703
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• Email:
regs.comments@federalreserve.gov.
Include OMB control number in the
subject line of the message.
• Fax: (202) 452–3819 or (202) 452–
3102.
• Mail: Jennifer J. Johnson, Secretary,
Board of Governors of the Federal
Reserve System, 20th Street and
Constitution Avenue NW., Washington,
DC 20551.
All public comments are available
from the Board’s Web site at https://
www.federalreserve.gov/generalinfo/
foia/ProposedRegs.cfm as submitted,
unless modified for technical reasons.
Accordingly, your comments will not be
edited to remove any identifying or
contact information. Public comments
may also be viewed electronically or in
paper form in Room MP–500 of the
Board’s Martin Building (20th and C
Streets, NW.) between 9 a.m. and 5 p.m.
on weekdays.
Additionally, commenters may send a
copy of their comments to the OMB
Desk Officer—Shagufta Ahmed —Office
of Information and Regulatory Affairs,
Office of Management and Budget, New
Executive Office Building, Room 10235
725 17th Street NW., Washington, DC
20503 or by fax to (202) 395–6974.
FOR FURTHER INFORMATION CONTACT: A
copy of the PRA OMB submission,
including the proposed reporting form
and instructions, supporting statement,
and other documentation will be placed
into OMB’s public docket files, once
approved. These documents will also be
made available on the Federal Reserve
Board’s public Web site at: https://
www.federalreserve.gov/boarddocs/
reportforms/review.cfm or may be
requested from the agency clearance
officer, whose name appears below.
Federal Reserve Board Clearance
Officer—Cynthia Ayouch—Division of
Research and Statistics, Board of
Governors of the Federal Reserve
System, Washington, DC 20551 (202)
452–3829). Telecommunications Device
for the Deaf (TDD) users may contact
(202) 263–4869), Board of Governors of
the Federal Reserve System,
Washington, DC 20551.
SUPPLEMENTARY INFORMATION:
Request for Comment on Information
Collection Proposals
The following information
collections, which are being handled
under this delegated authority, have
received initial Board approval and are
hereby published for comment. At the
end of the comment period, the
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Agencies
[Federal Register Volume 76, Number 236 (Thursday, December 8, 2011)]
[Notices]
[Pages 76728-76730]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-31545]
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
[GC Docket No. 10-44; DA 11-1950]
Benefits and Burdens of Requiring Commenters To File Cited
Materials in Rulemaking Proceedings as Further Reform To Enhance
Record-Based Decisionmaking
AGENCY: Federal Communications Commission.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: This document seeks comment on procedures to improve
transparency and efficiency in Commission proceedings. In particular,
the Public Notice seeks comment on whether the Commission should
require commenters to file materials they cite in pleadings submitted
in rulemaking proceedings, so that those materials are more easily
accessible to all interested parties.
DATES: Comments may be filed on or before January 9, 2012, and reply
comments may be filed on or before January 23, 2012.
ADDRESSES: You may submit comments, identified by GC Docket No. 10-44,
by any of the following methods:
Federal Communications Commission's Web site: https://fjallfoss.fcc.gov/ecfs2/. Follow the instructions for submitting
comments.
Mail: See the SUPPLEMENTARY INFORMATION section of this
document.
People with Disabilities: Contact the FCC to request
reasonable accommodations (accessible format documents, sign language
interpreters, CART, etc.) by email: FCC504@fcc.gov or phone: (202) 418-
0530 or TTY: (202) 418-0432.
For detailed instructions for submitting comments and additional
information, see the SUPPLEMENTARY INFORMATION section of this
document.
FOR FURTHER INFORMATION CONTACT: For further information regarding this
proceeding, contact Elizabeth Lyle, Office of General Counsel, (202)
418-1720.
SUPPLEMENTARY INFORMATION: This is a summary of a Public Notice
released by the Office of General Counsel on November 29, 2011. The
full text of this document is available for public inspection and
copying during regular business hours in the Commission's Reference
Information Center, Portals II, 445 12th Street SW., Room CY-A257,
Washington, DC 20554. The complete text of this document also may be
purchased from the Commission's copy contractor, Best Copy and
Printing, Inc., Portals II, 445 12th Street SW., Room CY-B402,
Washington, DC 20554, telephone (202) 488-5300, facsimile (202) 488-
5563 or via email FCC@BCPIWEB.com. The full text may also be downloaded
at https://www.fcc.gov.
Pursuant to Sec. Sec. 1.415 and 1.419 of the Commission's rules,
47 CFR 1.415, 1.419, interested parties may file comments and reply
comments on or before the dates indicated on the first page of this
document. Comments may be filed using the Commission's Electronic
Comment Filing System (ECFS). See Electronic Filing of Documents in
Rulemaking Proceedings, 63 FR 24121 (1998).
Electronic Filers: Comments may be filed electronically
using the Internet by accessing the ECFS: https://fjallfoss.fcc.gov/ecfs2/.
Paper Filers: Parties who choose to file by paper must
file an original and one copy of each filing. If more than one docket
or rulemaking number appears in the caption of this proceeding, filers
must submit two additional copies for each additional docket or
rulemaking number.
Filings can be sent by hand or messenger delivery, by commercial
overnight courier, or by first-class or overnight U.S. Postal Service
mail. All filings must be addressed to the Commission's Secretary,
Office of the Secretary, Federal Communications Commission.
All hand-delivered or messenger-delivered paper filings
for the Commission's Secretary must be delivered to FCC Headquarters at
445 12th St. SW., Room TW-A325, Washington, DC 20554. The filing hours
are 8 a.m. to 7 p.m. All hand deliveries must be held together with
rubber bands or fasteners. Any envelopes and boxes must be disposed of
before entering the building.
Commercial overnight mail (other than U.S. Postal Service
Express Mail and Priority Mail) must be sent to 9300 East Hampton
Drive, Capitol Heights, MD 20743.
U.S. Postal Service first-class, Express, and Priority
mail must be addressed to 445 12th Street SW., Washington DC 20554.
[[Page 76729]]
Documents will be available for public inspection and copying
during business hours at the FCC Reference Information Center, Portals
II, Room CY-A257, 445 12th Street SW., Washington, DC 20554. The
documents may also be purchased from BCPI, telephone (202) 488-5300,
facsimile (202) 488-5563, TTY (202) 488-5562, email fcc@bcpiweb.com.
People with Disabilities: To request materials in accessible formats
for people with disabilities (braille, large print, electronic files,
audio format), send an email to fcc504@fcc.gov or call the Consumer &
Governmental Affairs Bureau at (202) 418-0530 (voice), (202) 418-0432
(tty). The Commission has designated this proceeding as a ``permit-but-
disclose'' proceeding in accordance with the Commission's ex parte
rules. 47 CFR 1.1200 et seq.; Amendment of Certain of the Commission's
Part 1 Rules of Practice and Procedure and Part 0 Rules of Commission
Organization, Notice of Proposed Rulemaking, 25 FCC Rcd 2430, 2439-40
(2010). Persons making ex parte presentations must file a copy of any
written presentation or a memorandum summarizing any oral presentation
within two business days after the presentation (unless a different
deadline applicable to the Sunshine period applies). Persons making
oral ex parte presentations are reminded that memoranda summarizing the
presentation must (1) list all persons attending or otherwise
participating in the meeting at which the ex parte presentation was
made, and (2) summarize all data presented and arguments made during
the presentation. If the presentation consisted in whole or in part of
the presentation of data or arguments already reflected in the
presenter's written comments, memoranda or other filings in the
proceeding, the presenter may provide citations to such data or
arguments in his or her prior comments, memoranda, or other filings
(specifying the relevant page and/or paragraph numbers where such data
or arguments can be found) in lieu of summarizing them in the
memorandum. Documents shown or given to Commission staff during ex
parte meetings are deemed to be written ex parte presentations and must
be filed consistent with Sec. 1.1206(b) of the Commission's rules. In
proceedings governed by Sec. 1.49(f) of the Commission's rules or for
which the Commission has made available a method of electronic filing,
written ex parte presentations and memoranda summarizing oral ex parte
presentations, and all attachments thereto, must be filed through the
electronic comment filing system available for that proceeding, and
must be filed in their native format (e.g., .doc, .xml, .ppt,
searchable .pdf). Participants in this proceeding should familiarize
themselves with the Commission's ex parte rules.
Summary of Public Notice
This Public Notice seeks comment on additional procedures to
improve transparency and efficiency in Commission proceedings. In
particular, the Public Notice seeks comment on whether the Commission
should require commenters to file materials they cite in pleadings
submitted in rulemaking proceedings, so that those materials are more
easily accessible to all interested parties. The Commission bases its
decisions on record evidence, properly disclosed, with the least
possible burden on filers, and strives to tailor its procedures to
those ends. Transparency, robust public participation, and informed
decision-making are key values that the Commission and its staff strive
to uphold in all proceedings. In some proceedings, particularly large
and complicated rulemakings, staff may analyze materials that parties
have not submitted in the record, including materials such as state
statutes, academic articles, blog posts, and company financial reports.
This material may or may not contribute to the Commission's final
decision, and seeking comment specifically on all the sources viewed by
staff would greatly enlarge the record and tax the time and resources
of the Commission and parties, with potentially little benefit.
In an effort to balance these considerations, staff has submitted
collections of materials into the record of at least two major
proceedings. In the Preserving the Open Internet proceeding, staff
added the full text of various sources, including FCC working papers,
transcripts from FCC workshops, comments submitted in other Commission
rulemaking proceedings, public financial filings, academic literature,
news articles, blog posts, corporate and non-profit research reports,
material from industry participants' Web sites, and investment firm
conference call transcripts. See Letter from Carol Simpson, Deputy
Chief, Competition Policy Division, Wireline Competition Bureau, FCC,
to Marlene S. Dortch, Secretary, FCC, GN Docket No. 09-191, WC Docket
No. 07-52 (Dec. 13, 2010); Letter from Carol Simpson, Deputy Chief,
Competition Policy Division, Wireline Competition Bureau, FCC, to
Marlene S. Dortch, Secretary, FCC, GN Docket No. 09-191, WC Docket No.
07-52 (Dec. 10, 2010). In the Connect America Fund proceeding, staff
added citations to similar materials, including material from other
federal and state government entities, books, and data already released
by the Commission or the Universal Service Administrative Company. See
Letter from Jennifer Prime, Legal Counsel, Wireline Competition Bureau,
FCC, to Marlene Dortch, Secretary, FCC, WC Docket No. 10-90 et al.
(Oct. 19, 2011); Letter from Jennifer Prime, Legal Counsel, Wireline
Competition Bureau, FCC, to Marlene Dortch, Secretary, FCC, WC Docket
No. 10-90 et al. (Oct. 17, 2011); Letter from Jennifer Prime, Legal
Counsel, Wireline Competition Bureau, FCC, to Marlene Dortch,
Secretary, FCC, WC Docket No. 10-90 et al. (Oct. 7, 2011). Materials
also included such things as state statutes, pleadings and decisions
from state administrative proceedings, and data and reports available
on the Commission's Web site. In many instances, filings that the
Commission staff placed in the record had been cited by commenters in
their filings, and the staff's submission was intended to make the
materials more accessible. In both proceedings, however, a small number
of commenters voiced concern that such submissions, toward the end of
the proceeding, might not serve their intended purpose of promoting
transparent decision-making and might, indeed, limit opportunities for
meaningful responsive comment. See, e.g., Letter from Todd D. Daubert &
J. Isaac Himowitz, Counsel for SoutherinLINC Wireless and the Universal
Service for America Coalition, to Chairman Genachowski, WC Docket No.
10-90 et al., at 3 (Oct. 21, 2011); Letter from David A. LaFuria,
Counsel to Allied Wireless Communications Corp. et al., WC Docket No.
10-90 et al. (Oct. 20, 2011); see also Preserving the Open Internet,
Broadband Industry Practices, Report and Order, 25 FCC Rcd 17905,
18049-50 (2010) (dissenting Stmt. of Cmmr. McDowell), recon. and pets.
for review pending.
In light of these developments, the Public Notice seeks comment on
filing requirements that may improve transparency and informed
decision-making in future rulemaking proceedings. In particular, the
Public Notice seeks comment on requiring parties to submit full copies
of any materials cited in their pleadings or ex parte submissions. Such
a requirement may be viable under the Commission's current electronic
filing processes, when it would not previously have been feasible.
Further, it could help to ensure
[[Page 76730]]
that the record timely and unambiguously includes those materials that
parties to our proceedings believe to be germane and informative. In
the context of formal complaint proceedings, the Commission's rules
already require parties to provide ``all non-Commission authorities
relied upon which are not routinely available in national reporting
systems, such as unpublished decisions or slip opinions of courts or
administrative agencies.'' See 47 CFR 1.721(f).
What would be the benefits and burdens of such a new procedural
requirement in rulemaking proceedings? Should any such rule distinguish
among types of documents cited? For example, should data be treated
differently from other forms of information and should economic
analysis be treated differently from a law review article, court
decision, or other government publication? Should ease of access to the
cited information matter? If so, how should ease of access be
determined? Are there some circumstances in which materials could not
practically be placed in the record, such as when third parties do not
permit copying (e.g., daily newsletters), the material is very bulky,
or the material is in the form of a database? Would parties need to
place an entire document in the record or would an excerpt suffice?
Should the inclusion of an Internet address (URL) where the document
can be viewed be deemed sufficient to satisfy the filing requirement
for that document? Might this proposal diminish the quality of the
comments received by the Commission, for instance if the additional
burden of providing supporting materials outweighs their perceived
value to the commenter? Would this proposal impose an undue paperwork
burden on filers? Should the proposal be adopted in additional, or
different, categories of proceedings?
Federal Communications Commission.
Julie A. Veach,
Deputy General Counsel, Office of General Counsel.
[FR Doc. 2011-31545 Filed 12-7-11; 8:45 am]
BILLING CODE 6712-01-P